Public Hearing - October 9, 2013

    


       1      BEFORE THE NEW YORK STATE SENATE MAJORITY COALITION
              ------------------------------------------------------
       2
                             PUBLIC FORUM/TOWN HALL
       3
                MANUFACTURING REGULATORY REFORM - TO LEARN FROM
       4       BUSINESSES AND INDUSTRY EXPERTS WHICH REGULATIONS
                ARE THE LEAST USEFUL, LEAST COST-EFFECTIVE, AND,
       5                 THEREFORE, SHOULD BE ELIMINATED

       6      ------------------------------------------------------

       7

       8                       Corning Community College
                               Triangle Lounge
       9                       1 Academic Drive Building
                               Corning, NY 14830
      10
                               October 9, 2013
      11                       12:00 p.m. to 2:00 p.m.

      12

      13

      14      SPONSORS PRESIDING:

      15         Senator Patrick M. Gallivan
                 Deputy Conference Leader for Economic Development
      16
                 Senator Kathleen A. Marchione
      17         Chair of the Administrative Regulations Review
                 Commission
      18

      19
              CO-SPONSOR PRESIDING:
      20
                 Senator Thomas F. O'Mara
      21

      22      SENATE MEMBERS ALSO PRESENT:

      23         Representative of Senator Catharine Young's Office

      24

      25







                                                                  2
       1
              SPEAKERS:                               PAGE  QUESTIONS
       2
              G. Thomas Tranter                          9       15
       3      President
              Corning Enterprises
       4
              Margaret Gorman                           20       46
       5      Manager, State Affairs, Northeast Region
              American Chemistry Council
       6
              William Wolfram                           20       46
       7      Board Chair, NYS Chemical Alliance
              Director, Global & Regulatory Affairs
       8           for SI Group

       9      Mark Johnson                              48       61
              Vice President of Finance,
      10      Pepsi Cola and Canada Dry Bottling
                   Companies of New York
      11      New York State Bottling Association

      12      Randy Wolken                              69       79
              President, Manufacturing Association
      13           of Central New York
              President, Manufacturers Alliance of
      14           New York State

      15      Keith Bowman                              80       89
              Vice President
      16      F.M. Howell & Company

      17      Jack Bebernes                             91       95
              Employee
      18      Dresser-Rand

      19      George Miner                              99
              President
      20      Southern Tier Economic Growth

      21      Jamie Johnson                             99
              Executive Director
      22      Steuben County IDA

      23      John Giovenco                            123      130
              Traffic Manager
      24      Nucor Steel, Vulcraft steel-fabrication
                   facility (Chemung, New York)
      25







                                                                  3
       1             SENATOR O'MARA:  Good morning, everyone, and

       2      thank you for being here for the New York State

       3      Senate Majority Coalition Regulatory Reform Public

       4      Forum, and the focus of today's forum is on

       5      manufacturing regulations.

       6             You know, we hear all too often about how

       7      New York State is uncompetitive and does not have a

       8      positive business climate, and we are working on a

       9      variety of ways to try to improve our business

      10      climate in New York State; something that we all

      11      focus very much on here.

      12             And part of the purpose of the

      13      regulatory-reform forums that we're having across

      14      the state in a variety of industries, including

      15      manufacturing, which is today's, we're doing them on

      16      construction, on agriculture.

      17             What's the other topic wear doing?

      18             SENATOR GALLIVAN:  We've done health and

      19      medical.

      20             SENATOR O'MARA:  Oh, health and medical is

      21      the other major area.

      22             SENATOR GALLIVAN:  Insurance and banking.

      23             SENATOR O'MARA:  And insurance and banking,

      24      for topic areas across the state.

      25             So, I want to thank you all for coming out







                                                                  4
       1      and participating today, to give us your input on

       2      regulations.

       3             Our focus is to come up with

       4      1,000 regulations statewide, and out of the

       5      100,000-plus regulations we have in New York State,

       6      we don't think that should be too difficult of a

       7      task to meet.

       8             But, we're committed to reducing regulations

       9      everywhere we can.

      10             And, obviously, with the tax structure, or

      11      the tax climate, in New York, again, the

      12      Tax Foundation out of Washington D.C., came out with

      13      its annual report, either yesterday or today, I just

      14      read about it, where we are number 50 again out of

      15      all countries [sic] in tax climate.

      16             And, you know, I firmly believe in the motto

      17      that Governor Cuomo has spoken about since he took

      18      office, and that is, "New York State has no future

      19      as the tax capital of the nation."

      20             So, we need to focus on reducing taxes, and

      21      the Governor's announced a commitment to looking at

      22      reducing taxes in this coming legislative session

      23      starting in January.

      24             And part of that, I believe, is equally

      25      important, is to ease the regulatory burdens and







                                                                  5
       1      structures that we have in New York State.

       2             So I look forward to your testimony here

       3      today.

       4             Those of you that are testifying, and those

       5      of you that are here to attend and listen, thank you

       6      for your interest.

       7             And I will introduce my colleagues here.

       8             Senator Patrick Gallivan, who's one of the

       9      co-chairs of these forums, and

      10      Senator Kathy Marchione.

      11             Kathy is from the Saratoga area, and

      12      Patrick is from the Erie County, Livingston County,

      13      area of New York State.

      14             We all have districts that cover multiple

      15      counties throughout the state.

      16             We do apologize for starting a few minutes

      17      late today.  Patrick came up from New York City,

      18      from some work he was doing down there yesterday,

      19      and you know how that travel can get delayed at the

      20      bridges and tunnels, and whatnot.

      21             So, Patrick, thank you for coming to Corning

      22      with this forum.

      23             SENATOR GALLIVAN:  Thanks, Senator.

      24             And good afternoon, everybody, and thank you

      25      for being here, and thanks for hosting this.







                                                                  6
       1             We, of course -- the Senator gave a great

       2      introduction, and really took most of the words that

       3      we have been saying at these different hearings, out

       4      of our mouths; but, clearly, 50 out of 50 today, the

       5      Tax Foundation came out with that report.

       6             Earlier this year, the U.S. Chamber of

       7      Commerce came out with a report that ranked

       8      New York State 50 out of 50 as having the worst

       9      business climate in the country.

      10             And it comes down to the two things, I think,

      11      that Tom articulated: taxes, and that so-called

      12      "death by a thousand cuts" regulations.

      13             We are conducting a parallel series of

      14      hearings across the state.

      15             One is focused on tax reform, and then

      16      Senator Marchione and I, Senator Dave Valesky from

      17      the Syracuse area, and the Senator from down

      18      Rockland County, have been traveling the state,

      19      doing these regulatory-reform hearings.

      20             We're near the end.  This is our

      21      second-to-last.  We finish up with a biotech

      22      industry next week in Rochester.

      23             Our goal is to put forward, as Tom had

      24      mentioned, a minimum of 1,000 regulations to repeal,

      25      period.  Not to replace, not to redo, but to repeal.







                                                                  7
       1             And the idea is, not just to focus on the big

       2      things, but the so-called "death by a thousand

       3      cuts."  And if we can identify the outdated

       4      regulations, the useless regulations, the

       5      regulations where the costs greatly exceeds the

       6      benefit, where we can catch up with modern

       7      technology and replace paper with electronics,

       8      that's what our goal is.

       9             That thousand is just a start, though.

      10             But we will have a report that will be

      11      available on our website for everybody to view, and

      12      we anticipate that being done, probably by the end

      13      of November, and it will form the basis for our

      14      legislative agenda as we move forward.

      15             So, we appreciate everybody being here,

      16      because we can't get down, drill into the

      17      industries -- we don't do those things for a

      18      living -- without people in the various industries'

      19      help.

      20             So we appreciate your time and willingness to

      21      be here to testify today, and I'll just turn it over

      22      to Senator Marchione before we get started.

      23             SENATOR MARCHIONE:  Thank you, and good

      24      morning to everyone.

      25             It's a pleasure for me to be here with you as







                                                                  8
       1      well.

       2             And, just to add a little bit to what

       3      Senator O'Mara and Senator Gallivan have said, all

       4      of the rules and regulations and red tape, if you

       5      were to lay them, paper by paper, 8 1/2-x-11, they

       6      account for more than 22 miles of red tape that

       7      New York businesses are tangled up in.

       8             And I'm looking forward to hearing from the

       9      manufacturing industry today, recognizing that there

      10      are over 462,000 manufacturing jobs in

      11      New York State, and we need those jobs; we need to

      12      expand this industry.

      13             And we're hoping what we're doing here today

      14      will provide you with some needed relief; that we

      15      will be able to get rid of some of the rules and

      16      regulations that form those 22 miles.

      17             I want you to know, though, that we're not

      18      here to point blame at anyone.  We're here for the

      19      sole purpose, our only goal, is to listen to each

      20      and every one of you, so that we can find solutions,

      21      real solutions, to the problems that we have.

      22             So thank you all for being here, and I look

      23      forward to your testimony.

      24             SENATOR GALLIVAN:  Thank you, Senator.

      25







                                                                  9
       1             Our first speaker is G. Thomas Tranter,

       2      president of Corning Enterprises.

       3             And we appreciate your patience, and your

       4      willingness to testify today.

       5             G. THOMAS TRANTER:  Thank you, Senator.

       6             SENATOR GALLIVAN:  When you're ready, sir.

       7             G. THOMAS TRANTER:  And I appreciate the

       8      opportunity to come before you and give you some

       9      feedback, and if I do it in five minutes, we'll be

      10      right back on schedule, so -- and I think I can do

      11      that.

      12                  [Laughter.]

      13             G. THOMAS TRANTER:  So, first of all,

      14      Corning, Incorporated, is a worldwide employer, but

      15      we're proud of the fact that we have our

      16      headquarters, our research facility, and our

      17      environmental plants in the Corning Valley.

      18             Approximately 6,000 employees of the 26,000

      19      that we have are in New York State.  About 5,400 are

      20      here.  We also have manufacturing plants in Oneonta,

      21      Canton, and Fairport.

      22             And I'm just gonna kind of run through

      23      quickly what we see as some of the changes that we

      24      would like.

      25             So, first, and I know you've, all three, been







                                                                  10
       1      working hard on this, is repeal 18-A.

       2             Tom has heard us say that loud and clear.

       3             That costs us about a million and a half

       4      dollars a year.

       5             And that's something, you know, when you

       6      compare us to places that we do business in the

       7      United States, such as Virginia, North Carolina, and

       8      Kentucky, we don't have that kind of utility tax.

       9             So, I'd really like to see that go away.

      10             Speaking of taxes, as you did, we pay over

      11      $12 million in local property taxes in

      12      Steuben County, which, obviously, being the largest

      13      industry in the area is appropriate, but one of the

      14      frustrating things is all the levels of government;

      15      and, again, a lot of the regulations that you refer

      16      to.

      17             Just simple things like, you know,

      18      multi-jurisdictional tax bills, you know, can't we

      19      have one tax bill?

      20             And the layers of government in

      21      Steuben County; we have 22 different school

      22      districts, as well as all the communities that you

      23      deal with, villages, cities, towns, counties.

      24             Again, if you compare us to Virginia,

      25      North Carolina, and Kentucky, most of those have







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       1      only one or two.  Generally, the county oftentimes

       2      runs the school district, and, you know, many of

       3      the, like, water, sewer; all those kinds of things.

       4             So, I know this governmental structure goes

       5      way back, but, anything you can do to kind of

       6      consolidate would be greatly appreciated.

       7             Another one that I know your House has done a

       8      great job on, but we really want to see, because

       9      it's driving our insurance rates up tremendously, is

      10      repeal of the Scaffold Law.

      11             I think -- I don't have to explain it to you,

      12      you understand it, but it is a big liability for

      13      something that we shouldn't have to bear

      14      responsibility for.

      15             You know, we're a telecommunications company.

      16             There's a nice little write-up, actually;

      17      we're in, really, four major business areas, but one

      18      thing we want to make sure is, that there's not any

      19      new regulations, because there's already a lot of

      20      regulations over the Internet usage and rates, and

      21      terms and conditions of services.

      22             Right now, the way New York does it, and we

      23      think it works pretty well, is through the

      24      Public Service Commission.

      25             We don't need more regulations imposed by the







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       1      Legislature.

       2             You know, again, another one that I think

       3      your House has worked on repealing is the

       4      annual-notice requirement called "The Wage Theft

       5      Prevention Act."

       6             That's very burdensome for somebody that's

       7      got 6,000 employees, that we've got to send every

       8      single one an official notice, and have to have it

       9      signed, sealed, notarized, and back in their file

      10      every year.

      11             I mean, it seems kind of ridiculous, frankly.

      12             You know, another one is prevailing-wage

      13      determinations.

      14             Up here it's really important, that if they

      15      do prevailing wage, that it reflect regional, you

      16      know, differences.  I mean, the wages here,

      17      obviously, are nothing compared, you know, to

      18      New York City and larger metropolitan areas.

      19             And there clearly is an emphasis, in recent

      20      years, about expanding the definition of

      21      public-works and prevailing-wage mandates.

      22             And while that doesn't impact Corning, the

      23      wages we pay our employees, it certainly does with a

      24      lot of contract services; for example, you know,

      25      landscaping, janitorial, those kinds of security







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       1      services that are contracted out.

       2             And then, lastly, kind of in the

       3      environmental area, there's lots of regulations.

       4             Just deal with DEC, and you'll find out, of

       5      that 22,000 miles, I don't know how much -- or,

       6      22 miles, I don't know how much they have, but they

       7      have a lot of regulations.

       8             But some of the ones that are difficult is,

       9      first of all, you know, again, compared to other

      10      states, the SEQR, and I don't have to tell you how

      11      long and involved the SEQR process is.

      12             I mean, we just built the new plant here, and

      13      the SEQR process takes, like, four months before you

      14      can even do anything.  And that was to, you know,

      15      add to -- 250 jobs to our already 500 employees at

      16      our diesel manufacturing.

      17             But -- and then the other thing that's really

      18      difficult about SEQR, besides all that you're

      19      required to do, is the fact that people can,

      20      basically, file objections, and just from the public

      21      at large, and they don't really have any personal

      22      injury, or anything, that they're actually losing.

      23             And what happens a lot of times, it just

      24      becomes a cause.  They're against, you know, a new

      25      facility in their neighborhood or backyard, or







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       1      whatever.

       2             Another one is Article 10.

       3             I know you've done a fair amount in terms of

       4      that, but, again, you know, when it makes a lot of

       5      sense, fast-tracking that process that meets certain

       6      environmental criteria, like, things like pollution

       7      reduction and economic development, expansions, it

       8      just seems like those drag on and on and on.

       9             And then, you know, all the monitoring that

      10      DEC does with air permits and water quality and --

      11      you know, again, we abide by all of that, but -- and

      12      always will, but, you know, they're onerous

      13      regulations.

      14             So -- and, if you want, I can send you some

      15      of those details from some our environmental people.

      16             But, again, I appreciate the opportunity to

      17      make some comments, and anything you can do would be

      18      greatly appreciated.

      19             And this is certainly important, and

      20      I commend you for trying to get rid of some of these

      21      regulations, because my belief is, what happens,

      22      over time, they just add and add and add and add,

      23      and they never delete.

      24             Right?

      25             SENATOR MARCHIONE:  That's true.







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       1             G. THOMAS TRANTER:  So, thank you very much.

       2             SENATOR GALLIVAN:  That's exactly it.

       3             Well, thank you.

       4             You would be interested to know, there are

       5      over 140,000 pages of rules and regulations.

       6             The department that has the most, is the DEC;

       7      24,698 pages, believe it or not.

       8             G. THOMAS TRANTER:  I rest my case.

       9             SENATOR GALLIVAN:  We would appreciate, if

      10      you are able to put together some of the specifics

      11      that you mentioned --

      12             G. THOMAS TRANTER:  Okay.  Yep, no, I can do

      13      that.

      14             SENATOR GALLIVAN:  -- so we can take a look

      15      at some of the specific regulations, that would be

      16      appreciative.

      17             G. THOMAS TRANTER:  Yep, I'll be glad to do

      18      that.

      19             SENATOR GALLIVAN:  And then we can --

      20             G. THOMAS TRANTER:  It will be our

      21      environmental people, but I'll transmit it to you.

      22             SENATOR GALLIVAN:  No, that's fine.  No, that

      23      would be good.

      24             Scaffold Law has come up -- well, much of

      25      what you have spoken about has come up in the







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       1      different industries that we're dealing with.

       2             Scaffold Law, yesterday, we were in New York,

       3      our hearing was about four hours: insurance and

       4      banking, financial services.

       5             About two hours was spent on the

       6      Scaffold Law.

       7             And, we're somewhat optimistic.  We have

       8      legislation that we have tried to advance.

       9             G. THOMAS TRANTER:  Right, and you passed it

      10      in your House; right?

      11             SENATOR GALLIVAN:  We haven't yet, but it

      12      really wouldn't have mattered, because the Assembly

      13      wouldn't do anything about it.

      14             But, we are now trying to work with the

      15      Governor's Office, and, we're somewhat optimistic

      16      that we may be able to have some action on it.

      17             G. THOMAS TRANTER:  That would be great.

      18             SENATOR GALLIVAN:  But, I mean, we will

      19      continue, so we appreciate that it keeps coming up

      20      in testimony, so we can use it, obviously, when we

      21      make our recommendations.

