Regular Session - July 1, 1993

                                                                 
6580

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         9               ALBANY, NEW YORK

        10                 July 1, 1993

        11                  3:38 p.m.

        12

        13

        14               REGULAR SESSION

        15

        16

        17

        18       SENATOR HUGH T. FARLEY, Acting President

        19       STEPHEN F. SLOAN, Secretary

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        21

        22

        23











                                                             
6581

         1                      P R O C E E D I N G S

         2                      ACTING PRESIDENT FARLEY:  The

         3       Senate will come to order.  Please rise with me

         4       for the Pledge of Allegiance to the Flag.

         5                      (The assemblage repeated the

         6       Pledge of Allegiance to the Flag. )

         7                      Today in the absence of visiting

         8       clergy, we'll bow our heads for a moment of

         9       silent prayer.

        10                      (A moment of silence was

        11       observed. )

        12                      Secretary will begin by reading

        13       the Journal.

        14                      THE SECRETARY:  In Senate,

        15       Wednesday, June 30th. The Senate met pursuant to

        16       adjournment, Senator Farley in the Chair upon

        17       designation of the Temporary President.  The

        18       Journal of Tuesday, June 29th, was read and

        19       approved.  On motion, Senate adjourned.

        20                      ACTING PRESIDENT FARLEY:  Hearing

        21       no objection, the Journal stands approved as

        22       read.

        23                      The order of business:











                                                             
6582

         1       Presentation of petitions.

         2                      Messages from the Assembly.

         3                      Messages from the Governor.

         4                      Reports of standing committees.

         5                      No report yet? Reports of select

         6       committees.

         7                      Communications and reports from

         8       state officers.

         9                      Motions and resolutions. We have

        10       some motions on the floor.

        11                      Senator Libous.

        12                      SENATOR LIBOUS:  Thank you, Mr.

        13       President.

        14                      On behalf of Senator Seward, on

        15       page 18, I offer the following amendments to

        16       Calendar Number 793, Senate Print 4053, and ask

        17       that said bill retain its place on the Third

        18       Reading Calendar.

        19                      ACTING PRESIDENT FARLEY:  Without

        20       objection.

        21                      Senator Holland.

        22                      SENATOR HOLLAND:  Mr. President,

        23       would you star my bill, Calendar 1399, Senate











                                                             
6583

         1       5975, please.

         2                      ACTING PRESIDENT FARLEY:  Bill is

         3       starred at the request of the sponsor.

         4                      SENATOR GOLD:  Mr. President.

         5                      ACTING PRESIDENT FARLEY:  Senator

         6       Gold.

         7                      SENATOR GOLD:  It's an honor, Mr.

         8       President, standing before you representing one

         9       of the great women of our time, Senator Mendez,

        10       who has a bill on page 31, Calendar Number 1324,

        11       and she asks that that bill be amended but that

        12       it retain its place on the Third Reading

        13       Calendar.

        14                      ACTING PRESIDENT FARLEY:  Without

        15       objection, Senator Mendez' bill is amended.

        16                      Any other motions? Seeing none,

        17       we have some substitutions, Senator Present.

        18                      SENATOR PRESENT:  Take care of

        19       the substitutions.

        20                      ACTING PRESIDENT FARLEY:

        21       Substitutions.

        22                      THE SECRETARY:  On page 9,

        23       Senator Holland moves to discharge the Committee











                                                             
6584

         1       on Rules from Assembly Bill Number 5242-A, and

         2       substitute it for the identical Third Reading

         3       441.

         4                      ACTING PRESIDENT FARLEY:

         5       Substitution ordered.

         6                      THE SECRETARY:  On page 38,

         7       Senator Jones moves to discharge the Committee

         8       on Rules from Assembly Bill Number 6153-B and

         9       substitute it for the identical Third Reading

        10       1434.

        11                      ACTING PRESIDENT FARLEY:

        12       Substitution is ordered.

        13                      THE SECRETARY:  On page 39,

        14       Senator Velella moves to discharge the Committee

        15       on Rules from Assembly Bill Number 7161 and

        16       substitute it for the identical Third Reading

        17       1440.

        18                      ACTING PRESIDENT FARLEY:

        19       Substitution ordered.

        20                      THE SECRETARY:  On page 39,

        21       Senator Padavan moves to discharge the Committee

        22       on Rules from Assembly Bill Number 7872 and

        23       substitute it for the identical Third Reading











                                                             
6585

         1       1441.

         2                      ACTING PRESIDENT FARLEY:

         3       Substitution ordered.

         4                      THE SECRETARY:  On page 30,

         5       Senator Skelos moves to discharge the Committee

         6       on Rules from Assembly Bill Number 8529 and

         7       substitute it for the identical Third Reading

         8       1446.

         9                      ACTING PRESIDENT FARLEY:

        10       Substitution ordered.

        11                      THE SECRETARY:  On page 19,

        12       Senator DeFrancisco moves to discharge the

        13       Committee on Rules from Assembly Bill Number

        14       6960 and substitute it for the identical

        15       Calendar Number 846.

        16                      ACTING PRESIDENT FARLEY:

        17       Substitution ordered.

        18                      THE SECRETARY:  On page 32,

        19       Senator Spano moves to discharge the Committee

        20       on Rules from Assembly Bill Number 6985-B and

        21       substitute it for the identical Third Reading

        22       1343.

        23                      ACTING PRESIDENT FARLEY:











                                                             
6586

         1       Substitution ordered.

         2                      We have the Resolution Calendar.

         3                      SENATOR PRESENT:  Mr. President,

         4       I move that we adopt the Senate Resolution

         5       Calendar.

         6                      ACTING PRESIDENT FARLEY:  All in

         7       favor of adopting the Resolution Calendar say

         8       aye.

         9                      (Response of "Aye.")

        10                      Those opposed nay.

        11                      (There was no response. )

        12                      The Resolution Calendar is

        13       adopted.

        14                      SENATOR PRESENT:  Would you

        15       recognize Senator Mega, please.

        16                      ACTING PRESIDENT FARLEY:  I

        17       shall.  Senator Mega.

        18                      SENATOR MEGA:  Mr. President, I

        19       believe I have a privileged resolution at the

        20       desk.  I would like its title read and I would

        21       like the entire resolution read and indicate to

        22       the members that the resolution would be open to

        23       anyone who wished to become a co-sponsor.











                                                             
6587

         1                      ACTING PRESIDENT FARLEY:  The

         2       Secretary will read Senator Mega's resolution.

         3                      THE SECRETARY:  Legislative

         4       Resolution, by Senators Mega, Marino, Galiber

         5       and other members of the Senate, expressing

         6       sincerest sorrow upon the death of Roy

         7       Campanella on June 26th, 1993, at age 71.

         8                      WHEREAS, consistent with the duty

         9       of this legislative body to recognize the

        10       contributions of the citizens of this Empire

        11       State, we remember with deepest respect and

        12       admiration the life and career of a man whose

        13       singular example has enriched the lives of his

        14       fellow New Yorkers, and indeed the known

        15       baseball world;

        16                      Attendant to such duty and fully

        17       in accord with its long-standing traditions, it

        18       is the intent of this legislative body to

        19       express sincerest sorrow upon the death of Roy

        20       Campanella, one of the greatest baseball players

        21       to ever grace the friendly confines of Ebbets

        22       Field;

        23                      Roy Campanella was born in











                                                             
6588

         1       Philadelphia on November 19, 1921 to John and

         2       Ida Campanella.  He attended Simon Gratz High

         3       School and quickly developed his baseball

         4       skills.  In 1937 he joined a semi-pro team in

         5       the Negro Leagues and by the time he was 16 was

         6       the first-string catcher for the Baltimore Elite

         7       Giants of the Negro National League;

         8                      "Campy", as he was often known,

         9       had a stellar career in the Negro Leagues

        10       appearing in the East-west All-Star Game in

        11       1941, 1944 and 1945, barnstorming through South

        12       America, the Caribbean and the American South

        13       and playing with such greats as Josh Gibson, Ray

        14       Dandridge, Cool Papa Bell, Buck Leonard,

        15       "Satchel" Paige, Monte Irvin, Judy Johnson,

        16       Oscar Charleston, Dave Malarcher and the great

        17       owner and manager, Rube Foster;

        18                      It was here that Roy Campanella

        19       caught the attention of Branch Rickey, the

        20       Brooklyn Dodgers' general manager who, in his

        21       continuing effort to end the scar of segregation

        22       in American baseball, asked Campanella to take a

        23       steep pay cut and play for the Dodgers' Nashua











                                                             
6589

         1       team of the New England League;

         2                      In 1947, Jackie Robinson became

         3       the first African-American player to break

         4       baseball's infamous color barrier for the

         5       Brooklyn Dodgers, while Roy Campanella played

         6       for the Dodgers' Triple-A affiliate, the

         7       Montreal Monarchs, and was the first to break

         8       the color barrier in the minor league American

         9       Association;

        10                      In 1948, Roy Campanella began his

        11       ten-year Hall of Fame career with the Brooklyn

        12       Dodgers, having an impact during his very first

        13       game when he hit a home run, a double and two

        14       singles.

        15                      ACTING PRESIDENT FARLEY:  Just a

        16       moment.  Senator Mega, why do you rise?

        17                      SENATOR MEGA:  Could we have some

        18       order, please.  There is some noise in the

        19       chamber that is disturbing my concentration on

        20       the words that are being read by the Secretary.

        21                      ACTING PRESIDENT FARLEY:  Your

        22       point is well taken.  I would please ask that

        23       conversations stop.











                                                             
6590

         1                      Secretary will continue.

         2                      THE SECRETARY:  In 1948, Roy

         3       Campanella began his ten-year Hall of Fame

         4       career with the Brooklyn Dodgers, having an

         5       impact during his first game when he hit a home

         6       run, a double and two singles.  He was named the

         7       National League's Most Valuable Player in 1951,

         8       1953 and 1955, having his greatest year in 1953

         9       when he batted .312 and established three

        10       single-season records for a catcher by walloping

        11       41 home runs, recording 807 put-outs and

        12       knocking in 142 RBIs;

        13                      Roy Campanella was the dominant

        14       catcher of his age playing on the dominant team

        15       of his league, "Dem Bums", as the legendary area

        16       Dodger teams of the 1950s were known.  The

        17       Dodgers amassed five National League titles in a

        18       span of eight years from 1949 to 1956, defeating

        19       their arch rivals, the New York Yankees, in the

        20       1955 World Series in which Campanella caught

        21       Johnny Podres' seventh game 2-0 complete game

        22       shut-out;

        23                      Over his storied career, Roy











                                                             
6591

         1       Campanella caught three no-hitters, was selected

         2       for the All-Star Game eight consecutive years

         3       from 1949 to 1956, was one of only eight Dodgers

         4       to have his number (39) retired, and in 1969,

         5       was only the second African-American player to

         6       be elected to the baseball Hall of Fame in

         7       Cooperstown, New York;

         8                      Campanella played with the fabled

         9       "Boys of Summer", Duke Snider, Gil Hodges,

        10       Jackie Robinson, Peewee Reese, Joe Black, Don

        11       Newcombe, Carl Erskine, Don Drysdale, Sandy

        12       Koufax, Preacher Roe, Carl Furillo, and Leo "The

        13       Lip" Durocher;

        14                      Roy Campanella will be remembered

        15       as much for his skill as for his acumen.  Ty

        16       Cobb, one of the original five members of the

        17       Hall of Fame, was once quoted as saying,

        18       "Campanella will be remembered longer than any

        19       catcher in baseball history," and although

        20       Jackie Robinson was the fire of the Dodgers,

        21       "Campy" was the undisputed heart of the team;

        22                      Roy Campanella's career was

        23       tragically cut short by an automobile accident











                                                             
6592

         1       in January of 1958; a four-hour operation saved

         2       his life, but he remained in a wheelchair for

         3       the rest of his days;

         4                      His stirring recovery is the

         5       stuff of which legends are made.  In 1959 over

         6       93,000 fans, the largest crowd ever recorded in

         7       baseball history, jammed into the Los Angeles

         8       Coliseum for Roy Campanella Day to witness an

         9       exhibition game between the Dodgers and the

        10       Yankees.  During the ceremonies, the stadium

        11       lights were turned off as the crowd lighted

        12       matches and candles in honor of their stricken

        13       hero;

        14                      The Dodgers' greatest catcher

        15       became an instructor and coach at the winter

        16       home of the team in Vero Beach, Florida, where

        17       he imparted his wisdom and experience helping to

        18       mold a string of all-star receivers for his old

        19       team.  His gritty determination to overcome his

        20       handicap was also an inspiration to a new

        21       generation of youngsters through the baseball

        22       clinics he started in 1967 for New York City

        23       children and through his work with the Dodgers'











                                                             
6593

         1       community service office in Los Angeles;

         2                      Rare indeed is such impressive

         3       dedication shown by an individual for his craft,

         4       such as Roy Campanella has displayed throughout

         5       his years playing on the Elysian Fields of

         6       summer, and we wish to express our most

         7       heartfelt sympathy to his wife, Roxie, and

         8       children, Roy Jr., Joni Campanella Roan,

         9       Anthony, John and Ruth Campanella Effort;

        10                      Through his selfless and

        11       dedicated commitment to his sport, Roy

        12       Campanella brought joy to millions through his

        13       art, setting a standard few players can surpass

        14       or even equal.  His tireless pursuit of

        15       perfection in his chosen field marks him as a

        16       committed custodian of the American work ethic,

        17       and a model for all to emulate.

        18                      THEREFORE, BE IT RESOLVED that

        19       this legislative body pause in its deliberations

        20       to express sincerest sorrow upon the death of

        21       Roy Campanella, on June 26th, 1993, fully

        22       confident that his achievements and

        23       contributions will live on to serve as a legacy











                                                             
6594

         1       for all; and

         2                      BE IT FURTHER RESOLVED that a

         3       copy of this resolution, suitably engrossed, be

         4       transmitted to Mrs. Roy Campanella.

         5                      ACTING PRESIDENT FARLEY:  Senator

         6       Mega.

         7                      SENATOR MEGA:  Mr. President, the

         8       resolution tells it all, a story about an

         9       outstanding ball player, a story about an

        10       outstanding and dedicated human being, someone

        11       who was dedicated to playing our national game

        12       and someone who inspired -- inspired someone

        13       like myself, because I was a young man when the

        14       Dodgers were in their hey-day.

        15                      I saw Roy Campanella play many

        16       times and all the other players that have been

        17       mentioned in the resolution, and I just felt

        18       that it was appropriate that this body and in

        19       particular the state as a whole recognize

        20       someone like Roy Campanella and recognize that

        21       what he did for the game of baseball and what he

        22       did for young people.

        23                      He was in baseball at a time when











                                                             
6595

         1       they didn't pay the salaries that they pay

         2       today, 5-, 6-, 10-, 15-, $20 million.  He came

         3       up because of his abilities and, when you looked

         4       at Roy Campanella and when you enjoyed what he

         5       did in the game, there was never a question of

         6       his race or who he was as an individual.  He was

         7       the kind of individual that we can emulate and

         8       look up to, and I was so happy to have grown up

         9       in a time when we had someone like Roy

        10       Campanella playing baseball.  He left a memory

        11       in the game that will be there forever and, yes,

        12       he may be and will be one of the greatest

        13       catchers that ever played the game of baseball,

        14       and I ask that all my members support the

        15       resolution and, as I indicated, all members

        16       wishing to co-sponsor are welcome to do so.

        17                      ACTING PRESIDENT FARLEY:  On the

        18       resolution, all in favor say aye.

        19                      (Response of "Aye.")

        20                      Those opposed nay.

        21                      (There was no response. )

        22                      The resolution is unanimously

        23       adopted.  Senator Cook -- every member is











                                                             
6596

         1       already on it.  Every member is already on it.

         2                      Senator Present, we have a report

         3       of a standing committee.

         4                      SENATOR PRESENT:  Please receive

         5       the report of the standing committee.

         6                      ACTING PRESIDENT FARLEY:

         7       Secretary will read a report of a standing

         8       committee, namely Rules.

         9                      THE SECRETARY:  Senator Marino,

        10       from the Committee on Rules, reports the

        11       following bills directly for third reading:

        12                      Senate Bill Number 597, by

        13       Senator Connor, an act to allow Mary Ellen

        14       Adinolfi to file a request for Tier I;

        15                      1966, by Senator LaValle, an act

        16       to allow Elaine S. Harrison to file a request

        17       for retroactive membership in the employees

        18       retirement;

        19                      2340-A, by Senator Wright, an act

        20       to amend the Executive Law and the State

        21       Administrative Procedure Act;

        22                      3081, by Senator Masiello, Public

        23       Housing Law;











                                                             
6597

         1                      4266, by Senator Stafford,

         2       Abandoned Property Law;

         3                      4922, by Senator Maltese, an act

         4       to amend the Tax Law;

         5                      5333-A, by Senator Holland,

         6       Social Services Law;

         7                      5337-A, by Senator Johnson, Local

         8       Finance Law;

         9                      5486-B, by Senator Larkin, Real

        10       Property Tax Law;

        11                      5705-C, by Senator Larkin,

        12       General Municipal Law and the Public Authorities

        13       Law;

        14                      5803, by Senator Goodman, Charter

        15       Society of the New York Hospital;

        16                      5877, by Senator Mega, Estates,

        17       Powers and Trusts Law;

        18                      5932-B, by Senator Bruno, Civil

        19       Practice Law and Rules;

        20                      5967, by Senator Libous,

        21       Education Law;

        22                      5979, by Senator Saland, and

        23       others, an act to amend the Tax Law;











                                                             
6598

         1                      6019, by Senator Hannon, an act

         2       to amend the Banking Law;

         3                      6021, by Senator Wright,

         4       Executive Law;

         5                      6024, by Senator Halperin,

         6       Administrative Code of the city of New York;

         7                      6037, by Senator Johnson, Social

         8       Services Law;

         9                      6044-A, by Senator Nozzolio,

        10       Election Law;

        11                      6059, by the Committee on Rules,

        12       Retirement and Social Security Law;

        13                      6060, by the Committee on Rules,

        14       to provide service credit to Richard -- Rita

        15       Schick;

        16                      6062-A, by Senator Libous, the

        17       Office of Alcoholism and Substance Abuse

        18       Services; and

        19                      6065, by the Committee on Rules,

        20       state aid to the Unitego Central School

        21       District.

        22                      All bills reported directly for

        23       third reading.











                                                             
6599

         1                      ACTING PRESIDENT FARLEY:  All

         2       bills are reported directly to third reading.

         3                      Are there any motions on the

         4       floor?

         5                      Senator Present, that concludes

         6       most of our housekeeping.

         7                      SENATOR PRESENT:  Mr. President,

         8       can we take up the non-controversial calendar.

         9                      ACTING PRESIDENT FARLEY:

        10       Non-controversial, Secretary will read.

        11                      THE SECRETARY:  On page 4,

        12       Calendar Number 59, by Senator Hannon, Senate

        13       Bill Number 279-B, authorize payments in lieu of

        14       taxes by the county of Nassau.

        15                      SENATOR GOLD:  Lay it aside.

        16                      ACTING PRESIDENT FARLEY:  Laid

        17       aside.

        18                      THE SECRETARY:  Calendar Number

        19       102, by Senator Bruno, Senate Bill Number

        20       2354-B, Economic Development Law.

        21                      SENATOR GOLD:  Lay aside.

        22                      ACTING PRESIDENT FARLEY:  Laid

        23       aside.











                                                             
6600

         1                      THE SECRETARY:  Calendar Number

         2       133, by the Assembly Committee on Rules,

         3       Assembly Bill Number 7767-A, an act to amend the

         4       Court of Claims Act.

         5                      ACTING PRESIDENT FARLEY:  Read

         6       the last section.

         7                      SENATOR STACHOWSKI:  Hold on.

         8                      ACTING PRESIDENT FARLEY:  Hold it

         9       up one second.

        10                      SENATOR GOLD:  Last section.

        11                      ACTING PRESIDENT FARLEY:  Last

        12       section.

        13                      THE SECRETARY:  Section 2.  This

        14       act shall take effect immediately.

        15                      ACTING PRESIDENT FARLEY:  Call

        16       the roll.

        17                      (The Secretary called the roll. )

        18                      THE SECRETARY:  Ayes 47.

        19                      ACTING PRESIDENT FARLEY:  The

        20       bill is passed.

        21                      THE SECRETARY:  Calendar Number

        22       174, by Senator Farley.

        23                      SENATOR LEICHTER:  Lay it aside.











                                                             
6601

         1                      ACTING PRESIDENT FARLEY:  Laid

         2       aside.

         3                      THE SECRETARY:  Calendar Number

         4       232, by Senator Gold, Senate Bill Number 289-B,

         5       an act to amend the Criminal Procedure Law.

         6                      ACTING PRESIDENT FARLEY:  Read

         7       the last section.

         8                      THE SECRETARY:  Section 2.  This

         9       act shall take effect immediately.

        10                      ACTING PRESIDENT FARLEY:  Call

        11       the roll.

        12                      (The Secretary called the roll. )

        13                      THE SECRETARY:  Ayes 47.

        14                      ACTING PRESIDENT FARLEY:  Senator

        15       Gold's bill is passed.

        16                      THE SECRETARY:  Calendar Number

        17       304, by Senator Skelos, Senate Bill Number

        18       568-B, an act to amend the Banking Law and the

        19       Real Property Tax Law.

        20                      ACTING PRESIDENT FARLEY:  Read

        21       the last section.

        22                      THE SECRETARY:  Section 2.  This

        23       act shall take effect immediately.











                                                             
6602

         1                      ACTING PRESIDENT FARLEY:  Call

         2       the roll.

         3                      (The Secretary called the roll. )

         4                      THE SECRETARY:  Ayes 47.

         5                      ACTING PRESIDENT FARLEY:  The

         6       bill is passed.

         7                      THE SECRETARY:  Calendar Number

         8       315, by the Assembly Committee on Rules,

         9       Assembly Bill Number 8273-A, State

        10       Administrative Procedure Act.

        11                      ACTING PRESIDENT FARLEY:  Read

        12       the last section.

        13                      THE SECRETARY:  Section 2.  This

        14       act shall take effect immediately.

        15                      ACTING PRESIDENT FARLEY:  Call

        16       the roll.

        17                      (The Secretary called the roll. )

        18                      THE SECRETARY:  Ayes 47.

        19                      ACTING PRESIDENT FARLEY:  The

        20       bill is passed.

        21                      THE SECRETARY:  Calendar Number

        22       370, by Senator Farley, Senate Bill Number

        23       2726-B, an act to amend the Banking Law.











                                                             
6603

         1                      ACTING PRESIDENT FARLEY:  Read

         2       the last section.

         3                      THE SECRETARY:  Section 2. This

         4       act shall take effect immediately.

         5                      ACTING PRESIDENT FARLEY:  Call

         6       the roll.

         7                      (The Secretary called the roll. )

         8                      SENATOR LEICHTER:  Mr. President,

         9       may I have unanimous consent to be excused from

        10       voting on this bill?

        11                      ACTING PRESIDENT FARLEY:  Senator

        12       Leichter is excused from voting.

        13                      THE SECRETARY:  Ayes 47.

        14                      ACTING PRESIDENT FARLEY:  The

        15       bill is passed.

        16                      THE SECRETARY:  Calendar Number

        17        -- in relation to Calendar Number 395, Senator

        18       Kuhl moves to discharge the Committee on Rules

        19       from Assembly Bill Number 3819-B and substitute

        20       it for the identical Calendar Number 395.

        21                      ACTING PRESIDENT FARLEY:

        22       Substitution is ordered.  Read the last

        23       section.











                                                             
6604

         1                      SENATOR PRESENT:  Lay aside for

         2       the day.

         3                      ACTING PRESIDENT FARLEY:  Lay it

         4       aside for the day.

         5                      THE SECRETARY:  Calendar Number

         6       546, by the Assembly Committee on Rules,

         7       Assembly Bill Number 7884-A, Real Property Tax

         8       Law, in relation to assessment disclosure

         9       notices.

        10                      ACTING PRESIDENT FARLEY:  Read

        11       the last section.

        12                      THE SECRETARY:  Section 2. This

        13       act shall take effect immediately.

        14                      ACTING PRESIDENT FARLEY:  Call

        15       the roll.

        16                      (The Secretary called the roll. )

        17                      THE SECRETARY:  Ayes 51.

        18                      ACTING PRESIDENT FARLEY:  The

        19       bill is passed.

        20                      THE SECRETARY:  Calendar Number

        21       591, by Senator Kuhl, Senate Bill Number 4426-A,

        22       Agriculture and Markets Law.

        23                      SENATOR LEICHTER:  Lay it aside.











                                                             
6605

         1                      ACTING PRESIDENT FARLEY:  Laid

         2       aside.

         3                      THE SECRETARY:  Calendar Number

         4       727, by Senator Levy, Senate Bill Number 4887-B,

         5       an act to amend the Public Authorities Law.

         6                      ACTING PRESIDENT FARLEY:  Read

         7       the last section.

         8                      THE SECRETARY:  Section 2. This

         9       act shall take effect immediately.

        10                      ACTING PRESIDENT FARLEY:  Call

        11       the roll.

        12                      (The Secretary called the roll. )

        13                      THE SECRETARY:  Ayes 51.

        14                      ACTING PRESIDENT FARLEY:  The

        15       bill is passed.

        16                      THE SECRETARY:  Calendar Number

        17       900, by Senator Marchi, Senate Bill Number

        18       3919-C, amends Chapter 812 of the Laws of 1983.

        19                      ACTING PRESIDENT FARLEY:  Read

        20       the last -

        21                      SENATOR GOLD:  Lay aside.

        22                      ACTING PRESIDENT FARLEY:  Lay it

        23       aside.











                                                             
6606

         1                      THE SECRETARY:  Calendar Number

         2       950, by Senator Hannon.

         3                      SENATOR GOLD:  Lay aside.

         4                      ACTING PRESIDENT FARLEY:  Laid

         5       aside.

         6                      THE SECRETARY:  Calendar Number

         7       951, by Senator Stafford.

         8                      SENATOR GOLD:  Lay aside.

         9                      ACTING PRESIDENT FARLEY:  Laid

        10       aside.

        11                      THE SECRETARY:  Calendar Number

        12       1001, by Senator Larkin, Senate Bill Number

        13       4329-A, authorize the transfer of retirement

        14       service credit for Joseph Sabo.

        15                      ACTING PRESIDENT FARLEY:  Read

        16       the last section.

        17                      THE SECRETARY:  Section 2. This

        18       act shall take effect immediately.

        19                      ACTING PRESIDENT FARLEY:  Call

        20       the roll.

        21                      (The Secretary called the roll. )

        22                      THE SECRETARY:  Ayes 48, nays 3,

        23       Senators Galiber, Gold and Leichter recorded in











                                                             
6607

         1       the negative.

         2                      ACTING PRESIDENT FARLEY:  The

         3       bill is passed.

         4                      THE SECRETARY:  Calendar Number

         5       1042, by the Assembly Committee on Rules,

         6       Assembly Bill Number 7933-A, Commissioner of

         7       Social Services to convene a work group.

         8                      ACTING PRESIDENT FARLEY:  Read

         9       the last section.

        10                      THE SECRETARY:  Section 2. This

        11       act shall take effect immediately.

        12                      ACTING PRESIDENT FARLEY:  Call

        13       the roll.

        14                      (The Secretary called the roll. )

        15                      THE SECRETARY:  Ayes 51.

        16                      ACTING PRESIDENT FARLEY:  The

        17       bill is passed.

        18                      THE SECRETARY:  Calendar Number

        19       1158, by member of the Assembly Connelly,

        20       Assembly Bill Number 2396 -

        21                      SENATOR GOLD:  Lay aside.

        22                      ACTING PRESIDENT FARLEY:  Laid

        23       aside.











                                                             
6608

         1                      THE SECRETARY:  Calendar Number

         2       1217, by Sen...

         3                      SENATOR GOLD:  Lay aside.

         4                      ACTING PRESIDENT FARLEY:  Laid

         5       aside.

         6                      THE SECRETARY:  Calendar Number

         7       1236, by Senator Stafford, Senate Bill Number

         8       5866-A, create a Motor Carrier Advisory

         9       Council.

        10                      ACTING PRESIDENT FARLEY:  Read

        11       the last section.

        12                      SENATOR GOLD:  No, hold on just a

        13       second.

        14                      ACTING PRESIDENT FARLEY:  Hold

        15       on, hold it up.

        16                      SENATOR GOLD:  Lay aside.

        17                      ACTING PRESIDENT FARLEY:  Laid

        18       aside.

        19                      THE SECRETARY:  Calendar Number

        20       1250, by Senator Hannon.

        21                      SENATOR PRESENT:  Lay aside.

        22                      ACTING PRESIDENT FARLEY:  For the

        23       day?











                                                             
6609

         1                      SENATOR PRESENT:  No.

         2                      ACTING PRESIDENT FARLEY:  No,

         3       just lay it aside temporarily.

         4                      THE SECRETARY:  Calendar Number

         5       1260, by the Senate Committee on Rules.

         6                      SENATOR GOLD:  Lay aside.

         7                      ACTING PRESIDENT FARLEY:  Laid

         8       aside.

         9                      THE SECRETARY:  Calendar Number

        10       1262, by Senator Johnson, Senate Bill Number

        11       5900, an act to amend the Environmental

        12       Conservation Law.

        13                      ACTING PRESIDENT FARLEY:  Read

        14       the -

        15                      SENATOR GOLD:  Lay it aside.

        16                      ACTING PRESIDENT FARLEY:  Laid

        17       aside.

        18                      THE SECRETARY:  Calendar Number

        19       1313, by Senator Daly, Senate Bill Number

        20       5253-A, Real Property Law and Chapter 726 of the

        21       Laws of 1991.

        22                      ACTING PRESIDENT FARLEY:  Read

        23       the last section.











                                                             
6610

         1                      THE SECRETARY:  Section 2.  This

         2       act shall take effect immediately.

         3                      ACTING PRESIDENT FARLEY:  Call

         4       the roll.

         5                      (The Secretary called the roll. )

         6                      SENATOR GOLD:  Hold -- hold on.

         7       Hold on.

         8                      ACTING PRESIDENT FARLEY:

         9       Withdraw the roll call for the moment.

        10                      SENATOR GOLD:  Lay it aside.

        11                      ACTING PRESIDENT FARLEY:  Laid

        12       aside.

        13                      THE SECRETARY:  Calendar Number

        14       1316, by the Assembly Committee on Rules,

        15       Assembly Bill Number 8371, an act to amend the

        16       Education Law, in relation to the frequency of a

        17       school census.

        18                      ACTING PRESIDENT FARLEY:  Read

        19       the last section.

        20                      THE SECRETARY:  Section 2. This

        21       act shall take effect immediately.

        22                      ACTING PRESIDENT FARLEY:  Call

        23       the roll.











                                                             
6611

         1                      (The Secretary called the roll. )

         2                      THE SECRETARY:  Ayes 51.

         3                      ACTING PRESIDENT FARLEY:  The

         4       bill is passed.

         5                      THE SECRETARY:  1338, by Senator

         6       Hannon.

         7                      SENATOR PRESENT:  Lay aside,

         8       please.

         9                      ACTING PRESIDENT FARLEY:  Lay it

        10       aside.

        11                      THE SECRETARY:  1364, by Senator

        12       Skelos, Senate Bill Number 2623-A.

        13                      SENATOR GOLD:  Lay it aside.

        14                      ACTING PRESIDENT FARLEY:  Lay it

        15       aside.

        16                      THE SECRETARY:  Calendar Number

        17       1371.

        18                      SENATOR PRESENT:  Lay it aside,

        19       please.

        20                      ACTING PRESIDENT FARLEY:  Laid

        21       aside.

        22                      THE SECRETARY:  Calendar Number

        23       1389, by Senator Pataki, Senate Bill -











                                                             
6612

         1                      SENATOR PATAKI:  Lay aside.

         2                      ACTING PRESIDENT FARLEY:  Lay it

         3       aside.

         4                      THE SECRETARY:  Calendar Number

         5       1391, by Senator Lack.

         6                      ACTING PRESIDENT LACK:  Lay

         7       aside.

         8                      ACTING PRESIDENT FARLEY:  Laid

         9       aside.

        10                      THE SECRETARY:  Calendar Number

        11       1409, by Senator Levy, Senate Bill Number

        12       1196-A, establish a temporary state commission

        13       on real property taxation.

        14                      ACTING PRESIDENT FARLEY:  Read

        15       the last section.

        16                      THE SECRETARY:  Section 2.  This

        17       act shall take effect immediately.

        18                      ACTING PRESIDENT FARLEY:  Call

        19       the roll.

        20                      SENATOR LEICHTER:  Lay aside.

        21                      ACTING PRESIDENT FARLEY:  Lay

        22       that bill aside.

        23                      THE SECRETARY:  Calendar Number











                                                             
6613

         1       1412, by Senator Tully, Senate Bill Number

         2       3527-B, to provide for the payment allowances to

         3       private blind and deaf schools.

         4                      ACTING PRESIDENT FARLEY:  Read

         5       the last section.

         6                      THE SECRETARY:  Section 2.  This

         7       act shall take effect immediately.

         8                      ACTING PRESIDENT FARLEY:  Call

         9       the roll.

        10                      (The Secretary called the roll. )

        11                      THE SECRETARY:  Ayes 51.

        12                      ACTING PRESIDENT FARLEY:  The

        13       bill is passed.

        14                      THE SECRETARY:  Calendar Number

        15       1413, by member of the Assembly Colman, Assembly

        16       Bill Number 6859, an act to amend the Executive

        17       Law.

        18                      ACTING PRESIDENT FARLEY:  Read

        19       the last section.

        20                      THE SECRETARY:  Section 2.  This

        21       act -

        22                      SENATOR GOLD:  Lay it aside.

        23                      ACTING PRESIDENT FARLEY:  Lay it











                                                             
6614

         1       aside.  Don't read the last section.

         2                      THE SECRETARY:  Calendar Number

         3       1418, by Senator Johnson, Senate Bill 50...

         4                      SENATOR GOLD:  Lay it aside.

         5                      ACTING PRESIDENT FARLEY:  Lay

         6       that bill aside.

         7                      THE SECRETARY:  Calendar Number

         8       1420, by Senator Daly, Senate Bill Number

         9       5255-A, an act to amend the Not-for-Profit

        10       Corporation Law.

        11                      ACTING PRESIDENT FARLEY:  Read

        12       the last section.

        13                      THE SECRETARY:  Section 2. This

        14       act shall take effect immediately.

        15                      ACTING PRESIDENT FARLEY:  Call

        16       the roll.

        17                      (The Secretary called the roll. )

        18                      THE SECRETARY:  Ayes 51.

        19                      ACTING PRESIDENT FARLEY:  The

        20       bill is passed.

        21                      SENATOR GOLD:  Hold on a second.

        22       Last section.

        23                      ACTING PRESIDENT FARLEY:  The











                                                             
6615

         1       bill's already passed.

         2                      THE SECRETARY:  Calendar Number

         3       1422, by Senator Padavan, Senate Bill Number

         4       5665, amends Chapter 611 of the Laws of 1977.

         5                      SENATOR LEICHTER:  Lay aside.

         6                      ACTING PRESIDENT FARLEY:  Lay it

         7       aside.

         8                      THE SECRETARY:  Calendar Number

         9       1423, by the Senate Committee on Rules, Senate

        10       Bill Number 5702-A.

        11                      SENATOR GOLD:  Lay it aside,

        12       please.

        13                      ACTING PRESIDENT FARLEY:  Laid

        14       aside.

        15                      THE SECRETARY:  Calendar Number

        16       1427, by Senator Hannon, Senate Bill Number

        17       5926, amends Chapter 50 of the Laws of 1993,

        18       constituting the state operations budget.

        19                      ACTING PRESIDENT FARLEY:  Read

        20       the last section.

        21                      THE SECRETARY:  Section 2.  This

        22       act shall take effect immediately.

        23                      ACTING PRESIDENT FARLEY:  Call











                                                             
6616

         1       the roll.

         2                      (The Secretary called the roll. )

         3                      THE SECRETARY:  Ayes 52.

         4                      ACTING PRESIDENT FARLEY:  The

         5       bill is passed.

