Legislation
ARTICLE 21-A
Fraudulent Transactions In Securities
General Business (GBS) CHAPTER 20
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SECTION 339Reporting or publishing fictitious transactions in securities
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SECTION 339-AFalse statement or advertisement as to securities
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SECTION 339-BManipulation of prices of securities
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SECTION 339-CTrading by brokers against customers' orders
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SECTION 339-DTransactions by brokers and dealers after insolvency
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SECTION 339-EHypothecation of customer's securities
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SECTION 339-FDelivery to customers of memoranda of transactions by brokers
ARTICLE 21-A
FRAUDULENT TRANSACTIONS IN SECURITIES
Section 339. Reporting or publishing fictitious transactions in
securities.
339-a. False statement or advertisement as to securities.
339-b. Manipulation of prices of securities.
339-c. Trading by brokers against customers' orders.
339-d. Transactions by brokers and dealers after insolvency.
339-e. Hypothecation of customer's securities.
339-f. Delivery to customers of memoranda of transactions by
brokers.
FRAUDULENT TRANSACTIONS IN SECURITIES
Section 339. Reporting or publishing fictitious transactions in
securities.
339-a. False statement or advertisement as to securities.
339-b. Manipulation of prices of securities.
339-c. Trading by brokers against customers' orders.
339-d. Transactions by brokers and dealers after insolvency.
339-e. Hypothecation of customer's securities.
339-f. Delivery to customers of memoranda of transactions by
brokers.