Public Hearing - February 25, 2021

                                                                       1

 1  BEFORE THE NEW YORK STATE SENATE FINANCE
    AND ASSEMBLY WAYS AND MEANS COMMITTEES
 2  -----------------------------------------------------

 3          JOINT LEGISLATIVE HEARING

 4             In the Matter of the
            2021-2022 EXECUTIVE BUDGET
 5                  ON HEALTH 
    
 6  -----------------------------------------------------

 7  
                                Virtual Hearing 
 8                             Conducted via Zoom
    
 9                              February 25, 2021
                                9:42 a.m.
10  

11  PRESIDING:

12            Senator Liz Krueger
              Chair, Senate Finance Committee
13  
              Assemblywoman Helene E. Weinstein
14            Chair, Assembly Ways & Means Committee
    
15  PRESENT:

16            Senator Thomas F. O'Mara
              Senate Finance Committee (RM)
17  
              Assemblyman Edward P. Ra
18            Assembly Ways & Means Committee (RM)
    
19            Senator Gustavo Rivera
              Chair, Senate Committee on Health
20  
              Assemblyman Richard N. Gottfried
21            Chair, Assembly Health Committee 
    
22            Senator Neil Breslin
              Chair, Senate Insurance Committee
23  
              Assemblyman Kevin A. Cahill
24            Chair, Assembly Committee on Insurance
    

                                                                   2

 1  2021-2022 Executive Budget
    Health 
 2  2-25-21
    
 3   PRESENT:  (Continued)
    
 4            Senator Patrick M. Gallivan
    
 5            Assemblyman Kevin M. Byrne
    
 6            Senator Pamela Helming
    
 7            Assemblyman Ken Blankenbush
    
 8            Senator Kevin Thomas
    
 9            Assemblyman Khaleel M. Anderson
    
10            Senator James Skoufis
    
11            Assemblywoman Rodneyse Bichotte Hermelyn
    
12            Assemblyman Harry B. Bronson
    
13            Senator Brad Hoylman
    
14            Assemblyman Edward C. Braunstein
    
15            Assemblywoman Vivian E. Cook
    
16            Senator Todd Kaminsky
    
17            Assemblyman Nader J. Sayegh
    
18            Senator Rachel May
    
19            Assemblyman Phil Steck
    
20            Assemblywoman Marjorie Byrnes
    
21            Assemblyman Jonathan G. Jacobson
    
22            Assemblyman John McDonald
    
23            Senator Alessandra Biaggi
    
24            Assemblywoman Linda B. Rosenthal
    

                                                                   3

 1  2021-2022 Executive Budget
    Health 
 2  2-25-21
    
 3  PRESENT:  (Continued)
    
 4            Assemblyman Steven Cymbrowitz
    
 5            Assemblywoman Pamela J. Hunter
    
 6            Senator Pete Harckham
    
 7            Assemblyman Jake Ashby 
    
 8            Assemblywoman Alicia Hyndman
    
 9            Senator Samra G. Brouk
    
10            Assemblyman Erik M. Dilan
    
11            Assemblywoman Amy Paulin
    
12            Assemblyman Demond Meeks
    
13            Assemblywoman Yuh-Line Niou
    
14            Senator Patricia A. Ritchie
    
15            Assemblywoman Michaelle Solages
    
16            Assemblyman John Salka
    
17            Senator Susan Serino
    
18            Assemblyman Thomas J. Abinanti
    
19            Assemblywoman Aileen M. Gunther
    
20            Assemblywoman Melissa Miller
    
21            Assemblyman Charles Barron
    
22            Assemblywoman Rebecca A. Seawright
    
23            Senator Daniel G. Stec
    
24            Assemblyman Philip A. Palmesano
    

                                                                   4

 1  2021-2022 Executive Budget
    Health 
 2  2-25-21
    
 3  PRESENT:  (Continued)
    
 4            Senator Robert G. Ortt 
    
 5            Assemblyman Kenneth Zebrowski
    
 6            Senator Edward A. Rath III
    
 7            Assemblyman Jarett Gandolfo
    
 8            Assemblywoman Deborah J. Glick 
    
 9            Senator James Tedisco
    
10            Assemblyman Josh Jensen
    
11            Senator Joseph A. Griffo
    
12            Assemblywoman Nily Rozic
    
13            Assemblyman Michael J. Norris
    
14            Senator Peter Oberacker
    
15            Assemblyman Daniel Rosenthal
    
16            Senator Julia Salazar
    
17            Assemblyman J. Gary Pretlow
    
18            Assemblywoman Karines Reyes
    
19            Senator Phil Boyle
    
20            Assemblywoman Phara Souffrant Forrest
    
21            Assemblyman Colin Schmitt
    
22            Senator George M. Borrello
    
23            Assemblyman Andrew Hevesi
    
24            Senator Mike Martucci
    

                                                                   5

 1  2021-2022 Executive Budget
    Health 
 2  2-25-21
    
 3  PRESENT:  (Continued)
    
 4            Senator Jeremy A. Cooney
    
 5            Assemblyman N. Nick Perry
    
 6  
    
 7  
    
 8  
    
 9                     LIST OF SPEAKERS
    
10                                        STATEMENT  QUESTIONS
    
11  Linda Lacewell 
    Superintendent 
12  NYS Department of Financial
     Services                                 19        27
13  
    Howard Zucker, M.D., J.D.
14  Commissioner
    NYS Department of Health                 
15        -and-
    Donna Frescatore
16  NYS Medicaid Director                    137       147
    
17  Erin E. Ives
    Acting Medicaid Inspector General 
18  NYS Office of the Medicaid
     Inspector General                       459       466
19  

20

21

22

23

24


                                                                   6

 1  2021-2022 Executive Budget
    Health 
 2  2-25-21
    
 3                      LIST OF SPEAKERS, Continued 
    
 4                                        STATEMENT  QUESTIONS
    
 5  Bea Grause
    President
 6  Healthcare Association of NYS          
     (HANYS)                          
 7       -and-
    Dr. Camille Clare
 8  FACOG Board Chair
    American College of Obstetricians 
 9   and Gynecologists, District II 
         -and-
10  Maureen Regan
    President
11  New York State Society of 
     Physician Assistants
12       -and-
    David Rich
13  Executive Vice President, 
     Government Affairs, Communications
14   and Public Policy
    Greater New York Hospital
15   Association
         -and-
16  Dr. Hany Abdelaal
    President
17  VNSNY CHOICE Health Plans
         -on behalf of-
18  New York State Coalition of
     MLTC and PACE Plans                     483       503
19  
    
20

21

22

23

24


                                                                   7

 1  2021-2022 Executive Budget
    Health 
 2  2-25-21
    
 3                      LIST OF SPEAKERS, Continued 
    
 4                                        STATEMENT  QUESTIONS
    
 5  Milly Silva
    Executive Vice President 
 6  1199SEIU United Healthcare
     Workers East
 7       -and-
    Bryan O'Malley
 8  Executive Director
    Consumer Directed Personal
 9   Assistance Association of NYS
         -and-
10  Alyssa Lovelace
    Director of Policy 
11   and Advocacy
    Home Care Association of 
12   New York State                         
         -and-
13  Lauri Cole
    Executive Director
14  NYS Council for Community
     Behavioral Healthcare                 535       551
15  
    
16

17

18

19

20

21

22

23

24


                                                                   8

 1  2021-2022 Executive Budget
    Health 
 2  2-25-21
    
 3                      LIST OF SPEAKERS, Continued 
    
 4                                        STATEMENT  QUESTIONS
    
 5  Beth Finkel
    State Director
 6  AARP New York
         -and-
 7  Dr. Talya Schwartz
    President and CEO
 8  Metro Plus Health Plan
         -on behalf of-
 9  Coalition of New York State
     Public Health Plans
10       -and-
    James W. Clyne Jr.
11  President/CEO
    LeadingAge New York                     
12       -and-
    Heidi Siegfried
13  Director of Health Policy
    Center for Independence of 
14   the Disabled, NY
         -and-
15  Douglas Hovey
    President and CEO
16  Independent Living, Inc. and
     Independent Home Care, Inc.            553       569
17  
    
18  

19

20

21

22

23

24


                                                                   9

 1  2021-2022 Executive Budget
    Health 
 2  2-25-21
    
 3                      LIST OF SPEAKERS, Continued 
    
 4                                        STATEMENT  QUESTIONS
    
 5  Sarah Ravenhall
    Executive Director
 6  NYS Association of County
     Health Officials                        
 7       -and-
    Eric Linzer 
 8  President and CEO
    New York Health Plan Association             
 9       -and-
    Dr. Bonnie Litvack
10  President
    Medical Society of the 
11   State of New York
         -and-
12  Kathy Febraio
    President and CEO
13  New York State Association 
     of Health Care Providers               592       606
14  
    Rose Duhan
15  President and CEO
    Community Health Care
16   Association of NYS
         -and-
17  Wendy Stark
    Executive Director
18  Callen-Lorde Community 
     Health Center
19       -and-
    Chris Norwood
20  Executive Director
    Health People                           618       628
21  

22

23

24


                                                                   10

 1  2021-2022 Executive Budget
    Health 
 2  2-25-21
    
 3                      LIST OF SPEAKERS, Continued 
    
 4                                        STATEMENT  QUESTIONS
    
 5  Bill Hammond
    Director of Health Policy
 6  Empire Center for Public Policy        
         -and-
 7  Charles Bell
    Program Director, Advocacy 
 8  Consumer Reports
         -and-
 9  Leishia B. Smallwood
    Director
10  NYS Area Health Education
     Center System (AHEC)
11       -and-
    Linda H. Aiken
12  Professor and Director
    Center for Health Outcomes 
13   and Policy Research
    University of Pennsylvania              633       647
14  
    Amanda Dunker
15  Policy Associate
    Health Care for All New York
16       -and-
    Elisabeth Benjamin
17  VP of Health Initiatives
    Community Service Society of NY
18       -and-
    Lara Kassel
19  Coalition Coordinator
    Medicaid Matters New York               
20       -and-
    Louise Cohen
21  CEO
    Primary Care Development Corp.
22       -and-
    Anthony Feliciano
23  Director
    Commission on the Public's
24   Health System                          669       687
    

                                                                   11

 1  2021-2022 Executive Budget
    Health 
 2  2-25-21
    
 3                      LIST OF SPEAKERS, Continued 
    
 4                                        STATEMENT  QUESTIONS
    
 5  Lauren Rowley
    Senior VP of State Affairs
 6  Pharmaceutical Care 
     Management Association (PCMA)
 7   of New York 
         -and-
 8  Mike Duteau
    President
 9  Chain Pharmacy Association of NYS
         -on behalf of-
10  Community Pharmacy Association of
     New York State
11       -and-
    Thomas D'Angelo 
12  President
    Pharmacists Society of
13   the State of New York                 692       705
    
14  Julie Hart 
    Sr. Director, NY Govt. Relations
15  American Cancer Society 
     Cancer Action Network                 
16       -and-
    Charles King
17  CEO
    Housing Works                          720       726
18  
    Bobbie Sackman
19  Member Leader
    New York Caring Majority
20       -and-
    Lisa Newcomb
21  Executive Director
    Empire State Association of
22   Assisted Living
         -and-
23  Stephen Hanse
    President and CEO
24  NYS Health Facilities Association
    NYS Center for Assisted Living         730       741

                                                                   12

 1  2021-2022 Executive Budget
    Health 
 2  2-25-21
    
 3                      LIST OF SPEAKERS, Continued 
    
 4                                        STATEMENT  QUESTIONS
    
 5  Emily Frankel
    Government Affairs Manager
 6  Nurse-Family Partnership
         -and-
 7  LuAnne Brown
    CEO, Buffalo Prenatal Perinatal Network
 8  Chair
    Association of Perinatal Networks
 9       -and-
    Alice Bufkin
10  Director of Policy for Child
     and Adolescent Health
11  Citizens' Committee for Children
         -and-
12  Steven Sanders
    Executive Director
13  Agencies for Children's
     Therapy Services                      746       761
14  
    Ralph Palladino
15  2nd Vice President
    Clerical-Administrative 
16   Employees Local 1549
         -and-
17  Judith Cutchin
    President, NYSNA NYCHH/Mayoral
18   Executive Council
    NYS Nurses Association                  
19       -and-
    Dan Egan 
20  Executive Director
    Feeding New York State                 776       785
21  
    
22  
    
23  
    
24  
    

                                                                   13

 1                  CHAIRWOMAN KRUEGER:  Good morning.  

 2                  I'm Senator Liz Krueger, chair of the 

 3           Senate Finance Committee.  I'm joined in 

 4           partnership with my colleague from the 

 5           Assembly, Helene Weinstein, chair of the Ways 

 6           and Means Committee.  

 7                  Today is our last budget hearing for 

 8           '21-'22, a hearing on the Governor's Health 

 9           Executive Budget.  

10                  It is February 25th.  It's a little 

11           past 9:42 in the morning; we're a little 

12           late.  

13                  I want to welcome you all to our 

14           virtual budget hearings, a new model for us 

15           because of the pandemic.  It's actually been 

16           going quite well.  More people have been 

17           participating than ever before, both 

18           legislators and public who wishes to testify.

19                  Today is the final of the 13 hearings 

20           conducted by the joint fiscal committees of 

21           the Legislature regarding the Governor's 

22           proposed budget for state fiscal year 

23           '21-'22.  These hearings are conducted 

24           pursuant to the New York State Constitution 


                                                                   14

 1           and our Legislative Law.

 2                  Today the Senate Finance Committee and 

 3           Assembly Ways and Means Committee will hear 

 4           testimony concerning the Governor's proposed 

 5           budget for the Department of Health, the 

 6           Office of Medicaid Inspector General, and the 

 7           Department of Financial Services -- which has 

 8           many functions, but today will be in 

 9           relationship to health insurance issues.

10                  Representing each of the agencies, I 

11           would like to reference that we will be 

12           joined by Linda Lacewell, Superintendent of 

13           the Department of Financial Services first, 

14           then Erin Ives, acting Medicaid Inspector 

15           General, and then Dr. Howard Zucker, 

16           Commissioner of Health, along with Donna 

17           Frescatore, the Medicaid Director, Department 

18           of Health.  

19                  Because of a scheduling conflict, 

20           Dr. Zucker and his people cannot be here 

21           till, at earliest, 11:00 a.m.  So if they 

22           have gotten here and we are on a panel, they 

23           will wait till we complete that panel and 

24           then we will shift to the Health 


                                                                   15

 1           Commissioner.

 2                  Following each testimony there will be 

 3           some time for questions from the chairs of 

 4           the fiscal committees and the legislators 

 5           from the other lead committees for today, 

 6           which would be the Health Committee -- 

 7           Gustavo Rivera, from the Senate; 

 8           Dick Gottfried, from the Assembly -- and the 

 9           Insurance Committee -- Kevin Cahill, chair 

10           from the Assembly, Neil Breslin, chair from 

11           the Senate.  

12                  After other chairs and rankers ask 

13           their questions, there will be an opportunity 

14           for members from all three of these 

15           committees to ask questions.  

16                  And then finally, after we complete 

17           the government representatives, there will be 

18           a time to members of the public who have 

19           signed up to briefly give us an overview of 

20           their testimony and take some questions.

21                  Anyone is welcome to have submitted 

22           testimony, and it will be put up online for 

23           everyone to see, all legislators and everyone 

24           from the public.  But it is impossible to 


                                                                   16

 1           allow everyone to read their full testimony, 

 2           so many people who are interested in 

 3           testifying have not been able to get a slot 

 4           to speak at today's hearing.  Because if you 

 5           choose to stay with us all day and night, 

 6           you'll know why.

 7                  I will now introduce members from the 

 8           Senate, and Assemblymember Helene Weinstein, 

 9           chair of the Assembly Ways and Means 

10           Committee, will introduce members from the 

11           Assembly.  

12                  In addition, I want to mention that 

13           Tom O'Mara is the ranker on Finance, and he 

14           will be introducing the members of his 

15           conference, as will Assemblyman Ra, the 

16           ranking member of Ways and Means.  And then 

17           we will shift to Superintendent 

18           Linda Lacewell from the Department of 

19           Financial Services.  

20                  And so just going through, to make 

21           sure I get everyone who's here so far -- and 

22           over the course of the day more Senators and 

23           Assemblymembers will show up, and they will 

24           be announced when they're here.  But so just 


                                                                   17

 1           starting with our Insurance chair, Neil 

 2           Breslin; Brad Hoylman, Senator Brad Hoylman; 

 3           Senator Rachel May; Senator Gustavo Rivera, 

 4           the Health chair; Senator Kevin Thomas, the 

 5           Consumer Affairs chair.  Just continuing down 

 6           my master list -- sorry -- Senator James 

 7           Skoufis; Senator Pete Harckham; Senator Samra 

 8           Brouk; Senator Julia Salazar; Senator 

 9           Alessandra Biaggi.  I told you these were big 

10           committees.  Everyone is going to be here 

11           today.

12                  I think that's it for the Democratic 

13           Senators.

14                  I'm sorry, Tom O'Mara, ranker, do you 

15           think you can take a stab at the Republican 

16           Senators?  I'm seeing many of them here as 

17           well.

18                  SENATOR O'MARA:  There's a lot on our 

19           list as well, Chairwoman.  Thank you.

20                  We are joined on the Republican side 

21           of the aisle with our Health Committee 

22           ranker, Senator Pat Gallivan; our Insurance 

23           Committee ranking Republican member, 

24           Pam Helming.  We're also joined by Senators 


                                                                   18

 1           Dan Stec, Ed Rath, Jim Tedisco, Joe Griffo, 

 2           Patty Ritchie, Peter Oberacker, Phil Boyle, 

 3           Sue Serino, and George Borrello, who has his 

 4           hand up for questions already.  

 5                  (Laughter.)

 6                  CHAIRWOMAN KRUEGER:  Very good.  I'm 

 7           going to pass it over to Helene Weinstein.

 8                  CHAIRWOMAN WEINSTEIN:  Thank you, 

 9           Senator.

10                  We too have a lot of colleagues with 

11           us.  We have Assemblyman Gottfried, chair of 

12           our Health Committee; Assemblyman Cahill, 

13           chair of the Assembly's Insurance Committee; 

14           and Assemblymembers Anderson, Barron, 

15           Bichotte Hermelyn, Braunstein, Bronson, Cook, 

16           Cymbrowitz, Dilan, Gunther, Hunter, Meeks, 

17           Niou, Paulin, Sayegh, Seawright and 

18           Zebrowski.  I'm sure we will have some other 

19           members joining us shortly.

20                  Assemblyman Ra, would you like to 

21           introduce members of your conference?

22                  ASSEMBLYMAN RA:  Yes, thank you, 

23           Chairwoman.  

24                  Good morning, everybody.  We are 


                                                                   19

 1           joined by Assemblyman Kevin Byrne, who is the 

 2           ranking member on the Health Committee; 

 3           Assemblyman Ken Blankenbush, who is our 

 4           ranking member on the Insurance Committee; 

 5           and Assemblymembers Missy Miller, Jarett 

 6           Gandolfo, Salka, Byrnes, Ashby and Jensen.

 7                  CHAIRWOMAN WEINSTEIN:  Okay.  So back 

 8           to the Senate to begin our first witness.

 9                  CHAIRWOMAN KRUEGER:  Thank you.  

10                  And good morning and welcome, and 

11           thank you for coming earlier than usual.

12                  Do you have a mute on that can be 

13           taken off?

14                  DFS SUPERINTENDENT LACEWELL:  Thank 

15           you, Chair.  I have unmuted.

16                  CHAIRWOMAN KRUEGER:  Great.  Welcome.

17                  DFS SUPERINTENDENT LACEWELL:  Shall I 

18           proceed?

19                  CHAIRWOMAN KRUEGER:  Oh yes, please.

20                  DFS SUPERINTENDENT LACEWELL:  Thank 

21           you so much.  

22                  Good morning to Chairs Weinstein, 

23           Krueger, Breslin, Cahill, Rivera and 

24           Gottfried, to the ranking members, and to all 


                                                                   20

 1           distinguished members of the State Senate and 

 2           Assembly.

 3                  Thank you for inviting me to testify 

 4           here today.  I'm Linda Lacewell.  I'm the 

 5           Superintendent of Financial Services at the 

 6           New York State Department of Financial 

 7           Services.  

 8                  We do have many responsibilities, as 

 9           the chair indicated.  As pertinent here, we 

10           regulate commercial health insurance for the 

11           State of New York and New Yorkers.  I am 

12           privileged to work for Governor Cuomo and to 

13           serve all New Yorkers in this important role 

14           and to work with all of you in that regard.  

15                  Our mission is multiple.  We protect 

16           New York consumers, we strengthen the 

17           financial service industries in our state, we 

18           safeguard markets from fraud and other 

19           illegality.  Our operating expenses, as you 

20           know, are assessed to industry under Section 

21           206 of the Financial Services Law.  We 

22           regulate nearly 1800 insurers with assets of 

23           more than $4.7 trillion, and approximately 

24           1500 banking and other financial institutions 


                                                                   21

 1           with assets of more than 2.6 trillion.

 2                  We have in New York and across the 

 3           nation, as you know, the people of our state 

 4           have been enduring at least three multiple 

 5           overlapping crises:  The global pandemic, 

 6           which has tested all of us and remains a 

 7           significant challenge even as the numbers 

 8           come down after the holiday spike.  

 9                  The health crisis, of course, which 

10           led to the economic and jobs crisis which has 

11           adversely and disproportionately affected 

12           communities of color and women in the job 

13           market.  Because to fight the pandemic, work 

14           and social life and education of course had 

15           to become remote, and many people were unable 

16           to work or simply lost their jobs, leaving 

17           them unable to pay their rent, their 

18           mortgage, other household bills -- or even to 

19           feed their family, given the loss of income.  

20                  Added to these two crises, of course, 

21           is the cry for racial justice across the 

22           country, aggravated by the disparate impact 

23           of both the pandemic and the jobs crisis.  

24           That crisis, of course, long predates the 


                                                                   22

 1           first two.  The legacy of discrimination 

 2           unfortunately, even in the great State of New 

 3           York, continues to impact communities of 

 4           color struggling with the first two crises.

 5                  I am proud of the role of DFS during 

 6           these three crises.  DFS did its job 

 7           proactively, affirmatively and with speed.  

 8           We issued five emergency regulations, 

 9           11 circular or guidance letters, numerous 

10           FAQs, both for industry and for consumers, on 

11           health insurance, COVID-19 as pertinent, and 

12           answered many hundreds of inquiries from 

13           consumers, insurers, providers and other 

14           stakeholders.

15                  We issued an emergency regulation 

16           waiving cost-sharing for COVID-19 testing at 

17           in-network providers and facilities and 

18           issued guidance on coverage of COVID-19 

19           testing at pharmacies.  We expanded 

20           telehealth to help New Yorkers, especially in 

21           underserved and rural communities.  We 

22           prioritized the mental health of our hero 

23           essential workers by prohibiting insurers 

24           from imposing cost-sharing for in-network 


                                                                   23

 1           outpatient mental health services.

 2                  We also worked with insurers and 

 3           directed them to extend the grace period for 

 4           payments of health premiums for those 

 5           affected by the pandemic.  And we then opened 

 6           up the exchange with the Department of Health 

 7           multiple times to ensure coverage could be 

 8           obtained.

 9                  We also worked with health and dental 

10           insurers to return over $200 million from 

11           surplus premiums, given the fact that 

12           services were really not being as extensively 

13           used.

14                  In anticipation of the vaccine phase, 

15           we proactively reviewed all the laws and 

16           regulations in this regard under our purview 

17           and immediately issued an emergency 

18           regulation requiring immediate coverage of 

19           the vaccine, without cost-sharing, including 

20           protections from balance billing and 

21           excessive provider charges.

22                  And our consumer assistance unit 

23           performed admirably as well.  Notably, 

24           providers or doctors even within network 


                                                                   24

 1           began to charge consumers for PPE equipment 

 2           that they needed to operate, and we took 

 3           action there as well with the health 

 4           insurance industry to return funds to 

 5           consumers for that as well.  

 6                  Even during the pandemic our work 

 7           continued, ensuring mental health and 

 8           substance use disorder treatment parity 

 9           through regulations, in conjunction with DOH.  

10           We appreciate the work that we did together 

11           on this, especially partnering with the 

12           chair, Senator Krueger, and Assemblymember 

13           Rozic to make sure consumers are aware of 

14           this initiative.

15                  We also continued our work benefiting 

16           New York families in the LGBTQ community, 

17           including the lift of the ban of gestational 

18           surrogacy and ensuring that surrogates have 

19           access to comprehensive health insurance and 

20           independent legal counsel of their choice.  

21                  We also closed the loophole allowing 

22           out-of-network hospitals and doctors to bill 

23           consumers in excess of their in-network 

24           cost-sharing for emergency services and 


                                                                   25

 1           inpatient admissions following emergency room 

 2           visits.  And this protects New York consumers 

 3           from surprise medical bills, a matter we have 

 4           worked on together with the Legislature for 

 5           years.  

 6                  We are fully engaging with our 

 7           shareholders, and the Administrative 

 8           Simplification Workgroup has been meeting and 

 9           their work is going on apace with all the 

10           stakeholders in this matter.  We also 

11           established, following legislation last year, 

12           the Drug Accountability Board, a panel of 

13           experts that will guide us as we carry out 

14           our new statutory power over drug price 

15           spikes.  And we have announced our first set 

16           of investigations on drugs that are 

17           COVID-related.

18                  As you know, the two primary matters 

19           in the budget that reflect -- with respect to 

20           our purview are PBMs and telehealth.  

21                  Pharmaceutical drug costs, as you 

22           know, are one of the biggest drivers of 

23           health insurance premium increases.  Pharmacy 

24           benefit managers, or PBMs, have an outsize 


                                                                   26

 1           role in the sale and pricing of these drugs, 

 2           as they're on both sides of the table, and 

 3           they keep a percentage of the spread in that 

 4           regard.  They negotiate rebates from drug 

 5           manufacturers and decide how much if any to 

 6           pay on them.  There are many potential 

 7           conflicts of interest, and we must address 

 8           this issue to help bring health prices under 

 9           control.

10                  This would require PBMs to immediately 

11           register with DFS and, by 2023, to be 

12           licensed by us, with a code of conduct and 

13           detailed prescriptive rules to govern the 

14           behavior and cabin the conflicts and generate 

15           transparency of what is essentially a black 

16           box industry.

17                  On telehealth, I identified for you 

18           the work we've already done.  We need to make 

19           some of this permanent.  The law needs to be 

20           changed to allow telephonic devices for 

21           telehealth services, not just computers with 

22           WiFi.  This will help expand the service to 

23           otherwise underserved communities, including 

24           remote rural areas and in urban areas as 


                                                                   27

 1           well.  And we will work together with the 

 2           Department of Health on their proposals as 

 3           well.

 4                  We will continue to put the consumer 

 5           at the center of all we do.  And all the work 

 6           that we do, including with respect to these 

 7           crises, is difficult, complex, new and 

 8           emerging.  It requires us all to work 

 9           together, government with industry, the 

10           agency with the Legislature, our federal 

11           counterparts, other states, experts and, most 

12           importantly, consumers.  

13                  I look forward to continuing that work 

14           with you.  I will be happy to take your 

15           questions and to follow up as needed to 

16           provide additional information.  

17                  Thank you.

18                  CHAIRWOMAN KRUEGER:  Thank you very 

19           much.

20                  And our first questioner will be the 

21           chair of Insurance, Neil Breslin.

22                  SENATOR BRESLIN:  There, unmuted.  

23           Thank you, Madam Chairman.  And I'll be 

24           rather brief.  


                                                                   28

 1                  Good to see you, Madam Superintendent.

 2                  DFS SUPERINTENDENT LACEWELL:  Thank 

 3           you.

 4                  SENATOR BRESLIN:  I just have -- I 

 5           think most of the people who will be asking 

 6           you questions have certain opinions on PBMs.  

 7           As the sponsor of the PBM bill in the Senate 

 8           that was vetoed by the Governor, I have a 

 9           difficult time explaining that when you have 

10           just said that the pharmacy benefit managers 

11           face difficult problems and conflicts of 

12           interest.  And I don't think that getting 

13           their name and address is sufficient to 

14           counteract that kind of behavior.  

15                  And I would like, first of all, if you 

16           could discuss your feelings about the bill 

17           that we have introduced now for several 

18           years, which has been vetoed by the Governor, 

19           in comparison to the bill that you have 

20           presented.

21                  DFS SUPERINTENDENT LACEWELL:  Thank 

22           you.  Thank you, Chair.  And it's a pleasure 

23           to see you and it's a pleasure to develop a 

24           working relationship with you and your staff.


                                                                   29

 1                  What we agree on, of course, is the 

 2           policy and the need to address the cost 

 3           driver of pharmaceutical drugs, and to bring 

 4           about oversight and regulation of this 

 5           important actor who is currently unregulated, 

 6           the pharmacy benefit managers.  So we agree 

 7           that we've got to deal with the conflict of 

 8           interest issues and bring about transparency, 

 9           which can be its own force multiplier for 

10           good.

11                  The registration, as I believe you 

12           know, is an initial step, of course.  For one 

13           thing, we need to identify the full field of 

14           the PBMs.  Many of them are unknown.  Nobody 

15           seems to have a complete list.  We know who 

16           the big ones are, but not the rest.  And then 

17           over that period of time, over the next year, 

18           DFS would work with industry and consumers 

19           and the legislature and the Department of 

20           Health and others to craft a set of best 

21           practices, a code of conduct, rules of the 

22           road that then would go into effect as each 

23           of these were licensed.

24                  Importantly, that would also enable us 


                                                                   30

 1           to go in and look behind -- look under the 

 2           hood, so to speak, of these PBMs and see 

 3           what's happening to help inform our 

 4           oversight.  

 5                  So you are absolutely correct that 

 6           merely registering and getting a name and 

 7           address and how do I find you is not remotely 

 8           enough.  And we plan to have the most robust 

 9           and balanced and fair set of best practices 

10           and rules of the road for the PBMs in the 

11           country.  And I look forward to incorporating 

12           both the received wisdom and what we learn 

13           along the way.

14                  As far as the prior bills, I fully 

15           understand and we have discussed that this is 

16           a point of concern.  And I understand that.  

17           To my understanding, there were issues with 

18           respect to preemption and legal standards 

19           being applied, and the concern of counsel's 

20           office was that collectively working together 

21           we achieve a law that can survive legal 

22           challenge and that actually goes into effect 

23           and is not subject to some court challenge 

24           that will knock it out of the box and then we 


                                                                   31

 1           have to come back again.

 2                  I realize there's a difference of 

 3           opinion, to put it mildly, between some 

 4           members and chairs in the Legislature and the 

 5           counsel.  But I am hopeful that the Executive 

 6           and the Legislature will reach agreement on 

 7           this important matter during the negotiations 

 8           so that we can do the work for the people 

 9           that we are all here to do and help deal with 

10           the economic crisis, now more than ever, to 

11           help try to bring down these prices and to 

12           get this unregulated black-box sector under 

13           regulation.

14                  SENATOR BRESLIN:  All right.  Madam 

15           Superintendent, I -- again, taking the time 

16           to move on pharmacy benefit managers, given 

17           the fact that there are three major players 

18           in the pharmacy industry who have a 

19           relationship with pharmacy benefit managers, 

20           leaving independents out.  And while we 

21           dilly-dally on legislation, pharmacies that 

22           are independent in nature, including the one 

23           where I live, have closed their doors.  

24           They've closed their doors because of the 


                                                                   32

 1           practices of pharmacy benefit managers who 

 2           have a different allegiance.  

 3                  And unless and until we direct our 

 4           attention to those allegiances and find out 

 5           where they're getting their money, how 

 6           they're using it and who they're responsible 

 7           to, this market will continue to be an 

 8           embarrassment in the State of New York.

 9                  I know that's more of a statement, but 

10           it's also in the nature of a question.

11                  DFS SUPERINTENDENT LACEWELL:  Yes.  

12           And I am familiar with this problem, thanks 

13           in part to you and certain other members 

14           highlighting that for us.  

15                  We recognize the importance of the 

16           independent pharmacy industry.  It's 

17           important for the economy, it's important for 

18           small business, it's important to protect 

19           smaller businesses against these giants.  And 

20           that is an area of singular focus with 

21           respect to what we intend to learn and how we 

22           intend to protect an open and fair and robust 

23           and competitive industry for all.

24                  SENATOR BRESLIN:  Well, I'll move on 


                                                                   33

 1           because my time is relatively limited, and I 

 2           know there will be other questions in this 

 3           area by my successive questioners.  

 4                  And we've read a lot about business 

 5           interruption during this past summer.  Can 

 6           you -- does the department have a position on 

 7           what happened vis-a-vis business 

 8           interruption?  And do you have an opinion 

 9           upon any pending legislation on it?

10                  DFS SUPERINTENDENT LACEWELL:  So thank 

11           you.  Business interruption I know is a very 

12           large issue.  We haven't taken a position per 

13           se, including with respect to any pending 

14           legislation.

15                  I will say, as you're aware, with 

16           respect to the circumstances, many people are 

17           upset that businesses closed down and they 

18           did not have resort to insurance when they -- 

19           many of them believed that they were covered 

20           against eventualities outside of their 

21           control.  

22                  The difficulty is that business 

23           interruption is a matter of contract.  And 

24           the way these contracts have been written 


                                                                   34

 1           historically is many of them -- and I'm not 

 2           going to opine on legal issues, but many of 

 3           them overtly or explicitly exclude pandemics 

 4           or require physical damage, which are matters 

 5           for court interpretation.  

 6                  DFS unfortunately cannot unilaterally 

 7           override that agreed-upon and executed 

 8           contract language because of the need to 

 9           protect contracting -- existing contracts, 

10           which is a constitutional provision, as all 

11           are aware.  So we can't go back and change 

12           all of that.

13                  Second, we've been in these kind of 

14           situations before where there is a 

15           widespread, diffuse, high-dollar impact on 

16           industry.  And typically what happens then -- 

17           it's not a single-state issue, and typically 

18           the federal government would get involved and 

19           say, We have this problem, our existing 

20           system doesn't work, the insurance industry 

21           doesn't know how to manage pandemic risk 

22           through policies, even if you force them to 

23           cover it.  How do they determine the dollar 

24           impact?  How do they operate?  What are the 


                                                                   35

 1           premiums going to look like?  Typically there 

 2           you would have some type of backstop or pool.  

 3                  And that is where, from time to time, 

 4           the federal government has gotten involved 

 5           and tried to come up with a solution for 

 6           everyone.  I think terrorism is an issue 

 7           where this has been addressed after 9/11, and 

 8           there are other matters of the kind.  So I'm 

 9           not aware of any current efforts in that 

10           regard.  Obviously we have a new 

11           administration in Washington.  

12                  I will say, when I say the consumer is 

13           at the center of what we do, it's the 

14           consumer, the family, the small business, 

15           which is frequently a couple of people at a 

16           time.  And we want to protect small business.  

17           And we're open to any dialogue, working 

18           through any idea.  We're agnostic as to the 

19           source of the idea to address this for the 

20           future because we can't guarantee, right, 

21           that this never happens again.

22                  SENATOR BRESLIN:  What -- my time -- 

23           one last question on that.  Has the 

24           department put forth any of its 


                                                                   36

 1           recommendations relative to a prospective 

 2           TRIA arrangement on business interruption to 

 3           the federal government?  

 4                  DFS SUPERINTENDENT LACEWELL:  I think 

 5           that we would be happy to engage with the 

 6           federal government once they're sort of 

 7           firmly in place; the transition really is 

 8           still happening.  And obviously there are 

 9           many priorities in Washington.  But we ought 

10           to be engaged on this issue, to your point.

11                  SENATOR BRESLIN:  No further 

12           questions.  I defer to my dear friend and 

13           chairman of the Insurance Committee in the 

14           Assembly.

15                  CHAIRWOMAN KRUEGER:  Thank you.

16                  Assembly.

17                  CHAIRWOMAN WEINSTEIN:  Yeah, I just -- 

18           before we go to our Insurance chair, I just 

19           want to acknowledge we've been joined by 

20           Assemblymember Norris, Assemblymember Steck, 

21           and Assemblymember Hyndman.  

22                  And we go to Kevin Cahill, chair of 

23           the Assembly's Insurance Committee, for 

24           10 minutes.


                                                                   37

 1                  CHAIRWOMAN KRUEGER:  While Kevin gets 

 2           ready, I'm sorry, we've been joined by 

 3           Senator Martucci, Senator -- I've already 

 4           lost them.  We've been joined by other 

 5           Senators.  I'll remember their names in a 

 6           little bit (laughing).

 7                  ASSEMBLYMAN CAHILL:  Well, thank you, 

 8           Chair.  And thank you, Neil, for teeing off 

 9           and getting some good questions in already.

10                  Superintendent, thank you for your 

11           testimony.  It's -- I'll be reading through 

12           it again, and I hope to have some follow-up 

13           testimony from you in writing to questions 

14           you don't get to answering today.  I know we 

15           had a problem with that at our last hearing 

16           with the Commissioner of Health.  It took us 

17           six or seven months to get some answers and a 

18           subpoena from the Attorney General.  I hope 

19           we don't have that same experience with you.

20                  I'd like to start by talking about 

21           something that you did not mention in your 

22           prepared remarks, and that is the fact that 

23           the Department of Financial Services is going 

24           into the family planning business.  The 


                                                                   38

 1           Governor has proposed to move family planning 

 2           from the Department of Health to the 

 3           Department of Financial Services.  I assume 

 4           that is a fiscal matter, that the intention 

 5           here is to take it off of the General Fund 

 6           and make it a suballocation for fees that are 

 7           assessed against insurance companies.  

 8                  Is that a fair assessment of what's 

 9           going on here?

10                  DFS SUPERINTENDENT LACEWELL:  I think 

11           that's likely correct, although frankly I 

12           would defer to the Department of Health in 

13           this area.  

14                  And I'm also happy, as you indicated, 

15           to follow up in writing.

16                  ASSEMBLYMAN CAHILL:  Thank you very 

17           much.  

18                  So it's just a fiscal move, in other 

19           words.  You're not going to be taking over 

20           the administration of family planning 

21           services in New York State, is that correct?  

22                  DFS SUPERINTENDENT LACEWELL:  That 

23           seems highly unlikely.

24                  ASSEMBLYMAN CAHILL:  Okay.  because it 


                                                                   39

 1           appears that way in the budget right now.  

 2           When you move a responsibility to an agency, 

 3           usually that agency gets the regulatory 

 4           responsibility.  

 5                  Just out of curiosity, do you have any 

 6           doctors or nurses on your staff at DFS?  

 7                  DFS SUPERINTENDENT LACEWELL:  We may.  

 8           But obviously DOH has far more in that 

 9           regard.

10                  ASSEMBLYMAN CAHILL:  All right, fine.  

11           Thank you very much.  

12                  Do you happen to know how much we 

13           suballocate from the fees that are assessed 

14           against insurance companies in the entire 

15           budget?  

16                  DFS SUPERINTENDENT LACEWELL:  I had 

17           that number at one time.  It is certainly 

18           true that the insurance industry supports 

19           industry-related matters that are executed by 

20           other agencies.  And we can get you that 

21           number.

22                  ASSEMBLYMAN CAHILL:  And it's your 

23           estimation that family planning services is 

24           part of health insurance or part of 


                                                                   40

 1           insurance?

 2                  DFS SUPERINTENDENT LACEWELL:  I would 

 3           tend to think so.

 4                  ASSEMBLYMAN CAHILL:  Oh, okay.  That's 

 5           interesting.  I think most people would think 

 6           it was a medical issue largely covered, 

 7           interestingly enough, by Medicaid, not the 

 8           agencies regulated by you.  But okay, that's 

 9           fine.

10                  I'd like to shift to something where 

11           it might make some sense for DFS to have a 

12           suballocation or a fee, and that's early 

13           childhood intervention services.  Right now 

14           insurers, health insurers pay about 

15           $12 million or about 2 percent, the same 

16           number they've been paying for 10 years after 

17           Governor Cuomo entered into a sweetheart 

18           contract with a fiscal agent who has now 

19           received in excess of $50 million to increase 

20           that number -- but in fact the number has 

21           been stagnant or even dropped a little bit.  

22                  Do you think it's time to change the 

23           way we require insurers to participate in the 

24           Early Childhood Intervention Program?  


                                                                   41

 1                  DFS SUPERINTENDENT LACEWELL:  I really 

 2           have no information about your reference to 

 3           some sweetheart contract and --

 4                  ASSEMBLYMAN CAHILL:  Well, I'll be 

 5           happy to share the information with you about 

 6           that contract, Superintendent, because I do 

 7           believe that you have some supervisory role 

 8           with it.  I know it's resident in the 

 9           Department of Health, but it is intended to 

10           go against insurance companies that you 

11           specifically regulate, and they've had no 

12           success whatsoever.  

13                  They came to New York promising 

14           incredible great success in doing so and then 

15           have basically opined that because our 

16           regulatory structure and our legal structure 

17           didn't change to accommodate their needs, 

18           they couldn't do what they promised to do 

19           $60 million ago.

20                  That being said, insurance companies 

21           continue to provide about 2 percent of the 

22           cost of Early Childhood Intervention, and 

23           those costs are extracted from insurance 

24           companies only after protracted battles to 


                                                                   42

 1           secure that money through a series of denials 

 2           and resubmissions by the providers 

 3           themselves.  

 4                  If the providers are unsuccessful in 

 5           getting the money from the insurers, then 

 6           guess who pays?  New York State.  So it looks 

 7           like we are asking people who are getting $25 

 8           a visit to do the collection work for 

 9           New York State.  

10                  Do you now believe it's appropriate to 

11           change the way insurers participate in the 

12           Early Childhood Intervention Program?

13                  DFS SUPERINTENDENT LACEWELL:  I'm more 

14           than happy to confer with the Department of 

15           Health and discuss this issue, and also with 

16           industry, to talk through what is currently 

17           happening, if anything, and how to move 

18           forward in a way that is effective.

19                  ASSEMBLYMAN CAHILL:  Okay.  So I was 

20           very surprised that the Superintendent of 

21           Insurance is hearing about this issue for the 

22           first time today.  It has been a proposal by 

23           Assemblywoman Paulin for about a dozen years, 

24           something that has been discussed at every 


                                                                   43

 1           budget hearing since you've been 

 2           superintendent and before that time.  But 

 3           we'll move on.

 4                  Just on the subject of pharmacy 

 5           benefit managers, you indicated a difference 

 6           of opinion before you and certain members of 

 7           the Legislature.  Would you have to 

 8           acknowledge that given the Rutledge vs. PCMA 

 9           case that your difference of opinion is also 

10           with the unanimous Supreme Court in a 

11           decision written by New York resident 

12           Sotomayor?  

13                  DFS SUPERINTENDENT LACEWELL:  That 

14           decision is actually not on point.

15                  ASSEMBLYMAN CAHILL:  Oh, I get it, 

16           it's not on point.  So what is on point is 

17           some Arizona Supreme Court case that has no 

18           relevance in New York that says maybe there's 

19           an ERISA issue -- but the United States 

20           Supreme Court case doesn't matter?  Thank 

21           you, Superintendent.  It's interesting to see 

22           your assessment of the law.  Let's move on to 

23           excess medical malpractice.

24                  Excess medical malpractice.  The 


                                                                   44

 1           Governor has proposed slashing in half, 

 2           ultimately, the government participation in 

 3           the Excess Medical Malpractice Program.  This 

 4           is a program that provides insurance  

 5           benefits for doctors who are serving 

 6           underserved areas, at-risk areas.  

 7                  And is there anything, in your 

 8           estimation, that has changed the fiscal 

 9           situation or the financial situation of 

10           doctors that would now allow them to be in a 

11           better position to pay for their malpractice 

12           insurance than they were before COVID-19?

13                  DFS SUPERINTENDENT LACEWELL:  Well, 

14           the medical malpractice sector, which was in 

15           considerable distress, has improved markedly, 

16           thanks in part to the work that we've done 

17           together with industry, and of course -- 

18                  ASSEMBLYMAN CAHILL:  If I may 

19           interrupt you on that point.  It's all well 

20           and good that there are doctors who are 

21           securing medical malpractice.  But when you 

22           ask the remaining doctors to participate at 

23           50 percent, you're not talking to the doctors 

24           who are no longer in the pool.  We are 


                                                                   45

 1           talking about doctors that are in the pool.  

 2           And if there's enough doctors that have left 

 3           the pool, isn't that enough of a place to 

 4           find savings rather than having to penalize 

 5           those doctors who are serving the most 

 6           communities in need in New York State?  

 7                  DFS SUPERINTENDENT LACEWELL:  I'm 

 8           sorry, I'm just not following your question.

 9                  ASSEMBLYMAN CAHILL:  Oh, okay.  You 

10           indicated that the reason we could do this is 

11           that many people have migrated out of the 

12           excess medical malpractice pool, correct?  

13                  DFS SUPERINTENDENT LACEWELL:  That's 

14           actually not what I said.

15                  ASSEMBLYMAN CAHILL:  Go ahead, then, 

16           please.

17                  DFS SUPERINTENDENT LACEWELL:  I was 

18           simply trying to say that the state in part 

19           has been subsidizing because the industry was 

20           in distress.

21                  ASSEMBLYMAN CAHILL:  And the 

22           industry --

23                  DFS SUPERINTENDENT LACEWELL:  The 

24           industry has recovered, there are additional 


                                                                   46

 1           entrants, the surplus deficits have gone down 

 2           dramatically.  The layer that the state 

 3           provides is in addition to ordinary 

 4           malpractice insurance.  Doctors can elect 

 5           whether or not to participate in that, and 

 6           there are all kinds of doctors who may have 

 7           decided the level of coverage they have 

 8           without that is sufficient and therefore they 

 9           don't need to participate.  

10                  The question is whether the state 

11           needs to be the hundred percent backstop 

12           anymore.  And the assessment based on the 

13           numbers was that the support could be 

14           reduced.

15                  ASSEMBLYMAN CAHILL:  Superintendent, 

16           just again for your information -- because I 

17           see a great disconnect between your testimony 

18           and reality, so let's just have another 

19           conversation about this later on.  

20                  But the people who participate in the 

21           excess medical malpractice pool are the 

22           people who would be paying that 50 percent, 

23           not the people who have left the pool.  There 

24           is no new resources for people serving 


                                                                   47

 1           underserved communities.  If anything, those 

 2           resources have dried up.  

 3                  But let's move on to one more item.  I 

 4           was under the impression that the Governor 

 5           was going to remove his no-fault language in 

 6           his 30-day bill.  Do you know if that 

 7           happened?  

 8                  DFS SUPERINTENDENT LACEWELL:  I don't 

 9           believe so.  I think it's still in there.

10                  ASSEMBLYMAN CAHILL:  Okay, that's 

11           terrific.  Let's talk about it.  

12                  There's two parts to it.  Part 1 is 

13           where the Department of Financial Services 

14           would exercise regulatory authority over 

15           providers by extracting from them commitments 

16           not to participate in the no-fault program.  

17           Do you or anyone in your agency feel 

18           qualified to determine who should and should 

19           not practice medicine in any area?

20                  DFS SUPERINTENDENT LACEWELL:  No.  To 

21           my understanding, what the provision would do 

22           is if the Workers' Comp Board made a 

23           determination that a particular provider had 

24           engaged in fraud or criminality or other 


                                                                   48

 1           misconduct in connection with workers' comp, 

 2           that DFS would be empowered to take that 

 3           finding and, through a notice of hearing and 

 4           opportunity to be heard, remove for a period 

 5           of time those bad actors who are abusing the 

 6           Workers' Comp Program -- 

 7                  ASSEMBLYMAN CAHILL:  The second half 

 8           of the Governor's proposal creates the 

 9           ultimate kicking-the-can-down-the-road, a 

10           study panel, to look at no-fault insurance -- 

11           no-fault insurance that has utterly failed 

12           New Yorkers with high premiums, low coverage, 

13           complicated diagnostics that don't even 

14           recognize anything that's been added to the 

15           medical community since the early 1970s, and 

16           a no-fault bar that is huge.

17                  I see I'm running out of time; I want 

18           to give you a chance to answer:  Would you 

19           consider ending no-fault in New York State?

20                  DFS SUPERINTENDENT LACEWELL:  I don't 

21           believe in replacing something with nothing.

22                  ASSEMBLYMAN CAHILL:  Thank you, 

23           Superintendent.  I'll come back to you later 

24           when I can get a second chance.  Thanks so 


                                                                   49

 1           much.

 2                  DFS SUPERINTENDENT LACEWELL:  Thank 

 3           you.

 4                  CHAIRWOMAN KRUEGER:  Thank you.  

 5                  Next is Senator Helming, the ranker on 

 6           Insurance.

 7                  SENATOR HELMING:  Thank you, 

 8           Senator Krueger.  

 9                  Thank you, Superintendent, for your 

10           testimony.  As the new ranker on the Senate 

11           Insurance Committee, I look forward to 

12           working with you and Senator Breslin to 

13           address the many, many issues that are 

14           impacting consumers and the insurance 

15           industry all across our state.  