         6                      THE SECRETARY:  Calendar Number

         7       1429, by Senator Cook, Senate Bill Number 6003,

         8       Retirement and Social Security Law.

         9                      ACTING PRESIDENT FARLEY:  There's

        10       a home rule message here at the desk.  You can

        11       read the last section.

        12                      THE SECRETARY:  Section 2.  This

        13       act shall take effect immediately.

        14                      ACTING PRESIDENT FARLEY:  Call

        15       the roll.

        16                      (The Secretary called the roll. )

        17                      SENATOR GOLD:  Lay it aside.

        18                      ACTING PRESIDENT FARLEY:

        19       Withdraw the roll call, lay that bill aside.

        20                      THE SECRETARY:  Calendar Number

        21       1431, by the Senate -

        22                      SENATOR GOLD:  Lay it aside.

        23                      ACTING PRESIDENT FARLEY:  Laid











                                                             
6617

         1       aside.

         2                      THE SECRETARY:  Calendar Number

         3       1432, by Senator Stavisky, Senate Bill Number

         4       478-A, an act to amend the Surrogate's Court

         5       Procedure Act.

         6                      ACTING PRESIDENT FARLEY:  Read

         7       the last section.

         8                      THE SECRETARY:  Section 2. This

         9       act shall take effect immediately.

        10                      ACTING PRESIDENT FARLEY:  Call

        11       the roll.

        12                      (The Secretary called the roll. )

        13                      THE SECRETARY:  Ayes 52.

        14                      ACTING PRESIDENT FARLEY:  The

        15       bill is passed.

        16                      THE SECRETARY:  Calendar Number

        17       1433, by Senator Kuhl, Senate Bill Number

        18       3407-B.

        19                      SENATOR LEICHTER:  Lay aside.

        20                      ACTING PRESIDENT FARLEY:  Laid

        21       aside.

        22                      THE SECRETARY:  Calendar Number

        23       1434, by member of the Assembly Alesi, Assembly











                                                             
6618

         1       Bill Number 6153-B, authorize the county of

         2       Monroe to convey certain lands.

         3                      ACTING PRESIDENT FARLEY:  Read

         4       the last section.

         5                      THE SECRETARY:  Section 2.  This

         6       act shall take effect immediately.

         7                      ACTING PRESIDENT FARLEY:  Call

         8       the roll.

         9                      (The Secretary called the roll. )

        10                      THE SECRETARY:  Ayes 52.

        11                      ACTING PRESIDENT FARLEY:  The

        12       bill is passed.

        13                      THE SECRETARY:  Calendar Number

        14       1435, by Senator Maltese, Senate Bill Number

        15       3800-A, an act to amend the Criminal Procedure

        16       Law.

        17                      ACTING PRESIDENT FARLEY:  Read

        18       the last section.

        19                      THE SECRETARY:  Section 2.  This

        20       act shall take effect immediately.

        21                      SENATOR GOLD:  Lay it aside.

        22                      ACTING PRESIDENT FARLEY:  Laid

        23       aside.











                                                             
6619

         1                      THE SECRETARY:  Calendar Number

         2       1436.

         3                      SENATOR PRESENT:  Lay it aside

         4       for the day, please.

         5                      ACTING PRESIDENT FARLEY:  Lay it

         6       aside for the day.

         7                      THE SECRETARY:  Calendar Number

         8       1437, by Senator Seward, Senate Bill Number

         9       4071, an act to amend the Retirement and Social

        10       Security Law.

        11                      ACTING PRESIDENT FARLEY:  Read

        12       the last section.

        13                      THE SECRETARY:  Section 2.  This

        14       act shall take effect immediately.

        15                      ACTING PRESIDENT FARLEY:  Call

        16       the roll.

        17                      (The Secretary called the roll. )

        18                      THE SECRETARY:  Ayes 52.

        19                      ACTING PRESIDENT FARLEY:  The

        20       bill is passed.

        21                      THE SECRETARY:  Calendar Number

        22       1438, by Senator Marino.

        23                      SENATOR GOLD:  Lay it aside,











                                                             
6620

         1       please.

         2                      ACTING PRESIDENT FARLEY:  Laid

         3       aside.

         4                      THE SECRETARY:  Calendar Number

         5       1440, by member of the Assembly Clark,

         6       substituted earlier today, Assembly Bill Number

         7       7161, an act to amend the Transportation Law.

         8                      ACTING PRESIDENT FARLEY:  Read

         9       the last section.

        10                      THE SECRETARY:  Section 2. This

        11       act shall take effect immediately.

        12                      ACTING PRESIDENT FARLEY:  Call

        13       the roll.

        14                      (The Secretary called the roll. )

        15                      THE SECRETARY:  Ayes 52.

        16                      ACTING PRESIDENT FARLEY:  The

        17       bill is passed.

        18                      THE SECRETARY:  Calendar Number

        19       1441, substituted earlier today, by the Assembly

        20       Committee on Rules, Assembly Bill Number 7872,

        21       Real Property Tax Law.

        22                      ACTING PRESIDENT FARLEY:  Read

        23       the last section.











                                                             
6621

         1                      THE SECRETARY:  Section 2.  This

         2       act shall take effect immediately.

         3                      ACTING PRESIDENT FARLEY:  Call

         4       the roll.

         5                      (The Secretary called the roll. )

         6                      THE SECRETARY:  Ayes 52.

         7                      ACTING PRESIDENT FARLEY:  The

         8       bill is passed.

         9                      THE SECRETARY:  Calendar Number

        10       1442, by Senator Bruno, Senate Bill Number

        11       5520-A, to allow certain persons to obtain -

        12                      SENATOR GOLD:  Lay aside.

        13                      ACTING PRESIDENT FARLEY:  Laid

        14       aside.

        15                      THE SECRETARY:  Calendar Number

        16       1443, by Senator Stachowski, Senate Bill Number

        17       5777-A, in relation to permitting George R.

        18       Blair, a member of the New York State and local

        19       employees' retirement system to purchase service

        20       credit.

        21                      SENATOR PRESENT:  Lay aside.

        22                      ACTING PRESIDENT FARLEY:  Lay it

        23       aside.











                                                             
6622

         1                      THE SECRETARY:  Calendar Number

         2       1444, by Senator Mega, Senate Bill Number 5985,

         3       an act to amend the Uniform City Court Act.

         4                      ACTING PRESIDENT FARLEY:  Read

         5       the last section.

         6                      THE SECRETARY:  Section 2.  This

         7       act shall take effect immediately.

         8                      ACTING PRESIDENT FARLEY:  Call

         9       the roll.

        10                      (The Secretary called the roll. )

        11                      THE SECRETARY:  Ayes 51, nays

        12       one, Senator Libous recorded in the negative.

        13       Also Senator Kuhl recorded in the negative.

        14                      ACTING PRESIDENT FARLEY:  That

        15       bill is passed.

        16                      THE SECRETARY:  Calendar Number

        17       1446, substituted earlier today, by the Assembly

        18       Committee on Rules, Assembly Bill Number 8529,

        19       Estates, Powers and Trusts Law.

        20                      ACTING PRESIDENT FARLEY:  Read

        21       the last section.

        22                      SENATOR PRESENT:  Lay aside.

        23                      ACTING PRESIDENT FARLEY:  Laid











                                                             
6623

         1       aside.

         2                      THE SECRETARY:  Calendar Number

         3       1447, by Senator Cook.

         4                      SENATOR GOLD:  Lay it aside.

         5                      ACTING PRESIDENT FARLEY:  Laid

         6       aside.

         7                      THE SECRETARY:  Calendar Number

         8       1448, by Senator DeFrancisco, Senate Bill Number

         9       6017, authorize Steven Kenyon to transfer credit

        10       earned in the New York State Teachers'

        11       Retirement.

        12                      SENATOR GOLD:  Lay aside.

        13                      ACTING PRESIDENT FARLEY:  Laid

        14       aside.

        15                      THE SECRETARY:  Calendar Number

        16       1449, by Senator Daly, Senate Bill Number 6018.

        17                      SENATOR GOLD:  Lay aside.

        18                      ACTING PRESIDENT FARLEY:  Laid

        19       aside.

        20                      THE SECRETARY:  Calendar Number

        21       1451, by Senator DeFrancisco, Senate Bill Number

        22       6033, setting the taxable status date of real

        23       property in the town of Lafayette.











                                                             
6624

         1                      SENATOR GOLD:  Lay aside.

         2                      ACTING PRESIDENT FARLEY:  Laid

         3       aside.

         4                      THE SECRETARY:  Calendar Number

         5       1452, by the Senate Committee on Rules, Senate

         6       Bill Number 6046, an act to amend the Tax Law

         7       and the General City Law.

         8                      ACTING PRESIDENT FARLEY:  Read

         9       the last section.

        10                      SENATOR PRESENT:  Lay aside.

        11                      ACTING PRESIDENT FARLEY:  Lay it

        12       aside.

        13                      Senator Padavan.

        14                      SENATOR PADAVAN:  Yes, with

        15       unanimous consent may I be recorded in the

        16       negative on 1444.

        17                      ACTING PRESIDENT FARLEY:  Without

        18       objection, 1444, Senator Padavan is in the

        19       negative.

        20                      THE SECRETARY:  Calendar Number

        21       1453, by the Senate Committee on Rules, Senate

        22       Bill Number 6047, an act to amend the General

        23       Municipal Law.











                                                             
6625

         1                      ACTING PRESIDENT FARLEY:  There's

         2       a home rule message here at the desk.  You can

         3       read the last section.

         4                      THE SECRETARY:  Section 2.  This

         5       act shall take effect immediately.

         6                      ACTING PRESIDENT FARLEY:  Call

         7       the roll.

         8                      (The Secretary called the roll. )

         9                      THE SECRETARY:  Ayes 50 -- ayes

        10       51, nays 1, Senator Pataki recorded in the

        11       negative.

        12                      ACTING PRESIDENT FARLEY:  The

        13       bill is passed.

        14                      Senator Skelos.

        15                      SENATOR SKELOS:  Mr. President,

        16       I'd like to have unanimous consent to be

        17       recorded in the negative on Calendar Number

        18       1444.

        19                      ACTING PRESIDENT FARLEY:  Senator

        20       Skelos is in the negative on 1444.

        21                      SENATOR SEWARD:  Mr. President.

        22                      ACTING PRESIDENT FARLEY:  Yes.

        23                      SENATOR SEWARD:  I likewise would











                                                             
6626

         1       ask unanimous consent to be recorded in the

         2       negative on Calendar 1444.

         3                      ACTING PRESIDENT FARLEY:  Without

         4       objection.

         5                      SENATOR PATAKI:  Mr. President.

         6                      ACTING PRESIDENT FARLEY:

         7       Senator.

         8                      SENATOR PATAKI:  I would also

         9       request unanimous consent to be recorded in the

        10       negative on Calendar 1444.

        11                      SENATOR LAVALLE:  Mr. President,

        12       I request unanimous consents to be recorded in

        13       the negative on Calendar Number 1444.

        14                      ACTING PRESIDENT FARLEY:  Without

        15       objection.

        16                      SENATOR GOLD:  Mr. President, can

        17       we reconsider the vote by which Calendar 1444

        18       passed the house.

        19                      ACTING PRESIDENT FARLEY:  Call

        20       the roll on reconsideration.

        21                      (The Secretary called the roll on

        22       reconsideration. )

        23                      THE SECRETARY:  Ayes 52.











                                                             
6627

         1                      ACTING PRESIDENT FARLEY:  The

         2       bill is passed.  The bill is before the house.

         3       It's laid aside.  I apologize.  It had passed.

         4                      THE SECRETARY:  Calendar Number

         5       1454, by the Senate Committee on Rules, Senate

         6       Bill Number 6048, an act to amend the Tax Law.

         7                      ACTING PRESIDENT FARLEY:  Read

         8       the -- lay it aside.

         9                      THE SECRETARY:  Calendar Number

        10       1457, by the Senate Committee on Rules.

        11                      THE SECRETARY:  Bill is high.

        12                      ACTING PRESIDENT FARLEY:  That

        13       bill is high, so we got to lay it aside.

        14                      That's the first time through.

        15       Senator Volker is going to relieve me and -

        16       Senator DeFrancisco.

        17                      SENATOR DeFRANCISCO:  May I have

        18       unanimous consent to be recorded in the negative

        19       on Calendar 1453, please.

        20                      ACTING PRESIDENT FARLEY:  1453,

        21       Senator DeFrancisco? 1453, you're in the

        22       negative.

        23                      SENATOR PRESENT:  Mr. President,











                                                             
6628

         1       can we call up Calendar 174, please.

         2                      ACTING PRESIDENT VOLKER:  Clerk

         3       will read Calendar 174.

         4                      THE SECRETARY:  Calendar Number

         5       174, by Senator Farley, Senate Bill Number 1522,

         6       an act to amend Chapter 883 of the Laws of 1980

         7       amending the Banking Law generally.

         8                      ACTING PRESIDENT VOLKER:  Read

         9       the last section.

        10                      SENATOR GOLD:  Hold on.

        11                      ACTING PRESIDENT VOLKER:  Senator

        12       Farley.

        13                      SENATOR LEICHTER:  Senator, I

        14       have a number of amendments to this bill and

        15       some comments, but I'd be happy to yield to you

        16       if you want to explain this piece of

        17       legislation.

        18                      ACTING PRESIDENT VOLKER:  Senator

        19       Farley, would you like to explain your bill?

        20                      SENATOR FARLEY:  Yes, I would.

        21       Incidentally, I think we're about to see a

        22       record number of amendments, 14, as I recall to

        23       this bill.











                                                             
6629

         1                      Let me just explain this, if I

         2       may, because this is one of the more important

         3       issues facing this Legislature this year.  This

         4       is not the bill that we planned on moving.

         5       We've been under negotiations since January,

         6       still are under negotiation.  Something may

         7       happen, but this is a bill that I think we need

         8       to pass.

         9                      The Assembly helped develop the

        10       package, and the Governor and the Senate were

        11       ready to finalize these pieces and to act on

        12       them.  However, the Assembly has backed away.

        13       Both the Governor and the Senate are frustrated

        14       about how to conclude this issue and how to

        15       conclude it. The Superintendent is trying to

        16       convince them to act on this package and,

        17       hopefully, this bill might be a start to act on

        18       it.

        19                      Let me just talk about this for a

        20       moment.  I could get into all the negotiations

        21       but I won't. This is a situation I'd hoped to

        22       avoid.  We wanted to resolve it a long time

        23       ago.











                                                             
6630

         1                      This suggestion illustrates why

         2       the continued sunset date is a problem for our

         3       state's economy.  We are sending an extremely

         4       negative message to the financial community.  If

         5       you have to make decisions on where to locate

         6       your business, buy what you want to locate in

         7       New York, where you essentially have a gun to

         8       New York.  Both in 1987 and this year, we have

         9       gone to the last day.

        10                      The Governor's office approached

        11       a financial company about the possibility of

        12       locating some of its operational facilities in

        13       New York State.  The company pointed out that

        14       because of the potential of sunset deregulation,

        15       they could never be sure of their ability to

        16       operate in New York State.  So why would they

        17       have any interest in building a facility in New

        18       York State?

        19                      Let me remind you, we have lost

        20       thousands of jobs and a substantial amount of

        21       tax revenue.  Banks like Citibank, Chase Bank,

        22       must be congratulating themselves right now for

        23       having moved their credit card operations out of











                                                             
6631

         1       state.  Banks like Chemical, Marine, must be

         2       kicking themselves for choosing to move back to

         3       New York State.

         4                      We are sending a message to

         5       states like Delaware and South Dakota that they

         6       should continue their efforts to recruit New

         7       York operations.  Let me remind you people, our

         8       state laws only have a limited impact on New

         9       York State consumers who have credit cards.

        10       These laws only affect cards issued by New York

        11       State-based issuers.  Of the top 25 credit card

        12       issuers in the United States, only one, one, has

        13       a credit card operation in New York State.  What

        14       a tragedy!

        15                      Let me point out that, when the

        16       federal government preempted state interest rate

        17       limits on mortgages, they enacted permanent

        18       legislation.  Obviously nothing is permanent.

        19       The Legislature can always amend the law.

        20       However, the sunset serves as a gun to the

        21       head.  Why would you want to locate your

        22       operations in New York if you are subject to

        23       this threat?











                                                             
6632

         1                      State laws do not effectively

         2       limit interest rates.  Interest rates are beyond

         3       and out of our control.  We could just as

         4       effectively pass a bill that says a gallon of

         5       gas will not cost more than a dollar.  The

         6       effect of our limits on interest rates is to

         7       reduce the availability of credit and when the

         8       market rates rise above the statutory rate.

         9                      Let me address some of the facts

        10       that people portray these deregulation laws as

        11       being anti-consumer.  Is it anti-consumer that

        12       we have made credit more available, allowing

        13       people to choose the type of credit they want?

        14       Is it anti-consumer that we have fostered

        15       competition in the industry which also provides

        16       people with more choices? Is it anti-consumer

        17       that we have kept jobs in New York State when

        18       they could have easily gone to another state?

        19                      After the two deregulation laws

        20       were passed in 1989 and 1992, my office received

        21       many calls from people who were angry about

        22       these new provisions and the effect they would

        23       have on credit cards.  This is where we made our











                                                             
6633

         1       laws uniform with the rest of the nation.  So we

         2       asked them what credit cards did they have.

         3       They had Citibank cards, Discover cards,

         4       American Express, AT&T, USAA cards, and so

         5       forth, and so on.

         6                      We then pointed out to these

         7       people that the laws that we just passed had

         8       absolutely no effect on their cards.  They were

         9       already subject to the same laws that New York

        10       State had already just passed.  They did not

        11       consider themselves harmed.

        12                      What would happen if we did not

        13       pass the banking deregulation?  I just want to

        14        -- this is mind-boggling.  Interest on consumer

        15       loans issued in New York State would revert to a

        16       maximum of 12 percent. Currently some consumers

        17       with outstanding credit ratings would be unable

        18       to obtain auto loans, personal loans, retail

        19       installment loans, and the like.  What would

        20       happen when the current rates increase again?

        21                      In the 1970s the state was

        22       continually involved in making minor adjustments

        23       to the maximum rate, but we also trailed the











                                                             
6634

         1       market, and few people were able to obtain

         2       loans.

         3                      Interest rates on credit cards,

         4       only state-chartered cards would revert to a

         5       maximum of 18 percent on the first 500, 12

         6       percent on over $500 and, incidentally, would be

         7       capped at $500.  That's it.  The authority of

         8       banks to issue variable rate loans would

         9       terminate if we don't pass this, because the

        10       legal authority of underlying loan agreements

        11       would no longer exist.

        12                      Incidentally, it's my

        13       understanding that home equity loans would

        14       become due and owing instantly.  The authority

        15       of state-chartered thrifts and licensed lenders

        16       to issue second mortgages would terminate.

        17       Balances on home equity loans might become due

        18       immediately.  The maximum size of a consumer

        19       loan would be reduced.

        20                      Banks would no longer be required

        21       to offer checking accounts in which they would

        22       have to return the canceled checks.  Consumers

        23       would no longer be able to obtain grace periods











                                                             
6635

         1       on their credit cards.  Current card holders

         2       would see their rates increase.  Banks would no

         3       longer be required to meet statutory standards

         4       for prompt clearing of checks written to small

         5       businesses, which would create cash flow

         6       problems unbelievably.

         7                      Consumers would no longer be able

         8       to obtain a cash advance using their ATM.

         9       Consumers would have to appear in person at a

        10       bank.  Lenders could once again use the role of

        11        '78 in computing the amount due when a loan is

        12       paid off early.  This method increases consumer

        13       costs by creating hidden prepayment penalties.

        14       The operation also disrupts bank offices, credit

        15       card issuers and lending units that would result

        16       in confusion and errors.

        17                      What does this bill do? This bill

        18       is about as simple as we could make it.  This is

        19       the current law that this house, the other house

        20       and the Governor signed that is currently in

        21       place.  That's all it is.  There is not another

        22       period, another anything added to it except it

        23       makes it permanent.  In other words, there's no











                                                             
6636

         1       sunset date.

         2                      The provisions of this law

         3       include deregulation of interest rates on

         4       consumer loans, the ability to offer variable

         5       loans and the regulation of how these rates may

         6       vary, provision for partial refunds of credit

         7       card annual fees, revisions of credit card laws

         8       in order to make New York more attractive,

         9       business loans for credit card issuers,

        10       prohibition of the rule of '78, removal of

        11       limits from maximum length of loan, extension of

        12       expedited funds, the requirement that banks and

        13       other financial institutions which offer

        14       checking accounts must -- on which canceled

        15       checks have to be returned to the consumer.

        16                      Why should we make this law

        17       permanent? It ensures that credit is available

        18       to consumers and if somebody has to have a loan

        19       unfortunately, they have to have the loan.

        20       That's why we have loan sharks and a few other

        21       unsavory people in this business.  It encourages

        22       competition between lenders.  It preserves and

        23       expands the credit card jobs in New York State.











                                                             
6637

         1                      We were able, this house was

         2       able, was it last year or year before, I don't

         3       know, last year or recently, to bring back

         4       thousands of jobs to this state.  When Chemical

         5       Bank merged with Manufacturers Hanover, the one

         6       credit card operation of any substance left in

         7       this state, they closed their Chemical operation

         8       in Delaware and moved it back to Long Island, a

         9       significant thing that I think the entire state

        10       is grateful for.  Marine Midland moved their

        11       bank credit card operation back.  Key Bank did a

        12       U-turn.  They're on their way to Utah.  They not

        13       only brought their credit card back to here in

        14       Albany; they came back to the state charter, the

        15       first bank to do that in years and years and

        16       years.

        17                      You know, we lost all the S & Ls

        18       to federal charters back when we wouldn't do

        19       anything in regard to interest rates.  But we've

        20       made some strides.  I think our Superintendent

        21       Derrick Cephas has done a magnificent job of

        22       sending a message out there that this Legisla

        23       ture is not anti the financial institutions.











                                                             
6638

         1                      New York State is the financial

         2       capital of the world and, of course, New York

         3       City is the financial capital of the world times

         4       ten, and this piece of legislation is absolutely

         5       essential.

         6                      I -- you must bear in mind, have

         7       you bear in mind that whatever you do, all the

         8       good consumer things that Senator Leichter is

         9       going to offer to us in 14 amendments of record,

        10       this will only affect a few New York

        11       state-chartered banks that we've got left.  It

        12       will be a tremendous encouragement to say, Let's

        13       go get a federal charter and get away from this

        14       friend of the American banker.

        15                      I ask you to support this bill.

        16       I think it's significant and it's important and

        17       it's good for the economy of this state.  It's

        18       good for the consumer and it's good for you.

        19                      SENATOR GOLD:  Thank you.  Mr.

        20       President.

        21                      ACTING PRESIDENT VOLKER:  Senator

        22       Gold.

        23                      SENATOR GOLD:  Senator Farley, I











                                                             
6639

         1       wish I had an immediate transcript of everything

         2       you've said because there's a lot I would like

         3       to repeat, only to change some of the bill

         4       numbers and some of the references because it

         5       applies to a lot of other pieces of

         6       legislation.

         7                      But one thing that you did say,

         8       Senator, is that sunsets are like a gun to the

         9       head, that was a great phrase, and Senator

        10       Leichter and Senator Dollinger and I wish we had

        11       thought of it.  It's a great -- a great phrase.

        12       So I say to myself, if sunsets are a gun to the

        13       head, then why, thinking back to the story I

        14       think it was in the Daily News or Newsday

        15       yesterday, calling this the session of all

        16       sessions when it comes to extenders.  We have a

        17       (backgrounds noise-difficult to understand)

        18       termination of railroads, ceilings it says here,

        19       runs out, the proposal is a one-year extender.

        20       I guess they need a gun to their head,

        21       regulations taking of bear, there's another one,

        22       that's a two-year extender.  Co-op conversion in

        23       Nassau and Westchester, two-year extender.  Rent











                                                             
6640

         1       control, see we've done good on that; we've

         2       already run seven days and eight days and even

         3       had one day.  I assume tonight there will be a

         4       half a day, and I'm waiting for that one-hour

         5       extender when Senator Present can shuttle back

         6       and forth between the Rules to make it on time.

         7                      Temporary investments, what do we

         8       have here, Erie County telephone accounts, and

         9       wagering, two-year extender, para-transit, well,

        10       they need the bill on that.  Insurance

        11       Department, medical malpractice, two or

        12       three-year extenders.  Alcoholic beverage,

        13       sports facilities, extenders.

        14                      I look through this, Senator

        15       Farley, and I say to myself, isn't it

        16       fascinating, the only place they're talking

        17       about permanentizing something is with the big

        18       money banks.

        19                      Well, Senator, I want this

        20       Legislature to be consistent, and I'm offering

        21       the following amendment.  It's at the desk.  I

        22       move it, waive its reading and I'll explain it

        23       very, very briefly.











                                                             
6641

         1                      All this does is, it changes the

         2       date and extends this for seven months.  That's

         3       what we need in this situation.  We need an

         4       extender.  We ought to look at it a little more,

         5       make sure it's really in the best interests and

         6       show everybody that this state Legislature has a

         7       fair price.  I wouldn't want, Senator Farley,

         8       anybody to get the idea that just because you're

         9       a bank and you got big money, you don't get

        10       extenders, you get permanentized, whereas if

        11       you're tenants, you get raked over the coals, if

        12       you're a telephone company, if you're doctors,

        13       God almighty, I'm getting calls from doctors,

        14       What are you guys doing to us? I mean, after

        15       all, I guess doctors, they're easy to push

        16       around, but I guess the banking lobby is a

        17       little bigger and a little better.

        18                      I think this makes us look really

        19       terrible, but I've said it so often, I get the

        20       feeling that maybe just nobody case.  It's that

        21        -- it's that analogy that I thought of about a

        22       week ago, and I'm going to say it until you're

        23       sick of hearing it which may be already, the











                                                             
6642

         1       tree falls in the forest and nobody hears it.

         2       Does it make any noise?

         3                      As long as you guys get away with

         4       it day after day, I don't blame you for not

         5       changing.  I don't blame you; it's good

         6       business.  If you're doing all these ridiculous

         7       outrageous things and nobody is fighting about

         8       it and nobody cares, so why should you change

         9       your ways? Doesn't make any sense to me but

        10       we're going to try.

        11                      I know Senator Leichter has some

        12        -- some really good amendments that, in

        13       addition to taking care of the banks, would take

        14       care of the people what aren't going to live in

        15       this state, but I think we ought to put this in

        16       perspective, and I offer the amendment.  It

        17       would make it not permanent, but would give us a

        18       nice extender, and I offer the amendment.

        19                      ACTING PRESIDENT VOLKER:  On the

        20       amendment.  On the amendment, all those in favor

        21       signify by saying aye.

        22                      (Response of "Aye.")

        23                      Those opposed?











                                                             
6643

         1                      (Response of "No." )

         2                      ACTING PRESIDENT VOLKER:  The

         3       nays have it.  The amendment is defeated.

         4                      Senator Leichter.

         5                      SENATOR LEICHTER:  Yeah, Mr.

         6       President.  Let me put this debate a little more

         7       in -- in context.

         8                      I appreciate the speech that

         9       Senator Farley read.  It was good reading, but

        10       let's -- but let's look at it where it is, and

        11       let's -- let's deal with the legislation.  Let's

        12       deal with the facts and not press releases that

        13       have been written.

        14                      In 1981, we deregulated

        15       interested rates, and we had to deregulate

        16       interest rates because they -- nationwide, the

        17       interest rates or the prime rate was at 20

        18       percent, 21 percent, and it was obviously

        19       difficult for us to maintain the rates which at

        20       that time we sought to regulate, although let me

        21       point out that for over a century, we had

        22       regulated rates in New York State and it was the

        23       time of the greatest prosperity.











                                                             
6644

         1                      But we appreciate, understand,

         2       that the world financial arena has changed and

         3       we have to do it, and at that time, we were

         4       promised by the banks that the interest rates

         5       that we would pay as consumers and the interest

         6       rates that you would pay on credit cards will

         7       now reflect national trends.

         8                      Oh, yes, when national interest

         9       rates are high, then your interest rates and

        10       credit cards are going to be high, but we were

        11       told, just wait until the interest rates go down

        12       and you, the consumer, are going to reap all

        13       those benefits.

        14                      So what -- what happened? Just -

        15       just going to show you.

        16                      ACTING PRESIDENT VOLKER:  Senator

        17       Leichter, are you making like another member,

        18       Senator?

        19                      SENATOR LEICHTER:  Well, I want

        20       to make it clear, and I want to make it simple.

        21       Senator Farley said, "I want to make it

        22       simple." Senator, you've made it extremely

        23       simple.  I'm just going to bring these out











                                                             
6645

         1       (referring to charts) at least and make it

         2       clear, not simple.

         3                      Here you see in the light gray

         4       you see the discount rate which pretty much

         5       tracks the national interest rates.

         6                      ACTING PRESIDENT VOLKER:  Senator

         7       Present, why do you rise?

         8                      SENATOR PRESENT:  Mr. President,

         9       I'm afraid that a practice is being taken now

        10       that's not a custom in this chamber, and I think

        11       we've called people on it before, one of our

        12       own.

        13                      SENATOR LEICHTER:  Senator

        14       Present, I have the greatest respect for you and

        15       you run this house in a very fair manner and a

        16       calm manner, and I don't want to quarrel with

        17       you, but I do seem to remember some other

        18       times.  In fact, I've gotten up here and used

        19       these visual displays.  I don't think they're

        20       offensive.

        21                      SENATOR PRESENT:  I'm not saying

        22       they are.

        23                      SENATOR LEICHTER:  I know that











                                                             
6646

         1       Senator Goodman has used these visual displays

         2       and I don't think anybody objected to his use.

         3       That's right.  I'm reminded that we even had

         4       people bringing guns and brandishing them in the

         5       chamber, and I assure you that these are less

         6       dangerous than those guns, that are in place.

         7                      SENATOR PRESENT:  Senator, other

         8       members have been called on this same issue and

         9       I'd like to hold to the procedure we have used

        10       in the past.  I don't think anything is lost

        11       without your charts.

        12                      SENATOR GOLD:  Mr. President.

        13                      ACTING PRESIDENT VOLKER:  Senator

        14       Gold, why do you rise?

        15                      SENATOR GOLD:  Yeah, Mr.

        16       President.  I appreciate when Senator Present

        17       says that -- that he wants to be fair, that -

        18       that comes from the heart, and I respect that,

        19       but may I say something? I think that there is a

        20       misconception here. I remember way back in the

        21        -- in the '60s debates between Senator Thaler,

        22       may he rest in peace, and Senator Knorr, may he

        23       rest in peace, and holding up pictures of art











                                                             
6647

         1       when they were discussing pornography bills.

         2                      There is nothing offensive about

         3       a member coming here.  We are not throwing other

         4       members out of their seats.  He's got a chart.

         5       I assume, because of my experience here which is

         6       unfortunately vast, that we may not win these

         7       amendments, but free and open debate is aided by

         8       what Senator Leichter is doing.  It's -- I don't

         9       understand why we -- we are making this

        10       objection.

        11                      I tell you, Senator Present, if

        12       any of your members want to come out here with

        13       charts, I'm not going to object.  I -- I think

        14       people should be allowed to explain things in

        15       the best way they can, and that means Republican

        16       people and Democratic people.  There is nothing

        17       offensive.  The nude woman who was supposed to

        18       hold that up did not show up today.  It's only

        19       Senator Leichter holding up a sign and

        20       explaining his amendment, and I would urge,

        21       Senator Present, I know -- I know you want to be

        22       fair, and you always are, always, I wouldn't

        23       object on your side.  I think that it happens











                                                             
6648

         1       very rarely, but when it happens it's usually

         2       helpful, and I would urge perhaps you wouldn't

         3       press your -- your point.

         4                      I see no harm being created, and

         5       you have my word that I certainly wouldn't do

         6       that to anybody on your side.

         7                      ACTING PRESIDENT VOLKER:  Senator

         8       Present.

         9                      SENATOR PRESENT:  I don't think

        10       we're withholding any words that might come out

        11       of Senator Leichter's mouth, and we certainly

        12       don't want to do that.  I don't think that his

        13       charts -- and I haven't looked at them and no

        14       one else can really see them from where they sit

        15        -- add anything to the debate going on relative

        16       to these amendments.  So I do object.

        17                      SENATOR LEICHTER:  Mr.

        18       President.

        19                      ACTING PRESIDENT VOLKER:  Senator

        20       Leichter.

        21                      SENATOR LEICHTER:  Just because

        22       of the great respect that I have for Senator

        23       Present and the very fair manner in which he's











                                                             
6649

         1       generally run this house, I'm not going to press

         2       the issue.  I think it's unfortunate.  I will

         3       try to explain it.  I think it would have been

         4       helpful, Senator, but somebody said that that

         5       naked woman that Senator Gold -- I brought her

         6       with me but nobody would be objecting.

         7                      But all right, be that as it may,

         8       but let's get back to, I think, something that's

         9       really important, and I think something that

        10       requires us to understand that as national

        11       interest rates decline and decline even

        12       precipitously, that the rates charged to

        13       consumers on loans and the rates charged on

        14       credit cards remain high, and what this chart

        15       would have shown you is the enormous disparity

        16       between rates that are charged by national banks

        17       on -- and major banks, not only national banks

        18       but major banks on credit cards and the amount,

        19       the cost of money to these banks.

        20                      The discount rate is now at 3.5.

        21       Interest rates until very recently averaged over

        22       19 percent.  Never in our history has there been

        23       that large a spread between what banks pay and











                                                             
6650

         1       what -- what banks pay for monies and what they

         2       charge the consumer.  So it is -

         3                      ACTING PRESIDENT VOLKER:  Senator

         4       Solomon, why do you rise?

         5                      SENATOR SOLOMON:  Will Senator

         6       Leichter yield, please?

         7                      ACTING PRESIDENT VOLKER:  Senator

         8       Leichter, will you yield to Senator Solomon?

         9                      SENATOR SOLOMON:  Senator

        10       Leichter, since we were here this late last

        11       night, I'm having difficulty understanding this

        12       debate.  Is there any way you can use to show me

        13       graphically?

        14                      SENATOR LEICHTER:  I'll take you

        15       aside, and say "Psst-psst", and say, "Anybody

        16       wanted to see a dirty chart?" It is a dirty

        17       chart because dirt has been done to the

        18       consumers of the state and there is no excuse

        19       whatsoever for the high interest rates, and what

        20       really happened is that, when we deregulated, we

        21       let that genie out of the bottle and it's, of

        22       course, impossible to put the genie back in.

        23                      So I think those of us ought to











                                                             
6651

         1       be very clear that bank deregulation was a mixed

         2       benefit at the time to the people of this

         3       state.  I mean Senator Farley would like you to

         4       believe it was the best thing that happened

         5       since sliced bread.  Indeed, it was something

         6       that caused a lot of economic pain in this state

         7       because what do high interest rates mean? High

         8       interest rates mean less consumer activity.

         9       What do high interest rates mean? High interest

        10       rates mean less borrowing by small businesses.

        11                      Senator Farley said, so, we make

        12       credit available.  You tell me, in the last few

        13       years, has credit been available in this state?

        14       Have small businesses had access to credit? Of

        15       course they haven't.  So it's been a mixed

        16       picture.

        17                      But I'm not up here arguing, nor

        18       is anybody arguing that we ought to reregulate.

        19       I think there are ways to set up fair caps on

        20       interest but, in this respect, Senator Farley is

        21       correct that it probably requires national

        22       legislation, and indeed we had such legislation

        23       under consideration in the house.  Our











                                                             
6652

         1       Representative Biaggi was one of the main

         2       exponents of that, as was Representative

         3       Schumer.

         4                      So we're not proposing, and I'm

         5       not proposing by any amendment that we put any

         6       cap on interest rates, but we need to understand

         7       what it is we're dealing with and we ought to

         8       understand both the good and the bad and we

         9       ought to give a balanced picture because I'm

        10       going to be leading up to some amendments that

        11       will actually try to create that balance which I

        12       think we need to do between the interest of

        13       financial institutions and the interest of the

        14       consumer.

        15                      Now, we've been extending bank

        16       deregulation over the years. I don't know

        17       whether it was two years or six years but there

        18       have been a number of extenders, and this year

        19       the proposal was made by the financial

        20       institution, Hey, guys, make it permanent.

