Regular Session - January 30, 1996

                                                                  652

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         7                       ALBANY, NEW YORK

         8                       January 30, 1996

         9                          3:01 p.m.

        10

        11

        12                       REGULAR SESSION

        13

        14

        15

        16       LT. GOVERNOR BETSY McCAUGHEY ROSS, President

        17       STEPHEN F. SLOAN, Secretary

        18

        19

        20

        21

        22

        23                      P R O C E E D I N G S











                                                              653

         1                      THE PRESIDENT:  The Senate will

         2       come to order.  Would everyone please rise and

         3       join with me in the Pledge of Allegiance.

         4                      (The assemblage repeated the

         5       Pledge of Allegiance to the Flag.)

         6                      The invocation today will be

         7       given by the Reverend Peter Young of the Blessed

         8       Sacrament Church in Bolton Landing.

         9                      REVEREND PETER YOUNG:  Let us

        10       pray.  Dear God, we come before You scarcely

        11       knowing when and how to ask Your guidance on our

        12       charge to bring to our New York State industries

        13       and labor coalitions a fresh touch of Your

        14       life-giving spirit.  We pray for those whose

        15       skill and training and talents are used, that

        16       they may obtain the dignity of work.  Grant us

        17       what is required for the life to which You call

        18       us, not because we ask wisely Your will, but

        19       because we have the boundless compassion -- know

        20       of Your boundless compassion that You have made

        21       known to us by Your good work.  We ask You this

        22       now and forever in Your name.  Amen.

        23                      THE PRESIDENT:  The reading of











                                                              654

         1       the Journal.

         2                      THE SECRETARY:  In Senate,

         3       Monday, January 29th.  The Senate met pursuant

         4       to adjournment.  The Journal of Friday, January

         5       26th, was read and approved.  On motion, the

         6       Senate adjourned.

         7                      THE PRESIDENT:  Without

         8       objection, the Journal stands approved as read.

         9                      Presentation of petitions.

        10                      Messages from the Assembly.

        11                      Messages from the Governor.

        12                      Reports of standing committees.

        13                      The Secretary will read.

        14                      THE SECRETARY:  Senator Stafford,

        15       from the Committee on Finance, offers up the

        16       following nomination:  Member and Chairman of

        17       the New York State Thruway Authority, Howard

        18       Steinberg of Kings Point.

        19                      THE PRESIDENT:  Senator Stafford.

        20                      SENATOR STAFFORD:  Thank you,

        21       Madam President.

        22                      It's a pleasure for me to report

        23       first that it was so good for some of us who











                                                              655

         1       have been here awhile to have someone exhort the

         2       name of Thomas E. Dewey.  We don't hear that

         3       very often anymore around here, but some of us

         4       remember well, but Senator Steinberg was

         5       reported out of our committee unanimously today,

         6       and I yield to Senator Tully.

         7                      THE PRESIDENT:  Senator Tully.

         8                      SENATOR TULLY:  Thank you, Madam

         9       President.

        10                      I rise to support the nomination

        11       of Howard Steinberg as member and chairman of

        12       the New York State Thruway Authority.  Mr.

        13       Steinberg is a constituent of mine.  I'm not so

        14       certain, although I have seen his birthdate on

        15       his resume, as to whether or not he really

        16       remembers Dewey/Truman in 1948 or not, but I can

        17       tell you that whatever he's found in the lovely

        18       area of the town of North Hempstead -- which is

        19       part of my constituency, in particular, Kings

        20       Point -- I wish he could bottle it because there

        21       are many of us who would like to utilize it

        22       because he epitomizes what we used to call the

        23       Fountain of Youth.  Yet with that youthful











                                                              656

         1       appearance comes a great deal of experience in

         2       the area in which he's going into.

         3                      He is a partner in a New York law

         4       firm which specializes in corporate and securi

         5       ties law.  He's also had extensive experience in

         6       public finance.  He's been active in the Bar

         7       Association of the city of New York, in their

         8       Committees on Corporation Law, Securities

         9       Regulations and the Committee on Federal

        10       Legislation.  He is eminently qualified by both

        11       academic and professional experience, and I'm

        12       privileged to move his nomination as a member

        13       and chairman of the New York State Thruway

        14       Authority, and I would ask you, Mr. President,

        15       if you would also welcome his lovely wife and

        16       daughter who are in the gallery with him.

        17                      ACTING PRESIDENT MAZIARZ:  Thank

        18       you, Senator.

        19                      Is there anyone else wishing to

        20       speak on the nomination?

        21                      Senator Farley.

        22                      SENATOR FARLEY:  Yes.  Thank you,

        23       Mr. President.











                                                              657

         1                      I would like to rise to second

         2       the nomination of Mr. Steinberg.  Having the

         3       Thruway district, my counties that I represent

         4       go right along the Thruway through the Mohawk

         5       Valley, and what an important part of the state

         6       and it is the artery of economic opportunity for

         7       New York State and, of course, it's the way that

         8       so many of my constituents from Schenectady get

         9       to work every day coming over here to Albany.  I

        10       wish more were going the other way, but they

        11       seem to be coming this way, but let me just say

        12       to the new chairman of the Thruway Authority,

        13       that is a very, very important artery for our

        14       state.

        15                      Mr. Steinberg, we wish you well.

        16       I know that this house and the entire Legislat

        17       ure is going to cooperate with you to support

        18       what you're trying to do with this.  You have

        19       also taken on the canals, which are a very large

        20       part of my district and yours also, John, and

        21       we're anxious to see some progress being made

        22       there, and we wish you well in your appointment,

        23       and I'm have pleased to support your nomination.











                                                              658

         1                      ACTING PRESIDENT MAZIARZ:  Thank

         2       you, Senator Farley.

         3                      On the nomination, Senator

         4       Dollinger.

         5                      SENATOR DOLLINGER:  Thank you,

         6       Mr. President.

         7                      I rise in support of this nominee

         8       as well, with exemplary credentials for this

         9       position, and I simply want to explain that

        10       during the Committee on Finance discussion,

        11       Senator Leichter and I both brought up an issue

        12       relating to the fund-raising that might be

        13       associated with this.  This nominee has given us

        14       an answer that I think is on point, and when he

        15       said that he hadn't engaged in that in the past,

        16       he wasn't waiving anything in the future, he

        17       would conform his conduct to that expected under

        18       the Public Officers Law, and I think this is a

        19       good, high quality nominee.  I think our concern

        20       as evidenced in that committee remains present,

        21       but certainly none of the questions that I

        22       asked, nor from Senator Leichter, should be in

        23       any way any impugning of the integrity and skill











                                                              659

         1       and character of this nominee.

         2                      I wish him well and I wish him

         3       the best in success in working with Bill Warren,

         4       who is Rochester's nominee on the Thruway

         5       Authority as well.

         6                      ACTING PRESIDENT MAZIARZ:  The -

         7       I'm sorry.

         8                      Senator DeFrancisco.

         9                      SENATOR DeFRANCISCO:  Yes.  I

        10       would like to add my support to the nominee.

        11       Although we've never met, I've read his resume

        12       and his credentials.  It's always good to have a

        13       lawyer on our boards to make sure it's done

        14       properly, but most importantly, being chairman

        15       of the Tourism Committee, I think it's extremely

        16       important to have someone with his capabilities

        17       and his background to understand how important

        18       it is to develop these tourist destinations

        19       along the canal and to bring this resource to

        20       bring people to the state of New York, and we'll

        21       be having many discussions about that.  I'm just

        22       pleased that we have this high caliber of a

        23       candidate in order to lead this very, very











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         1       important agency, and I urge unanimous approval.

         2                      ACTING PRESIDENT MAZIARZ:  Thank

         3       you.

         4                      The question is on the

         5       confirmation of Howard Steinberg as member and

         6       chairman of the New York State Thruway

         7       Authority.  All in favor signifying by saying

         8       aye.

         9                      (Response of "Aye".)

        10                      Opposed?

        11                      (There was no response.)

        12                      Howard Steinberg is hereby

        13       confirmed as a member and chairman of the New

        14       York State Thruway Authority.  Mr. Steinberg is

        15       joined in the chambers with his wife, Judy

        16       Steinberg and his daughter, Kathy.

        17                      Mr. Steinberg.

        18                      (Applause)

        19                      We have reports of select

        20       committees.

        21                      Communications and reports from

        22       state officers.

        23                      The Chair recognizes Senator











                                                              661

         1       Skelos.

         2                      SENATOR SKELOS:  Mr. President,

         3       there will be an immediate meeting of the

         4       Racing, Gaming and Wagering Committee in Room

         5       332 of the Capitol.

         6                      ACTING PRESIDENT MAZIARZ:

         7       There's an immediate meeting of the Racing,

         8       Gaming and Wagering Committee in Room 332.

         9                      Return to the reports of standing

        10       committees.  The Secretary will read.

        11                      THE SECRETARY:  Senator Stafford,

        12       from the Committee on Finance, offers up the

        13       following bill directly for third reading:

        14                      Senate Print 3978, by Senator

        15       Volker, an act amending the Executive Law, in

        16       relation to the organization of the New York

        17       State Police.

        18                      Senator Lack, from the Committee

        19       on Judiciary, hands up the following bills

        20       directly for third reading:  Senate Print 397,

        21       by Senator Skelos, an act to amend the Real

        22       Property Law, in relation to the priority of the

        23       lien of a reverse mortgage;











                                                              662

         1                      1296, by Senator Lack, concurrent

         2       resolution of the Senate and Assembly, proposing

         3       amendments to Article VI of the Constitution;

         4                      1743-A, by Senator Skelos, an act

         5       to amend the General Obligations Law, in

         6       relation to certain crime victims;

         7                      2109, by Senator Saland, an act

         8       to amend the Surrogate's Procedure Court Act and

         9       the Domestic Relations Law;

        10                      5489-A, by Senator Marcellino, an

        11       act to amend the Municipal Law;

        12                      5757, by Senator Saland, an act

        13       to confirm the existence and boundaries of the

        14       Craryville fire department;

        15                      Senator Cook, from the Committee

        16       on Education, offers up the following bills

        17       directly for third reading:

        18                      Senate Print 2345-A, by Senator

        19       Cook, an act to amend the Education Law, in

        20       relation to the district funds;

        21                      2453, by Senator Cook, an act to

        22       amend the Education Law, in relation to

        23       procedures for the submission of propositions;











                                                              663

         1                      2902-A, by Senator Cook, an act

         2       to amend the Education Law, in relation to

         3       authorizing electronic funds;

         4                      3913, by Senator Cook, an act to

         5       amend the Education Law, in relation to the

         6       transportation of pupils.

         7                      Senator Marcellino, from the

         8       Committee on Conservation, offers up the

         9       following bills:

        10                      3644, by Senator Tully, an act to

        11       amend the Public Authorities Law;

        12                      4423, by Senator Tully, an act to

        13       amend the Environmental Conservation Law;

        14                      4533, by Senator Marchi, an act

        15       to amend the Environmental Conservation Law, in

        16       relation to the general powers of the New York

        17       State Environmental Facilities Corporation.

        18                      Senator Goodman, from the

        19       Committee on Investigations, Taxation and

        20       Government Operations, offers up the following

        21       bills:

        22                      267-A, by Senator Farley, an act

        23       to amend the Arts and Cultural Affairs Law;











                                                              664

         1                      628, by Senator Stafford, an act

         2       to amend the Tax Law, in relation to the

         3       distribution of additional mortgage recording

         4       tax;

         5                      By Senator Cook, 2964, an act to

         6       amend the Tax Law, in relation to imposing a

         7       sales and compensating use tax.

         8                      All bills reported directly for

         9       third reading.

        10                      ACTING PRESIDENT MAZIARZ:

        11       Without objection, all bills directly to third

        12       reading.

        13                      Motions and resolutions.

        14                      Senator Tully.

        15                      SENATOR TULLY:  Yes, Mr.

        16       President.

        17                      On behalf of Senator Lack, on

        18       page 4, I offer the following amendments to

        19       Calendar Number 10, Senate Print Number 1621-A,

        20       and ask that said bill retain its place on the

        21       Third Reading Calendar.

        22                      ACTING PRESIDENT MAZIARZ:  The

        23       amendments are received.











                                                              665

         1                      The Chair recognizes Senator

         2       Skelos.

         3                      SENATOR SKELOS:  Mr. President,

         4       on behalf of Senator Saland, would you star his

         5       bill, Calendar Number 137, Senate 3501.

         6                      ACTING PRESIDENT MAZIARZ:  The

         7       bill is starred at the request of the sponsor.

         8                      SENATOR SKELOS:  Mr. President,

         9       at this time if we could adopt the Resolution

        10       Calendar.

        11                      ACTING PRESIDENT MAZIARZ:  All in

        12       favor of adopting the Resolution Calendar

        13       signify by saying aye.

        14                      (Response of "Aye".)

        15                      Opposed?

        16                      (There was no response.)

        17                      The Resolution Calendar is

        18       adopted.

        19                      SENATOR GOLD:  Mr. President.

        20                      ACTING PRESIDENT MAZIARZ:  The

        21       Chair recognizes -

        22                      SENATOR GOLD:  I understand that

        23       Senator Maltese's resolution on the Queens











                                                              666

         1       Tribune, he would not mind opening it up to the

         2       Queens members, and I know -- oh, okay.

         3                      ACTING PRESIDENT MAZIARZ:  The

         4       Chair recognizes Senator Maltese.

         5                      SENATOR MALTESE:  Thank you.

         6                      With respect to Resolution

         7       JR2286, that is open to any members that would

         8       wish to be on, commemorating the 25th

         9       anniversary of the Queens Tribune.

        10                      Thank you, Mr. -

        11                      ACTING PRESIDENT MAZIARZ:

        12       Senator Skelos.

        13                      SENATOR SKELOS:  Mr. President,

        14       we just adopted Senator Bruno's Resolution 2289

        15       which expresses sorrow upon the occasion of the

        16       death of Major General John C. Baker.  If any

        17       individual would like to co-sponsor it, if they

        18       could inform the desk, Senator Bruno has

        19       consented to that.