16                  I wanted to shift the discussion for a 

17           moment and talk about it's my understanding 

18           in the TED budget bill that the Governor has 

19           proposed a motor vehicle insurance task 

20           force, of which you will be the chair, and 

21           all eight committee members will be appointed 

22           by the Governor.  

23                  Superintendent, are you open to adding 

24           appointees appointed by the majority and 


                                                                   50

 1           minority conferences of both houses?

 2                  DFS SUPERINTENDENT LACEWELL:  Well, 

 3           certainly our approach at DFS is to consult 

 4           across the board to all those with an 

 5           interest, stakeholders and those connected to 

 6           communities, including the Legislature.  

 7                  And so if through the negotiations it 

 8           should ensue that the parties agree to that, 

 9           then we would be pleased to proceed in that 

10           regard.  

11                  If for some reason that doesn't 

12           happen, I am happy to work with you and other 

13           interested members on this and all other 

14           issues.

15                  SENATOR HELMING:  To me there's a 

16           dramatic difference between like reaching out 

17           and consulting with someone, versus them 

18           having an official position on a committee 

19           that's established.  

20                  It's so important -- and we're seeing 

21           this of late, especially -- that we have 

22           coequal branches of government and coequal 

23           representation, especially on these task 

24           force committees, et cetera, that are going 


                                                                   51

 1           to be making important recommendations off 

 2           which decisions are made, right, whether it's 

 3           financial, whether it's policy, whatever it 

 4           is.  So I hope you would help us press for 

 5           representation on this task force by the 

 6           majority and minority conferences.

 7                  Also on this task force, do you know 

 8           how many appointments would be from the 

 9           insurance industry?

10                  DFS SUPERINTENDENT LACEWELL:  I do 

11           not.

12                  SENATOR HELMING:  I think it's 

13           critical that we have representation from the 

14           insurance industry on this task force as 

15           well.

16                  Turning to another subject, I'm 

17           curious how you see the legalization of 

18           marijuana impacting the insurance industry, 

19           specifically auto insurance.  Do you believe 

20           we'll see a rate increase?  Or what are your 

21           thoughts?

22                  DFS SUPERINTENDENT LACEWELL:  Well, 

23           it's a very interesting question.  We have 

24           been looking across the board since last 


                                                                   52

 1           year, actually -- you know, ever since the 

 2           bill has been proposed through the budget 

 3           process -- both on the banking side and the 

 4           insurance side:  How can we help industry 

 5           feel comfortable with offering insurance 

 6           around the issue of cannabis, whether it's 

 7           property, casualty or whatever else it may 

 8           be.  

 9                  Certainly we need to look at the 

10           experience of other states, who we're 

11           starting to confer with.  I mean, I think 

12           driving a car, whether it's alcohol or drugs, 

13           including cannabis, is problematic.  And I 

14           would imagine that the auto insurance 

15           industry is very focused on that.  And one is 

16           not permitted to be under the influence, even 

17           though alcohol is legal, and the same ought 

18           to pertain, presumably, for cannabis.  

19                  So it's something that we've got to 

20           look at closely, and thank you for raising 

21           that.  And going into any new ventures, 

22           right, there are many unknowns, so we have to 

23           learn from those who have been there before 

24           us and we've got to talk with industry and 


                                                                   53

 1           experts and you and see what we can do to 

 2           cabin the risks around all of this.  

 3                  SENATOR HELMING:  So any thoughts on 

 4           how we ensure that employers are protected 

 5           from liability of employees that may show up 

 6           to work under the influence of marijuana?  

 7                  DFS SUPERINTENDENT LACEWELL:  I would 

 8           think, again, that would be the same as being 

 9           under the influence of alcohol.  And the case 

10           law that gets developed on the 

11           employer/employee relationship and agency and 

12           was in this course of employment and was it 

13           employer vehicles and is testing permitted -- 

14           a whole complex area of law that should 

15           certainly be looked at and understood as we 

16           proceed.

17                  SENATOR HELMING:  Is DFS certainly 

18           engaged in discussions and discovery?

19                  DFS SUPERINTENDENT LACEWELL:  We're 

20           having conversations with industry in small 

21           groups.  Our insurance division is doing 

22           that, and our banking division on the banking 

23           side.  

24                  Because assuming that this becomes 


                                                                   54

 1           law, we want to help to cabin the risks 

 2           around all of this, including by having some 

 3           mechanism for banks to be able to handle the 

 4           money in a way that they can do it 

 5           responsibly and ensuring -- obviously, 

 6           insurance is about protecting people and 

 7           businesses against risk, so how can we 

 8           facilitate that as well.  

 9                  We've done this previously on hemp and 

10           other matters, and we would continue that 

11           work as well.

12                  SENATOR HELMING:  Thank you.

13                  CHAIRWOMAN KRUEGER:  Thank you.

14                  Assembly.

15                  CHAIRWOMAN WEINSTEIN: Assemblyman 

16           Gottfried.  

17                  ASSEMBLYMAN GOTTFRIED:  Hi.  So --

18                  CHAIRWOMAN WEINSTEIN:  Yeah, okay.  

19           Just wanted to get the clock right for you, 

20           Dick.  Okay.

21                  ASSEMBLYMAN GOTTFRIED:  Okay.  

22                  Superintendent, the Affordable Care 

23           Act says that the Essential Plan Trust Fund 

24           may, quote, only be used to reduce the 


                                                                   55

 1           premiums and cost-sharing of or provide 

 2           additional benefits for eligible individuals, 

 3           unquote.  

 4                  The budget would take 420 million from 

 5           the Essential Plan Trust Fund and use it for, 

 6           quote, rate enhancements under the Essential 

 7           Plan.

 8                  My question is, how is that an 

 9           allowable use under federal law?

10                  DFS SUPERINTENDENT LACEWELL:  I really 

11           would defer to the Department of Health in 

12           this area.  I'm also happy to follow up to 

13           you in writing or with your staff with 

14           respect to that matter.

15                  ASSEMBLYMAN GOTTFRIED:  Okay.  That's 

16           something you're not familiar with?  

17                  DFS SUPERINTENDENT LACEWELL:  I'm 

18           really not permittable -- I'm really not 

19           versed in the question that you raise, that's 

20           right.

21                  ASSEMBLYMAN GOTTFRIED:  Okay.  That's 

22           not encouraging.

23                  DFS SUPERINTENDENT LACEWELL:  I do the 

24           best I can, sir.


                                                                   56

 1                  ASSEMBLYMAN GOTTFRIED:  Okay.  

 2                  On the question of PBMs, some of the 

 3           things that the Governor objected to in the 

 4           bill are the language imposing on PBMs a duty 

 5           to act in the best interests of their 

 6           insurance company clients and patients -- a 

 7           duty that we impose on lawyers, real estate 

 8           brokers, et cetera.  The Governor objected to 

 9           that.  

10                  And the Governor objected to the fact 

11           that these prohibitions on stealing from your 

12           client, et cetera, would apply to 

13           self-insured plans.  

14                  Now, under New York law if a 

15           self-insured plan is trying to sell 

16           real estate in their portfolio, the real 

17           estate broker who handles that for them is 

18           required by state law to act in their best 

19           interests.  Nobody thinks that violates 

20           ERISA.  The lawyer that represents them in 

21           that transaction is not allowed to defraud 

22           them.  Lawyers are not allowed to defraud a 

23           union welfare fund that they happen to 

24           represent; nobody argues that that violates 


                                                                   57

 1           ERISA.  

 2                  The Penal Law, the section that says 

 3           that if you're filing a claim you can't steal 

 4           from an insurance company -- a good law -- 

 5           explicitly mentions self-insured plans among 

 6           the people New York does not let you steal 

 7           from.  I haven't heard anyone say that it 

 8           violates ERISA to say that we can't -- you 

 9           know, to say that we -- you know, because we 

10           try to stop people from stealing from 

11           self-insured plans.  

12                  So why can't we tell PBMs not to steal 

13           from self-insured plans?  And by the way, if 

14           there is a real issue about that, the bill 

15           has a severability clause that would just 

16           carve that right out.

17                  So I don't understand that theory.  

18           And it seems to me the Rutledge decision 

19           makes that even clearer.  And I guess on the 

20           matter of the Rutledge decision, I don't know 

21           anyone outside the Cuomo administration who 

22           shares your interpretation of that decision.  

23           Well, I guess there are probably people who 

24           work for self-insured funds who don't agree 


                                                                   58

 1           with me.  

 2                  But does the administration have a 

 3           legal analysis of why Rutledge does not apply 

 4           here, and could that be shared with us?

 5                  DFS SUPERINTENDENT LACEWELL:  Well, 

 6           all right, let me begin where you started, 

 7           Mr. Chair.

 8                  Fiduciary duty, as you are aware, is a 

 9           very old concept.  And you're correct, it 

10           applies to lawyers and fiduciaries or agents.  

11           But a fiduciary duty means an obligation to 

12           act solely and exclusively in the best 

13           interest of the other party.

14                  Once you say you have a fiduciary duty 

15           to multiple actors of different sorts, you're 

16           now raising the specter of a conflict of 

17           interest between those two.  So how do you 

18           select?

19                  ASSEMBLYMAN GOTTFRIED:  Well, the bill 

20           -- the bill answers -- excuse me, the bill 

21           answers that question in black and white.  

22           The bill says if the duty to the patient 

23           conflicts with the duty to the insurance -- 

24           to the client, the duty to the patient has 


                                                                   59

 1           priority.  Problem solved.

 2                  DFS SUPERINTENDENT LACEWELL:  I think 

 3           one of the fundamental differences that we 

 4           have in this regard is that I believe that if 

 5           you provide oversight to an experienced 

 6           regulator, which DFS is, then you can, 

 7           through regulation, get at all of the ills 

 8           that are of concern -- and, by the way, 

 9           obviously with examination, investigation and 

10           enforcement powers -- rather than try to 

11           shoehorn it into the bill in the first 

12           instance if it may invite legal attack.

13                  And I realize, as I said at the 

14           beginning when I was speaking with 

15           Chair Cahill -- or actually, no, it was with 

16           Senator Breslin -- that there are differences 

17           of opinion.  The Rutledge decision is not 

18           directly on point.  It's in the area, and it 

19           provides some help but it's not -- it doesn't 

20           say yes, you can do this.

21                  The problem is, as you know far better 

22           than I, the law of ERISA and of preemption is 

23           highly specialized and complex, and it's not 

24           always totally clear.  So why invite the 


                                                                   60

 1           legal attack when what you are trying to --

 2                  ASSEMBLYMAN GOTTFRIED:  The answer to 

 3           that is the Rutledge decision is actually 

 4           quite clear as to what it says.  And while 

 5           the Arkansas statute is not word for word, 

 6           the New York statute -- the holdings, the 

 7           principles in Rutledge, which is what we look 

 8           at, apply equally, number one.  

 9                  Number two, I don't know any lawyer 

10           who doesn't work for the Cuomo administration 

11           or the PBM industry who agrees with you.  

12                  And number three, a severability 

13           clause, which is in the bill, solves the 

14           problem.  If some court someday says, Tsk, 

15           tsk, tsk, New York, you tried to stop people 

16           from stealing from self-insured plans, not 

17           allowed -- well, good, then the law won't 

18           apply to stealing from self-insured plans.  

19           Problem solved.

20                  DFS SUPERINTENDENT LACEWELL:  Rutledge 

21           said just because there was an impact on 

22           actors in the federal area did not invalidate 

23           the bill.

24                  ASSEMBLYMAN GOTTFRIED:  Right.


                                                                   61

 1                  DFS SUPERINTENDENT LACEWELL:  

 2           Obviously if somebody who works for a 

 3           self-insured plan commits homicide, they can 

 4           still be prosecuted.  That's not really the 

 5           point.  

 6                  The point of the bill is to register 

 7           and license and oversee the players in this 

 8           industry.  That can be done through the 

 9           regulations, the examination, the 

10           investigation, the oversight.

11                  I would like to --

12                  ASSEMBLYMAN GOTTFRIED:  Excuse me.  So 

13           you think you can stop PBMs from stealing 

14           from their clients but the -- but the law 

15           can't?

16                  DFS SUPERINTENDENT LACEWELL:  What I'm 

17           saying is --

18                  ASSEMBLYMAN GOTTFRIED:  How is it 

19           different?  How is it different if a 

20           regulation says "don't steal" or if a statute 

21           says "don't steal and, DFS, go make regs"?

22                  DFS SUPERINTENDENT LACEWELL:  What I'm 

23           saying is the statute, by virtue of having 

24           certain wording in it, could bring it under 


                                                                   62

 1           legal attack and therefore we achieve 

 2           nothing.  Whereas through regulations that 

 3           are carefully written and crafted with the 

 4           benefit of input from all can help reduce the 

 5           ills and the harms that we are all concerned 

 6           about, and let's get something done.

 7                  ASSEMBLYMAN GOTTFRIED:  So you're 

 8           saying my bill language, passed unanimously 

 9           by both houses and that's been around for 

10           several years and been looked at by a lot of 

11           people, is not, quote, carefully written 

12           because it says you have to act in somebody's 

13           best interests?  Even though it gives you 

14           rule-making authority.  

15                  And you haven't addressed the question 

16           of the severability clause.  That solves your 

17           problem.  But you haven't talked about that.  

18                  And let me remind you, I've asked for 

19           a copy of whatever legal analysis you have.  

20           Will you send that to me?

21                  DFS SUPERINTENDENT LACEWELL:  Well, 

22           that obviously would be attorney-client 

23           privilege, so I don't know that we can 

24           waive --


                                                                   63

 1                  ASSEMBLYMAN GOTTFRIED:  It's only 

 2           attorney-client privilege if you assert it.

 3                  DFS SUPERINTENDENT LACEWELL:  That's 

 4           right.  That's right.

 5                  ASSEMBLYMAN GOTTFRIED:  If you choose 

 6           to share it, then you can share it.

 7                  DFS SUPERINTENDENT LACEWELL:  Yeah, 

 8           we're not --

 9                  ASSEMBLYMAN GOTTFRIED:  It's a legal 

10           analysis.  You're sharing your legal analysis 

11           with me right now.

12                  DFS SUPERINTENDENT LACEWELL:  No, I'm 

13           not.

14                  ASSEMBLYMAN GOTTFRIED:  Except you're 

15           doing it in very general terms.

16                  DFS SUPERINTENDENT LACEWELL:  No, I'm 

17           not.  I'm not.  And we're not in the business 

18           of waiving attorney-client privilege.  It's 

19           not smart for us to do.

20                  ASSEMBLYMAN GOTTFRIED:  You're not in 

21           the business of explaining to the Legislature 

22           why you think something is illegal?

23                  DFS SUPERINTENDENT LACEWELL:  I think 

24           --


                                                                   64

 1                  ASSEMBLYMAN GOTTFRIED:  Shame -- how 

 2           can you say that?  

 3                  DFS SUPERINTENDENT LACEWELL:  We are 

 4           explaining it.  You don't have to waive 

 5           privilege to do that.  

 6                  I'd be happy to talk about you 

 7           further, Mr. Chair, and to engage on this 

 8           issue and to confer with counsel's office to 

 9           do the same.

10                  ASSEMBLYMAN GOTTFRIED:  Yeah, but 

11           you're -- but that conversation is not going 

12           to give me a detailed analysis.

13                  DFS SUPERINTENDENT LACEWELL:  I'm just 

14           trying to be respectful of the time which --

15                  ASSEMBLYMAN GOTTFRIED:  Because if you 

16           can give me a detailed analysis orally, 

17           that's no more or less a waiver of your 

18           privilege on that material as if you give it 

19           to me in writing.  You know that.

20                  DFS SUPERINTENDENT LACEWELL:  

21           Respectfully, I disagree.  I'm an attorney 

22           and I teach legal ethics at NYU Law School, 

23           which I have done for years, including on the 

24           issue of privilege and its waiver.  So we 


                                                                   65

 1           disagree.  But I am happy to engage further 

 2           --

 3                  ASSEMBLYMAN GOTTFRIED:  And you -- you 

 4           think --

 5                  DFS SUPERINTENDENT LACEWELL:  And time 

 6           expired about a minute ago.

 7                  ASSEMBLYMAN GOTTFRIED:  (Laughing.)

 8                  CHAIRWOMAN WEINSTEIN:  Assemblyman 

 9           Gottfried will have five minutes for seconds 

10           later, so you'll have an opportunity to be 

11           able to respond to his question, or engage 

12           further on this issue.

13                  We'll go to the Senate now.

14                  SENATOR RIVERA:  And Liz is muted, but 

15           I believe it is me, is that -- 

16                  CHAIRWOMAN KRUEGER:  I apologize, I'm 

17           so sorry, I couldn't get off mute.  

18                  And it is Senator Rivera's turn.  

19           Thank you.

20                  SENATOR RIVERA:  The one-two punch 

21           continues.  

22                  Good morning, Superintendent.  

23           Actually, let's pick up right where my 

24           colleague in the Assembly left off.  Now, I 


                                                                   66

 1           am not an attorney nor do I play one on TV, 

 2           unlike both of you.  But I will say that as 

 3           the Assemblymember said, you're asserting 

 4           your right to not waive privilege, but what 

 5           you're doing there -- now you're doing that, 

 6           you're choosing to do that, and then you can 

 7           obviously go down the road and talk about 

 8           ethics and everything.  But you're choosing 

 9           not to tell us, not to explain to us how it 

10           is that our bill -- which again, as the 

11           Assemblymember mentioned, passed unanimously 

12           -- actually fails to do the thing -- you just 

13           say, Well, it's not written correctly, it 

14           should have something -- it should have 

15           something written differently.

16                  Maybe you can explain to us what that 

17           is more specifically, and maybe we would 

18           change the bill.  But we're not going to go 

19           down that road.

20                  Just for the record, I absolutely -- I 

21           not only voted for that bill, support that 

22           bill and believe that we should do it 

23           legislatively, not through regulations -- 

24           because you could probably put those 


                                                                   67

 1           regulations in effect -- if you could put the 

 2           regulations in effect, you would have done it 

 3           already.  You're trying to put it into the 

 4           budget so that it can become legislation.  

 5           How about we just pass the bill that we all, 

 6           as a legislature, agree on?  

 7                  Also, earlier, was it a slip of the 

 8           tongue when you said that you were not 

 9           permitted to share some of this thing, as 

10           opposed to not versed in it?  I guess that 

11           was a slip of the tongue?

12                  DFS SUPERINTENDENT LACEWELL:  On which 

13           issue was that?  I didn't say "permitted," I 

14           don't think.

15                  (Overtalk.)

16                  SENATOR RIVERA:  It was a Freudian 

17           slip, of course.  That's fine.  

18                  Okay.  So as far as the -- when you're 

19           talking about the trust fund in particular, 

20           so the -- and on that issue, on the trust 

21           fund, when you were asked specifically about 

22           it and you said you were not permitted and 

23           then you corrected yourself, you're not 

24           versed in that, and you said ask the 


                                                                   68

 1           Department of Health.  Is that what you said?  

 2           Related to the issue of whether it was 

 3           permitted to use the trust fund for the 

 4           purposes that -- one of the purposes that is 

 5           in the budget proposal?

 6                  DFS SUPERINTENDENT LACEWELL:  I think 

 7           I -- yes, I was saying that I would refer 

 8           that respectfully to the Department of 

 9           Health.  I'm also happy to come back with a 

10           written answer or to speak with your staff.

11                  SENATOR RIVERA:  Gotcha.  Gotcha.  All 

12           right.  And then I got two more things.

13                  One of them, first, I think we can all 

14           agree that this -- this pandemic has made 

15           things strange for everybody.  But one of the 

16           things is that there have been massive 

17           profits for insurance companies.  It has -- 

18           the pandemic has decreased healthcare 

19           utilization and there's been a huge uptick in 

20           telehealth.  

21                  So I want to specifically ask, there 

22           is -- like during the pandemic you have 

23           directed the insurance companies to charge no 

24           copays for telehealth.  Why hasn't the 


                                                                   69

 1           administration proposed to continue this 

 2           requirement in its telehealth agenda?  A lot 

 3           of which I agree with, by the way, that's in 

 4           the -- that is in the proposal.  But -- or at 

 5           least require the carriers to charge lower 

 6           copays for telehealth when -- utilization by 

 7           members?

 8                  DFS SUPERINTENDENT LACEWELL:  Okay.  

 9           So on your first point about the profits.  As 

10           you know, DFS has oversight of premium 

11           increases for health insurers.  That's a very 

12           careful process that looks at the experience 

13           of the prior year.  And we do that with great 

14           detail and attention to what the experience 

15           actually was.  

16                  Second, and perhaps more importantly, 

17           once a year HHS looks to determine whether 

18           the medical loss ratio of at least 80 percent 

19           has occurred or, instead, are there outside 

20           profits, in which case HHS will direct the 

21           insurers to return that -- those excess 

22           premiums.  

23                  So one of the difficulties is the 

24           unknown, so that's why this is looked at 


                                                                   70

 1           periodically.  We can see -- well, once the 

 2           economy starts to reopen, within the same 

 3           time frame is there a rush to obtain these 

 4           services, which generates costs, which 

 5           balances in any way or reduces what the 

 6           profits may be.  I should state generally --

 7                  SENATOR RIVERA:  Okay, okay, let's not 

 8           keep going down the road of profits; you can 

 9           explain that to me for hours.  Let's talk 

10           about the telehealth part, because I only 

11           have five and a half minutes left.  

12                  So tell me about that.  Tell me about 

13           -- I'm just wondering, since you are 

14           proposing a whole agenda around telehealth -- 

15           which, again, much of which I think is good 

16           and I would agree with -- why hasn't the 

17           Cuomo administration proposed to continue 

18           that requirement that relates to no copays 

19           for telehealth?  Or at least require carriers 

20           to charge lower copays for telehealth when 

21           utilized by members?

22                  DFS SUPERINTENDENT LACEWELL:  So the 

23           requirement of waiving the copays was and is 

24           meant to address the circumstances of the 


                                                                   71

 1           pandemic.  And what has not yet been done is 

 2           an assessment of the sort of cost, quality, 

 3           premium impact, et cetera, of all of these 

 4           items.  And we will be looking closely at 

 5           that.  

 6                  For telehealth, as you know, our 

 7           proposal is that we need to change the law to 

 8           include telephonic services, which is not 

 9           currently permitted in the statute.

10                  SENATOR RIVERA:  Right.

11                  DFS SUPERINTENDENT LACEWELL:  And we 

12           will also be requiring insurers to make sure 

13           that they have a robust network that includes 

14           telehealth services.  Otherwise, the right is 

15           sort of illusory, because you've got to make 

16           sure there's something there to actually take 

17           advantage of.  

18                  As far as reimbursement rates and the 

19           like for telehealth, as I indicated, we need 

20           to examine the data flowing through the 

21           current period and then also look at what the 

22           incentives are and what the cost/quality 

23           issues are for the particular services to 

24           sort of see how we might adjust in that 


                                                                   72

 1           regard.  And I'm happy to work with you and 

 2           your staff on that matter.  

 3                  SENATOR RIVERA:  All right, I got one 

 4           last one.  This one relates to external 

 5           appeals.  So in particular, what seems to be 

 6           a very big parity problem between medical and 

 7           surgical cases and mental health cases.  

 8                  According to some of the stuff that -- 

 9           some information that is on your website, 

10           that's the Financial Services External 

11           Appeals website, it says that denials are 

12           upheld about 64 percent of the time in 

13           medical-surgical cases, and they are -- 

14           however, they're denied -- in the mental 

15           health and substance use treatment, denials 

16           are -- the carriers lose nearly 70 percent of 

17           the time.  So it's completely flipped around.  

18                  So it seems that there's a vast 

19           practice of restricting access to mental 

20           health and substance use services by the 

21           insurance industry.

22                  So particularly considering the moment 

23           that we're in, where there are many deaths of 

24           despair, when we are seeing lack of resources 


                                                                   73

 1           to places that provide substance abuse 

 2           services, et cetera, what is the department 

 3           doing to actually regulate the carriers in 

 4           this area as it relates to mental health and 

 5           substance use disorder treatment?  

 6                  DFS SUPERINTENDENT LACEWELL:  So 

 7           excellent question.  Obviously this is a big 

 8           priority for DFS as well as the Legislature 

 9           and for consumers.  

10                  The Mental Health and Substance Abuse 

11           Disorder Parity Law was very important, and 

12           we have issued our regulations and we have 

13           told the industry our expectations, 

14           particularly with respect to the robustness 

15           of the network.  

16                  One of the reasons for the appeals is 

17           if there's nobody in the network to provide 

18           the service, then you end up going out of 

19           network.  And that can generate a denial and 

20           an appeal.  If we expand the networks and 

21           make sure we have qualified available 

22           providers to give these services, then 

23           hopefully that will reduce the appeals.

24                  But to your point, we ought to take a 


                                                                   74

 1           look at the external appeals and see what the 

 2           various reasons are and draw from that data 

 3           what other improvements we can make, not 

 4           just, you know, informing the industry or 

 5           doing enforcement with the industry, but how 

 6           do we get more granular as to what the 

 7           expectations are.  

 8                  But it's an area of immense focus for 

 9           us right now, and -- 

10                  SENATOR RIVERA:  I'd like to follow 

11           up -- yeah, I'd like to follow up with your 

12           office on this.

13                  DFS SUPERINTENDENT LACEWELL:  Yes.

14                  SENATOR RIVERA:  We -- this -- there's 

15           going to be a long tail to this pandemic, and 

16           particularly as it relates to either mental 

17           health services or substance abuse, there 

18           will be many issues to deal with.  And the 

19           fact that this is kind of baked in, 

20           apparently that there's just -- there's just 

21           -- the rate of denials is so flipped 

22           sincerely concerns me.  So I'd want to be 

23           able to dig deeper into it.  

24                  And maybe some of my colleagues will 


                                                                   75

 1           follow up with you about it while you're here 

 2           today, but we certainly will follow up with 

 3           you offline.

 4                  DFS SUPERINTENDENT LACEWELL:  

 5           (Inaudible.)

 6                  SENATOR RIVERA:  Thank you, Madam 

 7           Superintendent.  

 8                  I am good for the moment, 

 9           Madam Chairwoman.  Thank you.

10                  CHAIRWOMAN WEINSTEIN:  So we will go, 

11           then, to Assemblyman Ra, the ranker on Ways 

12           and Means for five minutes.

13                  CHAIRWOMAN KRUEGER:  Thank you, 

14           Helene.

15                  ASSEMBLYMAN RA:  Thank you, Chair.  

16           Hopefully I don't have any issues.  I know a 

17           lot of my colleagues and myself keep getting 

18           knocked off the internet feed here.  

19                  But good morning, Superintendent.  

20                  I just wanted to go back to something 

21           that you discussed a little bit with our 

22           chair of Insurance related to the Excess 

23           Medical Malpractice Program.  And really just 

24           the concern that how are we making sure that 


                                                                   76

 1           that, you know, money isn't just shifting 

 2           onto the physicians who are paying for the 

 3           costs?  Are there any other proposals that 

 4           would reduce the actual cost of medical 

 5           malpractice insurance?  And if there are, 

 6           could you highlight them and answer the 

 7           concerns that by pushing this cost onto the 

 8           employees that we'd be reducing 

 9           participation?

10                  DFS SUPERINTENDENT LACEWELL:  So thank 

11           you for that question.

12                  One of the things that we've been very 

13           focused on is increasing the competitiveness 

14           of the industry so that there can be more 

15           competitive rates.  And the difficulty 

16           previously was at least one of the major 

17           carriers, now in liquidation, had been 

18           undercutting the other providers in a 

19           distorted market.  

20                  But now that we are helping each of 

21           the carriers who have been distressed to 

22           improve their finances, the market has 

23           stabilized somewhat.  And as I mentioned, 

24           we've helped admit a number of new players in 


                                                                   77

 1           the industry, and that should help.

 2                  But as you know, medical malpractice 

 3           is a big problem across the country in terms 

 4           of its cost.  And given our trial system, the 

 5           costs are very high.  And this is doubtless 

 6           sort of a piece of the puzzle that smarter 

 7           and more comprehensive policy experts than 

 8           myself may have insight into.  

 9                  But with respect to our piece, our 

10           property division is very invested in this 

11           and spends a great deal of time on it.  And 

12           I'm happy, again, to talk with you, your 

13           staff, any other member who would like to 

14           explore additional ideas, provider 

15           associations who have ideas.  Because it is 

16           part of our job to ensure that we do what we 

17           can to improve competitiveness for all 

18           players in our health system.

19                  ASSEMBLYMAN RA:  And thank you for 

20           that.  You know, as you mentioned, it is a 

21           concern nationwide.  It certainly has been a 

22           particular concern in New York State.  And 

23           it's an important issue for -- you know, when 

24           we talk about things like access to doctors 


                                                                   78

 1           and everything, having, you know, this not be 

 2           kind of a cost-prohibitive state for people 

 3           to practice in is obviously an important 

 4           issue.

 5                  So I just would again, you know, state 

 6           my concern about potentially shifting this 

 7           cost onto those physicians that are paying 

 8           for their insurance.

 9                  Just one other issue.  You did mention 

10           telehealth earlier.  And I'm glad you talked 

11           about the, you know, audio-only services, 

12           because I think it is important that -- you 

13           know, we're seeing this in so many ways right 

14           now.  I'm certainly hearing from 

15           constituents, you know, when they're trying 

16           to register for vaccines and everything, that 

17           they're not always all that computer savvy.  

18           So having access to things that they can just 

19           use a telephone, for many individuals, both 

20           in terms of people's familiarity with using 

21           these, you know, web-based platforms and also 

22           just, you know, the access to broadband and 

23           things like that, make it an equity issue to 

24           make sure that we're providing, you know, 


                                                                   79

 1           support, when or if, for audio-only services 

 2           as well.

 3                  DFS SUPERINTENDENT LACEWELL:  

 4           Absolutely.

 5                  ASSEMBLYMAN RA:  Thank you.

 6                  DFS SUPERINTENDENT LACEWELL:  Thank 

 7           you, sir.

 8                  CHAIRWOMAN KRUEGER:  Thank you.  

 9                  Back to Senate, I believe, correct?  

10                  Senator Borrello for three minutes.

11                  SENATOR BORRELLO:  Thank you, 

12           Madam Chair.  Appreciate it.  

13                  Good morning, Superintendent.  Can you 

14           all hear me?  

15                  DFS SUPERINTENDENT LACEWELL:  Yes.

16                  SENATOR BORRELLO:  Okay, thank you.

17                  I want to speak to you a little bit 

18           about the -- I think the rather disturbing 

19           trend of New York State contracts being 

20           awarded to out-of-state vendors, and 

21           specifically as it deals with healthcare.  

22                  Right now I'm, you know, fighting a 

23           battle with OPWDD on contracts for 

24           pharmaceuticals.  You know, Senator Breslin 


                                                                   80

 1           brought up the -- how our local pharmacies 

 2           have been under pressure, and this is doing 

 3           the same thing.  

 4                  The state recently awarded a contract 

 5           through OPWDD for pharmaceuticals to -- that 

 6           are serving, you know, homes that deal with 

 7           people with disabilities, and to a company, 

 8           Omnicare, out of Ohio -- and can't even show 

 9           that this is actually a savings, in fact.  

10           And we have a history, unfortunately, in New 

11           York State of trying to save money and 

12           spending more money.  And in fact it's 

13           harming local pharmacies.  

14                  Previously other companies would 

15           subcontract with local pharmacies, and 

16           currently through companies like 

17           HealthDirect.  And now Omnicare, based out of 

18           Ohio, has cut that off entirely and will not 

19           be using any locally owned pharmacies.  We 

20           have one here in my district that's an MWBE 

21           that has been serving the community for 

22           years, serving the homes through the OPWDD 

23           contract; it is now basically being cut off.

24                  And my question to you is, you know, 


                                                                   81

 1           why are we allowing this?  Why are we -- why 

 2           is there not an investigation as to why 

 3           out-of-state companies that are not even the 

 4           low bidder are receiving contracts that are 

 5           ultimately taking business away from MWBE 

 6           small businesses and pharmacies?  It's a very 

 7           big concern, not just for me but for people 

 8           across largely upstate, but it's -- I'm sure 

 9           it's throughout the entire state that this is 

10           occurring.

11                  DFS SUPERINTENDENT LACEWELL:  So 

12           obviously MWBE contracting is a major 

13           priority of the Governor, and he's made 

14           tremendous progress in that regard.  

15                  And small business is the backbone of 

16           our economy and very important in our upstate 

17           communities.  And I agree, where possible, 

18           and consistent with the rules and the law and 

19           all the other restrictions, we ought to try 

20           to use the businesses in the state to do the 

21           work of the government for the people.

22                  SENATOR BORRELLO:  I agree.

23                  DFS SUPERINTENDENT LACEWELL:  Beyond 

24           that, I'm not familiar with the circumstances 


                                                                   82

 1           at OPWDD, but I'm more than happy to 

 2           facilitate somebody becoming familiar with 

 3           the facts and getting back to you.

 4                  SENATOR BORRELLO:  I would appreciate 

 5           that very much.  I'm not getting answers.  

 6           There's a lot of hidden costs because of 

 7           using an out-of-state company.  Instead of 

 8           using local delivery, for example, you're 

 9           going to have to use, you know, FedEx, things 

10           like that.  

11                  There's a -- and this is affecting a 

12           lot of people, but this is an MWBE and other 

13           MWBEs, small businesses that are being 

14           impacted by the fact that we are awarding 

15           contracts to people out of state.

16                  I realize it's cheaper to do business 

17           out of state, but the state government should 

18           not be exploiting that fact.  So I would 

19           appreciate if you could make a connection so 

20           we can get to the answer and get to the 

21           bottom of this.  

22                  Thank you.

23                  DFS SUPERINTENDENT LACEWELL:  Okay.  

24           Happy to do so.


                                                                   83

 1                  SENATOR BORRELLO:  Thank you.  

 2                  CHAIRWOMAN KRUEGER:  Okay.  Thank you.  

 3           Assembly?  

 4                  CHAIRWOMAN WEINSTEIN:  Yes, we go to 

 5           Assemblyman Byrne, the ranker on the 

 6           Health Committee in the Assembly, five 

 7           minutes.

 8                  ASSEMBLYMAN BYRNE:  Thank you, Chair.  

 9                  And Superintendent, I apologize if I'm 

10           a little redundant in my questions because, 

11           like my colleagues, I've been knocked off at 

12           least five times already from the Zoom and 

13           relogging in.  

14                  For starters, I want to just talk a 

15           little bit about telehealth.  And I have been 

16           a strong supporter of telehealth.  The 

17           Legislature expanded access to telehealth by 

18           including audio-only as well.  I know that 

19           was mentioned in your testimony as part of 

20           the administration's response to the 

21           pandemic, which I think is a good thing.  

22                  I also just want to make sure that 

23           when putting in telehealth that we do have 

24           some guardrails in place.  It's a good thing, 


                                                                   84

 1           increases access, gives people options and 

 2           choices.  But for example, home care is one 

 3           such provider that I -- you know, I think 

 4           there are some concerns that it would be 

 5           helpful to make sure that they're not pushed 

 6           out and that they benefit from telehealth 

 7           too.  

 8                  I wanted to ask first if you had some 

 9           questions -- if you had any sort of response 

10           to some of those concerns that have been 

11           raised.

12                  DFS SUPERINTENDENT LACEWELL:  So yes, 

13           it's important -- look, this is going to be 

14           one of the difficult things, right?  We need 

15           to build back better, we've got to innovate 

16           to deal with the new world that we're in.  

17           But with anything new, you've got to have a 

18           balance of concerns and identifying and 

19           capping the risks that are being generated, 

20           and that includes expanding what has 

21           traditionally been an in-person service to 

22           something that is remote.

23                  We need to go forward because that's 

24           what the pandemic showed us, is that we 


                                                                   85

 1           frankly should have moved a lot faster, 

 2           collectively.  But we've got to make sure, as 

 3           you say, that we have guardrails in place.  

 4           And I'm happy to confer with the Department 

 5           of Health and with you and your staff, the 

 6           Legislature, to make sure that all of us have 

 7           appropriately identified and cabined what 

 8           those risks are, how we reduce incentives for 

 9           either unnecessary or inappropriate behavior 

10           that comes along with anything.  You know, 

11           putting the patient, the consumer at the 

12           center of the exercise and making sure at the 

13           same time that the healthcare system is not 

14           being abused or we're not adversely affecting 

15           other professionals in the system 

16           unnecessarily.

17                  I don't have specific ideas today, but 

18           as indicated, I'm happy to work with others 

19           and with you or your staff, sir.

20                  (Pause.)

21                  THE MODERATOR:  I think the 

22           Assemblyman has a connection issue.

23                  CHAIRWOMAN KRUEGER:  So shall we wait 

24           a few seconds?


                                                                   86

 1                  Assemblymember, are you still with us?

 2                  UNIDENTIFIED MEMBER:  I'm sure Cahill 

 3           wouldn't mind taking his --

 4                  (Overtalk.)

 5                  ASSEMBLYMAN RA:  He got knocked off.  

 6           He's coming back on now.

 7                  CHAIRWOMAN KRUEGER:  Okay, thank you.

 8                  THE MODERATOR:  Yeah, we just -- he's 

 9           back in now.

10                  CHAIRWOMAN KRUEGER:  Okay.

11                  CHAIRWOMAN WEINSTEIN:  Okay.

12                  ASSEMBLYMAN BYRNE:  I'm back.  I'm 

13           back.  I apologize.  This has been a -- such 

14           a frustration, I can sense, with a lot of my 

15           colleagues.  

16                  Superintendent, I heard part of your 

17           answer.  I'm starting my video now.  Okay, 

18           we're back.  

19                  About home care, I just want to make 

20           sure that we think about all these providers 

21           and ensure that there's some sort of space 

22           for them too.

23                  I wanted to also just expand -- 

24           there's a couple of other points I want to 


                                                                   87

 1           raise.  We talked about the excess medical 

 2           malpractice insurance.  And while the state 

 3           is slashing the funding for this program -- 

 4           and I know their -- it sounds like their 

 5           justification is reduced enrollment and 

 6           participation in the program -- I fear that 

 7           that could further reduce participation.  

 8                  And I want to point out that according 

 9           to the Westchester & Fairfield County 

10           Business Journal, they're citing WalletHub -- 

11           this is from earlier last year -- New York 

12           was burdened with the highest medical 

13           malpractice award payout --

14                  (Zoom drop.)

15                  CHAIRWOMAN KRUEGER:  Oh, lost you 

16           again.  On behalf of the Senate, this is not 

17           a plot against the Assembly, just --

18                  CHAIRWOMAN WEINSTEIN:  Apparently a 

19           number of the Assemblymembers are having 

20           issues with being kicked out.  Our tech staff 

21           is trying to work and figure out what's going 

22           on and see if we can --

23                  (Cross-talk about the timeclock.)

24                  CHAIRWOMAN WEINSTEIN:  We'll, you 


                                                                   88

 1           know, reset it for him if we can get 

 2           Assemblyman Byrne back in, or we can --

 3                  CHAIRWOMAN KRUEGER:  What would you 

 4           like, Helene?  Should we go on and come back 

 5           to him?  Oh, wait, looks like he's coming 

 6           back.

 7                  CHAIRWOMAN WEINSTEIN:  Maybe we should 

 8           go to the Senate and we'll come back to 

 9           Assemblyman Byrne when he has better 

10           connections so that -- yeah, I think you 

11           ought to do that.

12                  CHAIRWOMAN KRUEGER:  All right.  

13                  I want to announce that we've been 

14           joined by Senator Ortt, somewhere on this 

15           Hollywood Squares.  But I believe he's here 

16           for the next guest.  

17                  Hello, Minority Leader.  

18                  And I'm going to jump to Senator May 

19           for three minutes while the Assembly is 

20           trying to fix their connections.

21                  SENATOR MAY:  Okay, great.  I don't -- 

22           I can't start my video, but thank you anyway.  

23           Oh, here we go.  

24                  So I had two questions.  I wanted to 


                                                                   89

 1           follow up some of the questions about 

 2           telehealth, the issue of modality authority.  

 3                  So I understand that some of the 

 4           barriers to telehealth in general that were 

 5           facilitated, made -- sort of taken away by an 

 6           executive order in March, but it included 

 7           just having the state maybe contract with 

 8           business associate agreements so that all 

 9           providers could use the same one instead of 

10           having to make their own agreements with 

11           telehealth services.  Is this something -- or 

12           with the tech providers.  

13                  Is this something that the state is 

14           considering doing?  

15                  DFS SUPERINTENDENT LACEWELL:  Well, 

16           certainly I know that the Department of 

17           Health thinks it's important to help 

18           providers either to be educated, trained or 

19           get the support they need to participate.  

20           And that is for the benefit of all.  

21                  I don't know about that precise 

22           proposal, but I think that the Department of 

23           Health would certainly be aware.  I'm happy 

24           to follow up with you in that regard.


                                                                   90

 1                  SENATOR MAY:  Okay.

 2                  DFS SUPERINTENDENT LACEWELL:  But I 

 3           know our DFS narrower proposals, you know, 

 4           fit in as part of the greater whole that DOH 

 5           is pursuing.

 6                  SENATOR MAY:  Okay.  Yeah, my 

 7           understanding is it's a contracting issue 

 8           that is prohibitive for individual providers.  

 9           But if it could be done at a state level, it 

10           would be great.

11                  My other question was about the 

12           administrative simplification workgroup that 

13           you talked about.  Does that include workers' 

14           compensation?  

15                  Because I've been hearing about just 

16           enormous barriers where providers aren't 

17           offering, for example, mental health services 

18           to people who have workplace trauma, which is 

19           going to be a lot of people these days.  And 

20           apparently just the paperwork is so 

21           prohibitive and the time lag of getting paid 

22           is so long that workers' compensation just 

23           isn't working there.

24                  DFS SUPERINTENDENT LACEWELL:  Well, I 


                                                                   91

 1           can certainly check.  

 2                  And if they're not in there, I don't 

 3           have any problem with adding them.  It's 

 4           meant to be as expansive as possible to -- 

 5           there's so much overlap between issues that 

 6           impact on other parties.  

 7                  SENATOR MAY:  Okay.  And then, 

 8           finally, do you have a a position on pay 

 9           parity for providers with telehealth and 

10           in-person health?

11                  DFS SUPERINTENDENT LACEWELL:  So I 

12           think we talked about that a little bit 

13           before.  We're generally, obviously -- I 

14           mean, right? -- in favor of parity, like for 

15           like.  

16                  The question is, what is the like, 

17           right?  What is happening on telehealth 

18           versus what is happening if that service is 

19           in the office?  We need to look at the 

20           experience generated during the pandemic and 

21           other information, including from other 

22           states.  It's -- it's complicated to achieve 

23           an equivalence, is what I'm really trying to 

24           say.  This is sort of one of the new areas, 


                                                                   92

 1           based on the changes and innovations, that 

 2           all of us are trying to make.  

 3                  I don't have the answer, but it's 

 4           something that we are exploring and others 

 5           are exploring, and we can do that together.  

 6           I don't know that anybody has the answer 

 7           right now, because we need to look at the 

 8           data.

 9                  SENATOR MAY:  Okay.  Thank you.

10                  DFS SUPERINTENDENT LACEWELL:  

11           Certainly.

12                  CHAIRWOMAN KRUEGER:  Let's get back to 

13           the Assembly.

14                  CHAIRWOMAN WEINSTEIN:  So since we 

15           began, we've been joined by quite a few 

16           Assemblymembers.  And then we're going to try 

17           Mr. Byrne again.

18                  We've been joined by Assemblyman Dan 

19           Rosenthal, Assemblywoman Linda Rosenthal, 

20           Assemblywoman Glick, Assemblymembers Pretlow, 

21           Jacobson, Reyes, Rozic and Forrest.

22                  And we are going to -- Mr. Byrne has 

23           indicated that he may be live again, so we're 

24           going to try to go to Mr. Byrne and see if 


                                                                   93

 1           Assemblymember Byrne -- if his video and 

 2           internet can work.

 3                  CHAIRWOMAN KRUEGER:  And for anyone 

 4           who's having trouble, our tech people have 

 5           recommended turning off your video and then 

 6           supposedly the audio might work more clearly 

 7           for you.  Just a suggestion.  

 8                  Thank you, Helene.

 9                  CHAIRWOMAN WEINSTEIN:  Okay, sure.  

10           And you can use the chat function if you get 

11           kicked off and -- but I have the -- as does 

12           Senator Krueger, we both have the lists of 

13           orders of members when you raised your hand 

14           originally.  So not to worry if you get 

15           kicked off and come back; we still have you 

16           on the list.

17                  Assemblyman Byrne, let's try it again.

18                  ASSEMBLYMAN BYRNE:  Thank you, Chairs.  

19           And thank you again, Superintendent.  

20                  I apologize if anyone heard the 

21           expletives that I shouted when I was frozen.  

22           I wasn't sure if that audio went through.  

23                  I asked about home care and 

24           telehealth, asking about, again, the Excess 


                                                                   94

 1           Medical Malpractice Insurance Program that 

 2           has been reduced.  And I just wanted to 

 3           highlight the fact again, in the Westchester 

 4           & Fairfield County Business Journal, New York 

 5           was quoted as the highest malpractice award 

 6           payout per capita and the most expensive 

 7           annual malpractice liability insurance rate.  

 8                  And I bring that up because we're 

 9           reducing this program; I'm concerned it's 

10           going to reduce enrollment even further.  

11                  But -- and this may not necessarily be 

12           in your wheelhouse, Superintendent, but we're 

13           doing this and we're not doing anything to 

14           actually reduce the cost of medical 

15           malpractice insurance.  So I do have a very 

16           serious objection to further reducing the 

17           funding for this program.  

18                  And I also wanted to ask you one other 

19           question; hopefully I don't freeze.  There's 

20           been a lot of discussion about the PBM 

21           proposed regulation and registration.  And I 

22           just wanted to just follow up, because there 

23           does seem to be a lot of players in the drug 

24           chain -- wholesalers, pharmacists.  And is 


                                                                   95

 1           there any consideration or thought we would 

 2           be registering or requiring transparency for 

 3           all these other players as some other states 

 4           may be doing as well?  

 5                  You know, I would just like to see if 

 6           that was something that's being considered 

 7           for not just the PBMs but for other players.

 8                  DFS SUPERINTENDENT LACEWELL:  Well, 

 9           the budget proposal, as you know, is for 

10           PBMs.  Many other players in the system -- 

11           obviously, doctors, providers, insurers -- 

12           are already regulated.  So I'm very much 

13           hoping and looking forward to having the 

14           ability to have government make a difference 

15           with respect to prescription pricing by 

16           bringing transparency and oversight to the 

17           PBMs.

18                  ASSEMBLYMAN BYRNE:  Okay.  Thank you.  

19           And again, I would just voice my opposition 

20           to the cut in the Excess Medical Malpractice 

21           Insurance Program, with many of my 

22           colleagues.  And my colleague the Insurance 

23           chairman mentioned that as well, so I'd like 

24           to echo that support for the program.


                                                                   96

 1                  Thank you.  

 2                  CHAIRWOMAN WEINSTEIN:  Thank you, 

 3           Mr. Byrne.

 4                  Now we go to the Senate.

 5                  CHAIRWOMAN KRUEGER:  Thank you very 

 6           much.  And oops, if I can find my list 

 7           again -- it's somewhere up here -- we're at 

 8           Sue Serino, Senator Sue Serino.  

 9                  Are you there, Sue?  There she is.

10                  SENATOR SERINO:  There we go.  Thank 

11           you, Madam Chair.  

12                  And good morning, Superintendent.  And 

13           actually this morning just before this 

14           hearing I had a call from a constituent who's 

15           been living with MS for 13 years.  She takes 

16           a daily injection to keep her condition under 

17           control.  And with the help of a copay 

18           assistance card, she has never had to pay for 

19           the injection.  But without the card, the 

20           monthly cost would be $2500.  

21                  This month when she went to get the 

22           prescription she was charged $705 with the 

23           copay assistance card.  Despite active help 

24           from her doctors and her pharmacist, there's 


                                                                   97

 1           been no explanation for the price spike.  And 

 2           her pharmacist told her it might even be due 

 3           to a penalty she's being charged for being 

 4           unable to use a generic version of the drug, 

 5           a version that has been proven to be 

 6           effective for her.  And I'm sure you agree 

 7           this is truly outrageous to see such a spike 

 8           with no justification, especially in the 

 9           midst of a pandemic.  

10                  In November of last year you 

11           established a new office to investigate 

12           skyrocketing prescription drug prices, and 

13           you announced the appointment of a new 

14           Drug Accountability Board.  Awesome.  So I'm 

15           wondering if you could provide an update on 

16           the work of that office, what you're finding 

17           and actually what recourse is available 

18           through the office for New Yorkers who 

19           experience these kind of spikes.  

20                  And is there something that we can do 

21           in the budget to actually bolster the work of 

22           that office?

23                  DFS SUPERINTENDENT LACEWELL:  Well, 

24           thank you, Senator.  