        21                      Well, if we're going to give you

        22       the benefit, you, the financial institution

        23       whose record has been very, very mixed not only











                                                             
6653

         1       on how they treated the consumers but in the way

         2       they ran their business, the terrible mistakes

         3       they have made, in loans to Third World

         4       countries, the term mistakes they made in real

         5       estate loans which really very much affected the

         6       financial viability of these institutions, and

         7       we were very concerned two or three years ago

         8       that we would have major banks that could

         9       conceivably fail, and we know that the banks

        10       responded by trying to get more and more profit

        11       out of consumer banking, not only the high

        12       interest rates, but also the charges that they

        13       made for basic banking services, to the point

        14       that many people were really priced out of

        15       banking services.  They couldn't afford it.

        16       Senior citizens could not afford it.

        17                      We also know that, particularly

        18       in urban areas, banks closed branches, and we

        19       found vast -- vast areas of our urban

        20       communities, many neighborhoods with no banking

        21       services whatsoever.

        22                      So having in mind that very mixed

        23       picture and having in mind the difficulties and











                                                             
6654

         1       the hardship that consumers were having and also

         2       the economic needs of small businesses to try to

         3       really create jobs, Senator Farley, not a lot of

         4       illusory jobs, there was an effort this year and

         5       it still is continuing that, if we're going to

         6       make bank deregulation permanent that there

         7       needs to be focus on the consumer also.

         8                      Senator Farley, our job here is

         9       not just to serve the large financial interests,

        10       and I -- I would imagine you would agree with

        11       that, but when I take a look at what we've been

        12       doing, yesterday we served -- I say we; it was

        13       the Majority or those people who voted for the

        14       so-called luxury decontrol bill.  Who was being

        15       served? The large real estate holders.  And

        16       today, who is being served by a bill, Senator

        17       Farley's bill, which makes bank deregulation

        18       permanent without any -- without any new help or

        19       assistance to the consumers? Who's being served?

        20       The large financial institutions.

        21                      So, Senator Farley, the effort

        22       that's been made this year is to try to always

        23       provide some benefits for the consumers.  Now, I











                                                             
6655

         1       know you're going to say, well, they're -- we're

         2       also making permanent in this bill, consumer

         3       provisions such as quicker access to money

         4       which, by the way, was my bill originally, my

         5       proposal and, yes, that's in there.

         6                      But how about dealing with all of

         7       the ills that have flown from deregulation -

         8       the high interest rates, the lack of credit, the

         9       way that consumers are being hoodwinked as to

        10       interest rates, and so on? Why not address that?

        11       And the Assembly has sought to do this, but it's

        12       this house once again serving mainly the

        13       interest of special interests and wealthy

        14       special interests, that has refused to do that.

        15                      SENATOR FARLEY:  Senator, would

        16       you yield?

        17                      SENATOR LEICHTER:  Yes, I will

        18       yield.

        19                      ACTING PRESIDENT VOLKER:  Senator

        20       Farley.

        21                      SENATOR FARLEY:  You mean to tell

        22       me that part of this banking deregulation that's

        23       in there, you want me to expunge that or what do











                                                             
6656

         1       you want me to do?

         2                      SENATOR LEICHTER:  Senator, I

         3       just said that.

         4                      SENATOR FARLEY:  I'm saying -

         5                      SENATOR LEICHTER:  I just said

         6       that it's in there.  I said that.  You get up

         7       like an echo and say that I'm correct.

         8                      SENATOR FARLEY:  No, I'm not

         9       saying that.  I'm saying, are you concerned

        10       about that? Do you want to take that away or are

        11       you going to vote against that?

        12                      SENATOR LEICHTER:  Senator, I am

        13       going to vote against a bill that completely

        14       ignores the needs of the consumer as they exist

        15       now in 1993.  That's what I'm going to vote

        16       against, and what I'm addressing, Senator, is

        17       that in a bill which makes permanent

        18       deregulation which is very much desired and

        19       wanted by the banks that you have, I think, an

        20       obligation and certainly an opportunity to

        21       provide for the consumers, and I'm asking you

        22       not to be so one-sided, not to be so unbalanced,

        23       but to have some concern for the consumer.











                                                             
6657

         1       There are millions of consumers out there who

         2       I'm sure will agree that the interest rates are

         3       shockingly high, who will agree that, when you

         4       get your statement from your credit card

         5       company, it is highly misleading or certainly

         6       not informative.

         7                      There are millions of consumers

         8       who would agree that we ought to have lifeline

         9       banking.  There are millions of consumers who

        10       would say that we ought to let -- we ought to

        11       know whether many local banks are serving small

        12       businesses.  That's what we're talking about.

        13                      SENATOR FARLEY:  Let me answer.

        14                      ACTING PRESIDENT VOLKER:  Senator

        15       Leichter, you continue to yield.

        16                      SENATOR LEICHTER:  Yes.

        17                      SENATOR FARLEY:  Would you yield?

        18       I'll just answer to this concern because let me

        19       just tell you that there was an essence of

        20       agreement on a number of areas that you're

        21       concerned with, but somehow or other it keeps

        22       coming unravelled over in that other house.

        23                      A proposal to establish two small











                                                             
6658

         1       business investment companies, one that would

         2       help minority businesses, one that would help

         3       small businesses leverage close to $93 million

         4       to help the economy of this state.  We also had

         5       life line banking.  We also had a part of the

         6       agreement to prevent geographic criteria such as

         7       the "ten block rule" which I think you can

         8       understand.  We also were going to establish a

         9       toll-free telephone where they could get the

        10       interest rates on credit cards, and I know

        11       you're very concerned about that, the lowest

        12       interest rates I presume, and the highest.

        13                      We were working on a proposal to

        14       collect and make readily available to the public

        15       information on commercial and geo... and

        16       agricultural loans and several other things.  So

        17       those were pretty much agreed to and we were

        18       ready to do it in this house.

        19                      SENATOR LEICHTER:  Senator, let

        20       me ask you by asking you a question if I may, if

        21       you would yield.  Senator, do you think that

        22       these matters, those issues that you've just

        23       mentioned should be done?











                                                             
6659

         1                      SENATOR FARLEY:  Yes.

         2                      SENATOR LEICHTER:  Well, Senator,

         3       then why aren't you doing them?

         4                      SENATOR FARLEY:  Because the

         5       other house won't do 'em.

         6                      SENATOR LEICHTER:  Senator,

         7       Senator, if you'll yield again.

         8                      ACTING PRESIDENT VOLKER:

         9       Senator, please address the Chair, if you

        10       would.

        11                      SENATOR LEICHTER:  I'm sorry.  If

        12        -- Mr. President, if Senator Farley would just

        13       yield again because he's totally confused me.

        14                      ACTING PRESIDENT VOLKER:  Senator

        15       Farley.

        16                      SENATOR LEICHTER:  Senator Farley

        17       has now conceded, as I've tried to maintain,

        18       that this is an unbalanced bill, that it needs

        19       certain things to address unfairness to the

        20       consumers.  You gave me six items that you just

        21       said should be done.

        22                      SENATOR FARLEY:  I didn't say

        23       that.  That's your wording.











                                                             
6660

         1                      SENATOR LEICHTER:  Well, I think

         2       the -

         3                      SENATOR FARLEY:  You're jumping,

         4       making a quantum leap, Senator Leichter.

         5                      SENATOR LEICHTER:  Mr. President,

         6       I'm not going to ask the reporter to read but -

         7                      SENATOR FARLEY:  No, it isn't

         8       that.  I said we had agreed to do this, to get

         9       permanency.

        10                      SENATOR LEICHTER:  Excuse me.

        11                      SENATOR FARLEY:  Do I think we

        12       need permanency? I certainly do.  Does the

        13       financial community think we need permanency?

        14       They certainly do.  Does the Governor think we

        15       need permanency? I believe he does.  Does the

        16       Superintendent of Banks? Yes.  Does the Speaker?

        17         He says he's committed to it.  Only trouble of

        18       it is, we can't seem to be getting it.

        19                      SENATOR LEICHTER:  Mr.

        20       President.

        21                      ACTING PRESIDENT VOLKER:  Senator

        22       Leichter.

        23                      SENATOR LEICHTER:  I suppose











                                                             
6661

         1       those members that are listening will remember

         2       distinctly that I asked Senator Farley, do you

         3       think those items that you just mentioned which

         4       Senator Farley said are helpful to the consumer

         5       should be in the bill, and his answer was yes.

         6                      Well, Mr. President, if those

         7       things should be in the bill, I don't know why

         8       Senator Farley put before you -- puts before us

         9       a bill that does not contain these provisions

        10       and to say that the Assembly didn't agree on

        11       something else, I can't understand it, because I

        12       think what it shows very clearly is that it's

        13       the other house that has been pushing for these

        14       consumer measures.

        15                      Your role, as you see it, is to

        16       serve the banks.  Our role as I see it, Senator

        17       is to serve the banks and the consumers and

        18       those matters that you mentioned should be in

        19       here and they should be in here in a meaningful

        20       way.  Some of the bills that I saw really

        21       provided these so-called consumer benefits as a

        22       fig leaf to cover up what was an enormous

        23       benefit, and a gain and a gift to financial











                                                             
6662

         1       institutions.

         2                      I'm going to move my amendments.

         3       I'm going to do them very quickly.  I just want

         4       to just mention a few other things.

         5                      One of the real problems we have

         6       in this state in job loss is because of the

         7       inability to get credit, and one of the things

         8       we need to address is having credit more

         9       available, and my amendments and other proposals

        10       do that.  The bill that Senator Farley has

        11       before us does not because it gives the banks

        12       what they want and it gives nothing back to the

        13       people of the state.

        14                      Let me finally just say, Senator

        15       Farley, in general comment on your bill as you

        16       described it, it was the sort of thing where the

        17       people ought to go to the banks, run with the -

        18       rush to the banks and kiss the hands of the bank

        19       officers and thank you so much, thank you so

        20       much for those high interest rates, thank you so

        21       much for not making credit available to -- to

        22       small businesses.

        23                      I mean are people supposed to











                                                             
6663

         1       jump for joy, Senator, for the way that the

         2       banking consumers have been treated.  I submit

         3       not.  Now, there are things that we can do under

         4       the law that affect not only state-chartered

         5       banks, and obviously we can affect them and

         6       Senator Farley is correct there are certain

         7       things, for instance, if we reregulated interest

         8       rates or sought to put any cap on it, that would

         9       apply only to state-chartered banks, but if we

        10       have provisions as I'm going to propose which

        11       require disclosure, Senator, require disclosure,

        12       fairness -- fairness -- that can apply to

        13       national banks as well as to state-chartered

        14       banks.

        15                      I'm going to move some of the

        16       amendments now, just to give people an idea what

        17       we should be doing and hopefully try to get some

        18       support here, try to create a consensus so that

        19       we do provide service to the people of the state

        20       and not just to large financial institutions,

        21       and I'm going to move, Mr. President -- and I

        22       know there are certain amendments that I have up

        23       there.  I want to make it easy for the desk.  I











                                                             
6664

         1       think we have them in numbers and if you could

         2       move at this time amendment that is numbered 6,

         3       and I'm going to -

         4                      ACTING PRESIDENT VOLKER:

         5       Amendment Number 6.

         6                      SENATOR LEICHTER:  If you would

         7       just bring that out, please.

         8                      ACTING PRESIDENT VOLKER:  Just a

         9       second.

        10                      SENATOR LEICHTER:  I'm going to

        11       waive its reading and move it.

        12                      ACTING PRESIDENT VOLKER:

        13       Senator, Senator, just one second.  Just one

        14       second.

        15                      SENATOR LEICHTER:  This is

        16       Amendment Number 6, and it's credit card, credit

        17       card disclosure.

        18                      ACTING PRESIDENT VOLKER:  Thank

        19       you, Senator.

        20                      SENATOR LEICHTER:  This requires

        21       financial institutions that issue credit cards

        22       in this state, whether they're located in the

        23       state or not, to disclose the grace period,











                                                             
6665

         1       whether the grace period during which the banks

         2       will not charge interest applies if the full

         3       amount of the balance is not paid off in that

         4       billing cycle because, as you know, cards issued

         5       with grace periods nevertheless if you don't pay

         6       off the full amounts, the banks will charge you

         7       on the entire amount.  This is not disclosed.

         8       All that does is to say disclose it.

         9                      What's wrong with that? Is that

        10       unfair? Is that going to cripple financial

        11       institutions? Is that going to make it difficult

        12       for financial institutions to carry on business?

        13       Absolutely not, and that, as I just want to

        14       emphasize, can be done for national institutions

        15        -- we've checked it out; I'll give you the

        16       citation -- as well as state-chartered institu

        17       tions.  I'm going to move that amendment.

        18                      ACTING PRESIDENT VOLKER:  On

        19       Amendment Number 6, Senator Leichter's

        20       amendment, all those in favor signify by saying

        21       aye.

        22                      (Response of "Aye.")

        23                      Those opposed nay.











                                                             
6666

         1                      (Response of "Nay.")

         2                      The amendment is defeated.

         3                      SENATOR LEICHTER:  All right,

         4       let's try Number 7.  This is a minimum credit

         5       card disclosure on minimum monthly payment.

         6                      ACTING PRESIDENT VOLKER:

         7       Amendment Number 7.  We have it here, Senator.

         8                      SENATOR LEICHTER:  This is the

         9       minimum balance percentage that must be paid off

        10       in each billing cycle.  There are some credit

        11       card companies that fail to disclose that, and

        12       by failing to disclose it, they end up being

        13       able to charge over the life of the loan, that's

        14       really what we're talking about, a greater

        15       amount of interest.

        16                      Anything wrong in saying that

        17       they clearly and explicitly show what that

        18       minimum payment should be? I think not.  I move

        19       the amendment.

        20                      ACTING PRESIDENT VOLKER:  Just

        21       one second.

        22                      SENATOR LEICHTER:  This is Number

        23       7.











                                                             
6667

         1                      ACTING PRESIDENT VOLKER:  On

         2       Amendment Number 7, Senator Leichter's -

         3                      SENATOR GOLD:  Mr. President.

         4                      ACTING PRESIDENT VOLKER:  Senator

         5       Gold.

         6                      SENATOR GOLD:  Would Senator

         7       Farley yield to a question?

         8                      ACTING PRESIDENT VOLKER:  Would

         9       you yield to Senator Gold on the amendment?

        10                      SENATOR FARLEY:  I'll be happy

        11       to.

        12                      SENATOR GOLD:  Senator Farley,

        13       what's wrong with them showing the minimum

        14       balance?

        15                      SENATOR FARLEY:  Pardon me?

        16                      SENATOR GOLD:  What's wrong with

        17       the credit card company showing the minimum

        18       balance?

        19                      SENATOR FARLEY:  As I understand,

        20       when I get my credit card bill, they tell me

        21       what my minimum payment would be.

        22                      SENATOR GOLD:  Some of them do,

        23       some of them don't.  What's wrong with doing











                                                             
6668

         1       it?

         2                      SENATOR FARLEY:  That would

         3       affect a minuscule -- I don't know whether it

         4       would affect any New York credit cards, in my

         5       judgment.

         6                      SENATOR GOLD:  Well, Senator.

         7                      SENATOR FARLEY:  You've got to

         8       realize, and I don't have that percentage, but I

         9       would venture to say 90 percent or 95 percent, a

        10       disproportionate amount of credit cards are

        11       issued outside the state.

        12                      SENATOR GOLD:  Yeah, but,

        13       Senator, if you will yield to a question.

        14                      SENATOR FARLEY:  Yes.

        15                      ACTING PRESIDENT VOLKER:  Senator

        16       Farley yields.

        17                      SENATOR GOLD:  No matter what the

        18       numbers are, what's wrong with New York having

        19       in its law that people make that disclosure?

        20                      SENATOR FARLEY:  Well, going back

        21       to what New York did on disclosure laws, I'm

        22       told that we passed some of this a few years ago

        23       and the Congress and the federal government











                                                             
6669

         1       superseded all our laws on disclosure.

         2                      SENATOR LEICHTER:   Mr.

         3       President.

         4                      ACTING PRESIDENT VOLKER:  Senator

         5       Leichter on the amendment.

         6                      SENATOR LEICHTER:  In moving that

         7       amendment, Senator Farley, I can assure you, and

         8       I will stake my reputation such as it is, that

         9       when it comes to matters of disclosure, we were

        10       not preempted by the federal government and

        11       there is case law which makes it very clear that

        12       we are entitled to do this, and you stated to

        13       Senator Gold correctly, 80, 90 percent of card

        14       companies do this, although I want to make it

        15       clear that we're not only talking about saying

        16       what the minimum amount is, but what the

        17       percentage is, which is important for people to

        18       understand.  And some banks do it.  Why not

        19       require all banks to do it? What is wrong with

        20       this amendment, Senator Farley?

        21                      ACTING PRESIDENT VOLKER:  On

        22       Senator Leichter's amendment, all those in favor

        23       signify by saying aye.











                                                             
6670

         1                      (Response of "Aye.")

         2                      Those opposed nay.

         3                      (Response of "Nay." )

         4                      The amendment is defeated.

         5       Senator Leichter.

         6                      SENATOR LEICHTER:  Well, all

         7       right, let's try Number 8. This is credit card

         8       disclosure on total interest to be paid.

         9                      ACTING PRESIDENT VOLKER:  We have

        10       it, Senator, Amendment Number 8.

        11                      Senator Leichter.

        12                      SENATOR LEICHTER:  Number 8

        13       provides that a company that issues credit cards

        14       must disclose the total amount to be paid in

        15       interest over the life of the loan so that, if

        16       you pay off the minimum balance, interest is

        17       charged at the remaining balance that you are

        18       told what your entire interest bill is going to

        19       be.

        20                      Again, disclosure; fairness; so

        21       consumers know what it is they're paying in

        22       total amount, in interest over the life of the

        23       loan.  And we can do that.  We can have it apply











                                                             
6671

         1       to national banks as well as state-chartered

         2       banks.  Why should we not give consumers that

         3       protection?

         4                      Mr. President, I move the

         5       amendment.

         6                      ACTING PRESIDENT VOLKER:  On

         7       Senator Leichter's amendment, all those in favor

         8       signify by saying aye.

         9                      (Response of "Aye.")

        10                      Those opposed nay.

        11                      (Response of "Nay.")

        12                      The amendment is defeated.

        13       Senator Leichter.

        14                      SENATOR LEICHTER:  O.K. Let's try

        15       Number 9.

        16                      ACTING PRESIDENT VOLKER:  Senator

        17       Leichter's Amendment Number 9.

        18                      SENATOR LEICHTER:  This is

        19       banking privacy.

        20                      ACTING PRESIDENT VOLKER:  Banking

        21       privacy, Senator Leichter's amendment Number 9.

        22       Senator Leichter.

        23                      SENATOR LEICHTER:  Amendment











                                                             
6672

         1       Number 9 would prohibit financial institutions

         2       from selling, exchanging or disclosing

         3       information as to the names of credit card

         4       holders or depositors or getting access to

         5       Social Security numbers.

         6                      As you well know, because your

         7       mail box is as full as mine with mail, that you

         8       receive solicitations from financial

         9       institutions, they sell each other the list of

        10       their customers.  That should be prohibited.

        11       That shouldn't be done.  What this amendment

        12       says that banking institutions should not sell

        13       the list of their customers to anyone.

        14                      ACTING PRESIDENT VOLKER:  Oh,

        15       Senator Gold.

        16                      SENATOR GOLD:  Senator Farley,

        17       will you yield to a question?

        18                      SENATOR FARLEY:  Always delighted

        19       to yield.

        20                      ACTING PRESIDENT VOLKER:  Senator

        21       Farley yields.

        22                      SENATOR FARLEY:  Are you his

        23       surrogate here, or what gives?











                                                             
6673

         1                      SENATOR GOLD:  Pardon me? No,

         2       Senator Leichter is too good in this area to

         3       need me, believe me, but I want to ask you a

         4       question, Senator Farley.  If I could and it's a

         5       little bit off of what Senator Leichter is

         6       talking about, but I'm curious about it.

         7                      The -- a person opens up an

         8       account with the bank, and let's say once they

         9       open the account, they have a checking account,

        10       they have savings, they have, let's say they

        11       have a loan, an overdraft privilege, I assume

        12       that the customer has a file.  Are those files

        13       confidential at all, Senator Farley?

        14                      SENATOR FARLEY:  I'm not a

        15       banker; I'm a law professor.  I never worked in

        16       a bank in my life.  I've never been into their

        17       files.

        18                      SENATOR GOLD:  No, but, Professor

        19       Farley, if you will yield to a question.  What

        20       I'm saying is, based upon your knowledge, are

        21       those files that the banks maintain, is there

        22       any degree of privacy in the file?

        23                      SENATOR FARLEY:  I don't think











                                                             
6674

         1       that the average guy off the street can go in

         2       and look in the bank's files.

         3                      SENATOR GOLD:  Well, if you will

         4       yield to a question, Senator.

         5                      SENATOR FARLEY:  Are your files

         6       confidential?

         7                      SENATOR GOLD:  Pardon me?

         8                      SENATOR FARLEY:  Are your files

         9       confidential?

        10                      SENATOR GOLD:  My law files?

        11                      SENATOR FARLEY:  Your banking

        12       files.

        13                      SENATOR GOLD:  That's the point

        14       I'm getting at.

        15                      ACTING PRESIDENT VOLKER:  Senator

        16       Gold, Senator Farley, please address your

        17       remarks through the Chair.

        18                      SENATOR GOLD:  Senator Farley

        19       yield again?

        20                      SENATOR FARLEY:  Yes.

        21                      SENATOR GOLD:  Mr. President,

        22       what I was getting at is this bill deals with

        23       names, addresses, Social Security numbers, but I











                                                             
6675

         1       want to go past that for a minute, but I'm

         2       saying supposing someone knows the name "Hugh

         3       Farley" and they go to your bank, and let's say

         4       they know the banker.  The banker is Charlie,

         5       and Mike comes over to Charlie, and says, "You

         6       got a depositor by the name of Hugh Farley and

         7       you got a file on him.  I'd like to see what's

         8       in the file."  Is there any confidentiality or

         9       can the bank officer show that file to anybody

        10       without violating any laws?

        11                      SENATOR FARLEY:  Well, I -- I

        12       would think -- again, you're asking me a

        13       question that you don't know the answer to

        14       and -

        15                      SENATOR GOLD:  Well, I don't ask

        16       questions I don't know the answers to.

        17                      SENATOR FARLEY:  No, but I would

        18        -- I would presume that Charlie would be in a

        19       lot of trouble if he showed that file to

        20       somebody that came in off the street, even if it

        21       was his close friend.

        22                      SENATOR GOLD:  All right.  Thank

        23       you, Senator.  On the amendment.











                                                             
6676

         1                      ACTING PRESIDENT VOLKER:  Senator

         2       Gold, on the amendment.

         3                      SENATOR GOLD:  Just one of those

         4       rare opportunities.

         5                      Senator Farley, I think you are,

         6       unfortunately, dead wrong and it's one of the

         7       things, Senator Leichter, that you got it out of

         8       my mind because of this privacy word, and you're

         9       just the person to take care of this.

        10                      I know of a situation, Senator

        11       Farley, where an individual worked for a bank,

        12       transferred to another bank.  There was a

        13       lawsuit involving the second bank by an

        14       individual who had been harmed by the bank and

        15       he called up his old bank and they sent him a

        16       total transcript of this private file of a

        17       depositor, and it was introduced into a court

        18       proceeding, and the answer was that there was

        19       nothing anybody could do about it because it

        20       wasn't confidential.

        21                      Now, the information in there

        22       wasn't libelous; it wasn't this or it wasn't

        23       that.  It was confidential, so the depositor











                                                             
6677

         1       thought and, Senator, if you know what these

         2       banks do behind the backs of their own

         3       depositors, you would be shocked.  What if I

         4       tell you that within the last month I know of

         5       one situation where a bank who had wrong -

         6       which had wrongfully withheld its depositors'

         7       money and had to be sued by the depositor,

         8       agreed in a lawsuit to settle a lawsuit by

         9       releasing the money of the depositor but only

        10       did that after another bank secured a lien

        11       against that fund.

        12                      I mean what the banks do in the

        13       back rooms could make you throw up and, when we

        14       talk about bank privacy, Senator Leichter, I can

        15       congratulate you but let me tell you a New York

        16       state bank, you're only the tip of the iceberg

        17       and I support your amendment totally.

        18                      ACTING PRESIDENT VOLKER:  Senator

        19       Leichter.

        20                      SENATOR LEICHTER:  Move the

        21       amendment.

        22                      ACTING PRESIDENT VOLKER:  On

        23       Senator Leichter's amendment, all those in favor











                                                             
6678

         1       signify by saying aye.

         2                      (Response of "Aye.")

         3                      Those opposed nay.

         4                      (Response of "Nay." )

         5                      The amendment is defeated.

         6       Senator Tully.

         7                      SENATOR TULLY:  Would there be an

         8       opportunity to explain my vote on that

         9       particular amendment?

        10                      ACTING PRESIDENT VOLKER:  Senator

        11       Tully, to explain your vote.

        12                      SENATOR TULLY:  My vote is in the

        13       negative, Mr. President, because while I think

        14       Senator Farley is wrong, Senator Gold is wrong

        15       as well, and that's based upon the Bank Secrecy

        16       Act and FDIC regulations and in no case would

        17       that information be available as described by

        18       Senator Gold except in the case of an errant

        19       employee or someone who did something that was

        20       inopportune and wrong, and now that he has that

        21       information, if he knows who was involved in the

        22       case, he should go and seek appeal and utilize

        23       that information, and I won't even charge a











                                                             
6679

         1       forwarding fee.

         2                      ACTING PRESIDENT VOLKER:  Thank

         3       you.

         4                      Senator Gold to explain his vote.

         5                      SENATOR GOLD:  Thank you very

         6       much.

         7                      Senator Tully, you know what I

         8       say about you behind your back.  I respect you

         9       very much.  Unfortunately, Senator, the

        10       difference between this room and the real world

        11       is the difference between here and Mars, and the

        12       banks involved which I'd rather not name,

        13       Citibank and Marine Midland, this was all made

        14       known out in the open, and I want you to know

        15       even made known to the New York State Banking

        16       Department which was about as much impressed by

        17       it as your side of the aisle is with the story.

        18                      SENATOR TULLY:  Mr. President, if

        19       I can further explain it and state to Senator

        20       Gold that I'm sure he knows since he's

        21       researched this so well, that if both parties

        22       have a financial interest in the situation that

        23       that is an exception to the law as it exists.  I











                                                             
6680

         1       know he knows that, and he certainly wouldn't

         2       have forgotten that when he said that Senator

         3       Farley was incorrect.

         4                      ACTING PRESIDENT VOLKER:  Senator

         5       Leichter, to explain his vote.

         6                      SENATOR LEICHTER:  Mr. President,

         7       to explain my vote.

         8                      Let me just point out to Senator

         9       Tully and to Senator Gold and all the colleagues

        10       that irrespective of that, this particular

        11       issue, that this amendment is much broader,

        12       Senator, and prohibits the sale of customer

        13       lists, which is certainly not covered by the

        14       Secrecy Act, and which we know occurs all the

        15       time which I think should not occur, which leads

        16       to fraud, and the amendment addresses that, and

        17       I think that's an important prohibition that we

        18       should have in the law.

        19                      Could we have the results on the

        20       amendment?

        21                      ACTING PRESIDENT VOLKER:  The

        22       amendment is still defeated, Senator.

        23                      SENATOR LEICHTER:  O.K. Let's











                                                             
6681

         1       take Number 12.

         2                      ACTING PRESIDENT VOLKER:  Senator

         3       Leichter's Amendment Number 12.  Hold on just a

         4       second. Credit card rate increases, Number 12,

         5       is that correct?

         6                      SENATOR LEICHTER:  Yes, right.

         7                      ACTING PRESIDENT VOLKER:  Senator

         8       Leichter, on the amendment.

         9                      SENATOR LEICHTER:  This amendment

        10       would prohibit credit card issuers from applying

        11       rate or fee increases to balances in existence

        12       before rate increases.

        13                      Now, this one, Senator Farley, I

        14       would agree you could probably only apply to

        15       state-chartered institutions, but we know that

        16       the issuers of credit cards change their

        17       interest rates, will jack up the interest rates

        18       and will apply it to balances that were created

        19       or incurred when the interest rate was at a

        20       different level.

        21                      That's just unfair.  You can't

        22       justify by saying, Oh, well, I don't want to

        23       scare these banks out of the state.  Senator,











                                                             
6682

         1       there needs to be some fairness.  We have an

         2       obligation to protect the consumers from an

         3       over-reaching practice.  This is an over

         4       reaching practice.  We can't negate our

         5       obligation or shed our obligation by saying, Oh,

         6       well, you know, there's national banks and they

         7       can still do it, and so on, because I think

         8       that, if we impose this requirement on

         9       state-chartered banks that -- and

        10       state-chartered banks, by doing this, would, if

        11       anything, gain customers.

        12                      I think we would force -- we

        13       would shame the national banks into doing -

        14       into discontinuing a practice which is really so

        15       outrageous and so unfair.

        16                      So, Mr. President, I'd like to

        17       move Amendment Number 12.

        18                      SENATOR FARLEY:  Mr. President.

        19                      ACTING PRESIDENT VOLKER:  Senator

        20       Farley, on the amendment.

        21                      SENATOR FARLEY: Just a point of

        22       clarification.  Now, I don't want you to be

        23       confused on that, Senator Leichter.  That would











                                                             
6683

         1       apply to just the state-chartered banks.  It

         2       would apply to national banks, only -- excuse

         3       me, only people that have their operations

         4       within this state.  You see a state-chartered

         5       bank can have it out of state which they're

         6       inclined to do.

         7                      SENATOR LEICHTER:  Yes.

         8                      SENATOR FARLEY:  So you're

         9       talking about a very few endangered species that

        10       are left here.

        11                      SENATOR LEICHTER:  Well,

        12       Senator.

        13                      ACTING PRESIDENT VOLKER:  Senator

        14       Leichter.

        15                      SENATOR LEICHTER:  I'm concerned

        16       about the endangered consumer and don't do the

        17       work of the financial institution, don't carry

        18       their codes and say, Well, I'm doing it really

        19       because I'm trying to preserve jobs in this

        20       state.

        21                      You're hurting the consumers.

        22       You're hurting the economy of the state when you

        23       do this.  Move the amendment, Mr. President.











                                                             
6684

         1                      ACTING PRESIDENT VOLKER:  Senator

         2       Leichter -- on Senator Leichter's amendment.

         3       All those in favor signify by saying aye.

         4                      (Response of "Aye.")

         5                      Those opposed, nay.

         6                      (Response of "Nay." )

         7                      The amendment is defeated.

         8       Senator Leichter.

         9                      SENATOR LEICHTER:  Yes, we'll do

        10       Number 4 now.

        11                      ACTING PRESIDENT VOLKER:  Senator

        12       Leichter's Amendment Number 4, just one second.

        13       Branch bank closings, Number 4.

        14                      SENATOR LEICHTER:  Yes.

        15                      ACTING PRESIDENT VOLKER:  Senator

        16       Leichter, on the amendment.

        17                      SENATOR LEICHTER:  This would

        18       permit the Superintendent of Banks to delay

        19       branch closings for 120 days upon finding that

        20       significant reduction in banking services to the

        21       community would result.

        22                      We have a very serious problem in

        23       many areas of this state in the unavailability











                                                             
6685

         1       of banking services.  That hurts not only senior

         2       citizens and people who live there who need to

         3       cash their checks or get a money order, but it

         4       hurts small businesses.  When a branch closes,

         5       there's no banking services left in that

         6       community. That's a signal that that's a

         7       neighborhood that's under decline.  It's a very

         8       serious problem.

         9                      The Superintendent has

        10       acknowledged that the problem exists but

        11       unfortunately, very little has been done.  This

        12       bill at least will put 120 days hold so that the

        13       community, the Superintendent, others, can work

        14       to try to create alternative financial

        15       institutional services for a community.

        16                      It's vitally important; it needs

        17       to be done; it has to be addressed by us.  Mr.

        18       President, I move that amendment.

        19                      ACTING PRESIDENT VOLKER:  On

        20       Senator Leichter's Amendment Number 4.

        21                      SENATOR MARKOWITZ:  Mr.

        22       President.

        23                      ACTING PRESIDENT VOLKER:  On the











                                                             
6686

         1       amendment, Senator Markowitz.

         2                      SENATOR MARKOWITZ:  May I ask you

         3       a question, Senator?

         4                      SENATOR LEICHTER:  Yes.

         5                      ACTING PRESIDENT VOLKER:  Senator

         6       Leichter yields.

         7                      SENATOR MARKOWITZ:  On the

         8       question, would federally chartered banks be

         9       impacted by your amendment or can we actually -

        10                      SENATOR LEICHTER:  I think branch

        11       closings, and I'm not 100 percent certain, but I

        12       think branch closings are matters where the

        13       state, I believe, can act and where the state

        14       can say to a branch, that it must remain open

        15       for a certain period of time.

        16                      SENATOR MARKOWITZ:  On the

        17       amendment.

        18                      SENATOR LEICHTER:  That's my

        19       understanding.

        20                      ACTING PRESIDENT VOLKER:  Senator

        21       Markowitz, on the amendment.

        22                      SENATOR MARKOWITZ:  Just to add,

        23       Senator Farley, if I can add not a question to











                                                             
6687

         1       you, but my comments to you.

         2                      I know how concerned you are with

         3       the banking industry in New York State, and I

         4       certainly share at least the point that I want

         5       to see them successful as possible because that

         6       helps business in New York.  It helps

         7       employment, it helps taxes, and for many other

         8       reasons.

         9                      However, on this issue, the

        10       amendment of bank closings, branch closings, you

        11       should be aware, and I'm sure you know that

        12       through the mergers of various banks in the

        13       state, there's not a question that significant

        14       numbers of bank branches have closed.  If you

        15       take a look at where they've closed the

        16       branches, there's no question that they have not

        17       closed them in areas of high economic activity

        18       but rather in areas that they deem to be less

        19       profitable, which means areas that are lower

        20       income which ordinarily means among the lowest

        21       income people in our society, which

        22       unfortunately seem to fall on African-American,

        23       Caribbean-American, Latino communities of New











                                                             
6688

         1       York, and I think that there's something wrong,

         2       totally wrong.

         3                      While banks are not an

         4       institution who are in the social service

         5       business, nonetheless they are given a charter

         6       by our state and, in fact, the federal

         7       government, if they're a federal chartered bank

         8       and they have certain obligations.

         9                      Closing branches in areas of less

        10       profitability, I think, is wrong and I would

        11       hope that Franz, and I know that the chances of

        12       this amendment passing at this moment is remote,

        13       but certainly as the chairman of Banking, no

        14       matter how close you feel to the industry, and

        15       advocate their interests, it seems to me that

        16       this is not an unreasonable request, that they

        17       have some responsibility in keeping branches

        18       open even in areas that may be less profit

        19       able.  So that was my comments on the

        20       amendment.

        21                      SENATOR LEICHTER:  Mr.

        22       President.

        23                      ACTING PRESIDENT VOLKER:  Senator











                                                             
6689

         1       Leichter.

         2                      SENATOR LEICHTER:  If I may just

         3       briefly comment on Senator Markowitz' very

         4       pertinent statement.

         5                      Senator, not only are minorities

         6       disproportionately affected, but I want to point

         7       out to you that it is not only in areas of

         8       declining economic activity that the banks will

         9       close branches.  I made a study which was

        10       released some years ago and received some

        11       attention, which showed that in Long Island they

        12       closed branches in communities that became more

        13       predominantly black even though the mean income

        14       in those communities was greater than in

        15       neighboring white communities where the banks

        16       did not close their branches.

        17                      So there is no question that the

        18       banks are acting on a perception.  They see a

        19       black community, Hispanic community.  They say,

        20       This community cannot support a financial

        21       institution and we will close the branch and

        22       they will close branches that are profitable.

        23       There was an instance in Far Rockaway at our -











                                                             
6690

         1       one of our colleagues was very much involved in

         2       with Chemical Bank, I believe was Chemical Bank

         3       said they were going to close a branch, and it

         4       was shown that that branch was a profitable

         5       branch, and by making certain changes in their

         6       operations to be more receptive to the needs of

         7       that community, it became a very remunerative

         8       branch for the bank because the bank was

         9       convinced to keep it open.

