Public Hearing - January 7, 2016

    


       1      BEFORE THE NEW YORK STATE SENATE
              STANDING COMMITTEE ON LABOR
       2      ------------------------------------------------------

       3                         PUBLIC HEARING

       4          TO EXAMINE THE OVERALL IMPACT INCREASING THE
                STATEWIDE MINIMUM WAGE TO $15/HOUR WOULD HAVE ON
       5          WORKERS, EMPLOYERS, AND THE STATE AS A WHOLE

       6      ------------------------------------------------------

       7
                               Legislative Office Building
       8                       Van Buren Hearing Room A - 2nd Floor
                               Albany, New York 12247
       9
                               January 7, 2016
      10                       11:00 a.m. to 3:30 p.m.

      11

      12      PRESIDING:

      13         Senator Jack M. Martins
                 Chair
      14

      15      PRESENT:

      16

      17         Senator Kathleen A. Marchione

      18         Senator Bill Perkins

      19         Senator Diane J. Savino

      20

      21

      22

      23

      24

      25







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       1
              SPEAKERS:                               PAGE  QUESTIONS
       2
              George Gresham                             4       16
       3      President
              Helen Schaub
       4      Vice President of Legislative Concerns
              SEIU 1199
       5
              E.J. McMahon                              42       55
       6      President
              Empire Center for Pubic Policy
       7
              Hector Figueroa                           92      103
       8      President
              SEIU 32BJ
       9
              Ken Pokalsky                             122      132
      10      Vice President
              Business Council of New York State
      11
              Mike Durant                              155
      12      New York State Director
              National Federal of
      13           Independent Business

      14      Dr. Linda Barrington                     171      177
              Executive Director for the
      15           Institute for Compensation Studies
              ILR School at Cornell University
      16
              Ted Potrikus                             186      191
      17      President and CEO
              Retail Council of New York
      18
              James Parrott                            203      220
      19      Deputy Director and Chief Economist      221      232
              Fiscal Policy Institute
      20
              Paul Sonn
      21      General Counsel and Program Director
              National Employment Law Project
      22

      23

      24

      25







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       1
              SPEAKERS (Continued):                   PAGE  QUESTIONS
       2
              Michael Seereiter                        240      246
       3      President and CEO
              NYS Rehabilitation Association
       4
              Ann Hardiman                             240     246
       5      Executive Director
              NYS Association of Community
       6           and Residential Agencies

       7

       8

       9

      10

      11

      12

      13

      14

      15

      16

      17

      18

      19

      20

      21

      22

      23

      24

      25







                                                                   4
       1             SENATOR MARTINS:  Good morning.

       2             Please rise, join me in the pledge of

       3      allegiance.  We'll get started.

       4                  (All participating in and present at the

       5        hearing recite, as follows:)

       6             "I pledge allegiance to the flag of the

       7      United States of America and to the Republic for

       8      which it stands, one nation under God, indivisible,

       9      with liberty and justice for all."

      10             SENATOR MARTINS:  Thank you.

      11             Good morning, everyone.

      12             Thank you very much for being with us this

      13      morning on this very important issue.

      14             We have a rather aggressive agenda today,

      15      with a wide array of speakers.

      16             I want to thank everyone who has agreed to

      17      participate, because we have, obviously, important

      18      issues to discuss.

      19             To start us off, we have George Gresham, who

      20      is the president of 1199 SEIU.

      21                  [Applause.]

      22             SENATOR MARTINS:  Mr. Gresham, please,

      23      please.

      24             Now, I have to ask you --

      25             GEORGE GRESHAM:  Sure.







                                                                   5
       1             SENATOR MARTINS:  -- always bring a fan club?

       2                  [Laughter.]

       3             GEORGE GRESHAM:  Don't leave home without

       4      them.

       5             SENATOR MARTINS:  Absolutely.  Good for you.

       6             It's good to see you.

       7             Thank you for being here.

       8             Obviously, this is an important topic that

       9      affects all of us.

      10             GEORGE GRESHAM:  Yes, sir.

      11             SENATOR MARTINS:  Now, I had an opportunity

      12      to review your testimony previously.

      13             GEORGE GRESHAM:  Yes.

      14             SENATOR MARTINS:  And, you know, obviously,

      15      I think we all come from similar backgrounds, and we

      16      can all relate to issues in our past, in our lives,

      17      our parents' lives, and we can all relate back to

      18      these issues that we're discussing here today.

      19             GEORGE GRESHAM:  Yes.

      20             SENATOR MARTINS:  Let me just tell you a

      21      couple of things before I ask you to start.

      22             GEORGE GRESHAM:  Okay.

      23             SENATOR MARTINS:  I'm absolutely sure I speak

      24      for all of my colleagues here.

      25             We believe deeply in the dignity of work.







                                                                   6
       1             We believe deeply in the dignity of people

       2      being able to support their families through labor.

       3             GEORGE GRESHAM:  Yes.

       4             SENATOR MARTINS:  And the dignity that comes

       5      from receiving a paycheck and being able to provide

       6      for yourself.

       7             GEORGE GRESHAM:  Yes, sir.

       8             SENATOR MARTINS:  That's part of this

       9      discussion.

      10             GEORGE GRESHAM:  Yes.

      11             SENATOR MARTINS:  So with that --

      12             GEORGE GRESHAM:  Very good.

      13             SENATOR MARTINS:  -- I ask you to relay your

      14      comments to the Committee.

      15             And for yourself and for everyone else who

      16      will be testifying here today, we have your

      17      testimony.  So if you can avoid reading it, that's

      18      great.  Let's have a discussion, and let's go.

      19             God bless.

      20             GEORGE GRESHAM:  Can you hear me now?

      21             SENATOR MARTINS:  Yes, sir.

      22             GEORGE GRESHAM:  Okay.

      23             So maybe I'll -- I will avoid reading it,

      24      and -- but I'm just going to look at some bullets to

      25      make sure I don't forget any important points or







                                                                   7
       1      leave out any important points.

       2                  (Comments from audience members being

       3        made.)

       4             GEORGE GRESHAM:  People can't hear me?

       5             SENATOR SAVINO:  Unfortunately, it doesn't

       6      move.  I think it's kind of permanent.

       7             GEORGE GRESHAM:  Well, I think we'll try it.

       8             First of all, good morning to the Panel.

       9             And I want to thank you, Senator Martins, for

      10      convening this very important hearing.

      11             Just as you said before I got started, this

      12      is so important to the residents of New York.

      13             This issue itself is important all around the

      14      country, but to the residents of New York, when we

      15      found out that, if we were to get the Legislature to

      16      agree to raise the minimum to $15, that 3 million

      17      individuals would immediately get an increase, that,

      18      to me, is not a choice, not a choice, in making sure

      19      that people are able to take care of their families.

      20             There are, if you will, so many in our -- and

      21      I'll try to stay away from my script, because

      22      I think something like this can be easily spoken

      23      from the heart, and I don't think I'm going to miss

      24      any important major points to this.

      25             You know, I've witnessed -- I originally was







                                                                   8
       1      born in the South.

       2             My parents moved to New York from the South,

       3      not because we didn't come from a beautiful

       4      hometown, not because we didn't enjoy living in the

       5      South, but because my parents could not make a

       6      decent living in order raise a family.

       7             And, so, we shared the experience of the

       8      migration from the South, like many folks did in the

       9      '50s and the '60s, and similar to what's happening

      10      now with immigrants coming to this country, in order

      11      to make a decent living.

      12             And one of the things that I have learned

      13      over this time is that people are willing to work

      14      very hard, to do jobs that most people wouldn't even

      15      consider doing, in order to take care of their

      16      families, in order to make sure that the next

      17      generation of their family are able to do a little

      18      bit better than them.

      19             That has always been the American dream.

      20             But somehow, in modern times, with -- I must

      21      say, with the grief that exists here, we find that

      22      working people are working two and three jobs just

      23      to take care of their families.

      24             When that happens, we also find that the

      25      children of those parents are being raised not by







                                                                   9
       1      the parents, but by the streets, because there's no

       2      one at home to give them the guidance.

       3             I have with me today Ms. Gibbs who is a

       4      home-care worker, who works extremely hard on a

       5      daily basis to take care of her client.  And then,

       6      at the end of the day, is not able to take care of

       7      her family unless she were to have a second job.

       8             As you said, our own life experiences get

       9      caught up in this.

      10             I am the son of a home-care worker.  My

      11      mother was a home-care worker in the state of

      12      New Jersey.

      13             And when we went home to visit her during the

      14      holidays, there were never a holiday that she didn't

      15      ask one of her four children to drive her to her

      16      client's house to make sure that they would have

      17      Thanksgiving dinner, or whatever the occasion was.

      18      She would take food from our table to bring to them

      19      to make sure that they had a decent holiday as well.

      20             And that's not something you do for extra

      21      credit, but it's something that you do because of

      22      the calling and your care for humanity.

      23             But it's very sad, very sad, when that person

      24      then can't take care of their own family.

      25             And so we are compelled today to ask the







                                                                   10
       1      State, to ask the Legislators, to consider the

       2      $15 minimum increase.

       3             Now, you're going to hear lots of testimony

       4      today that is going to tell you that the people,

       5      when they receive this money, this money is going to

       6      spur the economy, that people immediately will spend

       7      it.

       8             They will spend it before they even get it,

       9      to be quite honest, because of the compelling nature

      10      of the finances that they have at home.

      11             And so you're going to hear lots of testimony

      12      about that.

      13             You're going to hear, I'm sure, testimony as

      14      to "why 15?" as if that is some magical number.

      15             And, in fact, it isn't a magical number, and

      16      you will hear testimony to that.

      17             You know, I will say that, back when

      18      Franklin Delano Roosevelt, proud resident of

      19      New York, initiated the minimum wage, if it had kept

      20      up with inflation, it would actually be $15 an hour

      21      at this point on a national level.

      22             And as we know, the cost of living in

      23      New York is even higher than a national level.

      24             But, to me, the concept of a minimum wage

      25      should never be, How little can we pay a person to







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       1      get work done?  But, rather, what is the minimum

       2      standard that one needs in order to take care of

       3      their family for an honest day's pay?

       4                  [Applause.]

       5             SENATOR MARTINS:  Let me just intercede for

       6      one second.

       7             GEORGE GRESHAM:  Sure.

       8             SENATOR MARTINS:  And I appreciate the point,

       9      but I'm going to ask everyone to, please, let's not

      10      do that; and I'll tell you why.

      11             Because we're going to have many people up

      12      here discussing many issues today, and some of those

      13      we all may agree with, some of those we may not, and

      14      I do not want this to become interactive.

      15             This is a forum for the Committee to be able

      16      to listen, ask questions, and, hopefully, inform

      17      public policy.

      18             I don't want to have that kind of interaction

      19      because it may interfere with our ability to have

      20      that kind of a discussion.

      21             I appreciate it --

      22             GEORGE GRESHAM:  Understood.

      23             SENATOR MARTINS:  -- and I just would ask

      24      that everyone please -- just, please, keep it to

      25      yourselves.







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       1             I understand that it's there.  I think we all

       2      do.

       3             But for purposes of our discussion here,

       4      let's keep it to a minimum.

       5             So, thank you.

       6             GEORGE GRESHAM:  I understand that.

       7             And I'm certainly, at least the folks that

       8      have come and are interested with me, will follow

       9      that.

      10             We had been misinformed.

      11             We were told that the one who makes -- gets

      12      the loudest applause gets to win the decision.

      13             SENATOR MARTINS:  Oh.

      14                  [Laughter.]

      15             SENATOR MARTINS:  Wow.

      16             Well, I guess we're done here.

      17                  [Laughter.]

      18             GEORGE GRESHAM:  So, you know, Dr. King, we

      19      often like to brag that we were Dr. King's favorite

      20      union.

      21             Those weren't our words.  Those were his

      22      words.

      23             And he met with us six weeks before he was

      24      assassinated, and gave a speech to 1199, which he

      25      called us "the conscience of the labor movement."







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       1      And he used -- he wanted us to be a model for the

       2      rest of the labor movement.

       3             But in that speech he spoke about

       4      two Americans, and he talked about the dignity of

       5      work.

       6             And he said in his speech that there is no

       7      such thing as menial work.  That all honest work has

       8      dignity and pride.  That the only thing that could

       9      make it menial is the compensation you get or you

      10      don't get for doing the work.

      11             And so we are here today to say that, in this

      12      land of milk and honey there ought not be any menial

      13      work.  That all work, honest work, comes with a

      14      certain amount of dignity and pride.

      15             There's no better feeling than to know you

      16      can take care of your family.

      17             Now, my father, as I said, and mother, came

      18      to New York in order to better take care of their

      19      family.

      20             And, quite honestly, this is not a plug for

      21      the union, but, my father, basically, did every

      22      possible job you could imagine in order to take care

      23      of his family.

      24             The first was live-in domestics for a very

      25      wealthy family in Great Neck, Long Island.







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       1             And it was when I -- until I became a

       2      teenager when my father became a Teamster, and was

       3      able to get a real living wage for the work that he

       4      was doing then to drive a truck, that changed my

       5      father's whole outlook on the world and the pride

       6      that he had in himself.

       7             You know, I'm old enough to go back to the

       8      era when people had landlines for their phones at

       9      home.  And --

      10             SENATOR MARTINS:  The only one of us here

      11      that isn't old enough to remember that is

      12      Senator Savino here.

      13             SENATOR SAVINO:  A shameless plug.

      14             GEORGE GRESHAM:  But you've heard stories,

      15      I'm sure.

      16             SENATOR MARTINS:  She's seen it on TV.

      17                  [Laughter.]

      18             GEORGE GRESHAM:  And so that -- I remember

      19      though, and maybe it was the budding organizer in

      20      me, but, from time to time, my teacher would say,

      21      I think I need to call to your home because you're

      22      disrupting the class.

      23             And I remember often she would call my home

      24      and the phone was disconnected.

      25             And I remember one time being embarrassed in







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       1      class, because she said that to the whole class,

       2      "Your family doesn't keep the phone on."

       3             And I remember how embarrassed I was because,

       4      until my father became a Teamster and got a decent

       5      salary, we weren't able to keep the phone on.  That

       6      was optional.

       7             It was, when it was time to pay the bills, if

       8      there weren't enough money left over, the phone was

       9      the first to get disconnected, and that happened

      10      pretty regularly.

      11             But, when my father began to get a real

      12      living wage, the phones never went off again,

      13      I guess to my chagrin, because the teachers could

      14      now get in touch with my parents when they really

      15      wanted to.

      16                  [Laughter.]

      17             GEORGE GRESHAM:  But, it is a real story of

      18      dignity.

      19             Is this going to cost money?

      20             It absolutely is not free, to make sure that

      21      working people are able to make a decent salary.

      22      But the benefits that you can measure, as far as the

      23      economy and how that gets boosted, how many people

      24      will get off public assistance because they're now

      25      making enough money to apply for Affordable Care Act







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       1      or the coverage as well.

       2             And then the intangible things that you're

       3      not able to measure:  The pride and the dignity and

       4      the loyalty that people have to their own jobs, and

       5      the lack of turnaround.

       6             It is something that I just say, shame on us,

       7      if we allow other matters to get in the way, and not

       8      allow those 3 million people, like sister Gibbs

       9      here, that work hard every day, to not give them the

      10      dignity to go home and take care of their families.

      11             They would rather be with their families than

      12      that second job, and they would rather raise their

      13      families than to have their children raised by the

      14      streets because they're latchkey children.

      15             So, I think I did okay without reading my

      16      notes.

      17             But, I hope I leave the impression on you of

      18      how important this will be to so many people in the

      19      state of New York.

      20             And I just plead upon you to, not only you,

      21      but to help influence your colleagues, to do the

      22      right thing for the people of New York.

      23             SENATOR MARTINS:  No, I appreciate that.

      24             Thank you very much.

      25             GEORGE GRESHAM:  Thank you.







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       1             SENATOR MARTINS:  You know, I -- I'm struck

       2      by, again, the narrative.  As I said earlier, I read

       3      your statement earlier, and you had certain

       4      references in there.

       5             Myself, my parents emigrated from Portugal,

       6      and so, very similarly, not speaking the language

       7      and coming over with nothing.  My mom was a

       8      seamstress.  My dad worked in construction, until he

       9      was able to become a carpenter, and that was his

      10      trade.

      11             GEORGE GRESHAM:  Right, right.  Excellent.

      12             SENATOR MARTINS:  And so I understand --

      13             GEORGE GRESHAM:  Yes, sir.

      14             SENATOR MARTINS:  -- because that's very

      15      real.  And that's story for millions and millions of

      16      people, not only here in New York, but across the

      17      country.

      18             GEORGE GRESHAM:  Yes, sir.

      19             SENATOR MARTINS:  But, as we work around this

      20      issue, and we work around the issue of a minimum

      21      wage, and we work around the broader discussion of

      22      the working poor, and we talk about our safety-net

      23      programs, and we talk about all of the different

      24      things that exist today, and barriers to people

      25      having success, and training programs for people in







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       1      order for them to learn skills so that they can then

       2      improve themselves and become a Teamster or a

       3      carpenter, or any other trade, or any other skilled

       4      professional, we are lacking here in New York State,

       5      in terms of programs that are available and

       6      opportunities that are available for the working

       7      poor today.

       8             And one facet of that is a discussion on

       9      minimum wage, but we have to have a broader

      10      discussion.

      11             GEORGE GRESHAM:  Yes, sir.

      12             SENATOR MARTINS:  And so all of this starts

      13      with, I think, a half step back and a broader view

      14      of what it is we're trying to do, because I do

      15      believe that we do have to provide opportunities for

      16      people so that they can do the same things that your

      17      parents and my parents were able to do for us.

      18             GEORGE GRESHAM:  Yes, sir.

      19             SENATOR MARTINS:  So, knowing how this

      20      effort, not only here in New York State, but across

      21      the country, has been, literally, spurred,

      22      encouraged, and promoted by SEIU.

      23             I'm going to ask you:  How did we get to

      24      "15"?

      25             I'm just going to ask.







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       1             Because, as a person, I have an incredible

       2      amount of admiration and respect for, and we can

       3      still learn a tremendous amount from, our

       4      late-Governor Mario Cuomo used to say, "We campaign

       5      in poetry, but we govern in prose."

       6             And so we can discuss the poetry of this, we

       7      all can.  And we all have stories that can feed very

       8      well into that discussion and that narrative, but we

       9      do have to discuss this in prose.

      10             GEORGE GRESHAM:  Yes.

      11             SENATOR MARTINS:  How did we get to "15"?

      12             And why is that number different?

      13             Because when I -- I went on the

      14      U.S. Department of Labor website, and they have this

      15      great calculator on the website.

      16             And everyone is more than welcome to go and

      17      check, and plug in numbers.

      18             And this is the U.S. Department of Labor's

      19      website, when you plug in the minimum wage, any

      20      number, and they'll tell you what it would be today,

      21      adjusted for inflation.

      22             So you go back to 1938, you go back to 1968,

      23      you go back to 1907, whatever date you want to plug

      24      in, and if you adjust it for inflation, it gets

      25      you to somewhere when around $11 or so, between







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       1      11 and 12 dollars an hour.

       2             That is -- folks, I'm just saying, it's a

       3      mechanical thing.  You put it in -- you plug it into

       4      this calculator, and that's the number that comes

       5      up.

       6             So I need to understand, over time, how are

       7      we adjusting that to the numbers we're discussing

       8      today, and how does it fit in?

       9             And then, in the broader discussion,

      10      shouldn't we also be discussing those other facets,

      11      not to the exclusion of a minimum-wage discussion,

      12      but to complement it as well?

      13             GEORGE GRESHAM:  So let me answer that in

      14      reverse.

      15             Absolutely, I agree that we -- it has to be a

      16      whole list.

      17             If we really want people to be able to not,

      18      only minimally -- because, remember, we're

      19      discussing minimum wage here -- to minimally take

      20      care of their families, but to be beyond that, to,

      21      hopefully, get to the middle-class, and then broaden

      22      the middle-class, then it has to be a holistic

      23      approach.

      24             It can't just be about raising minimum.

      25             The educational programs and the kind of







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       1      trades, training, that you're talking about, are

       2      totally necessary if we're serious about it, as well

       3      as health care.

       4             You cannot take care of your family if you're

       5      not a healthy person and you don't not have

       6      good-quality health care.

       7             So all of those factors, in my opinion, of a

       8      civil society.

       9             And if you want to do more than just the

      10      minimum for working people, you must consider that.

      11             So, yes, sir, I totally agree with you on

      12      that.

      13             As far as the number "15" is concerned,

      14      I don't think there's any magic to it.  And,

      15      probably -- there are probably as many theories as

      16      to what, in fact, if the minimum wage had kept up

      17      with inflation, what it would actually be today.

      18             I think the first part of that, though, for

      19      to us even have this discussion, is the recognition

      20      that the minimum wage has not kept up with

      21      inflation.

      22             That, in fact, the idea and the standards of

      23      people working very hard, and still finding

      24      themselves poor, the living, the working poor, is

      25      something that has gotten away from all of us.







                                                                   22
       1             Now, the people that run the computers that

       2      provides me the information tells me back, when

       3      Franklin Delano Roosevelt made the national, that,

       4      if adjusted for inflation, it would be at the "15."

       5      mark.  It's "15-point-something" is what I've been

       6      told.

       7             SENATOR MARTINS:  I appreciate it.

       8             GEORGE GRESHAM:  And so -- but, I think, even

       9      if that weren't accurate -- I believe that it is --

      10      I certainly wouldn't present it here to be shot down

      11      by someone else, if I didn't.

      12             SENATOR MARTINS:  And so -- look, I'm not --

      13             GEORGE GRESHAM:  No, I understand that.

      14      I understand.

      15             SENATOR MARTINS:  -- I do understand that

      16      different people have different ways of computing

      17      it.

      18             I was just using a common standard, because

      19      it's the U.S. Department of Labor's own website.

      20             But, what I will ask you is, if you would,

      21      provide the Committee with that analysis.

      22             GEORGE GRESHAM:  Yes.  Okay.

      23             SENATOR MARTINS:  I'll be able to share it

      24      with my colleagues, and then at least we'll have the

      25      benefit of that as well.







                                                                   23
       1             GEORGE GRESHAM:  I'd love to do that.

       2             Thank you, sir.

       3             SENATOR MARTINS:  As far as, you know, some

       4      of the other concerns, and there have been people

       5      who have reached out, and I think we'll hear from

       6      them later today, that when we do consider

       7      increasing the minimum wage, in certain respects, it

       8      butts up against certain programs that we have in

       9      place.

      10             And you mentioned, that those programs, that

      11      people will be able to come off public assistance.

      12             GEORGE GRESHAM:  Right.

      13             SENATOR MARTINS:  And the concern I have is

      14      that, you know, many of our public-assistance

      15      programs are, rightfully so, generous.

      16             They are, and they should be.  And we need to

      17      continue to provide help to people.

      18             But if the threshold that they press up

      19      against causes them to lose that benefit, and the

      20      benefit that they lose is greater than the amount of

      21      money that they receive, we need -- "we" need to

      22      consider, to the extent that it is a state decision

      23      and not a federal decision, how do we ramp that

      24      gradually so that we don't provide disincentives to

      25      people earning more money?







                                                                   24
       1             Because I've heard from my own constituents,

       2      and from people who have reached out and said, You

       3      know what?  If I make more money, I lose X benefit

       4      or Y benefit, and I can't afford to provide for my

       5      family.

       6             I find it immoral that we have a system in

       7      place that artificially keeps people poor.

       8             And, so, I think part of our challenge and

       9      our broader discussion here today is, let's look at

      10      those programs, because they're there.  We can

      11      quantify it.

      12             But, for some inexplicable reason, those

      13      thresholds are so low, that if people, especially in

      14      a place like New York where they make more money,

      15      because it's so much more expensive to live here,

      16      once they butt up against them, they lose those

      17      benefits.

      18             So, how do we address that?

      19             Because, if we do increase the minimum wage

      20      as a response to try and elevate, and in by doing

      21      so, we prevent people from receiving certain of

      22      benefits, and some of these decisions are going to

      23      be federal decisions outside of our hands, aren't we

      24      doing it -- by trying to help, aren't we actually

      25      creating a disincentive and a problem for so many







                                                                   25
       1      people?

       2             GEORGE GRESHAM:  I understand.

       3             So, there is a reason why Helen Schaub is

       4      sitting to my right.  She's my vice president of

       5      legislative concerns, and so I'm going to pass the

       6      baton to Helen.

       7             It is a conversation that we have had

       8      numerous times around this, so...

       9             HELEN SCHAUB:  So I want to thank you for

      10      raising this, because, obviously, it's an important

      11      question.

      12             And I think we are all on the same page, that

      13      you would never want to do something that would end

      14      up giving people a net negative in terms of their

      15      overall compensation and the supports that they

      16      have.

      17             And I think there's at least two reasons why

      18      that would not to be case here.

      19             One is, the vast majority of programs that

      20      people use to support their families when they're

      21      very low income, actually do not have kind of the

      22      cliff that you would be talking about, where you

      23      make a tiny bit of money, and then you fall off the

      24      cliff and you lose a benefit that is very

      25      significant.







                                                                   26
       1             So, for example, if you look at Medicaid, you

       2      know, yes, there's' threshold.

       3             You go over the threshold, but then, in

       4      New York State, you're eligible for the basic health

       5      plan, which has the advantage of being paid for by

       6      the federal government and not 50 percent by the

       7      state government, but provides a very similar level

       8      of benefit.  And it's not until you get

       9      significantly higher that, then, you would go on the

      10      exchange, where you do have to then contribute more,

      11      but you have significant income that enables you to

      12      do that.

      13             So everyone who's looked at it -- and we'd be

      14      happy to provide you with analysis in Oregon, which

      15      took a very careful look at this -- says that, yes,

      16      you -- as you move up, and appropriately, the --

      17      many of the programs target people with very low

      18      incomes.

      19             So as your income rises, you then are no

      20      longer eligible for some of those programs.

      21             So even if it's true that you have to pay,

      22      for example, a little bit more for your health

      23      insurance, you have a net positive.

      24             And the reason for that, is that we are

      25      talking about a significant increase.







                                                                   27
       1             If we were talking about raising the minimum

       2      wage 25 cents, or 50 cents, you might start to run

       3      into some of those problems where the benefit that

       4      people lose is greater than the income that they're

       5      receiving.

       6             But when we are talking about making a

       7      significant step forward to actually catch the

       8      minimum wage up to where it should be, if it had

       9      kept pace, then we avoid some of those problems of

      10      making tiny incremental increases that end up with a

      11      net negative.

      12             So, both, because most of the programs do not

      13      have a sharp cliff, and because we're talking about

      14      a real enough increase that people can actually

      15      afford the additional obligations that they might

      16      have; for example, if they have to contribute more

      17      to their health insurance, every analysis that has

      18      looked at this says that it is a net positive for

      19      people to, you know, get an increase of this degree.

      20             SENATOR MARTINS:  And I appreciate that.

      21             You know, there are so many facets.

      22             And that's why, when we discuss the issue,

      23      and as so many people have discussed the issue as

      24      being one-dimensional, it's troubling, because, you

      25      know, even something as simple as federal income







                                                                   28
       1      taxes, and the effect of an increase in the person's

       2      responsibility to pay more in terms of a federal

       3      income tax.

       4             So their income goes from 18, potentially, to

       5      30; and, yet, a chunk of that comes right off the

       6      top and goes right to the feds, and they don't get

       7      to keep it.

       8             And, yet, in the context of that, they don't

       9      keep it; yet, we run up against some of those

      10      thresholds that you discussed, and you start to

      11      weigh in some of the expenses, some of the taxes.

      12             And, so, the last thing we need, and I think

      13      the last thing we can afford to do is, in an effort

      14      to try and help people, actually put them in a worse

      15      position, as odd as that may sound.

      16             And so, again, let's walk our way through

      17      this.

      18             Certainly, I have appreciated your testimony.

      19             Any questions?

      20             SENATOR SAVINO:  Yes.

      21             SENATOR MARTINS:  Senator Marchione.

      22             SENATOR MARCIONE:  First, President Gresham,

      23      I would just like to say I think Dr. King would be

      24      very proud of you as the leader of your union.

      25             Your sincerity, I feel your heartbeat, you







                                                                   29
       1      not having to use your notes, really, and speaking

       2      so clearly and precisely.

       3             GEORGE GRESHAM:  Thank you.

       4             SENATOR MARCIONE:  I just wanted to say that.

       5             With that, I have two questions.

       6             Out of the 80,000 workers that you represent,

       7      how many of them are making minimum wage?

       8             GEORGE GRESHAM:  Go ahead.

       9             HELEN SCHAUB:  So the "80,000" figure is --

      10      it refers to our home-care membership, and they are

      11      all making $1 above minimum wage.  They make $10

      12      right now.

      13             SENATOR MARCIONE:  So none of them are

      14      currently making minimum, but this would certainly

      15      affect them?

      16             GEORGE GRESHAM:  Yes.

      17             HELEN SCHAUB:  Well, yes.  They would -- if

      18      they were -- they are making less than fast-food

      19      workers are required to make now in New York City

      20      under the Fast-Food Order, and certainly would

      21      benefit from every raise that is being proposed

      22      here.

      23             GEORGE GRESHAM:  Part of what the problem

      24      that currently exists, the legislation that had went

      25      through, the executive order that went through, for







                                                                   30
       1      the fast-food workers.

       2             So, if you imagine Ms. Gibbs trying to take

       3      care of her family.

       4             And I have to tell you, as the son of a

       5      home-care worker, as we can all imagine, it's very

       6      difficult work to take care of people when they're

       7      in the most vulnerable stage of their life, and

       8      incapacitated in many ways.

       9             And I often tell, to encourage people, about

      10      the pride and dignity of the work we do, and how

      11      special they are to do that, I say, "Close your eyes

      12      and just think of a member in your family that

      13      should not go near any patient at all, should never

      14      be in the care of another individual, because they

      15      don't have the human capacity to do that."

      16             So if you imagine the work that goes into

      17      that, and then to find out, though, you could

      18      actually take care of your family if you were to

      19      stop doing this and to go and flip hamburgers.

      20             And it's not to denigrate the work that

      21      people do do.

      22             But when those are the choices, and at the

      23      end of the goal, the only reason you work at all is

      24      to make sure you can take care of your family, then

      25      you're likely to make those decisions.







                                                                   31
       1             As far as, you know, our membership, the

       2      80,000 are the home-care workers.  That is our

       3      largest category of the lower-paid workers.

       4             But we also have workers that work in nursing

       5      homes and other areas that also are not making a

       6      living wage.

       7             SENATOR MARCIONE:  Do you have any discussion

       8      for us, relative to those individuals who have been

       9      with you for a while and, perhaps, are making $15 an

      10      hour, after working their way up and working very

      11      hard in this industry, what do you envision for

      12      them?

      13             What about the compression issue, have you

      14      given thought to that?

      15             Can you discuss that with us?

      16             GEORGE GRESHAM:  I know this, because one of

      17      the things that people don't know, as far as my own

      18      history, is that, when I became a health-care

      19      worker, the first job that I had was in

      20      housekeeping.

      21             And because of the union, I was able to go

      22      and formally get my degree and become a professional

      23      technical worker.

      24             And I know that, as a professional technical

      25      worker, I never forgot where I came from, and never







                                                                   32
       1      thought that because I went to school and was

       2      blessed to get that opportunity to finish my

       3      education, that those who did other work that didn't

       4      command the same salary didn't deserve that.

       5             And so that I would say, for our senior

       6      home-health aides that are there at that moment,

       7      will never feel, I believe, will never feel that,

       8      you know, I have to pull myself up by the

       9      bootstraps, and this person just comes along,

      10      through a legislative pen, and making the money.

      11             Rather than that, they're going to say, it's

      12      about time that they're able to make a living wage

      13      to take care of their family.

      14             Now, it's certainly human nature is definite.

      15             It certainly would probably be different if

      16      we were talking about $40 an hour and an entree

      17      immediately into the upper middle-class.

      18             But to wonder whether one should make a

      19      living wage for an honest day's work, I don't think

      20      that will be an issue at all.

      21             I think that, rather than that, it will be a

      22      massive celebration about the fact that we can now

      23      move on to the next level and talk about, now, what

      24      are the educational opportunities that can allow me

      25      to make more than the minimum wage?







                                                                   33
       1             I can guarantee you, of -- we have

       2      450,000 1199 members in 5 states and the District of

       3      Columbia.

       4             I can guarantee you, none of them aspire to

       5      make the minimum.  They all aspire to make the

       6      maximum that they can make.

       7                  [Laughter.]

       8             GEORGE GRESHAM:  And the minimum is just --

       9      the minimum is just the road to getting to the other

      10      point.

      11             And I don't think anyone is going to want to

      12      deny their fellow coworker, or someone in a

      13      different industry, the right to make a living wage.

      14             SENATOR MARCIONE:  Thank you.

      15             GEORGE GRESHAM:  Thank you.

      16             SENATOR MARTINS:  Senator Savino.

      17             SENATOR SAVINO:  Thank you, Senator Martins.

      18             First, I want to thank Senator Martins for

      19      holding this hearing, for the start of what I hope

      20      is a very robust discussion about, how do we

      21      establish a living wage here in New York State, and,

      22      hopefully, becoming the model for the rest of the

      23      nation?