      22             But I appreciate your testimony.

      23             I don't have any questions.

      24             I don't know if --

      25             SENATOR MARCHIONE:  I do, if you don't mind.







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       1             G. THOMAS TRANTER:  Yep.

       2             SENATOR MARCHIONE:  And just to add to the

       3      Scaffold Law a little bit, I mean, yesterday we

       4      heard from the insurance companies, that it's

       5      getting so bad out there, that there's "a company"

       6      who's writing.

       7             And for the insurance aspect of this, it's

       8      10 times more costly than it used to be 2 years ago.

       9             G. THOMAS TRANTER:  Right.

      10             SENATOR MARCHIONE:  So it's very serious.

      11             We hear what you're saying, but we appreciate

      12      that we're hearing it from all different industries:

      13      construction; now manufacturing, and insurance and

      14      banking.

      15             But I have just a couple of questions on the

      16      DEC regulations.

      17             Do you find in your business that EPA -- the

      18      federal EPA regulations and the DEC regulations, are

      19      you finding them duplicative?

      20             Are you --

      21             G. THOMAS TRANTER:  I would say there's times

      22      that they are.  Generally, though, we deal more with

      23      DEC than EPA.

      24             We also, though, you know, and to add to what

      25      you're saying, we also deal with Army Corps; and,







                                                                  18
       1      so, there's really the three, kind of, regulatory

       2      agencies.

       3             SENATOR MARCHIONE:  To add to the request

       4      from Senator Gallivan, if you have duplicative

       5      regulations you're dealing with, could you list

       6      those as well, so we would know.

       7             G. THOMAS TRANTER:  Sure.

       8             SENATOR MARCHIONE:  Perhaps we could get rid

       9      of some of ours if EPA has them.

      10             SENATOR GALLIVAN:  Yes, and as long as you're

      11      tasking your environmental people --

      12                  [Laughter.]

      13             SENATOR GALLIVAN:  -- I know the SEQR

      14      process, they have a new form?

      15             G. THOMAS TRANTER:  Right.

      16             SENATOR GALLIVAN:  And we've heard about some

      17      of the questions that are on there, that don't seem

      18      to make any sense, that are highly technical, and

      19      don't seem to serve a purpose.

      20             G. THOMAS TRANTER:  Comment on them?

      21             SENATOR GALLIVAN:  So, if your environmental

      22      people are able to comment on that, that would be

      23      appreciative as well.

      24             G. THOMAS TRANTER:  Yep, okay.

      25             SENATOR GALLIVAN:  And, right directly behind







                                                                  19
       1      you, the good-looking guy with the glasses, can give

       2      you an e-mail address, that --

       3             G. THOMAS TRANTER:  Okay.

       4             SENATOR GALLIVAN:   -- yeah, right in the

       5      very back, he can give you an e-mail address.

       6             SENATOR O'MARA:  He did say "good-looking,"

       7      but, the guy with the glasses.

       8             SENATOR GALLIVAN:  All the good-looking guys

       9      with the glasses, but, the one in the back.

      10             SENATOR O'MARA:  Tom, thank you for being

      11      here.

      12             And I certainly want to thank

      13      Corning, Incorporated, for its commitment to the

      14      Southern Tier; being their largest employer in the

      15      Southern Tier, and committing to expand

      16      manufacturing into the Southern Tier, with your

      17      heavy-duty diesel plant, where you chose Irwin to

      18      expand that as opposed to going to Asia.

      19             We're certainly very proud to have you as our

      20      number one employer in the region, and thank you for

      21      your participation today.

      22             G. THOMAS TRANTER:  Glad to help.

      23             Good luck.

      24             SENATOR GALLIVAN:  Thanks again.

      25             SENATOR MARCHIONE:  Thanks.







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       1             SENATOR GALLIVAN:  Our next speaker is

       2      William Wolfram, board chair of the New York State

       3      Chemical Alliance.

       4             Oh, hi there.

       5             And did I pronounce your name correctly?

       6             WILLIAM WOLFRAM:  That's fine.

       7             SENATOR GALLIVAN:  And, Margaret Gorman, who

       8      is also with the -- or, who is with the

       9      American Chemistry Council.

      10             Thanks, both of you, for being here.

      11             MARGARET GORMAN:  Thank you.

      12             Good afternoon, Senators O'Mara, Gallivan,

      13      and Marchione.

      14             My name is Margaret Gorman, and I'm manager

      15      of state affairs for the northeast region for the

      16      American Chemistry Council.

      17             We're a national trade association based in

      18      Washington, D.C., but have our regional office in

      19      Albany, about -- just up the block from you.

      20             We represent chemical and plastics

      21      manufacturers throughout the country, throughout the

      22      world.

      23             We have over 80 plant sites in

      24      New York State, with a huge concentration of those

      25      facilities in Western New York and the







                                                                  21
       1      Hudson Valley, in the Capital Region and

       2      Long Island.

       3             We have sites throughout New York, but that's

       4      where a major, you know, portion of our facilities

       5      are.

       6             In addition to that, we have about 500 plant

       7      sites from customer bases that are also throughout

       8      New York State.

       9             Over 96 percent of all manufactured goods are

      10      directly touched by the business of chemistry,

      11      making the industry an essential part of every facet

      12      in our nation's economy.

      13             Chemistry provides significant economic

      14      benefits in every state, including New York.

      15             Thanks to chemistry, our lives are healthier,

      16      safer, more sustainable, and more productive than

      17      ever before.

      18             For every job created by the chemistry

      19      industry in New York, an average additional two jobs

      20      are created in dependent industries, including

      21      mining and utilities, construction, health care,

      22      manufacturing.

      23             We directly employ over 40,000 jobs in

      24      New York State, and indirectly support another

      25      88,000 jobs.







                                                                  22
       1             The average wage of a chemistry-industry

       2      employee in New York is approximately $74,000, and

       3      then the industry directly generates over

       4      350 million in state and local taxes, and another

       5      700 million in federal taxes, supporting the needs

       6      of New York and its residents.

       7             I know a few of you have been to our sites

       8      throughout New York.

       9             And one thing that I've noticed, as I've

      10      traveled and visited those sites, is just the

      11      longevity of the employees there.

      12             I've met some people that have been there

      13      35, 40 years.  They started in the industry, you

      14      know, that's the first job out of school, their

      15      first job, and that's where they're going to end.

      16             So, they're really dedicated to staying in

      17      the industry; they're loyal in staying in New York.

      18             Chemistry creates fertilizers that enable an

      19      abundant food supply; plastic packaging, in

      20      Canandaigua, New York, for example, that help to

      21      preserve healthy food shipped from New York farms

      22      and factories to homes across the country.

      23             Chemistry creates solutions that help local

      24      food producers purify water, and sanitize meat and

      25      poultry, to reduce food-bourne illness.







                                                                  23
       1             Many lithium-ion and lithium-polymer

       2      batteries, for example, are made in New York and

       3      employ chemistry to create rechargeable batteries

       4      for consumer and military applications, including

       5      laptops, cameras, mobile phones, communication

       6      devices, and GPS systems.

       7             Chemistry's essential to our everyday lives.

       8             The business of chemistry transforms the

       9      natural raw materials of the earth, sea, and air

      10      into products that we use every day.

      11             The business of chemistry drives innovation

      12      and creates jobs and economic growth by creating

      13      products that bring major societal benefits to our

      14      quality of life.

      15             Our industry represents 9 percent of total

      16      New York manufacturing and employment in New York,

      17      and 24 percent of overall manufacturing shipments.

      18             Innovative and dynamic industries work,

      19      creating jobs, and help with our economic growth in

      20      New York.

      21             Today, in 2013, New York is now ranked at the

      22      seventh largest chemistry producer in New York

      23      State.

      24             It was the fifth.

      25             Notice I said "was"?







                                                                  24
       1             I was curious to see, when we were the fifth,

       2      so I did a little research and noticed that was this

       3      time, last year.

       4             It is now outranked by North Carolina that

       5      has surpassed New York, and North Carolina is now

       6      the third largest chemistry producer in the

       7      United States.

       8             Comparing 2006 to 2011, latest available

       9      data, shipments in New York have declined

      10      27 percent; from 41 billion, to 30 billion.

      11             In North Carolina, they have risen

      12      43 percent; from 39 billion, to 56 billion.

      13             And you've all made some, you know, great

      14      points about New York being at the bottom of the

      15      tier in best places to do business in the country.

      16             I did a little, you know, side-by-side on

      17      North Carolina, because they have similar jobs

      18      that -- you know, similar amount of jobs in the

      19      state, although they're a little bit more revenue,

      20      but it's pretty similar on those statistics.

      21             North Carolina on that ranking is the third

      22      best place to do business in the country, compared

      23      to New York's 50.

      24             So I think that's a good way to kind of look

      25      at, you know, you've got opportunities.  You've also







                                                                  25
       1      got, you know, as you said, there's burdensome, you

       2      know, tax issues here as well, overregulation, etc.

       3             So I think that's a really good way to look

       4      at that, and that state is just soaring, soaring

       5      past New York.

       6             I know you've mentioned, you know, and we

       7      commend you for going across the state and

       8      collecting regulations, and you're going to hear

       9      more from William today, on specific regulations

      10      that are impacting our industry.

      11             But, it's also important to note that, in

      12      addition to those that are out there, there's also

      13      those that can be prevented.

      14             And so many times you've seen in legislation,

      15      that there's sections in the legislation that allows

      16      DEC, for example, to promulgate rules and

      17      regulations that would be in an additional burden,

      18      for example, on the industry.

      19             We have one that is going to come up during

      20      session, and it's a bill that we -- is one of our

      21      key issues; and that's Senate Bill 4614 and

      22      Assembly Bill 6328.

      23             It would, essentially, create a state

      24      chemical regulatory program, with the ultimate

      25      intent of allowing an estate, through a







                                                                  26
       1      chemical-prioritization process, to target specific

       2      chemicals for bans in consumer products.

       3             ACC opposes the legislation, for the primary

       4      reason it is predicated on the assumption there's

       5      inadequate protection for consumers and children in

       6      the marketplace.

       7             The justification used for pushing this

       8      regulation at the state level, is the current

       9      federal regulatory system for chemicals is broken;

      10      and, therefore, states have to step in.

      11             We strongly disagree.

      12             The legislation is already being addressed by

      13      EPA and does not need to be addressed by DEC.

      14             S4614 does not acknowledge the broad safety

      15      net of existing federal consumer-protection and

      16      chemical-regulation laws.

      17             Over 14 different federal statutes play a

      18      role in regulating chemical use in consumer

      19      products.

      20             The issues in this legislation are being

      21      addressed by EPA today, and reporting information

      22      about chemicals, prioritization of chemicals,

      23      assessment of chemicals, and regulation of chemicals

      24      are all things that EPA is already looking at.

      25             And I can -- you know, we can follow up and







                                                                  27
       1      provide you a real detailed list on what -- what

       2      they're specifically looking at.

       3             Here's one example:

       4             The chemical-data reporting rule, in February

       5      of this year, EPA released information it had

       6      collected from chemical manufacturers last year

       7      about their uses of chemicals; industrial uses,

       8      commercial uses, consumer-product uses, for example.

       9             In February, EPA then established

      10      83 work-plan chemicals for review and assessment,

      11      and regulation where warranted.

      12             So my point in this is that, you know, this

      13      legislation, for example, would require DEC to

      14      create another list of chemicals; just creating an

      15      additional reporting requirement for businesses in

      16      New York State.

      17             And William's gonna touch base on that as

      18      well, and just the general impact that that would

      19      have.

      20             And, New York being an outlier in the country

      21      on that, a state like North Carolina does not have

      22      this; does not require this.

      23             So in looking at those two states, what would

      24      prevent, you know, a business, and all these

      25      different requirements, from just moving out?







                                                                  28
       1             The piecemeal review of a few chemicals a

       2      year will do nothing to enhance the safety of

       3      New York residents, nor will it provide any

       4      certainty to New York chemistry businesses that will

       5      never be certain when their products will come under

       6      state regulatory scrutiny.

       7             On behalf of ACC, we would ask you, during

       8      session, not to support this legislation, going

       9      forward.

      10             In addition to that legislation, we also

      11      have, there's other product-ban legislation that

      12      we're always seeing in New York State, but for the

      13      purposes of this forum, this is a key one, because

      14      it -- it does promulgate additional rules and

      15      regulations.

      16             One -- another particular area that we are

      17      supportive of, that doesn't have any regulation yet,

      18      is the access to natural gas.

      19             Access to vast new supplies of American

      20      natural gas from shale deposits is one of the most

      21      exciting domestic energy development in decades;

      22      particularly for the business of chemistry.

      23             Our industry actually relies on affordable

      24      natural gas as a source of energy, as a raw material

      25      or a feed stock for countless chemical products.







                                                                  29
       1             The low price of natural gas, that gives

       2      U.S. manufacturers an advantage over competitors

       3      that relied on more expensive oil-based feed stock.

       4             And William has, you know, just from 2010

       5      till now, the price in natural gas has decreased due

       6      to that.

       7             The business of chemistry is at the heart of

       8      manufacturing.

       9             Access to shale gas is dramatically boosting

      10      America's competitiveness, and can help meet our

      11      nation's goals for increased exports and new jobs.

      12             State oversight of hydraulic fracturing is

      13      appropriate, since state governments have the

      14      knowledge to oversee the process in their

      15      jurisdictions.

      16             So on behalf of ACC, I appreciate you giving

      17      me the opportunity to present, and we look forward

      18      to working with you throughout session.

      19             And at this point, William Wolfram, who is

      20      the chairman of the board of the New York State

      21      Chemical Alliance, and a member, also, of the

      22      American Chemistry Council, he's director of global

      23      regulatory affairs for SI Group, is going to speak

      24      on the company perspective.

      25             WILLIAM WOLFRAM:  Thank you, Senators.







                                                                  30
       1             I really appreciate the opportunity to

       2      address you today.

       3             SI Group is a family-owned and privately held

       4      global chemical company.

       5             We have 19 manufacturing locations in

       6      10 countries.

       7             We are headquartered in Schenectady,

       8      New York.

       9             We employ 350 people in New York State,

      10      600 nationally, and about 2,000 worldwide.

      11             So, all told, we're about a

      12      billion-and-a-half-dollar enterprise, in terms of

      13      turnover.

      14             We've been in -- we were founded in

      15      Schenectady, back in 1906, so, we're over 106 years

      16      old.

      17             And, our company, through its payroll,

      18      contributes about $45 million annually to

      19      New York State, to the economy, and an additional

      20      $110 million through the purchase of goods and

      21      services as a consumer of articles and feed stocks

      22      in New York State.

      23             Our production:  We have our headquarters in

      24      Schenectady and a production facility in

      25      Rotterdam Junction, New York.







                                                                  31
       1             The production facility employs 200 people.

       2             And in 2012, we produced about 440,000 metric

       3      tons of high-value chemical intermediates.  That

       4      equates about to about 97 million pounds, if that's

       5      an easier number.

       6             But, mainly for the rubber-coatings and

       7      adhesives industry, and about a quarter of these

       8      products are actually imported to other regions of

       9      the world, and even China.

      10             So, we're probably one of the few sectors

      11      that actually exports our products to China instead

      12      of, let's say, getting products from China.

      13             As far as our company is concerned, we are an

      14      ACC member.

      15             We're also, as an ACC member, a

      16      responsible-care company, so we really have a

      17      comprehensive environmental, health, and safety,

      18      security -- safety and security management system.

      19             So I think that's really important to

      20      mention, because I think the business of chemistry

      21      has really come to the realization that we,

      22      ourselves, have to become a lot more transparent, as

      23      far as communicating to other, you know,

      24      stakeholders in the value chain.

      25             And I think ACC has done a great job really







                                                                  32
       1      promoting the product-stewardship aspects.

       2             And, basically, this comes along with

       3      membership, so you can't be an ACC member and not be

       4      a responsible-care company.

       5             So, these two things go hand in hand.

       6             I just wanted to, perhaps, just say a few

       7      words about the things that Margaret's already

       8      mentioned.

       9             But, obviously, one of the hugest, or most

      10      critical, issues for the chemical industry in

      11      New York State, and certainly nationally, is

      12      regulatory certainty and a level playing field.

      13             Even a -- let's say, a relatively small

      14      company like we are, we're about in the top 150 of

      15      chemical companies in the United States.

      16             We do business in 32 of the 50 U.S. states,

      17      and we could really imagine nothing worse than a

      18      patchwork of disparate chemical regulations that

      19      would, basically, be very disruptive of commerce.

      20             And, again, these specific state-by-state

      21      actions, and, you know, without being insulting to

      22      any particular group, many times, they don't seem to

      23      be particularly well-informed, and they're based on

      24      various regulatory lists, which are candidate lists.

      25      There's no real objective evidence or any specific







                                                                  33
       1      ties to a positive environmental or human-health

       2      outcome to a lot of these programs.

       3             Obviously, they're very impactful, because

       4      there is a strong emotional appeal to many

       5      stakeholder groups, so we don't want to discount

       6      that.