        20                      ACTING PRESIDENT MAZIARZ:

        21       Senator Skelos.

        22                      SENATOR SKELOS:  All right.  At

        23       this time, if we could take up the non











                                                              667

         1       controversial calendar.

         2                      ACTING PRESIDENT MAZIARZ:  The

         3       Secretary will read.

         4                      THE SECRETARY:  Calendar Number

         5       29, by Senator Skelos, an act to amend the

         6       Executive Law, in relation to the search of

         7       criminal history records.

         8                      ACTING PRESIDENT MAZIARZ:  Read

         9       the last section.

        10                      THE SECRETARY:  Section 2.  This

        11       act shall take effect on the 1st day of

        12       November.

        13                      ACTING PRESIDENT MAZIARZ:  Call

        14       the roll.

        15                      (The Secretary called the roll.)

        16                      THE SECRETARY:  Ayes 49.

        17                      ACTING PRESIDENT MAZIARZ:  The

        18       bill is passed.

        19                      THE SECRETARY:  Calendar Number

        20       88, by Senator Marchi, Senate Print -

        21                      SENATOR SKELOS:  Lay it aside for

        22       the day.

        23                      ACTING PRESIDENT MAZIARZ:  The











                                                              668

         1       bill is laid aside for the day.

         2                      THE SECRETARY:  Calendar Number

         3       93, by Senator Farley, Senate Print 2674, an act

         4       to amend the Personal Property Law and the

         5       General Municipal Law and Business Law, in

         6       relation to the taking of a purchase money

         7       security interest.

         8                      SENATOR PATERSON:  Lay it aside.

         9                      ACTING PRESIDENT MAZIARZ:  Lay

        10       the bill aside.

        11                      THE SECRETARY:  Calendar 100, by

        12       Senator Seward, Senate Print 3432-A, an act to

        13       amend the Public Service Law, in relation to

        14       increasing the statutory ceiling for non-major

        15       changes.

        16                      ACTING PRESIDENT MAZIARZ:  Read

        17       the last section.

        18                      THE SECRETARY:  Section 5.  This

        19       act shall take effect immediately.

        20                      ACTING PRESIDENT MAZIARZ:  Call

        21       the roll.

        22                      (The Secretary called the roll.)

        23                      THE SECRETARY:  Ayes 49.











                                                              669

         1                      ACTING PRESIDENT MAZIARZ:  The

         2       bill is passed.

         3                      THE SECRETARY:  Calendar 103, by

         4       Senator Cook, Senate Print 4864-B, an act to

         5       amend the Public Authorities Law, in relation to

         6       the defense of members.

         7                      ACTING PRESIDENT MAZIARZ:  Read

         8       the last section.

         9                      THE SECRETARY:  Section 2.  This

        10       act shall take effect immediately.

        11                      ACTING PRESIDENT MAZIARZ:  Call

        12       the roll.

        13                      (The Secretary called the roll.)

        14                      THE SECRETARY:  Ayes 49.

        15                      ACTING PRESIDENT MAZIARZ:  The

        16       bill is passed.

        17                      THE SECRETARY:  Calendar 106, by

        18       Senator Farley, Senate Print 1290, an act to

        19       amend the Public Authorities Law, in relation to

        20       annual commuter car pool permits.

        21                      ACTING PRESIDENT MAZIARZ:  Read

        22       the last section.

        23                      THE SECRETARY:  Section 2.  This











                                                              670

         1       act shall take effect on the 60th day.

         2                      ACTING PRESIDENT MAZIARZ:  Call

         3       the roll.

         4                      (The Secretary called the roll.)

         5                      THE SECRETARY:  Ayes 49.

         6                      ACTING PRESIDENT MAZIARZ:  The

         7       bill is passed.

         8                      THE SECRETARY:  Calendar 111, by

         9       Senator Volker, Senate Print 197 -

        10                      SENATOR GOLD:  Lay it aside.

        11                      ACTING PRESIDENT MAZIARZ:  Lay

        12       the bill aside.

        13                      THE SECRETARY:  Calendar 113, by

        14       Senator Present, Senate Print 503, an act to

        15       amend the Penal Law, in relation to lawful

        16       possession of weapons by persons 11 years of

        17       age.

        18                      ACTING PRESIDENT MAZIARZ:  Read

        19       the last section.

        20                      THE SECRETARY:  Section 2.  This

        21       act shall take effect on the first day of

        22       November.

        23                      ACTING PRESIDENT MAZIARZ:  The











                                                              671

         1       Chair recognizes Senator Paterson.

         2                      SENATOR PATERSON:  I just vote

         3       no, Mr. President.

         4                      ACTING PRESIDENT MAZIARZ:  Read

         5       the last section.

         6                      THE SECRETARY:  Section 2.  This

         7       act shall take effect on the first day of

         8       November.

         9                      ACTING PRESIDENT MAZIARZ:  Call

        10       the roll.

        11                      (The Secretary called the roll.)

        12                      THE SECRETARY:  Those recorded in

        13       the negative on Calendar Number 113, Senator

        14       Connor and Paterson.  Ayes 47, nays 2.

        15                      ACTING PRESIDENT MAZIARZ:

        16       Senator Connor is to be recorded -- the bill is

        17       passed.

        18                      THE SECRETARY:  Calendar 114, by

        19       Senator Cook -

        20                      SENATOR GOLD:  Lay it aside.

        21                      ACTING PRESIDENT MAZIARZ:  The

        22       bill is laid aside.

        23                      THE SECRETARY:  Calendar 115, by











                                                              672

         1       Senator Volker, Senate Print 587, an act to

         2       amend the Penal Law, in relation to the theft of

         3       telecommunication services.

         4                      ACTING PRESIDENT MAZIARZ:  Read

         5       the last section.

         6                      THE SECRETARY:  Section 7.  This

         7       act shall take effect on the 1st day of

         8       November.

         9                      ACTING PRESIDENT MAZIARZ:  Call

        10       the roll.

        11                      (The Secretary called the roll.)

        12                      THE SECRETARY:  Ayes 56.

        13                      ACTING PRESIDENT MAZIARZ:  The

        14       bill is passed.

        15                      THE SECRETARY:  Calendar 116, by

        16       Senator DiCarlo, Senate Print 637-A, an act to

        17       amend the Penal Law, in relation to unlawful

        18       possession of a box cutter.

        19                      ACTING PRESIDENT MAZIARZ:  Read

        20       the last section.

        21                      THE SECRETARY:  Section 5.  This

        22       act shall take effect on the 1st day of

        23       November.











                                                              673

         1                      ACTING PRESIDENT MAZIARZ:  Call

         2       the roll.

         3                      (The Secretary called the roll.)

         4                      THE SECRETARY:  Ayes 56.

         5                      ACTING PRESIDENT MAZIARZ:  The

         6       bill is passed.

         7                      THE SECRETARY:  Calendar 119, by

         8       Senator Saland, Senate Print 692-A, an act to

         9       amend the Penal Law, in relation to the minimum

        10       period of imprisonment.

        11                      ACTING PRESIDENT MAZIARZ:  Read

        12       the last section.

        13                      THE SECRETARY:  Section 2.  This

        14       act shall take effect on the 1st day of

        15       November.

        16                      ACTING PRESIDENT MAZIARZ:  Call

        17       the roll.

        18                      (The Secretary called the roll.)

        19                      THE SECRETARY:  Ayes 57.

        20                      ACTING PRESIDENT MAZIARZ:  The

        21       bill is passed.

        22                      THE SECRETARY:  Calendar 120, by

        23       Senator Spano, Senate Print 1088-A, an act to











                                                              674

         1       amend the Penal Law, in relation to the crime of

         2       criminal employment of a minor.

         3                      ACTING PRESIDENT MAZIARZ:  Read

         4       the last section.

         5                      THE SECRETARY:  Section 2.  This

         6       act shall take effect on the 1st day of

         7       November.

         8                      ACTING PRESIDENT MAZIARZ:  Call

         9       the roll.

        10                      (The Secretary called the roll.)

        11                      THE SECRETARY:  Ayes 57.

        12                      ACTING PRESIDENT MAZIARZ:  The

        13       bill is passed.

        14                      Senator Skelos, that completes

        15       the non-controversial.

        16                      SENATOR SKELOS:  Take up the

        17       controversial calendar, Mr. President.

        18                      ACTING PRESIDENT MAZIARZ:  The

        19       Secretary will read.

        20                      THE SECRETARY:  Calendar Number

        21       93, by Senator Farley, Senate Print 2674, an act

        22       to amend the Personal Property Law and the

        23       General Business Law, in relation to the taking











                                                              675

         1       of a purchase money security interest.

         2                      SENATOR PATERSON:  Explanation,

         3       please.

         4                      ACTING PRESIDENT MAZIARZ:  The

         5       Senate will stand at ease for a minute.

         6                      The Chair recognizes Senator

         7       Skelos.

         8                      SENATOR SKELOS:  Mr. President,

         9       if we could at this time bring up Senator Cook's

        10       bill, Calendar Number 114, I believe Senator

        11       Volker is at a committee meeting right now.

        12                      ACTING PRESIDENT MAZIARZ:  The

        13       Secretary will read.

        14                      SENATOR SKELOS:  Senator Farley,

        15       rather.

        16                      THE SECRETARY:  Calendar Number

        17       114, by Senator Cook, Senate Print 561, an act

        18       to amend the Criminal Procedure Law, in relation

        19       to denial of bail.

        20                      SENATOR PATERSON:  Explanation.

        21                      ACTING PRESIDENT MAZIARZ:

        22       Senator Paterson has requested an explanation.

        23                      Senator Cook.











                                                              676

         1                      SENATOR COOK:  Mr. President,

         2       this bill would change the basis for granting of

         3       bail in the state of New York so that it would

         4       include a consideration of the potential danger

         5       to society if the person were released on bail.

         6                      There are those who contend that

         7       this is already done.  I think that's highly

         8       questionable, particularly in light of at least

         9       one Supreme Court decision in New York State

        10       which found that setting bail inordinately high

        11       was a violation of the law which said that the

        12       only reason for bail in New York was to ensure

        13       that the person would appear at the time it was

        14       set for trial.

        15                      I think that there's another

        16       reason, and I think that there ought to be

        17       another reason, and I think that reason is that

        18       we have a responsibility to protect people on

        19       the streets from individuals who have a record

        20       which indicates that they have a particularly

        21       high potential for being an endangerment to

        22       society, and that is based upon an established

        23       record where these folks had been involved in











                                                              677

         1       serious crimes against the person of individuals

         2       previously.  So this bill makes it real clear to

         3       a judge that it's his responsibility in the

         4       decision as to whether to grant bail, that he

         5       consider not only -- he or she consider not only

         6       the question of whether the individual is apt to

         7       show up for trial but that, indeed, to consider

         8       the potential endangerment to society.

         9                      I will say, I found it kind of

        10       interesting as -- during the years since this

        11       bill was originally proposed, and there was a

        12       great hue and cry on the part of some of the

        13       people that we've heard the concept now being

        14       repeated and suggested by other people in our

        15       context through the years and, indeed, it's

        16       something that seems to me is gaining an

        17       increasing acceptance by -- by folks who are

        18       concerned about protecting the safety of people

        19       on our streets.  I think it's time for New York

        20       to put this into statute so that our citizens

        21       have the same protections.

        22                      ACTING PRESIDENT MAZIARZ:  The

        23       Chair recognizes Senator Paterson.











                                                              678

         1                      SENATOR PATERSON:  Thank you very

         2       much, Mr. President.

         3                      If the Senator would yield for a

         4       question.

         5                      SENATOR COOK:  Yes.

         6                      ACTING PRESIDENT MAZIARZ:

         7       Senator Cook, would you yield?

         8                      SENATOR COOK:  Yes.

         9                      SENATOR PATERSON:  Thank you, Mr.

        10       President.

        11                      My question to Senator Cook

        12       involves the issue of judicial discretion.  Is

        13       it not true, Senator Cook, that even in the

        14       federal system where the restrictions are very

        15       similar to what you're proposing in this bill,

        16       that the federal judge can still evaluate the

        17       dangerousness of the perpetrator, or the accused

        18       in the case, whereas in your legislation, all of

        19       that is set forth in statute?

        20                      SENATOR COOK:  Mr. President,

        21       Senator, that is correct up to a point, so long

        22       as you realize that it's in the area of

        23       presumption, refutable presumption, if you will,











                                                              679

         1       because the defense has an opportunity to, in

         2       effect, present reasons to the judge why the

         3       individual ought to be -- ought to be granted

         4       the bail.  So it's not an open or closed

         5       automatic decision.  It's a decision that

         6       stands, assuming it's not challenged, by the

         7       defense.

         8                      ACTING PRESIDENT MAZIARZ:

         9       Senator Paterson.

        10                      SENATOR PATERSON:  Thank you, Mr.

        11       President.

        12                      My fear is that we are actually

        13       turning the presumption of innocence on its head

        14       and now making it, as Senator Cook just stated,

        15       really the burden of the defense to now prove

        16       that it is not the case, even if it's a

        17       rebuttable presumption, but it's not the case

        18       that this defendant should be held for bail.  If

        19       the Senator would continue to yield, then my

        20       question at that point, Senator Cook, involves

        21       just the determination itself that's made by the

        22       judge.  Isn't it really set forth more in

        23       statute?  I mean, once you've established a











                                                              680

         1       criteria that there should not be any bail, then

         2       there isn't going to be anything the judge has

         3       to do other than just fill in the blanks in the

         4       form as to whether or not there is either a

         5       previous conviction or a -- another charge that

         6       is existing at the time of the actual -- that

         7       the bail hearing is held; is that not correct?