                                                                   98

 1                  First, with respect to your 

 2           constituent, that's very upsetting.  And one 

 3           of the worst aspects of our healthcare system 

 4           is when individuals are kind of caught in 

 5           between all the other players that have so 

 6           much power.

 7                  We have a very vibrant Consumer 

 8           Assistance Unit, which our staff would be 

 9           delighted to work with your constituent to 

10           find out what happened and what can be done 

11           for her individually.

12                  The Office of Pharmacy Benefits has 

13           been stood up.  We have a full board of 

14           advisors, including Assemblyman John 

15           McDonald, who has experience in the pharmacy 

16           industry, and we're getting all kinds of good 

17           advice there.  We've launched a series of 

18           investigations with respect to 

19           COVID-19-related drug price spiking.  

20                  But anyone can report a drug to be 

21           reviewed for inappropriate price spiking, and 

22           that's available on our website.  I'll also 

23           have my staff follow up with your staff.  My 

24           legislative affairs person, Tanusha {ph}, can 


                                                                   99

 1           follow up and make sure that this is fully 

 2           explained to you and that we can reach out, 

 3           with your help, to your constituent.

 4                  SENATOR SERINO:  Oh, that's awesome.  

 5                  And I just want to say also, too -- 

 6           I'm glad to see the emphasis on increasing 

 7           the access to telehealth.  But I just want 

 8           for the record that the telehealth is only as 

 9           good as your access to broadband, right, the 

10           internet.

11                  DFS SUPERINTENDENT LACEWELL: 

12           Absolutely.

13                  SENATOR SERINO:  So we need to focus 

14           on truly getting universal access to 

15           affordable, fast broadband.  And I hope that 

16           you'll join us in that push.  

17                  Thank you, Superintendent.

18                  DFS SUPERINTENDENT LACEWELL:  Thank 

19           you.

20                  CHAIRWOMAN KRUEGER:  Thank you.  And 

21           back to the Assembly.

22                  CHAIRWOMAN WEINSTEIN:  Now we go to 

23           Assemblywoman Hunter for three minutes.  

24                  I know she's been getting kicked off a 


                                                                   100

 1           number of times also, so hopefully --

 2                  ASSEMBLYWOMAN HUNTER:  I'm here.  It's 

 3           been challenging, the internet.

 4                  CHAIRWOMAN WEINSTEIN:  I have you in 

 5           the order -- I take members in the order they 

 6           raise their hand -- 

 7                  (Unintelligible cross-talk.)

 8                  ASSEMBLYWOMAN HUNTER:  -- Chairwoman, 

 9           thank you.  And thank you, Superintendent.  

10                  A couple of other members have made 

11           mention, so I kind of wanted to continue the 

12           conversation about the telehealth.  And, you 

13           know, this COVID pandemic has really shown us 

14           glaring gaps and disparities relative to 

15           access to healthcare and, specifically, the 

16           unreliability of broadband.  

17                  And you mentioned several times that 

18           consumers are the center of what your 

19           department does.  So can you explain, I guess 

20           specifically, what is DFS's plan to expand 

21           telehealth services without the coinciding 

22           necessary broadband upgrade requirements?

23                  DFS SUPERINTENDENT LACEWELL:  Well, 

24           certainly making telephonic services qualify 


                                                                   101

 1           under the statute, which is one of the 

 2           Governor's proposals, so that an individual 

 3           can use their phone even if they don't have 

 4           broadband access.

 5                  Second, we are going to work with the 

 6           industry to make sure they have enough 

 7           providers, doctors in their network that 

 8           provide telehealth services.  Because if that 

 9           person is not available, then there's nothing 

10           for you to utilize because you can't do it.

11                  The Department of Health has a number 

12           of proposals in that regard too.

13                  ASSEMBLYWOMAN HUNTER:  And I can 

14           appreciate that.  And obviously I'm using my 

15           phone right now, and I have the data and the 

16           capacity to be able to do that, because my 

17           computer obviously was not working.  

18                  But we have several instances, and 

19           especially in communities of color where, you 

20           know, people may have a Medicaid phone or the 

21           Obamaphones, people call them, where they 

22           don't have data and they don't have the video 

23           capacity to do these calls.  

24                  My office did a survey, you know, 


                                                                   102

 1           trying to figure out who has been utilizing 

 2           telehealth during this.  It's all been 

 3           suburban areas and it's all been folks who 

 4           are 65-plus.  So we are not capturing the 

 5           communities who in this pandemic have not had 

 6           the capacity to have equitable access to 

 7           healthcare.  

 8                  And another question, quickly, before 

 9           my time runs out.  If you could please 

10           explain in the department's plan to assist 

11           in-state local healthcare practitioners who 

12           are concerned about losing their business to 

13           out-of-state web doctors to ensure that, 

14           again, the consumer-centered approach we 

15           talked about, that in-person quality of care 

16           continues.  

17                  That there has been a lot of concern 

18           with local doctors that this push to certify 

19           and license out-of-state doctors will impact 

20           the ability for local healthcare 

21           practitioners to keep their businesses.

22                  DFS SUPERINTENDENT LACEWELL:  So great 

23           question.  I know the Department of Health is 

24           working to help educate all providers to make 


                                                                   103

 1           sure they have the tools they need.  

 2                  But putting that aside, look, we've 

 3           already had, as you know, right, a disparate 

 4           impact on communities of color from the 

 5           pandemic and from the economic jobs crisis.  

 6           The solution, as we build forward, can't also 

 7           have disparate negative impacts on those 

 8           communities.  We need all, in all of our 

 9           communities, to move forward together.  

10                  And so I would actually be very happy 

11           to work with you and your staff and others on 

12           sort of more, you know, local ground-up 

13           initiatives where we can do this.  

14                  I'd also put in a plug for our new 

15           soon-to-be-opened statewide Office of 

16           Financial Inclusion, which is meant to 

17           address exactly this problem:  How do we make 

18           sure all communities are participating in our 

19           financial system -- and to your point, in the 

20           innovations as well that are meant to address 

21           the harms that these crises have caused?  

22                  So I'm excited to work with you on 

23           this.

24                  ASSEMBLYWOMAN HUNTER:  Thank you, 


                                                                   104

 1           Superintendent.

 2                  DFS SUPERINTENDENT LACEWELL:  Thank 

 3           you.  

 4                  CHAIRWOMAN KRUEGER:  Thank you.

 5                  Next up is Senator Kevin Thomas, if he 

 6           is -- 

 7                  SENATOR THOMAS:  I'm here.  I'm here.  

 8           Thank you so much.  Good morning, 

 9           Chair Krueger.  

10                  Good morning to the superintendent.  

11           Thanks for joining us today.  

12                  I've got a couple of questions here 

13           about artificial intelligence.  As you know, 

14           technology is rapidly transforming every 

15           industry, specifically in the healthcare 

16           sphere.

17                  Artificial intelligence and algorithms 

18           are taking over healthcare decisions.  I've 

19           heard from many constituents and hospital 

20           administrators who have had medical-procedure 

21           preauthorizations denied or claims denied 

22           based off of algorithms that insurance 

23           companies are using.  

24                  The infuriating part here is that the 


                                                                   105

 1           consumer does not even know that a human 

 2           being is reviewing it.  Do you think this is 

 3           fair?

 4                  DFS SUPERINTENDENT LACEWELL:  Well, 

 5           you've raised a very important area -- 

 6           innovation, artificial intelligence, 

 7           algorithms, all of that.  

 8                  Again, this area, which is emerging 

 9           and mushrooming, really, can be beneficial 

10           but, if not done correctly, can be harmful, 

11           and both in fact and in appearance.  

12                  So I think it's very important that 

13           there are disclosures to consumers about what 

14           is actually happening so that they understand 

15           what kind of technologies are being used.  

16           That's point one.  

17                  Point two, yes, they have to operate 

18           fairly.  And we have already been telling our 

19           licensed entities that they have to make sure 

20           if they use an algorithm or artificial 

21           intelligence, they have to make sure that 

22           doesn't have a disparate impact, just as if 

23           they did it themselves, for example.  

24                  And there's a lot of work to do here, 


                                                                   106

 1           and thank you for raising the topic.  And I'm 

 2           sure that we can work together on this.

 3                  SENATOR THOMAS:  Would you support, 

 4           you know, having insurance companies, when 

 5           they send a denial letter or whatever it is, 

 6           that it clearly states in their letter that 

 7           an algorithm determined this health decision?

 8                  DFS SUPERINTENDENT LACEWELL:  You 

 9           know, it's a great question.  I remember back 

10           in the old Ingenix days where that 

11           happened -- everybody got denied on their 

12           out-of-network reimbursement or they got like 

13           a small amount of money back, and they didn't 

14           know it was some database.  And it was one of 

15           the things that we complained about.  

16                  So I do think there should be more 

17           transparency.  If that's not already 

18           occurring, I'm sure we can look at it within 

19           DFS, under our regulatory authority, and it's 

20           something we ought to explore.

21                  SENATOR THOMAS:  Thank you so much, 

22           Superintendent.

23                  DFS SUPERINTENDENT LACEWELL:  Thank 

24           you, sir.


                                                                   107

 1                  CHAIRWOMAN KRUEGER:  Thank you.

 2                  Assembly.  

 3                  CHAIRWOMAN WEINSTEIN:  Yes, we're 

 4           going to go to Assemblywoman Bichotte 

 5           Hermely.  

 6                  But before, I just wanted to say that 

 7           the problem, I think, with the -- that 

 8           members are having with the internet has to 

 9           do with the -- at least on the Assembly side, 

10           with their main firewall systems.  So that if 

11           there are members in the -- in Albany who 

12           are -- or other places who are trying to log 

13           in through the Assembly VPN, you should -- 

14           and have access to a private network, you 

15           should do that, and I think that would clear 

16           up any issues you're having.  

17                  But meanwhile, our folks are working 

18           on resolving this systemwide problem.

19                  So now we go to Assemblywoman Bichotte 

20           Hermelyn for three minutes.

21                  ASSEMBLYWOMAN BICHOTTE HERMELYN:  

22           Hello.  Thank you so much, Chair.  Thank you, 

23           Superintendent, for being here.  

24                  I was in and out as well, and I just 


                                                                   108

 1           wanted to kind of get some feedback on the 

 2           Excess Medical Malpractice Insurance Program, 

 3           which I know you spoke a little bit about.  

 4           As you know, that I'm concerned and my 

 5           community is concerned that this burden will 

 6           be on these community-based physicians.  

 7                  The Excess Medical Malpractice 

 8           Insurance Program provides an additional 

 9           layer of $1 million of coverage to physicians 

10           with hospital privileges who maintain primary 

11           coverage at $1.3 million out of a $3.9 

12           million level.  And New York is consistently 

13           having the highest cumulative medical 

14           liability payouts out of any state.  With so 

15           much pressure, our doctors right now have 

16           been justified in opposing these new 

17           excessive costs.  

18                  We know that the federal government is 

19           giving over $50 billion of supplement.  Can't 

20           that kind of offset these costs?  As you 

21           know, we are in a crisis.  Many of our 

22           community-based doctors service the minority 

23           communities which were hit the hardest, and 

24           they've been the frontline workers.  They are 


                                                                   109

 1           healthcare workers, they are heroes, they 

 2           are -- they have been experiencing an 

 3           economic loss of 10 percent of their staff, a 

 4           32 percent drop in revenue -- and in other 

 5           cases, 50 percent.

 6                  So we're asking you not to do this.  

 7           Okay?  We're asking you not to put that 

 8           50 percent burden.  There's other ways of 

 9           looking at this, potentially decreasing the 

10           total medical -- the program so that they 

11           don't have the higher burden.  But can you 

12           please explain a little bit more why we're 

13           doing this?  And given the federal stimulus 

14           package, can we -- just don't do it?  

15                  DFS SUPERINTENDENT LACEWELL:  All 

16           right, thank you for that question and your 

17           comments.

18                  I do hear what you're saying.  And 

19           we've already covered a number of these 

20           points.  But, you know, as you indicated, the 

21           excess insurance is on top of existing 

22           malpractice insurance that the provider would 

23           already have obtained.  Not all physicians -- 

24           you know, if you're a dermatologist, for 


                                                                   110

 1           example, you may or may not need that if 

 2           you've got other insurance.

 3                  The state has been 100 percent 

 4           backstopping this, and the assessment of the 

 5           data and the numbers was that the market has 

 6           stabilized and we don't need 100 percent 

 7           backstopping by the state any longer and the 

 8           professional should be able to add that.

 9                  With that being said, I do understand 

10           what you're saying and I'm sure that the 

11           Budget Division and the Department of Health, 

12           et cetera, are also watching.  And I'm sure, 

13           as a matter of negotiation between the 

14           branches of government, that this will be a 

15           matter of discussion.  And what I will tell 

16           you is that I will personally convey what you 

17           said, both to the Department of Health and to 

18           counsel's office and the Budget Division so 

19           that, you know, at a bare minimum we can 

20           explore how do we ensure that there is not a 

21           disparate impact on providers who serve 

22           disadvantaged communities who have 

23           experienced and continue to experience 

24           disparities in healthcare.  


                                                                   111

 1                  So I do -- I understand your point.

 2                  ASSEMBLYWOMAN BICHOTTE HERMELYN:  

 3           Thank you very much.

 4                  CHAIRWOMAN WEINSTEIN:  Senate?  

 5                  CHAIRWOMAN KRUEGER:  I'm sorry, I was 

 6           muted again.

 7                  Senator Griffo.

 8                  SENATOR GRIFFO:  Thank you, 

 9           Senator Krueger.  Thank you, Commissioner.

10                  I just have a real quick question.  

11           Essentially when you talk about the vaccine 

12           program right now and assurances that this is 

13           really not costing anybody anywhere -- anyone 

14           anything -- why then are we obtaining this 

15           insurance information from everybody when 

16           they go to various sites?

17                  DFS SUPERINTENDENT LACEWELL:  Well, 

18           thank you for the question, Senator.  

19                  Insurers are required to provide 

20           insurance coverage.  If you're paying for 

21           insurance coverage, they need to be covering 

22           it.  And we did send them guidance before the 

23           vaccine was launched reminding them that 

24           vaccines are covered and they need to do 


                                                                   112

 1           their part.  They are collecting premiums 

 2           from consumers, and they need to be using 

 3           those dollars as required under the Insurance 

 4           Law and the regulations and our oversight.

 5                  So that helps, by the way, the state 

 6           or the federal government.  And as you know 

 7           far better than I, there are limited dollars 

 8           to cover everything that the state and the 

 9           federal and local governments are handling at 

10           the moment, and insurance companies are doing 

11           their part.  I've heard no complaints from 

12           industry in that regard.  

13                  It's actually to the benefit of the 

14           insurance company for individuals to be 

15           vaccinated to help reduce infection and the 

16           extent of harm to the individual, which would 

17           engender vast, vast costs if the person is 

18           hospitalized in the ICU and on a ventilator.  

19           So I actually think this is something that 

20           insurers ought to be championing and making 

21           easy.

22                  SENATOR GRIFFO:  So basically what 

23           you're saying, then -- I understand that, 

24           Commissioner.  


                                                                   113

 1                  But what I'm asking you is that based 

 2           on obtaining that information at the state 

 3           facilities that are conducting vaccines right 

 4           now, all that insurance information that's 

 5           being gathered and being sent to the 

 6           insurance company, the money is coming back 

 7           to the state, then.  So that part of that 

 8           money is being -- the insurance companies are 

 9           covering this, but when there was copays, 

10           things like that, are you billing, is the 

11           State of New York then getting money from 

12           these insurance companies or these other 

13           distribution sites?

14                  DFS SUPERINTENDENT LACEWELL:  No.  No.  

15           The federal government is paying for the 

16           vaccine, as I'm sure you're aware.  This is 

17           simply processing it through insurance 

18           companies.  The federal government is 

19           committed, the state is committed that no 

20           individual, with or without insurance, would 

21           be paying for a vaccine.

22                  So I understand your question.  But 

23           certainly the state is not profiting or 

24           receiving funds from insurance companies in 


                                                                   114

 1           connection with the vaccine.  I'm happy to 

 2           follow up on that and get you a written 

 3           answer that's more detailed.

 4                  SENATOR GRIFFO:  Thank you for your 

 5           time.

 6                  CHAIRWOMAN KRUEGER:  Thank you.  

 7                  Assembly.

 8                  CHAIRWOMAN WEINSTEIN:  We go to 

 9           Assemblywoman Seawright.

10                  (Pause.)

11                  ASSEMBLYWOMAN SEAWRIGHT:  Can you hear 

12           me?  Am I unmuted?  

13                  CHAIRWOMAN KRUEGER:  Yup, you're good.

14                  ASSEMBLYWOMAN SEAWRIGHT:  Thank you.  

15                  Thank you, Superintendent Lacewell.  

16                  I have Roosevelt Island in my 

17           district, and last year it lost its only 

18           bank.  My office, along with other elected 

19           officials that represent the island, have 

20           been working with DSS to get a replacement 

21           chain to take over on the island.  Many 

22           residents or seniors --

23                  CHAIRWOMAN WEINSTEIN:  Assemblywoman, 

24           I hate to interrupt, but this is the -- DFS 


                                                                   115

 1           is here to address health issues, not other 

 2           issues under their jurisdiction.  So if your 

 3           question is not health-related, I think we 

 4           have to take care of it offline.

 5                  DFS SUPERINTENDENT LACEWELL:  And I'm 

 6           happy to do that, Assemblywoman.  We have a 

 7           number of programs, as I'm sure you know.

 8                  ASSEMBLYWOMAN SEAWRIGHT:  Sure.

 9                  CHAIRWOMAN KRUEGER:  Do you have any 

10           health-specific questions, Rebecca?

11                  ASSEMBLYWOMAN SEAWRIGHT:  Well, I 

12           think not having a bank on Roosevelt Island 

13           impacts -- 

14                  (Laughter.)

15                  ASSEMBLYWOMAN SEAWRIGHT:  -- it being 

16           an island of a large --

17                  CHAIRWOMAN WEINSTEIN:  That's a little 

18           sneaky.  Okay, we're going to --

19                  (Laughter.)

20                  CHAIRWOMAN KRUEGER:  Oops.  I'm not 

21           really trying to help, I was just trying to 

22           be polite.

23                  CHAIRWOMAN WEINSTEIN:  I know.

24                  CHAIRWOMAN KRUEGER:  Assemblywoman, 


                                                                   116

 1           why don't we take another Assemblymember who 

 2           has more of a -- 

 3                  CHAIRWOMAN WEINSTEIN:  Yes.  

 4           Assemblywoman Linda Rosenthal.

 5                  ASSEMBLYWOMAN ROSENTHAL:  Hi.  Hi, 

 6           good to see you.  I have a couple of 

 7           questions.  

 8                  My first question is about testing.  

 9           And as many in the city saw, the lines for 

10           testing at certain times and days were 

11           wrapped around the block and people had to 

12           wait four or five hours just to get a test.  

13                  At some of those urgent cares, people 

14           were actually not just tested but brought 

15           into rooms, had a, quote, visit where their 

16           vitals were taken and other information, and 

17           that was billed, as far as I understand, as a 

18           visit.  As opposed to, let's say, an H+H 

19           facility, where you went in, got a swab stuck 

20           up your nose, and you left.

21                  So can you explain the difference 

22           in -- what kind of billing differences were 

23           there for that, and were these urgent cares 

24           authorized to actually conduct visits so they 


                                                                   117

 1           could -- you know, the result of which is 

 2           they got probably extra money?  

 3                  DFS SUPERINTENDENT LACEWELL:  So thank 

 4           you for the question.  Happy to look into the 

 5           specific facts.  

 6                  The only thing that can occur to me is 

 7           that if somebody came and they were 

 8           experiencing symptoms and they needed a 

 9           medical consult, that might have occurred 

10           alongside, before they're given the test.  

11                  But certainly if it's anything other 

12           than that, it would be of concern, and I'm 

13           happy to speak with your staff alongside and 

14           get the facts and circumstances and figure 

15           out what that was.

16                  ASSEMBLYWOMAN ROSENTHAL:  No, I think 

17           it was everybody had to go into a room with a 

18           healthcare professional and, you know, they 

19           had different questions to answer and vitals 

20           taken.  Seemingly unnecessary for everyone 

21           who simply wanted a COVID test to go through.  

22                  And I understand it was billed as a 

23           visit.  So if you could enlighten me, you 

24           know, about how that comes about and if that 


                                                                   118

 1           was the -- I don't know if that was the 

 2           intended purpose of these urgent cares, to 

 3           conduct visits.

 4                  DFS SUPERINTENDENT LACEWELL:  Right.  

 5           I mean, obviously there's a temperature 

 6           screening and things of that like, but 

 7           nothing of the description that you provided.

 8                  Again, I'm happy either to speak with 

 9           you after the hearing or have our staffs 

10           connect and if you can get us the specific 

11           information where this was occurring, we can 

12           certainly look into it and we will.

13                  ASSEMBLYWOMAN ROSENTHAL:  All right.  

14           Thank you.

15                  DFS SUPERINTENDENT LACEWELL:  Sure.

16                  CHAIRWOMAN KRUEGER:  Thank you.

17                  Senator Biaggi.

18                  SENATOR BIAGGI:   Thank you, 

19           Madam Chair.  I'm also having unstable 

20           internet, so I apologize if I drop off.  Just 

21           please go on to the next person so I don't 

22           stop anybody.

23                  Okay, I'm ready to begin.  Thank you 

24           so much.  


                                                                   119

 1                  Hi, Madam Superintendent.  I only have 

 2           a few questions, and they're actually very 

 3           narrow in nature, so hopefully we can get 

 4           some answers here.  

 5                  So I'm just wondering if DFS is aware 

 6           of the situation that's surrounding 

 7           UnitedHealthcare.  Essentially what has 

 8           happened is that they have, in the middle of 

 9           this pandemic, decided to go out of network 

10           to many, many, many different individuals who 

11           have UnitedHealthcare as their, you know, 

12           main insurance company.  And predominantly 

13           where this is actually impacting are 

14           communities of color and low-income 

15           communities.  

16                  So I'm just wondering, first and 

17           foremost, if DFS is aware of this.

18                  DFS SUPERINTENDENT LACEWELL:  Thank 

19           you.  Yes, I read the news reports and the 

20           comments from members, I believe including 

21           yourself.  And although we don't have 

22           jurisdiction over these contracts, I 

23           similarly was concerned that folks were not 

24           at the table negotiating this.  


                                                                   120

 1                  And I personally called the head of 

 2           UnitedHealth Group -- not the New York 

 3           company, the national company -- and I called 

 4           the head of Montefiore, and I said this is 

 5           unacceptable, I'm not getting involved in the 

 6           substance, but you've got to get to the table 

 7           on behalf of the people that you are serving, 

 8           and without an excuse.  And they did, they 

 9           returned.  

10                  We're monitoring those negotiations.  

11           I would continue to ask both sides to do the 

12           right thing and try to come to a 

13           resolution -- especially, as you indicate, 

14           during a pandemic.  We've got to get this 

15           done.

16                  SENATOR BIAGGI:  Okay, I appreciate 

17           that.  I am grateful that you are involved in 

18           that.  

19                  I just want to note one thing to you.  

20           This particular insurance company, 

21           UnitedHealthcare, has made like, I mean, 

22           significant, significant profits during this 

23           pandemic.  And it just -- it seems like it is 

24           nefarious action being taken.  And the reason 


                                                                   121

 1           why I can say that in good faith is because 

 2           they're not actually just doing this in 

 3           New York, they're also doing this in Georgia.  

 4                  So I would really appreciate perhaps 

 5           if, you know -- I mean, I hear you that DFS 

 6           doesn't have official jurisdiction.  But 

 7           since you have already reached out and had 

 8           those conversations, I would really 

 9           appreciate just a follow-up, an official 

10           follow-up from your office to mine, mainly 

11           because this affects a significant portion of 

12           people who live in the Bronx who already are 

13           on the verge of, frankly, just like mass 

14           destitution, I mean in every single way.  

15                  And so to go to the doctor in a place 

16           where, you know, usually you can go to the 

17           doctor but also to be in a situation where 

18           you might be unemployed or on the verge of 

19           becoming homeless and then your health 

20           insurance is not even taken and then people 

21           are getting a lot of surprise bills -- it's 

22           highly problematic.  

23                  So I really will look forward to us 

24           connecting and following up and then also 


                                                                   122

 1           hopefully having some kind of resolution to 

 2           this.  Because I'm deeply, deeply concerned 

 3           that a large portion of Bronxites would be 

 4           left with large surprise bills in this 

 5           moment.

 6                  DFS SUPERINTENDENT LACEWELL:  Happy to 

 7           do so.

 8                  SENATOR BIAGGI:  Okay, thank you.

 9                  CHAIRWOMAN KRUEGER:  Okay.  Thank you.  

10           I actually think I'm the last one up for 

11           first round, then our chairs may choose to 

12           have second rounds.  

13                  So, Commissioner, midwives have come 

14           to me with the fact that they don't have the 

15           option to purchase malpractice insurance that 

16           covers prenatal care but not delivery 

17           services, even though the vast majority of 

18           them are not providing delivery services -- 

19           maybe they should be, but they don't have 

20           access to locations to do so.

21                  So can you help me understand what 

22           could be done to allow midwives to purchase 

23           the coverage for the services they provide, 

24           which would be far less expensive than 


                                                                   123

 1           including coverage for births.  As you and I 

 2           both know, births end up in a very high risk 

 3           category for health insurance, and even in a 

 4           different program.

 5                  So is there a way to help those 

 6           midwives who are performing all kinds of 

 7           important services, but not actually 

 8           delivery, to have insurance?  

 9                  And I think directly correlated, and 

10           maybe explaining this, is do the midwives no 

11           longer have access to malpractice insurance 

12           like at all?  Is there some rule that's gone 

13           through that doesn't allow them to have 

14           malpractice insurance?  And why was it 

15           discontinued if it disappeared?

16                  DFS SUPERINTENDENT LACEWELL:  Well, I 

17           will look into that last question.  I'm not 

18           aware of any changes.  

19                  But with respect to the larger 

20           question, I will confer with our property 

21           division, which speaks regularly with all 

22           kinds of providers of insurance in this 

23           regard, and find out is this service -- is 

24           this product not available, why is it not 


                                                                   124

 1           available, are there players in the market 

 2           who are interested in providing it, how do we 

 3           encourage that, what are the obstacles -- and 

 4           get that back with you, Chair, about what is 

 5           happening in regard for midwives who are 

 6           trying to obtain this kind of protection, 

 7           that they play a very important role.  And 

 8           we'll get to the bottom of it.

 9                  CHAIRWOMAN KRUEGER:  Great.  

10                  And actually so when I'm thanking you 

11           for getting back to me with that, I'm also 

12           saying, on behalf of Helene and I, many 

13           members asked you questions today where you 

14           said you would need to get back to them.  

15           We're asking that you, yes, get back to them 

16           but also send the answers to Helene and 

17           myself, and we will make sure they go up on 

18           the websites that share information from 

19           these hearings so that everyone can take 

20           advantage of the information you're offering.

21                  DFS SUPERINTENDENT LACEWELL:  Happy 

22           to.

23                  CHAIRWOMAN KRUEGER:  Thank you.

24                  So a follow-up question -- and there 


                                                                   125

 1           seemed to be a number of questions sort of 

 2           around it today, and I'm not sure if they're 

 3           exactly the same question.  

 4                  There's a belief at least that 

 5           regulating risk retention groups who enter 

 6           New York State is something that we have not 

 7           gotten our arms around, so that several of 

 8           them have recently failed and they are 

 9           leaving doctors without coverage.  And the 

10           Governor in his budget wants to cut the 

11           funding for the excess liability pool.  

12                  But if the actual insurance options 

13           for the medical community are disappearing on 

14           us, what are we doing?  So we would lose 

15           these companies who came in and promised to 

16           offer us -- I guess they're called risk 

17           retention groups -- these higher-cost 

18           insurance policies for doctors, they're 

19           leaving and we're reducing the excess 

20           liability pool.  Are both of those true?

21                  DFS SUPERINTENDENT LACEWELL:  Well, I 

22           don't know if we're talking about exactly the 

23           same thing.  

24                  But DFS has worked directly with the 


                                                                   126

 1           providers of medical malpractice insurance to 

 2           help make them more robust financially and to 

 3           expand competition in the market by bringing 

 4           in new entrants.  Because the market has been 

 5           stabilizing in that regard, this additional 

 6           level of excess coverage that has been 

 7           backstopped by the state, the assessment has 

 8           been, based on the data and the dollars, that 

 9           the state could reduce that participation by 

10           50 percent and doctors can elect as to 

11           whether or not they want this additional 

12           coverage, pay part of the cost themselves, 

13           which gives them some skin in the game too -- 

14           otherwise you're just taking a free policy, 

15           potentially.  And so that is what the 

16           proposal is in the Executive Budget.

17                  That's sort of my understanding as to 

18           what's happening in that area.  I don't know 

19           if that fully answers your question.  I'm 

20           happy, again, to come back with more details 

21           to you.

22                  CHAIRWOMAN KRUEGER:  I think the 

23           overall question is concerns that there are 

24           specific healthcare providers who are having 


                                                                   127

 1           more and more trouble getting insurance 

 2           coverage through whatever ways, and in theory 

 3           the state makes it available.  And so the 

 4           concern is are we looking at these questions 

 5           right.

 6                  So, you know, one was specific to 

 7           midwives, which is a healthcare provider 

 8           who's not an M.D., the other relates to I 

 9           think insurance through various sources that 

10           primarily go to physicians, as opposed to 

11           others in the healthcare field.

12                  DFS SUPERINTENDENT LACEWELL:  All 

13           right.  Well, let me go back and get into the 

14           details further, and I'll follow up with a 

15           written response for yourself.

16                  CHAIRWOMAN KRUEGER:  And then there 

17           was earlier questions about the impact of 

18           insurance that people thought were going to 

19           cover them during the pandemic, business 

20           interruption insurance for people in 

21           healthcare.  

22                  Can you get us a list of who actually 

23           ever paid out on this?  I'm convinced -- I 

24           mean, you were explaining why it's very 


                                                                   128

 1           difficult to change the rules of the road for 

 2           insurance coverage.  But I'm just wondering, 

 3           is the whole world paying for a specific kind 

 4           of insurance that never pays out, period, so 

 5           we shouldn't even allow that kind of 

 6           insurance to be in New York State?

 7                  DFS SUPERINTENDENT LACEWELL:  Well, I 

 8           think -- yes, we'll come back to you with 

 9           details on this.  

10                  But obviously business interruption 

11           insurance, as it's known, covers a wide range 

12           of things that may cause a business to close 

13           down.  The problem is they either exclude 

14           pandemics or they require, typically, 

15           property damage.  

16                  And that's probably a way for them to 

17           help determine what the financial risk is for 

18           them.  We've got to make sure we don't drive 

19           our insurance companies, property and 

20           casualty insurers, out of business also.

21                  But there have been a number of 

22           questions on this, so I do think it would be 

23           appropriate for me to work with the team to 

24           put together something in writing that I can 


                                                                   129

 1           get to you and that can be shared with the 

 2           other members as well, as you suggest, 

 3           through the website or otherwise.

 4                  CHAIRWOMAN KRUEGER:  Appreciate it.  

 5           Thank you.

 6                  I'm now going to move, for second 

 7           round, to the Insurance chair from the 

 8           Assembly, Kevin Cahill, for five minutes.  

 9                  Oh, and Helene got back just as I said 

10           that.  Okay.

11                  CHAIRWOMAN WEINSTEIN:  Yes.  Kevin?  

12                  ASSEMBLYMAN CAHILL:  Thank you, 

13           Chairs.  I really do appreciate it.  

14                  Thank you, Superintendent, for 

15           enduring our questions.  And I apologize to 

16           you if you think I was a little bit rough in 

17           the first round, but there was a lot of 

18           ground to cover and only 10 minutes to cover 

19           those topics.  

20                  So I'd like to spend the next few 

21           minutes just talking about a few of the 

22           things we already mentioned and making sure I 

23           understand what you promised us.  

24                  You are going to send complete details 


                                                                   130

 1           on the suballocations that are included in 

 2           the Department of Financial Services's budget 

 3           that are derived from insurance company and 

 4           bank assessments?  

 5                  DFS SUPERINTENDENT LACEWELL:  Yes.

 6                  ASSEMBLYMAN CAHILL:  Okay.  The next 

 7           thing, will you work with the Legislature -- 

 8           and I'll be clear, not me, Amy Paulin and 

 9           Dick Gottfried in our house and a significant 

10           group of people in the Senate -- to help 

11           reach a conclusion on early childhood 

12           intervention services between now and the 

13           budget that will actually make it so that we 

14           don't have our overburdened providers doing 

15           the collection work for New York State?

16                  DFS SUPERINTENDENT LACEWELL:  Happy to 

17           work with the group on that.

18                  ASSEMBLYMAN CAHILL:  Thank you very 

19           much.  We'll follow up with that as well.

20                  Will you also revisit the excess 

21           medical malpractice issue from the 

22           perspective of those providers who are 

23           providing care in at-risk and difficult 

24           communities who cannot afford medical 


                                                                   131

 1           malpractice, as opposed to the perspective 

 2           that you indicated in your testimony of those 

 3           who have already left that realm?  

 4                  We still have a problem for people who 

 5           can't afford it.  Will you agree to send us 

 6           some information as to how you intend to make 

 7           excess medical malpractice insurance more 

 8           affordable for those who are working in 

 9           at-risk hospitals and other settings?  

10                  DFS SUPERINTENDENT LACEWELL:  So I 

11           don't want to promise that I'm going to have 

12           the answers, right?  

13                  What I promise to do is to confer with 

14           the right entities -- DOH, Department of 

15           Budget, counsel's office, members of the 

16           Legislature -- and to get back with you with 

17           a response.  

18                  What I don't want is anybody to think 

19           I'm going to solve all these complicated 

20           issues between now and the budget.  I wish I 

21           could.

22                  ASSEMBLYMAN CAHILL:  Fortunately for 

23           you, we've offered significant workable 

24           legislative solutions to each one of the 


                                                                   132

 1           things that I've mentioned.  And all you have 

 2           to do is say yes.  It's that easy.  Take a 

 3           look at our proposals.  If you say yes, then 

 4           it gets done.  

 5                  So I understand your position.  All 

 6           I'm asking is a good-faith effort, as opposed 

 7           to what we've confronted in the past, which 

 8           is something I'll get to in my conclusion.

 9                  Just going back to the no-fault panel, 

10           what was the thinking behind having only 

11           members of the executive branch of government 

12           serve as members of the panel that were going 

13           to review no fault?  And if that was a 

14           conscious decision -- as opposed to bringing 

15           people in from the industry, bringing agents 

16           and brokers in, bringing consumer 

17           representatives in, bringing members of the 

18           Legislature into that mix -- why do you need 

19           legislation to accomplish that?

20                  DFS SUPERINTENDENT LACEWELL:  I don't 

21           think there's any deliberate intent to 

22           exclude members.  We know there are different 

23           models for these kinds of enterprises, and 

24           sometimes what you're doing is bringing 


                                                                   133

 1           together all the executive actors in that 

 2           regard, and then they engage with experts and 

 3           stakeholders across the board.  

 4                  Sometimes you put them all on a panel 

 5           together and have them hash it out.  

 6                  They're simply different models.  I 

 7           don't think there was any particular intent.

 8                  ASSEMBLYMAN CAHILL:  Understood.  Is 

 9           there any reason that you need legislation to 

10           do that?  Can't the Governor pick up the 

11           phone and say, Superintendent, have a 

12           conversation with the commissioner and let's 

13           work this out?  

14                  DFS SUPERINTENDENT LACEWELL:  

15           Certainly you don't require legislation to 

16           have a number of state agencies get together 

17           on an ongoing basis.

18                  ASSEMBLYMAN CAHILL:  I'm going to --

19                  DFS SUPERINTENDENT LACEWELL:  And you 

20           also don't need legislation to do studies, 

21           and we do many of these things all the time 

22           through legislation as an expressed 

23           commitment toward the priority that is in -- 

24                  ASSEMBLYMAN CAHILL:  When the 


                                                                   134

 1           Legislature thinks that something should be 

 2           done by the Executive and it's not being done 

 3           by the Executive, we are forced to resort to 

 4           legislation to get it done.  It's not 

 5           necessary for the Executive to force 

 6           themselves to do something that they have the 

 7           power to do.  So we'll move on with that.  

 8                  Can I also ask you to review the 

 9           amicus brief that was filed on behalf of you 

10           and all the people of New York State by the 

11           Attorney General and the attorneys general of 

12           45 states of this country, and also the 

13           opinions and the model legislation drafted by 

14           your organization, the National Association 

15           of Insurance Commissioners, and also to 

16           review the decision written by Supreme Court 

17           Justice Sotomayor to determine whether you 

18           are prepared to conclude that regulation of 

19           a -- state regulation of an intermediary is 

20           the direct regulation of health benefits and 

21           therefore conflicts with ERISA?  

22                  Which, by the way, is exactly the 

23           opposite of Justice Sotomayor's holding.  I 

24           am here to tell you that it is my view that 


                                                                   135

 1           the State of New York and in particular the 

 2           Executive, who has taken time to veto our 

 3           legislation, is specifically standing in the 

 4           way of comprehensive regulation of PBMs.  And 

 5           for the life of me, from the view of a 

 6           consumer, I don't know why.

 7                  Thank you very much, Superintendent.  

 8           My time has run out.

 9                  CHAIRWOMAN KRUEGER:  And I think 

10           there's one more Assembly chair who wanted a 

11           second round?  

12                  CHAIRWOMAN WEINSTEIN:  No, I think we 

13           are finished on the Assembly side.  If you 

14           don't have someone on the Senate, I know that 

15           the technical staff I believe needs a minute 

16           to repost the witness list, so that we need 

17           to pause the live -- pause our next -- the 

18           live feed till they reload that so we -- 

19                  CHAIRWOMAN KRUEGER:  Very good.  We'll 

20           thank the superintendent, because I don't 

21           believe we have any more questions for you.  

22                  So thank you for being with us.  We 

23           look forward to quite a bit of data coming 

24           out of your shop in response to the many 


                                                                   136

 1           questions.

 2                  DFS SUPERINTENDENT LACEWELL:  

 3           Understood.

 4                  CHAIRWOMAN KRUEGER:  And we will -- 

 5           thank you.  We will do whatever for a minute, 

 6           come back, and Commissioner Zucker is here 

 7           with us when we come back.  

 8                  (Brief recess taken from 11:46 to 

 9           11:51 a.m.)

10                  CHAIRWOMAN KRUEGER:  Thank you.  Good 

11           afternoon.  I'm Senator Liz Krueger, chair of 

12           Senate Finance Committee, joined by 

13           Assemblywoman Helene Weinstein, chair of the 

14           Ways and Means Committee, having our 

15           13th hearing on the Executive Budget proposed 

16           by Governor Cuomo.  It is the Health Hearing.  

17                  We started off this morning with the 

18           superintendent of the Department of Financial 

19           Services in relationship to health insurance, 

20           and we are now moving on to Dr. Howard 

21           Zucker, the commissioner of the New York 

22           State Department of Health, who will have 

23           10 minutes to testify and introduce whoever 

24           he has with him, and then we will open it up 


                                                                   137

 1           to questions.  

 2                  And these hearings are being held 

 3           online, live, with the two largest committees 

 4           of the Senate and Assembly.  And based on the 

 5           number of requests already, pretty much every 

 6           member has questions.  

 7                  So Dr. Zucker, I hand it to you.

 8                  COMMISSIONER ZUCKER:  Thank you very 

 9           much.  And good morning, Chairpersons --

10                  SENATOR O'MARA:  Chairwoman, 

11           Chairwoman Krueger, I have a request that 

12           this witness be sworn in.

13                  CHAIRWOMAN KRUEGER:  You know, 

14           Senator, I don't know that we have a format 

15           for swearing in at budget hearings, and so it 

16           would be a little unusual to try to come out 

17           with one that we all respected at this 

18           moment.  

19                  Commissioner Zucker, do you intend to 

20           tell us the truth?

21                  COMMISSIONER ZUCKER:  Of course I'll 

22           tell you the truth.  Yes.

23                  SENATOR O'MARA:  Note my objection.

24                  CHAIRWOMAN KRUEGER:  Thank you.  


                                                                   138

 1                  Please continue, Senator -- excuse me, 

 2           Commissioner.  

 3                  COMMISSIONER ZUCKER:  Thank you.  

 4                  And good morning, Chairpersons Krueger 

 5           and Rivera, Weinstein and Gottfried, and 

 6           members of the New York State Senate and 

 7           Assembly.  

 8                  I thank you for the opportunity to 

 9           present Governor Cuomo's fiscal year 2022 

10           Executive Budget as it relates to the health 

11           of all New Yorkers.  

12                  I am joined by Donna Frescatore, the 

13           State Medicaid Director and the Director of 

14           the New York State of Health.  

15                  And I also will just mention, given 

16           that there's a lot of technical aspects of 

17           Zoom, I have my audiovisual person in the 

18           room, in case you see some movement.  In case 

19           we drop out of the Zoom, I want to be sure we 

20           get right back on.

21                  One year ago I sat before you, in 

22           person, for the same reason.  In my testimony 

23           I commented on a new virus identified in 

24           Wuhan, China, that warranted close 


                                                                   139

 1           monitoring.  We sit here today, virtually, 

 2           because of the course that virus took during 

 3           these past 12 months.  

 4                  In my medical and public health career 

 5           I have borne witness to and worked on 

 6           resolving many health challenges, but few 

 7           have had as far-reaching impact as this 

 8           pandemic.  The virus we call SARS-CoV-2 has 

 9           put society on hold, but it has tapped into 

10           the ingenuity of researchers, the intestinal 

11           fortitude of health workers, and the 

12           resilience of us all during the past year.  

13                  COVID-19 has caused unprecedented pain 

14           and grief for many New Yorkers who are still 

15           struggling to find meaning and closure in 

16           these uncertain times.  

17                  The Department of Health, under 

18           Governor Cuomo's leadership, has tackled this 

19           pandemic with all of its heart and soul.  The 

20           staff has given -- and continues to give -- 

21           every ounce of energy to stopping this 

22           pandemic, from Wadsworth Lab developing the 

23           nation's first COVID-19 test outside of the 

24           CDC in February of last year, to launching 


                                                                   140

 1           more than a dozen state testing sites that we 

 2           still operate today, to building an army of 

 3           contact tracers and a comprehensive 

 4           vaccination program that has already put 

 5           nearly 4 million shots in the arms of 

 6           New Yorkers in the first two and a half 

 7           months.  

 8                  Today marks my 414th straight day of 

 9           tackling this virus on behalf of New Yorkers.  

10           I wish I could say that I had all the answers 

11           back then.  I didn't.  We didn't.  Not the 

12           scientists, the public health experts, the 

13           journalists, the policymakers, those on the 

14           front lines -- none of us.  Ironically, the 

15           year was 2020, and with 20/20 foresight we 

16           would have built stockpiles, implemented more 

17           precautionary measures, and revved up 

18           manufacturing. Instead, we have all learned 

19           together.  

20                  New scientific findings shaped new 

21           policy.  Recommended behaviors designed to 

22           save lives -- like social distancing, masks, 

23           shutdowns, testing -- have become tiresome.  

24           The urgency of the situation, the deadly 


                                                                   141

 1           nature of COVID-19, meant decisions had to be 

 2           made more quickly than the science was 

 3           evolving.  

 4                  I cannot speak of COVID-19 without 

 5           turning to the nursing homes.  Yes, there 

 6           were deaths -- too many.  Yes, nursing home 

 7           residents were and remain among the most 

 8           vulnerable.  And yes, there have been 

 9           questions.  

10                  In July I presented a comprehensive 

11           assessment of what likely happened in nursing 

12           homes, here in New York and all over the 

13           globe.  What we said in July remains true 

14           today.  The virus, despite all of our 

15           collective best efforts to prevent it, was 

16           inadvertently brought into the nursing homes 

17           by dedicated staff at a time when we did not 

18           know enough about the science.  It was 

19           tragic, it was troubling, but it's true.  

20                  I was asked to provide the numbers of 

21           deaths by facility, by location of death, by 

22           whether confirmed or presumed.  To the best 

23           of the department's ability, I have done so.  

24           If some wish to find fault with the process, 


                                                                   142

 1           I ask them to remember that we continue to 

 2           battle this pandemic.  As a resident of 

 3           New York, I believe in transparency.  As a 

 4           doctor, I believe in accuracy.  And we did 

 5           our best to achieve both.  

 6                  There is much more we can achieve if 

 7           we apply the lessons of 2020 as we turn to 

 8           2021.  As we now focus on the budget, the 

 9           reason we are here today, we need to keep 

10           this in mind.  So let's start with the 

11           nursing homes.  

12                  Last week the Governor announced a 

13           comprehensive plan to bring real reform to 

14           the nursing home industry.  Reform means 

15           prioritizing patient care over profit, 

16           focusing on services that directly impact 

17           residents, and staffing programs accordingly.  

18           Reform means disclosing payer rates and what 

19           goods and services Medicare and Medicaid 

20           funding is spent on.  Reform means increasing 

21           public health violation penalties to $25,000 

22           and removing grace periods for fixing 

23           violations.  Reform means operators with 

24           repeat infection control violations must work 


                                                                   143

 1           with an independent quality improvement 

 2           monitor on their own dime.  And finally, it 

 3           means if an operator cannot protect the 

 4           health and safety of their residents, we will 

 5           move quickly to appoint somebody who can.  

 6                  We are living in a different world 

 7           than we were a year ago.  We all learned to 

 8           live remotely this year -- remote work, 

 9           remote school, remote shopping, remote family 

10           time, and remote healthcare.  We can now 

11           build on this positive transformation through 

12           reforms that will lower costs, enhance care 

13           for vulnerable populations, and increase 

14           access to telehealth services from primary 

15           care to early intervention.  

16                  These reforms will also expand access 

17           to mental health and substance use services, 

18           which is a critical need in the wake of a 

19           pandemic that has exacerbated these 

20           challenges.  

21                  As you have heard from my fellow 

22           commissioners, this budget will propose 

23           legislation to establish a single integrated 

24           license for outpatient mental health, 


                                                                   144

 1           substance use, and physical health services, 

 2           meaning New Yorkers can receive all of the 

 3           services they need in one location.  

 4                  And that care needs to be affordable, 

 5           which is why the department will continue to 

 6           work with its sister agencies to implement a 

 7           strong regulatory framework to enforce 

 8           insurers' compliance with parity for 

 9           reimbursement for all three service types.  

10                  Furthermore, the New York State of 

11           Health has provided low-income families 

12           quality health insurance through the 

13           Essential Plan, but monthly premiums can be a 

14           barrier.  This budget will eliminate monthly 

15           premiums for over 400,000 New Yorkers, saving 

16           families nearly $100 million in annual 

17           premiums and enrolling 100,000 currently 

18           uninsured New Yorkers.  

19                  In addition, this budget will provide 

20           $420 million to promote access to vital 

21           healthcare services for Essential Plan 

22           enrollees.  It will also commit $200 million 

23           to support an Essential Plan Quality Pool to 

24           promote high-quality care.  


                                                                   145

 1                  All of these efforts continue to move 

 2           us toward our goal of making New York the 

 3           healthiest state in the nation.  The Nourish 

 4           NY initiative will continue to encourage the 

 5           purchase of goods from New York State farmers 

 6           and producers and help ensure access to local 

 7           nutritious foods.  We'll continue our 

 8           commitment to make it easier for transgender, 

 9           gender nonconforming and nonbinary 

10           New Yorkers to have identity documents that 

11           reflect who they are.  And we'll continue our 

12           fight to reduce maternal mortality and racial 

13           disparities.  

14                  And the budget will, of course, allow 

15           us to continue our fight against COVID-19, 

16           with increased testing capacity and expansion 

17           of the statewide COVID-19 vaccination program 

18           that will emphasize health equity and reduce 

19           vaccine hesitancy.  Our viral adversary is 

20           continually mutating, and we need to stay 

21           vigilant.  

22                  And finally, we'll need public health 

23           emergency response capacity that lasts beyond 

24           COVID-19 to the next pandemic or other threat 


                                                                   146

 1           to the health and safety of New Yorkers.  The 

 2           past year has shown us what public health 

 3           does.  The state will create a New York 

 4           Public Health Corps, including public health 

 5           professionals, nurses, medical and 

 6           pharmaceutical students from undergrad to 

 7           doctoral levels, as well as retired medical 

 8           professionals and volunteer first responders.  

 9           They will come from every region and 

10           background in the state, and they will be 

11           given opportunities to work in their own 

12           communities.  

13                  As Governor Cuomo has stated, New York 

14           State is stronger because of the way we have 

15           united to fight COVID-19.  I am confident 

16           that we will prevail against COVID-19 and the 

17           future of public health will flourish in 

18           New York State.  

19                  Thank you. 

20                  CHAIRWOMAN KRUEGER:  Thank you very 

21           much.  

22                  Our first questioner will be Senator 

23           Gustavo Rivera, 10 minutes, please.

24                  SENATOR RIVERA:  Madam Chair, I will 


                                                                   147

 1           actually not ask questions at this time but 

 2           will reserve my 10 minutes for later on in 

 3           the program.  Thank you.  