       7             But, certainly, we would certainly concur

       8      with ACC that the best solution for the U.S. is a

       9      strong national chemical-control scheme based on the

      10      Lautenberg-Vitter Bill; U.S. Senate Bill S1009.

      11             And, certainly, this offers the best

      12      opportunity for chemical regulatory certainty; an

      13      assessment that's based on a risk-based assessment

      14      that's really founded in sound science and a

      15      balanced weight-of-evidence approach, which we feel

      16      is crucial.

      17             The Lautenberg-Vitter Bill has many, really,

      18      what we think are good attributes.  I think industry

      19      has kind of -- this has kind of been -- the nickname

      20      has been, like, it's the "industry bill."

      21             But in our view, it's really a balanced bill

      22      that protects all the stakeholders in the supply

      23      chain, and certainly allows U.S. chemical industry

      24      to be sustainable while protecting human health and

      25      the environment.







                                                                  34
       1             And, again, it's -- we agree 100 percent that

       2      this is probably the best opportunity for

       3      TSCA reform that's been presented in the past

       4      decade, and may, in fact, be the last opportunity,

       5      you know, if these basic principles are not upheld.

       6             But the basic -- some of the big issues for

       7      the chemical industry, is that the safety standard

       8      in the Vitter-Lautenberg Bill really is a standard

       9      that assures no unreasonable harm to human health or

      10      the environment from exposure to a chemical

      11      substance in its intended use.

      12             In other words, there are many, many things

      13      that have intrinsic hazards.  You know, even pure

      14      water has an intrinsic hazard that can't be denied.

      15             But it's really the safe-use standard that's

      16      really critical to chemistry.

      17             And, also, the ability of, let's say, the

      18      regulatory community, if they adopt this bill, to

      19      give regulatory certainty.

      20             In other words, is this an absolute safety

      21      standard?  And you're either a high-priority

      22      substance or you're a low-priority substance.

      23             So, in the past, there's always been this

      24      kind of changing landscape.

      25             There's been, EPA has promulgated a chemical







                                                                  35
       1      action plan; then a work-plan chemical program.

       2             None of these things seem to fit together in

       3      any cohesive way or coherent way that describes a

       4      program that would actually prioritize and make

       5      these safety determinations.

       6             I mean, obviously, they're trying, but we

       7      think the Lautenberg-Vitter Bill certainly has as

       8      many advantages to facilitate that process.

       9             Again, I wanted to just switch gears a little

      10      bit and talk about energy utilization in the

      11      chemical industry, and this goes back to the

      12      development of shale gas.

      13             Our plant in Rotterdam Junction, New York, in

      14      recent years, it's basically the -- we're very happy

      15      and grateful for this, that our natural gas bill is

      16      actually coming down.

      17             Back in the early 2010s; 2010, 2011, we were

      18      paying about $5 million annually in natural gas; and

      19      that annual natural gas bill now has come down to

      20      about $3 1/2 million, due to the development or the

      21      plentiful supply of shale gas.

      22             And so what this means, in real numbers:

      23             Back in 2010, we were paying about $9.35 a

      24      dekatherm, and that has steadily decreased to

      25      $9.15 in 2011, $8.61 in 2012, and this year it's







                                                                  36
       1      $6.68, per dekatherm.

       2             And this is hugely important for us.

       3             And not only the market price, but,

       4      certainly, in the history of natural gas, and

       5      I guess you could say probably the oil industry as

       6      well, there have been huge swings in natural gas

       7      prices.

       8             Back in 2006 and 2008, where there was a lot

       9      of speculation in the market, that natural gas price

      10      was almost double, and sometimes triple, that price;

      11      so it went up to over, like, over $13 a dekatherm

      12      for an extended period.

      13             So with the availability now of natural gas,

      14      the trend line for natural gas prices has smoothed

      15      out.

      16             In other words, the -- I guess the drivers

      17      that people would be able to, let's say, use

      18      potential shortages, or other, let's say, global

      19      political factors, to say natural gas would be short

      20      in supply, is now gone.

      21             So that's -- it's the trend line is now much

      22      smoother than it was, so this, again, allows people

      23      to plan, allows for more certainty.

      24             I think it's all -- it's -- there are some --

      25      certainly, shale-gas development, I mean, none of







                                                                  37
       1      these positive benefits have yet been realized in

       2      New York.

       3             And I think we've -- in terms of the chemical

       4      industry, another big source of interest and

       5      innovation for us, is the fact that there have been

       6      a number of world-scale chemical feed-stock

       7      facilities that are now planned in the

       8      United States, and they're being planned in places

       9      like West Virginia, Pennsylvania, and Ohio.

      10             They're certainly not being planned in

      11      New York State.

      12             And these are going to bring, let's say, a

      13      very high, not only jobs, but the raw material, the

      14      supply -- the ready supply of reasonably-priced raw

      15      material, is a magnet for other chemical industries.

      16             And so, right now, the natural gas price in

      17      the United States is really half to one-third that

      18      of the natural gas price in Europe and Asia, and

      19      this gives the U.S. chemical industry a huge

      20      competitive advantage, especially in, let's say,

      21      high-energy industries.

      22             To balance that, there's, also, the market is

      23      now shifting, since we have this abundance, to

      24      actually produce liquid natural gas -- well, gas

      25      liquefaction facilities that will allow the U.S. to







                                                                  38
       1      export liquid natural gas to other countries.

       2             And, again, this is an area that we watch --

       3      or, intend to watch very closely.  This is supposed

       4      to, basically, come to fruition in the 2016-2017

       5      timescale, which could, again -- certainly, the

       6      drivers are all economic because, if natural gas

       7      prices are much higher in Europe and Asia, they'd

       8      certainly pay a lot more than they would pay in the

       9      U.S. to get that gas, which would then raise -- have

      10      an effect on domestic prices.

      11             So this is another reason why, you know, a

      12      balanced program for safe natural gas development

      13      would be important for New York State, potentially,

      14      to counterbalance some of those future price swings

      15      if -- I don't know if it's -- it's probably not good

      16      even to say "if" -- when this will happen, because,

      17      obviously, people will want to harvest these profits

      18      during -- by exporting natural gas.

      19             I'd like to switch now, and maybe give you

      20      some more specific examples; and I'd like to discuss

      21      the impact of the regulatory environment in New York

      22      on an upstate company headquartered in Schenectady,

      23      New York, who shall remain nameless.

      24             But, basically, our company submitted a -- we

      25      submitted a Title V air permit, that was granted in







                                                                  39
       1      2001.

       2             And Title V air permits get renewed every

       3      five years, so, 2006 was a normal renewal date.

       4             And we submitted our renewal several months

       5      ahead of the deadline, but since that time,

       6      actually, there have been a number of mitigating

       7      circumstances, but the bottom line is, is that it's

       8      now been 12 years, and we're still on that

       9      2001 Title V permit; 12 years later.

      10             SENATOR GALLIVAN:  If I can interrupt; so the

      11      2006 permit application, the State hasn't responded

      12      to yet, or granted or denied?

      13             WILLIAM WOLFRAM:  That's correct.

      14             Actually, that's a part of the story.

      15             The original permit adviser, apparently,

      16      retired in 2010.

      17             And, basically, we did submit a renewal

      18      application in 2006, and this was held by DEC for,

      19      basically, 5 years without significant action.

      20             But, basically, the new permit adviser came

      21      on board -- there was a transition period.  He came

      22      on board, basically, in 2006, and, basically, threw

      23      out the 2006 permit application, because it no

      24      longer reflected the conditions on the plant, even

      25      though it was the standard.







                                                                  40
       1             In other words, the legal requirements,

       2      compliance requirements, were still the 2001 permit,

       3      which, to my knowledge, is the way it is today.

       4             So, we submitted a new permit application,

       5      basically, in April of 2012.  That's within a month

       6      or so, a year and a half ago, and we have yet to see

       7      any action on DEC.

       8             So, the draft version of our permit has not

       9      been accepted and not been offered for public

      10      comment.

      11             So, basically, the only approved document

      12      that we have for our Title V permit is now,

      13      essentially, a decade old.

      14             And, you know, part of the -- you know,

      15      getting back to the uncertainty aspect of this,

      16      I mean, we're very concerned, number one, that the

      17      regulations are changing all the time.

      18             There's a Part 212 regulation that we hope

      19      not to be caught by in this, because you're really

      20      only subject to those regulations at the time of

      21      permit renewal.

      22             So we're still in the renewal phase, so if we

      23      don't get this going, we may actually be subject to

      24      additional regulations that we would not have been

      25      subjected to if our permit had been approved







                                                                  41
       1      earlier.

       2             So -- I mean, eventually, these regulations

       3      do catch up with you at the time of permit renewal.

       4             And, again, I'm not suggesting to you that

       5      there are any bad actors here, but what we can say,

       6      is that there is a lack of transparency in the

       7      permitting process; that it's -- we hear this over

       8      and over again, that the permitting process takes

       9      inordinately long.

      10             And in our case, really long.

      11             That there could be an improved process that

      12      would aid all the stakeholders: the regulators, the

      13      regulated community, and the environment, we think.

      14             So -- and just to answer one of the prior

      15      questions, I mean, many of the DEC regulations,

      16      obviously, are based on federal regulations that

      17      DEC is now empowered to promulgate, by EPA.

      18             So, I mean, the fact that Title V is

      19      certainly a federal EPA program, but the states,

      20      typically, are in the business of implementing

      21      those; but what they can control, or have more

      22      control over, is the permitting process for these

      23      things.

      24             So, I think that that's one example.

      25             Another example, and this is not really --







                                                                  42
       1      we're still working on this:  We had a -- basically,

       2      a chemical waste stream that was solvents that were

       3      used in our process, that we actually could sell.

       4      We had a buyer who had already evaluated our

       5      material, and would be using this as a carbon source

       6      for steel-making, because steel requires, if you're

       7      making carbon steel, you have to put in a certain

       8      amount of carbon as an alloying agent to produce the

       9      steel of a desired quality.

      10             But we've tried, on several occasions, to get

      11      DEC to approve this, and we're not done with this

      12      yet, but this has caused us, basically, to have to,

      13      essentially, dispose of this solvent, thousands of

      14      gallons of the solvent, as a hazardous waste, to

      15      have it burned -- to pay to have it burned, instead

      16      of being allowed to use it for a -- let's say, a

      17      constructive purpose.

      18             So these are other issues that we think,

      19      perhaps, there's still some room to, basically,

      20      recycle and repurpose some of these raw-material

      21      streams.

      22             And, obviously, a company like we are,

      23      there's very little -- I mean, we're -- waste

      24      minimization is a full-time job.  I mean, we have a

      25      whole team of engineers that do nothing but process







                                                                  43
       1      improvement and waste minimization.

       2             So, I think that's an area that we could

       3      maybe ask for a little more cooperation in.

       4             The last thing I'll talk about is just the

       5      DEC's environmental self-audit policy, and DEC has

       6      been very transparent about this.  They've actually

       7      announced this policy over a year ago.

       8             We understand that DEC intends to post a

       9      finalized policy in the coming weeks.

      10             We applaud that.

      11             The only thing that we still have some issues

      12      with, is that -- is how the policy would be

      13      utilized, and its usefulness to New York State

      14      chemical industry.

      15             So I've listed here a number of -- actually,

      16      several pages of analysis of this law, but,

      17      basically, it talks about a self-reporting of

      18      violations.

      19             The only caveat is, that if you have a

      20      previous consent decree, or you've had an issue -- a

      21      compliance issue with this, you're barred from

      22      applying for this.

      23             And this is, of course, to prevent, let's

      24      say, quote/unquote, repeat offenders from utilizing

      25      this law to escape permit violations.







                                                                  44
       1             But the other side of that coin, is that it's

       2      written so strictly, that, really, the only time

       3      that it could be used, would be, let's say, if you

       4      had no egregious violations in the past at all, or,

       5      if you just purchased a new chemical facility and

       6      there were some unknown issues that you were unaware

       7      of, or, you were in a -- let's say, a regulated

       8      entity, like a hospital, or something like that, and

       9      you may have disposed of a waste improperly, you're

      10      not, let's say, really a chemical facility, but you

      11      may not have been up on the most current

      12      regulations.

      13             But since we're here to talk -- or at least

      14      we are, about the chemical industry, there's really

      15      a very narrow window of opportunity for a chemical

      16      industry to actually use this bill.

      17             And, again, DEC has a lot of stakeholders

      18      involved, and it's pretty obvious that it's not a

      19      "Get Out of Jail Free card."

      20             That's kind of what some of the NGOs have

      21      called it if they were to relax some of these

      22      things.

      23             But, I think DEC is very interested, not only

      24      in compliance; they use the term "beyond

      25      compliance."







                                                                  45
       1             But I think, if there was a more, let's say,

       2      rational program, that you, basically, didn't have

       3      to, you know, commit hari-kari by submitting these

       4      self-audit documents, that there could be some room

       5      for improvement.

       6             Also, one of the biggest things is, that this

       7      is a New York State program, and nowhere in this

       8      program does it give you immunity from EPA.

       9             So if you, basically, spill your guts and

      10      say, "I've done this, please forgive me DEC," EPA

      11      could, basically, unload the ton of bricks on you,

      12      even though you've, let's say, disclosed this under

      13      this program.

      14             So there's no immunity from EPA prosecuting

      15      you, should you divulge this.

      16             So it's really an atmosphere, where, you

      17      know, it's nice on paper, but how do you use it?

      18             But, there are certainly a number of issues

      19      that are certainly pending; for example, the

      20      Part 212 imposed modifications to the air rule.

      21             And these are still under study, so, I guess,

      22      they're not fully vetted, but, obviously, there's

      23      the constant trend of reducing emissions.

      24             And that's all well and good, but, you know,

      25      sometimes the -- some of the emission-reduction







                                                                  46
       1      goals are, more or less, just put out there, you

       2      know, a tenfold reduction, for example, and then

       3      you're left to figure out, Well, how the heck are we

       4      gonna -- how do we get there?  Is it even possible

       5      to get there?  And what's it going to cost us to get

       6      there?

       7             So, again, we haven't finished our analysis

       8      of that, but some of these things, obviously, are

       9      laudable goals, but getting there, sometimes, is not

      10      going to be easy for the industry.

      11             So thank you very much for your time, and

      12      I really appreciate the opportunity.

      13             SENATOR GALLIVAN:  Any questions?

      14             Just a minute.

      15             SENATOR MARCHIONE:  Go ahead.  I'm just going

      16      to look, if you don't mind?

      17             SENATOR GALLIVAN:  I'm interested in the

      18      Senate Bill S4614, but for sake of today's time, and

      19      my lack of understanding right now with more

      20      research, you indicated that you were going to be

      21      following up, your association, with submitting

      22      things, I'm assuming, to all the members of the

      23      Legislature.

      24             MARGARET GORMAN:  Yes, we are.

      25             SENATOR GALLIVAN:  So we'd be very interested







                                                                  47
       1      in that.

       2             And that, of course, is something that we'll

       3      be dealing with in the regular legislative session.

       4             MARGARET GORMAN:  I anticipate that,

       5      definitely.

       6             SENATOR GALLIVAN:  So I'll hold off on

       7      questions --

       8             MARGARET GORMAN:  Okay.

       9             Well, we can follow up with individual

      10      meetings.

      11             SENATOR GALLIVAN:  -- until we get that in,

      12      and your points.

      13             Okay.

      14             MARGARET GORMAN:  Sure.

      15             SENATOR GALLIVAN:  Thank you.

      16             And that was all I had.

      17             SENATOR MARCHIONE:  Yeah, I think I'm okay as

      18      well.

      19             You know, we've heard -- we hear a lot, you

      20      know, "do no harm," you know, and we're hearing that

      21      from you.  We heard it from our first speaker.

      22             And it's a trend that we are hearing.

      23             Also, also I am hearing from other

      24      manufacturers that I visited personally, about your

      25      workforce, and how the workforce in manufacturing







                                                                  48
       1      plants, such as yours, is very stable.  And even

       2      when there is a downturn, there's not an influx or,

       3      you know, a reduction in your workforce.

       4             So these are jobs that New York needs to be

       5      very concerned about, and, certainly, ones that we

       6      want to keep.

       7             So thank you for your testimony.

       8             Are we going to get a copy -- can we have a

       9      copy of your testimony?

      10             SENATOR GALLIVAN:  Do we have a copy of that?

      11             Oh, we don't?

      12             MARGARET GORMAN:  I have copies I can give

      13      you.

      14             SENATOR GALLIVAN:  Okay, great.  Thank you.

      15             MARGARET GORMAN:  Thank you.

      16             SENATOR GALLIVAN:  Our next speaker is

      17      Mark Johnson from Pepsi Cola Bottling, and the

      18      New York State's Bottlers Association.

      19             And as Mark is making his way up, I would

      20      also like to note that Jessica Jones, from

      21      Senator Cathy Young's office, is also represented

      22      today -- or, is here today representing the Senator.

      23             Thanks for being here.

      24             We can get this figured out, thanks.

      25             When you are ready, Mr. Johnson.







                                                                  49
       1             Thanks for being here.

       2             MARK JOHNSON:  Well, thank you,

       3      Senators Gallivan, O'Mara, and Marchione, for seeing

       4      me, and hearing me.