        10                      So there was a social problem

        11       here and a problem that, unfortunately, the

        12       banks have created not by being able to show,

        13       Hey, we need to do this for financial reasons,

        14       most often they've done it for the wrong social

        15       reasons, and while you're right, banks are

        16       profit-making institutions, but we have a

        17       certain interest in seeing how financial

        18       institutions work, they're given a charter which

        19       says that they have to serve the public and the

        20       public means the entire public.

        21                      I'm just going to -- I'm sorry,

        22       may we move that amendment, Mr. President.

        23                      ACTING PRESIDENT VOLKER:  On











                                                             
6691

         1       Senator Leichter's amendment, would -

         2                      SENATOR GOLD:  Mr. President.

         3                      ACTING PRESIDENT VOLKER:  Yeah,

         4       Senator Gold.

         5                      SENATOR GOLD:  Yeah.  Would

         6       Senator Farley yield to just one question?

         7                      SENATOR FARLEY:  Yes.

         8                      ACTING PRESIDENT VOLKER:  On the

         9       amendment.

        10                      SENATOR GOLD:  Professor, what's

        11       wrong with the amendment?

        12                      SENATOR FARLEY:  What's wrong

        13       with the amendment?

        14                      SENATOR GOLD:  Yeah, yeah, giving

        15       people an opportunity, giving the Department a

        16       chance to take a look at it.

        17                      SENATOR FARLEY:  All amendments

        18       are well intended; I certainly wouldn't speak

        19       ill, nor did I speak ill of Senator Leichter's

        20       amendment, but we'll have the vote on it.

        21                      SENATOR GOLD:  Yeah.  Will

        22       Senator Farley yield to a question?

        23                      SENATOR FARLEY:  Yes.  The major











                                                             
6692

         1        -- one of the major things that's wrong with

         2       this amendment is, should this amendment pass,

         3       this bill would have to be here for three days

         4       before it would be live again.

         5                      SENATOR GOLD:  No, that's not

         6       so.

         7                      SENATOR FARLEY:  I just say -

         8                      SENATOR GOLD:  I'm sure Senator

         9       Tully will rise to your defense, but that's not

        10       true.

        11                      SENATOR FARLEY:  I think if this

        12       bill is amended by this amendment, it becomes -

        13       I'd have to ask the desk -- it requires three

        14       more days.

        15                      ACTING PRESIDENT VOLKER:  It

        16       becomes a different bill then.

        17                      SENATOR FARLEY:  That's Friday,

        18       Saturday, Sunday, Monday.  I don't want to be

        19       here Monday.

        20                      SENATOR GOLD:  Oh, oh, Mr.

        21       President.

        22                      SENATOR FARLEY:  I just mention

        23       that's one thing that's wrong with it.











                                                             
6693

         1                      SENATOR GOLD:  I know Mr. Tully

         2       is going to tell me I'm wrong, but Senator

         3       Farley, my God, you've been here long enough, if

         4       this bill gets amended, it gets reprinted, it

         5       gets a message from the Governor and at 5:00

         6       o'clock we pass it.  Who's kidding who?

         7                      You remember what we got last

         8       night? I've never seen messages of necessity

         9       before.  Could I ask the desk to show Senator

        10       Farley a message of necessity? I know he'll

        11       remember what they look like.

        12                      Come on, Senator Farley, I'm

        13       asking you, I'm asking you gentlemen and

        14       gentlemen, what is wrong with the concept of

        15       permitting the Superintendent to take a look at

        16       this situation before it occurs? What's wrong?

        17       Some bank's going to get mad at the Republican

        18       Party if we -- if we bring a little sensibility

        19       into this bill? Is that what it's about? But

        20       please don't tell me about this bill, we don't

        21       have enough days.

        22                      First of all, I don't want to

        23       break everybody's heart.  Yes, I do want to











                                                             
6694

         1       break everybody's heart.  I have people coming

         2       over Sunday, we're telling them not to come.

         3       Because my understanding is, gentlemen, we're

         4       here for Sunday, Monday and nobody wants to come

         5       back next week, we're here for the duration.  So

         6       you'll get your bill even if you amend it; today

         7       is Thursday.

         8                      But who's kidding who? There are

         9       bills that are flying out of Rules.  You know

        10       what's happening.  They're going to have

        11       introductory dates of July 1st, July 2nd and you

        12       say why would anybody introduce a bill on July

        13       2nd by the time you print it because they're all

        14       going to have messages, Senator Farley, and if

        15       this bill is a good bill and it's gotten more

        16       attractions because of some of Senator

        17       Leichter's amendments, that's going to encourage

        18       this Governor who I know wants to take care of

        19       the consumers of this state, to give you that

        20       message.

        21                      So if you have a problem with the

        22       concept, I want to hear about it.  I don't want

        23       to hear about three days, because there isn't











                                                             
6695

         1       one person in this room who believes that any

         2       bill is stopped in the final hours of the

         3       legislative session because of printing

         4       problems.

         5                      SENATOR LEICHTER:  Mr.

         6       President.

         7                      ACTING PRESIDENT VOLKER:  Senator

         8       Leichter.

         9                      SENATOR LEICHTER:  Just in

        10       addition, Senator Farley, this is a worthwhile

        11       concept and you said it is; I don't think we can

        12       tell the people of this state, Well, we want to

        13       go home and, therefore, we're not going to do

        14       it.

        15                      This is an important matter, an

        16       important issue, and it needs to be addressed.

        17       Whether we do it by a message, whether we do it

        18       by staying here, it needs to be done.

        19                      I move the amendment, Mr.

        20       President.

        21                      ACTING PRESIDENT VOLKER:  On

        22       Senator Leichter's amendment, on Senator

        23       Leichter's amendments, all those in favor











                                                             
6696

         1       signify by saying aye.

         2                      (Response of "Aye.")

         3                      Those opposed nay.

         4                      (Response of "Nay." )

         5                      Amendment is defeated, Senator

         6       Leichter.

         7                      SENATOR LEICHTER:  Mr. President,

         8       number one, you saved the best for last.  This

         9       is life line banking, so if you would call up

        10       that amendment, Mr. President.

        11                      ACTING PRESIDENT VOLKER:  We -

        12       Senator Leichter, we've got a slight problem

        13       here.  We can't find Number 1.

        14                      SENATOR LEICHTER:  Well, here's a

        15       copy.

        16                      ACTING PRESIDENT VOLKER:  What's

        17       the title of this amendment, Senator?

        18                      SENATOR LEICHTER:  Life line

        19       banking.

        20                      ACTING PRESIDENT VOLKER:  Life

        21       line banking.

        22                      SENATOR LEICHTER:  Well, Mr.

        23       President, just to save time.











                                                             
6697

         1                      ACTING PRESIDENT VOLKER:  Senator

         2       Leichter, go ahead.

         3                      SENATOR LEICHTER:  Let me just

         4       talk about it.  If you can't locate it, you do

         5       have it up there? O.K. If you can't locate it, I

         6       think the way the vote is going, I don't think

         7       it's that important that we actually have a vote

         8       on it, but I think it is important that we do

         9       discuss and are aware of what life line banking

        10       is.

        11                      It's based on a bill that

        12       Assemblyman Farrell, the Chair of the Assembly

        13       Banking Committee, has introduced together with

        14       our good colleague, Senator Babbush.  It

        15       provides that you can have a minimal banking

        16       account, just as we have a minimal phone service

        17       that we provide for senior citizens with a

        18       limited number of checks up to ten checks.  You

        19       cannot have more than $2,000.  You'd have to

        20       have at least $25 in the account, and the

        21       significance and the importance of that is that

        22       particularly for senior citizens, they cannot

        23       afford banking.











                                                             
6698

         1                      Banks require greater and greater

         2       minimum balances, charge more and more for

         3       checks.  We're having many, many people who are

         4       being priced out of banking.  This is an

         5       important service to provide. It's not

         6       unreasonable to ask of banks. Any bill that

         7       makes deregulation permanent, that gives banks

         8       that enormous privilege that we've given them to

         9       continue that enormous spread between the

        10       interest rates that they charge and the cost of

        11       money, at the very least, we ought to make sure

        12       that the public is protected to the extent of

        13       providing for life line banking.

        14                      So, Senator Farley, let me just

        15       say you've given us a bare bone bill which does

        16       nothing for the consumers and has really

        17       everything for the financial institutions.  I

        18       tried to point out numerous things that we can

        19       do that they're not outrageous, they're not

        20       immoral.  They would not do economic harm.

        21                      On the contrary, they would be

        22       good for the economy of this state.  You've

        23       talked about jobs. These are provisions that











                                                             
6699

         1       will help the economy of the state and there's

         2       others that I haven't brought up, because I

         3       don't want to take more time, which would

         4       require banks to disclose what small business

         5       loans they're making so we would know.  Just as

         6       we try to find out where the banks are red

         7       lining in mortgages, we ought to find out are

         8       they making small business loans to the

         9       communities that they serve.

        10                      These are important matters; they

        11       should be in a bill, Senator Farley.  You have

        12       the responsibility seeing that the consumer gets

        13       some benefit out of permanentizing deregulation

        14       in this state, and I hope that before this

        15       session ends, whenever that is, that we're going

        16       to see some of these provisions in a bill.

        17                      In the meantime, Senator Farley,

        18       I think that your bill should get a nay vote.

        19                      SENATOR MARKOWITZ:  Mr.

        20       President.

        21                      ACTING PRESIDENT VOLKER:  Senator

        22       Markowitz, on the bill.

        23











                                                             
6700

         1                      SENATOR MARKOWITZ:  Yes, I have a

         2       question on this amendment of Senator Farley if

         3       I may.  Senator, may I ask you a question on

         4       this.  On the life line issue that Senator

         5       Leichter brings forward, didn't you serve many

         6       years as the chairman of the Senate Committee on

         7       Aging?

         8                      SENATOR FARLEY:  I did, and I had

         9       the distinction of having Senator Markowitz as

        10       my ranking person.

        11                      SENATOR MARKOWITZ:  Yes, thank

        12       you.  Thank you.  I was proud to be your ranking

        13       member.

        14                      SENATOR FARLEY:  Let me just

        15       address this.  Even though it's going to hurt

        16       me, but I'm going to vote against this

        17       amendment.  This house has nothing against life

        18       line.  We supported -- as a matter of fact,

        19       Assemblyman Farrell has got Calendar 420 with

        20       life line in it, geographic restrictions, and -

        21       what else? -- small business disclosure.  If he

        22       sends that over, we'll pass it in a minute.

        23       Pass it in a minute.  It's got permanency in it,











                                                             
6701

         1       too.  But we have no quarrel with it.  It's all

         2       part of the negotiations.

         3                      ACTING PRESIDENT VOLKER:  Senator

         4       Markowitz.

         5                      SENATOR MARKOWITZ:  I wanted to

         6       complete what I was saying.  I know that Senator

         7       Farley has certainly shown his interest in

         8       advancing the cause of the elderly, and I just

         9       want to advance, if I may, that many seniors

        10       during the course of my experiences with them

        11       have indicated over and over again of their

        12       inability to be able to afford banking

        13       services.  They live on SSI.  Not every senior

        14       resides in a single-family home with an acre or

        15       two of land, but many live day to day, month to

        16       month on their Social Security and SSI checks,

        17       maybe a very small pension or maybe a son or a

        18       daughter helping them out a bit, and it seems to

        19       me that the banks have an obligation especially

        20       to this segment of the population to provide the

        21       kind of basic services.

        22                      One other thing, Senator

        23       Leichter, this is something I discussed with you











                                                             
6702

         1       previously, on the question of interest rates on

         2       credit cards, there is no question that it's

         3       encouraging that there is greater competition

         4       today.  Any intelligent consumer, Senator, any

         5       intelligent consumer that wants to get a credit

         6       card at lower interest rates can get a credit

         7       card for lower interest rates.

         8                      To me, I'm happy about the fact

         9       that there is a competitive atmosphere today in

        10       the credit card field.  It's true there is

        11       competition.  Thank God, the banks are competing

        12       with each other, and the consumer really in the

        13       last year or two has an ability now to find

        14       cheaper credit card companies.  And it's true.

        15       If they want to make the effort -- if they want

        16       to make the effort, it's happening.  It really

        17       is happening.

        18                      But on life line, I hope that you

        19       will join with me, Senator -- you will join with

        20       me, and I would like you to accept this

        21       amendment.  Why don't we break right now.  You

        22       could say, yes, this one I accept.

        23                      So I will sit down and I'm going











                                                             
6703

         1       to wait to hear your response.

         2                      ACTING PRESIDENT VOLKER:  Senator

         3       Leichter, do you want to pursue that amendment?

         4       We have recovered the amendments.

         5                      SENATOR LEICHTER:  Okay.  Thank

         6       you, Mr. President.  In that event, I will move

         7       the amendment.  I have already explained it.

         8       Let me also thank the desk.  I know it's not

         9       easy to keep track of so many amendments.  You

        10       did a wonderful job, and I appreciate it and

        11       thank you.

        12                      And I now move the amendment on

        13       life line banking.

        14                      ACTING PRESIDENT VOLKER:  On

        15       Senator Leichter's final amendment.  All those

        16       in favor, say aye.

        17                      (Response of "Aye.")

        18                      All those opposed, nay.

        19                      (Response of "Nay.")

        20                      The nays have it.  The amendment

        21       is defeated.

        22                      Read the last section.

        23                      THE SECRETARY:  Section 8.  This











                                                             
6704

         1       act shall take effect immediately.

         2                      ACTING PRESIDENT VOLKER:  Call

         3       the roll.

         4                      (The Secretary called the roll. )

         5                      THE SECRETARY:  Senator Onorato

         6       to explain his vote.

         7                      SENATOR ONORATO:  Mr. President.

         8       I rise -- I heartily concur with the amendments

         9       that Senator Leichter brought forth here, but I

        10       also want to assure my colleagues as the ranking

        11       member on Banking that I have the assurances of

        12       Assemblyman Farrell that current negotiations

        13       are taking place that will include notification

        14       to provide life line banking, no geographic

        15       discrimination, small business loan fund, small

        16       business loan disclosure, an '800' number for

        17       interest rates on credit cards, and I have been

        18       assured that these -- if none of these things

        19       are going to be included in the current bill,

        20       it's not going to go anywhere.

        21                      So I'm going to vote for the

        22       current bill with the assurances that we will

        23       see the light of day on these other amendments











                                                             
6705

         1       that you brought forth today.

         2                      ACTING PRESIDENT VOLKER:  Senator

         3       Onorato in the affirmative.

         4                      This is on the bill, yes.

         5                      THE SECRETARY:  Those recorded in

         6       the negative on Calendar Number 174 are Senators

         7       Connor, Espada, Leichter, Mendez, and Smith.

         8                      ACTING PRESIDENT VOLKER:  Senator

         9       Farley, why do you rise? Do you want to explain

        10       your vote, Senator?

        11                      SENATOR FARLEY:  Just explain my

        12       vote.  Let me congratulate Senator Leichter on,

        13       I think, a record amount of amendments that I

        14       have seen -- fourteen.  But let me assure my

        15       colleagues this is a terribly important issue,

        16       and what Senator Onorato has said is so true.

        17       We've still got time on this one.  We're still

        18       working together.  Assemblyman Farrell has

        19       cooperated very, very well.  We're trying to put

        20       this together.  I think that we will.  I

        21       appreciate the support of all my colleagues on

        22       this bill.

        23                      I vote aye.











                                                             
6706

         1                      ACTING PRESIDENT VOLKER:  Senator

         2       Farley in the affirmative.

         3                      THE SECRETARY:  Ayes 52, nays 5.

         4                      ACTING PRESIDENT VOLKER:  The

         5       bill is passed.

         6                      Senator Present.

         7                      SENATOR PRESENT:  Can we go back

         8       to regular order.

         9                      ACTING PRESIDENT VOLKER:  Senator

        10       Present.  We'll proceed with regular order.

        11                      THE SECRETARY:  On page 4,

        12       Calendar Number 59, by Senator Hannon, Senate

        13       Bill Number 279B.

        14                      SENATOR PRESENT:  Lay it aside

        15       temporarily.

        16                      ACTING PRESIDENT VOLKER:  Lay

        17       that bill aside.

        18                      THE SECRETARY:  Calendar Number

        19       102, by Senator Bruno, Senate Bill Number 2354B.

        20                      ACTING PRESIDENT VOLKER:  Lay

        21       that bill aside.

        22                      THE SECRETARY:  Calendar Number

        23       591, by Senator Kuhl, Senate Bill Number 4426A,











                                                             
6707

         1       Agriculture and Markets Law.

         2                      ACTING PRESIDENT VOLKER:  Read

         3       the last section.

         4                      SENATOR GOLD:  Hold on one

         5       second.  Last section.

         6                      SENATOR DOLLINGER:  What is the

         7       bill?

         8                      SENATOR GOLD:  Hold on.

         9                      ACTING PRESIDENT VOLKER:  591,

        10       Senator Kuhl.

        11                      SENATOR GOLD:  Last section.

        12                      ACTING PRESIDENT VOLKER:  Read

        13       the last section.

        14                      THE SECRETARY:  Section 2.  This

        15       act shall take effect immediately.

        16                      ACTING PRESIDENT VOLKER:  Call

        17       the roll.

        18                      (The Secretary called the roll. )

        19                      THE SECRETARY:  Ayes 57.

        20                      ACTING PRESIDENT VOLKER:  The

        21       bill is passed.

        22                      SENATOR PRESENT:  Go back to 59.

        23                      THE SECRETARY:  Calendar Number











                                                             
6708

         1       59, by Senator Hannon, Senate Bill Number 279B,

         2       authorize payment in lieu of taxes by the county

         3       of Nassau.

         4                      SENATOR GOLD:  Explanation.

         5                      ACTING PRESIDENT VOLKER:

         6       Explanation requested by Senator Gold.

         7                      Senator Hannon.

         8                      SENATOR HANNON:  Yes, Mr.

         9       President.  In one of the school districts

        10       within my district, there is presently a large

        11       municipal hospital which is a teaching facility

        12       for physicians which provides residential

        13       apartments to residents, interns and teachers at

        14       the teaching facility.  This would allow the

        15       county within which it's located and which owns

        16       the medical facility to pay monies to the school

        17       district in regard to what would be the tuition

        18       to cover the cost of educating the children of

        19       those physicians.

        20                      This bill has passed in the

        21       Senate slightly different variation in 1990,

        22       1991 and 1992.

        23                      ACTING PRESIDENT VOLKER:  Senator











                                                             
6709

         1       Gold.

         2                      SENATOR GOLD:  Senator yield to a

         3       question?

         4                      SENATOR HANNON:  Yes.

         5                      ACTING PRESIDENT VOLKER:  Senator

         6       Hannon yields.

         7                      SENATOR GOLD:  It has only passed

         8       the one house, is that it, and not both houses?

         9                      SENATOR HANNON:  Actually in

        10       different versions -- and it's only been very

        11       slightly different versions -- it has passed one

        12       or two times in the past.  This version as it is

        13       here is permissive instead of mandatory on the

        14       part of the county and is a version I am told

        15       that is acceptable to the Assembly by the

        16       Majority Assemblyperson who is handling it in

        17       the Assembly.

        18                      ACTING PRESIDENT VOLKER:  Read

        19       the last section.

        20                      THE SECRETARY:  Section 2.  This

        21       act shall take effect immediately.

        22                      ACTING PRESIDENT VOLKER:  Call

        23       the roll.











                                                             
6710

         1                      (The Secretary called the roll. )

         2                      THE SECRETARY:  Ayes 57.

         3                      ACTING PRESIDENT VOLKER:  The

         4       bill is passed.

         5                      THE SECRETARY:  Calendar Number

         6       900, by Senator Marchi, Senate Bill Number

         7       3919C, an act to amend Chapter 812 of the Laws

         8       of 1983, amending the Navigation Law.

         9                      SENATOR GOLD:  Explanation.

        10                      ACTING PRESIDENT VOLKER:  Senator

        11       Marchi, explanation requested by Senator Gold.

        12                      SENATOR MARCHI:  Yes.  Mr.

        13       President, this extends until June 30, 1995, the

        14       authority of the board of commissioners to

        15       continue in their present role as advisors to

        16       the Legislature, to the Governor, on pilotage

        17       matters, their role in establishing licensure,

        18       bonding and regulation and disciplining of

        19       pilots.

        20                      It also provides for changing the

        21       present methods of appointment to the board of

        22       commissioners.  Now, it's three members by the

        23       Chamber of Commerce and Industry in New York.











                                                             
6711

         1       They recommend three.  Two are recommended by

         2       the marine insurance business companies, and one

         3       member is appointed by the Governor.

         4                      That is not changed, but there is

         5       an added requirement that four members of the

         6       board have experience as a licensed deck officer

         7       in the United States Merchant Marine or an

         8       unrestricted line officer in the United States

         9       Naval Service or a commissioned officer in the

        10       United States Coast Guard service and commanded

        11       a navigation watch on an ocean-going vessel.

        12                      There are four presently on the

        13       board who have that experience.  The remaining

        14       two commissioners shall have a minimum of five

        15       years experience in the maritime industry.

        16       There are two members that are presently on the

        17       board and they would remain on the board and if

        18       a vacancy occurs, if it's one of the two that

        19       are one of the two exceptions, experience in the

        20       maritime industry would qualify them.

        21                      Some objection to the prior

        22       arrangement, the experience as a watch officer

        23       on an ocean-going vessel made it almost











                                                             
6712

         1       impossible, virtually impossible in present

         2       circumstances to have a woman serve on the board

         3       of commissioners, and there is now a woman

         4       member on that board, and she would remain, and

         5       she has experience in the -- in the -- so this

         6       would be -- this would, in effect, safeguard

         7       that that requirement would be projected forward

         8       and, at the same time, we would specify

         9       something that exists presently.  Four of those

        10       six members have that experience as licensed -

        11       as officers with requisite experience and

        12       command at sea.

        13                      I might add that I have that

        14       experience myself.  I would qualify here except

        15       I am too old, I guess, and I have no intention

        16       of doing it, but it's important that we continue

        17       them.  Actually, they lose their voice unless we

        18       project the role that they've been exercising

        19       for some 200 years in this state unless we

        20       extend the present chapter of the Laws of 1983

        21       which was the last time we addressed this issue.

        22                      ACTING PRESIDENT VOLKER:  Read

        23       the last section.











                                                             
6713

         1                      SENATOR GOLD:  Mr. President.

         2                      ACTING PRESIDENT VOLKER:  Senator

         3       Gold.

         4                      SENATOR GOLD:  Will the Senator

         5       yield to a question?

         6                      SENATOR MARCHI:  Yes.

         7                      ACTING PRESIDENT VOLKER:  Senator

         8       Marchi will yield.

         9                      SENATOR GOLD:  Senator, this is

        10       one of those bills that sunsets, and I know,

        11       Senator, that whereas people have been walking

        12       in and out of the chamber, you are one of those

        13       loyal members who listens to debates and stays

        14       with us.  And you recall Senator Farley saying a

        15       sunset is like a gun to the head.  Senator, is

        16       there a reason why we are merely extending this

        17       gun to the head rather than permanentizing

        18       this?

        19                      SENATOR MARCHI:  Well, to be

        20       perfectly frank, there is still considerable

        21       dialogue going on on the way this board of

        22       commissioners is to be constituted.  I would

        23       have no objection to making it permanent, but in











                                                             
6714

         1       deference to those who would like to see more

         2       experience with it in a role and function that

         3       may undergo some redefinition -- this is an old

         4       law.  I mean we give the responsibility of the

         5       appointment of half of these people to this

         6       Chamber of Commerce and Industry.  I don't know

         7       whether that is appropriate any more really, but

         8       it has going for it that it has served us well,

         9       and it gives us another period.

        10                      We are making some marked changes

        11       here.  These are the first changes that we've

        12       had in the law, really, any substantive changes

        13       since the inception of the system.  So I feel

        14       that we're not taking any great risks here.  And

        15       if we wish to permanentize it, we're not

        16       precluded from doing this in the future.

        17                      ACTING PRESIDENT VOLKER:  Senator

        18       Gold.

        19                      SENATOR GOLD:  Mr. President, if

        20       I could ask just one more question.

        21                      SENATOR MARCHI:  Yes.

        22                      SENATOR GOLD:  Senator Marchi,

        23       you said that there is some discussion still











                                                             
6715

         1       going on.  It is your bill, not the Assembly

         2       bill in front of us; is that correct?

         3                      SENATOR MARCHI:  Yes.

         4                      SENATOR GOLD:  Senator, is this

         5       an agreed to bill, or do I read from your

         6       remarks -

         7                      SENATOR MARCHI:  They have a

         8       companion bill.

         9                      SENATOR GOLD:  No, I know they

        10       do, but what I'm saying is that we're passing

        11       your bill.  Did I read in your remarks that

        12       there are still discussions going on, and there

        13       might be -- and this is not an agreed bill?

        14                      SENATOR MARCHI:  No, I -- no,

        15       this is an agreed bill.

        16                      SENATOR GOLD:  It is an agreed

        17       bill.

        18                      SENATOR MARCHI:  Yes.

        19                      SENATOR GOLD:  But there is no

        20       agreement on making it permanent.

        21                      SENATOR MARCHI:  But I'm not

        22       going to say that there aren't people thinking

        23       about redefining function and composition in the











                                                             
6716

         1       future, but this is an agreed bill.  Mrs.

         2       Connelly is my co-sponsor in the Assembly, and

         3       she will carry the bill and she is committed to

         4       assisting in its enactment.

         5                      ACTING PRESIDENT VOLKER:  Read

         6       the last section.

         7                      THE SECRETARY:  Section 2.  This

         8       act shall take effect immediately.

         9                      ACTING PRESIDENT VOLKER:  Call

        10       the roll.

        11                      (The Secretary called the roll. )

        12                      THE SECRETARY:  Ayes 58.

        13                      ACTING PRESIDENT VOLKER:  The

        14       bill is passed.

        15                      THE SECRETARY:  Calendar Number

        16       950, by Senator Hannon, Senate Bill Number 4872,

        17       an act in relation to the duration of the

        18       eligible list for police officer in the county

        19       of Nassau.

        20                      SENATOR GOLD:  Explanation.

        21                      ACTING PRESIDENT VOLKER:  Home

        22       rule message is at the desk.

        23                      Explanation requested by Senator











                                                             
6717

         1       Gold.  Senator Hannon.

         2                      SENATOR HANNON:  This legislation

         3       delays the expiration of the eligible list for

         4       hiring village police officers in Nassau

         5       County.  Current list expired -

         6                      SENATOR GOLD:  Sorry, Senator.

         7       It's not your fault.

         8                      SENATOR HANNON:  This legislation

         9       delays the expiration of an eligible list for

        10       hiring village police officers in Nassau

        11       County.  The current list expired in early May

        12       of this year, but no examination is further

        13       scheduled for this year.  So it's necessary in

        14       order that the villages might have a list to

        15       hire from to extend the eligibility of this

        16       list.

        17                      ACTING PRESIDENT VOLKER:  Senator

        18       Gold.

        19                      SENATOR GOLD:  (There was no

        20       reply. )

        21                      ACTING PRESIDENT VOLKER:  Read

        22       the last section.

        23                      THE SECRETARY:  Section 2.  This











                                                             
6718

         1       act shall take effect immediately.

         2                      ACTING PRESIDENT VOLKER:  Call

         3       the roll.

         4                      (The Secretary called the roll. )

         5                      THE SECRETARY:  Ayes 59.

         6                      ACTING PRESIDENT VOLKER:  The

         7       bill is passed.

         8                      THE SECRETARY:  Calendar Number

         9       951, by Senator Stafford, Senate Bill Number

        10       4963A.

        11                      SENATOR GOLD:  Can we have one

        12       day on this, please.

        13                      SENATOR STAFFORD:  Yes.

        14                      SENATOR PRESENT:  Lay it aside

        15       for the day.

        16                      ACTING PRESIDENT VOLKER:  The

        17       bill is laid aside for one day.

        18                      THE SECRETARY:  Calendar Number

        19       1158, by member of the Assembly Connelly,

        20       Assembly Bill Number 2396A, Environmental

        21       Conservation Law.

        22                      SENATOR PRESENT:  Lay it aside.

        23                      ACTING PRESIDENT VOLKER:  Lay











                                                             
6719

         1       that bill aside.

         2                      THE SECRETARY:  Calendar Number

         3       1217, by Senator Hannon, Senate Bill Number

         4       4972, making an appropriation in the Department

         5       of Transportation.

         6                      SENATOR GOLD:  Explanation.

         7                      ACTING PRESIDENT VOLKER:  Senator

         8       Hannon, Senator Gold requests an explanation.

         9                      SENATOR HANNON:  This bill

        10       authorizes the construction of noise abatement

        11       structures along Route 135 in the town of Oyster

        12       Bay.

        13                      ACTING PRESIDENT VOLKER:  Read

        14       the last section.

        15                      SENATOR DOLLINGER:  Mr.

        16       President.

        17                      ACTING PRESIDENT VOLKER:  Senator

        18       Dollinger.

        19                      SENATOR DOLLINGER:  Senator

        20       Hannon yield to a question?

        21                      ACTING PRESIDENT VOLKER:  Senator

        22       Hannon yield?

        23                      SENATOR HANNON:  Yes.











                                                             
6720

         1                      SENATOR DOLLINGER:  Senator, this

         2       doesn't involve, the Oyster Bay noise abatement

         3        -- in my district we have several areas along

         4       Route 490 which need noise abatement.  My

         5       question is, just generally, do you know what

         6       the status of noise abatement funds in the state

         7       of New York and whether there are funds

         8       available; and, if so, where they can be located

         9       so that I could seek similar treatment for the

        10       city of Rochester?

        11                      SENATOR HANNON:  No.  I don't

        12       know.  You asked me do I know, and I don't.

        13                      SENATOR DOLLINGER:  Thank you.

        14                      ACTING PRESIDENT VOLKER:  Read

        15       the last section.

        16                      THE SECRETARY:  Section 2.  This

        17       act shall take effect immediately.

        18                      ACTING PRESIDENT VOLKER:  Call

        19       the roll.

        20                      (The Secretary called the roll. )

        21                      THE SECRETARY:  Ayes 59.

        22                      ACTING PRESIDENT VOLKER:  The

        23       bill is passed.











                                                             
6721

         1                      THE SECRETARY:  Calendar Number

         2       1236, by Senator Stafford, Senate Bill Number

         3       5866A, create a motor carrier advisory council.

         4                      ACTING PRESIDENT VOLKER:  Read

         5       the last section.

         6                      THE SECRETARY:  Section 2.  This

         7       act shall take effect immediately.

         8                      ACTING PRESIDENT VOLKER:  Call

         9       the roll.

        10                      (The Secretary called the roll. )

        11                      THE SECRETARY:  Ayes 59.

        12                      ACTING PRESIDENT VOLKER:  The

        13       bill is passed.

        14                      THE SECRETARY:  Calendar Number

        15       1250, by Senator Hannon.

        16                      SENATOR PRESENT:  Lay it aside.

        17                      ACTING PRESIDENT VOLKER:  Lay

        18       that bill aside.

        19                      THE SECRETARY:  Calendar Number

        20       1260, by the Senate Committee on Rules, Senate

        21       Bill Number 5853A, an act to amend the General

        22       Municipal Law.

        23                      SENATOR GOLD:  Explanation.











                                                             
6722

         1                      ACTING PRESIDENT VOLKER:

         2       Explanation requested.

         3                      SENATOR PRESENT:  Lay it aside

         4       temporarily.

         5                      ACTING PRESIDENT VOLKER:  Lay

         6       that bill aside temporarily.

         7                      THE SECRETARY:  Calendar Number

         8       1262, by Senator Johnson, Senate Bill Number

         9       5900, an act to amend the Environmental

        10       Conservation Law.

        11                      SENATOR GOLD:  Explanation.

        12                      ACTING PRESIDENT VOLKER:  Senator

        13       Johnson, explanation requested by Senator Gold.

        14                      SENATOR JOHNSON:  Lay it aside.

        15                      ACTING PRESIDENT VOLKER:  Lay

        16       that bill aside.

        17                      THE SECRETARY:  Calendar Number

        18       1313, by Senator Daly, Senate Bill Number 5253A,

        19       an act to amend the Real Property Law.

        20                      SENATOR GOLD:  Explanation.

        21                      ACTING PRESIDENT VOLKER:  Senator

        22       Gold requests an explanation from Senator Daly.

        23                      SENATOR DALY:  Mr. President,











                                                             
6723

         1       this bill contains technical amendments to the

         2       real estate disclosure bill that we passed only

         3       two years ago.  It corrects certain technical

         4       errors.  It clarifies the law with respect to

         5       broker's agents and amends the text of the

         6       disclosure form to make reference to rental

         7       transactions.

         8                      SENATOR GOLD:  Will the Senator

         9       yield to a question?

        10                      SENATOR DALY:  Certainly.

        11                      ACTING PRESIDENT VOLKER:  Senator

        12       Daly yields.

        13                      SENATOR GOLD:  Senator, there is

        14       a sunset in the law today, and you are

        15       suggesting we make it permanent rather than

        16       extend it?

        17                      SENATOR DALY:  Yes.

        18                      SENATOR GOLD:  Any reason why

        19       this couldn't be one of our good old extender

        20       bills? I mean is this the kind of thing Abe

        21       Lincoln would make permanent?

        22                      SENATOR DALY:  (Laughter.) Well,

        23       Senator, we feel that you are having fun enough











                                                             
6724

         1       with the expiration dates and the expiration

         2       bills that we have to deal with right now.  We

         3       don't want to add to that fun.

         4                      Frankly, Senator, we're being

         5       rather nasty in doing this.

         6                      SENATOR GOLD:  You're what?

         7                      SENATOR DALY:  Being rather

         8       nasty.

         9                      SENATOR GOLD:  Aw, you can say

        10       that, because when you take your glasses off,

        11       you can still see.  I can't see with my glasses

        12       off.

        13                      Last section.

        14                      ACTING PRESIDENT VOLKER:  Read

        15       the last section.

        16                      THE SECRETARY:  Section 2.  This

        17       act shall take effect immediately.

        18                      ACTING PRESIDENT VOLKER:  Call

        19       the roll.

        20                      (The Secretary called the roll. )

        21                      THE SECRETARY:  Ayes 59.

        22                      ACTING PRESIDENT VOLKER:  The

        23       bill is passed.











                                                             
6725

         1                      THE SECRETARY:  Calendar Number

         2       1338, by Senator Hannon.

         3                      SENATOR PRESENT:  Lay it aside.

         4                      ACTING PRESIDENT VOLKER:  Lay the

         5       bill aside.

         6                      THE SECRETARY:  Calendar Number

         7       1364, by Senator Skelos, Senate Bill Number

         8       2623A, an act to amend the Tax Law.

         9                      SENATOR GOLD:  Will the Senator

        10       yield to a question?

        11                      ACTING PRESIDENT VOLKER:  Senator

        12       Skelos yields.

        13                      Senator Gold.

        14                      SENATOR GOLD:  Senator, in the

        15       Rules Committee meeting, and you know the way

        16       the Rules Committee meeting works -- you know,

        17       you get bills and you are supposed to absorb the

        18       knowledge through your fingers.  You don't have

        19       a chance to read them too much.  But one of the

        20       counsels said something which seemed to lead us

        21       to believe that in some way income tax reports

        22       would be made available to the title companies

        23       under this bill.  Now, is that a proper











                                                             
6726

         1       construction?

         2                      SENATOR SKELOS:  No, I don't

         3       believe -- I think that's stretching it a bit.

         4       This is just to certify title and to make sure

         5       estate tax returns have been paid.

         6                      SENATOR GOLD:  Well, Senator,

         7       that's what I'm trying to get at.  I don't want

         8       to oppose something if the counsels did not

         9       explain it properly.  We're dealing with secrecy

        10       requirements, et cetera, et cetera.  What

        11       exactly does get opened up and available to the

        12       title people under your bill?

        13                      SENATOR SKELOS:  The estate tax

        14       returns.

        15                      SENATOR GOLD:  The estate tax

        16       returns.

        17                      SENATOR SKELOS:  (Nodding. )

        18                      SENATOR GOLD:  And just so I

        19       understand it, what is the purpose of making

        20       that return available?

        21                      SENATOR SKELOS:  Why to make it

        22       available for inspection?

        23                      SENATOR GOLD:  To the title











                                                             
6727

         1       company, yes.