      24             I want to thank you, President Gresham, for

      25      your testimony, and for your leadership on this







                                                                   34
       1      issue.

       2             And I with to pick up where you just left

       3      off.

       4             It is appropriately the province of

       5      government to establish the floor for workers.

       6             That's what FDR did in 1938, after, one would

       7      say, several hundred years of unions agitating in

       8      this country.

       9             But we started it there.  In 1938, the

      10      government established the floor.

      11             It has always been, though, the province of

      12      the labor movement to establish the ceiling, or to

      13      lift the ceiling.

      14             And so that's what, I think, in answer to

      15      Senator Marchione's question about:  What happens

      16      when we establish a rate change for entry-level

      17      workers and we bring everybody up, what happens to

      18      those above?

      19             Well, the collective-bargaining table is

      20      where you will resolve that for workers who have

      21      been there for longer.

      22             But you also represent 80,000 people in the

      23      home-care industry, and several dozens of thousands

      24      in the nursing-home industry.

      25             And in an industry by which your wages are







                                                                   35
       1      held captive by the state government, the Medicaid

       2      cap has had a deleterious effect on real wages for

       3      your members for a very long time.

       4             So I'm thrilled that you're going to be part

       5      of this discussion, because, in the next several

       6      weeks, we are going to be engaged in the budget

       7      process, where I would imagine we're going to be

       8      handed a budget for the Department of Health and

       9      Medicaid that's going to be flat.  It's going to be

      10      a zero-growth budget.

      11             And we're going to be told to accept that, in

      12      that room.

      13             And then, in another room, being asked to

      14      approve $15 an hour that will affect your workers.

      15             And at some point, the floor and the ceiling

      16      are going to hit there.

      17             So what we need is your leadership, and the

      18      leadership all of those in this room, to help us

      19      lift the cap on Medicaid so we can improve and

      20      increase reimbursements to the agencies that employ

      21      your workers so that they can weather that

      22      $15-an-hour wage increase.

      23             Are you with us on that?

      24             GEORGE GRESHAM:  I can, absolutely.

      25             SENATOR SAVINO:  Thank god.







                                                                   36
       1             GEORGE GRESHAM:  Absolutely.

       2                  [Applause.]

       3             GEORGE GRESHAM:  Absolutely.

       4             SENATOR SAVINO:  It's critically important

       5      that government help where it can.

       6             If we're going to establish the floor, then

       7      we have to be able to pay for that, we're going to

       8      have to provide.

       9             And that doesn't just apply to your agencies,

      10      the agencies that your workers work in, but also the

      11      nonprofits.

      12             And one of the others things that I hope that

      13      this robust discussion really spurs, is that we, as

      14      a government, begin to reexamine the way we value

      15      social services; not just in home care and health

      16      care, but in child-welfare services and in human

      17      services and in shelter services.

      18             If we're going to attract people that want to

      19      commit their lives to those types of services, we've

      20      got to compensate them decently so that they can

      21      provide for their own families.

      22             The real, I think, travesty, is that we have

      23      thousands of social-services workers in this state

      24      who themselves are dependent on social services to

      25      make ends meet.







                                                                   37
       1             We need to lift everyone out of poverty;

       2      establish a real floor for workers --

       3                  [Applause.]

       4             SENATOR SAVINO:  Nope, you'll get yelled at.

       5                  [Laughter.]

       6             SENATOR SAVINO:  -- establish a real floor

       7      for workers in -- and also acknowledge that are

       8      additional costs to that.

       9             I don't think any of us are kidding

      10      ourselves, that if we force employers to pay a

      11      higher wage, that there will be an effect on those

      12      employers.

      13             That's a fact.  We know that, we understand

      14      that.

      15             But we all need to be part of this

      16      discussion.

      17             And I welcome you to the forefront of this

      18      fight.

      19             And I hope that when this legislative session

      20      is over, we have done something real for working

      21      people here in New York State.

      22             GEORGE GRESHAM:  Thank you.

      23             SENATOR SAVINO:  Thank you.

      24                  [Applause.]

      25             SENATOR MARTINS:  I hear you.  She hears you.







                                                                   38
       1                  [Laughter.]

       2             SENATOR MARTINS:  You know -- any other

       3      questions?

       4             Tough questions from Diane Savino.

       5             Senator Perkins.

       6             SENATOR PERKINS:  Oh, thank you.

       7             So thank you very much for your presentation,

       8      and your extraordinary leadership over the years,

       9      for your workers, and for our city, and for our

      10      state, and for me personally as well.

      11             You know, I like the idea of this minimum

      12      wage, so to speak, or, $15.

      13             I don't think that's the answer.

      14             I don't want to ask you the question, because

      15      you told me you have a policy person here.

      16             The answer that I am looking for is:  What is

      17      the living wage?

      18             What is the living wage?

      19             I know we try to do a living wage in the past

      20      when I was in the city council, but, what would a

      21      living wage be?

      22             Not a minimum wage.  Not the floor.

      23             But what would it really be, a wage for the

      24      average working person to have a decent living?

      25             We're talking about 15 as a minimum.







                                                                   39
       1             What would a real living wage be?

       2             HELEN SCHAUB:  So, I don't have the numbers

       3      in front of me, but I know that many people -- and

       4      I'm sure you'll hear it later this morning and this

       5      afternoon -- many people have done what they call a

       6      "sustainability calculator," and there's analysis

       7      from every region of the state, looking at, what are

       8      the costs?

       9             What are the housing costs?

      10             What are the child-care costs?

      11             What are food and transportation costs?

      12             Actually plugging all of those in, to

      13      understand, for a family of a particular size, what

      14      would it take just to make sure you can pay for all

      15      those things: you can get to work, you can buy

      16      groceries, you can pay for child care?

      17             So, I'd be happy to send you the link.

      18             I know they've done those calculations for

      19      every region, and I know 15 doesn't quite get you

      20      there.  It is still lower than that sustainability

      21      level in almost every region in the state.

      22             SENATOR PERKINS:  So I'm sorry you couldn't

      23      give me that number right now, but I'm glad what you

      24      did give me, is what we really need to understand,

      25      is that sustainability is what we're talking about.







                                                                   40
       1      Not just the minimum of what it takes, but it

       2      really -- what do we want working families to really

       3      have to sustain themselves in a way that is decent?

       4             GEORGE GRESHAM:  That's right.

       5             SENATOR PERKINS:  And, so, I think that this

       6      is a great conversation as a step in the right

       7      direction, but we've got to move -- we've got to --

       8      you know, we've got to move a little bit faster than

       9      this.

      10             And for us to be quibbling about this,

      11      I think is disrespectful to working families.

      12             GEORGE GRESHAM:  Thank you, sir.

      13             SENATOR PERKINS:  That we all respect, that

      14      make it possible for all of us to be here.  But we

      15      have to start talking more about a living wage, not

      16      a minimum wage.

      17             GEORGE GRESHAM:  Thank you, sir.

      18             SENATOR MARTINS:  Anyone else?

      19             Well, Mr. Gresham, thank you very much.

      20             GEORGE GRESHAM:  They're going through the

      21      motions there.

      22                  [Laughter.]

      23             GEORGE GRESHAM:  I just -- just to -- one

      24      other thing that my family and your family can

      25      relate to, although most people wouldn't think of it







                                                                   41
       1      that way.

       2             When my parents actually left the South

       3      10 years before they brought me and my -- at that

       4      time, my sister, and it ended up being four of us.

       5      Once my father became a union member, he could

       6      afford two more children.

       7                  [Laughter.]

       8             GEORGE GRESHAM:  It's a true story.

       9             But -- so the first 10 years we were raised

      10      by my grandparents.

      11             And so my father had been in the North for --

      12      and mother had been in the North for 10 years.

      13             When they brought me up, I understand the

      14      issue of immigrants speaking a second language,

      15      because until I came north, I thought I spoke

      16      English.

      17                  [Laughter.]

      18             SENATOR MARTINS:  You learned you didn't.

      19             GEORGE GRESHAM:  But I had to learn it again.

      20             And even my teachers and my parents couldn't

      21      understand a word I said because I had one of the

      22      strongest, thick Southern accents ever.

      23             So I felt that I had to learn English as

      24      well.

      25             SENATOR MARTINS:  George, you did a very good







                                                                   42
       1      job.

       2             GEORGE GRESHAM:  Well, thank you, Senator.

       3             SENATOR MARTINS:  You're fluent.

       4             GEORGE GRESHAM:  Thank you, sir.

       5             SENATOR MARTINS:  Thank you very much.

       6             Thank you.

       7             SENATOR MARTINS:  Our next -- next up today

       8      we have E.J. McMahon, who is the president of the

       9      Empire Center for Public Policy.

      10             Mr. McMahon, welcome.

      11             E.J. McMAHON:  Thank you.

      12             Good afternoon.

      13             Thank you for inviting me.

      14             Thank you very much.

      15             The notice for this hearing is appropriately

      16      focused on the core question you need to consider in

      17      weighing Governor Cuomo's proposal, and that

      18      question, of course, is:  What impact would such a

      19      policy have on workers, employers, and the economy

      20      as a whole?

      21             I really think that's the question that needs

      22      to be carefully considered.

      23             I'm going to suggest to you in my testimony

      24      that I think there's some compelling evidence in

      25      support of the following answer:







                                                                   43
       1             On balance, a mandated $15-an-hour minimum

       2      wage would be a counterproductive policy with a

       3      negative impact.

       4             It would disrupt labor markets, reduce job

       5      creation, drive up prices, and chill the business

       6      climate.

       7             Now, as far as individual New Yorkers are

       8      concerned, I would suggest that the negative effects

       9      will be felt, ironically, most strongly by the very

      10      people this policy is supposed to help, and who

      11      I believe you want to help most, which is marginally

      12      younger, low-income workers struggling to get or

      13      keep a foothold in our economy.

      14             On a geographic basis, the negative impacts

      15      are likely to be disproportionately concentrated in

      16      Upstate New York, and will be worst of all,

      17      ironically again, in those upstate regions that are

      18      struggling most to retain and create jobs.

      19             My organization recently co-sponsored

      20      research to estimate the impact on employment of

      21      this the policy.  But before I get into those

      22      findings, I would like to create some context for

      23      this discussion which I think is relevant to some

      24      things said earlier also.

      25             And there are some charts attached to my







                                                                   44
       1      testimony that illustrate this.

       2             The historical path of the minimum wage,

       3      federal and state, adjusted to 2015 dollars, begins

       4      in 1938.

       5             The first federal minimum wage which applied

       6      to a very narrow group of industries, actually, by

       7      today's standards, was, in those terms, 25 cents an

       8      hour, which in today's dollars is $4.20 an hour.

       9             During a 25-year period that coincided with

      10      the great post-war economic boom, the federal

      11      minimum wage, and this in the 1950s, until about

      12      1970s, was steadily raised in stages, and hit the

      13      equivalent of more than $10 an hour by the end of

      14      the 1960s.

      15             New York's minimum wage peaked in 1970 at the

      16      2015 equivalent of $11.35 cents an hour.

      17             Over the last 50 years, New York State's

      18      minimum wage in today's dollars has averaged a

      19      little over $8.30 an hour, over the last 50 years.

      20             By the way, if you stretched the comparison

      21      back 60, it's only very slightly higher.

      22             The current New York minimum wage of $9 an

      23      hour is the highest New York minimum wage in

      24      37 years, adjusting for inflation.

      25             Even discounting for future projected







                                                                   45
       1      inflation over the next 6 years, of 2 1/2 percent if

       2      the Budget Division is correct, assuming the same

       3      phase and schedule adopted by the Wage Board for

       4      Fast-Food Workers, a statewide minimum wage of

       5      $15 an hour in today's terms, as of 2021, would

       6      still easily be the highest in New York's history.

       7             A minimum wage of $15 an hour would be

       8      considerably higher than the minimums now scheduled

       9      to take effect over the next several years in our

      10      adjoining states.

      11             Now, while some cities elsewhere in the

      12      country, such as Seattle, have enacted local laws

      13      that have begun moving them up to a $15-an-hour

      14      minimum wage, with some exceptions, such a policy

      15      has not been enacted on a statewide basis anywhere.

      16             As illustrated in Figure 2, adjusting for

      17      exchange rates and purchasing parity differences,

      18      $15 an hour is higher than the current minimum wage

      19      in countries around the world.

      20             Indeed, as of 2014, only 7 of 25 developed

      21      nations had minimum wages higher than $9 an hour,

      22      and none had minimum wages higher than $12.

      23             Most pertinent of all, from your standpoint

      24      in weighing this proposal, are the very wide

      25      differences in prevailing market-wage levels in







                                                                   46
       1      different regions of New York State, which, since

       2      you all know New York well, reflect -- is, largely,

       3      reflective of the very wide differences in living

       4      costs in different parts of the state.

       5             Based on Labor Department data, as shown in

       6      Figure 3 attached, the medians for different -- the

       7      median hourly wages for all jobs in different

       8      New York regions are lined up against $15, as well

       9      as last year's 8.75.

      10             Those medians range from a high of just under

      11      $22 an hour in the New York City metro area, which,

      12      in the Labor Department's definition, includes

      13      White Plains, and Wayne, New Jersey, to a low of

      14      $15.30 in the Glens Falls area.

      15             Other upstate regions with median wages just

      16      above $15 an hour included Utica-Rome at 15.91; the

      17      non-metro part of Capital Region/Northern New York

      18      at 15.77; Central New York at 15.59; and southwest

      19      non-metro New York, that would be out in the

      20      Western Tier, at 15.49.

      21             Even assuming these medians move in tandem at

      22      the same rate projected for total statewide wages

      23      over the next few years, a statewide minimum wage of

      24      $15 an hour would represent a very high percentage

      25      of the current hourly minimum wage throughout







                                                                   47
       1      Upstate New York, especially, again, in those

       2      regions, such as the Southern Tier, that have

       3      struggled most to create jobs.

       4             Which brings me to our own study.

       5             The authors of that paper,

       6      Economist Douglas Holtz-Eakin, and Ben Gitis of the

       7      American Action Forum, drew on three credible

       8      research models to estimate low, medium, and high

       9      impacts from raising the statewide minimum wage to

      10      $15 an hour.

      11             And the complete paper is attached to my

      12      testimony.

      13             Their key finding, as further explained in

      14      the paper, is that a $15 minimum wage phased in on

      15      the Wage Board's schedule in different regions of

      16      the state could cause us -- could cause our

      17      job-creation totals to be $200,00 lower, at a

      18      minimum, under the low-impact estimate.

      19             And that depending on which other methodology

      20      was applied -- and there's more details of those in

      21      the paper, and even in my written testimony -- the

      22      job impact could be as much as 432,000 jobs; or even

      23      in the high-impact estimate, 588,000 jobs.

      24             Job losses would be smaller, but still more

      25      than New Yorkers should be willing to tolerate if







                                                                   48
       1      the State was to set the minimum at $12 an hour,

       2      according to Holtz-Eakin and Gitis.

       3             By the way, Doug Holtz-Eakin was unable to be

       4      here today.  Unfortunately, we were unable, on the

       5      notice provided, to bring some of these economists

       6      into town, but would welcome a chance to do that

       7      some other time.

       8             Conversely, wage gains from the minimum wage

       9      would range from a high of $10.6 billion; that is,

      10      with the lowest job loss, it would be the highest

      11      net-wage gain, $10.6 billion; to a low of just over

      12      a billion dollars if the very high job-loss estimate

      13      turned out to be correct.

      14             Based on national labor-force data, our paper

      15      also estimated that less than 7 percent of the wages

      16      generated by a $15 wage would actually go to

      17      households in poverty.

      18             Now, advocates have suggested that a

      19      67 percent boost in the minimum wage, which is what

      20      you're being -- considering now, will ignite a

      21      purely virtuous cycle in which low-wage workers

      22      spend all of their higher pay on goods and services,

      23      resulting in a net boost to the overall economy.

      24             But there are two sides to that coin.

      25             A minimum wage won't generate higher incomes







                                                                   49
       1      out of thin air.  In fact, to a great extent, it

       2      will redistribute incomes, in some cases, from one

       3      group of low- and minimum-wage -- medium-wage people

       4      to another.

       5             Consider how the $15-an-hour wage scenario is

       6      likely to play out in just one important section

       7      that touches many working families across the state.

       8             As of 2014, there were 11,370 child-care

       9      workers employed in the 11 metropolitan areas of

      10      Upstate New York, earning hourly median wages

      11      ranging from $9 an hour in Binghamton, to just below

      12      $11 an hour in Ithaca.

      13             The biggest urban metros in Upstate New York

      14      all had median child-care-worker wages below

      15      $10 an hour.

      16             That's as of 2014, median hourly wages.

      17             Now, obviously, in addition to being

      18      obviously important, child care is labor-intensive,

      19      and licensed child-care centers are subject to

      20      strict staffing levels.  You can't automate child

      21      care.

      22             Given the figures I just cited, the

      23      imposition of a $15 an hour minimum wage inevitably

      24      will result in significant increases in child-care

      25      costs for hundreds of thousands of parents at all







                                                                   50
       1      income levels, some of whom are actually receiving

       2      government subsidies through -- paid through

       3      nonprofit associations, which are a whole other area

       4      of discussion here.

       5             A significant raise for those

       6      11,000 child-care workers, and it would be, will

       7      require a significant increase in child-care

       8      expenses for hundreds of thousands of parents and

       9      families.

      10             And as salaries rise for child-care workers

      11      employed in licensed facilities, which is really

      12      what this count involves, families with informal

      13      child-care arrangements also will need to pay more

      14      because of the prevailing wage increase.

      15             The most common assertion we hear in

      16      connection with the push for the $15 minimum wage,

      17      as Governor Cuomo has put it, is "no one who works

      18      full-time should live in poverty."

      19             And, of course, few would disagree with that.

      20             In fact, this is not a new concern in

      21      New York State.

      22             It was a desire to boost low-wage workers out

      23      of poverty that inspired Governor Mario Cuomo to

      24      successfully propose and initiate, 22 years ago,

      25      New York State's own supplement to the federal







                                                                   51
       1      earned income credit, a program that has enjoyed

       2      broad bipartisan support in Washington since the

       3      mid-1970s.

       4             By the way, the earned income credit, as its

       5      name implies, is not public assistance.  It is

       6      earned.  It's related to work.

       7             For the single parent let's count how -- what

       8      the EITC amounts to.

       9             Counting the EITC and other state and federal

      10      wage supports and tax benefits, including child tax

      11      credits, which are refundable, but which go to all

      12      middle-class and working families, as well as

      13      supplemental nutritional assistance, better known in

      14      the past as food stamps, a single parent of two

      15      children, employed full-time in New York at

      16      $9 an hour, can collect total cash income of just

      17      under $35,000 a year, which works out, at a 40-hour

      18      work week, to 16.81 an hour.

      19             These figures do not include any additional

      20      benefits, such as housing and child-care subsidies

      21      or health insurance under Medicaid or the ACA.

      22             For the single parent of two, in that

      23      example, a $6-an-hour pay raise would result in a

      24      net-cash income gain, when all is said and done, of

      25      $2.72 an hour, due to the phase-in reduction of the







                                                                   52
       1      EITC and other means-tested cash supports I just

       2      mentioned.

       3             Now, it's one thing for this offset to occur

       4      in the course of a low-wage worker's natural

       5      progression up the pay ladder.

       6             It's quite another thing to assume that the

       7      only way to boost the incomes of these particular

       8      workers, who, keep in mind, make up a subset of all

       9      minimum-wage workers, is by forcing employers and

      10      their consumers across the state to pay billions of

      11      dollars more to a much larger number of workers,

      12      most of whom have family incomes above the -- well

      13      above the poverty line.  In fact, multiples of the

      14      poverty line.

      15             If poor workers are your real concern, and

      16      they ought to be, by far, the most efficient way to

      17      help them is through improvements and restructuring

      18      of the earned income credit, which, to be sure,

      19      really is going to require some cooperation or

      20      waivers from the federal level as well, because of

      21      the way earned income credit flows now, because the

      22      earned income credit and tax credit encourages poor

      23      heads of household to seek work without jeopardizing

      24      employment opportunities for anyone else.

      25             Now, you've heard it implied, and I guarantee







                                                                   53
       1      you, you will hear it implied and stated by some

       2      witnesses following me, that economists throughout

       3      the nation, if not the world, have somehow now

       4      reached a broad understanding and consensus that

       5      increases in minimum wages have no negative impacts

       6      anywhere, anytime, on employment.

       7             Let me stress, that's simply not true.

       8             Last month, for example, Professor Clemens at

       9      UC San Diego, who is one of the authors of one of

      10      the methodologies used -- cited in our paper,

      11      published new research findings that recent federal

      12      minimum-wage increases had reduced employment among

      13      young workers.

      14             His findings were not inconsistent with

      15      research published in 2012 in the Cornell University

      16      "ILR Review," which found that New York's 2004

      17      increase in the minimum wage was associated with a

      18      reduction in employment of less-skilled,

      19      less-educated workers.

      20             Now, economists are going to continue to

      21      disagree on the strength and significance of

      22      employment impacts from minimum-wage increases.

      23      That is guaranteed.

      24             But in today's New York context, by far, the

      25      most important takeaway from the ongoing debate in







                                                                   54
       1      this field, is this:  The vast majority of

       2      minimum-wage research published by academic

       3      economists on all sides of this issue has focused on

       4      wage hikes that were much smaller and much more

       5      limited in scope than what you are now being asked

       6      to approve in New York State.

       7             In fact, prominent economists, otherwise

       8      sympathetic to calls for a higher federal minimum

       9      wage, have pointedly declined to endorse calls for

      10      an across-the-board wage floor as high as $15 an

      11      hour.

      12             To cite just one, Professor Alan B. Krueger

      13      of Princeton University, former chairman of

      14      President Obama's Council of Economic Advisors,

      15      recently wrote in the "New York Times" that, and

      16      I quote, A $15-an-hour national minimum wage would

      17      put us in unchartered waters and risk undesirable

      18      and unintended consequences, unquote.

      19             As Professor Krueger concluded in his column,

      20      quote, Economics is all about understanding

      21      tradeoffs and risks.

      22             The tradeoff is likely to become more severe,

      23      and the risk greater, if the minimum wage is set

      24      beyond the wage -- the range studied in past

      25      research.







                                                                   55
       1             In some, a $15-an-hour statewide minimum wage

       2      in New York would entail some very big tradeoffs,

       3      affecting the livelihoods and finances of millions

       4      of New Yorkers; some positively, others negatively.

       5             In a prolonged period of slow economic

       6      growth, such as the one we're now in, the loss of

       7      any jobs, much less a potential, possible, minimum

       8      shortfall of a couple of hundred thousand jobs, is a

       9      risk you should not be willing to take.

      10             The research we published, and the work of

      11      other organizations and economists, indicates that

      12      enacting the biggest increase ever in New York's

      13      minimum wage would indeed benefit many low-income

      14      workers; that is, those who still have work, or can

      15      find it, at the expense of others, those who can't

      16      or don't.

      17             The biggest losers in this equation will

      18      ultimately be stuck with the ultimate minimum wage,

      19      which is zero.

      20             Thank you very much, and I'll be happy to

      21      take any question you may have.

      22             SENATOR MARTINS:  Thank you.  I appreciate

      23      it.

      24             You know, part of the concern that I have --

      25      and before I get started, you made references to a







                                                                   56
       1      median wage.

       2             E.J. McMAHON:  Right.

       3             SENATOR MARTINS:  Describe that for us.

       4             E.J. McMAHON:  Well, the "median wage" is the

       5      halfway point.  50 percent of the people make less,

       6      50 percent make more.

       7             SENATOR MARTINS:  Right.  So when we're

       8      talking about a median wage in an area like

       9      Binghamton, Southern Tier, 15.40-something I think

      10      is what you said --

      11             E.J. McMAHON:  Right.

      12             SENATOR MARTINS:  -- that means that half of

      13      the population in that area that's working is

      14      earning less than $15.40 right now.  The other half

      15      is earning more than $15.40.

      16             E.J. McMAHON:  Right.  As of 2014, that's

      17      what they were earning.

      18             SENATOR MARTINS:  So the prospect of a

      19      minimum-wage increase and the effect on the business

      20      community in that area is something, obviously, that

      21      is of concern.

      22             Now, in preparation for this, and for other

      23      discussions that we've had, I think we've all had

      24      opportunities to -- I hope we've all had

      25      opportunities, to research the issue of the effect







                                                                   57
       1      of a median wage on minimum wage, and what that

       2      ratio should be.

       3             But to the extent that perhaps we have it,

       4      where is that norm expected to be?

       5             E.J. McMAHON:  Well, it's one of those

       6      countless areas in where economists you can consult

       7      disagree.

       8             A lot of advocates of higher minimum wages in

       9      the federal level think that it should be back in

      10      the neighborhood of, I think, 60 percent of the

      11      full-time wage.

      12             In fact, advocates of this higher wage

      13      believe that the minimum wage should be related

      14      solely to the full-time, full-year wage, rather than

      15      the wage for all jobs.

      16             I would disagree.

      17             I would say wages are wages.

      18             And, in fact, many of the jobs we're talking

      19      about, many of the workers we're talking about, in

      20      fact, it's, roughly, 50/50, a little more on the

      21      positive side, are not full-time, and maybe are not

      22      depending on and supporting a family on the wage.

      23             There's a whole mix of people in this.

      24             So, the norm is what you think it ought to

      25      be, but let me point out one thing.







                                                                   58
       1             Professor Krueger is one of many people, I'm

       2      not going to speak for him, but he's made his

       3      viewpoint very clear, and there are others

       4      (inaudible) in addition to him.

       5             Among those advocating a higher minimum wage

       6      in the federal level, much higher than $7.25,

       7      including those who have done the work, most of the

       8      advocates in this room have cited in the past in

       9      favor of some high multiple of a full-time wage,

      10      have also suggested, and there's not unanimity on

      11      this, some would disagree, that there is some

      12      greater ability to absorb higher wages in wealthy

      13      areas than there is in less-wealthy areas.

      14             That, in fact, minimum wages should -- if you

      15      set minimum wages at some multiple of the median

      16      wage, say even the median full-time wage, what you

      17      will quickly find is it's going to differ by state,

      18      for starters.

      19             Secondly, again, I don't have to tell you,

      20      New York State itself is very diverse.  So by that

      21      analysis, you should also be looking at having a

      22      differing wage within New York State.  And that is

      23      something that has -- that no one has paid attention

      24      to.

      25             In fact, one of the surprising things about







                                                                   59
       1      this proposal, which, in its dimensions, is

       2      completely unprecedented, would be this is -- you

       3      have never been presented with any proposal like

       4      this before, is how it is completely oblivious to

       5      very significant differences and disparities in

       6      labor markets and wage levels across the state,

       7      which vary widely, as I've cite -- as the speakers

       8      I've cited indicate.

       9             So the answer to your question is:  It's

      10      whatever you want it to be.

      11             There are people who try to make a case for

      12      it to be a certain level.  But even those

      13      analysts -- and I can send you citations to them --

      14      who favor a higher federal minimum wage pegged at

      15      some level, acknowledge differences among states,

      16      and, in fact, have not called for a $15 minimum

      17      wage.

      18             SENATOR MARTINS:  No, I appreciate that.

      19             You know, I know that there are

      20      well-respected, learned economists out there on

      21      various areas of the spectrum.

      22             But, whether it's Professor Neumark or

      23      Professor Krueger or Professor Holtzer, all people

      24      who have, frankly, advocated for minimum wage

      25      increases, they've also all warned that it is the --







                                                                   60
       1      the amount of this increase, and the incremental

       2      increase as large as these are, because what I've

       3      seen, and I'd love to hear you comment on this, is

       4      we're talking about making this in over three years,

       5      or six years, if we're going use the Governor's

       6      model; if we're going to use the Governor's model

       7      that he has used so far for fast-food workers, that

       8      he has used so far for state workers, that he has

       9      used so far for SUNY.

      10             So I'm assuming that the Governor is going to

      11      continue to be consistent.

      12             And let me take the opportunity to lament the

      13      fact that, although we're here discussing the

      14      minimum wage, and here we're discussing a concept,

      15      and although we invited the commissioner to be here

      16      today, and representatives of the Governor to be

      17      here today, they chose not to be here, so we will go

      18      and we will extrapolate off what he's already done

      19      in order to conceptualize the discussion here today,

      20      because it would have been better if they had had

      21      somebody here and they could have clarified it for

      22      themselves.

      23             But, historically, in New York, and

      24      elsewhere, when we talk about phasing in

      25      minimum-wage increases, even those we did here in







                                                                   61
       1      2009, they were phased in in small amounts.  And

       2      that seems to be the traditional way of handling

       3      minimum-wage increases.

       4             Even as far back as you go, you see that

       5      those increases, typically, are significantly less

       6      than $1-an-hour increases per year, but, certainly,

       7      not multiple dollars.

       8             And what we're discussing here today is

       9      multiple-dollar increases.

      10             What is the effect of that?

      11             E.J. McMAHON:  Well, I mean, again, you'll

      12      get varying opinions on that.

      13             I would simply observe that the -- what the

      14      schedule of the Wage Board has was $1 an hour every

      15      year, for four years, I don't have it in front of

      16      me, culminating in 75 cents and 75 cents, or

      17      something.

      18             SENATOR MARTINS:  Statewide.

      19             E.J. McMAHON:  Statewide --

      20             SENATOR MARTINS:  New York City was

      21      significantly higher.

      22             E.J. McMAHON:  -- a dollar a year, dollar a

      23      year, dollar a year, dollar a year.

      24             New York State -- New York City, different.

      25             So every year you'd have a bigger -- you'd







                                                                   62
       1      have, in nominal terms, a bigger minimum-wage

       2      increase than you've ever had before.

       3             Now, I've heard it argued that, well, that

       4      should ease the pain upstate.

       5             I would suggest that, really -- you're really

       6      comparing strangulation to, sort of, beheading.

       7             I mean, we won't do it all at once.  We'll

       8      kind of slowly squeeze.

       9             Let me use the example of the specific sector

      10      I cited, which is relatively small, but which is

      11      very important to working families: child-care

      12      workers.

      13             So, you have child-care workers whose median

      14      wages now in the most populated metro areas upstate

      15      are under $10 an hour.

      16             And you're going to, in stages, every year,

      17      increase the minimum by $1 an hour every year for

      18      several years in a row.

      19             What do you think that does to child-care

      20      bills and costs for people paying for it each and

      21      every year that it happens?

      22             Now, that's quite aside from the point, a lot

      23      of what you've heard today is about whether people

      24      deserve a higher wage, or should get a higher wage,

      25      or whether we should value work in a different way.







                                                                   63
       1             But I'm talking about, basically, the basic

       2      hard-market consideration here is, the money does

       3      not come from nowhere.

       4             You have people who earn a particular wage in

       5      a particular industry that's at a level we now know,

       6      that is going to have to go up very significantly

       7      each and every year for a number of years.

       8             The fact that it's over -- you know,

       9      certainly, it would be a calamity if it went up

      10      67 percent all at once.

      11             But it -- really, it's still unprecedented.

      12             Even under the schedule the Wage Board has

      13      adopted, it's still unprecedented.

      14             And, in fact, the chart I gave you, I think

      15      Figure 1 or 2 shows, if you just look at the scale

      16      of it.

      17             Even compared to the very significant run-up

      18      in the federal minimum wage in the -- during the

      19      boom, during the '50s and '60s, which was this sort

      20      of concentrated period of minimum-wage increases,

      21      it's bigger than that, and a bigger, shorter -- and

      22      a bigger increase in a shorter time.

      23             So, I just think -- I would like to add one

      24      thing to some remark you made, Senator.  You were

      25      talking about the business community.







                                                                   64
       1             I'm not here to talk for or express concern

       2      about, quote/unquote, the business community.  There

       3      are other people here to do that.

       4             The point in fact of the research we

       5      co-sponsored, and the point I'm trying to make here

       6      today, is that you ought to be concerned about

       7      individual workers and about employment

       8      opportunities in New York State.

       9             Forget about the businesses.

      10             If those -- those come through the

      11      businesses.

      12             And I'm not saying you should disregard the

      13      interests of business, but the point is, I --

      14      businesses will speak for themselves.

      15             I'm talking about, you ought to be thinking

      16      about workers, and opportunities for workers, and

      17      how counterproductive this will be for workers,

      18      especially the workers who are going to -- who are

      19      supposed to be most benefiting from this.

      20             SENATOR MARTINS:  And we'll have

      21      representatives from the business community, we'll

      22      also have representatives from the not-for-profit

      23      community, who will also be testifying later today,

      24      and they can get into those particulars.

      25             But, you know, you mentioned the earned







                                                                   65
       1      income tax credit, and the ability that we have here

       2      in New York to directly assist people who are

       3      working, as opposed to a safety-net program, as

       4      opposed to other forms of public assistance, that

       5      there is a route already in place, or a program in

       6      place, that will actually put more money in people's

       7      hands, because that's really -- part of this is, how

       8      do we give people the ability to support themselves,

       9      and, on the other hand, weigh the impact to the job

      10      creators out there?