       5             My name is Mark Johnson, and I'm the

       6      vice president of finance for both Pepsi Cola and

       7      Canada Dry Bottling Companies of New York.

       8             We manufacture and distribute mostly PepsiCo

       9      and Dr. Pepper Snapple Group products, including

      10      soft-drink brands such as Pepsi, Canada Dry, and

      11      Schwepps.

      12             We also distribute non-carbonated beverages,

      13      like Gatorade Sports Drink, Evian, and Aquafina

      14      water to the five boroughs in New York City,

      15      Westchester, Suffolk, and Nassau counties.

      16             Pepsi operates two bottling plants, and

      17      half a dozen of distribution warehouses in the

      18      New York market.

      19             We're part of a group of bottlers owned by

      20      the Honickman family.  They are one of the largest

      21      privately held bottlers in the United States.

      22             And since we cover densely populated areas

      23      with many individual retailers, we sell our

      24      beverages primarily through independent distributors

      25      who have long-term relationships with their







                                                                  50
       1      customers.

       2             We also utilize company employees to

       3      distribute our Canada Dry portfolio of brands.

       4             Our workforce consists of over 1,500 people.

       5             As a company, we have a historic track record

       6      of investing in our manufacturing and distribution

       7      business, the New York economy, and the communities

       8      in which we operate.

       9             Manufacturing businesses like ours need your

      10      assistance addressing out-of-control regulatory

      11      challenges in this state so that we may continue to

      12      survive and thrive in New York.

      13             While you will hear from, and have heard

      14      from, many of our corporate colleagues today

      15      regarding a vast array of hurdles New York companies

      16      face, I'm here today to provide testimony on the

      17      single largest regulatory impediment to our

      18      businesses, which is New York State's worker's

      19      compensation system regulations; in particular,

      20      scheduled loss-of-use awards.  They're commonly

      21      referred to as "SLUs," but I'll get back to that

      22      after I provide you with some important background

      23      information.

      24             As you are well aware, the

      25      worker's compensation program was developed to







                                                                  51
       1      provide financial support to employees who are

       2      injured while working or who are prevented from

       3      working because of work-related illnesses or

       4      diseases, while relinquishing the employer of any

       5      tort of negligence.

       6             The worker's compensation system was designed

       7      to provide some replacement income and cover an

       8      employee's medical expenses, but it was certainly

       9      never intended to give employees rich windfalls.

      10             Let me be very clear:  Our companies take

      11      very seriously injuries that are a result of

      12      employment with us, and we acknowledge and we

      13      embrace our responsibility to recompense every

      14      injured employee, even though it is often virtually

      15      impossible to differentiate non-work-related

      16      injuries from work-related injuries.

      17             This is an inherent system-design weakness

      18      and, essentially, tilts the scale in favor of the

      19      employee.

      20             For example, an employee could have injured

      21      their knee, arm, hand, back, or foot participating

      22      in a personal sporting activity over the weekend,

      23      completely unrelated to their job; nevertheless, we

      24      pay the bill.

      25             We had hoped that the reforms of 2007 were







                                                                  52
       1      going to bring us some relief from the huge burden

       2      of comp costs which plague New York manufacturers.

       3             Instead, we were met with very unwelcomed

       4      results: our comp costs skyrocketed.

       5             As a reference point, here's our company's

       6      scorecard, before, and after, the

       7      Worker's Compensation Reform Act of 2007:

       8             In 2003, we had 379 reported claims, versus

       9      201 in 2012; a reduction of 47 percent.

      10             We, essentially, cut the number of incidents

      11      in half.

      12             Our costs, however, in 2003, were

      13      $5.4 million; or an average of $14,000 per claim.

      14             In 2012, our costs are $10.8 million; or

      15      $54,000 per claim.

      16             To sum it up, we've cut our accidents in half

      17      and our costs have doubled.

      18             How does a company compete with those kinds

      19      of costs that other employers in other states simply

      20      don't have?

      21             This phenomenon alone is enough to deter any

      22      business from locating to New York State.

      23             The economic model of New York State's

      24      worker's compensation system can be broken down into

      25      three categories:







                                                                  53
       1             One, indemnification of lost wages;

       2             Two, reimbursement of medical and other

       3      related expenses;

       4             And, three, loss-of-use awards.

       5             Let's discuss the indemnification of wages.

       6             Currently, workers are entitled to two-thirds

       7      of their weekly wage, capped at the New York State

       8      average weekly wage.

       9             Today, the weekly rate is $803 not taxable;

      10      or the equivalent of $1,071 taxable wage.  That's an

      11      annual rate of $55,000 per year.

      12             Our average annual wage for our hourly

      13      employees is around $55,000.

      14             Therein lies a very significant systemic

      15      problem.

      16             Assuming an injured employee earns $1,000 per

      17      week, and while not working under the comp system is

      18      entitled to $667 per week, which is two-thirds of

      19      their average weekly wage, that $667, adjusted for

      20      taxes, because it's nontaxable, is really equivalent

      21      to $889 per week; or 89 percent.

      22             "89 percent" of their regular earnings to

      23      stay home.

      24             That's a compelling incentive to stay out of

      25      work, and we're seeing it.







                                                                  54
       1             Prior to the Worker's Compensation 2007

       2      Reform Act, the maximum cap was $400 per week.

       3             That all changed with the 2007 Reform Act.

       4             The regulations were changed to be indexed to

       5      two-thirds of New York State average weekly wage,

       6      which, today, is $803.

       7             So, today, on the very same employee, instead

       8      of paying $400, we are now paying $667; a 67 percent

       9      increase.

      10             Our recommendation regarding the weekly rates

      11      would be to either roll them back to 2007

      12      pre-Reform Act rate of $400, or extract Wall Street

      13      wages from the average weekly rate calculation, but

      14      something must be done to address the excessive

      15      rates.

      16             It puts New York companies at a severe

      17      disadvantage to other states, as well as creating an

      18      unintended incentive to stay out of work.

      19             Now, let's transition to medical costs.

      20             I'm sure you're all aware of the compounded

      21      increases in medical costs over the last several

      22      years.

      23             We recognize our collective inability to

      24      impact medical-industry cost curves; however, you do

      25      have the authority to make legislation that would







                                                                  55
       1      require the most current and most evidence-based

       2      medical-treatment guidelines, as opposed to relying

       3      on either New York-specific or outdated practices.

       4             We need to address and eliminate the wide

       5      discrepancies of findings between doctors.

       6             Lastly, but certainly the most important of

       7      all three categories, the exponential growth of the

       8      loss-of-use awards; or the "SLUs."

       9             Here's how SLUs work:

      10             Assume our employee that I mentioned earlier

      11      had injured her arm and was out of work for

      12      12 weeks, and she had surgery that cost $25,000.

      13             At this point, the company has incurred a

      14      cost for lost wages of $8,000, which is the

      15      12 weeks times $667, plus 25,000 in medical costs,

      16      for a total of $33,000.

      17             Now, let's move on to post surgery and

      18      rehabilitation:

      19             The employee visits her doctor, and the

      20      doctor makes a determination that the employee has

      21      loss of use of 80 percent of that arm.

      22             The company's independent medical doctor

      23      examines that employee and makes a determination

      24      that there is zero loss of use; completely

      25      rehabilitated.







                                                                  56
       1             Lawyers for both sides negotiate and settle

       2      on 40 percent.

       3             Here's where the proverbial wheels come off:

       4             At this point, you simply look at the

       5      SLU chart.  It has percentages across the top in the

       6      columns, and the type of injury on the left-hand

       7      side and rows, and it will show you, 124 weeks, for

       8      a 40 percent loss for the arm; so the math is:

       9             124 weeks times two-thirds of the employee's

      10      weekly wage, which is $667, and the SLU

      11      determination totals $82,700.

      12             The company must now pay an additional SLU

      13      award of $74,000.

      14             You simply take the SLU, and you subtract out

      15      what you've paid for lost wages; so, the 74 plus the

      16      medical.

      17             So that's how it works.

      18             We offer two different recommendations:

      19             Eliminate the SLU concept for any no-loss

      20      time or little loss-time injuries, leaving

      21      exceptions in the severe instances of a lost limb or

      22      injuries that were the original reason for such

      23      awards;

      24             Or, again, roll back the weekly

      25      indemnification rates to the pre-2007 reform levels.







                                                                  57
       1             Regardless of the chosen path of SLU reform,

       2      it must be acknowledged that award payouts and

       3      frequencies have severely grown since the doubling

       4      of the weekly benefit.

       5             For effective economic development to occur,

       6      these windfall award amounts must be brought back

       7      down.

       8             Finally, as you may be aware,

       9      worker's compensation fraud is a serious problem in

      10      New York.

      11             New York ranks second in the nation for

      12      questionable worker's compensation insurance claims,

      13      according to the National Insurance Crime Bureau.

      14             The analysis noted that questionable claims

      15      in New York more than doubled between 2011 and 2012,

      16      with 344 reported in 2012, and 161 in 2011.

      17             Now, going after fraud is the correct

      18      approach, and we recognize the difficulty in proving

      19      fraud.

      20             Believe me, we have many cameras and private

      21      investigators, but, virtually, no convictions.

      22             Fraud enforcement requires significant

      23      resources, and, realistically, we don't expect

      24      New York State to have the necessary manpower to

      25      fully eliminate fraud, but this does not excuse the







                                                                  58
       1      Worker's Compensation Board, the Attorney General,

       2      or the local DAs from doing their job to root out

       3      and prosecute this fraud which dramatically hampers

       4      the economic vitality of this state.

       5             We would hope to see more teeth in

       6      fraud-abuse cases.

       7             In summary, we have shared our company's

       8      internal information with the Worker's Compensation

       9      Board to demonstrate the devastating impact

      10      attributable to the rate increases from the

      11      2007 Reform Act.

      12             The worker's compensation system in New York

      13      has been transformed into an entitled-bonus-award

      14      system, leaving companies defenseless, even in the

      15      face of non-work-related injuries.

      16             The reduction of SLU awards and/or rates are

      17      the only alternatives to the current system that

      18      would promise significant cost impact.

      19             Hopefully, I have provided you with some

      20      insight to a critical cost that is driven by both

      21      regulation and legislation that places New York

      22      businesses at a severe competitive disadvantage.

      23             I would welcome the opportunity to answer any

      24      questions you may have regarding these important

      25      issues.







                                                                  59
       1             I want to leave you with five points on this,

       2      okay, five points, by lowering the rate:

       3             Worker's comp, it's complex.  The

       4      legislation's complex.  There are a lot of things

       5      that you could get dragged down in the details and

       6      lose the forest for the trees.

       7             Just by focusing on the rate, here's what you

       8      can accomplish:

       9             You can protect your base businesses in

      10      New York.

      11             They have alternatives.

      12             Relocate, I'm sure you're aware of that.

      13             There's also technological innovation, which

      14      is not manufactured here.  It's manufactured over in

      15      Europe.  It exists.

      16             Prior to this legislation, the advances in

      17      technology, automated loading systems, versus the

      18      return, we're out of whack, which is why people

      19      don't invest, but now it's tilted.

      20             The returns on these investments are very

      21      real, so it's a risk to your base business, not

      22      talking about the new business.

      23             The second point:  You reduce the cost

      24      barrier for the new businesses, new manufacturing.

      25             The third point is, you will reduce fraud,







                                                                  60
       1      guaranteed.

       2             The fourth point:  You will eliminate the

       3      incentive for employees to stay out of work.

       4             We want them back to work, but why work when

       5      you're getting over 80 percent of your salary?

       6             And, five:  You can raise revenues for

       7      New York State, because the 5 million that we paid

       8      back in '03, went to 10 million.

       9             That extra 5 million is not taxed.

      10             We were paying taxes on it back then, and

      11      New York State lost revenues on it.

      12             And many companies have this issue.

      13             I've been with UPS, I've been with Con Ed,

      14      with Coca-Cola; these are major -- when you have a

      15      manufacturing environment that requires physical

      16      labor, their costs are crushing them.

      17             "Crushing them."

      18             And it's very difficult to fight.

      19             And we understand that, but the rate, when

      20      they changed the rate, the system has just exploded.

      21             So, thank you for your time.

      22             If you have any questions?

      23

      24

      25







                                                                  61
       1             SENATOR MARCHIONE:  No, just thank you for

       2      your in-depth testimony on this problem for your

       3      company.

       4             We've heard worker's compensation on other

       5      hearings, but never so in depth, and I appreciate

       6      the testimony you've given today.

       7             MARK JOHNSON:  Well, thank you.

       8             I just -- my hope is that, the rate --

       9      everybody runs from the rate.

      10             They run from it, because they try to fix

      11      this or fix that; there's a lot of pieces.

      12             Park that to the side, we can deal with that

      13      later.

      14             The rate alone can be a home run for the

      15      state of New York and the companies; just the rate,

      16      take it back.

      17             So that's what we ask.

      18             SENATOR O'MARA:  I want to say thank you for

      19      this very explicit outline of the impact of the

      20      worker's comp reform that was done.

      21             I was in the State Assembly in 2007, and

      22      I was very skeptical at the time, how you could

      23      raise the average weekly wage so dramatically, and

      24      then, at the same time, claim you're gonna have

      25      savings in the system as well.







                                                                  62
       1             And it's, politically, extremely difficult to

       2      take something back once you've given it.

       3             And that's -- you know, I think we probably

       4      should focus on the SLU part of it, and those,

       5      because I just don't know how, politically, you can

       6      get over the hurdle of cutting back into something,

       7      or maybe at leat freezing it now, or holding it.

       8             So -- but, to go back to 400, that's not a

       9      political reality.  Let me just be frank about that.

      10             But, I think you've outlined this very well.

      11             I was wondering if -- have you've gotten any

      12      feedback from the Worker's Compensation Board by you

      13      sharing this outline to them?

      14             MARK JOHNSON:  Yes, I have.

      15             We met with the Office of the Governor, with

      16      Alfonso David, and we were there with Con Ed and UPS

      17      and some attorneys.

      18             And, you know, at the end of the day, you

      19      know, we relayed our concerns, and, you know, they

      20      walked away with, Yeah, we can look at some

      21      evidence-based things.

      22             But I'm a finance guy, and I'm telling you,

      23      you know, that stuff is just -- you're barely going

      24      to scratch the surface on it.

      25             The rate drives not only the cost, but the







                                                                  63
       1      rate drives the incentive for employees to stay out

       2      of work and to do fraud.

       3             That's what's going on.

       4             And the promises, as you referred to,

       5      I actually took that line out, when you said it is a

       6      political -- I was going to tell you guys, this is

       7      easy, and it's difficult.

       8             It's easy, because you flip rate.

       9             It's difficult, because it is a political

      10      hot-button.

      11             I totally agree with you.

      12             But, if we ignore the rate, you're still

      13      going to be faced with a lot of challenges.

      14             I mean, you can go after the SLU awards, but

      15      I think people -- I didn't get the sense that there

      16      was an excitement behind going after anything more

      17      than touching evidence-based.  You know, tweaking

      18      some of the medical guidelines.

      19             But it's a problem.  It's a major problem.

      20             SENATOR O'MARA:  What has your experience

      21      been in the time frame it takes to get from the

      22      initial claim to an SLU award?

      23             MARK JOHNSON:  They vary.  It could be

      24      several months, several months.  It does vary.

      25             I mean, this thing has become a money-grab.







                                                                  64
       1             Attorneys are on it; they're making money on

       2      it.  They used to give away this business.  They're,

       3      you know, keeping it now.  And, they know the

       4      charts.

       5             I mean, the chart, it's the chart.

       6             I wasn't kidding; it's a chart, and it's a

       7      guaranteed number.

       8             And they basically say, Okay, my doctor says

       9      this, your doctor says that; we'll split it.

      10             Go to the chart; write the check.

      11             It's broken.

      12             And, it's unfortunate, that it's -- it wasn't

      13      designed to incentivize people.  It was designed to

      14      get people back to work.

      15             SENATOR O'MARA:  So is there any

      16      limitation -- I don't believe there is -- any

      17      limitation on that worker, once they get their SLU

      18      award, from going back to work the next day?

      19             MARK JOHNSON:  No.  All they need is a note

      20      from the doctor, and then we give them what's called

      21      a "faculty-capacity exam task."

      22             SENATOR O'MARA:  That doesn't impact the SLU

      23      award they got?

      24             MARK JOHNSON:  No, they're going to get the

      25      award.







                                                                  65
       1             And here's the trouble:

       2             The person comes back from -- first of all,

       3      the award, you know, if I were 20 years old and --

       4      or you're 20 years old, do you think your shoulder

       5      looked, 20 years old versus a 50-year-old?

       6             It's gonna be -- we're paying for that.

       7      That's in the system, and we understand that, and we

       8      are paying for that.

       9             But it's -- the awards, that's just one

      10      award.

      11             They can come back the next day and get hurt

      12      again; and they go from here, to here, to here, to

      13      knees, to here, to here, and there's nothing -- you

      14      cannot prove that somebody is not hurt when they

      15      take an X-ray and they say, Yeah, you've got a

      16      problem.

      17             And we're stuck with it, whether we caused it

      18      or not.

      19             And we're the first to get behind employees,

      20      as far as getting them back; but, why do it, when

      21      you got an automatic bonus?