 4                  CHAIRWOMAN KRUEGER:  You're welcome.  

 5                  Well, then I'm going to invite our 

 6           special guest, Minority Leader Robert Ortt, 

 7           to be the next questioner.

 8                  SENATOR ORTT:  Thank you, Madam Chair.  

 9           Thank you, Chair Weinstein.  

10                  I also want to recognize 

11           Senator O'Mara for his leadership during 

12           these hearings as well.

13                  Commissioner, thank you for joining 

14           us.  I do appreciate it, as I know all of my 

15           colleagues, both Democrat and Republican, 

16           both Assembly and Senate, appreciate you 

17           being here today, not only to discuss the 

18           budget but obviously to discuss the nursing 

19           home issue and the department's response to 

20           that over the last several weeks and over the 

21           last several months, to be very honest with 

22           you.

23                  So, Commissioner, I have to ask you -- 

24           I know you said what you said back in July 


                                                                   148

 1           still is true today, but there have been a 

 2           lot of reports that could seem to contradict 

 3           that statement alone.  And I was going to ask 

 4           you about your July report on factors 

 5           contributing, obviously, to COVID nursing 

 6           home deaths, which was updated in February to 

 7           include the real extent of nursing home 

 8           deaths.  And it continues, though, in both 

 9           versions, and as you continue here today, to 

10           assert that the March 25th directive did not 

11           contribute to the spread or to fatalities.  

12                  Yet -- yet -- the Attorney General 

13           issued a report several weeks ago and the 

14           Empire Center, once they were actually -- 

15           once a judge gave them the information that 

16           they FOILed, both the Empire Center and the 

17           Attorney General of the State of New York 

18           issued reports that concluded that the 

19           March 25th directive did contribute to the 

20           spread and, by extension, contributed to 

21           fatalities in nursing homes.  

22                  We also know that you had the 

23           information that the Legislature requested at 

24           the hearing over the summer and requested 


                                                                   149

 1           several times through media outlets and 

 2           others, but we now know -- not directly from 

 3           you, but from others in the administration --  

 4           that that data was deliberately withheld for 

 5           reasons that I would term are shameful.

 6                  So having said all that, I have three 

 7           questions for you -- because I don't have a 

 8           ton of time, so I'm going to ask you three 

 9           questions and I would like you to respond.  

10                  What changed in the updated report, 

11           the July to February report?  

12                  And secondly and thirdly, you still -- 

13           is it your assertion -- you did not mention 

14           the March 25th order in your testimony.  Is 

15           it still your assertion that the March 25th 

16           order, which the Attorney General and the 

17           Empire Center both concluded played a role in 

18           the spread and in the fatalities, is it your 

19           continued assertion that that directive did 

20           not have any effect -- you mentioned -- you 

21           blamed the staff, but there was no mention of 

22           the March 25th order.  Do you still contend 

23           that that played no role?  

24                  And lastly, if that is true, then why 


                                                                   150

 1           was that order, the directive, rescinded 

 2           almost two months after the fact on May 10th?  

 3           It would seem to me -- the fact that that was 

 4           rescinded on May 10th would indicate that it 

 5           either wasn't working or that in fact it was 

 6           contributing to the spread in these nursing 

 7           home facilities.

 8                  So again, is it your contention that 

 9           the order did not play a role?  And if so, 

10           why was it rescinded and what changed in the 

11           report from July to February?  

12                  COMMISSIONER ZUCKER:  So let me -- 

13           thank you for your question.  Let me answer 

14           them as -- in the parts that you raised.  

15                  Well, first, there are some statements 

16           which are not accurate, and we'll get to 

17           those.  But the first question you had was 

18           what changed in the -- I'm looking at my 

19           notes -- what changed in the updated report?  

20           The fact is that I support the July 

21           assessment, and I continue to support it to 

22           this day.  

23                  From July to the present point, we had 

24           more data, we put the data -- and it 


                                                                   151

 1           confirmed exactly what we found back on 

 2           March 25th.  It is troubling to me that we 

 3           keep going back to an issue where all the 

 4           data has shown -- not just New York, but 

 5           across the country -- that this is not what 

 6           brought the infection into the nursing homes.  

 7           The -- and we can get more into the data 

 8           about -- or the guidances from both CMS and 

 9           CDC --

10                  SENATOR ORTT:  Commissioner, if I may.

11                  COMMISSIONER ZUCKER:  Can you not hear 

12           me?

13                  SENATOR ORTT:  Is the Attorney 

14           General's report wrong?  Is the Empire 

15           Center's analysis -- 

16                  COMMISSIONER ZUCKER:  The Attorney 

17           General did not -- the Attorney General did 

18           not say that the March 25th memo brought this 

19           into the nursing homes.  

20                  And the Empire Center, Bill Hammond, 

21           I -- I don't know Bill Hammond.  I have not 

22           had a chance to review his assessment.  I 

23           know he's a journalist now, he's working in a 

24           think tank.  


                                                                   152

 1                  But I know my team.  And I know how my 

 2           team works.  And I know the commitment that 

 3           my team made to evaluating this report and 

 4           looking at the data.  And so I can speak to 

 5           my team.  And what we found was -- and I will 

 6           reiterate it -- that there was 37,000 staff 

 7           who ended up having COVID, and they brought 

 8           it in, inadvertently, at a time when we did 

 9           not know about asymptomatic spread.  

10                  Remember, back then the -- we asked 

11           the international -- or the national experts, 

12           we asked Fauci himself, Dr. Fauci.  He said, 

13           you know, asymptomatic spread is not a driver 

14           of the pandemic.

15                  So, I mean, they brought it in, they 

16           brought it in inadvertently.  And that is how 

17           it spread.  Ninety-eight percent of all the 

18           nursing homes had COVID in it even before 

19           anyone's even sent back to a nursing home.  

20           They went from the nursing home to the 

21           hospital because they had COVID, the vast 

22           majority, and so it was already in the 

23           nursing homes.  So that's the first part of 

24           the issue.  


                                                                   153

 1                  And let's just keep going down that 

 2           whole path a little bit on the reasoning 

 3           here.  So they brought it into -- you have it 

 4           in the nursing home.  There's a memo, there's 

 5           a guidance that's put out that says that 

 6           nobody should go back to the nursing homes 

 7           who are COVID-positive in May -- this is what 

 8           you were referring to -- and the order was 

 9           not rescinded, there was a -- so I think 

10           that's the wrong word.  That is not the 

11           correct issue.  That was a different guidance 

12           that was put out.  

13                  But let's just use the issue of May 

14           10th, which is what you're referring to.  So 

15           there was no one who was coming back into the 

16           nursing homes with COVID-positive tests -- 

17           that doesn't mean they were contagious, but 

18           we'll just stay with that for a second.

19                  There was no one going into the 

20           nursing homes who were visitors, because 

21           there was no visitors allowed.  And we were 

22           now able to test people twice a week, staff 

23           twice a week in the nursing homes.  And yet 

24           the disease was still going to the nursing 


                                                                   154

 1           homes because it was in the community.  When 

 2           it's in the community, it's in the nursing 

 3           homes.  They tie together.  

 4                  So this ties back to your first 

 5           question was July to February.  So what was 

 6           the difference?  What we found was when we 

 7           looked at the numbers and the data, once 

 8           again, when you put all the numbers in there, 

 9           increased spread in the community, increased 

10           cases in the nursing homes.  

11                  And if you put New York aside for a 

12           minute and you just say, Okay, let's just put 

13           our state --

14                  CHAIRWOMAN KRUEGER:  Doctor, 

15           Dr. Zucker --

16                  COMMISSIONER ZUCKER:  Yeah.  Oh, did I 

17           run out of time?

18                  CHAIRWOMAN KRUEGER:  Because 

19           unfortunately you all have gone way beyond 

20           time.

21                  COMMISSIONER ZUCKER:  Okay, sorry.

22                  CHAIRWOMAN KRUEGER:  And I suspect we 

23           have 40 more people who have questions, I 

24           think, so I suspect you will be asked 


                                                                   155

 1           variations on Mr. Ortt's question and you can 

 2           start with, you know, and after May 10th.  So 

 3           we'll all remember up till May 10th and then 

 4           after May 10th.

 5                  COMMISSIONER ZUCKER:  Okay.

 6                  CHAIRWOMAN KRUEGER:  And so I'm now 

 7           going to hand it over to the Assembly.

 8                  CHAIRWOMAN WEINSTEIN:  And I think 

 9           there will be continued questions on this 

10           subject.

11                  We go to our chair of the Health 

12           Committee, Assemblyman Gottfried.  Ten 

13           minutes, please.

14                  ASSEMBLYMAN GOTTFRIED:  Yes.

15                  Good morning, Commissioner.

16                  COMMISSIONER ZUCKER:  Good morning.

17                  ASSEMBLYMAN GOTTFRIED:  Good to see 

18           you.  A few questions -- not surprisingly, 

19           starting on nursing homes.

20                  We've all -- lots of people have been 

21           discovering that there are enormous problems 

22           in our nursing homes.  COVID may have brought 

23           them to light and made them worse, but a lot 

24           of us know those problems have been there for 


                                                                   156

 1           many, many, many years.  

 2                  Considering all the attention on this 

 3           issue, considering all the problems in our 

 4           nursing homes that everyone is now aware of, 

 5           you know, the Governor's budget wipes out 

 6           funding for a small organization called the 

 7           Long Term Care Community Coalition, which I 

 8           always say is New York's leading watchdog and 

 9           advocate on behalf of nursing home residents 

10           and their families, although unfortunately to 

11           a large extent they are practically our only 

12           advocate and watchdog.

13                  Why in this environment would the 

14           Governor propose to zero out the state's 

15           funding for that program?

16                  COMMISSIONER ZUCKER:  As I 

17           mentioned -- thank you for the question.  As 

18           I mentioned in my opening remarks, the 

19           Governor has said that the issue of nursing 

20           home reform is one of the critical factors 

21           and he won't sign a budget unless three areas 

22           are addressed, and one of those is the issue 

23           of making sure we hold bad actors 

24           accountable.  Another one is the issue of 


                                                                   157

 1           making sure that patient care over profit --

 2                  (Overtalk.)

 3                  ASSEMBLYMAN GOTTFRIED:  We've got very 

 4           limited time.  Could you answer the question?  

 5                  COMMISSIONER ZUCKER:  Well, the issue 

 6           is that we will address these issues of 

 7           nursing home reform.  And there are many 

 8           advocates who work on behalf of nursing 

 9           homes, and I have spoken with many of them 

10           regarding the budget.  

11                  The answer is that if the needs of 

12           making sure nursing homes are going to be 

13           met -- that is a primary focus of the 

14           Governor's on those three areas, the two I 

15           mentioned plus increased transparency.  So I 

16           can't speak to one specific group, but I do 

17           know --

18                  ASSEMBLYMAN GOTTFRIED:  I'll bet 

19           that -- I'll bet that if all the advocates 

20           that you've talked to -- I'll bet not a 

21           single one of them likes the idea or 

22           expressed any support to you for zeroing out 

23           the Long Term Care Community Coalition.  

24                  But let's move on.  I was interested 


                                                                   158

 1           in what you said about wanting to prioritize 

 2           care over profit, and I certainly agree with 

 3           that.  What would be your reaction -- and if 

 4           you can't say so right now, maybe think about 

 5           it and send me an email in a couple of 

 6           days -- to capping the number of for-profit 

 7           nursing homes in New York, granting no new 

 8           licenses for for-profit nursing homes, and no 

 9           increase in the number of beds for our 

10           existing for-profit nursing homes?  They've 

11           gone from being about one-third of the number 

12           of beds to now being about two-thirds.

13                  COMMISSIONER ZUCKER:  Well, 

14           Assemblyman, I hear you and I think that we 

15           need to address that.  I'm happy to send you 

16           an email about it.  

17                  But I do want to say that -- and I 

18           have -- long before this pandemic, I have 

19           worked extremely hard at the issue of dealing 

20           with the geriatric population, and nursing 

21           homes obviously usually are those who are 

22           primarily -- the residents are of that age.  

23           And this was one of the issues to address, 

24           the for-profit versus the not-for-profit 


                                                                   159

 1           nursing homes.  

 2                  So I'd be happy to have that 

 3           conversation and discuss it further with you, 

 4           to make sure that the care is provided to all 

 5           those residents.  Thank you.

 6                  ASSEMBLYMAN GOTTFRIED:  Okay.  I'd 

 7           like to talk about the recently issued 

 8           results of your -- of the department's 

 9           request for -- the RFP for fiscal 

10           intermediaries in the consumer-directed 

11           program.  And I would just suggest to people, 

12           if you're not familiar with Big Julie's Dice, 

13           after I'm done speaking you can Google that.

14                  Because a lot of long-experienced, 

15           extraordinarily highly regarded fiscal 

16           intermediaries have been just shut out of the 

17           program as a result of this RFP process.  

18           They've been given no explanation as to in 

19           what way they were deficient, they've just 

20           been told, Oh, you didn't score high enough, 

21           and No, we can't tell you or we won't tell 

22           you in what way you were deficient.  

23                  You know, the last time I think the 

24           department did something like this, it was 


                                                                   160

 1           with the medical marijuana program where you 

 2           gave out five licenses and Applicants 6 

 3           through 10 complained that no one would tell 

 4           them why they didn't get a license and they 

 5           sued.  And rather than respond to the 

 6           lawsuit, the department said, Oh, okay, we'll 

 7           give licenses to Nos. 6 through 10.

 8                  What can we do about getting some 

 9           justice here, finding out was there a basis 

10           for justifying denying fiscal intermediary 

11           licenses to some of these really very 

12           important, longstanding, high-quality 

13           programs?

14                  MEDICAID DIRECTOR FRESCATORE:  So, 

15           Dr. Zucker, this is Donna.  I'm happy to 

16           answer that question.  

17                  Hello, Assemblyman Gottfried.  Thank 

18           you for that question.

19                  So as you know, in February the 

20           department, as a result of a competitive 

21           process, selected 68 contractors.  And 

22           following a very successful model that we 

23           used, for example, with our navigators -- 

24           which I think, Assemblyman, you're very 


                                                                   161

 1           familiar with and supportive of -- we gave 

 2           organizations the option to have 

 3           collaborating partners.  

 4                  And so many of these 68 organizations 

 5           came in with community organizations, local 

 6           organizations that had experience as well.  

 7           And they partnered with them.  It's efficient 

 8           because you don't have every organization 

 9           contracting with someone to do payroll, but 

10           at the same time you have a local presence of 

11           organizations with experience.

12                  We're committed to having an open 

13           process.  For those weren't awarded, we've 

14           extended debriefing rights in the initial 

15           letters.  Our first step -- and perhaps we 

16           need to make this more clear that there's a 

17           number of steps here that we don't want to be 

18           barriers, it's just, quite honestly, because 

19           of the volume of applications.  

20                  So we first told nonsuccessful 

21           offerers what their score was, how they 

22           ranked.  Many have come back to us, asked for 

23           a more detailed debriefing where we will talk 

24           to them, probably virtually or, if they 


                                                                   162

 1           prefer, perhaps in writing with a detail of 

 2           where their offer was either particularly 

 3           strong or not as strong, and the weaknesses 

 4           in their proposal.  And that's consistent 

 5           with what we do in competitive procurements 

 6           under the State Finance Law.  

 7                  ASSEMBLYMAN GOTTFRIED:  So you'll 

 8           disclose all that information?  

 9                  MEDICAID DIRECTOR FRESCATORE:  We will 

10           disclose where an offerer's proposal scored 

11           well and where it -- where we believed there 

12           were weaknesses in the proposal.  That is our 

13           intent.  Of course, this process has actually 

14           just started and there's --

15                  ASSEMBLYMAN GOTTFRIED:  Yeah, okay.  

16           Can you -- can you send that information to 

17           me?  

18                  MEDICAID DIRECTOR FRESCATORE:  Yes, we 

19           will do that.  We will send you a description 

20           of the process that will be followed, as well 

21           as any, you know, documents.

22                  ASSEMBLYMAN GOTTFRIED:  No.  No, I 

23           want the data.  

24                  MEDICAID DIRECTOR FRESCATORE:  Well, I 


                                                                   163

 1           will go back and talk to folks about the 

 2           detailed data.  I can't make that commitment 

 3           right now; it is a competitive process.  But 

 4           I will certainly ask those questions of our 

 5           experts.

 6                  ASSEMBLYMAN GOTTFRIED:  Okay.  

 7                  Another question, the 1 percent 

 8           across-the-board Medicaid cut.  You know, 

 9           it's kind of like the -- I forget the French 

10           author who said "The law in its infinite 

11           majesty prohibits the rich and poor alike 

12           from sleeping under the bridge."  If you cut 

13           1 percent of Mount Sinai's Medicaid allotment 

14           and 1 percent of, say, Elmhurst's Medicaid 

15           allotment, that might sound fair to somebody 

16           who doesn't know anything about our 

17           hospitals, but it obviously is not.  

18                  What is the justification for that 

19           kind of basis of cut?  And how will that cut 

20           affect safety net providers?

21                  MEDICAID DIRECTOR FRESCATORE:  So 

22           the -- as you know, in the past there have 

23           been across-the-board cuts of providers -- 

24           with some exclusions, like the behavioral 


                                                                   164

 1           health providers licensed under Article 31 or 

 2           providers licensed under Article 32, which we 

 3           would follow as well -- that are a standard 

 4           percentage.  So that has been done in the 

 5           past.

 6                  You know, those are difficult choices 

 7           and decisions made in the context of the 

 8           state's revenue picture.

 9                  I would point out, though, at the same 

10           time that there are 1 percent 

11           across-the-board cuts, there's also a 

12           substantial investment in the fiscal year '22 

13           budget, over $900 million for financially 

14           distressed hospitals through a series of 

15           programs that I know you're familiar with 

16           that we know as VAP and VAPAP and VBP QIP 

17           that remain funded in the '22 budget.

18                  ASSEMBLYMAN GOTTFRIED:  And many that 

19           are wiped out in the budget.

20                  MEDICAID DIRECTOR FRESCATORE:  Well, I 

21           think the -- the only -- I think there's one 

22           action in the closeout of the fiscal year '21 

23           budget that is a reduction in the VAPAP 

24           program as we know it for funding that is not 


                                                                   165

 1           needed, based on the regular meetings and 

 2           discussions that my counterparts at the 

 3           department have with financially distressed 

 4           hospitals.  

 5                  Other than that, I believe all the 

 6           funding is in place for those programs -- 

 7           again, over $900 million in fiscal year '22.

 8                  CHAIRWOMAN WEINSTEIN:  Thank --

 9                  ASSEMBLYMAN GOTTFRIED:  And 

10           eliminating the Indigent Care Pool for --

11                  CHAIRWOMAN WEINSTEIN:  Thank you.

12                  ASSEMBLYMAN GOTTFRIED:  -- publics.

13                  MEDICAID DIRECTOR FRESCATORE:  Yeah, 

14           the Indigent Care Pool proposal in the 

15           Executive Budget, as you know, doesn't -- 

16           still would permit the handful of hospitals 

17           that receive the public distribution to fund 

18           the nonfederal share with local money.  So 

19           those DSH dollars would still be available, 

20           but it would be federal and local funding.

21                  CHAIRWOMAN WEINSTEIN:  Thank you.  

22           We'll move on to the Senate.  

23                  I just remind the director and the 

24           commissioner just that if there are 


                                                                   166

 1           follow-ups in writing sent to a particular 

 2           questioner, if they could also be sent to 

 3           Senator Krueger and myself so that we can 

 4           distribute to all of the members on the call.

 5                  MEDICAID DIRECTOR FRESCATORE:  

 6           Certainly.

 7                  CHAIRWOMAN WEINSTEIN:  Now to the 

 8           Senate.

 9                  CHAIRWOMAN KRUEGER:  I'm afraid we're 

10           going to find ourselves going over on every 

11           one.  Although I have to say the questions 

12           that are being asked are taking me off the 

13           list because they're covering my questions.  

14                  But let's now go to our Health ranker, 

15           Senator Gallivan, five minutes.

16                  Are you there, Senator Gallivan?  

17                  SENATOR GALLIVAN:  Thank you, 

18           Madam Chair.  And good -- am I unmuted now?  

19                  CHAIRWOMAN KRUEGER:  You are.  You're 

20           having a little rush.  If you take your 

21           picture off, your voice might sound better.  

22                  SENATOR GALLIVAN:  All right, I'll try 

23           to do that.

24                  CHAIRWOMAN KRUEGER:  And let's start 


                                                                   167

 1           his five again.  Good.

 2                  SENATOR GALLIVAN:  You're able to hear 

 3           me?

 4                  CHAIRWOMAN KRUEGER:  Yes.

 5                  SENATOR GALLIVAN:  Okay.  Thank you, 

 6           Madam Chair, and I apologize for the 

 7           technical difficulties in the coverage on my 

 8           end.  I know it's been said before, I can't 

 9           help but note the concern about ensuring that 

10           we have broadband coverage everywhere, 

11           including many of the rural areas 

12           participating here today.

13                  Because of time, I will try to be very 

14           efficient with my questions.  I'd be remiss 

15           if I didn't say, Commissioner, I share the 

16           concern of many of my colleagues and many of 

17           the citizens of the state when it comes to 

18           the public trust and the concern about the 

19           proper or improper reporting of nursing home 

20           deaths, however that came about.  Again, as 

21           noted before -- not by you, but troubling 

22           nonetheless -- that we in the Legislature 

23           multiple times had -- 

24                  (Audio dropped.)


                                                                   168

 1                  CHAIRWOMAN KRUEGER:  We lost you.

 2                  COMMISSIONER ZUCKER:  We lost you, 

 3           yeah.

 4                  CHAIRWOMAN KRUEGER:  We've lost you, 

 5           Senator Gallivan.  Hmm.  I'm sorry, we're 

 6           going to let it go on to the Assembly.  

 7                  But when you are back and think you 

 8           are back, we will put you right back on.  

 9                  Assembly.

10                  CHAIRWOMAN WEINSTEIN:  Yes, so we go 

11           to Assemblyman Cahill.

12                  ASSEMBLYMAN CAHILL:  Thank you, 

13           Chairs.  And thank you, Dr. Zucker.

14                  CHAIRWOMAN WEINSTEIN:  Excuse me.  

15           He's a chair in terms of the clock, please.  

16           Thank you.  

17                  ASSEMBLYMAN CAHILL:  Thank you so 

18           much.  Believe it or not, I'll try not to use 

19           that time, Madam Chair.

20                  Dr. Zucker, I have a couple of 

21           questions for you just generally about your 

22           testimony.  And just reflecting on our last 

23           experience together last August and the 

24           answers you gave and the follow-up to that 


                                                                   169

 1           that, quite honestly -- we got a very 

 2           extensive response a few weeks ago, but we 

 3           were waiting for a long time.

 4                  So please forgive me for this, and 

 5           accept it in the spirit in which the question 

 6           is being asked.  To what specific level is 

 7           your testimony today directed by, prepared 

 8           by, influenced by, limited or otherwise 

 9           reflecting direction from the Office of the 

10           Governor, as opposed to that which you were 

11           prepared to give us here today on your own?

12                  COMMISSIONER ZUCKER:  This is all my 

13           testimony and prepared by me.  

14                  There's a little bit of an echo --

15                  ASSEMBLYMAN CAHILL:  I apologize for 

16           that.  We have a lot of technical issues 

17           today.

18                  So my next question is, there was a 

19           lag of time between our last round of 

20           questions to you in our August hearing and 

21           your response.  But were you directed by the 

22           Office of the Governor not to prepare that 

23           response, or was that a decision that you 

24           also made in your own office?


                                                                   170

 1                  COMMISSIONER ZUCKER:  Well, as the 

 2           Governor said last week, right, he said that 

 3           there was a void that was created, right, and 

 4           that the information should have been -- 

 5           should have been released sooner.  And he 

 6           regrets that, and I share that feeling.

 7                  And so at this point, you know, I feel 

 8           that we should be able to move forward and 

 9           continue the conversation forward on that.  I 

10           mean, at that point in time when you asked me 

11           in the autumn what was happening, I can tell 

12           you that what was happening from our 

13           perspective and my perspective was that there 

14           was a pandemic which we continue to fight 

15           today, and there were many issues that were 

16           on my desk to move forward, including the 

17           issues of the school openings and, you 

18           know -- and we know the list.  School 

19           openings, the issues of getting a vaccine 

20           plan in place, the increased testing on the 

21           holidays.  And also the other issue was the 

22           fact that our numbers were starting to tick 

23           back up in the autumn, and I was a little 

24           concerned about that because of what they 


                                                                   171

 1           always say, there's a second wave.  And we 

 2           have seen increasing cases as well.

 3                  ASSEMBLYMAN CAHILL:  Doctor, the 

 4           nature of my question is because of my 

 5           experience with you personally, my experience 

 6           with your office -- both with you and your 

 7           predecessors -- is that of state agencies, 

 8           the Department of Health has often been one 

 9           of the more responsive agencies to inquiries 

10           by the State Legislature.  And I found it 

11           unusual that we had to wait as long as we did 

12           to get answers to what were essentially basic 

13           and oftentimes statistical questions.  But I 

14           thank you for your response.

15                  I also -- I know you're going to be 

16           facing a lot of grilling today.  I want to 

17           thank you for being the head doctor in 

18           New York State.  This is a monumental task.  

19           I would not wish it on my worst enemy.  And I 

20           know you didn't sign up for this when you 

21           agreed to be health commissioner, but in the 

22           back of your mind you knew you might have to 

23           deal with it.  And whether we want to 

24           second-guess you or not, I want to thank you 


                                                                   172

 1           for your service in that regard.  

 2                  If you don't mind -- go ahead.

 3                  COMMISSIONER ZUCKER:  I appreciate 

 4           those words very much, I really do.  Thank 

 5           you.

 6                  ASSEMBLYMAN CAHILL:  I'd like to pivot 

 7           to a matter that is of equal concern to me.  

 8           I know it sounds difficult to have something 

 9           of equal concern to COVID, but this is a 

10           crisis in New York State, and that is the 

11           crisis of mental health.  The crisis of 

12           addiction, the crisis of overdose, the crisis 

13           of the loss of the infrastructure of a mental 

14           health service system in this state, and in 

15           particular in the communities I represent 

16           here in the Ulster County area.  

17                  I'm making that point because Dutchess 

18           County isn't as bad as Ulster County.  We got 

19           a double hit in the last 10 years when the 

20           State of New York and Rockland Psych pulled 

21           out of our county, and then our previous 

22           county executive, now a state administrator 

23           in a different agency, made a decision to 

24           dismantle our local mental health system and 


                                                                   173

 1           contract it out to an adjoining county.  

 2                  Then we had another blow -- and you're 

 3           aware of this, Dr. Zucker -- when the 

 4           Behavioral Health Unit of Benedictine 

 5           Hospital, now Health Alliance of the 

 6           Hudson Valley, was shut down in part by your 

 7           direction and your request and the request to 

 8           the State of New York to address the 

 9           potential for a COVID overflow.  That 

10           overflow never occurred.  Those services have 

11           been removed from this county.  People have 

12           been placed in extremely difficult positions 

13           with regard to their mental health and 

14           stability.  This pivotal, important part of 

15           our community -- and I'm sure it reflects 

16           communities across the State of New York -- 

17           is gone.  

18                  The Health Alliance of the 

19           Hudson Valley and Westchester Medical Center, 

20           their managing partner, have indicated:  Oh, 

21           no, the services are available elsewhere.  

22           But I can assure you, Doctor, those services 

23           are not the same.  They are not of the same 

24           quality, they do not meet the same needs.  


                                                                   174

 1                  You were very kind in your response, 

 2           your very detailed response.  You dedicated 

 3           about a page and a half to this question, and 

 4           I appreciate that.  In there you discussed 

 5           the Certificate of Need process.  And my 

 6           question to you is when, in the middle of 

 7           this pandemic emergency, will the Department 

 8           of Health once again enforce existing 

 9           Certificates of Need?  

10                  And I'm not talking now about changing 

11           that process, but addressing the fact that 

12           there is an entity in our community, and 

13           probably communities across the state, that 

14           are not adhering to their Certificate of 

15           Need, not adhering to their licensure, and it 

16           appears to me that there is no enforcement.

17                  So with that, Doctor, if you can 

18           reflect on that for a few minutes.  And maybe 

19           if we have a couple of minutes I'll raise a 

20           couple of other issues.

21                  COMMISSIONER ZUCKER:  Sure.  These are 

22           excellent points of concern to me.  Let me 

23           start with the Certificate of Need and then 

24           I'll go back to the issues of the mental 


                                                                   175

 1           health issues, because they tie together.  

 2                  One of the biggest challenges of this 

 3           pandemic is the ability to not only tackle 

 4           all the issues of the pandemic but the vast 

 5           array of things that the department does.  

 6           And part of that is the issue of Certificate 

 7           of Need.  And I agree with you, it's not so 

 8           much about new changing ownerships or 

 9           anything of that nature, but just the overall 

10           certificate, we need to make sure that we're 

11           meeting that.  

12                  We are trying to get back into the 

13           groove of making sure that some of those 

14           things that we were doing can be expedited.  

15           The truth is that many -- the vast majority 

16           of the department has been -- their energies 

17           have been directed towards this, and many 

18           people in the department have actually been 

19           doing double, triple jobs just in order to 

20           make sure that we move forward on this 

21           pandemic, working literally day and night 

22           every single day of the week.  And we can -- 

23           that's a longer conversation.  

24                  However, I do agree with you about the 


                                                                   176

 1           issues of mental health, and we need to 

 2           tackle this.  Long before the pandemic, 

 3           Commissioner Sullivan and I had this 

 4           conversation about the issues of mental 

 5           health.  

 6                  And when I first came into this role, 

 7           someone said to me, You should pick two 

 8           things that are really important -- this was 

 9           seven years ago -- that you want to focus on.  

10           You can't focus on everything.  And the two 

11           that I actually picked was -- one was the 

12           aging population in New York, and the other 

13           one was the issue of mental health.  Because 

14           I believe those are two of the biggest 

15           challenges.  

16                  And the reason people haven't tackled 

17           them the way we should tackle them is because 

18           they are so complex, so we wanted to move 

19           forward on that.  And now we sit here with a 

20           pandemic where these issues are paramount.  

21           And not only are they paramount in separate 

22           buckets, but they also overlap.  

23                  I sit there and I think about all the 

24           individuals who are lonely, elderly, lonely, 


                                                                   177

 1           by themselves and all the mental health 

 2           issues at that age, and the kids who are out 

 3           of school and the impact of those kids being 

 4           home because of the pandemic.  And just 

 5           our -- us as a social fabric has been 

 6           compromised, because we are a society that 

 7           works together, and when you isolate people 

 8           it becomes very difficult.  

 9                  So we are tackling that.  I will 

10           continue to work with the Office of 

11           Mental Health on that issue.  

12                  And on the issue of the Certificate of 

13           Need, we have the Public Health and Health 

14           Planning Council, which goes through the 

15           process of Certificates of Need.  And I 

16           usually look at each one of those, and I felt 

17           like my energies need to directed 

18           elsewhere -- but we will move forward on 

19           that.

20                  With regards to the overall situation 

21           with making sure hospital care can be there, 

22           we do have the surge-and-flex system which 

23           the Governor put into place to help for care.  

24           But this is the complexities of dealing with 


                                                                   178

 1           the pandemic.  But I assure you I wrote it 

 2           down, I assure you I will continue to push 

 3           forward on this.

 4                  ASSEMBLYMAN CAHILL:  Thanks, Doctor.  

 5                  I want to catch up, with my last 

 6           minute here, about two things.  And let's -- 

 7           surprising, surprising, I want to talk about 

 8           something in the budget.  The federal 

 9           government has provided some enhanced -- you 

10           don't have to worry about notes.  The federal 

11           government has provided some enhanced 

12           reimbursement for behavioral health and 

13           mental health services that results in a 

14           significant increase in the Medicaid and 

15           possibly the Medicare payments for those 

16           services.  

17                  Will you be recommending that after 

18           the federal money goes away that the State of 

19           New York pick up that enhanced funding level 

20           so that we can begin, once again, to rebuild 

21           mental health services?  

22                  COMMISSIONER ZUCKER:  Donna, do you 

23           want to touch that?

24                  ASSEMBLYMAN CAHILL:  I do need --


                                                                   179

 1                  MEDICAID DIRECTOR FRESCATORE:  Hi, 

 2           Assemblyman Cahill.  I hope you can hear me.  

 3                  You know, I'd be happy to get back to 

 4           you on that question at this point, rather 

 5           than to speculate on that.  So I'm happy to 

 6           talk directly to your office or to talk 

 7           directly to your staff about that and your 

 8           thoughts and concerns.

 9                  ASSEMBLYMAN CAHILL:  I appreciate 

10           that.  Thank you very much.  

11                  And panelists, let me just close by 

12           saying this, that what we have witnessed over 

13           the past several weeks, particularly between 

14           the Executive and the legislative branch of 

15           government unfortunately is merely an example 

16           of what the attitude is of most executive 

17           branch fellows -- people toward the 

18           Legislature.  

19                  And I hope that today we can begin to 

20           signal a change in that.  And once again, on 

21           behalf of the many people who have recovered, 

22           thank you for your service on behalf of the 

23           many people who are still being cared for in 

24           New York State.  I very much appreciate it, 


                                                                   180

 1           and I do hope that you take the questions and 

 2           comments of my colleagues in the spirit that 

 3           they are intended, for the best of all people 

 4           in New York.  

 5                  Thank you very much.

 6                  COMMISSIONER ZUCKER:  Thank you.  

 7                  CHAIRWOMAN WEINSTEIN:  Thank you.  

 8                  Back to the Senate now.

 9                  CHAIRWOMAN KRUEGER:  Thank you.  

10                  Do we have Senator Gallivan back?  

11           Let's see.

12                  SENATOR GALLIVAN:  I am here.  Are you 

13           able to hear me okay?

14                  CHAIRWOMAN KRUEGER:  Yes, you seem 

15           much clearer.  So please just --

16                  (Overtalk.)

17                  SENATOR GALLIVAN:  And I will -- I 

18           will take your advice and refrain from my 

19           photo -- or I'll leave my photo up, but 

20           there's a real voice behind that.

21                  CHAIRWOMAN KRUEGER:  Yes, there is.

22                  SENATOR GALLIVAN:  Yes.  So thanks 

23           for -- thanks for putting up with my 

24           technical difficulties.  My apologies, 


                                                                   181

 1           Commissioner and Director.  Thank you for 

 2           being here.  

 3                  I know that many of my colleagues are 

 4           going to discuss the nursing home situation 

 5           in great detail.  I'd be remiss if I didn't 

 6           say that I too share the concern about the 

 7           way that nursing home deaths were reported or 

 8           not reported, shall I say, despite the many 

 9           questions of the public and many questions of 

10           the Legislature since last year.  

11                  I do recognize, though, that all of 

12           that was -- was not you, but I share the 

13           concern.  And I would certainly hope as we 

14           move forward that the executive branch can 

15           work and communicate much better than they 

16           have through this pandemic on the 

17           pandemic-related issues with the Legislature.

18                  Having said that, though, I want to 

19           point in the Governor's budget where the 

20           Governor has proposed a number of changes to 

21           nursing homes.  And we know the 

22           administration has been pointing their 

23           fingers, to a certain extent, at nursing 

24           homes and their staff for the lives lost and 


                                                                   182

 1           other problems.  Included in these proposals 

 2           are increased penalties and heightened 

 3           enforcement mechanisms.  

 4                  The concern that I would have and the 

 5           question that I have is given the state of 

 6           nursing homes now, is the Department of 

 7           Health equipped to provide proper oversight 

 8           of nursing homes?

 9                  COMMISSIONER ZUCKER:  So that is a 

10           great question.  I actually go back to the 

11           issue of our inspections and our on-site 

12           surveys during the pandemic.  

13                  So we had over 2400 nursing home 

14           on-site surveys, and we did over a thousand 

15           enforcements and issued about $1.3 million in 

16           fines.

17                  I can tell you from my experience 

18           during this pandemic of the conversations 

19           that I've had with nursing home 

20           administrators and with my team and the 

21           immediate visits that our team did whenever 

22           there was a question that occurred regarding 

23           a nursing home and the ability to deliver 

24           care.


                                                                   183

 1                  Obviously, as the Governor's budget 

 2           has put forth -- and it mentions about these 

 3           different areas that we need to address -- we 

 4           will end up revving up and having more 

 5           individuals working on these areas.  But we 

 6           have been able to address the concerns that 

 7           have been raised over the course of the past 

 8           year.

 9                  But like any other challenge when you 

10           have a pandemic or anything else, it 

11           uncovered all of the things that need to 

12           improve.  And I believe that this will show 

13           that there are things that we need to improve 

14           both internally and externally to give better 

15           care to those who are residents of nursing 

16           homes or any other adult-care facilities.

17                  SENATOR GALLIVAN:  So the financial 

18           penalties --

19                  COMMISSIONER ZUCKER:  And the money -- 

20           yeah, sorry, go ahead.

21                  SENATOR GALLIVAN:  The financial 

22           penalties can be -- are very steep.  And the 

23           nursing homes, given the challenges they face 

24           and the rate cuts over the years, are really 


                                                                   184

 1           financially challenged.  

 2                  I'm concerned that -- I'm concerned 

 3           that this will financially devastate some of 

 4           these nursing homes, especially for some 

 5           minor violations.  And the concern is --

 6                  COMMISSIONER ZUCKER:  Right.

 7                  SENATOR GALLIVAN:  -- under all these 

 8           changes, how can we be assured that this is 

 9           actually going to improve the quality of care 

10           for our seniors?

11                  COMMISSIONER ZUCKER:  So that's a 

12           great question.  And the issue here is you 

13           don't want to have a violation of something 

14           which is minor end up compromising the 

15           nursing home facility and what we're doing to 

16           help the residents there.

17                  But if you have someone who's a bad 

18           actor who really does not operate a nursing 

19           home in the appropriate way, then we need to 

20           change it.  It's in the best interests of the 

21           nursing home residents, it's in the best 

22           interests of healthcare in general and our 

23           society in general.

24                  So that's what we need to move 


                                                                   185

 1           towards.  And the Governor has mentioned that 

 2           there should be, you know, 70 percent for 

 3           patient-facing services and 40 percent for 

 4           staffing -- I mean, all the numbers are out 

 5           there in his budget proposal.  But we will 

 6           address this, and we will tackle it and we 

 7           will make sure that we don't put a situation 

 8           in place that will only create a problem for 

 9           those who are residents or for us as a 

10           society to be sure that those who need this 

11           care will get it.  So I'm -- I'm {inaudible} 

12           for it.  

13                  SENATOR GALLIVAN:  If I may -- if I 

14           may, Commissioner, thank you.

15                  COMMISSIONER ZUCKER:  Yeah, sure.

16                  SENATOR GALLIVAN:  I look forward to 

17           discussing many, many more details, because 

18           of the time.

19                  To switch gears very quickly, I still 

20           think it is pandemic-related.  We have a 

21           pandemic now that attacks the body's 

22           respiratory system.  How on earth can we be 

23           talking about legally smoking marijuana while 

24           we've got this pandemic here?  And there's no 


                                                                   186

 1           science out there that says that smoking 

 2           marijuana is okay for a person's respiratory 

 3           system.  How can we ensure the safety of the 

 4           public?

 5                  COMMISSIONER ZUCKER:  So I -- there 

 6           are studies out there that we have mentioned 

 7           when we were talking about the issue of 

 8           regulated marijuana, about not having this 

 9           given to those who are young and to avoid the 

10           use of marijuana for those who are youth.  

11                  The issue also -- and I will turn more 

12           towards the medical side of this, because we 

13           have run and I've run the Medical Marijuana 

14           Program which has helped, you know, tens of 

15           thousands of people in the state, and I've 

16           received letters from those who actually have 

17           been able to function and maintain their jobs 

18           and work and have stores because of the 

19           marijuana -- the Medical Marijuana Program.  

20           We looked at it, so I am a strong supporter 

21           of the Medical Marijuana Program.  

22                  And I understand the issues of the 

23           respiratory system and to make sure that 

24           inhaling -- inhaling substances are not 


                                                                   187

 1           detrimental to them.

 2                  So -- but I do turn that back towards 

 3           the team, who are the Office of Cannabis 

 4           Management, which are looking at a lot of 

 5           those issues.  And I am sure they will sit 

 6           and speak to the medical experts as well 

 7           about this.

 8                  SENATOR GALLIVAN:  Thank you, 

 9           Commissioner.  My time is up, but thank you.  

10                  CHAIRWOMAN WEINSTEIN:  We go to, in 

11           the Assembly, Assemblyman Ra now for five 

12           minutes, as ranker.

13                  ASSEMBLYMAN RA:  Thank you, Chair.

14                  Commissioner, thank you for being 

15           here.  

16                  I just want to start quickly by saying 

17           I hope that any answers that are outstanding 

18           after this hearing that need to be provided 

19           are done so in a far more timely manner than 

20           was done after last August's hearing, 

21           particularly with regard to nursing homes.  

22           If we are to be asked to consider nursing 

23           home reforms in this budget, we need all the 

24           information.


                                                                   188

 1                  So I do want to go back, though, to 

 2           some of your conversation with Leader Ortt.  

 3           And I know you said you don't know 

 4           Mr. Hammond from the Empire Center, but I 

 5           would assume you're familiar with him or 

 6           familiar with his work, are you not?

 7                  COMMISSIONER ZUCKER:  Actually, I will 

 8           tell you that I glanced at the paper he put 

 9           out because it was -- and I responded to 

10           that, and it was during the preparation for 

11           this budget hearing.  

12                  I know that he was a journalist and 

13           now he's working in a think tank.  And so 

14           that's the extent of what I can say about 

15           Bill Hammond.

16                  ASSEMBLYMAN RA:  Well, and obviously 

17           we all know he was the person who made the 

18           FOIL request that ultimately caused the data 

19           to be released pursuant to a court order a 

20           couple of weeks ago.

21                  COMMISSIONER ZUCKER:  Well, the data, 

22           as I said, was going to be provided before 

23           the hearing, and the numbers are out.

24                  ASSEMBLYMAN RA:  But it was, I mean, 


                                                                   189

 1           provided the day that -- by the end of the 

 2           day it had to be, pursuant to a court order.  

 3           I think it's important that we make that 

 4           clear.

 5                  So just going back to -- you know, 

 6           we're obviously going to agree to disagree on 

 7           some of the pieces of the March 25th order.  

 8           But I think when we have this conversation, 

 9           one of the things that I think gets lost in 

10           translation is really what I think the 

11           question is.  You know, there's -- the report 

12           you have about 98 percent of the nursing 

13           homes having COVID prior to the order.  But 

14           the question really, to me, is whether the 

15           order made the situation worse by 

16           reintroducing these patients and whether the 

17           piece of it that prohibited the nursing homes 

18           from testing these patients before they came 

19           in made the matter worse.  

20                  Mr. Hammond's report, which you said 

21           you glanced at, but I would encourage you to 

22           look at more in depth, seems to show a fairly 

23           solid evidence that there was statistically 

24           significant correlation between the order and 


                                                                   190

 1           an increase in mortality within nursing 

 2           homes.  And I have always found his work, 

 3           this one included, to be based on data and 

 4           well-cited.

 5                  COMMISSIONER ZUCKER:  Well, I believe 

 6           that if he had looked at what we showed in 

 7           July, on the July 6th presentation that I did 

 8           of the fact that the nursing home deaths were 

 9           going down when the admissions were going up, 

10           which -- and we look at the epidemiology of 

11           it, of the period of time, of the incubation 

12           period, he would realize that that is not the 

13           case.

14                  You know, we keep going back to this 

15           issue about the nursing home March 25th 

16           document.  And it is -- honestly, it's very 

17           troubling because, you know, as a scientist, 

18           as somebody who looks at things, people 

19           forget about the actual way this disease ends 

20           up spreading and what happens and how long 

21           one is contagious and what the risk they are 

22           putting to others.  

23                  And the fact of the matter is that -- 

24           and I want to be respectful of your time, but 


                                                                   191

 1           the fact of the matter is that there is a 

 2           window of time before anyone actually showing 

 3           symptoms when you're already contagious, and 

 4           that is for 48 hours.  

 5                  Then you have a window of time -- and 

 6           think about the nursing home residents, and 

 7           I've mentioned this before.  When someone is 

 8           elderly and they end up in -- get sick and 

 9           they're in the nursing home, you don't -- the 

10           first day when they wake up and are not 

11           feeling well, you don't take that 93-year-old 

12           out in the snow and say, I'm going to rush 

13           him to the hospital.  A couple of days go by.  

14                  So now you're four days into it.  

15           They're in the hospital for -- they don't get 

16           into the hospital one day and then they go 

17           out the next day.  We know from the report, 

18           from the data we showed, and I stand by this 

19           report -- I stood by it in July, I stand by 

20           it now -- that we know that it's in the 

21           community, that it is going to end up in the 

22           facility.  And we know what ended up 

23           happening, and that was what we had in the 

24           report.


                                                                   192

 1                  I mentioned in my opening remarks this 

 2           was tragic, but it is true.  And just the 

 3           facts are -- I'm sorry?  

 4                  ASSEMBLYMAN RA:  I'm going to run out 

 5           of time.  I do want to quickly -- just to the 

 6           budget presentation.  If you can elaborate on 

 7           either now or provide further information, 

 8           there's this proposal for the independent 

 9           quality monitors.  And if you can provide 

10           further information as to what the department 

11           saw within nursing homes during this pandemic 

12           that, you know, basically that proposal spurs 

13           from, I'd appreciate it.

14                  COMMISSIONER ZUCKER:  That goes back 

15           to the on-site surveys and the enforcements.  

16           But we'll get that to you.

17                  ASSEMBLYMAN RA:  Thank you.

18                  CHAIRWOMAN KRUEGER:  Thank you.

19                  I believe we have Senator May next.

20                  SENATOR MAY:  Great.  Thank you so 

21           much.  

22                  And hi, Commissioner.

23                  SENATOR RIVERA:  I'm sorry, I would 

24           point out that Senator May is a chair.  She 


                                                                   193

 1           only got three minutes.

 2                  CHAIRWOMAN KRUEGER:  She's not a chair 

 3           of today's hearing.

 4                  SENATOR RIVERA:  Oh, apologies.

 5                  CHAIRWOMAN KRUEGER:  She is a chair.  

 6           She's an excellent chair of the Aging 

 7           Committee, and she got her 10 minutes at the 

 8           Aging Hearing.  Sorry, Senator Rivera.  

 9                  SENATOR MAY:  All right, I have my 

10           three minutes now.  

11                  So, Commissioner, I share my 

12           colleagues' concerns about obviously the 

13           reporting of nursing home deaths.  But just 

14           jumping off of your comments about how the 

15           virus was brought into nursing facilities by 

16           the staff, we heard in our hearing the same 

17           staffers, working multiple jobs to make ends 

18           meet -- many of them live near the poverty 

19           level and haven't been able to protect 

20           themselves from the virus.  Some nursing 

21           homes are understaffed, were terribly 

22           understaffed in the spring and so they didn't 

23           have time to change their PPE properly.  

24                  And so a lot of this comes down to how 


                                                                   194

 1           we pay for healthcare in this state.  And I'm 

 2           just wondering what in your budget, because I 

 3           can't find it, actually raises wages for our 

 4           healthcare workers so they don't have to 

 5           moonlight and so we can attract more people 

 6           into this field.

 7                  COMMISSIONER ZUCKER:  Well, I hear you 

 8           on that, and I think that is a critical point 

 9           just in general, how do you get more people 

10           in the field when there is a way for them to 

11           work in a different area and with a similar 

12           amount of a salary, which is not as hard as 

13           working for those -- in a nursing home for 

14           residents who require a lot of attention.

15                  But the issue of staffing is part of 

16           the overall goal when the Governor mentions 

17           patient care over profit.  And that money 

18           would have gone to profit will go to patient 

19           care.  And part of patient care is providing 

20           the appropriate staffing, and part of that is 

21           figuring out how to develop a system where a 

22           person doesn't end up having to hold down 

23           three jobs in an effort to make ends meet.  

24           And whether that involves also increasing the 


                                                                   195

 1           salary for those who work in these facilities 

 2           so that you can get more people there and 

 3           also have those who are there feel 

 4           compensated appropriately.  So this is all 

 5           part of the whole process of -- 

 6                  SENATOR MAY:  Let me jump in and say 

 7           in the budget HMA Part E cuts $22.5 million 

 8           from worker recruitment and retention 

 9           funding, including personal care, home health 

10           aides -- who are critical to keeping people 

11           out of nursing homes if they don't want to be 

12           in nursing homes -- and other long-term-care 

13           workers.  

14                  And I'm wondering how this conceivably 

15           helps keep older New Yorkers healthy and 

16           safe.

17                  COMMISSIONER ZUCKER:  So let me -- 

18           yes.