      11             And if there's a way of more directly putting

      12      money in people's hands, as opposed to, perhaps,

      13      impacting or devastating certain employment sectors

      14      in this state, you mentioned earned income tax

      15      credit as a means of doing that.

      16             How do -- how would we do that?

      17             E.J. McMAHON:  Well, I mean, that there's no

      18      question that the way to most directly and

      19      efficiently concentrate more resources on low-income

      20      workers, is to -- without affecting hiring patterns

      21      and opportunity, is through the earned income

      22      credit.

      23             And, again, you can go to his article, not to

      24      be -- just cite one guy, among many, that was --

      25      Krueger, among others, made that point also.







                                                                   66
       1             Many economists, some who think there's an

       2      impact, and some who think there's not, have all

       3      talked about how the earned income credit is the way

       4      to concentrate most efficiently added income to

       5      people who are in low-wage jobs.

       6             Now, that's not to say, to a surprising

       7      degree, the earned income credit has not been

       8      sufficiently examined and revisited by researchers.

       9      There's a paucity of research on how to improve the

      10      earned income credit.

      11             One big problem with it is, it's paid -- the

      12      limits of the program are such that it is paid once

      13      a year.

      14             People have to go to tax prep, file their tax

      15      return, and then get a check for several thousand

      16      dollars, and the child credits are part of that.

      17             If there was a way to somehow -- there have

      18      been experiments that have been sort of 50/50.

      19             If there was a way to somehow make it -- to

      20      run it regularly through somebody's paycheck, which

      21      the ACA mechanism on insurance may actually have

      22      created an opening to.

      23             Perhaps New York could even pilot a program.

      24             There's one big problem here also.

      25             Our EITC, about which we've written in favor







                                                                   67
       1      in the past in my organization, is 30 percent is

       2      geared as federal -- 30 percent of the federal

       3      level, we spend a billion dollars a year on that

       4      program.

       5             The federal EITC, (unintelligible) based on

       6      that structure, so we'd have to change our

       7      definition, and there would be a budget outlay

       8      increase for that.

       9             Although, when you start hearing from the

      10      non-profit industries about how much it could would

      11      cost just them to even -- many of whom haven't

      12      caught up with the $9, much less $15, the figure

      13      won't look as big as you think.

      14             The federal minimum -- EITC is geared,

      15      generally, in a general way, to the federal minimum

      16      wage, so it doesn't actually peak.  It's kind of out

      17      of joint with places with higher minimum wages now.

      18             I think a lot of interesting work could be

      19      done in figuring out how to enhance the minimum

      20      wage.

      21             The President, President Obama, has spoken

      22      about enhancing the EITC for single individual

      23      workers, which is very -- there's almost nothing at

      24      the moment.  And there's been a lot of thought, and,

      25      again, potential bipartisan support for doing that;







                                                                   68
       1      and, also, for sweetening it for married couples who

       2      don't get any real -- who don't get, arguably,

       3      sufficient benefit from it now.

       4             So that's kind of where the thought is.

       5             I think a lot of work can be done to examine

       6      the EITC in more detail and figure out how to make

       7      it more effective.

       8             SENATOR MARTINS:  Of the jobs we have here in

       9      New York State, can you tell me, roughly, if you

      10      know, what percentage are from small businesses,

      11      what percentage are from large businesses?  To the

      12      extent that you do.

      13             E.J. McMAHON:  Offhand, I forgot to research

      14      that.  I'm sorry.

      15             I'm sure subsequent witnesses will know it.

      16             A lot of low-wage jobs, obviously, are with

      17      small businesses and small firms.  And the general

      18      economic understanding is that profit margins and

      19      operating margins are thinnest in small businesses

      20      and the types of businesses that employ low-wage

      21      workers.

      22             SENATOR MARTINS:  When we discuss these

      23      issues, you know, there are people who will discuss

      24      these issues and think of the large stores, the

      25      multi-billion-dollar corporations, whether they're







                                                                   69
       1      fast-foods, or whether they are, you know, the

       2      Walmarts or the Home Depots or the Lowes or...you

       3      fill in the blank.

       4             When I discuss this issue, I think about the

       5      shop at the corner at the end of my block.

       6             And, so, it contextualizes these issues for

       7      me because, you know, someone put a figure to this,

       8      and I think it actually may have been the Governor,

       9      that this will put $15.6 billion into the economy.

      10             But this isn't $15.6 billion that wasn't

      11      already in the economy.  This isn't new money.

      12             That is money that is coming from somewhere

      13      else.

      14             And to the extent that there's an argument

      15      that's going to be made that that money is coming

      16      from large retail, multi-billion-dollar companies,

      17      there's a discussion.

      18             And, so, I would like to focus on, and

      19      perhaps it's not with you, perhaps it will be with

      20      somebody else, if you don't wish to comment on it,

      21      but the amount of money that comes from those small

      22      businesses, frankly, those people whose kids are

      23      going to school with my kids, and who own businesses

      24      locally, is a real concern, because they're no

      25      longer going to have the money to spend, and they







                                                                   70
       1      were spending it.

       2             So what do we -- how do we deal with that?

       3             E.J. McMAHON:  Well, I mean, I don't think,

       4      for instance, that the idea of, somehow, doing some

       5      tax trade-off and we'll make it up to them in the

       6      back end, that is a -- should be a non-starter,

       7      because you're talking, wages are part of your gross

       8      above-the-line expense.

       9             Taxes are a sliver of your operating margin,

      10      which, in the case of many of these businesses, is

      11      very small.

      12             The cost of the higher minimum wage for many

      13      of these businesses will be probably hundreds of

      14      times more than any savings from any conceivable

      15      tax; in fact, hundreds of times more than you pay in

      16      tax.

      17             I think that it is ironic that much of this

      18      discussion has taken to sort of objectifying big

      19      multinational, even global, chains, such as

      20      McDonald's, as the so-called, sort of supposed

      21      "evil-doers" who are taking advantage of and are

      22      exploiting low-wage labor.

      23             When, in fact, if you implement a policy like

      24      this, like all labor regulations of all sorts, the

      25      employers that are most -- best situated to deal







                                                                   71
       1      with it, absorb it, and, after, whether or not they

       2      fend it off, you know, surviving, are big employers.

       3             At the end of the day, you will end up with

       4      more retail, more service, more food service, being

       5      done by and owned by chains, the bigger -- the

       6      bigger the more likely, than by community

       7      businesses, if you do this.

       8             There's no question about it.

       9             SENATOR MARTINS:  So if I have a local

      10      hardware store and I have a Home Depot, and this

      11      goes into effect, what you're suggesting is, a year

      12      or two, three years, down the road, my local

      13      locally-owned, small-business-owned hardware store

      14      is out of business, and Home Depot is still there?

      15             E.J. McMAHON:  Well, think about that.

      16             And there's been -- there has been research

      17      on this, and exponential studies about it.

      18             But just from your own experience, when a

      19      Walmart on Home Depot comes into a community, the

      20      first thing that happens is, the guy with the local

      21      hardware store freaks out, because he thinks, Well,

      22      that's it.  They sell rakes for half of what I do.

      23             Then what happens is, they realized they keep

      24      of a lot of their business, they certainly keep me,

      25      because when you walk in and you're not sure what







                                                                   72
       1      size to bolt the buy, the guy you've known for years

       2      knows, walks you down the aisle and says, You take

       3      this one instead of this one.

       4             Whereas, somebody in Walmart doesn't know

       5      anything, if you can find them.

       6             So the local business survives on the basis

       7      of the service it provides, which equates to the

       8      people it employs.

       9             The Home Depot/Walmart model is much less

      10      intensive in terms of employment, and, of course,

      11      it's spread across a much bigger base of capital

      12      support than the local hardware-store owner who

      13      maybe has the, you know, Ace franchise.

      14             And those are the -- that's just to cite that

      15      type of business.

      16             Clearly, you don't need to -- you know, this

      17      is based on your own experience.  You can figure out

      18      what will happen here.

      19             It makes it much hard, that much harder, on

      20      the individual, the small employer, or the employer

      21      with a small -- with two or three stores in a

      22      particular community, than on the larger employer.

      23             The larger employers will complain, I assume,

      24      but at the end of the day, they'll deal with what

      25      they have to deal with.  They are big, fat,







                                                                   73
       1      capital-intensive businesses with huge marketing

       2      budgets.

       3             SENATOR MARTINS:  You know, I -- and I will

       4      ask this as the last question --

       5             I know my colleagues have some questions as

       6      well.

       7             -- as I was reviewing the materials for the

       8      Wage Board that was convened recently, and you look

       9      at some of the statistics that existed there -- and

      10      I certainly suggest that, whoever is interested,

      11      should go back and take a look at it -- they looked

      12      at the number of employees by -- for fast-food

      13      franchises.

      14             So, those franchises that had fewer than

      15      10 employees, those that had between 10 and 20,

      16      those that had over 100, and they are -- they gave

      17      the average salaries that were paid to their

      18      employees, given the number of employees that they

      19      had.

      20             And what you will find is that:

      21             The larger ones, those that had more than

      22      100 employees, or more than 500 employees, were

      23      actually paying their workers over $15 an hour.

      24             And those that had fewer employees, they were

      25      small franchisees, the kinds that we were discussing







                                                                   74
       1      just now, were actually on the lower end of the

       2      scale.

       3             So the larger companies have an opportunity

       4      by that, and I'll extrapolate, to be able to support

       5      the higher wage.

       6             So, I appreciate that.

       7             Senator Savino.

       8             SENATOR SAVINO:  Thank you, Senator Martins.

       9             Thank you, E.J. McMahon.

      10             I might not always agree with your findings,

      11      but I certainly have great respect for the work that

      12      your center does, and the thought-provoking

      13      information that you bring forward.

      14             So I want to go over a couple of points that

      15      you made, because I've read in other articles where

      16      you've talked about the EITC, and I think you're

      17      right.

      18             I think, regardless of what happens with

      19      minimum wage here in New York State, I think it's

      20      time for us to reexamine whether the EITC really is

      21      a valuable tool for working families, and what we

      22      can do to prop it up.

      23             So can you expand a bit more, are you

      24      suggesting we shouldn't raise the wage?  We should

      25      spend more time focusing on how to make EITC a more







                                                                   75
       1      valuable tool for working families?

       2             E.J. McMAHON:  Well, first of all, I think

       3      there is no question that it is a valuable tool.

       4             I think one of the things that we haven't

       5      done certain state-focused work on, and we have an

       6      exceptionally large number of people in

       7      New York State who claim the EITC, is:

       8             Are there better delivery mechanisms?

       9             Are there -- how, and whether, we can enhance

      10      it again for single individual workers?

      11             And how you would distinguish between

      12      individual workers who are college students over the

      13      summer, but maybe have claimed emancipation to get a

      14      loan; and individual workers who are trying to

      15      support themselves, solely?

      16             There's all these sorts of questions.

      17             These are questions that have come up with

      18      the EITC in the past.

      19             I do think that, first of all, the EITC

      20      should not be overlooked, which it has been,

      21      I think, in general, is almost always overlooked in

      22      this discussion.

      23             The implication in this discussion always is,

      24      that people out there are supporting families purely

      25      on the wage without any sort, without any other







                                                                   76
       1      cash.

       2             And there is cash, and it's not -- "public

       3      assistance" is the wrong name for the earned income

       4      tax credit.

       5             SENATOR SAVINO:  Oh, I agree.

       6             E.J. McMAHON:  Public assistance is standard

       7      welfare.

       8             Public -- the earned income tax credit is

       9      earned.

      10             And the same goes for the child credit, which

      11      goes to people way up -- most taxpayers up the

      12      income scale get the tax credit, get the child

      13      credit.

      14             So you're being treated the same as anybody

      15      else.

      16             But I do think -- I think we need to look at

      17      it.  I think we need to do the kind of research that

      18      you can do only if you have access to the State Tax

      19      Department's records, and I could do some

      20      blind-research involving a comparison, both, of

      21      people in TANF welfare-to-work programs and the EITC

      22      roles.

      23             I think there's not enough we know about how

      24      effective it is.

      25             I don't think enough recent research has been







                                                                   77
       1      done, to actually talk to families who get the EITC,

       2      to find out what the strengths and weaknesses are.

       3             And, again, to focus a particular, not just

       4      on the levels, but on the delivery mechanism.

       5             Should there be a regional difference in the

       6      EITC? is another issue.

       7             So, I think there's a lot of interesting

       8      questions surrounding the EITC that, really, we

       9      haven't asked, and that you need a government entity

      10      to sponsor those questions in order to get into the

      11      data at the level you need.

      12             SENATOR SAVINO:  Right.

      13             You also brought up the issue of, using the

      14      example of child care-care workers, that if we were

      15      to raise the wage for -- raise the minimum wage for

      16      workers everywhere, they would also be entitled to

      17      an increase in the minimum wage.

      18             But that's also a group of workers for whom

      19      the majority of their income is capped, based on the

      20      subsidy that a working family has to obtain that

      21      child care.

      22             E.J. McMAHON:  Right.

      23             SENATOR SAVINO:  So a lot of them are --

      24      their income is depressed simply by government

      25      policies.







                                                                   78
       1             So would you think it might be a good idea

       2      for us to revisit the subsidy rate for child care?

       3             E.J. McMAHON:  Well, here -- I think that an

       4      honest way of approaching it, and I respect the way

       5      you've been talking about this, is because what

       6      you're implicating is, Well, if we're going to do

       7      this, we're going to have to spend a ton more money.

       8             I mean, basically, that's the implementation

       9      of what you're saying; and the answer is yes, if you

      10      believe wholeheartedly in this.

      11             And I do think the economic consequences

      12      throughout the private-sector economy, direct and

      13      ripple effects, will be more negative than you can

      14      stand.

      15             But if you were just looking at the impact on

      16      public-sector budgets, and confronting it honestly,

      17      as I think you're doing, is you have to recognize

      18      that there are untold hundreds of millions of

      19      dollars in costs associated with the wage levels now

      20      paid to employees of non-profits, many of whom don't

      21      make -- are just barely getting up to $9 an hour,

      22      much less $15.  And that there's been no talk of

      23      that.

      24             I think, when you -- when we -- when you

      25      really dig into the expense of that, I think it's







                                                                   79
       1      going to be very large, perhaps shockingly large.

       2             And, remember, let's say we ignored that,

       3      even though we shouldn't, let's say you adopted this

       4      and ignored that.

       5             And as you point out, there's caps.

       6             But, remember, this becomes the prevailing

       7      wage.

       8             So, the non-profit program is employing the

       9      person whose wage is capped.  And the commercial

      10      child-care center, or the other child-care center

      11      that doesn't have subsidized clients, is not capped.

      12             So that person now can get a job at another

      13      place that pays -- is required to pay more.

      14             That's -- this is how it can disrupt labor

      15      markets.

      16             It's also wise, I think as an important

      17      point, when you begin to hear about and get

      18      documentation of the impact on nonprofits, and

      19      I think also, probably, the impact on small

      20      business, I think the natural first tendency of the

      21      Legislature is to say:  We need carve-outs.  We've

      22      got to slow this schedule down.  We've got to carve

      23      out.  We have to exclude.  We have to have a

      24      training wage.

      25             The problem is, if this 15 -- if this minimum







                                                                   80
       1      wage increase is to have any meaning at all of the

       2      sort you ascribe to it, it's going to affect labor

       3      markets.

       4             Just because I have a carve-out doesn't mean

       5      I'm going to be in danger of losing employees or

       6      having wage pressure because of the places that

       7      don't have a carve-out.

       8             So, there are those effects.

       9             And I do respect what you're doing, which is

      10      at least to try to call attention to the fact that

      11      there are tremendous costs with this, particularly

      12      to those services that are subsidized: human

      13      services that are subsidized, by government.

      14             SENATOR SAVINO:  Thank you.

      15             I have two more questions, and I'll be very

      16      quick.

      17             Even though we don't have a proposal before

      18      us, you know, we assume we know what we're talking

      19      about, based on, you know, rallies that have been

      20      held, and public comments that the Governor has

      21      made, and we can look at the Wage Board and the

      22      action that they were asked to take, and I think

      23      what the Governor has proposed for SUNY and some

      24      other state employees.

      25             So we think we know what we have, but we







                                                                   81
       1      don't have a bill.

       2             But part of the discussion, (unintelligible)

       3      has been made, in an effort to blunt the impact, so

       4      to speak, on businesses and small businesses, has

       5      been a suggestion that perhaps the State should

       6      provide a tax cut to small businesses.

       7             What's your opinion on that?

       8             I don't have an opinion on it --

       9             E.J. McMAHON:  I don't -- whatever other

      10      reason there would be for doing a tax cut for small

      11      businesses, this is not the one.

      12             This is not apples to oranges.

      13             This is like apples to, you know, mangos, or

      14      palm trees.

      15             I mean, this is, you're talk -- again, wage

      16      costs, and it varies, depending on the type of

      17      businesses, but wage costs are part of gross

      18      expense.

      19             Your taxes is applied to your net income.

      20             Businesses -- you're talking about

      21      businesses, in many cases, with margins, basically,

      22      their profit or income margins, of 1 to 4 percent,

      23      to which we then apply a 6 1/2 percent maximum tax

      24      rate, or varying, depending on the income tax.

      25             So you're talking about a small percentage of







                                                                   82
       1      a small percentage.

       2             The labor cost is the gross above-the-line

       3      expense.

       4             You can construct many models of a business,

       5      a "small business," defined as, in the Governor's

       6      new small-business tax cut, for instance, a small

       7      business with, say, 50 or 60 employees, which has

       8      average wages of, say, fifty, fifty-five thousand

       9      dollars, including some people who are clustered in

      10      low-wage jobs just above the minimum wage at the

      11      bottom.

      12             When you say -- when you force them to apply

      13      that to this business, that business's wage costs --

      14      that business may have a net income of $200,000,

      15      taxable.  It has wage costs of millions of dollars,

      16      2 or 3 million dollars.

      17             And you're increasing the wage costs, which

      18      may be 2 or 3 million dollars, by, let's say, on

      19      average, because they're not all minimum wage, 10 or

      20      20 percent.

      21             Well, 10 or 20 percent of 2 or 3 million

      22      dollars is more than your entire net income.

      23             So it's not -- there is no way this one thing

      24      relates to the other.  It's not even worth thinking

      25      about.







                                                                   83
       1             I mean, you do a minimum-wage increase --

       2      and, frankly, I was united with some of the people

       3      in this room who are normally -- we normally --

       4      normally, we disagree on minimum wage.

       5             When the small minimum-wage tax credit was

       6      enacted several years ago, people on both sides, and

       7      we all spoke out, we said, This is a bad idea.  This

       8      is not -- this is counterproductive.  It's

       9      pointless.  Don't do it.

      10             It was done anyway.

      11             But, I mean, I don't think you should even

      12      think about it.

      13             SENATOR SAVINO:  And no one claimed it

      14      either.  It's amazing.

      15             E.J. McMAHON:  Well, I mean -- well, yeah,

      16      because it was pointless.  I mean, I'm not

      17      surprised.

      18             But, I mean, that's the -- and if it had been

      19      more generous -- if it had been generous enough to

      20      claim, it would have had counterproductive

      21      unintended consequences that you wouldn't like.

      22             So, it was -- I wouldn't even think about it.

      23             SENATOR SAVINO:  And I have one -- thank you

      24      for that.

      25             I have one final question.







                                                                   84
       1             One of the reasons why -- this is very

       2      contentious, the minimum wage.

       3             I've been in the Legislature now since 2005.

       4             And I think the 2004 cycle was a big fight

       5      over whether we should raise the minimum wage then

       6      to, I think, $6 an hour.  And we've done it three

       7      times since then.

       8             But it's always difficult, and it's -- you

       9      know, and the same arguments come forward that, you

      10      know, employers can't handle it, and it will harm

      11      workers, it will eliminate jobs at the low end...all

      12      of the arguments we're going to hear today, written

      13      large, again.

      14             But here we are, trying to discuss it.

      15             So in your opinion, as an economist --

      16             E.J. McMAHON:  I'm not an economist.

      17             SENATOR SAVINO:  -- an expert at these

      18      things --

      19             E.J. McMAHON:  Okay.

      20             SENATOR SAVINO:  -- in your opinion, since

      21      it's taken 85 years, almost, for the minimum wage in

      22      the United States to go from 25 cents an hour to

      23      $7.50 -- 85 years, right? -- would it be better if

      24      we took the politics out of it, if we eliminated

      25      this, and we were to raise the wage, establish a







                                                                   85
       1      base floor that provides a living wage, that

       2      provides predictability for employers so that they

       3      know what they're facing, and then peg it to the

       4      rate of inflation?

       5             E.J. McMAHON:  Well, a lot of people have

       6      advocated that.

       7             There's not broad agreement on it, but a lot

       8      of people who were for a higher federal wage have

       9      advocated that.

      10             I would note that none of the most serious

      11      advocates of that have talked about going to 15, and

      12      indexing it.

      13             SENATOR SAVINO:  But --

      14             E.J. McMAHON:  But, yes, that's been a

      15      serious proposal.

      16             I think, I don't think I misspeak, I think

      17      even Mitt Romney supported indexing the minimum

      18      wage.

      19             SENATOR SAVINO:  Imagine that.

      20             E.J. McMAHON:  But, not 15.

      21             I think that the other thing we should be

      22      conscious of, though, again, which I think is

      23      getting more, sort of, belated recognition from

      24      those economists who are writing about raising the

      25      federal minimum, is recognizing the regional







                                                                   86
       1      differentials, because they've looked a Seattle and

       2      said, Hmm.  Seattle's like this bubble of wealth

       3      creation right now.  It's booming.  It's filled with

       4      people going out to dinner, basically, okay,

       5      allegedly.

       6             Well, Binghamton is not Seattle.

       7             You know, Elmira is not Seattle.

       8             And, that, I think there's also, if you were

       9      thinking about automatic ratcheting devices, that

      10      you -- not necessarily endorsing that idea, but

      11      getting at what you're getting at, if you're

      12      thinking of, Let's just do it one and done.  Let's

      13      just do something and ratchet it?  You also ought to

      14      be thinking about regional wage norms, and not

      15      simply having statewide ratcheting devices in a

      16      state as large and diverse as New York.

      17             SENATOR SAVINO:  Well, I thought I had, that

      18      was the last one.

      19             But then on that point, while there are

      20      different wage rates by state, recognizing

      21      New York's more expensive than Nebraska, and the

      22      feds set the real floor, we set our on ceiling here,

      23      or our own wage floor, which is -- whatever, has

      24      there ever been an experience where a state has more

      25      than one minimum wage --







                                                                   87
       1             E.J. McMAHON:  Yes.

       2             SENATOR SAVINO:  -- within their state?

       3             E.J. McMAHON:  New Mexico does, for instance,

       4      they're all high.  And New Mexico is a very sick

       5      puppy.

       6             SENATOR SAVINO:  They're all high?  As in --

       7             E.J. McMAHON:  They're all high minimum

       8      wage -- well, no, they're not high, in that.

       9             You're thinking of other legislative battles.

      10             They are -- they had extremely high minimum

      11      wages.

      12             In fact, Santa Fe was the only place you

      13      could find in the country that, in one fell swoop,

      14      went quickly, on a percentage basis, as much higher

      15      as the feds as this would take us, about 10 years

      16      ago.

      17             It was very poor -- the New Mexico economy

      18      has performed very poorly.

      19             It has a variety, I think, much of the state

      20      has different minimum wages.  Highest in Santa Fe.

      21             They're all higher than the federal minimum

      22      wage.

      23             They're all pretty high, by national

      24      standards, and I don't think it's come out too well.

      25             SENATOR SAVINO:  But the establishment of







                                                                   88
       1      different wage rates within the state --

       2             E.J. McMAHON:  Oh, that's a pattern, yes.

       3             And there are -- obviously, it's happening in

       4      California now.  Los Angeles is going to -- on its

       5      way to 15.

       6             The state of Washington, with Seattle.

       7             There are states that permit local minimum

       8      wages, yes.

       9             SENATOR SAVINO:  Thank you.

      10             E.J. McMAHON:  You're welcome.

      11             SENATOR MARCIONE:  I have one.

      12             SENATOR PERKINS:  I have a quick question.

      13             SENATOR MARTINS:  Yes, Senator Marchione, and

      14      then we'll come to you, Senator.

      15             SENATOR PERKINS:  Of course.  Whenever you're

      16      ready.

      17             SENATOR MARCIONE:  Thank you, E.J., for your

      18      testimony today.

      19             Certainly can see that you have some serious

      20      concerns about $15 an hour.

      21             But, would you have a suggestion or an

      22      alternative or a compromise that you think would

      23      work in New York, and still help people perhaps have

      24      a higher minimum wage?

      25             E.J. McMAHON:  Well, putting aside the fact







                                                                   89
       1      that I wouldn't advocate necessarily any increase in

       2      minimum wage; but, rather, than looking at a pause,

       3      at least now, after the increases we have had.  So

       4      I'm not advocating it.

       5             However, I think that, actually, we were just

       6      leading to this, I think, almost.

       7             I think Senator Savino had the better

       8      approach last, year which was the fair labor --

       9      "fair local wage" bill, which would allow

      10      New York City and counties in New York State to set

      11      wages.

      12             And as your own -- I pulled out your memo of

      13      justification, because I thought it made some points

      14      that are still very valid, relevant to this debate,

      15      which was, first of all, that it would have

      16      recognized the -- as you put it, the wide variation

      17      in the cost of living in different parts of the

      18      state, which has not been recognized in this

      19      discussion.

      20             Secondly, you wouldn't have the State

      21      completely evaporate from the discussion, because

      22      you would basically peg what localities could do to

      23      some maximum percentage of what the state set, which

      24      in your bill was 30 percent above --

      25             SENATOR SAVINO:  Right.







                                                                   90
       1             E.J. McMAHON:  -- which is, I think, was

       2      11.70, or something.

       3             But, I think that if you have to do anything,

       4      or you want to consider doing anything, I think that

       5      that is a far better approach, that allows local

       6      communities and local elected officials to recognize

       7      the dynamics of their own labor markets and to weigh

       8      all of the pluses and minuses.

       9             I think that's a far better approach, it was,

      10      and it is, than the approach we anticipate is going

      11      to be presented to you by the Governor.

      12             SENATOR MARCIONE:  You don't not feel that

      13      county-by-county is detrimental to the businesses

      14      that are there?

      15             That in Saratoga you would pay, you know, a

      16      certain amount, in Albany you pay a different

      17      amount?

      18             E.J. McMAHON:  Well, I think what we would

      19      frequently find out, is I think the counties would

      20      quickly learn whether -- what kind of difference it

      21      made.  I think that they would have to think about

      22      that in setting their wages.

      23             My prediction, based on nothing but hunch, is

      24      that very few would move far out of line with many

      25      others, outside of New York City.







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       1             But, you would have a discussion that was far

       2      more relevant to and grounded in local reality than

       3      we're having now, which, frankly, with all due

       4      respect for people in this room, has been carried

       5      out, largely, with references to McDonald's in

       6      mid-town Manhattan.  And that's not -- that is not

       7      relevant to a situation with nearly 50 percent of

       8      the hourly wage earners in the Southern Tier.

       9             SENATOR MARTINS:  Thank you.

      10             SENATOR MARCIONE:  Thank you.

      11             SENATOR MARTINS:  Senator Perkins.

      12             SENATOR PERKINS:  Thank you.

      13             Thank you very much for the work you're

      14      doing, and being here today.

      15             You mentioned Allen B. Krueger?

      16             E.J. McMAHON:  Yes.

      17             SENATOR PERKINS:  And as a former advisor to

      18      Barack Obama?

      19             E.J. McMAHON:  Right.

      20             SENATOR PERKINS:  Are you implicating that

      21      Barack Obama subscribes to the points of view that

      22      you or Mr. Krueger had on this?

      23             E.J. McMAHON:  Wouldn't for a -- I'm not sure

      24      where he stands.

      25             I think he's proposed a $12 federal minimum







                                                                   92
       1      wage.  And members of his administration have been

       2      in the neighborhood of this proposal.

       3             So I'm not sure where he stands.

       4             SENATOR PERKINS:  Okay.  I just wanted to be

       5      sure.

       6             E.J. McMAHON:  Right.  No, I'm not -- I --

       7             SENATOR PERKINS:  That's a slippery slope.

       8             E.J. McMAHON:  I wouldn't dare imply anything

       9      as being the President's position.

      10             SENATOR PERKINS:  Okay.  Thank you.

      11             E.J. McMAHON:  You're welcome.

      12             SENATOR MARTINS:  Thank you, Mr. McMahon.

      13             E.J. McMAHON:  You're welcome.

      14             SENATOR MARTINS:  Next up we have

      15      Mr. Hector Figueroa, president of SEIU 32BJ.

      16             Mr. Figueroa, great to see you again.

      17             Hope you had a good New Year.

      18             HECTOR FIGUEROA:  Great to see you too.

      19             And, good morning to you, Mr. Chairman,

      20      Senator Martins, and all members of the Standing

      21      Labor Committee.

      22             And, Happy New Year to us all in this room.

      23             SENATOR MARTINS:  Amen.

      24             HECTOR FIGUEROA:  Feliz navidad.

      25             So, I understand that you have a copy of our







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       1      testimony, so I going to make some references here

       2      and there to some aspects of it.

       3             And then I would like Jameel Mitcham (ph.),

       4      who is one of our security officers who is currently

       5      employed at the New York Public Library system, and

       6      he earns $11 an hour, to relate to you his personal,

       7      you know, experience and his thoughts as to why

       8      raising the minimum wage to $15 an hour would make a

       9      big difference to workers like him.

      10             SENATOR MARTINS:  Thank you.

      11             HECTOR FIGUEROA:  So, why don't you start,

      12      and then I will complement you.

      13             JAMEEL MITCHAM (ph.):  Good afternoon,

      14      Senators.

      15             SENATOR MARTINS:  Good afternoon.

      16             JAMEEL MITCHAM (ph.):  Yes, like he said, my

      17      name is Jameel Mitcham, and I work with NYPO Library

      18      in New York City.

      19             And I'm glad to be a part of this campaign

      20      for the "Fight for 15," and, you know, it's not --

      21      it's about money, yeah, money is important.  But

      22      it's also about the livelihood in the community and

      23      my -- and our families, you know, is affected by

      24      this too.

      25             And, you know, I just want to say that, you







                                                                   94
       1      know, thanks to everyone who's in support for this.

       2      And I hope that we all get it together for the whole

       3      of New York State, not just, you know, the city.

       4      The state as a whole.

       5             And I'd like to thank you for your time and

       6      patience, and have a good evening.

       7             SENATOR MARTINS:  Thank you.

       8             HECTOR FIGUEROA:  And I'm sure Jameel would

       9      be open to questions after I make a brief

      10      introduction.

      11             SENATOR MARTINS:  Of course.

      12             HECTOR FIGUEROA:  Thank you.

      13             So, first of all, I really want to thank you

      14      for the opportunity to be here today.

      15             I found both the previous testimonies, both,

      16      by my brother George Gresham from 1199, and by

      17      E.J. McMahon from the Empire State Policy

      18      Center (sic), very illuminating and helpful, and it

      19      speaks to the depth and to the interests of this

      20      Committee of really examining the question of

      21      raising the minimum wage statewide to $15 an hour as

      22      being a serious endeavor.

      23             And I want to, you know, thank you for that.

      24             From the perspective of Local 32BJ, and I'd

      25      like to give some background on us, we are a union







                                                                   95
       1      that is along the East Coast.  Our jurisdiction goes

       2      beyond New York.

       3             We have 145,000 members, that go from

       4      New Hampshire all the way to Florida.

       5             So we have experience in many multiple

       6      markets with many multiple rates, with many

       7      different initiatives, whether they are in

       8      Connecticut, Massachusetts, or, Philadelphia,

       9      recently, for airport workers, about raising wages

      10      for low-wage workers.

      11             We are incredibly proud of the 75,000 members

      12      that are here in New York State, and what we have

      13      accomplished over 80 years through collective

      14      bargaining.

      15             Since 1934, our union has been able to

      16      negotiate good jobs that, you know, pay living

      17      wages, provide benefits, and doing it in, you know,

      18      the process of bargaining with, you know, the

      19      real-estate industry in the states, but also,

      20      largely, in downstate and the city.

      21             We have been coming to these hearings

      22      precisely from having bargained new contracts for

      23      45,000 workers in the greater New York metro area.

      24      Not just New York, but also Connecticut and

      25      New Jersey.







                                                                   96
       1             And those contracts have provided for raises

       2      for workers that go as high as almost $27 an hour,

       3      you know, in New York City, and, you know, have

       4      injected into our economy half a billion dollars in

       5      new money, whether it goes to wages, health

       6      insurance, pension.  And if you multiply that in

       7      the way that economists calculate, probably to

       8      over 2.2, 2.3 billion dollars to the greater

       9      New York City metro area.

      10             So we come to this hearing, we hope, with a

      11      background of having been working on this issue from

      12      the collective bargaining side, but, also, as part

      13      of a movement, the "Fight for 15," that while it

      14      began among fast-food workers that courageously went

      15      on strike in 2012 in New York City, largely, with

      16      the support of SEIU and many community activists

      17      here, made the road to this inaction, New York

      18      Communities for Change, many others, these workers

      19      really, essentially, were able to capture the

      20      imagination of the country because, by the time they

      21      took action, it had become very apparent that income

      22      inequality is one of the biggest challenges of our

      23      country, I would say also our state, our city face,

      24      at this moment.