         2                      SENATOR SKELOS:  To certify

         3       title.  As they transfer a property, to make

         4       sure all estate taxes have been paid.

         5                      SENATOR GOLD:  Well, Senator, if

         6       you will yield to a question?

         7                      SENATOR SKELOS:  Sure.

         8                      ACTING PRESIDENT VOLKER:  Senator

         9       yields.

        10                      SENATOR GOLD:  We have been

        11       transferring title in this state for hundreds of

        12       years without this being a problem.  What is the

        13       problem?

        14                      SENATOR SKELOS:  Apparently the

        15       laws were changed in 1990.

        16                      SENATOR GOLD:  The what, sir?

        17                      SENATOR SKELOS:  Chapter 190 of

        18       the Laws of 1990 apparently added some secrecy

        19       requirements, and the bar association of the

        20       state of New York, which has recommended this

        21       legislation, has found a problem with attorneys

        22       and abstracters going in and being able to look

        23       at an estate tax return as they could in the











                                                             
6728

         1       past as you rightfully pointed out in order to

         2       certify title.

         3                      SENATOR GOLD:  Well, if the

         4       Senator will yield to a question?

         5                      SENATOR SKELOS:  Sure.

         6                      SENATOR GOLD:  I certainly

         7       respect the bar association, and I don't want to

         8       be difficult, but something -- something is

         9       eluding me.  The only way you get involved with

        10       a title company, I assume, is if there is a sale

        11       between either two people of the estate and

        12       someone; and, Senator, it seems to me that the

        13       parties involved in these situations cooperate

        14       fully with their title companies and they

        15       provide documents back and forth to the title

        16       company, and I can understand where, if I was

        17       buying a piece of property, I would certainly

        18       not want to buy it if there was a lien or a tax

        19       lien.  But why would that not be handled in the

        20       normal course by somebody producing the

        21       document? In other words, if they don't produce

        22       the document, the title company won't certify,

        23       there is no sale, and the seller could be in











                                                             
6729

         1       default.  I don't understand why we are opening

         2       up through another avenue tax returns whether

         3       they be estate returns or any other returns.

         4                      SENATOR SKELOS:  Senator Gold, I

         5       do not actively practice law, so I'm not in the

         6       real estate aspect of the practice of law;

         7       however, the bar association has indicated to

         8       our office that there is a problem with certain

         9       secrecy requirements that were passed in Chapter

        10       190 of the Laws of 1990 that I mentioned to you,

        11       and there is a problem with getting certified

        12       title without their ability to directly inspect

        13       the estate, that the estate taxes have been

        14       paid.

        15                      SENATOR GOLD:  Will you yield to

        16       one last question?

        17                      SENATOR SKELOS:  Sure.

        18                      ACTING PRESIDENT VOLKER:  Senator

        19       Skelos yields.

        20                      SENATOR GOLD:  Senator, an estate

        21       tax return is a document that's prepared by the

        22       estate or by someone and is or is not filed in a

        23       timely manner. If I were closing a piece of











                                                             
6730

         1       property for you as my client, I don't think I

         2       would give one figure about a tax return.  I

         3       would want a document from the state Department

         4       of Taxation and Finance telling me that the

         5       taxes are paid and that there is no lien on the

         6       property.

         7                      I don't understand why this bill

         8       is necessary to show somebody a tax return.

         9       What the person is entitled to and certainly I

        10       would insist if I were your lawyer, at the

        11       exaggerated fees I charge, that I got

        12       certification from the Tax Department so that

        13       you could go to sleep at night.

        14                      So I don't understand it.  I mean

        15       if I'm missing something, I don't want to be

        16       obstreperous, but I don't understand how this

        17       bill solves any particular problem, and why

        18       we're opening up any kind of a tax return.

        19                      SENATOR SKELOS:  I'm just stating

        20       to you that apparently it has arisen as a

        21       problem with the people that actively practice

        22       law in this type of area with abstracters, with

        23       people that do title searches, and the Bar











                                                             
6731

         1       Association of the state of New York has asked

         2       me to introduce this legislation which they feel

         3       would rectify their situation. That's my answer.

         4                      SENATOR GOLD:  All right.

         5       Senator, will you do me one favor.  I raised the

         6       issues in Rules, and I was hoping that it was

         7       something that would have been discussed with

         8       you.  I don't want to oppose it.  I really want

         9       to understand it. Could we lay it aside

        10       temporarily?

        11                      SENATOR SKELOS:  Absolutely.

        12                      SENATOR GOLD:  Maybe just let's

        13       find out why it's necessary.  If it's necessary,

        14       I don't have the slightest problem doing it.

        15                      SENATOR SKELOS:  Okay.  Lay it

        16       aside.  That's a fair request.

        17                      SENATOR GOLD:  All right.  Thank

        18       you. I appreciate your courtesy.

        19                      ACTING PRESIDENT VOLKER:  The

        20       bill is laid aside temporarily by the sponsor.

        21                      THE SECRETARY:  Calendar Number

        22       1371.

        23                      SENATOR PRESENT:  Lay it aside.











                                                             
6732

         1                      ACTING PRESIDENT VOLKER:  Lay the

         2       bill aside.

         3                      THE SECRETARY:  Calendar Number

         4       1398, by Senator Pataki, Senate Bill Number

         5       5576A.

         6                      SENATOR PATAKI:  Lay it aside.

         7                      ACTING PRESIDENT VOLKER:  Senator

         8       Pataki lays the bill aside.

         9                      THE SECRETARY:  Calendar Number

        10       1391, by Senator Lack, Senate Bill Number 5886A,

        11       Workers' Compensation Law.

        12                      SENATOR PRESENT:  Lay it aside.

        13                      ACTING PRESIDENT VOLKER:  Lay it

        14       aside.

        15                      THE SECRETARY:  Calendar Number

        16       1409, by Senator Levy, Senate Bill Number 1196A,

        17       establish a temporary state commission on real

        18       property taxation.

        19                      ACTING PRESIDENT VOLKER:

        20       Explanation requested.  Senator Levy.

        21                      SENATOR LEVY:  Senator Gold, as

        22       I'm sure you recall, I think you and I -

        23                      SENATOR GOLD:  Will you yield to











                                                             
6733

         1       one question?

         2                      SENATOR LEVY:  Sure, certainly.

         3                      ACTING PRESIDENT VOLKER:  Senator

         4       Levy yields.

         5                      SENATOR GOLD:  Is this bill

         6       amended from last year's bill?

         7                      SENATOR LEVY:  No, the same bill

         8       as last year.  Probably just a date change.

         9                      SENATOR GOLD:  And one last

        10       question.  Under the bill that's before us the

        11       two Minority Leaders do have appointments?

        12                      SENATOR LEVY:  Yes.

        13                      SENATOR GOLD:  Last section.

        14                      ACTING PRESIDENT VOLKER:  Read

        15       the last section.

        16                      THE SECRETARY:  Section 2.  This

        17       act shall take effect immediately.

        18                      ACTING PRESIDENT VOLKER:  Call

        19       the roll.

        20                      (The Secretary called the roll. )

        21                      THE SECRETARY:  Ayes 59.

        22                      ACTING PRESIDENT VOLKER:  The

        23       bill is passed.











                                                             
6734

         1                      THE SECRETARY:  Calendar Number

         2       1413, by member of the Assembly Colman, Assembly

         3       Bill Number 6859, Executive Law.

         4                      ACTING PRESIDENT VOLKER:  Read

         5       the last section.

         6                      THE SECRETARY:  Section 2. This

         7       act shall take effect immediately.

         8                      ACTING PRESIDENT VOLKER:  Call

         9       the roll.

        10                      (The Secretary called the roll. )

        11                      THE SECRETARY:  Ayes 59.

        12                      ACTING PRESIDENT VOLKER:  The

        13       bill is passed.

        14                      THE SECRETARY:  Calendar Number

        15       1418, by Senator Johnson, Senate Bill Number

        16       5072B, Environmental Conservation Law.

        17                      ACTING PRESIDENT VOLKER:  Read

        18       the last section.

        19                      THE SECRETARY:  Section 2.

        20                      ACTING PRESIDENT VOLKER:  Oh, I'm

        21       sorry.  Explanation requested?

        22                      SENATOR GOLD:  We ask for an

        23       explanation, and I would like the opportunity to











                                                             
6735

         1       get one of my members.

         2                      SENATOR LEICHTER:  Mr. President.

         3                      ACTING PRESIDENT VOLKER:  Senator

         4       Leichter.

         5                      SENATOR LEICHTER:  Senator Levy's

         6       bill that just passed.  Can I ask that we

         7       reconsider the vote by which that bill passed?

         8                      SENATOR GOLD:  1409.

         9                      SENATOR LEICHTER:  1409.

        10                      ACTING PRESIDENT VOLKER:  The

        11       Secretary will call the roll on reconsideration.

        12                      (The Secretary called the roll on

        13       reconsideration. )

        14                      THE SECRETARY:  Ayes 59.

        15                      ACTING PRESIDENT VOLKER:  The

        16       bill is before the house.

        17                      SENATOR LEICHTER:  Lay it aside,

        18       please.

        19                      SENATOR LEVY:  No, no.  At this

        20       point in the session, I want to take the bill

        21       up.

        22                      SENATOR LEICHTER:  No, no, I -

        23       that's fine.











                                                             
6736

         1                      SENATOR GOLD:  I think we're on a

         2       bill.  So whatever the Majority Leader wants to

         3       do.  We can stay with the Johnson bill and come

         4       back or go to the Levy bill, but Senator Levy,

         5       it's not up to you and I to discuss it.

         6                      ACTING PRESIDENT VOLKER:

         7       Senator, I believe we withdrew the roll call on

         8       that bill, and we moved to reconsider this bill.

         9                      SENATOR PRESENT:  We have, and

        10       with Senator Johnson's approval, we will debate

        11       now back 1409.

        12                      SENATOR GOLD:  No objection.

        13                      SENATOR PRESENT:  1409.

        14                      ACTING PRESIDENT VOLKER:  Senator

        15       Levy, on your bill 1409.

        16                      SENATOR LEICHTER:  Senator, I

        17       apologize to you for not being in the chamber.

        18       I did want to make some comments on it.  I am

        19       not aware whether there was even any discussion

        20       or debate or if you had a chance to explain it.

        21       So let me yield to you if you wish to explain

        22       the bill.

        23                      SENATOR LEVY:  Senator, we had











                                                             
6737

         1       this same discussion last year.  I'm only sorry

         2       that the Assembly didn't pass this bill so we

         3       could have been further advanced than we are.

         4                      What this bill does is to create

         5       a commission to look into and come back and

         6       report to us on an alternative to the property

         7       tax for funding elementary and secondary school

         8       education.  The bill and the memo set forth who

         9       has the appointments.

        10                      Senator, those people who pay

        11       property taxes I'm sure overwhelmingly feel, and

        12       rightfully so, that the property tax is a

        13       tremendous burden as it relates to financing

        14       elementary and secondary school education.

        15                      The gravamen of this bill is to

        16       bring people from outside the process to take a

        17       look at the very, very important problems

        18       involved in trying to come up with an approach

        19       that we can focus in on and make a determination

        20       as to whether we're going to go to the income

        21       tax as an alternative to the property tax or

        22       some other revenue raising source to replace the

        23       property tax.











                                                             
6738

         1                      SENATOR LEICHTER:  Mr. President,

         2       if Senator Levy would yield?

         3                      ACTING PRESIDENT VOLKER:  Senator

         4       Levy yields.

         5                      SENATOR LEVY:  Certainly.

         6                      SENATOR LEICHTER:  Senator, I

         7       know we debated this bill.  Am I correct that

         8       last year that bill did not have an

         9       appropriation to it?

        10                      SENATOR LEVY:  No, it had the

        11       identical appropriation it has in it this year.

        12                      SENATOR LEICHTER:  Did it? Okay.

        13       Thank you.

        14                      Mr. President, on the bill.

        15                      ACTING PRESIDENT VOLKER:  On the

        16       bill.

        17                      SENATOR LEICHTER:  I know the

        18       bill is going to pass, but I wanted to recall it

        19       because I just think it is wrong from so many

        20       ways for us to set up a temporary commission to

        21       do what we ought to be doing.  You know there is

        22       no great secret when it comes to taxation. You

        23       can raise money by the income tax, the corporate











                                                             
6739

         1       tax, the sales tax and you got the property

         2       tax.

         3                      Now, we all know that the

         4       property tax is a regressive tax.  It's a

         5       burdensome tax.  It's become a terrible problem

         6       in many communities of this state, certainly

         7       Long Island, Westchester and Rockland, and so

         8       on.  We also know that one of the reasons that

         9       the property tax has gone up is that the

        10       assistance the localities have received from the

        11       federal government have declined precipitously,

        12       and the state has not stepped in.

        13                      Now, many of the things that you,

        14       the Majority, have done here insofar as how you

        15       shape the state budget have determined that real

        16       estate taxes are going to rise.  Having done

        17       that, then you say, well, let's have a study

        18       commission to tell us what we ought to do.

        19                      We have the responsibility.  I

        20       remember in the debate last year, Senator Larkin

        21       said -- and I was really amused by it.  He said,

        22       "Well," he said, "Leichter, we want to bring in

        23       the best and the brightest." My answer was, "The











                                                             
6740

         1       best and the brightest are right here."  These

         2       are the 61 people that the people of the state

         3       said are the best and the brightest. I accept

         4       that.

         5                      Now, we're going to bring in -

         6       what does it mean to bring in people outside of

         7       the process.  You know, somebody is going to,

         8       what? A buffer, insulate us, Senator? Yes, we're

         9       going to have some tough choices.  We've got the

        10       tough choices now.

        11                      We know people are going to say

        12       the real estate tax is a lousy tax.  You ought

        13       to go to the income tax.  Well, let's do it.

        14       Why do we need a commission? Why do we need to

        15       spend $500,000?

        16                      Senator, we're here; we took on

        17       this responsibility. We've got to carry it out.

        18       No commission should be doing the work that

        19       we're doing.  But I particularly dislike the

        20       idea that we've created this situation, and now

        21       we're seeing a commission.

        22                      And, Senator, maybe you can go

        23       back to your community -- and I don't mean to











                                                             
6741

         1       say this pejoratively because I really have the

         2       greatest respect for you.  I think you are a

         3       terrific Senator.  You have always been

         4       particularly courteous to me, and I mean that.

         5       But is that, what, so that we can go back, and

         6       people come and complain to us -- not in my

         7       district.  The real estate is not really a

         8       matter that affects people.  But in your

         9       community, I'm sure people come to you and say,

        10       "Norman, I'm being killed by the real estate

        11       tax."  And you're going to say, "I set up a

        12       commission."

        13                      Well, what's the commission going

        14       to do? I don't think it's fair, Senator. I think

        15       it's obligation shedding on our part.  It's a

        16       waste of $500,000.  We know what the choices

        17       are.  We've got to make them.  That's our job.

        18       We can't escape it through a commission.  We

        19       shouldn't be doing this.

        20                      ACTING PRESIDENT VOLKER:  Senator

        21       Levy.

        22                      SENATOR LEVY:  Senator Leichter,

        23       I wish that the problem was as simple as the











                                                             
6742

         1       level that you have reduced the problem to.

         2                      Senator, number one, we have

         3       involved the issue and the constitutional

         4       concern as to are we going to be able to tax

         5       business and commercial and other nonresidential

         6       property utilizing the property tax and then at

         7       the same time use some other alternative as it

         8       relates to residential property.  That is a

         9       substantial constitutional question.

        10                      In addition to that, Senator, it

        11       is not the question only of the stream of

        12       revenue to replace the property tax, it also is

        13       if you are going to, as an example, use an

        14       income tax.  Is an income tax going to be

        15       applied on a statewide basis? Is it going to be

        16       applied on a county basis? Is it going to be

        17       applied on a regional basis? Are local school

        18       districts going to have the opportunity to have

        19       their own surcharge as it relates to an income

        20       tax, and we could go on for the balance of the

        21       session talking about all of the complex issues

        22       that are intertwined and involved in this

        23       determination.











                                                             
6743

         1                      And I think it is extremely

         2       important to do outside of the legislation and

         3       to put on the commission a wide -- it wasn't

         4       Senator Larkin that talked about the best and

         5       the brightest.  It was me.  And your

         6       responsibility was the same last year as it was

         7       today, and that's what makes elections, horse

         8       races, and discussions of bills.  We have

         9       differences of opinion.

        10                      And I think that this commission

        11       that, hopefully, the Assembly will recognize its

        12       worth and pass the legislation this session, can

        13       do an extremely important job to move this

        14       process forward. The Governor's been talking

        15       about an alternative to the property tax.

        16       Senator LaValle has been talking about it,

        17       others in this Legislature, and I think if we

        18       get outside of the legislative process and bring

        19       in -- bring in through this study a consensus as

        20       to an opinion, I think it will help move the

        21       process forward.

        22                      ACTING PRESIDENT VOLKER:  Senator

        23       LaValle.











                                                             
6744

         1                      SENATOR LAVALLE:  Thank you, Mr.

         2       President.  I think Senator Levy probably hit

         3       the nail on the head, that this debate will

         4       track very closely the debate of last year on

         5       this matter.  But I think it's important to

         6       state, once again, the importance of such a

         7       commission and the focus it would have and the

         8       work that it would do.

         9                      I think it's the right thing at

        10       the right time; because as Senator Levy

        11       indicated, the Governor at the beginning of the

        12       year talked about an income tax.  Some of us

        13       have had legislation.

        14                      And for the first time this year

        15       in the Education Committee, Senator Cook had on

        16       the agenda and the committee reported a bill

        17       that would move from the property tax to the

        18       income tax.

        19                      But, Senator Leichter, if you

        20       were at that committee meeting and the debate on

        21       that bill -- or the discussion, because it

        22       really wasn't a debate.  It was a discussion on

        23       the bill.  The committee members raised numerous











                                                             
6745

         1       questions that would be involved in moving to a

         2       different form in funding education.

         3                      And so we need a group to spend

         4       time that would focus specifically on some of

         5       these alternatives.  But, more importantly, I

         6       think we need to know and the public needs to

         7       know with greater preciseness what the impact

         8       would be on an alternative funding of education.

         9                      And so I think '93 is even more

        10       compelling than '92 for passage and the creation

        11       of such a commission because I think we need

        12       answers now, and the longer we postpone this

        13       commission, I think the longer the people will

        14       be without a viable alternative to the system

        15       that we have.

        16                      SENATOR LEICHTER:  Mr. President.

        17                      ACTING PRESIDENT VOLKER:  Senator

        18       Leichter.

        19                      SENATOR LEICHTER:  Yes.  I don't

        20       want to leave a misconception here, Senator

        21       Levy.  When I said, you know, we know what the

        22       choices are, you're right there are some complex

        23       constitutional and legal questions.  And as we











                                                             
6746

         1       know, just drafting any sort of a tax bill is

         2       complex.  There is no question about it.  But,

         3       essentially, it's a political decision to be

         4       made.  That's what we were elected to do.

         5                      And as far as the complexities of

         6       the issues and Senator LaValle pointed out that,

         7       without doubt, if you accept the Governor's

         8       proposal, what are the consequences and so on,

         9       but why can't we do this? We have an enormous

        10       staff.  We have a legislative budget of $168

        11       million.  We have staff.  We've got some

        12       excellent people on both sides of the aisle.

        13       They have to address this.

        14                      I reject the idea that when it

        15       comes to a tough issue and when it comes to a

        16       complex issue, we say, "Wait a second, not us;

        17       set up a commission."

        18                      We've got that responsibility,

        19       and I think that we've got the ability to do

        20       it.  And if it is so super complex that we can't

        21       do it, our staff, with $168 million worth of

        22       staff, the best staff you can buy for $168

        23       million, if they can't do this, you are going to











                                                             
6747

         1       be able to do that by setting up a commission

         2       with $500,000?

         3                      I think -- well, when you take a

         4       look at Congress and some of the things that

         5       they've done, you know, they will do inevitably

         6       through their committees.  And when they've

         7       tried to go outside of it, outside of the

         8       committee structure, it's created more

         9       difficulties.  And it comes down to us anyhow.

        10       We're going to have to cast a vote.  We should

        11       fashion a solution.  This is not the way to go.

        12       This is obligation shedding without question.

        13                      ACTING PRESIDENT VOLKER:  Senator

        14       Stavisky.

        15                      SENATOR STAVISKY:  Mr.

        16       President.  Any time we don't want to do

        17       something we create a commission, and we've had

        18       this experience with Governor Rockefeller

        19       creating commissions, and I will be very

        20       bipartisan about it.  Governor Carey did the

        21       same thing.  When formulas for funding education

        22       were declared to be perhaps unconstitutional,

        23       although unfortunately the Levittown decision











                                                             
6748

         1       came out I think with the wrong conclusion, but

         2       whenever there was a question concerning the

         3       suitability of our funding for education, we

         4       have had governors and legislators create study

         5       commissions.

         6                      It's a marvelous way of doing

         7       nothing, and we have seen that there have not

         8       been major substantive improvements in our

         9       method of funding education.

        10                      I agree with Senator Levy that

        11       our property tax is regressive, and we should

        12       consider alternatives, but I must tell you,

        13       Senator Levy, I don't know whether your proposal

        14       looks at the indices of fiscal -- indices of

        15       fiscal wealth in arriving at a formula.

        16                      I would ask you if you would

        17       yield on that one question.  Will your study

        18       commission examine the suitability of real

        19       property as an index of local wealth?

        20                      ACTING PRESIDENT VOLKER:  Senator

        21       Levy yields.

        22                      SENATOR LEVY:  Senator, we have

        23       not through this legislation sought to











                                                             
6749

         1       circumscribe what the commission has to look

         2       into and what it shall not look into.  We give

         3       the greatest flexibility to the commission once

         4       they focus in on the objective of what their

         5       responsibility is to carry it out and conduct

         6       the study the way they intend to do it.

         7                      SENATOR STAVISKY:  We have

         8       already done certain things to fine tune the

         9       indices of local fiscal capability when the

        10       state provides aid to education, to local school

        11       districts. And some years ago Assemblyman Levy

        12       urged us and we did make some modest changes to

        13       include income as well as real property wealth

        14       in the index of local fiscal wealth.  We did

        15       that in an attempt to respond to one of the

        16       concerns.

        17                      There is a finite source of money

        18       called the taxpayer.  And if you hit the

        19       taxpayer with the income tax which, by the way,

        20       we use for the state contribution to education

        21        -- we can't rely on lottery money primarily.

        22       We use the state income tax.  We use the other

        23       taxes available to the state, and the real











                                                             
6750

         1       property tax not only in New York State but

         2       elsewhere has been used as a means of allowing

         3       the locality to supplement what the state

         4       provides in aid to school districts.

         5                      I am not opposed to what you are

         6       doing.  I have confidence in the Legislature.  I

         7       have confidence in the capability of members of

         8       the Senate and the Assembly through their

         9       standing committees to examine this issue, to

        10       hold hearings.  That's what we're supposed to

        11       do.  We delegate to an outside group, a new

        12       group responsibility that we already have.

        13                      Senator John Marchi labored long

        14       on a means of reforming the governance of the

        15       New York City school system.  Senator Marchi's

        16       group submitted its report.  Show me the actions

        17       that we have taken to implement his proposal or

        18       the action that we've taken to implement the

        19       borough presidents' proposals.  We have not.  Or

        20       the action we have taken to implement the

        21       chancellor's and the mayor's request for

        22       changing governance.

        23                      We can not abdicate our











                                                             
6751

         1       responsibility.  We in the Legislature will

         2       ultimately have to pass whatever is recommended

         3       by a study commission, so we might as well save

         4       some money and ask our standing committees which

         5       have primary responsibility in this field to do

         6       the job.

         7                      If we didn't want to do the job,

         8       a very good diversionary tactic is to create a

         9       temporary commission to study something, which

        10       will then be reported back to us, and we will

        11       have the absolute right to ignore if nobody

        12       wants to do anything.

        13                      I have confidence, Senator Levy,

        14       that if you ask the chairman of our Senate

        15       Education Committee to look at this and the

        16       chairman of the Senate Finance Committee to look

        17       at this and set up a joint committee within our

        18       chamber, I am convinced that we would have

        19       enough expertise within these two committees,

        20       Education and Finance, to be able to come up

        21       with some of the proposals and the answers that

        22       you seek.

        23                      We create temporary groups.  They











                                                             
6752

         1       linger longer than they are needed.  We create

         2       temporary groups on reapportionment, and we keep

         3       them going over a ten-year period when there is

         4       no reapportionment.  And we create a temporary

         5       commission for this and a temporary commission

         6       for that.

         7                      Ask your colleagues in two very

         8       substantive committees, Education and Finance,

         9       to undertake this job and save some money and

        10       avoid having a whole new group embark upon a

        11       hunt, and it may not be the Hunt for Red

        12       October.  It may be the hunt for doing nothing.

        13                      I am not going to discourage you

        14       if this is the way you want to go, but I will

        15       say do not expect too much from this abandonment

        16       of our responsibility.  Because whenever these

        17       special groups have been created in the past,

        18       they produce very little in the field of

        19       education reform.

        20                      I served, when I first came here,

        21       on a Joint Legislative Commission to Revise and

        22       Simplify the Education Law.  It was chaired by a

        23       well respected member of the Senate.  I was just











                                                             
6753

         1       a junior member of the joint legislative

         2       committee.  D. Clinton Dominick, I think some of

         3       the members of the chamber here will remember

         4       his name, a very distinguished, constructive

         5       member of the Legislature.  And there wasn't

         6       much revision of the Education Law.  There was

         7       some.

         8                      But I'm saying that do not look

         9       for long time panaceas when we ought to

        10       encourage the action within our own chamber, by

        11       the standing committees, not by anybody else.

        12                      ACTING PRESIDENT VOLKER:  Read

        13       the last section.

        14                      THE SECRETARY:  Section 2. This

        15       act shall take effect immediately.

        16                      ACTING PRESIDENT VOLKER:  Call

        17       the roll.

        18                      (The Secretary called the roll. )

        19                      THE SECRETARY:  Ayes 57, nays 2.

        20       Senators Espada and Leichter recorded in the

        21       negative.

        22                      ACTING PRESIDENT VOLKER:  The

        23       bill is passed.











                                                             
6754

         1                      SENATOR PADAVAN:  Mr. President.

         2                      ACTING PRESIDENT VOLKER:  Senator

         3       Leichter.  Sorry.

         4                      SENATOR PADAVAN:  Can we take up

         5       Calendar 1364 next?

         6                      SENATOR LEICHTER:  Just one

         7       second.

         8                      ACTING PRESIDENT VOLKER:  Senator

         9       Leichter.

        10                      SENATOR LEICHTER:  Bear with me

        11       one minute.  May I have unanimous consent to be

        12       recorded in the negative on Calendar 900 and

        13       Calendar 1217, please.

        14                      ACTING PRESIDENT VOLKER:  Without

        15       objection, Senator Leichter in the negative on

        16       900 and 1217.

        17                      At the request of the Majority

        18       Leader, we will return to 1364.

        19                      THE SECRETARY:  Calendar Number

        20       1364, by Senator Skelos, Senate Bill Number

        21       2623A, an act to amend the Tax Law.

        22                      SENATOR GOLD:  Last section.

        23                      ACTING PRESIDENT VOLKER:  Read











                                                             
6755

         1       the last section.

         2                      THE SECRETARY:  Section 2.  This

         3       act shall take effect immediately.

         4                      ACTING PRESIDENT VOLKER:  Call

         5       the roll.

         6                      (The Secretary called the roll. )

         7                      THE SECRETARY:  Ayes 59.

         8                      ACTING PRESIDENT VOLKER:  The

         9       bill is passed.  Senator Padavan.

        10                      SENATOR PADAVAN:  Take up

        11       Calendar 1446.

        12                      ACTING PRESIDENT VOLKER:  Clerk

        13       will call up Calendar 1446.

        14                      THE SECRETARY:  Calendar Number

        15       1446, substituted earlier today, by the Assembly

        16       Committee on Rules, Assembly Bill Number 8529,

        17       Estate, Powers and Trusts Law.

        18                      ACTING PRESIDENT VOLKER:  Read

        19       the last section.

        20                      THE SECRETARY:  Section 2.  This

        21       act shall take effect immediately.

        22                      ACTING PRESIDENT VOLKER:  Call

        23       the roll.











                                                             
6756

         1                      (The Secretary called the roll. )

         2                      THE SECRETARY:  Ayes 59.

         3                      ACTING PRESIDENT VOLKER:  The

         4       bill is passed.

         5                      SENATOR PADAVAN:  Regular order,

         6       Mr. President.

         7                      ACTING PRESIDENT VOLKER:  Regular

         8       order will start at 1418.

         9                      THE SECRETARY:  Calendar Number

        10       1418, by Senator Johnson, Senate Bill Number

        11       5072B, Environmental Conservation Law.

        12                      SENATOR OPPENHEIMER:

        13       Explanation.

        14                      ACTING PRESIDENT VOLKER:  Senator

        15       Johnson, explanation requested.

        16                      SENATOR JOHNSON:  Mr. President,

        17       this is the biodiveresity stewardship and

        18       research bill.  This is an agreed bill by the

        19       Assembly environmental committee and ours and

        20       has broad support from all the agencies which

        21       would be involved in this measure, the DEC,

        22       Parks and Recreational, Department of Education,

        23       et cetera.











                                                             
6757

         1                      This is going to provide for a

         2       survey and management of environmentally viable

         3       communities on state lands to study the

         4       biodiveresity out there, to establish the

         5       research institute, and the Education Department

         6       to maintain information on the biodiveresity in

         7       our state.

         8                      Creates a biodiveresity fund to

         9       receive federal, state, and other monies to

        10       establish this work.  We do have a New York

        11       natural heritage program, and biological

        12       survey.  This establishes them in law and

        13       provides them the ability to run a census of

        14       these resources and monitor the status of rare

        15       plants and animals.

        16                      It mandates DEC and OPHRP to

        17       identify, conserve and manage the state lands

        18       and set aside park preserves where these

        19       biologically valuable communities exist.

        20                      It also provides an agency, an

        21       executive board, which shall oversee these

        22       activities, and then they establish a scientific

        23       working group to interrelate with the various











                                                             
6758

         1       agencies here.

         2                      The executive committee would

         3       have appointees, and some of those would be by

         4       the Governor, and others would be by the

         5       Majority and Minority Leader of each house.  So

         6       we're going to have broad representation of

         7       industry, government, and so forth, all parties,

         8       to forward the goals of studying, understanding

         9       and preserving the biodiveresity of our state.

        10                      SENATOR OPPENHEIMER:  Mr.

        11       President.

        12                      ACTING PRESIDENT VOLKER:  Senator

        13       Oppenheimer.

        14                      SENATOR OPPENHEIMER:  Thank you

        15       very much, Mr. President.  I wanted to correct

        16       something that I wasn't sure was generally

        17       noted.  The DEC had said that they had very

        18       serious concerns about the bill, and I just

        19       wanted to apprise people that these serious

        20       concerns really didn't have to do specifically

        21       with the bill but, rather, where the funding

        22       stream would come from and who would be on this

        23       committee that would be created, this Executive











                                                             
6759

         1       committee, which they perceived as being too

         2       political and that without an environmental

         3       trust fund there wouldn't be any money.

         4                      So you are now saying, Senator,

         5       that the DEC is now supporting this?

         6                      SENATOR JOHNSON:  The DEC

         7       expressed serious concerns in a rather arrogant

         8       fashion, in my view, and to think that an

         9       organization headed by a political appointee who

        10       has advisory boards on every level, a political

        11       appointee, should denigrate political appointees

        12       collectively and say they don't want anybody

        13       like that on this board is really the height of

        14       arrogance and ignorance, and I'm quite sure the

        15       commissioner didn't see this because he wouldn't

        16       have put it out.

        17                      SENATOR OPPENHEIMER:  Okay.

        18       Thank you very much.  I would like to speak on

        19       the bill a moment because I think Senator

        20       Johnson has clearly said several of the things

        21       that I wanted to say, because I didn't want us

        22       to be distracted by the fact that DEC had

        23       serious concerns because I didn't feel, as you,











                                                             
6760

         1       that they were.

         2                      We did call up some of our

         3       environmental groups, and every one seems to

         4       support it.  New York State Parks and Rec by the

         5       phone said yes.  Scenic Hudson said yes.  EPL

         6       has a support memo, the Nature Conservancy.

         7                      This is a very interesting bill,

         8       and it will permit New York State through our

         9       state land stewardship program to promote the

        10       collection of scientific information which our

        11       parks department and DEC are going to work

        12       together on to conserve and manage our

        13       endangered species and various other species,

        14       plants and animals in our state.

        15                      It creates a mandate to census

        16       and monitor these plants and these animals in

        17       New York State while specifically looking at

        18       those rare species.

        19                      One of our problems in our state

        20       is that we have not really protected the habitat

        21       of some of these rare species.  I have a bill in

        22       that would protect the habitat of endangered and

        23       threatened species.











                                                             
6761

         1                      What we need is more information,

         2       and this bill would provide for the gathering of

         3       this information, specifically to deal with the

         4       rare and endangered species, and I think it's an

         5       excellent bill.

         6                      And I would urge everyone's

         7       support of it because loss of habitat in our

         8       state is what's causing extinction more than any

         9       other fact.  Thank you.

        10                      ACTING PRESIDENT VOLKER:  Senator

        11       Waldon.

        12                      SENATOR WALDON:  Thank you very

        13       much, Mr. President.  May I please ask Senator

        14       Johnson to indulge me in a question or two?

        15                      ACTING PRESIDENT VOLKER:  Senator

        16       Johnson, will you yield to Senator Waldon?

        17                      SENATOR JOHNSON:  Yes, Senator.

        18                      SENATOR WALDON:  I apologize,

        19       Senator, for having been out of the chamber when

        20       you gave your explanation of the bill, but maybe

        21       you can help me.

        22                      Are there not universities in

        23       this state which already do the kind of thing in











                                                             
6762

         1       terms of compilation of information and data and

         2       the analysis as suggested by your bill?

         3                      SENATOR JOHNSON:  There is

         4       research done in various universities, Senator,

         5       but there's no place which has the facilities

         6       which presently exist in the state museum and

         7       which will be enhanced by this legislation.  In

         8       other words, we are taking a New York biological

         9       survey which exists and putting that into the

        10       law, and they are the source of a lot of

        11       research information for the universities

        12       themselves because this survey has existed for

        13       more than 100 years.

        14                      And so what we're doing is we're

        15       seeing that the information which is gathered is

        16       coordinated and made available through this

        17       institute rather than doing direct research

        18       themselves.

        19                      SENATOR WALDON:  What will the

        20       cost factor be in regard to the improvements and

        21       enhancements that your bill suggests?

        22                      SENATOR JOHNSON:  Senator, we

        23       don't have a direct cost.  These things are











                                                             
6763

         1       being done now, essentially, with state funds

         2       and what we're saying is if they have to advance

         3       further programs that this money shall be made

         4       available from various sources which presently

         5       exist, state and federal money, possibly the

         6       environmental trust bill we're doing, and so

         7       forth.

         8                      SENATOR WALDON:  May I continue,

         9       Mr. President?

        10                      ACTING PRESIDENT VOLKER:  Senator

        11       Johnson continues to yield.

        12                      SENATOR WALDON:  Thank you, Mr.

        13       President.

        14                      SENATOR JOHNSON:  I'm ready for

        15       your question.

        16                      SENATOR WALDON:  I was waiting

        17       for you to finish with the colloquy on the side.

        18                      SENATOR JOHNSON:  Okay.

        19                      SENATOR WALDON:  Senator, if I

        20       understand you correctly with the statements

        21       just made, if the federal government sends money

        22       that the state can properly use in this area,

        23       some of it will be taken to enhance the museum











                                                             
6764

         1       and the task and the role that you envision it

         2       playing regarding the gathering of the data, is

         3       that correct?

         4                      SENATOR JOHNSON:  Yes, Senator.

         5                      SENATOR WALDON:  My concern -

         6       thank you very much, Senator.

         7                      If I may, Mr. President.

         8                      ACTING PRESIDENT VOLKER:  Senator

         9       Waldon.

        10                      SENATOR WALDON:  My concern is

        11       that there seems to be a redundancy here.  There

        12       are certainly a number of universities which are

        13       doing exactly what this bill proposes, as I

        14       understand what they're doing, and I'm wondering

        15       whether or not this is not somehow just shoring

        16       up DEC when it is unnecessary.