19                  MEDICAID DIRECTOR FRESCATORE:  So 

20           Dr. Zucker, I'm --

21                  COMMISSIONER ZUCKER:  Donna.  

22                  MEDICAID DIRECTOR FRESCATORE:  Hello, 

23           Senator.  Let me see if I can address your 

24           question.  Thank you.  


                                                                   196

 1                  The worker recruitment and retention 

 2           funding is in fact eliminated in the 

 3           Executive Budget or reduced in the Executive 

 4           Budget.  I think it's important to keep in 

 5           mind that those funding -- those programs go 

 6           back, you know, several years ago now.  I 

 7           think it's important to keep in mind that in 

 8           the interim the investment from Medicaid in 

 9           minimum wage has been -- it's projected in 

10           '22 to be $3.9 billion.  

11                  So I think there's a number of moving 

12           factors here yet appreciate, you know, 

13           hearing your concern.  And as Dr. Zucker 

14           already said, that the Executive proposal 

15           around requiring a certain percentage of 

16           nursing home revenues to be directed to 

17           paying staff, for staff costs, is an 

18           important factor here as well.

19                  SENATOR MAY:  Okay.  I'm out of time, 

20           but I'll follow up with some other questions.  

21           Thank you.

22                  CHAIRWOMAN KRUEGER:  Thank you.

23                  Assembly.

24                  CHAIRWOMAN WEINSTEIN:  We go to 


                                                                   197

 1           Assemblyman Schmitt for three minutes.

 2                  ASSEMBLYMAN SCHMITT:  Thank you.  

 3                  Commissioner, we need to get our kids 

 4           back to school.  Will you be issuing updated 

 5           guidance so that the six-foot rule can be 

 6           modified for our local school districts who 

 7           are having difficulty with that?

 8                  COMMISSIONER ZUCKER:  Right.  We are 

 9           working -- I hear you, and we are working on 

10           that to make sure that we can get all our 

11           children back into the classrooms.  

12                  And regarding the six feet, one of the 

13           federal guidelines was the CDC guidelines; I 

14           know there's some discussion about 

15           three feet, if there are barriers.  And we 

16           are working on that.  And the team is working 

17           on that actually this past week, but I've 

18           been distracted by the budget hearings, but I 

19           promise you we will get that done.

20                  ASSEMBLYMAN SCHMITT:  What's the 

21           timeline that you would expect us to have an 

22           answer?  

23                  COMMISSIONER ZUCKER:  Well, hopefully 

24           we'll -- let's -- I mean, schools -- you 


                                                                   198

 1           know, we want to get these children back into 

 2           schools, so I hope we can get this done.  

 3           Today's Thursday; let's hope we can figure 

 4           out something next week.  I can't commit to a 

 5           day, I hate to do that, but I want to focus 

 6           on that within the coming week.

 7                  ASSEMBLYMAN SCHMITT:  Okay.  So within 

 8           a week, then, our -- it will be public for a 

 9           school district to be able to --

10                  COMMISSIONER ZUCKER:  I don't -- I 

11           hate putting a date down because, you know, 

12           you never know, when you start working these 

13           things through and then you find out, well, 

14           CDC says this, but there's this other issue 

15           that you hadn't considered.  

16                  But it is a high priority on my 

17           agenda.  So maybe after the hearing, you 

18           know, I can regroup with you and then find 

19           out what's the latest from my team and then 

20           get back to you on a specific date.  Does 

21           that work?

22                  ASSEMBLYMAN SCHMITT:  I appreciate you 

23           focusing on it.  And certainly the quicker we 

24           can get our students back safely, the better.


                                                                   199

 1                  COMMISSIONER ZUCKER:  I absolutely 

 2           agree.  I absolutely agree.

 3                  ASSEMBLYMAN SCHMITT:  My next question 

 4           is on vaccine distribution equity.  And the 

 5           county executives I represent in Orange 

 6           County and Rockland County, the 

 7           Hudson Valley, have had concerns with their 

 8           role that they usually would play but how 

 9           that's changed.  

10                  In particular, Orange County and some 

11           Hudson Valley counties have not had a fair 

12           and equitable distribution when compared to 

13           other counties in the statewide vaccine 

14           number.  Whether you count it by population, 

15           infection rate, it doesn't seem to add up.  

16                  Can you explain how those decisions 

17           are made and how we can either get more 

18           distribution or how we can get a state 

19           facility into Orange County or the 

20           Hudson Valley where there is not a close one 

21           right now?  

22                  COMMISSIONER ZUCKER:  Sure.  Sure.  So 

23           let me go through sort of the big picture and 

24           then I'll get a little more granular on this.


                                                                   200

 1                  So the big picture here is that it all 

 2           comes down to the supply.  Right?  So the 

 3           federal government tells us how much we get, 

 4           and then we get it out there.  And we've 

 5           allocated now 4.5 million.  We probably, by 

 6           the end of today or so, will be at 4 million 

 7           that have been administered, 89 percent of 

 8           first doses have been administered so far.  

 9           So that's the overarching picture.  

10                  Then we have our teams.  We have a lot 

11           of different places where they can get 

12           vaccines.  We have our state-run sites that 

13           are out there.

14                  ASSEMBLYMAN SCHMITT:  Can we get one 

15           in Orange County or closer?

16                  COMMISSIONER ZUCKER:  I will check and 

17           see where there are, and we'll see -- we keep 

18           increasing those sites in numbers.  

19                  But you've got to remember, if there's 

20           no supply, then what do you do?  Now, I 

21           believe that what's going to happen with the 

22           J&J -- well, today's Thursday.  Tomorrow, on 

23           Friday, is the EUA, the meeting within the 

24           FDA about the Johnson & Johnson vaccine.  


                                                                   201

 1           Once that gets approved, now you have another 

 2           influx into the pipeline of vaccine, and that 

 3           will move this forward and then there's more 

 4           supply and there's more delivery to places, 

 5           and I will address the issues of your 

 6           constituency as well.

 7                  ASSEMBLYMAN SCHMITT:  Thank you, 

 8           Commissioner.

 9                  CHAIRWOMAN WEINSTEIN:  We go to the 

10           Senate.

11                  CHAIRWOMAN KRUEGER:  Thank you very 

12           much.  Our next Senator is Brad Hoylman.

13                  SENATOR HOYLMAN:  Thank you, 

14           Madam Chair.  Thank you, Commissioner.  

15                  I wanted to ask you about the B.1.526 

16           variant that, as reported this morning, is 

17           circulating widely throughout the city, 

18           including my district in Lower Manhattan -- 

19           and specifically what steps we're taking.  

20           Are you testing for it?  This was a report 

21           that came from Caltech.  

22                  And then finally I wanted to make a 

23           quick pitch for hotel workers -- who come in 

24           contact with travelers, of course, but unlike 


                                                                   202

 1           flight attendants and airline workers and 

 2           other frontline staff such as grocery store 

 3           workers, are not eligible for the vaccine.  

 4           Are you looking at reexamining that?  

 5                  And then finally I would ask, 

 6           Commissioner, in Manhattan I'm working with 

 7           your office on trying to get a Manhattan-only 

 8           site.  We desperately need one.  Other 

 9           boroughs have them.  Javits is a wonderful 

10           facility.  I know it's partly about supply, 

11           but it's also about getting a site online 

12           that is dedicated to Manhattan residents so 

13           when Johnson & Johnson and other vaccines are 

14           available, we can be up and running quickly.

15                  Thank you.  If you can answer the 

16           question.

17                  COMMISSIONER ZUCKER:  Sure, three 

18           parts.  I'm going to go to number two first, 

19           because we are looking at the hotel workers, 

20           and I can get you more information on that 

21           offline to find out where we are on that.

22                  Regarding part three, the 

23           Manhattan-only site, I assume you're 

24           referring back to the fact that we have a 


                                                                   203

 1           Bronx site and what else we can do.  And 

 2           Javits does have the ability to get more 

 3           people through if we had more supply.  

 4                  I was down in Javits several times 

 5           now, and it is amazing how fast and how much 

 6           you can move the system and how many people 

 7           you can move through that system.  So if we 

 8           had more supply, we could double, triple, 

 9           quadruple the number of people, if not more, 

10           who can go through the system there.

11                  SENATOR HOYLMAN:  I think you know 

12           that Manhattan residents are competing with 

13           non-New York City residents for vaccine slots 

14           there, and that's a problem for a lot of us 

15           who are trying to manage seniors and others 

16           who are having technology issues trying to 

17           get an appointment.

18                  COMMISSIONER ZUCKER:  Right.  So let 

19           me look at that.

20                  SENATOR HOYLMAN:  Thank you.

21                  COMMISSIONER ZUCKER:  But I would 

22           hope, like I said, if we could get that site 

23           more supplies, we could get more through and 

24           the competition won't be as much of a 


                                                                   204

 1           concern.

 2                  Back to your B.1.526 variant.  So that 

 3           one actually has a mutation in the S477N 

 4           spot, and that is the area which identifies 

 5           how easily the virus can get into a cell.  

 6           That's the same challenge that we have seen 

 7           with the South African variant and the 

 8           Brazilian variant.  

 9                  So I heard about this as I was getting 

10           ready for this hearing, and obviously we'll 

11           look into it.  And that came through the 

12           GISAID data system, which is an international 

13           system looking at variants that are out 

14           there.

15                  Now, we at Wadsworth are tracking and 

16           monitoring the genome of samples that come 

17           in, so we have now looked at, I mean, 6,000, 

18           7,000 samples over the course of the 

19           pandemic, and thousands, maybe 4,000 or so, 

20           since late December when I asked them to rev 

21           up the amount of testing.  

22                  So we are looking, we -- that's how 

23           we've identified the U.K. variant as a -- two 

24           South African variants, one that we 


                                                                   205

 1           identified, one that was identified in 

 2           Connecticut but was in New York, and also 

 3           this other variant.  So I will get back to 

 4           you.  But we -- the state is on top of this 

 5           issue to make sure if we see anything that 

 6           changes, we're always concerned about it.  

 7                  And this goes back to the issue of 

 8           just vaccines in general.  The more people 

 9           that are vaccinated -- this is why I push and 

10           I make my pitch for more supply from the 

11           federal government.  The more you have people 

12           vaccinated, the more likely we will get to 

13           enough immunity and the likelihood of 

14           developing a mutation that will then take 

15           hold in the society will drop.  

16                  So there's two reasons for increased 

17           vaccinations, and I push hard and I push for 

18           everyone to get vaccinated.  But the main 

19           thing is to get the supply, which goes back 

20           to the first issue I raised.  Thanks.

21                  CHAIRWOMAN KRUEGER:  Thank you.  

22                  Back to the Assembly.

23                  Assembly?  Oops, let's see.  I can see 

24           the next person on the Assembly side --


                                                                   206

 1                  CHAIRWOMAN WEINSTEIN:  Yes, I'm sorry.  

 2                  Assemblyman Ed Braunstein.

 3                  CHAIRWOMAN KRUEGER:  Take yourself off 

 4           mute, Ed.

 5                  ASSEMBLYMAN BRAUNSTEIN:  Sorry about 

 6           that.  Thank you.  Thank you, Commissioner.  

 7                  First of all, back in August I had 

 8           asked that when we finally received the 

 9           updated nursing home data that you amend the 

10           July report.  And I haven't had a chance to 

11           look at it, but I'm happy to hear that you 

12           did amend the report.  And I'm interested in 

13           looking at it and seeing if the conclusions 

14           of the report hold true.

15                  One of the things I wanted to ask you 

16           about was I recently had a conversation with 

17           a CEO of a pediatric nursing home, and they 

18           told me that of their staff only 50 percent 

19           of eligible staff have opted to get the 

20           vaccine.  And that number was somewhat 

21           concerning to me.  And I just want to know if 

22           those numbers are typical across the {Zoom 

23           glitch} -- if they're concerning to you and 

24           if it suggests a broader problem of trust in 


                                                                   207

 1           the vaccine amongst the public that could 

 2           cause us potential problems getting to herd 

 3           immunity.

 4                  COMMISSIONER ZUCKER:  So thank you for 

 5           that question.  

 6                  First, I actually do remember when you 

 7           asked me that, and I actually made a note to 

 8           actually reach out to you after we amended 

 9           it, we got tied up.  But I do remember.  

10                  So it has been amended and it shows 

11           you the same results that we found before.  

12           So as I say, I stand by the report from July.  

13           I stood by it then, I stand by it now.  

14                  Regarding the issue you raised, this 

15           is important.  Because the healthcare 

16           community, we push very hard to get the 

17           healthcare community immunized.  The trust -- 

18           this all comes down to trust, it really does.  

19           It comes down to the trust that you have in 

20           the healthcare system.  And if your doctors 

21           and your nurses and your health professionals 

22           are getting vaccinated, then the public will 

23           do that as well.

24                  And it also comes down to the trust 


                                                                   208

 1           within the community.  People trust those who 

 2           they know.  So doctors and health 

 3           professionals are a lot of -- you know, 

 4           there's a lot of confidence in them.  So if 

 5           they feel they're doing this, then it is 

 6           fine.  So when you say that 50 percent are 

 7           not getting the vaccine -- and then the 

 8           public is going to perceive, well, there must 

 9           be a reason.  

10                  The vaccines are safe and effective.  

11           I've said that all along.  Tomorrow I will be 

12           on a call with my clinical advisory 

13           committee.  After the FDA looks at the 

14           Johnson & Johnson, we will go through all the 

15           data.  I promise you that I will make sure 

16           that it is safe and effective.  And if the 

17           FDA says it is, which -- and our team will 

18           also look at it, I have confidence in the FDA 

19           as well, and so --

20                  ASSEMBLYMAN BRAUNSTEIN:  Just 

21           quickly -- sorry.  I mean, but are we seeing 

22           skepticism among the public and is that 

23           potentially a problem --

24                  COMMISSIONER ZUCKER:  Initially --


                                                                   209

 1                  (Overtalk.)

 2                  ASSEMBLYMAN BRAUNSTEIN:  -- herd 

 3           immunity when we talk about it.  But if only 

 4           50 percent of healthcare workers are getting 

 5           the vaccine, it's going to be a long time 

 6           before we get to that herd immunity.

 7                  COMMISSIONER ZUCKER:  Right.  But that 

 8           may be a pocket, you know, because we have a 

 9           lot more that are vaccinated in the hospitals 

10           and the staff in the hospitals.  So that is 

11           something to look at.  

12                  But you are correct, if you have less 

13           people vaccinated, then you will not develop 

14           herd immunity.  But it will take time for 

15           herd immunity to be achieved on a grand 

16           scale.  But the more people are vaccinated, 

17           the better.  

18                  So it comes back to messaging, it 

19           comes back to making sure people get out 

20           there.  And it also comes back to, obviously, 

21           supply.  And that's why I brought up the J&J 

22           and tomorrow's EUA so that once we get that 

23           done, we'll get more vaccine in the pipeline.  

24                  And I think as time goes by, more 


                                                                   210

 1           people realize, Well, my neighbor who was 

 2           vaccinated is fine, you know, and my friends 

 3           or my cousins, my uncle.  And then it 

 4           develops that sort of tipping point 

 5           concept -- borrowing from, you know, 

 6           Malcolm Gladwell -- which is the concept that 

 7           others feel like, you know what, if they're 

 8           vaccinated and they're fine, I'll get 

 9           vaccinated too, it's safe and effective.  

10                  But I hear your point.

11                  CHAIRWOMAN WEINSTEIN:  Back to the 

12           Senate.

13                  CHAIRWOMAN KRUEGER:  Thank you very 

14           much.  

15                  And our next Senator is Senator 

16           Tedisco.  Are you there, Jim?

17                  SENATOR TEDISCO:  Yup.

18                  CHAIRWOMAN KRUEGER:  Okay.

19                  SENATOR TEDISCO:  Let me get the video 

20           up.  Am I up?  We're all set?  

21                  CHAIRWOMAN KRUEGER:  We can hear you, 

22           and now we can see you.  So keep going.

23                  SENATOR TEDISCO:  Okay, we're all set?  

24           The clock starts now.


                                                                   211

 1                  CHAIRWOMAN KRUEGER:  Okay.

 2                  SENATOR TEDISCO:  Commissioner, on 

 3           March 25th of 2020 the Governor put forth an 

 4           executive order expediting the placement of 

 5           COVID-positive individuals into nursing 

 6           homes.  Many New Yorkers, and most of us as 

 7           legislators, want to know its true impact.  

 8           At some point in the ensuing weeks leading up 

 9           to a new directive on May 10th, in which the 

10           administration took a 180-degree turn, saying 

11           all persons would be tested and, if positive, 

12           would not be allowed to enter a nursing home, 

13           a new process to count nursing home deaths 

14           was implemented to only define residents who 

15           got COVID in a nursing home and died as a 

16           nursing home death.  And those who got COVID 

17           in a nursing home and got so sick they had to 

18           be hospitalized would now be defined as a 

19           hospital death.

20                  Commissioner, we were the only state 

21           in the nation which counted nursing home 

22           deaths in that convoluted way.  This is and 

23           was problematic, for obvious reasons.  

24           Fifteen thousand nursing home residents 


                                                                   212

 1           didn't die because many of them got the virus 

 2           in a nursing home and became so sick that 

 3           they were later taken to a hospital and lost 

 4           their lives -- they died because they got the 

 5           virus in a nursing home.  Let me repeat that.  

 6           They died because they got the virus in a 

 7           nursing home.

 8                  When you withheld those numbers and 

 9           took those who got the virus that went to a 

10           hospital and died and combined those with all 

11           those who died from COVID, this information 

12           made it impossible -- not getting it made it 

13           impossible to further come to conclusions 

14           about what caused one of the worst disasters 

15           in New York State history.

16                  Those death numbers took close to 

17           10 months to receive and were only made 

18           public a few weeks ago, on the same day as 

19           the Attorney General pulled back the veil of 

20           secrecy from this administration and released 

21           a report that said there was a 50 percent 

22           undercount of the total number of those who 

23           got the contagion in a nursing home and died 

24           and those who got COVID and died in a 


                                                                   213

 1           hospital.  

 2                  That's the number we were seeking, 

 3           that total that got the contagion in a 

 4           nursing home and went to a hospital -- not 

 5           combined with all the other hospital deaths.  

 6                  With these facts, along with 

 7           Judge Kimberly O'Connor making a judgment on 

 8           a lawsuit the Empire Center and myself 

 9           brought forth to get the real numbers as 

10           related to lost lives, she deemed the 

11           administration violated the Open Government 

12           Law.  Let me repeat that.  She deemed -- 

13           separate branch of government, a judge -- 

14           that you, the Governor, the administration 

15           violated the Open Government Law.  

16                  And remember, in light of the fact 

17           that 15,000 of our most vulnerable population 

18           got this virus in a nursing home and died, 

19           and in light of that research by Bill Hammond 

20           from the Empire Center, we recently showed 

21           the Governor's March 25th executive order 

22           took upward of 100,000 or more nursing home 

23           residents' lives because COVID-contagious 

24           persons were placed from hospitals into 


                                                                   214

 1           nursing homes.  

 2                  For close to a year, Commissioner, you 

 3           and the administration have denied the 

 4           March 25th executive order had any impact as 

 5           to what --

 6                  THE MODERATOR:  Time has expired.

 7                  SENATOR TEDISCO:  -- the Governor 

 8           defined as a wildfire through dry grass.  I 

 9           ask you this.  At long last, will you and the 

10           Cuomo administration admit to your 

11           culpability in these deaths and finally issue 

12           apologies --

13                  CHAIRWOMAN WEINSTEIN:  Excuse me, the 

14           time ex --

15                  SENATOR TEDISCO:  -- to the thousands 

16           of families impacted?  

17                  CHAIRWOMAN WEINSTEIN:  Excuse me, 

18           Senator, your time has expired.

19                  SENATOR TEDISCO:  Isn't it time that 

20           you and the Governor finally --

21                  THE MODERATOR:  Senator --

22                  CHAIRWOMAN KRUEGER:  Jim, your time 

23           has expired.

24                  SENATOR TEDISCO:  -- and the families 


                                                                   215

 1           that lost their lives?

 2                  CHAIRWOMAN WEINSTEIN:  Thank you --

 3                  CHAIRWOMAN KRUEGER:  Commissioner, 

 4           we're not going to allow you to answer that 

 5           today.

 6                  SENATOR TEDISCO:  I wouldn't want to 

 7           answer it myself either, Senator, if I were 

 8           him. 

 9                  CHAIRWOMAN KRUEGER:  Well, I'm doing 

10           it based on time.  

11                  So the commissioner is welcome to put 

12           it in writing to you or to all of us 

13           afterwards.

14                  COMMISSIONER ZUCKER:  I will.  I will 

15           respond, because there's a lot of fiction 

16           there and I need to provide the facts.  So I 

17           will respond in writing.  

18                  And there was no undercount.  But we 

19           can provide that in writing.

20                  CHAIRWOMAN KRUEGER:  That would be 

21           very -- it's probably more helpful to 

22           Senator Tedisco to have it in writing anyway, 

23           and all of us to see it.

24                  COMMISSIONER ZUCKER:  Thank you.


                                                                   216

 1                  CHAIRWOMAN KRUEGER:  So thank you.  

 2                  And I'm sorry, but you went over.  

 3                  Assembly.

 4                  CHAIRWOMAN WEINSTEIN:  We're going to 

 5           go to Assemblywoman Rosenthal.  

 6                  We're just making a slight adjustment 

 7           in the list of Assembly orders.

 8                  ASSEMBLYWOMAN ROSENTHAL:  Thank you 

 9           very much.  

10                  Hello, Commissioner.  I have a couple 

11           of questions.  

12                  I'm the former chair of the Committee 

13           on Alcoholism and Drug Abuse, and I've being 

14           asking the Department of Health to report the 

15           number of overdose deaths for months, since 

16           last summer.  And I've asked you for those in 

17           prior hearings.  I was not provided with the 

18           legally mandated report on the DOH website 

19           until an article appeared online.  It 

20           shouldn't take an article to abide by the law 

21           mandating reporting.

22                  So despite the fact that neighboring 

23           states like New Jersey and Connecticut have 

24           released almost all of their 2020 data, 


                                                                   217

 1           New York has only released provisional up to 

 2           June 2020 just the other day.  

 3                  In addition, the data show a decrease 

 4           in Quarter 2 of 2020, which would cover the 

 5           period of April through June, the peak of the 

 6           COVID surge in New York.  We know from 

 7           providers and activists that that number 

 8           actually rose, and when they were crippled 

 9           under the weight of increasing overdoses -- 

10           yet the data does not reflect that.  

11                  How does New York explain the 

12           substantial decrease in overdose deaths at 

13           the height of COVID when providers have told 

14           us that that was the time of greatest need?  

15           And how do you make a budget for the next 

16           year when the facts and data about 2020 are 

17           wrong?  

18                  That's my first question.

19                  COMMISSIONER ZUCKER:  So the first 

20           part of that, there is data from October to 

21           January that was recently posted, so I 

22           believe you --

23                  ASSEMBLYWOMAN ROSENTHAL:  Yes, I 

24           mentioned that.


                                                                   218

 1                  COMMISSIONER ZUCKER:  Yeah, right, and 

 2           so you've seen that.  

 3                  I understand there's been a little bit 

 4           of a delay --

 5                  ASSEMBLYWOMAN ROSENTHAL:  {Inaudible.}

 6                  COMMISSIONER ZUCKER:  -- and I will 

 7           get back to you about some of the other 

 8           numbers.  What was that?  

 9                  ASSEMBLYWOMAN ROSENTHAL:  A whole 

10           year's delay.  They were supposed to be up --

11                  COMMISSIONER ZUCKER:  Oh, it's --

12                  ASSEMBLYWOMAN ROSENTHAL:  Anyway --

13                  COMMISSIONER ZUCKER:  I understand.

14                  ASSEMBLYWOMAN ROSENTHAL:  -- go on.

15                  COMMISSIONER ZUCKER:  I understand.  

16           We've been pretty busy on this, and I 

17           understand.  

18                  But it's not to -- not to decrease the 

19           impact and the concerns of opioids, because I 

20           believe they tie very closely to the issue of 

21           the pandemic.  And as I said earlier, working 

22           with the other agencies has been really 

23           important in order to address the --

24                  ASSEMBLYWOMAN ROSENTHAL:  Okay, what 


                                                                   219

 1           about the low number in the second quarter?  

 2                  COMMISSIONER ZUCKER:  So I will try to 

 3           get you the answers to the low numbers, why 

 4           those numbers are bad.  It may be a lack of 

 5           reporting or -- but I will find out for 

 6           you --

 7                  ASSEMBLYWOMAN ROSENTHAL:  Okay, it's 

 8           important --

 9                  COMMISSIONER ZUCKER:  -- and I'll get 

10           back to you.

11                  ASSEMBLYWOMAN ROSENTHAL:  Okay.  My 

12           next question is OMIG has been auditing OTPs 

13           around the state and they uncovered some 

14           minor administrative and paperwork errors, 

15           and in one case they were fined $7 million 

16           because of administrative errors -- no deceit 

17           or lying -- and they had to close.  This is 

18           happening in other facilities across the 

19           state.  

20                  I did write a letter; in October I 

21           finally got an answer.  However, this -- I 

22           believe OMIG and you and the department have 

23           a legal and moral duty to consider the impact 

24           that its audits have on accessibility of 


                                                                   220

 1           services.

 2                  COMMISSIONER ZUCKER:  Donna, do you --

 3                  ASSEMBLYWOMAN ROSENTHAL:  You can -- 

 4           we can have a further discussion on that.

 5                  MEDICAID DIRECTOR FRESCATORE:  Yes, 

 6           I'm happy to do that, Assemblywoman.  I'm not 

 7           familiar with the details, but I'm happy to 

 8           talk to OMIG directly.  

 9                  And I think we, you know, do share 

10           your thinking around being certain -- you 

11           know, of course given the seriousness of what 

12           might have been found as deficient -- that 

13           access is important as well.  So I'm happy to 

14           have those discussions with the Medicaid 

15           inspector general.

16                  ASSEMBLYWOMAN ROSENTHAL:  Thank you.

17                  CHAIRWOMAN WEINSTEIN:  We go to the 

18           Senate now.

19                  CHAIRWOMAN KRUEGER:  Thank you.  

20                  Senator Kevin Thomas.

21                  Are you with us, Kevin?

22                  THE MODERATOR:  We're having trouble 

23           hearing you, Senator.  You're unmuted, but we 

24           don't have any sound from you.


                                                                   221

 1                  SENATOR THOMAS:  Sorry.  The other 

 2           unmute button.  Can you hear me now?  

 3                  CHAIRWOMAN KRUEGER:  Yes.

 4                  SENATOR THOMAS:  All right, awesome.  

 5                  Thank you, Commissioner, for being 

 6           here, and thank you to Chairwoman Krueger for 

 7           doing this as well.

 8                  Commissioner, the decisions regarding 

 9           the handling of COVID-19 in nursing homes and 

10           long-term-care facilities have negatively 

11           impacted the residents and their families, 

12           and by that losing loved ones.  We could 

13           debate and point fingers about who is at 

14           fault all day, but I want to see things 

15           improve for the betterment of all 

16           New Yorkers.  This virus is not going away 

17           anytime soon.  And even today there's 

18           reporting on another mutant strain that's 

19           going around.  

20                  We need to focus our efforts on how we 

21           can do better for residents of this state, 

22           all right?  And the residents of this state 

23           are scared for their loved ones residing in 

24           nursing homes.  


                                                                   222

 1                  Do you believe that expanding funding 

 2           and access to the Consumer-Directed Personal 

 3           Assistance Program is a viable alternative 

 4           for elderly New Yorkers?  And what additional 

 5           resources can we allocate to the program to 

 6           allow people access to quality care in the 

 7           safety of their own homes?

 8                  COMMISSIONER ZUCKER:  So I -- I agree 

 9           that we need to address the care of the 

10           seniors not just in the nursing homes, but 

11           seniors in general.  

12                  And I am aware of the issues of the 

13           Personal Assistance Program.  I know that 

14           Donna also can speak a little bit about this.  

15                  But I will tell you that regarding the 

16           looking forward -- this is part of not only 

17           what the Governor has said in the budget 

18           about the three areas that I mentioned 

19           earlier -- to save time, I won't reiterate 

20           them -- but also just overall the 

21           department's efforts to look at how to 

22           provide care to those who are elderly.  And 

23           it's why New York is the first Age-Friendly 

24           State.  We've worked very hard on this for a 


                                                                   223

 1           considerable period of time and have worked 

 2           with foundations, groups, advocates and all 

 3           the long-term-care community.

 4                  Donna, do you want to address any of 

 5           the Personal Assistance Program?

 6                  MEDICAID DIRECTOR FRESCATORE:  Sure, 

 7           Dr. Zucker.  And thank you, Senator.

 8                  I think that I would just quickly add, 

 9           being respectful of your time, that Medicaid 

10           and the department remain committed to the 

11           Personal Care Program and Personal Assistance 

12           Program through the Consumer-Directed 

13           Program.

14                  You know, last year we -- together 

15           with the Legislature, we enacted into law a 

16           series of reforms.  Those reforms made 

17           changes to the program intended to strengthen 

18           them, intended to -- we've heard consumers 

19           about things like assessments and how 

20           frequent they are, and we want to continue to 

21           work with you to look for opportunities to 

22           ensure that when it's appropriate, 

23           individuals can get care at home.

24                  SENATOR THOMAS:  But do you believe 


                                                                   224

 1           that expanding funding for this program would 

 2           be an alternative?

 3                  MEDICAID DIRECTOR FRESCATORE:  So 

 4           we've got -- you know, we see right now, 

 5           through the Medicaid program, we anticipate 

 6           for this upcoming fiscal year that the 

 7           Personal Care Program alone will grow to over 

 8           a billion dollars, about $1.2 billion.  

 9                  We make it known those programs exist 

10           and those options exist, and we'll continue 

11           to do that.  I mean, certainly.  And you 

12           know, so again, we're committed to working 

13           with you and working with providers to ensure 

14           that people, when it's appropriate, are able 

15           to receive either personal care services or 

16           personal assistance services at home.

17                  SENATOR THOMAS:  Thank you.

18                  CHAIRWOMAN KRUEGER:  Thank you.  

19                  Assembly?  

20                  CHAIRWOMAN WEINSTEIN:  We go to 

21           Assemblyman Ashby now.

22                  ASSEMBLYMAN ASHBY:  Thank you, 

23           Madam Chair.

24                  Commissioner Zucker, I remember 


                                                                   225

 1           speaking with you back in August about the 

 2           March 25th order and residents being 

 3           discharged from nursing homes and being able 

 4           to track them.  And I appreciate the 

 5           follow-up, much later than we would have 

 6           liked, to get those numbers.

 7                  But I'm still -- I'm still having a 

 8           hard time understanding the rationale and the 

 9           explanation, I guess, of your understanding 

10           with correlation of the providers coming into 

11           the nursing homes and that being the chief 

12           cause of the spread of COVID, versus the 

13           residents that were forced to go back to the 

14           nursing home.

15                  If our providers are taking the 

16           necessary steps to ensure good hygiene and 

17           all of the requirements in there, and our 

18           patients being in there as well, I mean, 

19           can't you see this as a potential for disease 

20           spread?  I don't understand the -- you being 

21           so adamant that this is not a contributing 

22           factor.  Can you elaborate on that?

23                  COMMISSIONER ZUCKER:  Sure.

24                  So let me take you back in time a 


                                                                   226

 1           little bit.  So I think -- this keeps coming 

 2           up, and I want it to be clear, and I want 

 3           everyone to understand this.  So number one, 

 4           let's just look at where we were at that 

 5           point in time.  

 6                  We had predictions and models on 

 7           March 23rd, because I remember when it came 

 8           through, of 140,000 people going to the 

 9           hospital, 37,000 into the ICU.  We had 

10           50,000 hospital beds in the state, 

11           30,000 hospital beds downstate, and only, 

12           let's say, 5,000 in the ICU.  As an ICU 

13           doctor, I can tell you this was a horrific 

14           feeling.  I'm telling you I sat there when I 

15           heard these numbers, when the model was shown 

16           to me, and I actually said to myself, how are 

17           we going to do this -- with other words in my 

18           head, but how are we going to do this?  And 

19           the thought of the National Guard standing 

20           there with the bags, squeezing them, and then 

21           all the issues of ventilators.  So the --

22                  ASSEMBLYMAN ASHBY:  Dr. Zucker, I 

23           understand -- I understand there was a lot of 

24           pressure and I understand that there were a 


                                                                   227

 1           lot of -- there were a lot of numbers there, 

 2           but that doesn't change -- that doesn't 

 3           change the -- necessarily the fact of the 

 4           numbers coming in of the people who were --

 5                  COMMISSIONER ZUCKER:  But the --

 6                  ASSEMBLYMAN ASHBY:  -- those positive 

 7           with the disease.

 8                  COMMISSIONER ZUCKER:  I'm trying to 

 9           say this, but I'm trying to explain this to 

10           you --

11                  ASSEMBLYMAN ASHBY:  -- and the 

12           disease -- and the disease prevalence.  So 

13           I --

14                  COMMISSIONER ZUCKER:  Right, but this 

15           is what's happened, is that I'm --

16                  ASSEMBLYMAN ASHBY:  So if you could 

17           try and get to the point, because I have less 

18           than 30 seconds left, please, Dr. Zucker.

19                  COMMISSIONER ZUCKER:  I understand.  I 

20           understand.  I'm happy to explain it.

21                  But this is what's happened, is that 

22           people are not listening to what the science 

23           is.  The fact of the matter is that the -- 

24           first of all, it was in the facilities, 


                                                                   228

 1           98 percent of the people had it in the 

 2           facilities.  It came in from the community 

 3           and was already there, it was there long 

 4           before we even knew it was spreading among --

 5                  ASSEMBLYMAN ASHBY:  And then they were 

 6           forced to continue to take these patients, 

 7           thus increasing the numbers, right?

 8                  COMMISSIONER ZUCKER:  -- let me 

 9           explain.  But you were not following on the 

10           science on this.  I'm sorry to be so direct 

11           about this, but the science is what we need 

12           to look at.  

13                  And I was trying to explain it before 

14           about how long somebody was contagious and 

15           then what period of time, and then the median 

16           amount of time that they were in the 

17           hospital.  And that by the time they came 

18           back, the science is the virus is no 

19           longer --

20                  ASSEMBLYMAN ASHBY:  The science is is 

21           that there were more people admitted with the 

22           disease, and that contributed to the --

23                  COMMISSIONER ZUCKER:  So then I'm 

24           going to ask you --


                                                                   229

 1                  ASSEMBLYMAN ASHBY:  -- spread.  That's 

 2           the science.

 3                  COMMISSIONER ZUCKER:  Right, so let me 

 4           throw a question out to you.

 5                  THE MODERATOR:  Time has expired.

 6                  COMMISSIONER ZUCKER:  No, I would like 

 7           to ask this question, just throw it out.  

 8                  How do you explain to me that without 

 9           anyone coming back to the nursing homes that 

10           are positive from COVID -- even though we 

11           could talk about the science aside -- no one 

12           coming in as visitors, we still have cases in 

13           the nursing homes?  Not just here in 

14           New York, where we're doing an aggressive job 

15           with testing, but across the nation and 

16           around the world.  It comes in through the 

17           community.

18                  I mean, I am happy to sit down at some 

19           point and go through this in depth and show 

20           you the charts and show you the --

21                  ASSEMBLYMAN ASHBY:  I'd be happy to 

22           acknowledge that that's a factor, but you --

23                  THE MODERATOR:  Time has expired.

24                  ASSEMBLYMAN ASHBY:  -- same token 


                                                                   230

 1           acknowledge that the residents going into the 

 2           nursing homes are also causing the spread.

 3                  COMMISSIONER ZUCKER:  I disagree --

 4                  (Overtalk, multiple voices.)

 5                  ASSEMBLYMAN ASHBY:  That's the crux of 

 6           my question and the issue at hand.

 7                  CHAIRWOMAN WEINSTEIN:  We're going to 

 8           go back to the Senate now.

 9                  CHAIRWOMAN KRUEGER:  All right, thank 

10           you.

11                  Let's see, we are on Senator Griffo.

12                  SENATOR GRIFFO:  Can you hear me, Liz?

13                  CHAIRWOMAN KRUEGER:  Yes, we can hear 

14           you.

15                  SENATOR GRIFFO:  Okay.

16                  CHAIRWOMAN KRUEGER:  And now we can 

17           see you.

18                  SENATOR GRIFFO:  Thank you.

19                  Commissioner, as you can see, in 

20           budget hearings the time constraints, while 

21           understandable, are really not conducive or 

22           beneficial to the necessary interaction to 

23           properly perform yours and our 

24           responsibilities.  When you appeared for 


                                                                   231

 1           confirmation, you agreed to make yourself 

 2           available despite time demands.  

 3                  So are you ready here today to commit 

 4           to us and to the members and publicly that 

 5           you will appear before committees of the 

 6           Legislature when you're invited to afford a 

 7           more thorough opportunity to examine and 

 8           discuss and answer questions on these health 

 9           policies and procedures that affect 

10           New Yorkers?

11                  COMMISSIONER ZUCKER:  I have always 

12           done so.  I -- when I've been asked --

13                  SENATOR GRIFFO:  Commissioner -- 

14           Commissioner, you have not thoroughly done 

15           this.  I just want you to say today you will 

16           and you're ready to do it.  Because when 

17           we've had meetings with you, it's been 

18           limited -- 30 minutes, two questions.  

19                  Will you commit to just being 

20           available to do that?  You can see this 

21           frustration.  Will you be willing and ready 

22           to do that?

23                  COMMISSIONER ZUCKER:  I'm always 

24           willing to speak with the Legislature.  And 


                                                                   232

 1           if there was a commitment on time, there was 

 2           discussion -- I remember what you're 

 3           referring to about the two hours, whatever 

 4           period of time that we discussed back in the 

 5           summer -- I assume that's what you're 

 6           referring to.  And that was the time --

 7                  SENATOR GRIFFO:  So this is just a yes 

 8           or no.  Are you willing to do it, 

 9           Commissioner?

10                  COMMISSIONER ZUCKER:  I said I am 

11           willing to work with the Legislature to 

12           answer the questions.

13                  SENATOR GRIFFO:  Because if you're 

14           evasive on this, then you're not prepared to 

15           do it.  Are you going -- will you accept the 

16           invitation to appear?

17                  COMMISSIONER ZUCKER:  I will appear 

18           and speak with the Legislature if asked about 

19           issues.

20                  SENATOR GRIFFO:  Thank you.  Thank 

21           you.  I appreciate it.  

22                  Commissioner, the question is on 

23           providing funding to long-term-care 

24           facilities throughout the pandemic.  Has that 


                                                                   233

 1           come predominantly from the federal 

 2           government or have we allocated resources 

 3           from the state also?

 4                  COMMISSIONER ZUCKER:  Could you -- I'm 

 5           trying to understand what your question is.

 6                  There's money that comes from federal, 

 7           and there's money that comes from the state 

 8           for --

 9                  SENATOR GRIFFO:  Pandemic-related 

10           money like CARES, things of that nature, has 

11           all of that been applied?  How has it been 

12           applied, and where applied?

13                  COMMISSIONER ZUCKER:  I will -- I need 

14           to get back to you about the specifics of 

15           what proportion of the CARES Act has gone to 

16           where.  But I will get that to you.

17                  SENATOR GRIFFO:  Okay.  And then 

18           specific to the variant, the new variant 

19           that's been identified, I know you're 

20           starting to study this.  Do you know how it 

21           will affect the efficacy or the existing 

22           therapeutic treatments?

23                  COMMISSIONER ZUCKER:  So this is -- 

24           that's a great question.  


                                                                   234

 1                  And the fact is that we do know that 

 2           this new variant and how it impacts patients 

 3           is that the virus needs to get into a cell.  

 4           The way all those little spike proteins 

 5           around there -- things hook onto the cells, 

 6           your body's cells, and it gets into it.  And 

 7           some of these variants are able to make it 

 8           more sticky so they can get into the cell.

 9                  Once that happens, you end up with a 

10           risk of a more potent infection in the 

11           individual.  And so we don't know yet about 

12           this particular new variant, the B.1.526 that 

13           we were talking about before, because we're 

14           learning about it.

15                  The virus always mutates, it continues 

16           to mutate.  We've seen many mutations.  It's 

17           just that every once in a while, the mutation 

18           falls within the area that actually affects 

19           how it can get into the cell, which is a 

20           critical issue.  The vaccine is designed 

21           against the spike protein, because that's 

22           what we're concerned about -- all the 

23           vaccines are, whether they're the messenger 

24           RNA vaccines, the adenovirus vaccines, all of 


                                                                   235

 1           them are designed that way.

 2                  So we're going to have more 

 3           information about it.  So once I can have 

 4           more information, I'm happy to share it with 

 5           you.

 6                  SENATOR GRIFFO:  Thank you.  We look 

 7           forward to you appearing with us very soon so 

 8           we can have a more thorough conversation.

 9                  CHAIRWOMAN KRUEGER:  Okay, next we 

10           have the Assembly.

11                  CHAIRWOMAN WEINSTEIN:  We go to 

12           Assemblyman Hevesi.

13                  ASSEMBLYMAN HEVESI:  I think I'm 

14           there.  Commissioner, can you hear me?  

15                  COMMISSIONER ZUCKER:  I hear you.

16                  ASSEMBLYMAN HEVESI:  Good.  Good 

17           afternoon, sir.  

18                  First I want to thank you and the 

19           Health Department for all the positive things 

20           that you've done during the pandemic under a 

21           very difficult time.  

22                  My question will be solely about adult 

23           homes, and I would respectfully ask that when 

24           you answer this question, if possible, please 


                                                                   236

 1           don't talk to me about budget-related issues 

 2           like revenue.  I respectfully believe that 

 3           the Division of Budget has been responsible 

 4           for a lot of bad decisions over the last 

 5           couple of years that have hurt people and 

 6           actually cost taxpayers more money.  

 7                  So here's my question from a health 

 8           perspective.  Two programs, small amounts of 

 9           money, relatively, in the budget.  The first 

10           is $230,000 to the Justice Center, and the 

11           second is the EQUAL program -- and I want to 

12           get this precise -- the Enhancing Quality of 

13           Adult Living Program, for $6.5 million.  And 

14           this is for people with psychiatric 

15           disabilities in adult homes.  

16                  My understanding is that the adult 

17           home industry for the last 40 years has been 

18           systemically -- maybe not systematically, I 

19           want to be fair -- mistreating residents, 

20           unscrupulous financial practices, deplorable 

21           conditions.  And they're frequently ignoring 

22           these people with psychiatric disabilities.  

23                  So my question is the Executive Budget 

24           proposes to cut the 6.5 million for the 


                                                                   237

 1           EQUAL Program, plus the small amount of 

 2           money, the 230,000 to the Justice Center.  

 3           And those cuts are for the advocates for 

 4           these people with psychiatric disabilities.  

 5           What is going to happen to those patients now 

 6           that we're stripping them of the people who 

 7           organized them, acted as counsel, advised 

 8           them of their rights?  What is going to be 

 9           the impact for those patients if the 

10           Executive Budget comes through?  

11                  COMMISSIONER ZUCKER:  Well, we want to 

12           be sure that obviously they have the right 

13           counsel and they are represented both from 

14           the standpoint of their legal issues but also 

15           from their health issues as well.  

16                  So I will look -- I am sure that as we 

17           move forward we'll make sure that if the 

18           programs that were initially in place to 

19           provide that service are no longer in 

20           service, that there is a way that the 

21           services can be provided through another 

22           program, whether it's within the state or 

23           other support from other sources of 

24           revenue -- sources of support.


                                                                   238

 1                  Now, the -- so that's the 230,000.  

 2           The advanced -- the EQUAL Program, that 

 3           program also I will look into and get you 

 4           some answers about.  But nobody wants to have 

 5           a situation where any New Yorker is not able 

 6           to be -- have the care that they need and 

 7           representation that they need.  So I will get 

 8           you an answer about that.

 9                  ASSEMBLYMAN HEVESI:  I appreciate 

10           that.  Let me just end with saying that I 

11           think it's important and I agree with your 

12           assessment that we cannot leave this most 

13           vulnerable population, the people with 

14           psychiatric disabilities, to fend for 

15           themselves, particularly at this time when a 

16           lot of them have been traumatized or even 

17           died during the pandemic.  

18                  So this is a priority for us; I hope 

19           to make it a priority for you.  Thank you.

20                  CHAIRWOMAN WEINSTEIN:  Back to the 

21           Senate.

22                  THE MODERATOR:  You're muted, Senator.

23                  CHAIRWOMAN KRUEGER:  Let's try me 

24           without a mute.


                                                                   239

 1                  Senator Biaggi.

 2                  SENATOR BIAGGI:  Thank you very much, 

 3           Madam Chair.  

 4                  Thank you for coming here to testify 

 5           here today, Commissioner Zucker.  I have two 

 6           questions, and I just ask that you -- 

 7           actually, three questions.  I just ask you 

 8           that you answer them as quickly as possible.  

 9                  So I want to just return to a 

10           provision of last year's budget that we 

11           discussed during the summer, which is with 

12           regard to Article 30-d of the Public Health 

13           Law, which is also known as the Emergency 

14           Disaster Treatment Prevention Act.  Are you 

15           familiar with this section of the law?  

16                  COMMISSIONER ZUCKER:  I'd have to 

17           check about it.  Tell me a little bit about 

18           it and I'll tell you exactly -- what's your 

19           question regarding it?

20                  SENATOR BIAGGI:  It's with regard to 

21           the blanket immunity that was given 

22           to healthcare -- 

23                  COMMISSIONER ZUCKER:  Yes, I assume 

24           that's what you're referring to, yeah.


                                                                   240

 1                  SENATOR BIAGGI:  Okay.  So Attorney 

 2           General Letitia James, her report discussed 

 3           the state's handling of nursing homes, and 

 4           when she discussed that she included this as 

 5           one of her recommendations or one of her 

 6           findings.  

 7                  And so her report found that the 

 8           state's blanket immunity policy for nursing 

 9           homes may have incentivized them to 

10           prioritize profit over patient and safety.  

11           Do you still support Article 30-d of the 

12           Public Health Law?

13                  COMMISSIONER ZUCKER:  You want to do 

14           one question at a time?  You want me to 

15           answer that question first?  

16                  I will say that I find this concern 

17           that -- the belief that immunity would make 

18           healthcare workers not provide the 

19           appropriate care actually pretty offensive to 

20           all those who are working so hard on this 

21           pandemic.  And I do not believe that immunity 

22           that was put in there was going to end up 

23           causing someone to sort of say, Well, we'll 

24           just push for profit, we're not going to 


                                                                   241

 1           worry about the people that we're caring for.  

 2                  And I just find that sort of 

 3           completely false, so -- and I recognize 

 4           that --

 5                  THE MODERATOR:  One second, 

 6           Commissioner.

 7                  COMMISSIONER ZUCKER:  Sorry.

 8                  SENATOR BIAGGI:  You're not answering 

 9           the question that I asked you.  The question 

10           I asked you was with regard to complete 

11           immunity for stakeholders, shareholders -- it 

12           has nothing to do with healthcare 

13           professionals.

14                  COMMISSIONER ZUCKER:  I'm saying to 

15           you that the issue is that there are a lot of 

16           people involved with taking care of people 

17           and addressing the care during this pandemic.  

18                  And your -- your concern is that there 

19           is -- that the immunity that was put in place 

20           caused people to provide -- make a profit 

21           over providing care.  And I'm telling you 

22           that people who care for individuals, whether 

23           it's the frontline health worker or others, 

24           are not going to do that, because I believe 


                                                                   242

 1           they're in the best interests of trying to 

 2           take care of those who are sick.  

 3                  And I think that -- I recognize the 

 4           challenge, I recognize there have been 

 5           changes.  I ask you to remember the situation 

 6           that we were in at that point in time.

 7                  SENATOR BIAGGI:  -- the public that we 

 8           all represent.  Do you support the corporate 

 9           immunity provision in the budget from last 

10           year, yes or no?

11                  COMMISSIONER ZUCKER:  I support what 

12           when we did with the immunity at that point 

13           in time, yes.

14                  SENATOR BIAGGI:  You support it right 

15           now at this time, on February 25, 2021?  

16                  COMMISSIONER ZUCKER:  You're breaking 

17           up.

18                  SENATOR BIAGGI:   Do you support the 

19           provision today?

20                  COMMISSIONER ZUCKER:  Of the immunity, 

21           we are looking at it at this point in time.  

22           I go back to the issue of where we were then 

23           and our numbers where they are today.  The 

24           numbers are now coming back down; necessary 


                                                                   243

 1           changes can be made.  At the point where we 

 2           were sitting with 140,000 potential 

 3           hospitalizations, yes, we needed to do things 

 4           to make sure that happened.

 5                  CHAIRWOMAN KRUEGER:  Thank you.  

 6                  Assembly.

 7                  CHAIRWOMAN WEINSTEIN:  We go to 

 8           Assemblyman Zebrowski, three minutes. 

 9                  ASSEMBLYMAN ZEBROWSKI:  -- Chair 

10           Weinstein.  And good afternoon, Commissioner.

11                  Many of my colleagues are asking 

12           questions about nursing homes, which are 

13           incredibly important.  We have limited time, 

14           so I'm going to attempt to ask a few 

15           questions about the vaccine rollout and 

16           distribution.