         8                      SENATOR COOK:  Senator, it's true

         9       that the presumption is there.  In other words,

        10       if somebody has a record of violent crimes

        11       against people, the judge certainly is -- is

        12       predisposed by virtue of the statute not to

        13       grant the bill, but as I indicated before, as in

        14       the federal court, there is a -- an ability on

        15       the part of the defense to argue that, due to

        16       some circumstance, the individual ought to be

        17       released.  So it's not -- not an automatic, and

        18       I really argue it's not a presumption of guilt,

        19       because this is a case where we are -- where we

        20       know the individual is, in one case, either out

        21       on bail, due to a previous charge, or that there

        22       is somebody who has a record where they have, in

        23       fact, been convicted of these types of crimes in











                                                              681

         1       the past and, therefore, it's a reasonable

         2       concern that if they are released on the street,

         3       that they may well constitute an endangerment to

         4       folks who are out there.

         5                      ACTING PRESIDENT MAZIARZ:

         6       Senator Paterson.

         7                      SENATOR PATERSON:  Thank you, Mr.

         8       President.  Through you to Senator Cook.

         9                      Senator, I appreciate your

        10       recognition in this legislation, that you do not

        11       believe that it establishes a presumption of

        12       guilt, because then I think we have a basis that

        13       we can perhaps reach some kind of an agreement

        14       here and that is that, if there is no presump

        15       tion of guilt, then we would turn ourselves to

        16       the answer of the question as to what is bail

        17       for, and I think the Eighth Amendment states

        18       pretty clearly that bail is not really for

        19       preventive detention.  It really is there to

        20       ensure the presence of the defendant during

        21       trial.  The preventive detention comes in when

        22       we believe the defendant will not be present.

        23       So I maintain that in a case of a previous











                                                              682

         1       conviction, even if we were to accept that in

         2       your legislation, how can we come to the point

         3       of view that we have to have preventive

         4       detention when all we have, in some cases, is

         5       the accusation of another crime which could even

         6       be related to the crime that the individual is

         7       being held for bail in this instance?

         8                      So my question to you is how can

         9       there be a presumption of innocence and at the

        10       same time, use this procedure to establish

        11       bail?

        12                      SENATOR COOK:  Mr. President, I

        13       think that there are cases in -- in our history,

        14       and we know that there are cases that have been

        15       upheld by the courts because this very type of

        16       statute has been upheld by the courts, where the

        17       concern that society be protected has been

        18       considered to be more important, if you will,

        19       than the procedural issue.

        20                      Now, recognizing the bill also

        21       provides for speedy trial -- which is, of

        22       course, an important part of it, but one of the

        23       cases when we were having hearings on this was











                                                              683

         1       in Buffalo when the accused person who

         2       eventually ended up killing a police officer had

         3       a string of 11 con... I'm sorry, 11 indictments

         4       for violent attacks on people, and he had been

         5       repeatedly released on the street on the

         6       assumption that he would show up for trial,

         7       because that was and, indeed, as you stated, is

         8       the presumption that's in the law books of the

         9       state of New York today, but that the judge had,

        10       in each case said, "Look, I know this guy is a

        11       violent person and that there is, indeed, the

        12       danger of that person being out on the street,

        13       that we're going to have more attacks, but I am

        14       powerless to do anything about it because the

        15       statute, the presumption in the state of New

        16       York is and has been that the only basis for

        17       denied bail is a presumption that the person

        18       might not appear at the time of the trial.

        19                      ACTING PRESIDENT MAZIARZ:

        20       Senator Paterson.

        21                      SENATOR PATERSON:  Thank you, Mr.

        22       President.

        23                      I think that in the case that











                                                              684

         1       Senator Cook describes, there certainly has got

         2       to be some sobriety that one derives from

         3       hearing of a situation where an individual who

         4       had been charged 11 times previously and now out

         5       on bail, murdered a police officer.  It's a

         6       heinous crime and it's something that,

         7       unfortunately, could also have happened any time

         8       after the tenth indictment because, unfortun

         9       ately, we were not able to convict this person

        10       who we'll concede apparently was a violent felon

        11       who, for some reason, managed not to be

        12       convicted.

        13                      So the flaw, as I see it, Senator

        14       Cook, was not so much in the bail proceeding,

        15       but the fact that somehow we just weren't able

        16       to convict this person, and I'm wondering if we

        17       haven't legislated a tough case here.  We've

        18       legislated a case in which our hearts must go

        19       out to the families of the victim, and it does

        20       seem like a cruel irony on society that this

        21       kind of thing could happen, but my concern is

        22       that under our Constitution, in this country,

        23       that we provide a presumption of innocence and











                                                              685

         1       we also provide mechanisms through the Sixth and

         2       Eighth Amendments to allow for a speedy trial

         3       and bail, and that what we're going to have is a

         4       presumption made against what you might call the

         5       "usual suspects", the people who will get a

         6       certain amount of attention paid to them every

         7       time there is a crime but, in fact, have not

         8       been convicted and may, indeed, actually be

         9       innocent of the crimes; and so my fear about

        10       passing this kind of legislation lies in the

        11       difference between Senator Cook's interpretation

        12       of the previous case law and my own.

        13                      I think the previous case law

        14       does establish that Senator Cook is right with

        15       the respect that you can, for purposes of

        16       protection of society, require stricter bail,

        17       but where I don't think the courts go along with

        18       Senator Cook, most respectfully, is that I don't

        19       think that they have made an interpretation that

        20       there should be no judicial expression, no

        21       judicial discretion and no judicial action that

        22       demonstrates the individual case, vis-a-vis all

        23       the cases, and that the real meaning of the











                                                              686

         1       Eighth Amendment then becomes lost to guarantee

         2       the defendant's presence during the trial but

         3       rather the bail hearing becomes more of a test

         4       of the -- of the previous crimes or accusations

         5       made against the defendant.

         6                      And so for that reason, I cannot

         7       support this bill, even though the intent

         8       certainly is to protect members of the society.

         9       I think that our form of government is really

        10       one that guarantees the accused at least the

        11       opportunity to come to trial without a stigma

        12       being attached.

        13                      ACTING PRESIDENT DiCARLO:

        14       Senator Cook.

        15                      SENATOR COOK:  I'm going to

        16       violate the rule of quitting while you're ahead

        17       and make one more statement, and it really is

        18       kind of unrelated, but I think it is related

        19       intellectually, and that is in the area of

        20       mental health, we made findings that certain

        21       individuals may be an endangerment to themselves

        22       or to society or to others and that, for that

        23       reason, there is justification for keeping them,











                                                              687

         1       if not incarcerated, at least keeping them under

         2       guard.  It seems to me that it is not

         3       unreasonable for that same test to be applied to

         4       people who either have histories of violent

         5       crimes for which they have been convicted or who

         6       have been repeatedly arrested for crimes which

         7       are crimes of the person and which are violent

         8       in nature.

         9                      ACTING PRESIDENT DiCARLO:

        10       Senator Paterson.

        11                      SENATOR PATERSON:  Thank you, Mr.

        12       President.

        13                      I certainly am not quitting while

        14       I'm ahead.  I would respond exactly, I'm losing,

        15       as usual, but what I would like to say in

        16       response to what Senator Cook has asserted here

        17       is that we have a procedure for the treatment of

        18       mental health cases in the criminal justice

        19       system, the first of which is we examine them

        20       for -- on the basis of their fitness to proceed

        21       to trial.  We want to know with a reasonable

        22       degree of certainty whether or not a physician

        23       can determine that the defendant understands the











                                                              688

         1       nature of the charges against him and can assist

         2       in his own defense, and we hold that under

         3       Section 730 of the Criminal Procedure Law.

         4                      Now, there are also orders of

         5       retention that we have in the mental health

         6       system under Section 330-20 of the Criminal

         7       Procedure Law where we've determined that this

         8       individual is a danger to society, and we've

         9       even made mental health determinations in the

        10       Civil Law under Sections 9.31 and 9.35 of the

        11       Mental Health Law where we will detain a person

        12       up to 15 days prior to two physicians signing a

        13       statement.  We can keep them longer, but these

        14       are procedures that we establish where there is

        15       a determination by doctors that the person is

        16       dangerous that, if they're not treated with

        17       certain types of medications, that they can be

        18       certainly an -- individuals who could be harmful

        19       to society if allowed back out to the streets or

        20       into society, but in the case of criminal

        21       defendants, we are making that determination

        22       based on, in one case, charges, not even

        23       conduct.  I'll accept that the previous











                                                              689

         1       convictions do examine conduct, but a previous

         2       indictment is really just a charge.  In other

         3       words, a person is being held on one crime, they

         4       get arrested for another and, therefore, they

         5       can't receive any bail because there's a

         6       determination that since the two incidents

         7       occurred so close together, in a way, there's a

         8       chance that they might be guilty and might do it

         9       again.  I don't know that that coincides with

        10       the actions that we take with respect to mental

        11       health patients or the examination of whether or

        12       not an individual is fit to go to trial.  We

        13       detain them based on a reasonable degree of

        14       medical certainty.  Here we're doing it based on

        15       really an assumption even more than a

        16       presumption that we're making about these

        17       individuals.

        18                      ACTING PRESIDENT DiCARLO:  Read

        19       the last section.

        20                      THE SECRETARY:  Section 11.  This

        21       act shall take effect on the 1st day of

        22       January.

        23                      ACTING PRESIDENT DiCARLO:  Call











                                                              690

         1       the roll.

         2                      (The Secretary called the roll.)

         3                      SENATOR WALDON:  Explain my vote.

         4                      ACTING PRESIDENT DiCARLO:

         5       Senator Waldon to explain his vote.

         6                      SENATOR WALDON:  Thank you very

         7       much, Mr. President.

         8                      I apologize for being out of the

         9       chamber, but we were called out by the chairman

        10       of the committee I sit upon.  I would have

        11       welcomed the opportunity to be here.  I was

        12       advised that Senator Paterson, in his eloquence,

        13       touched on the issues that I would have raised,

        14       and I appreciate that very much, Senator

        15       Paterson.

        16                      I would just like to say to my

        17       colleagues, any time that there is an

        18       interference with judicial discretion, I think

        19       that we are skating on very thin ice, and are we

        20       going to accomplish more by removing judges from

        21       the positions that they've trained for and

        22       worked so hard at all of their lives which

        23       brings a sense of balance in a social sense to











                                                              691

         1       the state, or are we going to allow them to do

         2       their job?  I would encourage us to allow judges

         3       to do their job, and I most respectfully vote no

         4       on this bill.

         5                      Thank you, Mr. President.

         6                      ACTING PRESIDENT DiCARLO:

         7       Results.

         8                      THE SECRETARY:  Those recorded in

         9       the negative on Calendar Number 114 are Senators

        10       Abate, Connor, Gold, Paterson, Santiago,

        11       Waldon.  Ayes 50, nays 6.  Also, Senator

        12       Leichter; also, Senator Montgomery, Senator

        13       Leichter.  Ayes 48, nays 8.

        14                      ACTING PRESIDENT DiCARLO:  The

        15       bill is passed.

        16                      The Secretary will read.

        17                      Senator Skelos, would you like to

        18       go back to Calendar 93 at this time?

        19                      SENATOR SKELOS:  Yes.

        20                      ACTING PRESIDENT DiCARLO:  The

        21       Secretary will read.

        22                      THE SECRETARY:  Calendar Number

        23       93, by Senator Farley, Senate Print 2674, an act











                                                              692

         1       to amend the Personal Property Law and the

         2       General Business Law, in relation to the taking

         3       of a purchase money security interest.

         4                      ACTING PRESIDENT DiCARLO:

         5       Senator Farley, an explanation has been asked

         6       for.

         7                      SENATOR FARLEY:  Thank you, Mr.

         8       President.

         9                      This is a bill that passed rather

        10       overwhelmingly last year.  It's -- it got lost

        11       in the last few days of negotiations.  It's

        12       sponsored in the Assembly by Assemblymen

        13       Feldman, Farrell, Lafayette, Green, Kaufman,

        14       Ramirez and almost became law, expected to

        15       become law this year.

        16                      Actually, what this does is it

        17       enables the retail merchants of this state to

        18       take a security interest in high value

        19       merchandize sold under a revolving credit

        20       agreement.  49 states out of 50 allow this

        21       revolving credit agreement, and it allows people

        22       with limited resources to be able to buy a high

        23       value piece of merchandise.  It's based,











                                                              693

         1       incidentally, on the premise that somebody that

         2       buys a high priced piece of merchandise is

         3       expected that it will be paid for, and this is a

         4       very, very important bill to the retail

         5       industry, which is one of the largest industries

         6       in this state, and incidentally, this bill

         7       contains consumer protection provisions far in

         8       excess of any other state.  They have been

         9       described by a committee of the State Bar

        10       Association as landmark in nature.

        11                      It's essentially the same bill

        12       that passed both houses in 1992 and was vetoed.

        13       The veto referenced the overall interest rate

        14       deregulation issue, and that issue was resolved

        15       in the state of New York by the adoption of

        16       Chapters 1 and 2 of 1994, so the objection of

        17       the particular bill has been taken care of.

        18                      ACTING PRESIDENT DiCARLO:  Excuse

        19       me, Senator.

        20                      Senator Skelos, why do you rise?

        21                      SENATOR SKELOS:  Yeah.  If I

        22       could just interrupt, Senator Farley.  There'll

        23       be an immediate meeting of the Insurance











                                                              694

         1       Committee in Room 332 of the Capitol.

         2                      Thank you, Senator Farley.

         3                      ACTING PRESIDENT DiCARLO:

         4       Senator Farley.

         5                      SENATOR FARLEY:  You know, not

         6       only has there become an immediate decline in

         7       the retail industry as a result of serious job

         8       losses and a broader loss to the overall state's

         9       economy, but a sense that New York is no longer

        10       the center of the nation's retail trade, which

        11       may lead other stores to leave the state.