      25             The Economic Policy Institute has established







                                                                   97
       1      that New York State is second only to Connecticut in

       2      the polarization in income, the income gap, that

       3      exists, you know, for any other state.

       4             So it is that preoccupation, the fact that

       5      the gap between the rich and the poor has grown so

       6      severely over the last 30, 20, years, plus the

       7      erosion in the earnings of workers, that bring us

       8      here today, I believe, to this hearing, but because

       9      workers took action on the street and demanded 15,

      10      just like predecessors many decades, a century,

      11      before demanded an 8-hour working day at a moment

      12      that people were working 12, 10, 16, 18 hours a day.

      13             So, I want to look at the poetry for the

      14      moment, understanding that prose is the way that we

      15      enact law, because the poetry is what compels us to

      16      have this hearings, it's what compels us to act,

      17      it's what helps us to (unintelligible) humanity, and

      18      the travails and the challenges that workers like

      19      Jameel face, and that we keep that element as we

      20      debate the prose to what course of action we take.

      21             We have been experiencing in 32BJ,

      22      significantly, the impact of raising wages.

      23             In Washington this year, and as part of our

      24      testimony, we raised the wages for security

      25      officers.  The wages went up $6 an hour.







                                                                   98
       1             Workers there provided testimony, like Jameel

       2      here today.

       3             One worker in mind was Chanta Jennifer (ph.),

       4      who, I want to quote her because I believe she

       5      captured the sentiment of workers who are going to

       6      be the subject of this bill if we successfully pass

       7      it.

       8             She said at the time, testified in the

       9      (unintelligible), "I am proud to be part of the

      10      city's defense system as a security officer, but, at

      11      the time, my wage of 8.24 an hour, I cannot support

      12      by 3-year-old son, and that's really all that we ask

      13      for."

      14             Likewise, workers that are demanding $15 an

      15      hour today in New York State, that's all that

      16      they're asking for, is to recognize the value of

      17      their work, and to recognize that they need to make

      18      and meet, and that they have to be able to work for

      19      a living without being constantly, constantly,

      20      having to balance out whether they buy medicine,

      21      whether they pay the rent, whether they buy, you

      22      know, the goods, you know, to have food at the

      23      table, balancing out so many needs, some of them

      24      finding themselves in shelter homes because they

      25      cannot afford for themselves and their families.







                                                                   99
       1             So -- so that's clearly the problem they

       2      have, and I know that this Committee, each and one

       3      of you, you may have a different view of how to

       4      solve the problem.

       5             I come here with the assumption and under the

       6      belief, by looking at your trajectory as

       7      legislators, that you care about the problem, and it

       8      is not that you ignore that reality.

       9             When we passed the wage increase for security

      10      officers in Washington, D.C., the impact that we

      11      experienced was that the economy, the market,

      12      absorbed that increase.  That there were no

      13      reductions in the level of employment of security

      14      officers.  There were no security companies that

      15      found themselves unable to meet the demand.

      16             They were able to meet the increase.

      17             The same experience we had when we raised

      18      wages through organizing workers, among workers in

      19      New Jersey, where workers were making about $6 an

      20      hour in 2001, and through the efforts of 32BJ, they

      21      are now beyond the $15 an hour that we are

      22      discussing here at the table; and, yet, the market

      23      absorbed that.  They continue to work.

      24             And the way that many of the businesses

      25      reacted was by increasing productivity, by







                                                                   100
       1      organizing the workforce in a different way, by

       2      trying to provide the same service, you know,

       3      perhaps charging a little more or there, or, perhaps

       4      charging the same amount, but finding other areas in

       5      their operation where they could compensate for the

       6      increase in wages.

       7             We also have the other reality that,

       8      beginning this movement, not only fast-food workers,

       9      but also home-care workers, some of whom were here,

      10      or may still be here in the room, airport workers,

      11      have been making the demand for 15.

      12             And I know that one of the questions that you

      13      raised before is, "why 15?"  Why not some other

      14      number?

      15             We can find many rationals for this.

      16             But I would say, if we were in 1963, and

      17      Dr. King were testifying here -- and by no means am

      18      I pretending to be Dr. King -- but I do believe that

      19      workers like Jameel is what Dr. King had in mind

      20      when he had the march in Washington in 1963.

      21             One of the demands of that march was an

      22      increase of the minimum wage to $2 an hour.

      23             $2 an hour.

      24             And I have been here waiting to do the

      25      testimony, in the BLS calculator, Senator, that you







                                                                   101
       1      encouraged everyone to use, and I think it's a very

       2      valuable tool, it's $15.51.

       3             Dr. King was fighting for $15 an hour for

       4      low-wage workers.

       5             SENATOR MARTINS:  Got it.

       6             HECTOR FIGUEROA:  We are about to be

       7      celebrating his birthday in two weeks.

       8             Dr. King would have used both poetry and

       9      prose to say that, $2 then, $15 now, it is the kind

      10      of money that, when you put it in the hands of

      11      workers like Jameel, can make a difference for

      12      themselves, for their families, for their

      13      communities, provide more than a minimum level of

      14      living.

      15             And that is 2015 of the (unintelligible)

      16      calculator.

      17             And at the end, wait for 2018, I imagine it

      18      will be a little higher than 15.51.

      19             So this is all to say that, as legislators,

      20      while looking at the balance and the costs, you

      21      know, the cost and opportunity that this presents,

      22      balancing out all different perspective, I strongly

      23      encourage, from the experience of our union in

      24      raising wages, and witnessing through collective

      25      bargaining, that the economy adjusts to that, to the







                                                                   102
       1      experience -- the live experience of workers like

       2      Jameel, and to the dream of Dr. King, and an entire

       3      movement, to do the right thing, to pass this

       4      legislation.  It increases it gradually.

       5             And there will be other things that I will be

       6      very happy to work with you, and our members will be

       7      very happy to work with you, whether it is an earned

       8      income tax credit, whether it is child-care support,

       9      whether it is affordable housing, whether it is

      10      helping businesses survive.

      11             In my neighborhood in Jackson Heights, it is

      12      not wages that is driving small businesses away.  It

      13      is increasing rent, it is increasing in insurance.

      14             It is, quite frankly, a code of regulating

      15      businesses that should be looked at, as to what

      16      businesses can and cannot do, to make sure that it's

      17      up to the (unintelligible), and to the way that

      18      businesses operate.

      19             So I believe that those things are very

      20      important, but doing that overall package, to help

      21      low-wage workers, should not get in the way of doing

      22      what is most needed, what is immediate, what

      23      compelled Dr. King to march and hundreds of

      24      thousands to march in 1963; and that is a

      25      $15-an-hour minimum wage.







                                                                   103
       1             SENATOR MARTINS:  Hector, always great to see

       2      you.

       3             We had an opportunity to participate in a

       4      panel about a month ago, and there was something

       5      that you said that struck.

       6             And you know, we can continue to use the

       7      "poetry and pros" analogy, if you like, but you said

       8      back then that, we wouldn't be having this

       9      discussion if it wasn't for the poetry of this

      10      "Fight for 15."

      11             And, you know, that's true.

      12             You know, we're here, having a discussion

      13      about minimum wage.

      14             We're having a discussion about the working

      15      poor.

      16             We're having a discussion about earned income

      17      tax credits.

      18             We're having a discussion about safety-net

      19      programs.

      20             We're having a discussion about so many of

      21      those things that we should be having a discussion

      22      on, because of that effort.

      23             Now, I value that, and I think that the

      24      importance of that discussion is there.

      25             I also think it's rather poetic that you were







                                                                   104
       1      able to check that Martin Luther King, Jr.'s effort

       2      for $2 back in 1963 is $15.50 now.

       3             But, you know, it's appropriate, because it's

       4      a fight that continues.

       5             So one of the issues, and Senator Savino

       6      brought it up earlier, is, you know, is there value

       7      in tagging this to inflation, going forward?

       8             Is there a value in our doing that so that

       9      we're not, obviously, moving by leaps and steps

      10      periodically, and sporadically?

      11             Because, frankly, if I hear anything from the

      12      business community, aside from, obviously, their

      13      concern about this, and the not-for-profit

      14      community, it's that these increases, and the amount

      15      of these increases, is a real concern for them.  And

      16      for many of them, we'll put them out of business.

      17             And so if we have the ability of phasing in

      18      those increases incrementally, it gives the business

      19      community, I believe, and not-for-profit community,

      20      a much better opportunity to absorb them over time.

      21             And, so, is that something you're advocating

      22      for?

      23             HECTOR FIGUEROA:  Well, it depends what the

      24      base is that we start from, and what the policy goal

      25      is.







                                                                   105
       1             The policy goal is to maintain the value of

       2      labor, so to speak, right, the hourly pay, not

       3      taking into account compensation, benefits, paid

       4      leave, and other things that are assumed are somehow

       5      provided, right, either by employer or maybe the

       6      worker is able to cause himself or herself.

       7             The inflation cost-of-living adjustment could

       8      make some sense, but there are other criterias that

       9      you may also want to consider as a legislator.

      10             What you want to do, sometimes, is to look at

      11      the moment in which the economy is, the kind of

      12      needs that need to be provided, and then do an

      13      adjustment accordingly.

      14             That's why the process of raising the minimum

      15      wage is not purely mathematical operation.

      16             You know, there is poetry, there is prose,

      17      and then there is mathematics.

      18             And I'm glad that it is not a pure mathematic

      19      operation because the historic needs change.  Right?

      20             SENATOR MARTINS:  Hector, if you start

      21      talking about Common Core...

      22             HECTOR FIGUEROA:  Yeah -- no.

      23                  [Laughter.]

      24             HECTOR FIGUEROA:  Well, that falls into a

      25      different category.  I'm not going to mention what







                                                                   106
       1      that category of language that goes into.

       2             But I would say, you need to look at

       3      increases in productivity, you need to look at what

       4      workers need.

       5             In an economy where people increasingly

       6      depend on others to take care of the children

       7      because both spouses in a household work, that

       8      brings a different kind of minimum-wage need than in

       9      an economy where that is less of a reality.

      10             There are wage differentials among workers.

      11             If collective bargaining succeeds and there

      12      is a rebound on labor, or if you look just at

      13      New York, should you use the inflation rate?  Or

      14      should you use the average collective-bargaining

      15      settlements, and then establish a raise in the

      16      minimum wage based on what the average

      17      collective-bargaining agreements, you know, bring

      18      forth; what Peter negotiates, what George

      19      negotiates, what we negotiate, and then looking at

      20      the difference between that and the minimum wage.

      21             So I would say there is not a simple answer.

      22             I am in favor of maintaining having

      23      additional increases from the base that makes sense.

      24             To us, $15 an hour, by 2018, is a sufficient

      25      phase-in.







                                                                   107
       1             You asked a question earlier, too:  What is

       2      the living wage today?

       3             That depends on how many dependents you have.

       4      That depends on where you live.  Right?

       5             Senator Savino knows about this, because we

       6      worked --

       7             SENATOR MARTINS:  Are you a single parent?

       8      Are you a two-income household?  How many children

       9      do you have?

      10             And you can --

      11             HECTOR FIGUEROA:  (Unintelligible).

      12             And if you use the MIT calculator -- again,

      13      that's the good thing about not being the first man

      14      to testify, I can check that in my iPhone -- it can

      15      go from, you know, 22, 23 dollars, to as big as $42

      16      an hour, if you are a single parent in Long Island,

      17      Nassau County, or on the Northern Fork.

      18             SENATOR MARTINS:  I know it --

      19             HECTOR FIGUEROA:  I know, and that's why I'm

      20      using that example.

      21             It could be as high as $42 an hour for a

      22      parent with three children that depend on that one

      23      income.

      24             So, again, what we are looking at is, to me,

      25      it is not going to be a practical, timely enterprise







                                                                   108
       1      to arrive to a very logically, very well-grounded,

       2      98 percent, R-square equation, you know, of

       3      certainty of what the numbers should be.

       4             I think that we need to respond to the fact

       5      that, you know, $15 an hour is a policy that is

       6      gaining momentum in the country.  That "$15 an hour"

       7      happens to be a number, that it is where 64 million

       8      workers in this country are.  Almost 50 percent of

       9      workers in this country are earning $15 or less.

      10             That is a number that, based on the standard

      11      cost of living, based on the activity of the

      12      fast-food workers, is a number that finds its way

      13      into the economy.

      14             I would argue, and I have said this to City

      15      and State, (unintelligible), that the number,

      16      eventually, will have to become higher, but there

      17      are many ways in which it can become higher.

      18             If we could have workers' greater ability to

      19      bargain, we, their employers, without fear of being

      20      intimidated, by coming together under a sitting

      21      contract; if we provide a safety net of training, of

      22      upgrading productivity and skills; if we address the

      23      problems of affordable housing and access to

      24      location, the number will go up.

      25             And you know what?  That will be good for our







                                                                   109
       1      economy, because in a low-growth economy, if the way

       2      that small businesses in my neighborhood or in the

       3      Northern Fork are going to survive is on the

       4      dependents, on the -- and I like to use the term

       5      "dependents" almost as a substance-abused term on

       6      low-wage work, we're not going to get to that

       7      economy.

       8             That is an economy that is a high-growth

       9      economy where people can afford to pay more for the

      10      doughnut at the bakery, you know, around the corner,

      11      or to pay a little bit more for groceries, or be

      12      able to afford higher child care.

      13             How do we get to that economy that sustain

      14      high wages and the ability for people to be paid for

      15      the true value of the service they provide is a

      16      challenge.  But I think raising the minimum wage to

      17      15 is actually a step in the right direction of

      18      getting to that economy.

      19             But I agree with you that it would require

      20      many other things, from collective bargaining to

      21      training.

      22             SENATOR MARTINS:  And you're absolutely

      23      right, and I agree with you.

      24             I often say that, you know, in this thing we

      25      do here, which is trying to set public policy, we







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       1      need to play chess, and we have to stop playing

       2      checkers.

       3             You know, it's not one-dimensional.

       4             You have to take a 360-degree view of an

       5      issue from the standpoint of that low-wage worker,

       6      and then remove yourself.

       7             And go to that small-business person and take

       8      a 360-degree view from that person and their

       9      opportunity to continue to run that business and

      10      employ those people.

      11             And then we've got to come back and look at

      12      it from the perspective of the large multinational

      13      corporations that, frankly, may have the ability to

      14      absorb it, so they're going to be less likely to be

      15      opposed to something like this.

      16             But we have to look at different

      17      perspectives, and I certainly appreciate the

      18      perspective that you bring to our discussion here.

      19             Now, you're an employee of the library?

      20             JAMEEL MITCHAM (ph.):  Oh, I'm not exactly an

      21      employee of the library.  I'm contracted through the

      22      library.  I work at the library through --

      23             HECTOR FIGUEROA:  He works for a private

      24      contractor employed by the public library.

      25             JAMEEL MITCHAM (ph.):  Yeah, I'm -- my







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       1      business I work with is actually Spartan Security,

       2      contracted through the library.

       3             SENATOR MARTINS:  Very well.

       4             So your employer is contracted with --

       5             JAMEEL MITCHAM (ph.):  The library.

       6             SENATOR MARTINS:  -- the library.

       7             JAMEEL MITCHAM (ph.):  Uh-huh.

       8             SENATOR MARTINS:  And would that be covered

       9      through any policies that the City may have with

      10      respect to setting living wages?

      11             Because I know that there was an effort that

      12      the City has had to set living wages for their

      13      contracted services.

      14             You know, is there a way that that can

      15      happen?

      16             Because, you know, one of the efforts that

      17      we've also discussed, and it's come up a couple

      18      times today, is, you know, there is the ability of

      19      local communities, whether they're counties or

      20      whether they're cities, to also set, in their own

      21      way, certain minimum-wages or living-wage

      22      requirements.

      23             How does that work?

      24             JAMEEL MITCHAM (ph.):  I'm not exactly sure,

      25      but I can find out.







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       1             SENATOR MARTINS:  No, no worries.  We can

       2      always look it up.

       3             But, you know, I appreciate you being here,

       4      and thank you very much for that perspective as

       5      well.

       6             Senator Savino.

       7             SENATOR SAVINO:  Of course.

       8             Thank you, Senator Martins.

       9             Thank you, Hector, for your testimony.

      10             I've -- you know, I've known you probably

      11      longer than anybody on this panel up here.

      12             HECTOR FIGUEROA:  We were very young.

      13             SENATOR SAVINO:  We were very young.  Very

      14      young and idealistic.  And we still are.

      15             But I just want to hit on two points, because

      16      you have been involved in both the "Fight for 15"

      17      for fast-food workers and the fight for airport

      18      workers.

      19             All of them are contracted, and you represent

      20      this young man who's a security guard, now working

      21      for a company that's contracted to the public

      22      library; which opens up a whole other issue about

      23      wage stagnation and wage depression that's occurred

      24      over the past 25 years in what I believe has been,

      25      you know, this -- the privatization of what used to







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       1      be government jobs, to contracted agencies that

       2      depress wages.  And you're picking up the slack for

       3      them, and rightfully so.

       4             And thank god for --

       5             HECTOR FIGUEROA:  I mean, in the case of

       6      CUNY, we raised wages so high that CUNY wants the

       7      work back.

       8             SENATOR SAVINO:  Right.  30 years ago, we

       9      would have been likely to work for the public

      10      library as a City employee.

      11             So, you're now coming in and lifting workers

      12      up, and, again, rightfully so.

      13             Because I think one of the things I've seen

      14      in the "Fight for 15" campaign, as well as the

      15      airport, the Port Authority -- the campaign against

      16      the Port Authority, is the workers usually carry

      17      signs that say, you know, "$15 an hour and a union."

      18             Now, some people think that they don't have

      19      the right to join the union, which, in fact, they

      20      do.  They're neither farm workers or domestic

      21      workers or independent contractors.

      22             But, the impediments to unionization, or

      23      joining a union, are pretty difficult to overcome

      24      even in a state like New York.

      25             So do you think part of this "Fight for 15"







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       1      across the workforce should also involve a

       2      discussion about, whether it's card-check

       3      neutrality, something we talked about years ago, and

       4      nobody really hears about much -- hears that much

       5      anymore, or ways that we can make it easier for

       6      workers to band together for mutual aid and

       7      protection, so that they can negotiate at the

       8      bargaining table, lifting that ceiling that we talk

       9      about?

      10             Do you think there are things we can do in

      11      this conversation that will address that as well?

      12             HECTOR FIGUEROA:  I think there's things in

      13      this conversation that should address that.

      14             I believe that the passage of the

      15      minimum-wage law for $15 an hour statewide should

      16      not be held upon having that discussion.

      17             But I -- certainly, I agree with you that it

      18      needs to be.

      19             We need to look at our procurement practices,

      20      and our procurement practices, using the power of

      21      government, to really make sure that contractors of

      22      government services, or providers of services and

      23      goods to the government, are acting responsibility

      24      toward the workers.

      25             Not only, you know, cases like wage theft and







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       1      exploitation, but even respect for labor rights and

       2      respect for civil rights of the workers that they

       3      represent.

       4             And a stronger government asking, that, to

       5      me, makes a lot of sense, and it makes sense to me,

       6      on both sides of the aisle.

       7             It is not an issue, again, of left or right.

       8             It is an issue of right or wrong, because

       9      government should be using its power to make sure

      10      that the private-sector determination of wages

      11      through collective bargaining, and the process of

      12      workers exercising their rights when they are

      13      respected, you know, is not going to be interfered

      14      by government to suppress it even more.  Right?

      15             Sometimes the practices of buying services

      16      are exactly doing that.  They're undermining, you

      17      know, what in some sectors has been negotiated in

      18      the private sector.

      19             So, yeah, it is something to look at.

      20             I also believe that we should take a look at,

      21      you know, how companies, small businesses, are

      22      really participating, or not, on the millions,

      23      sometimes billions, of dollars that government makes

      24      available to them, is, in our experience, that goes

      25      beyond the scope of this hearing.







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       1             I'll be happy to talk to you about that.

       2             That some small businesses are actually not

       3      getting the aid that you all legislate or the

       4      federal government.

       5             SENATOR SAVINO:  Really?

       6             HECTOR FIGUEROA:  And that corporations, said

       7      companies, said multiple ways of operating, that

       8      capture those dollars, capture those tax -- you

       9      know, subsidies and credits, and they are,

      10      ultimately, the one who benefit, and not the

      11      intended party.

      12             I also think that, you know, our tax system,

      13      you know, should be looked into.  You know, working

      14      people carry most of the burden.  Many corporations

      15      pay very little.

      16             But back to the question of collective

      17      bargaining, it will be an interesting discussion to

      18      have on how we can address workers that are

      19      excluded, like farm workers.

      20             We are 100 percent in support of an issue

      21      that has come before this body and the Assembly and

      22      the governor in the past.

      23             Sometimes they have succeeded, sometimes they

      24      haven't, to help farm workers.

      25             Domestic-workers, (unintelligible),







                                                                   117
       1      advancement in their interests.

       2             If you look also at those group of workers,

       3      taxi workers, and you increase protections for them,

       4      that also helps send the message, right, that

       5      workers' rights needs to be protected in the places

       6      where they are actually eligible for collective

       7      bargaining.

       8             But I would say, that kind of more proactive

       9      government may appear as big government to, you

      10      know, folks who worry.  And that's why government

      11      works, because you have ying-yang of government.

      12             But it's not really about big government.

      13             It's about making sure that there is a level

      14      playing field for everybody.  And the government,

      15      instead of either being different, or making the

      16      level playing field harder for some, make sure that

      17      everybody plays by the rules.

      18             SENATOR SAVINO:  Thank you for that.

      19             And because you've been involved in so many

      20      of these campaigns, and SEIU, particularly, has been

      21      a leader across the country, you guys have been

      22      involved in some of the successful campaigns for 15.

      23             So some of the arguments against raising the

      24      wage to $15 an hour, or even raising it this

      25      quickly, or, you know, there's always the same







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       1      thing, whether it's the fast-food industry or the

       2      retail economy, that it's going to contribute to

       3      tremendous job loss.  It's going to affect the

       4      workers who can least afford to lose the job.

       5             And, in other words, if I have to hire -- if

       6      I have to pay this much money, I'm going to want

       7      workers with more experience and more education.

       8      I'm not going to take a chance on that single mother

       9      or that, you know, at-risk youth.

      10             But there's been evidence now in other

      11      cities.

      12             So what's been the experience in places like

      13      Seattle or San Francisco where they've gone through

      14      this already?

      15             Has the sky, literally, fallen --

      16             HECTOR FIGUEROA:  The sky has not, literally,

      17      fallen.  You know, those cities have adjusted.

      18             Now, E.J. talked about Seattle as an

      19      exceptional city in the country.

      20             I actually don't think it's so exceptional.

      21             You know, there are many neighborhoods in

      22      Seattle that are not the hipster neighborhoods.

      23      They're just regular neighborhoods in the suburbs

      24      and in downtown that have adjusted to this.  Barber

      25      shops.







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       1             And, you know, it's not like businesses are

       2      closing down.  We're still experiencing the

       3      increases, but, so far, there is no indication that

       4      it actually happened.

       5             San Francisco, you know, also has a very high

       6      wage economy, has passed ordinances to pay wages.

       7      They haven't experienced that.

       8             Chicago, they're in the path to 13.  They're

       9      not experiencing that.  They're experiencing many

      10      other kind of problems of a nature that

      11      (unintelligible), but that is not the result of

      12      raising, you know, in the past, to go to $13 an

      13      hour.

      14             In L.A., time will tell, but I doubt very

      15      much if you're going see a hemorrhage of business.

      16             Are there adjustments?  Are there winners and

      17      losers?  Yes, there are.

      18             But there are winners and losers right now

      19      out of the inaction that we do.

      20             You know, Jameel, I don't consider him a

      21      loser, but he struggles, because there is not a

      22      minimum that can help him and his co-workers.

      23      Right?

      24             If we don't do anything of significantly

      25      raising wages, he'll be losing, but his loss is not







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       1      countered because it's already taken as a given

       2      fact.

       3             I mean, E.J. referred to the increase in cost

       4      in child care, which I think is, also, that we

       5      should look at that, and work on the social-service

       6      providers and non-profits, is very important to

       7      figure out how they fit in this equation.

       8             But, we also are ignoring that raising the

       9      minimum wage will help many families being able to

      10      afford child care in the first place, who can no

      11      longer afford it because they earn too little.

      12             So we have to look at kind of both sides.

      13             And I think that, all too often, we like to

      14      keep everything constant in analysis and just look

      15      at the variable that we are advocating for.

      16             To me, the best experience is one that really

      17      happens in the real world.

      18             I don't -- I haven't seen a single reference

      19      toward, or discussion, with the family of AFL-CIO.

      20             I leave this (unintelligible) for the

      21      policymakers that suggest that the sky is going to

      22      fall.

      23             That there will be adjustments that need to

      24      be done?  Sure.

      25             And we're smart enough, and we have a







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       1      democratic system, that we will be able to respond

       2      to whatever changes might be necessary.

       3             But not taking the risk, I think that is

       4      wrong.  And I think the level of the problem that we

       5      face is unprecedented.

       6             And, you know, sort of like piecemeal

       7      approaches to addressing income inequality no longer

       8      works.

       9             If we only use piecemeal approaches, the gap,

      10      the need, will not be to raise the minimum wage to

      11      15.  It will become, then, 25, and then what we

      12      going to do?  Raise it $10?  Raise it 9?

      13             You know, like, we are still within that,

      14      I would say, window of opportunity; that raising it

      15      to 15 will give us a platform to then consider

      16      future increases on whatever, you know, math we want

      17      to use to secure decent wages.

      18             If we miss this window, the window is getting

      19      narrower and narrower and narrower, and it's going

      20      to become more of a social problem.

      21             SENATOR SAVINO:  Thank you.

      22             HECTOR FIGUEROA:  Thank you.

      23             SENATOR MARTINS:  Senator Perkins.

      24             SENATOR PERKINS:  Yeah, I just wanted to

      25      thank you, also.







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       1             I -- in listening to you, you talked about

       2      poetry.  You talked about prose turning into poetry.

       3      You talked about mathematics.

       4             And then, most importantly, you talked about

       5      the morality that had been brought to this

       6      conversation, by resurrecting the name of Dr. King.

       7             So I want to thank you for that.

       8             (Unintelligible).

       9             HECTOR FIGUEROA:  (Unintelligible).

      10             SENATOR MARTINS:  Hector, great to see you.

      11             HECTOR FIGUEROA:  Thank you so much.

      12             SENATOR MARTINS:  Thank you very much.

      13             Jameel, thank you very much for being here

      14      with us.

      15             JAMEEL MITCHAM (ph.):  Thank you.

      16             HECTOR FIGUEROA:  And thank you for letting

      17      me just before lunch, because it helped us make our

      18      remarks sweet and short.

      19             SENATOR MARTINS:  Thank you.

      20             Next we have Ken Pokalsky, who is the vice

      21      president of the Business Council of New York State.

      22             Ken, good to see you.

      23             KEN POKALSKY:  Good morning -- or, good

      24      afternoon.

      25             And I guess we can still say, Happy New Year.







                                                                   123
       1             SENATOR MARTINS:  Yes.

       2             KEN POKALSKY:  I appreciate the opportunity

       3      to be here today.

       4             I think I've interacted with you all before.

       5             You know I enjoy a robust conversation, so

       6      I appreciate the opportunity.

       7             The Business Council, I think you know, but

       8      I don't know if everyone in the room knows, we're a

       9      statewide 100-year-old employer association.

      10             We represent about 2400 companies that employ

      11      about a million people in New York State.

      12             About 80 percent of our membership are

      13      small-business employers of 100 or less, and quite a

      14      number of them are much smaller than 100.

      15             And within our membership we have 60 local

      16      chambers of commerce located across the state whose

      17      membership is primarily small business.

      18             This fall, as I do most years, I get out of

      19      Albany, I meet with our membership, including our

      20      chamber members.

      21             Now, I have no illusion that I would win the

      22      applause test that Mr. Gresham suggested earlier

      23      today, but on Monday, as an example, I was in a room

      24      about this size, with about 150 chamber members,

      25      mostly small-business owners and some people who ran







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       1      non-for-profit, and, frankly, this was the only

       2      issue they wanted to talk about.

       3             We were there to give a forecast or preview

       4      of the 2016 legislative session.

       5             This is the only thing they wanted to talk

       6      about.

       7             And I'll tell you, they're quite nervous

       8      about the potential impact of a $15-an-hour minimum

       9      wage.

      10             So, in response to the request to talk about

      11      the economic context and the economic impact, that's

      12      the perspective I want to share with you today.

      13             Not to read my testimony, and I'll bounce

      14      around, I'll probably get lost once or twice, so

      15      bear with me; but, here goes.

      16             As you've said, Governor's projection of the

      17      impact of $15 fully implemented is just under

      18      $16 billion a year.

      19             So let me put that into perspective of our

      20      membership who has been advocating for more

      21      competitive, less-costly business climate in

      22      New York State.

      23             We've done some useful things in the last

      24      several years.

      25             Through restructuring of UI taxes, we've







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       1      saved about $200 million in aggregate, statewide, in

       2      UI taxes' interest costs, in repaying a federal

       3      debt.

       4             Caveat, we had to raise taxes by $3 billion,

       5      because that was our federal borrowing, but, it was

       6      cost savings of $200 million.  That's great news.

       7             In 2014, the Governor proposed, you adopted

       8      with broad bipartisan support, business corporate

       9      tax reform, bank-tax reform, that, once fully

      10      implemented in 2016, is a business-tax reduction of

      11      about $600 million a year.

      12             Again, from our perspective, good news.

      13             Real-property tax cap, the aggregate value,

      14      since its inception, to commercial, industrial,

      15      utility property-tax payers, in aggregate, add up

      16      all the years altogether, is probably about a

      17      billion dollars a year so far.

      18             That's all the years added up together.

      19             As we heard earlier this year, the Governor

      20      will be proposing about a $300-million-a-year

      21      additional small-business tax reduction as

      22      2013/'14 -- or, 2017 executive budget.

      23             These are all positive steps, in our view, in

      24      improving the state's business climate, but their

      25      aggregate value would be absolutely dwarfed,







                                                                   126
       1      dwarfed, by the impact of this proposed minimum-wage

       2      increase.

       3             By the way, if it's -- it's being pegged at

       4      about $16 billion a year, the total property taxes

       5      paid in New York State in a given year by all

       6      commercial, industry, and utility property owners is

       7      about $15 billion.

       8             So if you want to do an offset, you could

       9      repeal all property taxes.

      10             The point is, you really can't do an offset.

      11      There's no feasible way -- no feasible way to do

      12      that.

      13             The other thing our members like to remind

      14      people, remind policymakers in Albany, is that, you

      15      know, New York is an expensive place to do business.

      16             And, by the way, New York is a leader in

      17      increasing its minimum wage.

      18             At $9 an hour, we're exceeded only by

      19      8 states.

      20             There's two states right now at $10 an hour.

      21             Some smaller states, Alaska and Vermont, at

      22      9.75 and 9.60.  Oregon's at 9.25.  Connecticut, at

      23      9.15.

      24             We join a few other states at 9.

      25             You know, we're 25 percent above the national







                                                                   127
       1      level, so we are a leader among states.

       2             And even with this recent activity, we've

       3      seen other states adopting higher minimum wage.

       4             No state, that I'm aware of, is seriously

       5      considering going to $15 like we are here.

       6             And questions were asked to the last witness

       7      about, what's happening at localities that are

       8      moving towards 15?

       9             I didn't have my chart with me this morning,

      10      but most aren't -- most, particularly the West Coast

      11      cities who are adopting a step-up to $15, aren't

      12      anywhere close yet.  They're closer to where we are

      13      now.  They're in the $10 to $11 range.

      14             And we're already seeing, it's too early to

      15      tell, it really is, but, we saw an immediate

      16      reduction in restaurant jobs in Seattle right after

      17      the first step increase there.

      18             It's recovered a bit.

      19             You're seeing some numbers coming out of

      20      Los Angeles County, which, for hospitality industry,

      21      I believe they went immediately to $15 an hour.  And

      22      you're seeing a significant reduction in -- or, the

      23      start of reduction in hotel jobs in

      24      Los Angeles County.

      25             So the lesson there from these other







                                                                   128
       1      jurisdictions is:

       2             One, it's too soon to tell.

       3             Two, they're not anywhere close to $15 yet,

       4      but some of the job numbers are certainly raising

       5      concerns.

       6             Next point:  Looking at the impact on an

       7      employer.

       8             When we went to $9 an hour, effective just

       9      several days ago, compared to the federal minimum

      10      wage, when you count direct cost of wages, things

      11      that will go up automatically -- federal

      12      withholdings, worker's compensation costs, which are

      13      pegged to wages -- that's just about $4,000 per year

      14      per FTE for the employer, compared to 7.25.

      15             When we go to 9 -- if we were to go from

      16      $9 an hour to $15 an hour, that's an additional

      17      $13,400 and change, per job, per year.