      22             You want to go on vacation.

      23             What we see is, pre-vacations.

      24             People go out.  They're going to get an

      25      award, gonna pay for the vacation, and, their lost







                                                                  66
       1      time is covered, medical is covered, and I'm going

       2      to give you a bonus.

       3             And that is what the system is today:

       4      pre-retirement.

       5             We're seeing it more and more.

       6             People ready to retire, right before they

       7      retire, what do they do?  They go out.

       8             I can't prevent you.

       9             I can -- any one of you can come work for us

      10      and have a claim the next day.

      11             Under cameras:  We've got it on camera,

      12      I can't defend it.  You cannot defend it when

      13      someone reaches down under a camera and lifts up a

      14      case of soda.

      15             You can't defend it.

      16             You could have hurt your arm any way, but I'm

      17      paying for it, and I can't defend it, and you're

      18      getting a bonus.

      19             I'm giving you a bonus.

      20             I'm gonna pay your wages, your medical, and

      21      I'm giving you a bonus for that.

      22             And that's what the system has turned into.

      23             And I know, and I have heard it over and

      24      over, that it's a political problem, the rates, but,

      25      it got in there.







                                                                  67
       1             I'm making a plea:  Is there anything you can

       2      do with the rates?

       3             I mean, it really is, it's problematic for

       4      manufacturers who have physical work.

       5             So, thank you.

       6             SENATOR O'MARA:  Thank you.

       7             SENATOR MARCHIONE:  Thank you.

       8             SENATOR GALLIVAN:  You spoke about fraud.

       9             Who's doing anything about it?  Anybody?

      10             MARK JOHNSON:  Fraud, it's not sexy enough

      11      for an Attorney General.

      12             We've tightened up our internal approach with

      13      it, challenging people who have multiple cases.

      14             People have five, six, seven, eight,

      15      nine claims, out for six, seven hundred days,

      16      different periods of time, but these people are

      17      habitual.

      18             And we've taken the position with the union,

      19      and said, We're going to start taking these people

      20      in our collective-bargaining agreement to

      21      arbitration.

      22             Because, someone who has 7, 8, 9, 10,

      23      15 worker's comp claims, they're not -- they can't

      24      do their job.

      25             They really can, but they're just gaming the







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       1      system, and, it's hard to prove fraud, even when we

       2      have evidence.

       3             We have evidence of people who's out with a

       4      bad knee.  We have film shots; we sent our

       5      investigators out, they catch them dancing on the

       6      table.

       7             The judges go, "He had a good day."

       8             We have footage, we have cameras; guys, we

       9      have it all.

      10             We have footage of a guy driving a forklift,

      11      one mile an hour, it's all on the show, slow little

      12      slide, we're paying.

      13             We're paying; he didn't get hurt.

      14             But, I mean, you can't -- you're defenseless,

      15      you can't fight it.

      16             So the system is tilted, relative to your

      17      inability to defend; the disparity between this

      18      doctor says 80 percent, this doctor says 40 percent.

      19             So it's tilted already, and this just

      20      exacerbated it and blew it up.

      21             Our costs did not double.

      22             I mean, our frequency, our accidents, went

      23      down, in half, and our costs doubled.

      24             It's a serious problem.

      25             So, I do make a plea to you to do the best







                                                                  69
       1      you can with rates.

       2             And I do, we do, recognize it's a political

       3      problem.

       4             So, thank you.

       5             SENATOR GALLIVAN:  Thanks for your testimony.

       6             SENATOR MARCHIONE:  Thank you.

       7             SENATOR GALLIVAN:  Randy Wolken, president of

       8      the Manufacturing Association of Central New York.

       9             Did I pronounce that correctly?

      10             When you're ready, sir.

      11             RANDY WOLKEN:  Sure.

      12             Good afternoon, and I want to start by

      13      thanking you for this opportunity to speak about

      14      this really important issue, and for recognizing the

      15      immediate need to address regulatory costs and

      16      improving the economic climate, for not only

      17      manufacturers, but businesses statewide.

      18             And I commend you for the goal of eliminating

      19      1,000 regulations.  That may be just the start as we

      20      start to look at this issue.

      21             As you've mentioned, I'm the president of the

      22      Manufacturers Association of Central New York.

      23             I'm also here representing the

      24      Manufacturers Alliance of New York State, as my role

      25      as its president.







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       1             As you may know, the Manufacturers Alliance

       2      of New York State is the state's largest

       3      manufacturing group.  It represents small and large

       4      manufacturers in every industrial sector throughout

       5      New York State.

       6             We have proudly served as the leading

       7      advocate for pro-business policy agendas that help

       8      manufacturers compete in this global economy, and

       9      allows policymakers to make better business

      10      decisions, helping businesses in New York State.

      11             It's well known that the strong manufacturing

      12      base is critical to any successful economy, and

      13      during New York State's difficult fiscal times, a

      14      solid manufacturing base is needed more than ever to

      15      be able to do what our sector does best: retain and

      16      create family-supporting high-paying jobs, maintain

      17      a significant amount of economic and tax revenues,

      18      and provide communities with the jobs and economic

      19      stability that's so necessary.

      20             As you're well aware, the ongoing efforts to

      21      revitalize New York State's economy has proved

      22      incredibly challenging.

      23             It's a well-known fact, in order to create

      24      economic growth, a vibrant and friendly business

      25      climate must be established and fostered so that







                                                                  71
       1      businesses can operate efficiently and successfully.

       2             And that's not always the case in

       3      New York State.  The state's manufacturing sector

       4      experiences this firsthand.

       5             Regulatory burdens have become so exhaustive

       6      on the manufacturing sector, and the businesses in

       7      general, and it has significantly hindered the

       8      sector's ability to do what it needs to do: generate

       9      economic development, sustain and grow jobs in our

      10      community.

      11             As a part of this testimony, I'm pleased to

      12      announce, that based on the request of this effort,

      13      as well as others in Albany, for regulatory burden

      14      and feedback, we've conducted a study with our

      15      Manufacturing Alliance members which represent over

      16      2,500 companies and organizations throughout

      17      New York State.

      18             And in this survey, we've asked what specific

      19      regulatory burdens are they experiencing, and what

      20      departments are they having difficulty in working

      21      with?

      22             The survey is currently being compiled into a

      23      report and will be released in the near future.

      24             And I can assure you, you will you have

      25      copies of this survey for your consideration, and







                                                                  72
       1      I hope you'll find the responses directly from the

       2      statewide manufacturing community to be helpful.

       3             As a reference, we've included a copy of the

       4      questionnaire in my testimony so you can see the

       5      questions we've asked members and manufacturers

       6      throughout the state.

       7             But just to let you know, we've already

       8      heard, specifically around departments and areas,

       9      such as the Scaffolding Law, the Department of

      10      Taxation, the Department of DEC, and the

      11      Department of Labor, all come in as high areas of

      12      concern.

      13             And while there are hundreds of regulatory

      14      burdens that hinder the manufacturing sector, at

      15      your request, we've outlined just a few key areas

      16      that our members have specified are areas that need

      17      immediate reform.

      18             Let me also echo some of the other comments

      19      we've heard this morning, that we've heard from our

      20      members:

      21             The repeal of 18-A, which Tom from Corning

      22      recommended as a high priority;

      23             Tax burden and compliance, in general,

      24      continues to get discussed;

      25             The Scaffolding Law.







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       1             And, really, I really applaud Mark for doing,

       2      actually, an extensive look at worker's comp, which

       3      we're hearing across the board from our members,

       4      that, we did worker's comp reform, but reform did

       5      not accomplish its outcome, and much more work has

       6      to be done here.

       7             Economic regulations on businesses includes

       8      such areas as, prices, or wages allocation, public

       9      resources, use of these tax dollars.

      10             And one of the significant areas is in need

      11      of reform here, is through the Department of Labor

      12      and their unemployment-insurance regulations.

      13             Historically, manufacturers have taken a

      14      significant hit from UI, fiscal irresponsibility,

      15      and lack of oversight; and most recently, resulting

      16      from an overborrowing in 2011, New York owed the

      17      federal government $3.3 billion for borrowing funds

      18      so it could afford to pay for unemployment benefits.

      19             In 2011 alone, $115 million was owed by

      20      New York in interest costs, and over 500,000

      21      New York State employers, manufacturers amongst

      22      them, were blindsided by these costs, and for no

      23      reason other than the State could not afford to pay

      24      it back.

      25             These added fees, whether permanent or not,







                                                                  74
       1      significantly impact the manufacturer's ability to

       2      operate a business here in New York State.

       3             And simply put, the solution is not to put

       4      the cost burden of UI State borrowing on the backs

       5      of manufacturers and employers in New York State.

       6             The fund must be returned to solvency, and

       7      must be done without increasing the cost on

       8      employers.

       9             The state and federal governments need to fix

      10      this structural problem and relieve the burden

      11      that's placed on businesses, once and for all.

      12             I implore you and the Administration to take

      13      a lead on this effort.

      14             Another area is social regulation.  It comes

      15      in the effect of areas of environmental protection,

      16      consumer safety, employment discrimination, and

      17      public health.

      18             A significant example of the DEC regulatory

      19      reform comes from improving SEQR, and permitting

      20      programs to give business a more certain workable

      21      timetable for environmental review of major

      22      investment projects --

      23             Obviously, very important to manufacturers.

      24             -- including a more appropriate standard for

      25      adjudicating issues in the DEC permitting hearings;







                                                                  75
       1      assuring that regulatory timetables for project

       2      reviews are adhered to; creating an expedited

       3      process for applications that meet in certain

       4      criterias, such as replacement of projects and

       5      pollution reduction; and integrating coastal-zone

       6      reviews with other state environmental review

       7      requirements.

       8             Additionally, amending DEC's new

       9      source-review regulation to eliminate unnecessary

      10      restrictions on capital investments and operating

      11      changes that are intended to improve efficiency and

      12      competitiveness or reduce emissions in energy, would

      13      also prove beneficial to the state's manufacturing

      14      sector.

      15             Another area is compliance regulation which

      16      significantly hinders manufacturers' abilities to

      17      function effectively.

      18             Paperwork and documentation compliances are

      19      just two such examples.

      20             As was discussed already by Corning, the

      21      Wage Theft Protection Act that was passed in 2009 is

      22      just one example of such burdensome regulatory

      23      compliance, unnecessary for a large percentages of

      24      businesses in the manufacturing community.

      25             One area where our members routinely identify







                                                                  76
       1      as a target for reform has been the Wage Theft Act.

       2             In fact, I'd like to point out one specific

       3      incidence that just illustrates the point.

       4             The New York State Legislature recently

       5      passed an amendment to Section 193 of the Labor Law

       6      which governs the deduction from wages, which was

       7      then signed into law.

       8             Specifically, employers were given the right,

       9      in writing, to deduct for correction and repayment

      10      of an overpayment of wages.

      11             Also, they're now able to deduct for a loan

      12      repayment when they allow their employees to borrow

      13      against future wages.

      14             However, the issue, is that these new rules

      15      require, and I quote:  The employer shall comply

      16      with regulations by the commissioner for this

      17      purpose, which regulations shall include but not

      18      limited to provisions governing the size of

      19      overpayments that may be covered by this section,

      20      the timing, frequency, duration, method of such

      21      recovery, limitations on the periodic amount of such

      22      recovery, a requirement that notice be provided to

      23      the employer [sic] prior to the commencement of such

      24      recovery, a requirement that the employer implement

      25      a procedure for disputing the amount of such







                                                                  77
       1      overpayment or seeking to delay commencement of such

       2      recovery.  The terms and content of such a procedure

       3      and requirement that notice of the procedures for

       4      disputing the overpayment or seeking to delay

       5      commencement of such recovery be provided to the

       6      employer [sic] prior to commencement of such a

       7      recovery.

       8             Now that's a mouthful.

       9             However, to date, the commissioner has not

      10      issued any regulations for employers to follow to

      11      ensure compliance.

      12             As a result, employers are going to be held

      13      to a standard, retroactively, once it's written.

      14             Just one example of how a regulation gone

      15      amuck causes problems throughout manufacturing and

      16      businesses at large.

      17             What's most interesting was, my comment on

      18      the wage-theft regulation, or lack thereof, is that

      19      one may be led to believe that we're asking for

      20      regulations to take place.

      21             That's not my message here.

      22             What I'm pointing out is, it's a clear case

      23      of government making a regulation and not taking the

      24      necessary action to implement it.

      25             What does this say about the regulation and







                                                                  78
       1      its necessity in the first place?

       2             I think this provides just one example, and a

       3      concise example, of a regulatory burden that's not

       4      even necessary.

       5             I ask you to consider this in the upcoming

       6      session when regulations are introduced.

       7             As you know, MACNY and the

       8      Manufacturers Alliance has a long history of working

       9      with our business-partner organizations and your

      10      conference in finding ways to help create a better

      11      business climate.

      12             We've had a number of successes, thanks to

      13      your leadership, including the passage of

      14      Recharge New York and a 25 percent reduction of the

      15      corporate franchise tax for manufacturers.

      16             It is our belief, by addressing regulatory

      17      burdens, we would further enable manufacturers to

      18      operate more efficiently and effectively.

      19             And, generally, these don't cost anything,

      20      and they don't need to be done during the regular

      21      budget process.  It doesn't also increase the tax

      22      burden.

      23             So by reviewing the current regulatory

      24      burdens, making recommendations on easing them, and

      25      more importantly, acting on these regulatory







                                                                  79
       1      changes, a better business climate can be created so

       2      that manufacturers can do what they do best: foster

       3      economic development, and sustain and grow jobs.

       4             Thanks for your time and your consideration

       5      in these critical matters, and I look forward to

       6      working with you in the future.

       7             SENATOR O'MARA:  Thank you, Randy.

       8             SENATOR GALLIVAN:  Thank you.

       9             We did get some testimony from MACNY in

      10      Syracuse, and we will look forward to the report.

      11      I think that will be useful.  Very useful.

      12             RANDY WOLKEN:  And we appreciate it.

      13             Again, I was mentioning it to Tom on the way

      14      in, we had the pleasure of walking on the way in:

      15             This really is a critical issue, and you

      16      taking a leadership role and focusing on actual

      17      reduction in regulations, would dramatically help

      18      businesses.

      19             And we appreciate that.

      20             SENATOR GALLIVAN:  Do I understand, you've

      21      now collected, all the surveys have been returned --

      22             RANDY WOLKEN:  We are putting that into a

      23      report, and then we'll actually provide that to you.

      24             So we'll have, not only access to the

      25      comments specifically, but we can also then go back







                                                                  80
       1      to those member organizations and companies, and

       2      continue to work on this issue with them.

       3             SENATOR GALLIVAN:  Is that something that you

       4      think will be prepared this month, or the month --

       5             RANDY WOLKEN:  In the near future, yes.

       6             SENATOR GALLIVAN:  Okay, great.

       7             Thank you.

       8             RANDY WOLKEN:  You bet.  Thank you.

       9             SENATOR GALLIVAN:  Keith Bowman from

      10      F.M. Howell & Company.

      11             KEITH BOWMAN:  Good afternoon.

      12             SENATOR GALLIVAN:  Good afternoon.

      13             When you're ready, sir.

      14             KEITH BOWMAN:  I very appreciate the

      15      opportunity to address these issues.

      16             I'm vice president of finance with

      17      F.M. Howell & Company, a much smaller company than

      18      Corning and the others, but, we have been around for

      19      130 years.

      20             We operate in three different business

      21      sectors in Elmira:

      22             One is, and the primary and the core unit

      23      being, folding carton packaging, primarily for the

      24      pharmaceutical industry;

      25             Secondly, we have a contract packaging







                                                                  81
       1      operation, again, focused on the pharmaceutical

       2      industry, and including fulfillment services, which

       3      I will address a bit in specifics;

       4             And, thirdly, we have a plastics operation

       5      which, again, is focused on packaging.

       6             All right, first, I found a different survey

       7      that actually ranked New York 49th, rather than

       8      50.

       9             SENATOR O'MARA:  Awesome.

      10                  [Laughter.]

      11             KEITH BOWMAN:  One of the comments that they

      12      specifically cited in this is was from

      13      ChiefExecutive.net, is that New York is headed in

      14      the right direction, but still way behind other

      15      states.

      16             And that's an important thing to recognize,

      17      that the efforts are going in the right direction.

      18             The second they mentioned, is that no matter

      19      how good the people and the weather are, activist

      20      departments of revenue, lots of regulations, and

      21      high taxes make states like California and New York

      22      bad options.

      23             I think it's obvious they were referring to

      24      California when they talked about the weather.

      25                  [Laughter.]







                                                                  82
       1             KEITH BOWMAN:  But, I think -- I've

       2      personally witnessed negative consequences with

       3      interactions with activist state government

       4      employees, but I really don't want to dive into

       5      generic governmental cultural attributes.  I think,

       6      those, I would rather deal with in a separate forum,

       7      and instead, in this case, be as specific as

       8      possible.

       9             Secondly, New York State corporate tax rates

      10      are very high, and I think you'd expect to hear that

      11      from a finance guy, but I don't think that they are

      12      the top priority.