        12                      Now, there's a number of factors

        13       that go into that, we know that, tax on clothing

        14       and a few other things, but the New York Times

        15       has characterized the situation as the plight

        16       among the area's traditional merchants which was

        17       reaching a crisis and damaging New York as the

        18       capital of the global retail industry.  I think

        19       this would help merchants; it would help the

        20       consumer, and it's a good piece of legislation.

        21       I urge its passage.

        22                      ACTING PRESIDENT DiCARLO:

        23       Senator Paterson.











                                                              695

         1                      SENATOR PATERSON:  Mr. President,

         2       I really dislike having to interrupt Senator

         3       Farley, but might we read the last section for

         4       Senator Onorato who has to go to a meeting?

         5                      SENATOR SKELOS:  No objection.

         6                      ACTING PRESIDENT DiCARLO:

         7       Without objection, read the last section.

         8                      THE SECRETARY:  Section 3.  This

         9       act shall take effect on the 90th day.

        10                      ACTING PRESIDENT DiCARLO:  Call

        11       the roll.

        12                      (The Secretary called the roll.)

        13                      ACTING PRESIDENT DiCARLO:

        14       Senator Onorato, how do you vote?

        15                      (Indication of "No".)

        16                      Withdraw the roll call.

        17                      Senator Markowitz -

        18                      SENATOR MARKOWITZ:  Thank you

        19       very much, if I may.

        20                      ACTING PRESIDENT DiCARLO:  -- why

        21       do you rise?

        22                      SENATOR MARKOWITZ:  Because of

        23       our policy of calling committee meetings off the











                                                              696

         1       floor, forgive me that I had two in a row.  May

         2       I vote in the negative on Calendar Number 115.

         3       Voting negative, even though I know Senator

         4       Farley, I love you and respect you, I still

         5       respectfully vote no on your bill, 93, and I

         6       have a hunch the committee meeting will be on

         7       for a bit, so 111, if I may also vote in the

         8       negative as well.

         9                      SENATOR SKELOS:  Senator

        10       Markowitz, we will give you unanimous consent to

        11       be recorded in the negative on Calendar Number

        12       114.  Certainly you can vote in the negative on

        13       Calendar Number 93, but the other bill has not

        14       been called up.

        15                      SENATOR MARKOWITZ:  Okay, fine.

        16                      Thank you very much.

        17                      ACTING PRESIDENT DiCARLO:

        18       Without objection.

        19                      Senator Farley.

        20                      SENATOR FARLEY:  Well, I think I

        21       already urged its passage, and you can see I got

        22       two negative votes in a row on that one.  I

        23       think I better sit down.  (Laughter)











                                                              697

         1                      ACTING PRESIDENT DiCARLO:

         2       Senator Paterson, why do you rise?

         3                      SENATOR PATERSON:  Mr.

         4       President.  I haven't made up my mind, Senator

         5       Farley.  I'm going to stay here, and if you

         6       would yield for a couple of questions.

         7                      ACTING PRESIDENT DiCARLO:

         8       Senator Farley, do you yield?

         9                      (Senator Farley nods head.)

        10                      Senator Farley yields.

        11                      SENATOR FARLEY:  Very

        12       encouraging, Senator Paterson.

        13                      SENATOR PATERSON:  Thank you.

        14                      Senator Farley, there is

        15       notification, am I not correct, at the time the

        16       consumer signs the purchase money security

        17       interest, is that correct?

        18                      SENATOR FARLEY:  Yes.

        19                      SENATOR PATERSON:  Senator

        20       Farley, is there any notification -- through

        21       you, Mr. President -- at the time that the

        22       actual repossession is going to occur?

        23                      SENATOR FARLEY:  I presume -











                                                              698

         1       well, just give me a second.  I've got about

         2       five pages of notes on this.

         3                      SENATOR PATERSON:  Mr. President.

         4                      SENATOR FARLEY:  I can't answer

         5       that at this point, whether the -- I would

         6       presume that the person knows very well that

         7       this is a security interest where the goods, if

         8       you will, may be repossessed.  I'm sure that

         9       they would be aware of the fact that it's going

        10       to be repossessed.  You're talking about

        11       notification that they're going to repossess

        12       it?  I think that would be done in the normal,

        13       ordinary course of business, but I don't think

        14       there's -- to my knowledge, I don't think

        15       there's anything in the legislation as far as

        16       that.

        17                      ACTING PRESIDENT DiCARLO:

        18       Senator Paterson.

        19                      SENATOR PATERSON:  I agree with

        20       you, Senator Farley.  Let me cite an example of

        21       how I think it could become an issue.  Since you

        22       have a revolving agreement -

        23                      SENATOR FARLEY:  M-m h-m-m.











                                                              699

         1                      SENATOR PATERSON:  -- you have an

         2       individual signing at the time of the purchase

         3       money security interest, say a few years down

         4       the road they purchase a refrigerator and let's

         5       say the refrigerator costs $1,000, so they pay

         6       back the thousand dollars in the 60-day

         7       requirement, but they neglect to remember that

         8       they actually have a couple hundred dollars that

         9       they owe on other items, and so unbeknownst to

        10       them, they are in violation of the security

        11       interest as we've defined it, and the next thing

        12       they know, somebody's at their door to pick up

        13       the refrigerator.

        14                      SENATOR FARLEY:  Let me try to

        15       answer that.  I might be able to answer that,

        16       because I just found something that addresses

        17       this question.  The seller must obtain a court

        18       order to repossess, and no repossession may be

        19       made without the written consent of the buyer.

        20                      SENATOR PATERSON:  So, in other

        21       words, Senator Farley, the buyer knows that the

        22       court order is coming very much like an

        23       eviction?











                                                              700

         1                      SENATOR FARLEY:  I would think

         2       so, yes.

         3                      SENATOR PATERSON:  Thank you very

         4       much, Senator Farley.

         5                      A question in terms of how this

         6       is going to affect the interest rates.  In other

         7       words, we were hoping this would bring the

         8       interest rates down.  Is there anything to know

         9       that, and is there anything in the legislation

        10       that helps to bring the interest rates down,

        11       because that is the greatest concern that the

        12       consumers have.

        13                      SENATOR FARLEY:  Your point is

        14       well taken.  As you know, as I said earlier, the

        15       reason that this bill did not become law was

        16       that Governor Cuomo was anxious, and I think

        17       supportive because he signed the legislation to

        18       deregulate interest rates, and what this will do

        19       -- of course, we know that the retail industry

        20       -- and we certainly have one of the most

        21       competitive in the nation -- is very

        22       competitive, and I think that the interest rates

        23       that will be charged on a security interest will











                                                              701

         1       be highly advertised and competitive from the

         2       point of view of -- unless the merchant has a

         3       competitive interest rate, he's not going to get

         4       that security.

         5                      SENATOR PATERSON:  In the

         6       legislation as it stands right now, based on

         7       previous law that we have made right here in

         8       this chamber, there is no regulation.  Isn't it

         9       possible the security interest rate will go up?

        10                      SENATOR FARLEY:  Yes.  In a

        11       deregulated industry, it could go up and it can

        12       go down, just like the stock market.

        13                      SENATOR PATERSON:  Well, then,

        14       Senator Farley, my question to you is, is there

        15       anything tangible that you can tell me that is

        16       set forth in this bill that is going to benefit

        17       the consumer?

        18                      SENATOR FARLEY:  Yes, I think

        19       there is because -- let me just say this:  49

        20       other states have this legislation.  No other

        21       state in the nation has put in the consumer

        22       protection factors that are in this

        23       legislation.  No one has that.  The New York











                                                              702

         1       State Bar Association has lauded it.  It's

         2       landmark legislation for the consumer, and what

         3       we're talking about, what benefits the consumer

         4       here has -- a consumer with particularly limited

         5       assets would live in a credit, and so forth -

         6       let's say troubled credit can now go out and buy

         7       a secure... merchandise costing more than $200

         8       that he perhaps would never have access to, and

         9       I think that's an advantage, not only to the

        10       retailer, but it's an advantage to the consumer

        11       that they'll be able to buy a refrigerator, that

        12       they'll be able to buy a television set for -

        13       that they'll be able to buy a large ticket item

        14       that they would never have access to because of

        15       their -- maybe their credit problems, their

        16       financial situation, and so forth, and it gives

        17       the merchant who is selling it the security,

        18       generally speaking.  In reality, the merchant is

        19       very reluctant to repossess the merchandise.

        20       It's only used as more or less a -- I would say

        21       a threat than it is a reality.  I once worked in

        22       the retail business after -- after high school

        23       and seldom did I ever see that really happen,











                                                              703

         1       repossessions.

         2                      ACTING PRESIDENT DiCARLO:

         3       Senator Paterson.

         4                      SENATOR FARLEY:  I think there is

         5       that advantage.  That was back in -- these guys

         6       are nasty over here.

         7                      SENATOR PATERSON:  They weren't

         8       much better over here, Senator.

         9                      I want to thank Senator Farley,

        10       Mr. President, for the answers.  They were very

        11       persuasive.  However, I don't see anything in

        12       this legislation -- we're not preventing the

        13       retailer from selling the merchandise to the

        14       consumer.  The retailer can still sell the

        15       merchandise to the consumer.  What we're

        16       allowing for is for a money security interest to

        17       allow for repossession.

        18                      There are just a couple things I

        19       want to point out.  Only the English language is

        20       used in the original requirements that the -

        21       that the consumer would sign.  There's also the

        22       issue that if the consumer becomes bankrupt,

        23       that this jumps this particular retailer higher











                                                              704

         1       up on the list, which I don't necessarily

         2       oppose, but it does change the order of the

         3       first meeting of creditors.

         4                      And finally, we just don't see

         5       any way that it benefits the consumer, and we

         6       certainly respect the 49 other states who do see

         7       it and also Senator Farley, but I'm going to

         8       vote against this bill and keep New York in the

         9       forefront -- in the forefront of consumer

        10       protection as the only state that recognizes the

        11       reasons why we wouldn't want to have the

        12       purchase money security.

        13                      ACTING PRESIDENT DiCARLO:

        14       Senator Abate.

        15                      SENATOR ABATE:  Yes.  Would

        16       Senator Farley yield to just a couple

        17       questions?

        18                      ACTING PRESIDENT DiCARLO:

        19       Senator Farley, do you yield?

        20                      SENATOR ABATE:  I have a couple

        21       concerns and my questions will reflect that.

        22       This bill does not differentiate between a

        23       consumer who has -- or tell me otherwise -











                                                              705

         1       between a consumer who over the course of many

         2       months has paid what he owes to the retailer,

         3       but by the second month because of very short

         4       term fiscal problems, let's say owes $10 on a

         5       large item.  The bill does not differentiate

         6       from that individual and an individual who, from

         7       the get go, refuses to pay his or her debt month

         8       after month, and then the retailer has to recoup

         9       his losses.  Here, an individual can owe -- only

        10       owe one dollar and after 60 days, the retailer

        11       can repossess that item.  Is there a reason that

        12       the bill does not differentiate between the two

        13       consumers?

        14                      SENATOR FARLEY:  I think it does

        15       in a number of ways.  Let me just discuss -

        16                      SENATOR ABATE:  And if it does,

        17       Senator, if you could explain how it does that.

        18                      SENATOR FARLEY:  Let me just -

        19       let me just talk about the default things.

        20       Again, there are a number of consumer protection

        21       things in this legislation which currently does

        22       not exist in the law.  "Extended notices of

        23       default and the ability to cure requirements











                                                              706

         1       will make repossession by a merchant selling

         2       under a revolving credit agreement more

         3       difficult than is the case for goods sold with a

         4       security interest under the closed end contract

         5       in the current law.  The account must be in

         6       default for 30 days before a notice is even sent

         7       and then the buyer must be given an additional

         8       30 days in which to pay before any action may be

         9       taken.  A court order -- the seller must obtain

        10       a court order in order to repossess.  No

        11       repossessions may be made without the written

        12       consent of the buyer", and let me tell you,

        13       Senator Abate, I'm confident that no merchant is

        14       going to repossess for one dollar that is owed

        15       on merchandise, and incidentally, full

        16       disclosure is required of every merchant selling

        17       or taking a security interest, and I truly

        18       believe that this is a reasonable piece of

        19       legislation.

        20                      I understand that there's a memo

        21       against it, I believe it's by -- is it by NYPIRG

        22       or something, but I really don't think that

        23       their point is well taken.  There's very little











                                                              707

         1       opposition to this that I've heard of from many

         2       consumers.  As I say, I think it opens up

         3       opportunity to a number of consumers that might

         4       not be able to buy a large ticket item

         5       otherwise.

         6                      SENATOR ABATE:  Mr. President,

         7       would Senator Farley yield for a question?

         8                      ACTING PRESIDENT DiCARLO:

         9       Senator Farley, do you continue to yield?

        10                      SENATOR FARLEY:  Sure.

        11                      ACTING PRESIDENT DiCARLO:  Yes,

        12       he does, Senator.

        13                      SENATOR ABATE:  By your

        14       explanation, is it the case then if an

        15       individual who has been paying month after

        16       month, let's say a large ticket item of over

        17       $1,000 month after month, in the eighth month,

        18       they default for 60 days and they pay -- make

        19       only partial payment, and that consumer has a

        20       good faith intention to live up to the agreement

        21       but there's a fiscal crisis in that family,

        22       there would be no situation then -- I mean,

        23       under the law, that a retailer could come in and











                                                              708

         1       repossess that item, even though there was a

         2       long-term, good faith commitment; it was lived

         3       up to month after month, and there was a short

         4       term financial disability, that product would be

         5       dispossessed -- would be repossessed under this

         6       legislation?

         7                      SENATOR FARLEY:  Let's -- I can't

         8       disagree with what you're saying.  This could

         9       happen, but you have to realize that most

        10       merchants are interested in trying to keep their

        11       customers, and if there is a customer and

        12       there's been a communication between the two

        13       about the financial crisis and one that may -

        14       could be -- resolve itself, I'm confident that

        15       the merchant would -- would go along with that.

