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  • ARTICLE 21
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    Monopolies
    • This entry was published on 2014-09-22
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    ARTICLE 21-A

    Fraudulent Transactions In Securities

    General Business (GBS) CHAPTER 20

    ARTICLE 21-A

    FRAUDULENT TRANSACTIONS IN SECURITIES
    Section 339. Reporting or publishing fictitious transactions in

    securities.

    339-a. False statement or advertisement as to securities.

    339-b. Manipulation of prices of securities.

    339-c. Trading by brokers against customers' orders.

    339-d. Transactions by brokers and dealers after insolvency.

    339-e. Hypothecation of customer's securities.

    339-f. Delivery to customers of memoranda of transactions by

    brokers.