      13             I find a higher priority in companies trying

      14      to make employees whole who are facing the personal

      15      and local taxes that our employees face.

      16             It makes it extremely difficult for us to

      17      hire high-caliber people, and to get them to come to

      18      New York State.

      19             There was, at one time, a study done, that

      20      reflected that a New York employer had to pay

      21      43 percent more than a Carolina employer in order to

      22      keep the employee whole.

      23             Dated data, but I doubt that it's changed a

      24      lot.

      25             Next, the tax code is itself, and as an







                                                                  83
       1      accountant, I can attest to this one very

       2      personally, it is very cumbersome and very difficult

       3      to navigate.

       4             Particularly obtuse are the sales and use tax

       5      regulations in New York.

       6             I think that's evidenced by the recent news

       7      of the pretzel factory that got a back tax bill

       8      because they warmed the pretzels.

       9             It's very difficult, and takes excessive

      10      effort, lots of training, to try to navigate the

      11      sales and use tax rules, and it is something that is

      12      discussed among manufacturers, that, the difficulty

      13      in dealing with.

      14             Again, this is not something that can be

      15      dealt with on a very specific basis.  It really

      16      needs to come back to bringing the sales and use tax

      17      codes into a more concise and understandable

      18      structure.

      19             In terms of additional code, New York should,

      20      I believe, strive for conformity with IRS codes.

      21             The tax rules promulgated at the federal

      22      level should be recognized and they should be

      23      elected at the state level.

      24             An example of one that I recognize the need

      25      for, but has created problems, is the non-conformity







                                                                  84
       1      by the State of the federal Economic Stimulus Act of

       2      2008, which allowed 50 percent bonus depreciation.

       3             While at the time that may have seemed like a

       4      relatively easy change to make, what it has created

       5      is a different set of tax basis for every asset

       6      elected for the bonus depreciation.

       7             That adds to audit fees.  It adds to

       8      complexity in the business.

       9             And, to me, the issue really here should be,

      10      to try to eliminate the two sets of books, and to

      11      try to keep the tax codes as closely as possible in

      12      compliance with the federal codes.

      13             Next is a very particular issue.

      14             Our business has a customer who has not gone

      15      away yet, but has told us they're going to;

      16      specifically, as a result of New York State tax

      17      rules.

      18             The issue, is that, under a C-corporation

      19      structure or under an S-corporation structure, a

      20      company can use the services of a New York State

      21      fulfillment-service operation.

      22             And Tom is well aware of this one.

      23             Unfortunately, an LLC cannot take advantage

      24      of that, so an LLC does not get the exemption for

      25      the fulfillment services.







                                                                  85
       1             We would like, very much, to see the

       2      Senate Bill, which was 3473, and, the Assembly

       3      Bill 5944, which is currently tabled, move forward,

       4      in order to try to alleviate the problem.

       5             It might be a good thing that the customer is

       6      from Illinois, and with the increase in their tax

       7      rates, has been a little less adamant over the past

       8      year, but, it is an issue where we will lose a

       9      customer; we will lose employees as a result of

      10      losing that customer.

      11             And it again goes to consistency in the

      12      application of the laws.  An LLC should not have a

      13      different set of rules than a C corp or an S corp.

      14             I'd like to address here some of the

      15      employment laws, and I wholeheartedly concur,

      16      particularly with Mr. Johnson, on the worker's comp

      17      rules.

      18             It is an issue that we suffer with as well.

      19             It is a very, very high-cost state in which

      20      to have a worker's comp program.

      21             But, there are several other employment laws

      22      that we would like to see addressed.

      23             One:  The Minimum Wage Act, or, Article 19 of

      24      the New York Labor Law, has prescribed an increase

      25      of 20 1/2 percent in the minimum wage over the next







                                                                  86
       1      two years.

       2             While I understand an increase, that, to me,

       3      is somewhat excessive, but I would propose, and urge

       4      again, that consistency be established relative to

       5      federal rules, and not create uncompetitive

       6      situations in New York relative to our neighboring

       7      states.

       8             Secondly, which has been brought up a number

       9      of times, the Wage Theft Prevention Act, or,

      10      Section 195 of the New York Labor Law, is an

      11      extraordinarily burdensome regulation.

      12             The requirement to have a documented review

      13      with each employee, and to reinforce to them their

      14      wage, when they see it on their weekly paychecks, is

      15      burdensome and completely unnecessary.

      16             We strongly urge that the proposed

      17      legislation, S2313 and A2482, which is in process,

      18      I believe, to repeal that, that that be adopted.

      19             The New York State Fair Pay Act, which is

      20      proposed legislation, S1491, A5958 --

      21             I'll digress for a second here.

      22             I do find it interesting that, while we're

      23      dealing with a thousand laws that are on the books,

      24      we're also dealing with proposals to put new laws on

      25      the books.







                                                                  87
       1             And I think it's as important to stop the new

       2      ones as it is to get rid of the old ones.  They are

       3      both extremely important.

       4             The New York State Fair Pay Act gives the

       5      Labor Department the responsibility of creating a

       6      single job-evaluation system.

       7             I'm going to quote from the New York State

       8      Business Council.

       9             "Once the department establishes a single

      10      job-comparison system, it will require all employers

      11      to use it.  This would be unprecedented government

      12      intrusion into the establishment of private-sector

      13      organizations' pay methods and systems."

      14             I don't think you can say it much better than

      15      that.

      16             It's an opportunity for an expansion of State

      17      oversight into employment practices, that is

      18      unacceptable.

      19             Next, the proposed legislation, again,

      20      proposed, it's S2626, it's relating to paid sick

      21      leave, would require employers to provide up to

      22      80 hours of paid sick time, if more than

      23      10 employees; or 40 hours, if less than

      24      10 employees.

      25             This is certainly an uncompetitive and a







                                                                  88
       1      burdensome mandate on state's employees -- or, state

       2      employers, and we suggest that the legislation be

       3      rejected, as, ultimately, it will result in fewer

       4      jobs being added, and fewer jobs being retained, in

       5      the state.

       6             Next, proposed legislation again, S2509,

       7      A7029, mandates that employers provide three months

       8      of continuous or intermittent unpaid job-protected

       9      leave for victims of domestic-violence abuse.  It

      10      further mandates that employers provide paid medical

      11      insurance while the employee is on leave.

      12             We are empathetic to domestic-violence

      13      situations, but we do not feel that employers should

      14      be put in the position of bearing the burden for

      15      employees' personal matters.

      16             Next, New York City recently proposed

      17      family-leave legislation, mandating paid benefits of

      18      up to 12 weeks of injury or sickness, pregnancy, or

      19      family care.

      20             And if this legislation were to reach

      21      upstate, it would cause serious damage to the

      22      upstate manufacturing sector.

      23             We have had a number of conversations about

      24      our employees, and, unfortunately, there are

      25      employees, wherein, a sick-leave allowance is very







                                                                  89
       1      much perceived to be an additional vacation; and to

       2      mandate that structure leaves that opportunity open.

       3             My preference, is that the good employers

       4      offer good benefits, and that that not be mandated;

       5      but that, instead, be operated on a

       6      good-manufacturing basis.

       7             And to close here, I'm going to skip one,

       8      but, the activist Departments of Revenue and Labor,

       9      excess regulation, high taxes, have really created

      10      what, in accounting terms, is called a

      11      "death spiral" in New York State.

      12             Enacted or proposed legislation, such as the

      13      Wage Theft Protection Act, the New York State Fair

      14      Pay Act, and the paid sick-leave mandates, really

      15      present a picture that indicates that "open for

      16      business" could be overwhelmed by bad legislation.

      17             So I'd like to close with:

      18             It has been a privilege to participate in

      19      this, and I commend the efforts, and wish you the

      20      best of luck with all of them.

      21             SENATOR O'MARA:  Thank you, Keith, for being

      22      here.

      23             And I assure you that I continue to work on

      24      the fulfillment-services legislation.

      25             I have, in addition to introducing that







                                                                  90
       1      legislation, upon learning about it from

       2      F.M. Howell & Company, and that, obviously, the

       3      intent of that original exclusion for corporate

       4      income taxes in the state is to encourage the use of

       5      fulfillment services from outside corporations.

       6             And, to treat an LLC or partnership

       7      differently than corporations, I believe, is just --

       8      is wrong.

       9             And I'm making some progress.

      10             We have passed it in the Senate two years in

      11      a row, and we're trying to get the Assembly to do

      12      the same.

      13             I'm also working in trying to get that

      14      incorporated into the budget; as well as, I have

      15      referred that to the Governor's Tax Commission to

      16      review the code.

      17             Now, that tax commission, as many of the

      18      other commissions and task forces in the state, have

      19      been in place for some time, with little or no to

      20      show for it, so, that that part of it is

      21      frustrating, but we will continue to work.

      22             And, I just wanted to assure you of that.

      23             And these other legislations, you know,

      24      there's thousands of bills introduced every year.

      25             And, as this is a task force put together by







                                                                  91
       1      the Majority Coalition in the Senate, I can tell you

       2      that we worked very hard, as this majority that we

       3      have, to stop legislation like that.

       4             Without getting too political, it's important

       5      that that type of majority is maintained.

       6             SENATOR MARCHIONE:  I just want to thank you

       7      for bringing forward, not only what's burdensome to

       8      you now, but the future legislation that's before

       9      us, because it is true, every year, approximately

      10      300 new rules and regulations are put upon our

      11      businesses and organizations within the state of

      12      New York.

      13             So as you saw us looking, we were actually

      14      looking up those bills while you were talking about

      15      them, so we could get a better understanding.

      16             So I really appreciate that part of your

      17      testimony as well.

      18             KEITH BOWMAN:  Very good.

      19             Thank you very much.

      20             SENATOR GALLIVAN:  Thank you, Mr. Bowman.

      21             SENATOR O'MARA:  Thanks, Keith.

      22             Jack Bebernes from Dresser-Rand.

      23             SENATOR GALLIVAN:  Did I pronounce that

      24      correctly?

      25             JACK BEBERNES:  Close.







                                                                  92
       1             SENATOR GALLIVAN:  How do you pronounce it?

       2             JACK BEBERNES:  Bebernes.

       3             SENATOR GALLIVAN:  Bebernes.

       4             Well, thank you for being here.

       5             Whenever you're ready.

       6             JACK BEBERNES:  I've been with Dresser-Rand

       7      for exactly one week, so --

       8             SENATOR GALLIVAN:  Oh, jeez.

       9                  [Laughter.]

      10             JACK BEBERNES:  I'm here instead of Doug, our

      11      plant manager here in Painted Post, but, there are a

      12      couple of comments I think I can make that may be

      13      helpful, so this will be a short presentation,

      14      I think.

      15             SENATOR O'MARA:  I know, generally, what

      16      you're about, so I'll let you speak, and we'll get a

      17      little bit of dialogue going, so, make it easier for

      18      you.

      19             JACK BEBERNES:  Thank you very much.

      20             There's bits in regulation about liquid

      21      natural gas storage in the state of New York for,

      22      I think, many years.

      23             And I believe there's a -- there's proposed

      24      legislation to change that, and there's a hearing,

      25      I think the end of this month, and public comment on







                                                                  93
       1      that until November 4th.

       2             So first thing I want to say is, that's very

       3      positive, and can be very good for our business.

       4             We are looking at some potential product

       5      lines that would involve compression and storage of

       6      liquid natural gas, and that could mean substantial

       7      employment opportunities for the Southern Tier, for

       8      the Painted Post-Corning area.

       9             So that's a positive thing.  I hope that

      10      happens.

      11             The other issue, that just in this past week

      12      I've worked on, is a variance of Section 161 of the

      13      New York State Labor Law; it's about work hours.

      14             I think the regulation in New York is, you

      15      have to offer people one day off out of seven, and

      16      if you want to work a schedule different than that,

      17      you need a variance from that law.

      18             We have -- I have a very thick file on all

      19      the work we've done year after year after year to

      20      get that variance, which is important for our

      21      business as we schedule work, and we've always been

      22      granted that variance.  It's just a burdensome

      23      process to go through.

      24             And we just had a variance approved last

      25      week, as a matter of fact.







                                                                  94
       1             SENATOR O'MARA:  How frequently do you have

       2      to get that variance approved?

       3             JACK BEBERNES:  Once a year.

       4             SENATOR O'MARA:  Once a year?

       5             JACK BEBERNES:  Once a year.

       6             But, you know, we work with our union.  We

       7      need their support in doing that.  They always

       8      support us as long as there's nobody laid off at the

       9      time.

      10             So, just from a scheduling perspective, and

      11      many manufacturing industries need an alternate

      12      scheduling, you know, that flexibility, so I think

      13      that can be a troublesome regulation to the state of

      14      New York.

      15             Other than that, as a person moving back to

      16      the state, I'm a native Upstate New Yorker from near

      17      Watertown.  My wife is from near Syracuse.

      18             After I graduated from Syracuse University in

      19      1986, we left, and this is my first time back.

      20             So, as somebody just moving in, tax rates are

      21      burdensome here.  It's gonna be difficult, make it

      22      more difficult, to attract the right talent to this

      23      area of the country, to be competitive.

      24             And I've been in the midwest quite a bit over

      25      the last couple of decades, and there's some very







                                                                  95
       1      bright spots in Ohio and Michigan that take those

       2      burdens away, where the tax rates aren't so high for

       3      individuals, and I think that's a big competitive

       4      issue for New York.

       5             So, I think that's all I have.

       6             SENATOR O'MARA:  Well, Jack, I appreciate you

       7      coming up here on your first week with Dresser-Rand,

       8      and I think Doug Rich owes you for throwing you out

       9      here like this.

      10             JACK BEBERNES:  That's okay.

      11             SENATOR O'MARA:  But I have been very active

      12      in the last year on the LNG regulations; and,

      13      particularly, we had legislation drafted at the end

      14      of session, which we passed in the Senate, and it

      15      got hung up in the Assembly, as, unfortunately, so

      16      many pro-business things do.

      17             And there is certainly concern over that,

      18      with the anti-fracking sentiment in this state.

      19             And anything that uses natural gas will,

      20      somehow, help that effort along.

      21             But, I understand that the products that you

      22      have at Dresser-Rand, that are interested in

      23      developing, is a conversion process for LNG, and

      24      these regulations that we're working through, and

      25      I've been in contact with the Governor's Office and







                                                                  96
       1      with DEC on this, and these proposed regs came out

       2      recently, that will be reviewed at the hearing for

       3      which we're under a comment period right now.

       4             And I'm in the process of reviewing those as

       5      well, and hope that those are gonna come out

       6      favorable, for you to be able to pursue at Dresser

       7      the opportunities of LNG conversion.

       8             You know, we in New York are the only state

       9      in the country that does not allow the storage of

      10      LNG gas.

      11             You're allowed to truck it, a tanker full of

      12      it across New York State, with a truck operated and

      13      fueled by liquified natural gas, but you can't stop

      14      and fill up; you can't unload that and store it

      15      anywhere in the New York State.  We're the only

      16      state that doesn't allow it.

      17             There are federal regulations that cover all

      18      of this throughout the country.

      19             New York, because of an explosion in 1976, in

      20      Staten Island, of an LNG storage tank --

      21             For just a little history of everybody.

      22             -- the storage tank was under maintenance,

      23      and being repaired and being painted.  Didn't have

      24      LNG in it at the time of the explosion; yet, we've

      25      had a ban for 30 years of LNG in New York State







                                                                  97
       1      because of that.

       2             There were a significant number of deaths in

       3      that explosion, and it was a serious incident.

       4             But, to continue to ban LNG in this state

       5      flies in the face of economic development and the

       6      use of cleaner-burning fuel, lower-cost fuel, and

       7      this great manufacturing opportunity for Dresser to

       8      be able to, hopefully, produce this product right

       9      here in the Southern Tier.

      10             Now, I understand that the regulations that

      11      are put out there --

      12             And are you familiar with the regs, Jack, to

      13      discuss them at all, or --

      14             JACK BEBERNES:  I read some this morning.

      15             SENATOR O'MARA:  Okay, all right.

      16             -- I mean, it will allow a limited amount of

      17      storage, I believe, for Dresser to partake in that

      18      some of that.

      19             And we're looking at the ability to actually

      20      go through the conversion process, so that Dresser

      21      can test and experiment with the equipment in your

      22      processes of manufacturing.

      23             We're trying, I think, to expand the

      24      regulations that are proposed right now, to make

      25      that a little more friendly to you in what you want







                                                                  98
       1      to do with Dresser.

       2             But, I applaud your efforts at Dresser, your

       3      technological advances in this area, and a scenario

       4      where -- that will spin off with so many other

       5      businesses in New York State: the trucking industry,

       6      the delivery industry, other manufacturers that

       7      could power their equipment with liquified natural

       8      gas.

       9             There's a paper company up in the

      10      North Country that can't get natural gas supplied to

      11      them, but they could utilize LNG to power their

      12      manufacturing facility.

      13             These regs, as they stand right now, my

      14      understanding, still would not allow that type of

      15      action to happen in New York.

      16             So, we're looking to do this in New York.

      17             You've been away for a while, Jack, but,

      18      we're either first or we're last, and it's usually

      19      not for the right reason, in my opinion.