        16       That's what -- credit departments of different

        17       stores that would investigate this.  It's really

        18       -- that's the whole point of it.

        19                      Now, I realize that there are -

        20       people come into financial crises all the time

        21       and, unfortunately, that's what happens when

        22       they repossess a car.  That's what happens when

        23       they foreclose on a mortgage of a house, but do











                                                              709

         1       we want to -- somebody to pay for a house for 20

         2       years and in the 21st year they run into a

         3       financial crisis and they foreclose on the

         4       house?  I mean, it's -- it's pretty terrible.

         5       We understand that, but that's -- that's the way

         6       business is done.

         7                      This is just moving such large

         8       ticket items back to the retail merchant, and

         9       it's done all over the nation.  We haven't had

        10       problems in 49 other states.  It's just that New

        11       Yorkers that are poor or New Yorkers that have

        12       troubled credit cannot participate in buying a

        13       large ticket item.  I think this is reasonable.

        14       We've tried to do all that we can.  Assemblyman

        15       Feldman has done all that he can to put in a

        16       number of consumer protections.  I think it's a

        17       good piece of legislation.  It's passed here

        18       rather overwhelmingly every time it's come

        19       before the Senate.  I can understand your

        20       concerns.

        21                      ACTING PRESIDENT DiCARLO:

        22       Senator Abate.

        23                      SENATOR ABATE:  Yes.  Would the











                                                              710

         1       Senator yield to a question?

         2                      ACTING PRESIDENT DiCARLO:

         3       Senator Farley, do you continue to yield?

         4                      SENATOR ABATE:  All of us are not

         5       unsympathetic to the plight of retailers.  They

         6       have to run a business and make sure their

         7       products are quality products, if they're going

         8       to stay in business and that their prices are

         9       reasonable.  My concern is that this bill would

        10       be a better bill if it had some mechanism for

        11       that individual who's suffering from temporary

        12       financial hardship, that they can go into a

        13       special procedure so they could protect their

        14       interests in the product they bought.  There's

        15       nothing in this bill that has that kind of

        16       language, and I -- Senator Farley, is there a

        17       reason there was not inclusion for the kind of

        18       situation I'm talking about?  This bill could be

        19       changed to reflect that consumer concern.

        20                      SENATOR FARLEY:  I suppose that

        21       we could put in the bill if somebody does not

        22       meet their contractual obligations, that the

        23       contractual obligations do not apply.  Is that











                                                              711

         1       what you're saying?

         2                      SENATOR ABATE:  That there are

         3       situations where a consumer, month after month,

         4       has been in compliance with the contract, is

         5       paying; they come forward to the retailer and

         6       say, "For two months, three months, I can't pay

         7       the full amount.  I won't --"

         8                      SENATOR FARLEY:  We just took two

         9       out of three of those things that you asked and

        10       put it in here.  He's got two months before he

        11       has to start paying.

        12                      SENATOR ABATE:  Well, two months

        13       is not a very long period of time given that

        14       there might be some financial disability during

        15       that short period of time, and then the retailer

        16       can come in even though -

        17                      SENATOR FARLEY:  You know, he

        18       could make one payment after two months and he's

        19       good for another two months.

        20                      SENATOR ABATE:  Right.  They're

        21       in default after 30 days and after the other

        22       grace period of 30 days, the -- my understanding

        23       is -











                                                              712

         1                      SENATOR FARLEY:  That's right.

         2                      SENATOR ABATE:  -- the retailer

         3       could move in to repossess.

         4                      Let me go on to another area.

         5                      SENATOR FARLEY:  The only thing I

         6       think that could satisfy your concern is that

         7       they can't repossess.  They don't have the

         8       option.  You're saying that they're not able to

         9       repossess.

        10                      SENATOR ABATE:  May the Senator

        11       -- I'll ask the Senator to yield to -

        12                      ACTING PRESIDENT DiCARLO:

        13       Senator Farley, do you continue to yield?

        14                      SENATOR FARLEY:  Sure.

        15                      ACTING PRESIDENT DiCARLO:  The

        16       Senator yields.

        17                      SENATOR ABATE:  My understanding

        18       -- and please correct me -- that the buyer -

        19       if the buyer consents, a judicial proceeding

        20       would be waived, so repossession would occur

        21       without a judicial proceeding only if the buyer

        22       consents.

        23                      SENATOR FARLEY:  Yep.











                                                              713

         1                      SENATOR ABATE:  Right.  And the

         2       buyer would consent -

         3                      SENATOR FARLEY:  That's to the

         4       advantage of the consumer, wouldn't you agree?

         5                      SENATOR ABATE:  Absolutely.  My

         6       concern is there's nothing written in the

         7       legislation that requires an oral explanation of

         8       what this means.  There's nothing -- or correct

         9       me -- am I wrong?  Is there anything in the

        10       legislation that says that this clause has to be

        11       in larger print, in multiple languages so, in

        12       fact, this provision is one that people can

        13       truly consent to because they understand the

        14       language, they understand the import of the

        15       provision?

        16                      My concern is that many buyers

        17       will sign on the bottom line and not know that

        18       they waived judicial proceedings -

        19                      ACTING PRESIDENT DiCARLO:

        20       Senator Farley.

        21                      SENATOR ABATE:  -- before the

        22       repossession would take place.

        23                      SENATOR FARLEY:  Okay.  Let me











                                                              714

         1       just say that the bill very clearly says -- or

         2       the law says, "Unless the seller obtains a court

         3       order to repossess, no repossession may be made

         4       without the written consent of the buyer."  Now,

         5       if you're saying that the buyer was induced to

         6       sign something that he didn't understand he was

         7       signing, that's another matter.  You know, I'm

         8       sure that -- Senator, that when it says -- when

         9       the law says that "without the written consent

        10       of the buyer", it means just that.  Now, is

        11       there things that it has to be put in a special

        12       language or he's got to be orally told what it

        13       means?  No, but if he hasn't given his consent

        14       to the repossession, the repossession is not

        15       valid.

        16                      SENATOR ABATE:  Would the consent

        17       be the same if the individual signs the contract

        18       saying that he owes money over a period of time;

        19       would there have to be a separate signature and

        20       a separate document that says that the consumer

        21       understands the language and, therefore, waives

        22       his or her right to a judicial proceeding, or is

        23       it part and parcel of the same contract?  If











                                                              715

         1       it's contemporaneous but also part of the same

         2       document, it might be a likely scenario that the

         3       consumer would not understand the provision

         4       within the contract and, thereby, would be

         5       signing the contract without understanding

         6       they're giving up the right to a judicial

         7       proceeding.

         8                      SENATOR FARLEY:  I think it's a

         9       separate signing, if I understand your question,

        10       which I'm having trouble following, but I think

        11       it's to the point that there's a separate

        12       signing.  Again, unless the seller obtains a

        13       court order, no repossession can take place

        14       without the consent of the buyer.  I think what

        15       you're asking, can they presuppose that somebody

        16       waives all rights to a court order?  No, I don't

        17       see that in the law.

        18                      SENATOR ABATE:  Is there

        19       somewhere in the legislation that says it's a

        20       separate document that has to be signed by the

        21       consumer?

        22                      SENATOR FARLEY:  I think that's

        23       the legislative intent, so that's already made











                                                              716

         1       part of the law.  I say that as the sponsor.

         2                      SENATOR ABATE:  That it is the

         3       legislative intent that there would be a

         4       separate document signed by the consumer?

         5                      SENATOR FARLEY:  I don't know if

         6       it's a separate document.  I think that he has

         7       to have written consent -- written consent of

         8       the buyer.

         9                      SENATOR ABATE:  Okay.  On the -

        10       on the bill.  Thank you very much, Senator.

        11                      ACTING PRESIDENT DiCARLO:

        12       Senator Abate on the bill.

        13                      SENATOR ABATE:  I won't go on and

        14       elaborate.  I think I've raised, through my

        15       questioning, some of my concerns.  I believe

        16       there has to be some balance reached to

        17       accommodate the needs of the retailers but not

        18       at the expense of the consumer.  I'm very

        19       concerned about how broadly drafted this bill

        20       is, particularly concerned about the waiving of

        21       the judicial proceeding, under what

        22       circumstances, how the individual is advised,

        23       how the consent is reached, and unless that is











                                                              717

         1       clarified in some detail in the statute, I

         2       believe that many consumers will unknowingly

         3       give their consent, will be faced -- after 30

         4       days and then the additional 60 days, will be

         5       faced with repossession, even though, in fact,

         6       they have been paying what they owe over a long

         7       period of time, and it may be a minimal amount

         8       they owe, and I think what will be occurring

         9       will be anti-consumer actions, in many cases.

        10                      I think the bill could be

        11       strengthened in terms of consumer protection.

        12       If it does not pass this year, I hope Senator

        13       Farley will take into consideration some of the

        14       issues raised today.

        15                      Thank you very much.

        16                      ACTING PRESIDENT DiCARLO:

        17       Senator Leichter.

        18                      SENATOR LEICHTER:  Yeah.  Mr.

        19       President, if Senator Farley would yield.

        20                      ACTING PRESIDENT DiCARLO:

        21       Senator Farley, will you yield?  Senator Farley

        22       yields.

        23                      SENATOR FARLEY:  I'm pleased to











                                                              718

         1       yield to a friend of the retail industry.

         2                      SENATOR LEICHTER:  And of

         3       business in the state generally, Senator Farley,

         4       you might state, but -

         5                      SENATOR FARLEY:  That's correct.

         6                      SENATOR LEICHTER:  -- let me ask

         7       you one thing which concerns me.  First, let me

         8       address something that Senator Abate addressed,

         9       and I think she makes a good point that you

        10       could certainly clarify that you should have a

        11       separate writing where the buyer consents to the

        12       repossession.  Now, you try to deal with it, you

        13       say, "Well, it's got to be contemporaneous", so

        14       I assume if I signed a contract that has a

        15       provision in there that says, "I agree to

        16       repossession without judicial process" and then

        17       it's two years later, I think it's clear that

        18       that's not contemporaneous, but I'm somewhat

        19       troubled by the word "substantially"

        20       contemporaneous.  I think that's a -- that

        21       invites all sorts of problems, all sorts of

        22       court involvement.  Why not just say

        23       "contemporaneous"?  What's "substantially











                                                              719

         1       contemporaneous"?  Is it 30 days, is it 60 days,

         2       is it 5 days?  I think you're asking for a lot

         3       of trouble on that.  I would urge that at least

         4       in that respect, you just say "contemporaneous"

         5       and say a separate writing other than a -- other

         6       than the contract.

         7                      SENATOR FARLEY:  You don't like

         8       "substantially contemporaneous"?

         9                      SENATOR LEICHTER:  Well, you tell

        10       me what's "substantial".  How many days is

        11       "substantial"?

        12                      SENATOR FARLEY:  Well, this

        13       debate is substantial.

        14                      SENATOR LEICHTER:  Well, your

        15       bills, Senator, are substantial bills.

        16                      SENATOR FARLEY:  Well, thank you.

        17                      SENATOR LEICHTER:  They deserve

        18       substantial consideration.

        19                      SENATOR FARLEY:  No, I hear what

        20       you're saying.  It may be redundant of sorts.

        21                      SENATOR LEICHTER:  Well, it's not

        22       redundant.  I believe on the contrary, it isn't

        23       redundant.  It makes -- when you say











                                                              720

         1       "contemporaneous", contemporaneous means at the

         2       same time.  Now you have something, it's -

         3       well, substantially at the same time, and I

         4       think that leads to a vagueness and ambiguity

         5       that doesn't do credit to the precise and clear

         6       way that we like to legislate.

         7                      SENATOR FARLEY:  I see what

         8       you're saying.  I don't fully agree, but I

         9       understand.  I'll bring that up with Assemblyman

        10       Feldman.

        11                      SENATOR LEICHTER:  Okay.  Let me

        12       -- if you would be good enough to continue

        13       to -

        14                      ACTING PRESIDENT DiCARLO:

        15       Senator Leichter, do you -- Senator Farley, do

        16       you continue to yield?

        17                      SENATOR FARLEY:  Yep.

        18                      ACTING PRESIDENT DiCARLO:  Yes,

        19       he does.

        20                      SENATOR LEICHTER:  Senator,

        21       you're very fair, you're very forthright, but

        22       let me ask you about some -

        23                      SENATOR FARLEY:  I'm a great











                                                              721

         1       admirer of yours also.

         2                      SENATOR LEICHTER:  Thank you.

         3                      Senator, under our system where

         4       somebody has a security interest, we require a

         5       filing because we want to protect a purchaser in

         6       good faith.  I'm concerned that the system that

         7       you set up does not protect the purchaser in

         8       good faith.  Let's say somebody purchases or -

         9       a big expensive freezer or maybe a home

        10       entertainment system, quite a few thousand

        11       dollars, you know.  College kids do this and

        12       after two years they sell it to someone.

        13       However, it turns out that the person hasn't

        14       paid the full amount.  What happens to the

        15       repossession then?  How do we protect the

        16       purchaser without notice in good faith?

        17                      SENATOR FARLEY:  Wait a second.

        18       As I understand your question, you're telling me

        19       the buyer sold the merchandise.

        20                      SENATOR LEICHTER:  Right.

        21                      SENATOR FARLEY:  That's a no-no.

        22                      SENATOR LEICHTER:  Senator, why

        23       is -











                                                              722

         1                      SENATOR FARLEY:  And it would

         2       seem to me that the merch... the retailer is

         3       going to get an outstanding lawyer like yourself

         4       to find out where that merchandise went, and

         5       he's got an action -- incidentally, that will

         6       travel -- that security interest travels with

         7       the merchandise, if we can find it.

         8                      SENATOR LEICHTER:  Senator -

         9                      SENATOR FARLEY:  That's one of

        10       the risks that the retailer takes, to be very

        11       honest with you.  The scenario that you're

        12       drawing, I think the retailer is stuck, don't

        13       you?