        17                      DEC does do a fairly decent job

        18       at times.  I'm not really satisfied with what

        19       they do most of the time, but I just question is

        20       this another situation where we are giving them

        21       unnecessarily money?

        22                      Thank you very much, Mr.

        23       President.











                                                             
6765

         1                      ACTING PRESIDENT VOLKER:  Senator

         2       Johnson.

         3                      SENATOR JOHNSON:  Senator, I

         4       would like to say that the DEC doesn't do what

         5       this survey would do.  There are no state fiscal

         6       implications beyond any present funds which go

         7       to the state museum or the Department of

         8       Education.

         9                      This is more of a repository of

        10       collecting and gathering information than it is

        11       a research branch as, for example, Cornell or

        12       something else which knows about the creatures

        13       and the disease of the creatures and the way

        14       they interrelate with the environment and with

        15       the greenery, and so forth.  But no one has all

        16       this in one place, and this is a presently

        17       existing repository of information which will be

        18       enhanced by this process.  And I might say in

        19       addition to federal money or environmental trust

        20       money, there is private money which is being

        21       donated continually to this process as it has

        22       been for almost the past hundred years.

        23                      Yes, thank you.











                                                             
6766

         1                      ACTING PRESIDENT VOLKER:  Senator

         2       LaValle.

         3                      SENATOR LAVALLE:  Mr. President,

         4       I rise in support of Senator Johnson's

         5       legislation.  Myself, and I know Senator

         6       Present, Senator Goodman, former Senator

         7       Lombardi, and others serve on the visiting

         8       committee of the museum.  The last meeting we

         9       discussed this very legislation for a

        10       considerable period of time, and I think those

        11       members of the committee, I think, learned a

        12       great deal about the need for this legislation

        13       and the kinds of things and the benefit to the

        14       state in ultimately developing a master plan for

        15       this state.

        16                      So I'm actually surprised that

        17       there is debate that we're having on this

        18       legislation and that some people have concerns,

        19       because I know that many different groups and

        20       interests have been talking and have been

        21       involved in the development of this

        22       legislation.

        23                      I think it's -- a lot of people











                                                             
6767

         1       have participated in the development of this

         2       legislation.  I think ultimately its passage

         3       would be a real plus for the state of New York.

         4       And, Senator Johnson, once again I rise to

         5       commend you on your efforts.

         6                      (Whereupon, Senator Johnson took

         7       a bow. )

         8                      ACTING PRESIDENT VOLKER:  Senator

         9       Sheffer.

        10                      SENATOR SHEFFER:  Mr. President,

        11       I take great pride in supporting this bill.  The

        12       effort to conserve biological diversity and to

        13       promote better stewardship of public lands in

        14       this state are extremely compelling themselves

        15       of the challenge of protecting and improving our

        16       environment.

        17                      The fact that the Department of

        18       Environmental Conservation expresses deep

        19       concerns or serious concerns, or whatever it

        20       was, regarding this bill is to me -- and this is

        21       only my own judgment -- just one more indicator

        22       of the near bankruptcy of that department in

        23       their stewardship of our state resources.











                                                             
6768

         1                      I believe that this is an

         2       extraordinarily important step forward for this

         3       state and for our environment and urge its

         4       overwhelming passage.

         5                      ACTING PRESIDENT VOLKER:  Read

         6       the last section.

         7                      THE SECRETARY:  Section 2.  This

         8       act shall take effect immediately.

         9                      ACTING PRESIDENT VOLKER:  Call

        10       the roll.

        11                      (The Secretary called the roll. )

        12                      THE SECRETARY:  Ayes 59.

        13                      ACTING PRESIDENT VOLKER:  The

        14       bill is passed.

        15                      SENATOR DOLLINGER:  Mr.

        16       President.

        17                      ACTING PRESIDENT VOLKER:  Senator

        18       Dollinger.

        19                      SENATOR DOLLINGER:  House

        20       keeping, on a point of order.  Was Calendar

        21       Number 1453 approved?

        22                      ACTING PRESIDENT VOLKER:  1453.

        23       Yes.











                                                             
6769

         1                      SENATOR DOLLINGER:  Can I have

         2       unanimous consent to be recorded in the negative

         3       on that bill, please.

         4                      ACTING PRESIDENT VOLKER:  Senator

         5       Dollinger unanimous consent, without objection,

         6       recorded in the negative on 1453.

         7                      SENATOR JONES:  Mr. President.

         8                      ACTING PRESIDENT VOLKER:  Senator

         9       Jones.

        10                      SENATOR JONES:  I would make the

        11       same request for 1453.

        12                      ACTING PRESIDENT VOLKER:  Senator

        13       Jones, without objection, negative on 1453.

        14                      THE SECRETARY:  Calendar Number

        15       1422, by Senator Padavan, Senate Bill Number

        16       5665, an act to amend Chapter 611 of the Laws of

        17       1977.

        18                      ACTING PRESIDENT VOLKER:  Senator

        19       Padavan, explanation requested.

        20                      SENATOR PADAVAN:  Thank you, Mr.

        21       President.

        22                      This proposed act would permit a

        23       number of employees in the district attorneys'











                                                             
6770

         1       offices within the city of New York, mostly

         2       ADAs, who were employed prior to July of '76 to

         3       join the pension tier that they would have first

         4       been eligible to join, meaning at that time.

         5                      ACTING PRESIDENT VOLKER:  Read

         6       the last section.

         7                      THE SECRETARY:  Section 2.  This

         8       act shall take effect immediately.

         9                      ACTING PRESIDENT VOLKER:  Call

        10       the roll.

        11                      (The Secretary called the roll. )

        12                      THE SECRETARY:  Ayes 59.

        13                      ACTING PRESIDENT VOLKER:  The

        14       bill is passed.

        15                      THE SECRETARY:  Calendar Number

        16       1423, by the Senate Committee on Rules, Senate

        17       Bill Number 5702A, amends Chapter 879 of the

        18       Laws of 1936.

        19                      SENATOR GOLD:  Explanation.

        20                      SENATOR PRESENT:  Lay it aside.

        21                      ACTING PRESIDENT VOLKER:  Lay

        22       that bill aside.

        23                      THE SECRETARY:  Calendar Number











                                                             
6771

         1       1429, by Senator Cook, Senate Bill Number 6003,

         2       Retirement and Social Security Law.

         3                      ACTING PRESIDENT VOLKER:  Home

         4       rule message at the desk.

         5                      Read the last section.

         6                      THE SECRETARY:  Section 2.  This

         7       act shall take effect immediately.

         8                      ACTING PRESIDENT VOLKER:  Call

         9       the roll.

        10                      (The Secretary called the roll. )

        11                      THE SECRETARY:  Ayes 59.

        12                      ACTING PRESIDENT VOLKER:  The

        13       bill is passed.

        14                      THE SECRETARY:  Calendar Number

        15       1431, by the Senate Committee on Rules, Senate

        16       Bill Number 6049, amends Chapter 814 of the Laws

        17       of 1987.

        18                      ACTING PRESIDENT VOLKER:  Read

        19       the last section.

        20                      THE SECRETARY:  Section 2.  This

        21       act shall take effect -

        22                      ACTING PRESIDENT VOLKER:  Hold on

        23       here.











                                                             
6772

         1                      SENATOR JONES:  Mr. President.

         2                      ACTING PRESIDENT VOLKER:  Senator

         3       Jones.

         4                      SENATOR JONES:  I believe there

         5       is an amendment at the desk.  I'd like to ask

         6       that it be called up, please, waive the reading.

         7                      SENATOR PRESENT:  Lay that one

         8       aside.

         9                      ACTING PRESIDENT VOLKER:  Lay it

        10       aside for the time being.

        11                      THE SECRETARY:  Calendar Number

        12       1433, by Senator Kuhl, Senate Bill Number 3407B,

        13       an act to amend the Executive Law.

        14                      ACTING PRESIDENT VOLKER:  Read

        15       the last section.

        16                      THE SECRETARY:  Section 2.  This

        17       act shall take effect immediately.

        18                      ACTING PRESIDENT VOLKER:  Call

        19       the roll.

        20                      (The Secretary called the roll. )

        21                      THE SECRETARY:  Ayes 59.

        22                      ACTING PRESIDENT VOLKER:  The

        23       bill is passed.











                                                             
6773

         1                      THE SECRETARY:  Calendar Number

         2       1435, by Senator Maltese, Senate Bill Number

         3       3800A.

         4                      SENATOR GOLD:  Will Senator

         5       Maltese yield to a question?

         6                      SENATOR MALTESE:  Yes.

         7                      ACTING PRESIDENT VOLKER:  Senator

         8       Maltese yields.

         9                      SENATOR GOLD:  Senator, the

        10       little squib that I have says "Allows a crime

        11       victim or his representative to meet with a

        12       member of the Parole Board and make an oral

        13       statement concerning the discretionary release

        14       of an inmate.  Directs such board member to

        15       reduce the statement to writing and present it

        16       to the board to consider."  Is that basically

        17       it?

        18                      SENATOR MALTESE:  That's

        19       basically it.  I believe the representative

        20       would only be permitted to do that if the crime

        21       victim is deceased or is mentally or physically

        22       incapacitated.

        23                      In other words, you mentioned "or











                                                             
6774

         1       his representative."  The representative would

         2       only act when the crime victim is in one of

         3       those categories.

         4                      SENATOR GOLD:  Yes.  Senator, the

         5       only part of it that I was concerned about which

         6       I would like you to comment on -- I mean I don't

         7       have a problem generally with it, but we're

         8       talking about somebody talking to somebody and

         9       then that somebody reducing the comments to

        10       writing and showing it to somebody else.  I'm

        11       only concerned about what you lose in the

        12       translation.  I mean wouldn't it be better,

        13       Senator, if the person, if the victim either put

        14       something in writing himself or herself that got

        15       transmitted along?

        16                      SENATOR MALTESE:  Mr. President,

        17       as Senator Gold knows, the victim at this point

        18       in time can make such a written statement.  What

        19       this proposal or statute seeks to do is give

        20       them an added right.  This program has been in

        21       effect as a pilot program since 1991, and has -

        22       I am advised has apparently worked very well.

        23                      SENATOR GOLD:  What I'm getting











                                                             
6775

         1       at, Senator, is I don't have a problem with the

         2       fact that crime victims want certain input.  I

         3       don't have a problem with that at all.  I'm just

         4       saying that the way I understand the bill, the

         5       crime victim or the representative would meet

         6       with someone, be interviewed and that that

         7       person would prepare a statement, and then that

         8       statement is what that gets transferred around.

         9       I don't know why it wouldn't just be better to

        10       have the crime victim prepare -- even if it was

        11       with the help of the board member but have the

        12       statement come directly from the victim instead

        13       of having it transposed.

        14                      SENATOR MALTESE:  Mr. President.

        15                      ACTING PRESIDENT VOLKER:  Senator

        16       Maltese.

        17                      SENATOR MALTESE:  I think the

        18       problem originally was they felt that it would

        19       be difficult to have the crime victim, first of

        20       all, for purposes of confidentiality meet at a

        21       time and place as -- at the same time and place

        22       as when the inmate appears before the board.

        23                      Second, they felt it would be an











                                                             
6776

         1       undue burden on the Parole Board to have the

         2       crime victim or a representative meet with more

         3       than one member of the Parole Board.  This was

         4       arrived at as a happy medium which would not

         5       unduly tax the members of the Parole Board.  And

         6       in the rules and regulations thus far

         7       promulgated for the test program, they have

         8       certain guidelines that the members of the

         9       Parole Board would follow. The purpose of the

        10       statute is to reduce the statement into writing.

        11                      SENATOR GOLD:  Mr. President.

        12                      ACTING PRESIDENT VOLKER:  Senator

        13       Gold.

        14                      SENATOR GOLD:  Senator Maltese,

        15       I'm not arguing with you, but that's nothing of

        16       what I'm talking about.  I didn't suggest that

        17       crime victim meet the criminal or that they be

        18       there at the same time.

        19                      I'm just asking -- just one minor

        20       point that I'm just asking you about.  It would

        21       seem to me that the statement that goes to the

        22       board ought to come from the victim or the

        23       family.  I don't know why we need somebody to











                                                             
6777

         1       listen to that story and transpose it and then

         2       give their version of the story to the board

         3       rather than the victim's own version going to

         4       the board.

         5                      SENATOR MALTESE:  Mr. President.

         6                      ACTING PRESIDENT VOLKER:  Senator

         7       Maltese.

         8                      SENATOR MALTESE:  Senator Gold

         9       has made himself clear.  This seeks to give an

        10       additional right and, very honestly, it is to

        11       put a human face on the victim or the victim's

        12       representative so that it isn't simply a piece

        13       of paper, so that the member of the Parole Board

        14       who hears the statement is actually going

        15       face-to-face with either the victim or his

        16       representative to put a human element into the

        17       equation and kind of equalize the situation.

        18       Because when the inmate appears, the inmate

        19       appears in person.

        20                      SENATOR GOLD:  On the bill.

        21                      ACTING PRESIDENT VOLKER:  Senator

        22       Gold on the bill.

        23                      SENATOR GOLD:  Mr. President.  I











                                                             
6778

         1       have been too much involved with crime victims

         2       to vote against a bill over this kind of a

         3       situation, but I would like to point out that I

         4       have been hearing some things, particularly

         5       within the last week, which are very disturbing

         6       about certain parole officers and how they are

         7       operating, and I would say to my Italian friends

         8       in this chamber I would be glad to discuss this

         9       with you off the floor.  You would be horrified

        10       at some of the things that I have heard

        11       recently, and I would be glad to discuss it.

        12                      But there is a parlor game called

        13       "Telephone" where one person tells another and

        14       another tells another and another tells another

        15       and then everybody laughs when they find out how

        16       it's been distorted.

        17                      I don't have any problem with the

        18       concept of a crime victim being involved and

        19       telling their story.  As a matter of fact, years

        20       ago there was a procedure where a person had a

        21       problem with a certain federal agency, they

        22       would come forward and the government provided

        23       people to help them prepare their statement











                                                             
6779

         1       which would go to the agency.

         2                      I would think that if a victim

         3       came forward and met with a member of the board,

         4       that's fine.  And let the board member help the

         5       victim prepare his statement, and then you would

         6       be getting the victim's statement.

         7                      I don't trust too many people

         8       involved in parole after what I have been

         9       hearing, Senator.  And when I talk to you later,

        10       you will agree, and I think it ought to be

        11       direct statements.

        12                      At any rate, I've heard it ad

        13       nauseum, we're in the closing hours.  Nobody is

        14       going to amend anything, and so I'm not going to

        15       vote against the bill.  But I'm telling you, you

        16       would be doing the victims a greater service if

        17       you provided in this situation so that they

        18       could give their own statement, even if they met

        19       with the parole person and worked with them.

        20                      ACTING PRESIDENT VOLKER:  Read

        21       the last section.

        22                      THE SECRETARY:  Section 2.  This

        23       act shall take effect immediately.











                                                             
6780

         1                      ACTING PRESIDENT VOLKER:  Call

         2       the roll.

         3                      (The Secretary called the roll. )

         4                      THE SECRETARY:  Ayes 59.

         5                      ACTING PRESIDENT VOLKER:  The

         6       bill is passed.

         7                      Senator Holland.

         8                      SENATOR HOLLAND:  With unanimous

         9       consent, I would like to be recorded in the

        10       negative on 1444, please.

        11                      ACTING PRESIDENT VOLKER:  Senator

        12       Holland in the negative on 14 -- that bill was

        13       laid aside, Senator Holland, so it wasn't

        14       passed.

        15                      THE SECRETARY:  Calendar Number

        16       1438, by Senator Marino, Senate Bill Number

        17       4569A, allowing Pauline Ogus to receive service

        18       credit in the teachers retirement system.

        19                      ACTING PRESIDENT VOLKER:  Read

        20       the last section.

        21                      THE SECRETARY:  Section 2. This

        22       act shall take effect immediately.

        23                      ACTING PRESIDENT VOLKER:  Call











                                                             
6781

         1       the roll.

         2                      (The Secretary called the roll. )

         3                      THE SECRETARY:  Ayes 57, nays 2,

         4       Senators Gold and Leichter recorded in the

         5       negative.

         6                      ACTING PRESIDENT VOLKER:  The

         7       bill is passed.

         8                      Senator Present.

         9                      SENATOR PRESENT:  Mr. President,

        10       I hope you will be delighted with what I'm about

        11       to announce.

        12                      ACTING PRESIDENT VOLKER:  Senator

        13       Present, could I interrupt for one second?

        14                      SENATOR PRESENT:  Sure.

        15                      ACTING PRESIDENT VOLKER:  We have

        16       a lot of housekeeping stuff here at the desk.

        17       Do you want to do it now or later?

        18                      SENATOR PRESENT:  Let's try and

        19       do it and let the desk be happy too.

        20                      ACTING PRESIDENT VOLKER:  Okay.

        21       Thank you, Senator.

        22                      Senator Stavisky.

        23                      SENATOR STAVISKY:   Mr.











                                                             
6782

         1       President, I wish to call up my bill, Print

         2       Number 426, recalled from the Assembly, which is

         3       now at the desk.

         4                      ACTING PRESIDENT VOLKER:

         5       Secretary will read.

         6                      THE SECRETARY:  By Senator

         7       Stavisky, Senate Bill Number 426, an act to

         8       amend the Penal Law.

         9                      SENATOR STAVISKY:  Mr.

        10       President.  I now move to reconsider the vote by

        11       which the bill was passed.

        12                      ACTING PRESIDENT VOLKER:  The

        13       Secretary will call the roll on reconsideration.

        14                      (The Secretary called the roll on

        15       reconsideration. )

        16                      THE SECRETARY:  Ayes 59.

        17                      ACTING PRESIDENT VOLKER:  The

        18       bill is before the house.

        19                      SENATOR STAVISKY:  Mr.

        20       President.  I now offer the following

        21       amendments.

        22                      ACTING PRESIDENT VOLKER:

        23       Amendments received and adopted.











                                                             
6783

         1                      Senator Daly.

         2                      SENATOR DALY:  Mr. President, I

         3       wish to call up Senator Tully's bill, 49,

         4       recalled from the Assembly, which is now at the

         5       desk.

         6                      ACTING PRESIDENT VOLKER:  Clerk

         7       will read.

         8                      THE SECRETARY:  By Senator Tully,

         9       Senate Bill Number 49, an act to amend the

        10       Education Law.

        11                      SENATOR DALY:  I now move, Mr.

        12       President, to reconsider the vote by which the

        13       bill was passed.

        14                      ACTING PRESIDENT VOLKER:  The

        15       Secretary will call the roll on reconsideration.

        16                      (The Secretary called the roll on

        17       reconsideration. )

        18                      THE SECRETARY:  Ayes 59.

        19                      ACTING PRESIDENT VOLKER:  The

        20       bill is before the house.

        21                      SENATOR DALY:  I now offer up the

        22       following amendments.

        23                      ACTING PRESIDENT VOLKER:











                                                             
6784

         1       Amendments received and adopted.

         2                      SENATOR DALY:  Mr. President, I

         3       wish to call up Senator Libous' bill, 3815C, re

         4       called from the Assembly, which is now at the

         5       desk.

         6                      ACTING PRESIDENT VOLKER:

         7       Secretary will read.

         8                      THE SECRETARY:  By Senator

         9       Libous, Senate Bill Number 3815C, an act to

        10       amend the General Business Law.

        11                      SENATOR DALY:  I now move to

        12       reconsider the vote by which the bill was

        13       passed.

        14                      ACTING PRESIDENT VOLKER:  The

        15       Secretary will call the roll on reconsideration.

        16                      (The Secretary called the roll on

        17       reconsideration.)

        18                      THE SECRETARY:  Ayes 59.

        19                      ACTING PRESIDENT VOLKER:  The

        20       bill is before the house.

        21                      SENATOR DALY:  Mr. President, I

        22       now offer up the following amendments.

        23                      ACTING PRESIDENT VOLKER:











                                                             
6785

         1       Amendments received and adopted.

         2                      Senator Holland.

         3                      SENATOR HOLLAND:  Mr. President.

         4       On behalf of Senator Sears, I move to amend

         5       Senate Bill Number 3316C, by striking out the

         6       amendments made on June the 14th and restoring

         7       it to its previous Print Number 3316B and

         8       retaining its place on the Third Reading

         9       Calendar, Number 338.

        10                      ACTING PRESIDENT VOLKER:  Bill is

        11       restored without objection.

        12                      SENATOR HOLLAND: Also, Mr. Presi

        13       dent, on page 45, I offer the following amend

        14       ments to Calendar Number 200 for Senator Saland,

        15       Senate Print Number 766A, and ask that said bill

        16       retain its place on the Third Reading Calendar.

        17                      ACTING PRESIDENT VOLKER:

        18       Amendments received and adopted.

        19                      Senator DeFrancisco.

        20                      SENATOR DeFRANCISCO:  On behalf

        21       of Senator Stafford, Mr. President, I move to

        22       amend Senate Bill Number 4970A by striking out

        23       the amendments made on June 30th and restoring











                                                             
6786

         1       it to its original Print Number 4970.

         2                      ACTING PRESIDENT VOLKER:  Without

         3       objection, amendments received.

         4                      That's it.

         5                      Senator Present.

         6                      SENATOR PRESENT:  Now, Mr.

         7       President.

         8                      ACTING PRESIDENT VOLKER:  We got

         9       one more.  Sorry, Senator.

        10                      SENATOR LEICHTER:  I'm sorry, Mr.

        11       President.

        12                      ACTING PRESIDENT VOLKER:  Senator

        13       Leichter.

        14                      SENATOR LEICHTER:  May I have

        15       unanimous consent to be recorded in the negative

        16       on Calendar 1422, please.

        17                      ACTING PRESIDENT VOLKER:  Without

        18       objection, Senator Leichter in the negative on

        19       1422.

        20                      Senator Holland.

        21                      SENATOR HOLLAND:  We're

        22       questioning 1444.

        23                      SENATOR PRESENT:  It was recalled











                                                             
6787

         1       and laid aside.

         2                      ACTING PRESIDENT VOLKER:

         3       Recalled and laid aside.

         4                      Senator Present.

         5                      SENATOR PRESENT:  Mr. President,

         6       we're going to stand at ease now until 9:00

         7       o'clock.  So I would advise everybody to go out

         8       and get a good healthy meal and try and return

         9       here -- show me how good you can be -- return

        10       promptly at 9:00 o'clock, so we can get on with

        11       business.

        12                      ACTING PRESIDENT VOLKER:  Senate

        13       is in recess until promptly at 9:00 o'clock.

        14                      (Whereupon, at 6:53 p.m., the

        15       Senate recessed. )

        16

        17

        18

        19

        20

        21

        22

        23











                                                             
6788

         1                       ...At 9:50 p.m....  (Microphones

         2       not turned on) Senator Marino, from the

         3       Committee on Rules, reports the following bill

         4       directly for third reading: Senate Bill Number

         5       6106, by the Senate Committee on Rules, an act

         6       to amend the Emergency Housing Rent Control Law,

         7       the Local Emergency Housing Rent Control Act.

         8                      ACTING PRESIDENT LACK:  Without

         9       objection, third reading.  Senate will come to

        10       order.

        11                      Senator Present, can we go to

        12       motions and resolutions.

        13                      SENATOR PRESENT:  Please.

        14                      ACTING PRESIDENT LACK:  Motions

        15       and resolutions: The Secretary will accept

        16       amendments to Calendar 81, Senate Print 6065,

        17       and the bill will retain its place on Third

        18       Reading Calendar, and on page 34 the Secretary

        19       will take amendments to Calendar 1391, Senate

        20       Print 5886-A and that bill will retain its place

        21       on Third Reading Calendar.

        22                      Other motions and resolutions?

        23       Senator Present.











                                                             
6789

         1                      SENATOR PRESENT:  Mr. President,

         2       let's take up 1467.

         3                      ACTING PRESIDENT LACK:  Secretary

         4       will read the title of 1467.

         5                      THE SECRETARY:  Calendar Number

         6       1467, by Senator Larkin, Senate Bill Number

         7       5705-C, an act to amend the General Municipal

         8       Law and the Public Authorities Law, in relation

         9       to Industrial Development Agencies.

        10                      SENATOR GOLD:  Mr. President.

        11                      ACTING PRESIDENT LACK:  Senator

        12       Gold.

        13                      SENATOR GOLD:  May I ask one

        14       question?  Are we ringing the bell?

        15                      ACTING PRESIDENT LACK:  Would you

        16       like the bells rung, Senator Gold?

        17                      SENATOR GOLD:  Well,

        18       unquestionably.  They were due back here at nine

        19       and I'm not complaining, and I understand things

        20       are in the works.  But since we are now going

        21       into session, I think it's important to ring the

        22       bells.

        23                      ACTING PRESIDENT LACK:  Thank











                                                             
6790

         1       you, Senator.  The Secretary will now ring the

         2       bells.  For all Senators who are in the LOB or

         3       within the sound of the chamber or near the

         4       chamber, would you please return to chamber.  We

         5       are in session.  We are considering bills, and

         6       indeed there is a bill on the floor.

         7                      ACTING PRESIDENT LACK:  Senator

         8       Gold? Senator Present.

         9                      SENATOR PRESENT:  Mr. President,

        10       is there a message on this bill?

        11                      ACTING PRESIDENT LACK:  There is

        12       a message, Senator.

        13                      SENATOR PRESENT:  I move we

        14       accept the message.

        15                      ACTING PRESIDENT LACK:  On the

        16       motion of Senator Present to accept the message,

        17       all those in favor aye.

        18                      (Response of "Aye.")

        19                      Contrary, nay.

        20                      (There was no response. )

        21                      The message is accepted.

        22                      SENATOR GOLD:  Explanation.

        23                      SENATOR LARKIN:  Thank you very











                                                             
6791

         1       much, Mr. President.

         2                      Senator Gold, this is a bill that

         3       has been negotiated with the Assembly for the

         4       past seven months -- or seven weeks, and what

         5       this bill does is take in consideration all the

         6       complaints, the problems we've heard about the

         7       IDAs after two and a half months of hearing, and

         8       what we've done on this bill is to increase the

         9       accountability of IDAs to local governments,

        10       increase public input to the IDA decision-making

        11       process, clarify the rules IDAs must follow, yet

        12       allowing IDAs to function and assist in the

        13       development in their local governments.

        14                      We're confident that what we've

        15       put together here jointly between the Senate and

        16       the Assembly, in IDA new policy increases public

        17       accountability.  IDAs must give ten days notice

        18       of a public hearing regarding proposed tax

        19       exemption for projects of more than a hundred

        20       thousand.

        21                      IDAs must submit a copy of their

        22       proposed annual budgeted to local governments

        23       for comment and it must be on file for public











                                                             
6792

         1       inspection.  Detailed reports of IDA activities

         2       must be filed with the state comptroller.

         3                      A critical point from before, if

         4       an IDA fails to comply with it, the IDA can have

         5       its authority suspended and its tax exemptions

         6       turned down in the future.  The payments in lieu

         7       of taxes, we've heard through the past that many

         8       IDAs of county and regional areas kept the money

         9       themselves.  This law requires that payment in

        10       lieu of taxes that are collected by an IDA must

        11       be remitted to municipalities and school

        12       districts within 30 days.  Payment in lieu of

        13       taxes must be distributed in the same proportion

        14       as if there had been no tax exemption granted.

        15                      IDAs must notify school districts

        16       of the amount of tax exemption granted.  IDA

        17       board members are subject to municipal ethics

        18       and conflict of interest laws.  IDA board

        19       members -- IDA projects must comply with local

        20       zoning.  IDA purchase of goods and services must

        21       comply with guidelines for investments and IDAs

        22       must establish a detailed policy for granting

        23       tax exemptions.











                                                             
6793

         1                      SENATOR GOLD:  Will the Senator

         2       yield to a question?

         3                      ACTING PRESIDENT LACK:  Senator,

         4       will you yield?

         5                      SENATOR LARKIN:  Yes, sir.

         6                      ACTING PRESIDENT LACK:  Senator

         7       Gold, Senator Larkin will yield.

         8                      SENATOR GOLD:  Thank you, Mr.

         9       President.

        10                      I'm looking at a memo that was

        11       handed out in Rules, and it says: Section 8.

        12       Adds section 858 (b) require IDAs to ensure that

        13       all applicants and employees of applicants are

        14       afforded equal opportunity without

        15       discrimination.

        16                      SENATOR LARKIN:  Yes, sir.

        17                      SENATOR GOLD:  Where is that in

        18       the bill? I tried to find the reference in the

        19       bill itself.

        20                      SENATOR LARKIN:  In Section 8

        21       itself.

        22                      SENATOR GOLD:  Well, I'm just

        23       reading from the memo.  Section 8 of the memo











                                                             
6794

         1       says, adds 858 (b).

         2                      SENATOR LARKIN:  This was coming

         3       out of the Governor's office that they wanted to

         4       make sure that the utilization of IDA funds that

         5       had been granted before was still in being, sir.

         6                      SENATOR GOLD:  O.K. Thank you.  I

         7       think I have it now.  On page 5, actually it's

         8       Section 9, it says that each agency shall ensure

         9       all employees and applicants for employment -

        10                      SENATOR LARKIN:  Excuse me,

        11       Senator Gold.  I can't hear you.  I'm sorry.  I

        12       don't mean to be rude.

        13                      SENATOR GOLD:  Yes, I'm saying

        14       that it's Section 9, it's not Section 8, but at

        15       any rate, it talks about equal opportunity and

        16       without discrimination.  Senator, is there -- is

        17       there anything in the -- in this law that

        18       discusses standards by which the various

        19       applications that are presented to the IDAs are

        20       to be considered?

        21                      SENATOR LARKIN:  I don't know.

        22       In what manner do you mean?

        23                      SENATOR GOLD:  I'll be glad to











                                                             
6795

         1       explain. I'll be glad to explain.  Could we

         2       close that door, please?

         3                      ACTING PRESIDENT LACK:  Could we

         4        -- could the Sergeant-at-Arms on the west door

         5       please keep it closed.  Thank you.

         6                      SENATOR GOLD:  Is there anything

         7       in the law, Senator Larkin, that sets forth any

         8       standards of conduct in terms of how an IDA

         9       decides that it's going to lend money to (a)

        10       rather than (b) rather than (c)?

        11                      SENATOR LARKIN:  Yes.

        12                      SENATOR GOLD:  Where is that in

        13       the bill?

        14                      SENATOR LARKIN:  On page 9,

        15       Senator, Section 4 (a) the agency shall

        16       establish a uniform tax exemption policy with

        17       input from effective local taxing jurisdictions

        18       which shall be applicable to the grants of the

        19       financial assistance pursuant to section 809 (a)

        20       of this chapter and shall provide guidelines for

        21       the claiming of real property, mortgage

        22       recording and sales tax exemptions.  Such

        23       guidelines shall include but not be limited to











                                                             
6796

         1       the period of exemption, the percentage of

         2       exemption, the types of projects for which

         3       exemptions will be claimed and the procedure for

         4       payment in lieu of real property taxes and in

         5       the instance in which real property appraisals

         6       are to be performed as part of an application

         7       for an exemption.

         8                      SENATOR GOLD:  Thank you.  Now,

         9       if Senator Larkin will yield to a question.

        10                      ACTING PRESIDENT LACK:  Senator

        11       will yield.  Yes, Senator Gold.

        12                      SENATOR GOLD:  Is that the

        13       section, Senator -- supposing, Senator Larkin,

        14       that a group comes to a local IDA seeking

        15       funding.  Is that the section that is going to

        16       decide whether or not there are guidelines or

        17       whether they fit into some category?

        18                      SENATOR LARKIN:  Yes, yes.

        19                      SENATOR GOLD:  All right.  Now,

        20       Senator Larkin, assuming that is so, Group A

        21       comes to the local IDA.  I don't know whether

        22       there are any in your district but comes to the

        23       local IDA, and the local IDA meets with them,











                                                             
6797

         1       and they say that they do not want to deal with

         2       them, they are not going to give them a loan,

         3       all right?

         4                      SENATOR LARKIN:  M-m h-m-m.

         5                      SENATOR GOLD:  What, if anything,

         6       is the procedure that that group can follow

         7       under this bill? Is there any remedy?

         8                      SENATOR LARKIN:  Well, it's -

         9       it's up to the local governing authority, the

        10       IDA and the municipality that has the IDA, to

        11       make that decision.  In the bill itself, there

        12       is specific criteria whether it's retail, civic

        13       facilities, or what not, and they must meet

        14       certain criteria before they can become eligible

        15       to participate in the program.

        16                      SENATOR GOLD:  I understand

        17       that.  If the Senator will yield to a question.

        18                      Senator Larkin, I understand

        19       that.  Now, you've got all of these criteria,

        20       and Senator Waldon comes in with a group and he

        21       shows you that they meet all of the criteria and

        22       your IDA turns him down.  Is there a procedure

        23       by which he can appeal?











                                                             
6798

         1                      SENATOR LARKIN:  No, he can't.

         2                      SENATOR GOLD:  Right.  Thank

         3       you.  You're absolutely right.

         4                      Now, the next question, Senator

         5       Larkin, and this is the kicker, this shows what

         6       I think is wrong with the whole system.

         7                      SENATOR LARKIN:  I can't hear

         8       him.

         9                      SENATOR GOLD:  When Senator

        10       Waldon comes in with his group and discusses it

        11       with the IDA and the IDA says that he is not

        12       qualified or whatever, from which he has no

        13       appeal, isn't it a fact that there are no

        14       records maintained by the local IDA that would

        15       indicate that Senator Waldon was even in there?

        16                      SENATOR LARKIN:  Senator Gold,

        17       there are public records.  Two things that I

        18       think we should understand here, that within ten

        19       days of a notice of an application, if a project

        20       is worth $100,000, there has to be a public

        21       hearing.  There are records and records are

        22       maintained and records -- records must be filed

        23       not only with the IDA but with the governing











                                                             
6799

         1       municipality.

         2                      SENATOR GOLD:  All right.  Mr.

         3       President.

         4                      ACTING PRESIDENT LACK:  Senator

         5       Gold.

         6                      SENATOR GOLD:  Yes.  Senator

         7       Larkin is telling the truth, but it's not

         8       accurate.  Now, what does that mean? Outside

         9       this chamber in the real world, I'll tell you

        10       what we found out, and we found out about it

        11       through that wonderful situation where, with the

        12       help of Senator D'Amato, the people of Nassau

        13       County lost Roosevelt Raceway.  We found out

        14       that the way some of the IDAs work, Senator

        15       Larkin, is they will not accept an application

        16       until such time as they have had full

        17       conversation with the applicant and have decided

        18       that they will go ahead.  Then the applicant

        19       puts in an application and then they give notice

        20       and then they have a hearing and then, Senator

        21       Larkin, they do whatever they're going to do,

        22       but what happens, if they're not going to give

        23       the loan or accept the application, there is no











                                                             
6800

         1       paperwork and without any paperwork, Senator

         2       Larkin, your bill means nothing, and the reason

         3       it means nothing is very simple, because when

         4       Jones walks in and on Jones' arm is the right

         5       lawyer, politically connected properly, and gets

         6       the loan, you've got paperwork, but when Smith

         7       walks in with the wrong lawyer and with the

         8       wrong project, there is no paperwork.

         9                      So when you take a look at

        10       everything you've done in your bill, the

        11       paperwork that is maintained will conform to a

        12       statute, but that paperwork does not, Senator -

        13       Senator Larkin, with a lot of the IDAs reflect

        14       what they are doing day by day.

        15                      Now, I see you've gotten to your

        16       feet.  If there is a response, I really would

        17       like to hear it.

        18                      SENATOR LARKIN:  Senator, I

        19       understand what you're saying, and during the

        20       hearings that we've held over the past two and a

        21       half years, we've come over some of the problems

        22       that you're complaining about tonight.  But let

        23       me tell you, Senator, what we have in here with











                                                             
6801

         1       the public hearings, the filings, the oversight

         2       of the municipality to overlook the budgets of

         3       IDAs, the requirement for the reports to the

         4       Comptroller, all of these were not in being in

         5       previous IDAs.