      18             $13,400, going to 15; compared to the federal

      19      minimum wage, and some of our members do compete

      20      with the national -- with national businesses,

      21      that's a $17,300 difference, per job, per year.

      22             These are real numbers.

      23             We find it hard to take seriously an argument

      24      that the typical employer can absorb wage

      25      increases -- and for many employers, wages are their







                                                                   129
       1      largest cost of doing business -- without any

       2      significant adverse impact.

       3             And it's true, that when we did the

       4      minimum-wage bill in 2013, relatively few

       5      New Yorkers were making the minimum wage at $7.25.

       6             Federal data for that year showed about

       7      200,000 people out of the workforce of a little over

       8      7 million were making $7.25.

       9             People weren't making -- weren't at the

      10      minimum wage.

      11             As you go higher, and as E.J. McMahon

      12      presented his data earlier, in labor markets,

      13      particularly in labor markets in Upstate New York,

      14      where the median wage today isn't much over 15, and

      15      in some places it's not over 15, as you approach

      16      that, a $15 minimum wage is impacting far more

      17      positions, far more employers, and far more jobs.

      18             As a matter of fact, some data we looked at,

      19      out of 785 occupational categories tracked by the

      20      Federal Bureau of Labor Statistics, over 150 of them

      21      had median wages under $15 an hour.

      22             And I think people expect that to affect

      23      sectors like retail, food service, health and social

      24      service.

      25             It's also directly impacting a diverse range







                                                                   130
       1      of occupations, everything from pharmacy aides, to

       2      electronic equipment assemblers, industrial truck

       3      and tractor operators, and others.

       4             Point being, $15 minimum wage has an enormous

       5      impact in New York State labor markets, particularly

       6      in Upstate New York, and will affect many, many

       7      sectors that you're probably not thinking when you

       8      talk about increases in the minimum wage.

       9             Now, people have talked about, you know, what

      10      the minimum wage would be if it kept up with

      11      inflation, and any number of ways to look at it.

      12             We've looked at it as well.

      13             New York State adopted its first numeric

      14      minimum wage of $1 an hour in 1960.  Adjusted for

      15      inflation today, that's well under -- it's well

      16      under $9 an hour.  It's way under.  It's about half

      17      of $15 an hour.

      18             But to me that's not the most important

      19      comparison to make.

      20             I think what you really need to look at is

      21      what wages are in the regions of New York State.

      22             Median wages in New York City are far higher

      23      than most parts of Upstate New York.  The median

      24      wages in the labor markets differ dramatically.

      25             And the thought that a $15-an-hour minimum







                                                                   131
       1      wage, even if it was delayed by a couple of years,

       2      would have no adverse impact on upstate jobs, we

       3      think, is missing the point.

       4             The last point I'm going to make is that, you

       5      know, we represent for-profit business.

       6             We also have within our membership, and in

       7      through our chamber network, a lot of

       8      not-for-profits, social-service entities, and

       9      employers who work for those, people -- employers

      10      who work with those social-service agencies to

      11      place -- to do workforce development to place

      12      at-risk youth in their first jobs.

      13             And we're hearing a significant concern

      14      there, that those efforts will have a

      15      double-negative effect here.

      16             First, the social-service agencies themselves

      17      will see a significant cost in doing business.

      18             And, second, the types of jobs that they're

      19      trying to place at-risk youth into will be difficult

      20      to find if the wage mandate goes from $9 an hour to

      21      $15 an hour in a relatively short period of time.

      22             Now, the Business Council is a member of an

      23      organization we've called "Minimum Wage Reality

      24      Check."  That's a coalition of us and about 30 other

      25      chambers, business trade associations, agricultural







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       1      organizations, and others, who have come together to

       2      make sure that the administration, the Legislature,

       3      and the general public hears the economic context

       4      and the economic concerns that employers have about

       5      proposals to increase the minimum wage, whether it's

       6      to $15 an hour, or something different.

       7             We do think that all of the above -- the

       8      executive, the Legislature, and the general

       9      public -- need to know, and I think they will

      10      respond to, the types of concerns that we're

      11      raising.

      12             This will -- we do think this will have an

      13      adverse effect, and have a particularly adverse

      14      effect in labor markets where median wages are not

      15      high, and communities, frankly, are still struggling

      16      to recover jobs lost in the 2008 recession.

      17             So, again, I appreciate the opportunity to

      18      provide testimony today.

      19             I welcome any questions or comments you have.

      20             SENATOR MARTINS:  Thank you.

      21             Thank you very much.

      22             What's the minimum wage in California?

      23             KEN POKALSKY:  I believe the statewide

      24      minimum wage is $10 an hour today.

      25             SENATOR MARTINS:  And in Texas?  Do you know?







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       1             KEN POKALSKY:  I believe Texas tracks the

       2      federal minimum wage.

       3             SENATOR MARTINS:  7.25?

       4             KEN POKALSKY:  I believe so.

       5             About 22 --

       6             SENATOR MARTINS:  I'm just -- you know --

       7             KEN POKALSKY:  About 22 states do not have a

       8      state minimum wage, so they're subject to federal,

       9      7.25.

      10             SENATOR MARTINS:  -- as we consider this

      11      issue, and I appreciate the differences and the

      12      different perspectives, and, for me, it's a question

      13      of jobs, and how do we keep the jobs we have? how do

      14      we encourage people to invest in this state and

      15      bring jobs with them?

      16             And are we saying that if there's a $10 job

      17      out there, working in a manufacturing job that's

      18      being provided in Massachusetts or New Jersey or

      19      Pennsylvania, that we don't want those jobs here in

      20      New York?

      21             I mean, is that what a public policy like

      22      this says, that those jobs aren't good enough for us

      23      so we don't want New Yorkers doing those jobs, or --

      24      so that they should take those jobs to other states

      25      and provide those jobs and opportunities elsewhere?







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       1             Because there's a consequence, because we're

       2      not in this alone.  This is not just us.

       3             We have other states around us.  And many of

       4      our -- many of those jobs and manufacturers and

       5      businesses that we try to attract to our state will

       6      simply go elsewhere.

       7             Have you calculated the effect of that on a

       8      significant minimum-wage increase on that?

       9             KEN POKALSKY:  Well, we know this, that --

      10      because I just ran these numbers yesterday -- since

      11      1990 -- and we know that manufacturing in the U.S.

      12      isn't what it used to be.

      13             Since 1990, the U.S. has lost, roughly,

      14      30 percent of its manufacturing employment.

      15             Over that period of time, New York State has

      16      lost about 54 percent of its manufacturing

      17      employment; half a million manufacturing jobs we

      18      don't have today that we had in 1990.

      19             New York City, by the way, has lost

      20      71 percent.  New York City has lost its

      21      manufacturing base.

      22             The median wage in production work in

      23      manufacturing, statewide, right now is about $17 an

      24      hour.

      25             These are the jobs, quite frankly, the







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       1      advocates are begging for, above $15 an hour.

       2             These are the jobs, the entry.  These are not

       3      engineering positions.  These are production --

       4      floor-production jobs, median about $16 an hour,

       5      $17 an hour.

       6             Our concern, over time, New York State has

       7      become a high cost-of-doing-business state.

       8             Until the natural gas boom dramatically

       9      changed the energy markets in New York, we were,

      10      historically, the most expensive place for electric

      11      power.

      12             Manufacturing is power-intensive.

      13             We remain, or we become again, one of the

      14      highest worker's comp-cost states in the nation.

      15             We are, for manufacturing, the highest-cost

      16      real-property tax.

      17             We have a lot of headwinds to our

      18      manufacturing base.

      19             And that's -- those are the reasons,

      20      cumulatively, why we've been losing manufacturing

      21      jobs at almost double the national rate for

      22      two generations.

      23             I think the better, more sustainable approach

      24      to addressing the need for quality jobs, is to make

      25      sure we are attractive to retaining and creating







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       1      quality jobs; not taking jobs that are inherent in

       2      low-margin industries, and mandate that the wages go

       3      up to a point where we don't think they're going to

       4      be sustainable.

       5             SENATOR MARTINS:  You know, one of the issues

       6      that's come up as we've held hearings on increasing

       7      minimum -- excuse me, on workforce development and

       8      training, is that, you know, there are areas of the

       9      state where there are mid-skill-level jobs

      10      available, but simply not the skills able to provide

      11      them.

      12             You know, how do we factor in other aspects,

      13      you know, for offsetting increased wages with

      14      increased training opportunities, to allow those

      15      opportunities?

      16             Is that something that you've had an

      17      opportunity to look at?

      18             KEN POKALSKY:  Sure.

      19             And, you know, we're working on a

      20      manufacturing-specific legislative agenda that we're

      21      going to be announcing in a couple of weeks.

      22             Once of the things we hear all the time is,

      23      how do you make the connection between people

      24      looking to get these jobs and make sure they have

      25      the skills needed?







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       1             We have a couple relatively small state

       2      programs that provide funding for incumbent

       3      worker -- either incumbent-worker training to

       4      upgrade their skills, or to tailor job training to

       5      meet the specific needs of an employer.

       6             These -- in a state budget of $140 billion,

       7      give or take, these are, you know, single-digit

       8      million-dollar-a-year programs.

       9             We think there are -- we're going to

      10      highlight some of the specific programs where we

      11      think some additional funding is going to help

      12      create pathways for people who need to upgrade

      13      skills, to take jobs that are naturally, you know,

      14      higher paying than you might find in the retail or

      15      food-service industry.

      16             SENATOR MARTINS:  You know, as I -- we

      17      discuss numbers, lots of numbers, and we throw

      18      numbers around, and percentages, and median wages,

      19      and we talk about, you know, job losses in the

      20      hundreds of thousands.

      21             Again, when I sit down with my business

      22      community, with my chambers of commerce, with my

      23      small businesses, even as I walk around my own

      24      community and, you know, partake in, whatever,

      25      wherever I happen to be going, there's a real







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       1      concern out there among small businesses that there

       2      could be devastating consequences.

       3             I'm sure that they have reached out to you,

       4      and that you've heard from your own constituents.

       5             What are they telling you?

       6             KEN POKALSKY:  I'll give you some examples.

       7             When I was in Central New York, Monday,

       8      talked to a person who's got her business plan

       9      written.  She's doing sort of a high school tutorial

      10      business.  And she had $15 -- she's paying her

      11      retained educators $15 an hour in her business plan.

      12             She said, "With support-staff costs

      13      approaching $15 an hour, I'm not going to open the

      14      business."

      15             That's just one example.

      16             What we hear -- and we hear concerns like

      17      that from businesses, large and small.

      18             We know, if you go to restaurants and retail

      19      stores, you're seeing automation at the front end.

      20             That's a -- probably, regardless of what the

      21      minimum wage is, that's something you're going to

      22      see.

      23             You're seeing businesses looking at ways to

      24      mitigate labor costs.

      25             You're looking at businesses -- we're meeting







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       1      with someone tomorrow, who, just with the fast-food

       2      minimum wage coming into effect, they're asking us

       3      what advice we have for dealing with wage

       4      differentials between what their current labor rates

       5      are and what they're going to be competing with in

       6      other sectors.

       7             So it comes in all shapes and forms, but,

       8      generally speaking, for people who are directly

       9      affected by it and will be indirectly affected by

      10      it, it's just a concern.

      11             They say, Well, you know, we'll -- many of

      12      them will figure out a way to survive.  It will be

      13      in -- you know, with different -- they may, their

      14      business plans will change, their employment numbers

      15      may change, the hours available may change, prices

      16      will change.

      17             But there's almost a universal concern.

      18             SENATOR MARTINS:  You know, the Governor has

      19      suggested that there will be tax breaks for

      20      businesses to offset a minimum-wage increase.

      21             And, you know, I agree, anybody who takes a

      22      moment to actually analyze that out, just

      23      understands that that's not possible to absorb that

      24      15, nearly 16 billion dollars.

      25             We just don't have the ability in the state







                                                                   140
       1      budget to absorb that.

       2             Increased wages are a cash-flow issue.  You

       3      pay wages every week, or every two weeks.

       4             Tax breaks are something you take at the end

       5      of the year, if, in fact, you have net profits to

       6      take a break against.

       7             What would you suggest would be factors that

       8      we could consider that would offset any minimum-wage

       9      increase, and whether it's to -- you know, to

      10      whatever number?

      11             How should we be approaching, if, in fact,

      12      there is going to be a minimum-wage increase,

      13      considering offsetting the impacts to small

      14      businesses in a meaningful way?

      15             KEN POKALSKY:  Well, we think there's things

      16      the State should do, regardless of what you do with

      17      the minimum wage, that would make New York State a

      18      little bit more easier place to do business.

      19             We need to rein back in the cost of

      20      worker's comp, and you do that in ways to making the

      21      process work better.

      22             We adopted, for example, durational caps on

      23      permanent partial-disability benefits.

      24             But, what was supposed to be a 10-year cap on

      25      benefits, as a practical matter, is like a 16-year







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       1      cap because the process doesn't move you to

       2      classification.

       3             That would be a significant cost-savings in

       4      worker's compensation.

       5             You mentioned paying weekly or biweekly.

       6             We're one of the few states, perhaps the only

       7      state, that still has a weekly-pay mandate.

       8             It doesn't affect a lot of employers or a lot

       9      employees, quite frankly.  But for employers who are

      10      affected by it, it's one -- another sort of odd-ball

      11      thing you have to pay money in for New York State.

      12      If you're in a national payroll system, you're

      13      cutting, you know, weekly checks for a small

      14      portion.

      15             When we restructured the UI tax rates in 2013

      16      to generate some short-term revenue increases

      17      necessary to repay the federal government, we lopped

      18      offed the tax rates that reflected the good

      19      performance of employers that don't do a lot of

      20      layoffs.

      21             That was a significant increase in cost to

      22      those very employers that we should want to have in

      23      New York State.

      24             We can put those back in the tax table.  They

      25      only become in effect when the UI fund is solvent







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       1      enough.

       2             We can do the small-business tax cut that the

       3      Governor's proposed.  We would tweak it a little

       4      bit, but we think it's a great start.

       5             There's any number of things like that.

       6             There is over a billion dollars a year,

       7      most -- if you look at your energy rates, 20 to

       8      25 percent of what you pay is paying agency-imposed

       9      assessments on energy, supposedly, to support

      10      various green energy or efficiency, or whatnot.

      11             But it's 20 percent of every utility you pay.

      12             Let's look at whether that money is being

      13      spent wisely, and whether we should be imposing

      14      those types of additional costs on energy-intensive

      15      businesses.

      16             So there's any number of things we can do.

      17             Regardless of what you do with the minimum

      18      wage, we think these other things should be -- you

      19      know, be under consideration by the Legislature.

      20             SENATOR MARTINS:  But especially if we're

      21      discussing a minimum wage?

      22             KEN POKALSKY:  Sure.

      23             Senator Savino.

      24             SENATOR SAVINO:  Thank you, Senator Martins.

      25             Thank you, Ken, for your testimony.







                                                                   143
       1             I'm not surprised that the Business Council

       2      is opposed to raising minimum wage, and I'm not

       3      surprised employers don't want to pay higher costs.

       4             Nobody wants to pay higher anything.

       5             You know, if we propose raising income taxes,

       6      nobody wants to pay it.

       7             Nobody ever wants to pay more.

       8             But the reality is, employers in this state

       9      are facing this issue, or other issues, that are

      10      going to require them to pay out more to compensate

      11      workers.

      12             One of the things I'm curious about, though,

      13      is, if you're a business in New York State, how do

      14      you determine what the rate of compensation should

      15      be?

      16             How does someone go about deciding what you

      17      should pay an employee?

      18             KEN POKALSKY:  There's really two factors,

      19      two major factors.

      20             It is:  What is the current labor market?

      21             And it is:  What's your ability to pay?

      22             SENATOR SAVINO:  Okay.  So, bearing those two

      23      points, the current labor market, and, of course,

      24      it's like others who are similarly situated right,

      25      one of the other factors that I think many of you







                                                                   144
       1      have to take into consideration if you want to be

       2      good employers:  How do you recruit and retain

       3      employees to continue working for you if there are

       4      other places they could work?

       5             Oftentimes, it's your benefit packages.

       6             What I don't hear coming from employers is,

       7      that one of the things that's led to wage

       8      depression, or compression, in many of these

       9      lower-wage jobs, is if you want to provide any level

      10      of benefits for your employees, those costs have

      11      gone up, and the Affordable Care Act hasn't actually

      12      reduced them that much yet.

      13             Do you think there should be a discussion

      14      about the cost of health care in this state, to

      15      provide private health insurance as a package for

      16      employees?

      17             KEN POKALSKY:  I think we've been having a

      18      conversation on the cost of health care in

      19      New York State.

      20             SENATOR SAVINO:  Not loudly.

      21             KEN POKALSKY:  Oh I, guess I would disagree.

      22             I mean, I'm not a health-care guy.

      23             We would love to come down and talk with you.

      24             We've been talking about it for 20 years.

      25             And, setting aside the effect of ACA,







                                                                   145
       1      New York State, you know, a 20-year-plus track

       2      record of making health care, particularly

       3      employer-provided health care, extraordinarily

       4      expensive.

       5             So, if you -- if we can reengage on that, we

       6      would love to.

       7             SENATOR SAVINO:  Well, I think that's --

       8             KEN POKALSKY:  And in addition to the direct

       9      cost through coverage mandates, I think our --

      10      I think combined HCRA taxes are something in the

      11      neighborhood of $5 billion a year, maybe a little

      12      bit more than that.

      13             SENATOR SAVINO:  But it's fair to say that

      14      those costs are having an effect on the ability to

      15      raise compensation for employees.

      16             KEN POKALSKY:  And I think it's going to vary

      17      dramatically, based on the nature of your business

      18      and the nature of your profit margins.

      19             Some will be -- some can absorb those costs

      20      far better than others.

      21             SENATOR SAVINO:  Okay.

      22             And there's just one other point I want to

      23      make, because I know that, you know, during the

      24      course of this debate there's going to be a lot of,

      25      you know, statistics thrown around by everybody.







                                                                   146
       1             Those who are in favor of it are going to

       2      say, we raised wages in Seattle and not a single

       3      person lost their job.

       4             And there will be those who will say, again,

       5      the sky will fall.

       6             You made a reference to the number of

       7      manufacturing jobs that we've lost in the state

       8      since 1990; and particularly in New York City since

       9      the early '90s.

      10             But you can't look at it purely through the

      11      lens of wages.

      12             You have to -- you cannot deny that the

      13      effect, particularly in New York City -- and I know,

      14      Senator Perkins, he represents part of the city

      15      that's more affected than others, I think -- there

      16      are -- there was the effect of the gentrification of

      17      communities that used to be manufacturing

      18      neighborhoods.

      19             You cannot look at the garment industry and

      20      not see the effect of gentrification, and housing

      21      having been built in those neighborhoods, pushing

      22      the garment industry out of the west side of

      23      Manhattan.

      24             The meat-packing district also.  The last

      25      meat packer has packed his knives and left, you







                                                                   147
       1      know, the west side of Manhattan.

       2             And it had nothing to do with the cost of

       3      wages, and it had everything to do with the cost of

       4      real estate, and the value to -- you know, of our

       5      affordable-housing developers and our luxury and

       6      market-rate developments.

       7             So that -- making those communities far more

       8      popular for residential, and the rezoning, and the

       9      gentrification, has really affected our

      10      manufacturing industry, especially in the city of

      11      New York.

      12             Wages was a smaller part of it than anything

      13      else.

      14             KEN POKALSKY:  Absolutely.  And you can check

      15      the tape, when I was talking about that, I didn't

      16      raise wages as a factor.

      17             SENATOR SAVINO:  Yeah, but you alluded to it.

      18             KEN POKALSKY:  I didn't.

      19             What I said was, these are the types of jobs

      20      that we're talking about here.  We want good-paying

      21      jobs.

      22             One of the -- and we did a study, it's a

      23      little out-of-date, but, from 2010 to 20 -- I'm

      24      sorry, from 2000 to 2010, virtually, all job growth

      25      in New York State were in sectors that paid







                                                                   148
       1      below-average wages.

       2             Financial service, professional services,

       3      construction and manufacturing, generally,

       4      high-paying wages, job loss in every sector.

       5             That's not true in the U.S.  It's not true

       6      among states we compete with.

       7             My point was, let's look at why

       8      New York State is not generating good-paying jobs,

       9      rather than saying, take the jobs and industries

      10      that -- whose profit margins don't really allow for

      11      higher wages and just mandate their wages go up,

      12      thinking that's a sustainable economic-development

      13      plan.

      14             That was my point when I was talking about

      15      the loss of manufacturing jobs.

      16             There's no doubt New York State adopted

      17      policies: energy, worker's comp, and property taxes,

      18      certainly.

      19             I think, in New York City, by far, the

      20      biggest effect is the -- I think someone -- is the

      21      cost of land, cost of rent, was the major death

      22      knell for manufacturing there.

      23             But all these other -- these other factors,

      24      which driven by New York State policy, is one of the

      25      reasons why New York State has lost manufacturing







                                                                   149
       1      jobs at double the national average.

       2             We should look at those too.

       3             SENATOR SAVINO:  We should.

       4             KEN POKALSKY:  Because those are the jobs we

       5      want.

       6             SENATOR SAVINO:  And we should also be

       7      looking at federal policies that have incentivized

       8      the transfer of manufacturing jobs to, it's not even

       9      third-world countries anymore.  I'm not even sure

      10      what to categorize them as.

      11             SENATOR MARTINS:  Outside here.

      12             SENATOR PERKINS:  Outsourcing.

      13             SENATOR MARTINS:  Not here.

      14             SENATOR SAVINO:  Yeah, right.

      15             So, thank you, Ken.

      16             KEN POKALSKY:  My pleasure.

      17             SENATOR MARTINS:  Senator Perkins.

      18             SENATOR PERKINS:  So I'm -- $15 an hour,

      19      that's not a lot of money, is it?

      20             KEN POKALSKY:  To some it is, obviously.

      21             Obviously, it is to some.

      22             SENATOR PERKINS:  To some it's just a

      23      little -- it's, at best, a wage, you know, at least

      24      an opportunity to make a living.  Right.

      25             KEN POKALSKY:  Absolutely.







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       1             SENATOR PERKINS:  So -- now it's kind of

       2      hard.  That's about $600 a, what, a week? a month?

       3      40-hour week?

       4             KEN POKALSKY:  40 hours a week, 52 weeks a

       5      year, it's $30,000.

       6             SENATOR PERKINS:  That's -- that's kind of --

       7      that's not much, is it?

       8             So what do we do?  How do we fix that?

       9             KEN POKALSKY:  Well, I think you're --

      10      I think there's a false choice being presented here.

      11             What I've heard is, for example,

      12      fast-food wages are going up, so people in other

      13      low -- the only alternative for workers in other

      14      low-wage industries is to move from one low-wage

      15      industry to another.

      16             I think that's got to be the false choice.

      17             It can't be the plan for New York State's,

      18      you know, economic future, that we merely

      19      artificially increase the cost of businesses whose

      20      margins don't support.

      21             They're not going to be $60,000-a-year jobs,

      22      ever.

      23             I think we need to look at, what is

      24      preventing individuals from moving from entry-level

      25      jobs to better jobs?







                                                                   151
       1             Is it, one, the lack of jobs?

       2             The lack of accessibility, things, like, lack

       3      of affordable child care, et cetera?

       4             I get it.

       5             An immediate fix would be, mandate these jobs

       6      to pay more.

       7             I don't think that's a long-term fix, because

       8      you're not -- you got to take it in the overall

       9      context.

      10             The other thing I'll mention --

      11             SENATOR PERKINS:  Well, isn't --

      12             KEN POKALSKY:  And the other I'll mention,

      13      though, and E.J. McMahon's conversation talked

      14      about, the EITC.

      15             We generally agree.  We think it's a very

      16      effective tool.  It's a very efficient tool, by

      17      definition.

      18             It only benefits low-income households,

      19      unlike the minimum wage.

      20             We, the Business Council, my organization,

      21      support it.  It was a strong supporter of the

      22      initial New York State component to the federal

      23      EITC.

      24             We haven't taken a position lately; it's not

      25      been on the table.







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       1             But we agree there are other things to be

       2      done that support working families, particularly

       3      low-income families whose wage -- total wages may be

       4      affected by many factors.

       5             You could raise the minimum wage, the hourly

       6      wage, to $30 an hour.  And if there's not hours to

       7      be had or positions to be had, it's not going to

       8      produce the total family income growth that you're

       9      looking for.

      10             SENATOR PERKINS:  So if it was $15, what

      11      would the business community need to make that

      12      happen?

      13             KEN POKALSKY:  Some will be able to absorb

      14      it, and some won't.

      15             SENATOR PERKINS:  And those that won't --

      16      those that won't, what would they need?

      17             KEN POKALSKY:  Nothing that you can provide.

      18             I think that's my answer.

      19             SENATOR PERKINS:  You're absolutely right

      20      about that.

      21             KEN POKALSKY:  Yeah, but that's my point,

      22      that --

      23             SENATOR PERKINS:  But my point is that,

      24      I'm just -- if -- $15 an hour is not a lot of money,

      25      is it?







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       1             KEN POKALSKY:  If I'm a -- here's the point,

       2      though:

       3             If I'm a small business, if my costs go up,

       4      I've got, really, a couple choices.

       5             I can reduce my expenses.

       6             I can increase my prices.

       7             I can reduce my own personal profits.

       8             I can invest less in my business.

       9             I don't know what other choices you have.

      10             So, I don't -- you can -- if you can

      11      influence one of those four factors, that's --

      12             SENATOR PERKINS:  Which one would you prefer

      13      us that we influence?

      14             KEN POKALSKY:  The one I've talked about --

      15      the one that I've --

      16             SENATOR PERKINS:  Not the wage, though.

      17             KEN POKALSKY:  -- as a practical matter, the

      18      only one that the Legislature can affect are the

      19      state-imposed costs of doing business.

      20             SENATOR PERKINS:  All right.  Help us

      21      understand where those costs might be that we could

      22      affect, other than the wage?

      23             KEN POKALSKY:  Well, I've already covered a

      24      couple.

      25             You look at what drives real-property taxes.







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       1             You can look at what drives worker's

       2      compensation costs.

       3             You can look at what drives energy costs.

       4      For commercial customers in New York State, still

       5      among the highest in the nation.

       6             You can go down the line.

       7             How do we structure UI tax tables?

       8             SENATOR PERKINS:  So give us a proposal.

       9             KEN POKALSKY:  What's that?

      10             SENATOR PERKINS:  Get us a proposal so it's

      11      affordable.

      12             KEN POKALSKY:  I'll give you a proposal.

      13             I'll give you a proposal to make

      14      New York State more economically competitive.

      15             SENATOR PERKINS:  Does -- is that going

      16      include $15 an hour, or a living wage?

      17             KEN POKALSKY:  If I could -- I could save

      18      $15 billion a year.  You can repeal property taxes

      19      for business.

      20             As a practical matter, no, I can't give you a

      21      dollar-for-dollar offset.  But I can certainly give

      22      you what I think are very practical and doable

      23      costs-of-doing-business reductions that I would

      24      encourage you to consider.

      25             SENATOR PERKINS:  All right.







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       1             Let's see it.

       2             KEN POKALSKY:  Okay.

       3             SENATOR MARTINS:  I appreciate that.

       4             You know, I had a group that prepared a

       5      report on this issue, and they said that, you know,

       6      they're not against a minimum-wage increase, as long

       7      as the State was willing to give a dollar-for-dollar

       8      credit to the employer for the increase in minimum

       9      wage above its current wage.

      10             And, so, it's fair enough to say that we

      11      don't have $15.6 billion to give that kind of credit

      12      to employers out there.

      13             And to the extent that you have any programs

      14      that are available, or that you want to advance,

      15      that we can consider, I'm sure Senator Perkins and

      16      I would be happy to review it.

      17             Thank you.

      18             KEN POKALSKY:  I look forward to it.

      19             Thank you.

      20             SENATOR MARTINS:  We are going go out of

      21      order for a moment or two, and call Mike Durant,

      22      from the New York State -- excuse me, the National

      23      Federation of Independent Businesses.  He's the

      24      state director.

      25             Michael, how are you?







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       1             Happy New Year.

       2             MICHAEL DURANT:  Happy New Year.

       3             Senator Martins and Senator Perkins, how are

       4      you?

       5             I'm going to do my best, I'm not going to do

       6      verbatim.  I think that probably some of the

       7      questions you asked Mr. Pokalsky and some others,

       8      you might have similar for me.

       9             I think that what I want to do is, you're

      10      right, this issue brings about an awful lot of

      11      emotion; emotion from the advocates for increasing

      12      the minimum wage.

      13             I think, unfortunately, the rhetoric has been

      14      amped up to the point where, even on Monday, the

      15      Governor pointed fingers at business, and business

      16      is starting to feel resentful in a state that has

      17      been described as being somewhat antibusiness and

      18      has earned its antibusiness reputation.

      19             So what I want to do is, do my job, which is

      20      be less of a lobbyist and more of an advocate for

      21      whom I represent, which is 11,000 small and

      22      independent businesses across the state of New York:

      23             Mom-and pop businesses.

      24             Businesses, the typical NFIB member

      25      businesses that have five to seven employees, nets







                                                                   157
       1      anywhere between four hundred and six hundred fifty

       2      thousand dollars a year.

       3             So this is where you get your car washed,

       4      your pizza on a Friday night, this is where you get

       5      your oil changed.

       6             Small independent retail, this is what drives

       7      the state's economy.

       8             The question was asked earlier about, how

       9      many small businesses are in the state of New York?

      10             That depends on what you define as "small

      11      business."

      12             And doing a quick search at the

      13      Small-Business Association, federal entity, says

      14      there's 2 million.

      15             And I believe the Governor on Monday used --

      16      or, on Tuesday, when he was nice to business, used

      17      that, that there are 2 million small businesses in

      18      New York that employ 99 percent of New Yorkers.

      19             But this is -- or, 99 percent of the

      20      private-sector businesses in New York are small

      21      businesses.

      22             1 in 5 New Yorker's is employed in a business

      23      that has 20 or few employees.

      24             So to think that arbitrarily mandating an

      25      increase in wages is going to have little to no







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       1      effect on jobs and on business is short-sighted when

       2      looking at this issue.

       3             So we have spent time talking to our members

       4      and getting their stories.

       5             It's hard not to be passionate when you

       6      represent small business, because these folks

       7      invested what they had, they're pursuing their own

       8      piece of the American dream, they're taking a risk.

       9             They're doing their best to own and operate a

      10      business in New York and take care of the employees

      11      that they can afford, because without their

      12      employees they don't have a business.

      13             Individuals like Joel, who owns a small

      14      lumber mill in Castle Creek, which is a community

      15      outside of Binghamton, it's a fourth-generation

      16      business, it's been operating since 1926, has just a

      17      handful of employees.

      18             When you factor the competitive nature of

      19      their business, the commodity that they sell, the

      20      product, the lower costs of doing business,

      21      generally, across the border in Pennsylvania,

      22      running their numbers, their business would survive

      23      two years, at best, and would probably be closed as

      24      this was phased in by the time it hit $12 an hour.

      25             They wouldn't be able to afford the employees







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       1      they have.  The business owners themselves wouldn't

       2      be making a profit.  The business would close.

       3             We have Stephanie who owns an antique retail

       4      store in White Hall, not far from here today.  She

       5      operates her business on an already fine profit

       6      margin.  She competes with big-box stores, she

       7      competes with bigger -- with chain stores.

       8             She specifically referenced, in talking to

       9      me, that she is not, in fact, a small business.  She

      10      is a mom-and-pop business.

      11             And that is a badge which many of our members

      12      wear with enormous amount of pride.

      13             If the minimum wage ultimately reached $15 an

      14      hour, she's going to be forced to cut her part-time

      15      employees just to keep the business open.

      16             Without the part-time employees, she won't be

      17      able to grow her business, she won't be able to

      18      expand, she won't be able to hire more people, she

      19      won't be able to provide anymore additional benefits

      20      or compensation for her employees.

      21             And that's a difficult decision that she

      22      doesn't want to face, but that, again, is a story

      23      that's typical for the folks that I represent, and

      24      small business, generally.

      25             You have Byron who owns an independent market







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       1      in Schuylerville, which in order to compete with

       2      larger stores, operates on a significantly fine

       3      margin.

       4             He e-mailed me and described that it's not

       5      just this issue, as, Senator Perkins, you're

       6      alluding.  It's rising costs in worker's comp.  It's

       7      rising costs in health care.

       8             This minimum-wage increase, as phased in,

       9      eventually will tip them over the side of the cliff

      10      because the costs are not reduced anywhere else.

      11             I have stories like this all over the place.

      12             I even have more in my testimony.

      13             But I think that you're seeing the theme that

      14      I'm trying to present.

      15             And this is regional.

      16             I have a manufacturer, in my testimony, from

      17      Freeport.  I have a small cottage resort; so, a

      18      tourist-business owner, in Chautauqua County.

      19             These -- this is what's going to happen.

      20             See, as we point fingers at McDonald's, and

      21      as we do these things, the people, inevitably, that

      22      are going to be impacted by this are the people that

      23      I represent: the independent business.

      24             Those are the ones in the middle.

      25             Those are the ones that don't receive the







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       1      significant state subsidies in investment.