        14                      ACTING PRESIDENT DiCARLO:

        15       Senator Leichter.

        16                      SENATOR LEICHTER:  Senator, if

        17       you'll continue to yield.  I'm concerned that

        18       we're not protecting the buyer in good faith.

        19       In all other systems that I know of, Senator,

        20       where somebody retains a security interest,

        21       let's say it's a mortgage on real property -

        22                      SENATOR FARLEY:  Or an

        23       automobile.











                                                              723

         1                      SENATOR LEICHTER:  -- or an

         2       automobile, there's a filing so that the

         3       purchaser has a chance to determine whether or

         4       not there's a security interest in the

         5       property.  Under your system, there's no

         6       protection at all, as I understand it, for the

         7       purchaser in good faith, although I don't know,

         8       it may not be clear.  It may be that the court

         9       will say, "If you sold it, the retailer loses

        10       his interest."  I'm not sure that your bill is

        11       totally clear on this, but I assume its intent

        12       is that the buyer, in good faith, is not

        13       protected.

        14                      SENATOR FARLEY:  You know, I know

        15       that you check all these filings, and so forth,

        16       but the average guy that goes out and buys a car

        17       and he buys one that has an interest on it,

        18       needless to say, he's bought himself a bad car.

        19       I would say when we're talking about merchandise

        20       2- and $300, or something like that, and the

        21       buyer sells that merchandise, has it stolen and

        22       then refuses to pay for it, just in my opinion,

        23       the retailer, unfortunately, is going to be











                                                              724

         1       stuck, and the security interest that he had is

         2       going to be rather difficult to -- to repossess

         3       the item that he can't even find anywhere, but

         4       that's the chance that the retailer takes, and I

         5       guess they're willing to take that.

         6                      Now, is this a business that

         7       everybody wants to get into; no, but it's very

         8       important to the retail industry.  They feel

         9       that they want to do this like they do it in 49

        10       other states, and they feel that they can handle

        11       it and, by and large, having been in the retail

        12       industry at one time, I think that they -

        13       again, they don't really intend to repossess.

        14       I've seen that time and time again.  It's more

        15       or less a convincing argument to the buyer that

        16       they'll repossess if they don't start paying,

        17       and they'll give them all kinds of latitude for

        18       mispayments or financial crises as long as they

        19       can keep them paying, and I really -- I think

        20       you're trying to really make more of this.  Will

        21       this bill protect every bona fide purchaser or

        22       something?  No.  I can't take care of all the

        23       problems, the third-hand buyer, and so forth.











                                                              725

         1       We -- nobody can take care of all of that,

         2       Franz.

         3                      ACTING PRESIDENT DiCARLO:

         4       Senator Leichter.

         5                      SENATOR LEICHTER:  Mr. President,

         6       just one final question.  I appreciate your

         7       answer, Senator, and it may be that on balance,

         8       you may decide that, obviously a system of

         9       filing for heavy property that's worth more than

        10       $200 would be so cumbersome, it might not be

        11       worthwhile, but I think it is a -- it is a

        12       problem, particularly when we're talking not of

        13       the -- let's say the small refrigerator that

        14       costs $250, but you're talking about, as I

        15       mentioned, a home entertainment system which

        16       goes for many thousands of dollars which are

        17       sold continuously, so it's a problem.

        18                      Let me ask you one other

        19       question, if you would be good enough to yield.

        20                      ACTING PRESIDENT DiCARLO:

        21       Senator Farley, do you continue to yield?

        22                      SENATOR FARLEY:  I'm not going to

        23       keep loving you.  Go ahead.











                                                              726

         1                      ACTING PRESIDENT DiCARLO:  Yes,

         2       he does.

         3                      SENATOR FARLEY:  I will.  I'll

         4       yield.

         5                      SENATOR LEICHTER:  Senator, who

         6       does the repossession?  Now, I assume if you

         7       have a -

         8                      SENATOR FARLEY:  The sheriff, I

         9       guess.  I don't know.

        10                      SENATOR LEICHTER:  It's clear the

        11       repossession, whereby -

        12                      SENATOR FARLEY:  We have

        13       repossession -- I don't know.  That's -- were

        14       you interested in becoming a repossessor or

        15       what?

        16                      SENATOR LEICHTER:  Well,

        17       Senator -

        18                      SENATOR FARLEY:  I think it's

        19       open to you.  I would think that you -

        20                      SENATOR LEICHTER:  Did you say

        21       you would give me a recommendation?

        22                      SENATOR FARLEY:  I'll give -

        23       I'll give you a recommendation.  (Laughter)











                                                              727

         1                      ACTING PRESIDENT DiCARLO:

         2       Senator Leichter.

         3                      SENATOR LEICHTER:  Well -- all

         4       right.  It's clear, in other words, unless the

         5       buyer has agreed to the repossession, that it

         6       has to be as authorized by law, so we're not

         7       going to find, you know, some gun-toting cowboy

         8       type going in and trying to make a business out

         9       of these repossessions and creating more

        10       problems than we're ever going to solve in this

        11       bill.

        12                      SENATOR FARLEY:  You know,

        13       Senator Leichter, you and I both live in the

        14       real world.  If you think that the average

        15       retailer is going to go get a court order, go

        16       out and hire somebody to repossess for an item

        17       that originally costs $200; it might have a

        18       value of ten bucks or maybe it would even cost

        19       you that to get rid of it, I don't think you're

        20       going to see too many repossessions but, you

        21       know, I could be wrong.  Again, I think it's a

        22       device that can be used to help a consumer who

        23       has rather troubled credit, a consumer who











                                                              728

         1       doesn't have the cash to buy a large ticket

         2       item.  I think it's a reasonable piece of

         3       legislation, and I think it's going to become

         4       the law of New York State.

         5                      SENATOR LEICHTER:  Mr. President.

         6                      ACTING PRESIDENT DiCARLO:

         7       Senator Leichter.

         8                      SENATOR LEICHTER:  I thank

         9       Senator Farley, and I'm still struggling with it

        10       but, Senator, the one thing I think we need not

        11       do in describing the bill, as you just did, that

        12       this is to help the consumer.  I mean, it

        13       doesn't help the consumer.  Let's at least be

        14       honest about it.

        15                      Thank you.

        16                      ACTING PRESIDENT DiCARLO:

        17       Senator Padavan.

        18                      SENATOR PADAVAN:  Senator Farley,

        19       would you yield to a question?

        20                      ACTING PRESIDENT DiCARLO:

        21       Senator Farley, do you yield?

        22                      SENATOR FARLEY:  I'm delighted.

        23       You're here to help me, aren't you, Senator?











                                                              729

         1       Senator Padavan, yes.

         2                      SENATOR PADAVAN:  Well, I don't

         3       know if I'm here to help you.  I'm not the repo'

         4       man, I'll tell you that much.

         5                      Senator, in the case of using

         6       some of the examples you've heard already of an

         7       appliance being bought that may have cost $1,000

         8       with 12 payments, the last two payments are not

         9       made, the provisions you articulated in your

        10       bill are implemented, the 30-day notice, the

        11       conspicuous or substantially contemporaneous

        12       writing was signed and that product is

        13       repossessed, what compensation is there in the

        14       legislation, or perhaps in current law, that

        15       would relate to that buyer who no longer has the

        16       refrigerator and has paid 11 of the 12 payments,

        17       along with finance charges that are generally

        18       quite high?

        19                      SENATOR FARLEY:  M-m h-m-m.  I

        20       know -- I understand your question.  In other

        21       words, what you're saying to me is if they -- in

        22       essence, I think what you're asking, if the

        23       merchant takes that item and sells the item and











                                                              730

         1       gets his $2 that is owed on it, does the

         2       remainder go to the -

         3                      SENATOR PADAVAN:  Senator, what

         4       you said earlier -- while you're trying to look

         5       that up, let me just elaborate for the reasons I

         6       asked the question.

         7                      SENATOR FARLEY:  You have asked

         8       the one question I don't have an answer to.  I

         9       don't think there's any -

        10                      SENATOR PADAVAN:  Well, I think

        11       it's an important one.  Just to give you -- put

        12       this in context -

        13                      SENATOR FARLEY:  I don't see

        14       that.

        15                      SENATOR PADAVAN:  Just to put the

        16       question in context, Senator -

        17                      SENATOR FARLEY:  Go ahead.

        18                      SENATOR PADAVAN:  -- while you

        19       talk about the average retailer -- and I would

        20       agree with you, the average retailer in this

        21       state is an honest, law-abiding person who tries

        22       to demonstrate good will and obviously tries to

        23       deal with people fairly, but unfortunately in











                                                              731

         1       the city that I come from, we have an entirely

         2       different sort in some communities.  They're

         3       usually communities that have people who perhaps

         4       are not versed in the English language, don't

         5       really know what they're signing, communities

         6       where people are just unsophisticated in these

         7       matters, and many of those retailers don't make

         8       their money on the product; they make their

         9       money on the finance charge and the finance

        10       charge, with some of these finance companies -

        11       which, in my view, shouldn't even be in business

        12       -- really are a drain on the consumer.

        13                      Now, you can't solve that

        14       problem, nor can I.  Certainly, it seems to me

        15       if we're going to provide a mechanism to seize a

        16       refrigerator or a kitchen set or whatever that

        17       person may have purchased, there ought to be

        18       something in there that says if they paid for 90

        19       percent of it, that they're going to get

        20       something back.

        21                      The Consumer Affairs Commission

        22       in the city of New York recently took action

        23       against a number of retailers who were











                                                              732

         1       advertising appliances as new but they were all

         2       used.  He had acquired them -- or they had

         3       acquired them in some fashion or another,

         4       perhaps through repossession, fixed them up, put

         5       them in the window in the showroom and sold them

         6       as new.  So there is a market for this stuff and

         7       that, by the way, is illegal, but nevertheless,

         8       it happens.  So that's why I'm asking you this

         9       question.

        10                      SENATOR FARLEY:  No, I understand

        11       what you're saying.  Generally speaking, I was

        12       going through what -- Assemblyman Feldman

        13       addressed that same question that most of the

        14       security interest would be on furniture and

        15       refrigerators, et cetera, and so forth, and the

        16       cost of repossessing that -- the cost of re

        17       possessing that and the very rapid depreciation

        18       of furniture -- and I'm just using his words -

        19       would make it -- there really would be very

        20       little value in it.  Again, it goes back to the

        21       point that I think it's almost a persuasive way

        22       to get somebody to pay.  I don't think you're

        23       going to see massive repossessions.  Again,











                                                              733

         1       that's the best that I can say on that issue

         2       that you're asking.

         3                      ACTING PRESIDENT DiCARLO:

         4       Senator Onorato.

         5                      SENATOR ONORATO:  Senator Farley,

         6       would you yield to a question?

         7                      SENATOR FARLEY:  Certainly.

         8                      SENATOR ONORATO:  Senator Farley,

         9       is the -- is equipment such as orthopedic and

        10       prosthetics covered under this bill?  What if I

        11       purchased an artificial leg or a pacemaker, how

        12       do you go about repossessing that?  (Laughter)

        13       Is it covered under your legislation?

        14                      SENATOR FARLEY:  You don't have a

        15       shred of decency.

        16                      SENATOR ONORATO:  Or if I have a

        17       denture, you know, the one size that fits all.

        18                      SENATOR FARLEY:  We would

        19       repossess that one leg at a time.

        20                      ACTING PRESIDENT WRIGHT:  Read

        21       the last section.

        22                      THE SECRETARY:  Section 3.  This

        23       act shall take effect on the 90th day.











                                                              734

         1                      ACTING PRESIDENT WRIGHT:  Call

         2       the roll.

         3                      (The Secretary called the roll.)

         4                      THE SECRETARY:  Those recorded in

         5       the negative on Calendar Number 93 are Senators

         6       Abate, Gold, Leichter, Markowitz, Mendez,

         7       Montgomery, Onorato, Padavan, Paterson,

         8       Santiago, Smith.  Ayes 45, nays 11.

         9                      ACTING PRESIDENT WRIGHT:  The

        10       bill is passed.

        11                      THE SECRETARY:  Excuse me.  Also,

        12       Senator Waldon.  Ayes 44, nays 12.

        13                      ACTING PRESIDENT WRIGHT:  The

        14       bill is passed.

        15                      The Secretary will read.

        16                      THE SECRETARY:  Calendar Number

        17       111, by Senator Volker, Senate Print 197, an act

        18       to amend the Penal Law, in relation to resisting

        19       arrest.

        20                      ACTING PRESIDENT WRIGHT:  The

        21       Chair recognizes Senator Volker.

        22                      SENATOR VOLKER:  Mr. President,

        23       this is a bill that has passed this house on











                                                              735

         1       several occasions and I'm hoping that this will

         2       be the last time that it will pass this house,

         3       because we are in communication with the

         4       Assembly and I'm very hopeful that this bill

         5       will become law.

         6                      Very quickly, it came as a result

         7       of a number of cases involving law enforcement

         8       officers, chief -- chiefly in Long Island and in

         9       New York City, where judges have and continue,

        10       in fact, to determine that police officers, to

        11       maintain charges of assault, have to be

        12       substantially injured, in other words have to

        13       have a serious injury before you can maintain

        14       virtually any assault charge, and the resisting

        15       arrest presently, the maximum under any

        16       circumstances is a misdemeanor.

        17                      What this bill would do is to

        18       upgrade the penalty for resisting arrest.  If

        19       physical force is used on a police officer or

        20       peace officer, it, in effect, takes the second

        21       degree charge, which is now the maximum charge,

        22       a Class A misdemeanor, and upgrades it to an E

        23       felony if physical force is used on a police











                                                              736

         1       officer or a peace officer.  That's basically

         2       what it does.

         3                      ACTING PRESIDENT WRIGHT:  The

         4       Chair recognizes Senator Waldon.

         5                      SENATOR WALDON:  Thank you very

         6       much, Mr. President.