         6                      We're confident that what we're

         7       doing now, in addition to the fact, if you look

         8       when you talk about civic facilities, we're

         9       talkin' about a sunset provision, we feel

        10       confident that what we're saying and what we're

        11       demanding will protect municipalities and when

        12       you say about the strong arm coming in, we have

        13       a piece in there about ethics, and I believe

        14       that what we're saying and what we've agreed to

        15       on both houses is a measure that is supported by

        16       local governments.

        17                      We have, during the discussions

        18       since the first day we started talking about

        19       reforming IDAs, we've been talking with the

        20       Conference of Mayors, the Association of Towns,

        21       the school boards and the Association of

        22       Counties, and they're all on board on this

        23       because they believe what we have done has











                                                             
6802

         1       lightened up the procedures to protect the

         2       taxpayers.

         3                      SENATOR GOLD:  Thank you.  Mr.

         4       President.

         5                      ACTING PRESIDENT LACK:  Senator

         6       Gold.

         7                      SENATOR GOLD:  On the bill.

         8                      ACTING PRESIDENT LACK:  Senator

         9       Gold, on the bill.

        10                      SENATOR GOLD:  Mr. President, I

        11       think there used to be an expression that

        12       somebody was a Philadelphia lawyer or whatever.

        13       Many people talk about circumstances where you

        14       get a lawyer.  It happens, by the way, in the

        15       Election Law all of the time which -- which many

        16       of us laugh at over a beer sometimes.  We set up

        17       the rules and then people get a good lawyer to

        18       tell you how you do everything you want to do

        19       anyway by getting around whatever the rules

        20       are.  You set the rules.

        21                      There are some things that have

        22       more effect than others.  Now, Senator Cook, I

        23       think, has been very outspoken in terms of











                                                             
6803

         1       wanting to do something about the IDAs, but on

         2       some of his bills I've raised this issue and the

         3       one issue that I think is the major controlling

         4       issue is not in these bills.  Now, one of the

         5       reasons it may be in the bill is that we don't

         6       even have it in the Senate.  One of the things

         7       Senator Leichter and Senator Dollinger fought so

         8       much.

         9                      SENATOR LARKIN:  Excuse me,

        10       Senator Gold.  I can't hear you, Senator Gold,

        11       when you talk over there.  At my age, the

        12       hearing aid isn't working.

        13                      SENATOR GOLD:  Well, I'm supposed

        14       to talk to the Chair, but I'll do it this way

        15       anyway.

        16                      At any rate, Mr. President, we

        17       have been trying to make the point in this

        18       chamber that no matter what rules and

        19       regulations you have, if you can't see the

        20       record keeping then who knows whether the rules

        21       are being obeyed.

        22                      The problem with this bill, and

        23       I'm not saying that it's a terrible bill,











                                                             
6804

         1       Senator Larkin, or that I'm going to vote

         2       against it, but you got a huge gap in this bill,

         3       because the fact of the matter is, if you don't

         4       require IDAs to do everything on the record from

         5       day one and by that, I mean if an applicant

         6       walks in the door, there has to be a record that

         7       the applicant walked in the door.  If you don't

         8       have that record, then you don't know under

         9       Section 9 of the bill whether there has been

        10       discrimination or equal opportunities.  You

        11       don't know, because there is no record keeping.

        12                      I'm sorry.  I don't have it here

        13       today, Senator Larkin, but you have probably

        14       seen it since you've worked in this area, but

        15       there are other people who should see it.  I

        16       requested a record of all the IDA loans that

        17       were given out in the state in a period of time

        18       and I want to tell you, it's enough -- it's

        19       enough to raise your hair.

        20                      A law firm in Nassau County two

        21       and a half million dollars to redecorate their

        22       offices.  What that has to do with IDAs, I'll

        23       never know.  There were upstate firms that got











                                                             
6805

         1       money to -- to do things which had nothing to do

         2       with creating jobs, didn't create one job in the

         3       world.  All of that kind of stuff was really an

         4       outrage.

         5                      All right.  Well, maybe this new

         6       bill will correct some of that, but the worst

         7       thing that I found was that I would talk to

         8       people involved in some of the IDAs.  They would

         9       look me in the eye and make no bones about the

        10       fact that nobody got an application unless there

        11       was going to be a loan.  Therefore, 100 percent

        12       of the people who applied got loans.  Of course,

        13       that is not true because there were people who

        14       wanted the loans who couldn't even get an

        15       application blank.

        16                      Now, if you want to hold a

        17       hearing or you want to hold an investigation and

        18       find out why A, B, C, D and E didn't get the

        19       loans, you couldn't because you wouldn't even

        20       know they walked in the door.

        21                      Now, that is the flaw.  I have an

        22       amendment here, Senator Larkin, which I'm not

        23       going to offer because I don't want to go











                                                             
6806

         1       through this nonsense.  I know how your side has

         2       ego problems with amendments, but that's what

         3       really ought to happen. The bill is an

         4       improvement, but I'm telling you, you're going

         5       to make your studies two or three years from now

         6       and you're going to find that everything looks

         7       terrific because you're not going to know that

         8       three Hispanic firms got thrown out and there

         9       were two Afro-American companies that got thrown

        10       out because there's not going to be any

        11       records.  Nobody is going to know it and that

        12       IDA will do whatever it has to do, I'm sure, to

        13       live within what their standards are and what

        14       you say this bill is, but in reality, in

        15       day-to-day reality, I don't think we are cutting

        16       back on them one iota.

        17                      Now, I hope we're cutting back,

        18       Senator Larkin, from the point of view that I

        19       hope we don't have any more Nassau County law

        20       firms that get two and a half million dollars to

        21       decorate offices, and I'm hoping we'll cut back

        22       so that people who can put up a few hundred

        23       million dollars of money will do it instead of











                                                             
6807

         1       taking that money and, in my opinion, stealing

         2       Roosevelt Raceway with the help of a U. S.

         3       Senator.

         4                      But it is better.  It is better,

         5       but I'm telling you, in making it better, you

         6       still got a loophole there that's bigger than

         7       the size of this chamber.

         8                      ACTING PRESIDENT LACK:  Senator

         9       Waldon.

        10                      SENATOR WALDON:  Thank you very

        11       much, Mr. President.

        12                      Mr. President, would Senator

        13       Larkin yield to a question or two?

        14                      ACTING PRESIDENT LACK:  Senator,

        15       will you yield to Senator Waldon?

        16                      SENATOR LARKIN:  Yes.

        17                      ACTING PRESIDENT LACK:  Senator

        18       Waldon, he will.

        19                      SENATOR WALDON:  Thank you very

        20       much, Mr. President.  Senator, I heard you say

        21       earlier and maybe I didn't hear correctly so I

        22       will stand corrected. I thought I heard you say

        23       that a part of the purpose of what you're











                                                             
6808

         1       submitting for our consideration is to benefit

         2       the state in terms of taxes; is that correct?

         3                      SENATOR LARKIN:  Would you repeat

         4       that?

         5                      SENATOR WALDON:  I thought I

         6       heard you say earlier that part of the

         7       consideration for what you're submitting to us

         8       is that there would be a better tax benefit to

         9       the state?

        10                      SENATOR LARKIN:  I didn't say

        11       anything about a better tax benefit to the

        12       state, Senator.

        13                      SENATOR WALDON:  O.K. Let me

        14       stand corrected.  Are you aware that it is

        15       estimated that from '87 to '91, 1987 to 1991,

        16       that as a result of Industrial Development

        17       Agency projects, the state lost $1.3 billion in

        18       tax revenue?

        19                      SENATOR LARKIN:  Senator, I don't

        20       know what the total loss was.  All I can tell

        21       you is that we've held hearings -- Senator Cook

        22       was the former chairman of Local Government.  We

        23       held hearings across the state, and we had input











                                                             
6809

         1       from every part of the state and every sector

         2       and what's contained in this legislation was the

         3       benefit of what we heard at the hearings and

         4       what we've done is tightened this up.

         5                      There -- previous to this, there

         6       was no requirements, there was no input for the

         7       Comptroller except that it said you will submit

         8       reports.  We're saying how they must submit

         9       reports to the Comptroller of their activities.

        10       If they don't submit them, the Comptroller

        11       notifies the municipality under the auspices of

        12       which the IDA was created, and then the

        13       Comptroller can suspend any tax advantages for

        14       that IDA.

        15                      When you look at the fact that

        16       when you're saying when there is a project

        17       there's a ten-day notice for the public, when

        18       the project is $100,000 there's a hearing.

        19       There's a file in the municipality, there's a

        20       file in the IDA.  We've talked about ethics,

        21       everything that was told to us and everything

        22       we've read in the news media we have addressed.

        23                      SENATOR WALDON:  May I continue,











                                                             
6810

         1       Mr. President?

         2                      ACTING PRESIDENT LACK:  Yes.

         3                      SENATOR WALDON:  Thank you, sir.

         4       You have used the phrase just now -- I didn't

         5       misunderstand that phrase.  You said "tightening

         6       up" and you said that what you submitted for

         7       consideration as a result of all the information

         8       brought to you regarding the hearings, is that

         9       correct?

        10                      SENATOR LARKIN:  Yes, Senator.

        11                      SENATOR WALDON:  O.K. Therefore,

        12       what you have submitted would truly reflect the

        13       needs of all of the people of the state of New

        14       York, assuming that they came to you during the

        15       hearings to tell you of their needs, is that

        16       correct?

        17                      SENATOR LARKIN:  Yes, Senator, it

        18       is.

        19                      SENATOR WALDON:  Where is the

        20       MBE/WBE piece in this bill if that is correct?

        21                      SENATOR LARKIN:  There is no

        22       requirement.

        23                      SENATOR WALDON:  Oh, you're











                                                             
6811

         1       saying you can just disregard the women who are

         2        -

         3                      SENATOR LARKIN:  No, we have done

         4       that.

         5                      SENATOR WALDON:  -- or the

         6       African-Americans and Latinos; is that what

         7       you're saying, Senator?

         8                      SENATOR LARKIN:  No, Senator,

         9       what we're saying is here is a procedure in

        10       being.  If someone wants to make an application

        11       for an IDA project, there is a procedure as I

        12       outlined it to Senator Gold before, and read it

        13       in detail on page 5, outlining every bit of the

        14       procedures that has to be done and what the

        15       local municipalities have to do, and they have

        16       to comply with executive laws, state laws,

        17       executive directives which would cover the

        18       portion that you are relating to.

        19                      SENATOR WALDON:  If I may

        20       continue, Mr. President.

        21                      ACTING PRESIDENT LACK:  Senator

        22       Waldon.

        23                      SENATOR WALDON:  Thank you, sir.











                                                             
6812

         1                      SENATOR LARKIN:  Senator, one

         2       other thing I think, if you'll read on page 5,

         3       equal opportunity is covered exclusively on page

         4       5.

         5                      SENATOR WALDON:  Can someone

         6        -- are you speaking to page 5 of the memo or

         7       page 5 of the bill?

         8                      SENATOR LARKIN:  Page 5 of the

         9       bill, section 858 (b).  I will read it to you,

        10       Senator.

        11                      SENATOR WALDON:  Please do.

        12                      SENATOR LARKIN:  Specifically.

        13       Equal employment opportunities.  Each agency

        14       shall ensure that all employees and applicants

        15       for employment are afforded equal employment

        16       opportunities without discrimination.

        17                      SENATOR WALDON:  What does that

        18       have to do, if I may continue, Mr. President,

        19       what does that have to do with set asides? My

        20       question dealt with, will there be a WBE

        21       component and an MBE/WBE component regarding

        22       what is a construction piece?

        23                      When I was a Commissioner of











                                                             
6813

         1       Investigation for this state and we investigated

         2       Roosevelt Raceway where people ripped the state

         3       off for enormous sums of money and made promises

         4       to the people of Nassau County to deliver

         5       certain kinds of services and benefits and

         6       immediately ripped them off, there was supposed

         7       to be a 20-year arrangement to keep the track

         8       for all of those who loved racing to participate

         9       and, within four years, gave it up.  Blue smoke

        10       and mirrors was a small exercise compared to

        11       what went down out there.

        12                      I'm talking about construction,

        13       Senator.  I'm talking about African-Americans

        14       and Caribbean-Americans and Latinos and

        15       Hispanics having an opportunity, having an

        16       opportunity to benefit from the largesse of the

        17       state of New York.  Is that in the bill?

        18                      SENATOR LARKIN:  Senator, there's

        19       no set aside in this bill.  Senator, what this

        20       bill contains is an opportunity for anyone who

        21       wants to use an IDA, for anyone who wants to

        22       participate in a free America.  This is an

        23       opportunity for anyone.  There's no exclusions











                                                             
6814

         1       and there's no set asides and there's no

         2       preference.   Everything that has to do with

         3       state law that exists would have to be

         4       enforced.

         5                      If you look at this bill and read

         6       it very carefully, Senator, you'll find that the

         7       protection of every citizen of this state is

         8       there without -

         9                      SENATOR WALDON:  Mr. President,

        10       may I continue?

        11                      ACTING PRESIDENT LACK:  Senator

        12       Waldon.

        13                      SENATOR WALDON:  I appreciate

        14       your explanation, Senator, but is this the form

        15       of the bill that the Assembly originally

        16       considered? Wasn't there an MBE/WBE -- WBE, I'm

        17       sorry, component in the bill and if there was,

        18       why was it extracted?

        19                      SENATOR LARKIN:  Senator, this is

        20       an agreed upon bill between the Senate and the

        21       Assembly and my original bill did not contain

        22       anything that is not in this bill.

        23                      SENATOR WALDON:  Mr. President.











                                                             
6815

         1                      ACTING PRESIDENT LACK:  Senator

         2       Waldon.

         3                      SENATOR WALDON:  Thank you for

         4       that response, Senator, but I don't think you

         5       really responded to my question.  My question

         6       was, was there at any time in the previous

         7       version of the bill a WBE-MBE/WBE component?

         8                      SENATOR LARKIN:  Senator, in the

         9       Assembly bill, there was no phraseology as to

        10       what you're discussing.  This is the agreed upon

        11       bill between the Senate and the Assembly.  Maybe

        12       the Senate -- the Assembly had some versions of

        13       it, but this is the bill that both houses and

        14       both leaderships have agreed upon.

        15                      SENATOR WALDON:  Last question,

        16       if I may, Mr. President.

        17                      ACTING PRESIDENT LACK:  Senator.

        18                      SENATOR WALDON:  Senator,

        19       considering that we have eighteen and a half

        20       million people in this state, considering that a

        21       major portion of those eighteen and a half

        22       million people are, in fact, traditionally from

        23       the African diaspora and Latinos, considering











                                                             
6816

         1       that in the city of New York over 51 percent of

         2       the people are now people of color, people from

         3       the traditional minority classes, considering

         4       that even in a place like Nassau County where

         5       Roosevelt Raceway, that canard occurred,

         6       wouldn't it benefit all of the people of the

         7       state of New York if this bill was sensitive to

         8       everyone, each and every one, and had an

         9       MBE/WBE-WBE component?

        10                      SENATOR LARKIN:  Senator, I would

        11       hope that you would read this bill and the memo

        12       in its true sense that it was put together in

        13       both houses.  For the past several weeks our

        14       staffs have been workin' diligently to come up

        15       with a bill that represents the true needs, that

        16       eliminates the problem that we've seen in the

        17       past.  We thought that what we were doing in

        18       tightening up the rules, in effect, was

        19       protecting all people of the state of New York

        20       whether they come from New York City, whether

        21       they come from Harlem, whether they come from

        22       Niagara Falls, whether they come from Buffalo,

        23       regardless of where they come from.











                                                             
6817

         1                      Senator, this is a bill that

         2       opens up the opportunity, yet closes down the

         3       free wheeling and dealing that we've had, that

         4       we've seen in the past.  This bill is a bill for

         5       the people of the state of New York.  This bill

         6       is a bill to retain jobs and create jobs and

         7       make a stable tax base.

         8                      SENATOR WALDON:  On the bill, Mr.

         9       President.

        10                      ACTING PRESIDENT LACK:  Senator

        11       Waldon, on the bill.

        12                      SENATOR WALDON:  I appreciate

        13       your explanation, Senator Larkin, I really do,

        14       but when you make the statement, true meaning

        15       that does not include me unless there's an

        16       opportunity for the people I represent.  It

        17       cannot include the proportion of this state

        18       which happens to be of color, descendants of

        19       people from the Caribbean unless there's real

        20       opportunity.

        21                      It is nice, but it is a

        22       meaningless shibboleth to say that it has true

        23       meaning for all of us when some of us are











                                                             
6818

         1       excluded and I, therefore, cannot support this

         2       legislation.

         3                      ACTING PRESIDENT LACK:  Senator

         4       Wright.

         5                      SENATOR WRIGHT:  Mr. President,

         6       on the bill.

         7                      I would like to take the

         8       opportunity to acknowledge Senator Larkin's

         9       efforts because I think he's accomplished a very

        10       difficult task of achieving the balance that

        11       needs to be achieved in terms of ensuring

        12       adequate accountability as it relates to the

        13       Industrial Development Agencies, ensuring

        14       greater public disclosure, but at the same time

        15       maintaining appropriate flexibility within the

        16       programming of IDA to assist the business and

        17       industry of this state.

        18                      We've spent a good deal of time

        19       in the last several weeks on this floor talking

        20       about the need to create jobs in this state, the

        21       need to provide incentives for business and

        22       industry, the need to retain jobs. IDA has the

        23       capability if we provide appropriate flexibility











                                                             
6819

         1       to ensure that that happens.

         2                      Now, at the same time, I think

         3       we've all recognized, by virtue of the public

         4       hearings, the efforts of Senator Larkin's

         5       committee, Senator Cook's committee and their

         6       counterparts in the Assembly, that there are

         7       areas of greater accountability that need to be

         8       addressed.  There are areas of greater public

         9       disclosure.  He has addressed that in this

        10       particular bill and achieving that agreement

        11       with the Assembly.

        12                      There are now ethics standards

        13       that are applicable to all of the members of the

        14       IDA.  There are requirements for payments in

        15       lieu of tax and timely payments, timely payment

        16       of those payments in lieu of tax to the local

        17       government units so that they, too, benefit from

        18       these incentives.

        19                      There are workable limitations on

        20       retail businesses in this state so that we

        21       eliminate competition with existing retail firms

        22       and put those incentives toward new retail

        23       endeavors targeted in particular areas.  So we,











                                                             
6820

         1       in fact, do create job growth; and further, we

         2       provide public disclosure of the working

         3       relationships within the IDA, disclosure of the

         4       relationships with IDA counsel, and reporting on

         5       an annual basis to the Comptroller, and equally

         6       important in that reporting is the documentation

         7       of the job retention and the job creation

         8       coupled with evaluation components that we can

         9       go back and review the success of what these

        10       reforms, in fact, will achieve.

        11                      I think the Senator and his

        12       counterparts in the Assembly -- and I had

        13       occasion earlier this evening to sit in on that

        14       debate as it was occurring in the Assembly -

        15       have achieved the workable balance that we need

        16       in this state and, as a result of that, I

        17       encourage my colleagues on this floor, the

        18       members of the floor, to support the bill.

        19                      Thank you, Mr. President.

        20                      ACTING PRESIDENT LACK:  Senator

        21       Leichter.

        22                      SENATOR LEICHTER:  Yes, Mr.

        23       President.  Would Senator Larkin yield, please?











                                                             
6821

         1                      ACTING PRESIDENT LACK:  Senator,

         2       would you yield? Senator will yield, Senator.

         3                      SENATOR LARKIN:  Yes, Senator.

         4                      SENATOR LEICHTER:  Senator, over

         5       the years, I think we've been aware of the

         6       failure of the IDA mechanism and, as you pointed

         7       out, there were hearings and hearings conducted

         8       by Assemblyman Pordum and Senator Cook, various

         9       reports were issued critical of the IDAs.  I

        10       issued a report two years ago pointing out that

        11       the IDAs had probably created very few jobs but

        12       had spent a great deal of taxpayers' money.

        13                      One of the areas that I was

        14       particularly concerned about were the retail

        15       establishments.  One of the main things that

        16       IDAs have done in many parts of the state was to

        17       fund the construction of supermarkets.  They did

        18       it, in fact, in the capital area, the Price

        19       Choppers, and the other ones.

        20                      To what extent, Senator -- and if

        21       you could deal with this question with some

        22       specificity -- have we tightened up that abuse

        23       of the IDA mechanism?  Certainly let me just say











                                                             
6822

         1       I think we'll all agree that, if you put up

         2       another supermarket, you're not creating more

         3       jobs but all you're doing is probably taking

         4       away existing jobs.

         5                      SENATOR LARKIN:  Well, I thank

         6       you very much, Senator Leichter.  I do remember

         7       your report and, if you saw the memo in

         8       opposition from the Food Merchants Association

         9       today -

        10                      SENATOR LEICHTER:  I didn't.

        11                      SENATOR LARKIN:  -- you will

        12       recognize that they're not happy with what we've

        13       done in this legislation.  We felt in this

        14       legislation that, if there is a supermarket in

        15       Town A, that's been there for two years, we're

        16       not going to let the supermarket come in across

        17       the street and get these advantages to the

        18       disadvantage of the hard-working owner who has

        19       been there before with no advantages.

        20                      The five first -- the five-point

        21       criteria in there we feel is very strong.  It

        22       substantiates the tax base and it does address

        23       the issue that you've covered in your report











                                                             
6823

         1       that we would -- should not just open up the

         2       barn door and say, Here's the money and you

         3       build what you want.

         4                      Senator, if you'll read the

         5       report by the Food Merchants Association, you

         6       will clearly see that the point that you're

         7       trying to cover, we covered, and they're not

         8       happy with it.

         9                      SENATOR LEICHTER:  Senator, will

        10       you be good enough to yield?

        11                      SENATOR LARKIN:  Yes, Senator.

        12                      SENATOR LEICHTER:  What are those

        13       five points? I really haven't had much time to

        14       study the bill, and I'd appreciate your covering

        15       that for me.

        16                      SENATOR LARKIN:  We talked about

        17       in the tourist area, we talked about in the

        18       distressed area, in the border area, we're

        19       talking about there, for example, our good

        20       friend, Senator Stafford, who has up in

        21       Plattsburgh, and the Canadians come down and

        22       they can come over from Vermont, that gives you

        23       an area of what we were restricting it to, and,











                                                             
6824

         1       for example, I have a city in my district in

         2       Newburgh, New York that municipality of 26,000

         3       that doesn't have a shopping center, that

         4       doesn't have an IDA, a Price Chopper, a Grand

         5       Union, they could go into that, Senator.

         6                      SENATOR LEICHTER:  Senator, who

         7       determines whether the criteria has been met?

         8       And I see you have a definition of distressed

         9       areas and your other limitations.  Who is it

        10       that passes on whether these limitations are

        11       being adhered to because, as you know, one of

        12       the problems is the IDAs have been keeping

        13       documents of their own, nobody to supervise

        14       them.

        15                      SENATOR LARKIN:  Senator, that's

        16       one of the areas that we tightened up that we'd

        17       heard about, as you recall.  We said that two

        18       things, they would have to get approval of the

        19       IDA and the chief executive officer of the

        20       municipality to which the project was going to

        21       go to.

        22                      SENATOR LEICHTER:  I'm sorry,

        23       they could -- could you repeat that.











                                                             
6825

         1                      SENATOR LARKIN:  The IDA board

         2       would have to approve it and also the chief

         3       executive officer of the municipality in which

         4       the project was going to be developed.

         5                      SENATOR LEICHTER:  Well, Senator,

         6       I question how much of a protection that is

         7       because the chief executive, often for various

         8       reasons, will be supportive of the IDA effort.

         9                      SENATOR LARKIN:  Yes, Senator,

        10       but if you will read that portion of the bill

        11       where we clearly outline, I can tell you right

        12       now and tell you and the rest of my colleagues,

        13       that that association is not very happy with the

        14       language we put in there, because the language

        15       in there restricts their ability to put one -

        16       one on one end of a municipality and the other

        17       on the other end of a municipality.  It has to

        18       be a need and requirement and that need and

        19       requirement has to be approved by both the IDA

        20       and the chief executive officer of the

        21       municipality, and I think that that's what you

        22       were talking about when you were complaining

        23       about the operation of the IDAs in your report,











                                                             
6826

         1       Senator.

         2                      SENATOR LEICHTER:  I was

         3       certainly complaining about it, Senator, but I'm

         4       still concerned about the mechanism to make sure

         5       that these restrictions and the restrictions

         6       seem fairly sensible, are adhered to because the

         7       IDA board is the very board that's trying to

         8       locate or fund that supermarket.

         9                      SENATOR LARKIN:  Senator, let me

        10        -- may I interrupt you and read you something.

        11       From the bill itself, Senator, this bill limits

        12       IDA financing of retail projects to tourist

        13       areas, border areas, distressed areas such as

        14       inner cities and under-served rural communities

        15       where retail services are not reasonably

        16       available.  Any IDA financing of a retail

        17       project within borders, distressed and

        18       under-served areas must be confirmed by the

        19       chief executive officer of the IDA sponsoring

        20       municipality.  In addition, it must be shown

        21       that these projects will preserve or increase

        22       private sector jobs within the state.

        23                      SENATOR LEICHTER:  All right,











                                                             
6827

         1       Senator.  We obviously aren't getting very far

         2       on the question that I pose to you, so let's

         3       move to another area.

         4                      Senator, there was a problem in

         5       Rockland County, I believe, Senator Holland's

         6       district, where an IDA board met in a diner and

         7       approved a -- a project.  Have you set up

         8       standards here as to how the IDAs are to conduct

         9       their business?

        10                      SENATOR LARKIN:  Yes, sir, we

        11       have.  I explained it when I was responding to

        12       Senator Gold and, Senator, not only that, but we

        13       also said that any project within -- within

        14       $100,000, within ten days of the application

        15       must have a public hearing and all of those

        16       records will be available in the office of

        17       record which is normally the clerk of the

        18       municipality on file.

        19                      They're a permanent record of

        20       that municipality, and if somebody is

        21       disheartened or disenchanted, Senator, they show

        22       up at that meeting.  Senator, I think one of the

        23       things you're missing here, one of the things











                                                             
6828

         1       that your side of the aisle kept sayin' over and

         2       over again was that we want to tighten it up.

         3       We do too, and so does the other house and what

         4       we've done is capitalized on the hearings that

         5       we've held over the past couple of years, and

         6       we've done that.  We've done it to the

         7       disadvantage of some people who said that we

         8       have tightened up too much and we have not

         9       allowed the grandiose development.

        10                      SENATOR LEICHTER:  Senator, I

        11       think the provision for a public hearing is a

        12       good one, and -- and makes sense.  You had

        13       mentioned -- let me just preface my question to

        14       you, if you would be kind enough just to yield

        15       for one or two more questions.

        16                      You had mentioned reporting to

        17       the Comptroller.  One of the big problems we've

        18       had with IDAs is, since they give exemptions

        19       from state taxes, and Senator Waldon pointed out

        20       the large amounts involved over the years, are

        21       we now going to be able to maintain a record so

        22       we know what the total cost to the state of New

        23       York is through all of the IDA projects?











                                                             
6829

         1                      SENATOR LARKIN:  Well, a couple

         2       things, Senator.  One of the things is the IDA

         3       investment must comply with the same

         4       requirements for any other public authorities.

         5                      Number two, IDAs must establish a

         6       detailed policy for granting exemptions.  These

         7       are two items that have never been in existence

         8       before.

         9                      SENATOR LEICHTER:  Senator, I

        10       don't think that's really responsive.  My

        11       question, you know, my questioning goes, we have

        12       no record, there's no means to determine how

        13       much has been given by the IDA as in tax

        14       exemption because there's -- we have over 150

        15       IDAs.  There was no requirement of central

        16       filing.  Now, I understood you to say that you

        17       will now require filing with the Comptroller; is

        18       that correct?

        19                      SENATOR LARKIN:  Yes, Senator,

        20       that's correct, annual filing with the

        21       Comptroller, the Comptroller will have oversight

        22       of the filing of every IDA in the state which he

        23       didn't have before, and with regard to the tax











                                                             
6830

         1       exemption, if you recognize what I said before,

         2       that the Comptroller, if the report is not

         3       filed, the Comptroller will notify the IDA and

         4       notify the municipality which is the controlling

         5       agency of that IDA, and then suspend their tax

         6       exemptions.

         7                      SENATOR LEICHTER:  All right.

         8       And, Senator, that filing that's required, will

         9       it have in there full information as to the -

        10                      SENATOR LARKIN:  Detailing the

        11       entire project, its financing, who gets the tax

        12       benefits, how the payment in lieu of taxes will

        13       be, Senator, and the distribution of the tax,

        14       the PILOTs, payments in lieu of taxes,

        15       commensurate with the exemption that's given by

        16       the respective political subdivisions.

        17                      SENATOR LEICHTER:  Good.  Thank

        18       you.

        19                      Senator, let me ask you a

        20       question, something I -- that puzzles me and I

        21       couldn't understand.  There's a reference in

        22       your bill to specific cities or maybe they're

        23       towns: The town or the city of Auburn, the city











                                                             
6831

         1       of Troy.  If you look at page 16, lines 21 and

         2       22, why are those municipalities specifically

         3       included in the bill, and what's the effect of

         4       those provisions?

         5                      SENATOR LARKIN: Well, Senator, if

         6       you recall your desire to tighten up these here,

         7       these are in being.  IDAs previously enacted, in

         8       order to make them comply with this, they had to

         9       be included in this provision of this law so

        10       they will be in full force now rather than be

        11       grandfathered to something of the past.

        12                      SENATOR LEICHTER:  I'm sorry, I

        13       must say I -- that answer totally escaped me.

        14       You provide, if you'd be kind enough to yield.

        15       Bear with me, the hour is late, but you provide

        16       in here the authority, and I assume you're

        17       referring to the authority of the IDA in Troy to

        18       mail or deliver to the chief executive officer

        19       and the governing body of the city of Troy, make

        20       available for public inspection comments on the

        21       proposed budget, and I think there's a similar

        22       budget provision in there for Auburn.

        23                      Why is it necessary to have a











                                                             
6832

         1       provision for those two cities, why need they -

         2       why was it important or deemed necessary to

         3       mention them specifically? Why wouldn't they be

         4       covered by the generic provisions of the bill?

         5                      SENATOR LARKIN:  They are

         6       separate entities by themselves and, if we

         7       didn't include this language, they would be

         8       outside of the requirements of the other IDAs

         9       because of the way they were enacted in law.

        10                      SENATOR LEICHTER:  I see.  Thank

        11       you. You know, I think Senator Gold made some

        12       good points.  I think Senator Waldon made some

        13       good points.  Senator Larkin, I appreciate that

        14       there is some tightening up.  I wish you had

        15       gone further. I think the Assembly wanted to go

        16       further.  This has been a scandal.  It's -- it's

        17       been a scandal because it's wasted public

        18       funds.  It's been a sore because of outrageous

        19       conflicts of interest where the developer

        20       chooses the bond counsel, where the bond counsel

        21       in some instances turns out to be the town

        22       attorney, where much of the development of the

        23       projects funded by IDA were supermarket retail











                                                             
6833

         1       establishments; they created no jobs

         2       whatsoever.

         3                      Senator Gold has done a masterful

         4       job in detailing the scandal with Roosevelt

         5       Raceway and, yes, you've tightened up some of

         6       the provisions.  They're certainly improvements

         7       but, Senator, I think we really needed it to go

         8       much further.  I'm not saying that you just put

         9       a Band-aid on a cancer, but I'm not so sure that

        10       you've really got rid of the malignancy of the

        11       IDAs.

        12                      ACTING PRESIDENT LACK:  Senator

        13       Masiello.

        14                      SENATOR MASIELLO:  Thank you.

        15       Senator, would you yield to a question or two?

        16                      ACTING PRESIDENT LACK:  Senator,

        17       would you yield? Senator will yield.

        18                      SENATOR MASIELLO:  Senator

        19       Larkin, I missed some of the debate and maybe

        20       this is redundant.  But I have a couple of

        21       questions to ask of you.

        22                      Senate 5705-B restricted IDA

        23       financing for stadiums, arenas and other











                                                             
6834

         1       government projects.  Does the "C" version do

         2       the same and have the same restrictions?

         3                      SENATOR LARKIN:  No.  No, it does

         4       not, Senator.

         5                      SENATOR MASIELLO:  No, it does

         6       not.  In other words, you could use IDA

         7       financing for those kinds of projects in a

         8       municipality?

         9                      SENATOR LARKIN:  In your home

        10       town, Senator, if you go back there, you'll be

        11       able to participate.

        12                      SENATOR MASIELLO:  How about your

        13       home town?

        14                      SENATOR LARKIN:  I'd be glad to,

        15       Senator.

        16                      SENATOR MASIELLO:  What about IDA

        17       financing for hospital facilities?

        18                      SENATOR LARKIN:  The hospital

        19       piece, Senator, we wanted to continued in the

        20       hospital piece, but the other house would not

        21       allow it.  They feel that the hospital

        22       expansion, and they take on the hospital in two

        23       versions; one is the hospital itself and the











                                                             
6835

         1       other is the external parts of the hospital,

         2       offices and what not.

         3                      Ours has a window here for -- for

         4       the 60-day period if they've got their part of

         5       it in.  With what the hospitals alone were

         6       saying and your other house was saying that

         7       hospitals have a vehicle to construct additions

         8       to their facilities under the Health Care

         9       Financing Agency and that should be the proper

        10       vehicle.

        11                      The loans, the amount of loans

        12       and the extended period of time are most

        13       appropriate.

        14                      SENATOR MASIELLO:  So it does

        15       restrict hospitals?

        16                      SENATOR LARKIN:  Yes.

        17                      SENATOR MASIELLO:  You can't -

        18       you can't finance hospitals under this bill?

        19                      SENATOR LARKIN:  The existing law

        20       remains in place, Senator.  The original bill

        21       that you were talkin' about, we had -- we, on

        22       this -- in this house wanted to expand the

        23       opportunity under IDAs for hospitals and the











                                                             
6836

         1       Assembly did not concur, no, therefore, we're

         2       using the existing policy.

         3                      SENATOR MASIELLO:  What about

         4       local decision-making, is there a role for local

         5       addition-making in this?

         6                      SENATOR LARKIN:  Yes, Senator, if

         7       you have a project that has a $100,000 price tag

         8       ten days from the application of the project,

         9       there's a public hearing.  There's a public

        10       input.  I think you have to go back, Senator,

        11       just a little bit further that, when you look at

        12       an IDA, an IDA's operating budget is scrutinized

        13       by the municipality -

        14                      SENATOR MASIELLO:  There isn't -

        15       Senator, there is no requirement for local

        16       input.

        17                      SENATOR LARKIN:  I disagree with

        18       you, Senator.  I just said that there is.  If

        19       you make an application and that project is

        20       $100,000, there's a public hearing and the

        21       public will be given the opportunity to voice

        22       their concerns pro or con of that specific

        23       project.











                                                             
6837

         1                      SENATOR MASIELLO:  Does the IDA

         2        -- do they have to take the local inputs?

         3                      SENATOR LARKIN:  Yes.

         4                      SENATOR MASIELLO:  They have to.

         5       There is a provision there?

         6                      SENATOR LARKIN:  Yes, there is,

         7       Senator.

         8                      Senator, on page 10, lines -

         9       starting at line 6 and 7.

        10                      SENATOR MASIELLO:  What page?

        11       Sorry.

        12                      SENATOR LARKIN:  Page 10,

        13       Senator.

        14                      SENATOR MASIELLO:  O.K. It's 12,

        15       Senator, line 12, Senator.  Demonstrated public

        16       support for the proposed project, and it spells

        17       out all the amenities that are peertinent to a

        18       project.

        19                      SENATOR MASIELLO:  One further

        20       question, Senator.

        21                      SENATOR LARKIN:  Yes, Senator.

        22                      SENATOR MASIELLO:  What about the

        23       ability of IDAs to finance aged facilities,











                                                             
6838

         1       senior citizen homes?

         2                      SENATOR LARKIN:  We didn't change

         3       the law.  On our original print of this in the

         4       Senate, that was in there and the other house

         5       would not agree to that, so it had to be

         6       removed, so that portion is the same as existing

         7       law.

         8                      SENATOR MASIELLO:  So it's not in

         9       here.

        10                      SENATOR LARKIN:  Senator, we

        11       wanted it in.  We could not get agreement with

        12       the other house and, in order to do this, that

        13       portion was deleted, and we're back to where

        14       we've been for the last number of years.