17                  As you said earlier -- I think one 

18           other person talked about vaccines, or maybe 

19           two -- but there's no doubt that the biggest 

20           issue is the lack of supply.  But that being 

21           said, I have found, and I believe I speak for 

22           many of my constituents, that the rollout has 

23           sort of been disjointed.  And my question is 

24           really, can you explain to me why the state 


                                                                   244

 1           chose this type of dispersed system?  

 2                  Now, you mentioned it earlier -- like 

 3           I understand we have state sites.  I 

 4           understand we have the county health 

 5           departments at times getting it.  And I 

 6           understand we have some pop-up clinics and 

 7           pharmacies.  But the fact remains that all 

 8           these providers, in my experience and my 

 9           constituents' in Rockland County, the 

10           appointments pop up and then they're gone.  I 

11           mean, it's immediate, whether it's the county 

12           health department or the pharmacies or things 

13           like that.  The state sites, many times you 

14           sign on, there's no appointments.  

15                  So in general, folks sort of have no 

16           idea when vaccines are coming, how many are 

17           coming, where they're coming in, and there's 

18           generalized frustration.  Like to get a 

19           vaccine, you literally have to get lucky in 

20           some ways.  You have to have the ability to 

21           sort of call many different providers, 

22           navigate through many different sites.  You 

23           have to anticipate when websites are going to 

24           go live and the appointments are going to 


                                                                   245

 1           come up.  

 2                  And so, you know, knowing that we knew 

 3           there was going to be limited supply, I don't 

 4           understand why we didn't set up a system 

 5           where there was like preregistration, 

 6           especially for our seniors that are 75 and 

 7           above, or preregistration for essential 

 8           workers so that appointment slots could be 

 9           allocated.  What am I missing?  Like what -- 

10           why did, logistically, the state choose this 

11           sort of dispersed system?  I could understand 

12           if we had a huge allotment -- you know, let 

13           everybody go down to their pharmacy and go to 

14           different parts in their community.

15                  But when we knew we were going to have 

16           this limited supply, why did we not try for a 

17           more centralized process that could be 

18           understandable and organized for folks? 

19                  COMMISSIONER ZUCKER:  So let me start 

20           by saying two things.  One is that this is -- 

21           as the Governor has said, this is one of the 

22           most complex things that the nation has ever 

23           done.  

24                  {Zoom interruption.}


                                                                   246

 1                  COMMISSIONER ZUCKER:  What was that?  

 2           I hear some background noise.  

 3                  So that's number one.  And number two, 

 4           New York State is doing a phenomenal job.  

 5           Based on my conversations with people from 

 6           around the nation, they are very impressed.

 7                  Regarding the issue that you raise, we 

 8           have 13, you know, state-run sites and we've 

 9           had over a million appointments that are 

10           registered in the state.  And we've given 

11           close to 4 million doses already in New York 

12           State.  But the issue is that you need to 

13           work with communities, and you also need to 

14           make sure that -- each community is a little 

15           bit different.  

16                  And when we moved this forward, we 

17           were also looking at different vaccines.  

18           Initially the issue was, well, we need to get 

19           this -- and everyone had a reason why they 

20           needed to get a vaccine.  We initially said 

21           we want to get this into the nursing homes, 

22           we wanted to get it to the most vulnerable 

23           individuals.  We worked with the federal 

24           government on that, with a plan that they had 


                                                                   247

 1           to get it into the nursing homes.  And then 

 2           as we opened up further, we were able to get 

 3           it into -- provide more individuals.  

 4                  We've made an incredible effort to 

 5           make sure we get this vaccine to all those 

 6           who need it as quickly as possible.  The 

 7           challenge here is truly the supply.  It 

 8           really is.  I guarantee you, once J&J comes 

 9           out, and if it gets approved, all of a sudden 

10           the numbers tick up.  When Pfizer has more 

11           vaccine in the supply and Moderna has more in 

12           the supply line for New York, you're going to 

13           see a lot more.  

14                  The Governor's view on this is like 

15           get these sites out there, get them open, and 

16           then when there's more vaccine, you can jump 

17           and people can get in there and receive their 

18           vaccine, versus having it, Okay, here's your 

19           supply and you have no plan in place of where 

20           you're going to put it.  That's why we were 

21           trying to make sure it worked.  

22                  But then the issue here is you have to 

23           allocate.  You give some to a hospital, you 

24           give some to the pharmacies, you give some to 


                                                                   248

 1           the sites that we had.  The other issue on 

 2           this vaccine, and it's worth bringing this 

 3           up, is initially the Pfizer vaccine, which 

 4           was the first one that was approved, required 

 5           a cold storage issue, which limited where it 

 6           could go.  Then when Moderna came along with 

 7           regular refrigeration, that made it a lot 

 8           simpler.  And as we move forward, they'll be 

 9           a little bit easier.

10                  The issue early on, everyone said, 

11           Well, what happened in December, why did it 

12           take so long to move forward?  You have to 

13           remember it was the end of the calendar year, 

14           holidays were then, the hospitals -- some 

15           people said, Well, the hospitals should have 

16           given more out.  You know, at the end of a 

17           calendar year, I'm telling you, as one who's 

18           practiced in hospitals for many years, 

19           everything sort of -- it's not that it slows 

20           down, it's just that people get short-staffed 

21           a little bit.  

22                  And the healthcare workers needed to 

23           be the first ones, so we wanted to get it to 

24           them, because they're the ones who are 


                                                                   249

 1           protecting the people who get sick.  So we 

 2           wanted to be sure that they got it.  So 

 3           that's why we drove it to the hospitals right 

 4           at first.  And the nursing homes.  That's how 

 5           the priority came there.  And then as we 

 6           opened it up and we opened it up to other 

 7           individuals, and more supply came in, we've 

 8           been able to provide it to more people.  And 

 9           now those with preexisting conditions will 

10           have it, and then now we're thinking about 

11           what do we do when J&J comes out.  

12                  And we're thinking about that.  That's 

13           a one-shot vaccine.  How do we address that?  

14           You know, are there certain populations 

15           within society that you may have a harder 

16           time getting a second shot to?  So maybe we 

17           drive it to those individuals.  Maybe we 

18           address those who are homebound.  Maybe we 

19           address those who are homeless.  You know, 

20           and so we're thinking this out.  

21                  And there's an incredible team working 

22           on this, and really dedicated.  But New York 

23           is doing a great job on this.  I just -- I 

24           just really want to, you know, say that as we 


                                                                   250

 1           look at the rest of the country.  Thank you.

 2                  CHAIRWOMAN WEINSTEIN:  Thank you.  

 3                  We're going to go back to the Senate 

 4           now.

 5                  CHAIRWOMAN KRUEGER:  Thank you.  We're 

 6           going to Senator Serino.  

 7                  Are you there, Sue?  Not quite sure --

 8                  SENATOR SERINO:  Yup, yup, here we 

 9           are.  Sorry, my video wasn't starting.  I'm 

10           so sorry.

11                  CHAIRWOMAN KRUEGER:  That's okay.

12                  SENATOR SERINO:  Hello, Commissioner.  

13                  I've asked you at just about every 

14           budget hearing why the state continues to 

15           leave funding out for Lyme and tick-borne 

16           diseases.  I want it stated for the record 

17           that not only is there no new funding for 

18           Lyme this year, but this proposal even cuts 

19           the minimal $69,000 that typically goes to 

20           your department for it, and that's just not 

21           right.

22                  Now to nursing homes.  Obviously the 

23           questions I have require a thorough 

24           response -- which you can't give in the three 


                                                                   251

 1           minutes allotted -- so I'm going to put them 

 2           all out there and will request a response in 

 3           writing.

 4                  On April 23, 2020, I sent a letter to 

 5           you and the Governor asking you to move to 

 6           create regionalized specialty care centers or 

 7           step-down facilities where you would 

 8           designate certain facilities across the state 

 9           as COVID-only nursing homes.  I never 

10           received a response.  

11                  I also asked you about it again at the 

12           August 3rd hearing and was told you'll look 

13           into it.

14                  I asked again in another letter on 

15           December 1st, when no mention of these 

16           facilities was made in your announced winter 

17           plan.  Again, no response.

18                  I had to get my answer from a report 

19           released as part of the February 10th secret 

20           meeting where you say there are 19 of these 

21           facilities across the state, and where you 

22           said, quote:  Starting in November, the 

23           department launched an effort to establish 

24           COVID-only nursing homes.  November.  That's 


                                                                   252

 1           over six months after I first proposed the 

 2           idea. 

 3                  So why did it take so long to take 

 4           this commonsense step?  How many people have 

 5           been treated at these facilities, in what 

 6           municipalities are they located, and how was 

 7           it determined where the facilities would be 

 8           located and who would be admitted to them?

 9                  Now on to vaccines.  The federal 

10           vaccination program for nursing homes has 

11           ended, and there continues to be new 

12           admissions to nursing homes every day.  I've 

13           heard about residents who are being told they 

14           can't receive the vaccine now in these 

15           facilities.  What is the state's plan to 

16           vaccinate residents and staff who missed out 

17           on the federal program?

18                  And most importantly, we now have a 

19           situation where some residents and staff are 

20           vaccinated and others are not.  What updated 

21           infection control procedures are in place to 

22           protect those who have not yet been 

23           vaccinated?  

24                  And while we're on vaccines, I just 


                                                                   253

 1           have to say, for the record, the rollout on 

 2           the state level has been truly horrendous.  

 3           We have no state site in the Mid-Hudson 

 4           Valley, and the fact that New York, one of 

 5           the tech capitals of the world, hasn't 

 6           established a centralized system for 

 7           appointments defies logic.  And that needs to 

 8           be a top priority.

 9                  Now the questions that I'd actually 

10           want you to answer -- and I just want a 

11           simple yes or no -- are you confident in the 

12           facts you've presented thus far today?

13                  COMMISSIONER ZUCKER:  Yes.

14                  SENATOR SERINO:  Then I see no reason 

15           why you shouldn't support an independent 

16           investigation to verify them.  Your testimony 

17           focused on reforms, but how can we talk about 

18           reform when there hasn't been a comprehensive 

19           review of where the state or others really 

20           went wrong?

21                  So will you support an independent 

22           investigation or review into the state's 

23           handling of the COVID crisis in our nursing 

24           homes and residential healthcare facilities?


                                                                   254

 1                  COMMISSIONER ZUCKER:  There is an 

 2           ongoing investigation on this issue, and 

 3           that's -- I'll leave it at that.

 4                  SENATOR SERINO:  And you'll support 

 5           it.

 6                  And do you know, did every Health 

 7           Department employee who did on-site 

 8           inspections in these facilities, or entered 

 9           for any other reason, get tested first?

10                  COMMISSIONER ZUCKER:  Yes.

11                  SENATOR SERINO:  Yes.

12                  CHAIRWOMAN KRUEGER:  Sue, you can do 

13           follow-up with the doctor with asking in 

14           writing, asking him to forward it to us all 

15           in writing, but your time is up.  Thank you.

16                  SENATOR SERINO:  Thank you, 

17           Chairwoman.

18                  CHAIRWOMAN KRUEGER:  Thank you.

19                  Assembly?  

20                  CHAIRWOMAN WEINSTEIN:  So we go to the 

21           Assembly ranker on Health, Assemblyman Byrne, 

22           for five minutes.

23                  ASSEMBLYMAN BYRNE:  Thank you.

24                  Mr. Commissioner and Director, I'm 


                                                                   255

 1           going to try to just pose some comments and 

 2           questions, and then allow you to unpack and 

 3           address as many as you can because of my 

 4           limited time.

 5                  I do want to express my 

 6           disappointment, frustration and, quite 

 7           frankly, anger with the department in its 

 8           withholding of information from this elected 

 9           body for so many months this past year.  And 

10           the various comments from some members of the 

11           Governor's administration from that private 

12           meeting -- not you, Mr. Commissioner -- but I 

13           find them very deeply disturbing.

14                  I was listening to some of the 

15           comments before, Commissioner Zucker, and I 

16           just want to follow up.  Your comment about 

17           the justification of the March 25th directive 

18           as far as the time and place that we were in 

19           and the projection models, I think a lot of 

20           us can relate and understand the pressure 

21           that you must have been under, that we were 

22           all under.  But I also recall you justifying 

23           that order by telling us it would -- it was 

24           to protect COVID-19 patients from being 


                                                                   256

 1           discriminated against, as one of your 

 2           justifications.

 3                  And again, your point about 98 percent 

 4           of the nursing homes having COVID already in 

 5           it from staff or from other avenues doesn't 

 6           really address the concerns that 

 7           reintroducing it could have caused more harm.

 8                  I also want to point out that the word 

 9           "undercount" or "underreporting," that's 

10           directly taken from the AG's report that was 

11           released too.  So this isn't stuff that we're 

12           just making up.  They're very real concerns.

13                  I want to ask you, Mr. Commissioner, 

14           if in complying with the DOJ inquiry, if your 

15           office would be willing to share the 

16           communications and the information that was 

17           shared with them.  Could they share them with 

18           the Legislature?  We haven't really seen a 

19           real timeline on that.

20                  Senator Sue Serino mentioned, you 

21           know, the need for step-down facilities.  We 

22           have a bill, I have a same-as in the 

23           Assembly, and I was refreshed to see that the 

24           department announced that there were 


                                                                   257

 1           apparently 19 COVID-only nursing homes.  But 

 2           it also raised the question if that's the 

 3           process we're going through now, why didn't 

 4           we use the Army Corps of Engineers, the 

 5           Westchester County Center, the Javits Center 

 6           more, if we're using COVID-19-only nursing 

 7           homes?

 8                  Now more towards the budget, because 

 9           this is a budget hearing, sir.  You know, the 

10           scheduled Medicaid drug carve-out has many 

11           advocates and providers for the 430-b program 

12           very concerned.  There's a call from many of 

13           us to delay or possibly reverse the decision.  

14           I understand that some savings may be 

15           obtained from greater collective bargaining 

16           power, but again, there's concerns how this 

17           could negatively affect providers.

18                  I also have concerns that if this is 

19           going to happen, and it is eventually, 

20           whether it's delayed or not, is this really 

21           the right time to be talking about repealing 

22           "prescriber prevails" when the department has 

23           such a monumental task ahead?

24                  I looked at some of the 30-day 


                                                                   258

 1           amendments.  It was mentioned earlier about 

 2           some of the drastic increases in penalties in 

 3           nursing homes.  And I understand, a lot of us 

 4           are embracing the discussion for nursing home 

 5           reform particularly because of what we've all 

 6           witnessed through this past pandemic.  But 

 7           removing that rectification clause has a lot 

 8           of us concerned because I think when nursing 

 9           home operators and facilities want to correct 

10           a situation, make it better, we should 

11           embrace that.

12                  And we do -- I have concerns about the 

13           increase, not only for the nursing homes, but 

14           there seems to be a targeted increase in 

15           fines for adult-care facilities, and that's 

16           really where that rectification piece comes 

17           in. 

18                  Again, I have other concerns about the 

19           budget.  Part Q again talks about allowing 

20           you, commissioner, to release alleged 

21           complaints of professional misconduct for 

22           doctors.  There's concerns about how that 

23           could negatively affect providers' careers if 

24           things go on the internet.


                                                                   259

 1                  And the Indigent Care Pool, that was 

 2           brought up earlier by some of my colleagues.  

 3           It disproportionately affects the safety-net 

 4           hospitals and county governments.  I also 

 5           represent Westchester County; it affects the 

 6           Westchester Medical Center even more so, 

 7           because I don't believe the county government 

 8           contributes.  

 9                  And the Adult Cystic Fibrosis 

10           Assistance Program -- I don't think it's been 

11           mentioned -- we need to bring that back and 

12           we need to fund that program again.

13                  With whatever time I have, I would 

14           appreciate whatever answers you could 

15           provide.

16                  COMMISSIONER ZUCKER:  Sure.  I will 

17           answer a few of them, and Donna will address 

18           the 340-b program and some of the other 

19           issues about providers.

20                  On the first issue, I'm going to be 

21           pretty quick.  Regarding what you mentioned 

22           about the AG, this is one of the challenges I 

23           see.  People read the headline, but they 

24           don't read the report.  And the headline says 


                                                                   260

 1           yeah, there's an undercount, but if you read 

 2           the report, she clarifies that we provided 

 3           this information there.  So -- and how the 

 4           numbers were provided.

 5                  On the issue about the legal issues, 

 6           about sharing information, I direct that back 

 7           to my legal team as to what information can 

 8           and cannot be shared.  It's not that I'm 

 9           trying to be evasive on it, it's the process 

10           that we go through in the department, and I'm 

11           sure you would respect that.

12                  Regarding the issue of those who have 

13           come into the nursing homes, I would be happy 

14           to explain that even further.  I started to 

15           do that before, regarding how this came back 

16           into the nursing homes.  And I still throw 

17           out that question as to why is it still in 

18           all these nursing homes across the country, 

19           and it goes back to community spread.

20                  And also I could talk more about the 

21           science of this, why they were no longer 

22           contagious and -- but that's for a longer 

23           discussion.

24                  Donna, do you want to touch on a few 


                                                                   261

 1           things --

 2                  CHAIRWOMAN WEINSTEIN:  I'm sorry, 

 3           Commissioner --

 4                  COMMISSIONER ZUCKER:  Sorry.

 5                  CHAIRWOMAN WEINSTEIN:  -- we're going 

 6           to move on.

 7                  I just want to remind members that if 

 8           you want an answer to your question, you need 

 9           to leave some time for that answer to happen.

10                  But Donna can certainly put in writing 

11           a response.

12                  And we'll go to the Senate.

13                  CHAIRWOMAN KRUEGER:  Thank you --

14                  MEDICAID DIRECTOR FRESCATORE:  Be 

15           happy to do that.

16                  CHAIRWOMAN KRUEGER:  Thank you.

17                  So Commissioner, we have 31 more 

18           people who have signed up to ask you 

19           questions, and many of us have been sitting 

20           in our chairs since 9:30 this morning.  So 

21           I'm going to recommend a five-minute break 

22           for everyone.

23                  SENATOR RIVERA:  Before or after me, 

24           Liz?


                                                                   262

 1                  CHAIRWOMAN KRUEGER:  No, no, we need 

 2           to prepare for you.  We need the five-minute 

 3           break before you, Gustavo.

 4                  Yes, and we will return --

 5                  COMMISSIONER ZUCKER:  That would be 

 6           very good for our health.

 7                  CHAIRWOMAN KRUEGER:  -- to the Health 

 8           chair to ask his 10 minutes of questioning.

 9                  So everyone, you can go off of Zoom or 

10           just turn off your picture, that's probably 

11           the best, go do whatever you can do in life 

12           in five minutes, and then come back.  

13                  Thank you.  

14                  (Brief recess taken from 1:48 to 

15           1:54 p.m.)

16                  CHAIRWOMAN KRUEGER:  Thank you.  Hi, 

17           I'm Liz Krueger, chair of the Senate Finance 

18           Committee, joined by Helene Weinstein, chair 

19           of the Assembly Ways and Means Committee.  

20                  We are partway through the Health 

21           Budget Hearing, and we are continuing our 

22           questioning of Dr. Howard Zucker, 

23           commissioner of the Department of Health.  

24                  And the next legislator up on deck is 


                                                                   263

 1           Gustavo Rivera, chair of the Health 

 2           Committee, with a clock for 10 minutes of 

 3           questions.

 4                  Thank you, Senator Rivera.  

 5                  SENATOR RIVERA:  Thank you, 

 6           Madam Chair.  Thank you, Commissioner.  And 

 7           thank you, Medicaid Director.  

 8                  I will try to get through as many of 

 9           these as I can, and then I will probably come 

10           back for a second round after everybody else 

11           has finished.  

12                  Now, I skipped the first time when I 

13           was called upon because I wanted to make sure 

14           that I saw what some of the questions were 

15           going to be related to nursing homes.  And I 

16           heard many of my colleagues ask very similar 

17           questions, and I will just say a couple of 

18           things.  

19                  First of all, it is very clear that 

20           this administration, whether it's you, sir, 

21           or anybody else, the Governor or anybody else 

22           speaking on his behalf, will apparently never 

23           acknowledge that you have done anything 

24           wrong.  I will not ask you many of these 


                                                                   264

 1           questions that folks have asked you already 

 2           because you will just repeat what you have 

 3           said before, which is that you did the best 

 4           that you could, that you've made no mistakes.  

 5           And it's as though the administration 

 6           continues every day to just be perfect and do 

 7           nothing wrong.  

 8                  So since you cannot acknowledge 

 9           responsibility and are perfect at bobbing and 

10           weaving on that issue, I will not visit it 

11           any further; I'm sure that my colleagues will 

12           actually do that.

13                  Number two, because we are talking 

14           about health and this is a budget hearing, so 

15           I will definitely get into budget matters -- 

16           but because this is a budget hearing I wanted 

17           to make sure that I state for the record that 

18           particularly related to the cuts that you're 

19           doing on Medicaid, these are not savings, 

20           sir, these are cuts.  

21                  If we were to tax the wealthy, perhaps 

22           by Investing in Our New York, we will 

23           absolutely not only be able to close the 

24           budget gap as a whole, be able to not do the 


                                                                   265

 1           Medicaid cuts that we are doing, but also be 

 2           able to invest, whether it's in our health 

 3           system, education system, transportation, et 

 4           cetera.  So we need to tax the wealthy to be 

 5           able to not have these cuts happening.  

 6                  And as far as nursing homes, as I said 

 7           before, thank you for stealing our ideas, 

 8           because we have a couple of bills that we 

 9           passed out of the Senate -- and these are 

10           good ideas, I'm glad that you've borrowed 

11           some of them, stole some of them.  And we 

12           have more coming, and we would rather pass 

13           our bills and have the Governor sign them 

14           than have it done in the budget, since they 

15           are watered-down versions of it.

16                  Now to the budget.  Number -- the 

17           first thing is let's talk about Medicaid 

18           cuts.  I will read from a presentation that 

19           you folks did to our staff yesterday 

20           evening -- I will repeat, yesterday 

21           evening -- in which one of the presentations 

22           says:  "Also solving for the global cap 

23           deficits, the remaining balance of $1.2 

24           billion in fiscal year '21 and $455 million 


                                                                   266

 1           in fiscal year '22 will be used to provide 

 2           General Fund relief."  

 3                  Please explain to me this insane idea, 

 4           sir, that you will save -- that the Medicaid 

 5           savings, that instead of actually closing the 

 6           cuts you will actually provide General Fund 

 7           relief.  Please explain this to me.

 8                  COMMISSIONER ZUCKER:  Donna?  I think 

 9           Donna's going to handle that.

10                  MEDICAID DIRECTOR FRESCATORE:  I am.  

11           Hi, Senator.  And I'm --

12                  SENATOR RIVERA:  Hello.

13                  MEDICAID DIRECTOR FRESCATORE:  Hi.  

14           I'm familiar with the PowerPoint that you're 

15           describing and in fact had the opportunity to 

16           talk to your staff and other legislative 

17           staff as part of that meeting.

18                  So let me, if I could, just take a 

19           minute, I want to be mindful of your time --

20                  SENATOR RIVERA:  Take 30 seconds.

21                  MEDICAID DIRECTOR FRESCATORE:  Okay.  

22           And I understand your question.  

23                  So, look, the -- there's -- we've had 

24           extraordinary enrollment in Medicaid.  Thank 


                                                                   267

 1           goodness, right?  It was a safety net for so 

 2           many.

 3                  SENATOR RIVERA:  Yes.  Still is.

 4                  MEDICAID DIRECTOR FRESCATORE:  We 

 5           expect that by March 31st -- yes, by March 

 6           31st of this year we'll have 7.1 million 

 7           people.  It will start to go down a little 

 8           bit, hopefully, right, as the Maintenance of 

 9           Effort goes away.  Which would mean the 

10           pandemic and the emergency period was going 

11           away.  So that was -- 

12                  SENATOR RIVERA:  You're great at 

13           filibustering, Donna.  You're very excellent 

14           at that --

15                  MEDICAID DIRECTOR FRESCATORE:  No, let 

16           me tell you the -- let me --

17                  SENATOR RIVERA:  Please.

18                  MEDICAID DIRECTOR FRESCATORE:  -- tell 

19           you the numbers, right?  So the state will -- 

20           through June 2021, the state will receive 

21           $4.5 billion in Enhanced FMAP.  Right?  We 

22           call it eFMAP.

23                  SENATOR RIVERA:  Right.

24                  MEDICAID DIRECTOR FRESCATORE:  That's 


                                                                   268

 1           after we share with the local governments.  

 2           And 3.2 billion of it will be used to offset 

 3           this extraordinary increase in enrollment.  

 4           So the state financial plan will pay for that 

 5           increase in enrollment.  

 6                  What we talked about yesterday is that 

 7           there is in fact a second part of this, that 

 8           the Medicaid Global Cap provides funding to 

 9           the State General Fund by, in the end -- 

10                  SENATOR RIVERA:  Wait, wait, wait.  

11           Wait, wait, wait.  You're choosing to use 

12           your savings to provide General Fund relief.  

13           That's what the presentation says.  

14                  And my question to you is --

15                  MEDICAID DIRECTOR FRESCATORE:  Yeah, 

16           and in the end --

17                  SENATOR RIVERA:  And my question -- 

18           hold on, hold on, hold on.  Hold.  The 

19           question I will ask you, not unlike -- for 

20           example, Senator Serino spoke about one 

21           program about ticks, I forget -- Lyme 

22           disease, right?  That's $69,000 for --

23                  MEDICAID DIRECTOR FRESCATORE:  Yeah, 

24           she did.


                                                                   269

 1                  SENATOR RIVERA:  You would rather cut 

 2           that program and a whole bunch of other 

 3           public health programs that deal with 

 4           controlling disease, that deal with community 

 5           issues, as opposed to -- you will cut that 

 6           rather than use some of this to actually 

 7           avert some of those cuts?

 8                  MEDICAID DIRECTOR FRESCATORE:  Well, I 

 9           was talking about the Medicaid Global Cap, 

10           and that program that the Senator was talking 

11           about is not funded. 

12                  But what I was going to say here is 

13           that when it's all said and done here, that 

14           there is a benefit to the global cap of about 

15           $1.2 billion, after all of these different 

16           transactions happen.  

17                  I understand your question also.  I 

18           would also, you know, ask you to -- I guess I 

19           would just submit that in the context of the 

20           revenue loss that the state has had and the 

21           calls you've heard for federal funding for 

22           the state, and we step back and look at the 

23           budget -- not only the closing of the 

24           Medicaid Global Cap for the current fiscal 


                                                                   270

 1           year '21, but the actions in '22, that the 

 2           budget doesn't -- and I'm talking about on 

 3           the Medicaid side -- the budget doesn't 

 4           make -- it doesn't in any way diminish 

 5           eligibility for benefits or benefits.

 6                  SENATOR RIVERA:  Hold on.  We will 

 7           certainly have a deeper conversation about 

 8           this when I'm not time-limited.

 9                  MEDICAID DIRECTOR FRESCATORE:  Fair 

10           enough.  Fair enough.

11                  SENATOR RIVERA:  The reality is, as 

12           you will recognize, that this global cap is 

13           an invention, we can get rid of it.  And if 

14           we're talking about the institutions that are 

15           ill-served by your consistent cuts and your 

16           consistent austerity during the entire 

17           administration of the Governor -- during the 

18           entire 11 years there's been nothing but 

19           frigging austerity -- and then you're saying 

20           that you have a savings that you're instead 

21           going to use to give to the General Fund as 

22           opposed to deal with some of the institutions 

23           that actually offer Medicaid services to 

24           people around the state.  Which is bananas 


                                                                   271

 1           and frigging crazy.  If it was another 

 2           setting, maybe my words would be different.  

 3                  Moving on, pharmacy carve-out.  Some 

 4           of my colleagues asked about this already.  

 5           Now, first of all, I will again implore you 

 6           to do not, to not continue with this, 

 7           particularly as it refers to 340-b providers.  

 8           Whether it be to FQHCs or Ryan White 

 9           providers or safety-net hospitals, the use 

10           this money for wraparound services for the 

11           most vulnerable in our state.  And it is 

12           unconscionable that you all are considering a 

13           savings -- and I use that word again in 

14           quotation marks, because they be cuts -- to 

15           actually make sure that these institutions 

16           cannot provide those services further.  

17                  And the $102 million, because I know 

18           you're going to say that -- the $102 million 

19           is not a permanent anything, because the 

20           Governor can remove it next year and it does 

21           not correspond to the $200 million that these 

22           providers say are going to be cut from them.  

23                  Could you give me like a minute of why 

24           this makes sense?


                                                                   272

 1                  MEDICAID DIRECTOR FRESCATORE:  Yeah, I 

 2           think we've long worked with you and your 

 3           colleagues on issues of transparency on the 

 4           pharmacy benefit, and the carve-out achieves 

 5           transparency.  And we believe that the 

 6           Executive's proposal funds 340-b providers 

 7           directly, eliminating really --

 8                  SENATOR RIVERA:  To the tune of --

 9                  MEDICAID DIRECTOR FRESCATORE:  -- 

10           administrative costs.

11                  SENATOR RIVERA:  To the tune of half 

12           of what they --

13                  MEDICAID DIRECTOR FRESCATORE:  I think 

14           we should -- I think we -- yeah, let us come 

15           back and explain some of those numbers, if 

16           you will, rather than me using your time 

17           here, because I think that --

18                  SENATOR RIVERA:  That would be great.  

19           That would be great, particularly because --

20                  MEDICAID DIRECTOR FRESCATORE:  Because 

21           I think -- I think -- right.

22                  SENATOR RIVERA:  Whoa, whoa, whoa.  

23           Since you're on the record saying you would 

24           provide the numbers -- because you folks are 


                                                                   273

 1           also famous for never providing the math, 

 2           telling us about the numbers and never 

 3           telling us how you got to them.  

 4                  I want to move to -- there's three 

 5           more issues --

 6                  MEDICAID DIRECTOR FRESCATORE:  We've 

 7           shared those numbers, Senator.  Senator, 

 8           those calculations have been shared many 

 9           times over.

10                  SENATOR RIVERA:  Great.  I am looking 

11           forward to seeing them.  

12                  There's a couple more issues.  I will 

13           definitely use my second round.  But for the 

14           moment I will take advantage of the CDPAP.  

15           We talked about this already, right?  There's 

16           the process that was into the budget last 

17           year with the MRT 2, right?  Many of us voted 

18           against it because we thought it was a bad 

19           idea then, we thought it was a bad idea.  

20                  But the idea of getting -- of actually 

21           scaling down on FIs is a good one.  However, 

22           there needs to be a little bit more 

23           transparency on that process, and we need to 

24           make -- and as far as process of appeal, 


                                                                   274

 1           because although certainly we do not need 

 2           400 FIs, there are questions about the 

 3           {inaudible} that were ultimately picked.

 4                  I only have one more minute.  On the 

 5           vaccine thing -- and I will come back, 

 6           because we need to talk about the 

 7           Essential Plan, but I will do that in my 

 8           second round.  For now I'll just say quickly, 

 9           on the vaccine -- and this is a further 

10           example of what I started with.  You all 

11           continue to say, Mr. Commissioner, that you 

12           are doing the best.  We are 42nd in the 

13           country.  There's 50 states, we're 42nd as 

14           far as getting it to people.  

15                  And the rollout has been consistently 

16           evading working with local entities like the 

17           City of New York or localities around the 

18           state.  And you might have eventually gotten 

19           to it, but when you started to roll it out, 

20           it was about the administration creating a 

21           parallel system where you all could claim 

22           credit for it and not working along with 

23           localities.  Now, you all can say you didn't 

24           do that, but you did.  As in you didn't work 


                                                                   275

 1           with localities across the state.  And that 

 2           ultimately does not solve the problem of 

 3           getting more people vaccinated.  

 4                  So please, the last 20 seconds, just 

 5           take this, just sit with this a second, just 

 6           breathe and say, you don't get everything 

 7           right.  Every now and then it is okay to say 

 8           that you didn't get everything right.  And 

 9           perhaps working along with your colleagues, 

10           like us and localities, you would do a little 

11           bit better.  

12                  I will come back for a second round, 

13           Madam Chair.  Thank you.  

14                  CHAIRWOMAN WEINSTEIN:  So we will go 

15           to --

16                  CHAIRWOMAN KRUEGER:  Any response at 

17           all or -- I'm sorry.  Did the doctor want to 

18           say anything in response to that last 

19           question of Gustavo's?  

20                  COMMISSIONER ZUCKER:  No, I -- one 

21           second.  I hear his concerns.  I say what I 

22           said before about the vaccines, that this is 

23           a complex process.  But we are working with 

24           the communities.  


                                                                   276

 1                  And I said that, you know, at the 

 2           beginning of this it was a -- it was a little 

 3           bit of a challenge.  We were focused on 

 4           certain areas, we were trying to get into the 

 5           hospitals, and then we were moving to the 

 6           other areas.  

 7                  As -- and I would just reiterate, this 

 8           is one of the most difficult challenges the 

 9           country has ever faced, to immunize an entire 

10           population of, you know, 250 million-plus 

11           people, so -- 300 million people.

12                  CHAIRWOMAN KRUEGER:  Thank you.

13                  Assembly.

14                  CHAIRWOMAN WEINSTEIN:  Yes, we go to 

15           Assemblywoman Reyes, three minutes.  

16                  There you go.

17                  ASSEMBLYWOMAN REYES:  Okay.  So I -- 

18           my colleagues have asked a lot of questions, 

19           so I am going to be brief and make the best 

20           use of my three minutes.  

21                  So the Governor's Executive Budget 

22           cuts the state's Article 6 public health 

23           matching fund rates for New York City from 

24           20 percent to 10 percent, while other 


                                                                   277

 1           localities have a rate of 36 percent.  And 

 2           until two years ago, New York City was also 

 3           at the 36 percent rate.  

 4                  So this further cuts the New York City 

 5           public health matching funds.  It will take 

 6           around 38 million in state public health 

 7           matching funding away from New York City -- 

 8           in the middle of a historic pandemic.  

 9                  Did the New York State Department of 

10           Health advise the Governor's office to cut 

11           public health matching funds from New York 

12           City?  And did the New York State Department 

13           of Health evaluate what negative impact this 

14           cut to public health funding would have on 

15           the ability of neighborhoods in the Bronx, 

16           Brooklyn, Queens, Manhattan and Staten Island 

17           to fight COVID-19 and the racial health 

18           disparities?  

19                  COMMISSIONER ZUCKER:  So a couple of 

20           parts to that question.  

21                  Number one, we -- we -- I understand 

22           we cut it in New York City, that's what the 

23           budget is proposing.  You have to remember 

24           that New York City does get resources from 


                                                                   278

 1           many other places, particularly from the CDC 

 2           and elsewhere.  And many other counties in 

 3           the state do not.  

 4                  And as a department that is focused on 

 5           the entire state, and to make sure that 

 6           everyone gets what they need, I am concerned 

 7           with every area.  You have the North Country, 

 8           you have out west, you have the Southern 

 9           Tier.  There are many areas where there are a 

10           lot of challenges as well, just like New York 

11           City has its challenges.  We wanted to be 

12           sure that we could provide the funds to those 

13           counties.  

14                  Regarding health equity, I hear you.  

15           I hear you not just in the interests of 

16           New York City, but across this entire state.  

17           This is something that we have fought prior 

18           to the pandemic and we continue to fight.  

19           And we saw this, we saw this particularly 

20           during the first part of this pandemic in 

21           March and April downstate -- because that's 

22           where it was concentrated -- where those who 

23           were from communities of color were more 

24           affected by this.  


                                                                   279

 1                  And the Governor has made a commitment 

 2           to make sure that the vaccines and any other 

 3           care -- testing, anything else when it comes 

 4           to this pandemic -- have been focused on 

 5           that.

 6                  ASSEMBLYWOMAN REYES:  I'm running out 

 7           of time, and I have another question.

 8                  COMMISSIONER ZUCKER:  All right.  

 9           Sorry.

10                  ASSEMBLYWOMAN REYES:  We can argue 

11           that we can make better decisions to address 

12           the racial and health disparities.  

13                  So it's also widely expected that 

14           students will require additional physical and 

15           mental health, behavioral health support from 

16           their schools during and after COVID-19.  

17           Many other states have expanded their 

18           school-based Medicaid programs to fund these 

19           types of district services with federal 

20           dollars.  What steps has New York taken to 

21           modernize our program?  

22                  And in the same vein, the global cap 

23           aims to control state spending on the 

24           Medicaid program.  Why does this fixed 


                                                                   280

 1           percentage apply to the school-based 

 2           programs, which represent less than half of 

 3           1 percent of the overall budget, even though 

 4           expansion could net schools tens of millions 

 5           of dollars when they need it most from those 

 6           federal dollars?

 7                  COMMISSIONER ZUCKER:  Donna, do you 

 8           want to touch on the global cap?

 9                  MEDICAID DIRECTOR FRESCATORE:  Sure, 

10           I'm happy to address that.  

11                  And I think you know that we have in 

12           New York a school-based health program.  

13           Medicaid covers those services, actually 

14           outside of our Medicaid managed care rates, 

15           but -- and Medicaid pays those school-based 

16           health centers directly.  

17                  We've had some discussion with folks 

18           about whether or not the services in schools 

19           could be expanded and whether there's other 

20           ways to claim federal Medicaid matching 

21           dollars for those services.  And we look 

22           forward to continuing to have those 

23           discussions and to learning from other 

24           states.  And they've graciously offered to 


                                                                   281

 1           collect that information, and we'll convene 

 2           with them again.  

 3                  On your issue of the global cap, all 

 4           state -- generally all state spending on 

 5           Medicaid is counted within the global 

 6           spending cap under statute as it was enacted, 

 7           you know, several years ago.

 8                  CHAIRWOMAN WEINSTEIN:  Thank you.  

 9                  We'll go to the Senate now.  

10                  CHAIRWOMAN KRUEGER:  Thank you.  

11                  Our next Senator is Senator Pete 

12           Harckham from Westchester County.  And other 

13           counties also, sorry.

14                  SENATOR HARCKHAM:  Thank you.  

15                  Commissioner, good to see you.  Thank 

16           you for being here.  

17                  I want to follow up on the overdose 

18           line of questioning a little bit more.  You 

19           know, the data that we compile is essential 

20           to responding in realtime, both 

21           geographically and fiscally.  So the fact 

22           that, you know, we're behind New Jersey and 

23           Connecticut to me does not bode well.  To me, 

24           you know, someone who passes from overdose is 


                                                                   282

 1           just as important as someone who dies from 

 2           COVID.  And we have prioritized the ability 

 3           to get daily numbers for COVID, and yet we 

 4           are still months behind when it comes to 

 5           overdose deaths.  

 6                  So one of the things that 

 7           epidemiologists are recommending is using 

 8           emergency room syndromic surveillance as a 

 9           new way to predict overdose death, to get at 

10           much more timely numbers so we can use that 

11           information in the field.

12                  Is this something that your department 

13           has looked at?  And how are you committed to 

14           expediting the recording of overdose numbers?

15                  (Pause.)

16                  THE MODERATOR:  We're not hearing you, 

17           Commissioner.  The microphone.

18                  COMMISSIONER ZUCKER:  The -- we have 

19           looked at this issue and the use of emergency 

20           rooms for not only tracking numbers but also 

21           for care.  

22                  And prior to the pandemic we actually 

23           were working significantly with both the 

24           hospital systems around the area -- and I 


                                                                   283

 1           remember actually being at one of the 

 2           meetings downstate about this to figure out 

 3           how we can come up with some system that is 

 4           universal that could work across the entire 

 5           state to address care of those who arrive in 

 6           the emergency rooms, but also to track it.

 7                  So I would welcome the opportunity to 

 8           sit down with you and to go through this, 

 9           along with my team, so that we can actually 

10           tackle this a little bit more.  Because this 

11           issue of opioids that you raised as well as 

12           your colleague raised is an important issue.  

13                  And we have not forgotten that this 

14           was and continues to be one of the major 

15           issues that the country is facing at this 

16           point in time.  It just happens to be that 

17           the pandemic seems to have eclipsed many of 

18           these other health issues, but we are focused 

19           on them as well.

20                  SENATOR HARCKHAM:  Can I interrupt for 

21           a sec?  I just have time for one other 

22           question.  But thank you.  I'd be happy to 

23           sit down with you and your team to work on 

24           this.  A great step forward.  


                                                                   284

 1                  I want to follow up on what 

 2           Assemblyman Cahill was asking about -- in his 

 3           district, because of the need for surge, the 

 4           shutdown of behavioral health facilities.  In 

 5           his case, it was moved out of that county.  

 6           In other instances, we're hearing they have 

 7           just not reopened.  

 8                  Are you prepared to issue specific 

 9           directives to the hospital systems that when 

10           the COVID emergency is over, they have X 

11           period of time to reopen their behavioral 

12           health beds or face certain sanction?

13                  COMMISSIONER ZUCKER:  Let's -- I would 

14           like to -- I would like to look at that.  I'd 

15           like to get through the surge and flex 

16           situation, or the pandemic and the surge and 

17           flex approach that we're using.  

18                  But I think what we're going to find 

19           is after we get through this, we're going to 

20           be able to figure out a system that works 

21           more efficiently and effectively for the 

22           state, and also to address the behavioral 

23           health issues.  

24                  It is -- I have noticed, and I've 


                                                                   285

 1           spoken with the mental health professionals 

 2           both in the state and outside of state 

 3           government, about the need to make sure these 

 4           facilities are available for the residents 

 5           within the state.  So I recognize the concern 

 6           that you have as well as Senator {sic} Cahill 

 7           and many other people have had about this.  

 8           So we will work on that, promise. 

 9                  SENATOR HARCKHAM:  And my time is up.  

10           I would just suggest that the time to figure 

11           this out is now, not after the pandemic.

12                  COMMISSIONER ZUCKER:  I hear you.  I 

13           hear you.

14                  SENATOR HARCKHAM:  Thank you.

15                  CHAIRWOMAN KRUEGER:  Thank you.  

16                  Assembly.

17                  CHAIRWOMAN WEINSTEIN:  Yes, we go to 

18           Assemblyman Bronson.

19                  ASSEMBLYMAN BRONSON:  Thank you, 

20           Madam Chair.  

21                  And Commissioner, thank you for being 

22           here.  I'm going to ask two questions.  The 

23           first one I hope we can take care of very 

24           quickly so we can get to the second.  


                                                                   286

 1                  And the first one relates to the 

 2           Medicaid carve-out.  And it's been brought to 

 3           my attention that health plans have been 

 4           instructed to send letters out to their 

 5           beneficiaries stating that the 

 6           fee-for-service carve-out for the Medicaid 

 7           drug program will be implemented starting 

 8           May 1st, and that they should send out 

 9           notices to the beneficiaries on March 1st.  

10                  You know, what's the reasoning for 

11           doing this now when we know that we're in 

12           negotiations in the middle of the budget to 

13           address this issue, and hopefully come to a 

14           resolution?  Wouldn't it be better to wait 

15           for those notices to go out until after we 

16           finalize the budget around April 1st?  

17                  COMMISSIONER ZUCKER:  Donna, do you 

18           want to --

19                  MEDICAID DIRECTOR FRESCATORE:  So 

20           again, quickly, I'll jump in and just, I 

21           guess, explain the timing.  

22                  And that is that last year's budget 

23           enacted a pharmacy carve-out from Medicaid 

24           managed care that could occur on or after 


                                                                   287

 1           April 1st.  The notices that you were 

 2           mentioning are a federal requirement whereby 

 3           consumers need to be noticed under federal 

 4           regulations 30 days in advance of a change in 

 5           benefits.  So that's the explanation of the 

 6           timing.

 7                  You know, I hear your question, but I 

 8           just wanted to explain the timing.

 9                  ASSEMBLYMAN BRONSON:  Okay.  Well, we 

10           need to get this negotiated.

11                  In connection with nursing homes and 

12           in particular family visitations, I have been 

13           in communication with a number of people at 

14           DOH on a quite regular basis since last fall 

15           trying to get guidelines for visitation.  I 

16           was very hopeful on Friday when the notice 

17           came out, and then on Monday very, very 

18           disappointed.  

19                  Why, why cannot our family members 

20           visit nursing homes under the same health and 

21           safety protocols as staff members?  They're 

22           doing the same thing out in the community, 

23           and they come in.  Why can't they get in on 

24           the same protocols?


                                                                   288

 1                  COMMISSIONER ZUCKER:  So I hear you on 

 2           this.  And I am very empathetic to the 

 3           situation of those who are in nursing homes 

 4           and their families.

 5                  The challenge here is not the state 

 6           alone.  I open up the guidelines there and I 

 7           put them out, do as much as I can, but there 

 8           are CMS guidelines that we need to adhere to.  

 9           So we are -- our hands are sort of in some 

10           ways tied, that they say that if you've had a 

11           case in the nursing home within 14 days, you 

12           can't go in.  So we end up with 185, 188 this 

13           week, of nursing homes that had visitation.  

14                  The challenge is that -- the concern 

15           is it is still ending up in the nursing 

16           homes.  Right?  The cases are still there.  

17           We're testing people twice a week, the staff 

18           we're testing twice a week, right?  And so 

19           that is -- but even testing twice a week, 

20           even with 50 percent of the nursing home 

21           staff now immunized, even with 72 percent, 

22           75 percent of the residents immunized, we are 

23           still seeing cases.  

24                  Now, they've dropped dramatically.  


                                                                   289

 1           The number of cases have dropped in the 

 2           thousand -- I mean, I think it's like a 

 3           thousand less one week than it was the week 

 4           before in the nursing homes, which is great, 

 5           because of the vaccinations that have been 

 6           administered.  

 7                  That is the problem.  I opened this up 

 8           as best as I can, but I still am confined by 

 9           the rules of the federal government as to 

10           what can be done.  I wish as much as you if 

11           you could open up.  There are people who have 

12           not seen their relatives in a year.  There 

13           are people who -- I understand the mental 

14           health effects of this.  I had a grandmother 

15           in a nursing home years ago, and I remember 

16           leaving her and I felt like she was so lonely 

17           left there alone.  

18                  So I get it, I really get it.  And I 

19           wish I could do more.  It's just that I'm 

20           doing as much as I can to help them have 

21           visitors there.

22                  CHAIRWOMAN KRUEGER:  Thank you.

23                  CHAIRWOMAN WEINSTEIN:  Thank you.  To 

24           the Senate.


                                                                   290

 1                  CHAIRWOMAN KRUEGER:  Thank you very 

 2           much.  

 3                  Senator Rath next.

 4                  SENATOR RATH:  Thank you, Madam Chair.  

 5                  And thank you, Commissioner Zucker.

 6                  I want to expand on the vaccine 

 7           distribution and allocation issue, which has 

 8           been talked about and several questions have 

 9           been asked earlier today.  Specifically, I 

10           have two areas of concern that tie right in 

11           with my district.  

12                  First, currently there are about 

13           1500 pharmacies across New York State which 

14           are approved to vaccinate, yet over the 

15           several weeks of the pharmacy rollout, many 

16           of these independent pharmacies have not 

17           received any vaccines at all, and some of 

18           these independent pharmacies have contacted 

19           me.  They have hired staff, they have 

20           modified their facilities, they have 

21           collaborated with pharmacy schools and 

22           medical schools to roll out and to be 

23           capable, but they're not getting any vaccines 

24           whatsoever.  


                                                                   291

 1                  And so I'm wondering how the state 

 2           will address this inequitable distribution 

 3           amongst our independent pharmacies.  And what 

 4           is the reasoning or justification that 

 5           countless pharmacies across New York State 

 6           have been left without allocation despite 

 7           being approved as sites to vaccinate?

 8                  COMMISSIONER ZUCKER:  So -- and this 

 9           goes back to that old -- I guess it's an 

10           economics principle, which is supply and 

11           demand.  Right?  There's an incredible demand 

12           for the vaccines, and there's just not enough 

13           supply.  

14                  And so we're sitting there and I -- 

15           and we get it out to the pharmacies.  We also 

16           have to get it out to all these other sites, 

17           the hospitals, to the nursing homes.  Right?  

18           We have six FEMA sites right now, there's 

19           105,000 appointments.  We've enrolled, you 

20           know, a number of appointments in New York 

21           State; there's over a million that we have.  

22                  But I hear your question about the 

23           pharmacies and particularly the independent 

24           pharmacies.  I will work on getting an answer 


                                                                   292

 1           as to why they have not received it, versus 

 2           others.  And I will go back to my vaccine 

 3           team that are working on this to get a 

 4           specific answer for you about it.

 5                  SENATOR RATH:  Thank you, 

 6           Commissioner -- 

 7                  COMMISSIONER ZUCKER:  But it goes back 

 8           to that basic principle of supply and demand.

 9                  SENATOR RATH:  -- it will definitely 

10           be appreciated.  A written response will 

11           definitely be appreciated, because there are 

12           many of these pharmacies who are like, why 

13           are some pharmacies continuously, month over 

14           month and week over week, continuing to get 

15           vaccines and some have gotten none?  And 

16           they're very frustrated and have invested a 

17           lot of money.