       2             They do not receive positive -- substantial

       3      positive tax reform like we've seen in other aspects

       4      of our economy.

       5             And when we put in place public policy,

       6      minimum wage, paid leaves, probably going to be

       7      something we talk about, when you start adding these

       8      things up, the small-business owners are the ones

       9      that get squeezed in the middle.

      10             So the problem with Albany, and the problem

      11      with public policy, generally -- not the two of

      12      you -- is that business gets, too often, painted

      13      with a broad brush --

      14             I said not the two of you.

      15                  [Laughter.]

      16             MICHAEL DURANT:  -- it's that business gets

      17      painted with a broad brush.

      18             There's a fiscal and economic reality that's

      19      very different between big business and Wall Street

      20      and Main Street.

      21             And I think when we examine this issue, and,

      22      frankly, when we examine public-policy issues,

      23      moving forward, we need to be mindful of that.

      24             The State Farm Bureau has done a tremendous

      25      analysis of this proposal, and has concluded that







                                                                   162
       1      our family farms are looking at $500 million in

       2      additional labor costs alone.

       3             When you hear argument that this won't

       4      increase costs, or, that this $5.7 billion is

       5      automatically going to be a stimulus package, and

       6      folks are going to take this money and they're going

       7      to spend, well, you have to question the purchasing

       8      power.

       9             Costs will go up.

      10             Family milk will go up.  Produce will go up.

      11             How much is affordable for New Yorkers?

      12             How much is affordable for folks to buy milk,

      13      to buy produce?

      14             When you talk about the non-profit community,

      15      which has been brought up today, they're concerned,

      16      does the State have the fiscal resources to

      17      reimburse if New York moves up towards $15?

      18             School districts have estimated the average

      19      cost for this is approximately $283,000 per school.

      20             Municipalities, even those that have

      21      arbitrarily increased their minimum wages,

      22      acknowledge there's a cost associated with it.

      23             There is, in fact, a taxpayer impact.

      24             This is why we're part of the coalition that

      25      was mentioned before, the Minimum Wage Reality







                                                                   163
       1      Check, is to ask not only rhetorical questions, but

       2      show that there are emotional stories on the other

       3      side.

       4             So about -- maybe to preemptively answer some

       5      questions that the two of you may have -- phasing in

       6      this increase is going to have a predictable result.

       7             Every business that I represent is going to

       8      have a drop-dead date when escalating labor costs,

       9      absent significant and probably fiscally unfeasible

      10      measures on the opposite side, is going to push them

      11      over.

      12             It doesn't matter how long you phase it in.

      13             If you're a small business in

      14      Upstate New York with a finite consumer-market base,

      15      and labor costs are increasing, and we already have

      16      high worker's comp, health care, energy, et cetera,

      17      costs, even increasing those, you're not -- we're

      18      losing population every year in Upstate New York.

      19      You're not going to gain more consumers.

      20             Plus, the competitive nature of the economy,

      21      with who these businesses are competing with,

      22      phasing it in isn't really going to have an impact.

      23             The tax cut:  We've been outspoken this week

      24      about this, the idea that you can pair a minimum

      25      wage with the tax cut.







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       1             You have to be realistic for a second.

       2             Outside of the pure numbers, tax cuts are not

       3      specific -- not necessarily permanent.  They're

       4      always subject to repeal.

       5             I don't think any entity has ever rolled back

       6      a minimum-wage increase, or a current level of

       7      minimum wage, because the economy went into a

       8      negative -- severe negative direction.

       9             That's just first.

      10             Second, as both Ken Pokalsky and E.J. McMahon

      11      have talked about, labor costs, you're talking about

      12      business gross expenses.

      13             Tax cuts, you're talking about on operating

      14      margins.

      15             So we don't think this is an equitable trade.

      16             Lastly, with this:

      17             I understand that this issue is complicated

      18      from both a political and a public-policy

      19      perspective.

      20             Nobody wants to see folks not being able to

      21      provide what's necessary for them and their family.

      22             But I do think, in the larger context, we do

      23      have a skills gap that's growing in the state.

      24             We have plenty of small businesses that

      25      cannot hire and find the qualified workers that they







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       1      need.

       2             We need to invest more in workforce

       3      development.

       4             We need to examine and be mindful,

       5      public policy-wise, the differences between big

       6      business and small business, and what small business

       7      needs.

       8             We don't want to see, you know, and we are

       9      already seeing, iPads and kiosks.

      10             Those are jobs, at one point, that have been

      11      there.

      12             So what I'm going to say is:

      13             Our position is going to be "no."

      14             Our position is a rigid "no."

      15             Our position is a "no," paired with a tax

      16      cut.

      17             Our position is "no," regardless of how long

      18      it's phased.

      19             In our position will be "no" if you put a

      20      training wage in place.

      21             Small businesses in this state are

      22      struggling.

      23             I'm going to be "no" for our members.

      24             I'm going to be "no" for the members that

      25      I represented, the ones that have stacks of







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       1      phone-call messages, transcripts, e-mails,

       2      et cetera, on my desk.

       3             I just think you need to be mindful of the

       4      small business, and what it means for New York, what

       5      it means in your specific district, and what it

       6      means for our economic present and future.

       7             SENATOR MARTINS:  Michael, thanks very much

       8      for the testimony.

       9             I will tell you that, in this discussion we

      10      have to be fair.  And being fair means looking at

      11      all sides.

      12             And I appreciate your testimony, and bringing

      13      that other side here, because, you know, $15 is a

      14      lot of money, it is, in certain parts of this state.

      15             And, you know, when I talk to my small

      16      businesses in my communities, they tell me the $15

      17      is a lot of money.

      18             Now, will it impact me personally?  No.

      19             No.

      20             The business that I have, we pay our

      21      employees significantly more than that because it's

      22      a whole different model.

      23             But, I know the impact that it's going to

      24      have on small businesses.

      25             So we have to be fair across the board, and







                                                                   167
       1      we can't assume.

       2             So, I appreciate that.

       3             I appreciate it, because we have to consider

       4      all sides here, and not just one to the exclusion of

       5      the other.

       6             And I know Senator Perkins has a question.

       7             SENATOR PERKINS:  So, Mr. Chair, I -- you

       8      don't mean to say that $15 an hour is a lot of money

       9      for a working person?  Do you?

      10             SENATOR MARTINS:  Senator Perkins, I --

      11             SENATOR PERKINS:  I'm just asking, in the

      12      abstract.

      13             SENATOR MARTINS:  Senator Perkins --

      14             SENATOR PERKINS:  I don't want to necessarily

      15      put it in the context of --

      16             SENATOR MARTINS:  -- you asked me a question.

      17             SENATOR PERKINS:  -- because I want to --

      18             SENATOR MARTINS:  But you asked me a

      19      question.  I want to answer it.

      20             SENATOR PERKINS:  -- because I want you --

      21      I want to put it in the -- you know, I let you go on

      22      and on when you're making your representations, so

      23      I try to be brief.

      24             SENATOR MARTINS:  I'm answering the question.

      25      You're asking me.







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       1             SENATOR PERKINS:  But I'm just saying,

       2      I don't want to put it in the context of his needs.

       3             I'm saying, but for a working person, do you

       4      think $15 is luxury living?

       5             Do you think that's a working person's --

       6      forget the other possible constraints.

       7             Just $15 an hour, should a person -- is that

       8      a lot of money for a working person?

       9             SENATOR MARTINS:  Are you done?

      10             SENATOR PERKINS:  Sure.

      11             SENATOR MARTINS:  I just don't want to

      12      interrupt you again, Bill.

      13             Listen --

      14             SENATOR PERKINS:  I'm sorry.

      15             SENATOR MARTINS:  No, no, it's fine.

      16             Listen, $15 is not, is absolutely not, a lot

      17      of money, in my mind, for a working person.

      18             SENATOR PERKINS:  Okay.  Thank you.

      19             SENATOR MARTINS:  Absolutely, positively,

      20      not.

      21             But --

      22             SENATOR PERKINS:  Okay.  But --

      23             SENATOR MARTINS:  But -- no, no, and now I'm

      24      going to finish my answer, and we're not going to

      25      have this debate between ourselves, because we're







                                                                   169
       1      here to listen to witnesses.  And you and I can have

       2      this discussion afterwards.

       3             SENATOR PERKINS:  No, but I meant to ask

       4      him --

       5             SENATOR MARTINS:  Let me finish, Bill --

       6             SENATOR PERKINS:  -- I meant to ask him as

       7      well, because I just want to be clear --

       8             SENATOR MARTINS:  -- let me finish and I'll

       9      be clear.

      10             SENATOR PERKINS:  But you editorialized also,

      11      when you --

      12             SENATOR MARTINS:  No, no, no.  Bill, you're

      13      going to let me finish issue.

      14             I said "absolutely not."

      15             But I know, I absolutely know, that when

      16      I first started working, I made less than $15 an

      17      hour.  I started at minimum wage.  And I then,

      18      and -- I know countless people who did as well.

      19             So let's not --

      20             SENATOR PERKINS:  Is it minimum wage that's

      21      set now?

      22             SENATOR MARTINS:  No, but it certainly was

      23      minimum wage, whatever it was at the time, Bill.

      24             So let's --

      25             SENATOR PERKINS:  We just now raised it.







                                                                   170
       1             SENATOR MARTINS:  -- but let's not have that

       2      discussion at this point.

       3             We know that entry-level jobs are entry-level

       4      jobs.

       5             We know that we want to train and we need to

       6      train people in order to be able to do better,

       7      higher educated, higher-skilled jobs.

       8             And we're not, as a state, providing them

       9      with those opportunities.

      10             Those are the challenges that we have.

      11             We're going to work together, you and I, we

      12      are, in making sure that this happens.

      13             But it's not just about a $15 minimum wage.

      14      It's got to be a much broader discussion than what

      15      we're having in this exchange righted now.

      16             So, Michael, I apologize for the dialogue

      17      here, but, I have no further questions, unless the

      18      Senator has any questions for you.

      19             SENATOR PERKINS:  Thank you.

      20             MICHAEL DURANT:  We're all good?

      21             SENATOR PERKINS:  We're all good.

      22             SENATOR MARTINS:  Thank you.

      23             MICHAEL DURANT:  Enjoy the rest of the

      24      afternoon.

      25             SENATOR MARTINS:  You as well.







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       1             SENATOR MARTINS:  Dr. Barrington.

       2             Dr. Barrington is the executive director for

       3      the Institute for Compensation Studies at the

       4      ILR School at Cornell University.

       5             It's good to see you again.

       6             DR. LINDA BARRINGTON:  Good to see you.

       7             And I will not be insulted if any of you

       8      stand up and stretch a minute, because I know we've

       9      all been here for a while.

      10             SENATOR MARTINS:  We've been stretching all

      11      day.

      12             DR. LINDA BARRINGTON:  And, if it's okay with

      13      you, I know that time is passing, so, rather than

      14      going through my prepared comments, which you have,

      15      I just wanted to make a quick half dozen points of

      16      things that I thought either were not brought up or

      17      not sufficiently addressed.  Or, would you rather me

      18      go through the comments?

      19             Okay.  I'll do that, and then I'll answer

      20      questions.

      21             SENATOR MARTINS:  Dr. Barrington, however

      22      would you like to proceed.

      23             Thank you.

      24             DR. LINDA BARRINGTON:  Okay.  So I guess the

      25      first thing that would I like to highlight is that,







                                                                   172
       1      just reinforce what we do all know, which is, this

       2      is absolutely historic in scope, in terms of the

       3      size of the increase we're talking about.

       4             The point that's not been made, that I think

       5      is really important in the context of the economic

       6      evidence that people have been talking about, this

       7      study or that study, and where economists are at,

       8      and so I am an economist by training, so I will

       9      speak for my class:  I think the reason that you see

      10      so many economists not coming out in favor of 15 is

      11      the same reason that they're also not coming out

      12      opposed to it.

      13             There's just a lot of -- people are more

      14      agnostic because we don't have the research.

      15             So we really are pioneering into unchartered

      16      territory, and that's not to necessarily say for or

      17      against.

      18             It's to say, we need to be -- think very

      19      carefully about how we do study the impacts, and how

      20      we plan for that, so that when we need to do, or if

      21      we need to do, course corrections as we go into this

      22      uncharted territory, we're doing it in an

      23      evidenced-based way.

      24             Because, if and when and how the $15 minimum

      25      wage goes forward in New York, we have an







                                                                   173
       1      opportunity not just to be a leader on that, but to

       2      be a leader on evidenced-based policymaking.

       3             And so as we look at the municipalities that

       4      have been trying to study this, L.A. built a study

       5      into theirs, you know, a lot of the cities have, but

       6      those are city studies.

       7             And so we really don't have a study on a

       8      statewide basis that looks at something of this

       9      magnitude.

      10             A couple other points.

      11             I would also be cautious on interpreting any

      12      international comparisons on this level and where it

      13      fits in the world, because there's just such a long

      14      list of other things that make labor markets not

      15      comparable, in terms of the labor market

      16      regulations, universal health care, differences in

      17      taxes.

      18             So I think it's more relevant to think about

      19      where we sit vis-a-vis other states than where we

      20      sit internationally if we go to a $15 minimum wage.

      21             One thing economists agree on is that we

      22      rarely agree on anything.

      23             The one exception to that I would say, is the

      24      earned income tax credit.

      25             You have heard this brought up over and over,







                                                                   174
       1      and I -- you know, it is just the thing that you

       2      really get almost unanimous agreement, that this is

       3      the most effective, most efficient antipoverty

       4      program there is.

       5             And to hear the business community support

       6      for this as well, in terms of how it targets who you

       7      want to target in a way that business doesn't have

       8      to share in that administrative burden as well, is

       9      something that we just -- you know, we really need

      10      to fold into this conversation, not just in terms of

      11      whether there's threshold adjustments that need to

      12      be made, but, are there bigger -- is there a bigger

      13      opportunity here to really use that program to

      14      target the antipoverty objectives we may have while

      15      we deal with whatever objectives the $15 minimum

      16      wage is bringing us.

      17             Another comment from the sort of

      18      business-operations' perspective is the importance

      19      of predictability.

      20             So, thinking about the indexing question as

      21      part of this conversation, and trying to get better

      22      response from the business community on how they

      23      feel about indexing, because it makes things very

      24      predictable.

      25             And one of the things that's difficult,







                                                                   175
       1      especially as a small-business person, would be the

       2      unpredictability of knowing when you're going to get

       3      a huge jump like this.

       4             So, folding into the conversation of, if and

       5      when and how the minimum wage is raised, how do we

       6      then consider making it a less unpredictable

       7      business of when those costs go up?

       8             Several people have mentioned the issue of

       9      wage compression that you have.

      10             This isn't just about those who are currently

      11      at or below the $15 per hour, but what about those

      12      who are just above it?

      13             And so there is some evidence that that

      14      compression effect is real.

      15             Some economists have said, up to 150 percent

      16      of the minimum wage.

      17             So, if you increase the minimum wage by $10,

      18      you'll see ripple effects up to 15.

      19             If you raise it at 15, you're going to have

      20      significant ripple effects up to 22.

      21             That's a -- that is a reality, or an

      22      experience we've had in the past with smaller

      23      increases.

      24             Dealing with that kind of wage compression,

      25      though, is not -- is not a new issue for employers.







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       1             Employers are constantly dealing with, if

       2      I raise this worker's wage, how do I deal with this

       3      worker?

       4             So I think the compression challenges, while

       5      they're real from a budgetary standpoint, that issue

       6      of, "how do you deal with the dynamics of your

       7      workforce?" is something that folks are used to

       8      dealing with, because it happens all the time for

       9      different reasons.

      10             The one final point that would I make --

      11             And then, you know, we can answer any

      12      questions or talk about whatever you want to talk

      13      about, either what's in the prepared comments or

      14      other.

      15             -- is the macroeconomic environment that

      16      we're in.

      17             And so no one's really talked about whether

      18      this is a good or bad economic time to be doing

      19      this.

      20             And I would say that, first, New York State,

      21      as well as, you know, the U.S., has a very resilient

      22      economy.  We have absorbed increases and changes in

      23      labor law multiple times than -- with big changes.

      24             And so we are a resilient, adaptable economy.

      25             If it were five years ago, I would think this







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       1      would be a non-starter as the time to be having this

       2      conversation.

       3             Given we are at a point right now of very low

       4      inflation, low energy costs, unemployment is

       5      continuing to fall, we're rebounding in employment,

       6      from the larger macroeconomic situation, this is not

       7      a bad time to be having the conversation.  And it's

       8      a much better time than five years ago.

       9             So just thinking a little bit about the

      10      resiliency of the economy, overall, and the larger

      11      macroeconomic time that we're in right now, I think

      12      is also something we just want to be considering as

      13      we think about whether this is something we push for

      14      at this time or not.

      15             So, are there other questions or comments?

      16             SENATOR MARTINS:  Thank you.

      17             You know, from a micro standpoint, obviously,

      18      we're getting various testimony, testimony we had

      19      earlier today.

      20             Certainly, discussions around minimum wage

      21      always revolve around these issues, but we're going,

      22      as you said earlier, into unexplored territory.

      23             And so do you have a sense, I mean, as an

      24      economist, what are our expectations?

      25             You know, we have experiences in smaller







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       1      incremental increases, and, certainly, in a more,

       2      I guess, controlled manner, and not that this isn't,

       3      but, what are our expectations?

       4             Is it fair to expect that if we had a certain

       5      expectation of a smaller increase, that a larger

       6      increase would lead to a proportionately larger

       7      disruption?

       8             DR. LINDA BARRINGTON:  And I think we don't

       9      know, and that's why economists are quiet on this,

      10      or the ones who have come out in favor of increases

      11      in the past are not willing to make that statement

      12      now.

      13             Now we don't know if the function is

      14      monotonically increasing, if it's a geometric thing.

      15             When you -- when we think about the impacts,

      16      a lot of the conversation gets focused on employment

      17      and whether we're going to have employment impacts.

      18             For the smaller increases we've seen, I might

      19      be on a little different part of the spectrum than

      20      earlier speakers, to say that I think the evidence

      21      is the unemployment -- there hasn't been the

      22      significant impacts that have always been warned of.

      23             But, again, those are smaller increases, and

      24      we don't know on this large of a scale.

      25             I think what we do know is that, employing --







                                                                   179
       1      the number of hours you employ workers is not the

       2      only channel by which you can react to the higher

       3      wages.  And, so, employers do react through

       4      increasing the efficiency of their operations.

       5             So there have been studies that say, if you

       6      raise the minimum wage, then a lot of employers find

       7      it costly to lay off workers or to pull back, or

       8      they can't -- as people have said earlier, you can't

       9      do business if you don't have employees.

      10             So what you need to do is get smarter in how

      11      you work.

      12             We have seen evidence on the positive sides

      13      of minimum-wage increases, of increases in --

      14      reductions in tenure, that-- I'm sorry, reductions

      15      in turnover.

      16             That, in the case of San Francisco Airport,

      17      which is one of the microstudies that's been done,

      18      there was much higher retention rates, or reduction

      19      in turnover rates, of employees within the airport.

      20             So we know that if you increase wages

      21      X amount, it does impact; it reduces turnover costs

      22      for employers.

      23             So that's another way that they absorb the

      24      higher cost, is they have lower costs to dealing

      25      with turnover.







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       1             We don't know is, if it's a 50 percent, or a

       2      100 percent, increase in the minimum wage, what does

       3      that mean vis-a-vis a 10 percent?

       4             And that's the uncharted part of this.

       5             SENATOR MARTINS:  And, so, what do you

       6      suggest?

       7             And that's really the point.

       8             We're heading into areas that we've never

       9      seen, and we don't have any models to be able to go

      10      back and say, well, it happened this way here, other

      11      than speculation.

      12             DR. LINDA BARRINGTON:  Right.

      13             And I think we do have windows of

      14      opportunity.  Right?

      15             So being able to look at -- right now we see

      16      changes being rolled in already, right, by executive

      17      order.

      18             How quickly can we gear up to understand, for

      19      the different regions in the state, for the

      20      different employers, for the non-profits versus

      21      for-profits, how they're reacting to any of these?

      22             What is the impact in a -- typically, when we

      23      talk about turnover rates, you'd look at a yearly

      24      cycle.

      25             So, we should know within 12 months of a new







                                                                   181
       1      increase coming in, how quickly turnaround changed

       2      or didn't change, as a starting point.

       3             So I would say we want to be ramping up and

       4      intensifying the study and understanding, on a

       5      faster pace, with the little bits of experience that

       6      we do have, as things start to go one place or

       7      another, so that you have then, information, so you

       8      can start thinking about course correction, or

       9      either ramping up steeper or making things more

      10      gradual.

      11             SENATOR MARTINS:  No, I understand, and

      12      I appreciate it.

      13             One of the examples that is sometimes given

      14      is that, you know, obviously, the business is going

      15      to have to absorb the increase, and not necessarily

      16      going to immediately start laying people off, but

      17      they will immediately start looking for those

      18      efficiencies.

      19             DR. LINDA BARRINGTON:  Yes.

      20             SENATOR MARTINS:  So whether it's replacing a

      21      person with a kiosk or an iPad, or whether it's some

      22      other means of cutting costs, the business will

      23      eventually readjust to absorb those additional

      24      costs.  But the initial reaction, obviously, is that

      25      they're going to absorb it, typically.







                                                                   182
       1             Is that fair?

       2             DR. LINDA BARRINGTON:  Yes.

       3             And in two different -- in the case of

       4      non-profits, where you'd -- or, businesses where you

       5      don't have a price you can increase, you have to

       6      absorb it all.  Right?

       7             In the case of being a business or an

       8      employer where you have a product or service to

       9      sell, you can pass some along into price increases.

      10             So, again, there's a -- where we see

      11      increases in the minimum wage of being rolled into

      12      for-profit businesses, where prices can be

      13      increased, we can start to see how quickly prices

      14      may be changing, and how much is being passed on to

      15      consumers, and how much is being absorbed internal.

      16             SENATOR MARTINS:  And that's a real concern.

      17             You know, we'll have, some representatives

      18      from not-for-profits will be testifying, hopefully,

      19      shortly.

      20             And one of the concerns is, if you don't have

      21      the ability to absorb it, if you don't have

      22      reserves, you don't have the ability to pass those

      23      costs on to someone else, there is only one

      24      alternative.  And that's a very difficult thing, and

      25      it's a conversation that we're going to have to







                                                                   183
       1      have.

       2             DR. LINDA BARRINGTON:  I think, as

       3      businesses -- so there's also how you stagger the --

       4      what you expect from your employees as you grow is

       5      another slight tweak on that.  Right?

       6             So as you double your business, if you figure

       7      out how to get your workers to be more productive,

       8      you don't have to double your workforce.  Right?

       9             So, it's not that you're necessarily going to

      10      lay off workers or replace them with computers.

      11             You can -- and there's an interesting study

      12      in Florida of some restaurant owners, looking at

      13      impacts of minimum wage, where the expectations they

      14      have of their workers went up.

      15             So they expect them:  If I'm paying you $15,

      16      then, you know what?  I don't need to stay here

      17      myself and close down the store, because you -- I'm

      18      now expecting you to do that.

      19             So there's channels of increasing their, you

      20      know -- the performance expectations, redesigning

      21      the way the business runs, and then there's also,

      22      perhaps, using technology to increase efficiency.

      23             So it's not automatic that workers will be

      24      replaced with machines to come up with efficiencies.

      25             You can reorganize operations and improve







                                                                   184
       1      training, and other things.

       2             So I think a very important point that has

       3      come up a couple times is, how does workforce

       4      development and training need to come in tandem with

       5      this?

       6             Because if you improve the talent and the

       7      skills of those workers, the $15 an hour is less of

       8      a burden, so to speak.  Right?

       9             It's less regulatory if the natural market

      10      wage is closer to that, and it's closer to that if

      11      we can build up the skill set.

      12             SENATOR MARTINS:  Thank you, Doctor.

      13             SENATOR SAVINO:  Thank you.

      14             Just one interesting question.

      15             I wasn't here for your testimony, but I read

      16      it quickly.

      17             You raised a point in my thinking, in terms

      18      of the efficiency of the workforce.

      19             Obviously, you're going to want to get more

      20      out of your workers.  Right?

      21             So you want them to be more productive, so,

      22      this way, you don't have to hire someone else.

      23             Is there -- have you seen, or has any

      24      research been done, on whether or not employers

      25      might shift them into the salaried or







                                                                   185
       1      independent-contractor status or the managerial

       2      title, so to avoid the payment of overtime as the

       3      wage rate goes up.

       4             Take me out of the standard wage-an-hour

       5      division and move me to, I'm a manager now.  So now

       6      I work a 40-hour week, and I'm capped, and I don't

       7      earn any overtime, or, I don't work a 40-hour,

       8      I work whatever you tell me have I to work.

       9             Have you seen that happening?

      10             DR. LINDA BARRINGTON:  I would have to look

      11      to see if anyone's looked at that.

      12             I know that, from the employer perspective

      13      and the compensation perspective, you have all of

      14      those federal guidelines changing as well.

      15             And so one question is, whether the $15 an

      16      hour is as high as it would have been if we

      17      haven't -- hadn't just jacked-up all the regulations

      18      on the salary versus the hourly pay.  Right?

      19             So because now we've raised the bar for

      20      making someone a manager, and avoiding hourly, it's

      21      sort of like, that cost's already gone up.

      22             And so if you think of where the minimum wage

      23      sits vis-a-vis that, you know, again, this isn't a

      24      bad time to be considering this increase because we

      25      are making all these other adjustments that are







                                                                   186
       1      making some of those loopholes, perhaps, more

       2      difficult because we're raising the standard have

       3      you to meet in order to move someone off hourly.

       4             Does that make sense?

       5             SENATOR SAVINO:  Yes, it does.

       6             Thank you.

       7             SENATOR MARTINS:  Senator Perkins.

       8             SENATOR PERKINS:  Oh, no.  Thank you.

       9             SENATOR MARTINS:  Doctor, thank you.

      10             Thank you very much.

      11             DR. LINDA BARRINGTON:  Thank you.

      12             SENATOR MARTINS:  And thank you for your

      13      patience.

      14             DR. LINDA BARRINGTON:  No worries.

      15             SENATOR MARTINS:  Next up we have

      16      Ted Potrikus, president and CEO of the

      17      Retail Council for the state of New York.

      18             Good afternoon, Ted.

      19             TED POTRIKUS:  Good afternoon.

      20             SENATOR MARTINS:  Let me start by apologizing

      21      for --

      22             TED POTRIKUS:  That's okay.

      23             SENATOR MARTINS:  No, no, let me start by

      24      apologizing for, you know, the shuffling of the

      25      order.







                                                                   187
       1             I know that you have been waiting patiently,

       2      but I was trying to get every perspective here, and

       3      certainly didn't mean to --

       4             TED POTRIKUS:  I understand.

       5             No, and I understand, too, that we have a bit

       6      of a -- I'm not sure that it's, I don't want to say

       7      unpredictable anymore.

       8             I think people can pretty much predict where

       9      we are going to end up on this issue.

      10             So I do appreciate the opportunity that

      11      you're giving us today to talk about the

      12      retail-industry's position.

      13             It's been called "nuanced."

      14             You have our written testimony.

      15             I could treat you to a word-for-word slow

      16      reading of it, but I won't.

      17             It's my New Year's resolution.

      18             SENATOR MARTINS:  You're a good man.  Thank

      19      you.

      20             TED POTRIKUS:  I'm just going to wing it.

      21             But, Senator, you said something at the

      22      outset of the hearing today that I found very

      23      interesting, and I think really represents the way

      24      that the retail industry in New York -- and I really

      25      can speak only for the retailers in New York --







                                                                   188
       1      I know that there's concern that the position that

       2      we take on this issue here in New York is something

       3      that would be translated to go into other states,

       4      and that's just not the case.

       5             I speak only for the Retail Council of

       6      New York State.

       7             But what you said was, "the need to take a

       8      half step back and take a broader view," which

       9      really is the position that the council, on behalf

      10      of its members, and as instructed by its members,

      11      large and small, has taken on this issue, really,

      12      for more than a decade.

      13             So, how do we look at this?

      14             I think we agree with many of the concerns,

      15      if not all the concerns, that some of our colleagues

      16      on the business side have expressed, in that a

      17      too-precipitous increase, if it's done in one fell

      18      swoop, or in three or four smaller swoops, that a

      19      minimum-wage increase to $15 an hour is something

      20      that we just can't sustain.

      21             And the factors that render that so, I mean,

      22      just today, what you'll hear when you leave here,

      23      the news came out today that Macy's is closing

      24      five stores in New York, because Christmas sales for

      25      brick-and-mortar retail this year, particularly in







                                                                   189
       1      the northeast, where the weather wasn't particularly

       2      Christmassy, were horrible.  They were down a

       3      significant percentage.

       4             Unless you're amazon.com, I don't think you

       5      did as well as you might have wanted to do this

       6      year.

       7             On the other hand, we also recognize the call

       8      from the proponents for an increase in the minimum

       9      wage, about their needs and wants.  And these are

      10      the folks who shop in our stores, and who we want to

      11      shop in our stores.

      12             And we think that there is some merit in the

      13      studies that have come out to say, that if people

      14      earn more in the minimum wage, the first thing

      15      they're going to do is spend it on the things that

      16      they need and the things that they want.

      17             So we do have to look at this from both

      18      perspectives, as an employer, as a business entity

      19      in the state of New York, but also as somebody who

      20      is serving the public: the general public, the

      21      shopping public.

      22             And what I'm pleased, is that Governor Cuomo

      23      last week asked me, in my role at the Retail

      24      Council, to be part of the Governor Mario Cuomo

      25      Campaign for Economic Justice, which we accepted,







                                                                   190
       1      not to endorse anything specifically, but to endorse

       2      and to show appreciation for participation in the

       3      conversation, as we appreciate the ability to do

       4      this today with you and with your colleagues.

       5             So I think, going forward in this legislative

       6      session, I do not envy you and your colleagues in

       7      the Legislature, because, you know, on this side of

       8      the desk, as you mentioned a few minutes ago, you're

       9      going to have the stack of studies that says "no";

      10      and you're going to have a similar stack on this

      11      side that says "yes."

      12             How do you choose?

      13             I don't know.

      14             And, I think what we're here to do is,

      15      really, try to work with you, with your colleagues

      16      in the Assembly, with the Executive, and with our

      17      members, to try to figure out a way that follows --

      18      actually, what I should say, one last thought, is,

      19      last year, as you know, we endorsed the executive

      20      budget proposal that the Governor put forward for an

      21      increase in the minimum wage.  And I think it would

      22      have taken us to 10.50, and 11.50.

      23             And we saw a lot of sense in that, because it

      24      was something that we thought, over that two-year

      25      period, was something that businesses could plan for







                                                                   191
       1      and something that we could sustain.

       2             I think it's that spirit that we hope to go

       3      into this year with, and I think that's why the

       4      Governor asked us to be a part of the campaign that

       5      you've heard about.

       6             And where that leads us, I think is, you

       7      know, there are many roads to yes, and I do hope

       8      that we can a part of that.

       9             SENATOR MARTINS:  I certainly appreciate

      10      that.

      11             Your role with the foundation, is it to be

      12      part of the -- I guess, the deliberative, I guess,

      13      or deliberate and recommend?  Is there a report that

      14      will be produced?

      15             TED POTRIKUS:  I don't think so.

      16             I think it's more, at least based on my

      17      experience on Monday, which was something I had

      18      never attended, which was the rally to kick it off,

      19      you know, it seems, you know, a push.  A "Fight for

      20      15," is what the hashtag is, you know, and is the

      21      one that has caught flame all over the country.

      22             I think what our role, the way that I see it

      23      as, is the ability to take, at least from the

      24      retail-industry's perspective, some of the concerns

      25      that our small and large members, because the







                                                                   192
       1      Retail Council does represent, we represent the

       2      whole gamut of the industry, from the largest

       3      stores, right down to the mom-and-pops.

       4             Those stores are represented on the board of

       5      directors to whom I answer.

       6             And it's been very interesting talking with

       7      them, because, yeah, you do hear the concerns of

       8      small business, but, a number of the small retailers

       9      that are members of the Retail Council have said,

      10      Well, if this is done correctly, you know, if --

      11      again, if that curve, to whatever that end number

      12      is, isn't too steep, if it's something we can

      13      sustain, then let's have that conversation.

      14             And I think that's what my role is.

      15             SENATOR MARTINS:  No, I appreciate it.

      16             But is that end number, 15, or is it

      17      something else?

      18             TED POTRIKUS:  Well, like you've said several

      19      times this morning, we haven't seen that proposal

      20      yet.

      21             Let's assume it's 15.

      22             Let's assume it's 15, and let's assume it

      23      mirrors that that the Fast-Food Wage Board approved.

      24             That's an interesting part of that, too,

      25      because, you know, in some of our stores, there are







                                                                   193
       1      fast-food establishments inside the store.  So

       2      you're looking at the potential for a bifurcated

       3      wage scale inside a building, you know, where you're

       4      sitting there, going, God, here I am at the

       5      register.  I sure do wish I was over there, you

       6      know, doing whatever is happening in the fast-food

       7      place, because I may be making more.