        15                      SENATOR MASIELLO:  Thank you.

        16                      SENATOR LARKIN:  Thank you very

        17       much, Senator.

        18                      ACTING PRESIDENT LACK:  Senator

        19       Galiber.

        20                      SENATOR GALIBER:  Senator Larkin,

        21       will you yield for a question or two?

        22                      SENATOR LARKIN:  Yes, Senator.

        23                      SENATOR GALIBER:  Senator, I came











                                                             
6839

         1       in late on this piece of legislation but you've

         2       often heard me mention about my reapportionment

         3       dilemma.  Part of the new government that I

         4       represent is in Mount Vernon and -

         5                      SENATOR LARKIN:  You mean with

         6       your colleague, Senator Velella.

         7                      SENATOR GALIBER:  With my good

         8       colleague, Senator Velella.

         9                      SENATOR LARKIN:  Yes, Senator.

        10                      SENATOR GALIBER:  I received a

        11       note from the mayor of the city of Mount Vernon

        12       and I've voted against these IDAs as before for

        13       a whole slew of reasons historically, because in

        14       Bronx County, that's another part of my

        15       district, things weren't happening, they just

        16       use these IDAs in certain select areas. We were

        17       concerned about it.  We voted against it, not

        18       because it was not a good concept, it was just a

        19       parochial concept that it touched and concerned

        20       very influential people in certain areas.

        21                      What I'd like to know, Senator,

        22       is I believe the note said -

        23                      SENATOR LARKIN:  Go ahead,











                                                             
6840

         1       Senator.

         2                      SENATOR GALIBER:  I believe that

         3       the note said, Senator, you're new in Mount

         4       Vernon, but if this piece of legislation that

         5       your good colleague Larkin, Senator Larkin,

         6       passes, that Mount Vernon would be hurt pretty

         7       badly by it.  I'm asking you because I don't

         8       know as to what -- how would this bill, if it

         9       passes, you certainly are going to have the

        10       numbers here, impact on my new district, the

        11       30,000 people in Mount Vernon that I share with

        12       Senator Velella.

        13                      SENATOR LARKIN:  Your concerns

        14       have been expressed to me and my colleagues

        15       working on the bill by Senator Velella and

        16       Senator Spano.  You have a project that they're

        17       talkin' about in the city of Mount Vernon.

        18                      SENATOR GALIBER:  That's it.

        19                      SENATOR LARKIN:  They anticipate

        20       that this project will be up on board within 30

        21       to 40 days.

        22                      SENATOR GALIBER:  Yeah.

        23                      SENATOR LARKIN:  The provisions











                                                             
6841

         1       of the bill that we're talking about is that

         2       they'll have a window of opportunity of 60 days

         3       after the bill is signed into law.  We don't

         4       know when the Governor will sign it, but if they

         5       have the inducement resolution and the

         6       application, they're home free, Senator.

         7                      SENATOR GALIBER:  It's that

         8       inducement resolution that gets me concerned.

         9       Did you get that down?

        10                      SENATOR GOLD:  Senator Larkin,

        11       will you yield to one question?

        12                      SENATOR LARKIN:  I don't play

        13       golf, Senator.

        14                      SENATOR GOLD:  You don't do a lot

        15       of things, but will you yield to one question?

        16                      SENATOR LARKIN:  Yes, sir.

        17                      SENATOR GOLD:  Senator, under

        18       this bill, could IDA funding be used to build,

        19       let's say, a sports facility?

        20                      SENATOR LARKIN:  Yes, it can,

        21       Senator.

        22                      SENATOR GOLD:  So, Senator

        23       Larkin, if I can understand Senator Masiello's











                                                             
6842

         1       concerns, if this becomes law, we could not

         2       build a hospital that would operate 365 days a

         3       year, employ people 365 days a year, but this is

         4       just as a wild example, they could give $150,000

         5       or more of IDA money to build a tennis stadium,

         6       is that right?

         7                      SENATOR LARKIN:  Yes, Senator,

         8       that's true.  We would have loved to have the

         9       hospitals in here, but your colleagues in the

        10       other house did not see fit to continue to

        11       include hospitals.

        12                      SENATOR GOLD:  I see.  So,

        13       therefore, you basically failed in that part of

        14       the negotiation.

        15                      SENATOR LARKIN:  I don't think we

        16       failed in that, Senator. We maintained the

        17       opportunity for them to use funding under the

        18       Health Facilities Finance Agency to do the same

        19       thing with the same rate of interest and funds

        20       there are available because, don't forget,

        21       Senator, that when they're going to build that

        22       hospital, they're going to have to deal with the

        23       Department of Health, when they need that











                                                             
6843

         1       certificate of need and when they need that

         2       Article 28 action, that will all be covered in

         3       that and provide the same funding.

         4                      Read the last section.

         5                      ACTING PRESIDENT LACK:  Last

         6       section.

         7                      THE SECRETARY:  Section 38.  This

         8       act shall take effect on the 60th day after it

         9       shall have become a law.

        10                      ACTING PRESIDENT LACK:  Call the

        11       roll.

        12                      (The Secretary called the roll. )

        13                      THE SECRETARY:  Ayes 58, nays 1,

        14       Senator Waldon recorded in the negative.

        15                      ACTING PRESIDENT LACK:  The bill

        16       is passed.

        17                      Senator Present.

        18                      SENATOR PRESENT:  1442, please.

        19                      ACTING PRESIDENT LACK:  Secretary

        20       will read 1442.

        21                      THE SECRETARY:  Calendar Number

        22       1442, by Senator Bruno, Senate Bill Number

        23       5520-A, an act to allow certain persons to











                                                             
6844

         1       obtain retroactive membership in Tier I.

         2                      SENATOR GOLD:  Last section.

         3                      ACTING PRESIDENT LACK:  Last

         4       section.

         5                      THE SECRETARY:  Section 2.  This

         6       act shall take effect immediately.

         7                      ACTING PRESIDENT LACK:  Call the

         8       roll.

         9                      (The Secretary called the roll. )

        10                      THE SECRETARY:  Ayes 56, nays 3,

        11       Senators Galiber, Gold and Leichter recorded in

        12       the negative.

        13                      ACTING PRESIDENT LACK:  The bill

        14       is passed.

        15                      Senator Present.

        16                      SENATOR PRESENT:  Calendar 1443,

        17       please.

        18                      ACTING PRESIDENT LACK:  Calendar

        19       1443, the Secretary shall read.

        20                      THE SECRETARY:  Calendar 1443, by

        21       Senator Stachowski, Senate Bill Number 5777-A,

        22       in relation to permitting George R. Blair, a

        23       member of the -











                                                             
6845

         1                      SENATOR GOLD:  Last section.

         2                      ACTING PRESIDENT LACK:  Last

         3       section.

         4                      THE SECRETARY:  Section 2.  This

         5       act shall take effect immediately.

         6                      ACTING PRESIDENT LACK:  Call the

         7       roll.

         8                      (The Secretary called the roll. )

         9                      THE SECRETARY:  Ayes 56, nays 3,

        10       Senators Galiber, Gold and Leichter recorded in

        11       the negative.

        12                      ACTING PRESIDENT LACK:  Senator

        13       Stachowski, your bill is passed.

        14                      Senator Present.

        15                      SENATOR PRESENT:  Calendar 1447,

        16       please.

        17                      ACTING PRESIDENT LACK:  Calendar

        18       1447.

        19                      THE SECRETARY:  Calendar Number

        20       1447, by Senator Cook, Senate Bill Number 6016,

        21       authorize the city of Port Jervis to discontinue

        22       the use of certain portion of a street.

        23                      ACTING PRESIDENT LACK:  Home rule











                                                             
6846

         1       message at the desk.  Last section, please.

         2                      THE SECRETARY:  Section 2.  This

         3       act shall take effect immediately.

         4                      ACTING PRESIDENT LACK:  Call the

         5       roll.

         6                      (The Secretary called the roll. )

         7                      THE SECRETARY:  Ayes 59.

         8                      ACTING PRESIDENT LACK:  The bill

         9       is passed.

        10                      Senator Present.

        11                      SENATOR PRESENT:  Calendar 1448,

        12       please.

        13                      ACTING PRESIDENT LACK:  Secretary

        14       will read Calendar 1448.

        15                      THE SECRETARY:  By Senator

        16       DeFrancisco, Senate Bill Number 6017, authorize

        17       Steven Kenyon to transfer credit.

        18                      SENATOR GOLD:  Explanation.

        19                      ACTING PRESIDENT LACK:  Senator

        20       DeFrancisco, Senator Gold has requested an

        21       explanation.

        22                      SENATOR DeFRANCISCO:  Well, I

        23       can't give any greater explanation than is in











                                                             
6847

         1       the memo.  There's no other information to

         2       provide.

         3                      SENATOR GOLD:  Let's hear it.

         4                      SENATOR DeFRANCISCO:  It's New

         5       York State Assembly memorandum in support of

         6       legislation submitted in accordance with

         7       Assembly Rule 1, section (e).  There is a check

         8       mark on original draft of bill and then after

         9       that, it's memo on amended bill, but that's not

        10       checked.  Bill Number Assembly is blank, Senate

        11       is blank. Sponsor is member of Assembly

        12       Christensen, Senator is DeFrancisco.  Title of

        13       bill, capitalized and underlined, an act to

        14       authorize Steven Kenyon to transfer credit

        15       earned in the New York State Teachers'

        16       Retirement System to the New York State and

        17       Local Employees' Retirement System.

        18                      The purpose or general idea of

        19       the bill, this bill would allow Steven Kenyon,

        20       who was a member of the New York State Teachers'

        21       Retirement System from September 1, 1972 to

        22       January 31, 1975, to transfer service credit to

        23       the New York State and Local Employees'











                                                             
6848

         1       Retirement System, in which Mr. Kenyon has held

         2       membership since February 2, 1972.

         3                      Summary of the specific

         4       provisions is blank, because it's very well

         5       spelled out in the bill.  Justification:  Mr.

         6       Kenyon's request to transfer service credit is

         7       rejected by the New York State Teachers'

         8       Retirement System because they claim he failed

         9       to respond to their offer within the required

        10       time period.  Mr. Kenyon had changed address and

        11       never received the offer.  This bill is needed

        12       to allow Mr. Kenyon to transfer the credit he

        13       has earned.

        14                      Prior legislative history: None.

        15       Fiscal implications: None.  Effective date: This

        16       act shall take effect immediately.

        17                      SENATOR GOLD:  Mr. President.

        18                      ACTING PRESIDENT LACK:  Senator

        19       Gold.

        20                      SENATOR GOLD:  Will you yield to

        21       a question, Senator?

        22                      ACTING PRESIDENT LACK:  Will you

        23       yield, Senator?











                                                             
6849

         1                      SENATOR DeFRANCISCO:  Yes.

         2                      ACTING PRESIDENT LACK:  Senator

         3       will yield.  Senator Gold.

         4                      SENATOR GOLD:  Senator, I

         5       appreciate your reading the memo.  Mayor

         6       LaGuardia would have been proud of you.  But can

         7       I ask you something where it says this bill's

         8       fiscal implications.  There's a blank, I think,

         9       on the Assembly memo but there must be fiscal

        10       implications.  Can you tell us what they are?

        11                      SENATOR DeFRANCISCO:  No, I

        12       can't.

        13                      SENATOR GOLD:  Well, Senator,

        14       I've got a note here, I don't know where it came

        15       from, but it indicates it's $76,000 and the cost

        16       will be borne by the state and the employeers

        17       and ERS.  I mean is there -- why, if the man did

        18       not take advantage of the opportunity, do you

        19       know how many other people didn't take advantage

        20       because they changed their address or for some

        21       reason didn't do it?

        22                      SENATOR DeFRANCISCO:  I don't

        23       know the answer, but in this particular case











                                                             
6850

         1       apparently it was proven that he never received

         2       the offer in the mail, and to resolve this

         3       inequity, this bill was requested by a member of

         4       the Assembly, and I agreed to co-sponsor it.

         5                      SENATOR GOLD:  Yeah.  Will the

         6       Senator yield to a question? Senator, you say it

         7       was proven.  There is nothing in this memo that

         8       says it was proven at all.

         9                      SENATOR DeFRANCISCO:  Excuse

        10       me?

        11                      SENATOR GOLD:  In the memo it

        12       says the Teachers' Retirement System rejected

        13       his claim because he failed to respond.

        14       Apparently he says he moved and never got the

        15       offer but nothing was proven.  Why -- I mean why

        16       do we become an appellate court to this system

        17       which apparently gave him a hearing and

        18       determined after a hearing that he wasn't

        19       entitled?

        20                      SENATOR DeFRANCISCO:  Well, it's

        21       basically the same reason that we just passed

        22       Senator Stachowski's bill, a very similar

        23       situation I believe, but for those reasons,











                                                             
6851

         1       obviously there's a fiscal impact and the note

         2       is on the bill.  If that fiscal impact causes

         3       you a problem, you certainly can vote in the

         4       negative, as you have on every one of these

         5       bills, to be consistent.

         6                      SENATOR GOLD:  Yeah.  Well,

         7       Senator, first of all, on the bill, Mr.

         8       President.

         9                      ACTING PRESIDENT LACK:  Senator

        10       Gold, on the bill.

        11                      SENATOR GOLD:  Mr. President, I

        12       don't think it's any secret that I think this is

        13       a terrible procedure, and I don't think it's any

        14       secret that I have commended Senator Trunzo for

        15       his work in trying to change the system, and I

        16       understand there now is some kind of an

        17       agreement which I think is a better way of doing

        18       it than having the Governor just veto all of

        19       these bills.

        20                      But just so I can explain to

        21       Senator DeFrancisco, who I understand is young

        22       in this chamber, Senator, there is -- there are

        23       differences in some of these bills.  Everybody











                                                             
6852

         1       would love to get in on the same gravy train,

         2       Senator, but there are differences.  I don't

         3       think that your gentleman here is in the same

         4       predicament as some of the ladies who had

         5       pregnancy problems and in those days were not

         6       getting pregnancy leave but were getting laid

         7       off, and now in a more enlightened time frame we

         8       are trying to make up for that.  I don't think

         9       that you're claiming that what's his name now,

        10       yeah, you're not claiming that Steven Kenyon was

        11       pregnant, particularly not pregnant beyond his

        12       control.

        13                      The fact is, Senator, that I

        14       don't like these bills, but I think some of them

        15       are more outrageous than others.  In this

        16       particular case, Senator, apparently the man had

        17       a hearing.  Now, at that hearing, if he had the

        18       process, I assume that the reason he had the

        19       hearing was that they had authority to give him

        20       relief had they believed that he was entitled to

        21       relief.  That, I think, is a different case,

        22       Senator DeFrancisco, and maybe that's why some

        23       of the Senators over here do not appreciate the











                                                             
6853

         1       tone of your explanation and have suggested a

         2       slow roll call.

         3                      ACTING PRESIDENT LACK:  Last

         4       section.

         5                      THE SECRETARY:  Section 2.

         6                      SENATOR GALIBER:  Slow roll call.

         7                      THE SECRETARY:  This act shall

         8       take effect immediately.

         9                      ACTING PRESIDENT LACK:  Slow roll

        10       call has been requested.  Please ring the

        11       bells.  All Senators please return to the

        12       floor.  There will be a slow roll call.

        13                      The Secretary will begin calling

        14       the roll slowly.

        15                      THE SECRETARY:  Senator Babbush

        16       excused.

        17                      Senator Bruno.

        18                      SENATOR BRUNO:  Yes.

        19                      THE SECRETARY:  Senator Connor.

        20                      (There was no audible response. )

        21                      ACTING PRESIDENT LACK:  Senator

        22       Connor, will you repeat your vote, please.

        23                      SENATOR CONNOR:  Aye.











                                                             
6854

         1                      ACTING PRESIDENT LACK:  Senator

         2       Connor in the affirmative.

         3                      THE SECRETARY:  Senator Cook.

         4                      (There was no response. )

         5                      Senator Daly.

         6                      SENATOR DALY:  Yes.

         7                      THE SECRETARY:  Senator

         8       DeFrancisco.

         9                      SENATOR DeFRANCISCO:  Like to

        10       explain my vote.

        11                      ACTING PRESIDENT LACK:  Senator

        12       DeFrancisco, to explain his vote.

        13                      SENATOR DeFRANCISCO:  I

        14       understand that I may have youth on some

        15       Senators here, and they believe that wisdom

        16       comes with age, but apparently by this slow roll

        17       call, that obviously disproves that particular

        18       premise.  There's nothing in this bill that's

        19       very offensive to anyone.  It's a bill like many

        20       others that have been passed even today, and to

        21       request information further than was on the memo

        22       and to ask the memo to be read, I don't think

        23       shows any great wisdom.











                                                             
6855

         1                      So I'm going to vote in the

         2       affirmative on this bill as I will on other

         3       bills sponsored, whether it's either by the

         4       Majority or Minority, Senator, and I would hope

         5       also, as Senator Gold has said, that there will

         6       be a procedure established some time so that

         7       there will be a process that all of these can be

         8       accomplished outside of this system.

         9                      ACTING PRESIDENT LACK:  Continue

        10       you the roll call.

        11                      THE SECRETARY:  Senator

        12       Dollinger.

        13                      SENATOR DOLLINGER:  Aye.

        14                      THE SECRETARY:  Senator Espada.

        15                      SENATOR ESPADA:  Yes.

        16                      THE SECRETARY:  Senator Farley.

        17                      SENATOR FARLEY:  Aye.

        18                      THE SECRETARY:  Senator Galiber.

        19                      SENATOR GALIBER:  No.

        20                      THE SECRETARY:  Senator Gold.

        21                      SENATOR GOLD:  No.

        22                      THE SECRETARY:  Senator

        23       Gonzalez.











                                                             
6856

         1                      SENATOR GONZALEZ:  Yes.

         2                      THE SECRETARY:  Senator Goodman.

         3                      SENATOR GOODMAN:  Yes.

         4                      THE SECRETARY:  Senator

         5       Halperin.

         6                      SENATOR HALPERIN:  Yes.

         7                      THE SECRETARY:  Senator Hannon.

         8                      SENATOR HANNON:  Yes.

         9                      THE SECRETARY:  Senator

        10       Hoffmann.

        11                      (There was no response. )

        12                      Senator Holland.

        13                      SENATOR HOLLAND:  Yes.

        14                      THE SECRETARY:  Senator Johnson.

        15                      SENATOR JOHNSON:  Aye.

        16                      THE SECRETARY:  Senator Jones.

        17                      SENATOR JONES:  Yes.

        18                      THE SECRETARY:  Senator Kuhl.

        19                      SENATOR KUHL:  Aye.

        20                      THE SECRETARY:  Senator Lack.

        21                      SENATOR LACK:  Aye.

        22                      THE SECRETARY:  Senator Larkin.

        23                      SENATOR LARKIN:  Aye.











                                                             
6857

         1                      THE SECRETARY:  Senator LaValle.

         2                      SENATOR LAVALLE:  Aye.

         3                      THE SECRETARY:  Senator

         4       Leichter.

         5                      SENATOR LEICHTER:  Mr. President,

         6       to explain my vote.

         7                      ACTING PRESIDENT LACK:  Senator

         8       Leichter, to explain his vote.

         9                      SENATOR LEICHTER:  Mr. President,

        10       I heard some references here to wisdom.  I

        11       question how much wisdom there is that, when a

        12       member gets up and asks questions about a bill,

        13       he's treated with somewhat contemptuous answers

        14       and we can have slow roll calls or debates, but

        15       I think that there's a general level of courtesy

        16       that usually prevails in this house.

        17                      I think Senator Gold has had a

        18       very consistent policy on this and an honest

        19       policy.  He's entitled to get answers.  His

        20       questions were not offensive.  His questions

        21       were not frivolous.  His questions went to the

        22       heart of this bill and his concern over a

        23       policy, and I think he's entitled to receive











                                                             
6858

         1       courteous answers and answers that are -

         2                      ACTING PRESIDENT LACK:  Excuse

         3       me, Senator Leichter.  Can we have some quiet in

         4       the chamber, please.  Stenographer has to take

         5       the minutes of our proceedings and we are in

         6       session.  There's a roll call and Senator

         7       Leichter is explaining his vote.

         8                      SENATOR LEICHTER:  All right. And

         9       I think he's entitled to receive answers and not

        10       be treated as if his questions are somewhat

        11       offensive or an infringement or trespass on what

        12       a member's right is to pass any sort of a bill

        13       without even seeking to understand -- without

        14       even being able to understand it or seeking to

        15       explain it.

        16                      So, Mr. President, I'm sorry that

        17       there needs to be a slow roll call on this to

        18       make a point, but I think hopefully the point

        19       has been understood.

        20                      Mr. President, I vote in the

        21       negative.

        22                      ACTING PRESIDENT LACK:  Senator

        23       Leichter in the negative.  Continue the roll











                                                             
6859

         1       call.

         2                      THE SECRETARY:  Senator Levy.

         3                      SENATOR LEVY:  Aye.

         4                      THE SECRETARY:  Senator Libous.

         5                      SENATOR LIBOUS:  Aye.

         6                      THE SECRETARY:  Senator Maltese.

         7                      (There was no response. )

         8                      Senator Marchi.

         9                      SENATOR MARCHI:  Aye.

        10                      THE SECRETARY:  Senator Marino.

        11                      (Affirmative indication. )

        12                      THE SECRETARY:  Aye.

        13                      Senator Markowitz.

        14                      SENATOR MARKOWITZ:  To explain my

        15       vote.

        16                      ACTING PRESIDENT LACK:  Senator

        17       Markowitz.

        18                      SENATOR MARKOWITZ:  Thank you

        19       very much, Mr. President.

        20                      The first question I have, is

        21       that Senator Trunzo over there? Great, great.  I

        22       think I need my glasses, I'm not sure.  He must

        23       be losin' weight.











                                                             
6860

         1                      I'm not so sure Senator Trunzo is

         2       going to be appreciative of those comments.

         3       Senator DeFrancisco, I have a question to ask if

         4       I may.  Are we debating a bill of more than two

         5       million tenants that are being held hostage

         6       tonight, is that the bill we're debating right

         7       now?

         8                      ACTING PRESIDENT LACK:  No,

         9       excuse me, Senator Markowitz.

        10                      SENATOR MARKOWITZ:  Is that the

        11       bill we're debating tonight?

        12                      ACTING PRESIDENT LACK:  Senator

        13       Markowitz.

        14                      SENATOR MARKOWITZ:  No, I'm

        15       asking you, is that what we're voting on at the

        16       moment? It's a point of information.  What are

        17       we voting on?

        18                      ACTING PRESIDENT LACK:  Senator

        19       Markowitz, you may pass your remarks through the

        20       Chair and, if you really don't know what we're

        21       voting on, be happy to tell you.

        22                      SENATOR MARKOWITZ:  I'd be happy

        23       to hear what we are voting on at a quarter to











                                                             
6861

         1       12:00 almost.  What are we voting on?

         2                      ACTING PRESIDENT LACK:  We're

         3       voting on 1448, by Senator DeFrancisco.

         4                      SENATOR MARKOWITZ:  No, I

         5       understand that, but what is the bill about?

         6                      ACTING PRESIDENT LACK:  Sorry,

         7       Senator Markowitz, if you were not in the

         8       chamber.

         9                      SENATOR MARKOWITZ:  I have a

        10       right to ask a question.  What is the bill

        11       about? Do I have a right to ask what the bill is

        12       about?

        13                      ACTING PRESIDENT LACK:  You may

        14       explain your vote for about another ten

        15       seconds.

        16                      SENATOR MARKOWITZ:  Senator, I'm

        17       just asking what is the bill about?

        18                      SENATOR PRESENT:  Senator, we're

        19       in a roll call.  You have your two minutes to

        20       explain your vote.  We've gone beyond the debate

        21       period.

        22                      SENATOR MARKOWITZ:  I see.  All

        23       right, Senator.  I -- the reason why I ask this











                                                             
6862

         1       is obviously I do know what it's about, but it

         2       just seems ludicrous to me that we're discussing

         3       this bill which is important to this one

         4       individual of 16 million in the state of New

         5       York when millions of tenants are holding their

         6       breath at almost a quarter to 12:00.

         7                      I vote yes.

         8                      ACTING PRESIDENT LACK:  Continue

         9       the roll call.

        10                      THE SECRETARY:  Senator

        11       Masiello.

        12                      SENATOR MASIELLO:  Aye.

        13                      THE SECRETARY:  Senator Mega.

        14                      SENATOR MEGA:  Yes.

        15                      THE SECRETARY:  Senator Mendez.

        16                      SENATOR MENDEZ:  Yes.

        17                      THE SECRETARY:  Senator

        18       Montgomery.

        19                      SENATOR MONTGOMERY:  Yes.

        20                      THE SECRETARY:  Senator Nolan.

        21                      (There was no response. )

        22                      Senator Nozzolio.

        23                      SENATOR NOZZOLIO:  Aye.











                                                             
6863

         1                      THE SECRETARY:  Senator

         2       Ohrenstein.

         3                      (Affirmative indication. )

         4                      THE SECRETARY:  Aye.

         5                      Senator Onorato.

         6                      SENATOR ONORATO:  Aye.

         7                      THE SECRETARY:  Senator

         8       Oppenheimer.  Senator Oppenheimer.

         9                      SENATOR OPPENHEIMER:  Oh, yes.

        10                      THE SECRETARY:  Senator Padavan.

        11                      SENATOR PADAVAN:  Yes.

        12                      THE SECRETARY:  Senator Pataki.

        13                      SENATOR PATAKI:  Yes.

        14                      THE SECRETARY:  Senator

        15       Paterson.

        16                      (There was no response. )

        17                      Senator Present.

        18                      SENATOR PRESENT:  Aye.

        19                      THE SECRETARY:  Senator Saland.

        20                      SENATOR SALAND:  Aye.

        21                      THE SECRETARY:  Senator

        22       Santiago.

        23                      SENATOR SANTIAGO:  Yes.











                                                             
6864

         1                      THE SECRETARY:  Senator Sears.

         2                      SENATOR SEARS:  Yes.

         3                      THE SECRETARY:  Senator Seward.

         4                      SENATOR SEWARD:  Yes.

         5                      THE SECRETARY:  Senator Sheffer.

         6                      SENATOR SHEFFER:  Yes.

         7                      THE SECRETARY:  Senator Skelos.

         8                      SENATOR SKELOS:  Yes.

         9                      THE SECRETARY:  Senator Smith.

        10                      SENATOR SMITH:  Yes.

        11                      THE SECRETARY:  Senator Solomon.

        12       Senator Solomon.

        13                      SENATOR SOLOMON:  Yes.

        14                      THE SECRETARY:  Senator Spano.

        15                      SENATOR SPANO:  Aye.

        16                      THE SECRETARY:  Senator

        17       Stachowski.

        18                      SENATOR STACHOWSKI:  Yes.

        19                      THE SECRETARY:  Senator

        20       Stafford.

        21                      SENATOR STAFFORD: Aye.

        22                      THE SECRETARY:  Senator

        23       Stavisky.











                                                             
6865

         1                      SENATOR STAVISKY:  Aye.

         2                      THE SECRETARY:  Senator Trunzo.

         3                      SENATOR TRUNZO:  Aye.

         4                      THE SECRETARY:  Senator Tully.

         5                      SENATOR TULLY:  Mr. President.

         6                      ACTING PRESIDENT LACK:  Senator

         7       Tully to explain his vote.

         8                      SENATOR TULLY:  I'm privileged to

         9       vote with Senator DeFrancisco in support of this

        10       resident of his community as I was previously

        11       privileged to join with Senator Markowitz in

        12       voting for the local bill for the resident of

        13       Senator Stachowski's in Calendar 1443.

        14                      ACTING PRESIDENT LACK:  Continue

        15       the roll call.

        16                      THE SECRETARY:  Senator Velella.

        17                      SENATOR VELELLA:  Yes.

        18                      THE SECRETARY:  Senator Volker.

        19                      SENATOR VOLKER:  Yes.

        20                      THE SECRETARY:  Senator Waldon.

        21                      SENATOR WALDON:  Yes.

        22                      THE SECRETARY:  Senator Wright.

        23                      SENATOR WRIGHT:  Yes.











                                                             
6866

         1                      ACTING PRESIDENT LACK:

         2       Absentees.

         3                      THE SECRETARY:  Senator Cook.

         4                      SENATOR COOK:  Yes.

         5                      THE SECRETARY:  Senator

         6       Hoffmann.

         7                      (There was no response. )

         8                      Senator Maltese.

         9                      SENATOR MALTESE:  Aye.

        10                      THE SECRETARY:  Senator Nolan.

        11                      (There was no response. )

        12                      Senator Paterson.

        13                      (There was no response. )

        14                      ACTING PRESIDENT LACK:  Results.

        15                      THE SECRETARY:  Ayes 54, nays 3.

        16                      ACTING PRESIDENT LACK:  The bill

        17       is passed.

        18                      Senator Present.

        19                      SENATOR PRESENT:  Let's stand at

        20       ease for a moment.

        21                      ACTING PRESIDENT LACK:  The

        22       Senate will stand at ease.

        23                      (Whereupon the Senate stood at











                                                             
6867

         1       ease. )

         2                      ACTING PRESIDENT LACK:  Senate

         3       will come to order.

         4                      Senator Present.

         5                      SENATOR PRESENT:  Can we call up

         6       Calendar -- no, I've just changed my mind.

         7       Continue to stand at ease.

         8                      ACTING PRESIDENT LACK:  We're

         9       still going to stand at ease.

        10                      Senate will come to order.

        11       Senator Present, could we return to a message

        12       from the Assembly?

        13                      SENATOR PRESENT:  Please do it.

        14                      ACTING PRESIDENT LACK:  Messages

        15       from the Assembly.  We received a message from

        16       the Assembly which the Secretary shall read.

        17                      THE SECRETARY:  The Assembly

        18       transmits the following bill, by the Assembly

        19       Committee on Rules: Assembly Bill Number 8784,

        20       an act to amend Chapter 576 of the Laws of 1974,

        21       amending the Emergency Housing Rent Control

        22       Law.

        23                      ACTING PRESIDENT LACK:  Senator











                                                             
6868

         1       Present.

         2                      SENATOR PRESENT:  Mr. President,

         3       is there a message of necessity at the desk?

         4                      ACTING PRESIDENT LACK:  Can we

         5       move the bill directly to third reading, Senator

         6       Present?

         7                      SENATOR PRESENT:  Please do it.

         8                      ACTING PRESIDENT LACK:  Without

         9       objection, the bill will go directly to third

        10       reading.

        11                      SENATOR PRESENT:  Is there a

        12       message of necessity at the desk?

        13                      ACTING PRESIDENT LACK:  There is

        14       a message of necessity at the desk. On the

        15       motion of Senator Present to accept the message

        16       of necessity, all those in favor say aye.

        17                      ((Response of "Aye.")

        18                      Contrary nay.

        19                      (There was no response. )

        20                      The message is accepted.  Last

        21       section.

        22                      SENATOR GOLD:  No, hold it, Mr.

        23       President.











                                                             
6869

         1                      Mr. President.

         2                      ACTING PRESIDENT LACK:  Senator

         3       Gold.

         4                      SENATOR GOLD:  Mr. President,

         5       it's ten minutes to 12:00 and I don't intend on

         6       my part to have any unreasonable delay, but

         7       Senator Connor said something just now which was

         8       quite extraordinary.  He said, quotes, "Why

         9       doesn't somebody just tell us what the bill is?"

        10                      I think that's a good idea.  It

        11       can be done in a minute or two minutes.  I don't

        12       want anybody suggesting that I am delaying this,

        13       but I think there are people here who'd like to

        14       know in a minute and a half or two minutes, what

        15       the bill is. I think that's appropriate and then

        16       we are prepared to vote.

        17                      ACTING PRESIDENT LACK:  Senator

        18       Present.

        19                      Senator Present, on the Assembly

        20       bill, Senator Gold has requested an

        21       explanation.

        22                      SENATOR PRESENT:  Mr. President,

        23       I'm going to ask we stand at ease for a moment.











                                                             
6870

         1       We've got something pending.

         2                      ACTING PRESIDENT LACK:  Senator

         3       Gold, we'll stand at ease for a moment.  I -

         4                      SENATOR GOLD:  Mr. President.

         5                      ACTING PRESIDENT LACK:  Senator

         6       Gold.

         7                      SENATOR GOLD:  Mr. President.  I

         8       know it's too complicated for anyone else, but

         9       I've looked at the bill and it appears to change

        10       the first of July to the 7th of July and -- and

        11       I -- Senator Hannon, I certainly will give him

        12       that courtesy.

        13                      ACTING PRESIDENT LACK:  Senator

        14       Hannon.

        15                      SENATOR HANNON:  In these few

        16       minutes before 12:00 we've been handed a bill

        17       from the Assembly which would extend for six

        18       days, three basic statutes which would otherwise

        19       expire at midnight.  Those would be the rent

        20       regulation laws, the laws on excess medical

        21       malpractice and the laws on the banking

        22       deregulation that have been part of the laws of

        23       this state since 1981.











                                                             
6871

         1                      This extraordinary message has

         2       been handed to us because we have no other

         3       alternative since that's the only bill that we

         4       received a message on.  It's the only bill that

         5       has passed in the Senate and in the Assembly and

         6       we're taking it up as a hand-down.  There is a

         7       deep-seated unhappiness on my part, and I'm sure

         8       it's shared by the other members of this house

         9       who have the responsibility for discussing these

        10       issues, but essentially in the 24 hours since we

        11       last extended this, there has not only been no

        12       movement in regard to rent regulation, but

        13       apparently all of the banking laws, the home

        14       equity loans, other loans, mortgages in this

        15       state, along with the physicians who rely on

        16       this malpractice insurance have been held up, so

        17       that the basic proposition of trying to protect

        18       wealthy tenants will be protected and we're left

        19       with this position.

        20                      It's my belief that, instead of

        21       extending this session and prolonging the agony,

        22       that we would be able to take the legislative

        23       process, have it work, come up with something











                                                             
6872

         1       that will not take a full six days and would

         2       fully expect to have that period shortened.

         3       There is no other alternative but to pass this

         4       bill tonight.

         5                      ACTING PRESIDENT LACK:  Senator

         6       Marino.

         7                      SENATOR MARINO:  Senator, would

         8       you yield, please.

         9                      We're very short on time.  I

        10       would appreciate this chamber passing this bill

        11       in the next minute or two so that the Governor,

        12       who awaits, can sign the bill and we can know we

        13       have an extension of three of the very important

        14       bills that we have to pass this session.

        15                      I've just talked to the Speaker

        16       and we've agreed that with -- with some progress

        17       tomorrow, we can -- we can shorten the period

        18       from six days to something in the order of three

        19       days.  So we -- we have agreed on a shorter

        20       period of time, but I'd ask you now to pass this

        21       bill because it's live.

        22                      Thank you.

        23                      THE PRESIDENT:  Last section.











                                                             
6873

         1                      THE SECRETARY:  Section 6. This

         2       act shall take effect immediately.

         3                      THE PRESIDENT:  Call the roll.

         4                      (The Secretary called the roll. )

         5                      THE SECRETARY:  Ayes 59.

         6                      THE PRESIDENT:  The bill is

         7       passed.

         8                      Senator Dollinger.

         9                      SENATOR DOLLINGER:  Mr.

        10       President, I'd like to just be recorded in the

        11       negative on these bills.  My position on the

        12       extension of all of these bills is reasonably

        13       well known. I've talked on the rent control

        14       bill.

        15                      I just have one thing to add.  I

        16       know we're negotiating hard; I know there are

        17       negotiations, but the message is that

        18       brinksmanship does not a good government make.

        19                      I vote in the negative as a

        20       protest.

        21                      THE PRESIDENT:  Senator Dollinger

        22       votes nay.

        23                      (A demonstration-singing started











                                                             
6874

         1       in the galleries.)

         2                      THE PRESIDENT:  Senator Present.

         3                      SENATOR PRESENT:  Mr. President,

         4       I move that we adjourn.

         5                      THE PRESIDENT:  The Senate stands

         6       adjourned to the call of the Chair.

         7                      SENATOR PRESENT:  1:30 tomorrow.

         8                      THE PRESIDENT:  'Til 1:30

         9       tomorrow afternoon.

        10                      (Whereupon, at 11:58 p.m., the

        11       Senate adjourned. )

        12

        13

        14

        15

        16

        17

        18