18                  But I want to go to my second question 

19           because I know my time is ticking here.  So 

20           far the state's primary focus for Phase 1B 

21           vaccination has been on utilizing mass 

22           vaccination sites.  However, this leaves 

23           seniors and those in travel as well as 

24           broadband deserts with significant barriers 


                                                                   293

 1           to vaccine access.  

 2                  Is there a plan to aid those counties 

 3           with these access barriers, specifically 

 4           rural and agricultural counties across 

 5           New York State?  Do you have a plan for that?

 6                  COMMISSIONER ZUCKER:  So there's two 

 7           parts to the answer to that.  We do -- we are 

 8           looking at that issue in the bigger picture 

 9           of getting into the rural areas of the state.  

10                  But you bring up the issue of seniors, 

11           and I will bring up the fact that there's 

12           also the issue of how do you get those who 

13           need to be vaccinated who are at home and 

14           alone and somewhat homebound.  So we are 

15           working with an organization starting in 

16           certain areas of the state right now, and 

17           we'll see how it goes, to be able to get 

18           vaccines to those who are basically 

19           homebound, because they need to be vaccinated 

20           as well.  

21                  And someone will say, well, they're 

22           not going out --

23                  SENATOR RATH:  Thank you, 

24           Commissioner.


                                                                   294

 1                  COMMISSIONER ZUCKER:  -- but people 

 2           are coming in to see them -- 

 3                  SENATOR RATH:  I just want to add, 

 4           Commissioner, very quickly, Genesee, Orleans 

 5           and Wyoming counties have a plan at Genesee 

 6           Community College.  If I could have a written 

 7           response to a plan for that specific idea for 

 8           100,000 residents, I'd sure appreciate it.  

 9                  Thank you, Commissioner.

10                  COMMISSIONER ZUCKER:  Okay, got it.

11                  CHAIRWOMAN KRUEGER:  Thank you.

12                  Assembly.  

13                  CHAIRWOMAN WEINSTEIN:  We go to 

14           Assemblyman McDonald.

15                  (Pause.)

16                  THE MODERATOR:  We are asking him to 

17           unmute and start his video, and he has not 

18           done so at this time, Madam Chair.

19                  CHAIRWOMAN KRUEGER:  I guess he's not 

20           there.

21                  CHAIRWOMAN WEINSTEIN:  Okay, then we 

22           will go to Assemblymember Gandolfo.

23                  ASSEMBLYMAN GANDOLFO:  Thank you, 

24           Chair.  


                                                                   295

 1                  And thank you for being here with us 

 2           today, Commissioner.

 3                  I just want to loop back to something 

 4           one of my colleagues was talking about 

 5           before.  I thought I heard you close out and 

 6           say that you did not believe that the March 

 7           25th order had any impact at all on the 

 8           spread of COVID in nursing homes or deaths in 

 9           nursing homes.  

10                  Can you expand on that a little bit?  

11                  COMMISSIONER ZUCKER:  Sure.  And happy 

12           to do so.  As I've mentioned before to other 

13           members of the Legislature, that I can 

14           explain this in a couple of ways.  Let me 

15           just start with the science on this.  

16                  Well, first let me start with what 

17           brought this into the nursing homes.  This 

18           goes back to the nursing home report, it goes 

19           back to the July 6th presentation.  It came 

20           in through inadvertent spread by the staff, 

21           asymptomatic spread, at a time when we were 

22           unaware of how this virus spread.  That's the 

23           first part.  

24                  It was in the nursing homes, it was in 


                                                                   296

 1           98 percent of the nursing homes, 98-plus 

 2           percent of the nursing homes prior to any 

 3           person being readmitted from a hospital to a 

 4           nursing home.  That's number two.  

 5                  Number three is the issue of how the 

 6           disease actually is spread and the incubation 

 7           periods and at what point is someone 

 8           contagious from the disease.  And I went 

 9           through this before, that there's a window of 

10           time prior to when your symptoms occur when 

11           you are contagious, and then when your 

12           symptoms are there, early on you're the most 

13           contagious.  This is all about viral load, 

14           how much --

15                  ASSEMBLYMAN GANDOLFO:  Okay, thank 

16           you, Commissioner.

17                  COMMISSIONER ZUCKER:  -- how sick you 

18           are.

19                  ASSEMBLYMAN GANDOLFO:  I recall you 

20           said that before.

21                  COMMISSIONER ZUCKER:  Right.

22                  ASSEMBLYMAN GANDOLFO:  But so what 

23           you're saying is that this order could have 

24           had zero impact, based on the scientific --


                                                                   297

 1                  COMMISSIONER ZUCKER:  Yes, that is 

 2           correct.

 3                  ASSEMBLYMAN GANDOLFO:  Zero impact.

 4                  COMMISSIONER ZUCKER:  That is correct.  

 5           Could there be that random one person that 

 6           came in?  You know, I can't say for -- you 

 7           know, I never like to say something is like 

 8           100 percent or zero percent.  

 9                  But what I'm saying is that there 

10           could have been that random person that may 

11           have come into one nursing home.  But that is 

12           not the case, it was not in the -- this memo 

13           was not the driver of nursing home 

14           fatalities.  It's just not the driver.  And 

15           all the data from there going forward 

16           supports it, in New York State as well as 

17           around the country and, for that matter, 

18           around the world when you look at the 

19           literature.

20                  ASSEMBLYMAN GANDOLFO:  Okay, thank 

21           you, Commissioner.  I just want to clear up 

22           whether or not it could have at least had one 

23           case that might have come in.

24                  COMMISSIONER ZUCKER:  (Inaudible.)


                                                                   298

 1                  ASSEMBLYMAN GANDOLFO:  And I also want 

 2           to -- I know the Governor had a recent press 

 3           briefing, he mentioned that he would be fine 

 4           with making public the data that was turned 

 5           over to the DOJ.  Is -- has there been any 

 6           movement on that?  Do we have a status on 

 7           whether or not that is being made public, 

 8           regarding the -- 

 9                  COMMISSIONER ZUCKER:  I am aware of a 

10           letter that -- my legal team deals with the 

11           DOJ issue.  My data team, as we know, deals 

12           with my data analytics issue.  These things 

13           are occurring in parallel and while I manage 

14           deals with the pandemic and all the issues 

15           that we have been dealing with on that, so.  

16                  ASSEMBLYMAN GANDOLFO:  Okay, so 

17           there's no timeline there yet.  Got it, thank 

18           you.

19                  And a final question.  Given the fact 

20           that we're able to convene the Legislature 

21           almost immediately via Zoom, is there any 

22           public health reason to allow the Governor to 

23           retain his expanded emergency powers?  

24                  COMMISSIONER ZUCKER:  That's -- that's 


                                                                   299

 1           a question that is outside of my scope, I 

 2           will say.  It's above my pay grade.  And so I 

 3           leave that to others to answer.

 4                  ASSEMBLYMAN GANDOLFO:  Okay.  Thank 

 5           you, Commissioner.

 6                  CHAIRWOMAN KRUEGER:  Thank you very 

 7           much.

 8                  CHAIRWOMAN WEINSTEIN:  Yes.  Senate?

 9                  CHAIRWOMAN KRUEGER:  Senator 

10           Oberacker.  

11                  Are you there with us, Senator?  

12                  SENATOR OBERACKER:  Yes, I am.

13                  CHAIRWOMAN KRUEGER:  Oh, good.  Hello.

14                  SENATOR OBERACKER:  Hello there.  And 

15           thank you so much, Madam Chair.  

16                  And Commissioner, thank you too for 

17           taking the time.

18                  You know, we're one state -- I've 

19           heard this throughout the pandemic from the 

20           Governor.  The rural region I represent was 

21           forced to shut down even when most of my 

22           counties had extremely low numbers of cases, 

23           if any.

24                  Now, with the vaccine being 


                                                                   300

 1           distributed, my district is completely 

 2           forgotten.  State-run sites are nowhere to be 

 3           found.  No longer one state, I guess.

 4                  Here's a letter I received today from 

 5           a constituent in Bovina Center in Delaware 

 6           County that speaks very eloquently to the 

 7           situation.  

 8                  "Dear Senator Oberacker:  As of today, 

 9           there is no place for people over 65 to get 

10           the vaccine anywhere in or near Delaware 

11           County.  Pharmacies are apparently no longer 

12           getting the vaccine.  

13                  "The Delaware County Board of Health, 

14           through the Department of Aging, was promised 

15           100 vaccines, just to have the delivery 

16           canceled.  Bassett Hospital to date has held 

17           two clinics with 100 shots available for 

18           each, which was booked up in minutes.  

19                  "The only state sites that currently 

20           have availability are restricted to zip codes 

21           none of which -- none of which -- includes 

22           Delaware County.

23                  "I understand that the limited supply 

24           and the weather are contributing to the 


                                                                   301

 1           delay, but I do not understand why our rural 

 2           area is basically being ignored.  We have a 

 3           very large population of elderly people who 

 4           were supposed to have priority and have been 

 5           virtually cut out of the vaccination program.  

 6                  "Can you let me know what you are 

 7           doing to secure vaccines for the vulnerable 

 8           populations in our district, or at least let 

 9           us know when the vaccines might become more 

10           readily available?"

11                  Commissioner, what am I supposed to 

12           tell my constituents?

13                  COMMISSIONER ZUCKER:  So with regards 

14           to what to tell those who are elderly in your 

15           district, I will say that the focus has been 

16           on those over the age of 65.  I understand 

17           your concern that there's not a state-run 

18           site there, and we can look into and see 

19           what's the closest site.  

20                  Some of the challenges that one comes 

21           up against when it comes to rural areas is 

22           there's a distance to travel, and I recognize 

23           that.  That's one of the challenges in 

24           upstate New York that we see.  


                                                                   302

 1                  And then it comes back to, as you said 

 2           and I've said, a supply issue.  And so once 

 3           we have more supply, we can get it out there.  

 4           Bassett Hospital, I'm happy speak with the 

 5           CEO of Bassett and see what else is 

 6           transpiring there or have our team that's 

 7           working on vaccines work on that and see what 

 8           things we can do working with Bassett's 

 9           outreach.  Because I know that they have a 

10           significant outreach into the community.

11                  So let me get back to you on some of 

12           that.

13                  SENATOR OBERACKER:  Commissioner, 

14           as -- thank you.  Thank you.  

15                  And as well as a businessman who deals 

16           with materials management in my company, I 

17           would make this recommendation.  Could the 

18           state just be worrying about procuring 

19           vaccines?  Could we have a plan in place 

20           where we distribute those to the counties?  

21           All right, we have our counties' health 

22           departments and emergency services.  From 

23           there, they can be distributed to each and 

24           every one of those fire departments in these 


                                                                   303

 1           towns.  And I'm telling you, it would be a 

 2           great way to get shots in the arms.

 3                  Thank you.

 4                  COMMISSIONER ZUCKER:  And I know --

 5                  CHAIRWOMAN WEINSTEIN:  Thank you --

 6                  COMMISSIONER ZUCKER:  Just quickly, I 

 7           just -- I do know that we're working with the 

 8           communities on this.  And let's see where we 

 9           are after the end of this weekend when more 

10           vaccine's out there, assuming J&J is approved 

11           and we get to that next step there.  So 

12           hopefully that will help increase supply.

13                  SENATOR OBERACKER:  Thank you.

14                  CHAIRWOMAN KRUEGER:  Thank you.

15                  Assembly.  

16                  CHAIRWOMAN WEINSTEIN:  We go back to 

17           Assemblyman McDonald, who had an issue with 

18           his video, I believe.

19                  (Pause.)

20                  COMMISSIONER ZUCKER:  Audio now.

21                  ASSEMBLYMAN McDONALD:  There we go.  

22           Now we're there.

23                  COMMISSIONER ZUCKER:  There we go.

24                  ASSEMBLYMAN McDONALD:  Sorry about 


                                                                   304

 1           that.  

 2                  Dr. Zucker, it's good to see you.

 3                  For the first question, right off the 

 4           rope here, you mention in your written 

 5           statements about the great work done at 

 6           Wadsworth.  And both Member Fahy and myself 

 7           and Senator Breslin are concerned that the 

 8           funding for Wadsworth was not included in the 

 9           proposed budget.  

10                  I don't know, do you have anything you 

11           can add to that?  We've gotten limited 

12           information on what's happening.  But 

13           obviously, you know, Wadsworth is very 

14           important not only to New York State but to 

15           the country and it's a major impact here to 

16           the Capital Region.

17                  COMMISSIONER ZUCKER:  Sure.  So I just 

18           had a conversation with our Budget Director 

19           about this exact issue the other day.  The 

20           commitment is still there, the commitment on 

21           the Governor's part and the commitment on the 

22           administration's part, to build a new 

23           Wadsworth Lab.  

24                  What we have seen with this pandemic 


                                                                   305

 1           is that there is a new way of looking at how 

 2           we operate a lab, both the research aspect 

 3           and the clinical delivery aspect and all of 

 4           the partnerships that we have developed over 

 5           time.  You know, Wadsworth has had many 

 6           partnerships with companies.  

 7                  So we are moving forward on this.  The 

 8           lab has been such a critical component of 

 9           managing this pandemic.  As I mentioned, 

10           literally a year ago this week the test that 

11           came out for COVID-19, the first one outside 

12           of CDC, was done at Wadsworth.  I will tell 

13           you it was Friday a year ago tomorrow that 

14           that happened.  And it changed the pace of 

15           how testing was done.  And then they also 

16           work with all the other testing sites in the 

17           nation.  

18                  And when -- we were talking earlier 

19           about this genome sequencing and saying, 

20           well, how do we know?  That's because of 

21           Wadsworth.  That's how I heard this morning 

22           about exactly what's going on.  There have 

23           been some labs out there who have said, All 

24           we have is variant.  I remember the first UK 


                                                                   306

 1           variant that they thought they had, they 

 2           called Wadsworth.  It wasn't.  

 3                  So I am so thrilled with our lab that 

 4           we have.  But it is still on the plan, we 

 5           just need to work it through the right way.

 6                  ASSEMBLYMAN McDONALD:  Is it still 

 7           committed to the City of Albany?

 8                  COMMISSIONER ZUCKER:  Yes.

 9                  ASSEMBLYMAN McDONALD:  Okay, that's 

10           important.  

11                  Another quick question, this goes back 

12           to a meeting that you and I and a couple of 

13           other people were in a couple of weeks ago.  

14           We talked about HERDS data and the way it's 

15           reported, we talked about SPARCS data and the 

16           way it's reported.  One's done by initials 

17           and date of birth, one's done by full name 

18           and date of birth, and that added to part of 

19           the challenges of getting accurate 

20           information.  

21                  One question I didn't think to ask at 

22           the time, but since I've got you here, is the 

23           department looking to rectify that so that we 

24           have the same information being reported 


                                                                   307

 1           going forward, so that way we can accurately 

 2           pull information when we need it?  

 3                  COMMISSIONER ZUCKER:  Sure.  So as I 

 4           mentioned before, one of the things that will 

 5           come out of this pandemic, the silver lining, 

 6           is how do we deliver public health -- how do 

 7           we deliver care to patients, and also how 

 8           does the public health system work.  And 

 9           there will be major changes as a result of 

10           it.  

11                  One of it is to streamline how data 

12           comes in, how we process data, how data 

13           integrates with other data sets and data 

14           pools.  So we will address it.  We have to be 

15           sure that when we do this that we maintain 

16           the patient's privacy.  That's what we had -- 

17           and not to reiterate this, but when we 

18           started this whole thing, we were getting the 

19           data from the HERDS information and we just 

20           wanted initials and age and what other 

21           comorbidities because we were trying to 

22           figure out how to manage it and figure out 

23           what was this disease, who was getting it and 

24           how do we manage it.  We weren't as 


                                                                   308

 1           interested in like what's their name and 

 2           other things, we just wanted to figure out 

 3           how to deal with it.  

 4                  But going forward, this will be one of 

 5           the things that will come out of this.  And 

 6           some of it -- you know, the MDS system is a 

 7           federal system.  SPARCS is state, HERDS is 

 8           state, the ECLRS system is our lab system.  

 9           So we will work on this and figure out how to 

10           do this.

11                  ASSEMBLYMAN McDONALD:  Thank you.  

12                  Thank you, Madam Chair.

13                  CHAIRWOMAN KRUEGER:  Thank you.  And 

14           it goes back to Senate.  

15                  Senator Todd Kaminsky.

16                  I know you were with us a minute ago, 

17           Todd.

18                  SENATOR KAMINSKY:  Can -- can you hear 

19           me?

20                  CHAIRWOMAN KRUEGER:  Yes.

21                  SENATOR KAMINSKY:  Thank you.  

22                  Good afternoon, Doctor.  

23                  There have been numerous troubling 

24           reports in the press and other places about 


                                                                   309

 1           procurement fraud that was committed upon the 

 2           state when trying to get essential supplies 

 3           last year.  And I'm wondering if it's 

 4           possible that we can get a full accounting of 

 5           what we think was -- of how New York was 

 6           defrauded, to what amount, and to what extent 

 7           New York is trying to recoup that, and what 

 8           steps we can take to make sure that doesn't 

 9           happen going forward.

10                  COMMISSIONER ZUCKER:  We can do 

11           this -- we -- two parts to this one, all 

12           right?  One is we can -- we have been looking 

13           at this, we have been looking at how to 

14           recoup losses.  Obviously that's in the 

15           interest of the state and the citizens, the 

16           residents of New York, obviously.  

17                  The issue is also that we were in a 

18           situation early on where we were focused on 

19           how do we provide the care that we needed, 

20           and we searched everywhere to try to get the 

21           necessary equipment -- the ventilators, the 

22           PPE, the testing -- well, the testing we 

23           started doing in the state, but even some 

24           other tests that were out there, new rapid 


                                                                   310

 1           tests or other ways to do testing.  It was an 

 2           unbelievable time early on when we did not 

 3           have the information, we did not have the 

 4           public knowledge.  

 5                  But I understand the issue about 

 6           resources that are spent, taxpayer dollars 

 7           that are spent, and to be sure we can recoup 

 8           that, and we are working on that.  And a list 

 9           we can get together.  I know people have been 

10           working on it, and I'll find out from my 

11           teams and others within the administration 

12           how we can get that to you.

13                  SENATOR KAMINSKY:  Okay, thank you.

14                  And with respect to the nursing home 

15           question, moving forward to where we are 

16           today, there have also recently been reports 

17           that some of the latest updated findings are 

18           troubling to some families about very low 

19           numbers at nursing homes where a number of 

20           people in the community, you know, may all -- 

21           (background noise) -- something, you know, 

22           more than what may have been reported to take 

23           place.  For example, there was a February 

24           20th New York Post story about a nursing home 


                                                                   311

 1           in my district that says maybe three -- only 

 2           three people -- deaths are attributed to that 

 3           nursing home, when there are far more 

 4           families that know that's the case.

 5                  So as we stand here today, can you 

 6           give us some type of assurance or tell us 

 7           what families should want to know about how 

 8           the new updated numbers should be viewed, how 

 9           accurate they are, and what you and your 

10           agency can do to make sure that whatever 

11           numbers are out there are important and 

12           accurate.  As you know, a lot of these 

13           families -- all of these families are 

14           grieving, want to know that the information 

15           is accurate and that they're obviously being 

16           treated with transparency and honesty, and 

17           some of these numbers appear to give them 

18           concern.

19                  COMMISSIONER ZUCKER:  So the aspect of 

20           what we do do at this point is obviously we 

21           do the inspections and we take a look and see 

22           if there's any -- if someone said, well, 

23           there was only three deaths in that nursing 

24           home but relatives say there were many more, 


                                                                   312

 1           we have these on-site inspections.

 2                  And that's why we've done, as I 

 3           mentioned earlier, over 2400, with 

 4           enforcements of -- over a thousand 

 5           enforcements.  

 6                  But going to your question about going 

 7           forward, which is where I think we should be 

 8           looking -- how do we move forward, what do we 

 9           need to do on this -- so we have put forth 

10           some of the issues as the Governor has 

11           mentioned in the budget and I've spoken about 

12           before.  But also it ties into your question 

13           or Senator McDonald's question about the data 

14           a little bit, I think, about these different 

15           data pools where we get information.  And we 

16           are going to try to make sure that moves 

17           smoother.

18                  The issue -- this brings up this issue 

19           of data and how you look at data and how you 

20           verify data.  And it is a complex process.  

21           What you raised is the issue of how to make 

22           sure that the data is precise.  So when we 

23           move forward, we will get that done.

24                  SENATOR KAMINSKY:  Thank you, Doctor.  


                                                                   313

 1           And just a final question on the 

 2           hydroxychloroquine issue, on veterans and 

 3           veterans' homes.  Can you give a definitive 

 4           statement about consent within those cases, 

 5           please?

 6                  COMMISSIONER ZUCKER:  Sure.  Sure.

 7                  So I -- and I've heard a lot about 

 8           this.  Here's the situation with that.  The 

 9           doctor-patient relationship is paramount.  

10           And any therapy that's given to a patient has 

11           to get approval by the patient or the 

12           healthcare proxy of that patient.  

13                  The issue with the hydroxychloroquine 

14           is at the point that it was given, the 

15           hydroxychloroquine was considered a potential 

16           therapy.  That, along with azithromycin as a 

17           combination, could be a therapy to improve 

18           outcome.  It turned out not to be the case.  

19                  There was a concern -- I know people 

20           have thrown this out -- that there are 

21           individuals who may have had, you know, heart 

22           problems.  Yes, the combination of those two 

23           may, with somebody with a certain type of 

24           abnormality on their EKG, in very rare 


                                                                   314

 1           instances, very rare instances -- and I went 

 2           back and I looked at the literature a couple 

 3           of days ago, looking at this.  There's 

 4           something called a QT interval, it's part of 

 5           that little squiggle on your EKG -- we don't 

 6           have to go into the details on that.  

 7                  But the combination of those two could 

 8           have been a problem.  But it's extremely 

 9           rare.  

10                  It was the doctor-patient 

11           relationship, the decision was made by the 

12           patient.  And then when we realized that 

13           hydroxychloroquine was not helpful, we 

14           stopped giving it -- long, actually, before 

15           the federal government, the FDA said not to 

16           give it.  And we also looked at this issue to 

17           be sure that there were no individuals 

18           harmed.  

19                  So I know this has come up, but this 

20           is one of the those things that I say there 

21           are facts out there, but the people are just 

22           hearing something and they believe that, and 

23           not the facts.

24                  CHAIRWOMAN KRUEGER:  I let you go over 


                                                                   315

 1           because that was a public health question.  

 2                  Thank you very much.  Assembly?  

 3                  CHAIRWOMAN WEINSTEIN:  We go to 

 4           Assemblywoman Glick.

 5                  ASSEMBLYWOMAN GLICK:  Okay.  They 

 6           won't let me start my video.  Which is fine 

 7           because -- oh, there we go -- because I may 

 8           have to cut it off if I can't be heard.

 9                  Dr. Zucker, two things.  But before I 

10           start, let me say that I agree with 

11           Senator Hoylman that Manhattanites need at 

12           least a set-aside -- I don't think we need a 

13           whole new site.  Javits is large.  But 

14           something needs to be on the website that 

15           allows for people to click off a Manhattan 

16           zip code so that a set-aside, whether it is 

17           10 percent or 20 percent of the vaccines, 

18           could go to Manhattanites at that center.  

19                  I don't think we have to reinvent the 

20           wheel and create a new physical site.  I 

21           don't think that's worth the time, money and 

22           effort.

23                  There is an Article VII that would 

24           allow for out-of-state practitioners to 


                                                                   316

 1           participate in telehealth.  It's sort of a 

 2           license -- a licensure, an interstate 

 3           licensure agreement.  Which I think is 

 4           concerning, since people may not know whether 

 5           or not -- you know, New York has very 

 6           rigorous licensure, which makes us a place 

 7           where people come.  And it is concerning to 

 8           think that we would be having folks doing 

 9           telehealth whose qualifications might not be 

10           the same as our New York State practitioners.

11                  That's number one.  And number two, 

12           there is an e-prescribed exemption change 

13           which I think requires veterinarians to 

14           become e-prescribers.  That might not be a 

15           problem in my district, but in a lot of the 

16           state we have a lot of trouble with 

17           broadband.  So on that basis, that could be a 

18           serious problem, particularly in rural 

19           communities.  

20                  But in addition, a lot of folks -- 

21           like myself and other pet owners -- don't go 

22           to the local pharmacy, which is more 

23           expensive, but use something like PetMeds.  

24           So you're asking consumers to pay more for 


                                                                   317

 1           medications for their animals at a time when 

 2           people are already stressed.  

 3                  And then the last thing is the 

 4           elimination of the Empire Clinical Research 

 5           Investigator Program.  I don't know how much 

 6           you're saving, but it does seem to be a small 

 7           amount for what could be a very important 

 8           thing, especially since we're trying to 

 9           support biomedical research.  

10                  Could you address the interstate 

11           licensure and e-prescribe?

12                  COMMISSIONER ZUCKER:  Let me see if I 

13           can do this quickly.  

14                  So on the issue of telehealth, yes, I 

15           recognize this is a critically important 

16           issue overall.  And we do want to make sure 

17           there is -- that the physicians who prescribe 

18           or use telehealth are clearly meeting the 

19           standards of the state.  

20                  The Governor and all of us have been 

21           looking at ways to strengthen the Office of 

22           Professional Medical Conduct, which runs 

23           through my department.  

24                  E-prescribing and the thing regarding 


                                                                   318

 1           the exemption, I'm going to get back to you, 

 2           I have to look into that.

 3                  Regarding the elimination of the 

 4           investigator program, I -- over the years I 

 5           have tried, you know, to keep that in the 

 6           budget, and we've worked on that.  But we are 

 7           in a very tight budget year.  And I looked at 

 8           where some of that -- those investigations 

 9           can -- is there other ways for them to 

10           receive the funding they need.  

11                  This is a tough one.  I went through 

12           this the other day thinking about this 

13           {unintelligible} -- well, what else can we 

14           do?  So I recognize that's a challenge.  

15                  And the last one, the broadband 

16           issue -- just as an aside, this is not the 

17           Department of Health, but I know the Governor 

18           has a strong commitment to making sure that 

19           the state has excellent broadband and that we 

20           can get to every area of the state.  That's 

21           obviously a different department.  But I 

22           know I heard him speak about that at one 

23           point.

24                  ASSEMBLYWOMAN GLICK:  Well, I know.  


                                                                   319

 1           And the Governor says that it's 98 percent 

 2           coverage.  And I can tell you personally that 

 3           when I am upstate, I have to shut off the 

 4           video, I can't get connected.  

 5                  And if you're going to ask 

 6           e-prescribers who are vets who are out at 

 7           farms dealing with large animals to get 

 8           online to prescribe for their animal 

 9           patients, it's not going to happen.  

10                  And there are going to be consequences 

11           that are -- it's a small -- I think it's a 

12           ridiculously small amount of money, but there 

13           has been some money associated as a savings.  

14           And I think that that will cost pet owners 

15           much more than the state will save.  If they 

16           save anything. 

17                  CHAIRWOMAN WEINSTEIN:  Thank you.  

18           We'll go to the Senate.

19                  CHAIRWOMAN KRUEGER:  Thank you very 

20           much.  Oops, sorry, lost me for a second.  

21                  And our next Senator is 

22           Senator Helming.

23                  SENATOR HELMING:  Thank you, 

24           Senator Krueger.


                                                                   320

 1                  Dr. Zucker, thank you for your 

 2           testimony today.  

 3                  There have been a tremendous number of 

 4           questions that have touched on topics that 

 5           are very important to me -- getting kids back 

 6           to school, reuniting loved ones who are in 

 7           nursing homes, strengthening mental health 

 8           services, and doing a better job of providing 

 9           access to the vaccines to people living in 

10           rural communities.

11                  But I wanted to go back for a moment 

12           and talk about the nursing homes and the 

13           spread of COVID-19 in nursing homes.  It 

14           seems to me that the administration 

15           continually points the fingers back to the 

16           nursing homes themselves, and even sometimes 

17           to the staff.  You talked about it in nicer 

18           language today, using nicer language, calling 

19           it inadvertent spread.  But Dr. Zucker, we 

20           all know that there was a lack of access to 

21           PPE, to tests and so much more prior to 

22           the -- at the start of the pandemic and 

23           throughout the pandemic.  

24                  But it just -- it makes me wonder what 


                                                                   321

 1           the heck was DOH inspecting and evaluating?  

 2           You talked about the many inspections that 

 3           DOH was conducting.  Well, were you looking 

 4           to make sure that the facilities had adequate 

 5           infectious control plans and that protective 

 6           equipment was in place?  Because it doesn't 

 7           feel like it to me.  

 8                  Also you mentioned, you know, about 

 9           going -- where do we go from here, how do we 

10           do a better job, and you keep talking about 

11           this policy language that is going to be 

12           included in the budget.  You're talking about 

13           proposing increased penalties and heightened 

14           enforcement mechanisms that will really 

15           penalize these nursing homes and 

16           long-term-care facilities.  

17                  And we all know there are bad actors, 

18           and I certainly want those bad actors to be 

19           held accountable.  But it's just frustrating 

20           to me, because it's my understanding that not 

21           a single facility was under receivership.  

22           And I don't understand that.  It suggests to 

23           me that maybe the department is not using -- 

24           or could better utilize the tools currently 


                                                                   322

 1           available.  

 2                  And it makes me wonder, do we need 

 3           these additional penalties, or does the 

 4           department really need to step up and do a 

 5           better job.

 6                  COMMISSIONER ZUCKER:  So we -- I'm 

 7           sorry --

 8                  SENATOR HELMING:  I want to continue, 

 9           because staffing is a concern.  Right?  We 

10           hear about it all the time.  Dr. Zucker, 

11           again, when that subject came up earlier, you 

12           pointed back to the budget and you talked 

13           about how there's patient over profits, 

14           paying nurses more.  I think that's great, 

15           don't disagree with it.  

16                  But in a report that you issued back 

17           in August 2020 you identified -- or you had 

18           Cornell and others identify there are many 

19           more issues outside of increasing pay.  We 

20           have a workforce development issue.  I want 

21           to know what you're doing about it, where is 

22           that outlined, how do we get more people in 

23           the pipeline?  We don't have enough trainers, 

24           right, for some of these RN higher-degree 


                                                                   323

 1           programs.  There's just so much more that I 

 2           think needs to be done.  

 3                  I'm going to keep talking because on 

 4           the issue of communication and transparency 

 5           throughout this pandemic, as a person who 

 6           represents more than 300,000 people, I have 

 7           heard from you twice.  You've done two 

 8           presentations to the Minority Conference.  

 9           Each time you started with a long PowerPoint 

10           and you had limited availability to us.  We 

11           couldn't ask you questions.  

12                  It's a shame that this type of 

13           conversation has to happen during a public 

14           hearing on the budget.  As a leader, I don't 

15           understand why you can't hold informational 

16           sessions with Democrats and Republicans 

17           alike, why we have to be segregated into 

18           these different groups.  It's wrong.  You're 

19           a leader, you need to get this public health 

20           information out to us so we can share it with 

21           our constituents.  It will calm a lot of 

22           people down, right, if we're more transparent 

23           and we communicate better.

24                  I do want to just -- I don't see the 


                                                                   324

 1           clock, but in my Senate district and 

 2           throughout New York State we have an issue 

 3           with local fire departments that offer EMS 

 4           services where the private service is not 

 5           available.  They're under a great deal of 

 6           strain both financially and from a 

 7           recruitment perspective -- again, going back 

 8           to workforce issues.  

 9                  Are you aware of this issue?  And I 

10           want to know if the department is taking any 

11           actions to quantify this problem and to 

12           develop some long-term solutions.  Because 

13           when people are getting sick or -- they don't 

14           have ambulance service available to them.  

15                  COMMISSIONER ZUCKER:  So on some of 

16           those issues, I'll quickly try to address  

17           them.  I'm going to start with the last one, 

18           the EMS issue.  

19                  We are working with the EMS community.  

20           Several years ago they raised some of the 

21           issues you've raised just now from your 

22           district, but also for across the state, to 

23           make sure we improve the workforce.  And I 

24           know that's been a challenge.  I can get you 


                                                                   325

 1           more information in writing afterwards.  

 2                  Regarding communicating, yes, we 

 3           have -- I have personally communicated on 

 4           many of these issues through webinars and I'm 

 5           happy to continue to do so.  From the 

 6           standpoint of this pandemic, I don't know how 

 7           many times I've been out there speaking on 

 8           webinars on many of the different issues that 

 9           we have spoken about this morning and 

10           afternoon.  

11                  On the issue of staffing, yes, the 

12           Governor has put forth -- and this is one of 

13           the key parts of nursing home reform, to make 

14           sure that there is patient care over profit.  

15           And as I said earlier, patient care comes to 

16           the issue -- goes directly to the issue of 

17           staffing.  And there's percentages of how 

18           much is going to go to staffing.  I can go 

19           through that.  It's a 40 and -- 70 percent 

20           for patient care and 40 percent to staffing.

21                  But I want to be respectful of time.

22                  SENATOR HELMING:  But our nursing 

23           homes don't have people they could hire.  Our 

24           hospitals don't have --


                                                                   326

 1                  COMMISSIONER ZUCKER:  We're working on 

 2           that.  

 3                  And with regards to the PPE, there's 

 4           23, 24 million PPE that went out there.  And 

 5           we monitor this on a regular basis every 

 6           single day.  But you have to remember, early 

 7           on --

 8                  SENATOR HELMING:  You and I talked 

 9           about this back in August during 

10           the hearing -- 

11                  CHAIRWOMAN KRUEGER:  And you're going 

12           to continue the conversation, but not right 

13           now because the time has been on zero for 

14           you.  

15                  COMMISSIONER ZUCKER:  Okay.  Thank 

16           you.

17                  SENATOR HELMING:  Thank you.

18                  CHAIRWOMAN KRUEGER:  Thank you.

19                  Assembly.  

20                  CHAIRWOMAN WEINSTEIN:  We go to 

21           Assemblyman Jensen, three minutes.

22                  ASSEMBLYMAN JENSEN:  Thank you very 

23           much, Madam Chair.  

24                  Thank you, Dr. Zucker.  


                                                                   327

 1                  As I'm sure you're aware, there's 

 2           currently efforts underway to put into 

 3           statute mandatory resident care hours in 

 4           nursing homes and staffing ratios in 

 5           hospitals.  DOH's own report from this past 

 6           August stated that this is going to cost 

 7           upwards of $4 billion in increased staffing 

 8           costs for hospital systems and nursing homes.

 9                  First of all, my first question is:  

10           Do you support these sort of mandates in 

11           facilities?  

12                  Secondarily, is there in this year's 

13           budget a strategy from the state to help 

14           these entities with those increased costs, 

15           especially when our not-for-profit nursing 

16           homes are operating on margins of less than 1 

17           percent?  

18                  So those are -- those are my questions 

19           to start with.  

20                  COMMISSIONER ZUCKER:  So I -- I 

21           support the need that we have to have more 

22           staff.  I think that a specific ratio -- I 

23           don't think that that's the way to go.  But 

24           we need to get more staffing.  


                                                                   328

 1                  And as I just mentioned, this was one 

 2           of the issues that the Governor has put forth 

 3           in the bigger picture of nursing home 

 4           reforms.  I support that.  

 5                  Regarding the costs, I'll take a look 

 6           at the budget and see what else -- how else 

 7           to address it.  But as you know, this is a 

 8           negotiation, right?  And so when the budget 

 9           negotiations happen, I would turn to all of 

10           you to discuss that with our team when this 

11           is at the table and on the table.  I'm not 

12           given the opportunity to actually sit there, 

13           as you know, in the process of how the budget 

14           takes place.  But I certainly support that.

15                  ASSEMBLYMAN JENSEN:  With respect, 

16           Commissioner, you've certainly stated over 

17           the past year -- you have a very large voice 

18           with the Governor.  So certainly if you 

19           believe that that is a priority, I would 

20           assume, as you've done with other issues, you 

21           would bring that up as something that he 

22           should take attention to. 

23                  Secondarily, you talked about 

24           staffing, that we need more staffing.  I one 


                                                                   329

 1           hundred percent agree.  So as the leader of 

 2           the Department of Health, what is your plan 

 3           to help hospitals and nursing homes attract 

 4           more staff, specifically RNs, LPNs and CNAs?

 5                  COMMISSIONER ZUCKER:  So there's two 

 6           parts to that.  One is the nursing home part 

 7           and one's the hospital part.  They interact, 

 8           but I will tell you that the Governor has 

 9           made a commitment, as I said before, saying 

10           he won't sign the budget unless there's 

11           certain issues of reform in the nursing 

12           homes, and staffing is part of it.  So that's 

13           the one part.

14                  The hospital issue -- well, actually 

15           the hospital issue and the nursing home issue 

16           in one way tie together, which is the 

17           professional -- the need to increase the 

18           amount of people going into this field and 

19           the professional growth and development that 

20           needs to take place.  It's not just the 

21           nurses, the RNs, but it's of course the 

22           entire healthcare delivery system and all of 

23           those who are the healthcare workforce.  

24                  And we need to do that.  And we need 


                                                                   330

 1           to do that -- sorry.  Yes, go ahead.  

 2                  ASSEMBLYMAN JENSEN:  So as a medical 

 3           professional, as a leader in the health 

 4           field, how would you -- how would you attract 

 5           more CNAs specifically to facilities?  

 6                  COMMISSIONER ZUCKER:  I think what you 

 7           need to do is you need to develop a system 

 8           that gives you professional growth and not 

 9           have someone feel that they go into this 

10           job -- and particularly I could use the 

11           example of someone who's a home health aide.  

12           Right?  They go into that job, and then when 

13           a different job becomes available and it's 

14           giving you more of an increased salary, you 

15           say, well, I'm not going to do the home 

16           health aide, I'm going to jump to that job.  

17                  And so you need to develop a system 

18           where they have more -- a little bit more 

19           independence.  And I've spoken to the home 

20           healthcare agencies about this specific 

21           thing.  And I'm going to tell you on a 

22           personal level I'm very familiar with this, 

23           because my father was at home with many home 

24           aides who were helping him -- in the dozens, 


                                                                   331

 1           over the years.  And I said, How do you give 

 2           them a little more independence to make 

 3           decisions, the healthcare decisions or 

 4           clinical decisions?  And I said we need to 

 5           develop a system that's more efficient and 

 6           more effective and keep people there.  And 

 7           some were better than others, and we need to 

 8           make sure to take those who are better and 

 9           put them into a leadership role to bring 

10           others in and show that this is a 

11           professional development aspect, not just a, 

12           quote, job that they will then move to 

13           somewhere else to -- where there's more 

14           money.

15                  ASSEMBLYMAN JENSEN:  Thank you, 

16           Commissioner.

17                  COMMISSIONER ZUCKER:  I mean, I guess 

18           the one thing I will add is, you know, I'm -- 

19           we're talking about this situation, but the 

20           fact is that these healthcare workers on the 

21           front lines were the ones who were out there 

22           who were managing the pandemic and out there 

23           taking care of people on the front line.  And 

24           I applaud them all for what they did.  


                                                                   332

 1                  And they put their own lives at risk 

 2           and their family's lives at risk because, you 

 3           know, if they got sick and they brought it 

 4           home, early on when we didn't even know how 

 5           to protect people, they may have cost the 

 6           lives of others.  And perhaps that happened.  

 7           Because I know of my colleagues who died from 

 8           COVID who worked in a hospital.  So I hear 

 9           you.

10                  CHAIRWOMAN WEINSTEIN:  Thank you, 

11           Commissioner.  

12                  We're going to go to the Senate now.

13                  CHAIRWOMAN KRUEGER:  Thank you very 

14           much.  And the next Senator is Senator Phil 

15           Boyle, from Long Island, if he's still with 

16           us.  

17                  Are you here, Phil?  Ah, there you 

18           are.

19                  SENATOR BOYLE:  Thank you, 

20           Madam Chair.  Thank you.  

21                  And thank you, Commissioner.

22                  Commissioner, two quick questions.  

23           One is regarding the March 25th directive.  I 

24           was hearing from constituents in the days 


                                                                   333

 1           immediately after that, very concerned, they 

 2           had parents in nursing homes and 

 3           COVID-positive patients were brought back.  

 4           They told me that the nursing home officials 

 5           had said that they were directed not to 

 6           discriminate against COVID-positive patients, 

 7           and two of them mentioned the Ryan White Act.  

 8                  And most people would not know what 

 9           the Ryan White Act is.  I just happen to know 

10           because I worked on Capitol Hill when it was 

11           passed.  Obviously HIV and COVID are 

12           contracted very differently.  

13                  And so the idea of discriminating 

14           against COVID-positive patients, did that 

15           come from your office?  Because it doesn't 

16           seem like that's a medical decision.  Did 

17           that come from the Governor's office or some 

18           other entity?

19                  COMMISSIONER ZUCKER:  Let's just talk 

20           about this for one second.  The guidance said 

21           that you cannot deny admission, and that does 

22           not equal you must accept.  And if they felt 

23           that the hospitals -- you know, if the 

24           nursing homes felt that -- they could have 


                                                                   334

 1           just said, I cannot accept that patient.  So 

 2           that just -- we'll put that, you know, just 

 3           on the table there so you understand that 

 4           issue.

 5                  The issue of the HIV -- you know, and 

 6           I -- I -- I know the whole history of HIV 

 7           because, you know, when I was a medical 

 8           student, we didn't even know about this.  It 

 9           was the beginning of HIV.  And I watched how 

10           there was issues of discrimination that was 

11           out there over the course of the early days 

12           of HIV and the early years of HIV.  

13                  So that is sort of the issue about not 

14           discriminating.  I'm not sure what you've 

15           heard about sort of saying, well, this is 

16           exactly why you want to do this with COVID.  

17           The issue was you can't discriminate against 

18           somebody because you can't sort of say, Well, 

19           I don't want the person with COVID.  Because 

20           prior to this pandemic, there were patients 

21           with C. auris, which is a fungal infection, 

22           and a lot of nursing homes may have said -- 

23           or people said -- I don't want the patient 

24           with C. auris, I don't want something 


                                                                   335

 1           spreading in my facility.  And you can't 

 2           discriminate against people, particularly 

 3           when you need to take care of them.  

 4                  And the law says, and CMS says it, 

 5           that, you know, there's -- you -- and the CDC 

 6           says it.  And this happened long before the 

 7           pandemic.  These were the rules that were in 

 8           place long before the pandemic.  When we put 

 9           forth that guidance, we were using the -- we 

10           were using our -- the knowledge we had from 

11           our federal partners.  And I've said that 

12           before.  And I know people sometimes say, 

13           Well, you're just saying, well, the federal 

14           government said that --

15                  SENATOR BOYLE:  Okay, Doctor, thank 

16           you.  I appreciate your answer very much.  I 

17           just want to get another quick question, very 

18           quickly.  

19                  The CDPAP program is very popular 

20           among my constituents.  Your department just 

21           denied a large number of very qualified 

22           agencies, and my constituents are concerned 

23           about it.  Why did you decide to deny and 

24           close the majority, I believe, of the large 


                                                                   336

 1           CDPAP agency providers?

 2                  COMMISSIONER ZUCKER:  Donna, do you 

 3           want to take that?

 4                  MEDICAID DIRECTOR FRESCATORE:  Yeah, 

 5           I'm happy to do that quickly.

 6                  So not in last year's budget but the 

 7           budget before, the department was given the 

 8           authority to selectively contract with fiscal 

 9           intermediaries.  There were some 400 or so in 

10           operation.  We issued a competitive process.  

11           The applicants were scored against criteria 

12           consistent with state law about their 

13           experience, their geographic accessibility, 

14           their ability to -- their cultural and 

15           linguistic competency, their ability and 

16           their demonstrated record of following rules 

17           and requirements, including labor laws.  

18                  We did that competitive process.  We 

19           announced the awards on February 11th.  I was 

20           asked a question earlier -- there was a 

21           debriefing process for organizations that 

22           were not selected to -- so that we can -- 

23           they can learn more about where their 

24           proposal was viewed as strong and where it 


                                                                   337

 1           was viewed as not as strong.

 2                  Look, there's 139,000 people in the 

 3           Consumer-Directed Program.  This selection 

 4           gives every consumer choice -- in fact, the 

 5           choice of over 50 FIs in New York City and in 

 6           no upstate county will a consumer have a 

 7           choice of less than 24, I believe.  So this 

 8           selection achieves the objectives and the 

 9           requirements of the state law.

10                  CHAIRWOMAN WEINSTEIN:  Thank you.  

11           We'll go back to the Assembly now, to 

12           Assemblyman Anderson.

13                  ASSEMBLYMAN ANDERSON:  Thank you, 

14           Chairwoman Weinstein, and thank you, 

15           Chairwoman Krueger.  

16                  I have several questions, but I want 

17           to make a comment first.  As a new member, 

18           we, you know, wanted to question you, 

19           Dr. Zucker, a couple of months back, I think 

20           it was December or January, to ask you some 

21           critically important questions around the 

22           issues of nursing homes, around the issues of 

23           transparency overall during the COVID-19 

24           response.


                                                                   338

 1                  Unfortunately, you were very evasive 

 2           and you did not answer a lot of our 

 3           questions, and we were left off that call 

 4           with many questions unanswered.  But I'm 

 5           going to try my best to get as many questions 

 6           in in my little two minutes that I have left, 

 7           in making up for that meeting we missed.

 8                  There's a lot of -- there was a lack 

 9           of coordination, lack of transparency with 

10           the nursing home response.  And I do want to 

11           ask, going forward, do you support a safe 

12           staffing ratio for many of our nursing homes 

13           and hospitals that were overloaded during the 

14           height of the COVID-19 pandemic last year?  

15           That's my first question.

16                  The second question is in the 

17           Executive Budget proposal there are 

18           significant hospital reductions that are 

19           being proposed by the Executive.  I'm sure 

20           that you and the Executive had a discussion 

21           about some of these proposals.  But one 

22           that's going to be particularly hurtful and 

23           hurtful obviously in the context of COVID-19 

24           and the response that we've had to do around 


                                                                   339

 1           COVID-19, is the VAPAP reduction, $99 million 

 2           in reductions to VAPAP, which provides 

 3           critical, critical financial support to our 

 4           safety-net hospitals in Black and brown 

 5           communities, like the one I have in my 

 6           district, St. John's Hospital, which now I 

 7           believe your department is requiring them to 

 8           reduce their bed size, even though they've 

 9           received thousands of patients during the 

10           height of COVID-19.  

11                  In fact, we received the first 

12           COVID-19-positive patient in all of Queens at 

13           St. John's Hospital.  Now we're proposing 

14           additional cuts on that infrastructure, which 

15           I think is incredible.  

16                  But it also speaks to my third 

17           question, which is the root of why COVID-19 

18           was so pervasive in Black and brown 

19           communities, is because your agency lacked 

20           the ability to address health inequities.  

21           Your zip code should not determine your 

22           quality of life or health outcomes.  But the 

23           reality is if you live in Far Rockaway, if 

24           you live in Jamaica, if you live in the 


                                                                   340

 1           South Bronx and you have those zip codes -- 

 2           and some part of Brooklyn as well -- if you 

 3           have those zip codes, it determines your 

 4           health outcomes.

 5                  So I want to know, in my third 

 6           question, what is your agency going to do 

 7           to --

 8                  CHAIRWOMAN WEINSTEIN:  Better leave 

 9           some time, sir.

10                  ASSEMBLYMAN ANDERSON:  I've got 

11           30 seconds.  I have 30 seconds.

12                  (Laughter; overtalk.)

13                  ASSEMBLYMAN ANDERSON:  And my third 

14           question -- 

15                  CHAIRWOMAN WEINSTEIN:  Okay, he's not 

16           going to have time to answer --

17                  ASSEMBLYMAN ANDERSON:  Right.  And my 

18           third question, really quickly, what do you 

19           plan to do to address health inequity in 

20           {inaudible}.

21                  COMMISSIONER ZUCKER:  So I'll answer 

22           that.  First, I would take issue on the issue 

23           that the department has not focused on health 

24           inequities.  This has been one of the high 


                                                                   341

 1           priorities of the department all along.

 2                  The issue of COVID being increased in 

 3           the Black and brown communities, I concur 

 4           with what you say.  And we've looked at that.  

 5           I've said all along that these health 

 6           inequities will be addressed, because they've 

 7           been -- you know, they have been uncovered 

 8           even further.

 9                  It's not just the Department of 

10           Health.  This is an issue of a societal issue 

11           that needs to address it.  So we will tackle 

12           it from our front, from the Department of 

13           Health and from government, at least state 

14           government.  And that's one issue.

15                  So I -- you can -- you have my word on 

16           that.  And we've been working on this for a 

17           long time, on health inequities in many 

18           different areas.

19                  On safe staffing, I've already 

20           answered that question regarding what the 

21           Governor's going to -- how to address that 

22           with regards to the nursing homes.

