LEGISLATIVE RESOLUTION honoring Mark C. Healy upon the occasion of his
designation by HeartShare Human Services of New York as the recipient of
its 2011 Monsignor Thomas G. Hagerty Humanitarian Award

WHEREAS, It is the custom of this Legislative Body to acknowledge
outstanding individuals whose professional lives, personal endeavors,
and community service are an example and inspiration to their
colleagues, friends, and family; and
WHEREAS, Attendant to such concern, and in full accord with its long-
standing traditions, this Legislative Body is justly proud to honor Mark
C. Healy upon the occasion of his designation by HeartShare Human
Services of New York as the recipient of its 2011 Monsignor Thomas G.
Hagerty Humanitarian Award; and
WHEREAS, Mark C. Healy, President and Chief Executive Officer of the
American Stock Transfer & Trust Company, LLC, will be honored at the
organization's Spring Gala and Auction, to be held on Thursday, March
24, 2011, at the New York Marriott Marquis; and
WHEREAS, HeartShare Human Services of New York is a nonprofit human
services agency dedicated to improving the lives of people in need of
special services and support, and to helping individuals develop to
their fullest potential and lead meaningful and enriched lives; and
WHEREAS, Founded in 1914, HeartShare Human Services of New York
promotes self-sufficiency and responsibility through its programs and
services to more than 25,000 children, adults, families, and the devel-
opmentally disabled throughout New York City annually; each year, at its
Spring Gala and Auction, it proudly recognizes the achievements of those
who exemplify its ideals and help to further its mission; and
WHEREAS, In addition to serving as President and Chief Executive Offi-
cer of the American Stock Transfer & Trust Company, LLC (AST), Mark C.
Healy is a valued member of the Board of Directors of the Stock Transfer
Association; and
WHEREAS, Prior to joining AST in 2009, he was Executive Vice President
for National Financial Services, a Fidelity Investments company, for
more than seven years, where he was responsible for all of National
Financial's sales and relationship teams covering over 325 broker dealer
clients nationwide, custody of almost $700B in assets and execution of
over one million daily trades; his previous role at National Financial
was as Chief Operating Officer and Chief Financial Officer, during which
time he oversaw significant growth, acquisitions and product development
for the firm; and
WHEREAS, Mark C. Healy has over 28 years of experience in the finan-
cial services sector and is well-known and highly regarded in the clear-
ing industry as a champion of technology solutions that drive growth and
manage risk; and
WHEREAS, Mark C. Healy, in addition, also previously served as COO and
CFO at TD Securities, CFO of Swiss Bank Corp, and Controller and Oper-
ations head at Sanwa Bank Securities; and
WHEREAS, Throughout the entire period of his professional and communi-
ty service, a period of constructive involvement, Mark C. Healy has
stood constant in dignity, good grace and humor, and has earned the
respect and admiration of his colleagues, family and friends; and
WHEREAS, Rare indeed is the impressive dedication shown by an individ-
ual for the benefit of others which Mark C. Healy has displayed through-
out his life; now, therefore, be it
RESOLVED, That this Legislative Body pause in its deliberations to
honor Mark C. Healy upon the occasion of his designation by HeartShare

Human Services of New York as the recipient of its 2011 Monsignor Thomas
G. Hagerty Humanitarian Award on March 24, 2011; and be it further
RESOLVED, That a copy of this Resolution, suitably engrossed, be tran-
smitted to Mark C. Healy.