      20             So, it's a difficult state, but, you know,

      21      I've been all in on helping Dresser and the issues

      22      with LNG here.

      23             So, thank you for being here today.

      24             JACK BEBERNES:  Thank you very much,

      25      Senators.







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       1             SENATOR MARCHIONE:  I actually had some

       2      questions on LNG, and I thank you for that education

       3      you just provided, because you answered some of the

       4      questions I had.

       5             Thank you, Senator.

       6             SENATOR GALLIVAN:  Thanks, Jack.

       7             George Miner from Southern Tier Economic

       8      Growth, and, Jamie Johnson from Steuben County IDA.

       9             GEORGE MINER:  Am I going first?

      10             JAMIE JOHNSON:  You're on the agenda first.

      11             GEORGE MINER:  I'm going first, good.

      12             That's Jamie.

      13             Thank you.

      14             JAMIE JOHNSON:  I can provide some.  I don't

      15      have any right at the moment.

      16             GEORGE MINER:  I left mine at my seat.  If

      17      you want to grab it, it's right in that portfolio

      18      right there.

      19             Yes, thank you.

      20             My name is George Miner.  I serve as

      21      president of Southern Tier Economic Growth, whose

      22      mission is promote prosperity and job creation in

      23      the Elmira-Chemung County region.

      24             Elmira has a rich manufacturing tradition.

      25             You just heard from Keith Bowman, who's







                                                                  100
       1      been -- his company's been here for over 100 years,

       2      manufacturing product.

       3             For over 100 years, our labor force has

       4      manufactured fire trucks, helicopters, planes,

       5      trains, machine tools, water valves, fire hydrants,

       6      glass bottles, food products, televisions,

       7      automobile parts, and I didn't have "packaging"

       8      until Keith got up there, so I added packaging.

       9             But, just numerous parts of products that are

      10      sold all over the world.

      11             And that's one of the things that just amazes

      12      me, is how taken for granted manufacturing is, and

      13      how the economic impact of manufacturing isn't

      14      realized.

      15             All the wages that Keith was talking about

      16      that go to F.M. Howell employees come from outside

      17      our area.  They don't sell any product in

      18      Chemung County.  It's all going to other companies,

      19      and part of other products that are sold all over

      20      the world.

      21             The pharmaceutical industry he talked about.

      22             It's all new money to our region that's

      23      paying those wages.

      24             I'm not going to bash retail.  Everybody

      25      loves retail, we all shop, but when you go to







                                                                  101
       1      Wal-Mart, you know, the money that's being -- those

       2      wages being paid there, it comes from the people

       3      that are already in that community that are

       4      buying -- you know, buying those goods, and it's

       5      just kind of circling around, you know, briefly at

       6      that store until it goes to corporate headquarters.

       7             Manufacturing is just the opposite of that;

       8      it's money coming into our area.  It's new money in

       9      this global economy, it's coming from around the

      10      world.

      11             And it's just like I said, it amazes me how

      12      much citizens need a good education in capitalism.

      13             And I say "capitalism" as if -- it's like a

      14      dirty word these days, but it's what our economy is

      15      based on, it's what the world's economy is based on.

      16             And it scares me that, and it's not just

      17      young people; it's people my age, old people, that

      18      don't understand the importance of manufacturing,

      19      and that's because so few of us work in

      20      manufacturing these days.

      21             In Chemung County, we're down to about 13 --

      22      somewhere around 13, 14 percent.  We used to be

      23      close to, at the height of World War II, we were

      24      close to 50 percent.

      25             You know, that's how much it's downsized in







                                                                  102
       1      our area.

       2             I've lived in New York State for 56 years.

       3      I've lived in Upstate New York for 38 of those

       4      years.

       5             For the past 30 years, in the

       6      economic-development profession, I've witnessed

       7      New York State earn its reputation as the most

       8      expensive place to do business in the United States.

       9             Once in a while, Hawaii or California, maybe

      10      Connecticut, once every 10 years, will pass us in

      11      some worse rankings.

      12             What's so troubling, is that in all the

      13      categories of how a state is looked at as far as a

      14      place to do business, in every category, we're in

      15      the top three or four of being the worst, if not the

      16      top.

      17             If it was just one, like electric rates, that

      18      would be great, we could address that.  You guys

      19      could come up with more recharge programs, and we

      20      would be great at everything else, and we would be

      21      flourishing, but we are terrible at everything.

      22             Now, you heard about worker's comp.  I'm

      23      going to rattle off some things, too.  I'm not

      24      really going to add a lot more to it, but I'm just

      25      sharing with you, like I said, 30 years of







                                                                  103
       1      frustration in economic development.

       2             The best one I see here, that Keith alluded

       3      to, we rank 49th, not 50th, as the worst state

       4      for business climate, according to "Chief Executive"

       5      magazine.

       6             Those are not -- that's not tax rates, that's

       7      not some statistics from the Department of Labor or

       8      Taxation and Finance.

       9             Those are interviews with CEOs across the

      10      country that say, This is a terrible place to do

      11      business.

      12             Those are the decision-makers; those are the

      13      guys and ladies that make those kinds of decisions.

      14             Those are the people that Jamie and I work

      15      with, to try to get to come here, and they're coming

      16      right out in an interview saying that this is a bad

      17      place to do business.

      18             I have been laughed at over the phone when

      19      I have contacted companies outside New York State to

      20      consider locating in the Elmira area and in the

      21      Batavia area, over 30 years.

      22             Just, the guy, you know, he's like holding

      23      the phone away from his mouth because he's laughing

      24      so hard.

      25             Over the past five years, I have watched







                                                                  104
       1      thousands of workers from outside of New York State

       2      come to New York to work in the natural gas

       3      industry.  These people have been treated with the

       4      utmost discourtesy and scorn that I've ever

       5      witnessed.

       6             I'm embarrassed for my community, for our

       7      state, the way these people are treated.

       8             They are -- often, they are required to drive

       9      their trucks home.

      10             We all joke around here about the white

      11      pickup trucks that Chesapeake and Schlumberger and

      12      other gas companies drive.

      13             Those people are treated just terribly, in

      14      church, at grocery stores, and school-board

      15      meetings...everywhere they go.

      16             Their spouses, the trailing spouses, are not

      17      happy about being here, because the way that they're

      18      treated by people.

      19             I mean, when did New York -- now, we've

      20      always been, you know, Ellis Island; we've always

      21      welcomed people from all over the world, and, now,

      22      these gas workers come in from Oklahoma and Texas

      23      and other areas, and they're treated so poorly.

      24             I don't like going and visiting with the

      25      gas-company people to see what we can do to help







                                                                  105
       1      them with expanding.

       2             We've had companies, like, Schlumberger made

       3      a $40 million investment.  They employ about

       4      300 people.  They pay amongst the highest wages in

       5      the region.

       6             But when you talk to those people, not as

       7      Schlumberger executives or decision-makers, but as

       8      people, people you want to play gin rummy with, they

       9      don't feel welcomed here, and that really infuriates

      10      me.

      11             At the same time, I've seen thousands of

      12      Upstate New Yorkers, and many, many, many from the

      13      Southern Tier, move to Pennsylvania, Ohio,

      14      West Virginia, to secure high-paying jobs supported

      15      by the natural gas industry.

      16             I've got, my sons -- my sons have friends

      17      that went to RIT, that went to Alfred, that went to

      18      Syracuse, okay, they got degrees in engineering.

      19             Okay?

      20             They're gone.

      21             They're not coming back to New York; they're

      22      gone.

      23             They've got great jobs with the natural gas

      24      industry.  They're not -- they're not -- they don't

      25      have to -- they've all got these strange titles, but







                                                                  106
       1      they're not dangerous jobs.  They're good jobs,

       2      they're rewarding jobs, with tremendous, tremendous

       3      opportunity.

       4             They didn't want -- you know, I talked to

       5      their parents.  Their parents are, you know,

       6      What are we going to do?  Are we gonna follow the

       7      kids?

       8             I mean, usually the kids follow the parents.

       9             "Are we going to follow their kids?"

      10             Our municipalities have been prevented from

      11      earning millions and millions in revenues.

      12             I've seen the reports from Pennsylvania; the

      13      way the sharing has gone on in Pennsylvania, what

      14      the counties get from the royalties from natural gas

      15      exploration.

      16             That would go a long way in the Southern Tier

      17      to help rebuild infrastructure in our area and

      18      support manufacturing and other businesses.

      19             100 percent, every penny, of property tax

      20      paid to Chemung County goes to pay for

      21      New York State-mandated social-service programs.

      22             "Every penny."

      23             And then I think it's another 30 percent of

      24      our sales-tax income goes to pay for welfare,

      25      Medicaid, probation, childhood intervention.







                                                                  107
       1             These funds are not available for much-needed

       2      infrastructure.

       3             We're -- our roads are falling apart, our

       4      pipes are bursting, we have lots of services that

       5      need resources, and they're not there, because

       6      they're going to pay for unfunded mandated

       7      social-service programs.

       8             Besides taxes, energy rates are the highest

       9      in the nation.

      10             It costs NYSEG, it costs National Grid, the

      11      same amount of money to buy this energy -- to buy

      12      gas, to buy electricity -- as PENELEC in

      13      Pennsylvania; yet, we're 60 percent higher than

      14      PENELEC.

      15             That's my competition; I compete with

      16      Pennsylvania.

      17             That's because of taxes.

      18             NYSEG's done a really good job on their

      19      electric bill of breaking that stuff out.

      20             I don't have a National Grid bill, but I'm

      21      sure they've done the same thing, of just layer upon

      22      layer of taxes.

      23             We have a systems-benefit charge.

      24             We have the 18-A charge, I was told to say by

      25      my peers when I asked, you know, "What regulations







                                                                  108
       1      should I talk about?"

       2             And then there's the

       3      greenhouse-gas-initiative charge.

       4             We just have all these layers of extra

       5      charges and taxes and regulations that drive up the

       6      cost of electricity, in particular.

       7             And natural gas has come down, but it's still

       8      more expensive in New York than it is in

       9      Pennsylvania.  Not because that they can drill in

      10      Pennsylvania; it's because of these extra taxes that

      11      we put on the utilities that businesses have to pay

      12      for.

      13             New York State businesses pay the State over

      14      $4 billion annually in taxes, to have the State

      15      regulate the insurance industry, and health-care

      16      providers and employers to oversee the health-care

      17      industry and the insurance industry.

      18             Employers pay that, manufacturers pay that,

      19      extra cost.

      20             It's just a total lack of trust by the State

      21      to the business industry, to the health-care

      22      industry, to the insurance industry, that they have

      23      to create this whole bureaucracy to regulate and

      24      oversee them.

      25             Health-insurance costs, like you heard from







                                                                  109
       1      Keith earlier --

       2             [Technical difficulties.]

       3             -- is driving manufacturers out of

       4      New York State and discourages new businesses from

       5      coming here.

       6             Site-location consultants point to taxes,

       7      such as covered-lives assessment in the HCRA

       8      surcharge, Section 332 assessment, and the premium

       9      tax, as taxes that place New York manufacturers at a

      10      competitive disadvantage.

      11             I crossed out my LNG stuff because I saw

      12      Dresser-Rand on here, but I'll talk about LNG, and

      13      I know Jamie's got a lot more to say about it.

      14             But, 13 percent of Chemung workers work in

      15      manufacturing.  Many of these workers manufacture

      16      compressors, valves, and related equipment that's

      17      used in the energy industry.

      18             It's one of the fastest growing industries in

      19      America, the energy industry, and New York is not

      20      allowed to play in this because one of the issues

      21      you see is LNG.  Manufacturers are denied the

      22      ability to manufacture projects that convert natural

      23      gas into liquid natural gas.

      24             It's an inexpensive gas.

      25             I don't understand.  I mean, I know why







                                                                  110
       1      Dresser-Rand is interested in doing it here, is

       2      because they make the best compressors in the world,

       3      right in Painted Post.

       4             But, you know, if it wasn't for that, they

       5      wouldn't even be considering New York State.

       6             Why would you consider New York State for

       7      doing this if it's the only state in America that

       8      will not allow the storage of liquid natural gas?

       9             New York labor laws are often repressive to

      10      employers.

      11             The state's Wage Theft Prevention Act needs

      12      to be repealed.

      13             A major manufacturer can handle that extra

      14      bureaucracy.  They hate it, but they can handle it.

      15             It's really -- and so many manufacturers,

      16      you've got the big ones, you know, here, you know,

      17      today, but there's so many manufacturers that are

      18      5-man shops and 10-man shops, and that's where these

      19      regulations are so burdensome.

      20             The mandated Paid Family Leave Bill drives up

      21      the cost of doing business in a state that's

      22      already, as I said, the most expensive place to do

      23      business.

      24             These laws are particularly burdensome for

      25      small businesses.







                                                                  111
       1             In 1885, states enacted a Scaffold Law to

       2      protect construction workers.

       3             For the past 128 years, construction

       4      companies have paid high insurance costs that have

       5      driven up the cost of building commercial and

       6      residential facilities.

       7             Today, New York is the only state which

       8      retains this antiquated law which drives up the cost

       9      of roads, bridges, and simply every kind of facility

      10      you want to build in this state.

      11             This is one area of regulatory reform that

      12      can be addressed while not infringing on worker

      13      safety, and result in lower costs of doing business

      14      and encourage investment in infrastructure and

      15      create jobs.

      16             I know another issue, which I don't really

      17      fully understand, but is the Wicks Law.  It just

      18      puts layers of public bidding and multiple contracts

      19      into public-works projects; and the end result, it

      20      drives up cost; and the end result is, things just

      21      don't get built.

      22             I mean, our roads are falling apart; like

      23      I said, our pipes are bursting; and they're just not

      24      getting done because it costs too much.

      25             And if we can get rid of things like the







                                                                  112
       1      Wicks Law and the Scaffold Law, and repeal them,

       2      costs would come down.

       3             As I stated in the beginning, the negative

       4      antibusiness environment in New York State is not

       5      new.  It was inherited by this Legislature and by

       6      this Administration.

       7             I'm not blaming you folks.

       8             Believe me, I've lived here, like I said,

       9      56 years.  I've been reading about it and seeing it.

      10      I studied it at Geneseo State.

      11             The loss of manufacturing jobs is not just a

      12      New York problem, it's a national problem, but one

      13      where economists, policy analysts, and,

      14      unfortunately, the people I deal with,

      15      business-location consultants and CEOs, all point to

      16      New York as a prime example of a bad place to do

      17      business.

      18             We're not just losing jobs; we're losing

      19      people.  Our population is declining, and declining

      20      rapidly.

      21             The majority of upstate counties lost

      22      population in the last census, 2010.

      23             I'm terrified to see the results of the next

      24      one.

      25             Neighboring Broome County had the largest







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       1      population loss of any county in New York State.

       2             The Governor acknowledges that the upstate

       3      economy is in a crisis.

       4             We need real solutions, or we risk losing

       5      many upstate communities and citizens for

       6      generations to come.

       7             I want to thank you for allowing me to speak

       8      on the record today, and close by saying:

       9             That while I don't hold much optimism for

      10      much productive change in New York business climate,

      11      I do commend all of you for acknowledging that there

      12      is a problem, and for seeking ways to reverse

      13      New York's decline.

      14             Thank you.

      15             Jamie.

      16             JAMIE JOHNSON:  Thank you, George.

      17             And I'd like to thank all of you for the

      18      opportunity today to talk about the issues facing,

      19      not only our manufacturing industry, but economic

      20      development throughout the region.

      21             My name is Jamie Johnson.  I'm the

      22      executive director of the Steuben County Industrial

      23      Development Agency, which is the designated economic

      24      development organization for Steuben County.

      25             Steuben County is the largest geographic







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       1      county in the Southern Tier, and with over

       2      1400 square miles of land area, we have an extremely

       3      diverse industrial base.

       4             Steuben County is fortunate to serve as the

       5      headquarters for many of the companies you heard

       6      here today, including Corning, Incorporated, and

       7      other global corporations with their locations and

       8      manufacturing operations in Steuben County, such as

       9      Dresser-Rand, World Kitchen, Kraft, and Alstom, just

      10      to name a few.

      11             We also are home to a significant number of

      12      small- and medium-sized manufacturing operations all

      13      facing similar issues today.

      14             Manufacturing represents nearly 19 percent --

      15      18.9 percent -- of our total economy in

      16      Steuben County, double the state average, and

      17      5 percent greater than the U.S. average; and as with

      18      Chemung County, it has been on the decline.

      19             Manufacturers in Steuben County employ over

      20      7,000 people; or 15 percent of the total workforce,

      21      but the more important number, is that this number

      22      represents over 40 percent of the total payroll in

      23      the county.

      24             So while manufacturing only makes up

      25      15 percent of the economy, it makes up 40 percent of







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       1      the wages that are being paid in the county.

       2             I'm going to echo a lot of what you've heard

       3      here today, so I apologize if I repeat myself, but

       4      it's important enough to say again.

       5             Unfortunately, New York ranks among the worst

       6      states for doing business, stifling the growth of

       7      our manufacturing operations.

       8             We've already talked about the

       9      Tax Foundation's "2013 State Business Climate

      10      Index," putting New York State at dead last as far

      11      as all of the other states in the country.