         7                      Would Senator Volker engage in

         8       some dialogue?

         9                      ACTING PRESIDENT WRIGHT:  Senator

        10       Volker, will you yield?

        11                      SENATOR VOLKER:  Yes.

        12                      ACTING PRESIDENT WRIGHT:  The

        13       Senator yields to the question.

        14                      SENATOR WALDON:  Thank you very

        15       much, Mr. President.

        16                      Before I ask the question,

        17       Senator, as you know, we discussed this at

        18       committee and at that time, you raised a very

        19       valid concern as to how do we define physical

        20       force, and since that time, I must admit, we

        21       have not come up with a precise definition.

        22       However, in looking at this, I tried to imagine

        23       -- and I would ask you to respond to this -- if











                                                              737

         1       someone merely went limp as the arrest was being

         2       made, could that be characterized as sufficient

         3       to warrant a Class E felony?

         4                      SENATOR VOLKER:  No, absolutely

         5       not.  That's passive and that, I think is the -

         6       is the problem with the present law, and that is

         7       that no matter what the person does in resisting

         8       arrest, it -- the maximum charge that can be

         9       laid is a Class A misdemeanor.

        10                      Traditionally, the resisting

        11       arrest -- the incident that you just identified

        12       is what sometimes happens and, in fact,

        13       traditionally, the only time a person gets

        14       charged with resisting arrest under those

        15       circumstances, very honestly, is where other

        16       charges would fall away or something of that

        17       nature because normally, where there isn't any

        18       real resistance, physical resistance the police

        19       officer generally won't make the charge anyway,

        20       but he could if the person falls limp and if

        21       they had to be carried away or whatever.

        22                      Let me just say -- and if I

        23       might, on the issue of physical force, we've











                                                              738

         1       done some more work on it, as you know, and Ken

         2       Connolly went over it again and we've done about

         3       two years' worth of research on this -- on the

         4       issue of physical force, and we don't find any

         5       cases, by the way -- and physical force is

         6       listed in the Penal Law in several places where

         7       it's used as part of -- as part of the

         8       definitions.

         9                      For example, first degree rape,

        10       sodomy and sexual abuse all involve forcible

        11       compulsion which means to compel by the use of

        12       physical force.  The courts have regularly

        13       examined defendants' conduct to determine

        14       whether physical force was used.  There doesn't

        15       appear to be any place in the Penal Law or cases

        16       involving those definitions that have had -

        17       where the court has had any trouble, as a matter

        18       of fact, whether physical force was used or

        19       not.  We have tried to find any place that we

        20       could where a case revolved on that issue.  We

        21       haven't been able to find any, and we also find

        22       no place where a formal definition is used.

        23       Incidentally, in talking to the people that











                                                              739

         1       delivered this bill to us initially, the law

         2       enforcement people, they told us that initially

         3       when they went to the Assembly with this bill,

         4       the language they used was "striking, shoving,

         5       pushing or kicking" to -- you know, to upgrade

         6       it.  The Assembly staff people who researched

         7       this said, "Lookit.  That's not sufficient.  Go

         8       to physical force.  It's the best way to do it.

         9       It's the cleanest way," and their research

        10       apparently showed that their feeling was at the

        11       time that that was the best way to do it.

        12                      Now, the Assembly -- in all

        13       candor, the Assembly has not passed this the way

        14       it is now, but that was apparently what was

        15       recommended to them when they came to us.  So I

        16       just wanted to point that out to you.  I didn't

        17       mean to -- because I know that was one of your

        18       main questions -- issues on physical force, but

        19       Ken did some more work on it and that's -

        20       Connolly, my counsel -- and that's what we

        21       found.

        22                      SENATOR WALDON:  Would the

        23       learned Senator yield -











                                                              740

         1                      SENATOR VOLKER:  I'll yield.

         2                      SENATOR WALDON: -- for another

         3       question?

         4                      ACTING PRESIDENT WRIGHT:  The

         5       Senator continues to yield.

         6                      Senator Waldon.

         7                      SENATOR WALDON:  I appreciate

         8       your sharing that information with us, Senator

         9       Volker.  Mike Fallon on our staff apparently

        10       found a similar source in terms of the

        11       recommendations to me, and I was wondering if we

        12       were to -- let me say this:  Did you just say

        13       that in your opinion, the Assembly would not

        14       pass it in any form except the one that we have

        15       before us?

        16                      SENATOR VOLKER:  No, I didn't.

        17       The people that brought this bill to us, the law

        18       enforcement people, the Assembly people, staff

        19       people that reviewed the bill initially said

        20       that they thought it would be better to do this

        21       used as physical force rather than those other

        22       -- what I said -- the other definitions that we

        23       had before because the other definitions would











                                                              741

         1       be too limiting and they thought "physical

         2       force" would be a better definition.  I think,

         3       very honestly, if, as I suspect this year,

         4       there's going to be some changes in the assault

         5       statute, there's going to be some sort of

         6       upgrading, my guess is, from some information I

         7       have, the Assembly probably will look at this

         8       bill too and may well consider doing an upgrade

         9       in this one too, so we may be able to do

        10       something.  I'm not saying it will be exactly

        11       what this is, but we probably will have a chance

        12       of doing it this year.

        13                      SENATOR WALDON:  Would the

        14       Senator continue to yield, Mr. President?

        15                      SENATOR VOLKER:  I'll continue to

        16       yield, yes.

        17                      SENATOR WALDON:  Senator, in your

        18       opinion then, would -- someone who performs some

        19       form of active physical resistance but not

        20       striking or kicking the police officer, would

        21       that be a more severe situation than the first

        22       one we spoke about but less severe than when

        23       there is biting, punching, striking, kicking, et











                                                              742

         1       cetera?

         2                      SENATOR VOLKER:  I think what -

         3       as a practical matter, unless you have something

         4       -- physical force is physical force.  You have

         5       to have some -- some -- some evidence of it and,

         6       of course, any police officer would know if you

         7       don't have something that you can -- you can

         8       testify to, the chances of maintaining it are

         9       very slim, and you and I know, by the way,

        10       whenever you go to a felony, the proof becomes

        11       more difficult anyway, and that has been one of

        12       the -- one of the real problems in a number of

        13       areas.  So I think the answer is that you're

        14       going to have to have some substantial evidence

        15       of real force in order to maintain a Class E,

        16       anyway.

        17                      SENATOR WALDON:  Mr. President,

        18       last question or last series of questions, if I

        19       may.

        20                      ACTING PRESIDENT WRIGHT:  Senator

        21       Waldon, Senator Volker continues to yield.

        22                      SENATOR WALDON:  Senator, I don't

        23       know if it's appropriate for us to do this now.











                                                              743

         1       Maybe we need to pass this and then revisit it

         2       with your expectations in regard to what's going

         3       to come out of the Assembly, but I have looked

         4       at this as a result of careful analysis by

         5       staff, and they suggested to me and I will

         6       suggest to you, that we maintain a three-level

         7       action regarding this particular area, and that

         8       the first would still be a Class B misdemeanor,

         9       someone just lies limp, but when someone

        10       actively resists without upgrading their action

        11       to the point of kicking, biting, et cetera, et

        12       cetera, that becomes the Class A misdemeanor,

        13       but if, in fact, they kick, they bite, they

        14       strike, they punch, then it is unquestionably

        15       active resistance with physical force, and that

        16       becomes the Class E felony.  Might we be able to

        17       consider that scenario?

        18                      SENATOR VOLKER:  Yes, Senator.

        19       We'll look at that, but I think the problem is

        20       that there appears to be, in talking with people

        21       who have looked at this issue, that the more you

        22       try to define something which maybe is

        23       indefinable, the more difficult it becomes, and











                                                              744

         1       the -- in a sense, the more you create a problem

         2       for yourself, because one of the reasons they

         3       add kicking and shoving and all of that stuff

         4       was that you don't define everything.  In other

         5       words, if you don't use language that covers

         6       just about any kind of situation, it probably

         7       wouldn't apply, but we certainly can look at

         8       that.  That may be one of the things that we can

         9       talk to the Assembly about.  I honestly think

        10       that this definition is about -- at this point

        11       seems to be about the best that we can do at

        12       this point, but certainly we'll look at it, and

        13       I appreciate your suggestion.  We'll take a look

        14       at it.

        15                      SENATOR WALDON:  Mr. President,

        16       on the bill.

        17                      ACTING PRESIDENT WRIGHT:  Senator

        18       Waldon on the bill.

        19                      SENATOR WALDON:  First, Senator

        20       Volker, let me thank you for being divined by

        21       the same spirit that was divined on this side of

        22       the aisle in terms of coming up with your

        23       analysis, but to be very serious, I appreciate











                                                              745

         1       your looking at the bill as a result of what we

         2       discussed in committee.  It shows that you were

         3       sensitive to the dialogue that we experienced at

         4       that time.  I further appreciate the fact that

         5       you might revisit it with our colleagues in the

         6       Assembly so that we can have a statute which

         7       will achieve the best ends for the people of the

         8       state of New York.

         9                      To be very candid, amongst those

        10       with whom I have discussed this issue, there was

        11       some fear that there wasn't sufficient

        12       delineation, so that the police officers could

        13       not become creative in a fictional sense as

        14       sometimes officers do; I'm not saying all

        15       officers.  Certainly 99 percent of the people

        16       who do what they have to do do the right thing,

        17       hopefully, but I think that if you can revisit

        18       it, if our Assembly colleagues can become in

        19       sync' with the thoughts that we've shared here

        20       today, we'll end up with a statute that will

        21       really work on behalf of the people of the state

        22       of New York, and with that in mind, I will vote

        23       for this legislation and we can move forward on











                                                              746

         1       it.

         2                      ACTING PRESIDENT WRIGHT:  Senator

         3       Montgomery.

         4                      SENATOR MONTGOMERY:  Yes.  Mr.

         5       President, I would like to know if the sponsor

         6       would yield for a question.

         7                      ACTING PRESIDENT WRIGHT:  Senator

         8       Volker, will you yield to a question?

         9                      SENATOR VOLKER:  Sure.

        10                      SENATOR MONTGOMERY:  Thank you.

        11                      ACTING PRESIDENT WRIGHT:  The

        12       Senator yields.

        13                      SENATOR MONTGOMERY:  Senator,

        14       this -- your bill raises the crime from a

        15       misdemeanor to a felony.  It's currently now a

        16       misdemeanor?

        17                      SENATOR VOLKER:  With physical

        18       force.  The maximum that any kind of resisting

        19       arrest can have at this point is -- is an A

        20       misdemeanor.  What we are saying here is that

        21       you have the same circumstances as with an A

        22       misdemeanor, except that if physical force is

        23       added to it on the police officer, law











                                                              747

         1       enforcement officer, then it would elevate it to

         2       a Class E felony.

         3                      SENATOR MONTGOMERY:  Okay.  If

         4       you'll yield to another question.

         5                      SENATOR VOLKER:  Sure.

         6                      SENATOR MONTGOMERY:  What is the

         7       relationship between this and the crime of an

         8       out-and-out assault of a police officer?  Is

         9       there any difference?

        10                      SENATOR VOLKER:  Assault on a

        11       police officer is a different crime, which is

        12       one of the difficulties because the courts have

        13       so -- so interpreted assault on a police officer

        14       that you have to have virtually a serious

        15       injury, a reasonably serious injury for the

        16       courts to even maintain any kind of an assault

        17       charge against a police officer.  In New York

        18       City, that's especially true and it's on Long

        19       Island -- and I'm not saying just in New York

        20       City, but it appears to be throughout the state

        21       and most of the courts, just recently, I think a

        22       couple of them, so-called assault third cases,

        23       that is lesser assault, so to speak, on police











                                                              748

         1       officers, have been thrown out because the

         2       interpretation was that the assault third

         3       statute was really not supposed to be for police

         4       officers.  It was supposed to be for assaults on

         5       individuals and, therefore, even though it was

         6       considered to -- at least to the judges a lesser

         7       assault, they threw it out.  That's one of the

         8       reasons why the -- the law enforcement people

         9       have looked to a resisting arrest because

        10       they're caught in that -- in that vacuum between

        11       the assault -- assault cases and the weak

        12       statute on resisting arrest, and that's what

        13       this is all about.

        14                      SENATOR MONTGOMERY:  Okay.  Mr.

        15       President, if he would just continue to yield.

        16                      SENATOR VOLKER:  Sure.

        17                      ACTING PRESIDENT WRIGHT:  The

        18       Chair recognizes Senator Montgomery.  Senator

        19       Volker continues to yield.

        20                      SENATOR MONTGOMERY:  Thank you.

        21                      It sounds, Senator Volker, then

        22       like you -- to get a charge of assault on a

        23       police officer, there has to be -- there is a











                                                              749

         1       standard of proof -- of evidence of what the

         2       assault -- the results of the assault, wherein

         3       with resisting arrest, there is not the same

         4       level of proof.

         5                      SENATOR VOLKER:  Well, first of

         6       all, assault second is a -- is a more serious

         7       felony.

         8                      SENATOR MONTGOMERY:  Excuse me?

         9                      SENATOR VOLKER:  Assault second

        10       is a more serious felony to start with.  It's

        11       already a felony.  In other words, resisting

        12       arrest is only a misdemeanor now.  We're beefing

        13       it up to a Class E felony.  Assault is a more

        14       serious charge -- assault second is a more

        15       serious felony.  In fact, our proposal, as you

        16       know that's been around, is to -- is to move it

        17       up even in another grade, but the reason for the

        18       physical force is to show that you have to have

        19       some sort of active resistance so that person

        20       can be charged; a charge can be maintained of a

        21       resisting arrest, that's correct.

        22                      SENATOR MONTGOMERY:  Okay.

        23                      SENATOR VOLKER:  It's different,











                                                              750

         1       as Senator Waldon said, if somebody falls limp

         2       or just doesn't want to go.  In demonstrations,

         3       it happens all the time, people lie on the

         4       street or whatever, and they're dragged off.