       8             That's kind of hard to get through.

       9             So --

      10             SENATOR MARTINS:  Or the register in the

      11      fast-food portion making more than the register in

      12      the retail portion.

      13             TED POTRIKUS:  Exactly.

      14             SENATOR MARTINS:  Same job --

      15             TED POTRIKUS:  Same job.

      16             SENATOR MARTINS:  -- two different scales.

      17             TED POTRIKUS:  Two different scales.

      18             SENATOR MARTINS:  But, again, you mentioned

      19      that, you know, part of your -- part of your --

      20      hopefully, your role in being part of this

      21      initiative is to help steer how this will be

      22      implemented.

      23             How would you like to see it implemented?

      24             How would the Retail Council like to see this

      25      implemented?







                                                                   194
       1             And if it is going to be implemented, how

       2      would you suggest?

       3             TED POTRIKUS:  I think there's a couple keys

       4      to that, and it's a great question, Senator.

       5             And if this were to be implemented, "slow and

       6      steady," which is reflective of what we supported in

       7      2011, and again last year, both of the things.

       8             I think it was 2006 when it was done, I lose

       9      track of time now, because I've been here for so --

      10      30 years, and I'm starting to lose the dates.

      11             But, slow and steady, and, something that we

      12      can manage.

      13             Simply because, so many New Yorkers of all

      14      age come to retail for that first job experience,

      15      for the part-time work, for the job training that we

      16      hope they stay with us and use, but they may move on

      17      and go elsewhere.

      18             So we still need to be able to provide those

      19      jobs.

      20             We still need to be able to provide goods and

      21      services to people in a competitive way.

      22             Because, as I mentioned with these store

      23      closings, and it won't just be this one brand, you

      24      know, competition is world right now.

      25             We can't just raise prices, but you can build







                                                                   195
       1      in.

       2             So how do you build that in?  Slow and

       3      steady.

       4             I do think that there's always room for a

       5      training wage.

       6             I know that's something that's fallen off the

       7      table in years past, but, if a retailer is going to

       8      take -- particularly, a small business, that's where

       9      I got my start.

      10             We were talking about where people get their

      11      start.

      12             I learned how to mix paint in Cooperstown.

      13      And, you know, that's how I learned how to run a

      14      cash register.  And, not make the green paint, sold

      15      as the black paint.

      16             It's -- you know, that's where you learn the

      17      skills that translate into, well, this.

      18             SENATOR MARTINS:  Slow and steady.

      19             TED POTRIKUS:  Yes.

      20             SENATOR MARTINS:  What is that?

      21             Because, we have, obviously, some proposals

      22      that are out there; although, not the proposal for a

      23      statewide or a city wage increase.

      24             TED POTRIKUS:  Yes, sir.

      25             SENATOR MARTINS:  So taking, past, and







                                                                   196
       1      assuming it's prologue, taking what was done for

       2      state workers, what was done for SUNY workers, what

       3      was done for the fast-food workers, if we were to

       4      use that same model, does that fall within your

       5      definition of "slow and steady"?

       6             TED POTRIKUS:  No, actually; and I thank you

       7      for putting it that way.

       8             There are a number of our member stores who

       9      are very concerned that even that is too precipitous

      10      a climb to sustain.

      11             You know, that there comes a point -- and I'm

      12      not an economist either.  I'm a paint-mixer and

      13      lobbyist.

      14             So, I'm not quite sure how to do the math,

      15      but there's a point where the wages, under the model

      16      that we're talking about now, actually surpass what

      17      a company would be able to sustain.

      18             Now, there may be some, and there are

      19      retailers who are saying, Well, wait minute.  I know

      20      have to worry about competing for -- in the same job

      21      market with the fast-food marketplace where people

      22      may go, and I might lose some of my good workers

      23      over to there.

      24             There are -- the other phrase that I've heard

      25      today is, this is a multidimensional issue.







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       1             And the longer I talk here, the more

       2      dimensions I'm adding to it myself, because these

       3      are the things that retailers worry about.  And they

       4      look at this and they think, Okay.  How do we

       5      respond to what the public is asking for?

       6             I mean, the same public-opinion polls that

       7      put this issue at the top, and it's very popular,

       8      they're the same folks who shop in our stores.  And

       9      we're running those polls every day:

      10             Who's in, who's not?

      11             How are our sales?

      12             What's going on?

      13             We need to respond to them in a constructive

      14      way.

      15             And I think doing that, and responding to the

      16      call for an increase in a minimum wage, like I've

      17      said, I do think it can be done, as long as it's a

      18      way that the retailers can sustain it.

      19             And I think as we see the proposals come out,

      20      and let's assume it comes out next week, then we'll

      21      be able to comment a little more directly on the

      22      impact as it will relate to the stores, small and

      23      large, who we represent.

      24             SENATOR MARTINS:  So closer to what was done

      25      in the past, this one seems to be more precipitous?







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       1             TED POTRIKUS:  There are a couple of steps in

       2      it, where it's -- I believe it's a dollar a year.

       3      And that's a little steeper than we've done.

       4             You know, in the past it's been at that

       5      75-cents-an-hour range.

       6             And in an industry, and we have close to a

       7      million employees, you know.  And when you're

       8      talking about stores, small or large, trying to

       9      really absorb that quickly, that money's got to come

      10      from somewhere.  Those prices have to go up, and

      11      then, suddenly, we're all back to "whatever.com,"

      12      and we're not shopping in the stores in New York

      13      because the prices went up too fast.

      14             SENATOR MARTINS:  So even for large

      15      retailers, there is a point where that increase is

      16      going to affect their ability to be competitive, or

      17      even to stay open?

      18             TED POTRIKUS:  Indeed.  Yes.

      19             SENATOR MARTINS:  I appreciate it.

      20             Senator Savino.

      21             SENATOR SAVINO:  Thank you.

      22             Thank you, Ted --

      23             TED POTRIKUS:  It's a pleasure.

      24             SENATOR SAVINO:  -- for your testimony on

      25      this, and for your support on the overall issue.







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       1             You know, there's -- most of the

       2      representatives of the business community generally

       3      come out against it.

       4             But as you pointed out, it's a very

       5      multidimensional, complicated issue, for employers

       6      as well.

       7             I've heard today several times, the question

       8      is, "why $15?"

       9             I think the ship has sailed on that.

      10             TED POTRIKUS:  I would agree with that.

      11             SENATOR SAVINO:  I don't think we should be

      12      debating it anymore, because once the $15 per hour

      13      was established for the fast-food industry, which is

      14      a subsection of the low-wage workforce, it makes it

      15      very difficult to walk it back for any other set of

      16      the -- part of the low-wage or entry-level

      17      workforce.

      18             I can't imagine that we would end this year

      19      with someone delivering a pizza for a fast-food

      20      chain, earning $15 an hour, and someone delivering

      21      child care earning something less.

      22             Do you think that's a possibility?

      23             TED POTRIKUS:  I would have to agree,

      24      Senator, that the 15, and our members have said, you

      25      know, where did the "15" come from?







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       1             Well, it was an effectively meted-out

       2      campaign to make that the number that stuck.

       3             You could wish it away.

       4             I wish the Mets had won the World Series last

       5      year, you know?

       6             SENATOR SAVINO:  Right.

       7             So I think we all established that whatever

       8      we do going forward, $15 an hour is the start.  And,

       9      certainly, we're not going to roll it back to $13

      10      or, you know, some other thing, with the peg to

      11      inflation.

      12             I think we should all start wrapping our

      13      heads around the idea that $15 is going to be what

      14      the minimum wage will be, if we adopt it.

      15             You know, that's assuming we can come to some

      16      agreement, and the Governor gives us a proposal that

      17      we can all get behind.

      18             But, on the retail side, you made an

      19      interesting point that you guys are kind of betwixt

      20      and between.

      21             TED POTRIKUS:  Yes.

      22             SENATOR PERKINS:  Because, while you have to

      23      absorb the increased cost, you benefit the most out

      24      of the increase, because people then turn around and

      25      spend that money, and Macy's or CVS or Dwayne Reed







                                                                   201
       1      or whatever the merger is today.

       2             I don't know, it's Dwayne Reed, Walgreen's,

       3      CVS, (unintelligible).

       4             But you actually will benefit from it as

       5      well, so it puts you in an interesting position.

       6             Are there any other sectors of the business

       7      community that you think are similarly affected that

       8      way?

       9             TED POTRIKUS:  Well, that's a question

      10      that -- that I've thought a lot about over the years

      11      whenever we've had this conversation about the

      12      minimum wage.

      13             Really, about any issue that affects the

      14      workforce.

      15             The people who not just work in our stores;

      16      the people who we seek to employ and want to be able

      17      to employ.

      18             But the people who work elsewhere, and then

      19      we want them to come in and shop, you know, we've

      20      got to be very careful about that, because I think,

      21      I would say, retail, and all its, manifestations

      22      whether it's just the clothing merchants and the

      23      hardware stores, car dealers, whatever, let's think

      24      of anything retail, restaurants, we're the -- we are

      25      the face of the metamorphosis thing called "the







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       1      business community."

       2             You know who the retailer is.

       3             And I think that that's why we do have to

       4      really kind of sail the boat down -- I've been told

       5      a couple of times over the past couple of years that

       6      our position on this issue is very nuanced.

       7             Like that's a bad thing, you know?

       8             And perhaps nuance is bad, but I think --

       9      Mr. Chairman, I think your point, that we have to

      10      take a step back and really look at this from a

      11      broader angle, is the angle that the Retail Council

      12      Has chosen to take a look at this, and it's a tricky

      13      place.

      14             SENATOR PERKINS:  Yes, it is.

      15             TED POTRIKUS:  But people -- you know, it's

      16      the middle of the road, but, boy, stand in the

      17      middle of a thru-way, there's trucks in both

      18      directions.

      19             SENATOR PERKINS:  Thank you.

      20             TED POTRIKUS:  Thank you, Senator.

      21             SENATOR PERKINS:  I'm fine.  Thank you.

      22             SENATOR MARTINS:  Ted, thank you.

      23             Thank you very much.

      24             TED POTRIKUS:  Mr. Chairman, thank you.

      25             SENATOR MARTINS:  Good to see you.







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       1             And thanks for participating.

       2             TED POTRIKUS:  Great to see you.

       3             Happy New Year.

       4             SENATOR MARTINS:  You as well.

       5             Thank you.

       6             Next we have, James Parrott, deputy director

       7      and chief economist, Fiscal Policy Institute, and,

       8      Paul Sonn, general counsel and program director,

       9      National Employment Law Project.

      10             Gentlemen, welcome.

      11             JAMES PARROTT:  Good afternoon.

      12             SENATOR MARTINS:  Thank you for your

      13      patience.

      14             Happy New Year.

      15             Paul, good to see you again.

      16             PAUL SONN:  Great.  Likewise, Senator.

      17             Thank you.

      18             JAMES PARROTT:  Thanks for your patience.

      19             Good afternoon, Senators.

      20             So, there's no point in sticking to my

      21      testimony.  Hopefully, you have a copy of that.

      22             SENATOR MARTINS:  We sure do.

      23             JAMES PARROTT:  I would much rather talk

      24      about the some of the interesting things that you've

      25      been talking about, and address some of that.







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       1             So, I do want to cover a couple of things

       2      that I did speak to in my prepared remarks, and then

       3      I want to address some of the questions that have

       4      come up.

       5             So I do have some numbers in the prepared

       6      testimony on the erosion in household income levels

       7      and wage levels in recent years.

       8             There's clearly been a stagnation taking

       9      place over -- you know, since the recession began,

      10      and going back further than that.

      11             That same sort of stagnation has not

      12      characterized the path of business profits in

      13      New York State.

      14             Early last month, we put out a little data

      15      brief that, using U.S. Commerce Department data,

      16      noted that business profits per worker in New York

      17      have increased, since 2001, almost twice as fast as

      18      the level of compensation per worker.

      19             And that's much -- and the "compensation

      20      increased per worker" includes highly-paid

      21      executives.

      22             So if you look at the median-wage worker, the

      23      gap between their -- the nominal growth in their

      24      wages and profits is even greater.

      25             So we should keep that in mind.







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       1             We also have a graph in there on the sky-high

       2      child poverty rate in New York State.

       3             And, you know, we're here talking about

       4      raising the minimum wage, because a lot of these

       5      children living in poverty have a working parent who

       6      just doesn't earn enough to raise the family above

       7      even the, admittedly, very low federal poverty

       8      level.

       9             Earlier this week the Economic Policy

      10      Institute, a nationally prominent economic-policy

      11      research group, probably the most prominent that's

      12      worked for the last couple of decades on the

      13      minimum-wage issue, prepared for New York a detailed

      14      analysis of the prospective worker impact of

      15      raising, over a phased-in period, the minimum wage

      16      in New York State to $15.

      17             So it's worth reciting some of the highlights

      18      of that report so that we have a good baseline

      19      understanding of what, sort of, the best analysis in

      20      thinking, in terms of who's affected by this.

      21             So, 3,200,000 New York workers are estimated

      22      to be affected by this.  This is 37 percent of the

      23      state's wage and salaried workforce.

      24             The analysis separated New York City from the

      25      rest of the state, as the Wage Board -- the







                                                                   206
       1      Fast-Food Wage Board minimum-wage increase did.

       2             And our thinking is, that that's what the

       3      Governor will incorporate into his proposal.

       4             So in New York City, 1,400,000 workers would

       5      be affected; 35 percent of the workforce.

       6             Outside of the city, 1.7 million workers;

       7      38 percent of the workforce.

       8             Three-fourths of these workers are 25 and

       9      older, so we're not mainly talking about teenagers

      10      here, and where that hasn't been the case for a long

      11      time; and, yet, a lot of the debate is sort of stuck

      12      in a rut of, 20 years ago, talking about how this

      13      mainly affects teenage workers.

      14             That's not the case.

      15             SENATOR MARTINS:  Let me ask you:  Just on

      16      that point, does that include restaurant

      17      workers/tipped workers as well in that?

      18             JAMES PARROTT:  Yes.

      19             SENATOR MARTINS:  Okay.  Thank you.

      20             JAMES PARROTT:  Yes, we've included all of

      21      the wage and salary workers in that.

      22             Two-thirds of these workers work full-time,

      23      and more than half have some college experience,

      24      either a four-year college degree, two-year college

      25      degree, or at least have attended college.







                                                                   207
       1             A third have children, and 45 percent of

       2      female single parents would benefit from this

       3      increase.

       4             So, you know, this increase, while it's not

       5      limited to affecting workers from low-income

       6      families, it really does a very effective job of

       7      helping the incomes of workers in low-income

       8      families, and, you know, it benefits a lot of

       9      single-parent families.

      10             Roughly, half of the workers affected

      11      statewide are persons of color.

      12             And more than half of all Latino workers in

      13      the state, more than half, would benefit from this

      14      increase, and 40 percent of African-American workers

      15      in the state would benefit from this.

      16             Low-income households disproportionately

      17      benefit.  More than a third of the affected workers

      18      are from families either in poverty or near poverty,

      19      and over three-fourths of all workers in or near

      20      poverty would get a raise from this.

      21             Three sectors sort of stand out in terms of

      22      the number of workers affected, and we've talked

      23      about two of these.

      24             I want to focus on a third one.

      25             So retail, obviously, is the largest sector







                                                                   208
       1      affected by this.

       2             Restaurant sector, not surprisingly, is the

       3      second largest.

       4             The sector that comes right behind the

       5      restaurant sector, though, is the sort of a broad

       6      look at the human-services sector.

       7             Everything from home health-care workers to

       8      nursing home, residential-care workers, workers

       9      providing services to the developmentally disabled,

      10      social-assistance workers, child-care workers, and

      11      so on.

      12             So this -- about 420,000 human-service

      13      workers, taking this broad approach, would benefit

      14      from a $15 minimum wage.  This is almost half of all

      15      workers in this sector.

      16             Now, this sector is unique, in that most

      17      employers are non-profit employers in this sector.

      18             Most are working under government contracts,

      19      many under state-government contracts, or,

      20      they're -- they provide services that are reimbursed

      21      under Medicaid.  And the State, you know, sets the

      22      Medicaid reimbursement rate.

      23             So the State is in a position to adjust the

      24      funding streams that go to these non-profits, to

      25      enable these organizations to pay higher wages.







                                                                   209
       1             And we would strongly urge that the State

       2      look carefully at doing that.

       3             We think that it's fiscally smart do that,

       4      and, in effect, you don't have a choice either,

       5      because you can't leave these workers out; raise the

       6      wages for all other workers in the state, and not

       7      provide that increase.

       8             So these workers who -- you know, when you

       9      think about, this workforce is 80 percent female,

      10      and, disproportionately, women of color.

      11             Their wages are low, because the kind of

      12      services they provide have -- the kind of

      13      occupations they have, have typically been

      14      considered female-dominated, and have been underpaid

      15      and undervalued, for that reason.

      16             So, you know, in terms of gender-pay equity,

      17      and racial-pay equity, the State has to step up to

      18      the plate and do something about this workforce.

      19             We've tried to estimate the cost of doing

      20      this for a subset of this workforce.

      21             We haven't looked at the home health-care

      22      side, because we know that the 1199 folks are doing

      23      that.

      24             We haven't looked at the other part of

      25      Medicaid-reimbursable services, like developmental







                                                                   210
       1      disabilities.

       2             I think you'll hear from other witnesses on

       3      that point today.  They've done their own estimates.

       4             We've looked at the human -- the sort of

       5      narrow look at the human-services sector, which is

       6      social assistance and child-care workers funded

       7      under state-government contracts.

       8             Looking at the state comptroller's website,

       9      it looks like there are about a billion and a half

      10      dollars in contracts on an annual basis.

      11             And, so, looking at the number of workers who

      12      are employed under those contracts, and trying to

      13      estimate what a phased-in increase would be, our

      14      best sense at this point is, that it would cost

      15      60 to 75 million dollars in the first year to cover

      16      the two increases, if the first increase took place

      17      April 1st and the second increase took place

      18      December 31, 2016.

      19             And that when it's fully phased in, it would

      20      cost 200 million -- it would cost 250 to 300 million

      21      dollars a year.

      22             And this would provide not only funding

      23      increases to raise all workers to 15, but, also, it

      24      would provide for some spillover increase, because

      25      you'd have a lot of social workers, for example, who







                                                                   211
       1      might have a master's of social work degree.

       2      They're making more than 15, but, their work has

       3      also been, historically, undervalued.  So, you want

       4      to provide some wage adjustment to those workers.

       5             So we tried to factor that in.

       6             Let me say a little bit more about child-care

       7      workers.

       8             It was interesting that E.J. McMahon talks

       9      so much about child-care workers.

      10             I'm glad to know that he's concerned about

      11      the abysmally low-wages in the sector.

      12             So, you know, we think there are things that

      13      the State can do.

      14             So two things come to mind, in addition to

      15      sort of covering in human-service contracts that go

      16      to child-care services, you know, increased funding.

      17             So, a lot of low-income workers depend upon

      18      child-care subsidies.

      19             If you can raise the wages of the workers

      20      providing the child-care services, you're going to

      21      have to adjust the amount of the subsidies.

      22             For those moderate-income families who are --

      23      you're making a little bit above the eligibility

      24      level for child-care subsidies, the State could

      25      target an increase in the child- and dependent-care







                                                                   212
       1      tax credit so that those families would be able to

       2      reduce their net costs that they're having to pay,

       3      because they're going to have to pay higher rates,

       4      higher fees, in order to accommodate the increased

       5      wages that child-care workers need to receive.

       6             Now, to offset these additional costs on the

       7      part of government, we need to think about the

       8      fiscal dividend that goes along with this increase

       9      in the minimum wage.

      10             The Urban Institute did a study earlier -- in

      11      early 2015, looking at, in modeling different

      12      approaches to reducing poverty in New York City, and

      13      what they found was, one of the policies they

      14      modeled was an increase to $15.

      15             You know, if you look at that report and

      16      analyzed what they're saying, they're basically

      17      saying that there's a 43 percent fiscal dividend;

      18      that is, for every aggregate dollar of increase in

      19      minimum wages in the total amount paid out,

      20      government, at all levels, not just the state or

      21      New York City, but all levels of government, and a

      22      lot of this, admittedly, is at the federal level,

      23      would benefit by 43 cents, both in terms of savings

      24      in reduced cost of public assistance, and, the

      25      increased tax payments that these low-wage workers







                                                                   213
       1      would be paying.

       2             So, they're going to pay more in income

       3      taxes.  They're going to pay more in sales taxes as

       4      their consumer spending goes up.

       5             So, in part, the state would be, you know,

       6      seeing some of this fiscal dividend that could be

       7      used to help offset some of the higher costs that

       8      we're talking about.

       9             So, let me quickly address a couple of things

      10      that have come up earlier on your exercise in

      11      looking at going on the Labor Department website and

      12      adjusting the minimum wage, so that, you know, if

      13      you adjust it for inflation, you know, it would be

      14      $11.50 an hour, or something like that.

      15             What that calculator doesn't factor in is the

      16      fact that there's been significant growth in

      17      productivity in the economy over time, so that if

      18      you adjusted the 1970 minimum wage, which was --

      19      that's when it reached a peak in terms of the CPI

      20      level for New York State, if you adjusted it for

      21      productivity growth, the minimum wage today would be

      22      $18 -- over $18.  And by 2021, it would be $21 an

      23      hour.

      24             SENATOR MARTINS:  No argument.

      25             We weren't discussing the productivity,







                                                                   214
       1      though.

       2             We were discussing solely the issue of

       3      tagging it to CPI.

       4             JAMES PARROTT:  Yeah, yeah, no.

       5             And what that calculation also doesn't factor

       6      in is the higher cost of living.

       7             So if you adjusted the New York's 1970

       8      minimum wage, for the higher cost of living in

       9      New York State overall, and for the CPI, you would

      10      get a minimum wage of $15 in 2015, actually.

      11             It would be a little higher, going forward.

      12             The second thing I want to talk about is, how

      13      would businesses accommodate this $15 billion

      14      increase in wages, which, coincidentally, the EPI

      15      analysis of the effect of the -- on the -- you know,

      16      looking at the worker impact, also says that this

      17      would result in an aggregate increase in wages of

      18      $15 billion.

      19             Maybe that's where the Governor got his --

      20      his figure from.

      21             I'm not sure.

      22             What we haven't really focused on a lot is

      23      the fact that, of course, this is phased in over

      24      time, and that businesses -- many businesses can

      25      adapt by, you know, very slight changes in prices.







                                                                   215
       1             Paul Sonn's going to talk a little bit more

       2      about this Los Angeles study that looked at how

       3      businesses would accommodate that.

       4             And, so, very modest price increases.

       5             And the Cornell professor very appropriately

       6      pointed out that this is probably a fortuitous

       7      macroeconomic period to be talking about doing

       8      something like this, because inflation is very low,

       9      unemployment's come down, and so on.

      10             And because inflation is very low, actually,

      11      you know, the Federal Reserve would like to see

      12      inflation a little bit higher than what it is right

      13      now.  They would consider that a good macroeconomic

      14      result if it's a little bit higher that it is.

      15             So there's clearly some room there for

      16      businesses.

      17             And, again if this is done across the board

      18      in New York State, then no individual business is at

      19      a competitive disadvantage by raising their prices.

      20             So part of the --

      21             SENATOR MARTINS:  With respect to other

      22      companies in New York?

      23             JAMES PARROTT:  Pardon?

      24             SENATOR MARTINS:  With respect to other

      25      businesses in New York?







                                                                   216
       1             JAMES PARROTT:  Well, right.

       2             But most of the workers in low-wage sectors

       3      are serving a local market, so a lot of them are

       4      service-oriented.  Retailing, basically, is local

       5      market-oriented, and so on.

       6             So, they're not competing, you know, on a

       7      global basis, necessarily.  A lot of their

       8      competitors are within New York.

       9             But, you know, we're not talking about huge

      10      price increases.

      11             We're talking about, you know, slight price

      12      increases, on the order of 1 to 3 percent a year.

      13             So, we should keep that in mind.

      14             I should probably stop at that point.

      15             SENATOR MARTINS:  That's entirely up to you.

      16             You're good?

      17             JAMES PARROTT:  Yep.

      18             PAUL SONN:  Mr. Sonn.

      19             SENATOR MARTINS:  Mr. Parrott, thank you.

      20             JAMES PARROTT:  Sure.

      21             PAUL SONN:  Thank you, Senators.

      22             Well, you have my written testimony as well.

      23             I'll just hit some of the points that have

      24      come up in the conversation.

      25             One thing that I think is really significant







                                                                   217
       1      to communicate is that the growth -- the significant

       2      and growing business-community support for the

       3      Governor's proposal.

       4             And this hearing was called on, not lots of

       5      advanced notice, and so there's -- we were --

       6      appreciated hearing the nuance position of the

       7      Retail Council.

       8             But there -- actually, in addition to them,

       9      there is a growing list of both trade associations

      10      and individual businesses that are backing the

      11      Governor's proposal, as proposed, with the 5-year

      12      phase-in.

      13             I believe written testimony from eight of

      14      them have been submitted for this hearing, from

      15      businesses and trade associations across the state,

      16      including Rochester's New Shelves Publishing, the

      17      owner, Amy Collins; from Ithaca, retail-store owner

      18      Jan Rhodes of Silk Oak Retail; also, the Ben and

      19      Jerry's board chair from Ithaca; two Long Island

      20      businesses; and one trade association, the Long

      21      Island African-American Chamber of Commerce;

      22      Spectronics Corporation in Westbury;

      23      (unintelligible) in West Babylon; and Hudson Valley

      24      Business --

      25             SENATOR MARTINS:  Mr. Sonn, if we have







                                                                   218
       1      received them, they'll be part of the record.

       2             PAUL SONN:  Great.

       3             SENATOR MARTINS:  And I'll make sure that

       4      everybody on the Committee receives a copy of them.

       5             PAUL SONN:  Terrific.  Thank you.

       6             And we would welcome, for future hearings,

       7      the opportunity to have some of the trade

       8      associations and individual businesses be able to

       9      speak in person, if possible.

      10             SENATOR MARTINS:  I appreciate your request

      11      on their behalf.

      12             Thank you, Mr. Sonn.

      13             PAUL SONN:  Thank you.

      14             And, also, I think in my written testimony,

      15      there's -- you know, there's been increasing media

      16      coverage of responses by employers in low-wage

      17      sectors, such as restaurants and retail, to the

      18      $15 minimum wage.

      19             And there are -- while the Business Council

      20      and the Empire Center have opposed -- you know, you

      21      can count on them to oppose any proposal increase of

      22      the minimum wage, large or small, it's striking that

      23      there are more business voices saying this is

      24      manageable if phased in.

      25             And I can direct you to my written testimony







                                                                   219
       1      Section 2, there's a Rochester area business owner,

       2      also happens to teach at The University of Rochester

       3      Business School; a noted Harlem restaurateur, and

       4      then the CEO of Popeye's, have all said that, you

       5      know, there's really been too much of a big deal

       6      made about the $15.  That if phased in properly, it

       7      really is manageable for businesses to adjust.

       8             On the point of where the "$15" figure came

       9      from, you know, it's -- as I think has been

      10      discussed, in one level, it came from workers

      11      themselves.  This was sort of their demand.

      12             But, in terms of cost of living, it really --

      13      you know, the economic case for why workers need

      14      15 everywhere really starts with living costs.

      15             And the Economic Policy Institute report has

      16      stats on that.

      17             We also have a similar report coming out next

      18      week that shows, even in the lowest-cost parts of

      19      the state, in Rochester, Buffalo, Syracuse, the

      20      North Country, a single worker needs -- by 2021,

      21      will need over $31,000 a year, which translates to

      22      $15 an hour, just to, you know, cover a basic

      23      budget: to rent an apartment, to cover housing,

      24      food, and living costs.

      25             It is true that there are varying economies







                                                                   220
       1      and living costs in the state, but $15 is really the

       2      floor.  And then those costs go up downstate, on

       3      Long Island and Westchester and New York City,

       4      where, arguably, an individual worker actually needs

       5      more than $15.

       6             But -- so the Governor's proposal is really

       7      pegged to what workers reasonably need, a single

       8      worker, in the least expensive parts of the state.

       9             SENATOR MARTINS:  To that end, what's the

      10      model that you're looking at?

      11             Are you considering this as a parent,

      12      two-income household, with two children?

      13             What is the model that you are basing that

      14      statement on?

      15             Is it a single parent with two kids?

      16             Is it two parents, or two workers, working at

      17      minimum wage with -- you know, where do we -- how do

      18      we draw that?

      19             PAUL SONN:  No, that's a good question.

      20             I'm sorry that I wasn't clear.

      21             That's the single worker with no dependent,

      22      but a basic budget, using the family-budget

      23      calculator.

      24             The numbers just go up from there if you have

      25      single workers or a pair of low-wage workers







                                                                   221
       1      supporting children.

       2             So it's -- it's "15" is the baseline that a

       3      single worker in the least expensive parts of the

       4      state needs -- will need by 2021 to cover the

       5      basics.

       6             Then workers with dependents, upstate, and

       7      even single workers, downstate, would need,

       8      arguably, more.

       9             But, you know, 15 is, obviously, a huge

      10      advance, it would be a very significant increase in

      11      the minimum wage, for everyone.

      12             And, again, we have a report, sort of

      13      breaking down by the family type and region of the

      14      state, that will be coming out in the next week or

      15      two, detailing that.

      16             I guess, on the -- generally, the economic

      17      literature on the minimum wage, I think

      18      Professor Barrington, really, her characterization

      19      of it, I think, is exactly right, that the bulk of

      20      the credible research on minimum-wage increases in

      21      the United States over the past 20 years shows very,

      22      very small adverse effects on wages.

      23             And that's -- in our written testimony, there

      24      are these metastudies that present this visually

      25      through funnel graphs, and you can see that the bulk







                                                                   222
       1      of the studies are clustered around the finding of

       2      close, very small adverse effects on jobs.

       3             And I think, instinctively, you all know that

       4      you voted for a series of minimum wage -- you know,

       5      modest minimum-wage increases in the past few years.

       6             I think this Legislature, Republicans and

       7      Democrats, concluded that they were unlikely to

       8      significantly hurt the state's economy.  And the

       9      business press, and, you know, the media have

      10      confirmed that conclusion, that there's been no

      11      evidence that the past increases you approved have

      12      hurt the state's economy.

      13             The studies that my friend E.J. has cited

      14      are, really, he has a modeling exercise with the

      15      American Action Forum.

      16             They are really all outliers that don't

      17      represent the bulk of the research.

      18             The written testimony explains, he used two

      19      individual -- he has three different models, two

      20      of -- one of them is the Mere and West study, which

      21      has been discredited by other economists.

      22             It claims that small minimum-wage increases

      23      result in big job losses in industries that don't

      24      even have many low-wage workers.

      25             It's, really, truly an outlier.







                                                                   223
       1             Same with the Clemens and Withers study he

       2      mentioned.

       3             He actually mentioned another study in the

       4      Cornell "ILR Review" from 2012, by a guy named

       5      Joseph Sabia, that he said -- that purported to

       6      confine that the 6.75 minimum-wage increase that

       7      New York phased in from 2004 to 2006, that it killed

       8      a lot of jobs in the state.

       9             I think E.J. maybe hasn't caught up on his

      10      back issues of the "ILR Review," or maybe his

      11      subscription has lapsed.

      12             But if you look in last September --

      13             SENATOR MARTINS:  We don't need to go there.

      14             We don't need to go there.

      15             PAUL SONN:  But with respect, there's a study

      16      that re-runs those numbers.

      17             The Sabia study used just a subset of the

      18      available federal government dataset.

      19             The latest Cornell ILR study re-runs the

      20      numbers, and shows that those surprising adverse

      21      effects from past minimum-wage increases in New York

      22      disappear.

      23             So, the bulk of the research shows that

      24      recent minimum-wage increases studied have had very

      25      small adverse effects on jobs.







                                                                   224
       1             But that brings you to the question of these

       2      $15 proposals, which as -- are on a larger scale

       3      than the United States has experience with.

       4             And so the state-of-the-art research modeling

       5      that impact is what University of California

       6      economists did under contract for the City of

       7      Los Angeles, and which was published there.

       8             And it's -- I think we've summarized it in

       9      our materials, but it really, actually, is -- it's,

      10      you know, a very sophisticated model that, you know,

      11      many economists have helped to develop and weigh in

      12      on, but it really identifies two major impacts that

      13      a big minimum-wage increase has on employers and

      14      labor markets.

      15             The first is a large impact on labor costs.

      16             And so -- and the literature suggests that,

      17      you know, it's absorbed, generally, through three

      18      channels.

      19             There's a -- there's some, actually,

      20      efficiency savings, as workers stay on the job

      21      longer, and, you know, that may amount for up to --

      22      offset up to a quarter of the cost.

      23             There's some trimmed profit margins, but a

      24      big chunk of it comes out of prices.  You know,

      25      probably half, or more, there are, you know, price







                                                                   225
       1      adjustments.

       2             So, the first big effect that the L.A.

       3      modeling shows is, when you raise the minimum wage

       4      to 15, employers' labor costs will go up, they'll

       5      adjust prices.  That's sort of a negative on

       6      business because, then, consumers can afford to buy

       7      less.