      12             These rankings, you know, represent the worst

      13      income taxes for individuals, the sixth-worst

      14      unemployment-insurance taxes, and the sixth-worst

      15      property taxes in the country.

      16             New York State needs broad-based rate

      17      reductions for all business taxpayers, but most

      18      importantly, it needs to repeal the corporate income

      19      tax for manufacturers.

      20             In addition to tax relief, we've talked about

      21      the Scaffold Law a lot here.  This places absolute

      22      liability on a contractor and project owner for

      23      injuries occurring on a work site.

      24             This law is unique to New York State.  We're

      25      the only state in the country that still has this on







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       1      the books, and it is a significant cost-driver for

       2      construction projects in the state, discouraging

       3      investment.

       4             Much like the Scaffold Law, New York State is

       5      also the only state in the country which has a

       6      moratorium on the transportation and storage of LNG

       7      (liquified natural gas).

       8             We've heard a lot about that today.

       9             You know, LNG can be used in New York and

      10      stored in New York, but, currently, it can only be

      11      transported in New York if it is part of an

      12      interstate commerce.

      13             LNG is considered one of the cleanest and

      14      most economic fuel sources, and it is increasingly

      15      being used in a number of applications, including

      16      trucking fleets, like UPS.

      17             I think we were talking about that earlier.

      18             GEORGE MINER:  UPS is making a $50 million

      19      investment in LNG filling stations in about

      20      six states, Ohio and Pennsylvania being two of them.

      21             New York not one, obviously.

      22             JAMIE JOHNSON:  In addition to it's

      23      environmental and economic benefits, there's

      24      manufacturing activity, as apparent with

      25      Dresser-Rand, to advance technology to make it even







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       1      easier and safer to produce.

       2             The current moratorium is making it

       3      increasingly difficult to develop this technology

       4      here, and while regulations that are being

       5      promulgated right now will help with that, they

       6      don't solve the problem.

       7             I just received an e-mail that was forwarded

       8      to me by Mr. Tranter, and he received it earlier,

       9      which says, that while we may be able to store it,

      10      we can't re-gasify it once it's made into LNG, under

      11      the current regulations.

      12             So a manufacturing operation which may not

      13      have access to natural gas, could get LNG trucked to

      14      them, but then they couldn't convert it back into a

      15      gas form in order to use it.

      16             So, it makes no sense; we can take it in a

      17      gas form, put it into a liquid form, but then the

      18      regulations don't allow us to take it back into a

      19      gas form.

      20             GEORGE MINER:  So what this machine does,

      21      what LNG is, is it's natural gas, which is right in

      22      the pipe right here, heating and cooling this

      23      building, and then it's cooled and compressed.

      24             So now when it takes -- now it's -- it's

      25      shrunk, so now it makes it transportable.  You can







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       1      move a lot of natural gas to a location, and then

       2      "re-gasify" it?

       3             Is that what you called it?

       4             It's still natural gas.  It's still what we

       5      have going to some of our homes.

       6             I have propane.

       7             But, that's all it is.  It's not anything --

       8      you know, it's the same gas that goes to your house,

       9      to manufacturing; it's just compressed through a

      10      cooling process.

      11             So, I think it's 6:1, or is it 60:1?

      12             JAMIE JOHNSON:  6:1 ratio.

      13             GEORGE MINER:  6:1.

      14             So -- so then it can be taken to a rural

      15      upstate location, de-gasified, and so it's expanded

      16      six times, and utilized, versus, having to run very

      17      expensive natural gas lines, and things of that

      18      nature.

      19             Sorry.

      20             JAMIE JOHNSON:  Thank you.

      21             GEORGE MINER:  Science.

      22             JAMIE JOHNSON:  You know, Senator O'Mara has

      23      sponsored a bill which passed in the Senate, which

      24      we commend him for, but more work needs to be done

      25      because the Assembly wouldn't even get it out of







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       1      Committee.

       2             So while, you know, the Senate has passed it,

       3      I think we need to work with the Assembly, on both

       4      sides of the aisle, to make sure this does move

       5      forward, because it is an important issue, not only

       6      facing the Southern Tier, but also New York State.

       7             Because as George said, there are

       8      communities, like Lake Placid, which just,

       9      literally, you could not build a natural gas line

      10      to, but you could truck LNG to and be able to supply

      11      that community with natural gas.

      12             The LNG issue is just one example of

      13      energy-development opportunities that are available

      14      in our region, whether it's making investments in

      15      infrastructure to support additional wind-energy

      16      development, or finding new technologies to advance

      17      solar energy, or the safe exploration of our natural

      18      gas assets in New York, we should be a leader in the

      19      next generation of energy development, and not

      20      standing by, watching neighboring states reap the

      21      benefits.

      22             Steuben County has the ability to add another

      23      200 wind turbines in our county alone if New York

      24      can continue to make it easier through regulations,

      25      like Article 10, to site these developments, and







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       1      find ways to invest in our energy-transportation

       2      infrastructure to allow for the development of

       3      resources in underdeveloped communities.

       4             Right now, we have a project underway in the

       5      town of Jasper, and because that project is going to

       6      use up all of the capacity in the transmission line

       7      that is currently in place, other projects have,

       8      basically, been canceled in our community to advance

       9      wind energy.

      10             We invest in roads, we invest in sewer, we

      11      invest in waterlines, but, you know, when it comes

      12      our electric infrastructure, everybody points the

      13      other way and says, Geez, we don't have any money to

      14      do it.

      15             The State should also immediately lift the

      16      moratorium on hydrofracking and allow for the safe

      17      exploration of natural gas.

      18             We are now four years into the review of this

      19      process with no end in sight.

      20             The New York Department of Environmental

      21      Conservation is considered a leader in protecting

      22      the environment of our great state, yet we won't let

      23      them do their jobs, and have let political politics

      24      dictate this review with no clear path to bring it

      25      to a conclusion.







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       1             While we sit back and wait for something to

       2      happen, our neighbors to the south are becoming

       3      leaders in energy development and leaving

       4      New York State behind.

       5             Because of the moratorium, Steuben County has

       6      already lost $75 million in assessed value, and it

       7      expects to lose another $25 million in the coming

       8      years due to the inability to bring our gas

       9      resources to market.

      10             So we're actually losing assessed value

      11      because we can't get the gas out of the ground and

      12      ship it to market.

      13             Even the New York DEC recognizes the

      14      potential impact of natural gas development.

      15             In 2011, they released a report outlining the

      16      socioeconomic impact of drilling activities in the

      17      state, and estimate that an average growth scenario

      18      will result in the creation of 17,634 direct jobs,

      19      and as many as 29,174 indirect jobs.

      20             This could generate up to $2.5 billion in

      21      employee earnings in the state, and up to

      22      1.4 million in additional local property tax

      23      revenues, per well -- that's "per well" -- during

      24      its projected 30-year life.

      25             Many feel that this opportunity has passed us







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       1      by, but even a fraction of this activity would be a

       2      significant impact to the region and to the state.

       3             I would be remiss if I did not highlight

       4      issues facing our ag industry.

       5             The development and advancement of

       6      opportunities in ag development, particularly in the

       7      value-added markets, is a priority to the county.

       8             Steuben County ranks tenth in cash receipts

       9      for farm sales, and is the largest potato producer

      10      in the state.

      11             The Steuben County IDA supports the

      12      New York Farm Bureau's priority issues for 2013, to

      13      transition farms to the next generation, invest in

      14      agriculture, develop a healthy farm-to-market

      15      transportation system, and fuel the economy through

      16      increased ag development and manufacturing.

      17             I'd like to thank you for this opportunity to

      18      speak to you today, and your leadership to identify

      19      and eliminate unnecessarily costly regulations that

      20      inhibit growth and drive up costs in our state.

      21             And, I'd be happy to answer any questions.

      22             Thank you.

      23             SENATOR O'MARA:  Good.

      24             SENATOR MARCHIONE:  I'm good.

      25             SENATOR O'MARA:  Thank you guys, for both of







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       1      you being here.

       2             SENATOR GALLIVAN:  Thank you, both.

       3             If I might just note your point on

       4      agriculture; we have targeted agriculture as one of

       5      the industries.

       6             And we had a hearing up in Watertown that was

       7      very well attended, and the New York Farm Bureau did

       8      testify, so, we've got a lot of information from

       9      them.

      10             JAMIE JOHNSON:  Great.

      11             SENATOR GALLIVAN:  Thank you.

      12             JAMIE JOHNSON:  Thank you.

      13             GEORGE MINER:  Thank you.

      14             SENATOR GALLIVAN:  John Giovenco.

      15             JOHN GIOVENCO:  Yes, sir.

      16             SENATOR GALLIVAN:  Was I right?

      17             JOHN GIOVENCO:  You're correct.

      18             SENATOR GALLIVAN:  Excellent.

      19             Welcome.

      20             JOHN GIOVENCO:  Thank you very much.

      21             Distinguished members of the Senate Majority

      22      Coalition, good morning -- or, actually, good

      23      afternoon.

      24             My name is John Giovenco.  I'm the traffic

      25      manager for Nucor's Vulcraft steel-fabrication







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       1      facility located in Chemung, New York.

       2             On behalf of Vulcraft-Chemung and its parent

       3      company, Nucor Steel, thank you for this opportunity

       4      to speak with you today.

       5             We are proud to say the Nucor Vulcraft family

       6      is part of the fabric of New York State.

       7             Nucor owns and operates a raw-steel

       8      manufacturing facility in Auburn, New York, casting

       9      over 500,000 tons of rebar and other steel products

      10      used in all kinds of infrastructure and industrial

      11      applications.

      12             In 2001, Nucor built its Vulcraft-Chemung

      13      facility where we build steel joist and steel

      14      decking.  Nearly half of all the raw steel we use in

      15      Chemung is manufactured in Auburn.

      16             And I will also note that 100 percent of it

      17      is made in the United States.

      18             Also, in 2008, Nucor purchased, and now

      19      operates, its Harris steel-rebar fabrication and

      20      installation facility in New York -- in Albany,

      21      New York.

      22             All told, Nucor is a huge economic-driver in

      23      upstate, employing nearly 600 teammates whose

      24      average annual earnings are $70,000, not including

      25      management.







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       1             In addition, 85 percent of the

       2      1 billion pounds of scrap steel we purchase annually

       3      to make the new steel in Auburn comes from dozens of

       4      New York-based scrap businesses.

       5             We're also proud to say that Nucor is serving

       6      as the largest supplier of steel beams for the

       7      Freedom Tower, 911 Memorial projects in

       8      New York City, and we supply the vast majority of

       9      steel used in the Citi Field and Yankee Stadium

      10      projects.

      11             And, again, thank you very much for allowing

      12      me to speak here today.

      13             I go right to one of our first points:

      14             We would ask you consider a "Buy American"

      15      protection to create and protect American jobs.

      16             Nucor was extremely disappointed to learn

      17      about the Metropolitan Transit Authority and

      18      Port Authority's recent decisions to award

      19      multimillion-dollar infrastructure contracts to the

      20      Chinese, to supply steel for the Verrazano Bridge

      21      and Bayonne Bridge re-decking contracts.

      22             Sending major infrastructure projects

      23      overseas flies in the face of local job creation and

      24      restoring New York's economy.

      25             We urge the Coalition to explore ways to







                                                                  126
       1      protect jobs and keep New York State taxpayer

       2      investment at home by incorporating "Buy American"

       3      provisions in New York State law.

       4             I will echo the request to repeal the

       5      Wage Theft Protection Act.  It is onerous.

       6             We support Senate 6063 and Assembly 8856 in

       7      this regard.

       8             We also support Governor Cuomo's bipartisan

       9      efforts to cut taxes.

      10             And we, you know, urge you, the

      11      Majority Coalition, to work with the Governor and

      12      your colleagues to reform New York's burdensome and

      13      costly taxation system.

      14             We also want to highlight the commercial

      15      transportation industry.

      16             Everyone who has spoken here today in

      17      manufacturing relies on the transportation industry.

      18             Easily, 85 percent of the goods and

      19      services -- well, goods we buy and utilize are

      20      delivered by truck.

      21             The lynchpin to the continued growth and

      22      success of New York State's steel and other

      23      manufacturing industries is a robust and affordable

      24      commercial-trucking industry able to compete on a

      25      level playing feel field with neighboring states.







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       1             We recommend the following policy changes:

       2             Repeal the interstate prohibition on LNG

       3      hauling.

       4             There is actually -- I know Senator O'Mara

       5      knows this, but I would like to say for the record,

       6      there's also a specific issue in the regulations

       7      that does not allow a New York State producer to

       8      truck it to a New York State user.

       9             So, in fact, that element of the regulation

      10      requires us to either export our LNG out of state,

      11      if you're a producer, or, if you're a user, to buy

      12      it from out of state, and have it trucked in.

      13             And that's due to, you know, the interstate

      14      commerce.

      15             The feds, obviously, wouldn't allow us to ban

      16      interstate commerce, but it's intrastate commerce

      17      that's affected, really banned, by New York State

      18      law -- or, regulation.  Excuse me.

      19             Another political hot-button I'll throw at

      20      you is the Highway Use Tax.

      21             It is very difficult to undo something that's

      22      been done; however, as one of only four states in

      23      the nation that still has a Highway Use Tax, which

      24      makes us the second most-expensive transportation

      25      state only second to Oregon in taxes and fees paid







                                                                  128
       1      by trucking companies, the Highway Use Tax leaves us

       2      at a competitive disadvantage to New York

       3      neighboring-based trucking companies: Pennsylvania,

       4      New Jersey, and the like.

       5             Evasion of the tax has, historically, been a

       6      serious issue that results in unfair competitive

       7      advantage to those out-of-state carriers.  It also

       8      reduces the amount of tax we collect.

       9             We urge your support of Senator DeFrancisco's

      10      and Assemblyman Magnarelli's legislation to repeal

      11      the unfair tax and explore ways to fairly assess the

      12      tax on all carriers.

      13             We obviously support the tax need, or the tax

      14      basis, for rebuilding/repairing our infrastructure.

      15             We're not saying we don't want to support

      16      that.  We want to say we want pay our fair share.

      17             And we feel that it's very obvious that

      18      New York State-based carriers are unfairly burdened,

      19      while others are not paying their share.

      20             We also support enacting the Fairness In

      21      Contracting legislation.

      22             In the past 4 years, 38 states, including

      23      Pennsylvania, Connecticut, and Massachusetts, have

      24      adopted laws aimed at protecting common carriers

      25      from unfair indemnification provisions in shipper







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       1      contracts.

       2             Legislation sponsored by Senator Maziarz and

       3      Assemblywoman Lupardo would reduce undue cost borne

       4      by New York carriers by establishing a system of

       5      fairness: the responsible party is accountable for

       6      damages and liabilities.

       7             This legislation, which is S1087 and A3673,

       8      would not limit anyone's ability to sue someone who

       9      is at fault, but simply prohibit undue liability

      10      automatically being assigned to the carrier, which

      11      happens in many contracts today without this law.

      12             We again repeat the support of holding the

      13      line on repeal of the 18-A utility tax.

      14             So, I won't go into detail on that, that's

      15      already been covered.

      16             And, lastly, we would support adopting

      17      policies to increase domestic energy supply.

      18             And, again, I think that's been very well

      19      covered, so I won't go into detail on that.

      20             We're hopeful that our recommendations are

      21      useful as the Majority Coalition continues its

      22      important work in making New York a better place for

      23      manufacturers to thrive and grow.

      24             Of course, if you have any questions, or need

      25      further information, please do not hesitate to







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       1      contact me.

       2             SENATOR MARCHIONE:  One thing I would like to

       3      say is, thank you for your testimony, because,

       4      between yesterday and today, we're hearing a lot of

       5      reoccurring themes, and when we hear that, we

       6      recognize that some of these regulations are

       7      transcending to a lot of different types of jobs.

       8             And so what we're hearing today, a lot we

       9      heard yesterday, with insurance and banking, and we

      10      appreciate hearing it from you, because we recognize

      11      that regulation is really onerous to a lot of

      12      different job sectors.

      13             So thank you very much for your testimony.

      14             JOHN GIOVENCO:  You're welcome.

      15             SENATOR O'MARA:  John, thank you, and, thank

      16      you to Nucor, for your commitment to manufacturing

      17      in New York State.

      18             JOHN GIOVENCO:  You're welcome.

      19             Thank you all.

      20             SENATOR GALLIVAN:  Did we miss anybody?

      21             SENATOR O'MARA:  Is anybody here from any

      22      manufacturer that would like to add a comment before

      23      we close out?

      24             I want to thank you all for coming.

      25             It's been very informative for us, and







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       1      helpful for us to get this material, some of which

       2      we're familiar with, and some of it which is new to

       3      us, but, to get it all on the record so we have this

       4      to use in moving legislative initiatives forward in

       5      our effort to eliminate the regulatory burdens in

       6      New York State.

       7             Thank you all.

       8             SENATOR GALLIVAN:  Thank you.

       9             SENATOR MARCHIONE:  Thank you.

      10                  (Whereupon, at approximately 2:30 p.m.,

      11        the public forum on Manufacturing Regulatory

      12        Reform held before the New York State Senate

      13        Majority Coalition concluded, and adjourned.)

      14                            ---oOo---

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