         5       Generally, they're not charged with resisting

         6       arrest, but occasionally they are if they're

         7       particularly belligerent or whatever.  This

         8       wouldn't change that.  Those would still be

         9       Class A misdemeanors because the people just

        10       were passively resistant.

        11                      SENATOR MONTGOMERY:  Does your

        12       bill place this particular resisting arrest

        13       charge at the same level as an assault?  In

        14       other words, is an assault a Class E felony or

        15       is it a higher -

        16                      SENATOR VOLKER:  It's a higher

        17       felony.

        18                      SENATOR MONTGOMERY:  It's a

        19       higher felony.

        20                      SENATOR VOLKER:  Assault second

        21       is a higher felony.  That's -- I think the point

        22       is that, if you can maintain that assault

        23       charge, you don't need this at all, but the











                                                              751

         1       assaults on police officers, in order to

         2       maintain them, you virtually have to have a

         3       serious injury.  The interpretations of these

         4       cases have been that -- almost that the police

         5       officers get to expect to be assaulted, and

         6       unless he or she has a broken bone or -- or has

         7       severe lacerations or whatever, almost no courts

         8       will maintain an assault -- an assault second.

         9                      SENATOR MONTGOMERY:  Thank you

        10       very much, Senator Volker.

        11                      Mr. -- Mr. President, on the

        12       bill, I just briefly want to express my

        13       opposition to this legislation, and the reason

        14       that I do is that I fear that it is another

        15       opportunity for people, particularly young

        16       people, many of whom in my -- my district are

        17       arrested and charged with some sort of -- some

        18       sort of resisting arrest charge, and oftentimes

        19       when I have pursued this charge or these kinds

        20       of arrests of young people, in particular, I

        21       have found that there is no evidence of the

        22       police officer having been assaulted, even

        23       though that it -- that they have placed that as











                                                              752

         1       one of the charges, and it is a very, very

         2       frequently used charge just as an excuse to haul

         3       people in, particularly teenagers, particularly

         4       black males in my district, to haul them in and

         5       give them an arrest charge, and they then have

         6       to go to court, and so forth.

         7                      So this is the lowest level of

         8       arrest that I'm familiar with that is the first

         9       step into the door of the criminal justice

        10       system, particularly for young African-American

        11       males, and I think we have to be very careful.

        12       We have to be absolutely -- understand that the

        13       criminal justice system does not view every

        14       single person equally in the society.  It's very

        15       unfortunate.  We all don't like it, but it is

        16       the truth.  I am not viewed on the New York

        17       State Thruway the same as Senator Volker is

        18       viewed on the New York State Thruway.  I have

        19       been stopped by the New York State Police to

        20       examine my credentials because of the fact that

        21       I'm driving a car with those plates.  So -- and

        22       that's just a fact of life.

        23                      So I'm just warning my colleagues











                                                              753

         1       that this is a very serious issue.  I deal with

         2       it frequently in my district as a problem that

         3       relates to how the police have a small handle to

         4       -- to have an excuse to arrest people, and we

         5       should not -- we should make sure that if, in

         6       fact, we are going to increase this to a felony

         7       -- because once it becomes a felony, it's much

         8       more difficult to deal with in terms of

         9       supporting a young person and trying to keep him

        10       out of the system, working with a D.A., with the

        11       local police department, and what have you, once

        12       it becomes a felony charge, it's more difficult.

        13                      So I think we have to be very

        14       careful, Senator Volker.  I understand what

        15       you're trying to do.  We want to protect the

        16       police officers, but I think we have protections

        17       for police officers.  It requires a level of

        18       proof.  I think that is appropriate, and if we

        19       are -- certainly if we're going to do this, we

        20       should at least require a level of proof so that

        21       it does not become a subjective charge that a

        22       police officer can make on a person without

        23       sufficient evidence that it, in fact, happened











                                                              754

         1       and so that it can snare a person unnecessarily

         2       into the system.

         3                      Mr. President, I'm voting no on

         4       this legislation.

         5                      ACTING PRESIDENT WRIGHT:  The

         6       Chair recognizes Senator Volker.

         7                      SENATOR VOLKER:  Mr. President,

         8       let me just tell you, Velmanette, that I have

         9       been stopped on the Thruway a number of times

        10       too, I can assure you.  Whether I was a former

        11       police officer or not, I have been stopped and

        12       -- for various reasons.

        13                      Senator Montgomery, I don't think

        14       you're completely aware of the way this works.

        15       If you cannot maintain another charge, another

        16       -- the charge here is resisting arrest.  If the

        17       initial charge does not -- is not abided by, the

        18       resisting arrest will fall with it.  We are not

        19       reducing any standards here as far as proof.

        20       You still have to prove it.  Many young people

        21       are arrested, by the way, for disorderly conduct

        22       or something of that nature.  Maybe it's true

        23       that some of them are arrested without total











                                                              755

         1       cause, although I must tell you, in my years

         2       experience, almost half the people that I picked

         3       up were totally innocent; they never did

         4       anything.  If you talk to them afterwards, you

         5       would think that they were -- they were

         6       cherubic, and so forth, but, unfortunately, if

         7       you were there, you would have found out there

         8       was some different -- little different facts

         9       than are very often used.

        10                      I think what you should also

        11       understand is once you do reach a felony -- and

        12       this is particularly true in New York City, and

        13       I don't necessarily say that it's necessarily

        14       bad -- it's very difficult to maintain a felony

        15       -- a low level felony case in New York City

        16       unless you've got a lot of proof because there

        17       are -- admittedly are a lot of them, and it's no

        18       secret that in some cases you can't get a D.A.'s

        19       attention unless you have a felony to start

        20       with, which is another reason why we have

        21       reasonably serious cases.  It is a wise idea to

        22       make a penalty sufficient to cover the case

        23       involved but, Senator, keep in mind that this is











                                                              756

         1       not something that stands or falls by itself.

         2       It depends on the initial arrest.  In other

         3       words, you don't just charge somebody with a

         4       resisting arrest as the only charge.  You can't

         5       really do that.  You must have -- you must have

         6       another charge that starts out, and then you've

         7       got to prove it, and if you can't show any real

         8       physical force -- just the testimony of a police

         9       officer is very tough to maintain -- to maintain

        10       those kinds of charges, and the same thing is

        11       true in the assault cases, I must be honest with

        12       you.  It is very difficult to do, and I

        13       understand your concern, and you have a right to

        14       be concerned and your -- with some of the

        15       problems, but it seems to me that I don't -- I

        16       guess where we fault and disagree is I don't

        17       think police officers do have sufficient

        18       protection.  Unfortunately, what is happening is

        19       they've become targets, and it seems to me that

        20       we have to give them the best protection we can

        21       and make sure at the same time that there's a

        22       level of evidence sufficient so that people get

        23       their fair due in court, but I do think we've











                                                              757

         1       got to give them protection they need, and I

         2       think this is one of the areas that will do

         3       that.

         4                      ACTING PRESIDENT WRIGHT:  Read

         5       the last section.

         6                      THE SECRETARY:  Section 3.  This

         7       act shall take effect on the first day of

         8       November.

         9                      ACTING PRESIDENT WRIGHT:  Call

        10       the roll.

        11                      (The Secretary called the roll.)

        12                      ACTING PRESIDENT WRIGHT:  Senator

        13       Abate, why do you rise?

        14                      SENATOR ABATE:  Yes, I would like

        15       to explain my vote.

        16                      ACTING PRESIDENT WRIGHT:  Senator

        17       Abate to explain her vote.

        18                      SENATOR ABATE:  I share with

        19       Senator Volker the concern that we need to

        20       protect officers and that, in the law, we have

        21       to ensure that, when individuals assault

        22       officers, they be appropriately punished.  I

        23       believe this legislation puts the cart before











                                                              758

         1       the horse.  I would support, as I suggested last

         2       year, legislation that enhances the penalties

         3       and maybe facilitates the prosecution of

         4       assaults on officers.  This, however, I believe,

         5       attacks the wrong conduct.

         6                      What we want to do is attack the

         7       heinous assault on officers.  What this does is

         8       take a class A misdemeanor, where the scope of

         9       punishment is one year, and says to the Court

        10       that if you resist in some way, if it's a hip

        11       check -- and that's easy.  If it's a hip check

        12       or a shoulder check or it's biting or punching

        13       or whatever, if it doesn't result in physical

        14       injury to that officer, all those variations,

        15       the broad definition of "physical force" will be

        16       the same whether it's a hip check or a punch -

        17       and they are really different gradations of

        18       conduct -- that they would be eligible for four

        19       years in prison.

        20                      I believe the scope of punishment

        21       is sufficient.  It's a year in jail.  We're

        22       talking about cases where the officer is not

        23       physically assaulted; because if they are











                                                              759

         1       physically assaulted, two crimes are charged,

         2       resisting arrest and assault on the officer.  If

         3       we have a problem in prosecuting the assault on

         4       the officer, let's deal with that problem in a

         5       separate part of legislation.

         6                      And, for these reasons, I vote

         7       no.

         8                      ACTING PRESIDENT WRIGHT:  Senator

         9       Abate in the negative.

        10                      Results.

        11                      Senator Smith.

        12                      SENATOR SMITH:  Mr. President, I

        13       request unanimous consent to be recorded in the

        14       negative on Calendar Number 114.

        15                      ACTING PRESIDENT WRIGHT:  Senator

        16       Smith, if you may, we want to finish this.

        17                      Results, please.

        18                      THE SECRETARY:  Those recorded in

        19       the negative on Calendar 111 are Senators Abate,

        20       Connor, Espada, Leichter, Markowitz, Mendez,

        21       Montgomery, Paterson, Santiago and Smith.

        22       Ayes 46, nays 10.

        23                      ACTING PRESIDENT WRIGHT:  The











                                                              760

         1       bill is passed.

         2                      Senator Smith.

         3                      SENATOR SMITH:  Mr. President, I

         4       request unanimous consent to be recorded in the

         5       negative on Calendar Number 114.

         6                      ACTING PRESIDENT WRIGHT:  Without

         7       objection, Senator Smith will be recorded in the

         8       negative on Calendar 114.

         9                      Senator Oppenheimer.

        10                      SENATOR OPPENHEIMER:  I would

        11       like unanimous consent also for Calendar Number

        12       93.

        13                      ACTING PRESIDENT WRIGHT:  Without

        14       objection, Senator Oppenheimer will be recorded

        15       in the negative on Calendar Number 93.

        16                      Senator Skelos, that completes

        17       the controversial reading of the calendar.

        18                      SENATOR SKELOS:  Mr. President,

        19       if we can return to reports of standing

        20       committees, I believe there's a report from the

        21       Insurance Committee at the desk.

        22                      ACTING PRESIDENT WRIGHT:  I

        23       believe, Senator Skelos, there's also a report











                                                              761

         1       from the Social Services Committee.

         2                      Without objection, reports of

         3       standing committees.

         4                      The Secretary will read.

         5                      THE SECRETARY:  Senator Holland,

         6       from the Committee on Social Services, hands up

         7       the following bills directly for third reading:

         8                      Senate Print 2478, by Senator

         9       Holland, an act to repeal Section 147 of the

        10       Social Services Law, relating to misuse of food

        11       stamps;

        12                      Senate Print 2999, by Senator

        13       Holland, an act to amend the Social Services

        14       Law, in relation to authorizing the Commissioner

        15       of Social services to enter into an agreement;

        16       and

        17                      5344A, by Senator Johnson, an act

        18       to amend the Social Services Law and the

        19       Criminal Procedure Law, in relation to

        20       recipients of public assistance.

        21                      Also, Senator Velella, from the

        22       Committee on Insurance, hands up the following

        23       bills directly for third reading:











                                                              762

         1                      Senate Print 5926, by Senator

         2       Velella, an act to amend the Insurance Law, in

         3       relation to determining the extent to which a

         4       preexisting condition limitation has been

         5       satisfied in certain contracts;

         6                      5925, by Senator Velella, an act

         7       to amend the Insurance Law, in relation to

         8       extending the expiration date for Article 54.

         9                      All bills directly for third

        10       reading.

        11                      ACTING PRESIDENT WRIGHT:  Without

        12       objection, bills directly to third reading.

        13                      Senator Skelos.

        14                      SENATOR SKELOS:  Mr. President, I

        15       just want to remind the members of the Senate

        16       that the Senate picture will be taken this

        17       Monday, February 5th, promptly at 2:30, and we

        18       would like to have everybody on time.  Dark

        19       suits.  I forget whether it's white shirts or

        20       blue shirts.

        21                      SENATOR STACHOWSKI:  Light

        22       shirts.

        23                      SENATOR SKELOS:  Light shirts.











                                                              763

         1       Light shirts.  Thank you, Senator Stachowski.

         2       And if we can be on time -- the photographer is

         3       on a tight schedule.

         4                      Is there any housekeeping at the

         5       desk?

         6                      ACTING PRESIDENT WRIGHT:  There

         7       is none.

         8                      SENATOR SKELOS:  Then I -- Mr.

         9       President, I move we adjourn until tomorrow,

        10       Wednesday, January 31st, 1996, at 11:00 a.m.

        11       sharp.

        12                      ACTING PRESIDENT WRIGHT:  Without

        13       objection, the Senate stands adjourned.

        14                      Excuse me.  Senator Montgomery.

        15                      SENATOR MONTGOMERY:  May I just

        16       correct the Majority Leader.  The women don't

        17       wear dark suits.  We wear our power color, and

        18       the women know what color that is.

        19                      ACTING PRESIDENT WRIGHT:  Duly

        20       noted, Senator Montgomery.  Thank you.

        21                      Without objection, the Senate

        22       stands adjourned until Wednesday, January 31st,

        23       at 11:00 a.m. sharp.











                                                              764

         1                      (Whereupon, at 4:55 p.m. the

         2       Senate adjourned.)

         3

         4

         5

         6

         7

         8