       8             So that's a negative on business sales.

       9             That is one effect.

      10             However, then the second part of the modeling

      11      identifies the second big effect that you get from a

      12      $15 minimum-wage increase, which is a large

      13      expansion of employee wages and consumer spending

      14      power, which, in turn, creates new sales at

      15      businesses where workers spend their wages.

      16             And the L.A. modeling shows that those two

      17      effects are on, roughly, comparable orders of

      18      magnitude; that they largely offset each other.

      19             And they predicted a very small net job loss

      20      that will be experienced in L.A. over the, you know,

      21      5-year phase-in period.

      22             So -- and I think that's sort of instructive

      23      of the way, you know, New York, and there should

      24      be -- similar modeling should be done for New York

      25      for the Governor's proposal, to take a close look at







                                                                   226
       1      its likely impact.  But, I think you will likely

       2      find a -- that these two effects largely offset each

       3      other.

       4             There may be some small adverse impact on

       5      jobs, which, you know, largely, taking the form of

       6      slightly slow job growth.  But the benefits for

       7      workers are really -- as Professor Barrington said,

       8      really historic and far-reaching.

       9             I mean, the impact numbers more than

      10      3 million New Yorker getting a raise, on an average,

      11      of $4800 a year.  These are for workers making

      12      around, say, $20,000.

      13             You know, that really is the first

      14      public-policy step that the Legislature has been

      15      asked to take in the last, you know, decades that

      16      would really, you know, readjust -- rebalance the

      17      kind of wage-growth patterns in the state, and

      18      restore prosperity and a shot at a middle-class

      19      existence for, you know, more than 3 million

      20      New Yorkers.

      21             On just other last points --

      22             SENATOR MARTINS:  The minimum-wage increase

      23      that we voted on a couple of years ago doesn't

      24      count; right?

      25             PAUL SONN:  No, no, it's very significant.







                                                                   227
       1      Really, you know, an important step forward.

       2             One issue that has not been addressed I think

       3      very much to date, is the question of how the

       4      Legislature will approach tipped workers with this

       5      proposal, which is, you know, a very significant

       6      issue.

       7             The State has made real strides.  It has had

       8      a very low-tipped wage, historically, for a long

       9      time.

      10             Last year, the Albany -- you know, through

      11      the Governor and the Labor Department, raised the

      12      tipped wage to $7.50, which raises it, that's

      13      83 percent of our new $9 minimum wage.

      14             So it's a -- they went a good distance of the

      15      way towards bringing it up to the full minimum-wage

      16      level.

      17             So we would urge that the Legislature and the

      18      Governor to really fit -- to continue that trend,

      19      and, gradually, very incrementally over time, slowly

      20      phase out the tipped sub-minimum wage as part of the

      21      package that you the hammer out around the full

      22      minimum wage.

      23             And the reasons for that, I think there are

      24      several.

      25             The first is, you know, many of the tipped







                                                                   228
       1      industries are really notorious sweatshop industries

       2      where workers are barely getting by.

       3             These are nail salons that have been the

       4      subject of so much exposure -- you know, media

       5      coverage.  Car washes.  Pizza-delivery people.  The

       6      personal-assistance workers at the airports.

       7             And they -- you know, they surely should be

       8      getting the full minimum wage, and any tips on top

       9      of that.

      10             The second reason is, it's widely recognized

      11      by enforcement officials that the tipped wage -- the

      12      complicated tip-wage system, where employers are

      13      supposed to track tips, and net-up workers if their

      14      total compensation doesn't meet the minimum wage, is

      15      very difficult to enforce.  And it's the single

      16      aspect of the wage-and-hour laws that accounts for

      17      the largest number of violations in the restaurant

      18      industry.

      19             And, you know, phasing it out eliminates the

      20      serious enforcement problem.

      21             Three, it's a huge working-women's issue.

      22             Tipped workers, overwhelmingly women, and

      23      it's one of those factors contributing to their more

      24      than -- to the fact that tipped workers have more

      25      than double the poverty rate of New York's workforce







                                                                   229
       1      as a whole.

       2             Fourth, it's really -- there's no serious

       3      case that it's not -- that it's economically

       4      necessary.

       5             We know that, because there are eight states

       6      that have eliminated the tipped minimum wage.  And

       7      many of them are -- they include Minnesota,

       8      California, Nevada, Washington, Oregon, Alaska, a

       9      variety of states, many of them have topped-growth

      10      restaurant markets there.

      11             And, in fact, these high minimum-wage cities,

      12      Los Angeles, San Francisco, Seattle, are all in

      13      states where there's no lower tipped minimum wage.

      14      So, you know -- and the restaurant industry pays the

      15      full-tip minimum wage, and then -- the full minimum

      16      wage, and tips on top of that.  And it's booming in

      17      those cities.

      18             I think the counterargument, though, the

      19      concern that's always been raised has been focused

      20      on a -- has been the argument that tipped workers

      21      actually earn significant amounts in tips and really

      22      don't need a higher-based wage.

      23             And that is true for a small segment of the

      24      restaurant industry, especially in Manhattan at

      25      higher-end restaurants.







                                                                   230
       1             But, first, that's not representative of

       2      tipped workers in the state.

       3             The median wage for tipped workers, even

       4      after counting tips, this was from two years ago,

       5      was about $9.30 or so.

       6             So just more than the minimum wage, but still

       7      very, very low.

       8             So it's -- and then the other -- so it's --

       9      you know, tipped workers are -- you know, really are

      10      not -- are -- are low-wage workers who really

      11      deserve a raise.

      12             And then on the issue of the high-end

      13      restaurants, in fact, you know, many -- in the past,

      14      many of them said:  That we can't get rid of

      15      tipping.  Consumers really want the tipping system.

      16      And it's really distorting our pay scales.  Or the

      17      wait-staff end up being very, very highly

      18      compensated.

      19             Well, we're now seeing this trend where,

      20      actually, many of those high-end restaurants are

      21      starting to eliminate tipping.  There's a growing

      22      number.

      23             Danny Meyer (ph.) has eliminated it.

      24             Joe's Crab Shack, the first national chain to

      25      do it.







                                                                   231
       1             So it shows that, actually, for the high-end

       2      restaurants, if -- you know, there's an alternative

       3      solution.

       4             And, in fact, if restaurants are getting rid

       5      of tipping, though, it's really all the more

       6      important to have a very high base minimum wage,

       7      like, you know, the Governor's proposed $15 minimum

       8      wage.

       9             And the last point, the earned income tax

      10      credit, that there's been discussion about, it is,

      11      you know, an excellent policy.

      12             And New York's earned income tax credit

      13      really should be expanded significantly.  But that

      14      goes -- it's not a substitute for raising the

      15      minimum wage.  They go hand-in-hand.

      16             And if you actually were serious and wanted

      17      to deliver a comparable increase, through an

      18      expansion of the earned income tax credit, you would

      19      have to almost triple the size of New York's earned

      20      income tax credit.  You would also have to expand it

      21      more generously to single workers.

      22             It would surely cost several -- you know,

      23      billions of dollars.

      24             And, so, you know, the only reason earned

      25      income tax credit expansions in the past have been







                                                                   232
       1      relatively less expensive, is because they've been

       2      very small.

       3             So it's not a substitute, but it really -- a

       4      strong earned income tax credit, together with a

       5      strong minimum wage, go hand-in-hand in being able

       6      to lift workers up to a decent level.

       7             Thank you.  I appreciate it.

       8             SENATOR MARTINS:  Thank you very much.

       9             Just a couple of questions, and I was going

      10      to touch on the tipped workers, because, you know,

      11      in my experience, when we have considered the

      12      possibility of increasing tipped workers' pay to a

      13      minimum of the standard minimum wage, the pushback

      14      from the industry has been rather quick, and they

      15      have opposed it quite, you know, strenuously.

      16             So, I get it.  I understand what you're

      17      trying to say.

      18             But I would suggest that perhaps the industry

      19      itself hasn't necessarily coalesced around what they

      20      want, just yet, but we'll go back and check.

      21             PAUL SONN:  I'm sure the industry in New York

      22      continues to be opposed because, you know, it's a

      23      cost-savings for them.  So they would prefer -- so

      24      I'm not --

      25             SENATOR MARTINS:  No, no, no --







                                                                   233
       1             PAUL SONN:  -- I wasn't suggesting the

       2      restaurant industry --

       3             SENATOR MARTINS:  -- no, no.  Not the

       4      restaurant industry.

       5             PAUL SONN:  Oh.

       6             SENATOR MARTINS:  The tipped workers.

       7             PAUL SONN:  Oh, the tipped workers.

       8             SENATOR MARTINS:  The tipped workers

       9      themselves, they have their own association.

      10             They came in and said, Don't touch it.  Do

      11      not touch this.  We do not want you to touch this,

      12      leave it alone.

      13             And, so, I understand.

      14             We will revisit.

      15             PAUL SONN:  With respect, I think they may be

      16      ambivalent about eliminating tipping, but --

      17             SENATOR MARTINS:  Mr. Sonn, it's not an

      18      argument.  I'm just telling you, that's what

      19      happened.

      20             But to the extent that, you know, we have

      21      discussed, you know, various economists, there are

      22      economists out there, and I would hope, you know,

      23      that you would acknowledge, that have significant

      24      concerns about the prospects of going to $15 an hour

      25      in a state, like ours.  And, you know, these are not







                                                                   234
       1      outliers, these are not fringe elements, these are

       2      not reports or economists to be discounted.

       3             These are among the most well-regarded

       4      economists in this country, who have written

       5      reports -- I've got copies of them right here -- who

       6      have said, you know, we have to be very careful here

       7      because we may not -- we may not get the result that

       8      we want if we have such a large increase.

       9             I mean, I have to understand, and I assume

      10      that you have -- are familiar with these reports,

      11      what would you respond to that?

      12             JAMES PARROTT:  Yeah, so I would say that

      13      mainly what that derives from is the fact that

      14      there's not sort of a well-established academic

      15      literature that's looked at, the sort of increase

      16      that we're talking about to something like $15.

      17             There are reports, though, and these

      18      economists who say that they have reservations about

      19      going to 15 because they -- you know, they haven't

      20      seen good studies on this, I don't know that they've

      21      issued sort of detailed, analytical,

      22      empirically-based reports that they're making --

      23             SENATOR MARTINS:  Based on what?

      24             JAMES PARROTT:  -- so it -- just -- it's

      25      their impression now.







                                                                   235
       1             If you look at the reports, like the

       2      Los Angeles study, which is very detailed.  It's a

       3      micro and macro combination.  It looks at it sector

       4      by sector, it looks at the effect of higher wages,

       5      phased in, on operating costs of businesses, which

       6      are different in every industry of the economy, and

       7      then it sort of builds up the overall conclusion

       8      from that.

       9             And Paul very appropriately summarized that

      10      as, you know, there are going to be -- you know, as

      11      we've heard, there are going to be some savings

      12      related to reduced turnover, and those are

      13      significant.

      14             It doesn't go all the way, in terms of

      15      covering the increased costs, but it's pretty

      16      significant.

      17             And, you know, it's difficult to measure

      18      because that's one of the things that we don't have

      19      a lot of experience with, is what the impact on

      20      morale is going to be when a worker goes from $9 to

      21      $10 to $15.

      22             It's clearly, you know, when we think about

      23      the impact on workers, it's going to be

      24      life-changing for many of these workers.

      25             That will have an effect in the workplace.







                                                                   236
       1             And, hopefully, employers will see some

       2      benefit of that, in terms of, they can sort of go

       3      home at night or go home early, sort of, you know,

       4      confident that their, you know, more dedicated

       5      workforce is going to, you know, keep good control

       6      of the business in their absence.

       7             So it -- and then on the other side, if you

       8      look at the positive effect of the increase, the

       9      spending of the increased wages, and what that does,

      10      you know, it sort of offsets.

      11             And, you know, since the wage structure is a

      12      little higher to begin with in New York, overall,

      13      than it is in Los Angeles, you know, it could be

      14      that the -- you know, very slight adverse employment

      15      effects are not even present in New York when you do

      16      the balance on that.

      17             So, these studies, or this team of

      18      economists, at University of California at Berkeley

      19      have, you know, an exemplary track record in terms

      20      of the credibility of their past minimum-wage

      21      research, looking at the sort of the smaller

      22      incremental increases in the minimum wage, so that

      23      they certainly, you know, note, they have a lot of

      24      credibility in terms of their analytic skills in

      25      doing that.







                                                                   237
       1             So they're bringing that experience to bear,

       2      and looking at a phased-in $15 increase, taking this

       3      sort of new approach of looking at it sector by

       4      sector in the economy.

       5             And I think that, over time, as these more

       6      prominent, respected labor economists become

       7      familiar with those studies, I think their

       8      reservations will be addressed.

       9             Now, Krugman, for example, you know, who's

      10      very on top of -- he's on top of a lot of

      11      literatures, because he's -- there's a lot of

      12      pressure to sort of come in on the issues of the

      13      day, at a CUNY forum on October 1st, I was there,

      14      I heard the man say it, you know, he was very

      15      impressed with the empirical literature, the sort of

      16      research from the Berkeley team, and he's thought

      17      about the impact of New York going to $15, and he

      18      says he sees no problem in that.

      19             You know, he's a Nobel laureate economist.

      20             SENATOR MARTINS:  For New York City.  For the

      21      metro area.

      22             JAMES PARROTT:  No, no, for New York.  He was

      23      talking in terms of New York State.

      24             SENATOR MARTINS:  I'll have to go back and

      25      look.







                                                                   238
       1             JAMES PARROTT:  I can send you the link to

       2      the tape.  It's actually in my testimony.

       3             SENATOR MARTINS:  Well, then, I will find it

       4      myself.

       5             You know, it's a -- you mentioned that,

       6      again, going back to the $15 as a current rate based

       7      on past minimum wage in 1970, adjusted for

       8      inflation, and then, cost of living.

       9             Cost of living, where?

      10             JAMES PARROTT:  So the cost of living in

      11      New York State, overall.

      12             SENATOR MARTINS:  In --

      13             JAMES PARROTT:  You know, in 2015 --

      14             SENATOR MARTINS:  As opposed to 1970?

      15             JAMES PARROTT:  Right.

      16             -- if you adjust it, took the 1970 peak

      17      minimum wage in New York State, and adjusted it for

      18      the consumer price index, and for the higher cost of

      19      living, reflecting the change in the cost of living

      20      in New York since then, not just the consumer price

      21      index --

      22             SENATOR MARTINS:  No, I understand.

      23             JAMES PARROTT:  -- but a higher cost of

      24      living --

      25             SENATOR MARTINS:  But the cost of living in







                                                                   239
       1      Binghamton, in Buffalo, or in Manhattan?

       2             Because I would assume that the cost of

       3      living has shifted differently in different parts of

       4      the state.

       5             JAMES PARROTT:  Right.

       6             So this was a statewide number.

       7             But when we -- but that was for 2015 also.

       8             SENATOR MARTINS:  I understand.

       9             JAMES PARROTT:  So, you know, by 2021, even

      10      if it was less than 15 in Binghamton, by 2021 it's

      11      very likely going to be at $15 or $16 level.

      12             SENATOR MARTINS:  All right.  I appreciate

      13      that.

      14             I will look the for that link.  I appreciate

      15      you providing that as well in your testimony.

      16             So, thank you.

      17             Thank you both.

      18             SENATOR SAVINO:  I'm good.

      19             SENATOR PERKINS:  I'd just -- thank you for

      20      your testimony.  It was kind of refreshing.

      21             I'm sorry that I came so late, because it

      22      would have been nice to have interspersed, so to

      23      speak, with regard to some of the other testimony,

      24      because then it would be some sort of balance in

      25      terms of being able to use some of what you had to







                                                                   240
       1      say, to ask some of those other folks that had a

       2      different point of view, and get some more -- sort

       3      of a different kind of dialogue.

       4             And so -- but I think that -- you know,

       5      I want to thank you for being able to provide us

       6      with another point of view.

       7             I would assume, if it can happen in Harlem,

       8      it can happen in other places as well, because the

       9      cost of living is -- you know, it's a challenge in

      10      there as well.

      11             So -- and this is -- so thank you so much for

      12      your being patient, and providing us with such an

      13      insightful report.

      14             SENATOR SAVINO:  As always.

      15             SENATOR PERKINS:  As always.

      16             SENATOR MARTINS:  Gentlemen, thank you.

      17             JAMES PARROTT:  Thank you.

      18             PAUL SONN:  Thank you, Senator.

      19             SENATOR MARTINS:  We next have

      20      Michael Seereiter, president and CEO of the

      21      New York State Rehabilitation Association, and,

      22      Ann Hardiman, executive director for the

      23      New York State Association of Community and

      24      Residential Agencies.

      25             Thank you both for your patience.







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       1             Thank you for being here.

       2             MICHAEL SEEREITER:  Thank you.

       3             SENATOR MARTINS:  And thank you for coming

       4      and representing such a critically important element

       5      of this discussion that oftentimes goes overlooked.

       6             So, thank you.

       7             MICHAEL SEEREITER:  Thank you.

       8             ANN HARDIMAN:  Thank you.

       9             I'm going to start, if you don't mind.

      10             SENATOR MARTINS:  Of course.

      11             ANN HARDIMAN:  And thanks for having us.

      12             As organizations -- and NYSACRA represents

      13      agencies -- not-for-profit agencies all around the

      14      state, as does NYSRA.

      15             MICHAEL SEEREITER:  Correct.

      16             ANN HARDIMAN:  We've long advocated for

      17      increased funding for paid individuals that support

      18      people with disabilities, and we're really pleased

      19      that this discussion is happening.

      20             It's been very interesting today.

      21             I just want to say, though, that we feel

      22      direct-support professionals, people that work with

      23      people with disabilities, have been underpaid for

      24      some time.

      25             And it really is representative in their







                                                                   242
       1      wages, in the respect that that job sort of entails.

       2             They love -- mostly, they love their work;

       3      often, have to leave to get a better job, to get

       4      paid better, and to make a living for their

       5      families.

       6             But all of those wages are directly linked to

       7      public funding, to Medicaid.  And, you know, it's --

       8      in order for them to keep pace as the minimum wage

       9      perhaps goes up, we're going to have to have -- call

      10      on public funds to increase as well.

      11             New York State law, Mental Hygiene Law,

      12      assigns the responsibility for those supports to

      13      individuals to New York State.

      14             New York State contracts, or licenses,

      15      not-for-profit agencies.  The bulk of services are

      16      with not-for-profit agencies, so the revenue is

      17      almost totally from those public sources.

      18             We have a report that we attached and will

      19      leave if you don't have one at hand, but, over

      20      90 percent of DD providers are funded by Medicaid.

      21             So the challenges already exist.

      22             Many of our members are already experiencing

      23      15 to 20 percent recruitment and retention

      24      vacancies.  As the economy improves, we're often

      25      challenged to hire enough workers, so we're already







                                                                   243
       1      a bit in a disadvantaged place.

       2             The workers, when there's vacancies,

       3      1 in 5 people missing in a vacancy, there's either a

       4      person working overtime, or, a vacancy, and

       5      somebody's working harder.  It's a very stressed

       6      workforce.

       7             So, I think one of the other points I wanted

       8      to make, and I think that you brought it up,

       9      Senator, was that this is human beings.  We can't

      10      automate as perhaps the fast-food industry can.

      11             We really are talking about needing those

      12      workers.

      13             I guess the other thing -- point I wanted to

      14      make is, that about 80 percent of the funding to any

      15      one not-for-profit agency goes to the direct-support

      16      professional staff.

      17             And, as the fast-food -- we're already

      18      competing with that settled fast-food increase.  We

      19      compete with that workforce.

      20             So, we're experiencing that disadvantage.

      21             And if the minimum wage goes up, which we

      22      would be happy to have it go up, if we were

      23      compensated by government.

      24             And I'll let my co make his points.

      25             MICHAEL SEEREITER:  Thank you.







                                                                   244
       1             We've done some estimates on the costs

       2      associated with an increase in the minimum wage,

       3      according to what we've been talking about today, of

       4      the scale of the process that has been laid out by

       5      the Governor for fast-food workers and state

       6      workers, and now university workers.

       7             That estimate is $1.7 billion for this field

       8      alone, the developmental-disabilities field.

       9             That is a federal and state share of

      10      Medicaid.

      11             That would be, one-half of that would be the

      12      State's responsibility, and the State would need to

      13      request, essentially, from the federal government,

      14      participation in the program at that level, going

      15      forward.

      16             That --

      17             SENATOR MARTINS:  Or pick it up itself.

      18             ANN HARDIMAN:  That's correct, or pick it up

      19      itself entirely.

      20             The -- that estimate is based on two primary

      21      areas, one of which is, that we can't afford to lose

      22      any ground with regard to a minimum wage, as it

      23      either stands now or as it increases.

      24             As Ann was talking about before, we have,

      25      now, unsustainable levels of staff recruitment and







                                                                   245
       1      retention challenges that place these organizations

       2      in an extremely compromised position to maintain

       3      quality services.

       4             The starting wage for individuals in the

       5      developmental-disabilities field, ranges from

       6      $9.62 an hour to $10.78 an hour, depending on where

       7      you are throughout the state.

       8             We, frankly, can't afford to lose any more --

       9      any ground when it comes to that, given those issues

      10      associated with remaining competitive and attracting

      11      high-quality individuals to do the work.

      12             The second issue has already been discussed

      13      by several people today, this issue of compression.

      14             We have several layers of -- or, at least a

      15      couple of layers of management, if you will, that

      16      would be above those people who provide

      17      direct-support services.

      18             Many of those individuals are not at $15

      19      either.

      20             Or, if they are at $15, we then need to be

      21      thinking about what takes place for those

      22      individuals, because it's simply unrealistic, from a

      23      management perspective, to expect people to do the

      24      same job, or to do different jobs, for the same rate

      25      of pay.







                                                                   246
       1             SENATOR MARTINS:  The "$1.7 billion" figure,

       2      does it take into account the compression as well?

       3             MICHAEL SEEREITER:  Yes, it does.

       4             SENATOR MARTINS:  So it's direct salaries, as

       5      well as that factor?

       6             MICHAEL SEEREITER:  Correct.

       7             SENATOR MARTINS:  Okay.

       8             ANN HARDIMAN:  It's a commensurate increase.

       9             MICHAEL SEEREITER:  Correct.  That would be

      10      over the course of an implementation period to get

      11      to a full $15.

      12             SENATOR SAVINO:  Michael, not to -- I don't

      13      mean to interrupt you, but has there been any

      14      discussion with the Division of Budget about what

      15      the effect of the $15 minimum wage would be on your

      16      agencies?

      17             MICHAEL SEEREITER:  Yes, we've been having

      18      extensive conversations with the administration

      19      around this, sharing the numbers that we've gotten,

      20      the estimates that they've been able to put

      21      together, about the estimated additional costs.

      22             Because, as Ann was talking about before,

      23      these services are almost exclusively funded through

      24      Medicaid.

      25             SENATOR SAVINO:  Right.







                                                                   247
       1             MICHAEL SEEREITER:  And without a requisite

       2      increase in that Medicaid rate, it simply becomes a

       3      major problem for these organizations that are so

       4      dependent on Medicaid as that primary source of

       5      revenue.  There's no ability to go to a different

       6      source of revenue, to any significant degree, and

       7      offset that.

       8             If it's insignificant, it very quickly gets

       9      to crisis situations.

      10             SENATOR SAVINO:  So what has been the

      11      response from the Division of Budget when you tell

      12      them that they need to put some more money on the

      13      table?

      14             MICHAEL SEEREITER:  We've been continuing to

      15      advocate for that.  You know, they're going through

      16      that process.

      17             ANN HARDIMAN:  They're not sure where they'll

      18      get the money.

      19             MICHAEL SEEREITER:  Yeah, they're going

      20      through that process, to identify what they believe

      21      are those numbers.

      22             We believe that that has been part of that

      23      conversation.

      24             We hope it has.

      25             We've certainly been advocating for that







                                                                   248
       1      (unintelligible) nine months.

       2             SENATOR MARTINS:  Have you gotten a

       3      commitment?

       4             MICHAEL SEEREITER:  Pardon?

       5             SENATOR MARTINS:  Have you gotten a

       6      commitment?

       7             MICHAEL SEEREITER:  We've not gotten a

       8      commitment at this point, no.

       9             SENATOR SAVINO:  Very interesting.

      10             MICHAEL SEEREITER:  The situation that we

      11      have right now is one where we are unable to compete

      12      with the fast-food workers and others, and including

      13      the State of New York as it hires employees to do

      14      the same jobs, essentially --

      15             SENATOR SAVINO:  Yes.

      16             MICHAEL SEEREITER:  -- for a smaller portion

      17      of individuals with developmental disabilities.

      18             SENATOR SAVINO:  I looked up the difference

      19      between the salaries from the non-profit sector to

      20      the government side.

      21             It's a significant difference in salary.

      22             ANN HARDIMAN:  45 percent --

      23             SENATOR SAVINO:  Yes.

      24             ANN HARDIMAN:  -- or higher.

      25             MICHAEL SEEREITER:  Yes.







                                                                   249
       1             You're looking at costs, generally, that are

       2      about 1.5 times for the State of New York to provide

       3      those services, as compared to the community-based

       4      not-for-profit organizations that -- like we

       5      represent.

       6             SENATOR SAVINO:  Well, we like the higher

       7      salary rate.

       8             ANN HARDIMAN:  We do too.

       9             SENATOR SAVINO:  But -- and -- you know,

      10      I don't want to jump in on this, but I shared with

      11      Senator Martins yesterday -- I think it was

      12      yesterday, it seems like yesterday -- I started out

      13      as a caseworker 25 years ago, in working for the

      14      City and HRA and the Child Welfare Administration.

      15             Now, a caseworker is a slightly higher

      16      position than, you know, home -- what do they call

      17      them now?

      18             ANN HARDIMAN:  Direct-support professionals.

      19             MICHAEL SEEREITER:  And

      20      developmental-disability (unintelligible).

      21             SENATOR SAVINO:  They change the titles all

      22      the time.

      23             It's slightly higher, because you have to

      24      have a bachelor's degree as a minimum requirement

      25      for the job.







                                                                   250
       1             But I started out then, my initial annual

       2      salary was $24,676, which breaks down to, a 35-hour

       3      work week, $15.77 an hour.

       4             The private, or the non-profit,

       5      social-service agencies that did the same thing --

       6      Catholic Charity, Federation, Protestant Board --

       7      they were always about $4,000 behind us.

       8             And, generally, as the City would hire, you

       9      would get people who got training in the non-profit

      10      sector, and then they would seek a position working

      11      for the government agency because they got better

      12      pay and better benefits.

      13             That gap has grown --

      14             MICHAEL SEEREITER:  Correct.

      15             ANN HARDIMAN:  Yes.

      16             SENATOR SAVINO:  -- to an extraordinary gap

      17      over the past 25 years.

      18             MICHAEL SEEREITER:  Correct.

      19             SENATOR SAVINO:  So, I think, and I'm going

      20      to end where I started this morning:  We cannot have

      21      this conversation about raising the minimum wage

      22      across entire sectors, but then not acknowledging

      23      that we have underfunded and undervalued social

      24      services in this state for a very long time.

      25             That has to be part of this discussion







                                                                   251
       1      because, if not, we're going to saddle you with

       2      unsustainable costs, and you won't be able to meet

       3      your mandate, which is to provide services to people

       4      in need.

       5             MICHAEL SEEREITER:  I respectfully --

       6      I agree; however, it's less our mandate, and it is

       7      more the State Of New York's mandate, (a) --

       8             SENATOR MARTINS:  Right.

       9             ANN HARDIMAN:  -- (b) we won't be here.

      10             SENATOR SAVINO:  Right.

      11             MICHAEL SEEREITER:  Quite frankly, we will

      12      not be in business in a very short period of time.

      13             These organizations will go bankrupt very

      14      quickly if a mandated minimum wage does not come

      15      along with the requisite increases in State funding

      16      in Medicaid rates.

      17             This is one of the most paramount threats

      18      that I believe that this field, at least, has faced

      19      directly in a number of years.

      20             And as a family member of an individual with

      21      a developmental disability, I am, frankly, feeling

      22      directly threatened by this, in terms of the welfare

      23      of my own -- my own brother.

      24             ANN HARDIMAN:  So I don't think those

      25      agencies will walk away very easily, though, because







                                                                   252
       1      they're very committed.  They will try, you know,

       2      they -- but it will be a slow, painful death to

       3      those agencies.

       4             SENATOR MARTINS:  No, no.  Or a --

       5             ANN HARDIMAN:  Or a quick --

       6             SENATOR MARTINS:  -- or a valiant effort, and

       7      then a quick demise.

       8             ANN HARDIMAN:  Correct.

       9             MICHAEL SEEREITER:  Correct.

      10             SENATOR MARTINS:  Mr. Seereiter, have you

      11      calculated where along the increase, you know, we

      12      reach critical mass?

      13             Because, frankly, I'm just assuming, but I --

      14      again, I have to assume that the phase-in will be

      15      similar to what the Governor has proposed for other

      16      areas.

      17             And, so, I'm assuming that you would -- also

      18      had the opportunity to review that phase-in.  And,

      19      you know, it's not going to 15 immediately.

      20             Is there a point in that first year?

      21             Do you make it through the first year; do you

      22      get to the second year?

      23             I mean, where is it?

      24             MICHAEL SEEREITER:  You're asking the same

      25      questions that Ann and I have been asking of our own







                                                                   253
       1      members, anecdotally, now for a number of months,

       2      saying, How long are you going to be able to survive

       3      if "$15" is the number, and there's no money?  How

       4      long?  How long can we do that?

       5             My guess, it's going to be -- it's going to

       6      vary -- obviously, vary from organization to

       7      organization.

       8             Many of them were much more financially

       9      stable than they were -- than they are now, even

      10      just as a result of some of the activities we've

      11      been through for the past couple of years.

      12             I think that we're in a very shaky place

      13      already.

      14             Some will be able to sustain much longer.

      15             Some will be able not to be able to sustain

      16      much longer.

      17             My guess is, that the -- the -- if I had to

      18      put a number on it, off the top of my head, a hunch,

      19      I would guess we're in the -- within one year to

      20      start seeing that process, and it ramps up very

      21      quickly from there, in a second, in a third year, or

      22      two, unsustainable levels that -- I don't know

      23      how -- how we would continue to maintain our

      24      commitment to -- for the welfare of those

      25      individuals.







                                                                   254
       1             ANN HARDIMAN:  But were you also asking where

       2      in the five-year, if we use that same period, the

       3      bulk of workers -- well, anyway, you know, the first

       4      year is not as significant a year of increases.  But

       5      I think, by the third year, it's pretty all-in.

       6             And we can share some of the numbers that

       7      we --

       8             SENATOR MARTINS:  My concern is this, and

       9      we've seen it, you know, in many ways, but certainly

      10      through group homes, and the ability to retain

      11      qualified individuals to be there.  And, you know,

      12      the turnover rate is something that is

      13      unsustainable.

      14             MICHAEL SEEREITER:  Completely.

      15             SENATOR MARTINS:  Just as you train somebody

      16      to be able to do the job, and to be able to --

      17      frankly, because we're not dealing with robots,

      18      we're dealing with individuals and human beings, and

      19      each one has their own personality, and each one has

      20      a different nature to their disability, they're

      21      gone.

      22             For what?

      23             To get an extra couple of bucks, working

      24      somewhere else in retail or somewhere else, because

      25      the pay is just not there.







                                                                   255
       1             And we've heard it time and time again.

       2             So we have that facet of it.

       3             And then we have the pressure.

       4             And my concern is, because of the nature of

       5      your industries, that as you get squeezed by this

       6      mandate, that you will do as best you can, but that

       7      comes at the expense of --

       8             ANN HARDIMAN:  To the people and the

       9      families.

      10             SENATOR MARTINS:  -- the people and families

      11      who are being supervised --

      12             ANN HARDIMAN:  The quality will not --

      13             SENATOR MARTINS:  -- because you're going to

      14      hold on as long as you can, which means the

      15      supervision, then, will suffer as well.

      16             So, we get it.

      17             MICHAEL SEEREITER:  Thank you.

      18             SENATOR MARTINS:  It is critically important

      19      that this be discussed, because it isn't just about

      20      businesses, and it isn't just about workers.

      21             It's about this element of this discussion.

      22             And, frankly, I can't thank you both enough

      23      for being here.

      24             It really is --

      25             ANN HARDIMAN:  Thank you for including us.







                                                                   256
       1             We really appreciate it.

       2             MICHAEL SEEREITER:  Thank you.

       3             SENATOR MARTINS:  Thank you.

       4             Thank you both.

       5             And with that, that is our hearing for today.

       6             For everyone who's here, thank you very much.

       7             You can now clap.

       8                  [Applause.]

       9             SENATOR MARTINS:  Yes, thank you very much.

      10             That's great.

      11             Thank you.

      12             It was very informative.

      13             And, as the Governor rolls out his proposal,

      14      which I expect will happen next week, we will be

      15      back.

      16             Thank you.

      17                  (Whereupon, at approximately 3:30 p.m.,

      18        the public hearing held before the New York State

      19        Senate Standing Committee on Labor concluded, and

      20        adjourned.)

      21

      22                            ---oOo---

      23

      24

      25