23                  With regard to the 99 million on 

24           VAPAP, Donna, do you want to tackle that one?


                                                                   342

 1                  MEDICAID DIRECTOR FRESCATORE:  Yeah, I 

 2           think I would just quickly say, being 

 3           respectful of time, that, you know, as I said 

 4           before, we worked -- the department and our 

 5           colleagues worked, you know, with all of the 

 6           hospitals and facilities that are essential 

 7           and in need of immediate cash assistance.  

 8                  And the reduction in the budget 

 9           actually is a funding that was available but 

10           is not needed, for a number of different 

11           reasons.  So that's what it is.  There's a 

12           commitment for VAPAP in the federal fiscal 

13           year '22 budget.

14                  CHAIRWOMAN WEINSTEIN:  Thank you.  

15                  So we're going to move on to the 

16           Senate now.

17                  CHAIRWOMAN KRUEGER:  Okay.  Thank you 

18           very much.

19                  And our next Senator is Senator -- oh, 

20           excuse me.  I believe it is Senator Brouk.  

21           Yes, it is Senator Brouk.  

22                  Are you with us, Samra?

23                  SENATOR BROUK:  I'm here.

24                  CHAIRWOMAN KRUEGER:  Hi.


                                                                   343

 1                  SENATOR BROUK:  Can you hear me, all?  

 2           Okay, we did it.  Thank you so much, 

 3           Chairwomen.

 4                  I'm happy to be asking these questions 

 5           today.  I want to start quickly by just 

 6           having it on the record, in addition to how 

 7           many other people have said it today -- I 

 8           think it's illogical and unconscionable that 

 9           we are sitting in a global health pandemic 

10           and that there is even a question of cutting 

11           much-needed funding for healthcare.  But 

12           that's not what we're going to go into today, 

13           because I could fill a book with my thoughts 

14           about making cuts when there are dire needs.  

15                  I want to talk about something that is 

16           really affecting the community here in 

17           Rochester, and that is the changes to the 

18           340B program.  I want to tell you what that 

19           means for the Rochester area.  That's going 

20           to affect nine Federally Qualified Health 

21           Centers.  They serve 140,000 patients.  In a 

22           relatively small city, that is a lot.  They 

23           will lose a minimum of $11.5 million in 

24           much-needed funding necessary to function.  


                                                                   344

 1           These are clinics like Jordan Health, 

 2           Trillium Health -- which is a Ryan White 

 3           clinic -- and our safety-net hospitals 

 4           through University of Rochester and 

 5           Rochester Regional Health.  

 6                  I'm receiving emails, I'm receiving 

 7           calls.  Just now I received an email 

 8           begging -- from the CEO of one of these 

 9           organizations literally begging me to help 

10           stop this, because these are the folks who 

11           are feeding, housing, giving transportation 

12           to low-income families, communities of color, 

13           and people living with HIV -- all of whom are 

14           the folks who have had disproportionately 

15           negative effects because of COVID-19.  And at 

16           this time we are going to make their lives 

17           harder and make it harder to get the care 

18           they need.

19                  So my question is how is this the 

20           right time to move forward with cuts like 

21           this that will so negatively affect our 

22           communities?

23                  COMMISSIONER ZUCKER:  Donna, do you 

24           want to address the 340B?


                                                                   345

 1                  MEDICAID DIRECTOR FRESCATORE:  Yeah, 

 2           certainly.  So, you know, we touched on this 

 3           just slightly before.  

 4                  So we -- I think we understand and we 

 5           appreciate -- I've talked to many FQHCs, many 

 6           340B providers over the course of the last 

 7           12 months, since the pharmacy carve-out was 

 8           enacted, and we understand and we appreciate 

 9           the very valuable services.

10                  The question is under the current way 

11           that 340B is funded -- it's by excess 

12           reimbursement from the managed care plans 

13           over and above the cost of prescription 

14           drugs, from which some report that 50 percent 

15           of that excess is taken by third-party 

16           administrators.  It's not because the FQHC is 

17           doing anything wrong; they need to get the 

18           prescription to one of their patients.

19                  So the Executive's approach is 

20           different.  It says let's be transparent 

21           about how much Medicaid pays for drugs, and 

22           let's set up direct funding to go to the 

23           Federally Qualified Health Centers, the Ryan 

24           White 340B providers, and others that are 


                                                                   346

 1           providing these services.  As opposed to 

 2           having it in these very opaque kind of 

 3           pharmacy reimbursement structures that --

 4                  SENATOR BROUK:  Donna --

 5                  MEDICAID DIRECTOR FRESCATORE:  -- 

 6           quite honestly, the federal government's 

 7           looking at as well.

 8                  SENATOR BROUK:  Let me finish really 

 9           quickly.  Sorry, I didn't mean to interrupt 

10           you, but time is running out.  

11                  But I just -- the answer I'm looking 

12           for here is how it's helpful to these 

13           providers to not have it.  Like before, they 

14           had a more direct payment -- now those 

15           savings are going through the state.  And so 

16           that is I think -- that does not make logical 

17           sense when folks are saying that they need 

18           that money and that not having that money and 

19           that the reimbursement fund that's set up in 

20           this proposal will not fully make -- fill 

21           that hole.

22                  And I know I'm out of time.  So if you 

23           wanted to follow up on written, that's fine.  

24           Thank you.


                                                                   347

 1                  MEDICAID DIRECTOR FRESCATORE:  We'll 

 2           do that.

 3                  CHAIRWOMAN KRUEGER:  You have many 

 4           people asking about that program, Donna.  So 

 5           anything in writing that helps us see the 

 6           argument that I don't think we're seeing is 

 7           fine.  Thank you.

 8                  Assembly.  

 9                  CHAIRWOMAN WEINSTEIN:  Assemblywoman 

10           Miller.

11                  ASSEMBLYWOMAN MILLER:  Hi.  Can you 

12           hear me?

13                  CHAIRWOMAN WEINSTEIN:  Yes, Missy.

14                  ASSEMBLYWOMAN MILLER:  Okay.  Thank 

15           you very much, Chairs.  

16                  And hello, Dr. Zucker.  

17                  You know, I'm just going to ask my 

18           questions up front, and in case there's not 

19           enough time I'm going to ask you up front to 

20           please reply to any of my questions 

21           afterwards, either by email or if we can 

22           actually ever have a conversation, I would 

23           appreciate that. 

24                  First, I hear you say repeatedly that 


                                                                   348

 1           you're very happy to continue the 

 2           conversation, to have a conversation, but I 

 3           don't know if you realize how hard it is to 

 4           actually have a conversation with you.  I've 

 5           tried very hard several times and sent you 

 6           emails and I don't even get a response.  If I 

 7           really need a direct response, I'll contact 

 8           Erin or -- but it is very difficult to reach 

 9           you.

10                  That being said, I'm just going to ask 

11           my questions.  We've talked a little bit 

12           about CDPAP and a lot of my colleagues have 

13           asked some of the questions, but I'm 

14           curious -- the process of awarding the 

15           remaining 68 FIs, as Chairman Gottfried had 

16           alluded to, it seemed a little similar to the 

17           medical marijuana selection process of ROs.  

18           It just doesn't seem that the ones -- the 

19           companies that have a history of wage and 

20           hour violations or Medicaid fraud, some don't 

21           have the financial means to carry payroll, 

22           those were awarded the contracts, but not 

23           some of the FIs that have been, you know, 

24           serving the CDPAP population for so many 


                                                                   349

 1           years successfully.

 2                  So I'm curious, you know, what that 

 3           actual process was.  It doesn't seem to be 

 4           very transparent.

 5                  I'm also asking the intended goal of 

 6           the fiscal intermediary authorization process 

 7           was to ensure the department has a record of 

 8           overseeing those qualified FI providers.  But 

 9           the Legislature never authorized or directed 

10           the Department of Health to reduce the number 

11           of FIs so significantly.  And I have a lot of 

12           concerns that that drastic reduction will 

13           cause some kind of a bottleneck as 

14           everybody's trying to streamline their -- you 

15           know, the closed FIs into the remaining FIs.

16                  And the people who would suffer would 

17           be those not getting their services because 

18           their aides aren't registered yet or the 

19           paperwork isn't complete.

20                  So those are two concerns I have.  

21           Then last -- well, two more.  On COVID, as 

22           far as reopening schools, reopening 

23           businesses, can you define what is an 

24           acceptable risk of transmission for schools 


                                                                   350

 1           and businesses, and what mitigation 

 2           strategies will accomplish that?  Because we 

 3           really do need to get our kids back in school 

 4           five days a week, all of them.

 5                  And then lastly, we've talked about -- 

 6           everybody's asked about the turnover rate.  

 7           It's extremely high, especially in home care 

 8           agencies.  Why are we cutting by 50 percent 

 9           the home care worker recruitment and 

10           retention funds?  This more than ever is now 

11           when we need to recruit more help.

12                  So those are my questions.  I see I've 

13           used up my time, so I would appreciate a 

14           response directly by email or phone.  Thank 

15           you.

16                  COMMISSIONER ZUCKER:  Okay, we will do 

17           that. 

18                  CHAIRWOMAN WEINSTEIN:  Yes.  And 

19           Dr. Zucker, if you could share that with 

20           Senator Krueger and myself, we'll make sure 

21           the other members have access to that.

22                  Senator Krueger.

23                  CHAIRWOMAN KRUEGER:  Thank you.  

24                  You may need a few speechwriters to 


                                                                   351

 1           help you get all of this done in a reasonable 

 2           time period.

 3                  Next up is -- oh, he's been very 

 4           patient all day -- George Borrello, Senator 

 5           George Borrello.  

 6                  SENATOR BORRELLO:  Thank you so much, 

 7           Chair Krueger.  Thank you so much.  I 

 8           appreciate it.  

 9                  Dr. Zucker, thank you for being here.  

10           I want to follow-up on the small business 

11           situation.  The hospitality industry has been 

12           devastated by this pandemic and the lockdowns 

13           have been unfortunately far worse.  By your 

14           own data -- which I'm questioning to begin 

15           with -- your own data, only 1.4 percent of 

16           infections are coming from restaurants, and 

17           yet these lockdowns and restrictions 

18           continue.  

19                  Just as we thought we were kind of 

20           getting out of the woods, you released 

21           information on guidance on special events, 

22           things like weddings.  And at a wedding you 

23           cannot have people that are unrelated sitting 

24           at the same table, according to the 


                                                                   352

 1           Department of Health guidance that we 

 2           received.  However, at a restaurant, you can 

 3           have 10 unrelated people sitting at the same 

 4           table.  

 5                  What science are you relying on to 

 6           determine that people at a wedding have to be 

 7           related but not at a restaurant?  That's my 

 8           first question.

 9                  COMMISSIONER ZUCKER:  So part of 

10           this -- you have to look at the guidance -- 

11           let me see if I can explain some of this to 

12           you on the restaurants and the way things are 

13           set up.  

14                  The environmental issues come into 

15           play as to why we -- the speed at which we're 

16           opening different facilities and restaurants 

17           particularly, particularly downstate.  I'm 

18           just going to bring up some points which I've 

19           heard that you basically have put a light 

20           on --

21                  SENATOR BORRELLO:  Well, and I have a 

22           real basic question.  How are 10 people 

23           sitting at a table in a restaurant different 

24           than 10 people sitting at a wedding?  Which, 


                                                                   353

 1           by the way, could be the same restaurant.  

 2                  COMMISSIONER ZUCKER:  Well, at a 

 3           wedding of 500 people, let's say, or 300 

 4           people that are interacting, you have a lot 

 5           more interactions among a lot of different 

 6           people there.  Right?  And so you run the 

 7           risk of a significant problem.  

 8                  I will just personally tell you a year 

 9           ago in January, up in New Rochelle before 

10           this all began, I was at a wedding with 500, 

11           600 people and I saw the amount of 

12           interaction that people had at that point in 

13           time, and I said to myself, Imagine if this 

14           COVID issue was just one month later -- or 

15           the wedding was just one month later, the 

16           amount of interaction you would have had with 

17           all those different people.  

18                  So that's the difference, right?

19                  SENATOR BORRELLO:  Right, but I'm just 

20           saying it's not -- they're limited to 

21           150 people, first of all, so it doesn't make 

22           any difference.  And I apologize, I don't 

23           mean to cut you off, but I have a short 

24           period of time.  


                                                                   354

 1                  Here's my other question.  My wife and 

 2           I both had COVID.  And luckily we recovered, 

 3           but we spoke with contact tracers.  The 

 4           contact tracers said -- asked us, you know, 

 5           do you know where you contracted COVID, and 

 6           we said no.  And then they said, Well, have 

 7           you been at restaurants?  Yes.  Have you been 

 8           in stores?  Yes.  

 9                  My question is, how can your contact 

10           tracer data be accurate when you don't have a 

11           category for "unknown"?  I have to believe 

12           that most people cannot pinpoint the point at 

13           which they actually contracted COVID, yet 

14           your data -- and there is no option for 

15           contact tracers to hit "unknown."  How do you 

16           justify this data, which you're using to 

17           determine the life and death of businesses 

18           right now, when you don't have an actual 

19           category for "unknown?"

20                  COMMISSIONER ZUCKER:  Well, we've 

21           reached 85 to 90 percent of people.  We've 

22           done about 840,000 contacts, so somewhere in 

23           that range.  We have about 8,000 or so 

24           contact tracers.  


                                                                   355

 1                  This is the hard part of contact 

 2           tracing; you have to sort of try to get as 

 3           much information as you can as quickly as you 

 4           can, and you have to try to track the 

 5           individuals who are positive or 

 6           individuals -- better to say individuals who 

 7           have been exposed, to be sure that they're 

 8           not positive.

 9                  SENATOR BORRELLO:  So data -- the 

10           contact tracers are just guessing, is really 

11           what you're saying, that they don't --

12                  COMMISSIONER ZUCKER:  No, they're not 

13           guessing.

14                  THE MODERATOR:  Time.

15                  (Overtalk.)

16                  COMMISSIONER ZUCKER:  No, they're 

17           doing --

18                  SENATOR BORRELLO:  But there is no 

19           "unknown."  What about -- I did -- I don't 

20           know where I got my -- where I contracted 

21           that, and that wasn't an option for the 

22           contact tracers.  I know my time is up, but 

23           that's a serious consideration.

24                  COMMISSIONER ZUCKER:  Right, but the 


                                                                   356

 1           contact -- right, but I will say that that 

 2           contact tracing and what we have done is what 

 3           has helped prevent the spread of this 

 4           disease.  

 5                  I mean, it is just -- these are just 

 6           straightforward public health measures that 

 7           are put into place.  The masks, the hand 

 8           washing, right, the distance -- the social 

 9           distancing, the contact tracing, the 

10           vaccinations, these are just the standard 

11           things we do to make sure we prevent this 

12           pandemic from spreading in New York and 

13           elsewhere, for that matter.  So -- 

14                  SENATOR BORRELLO:  With all due 

15           respect, sir, we have more people in the 

16           hospital with COVID right now than Florida, 

17           with none of those restrictions.  So I have 

18           to question the science on this.

19                  COMMISSIONER ZUCKER:  I'm going to 

20           take issue with that.  But okay.  

21                  CHAIRWOMAN WEINSTEIN:  We go to 

22           Assemblyman Abinanti.

23                  ASSEMBLYMAN ABINANTI:  I'm unmuted, I 

24           guess?  There we go.


                                                                   357

 1                  Thank you very much, Commissioner, for 

 2           joining us today.

 3                  COMMISSIONER ZUCKER:  Thank you.

 4                  ASSEMBLYMAN ABINANTI:  Unfortunately 

 5           there's been no mention of one very 

 6           vulnerable group of people, people with 

 7           disabilities.  As of this week, the numbers 

 8           I've seen, of the 34,500 people who lived in 

 9           OPWDD residential settings, 6,716 tested 

10           positive and 538 died from COVID-19.  That's 

11           and 19.4 percent infection rate, and a 1.6 

12           fatality rate -- double the state's 

13           transmission and six times the fatality rate 

14           of the state.

15                  Number one, on April 10, 2020, a state 

16           directive to OPWDD providers -- almost 

17           identical to the March nursing home 

18           directive -- requires return of COVID-19 

19           patients from the hospital to OPWDD 

20           residential settings and prohibits their 

21           being tested before return.  

22                  How do you defend that this directive 

23           is still effective and has not been modified?  

24                  Number two, on November 10, 2020, 


                                                                   358

 1           there was a state directive to OPWDD 

 2           providers, unique to OPWDD, that allows 

 3           direct support staff exposed to a confirmed 

 4           COVID-19 case to go to work so long as they 

 5           quarantine when they're not at work.  

 6                  In light of the fact that over 11,600 

 7           staff in OPWDD direct-care programs have 

 8           contracted COVID-19, how do you defend that 

 9           this directive is still effective and has not 

10           been modified?  

11                  And number three, the numbers that I 

12           was given come from the state.  This is about 

13           those who got COVID-19 in certified 

14           residences.  Do these numbers include those 

15           who died in hospitals, or just those who died 

16           in residences?  

17                  So my three questions are why are we 

18           still requiring direct return of COVID 

19           patients to OPWDD residences?  Why are we 

20           allowing exposed staff to go into those 

21           residences?  And lastly, are these numbers 

22           actually accurate or do we have the same 

23           problem we had with nursing homes?

24                  COMMISSIONER ZUCKER:  A couple of 


                                                                   359

 1           things.  

 2                  The first thing is that I didn't catch 

 3           all the percentages, and I will go back and 

 4           look at them.  But this is a congregate 

 5           setting.  This is one of the challenges we've 

 6           had with congregate settings and disease 

 7           spread, whether it's the nursing homes, 

 8           college --  

 9                  ASSEMBLYMAN ABINANTI:  Yes, but you 

10           yourself, Commissioner, said that the 

11           congregate settings are getting it from 

12           staff.

13                  COMMISSIONER ZUCKER:  Yes, so let me 

14           finish.  Right.

15                  ASSEMBLYMAN ABINANTI:  So why are you 

16           allowing staff that has been exposed to go 

17           into the congregate settings?

18                  COMMISSIONER ZUCKER:  Let me -- let me 

19           finish.  Part of this is OPWDD.  You need to 

20           direct it to the commissioner of OPWDD --

21                  ASSEMBLYMAN ABINANTI:  I did, and they 

22           said talk to the health commissioner.  They 

23           said all of this comes from the Department of 

24           Health.


                                                                   360

 1                  COMMISSIONER ZUCKER:  Number two, the 

 2           issue with OPWDD, all those settings, they 

 3           have become a priority for vaccinations so 

 4           that we can make sure that the residents 

 5           there are protected and no longer at risk.  

 6                  The issue of testing, I'd be happy to 

 7           follow up on that, but the testing that we 

 8           have provided for nursing homes we provide 

 9           for other facilities, and that will hopefully 

10           decrease the spread.  But as -- 

11                  ASSEMBLYMAN ABINANTI:  The directive 

12           still in effect specifically says that they 

13           cannot test.

14                  COMMISSIONER ZUCKER:  Well, I will get 

15           back to you on the details after I look at 

16           the directive.  I want to go through that 

17           first.  

18                  But as I said, from the -- the key 

19           points that I have is yes, a congregate 

20           setting, and yes, vaccine is a priority in 

21           that setting to make sure that doesn't become 

22           a problem.

23                  CHAIRWOMAN WEINSTEIN:  We'll go now to 

24           the Senate.


                                                                   361

 1                  CHAIRWOMAN KRUEGER:  Thank you.  

 2                  Our next speaker will be Senator Julia 

 3           Salazar.

 4                  SENATOR SALAZAR:  Thank you.  Thank 

 5           you, Commissioner and Deputy Commissioner, 

 6           for joining us today.

 7                  I want to ask about the -- really what 

 8           the Executive Budget is doing to keep 

 9           safety-net hospitals operational during a 

10           time when we need them the most.  The 

11           Medicaid spending cap, lowered reimbursement 

12           rates, the Executive Budget's threats of 

13           additional Medicaid cuts across the board 

14           means that hospitals who treat mostly 

15           low-income patients and like hospitals in my 

16           own district are under financial strain.  

17                  And I just want to know what exactly 

18           is the Executive Budget doing to keep these 

19           safety-net hospitals operational right now?  

20                  COMMISSIONER ZUCKER:  This is an 

21           enormous issue.  The safety-net hospitals 

22           across the state were challenged prior to the 

23           pandemic.  Since the pandemic, obviously -- 

24           particularly upstate when we cut back on 


                                                                   362

 1           elective surgery and they didn't have cases, 

 2           so they were stressed even further.  So we 

 3           recognize that.  

 4                  We're working with our team, the 

 5           Office of Primary Care and Health Systems 

 6           Management, to figure out how we can make 

 7           sure they have the resources to continue to 

 8           provide the care to their communities.  This 

 9           is a challenge.

10                  Regarding the cap, the global cap -- 

11           because that ties into this as well, I think 

12           that Donna will address some of that.  But we 

13           are looking at these issues of how 

14           hospitals across the state that were 

15           challenged over the course of the last year 

16           can meet their needs.  

17                  Donna, do you want to address the --

18                  MEDICAID DIRECTOR FRESCATORE:  Sure.  

19           Thank you, Dr. Zucker.  

20                  And speaking for the Medicaid program, 

21           I can tell you this is, you know, a concern 

22           that we share as well and we work very 

23           closely with our colleagues and Dr. Zucker 

24           here in the department because we understand 


                                                                   363

 1           that Medicaid plays an important role in the 

 2           financial viability of those very needed 

 3           hospitals, and other providers as well.  

 4                  So we talked a little bit earlier 

 5           about a series of programs, including the 

 6           Vital Access Safety Net Provider Program, 

 7           which supports projects for facilities that 

 8           are selected due to their financial condition 

 9           and the role they play in serving 

10           New Yorkers.  We talked about VAPAP a bit, 

11           including that commitment as well as the 

12           Value Based Payment Quality Incentive 

13           Program.  

14                  The budget in '22 includes about 

15           $900 million in funding to support those 

16           hospitals.  Right?  That's over and above 

17           reimbursement for Medicaid.  

18                  There's also, you know, a proposal 

19           that we haven't quite touched on and that is 

20           for our Essential Plan here in New York.  

21           About 880,000 people as of this morning 

22           receive coverage through that program.  We've 

23           recognized that, you know, those provider 

24           reimbursement assumptions have not been 


                                                                   364

 1           changed since the program was first 

 2           implemented in 2016.  

 3                  And so we anticipate, as far as part 

 4           of the state plan here, that an additional 

 5           $420 million will be invested in provider 

 6           reimbursement for both inpatient and 

 7           outpatient services.  Also helping those 

 8           hospitals that are serving those -- you know, 

 9           that's a huge program by anybody's standard, 

10           you know, 880,000 people.  

11                  Those are just a few of the 

12           initiatives, and we're happy, you know, to 

13           have further conversation about any of those 

14           programs in more detail.

15                  SENATOR SALAZAR:  All right.  

16           Unfortunately I'm out of time.  Thank you.

17                  CHAIRWOMAN KRUEGER:  Thank you very 

18           much.

19                  Assembly.

20                  CHAIRWOMAN WEINSTEIN:  Assemblywoman 

21           Hunter, please.

22                  You need to pull her; she needs to 

23           leave for conference.  Thank you.  

24                  ASSEMBLYWOMAN HUNTER:  Very good, 


                                                                   365

 1           thank you.  Thank you, Chair Weinstein.  I 

 2           appreciate it.  

 3                  This is relative to the consumer 

 4           directed.  And I don't know who wants to 

 5           answer.  I know there was a couple of 

 6           questions about this.  

 7                  But let me just lay out specifically 

 8           in Onondaga County, there's over 350,000 

 9           residents, and not one FI was awarded in our 

10           entire county.  So many of the organizations, 

11           the not-for-profits that have provided this 

12           crucial service to many of our most 

13           vulnerable -- some of our largest 

14           organizations, some of our organizations who 

15           deal with refugees and new Americans who 

16           speak the language of those who have come 

17           here, were not awarded.  

18                  And so I heard what you said about, 

19           you know, the award process, and apparently 

20           there's supposed to be some sort of review 

21           after this.  But I literally have FIs in 

22           Rockland County who are supposed to be now 

23           the FIs who are supposed to provide services 

24           in Onondaga County.


                                                                   366

 1                  So I can't imagine -- I have 

 2           not-for-profits, you know, calling my office 

 3           trying to figure out what happened, 

 4           longstanding organizations who have been 

 5           providing this service for years and years 

 6           and years.  And we're in a situation now 

 7           where not one single provider was given an 

 8           award to provide Consumer Directed FI 

 9           services in one of the Big 5 counties.

10                  MEDICAID DIRECTOR FRESCATORE:  So I 

11           don't know the specifics of Onondaga, but I 

12           will certainly look into it.

13                  What the RFO allowed was actually 

14           collaborating partners that might be local.  

15           The idea there was that rather than have 

16           every organization use funding, for example, 

17           to process payroll or to check workers' comp, 

18           that there would be one lead organization 

19           that would perform those administrative 

20           services, and they would have collaborating 

21           partners on the ground locally.  

22                  So I will be happy to look into your 

23           concerns about Onondaga.

24                  ASSEMBLYWOMAN HUNTER:  Please.  


                                                                   367

 1                  I can understand the collaboration.  

 2           And there has been an abuse with FIs.  I 

 3           admit that there are organizations that 

 4           should not be delivering this consumer, you 

 5           know, programming.  But these longstanding 

 6           organizations should be the leads and should 

 7           have other organizations subbing to them.

 8                  So I am critical, you know, asking if 

 9           you could please take a look at this.  It 

10           makes no sense and it makes no sense to not 

11           have a lead organization to sub even to the 

12           rest in a county as large as mine.

13                  MEDICAID DIRECTOR FRESCATORE:  I'll 

14           look into that.

15                  ASSEMBLYWOMAN HUNTER:  Thank you.

16                  CHAIRWOMAN WEINSTEIN:  Thanks.  

17                  Back to the Senate.

18                  CHAIRWOMAN KRUEGER:  Thanks.  

19                  Do we have Senator Stec with us still?

20                  SENATOR STEC:  Yes.

21                  CHAIRWOMAN KRUEGER:  Hello, 

22           Senator Stec.

23                  SENATOR STEC:  Hello, how are you?

24                  CHAIRWOMAN KRUEGER:  All right.  


                                                                   368

 1           Welcome.

 2                  SENATOR STEC:  All right, thank you 

 3           very much.  

 4                  Commissioner, Doctor, thank you very 

 5           much for your testimony today.  I understand 

 6           it's been a long day.  

 7                  And I've been paying attention and 

 8           listening to the questions, so if I could 

 9           just briefly start with a statement.  I 

10           just -- in listening to my colleagues and my 

11           own personal observation, I want to say that 

12           your department's unresponsiveness to the 

13           Legislature in our communications has been 

14           unacceptable and frankly troubling.  

15                  And I'm also personally troubled, as I 

16           know a lot of my colleagues are, about what 

17           apparently has been a partisan kind of 

18           communication as far as having meetings with 

19           one side of the aisle and not with the other.  

20           We're all in this together.  And certainly my 

21           constituents want to be involved in the 

22           discussions as to what's going on as well.

23                  So with that said, I do have one 

24           question that I've got to ask, and frankly 


                                                                   369

 1           I'm surprised that no one's asked it yet.  

 2           Early on, to previous questions about sending 

 3           COVID-positive patients back into nursing 

 4           homes, you stated that COVID was already 

 5           largely present in these homes from other 

 6           sources, like in your example with staff.  

 7                  So I just want to understand, in 

 8           layman's terms, if there's one room with 

 9           50 people in it and one of those 50 people 

10           has COVID, and then there's another room of 

11           50 people and 20 of those people have COVID, 

12           are you saying that you would expect the two 

13           rooms to have the same infection rates?

14                  COMMISSIONER ZUCKER:  I think that, 

15           you know, you're asking a question without my 

16           knowing more of the details of those -- of 

17           the scenarios.  So if you have --

18                  SENATOR STEC:  All other things being 

19           equal, Doctor.  All other things being equal, 

20           one in 50 and 20 in 50, they would have the 

21           same infection rate?  

22                  COMMISSIONER ZUCKER:  But how are you 

23           defining infection rate?  If the -- if you're 

24           saying --


                                                                   370

 1                  SENATOR STEC:  Well, let me rephrase 

 2           it.  Would you --

 3                  COMMISSIONER ZUCKER:  One out of 50, 

 4           2 percent have it.  Twenty out of 50, 

 5           40 percent have.  Right?  Right, I get what 

 6           you're saying.  That's how many people have 

 7           it.

 8                  SENATOR STEC:  Now, which room would 

 9           you rather be in?  Let me ask it that way.  

10           What room would you rather be in?  Would you 

11           rather have your parent or grandparent in the 

12           room with one out of 50 or 20 out of 50?  

13                  COMMISSIONER ZUCKER:  It's a 

14           hypothetical question.

15                  SENATOR STEC:  It's a very real 

16           question, Doctor.

17                  COMMISSIONER ZUCKER:  Well, no, I see 

18           where your reasoning is going here.  You're 

19           going to say, well, if there's only one 

20           person who has it in the whole facility.  

21                  But the bottom line is that it's in 

22           the facility.  And it's in the facility with 

23           one person or more.  And it's not a fair 

24           question to ask whether, you know, the room 


                                                                   371

 1           had 20 people in there versus one person in 

 2           there, because the disease is there.  The 

 3           disease is already in the facility.  

 4                  And so if I were in that room and one 

 5           person -- I walk into a room with one person 

 6           with COVID, I'd be as concerned as if I 

 7           walked into a room with 20 people with COVID.  

 8           Because it's already there.

 9                  I mean, I understand what your -- what 

10           your point is.

11                  SENATOR STEC:  Right?  I mean one -- 

12           well, all right.  

13                  Well, with that said, do you have a 

14           list of nursing homes that followed the 

15           directive from March 25th that accepted 

16           nursing -- COVID-positive patients?  Do you 

17           have a list of those?  

18                  COMMISSIONER ZUCKER:  I don't have it 

19           off the top of my head, but I do have a list.

20                  SENATOR STEC:  I'd like to see that 

21           list, please.

22                  COMMISSIONER ZUCKER:  Sure.

23                  SENATOR STEC:  And also, do you know 

24           how many COVID-positive patients were 


                                                                   372

 1           accepted at each of these facilities?  If you 

 2           don't have that off the top of your head, I 

 3           would like that as well.

 4                  COMMISSIONER ZUCKER:  I can get that.  

 5           I can get that.

 6                  SENATOR STEC:  All right.  I see my 

 7           time is up.  I have more, but I'll continue 

 8           to listen.  Thank you.

 9                  CHAIRWOMAN KRUEGER:  Thank you.

10                  Assembly?  

11                  CHAIRWOMAN WEINSTEIN:  Thank you.  Now 

12           we go to Assemblywoman Niou.

13                  ASSEMBLYWOMAN NIOU:  Hello.  Thank you 

14           for being here.  Thank you for putting me up, 

15           Helene.  I just -- I don't know if I can see 

16           what was happening.  But I just wanted to 

17           say, you know, I'm seeing in our budget cut 

18           after cut after cut after cut of our 

19           healthcare budget and our healthcare safety 

20           net, and it's very, very concerning.  This is 

21           one of the things that I just wanted to echo 

22           a lot of my colleagues on.  What Samra said 

23           is really, really true, our Senator Brouk 

24           from upstate New York.


                                                                   373

 1                  You know, the answer was the 

 2           Essential Plan, which is one of the only 

 3           things that was proposed for funding -- and 

 4           that was really concerning because we don't 

 5           even know if it's even an allowable use under 

 6           federal law.  And this payment goes directly 

 7           to the healthcare plans rather than to 

 8           providers, and then we don't even know what 

 9           guarantees there are that providers will ever 

10           see this money.  So I just wanted to put that 

11           out there.

12                  Also, many of my colleagues actually 

13           submitted memos and requests for FOIL 

14           requests, and not one has gotten a response.  

15           Do you commit to cover -- to actually hand 

16           over all the communications that happened 

17           with hospitals' and nursing homes' lobbyists 

18           regarding the corporate legal immunity?

19                  COMMISSIONER ZUCKER:  So regarding 

20           FOIL requests, we respond to the FOIL 

21           requests.  We get an unbelievable amount of 

22           requests every day.  I don't have the exact 

23           number; I had it last year, and that was 

24           prior to the pandemic.  


                                                                   374

 1                  There is -- so if there's information 

 2           that we can release, we do release it.  

 3           Sometimes you have FOIL requests that have 

 4           thousands and thousands of pages to them, I'm 

 5           not exaggerating here, and we have a team 

 6           that has to address it.  And so we do move 

 7           forward.  

 8                  ASSEMBLYWOMAN NIOU:  Yeah, I mean, 

 9           just like -- you understand like we've been 

10           waiting for a really, really long time, I 

11           mean including our Healthcare chair has been 

12           waiting for a very, very long time on some 

13           information that is really necessary for the 

14           Legislature to be able to conduct its work.

15                  MEDICAID DIRECTOR FRESCATORE:  If I 

16           could add as well to your first questions -- 

17                  ASSEMBLYWOMAN NIOU:  I actually wanted 

18           to continue to ask a couple of other 

19           questions.  So do we -- because I have 

20           limited time.  Do we know how many 

21           COVID-positive patients were actually 

22           admitted to nursing homes during that 

23           March 25th order period.

24                  COMMISSIONER ZUCKER:  Like I said, we 


                                                                   375

 1           can get you that information.  That was asked 

 2           before.

 3                  ASSEMBLYWOMAN NIOU:  Yeah, okay -- 

 4                  COMMISSIONER ZUCKER:  But I -- can I 

 5           clarify this?  You were saying how many 

 6           COVID-positive patients were admitted to 

 7           nursing homes.  Now -- and this is a very 

 8           important point -- whether someone is 

 9           COVID-positive does not mean they are 

10           contagious.

11                  ASSEMBLYWOMAN NIOU:  Okay.

12                  COMMISSIONER ZUCKER:  And I will 

13           reiterate this, you know, over and over.

14                  ASSEMBLYWOMAN NIOU:  I understand.

15                  COMMISSIONER ZUCKER:  No, I really 

16           want to make sure of this point because it's 

17           important.  The test that measures COVID 

18           measures dead virus.  You can walk around for 

19           weeks with a COVID-positive test.  It does 

20           not mean that you are contagious.  

21                  So saying that someone went back to a 

22           nursing home and they had a COVID-positive 

23           test does not mean that they are contagious.  

24           And in fact when we looked at this 


                                                                   376

 1           information and when I was trying to go 

 2           through this before about how long someone 

 3           was in the hospital and the incubation period 

 4           and their initial symptoms, you will find 

 5           that people were already past their 

 6           infectious period, and the viral load is much 

 7           higher earlier on.  And I think that's an 

 8           important point.  

 9                  And this is where the issues of fact 

10           get lost when there's a narrative out there 

11           which is just not true.  And I don't mean to 

12           be so harsh about this, but it is important, 

13           when it comes to science, to make sure it's 

14           correct.

15                  ASSEMBLYWOMAN NIOU:  Okay, so I'm 

16           really glad that I was able to allocate some 

17           of my time to that important PSA.  But I just 

18           wanted to also ask the chairwoman if I 

19           could -- I apologize to my colleagues, 

20           because I really did want to get to my next 

21           question and I wasn't able to.

22                  CHAIRWOMAN WEINSTEIN:  Ask your 

23           question.

24                  ASSEMBLYWOMAN NIOU:  Okay, great, 


                                                                   377

 1           thank you.  

 2                  How much does each COVID patient 

 3           actually get reimbursed in Medicare in a 

 4           nursing home, and how much higher is that 

 5           compared to a regular nursing home resident 

 6           who is reimbursed via Medicaid?  Because I 

 7           want to just -- you know, I feel like we need 

 8           to have that answer very clearly because, you 

 9           know, I'm starting to feel, with all of these 

10           answers, that there's a clear financial 

11           motive behind every single decision that this 

12           administration has made.

13                  COMMISSIONER ZUCKER:  With regards to 

14           reimbursement, maybe Donna can answer that.

15                  MEDICAID DIRECTOR FRESCATORE:  Yeah, 

16           I'd like to suggest may we circle back to 

17           your question, because the Medicare 

18           reimbursement, as you know, is not for 

19           custodial care, it's for skilled care in a 

20           nursing facility.  So it is a different level 

21           of care.

22                  But we're happy to talk more or hear 

23           more about your question.

24                  ASSEMBLYWOMAN NIOU:  Yeah, I would 


                                                                   378

 1           really like to get that information.  And if 

 2           you could just get that for me, that would be 

 3           great, because otherwise --

 4                  MEDICAID DIRECTOR FRESCATORE:  There's 

 5           very different criteria, is my point, about 

 6           when Medicare pays for a nursing care stay.  

 7           It's not custodial care, it's care that's 

 8           generally rehabilitative, it includes 

 9           therapies, and Medicare pays more than 

10           Medicaid for that reason alone.

11                  ASSEMBLYWOMAN NIOU:  Okay.  I just 

12           feel like there are some differences also in 

13           just the financial incentives that folks are 

14           getting different kinds of care with 

15           different kinds of financial motives behind 

16           them, and we probably need a full oversight 

17           hearing ASAP.

18                  CHAIRWOMAN WEINSTEIN:  Thank you.  So 

19           now we'll go back and go to the Senate.

20                  CHAIRWOMAN KRUEGER:  Thank you.  

21                  Senator O'Mara.  Oh, excuse me.  

22           Senator Ritchie was supposed to go before 

23           Senator O'Mara.  

24                  So hello, Senator Ritchie.


                                                                   379

 1                  SENATOR RITCHIE:  Hi, Senator Krueger.  

 2           Thank you.  

 3                  Commissioner, my questions are pretty 

 4           much the same two questions I have asked year 

 5           after year during the budget hearings.  And 

 6           you know that I represent a very rural area.  

 7           We have some economic challenges.  A lot of 

 8           the patients that are in our hospitals and 

 9           our nursing homes are Medicaid.  And I look 

10           at the Governor's comprehensive plan on the 

11           nursing homes, and we all would agree we want 

12           to do whatever we can to improve patient 

13           care.  But if there's no funds behind it, I 

14           don't know how this is going to happen.  

15                  As it is, we've had several nursing 

16           homes in my district that have closed.  Our 

17           biggest nursing home, as your staff well 

18           knows -- we've called multiple times -- is on 

19           the brink of closing its doors.  So without 

20           an increase in the Medicaid reimbursement 

21           rate, I don't know how they can stay open, 

22           let alone implement any changes as far as 

23           staffing and new patient care.

24                  And along with that, the other 


                                                                   380

 1           question I ask every year is we are so 

 2           short-staffed on medical professionals, 

 3           especially nurses.  We have two SUNY schools 

 4           that I plead every year is there any way we 

 5           can try to find some way to boost the 

 6           enrollment and help the situation, and it's 

 7           gotten worse in the pandemic.

 8                  So I guess my question is how do we 

 9           accomplish this goal of better care, keep our 

10           nursing homes and hospitals open, if we're 

11           not going to look at upping the Medicaid 

12           reimbursement?  And what can DOH and the 

13           state really do this time to help with the 

14           short-staffing issue with regards to doctors 

15           and nurses?

16                  COMMISSIONER ZUCKER:  (Muted.)  On the 

17           second question, we are addressing this issue 

18           of staffing.  This goes back to what I was 

19           saying earlier, that we need to look at how 

20           we address the professional development for 

21           health professionals, both in urban but 

22           particularly in rural areas.  

23                  This is a conversation I've had also 

24           with our SUNY system leadership as well, 


                                                                   381

 1           particularly the nursing schools that they 

 2           have, as well as their medical schools, on 

 3           how do you get people out there.  

 4                  So we will continue to do this.  I 

 5           think the pandemic has given all of us -- has 

 6           reenergized us to make sure that the 

 7           healthcare professionals across the state are 

 8           there and available, and I don't even need to 

 9           go through all the different specialties.

10                  Regarding the reimbursement, Donna, 

11           did you want to address the Medicaid number 

12           for the hospital challenges?

13                  MEDICAID DIRECTOR FRESCATORE:  Yeah, I 

14           think on the Medicaid nursing home -- I mean, 

15           I cannot speak to any one nursing home or 

16           facility's, you know, rates in particular, 

17           you know, today.  Happy to talk about that 

18           separately.  

19                  But, you know, I think that as 

20           respects the nursing home initiatives and the 

21           accountability and the patients over profit 

22           in the 30-day amendments to the 

23           Executive Budget, we -- you know, we believe 

24           that based, you know, on past reporting that 


                                                                   382

 1           there are many nursing homes that already are 

 2           at the levels that are required, the 

 3           40 percent on resident-facing care and the 

 4           70 percent on patient care.

 5                  And we'll know more about that as time 

 6           goes on.  That has an implementation -- an 

 7           effective date of January 1, 2022, as you 

 8           know, and it anticipates regulations.

 9                  SENATOR RITCHIE:  Thank you.

10                  CHAIRWOMAN KRUEGER:  Okay.  Assembly?  

11                  CHAIRWOMAN WEINSTEIN:  Yes, we have 

12           Assemblyman Perry next.

13                  ASSEMBLYMAN PERRY:  Thank you, my 

14           colleague.  And good evening to the team from 

15           the Department of Health.

16                  CHAIRWOMAN KRUEGER:  Not evening yet.

17                  ASSEMBLYMAN PERRY:  Some of my 

18           colleagues raised questions about the CDPAP 

19           program and the whole new implementation of 

20           this program that is supposed to be reducing 

21           costs.  

22                  So Dr. Zucker, I'd just like to ask 

23           you that I think it's -- that the program was 

24           implemented as a cost-saving mechanism, and 


                                                                   383

 1           it became much more used than anticipated or 

 2           expected, and the costs soared.  So you want 

 3           to reduce the cost of this program that so 

 4           many individual families depend on.  

 5                  Many of the providers who participated 

 6           over the last couple of years have complained 

 7           that the process under this new program is 

 8           being implemented and the screening and 

 9           reviewing of these applications was very 

10           ad hoc, so a lot of -- there's a claim of 

11           arbitrary and capricious action and behavior 

12           on the part of the company that was picked to 

13           do this review.  There are companies that 

14           were provided -- that were selected who 

15           submitted almost exactly the same 

16           submission -- of companies who got compared 

17           to those who didn't get.  

18                  I think there's a need for a real, 

19           real clear, transparent review of all of 

20           those applications.  I was alarmed to learn 

21           from my colleague just now that there are 

22           counties where not even a single provider 

23           within the county was selected.  That is 

24           outrageous.  


                                                                   384

 1                  It seems something is definitely wrong 

 2           with the whole process and that it was rushed 

 3           or it was not done by people who had the 

 4           ability and the knowledge and the system in 

 5           place to do this review and make it fair and 

 6           transparent, and so that people who are 

 7           eligible and qualified to do the job are 

 8           selected.

 9                  So I would like to hear from you if 

10           you will review this program before you 

11           implement it.  Because the complaints and the 

12           problem are outrageously large and it's not 

13           going to reduce the cost of this program if 

14           so much money is going to a contracted 

15           company just to administer it, money that 

16           could be used to provide the program.

17                  MEDICAID DIRECTOR FRESCATORE:  Just -- 

18           if I could address that.  

19                  First, I want to be clear that for the 

20           Consumer Directed Program the department has 

21           and continues to support consumer-directed 

22           care.  There is no cut to the level of 

23           service here, so consumers don't lose hours.

24                  I also want to clarify that there was 


                                                                   385

 1           no contractor that reviewed these 

 2           applications.  These applications to become a 

 3           fiscal intermediary were reviewed by DOH 

 4           staff.  I just want that to be clear on the 

 5           record.  

 6                  The process is in its first stage.  

 7           We've made conditional awards.  The next step 

 8           is to do any debriefings asked for, and many 

 9           parties already asked for them.  We talked 

10           about that earlier.

11                  CHAIRWOMAN WEINSTEIN:  Thank you.  

12                  You know, this question has been asked 

13           a number of times and you've given the same 

14           answers.  So I'm going to ask my colleagues 

15           to pay more attention when you speak so that 

16           they don't reask the same questions.  

17                  So we're going to go on to the Senate.

18                  CHAIRWOMAN KRUEGER:  Fair enough.  

19           Fair enough.  Good point, Helene.

20                  Now it's Senator O'Mara, ranker on 

21           Finance.

22                  SENATOR O'MARA:  Thank you, Senator.  

23                  Thank you for being with us today, 

24           Commissioner, the many hours you're spending 


                                                                   386

 1           with us.  I do appreciate your time.  

 2                  I do have some questions for you, but 

 3           also some concerns about many of your 

 4           comments today about being -- wanting to be 

 5           open and transparent and have a dialogue with 

 6           the Legislature when all of your actions 

 7           speak to anything but that.

 8                  Your department waited until last 

 9           evening to brief our staffs on $1.6 billion 

10           in Medicaid cuts.  We've had no time to 

11           review and respond to this proposal and 

12           what's out there.  You tell us that after -- 

13           stonewalling the Legislature for over six 

14           months on information requests, that finally 

15           when you're ordered to turn it over -- and 

16           that the Empire Center, that was requesting 

17           those records, issued a report a week ago, 

18           yet you haven't taken the time to really look 

19           at that except you know enough to deny that 

20           whatever he's reporting is not accurate.

21                  You stonewalled the Legislature on 

22           records, you stonewalled the Empire Center on 

23           records.  And -- but in every one of -- and 

24           then you've used the DOJ investigation as an 


                                                                   387

 1           excuse for not providing records.  Yet in 

 2           every one of your deferrals of responding to 

 3           the FOIL request, and in any court arguments 

 4           over the lawsuit on that, you never raised 

 5           the Department of Justice investigation as a 

 6           reason for that delay.  So nothing's really 

 7           ringing true here.  

 8                  But I have a question for you.  Who on 

 9           the second floor -- and you know what I mean 

10           by the second floor, the Governor's office 

11           and his top aides -- who did you have 

12           discussions with over that six-or-seven-month 

13           period about delaying the release of the 

14           records to either the Legislature or to the 

15           Empire Center?

16                  COMMISSIONER ZUCKER:  Well, as the 

17           Governor has said, you know, last week, that 

18           a void was created and that the information 

19           should have been released sooner.  And he 

20           regrets that, and I share his feeling on -- 

21           feelings about that.

22                  SENATOR O'MARA:  Commissioner, whose 

23           decision was it not to release the records?

24                  COMMISSIONER ZUCKER:  I -- I -- I said 


                                                                   388

 1           to you -- well, as I've said, that the 

 2           information should have been released sooner, 

 3           which is what the Governor said.  But the --

 4                  SENATOR O'MARA:  Commissioner, whose 

 5           decision was it to not release the records?  

 6                  COMMISSIONER ZUCKER:  The details and 

 7           the specifics of how this came to pass are 

 8           the subject of an ongoing investigation.  And 

 9           when a full determination has been made 

10           and -- it will be released to the public 

11           about this process.  

12                  However, at the present time --

13                  SENATOR O'MARA:  Commissioner -- 

14           commissioner, have you received any subpoenas 

15           from the New York State Assembly or the New 

16           York State Senate in regards to the nursing 

17           home investigation?

18                  COMMISSIONER ZUCKER:  The 

19           department -- the legal issues that are dealt 

20           with the legal department.  And if we get a 

21           letter or a request --

22                  SENATOR O'MARA:  Have -- you would 

23           know if you received subpoenas from the State 

24           Legislature requesting records related to 


                                                                   389

 1           this.  Have you or have you not?  

 2                  COMMISSIONER ZUCKER:  The -- at this 

 3           point in time, like I said, any of these 

 4           issues that deal with the legislation of -- 

 5           or from the Legislature, that deals with the 

 6           legal department.  And I leave it for them to 

 7           process that.

 8                  SENATOR O'MARA:  Has the Department of 

 9           Health or the Governor's office, the State of 

10           New York, responded to the DOJ federal 

11           request for information from August or 

12           October of last year?  

13                  COMMISSIONER ZUCKER:  So this goes 

14           back to the issue about the DOJ letter, 

15           right?  And as I said, that my -- I'm aware 

16           of the letter and I have said that the -- 

17           just like my data team deals with the data 

18           analytics, my legal team deals with these 

19           issues of any of the letters that -- that 

20           come in.  So I -- 

21                  SENATOR O'MARA:  So you don't know 

22           whether your legal team has responded to the 

23           federal requests?

24                  COMMISSIONER ZUCKER:  There is a 


                                                                   390

 1           letter that went back, right, for -- from -- 

 2           to DOJ and --

 3                  SENATOR O'MARA:  When will we be 

 4           provided with that letter?  

 5                  COMMISSIONER ZUCKER:  There is a 

 6           process here.  There is a process.  And I am 

 7           sure that you respect the process that an 

 8           investigation is ongoing, and that I am not 

 9           going to be disrespectful of a process that 

10           involves any kind of federal inquiry, any 

11           inquiry.  So --

12                  SENATOR O'MARA:  Have you -- have you 

13           received a subpoena to testify before any 

14           grand jury?

15                  COMMISSIONER ZUCKER:  I'm going back 

16           to the same issue, that I'm saying there's a 

17           federal inquiry process that's going on 

18           and -- that I hope that you, as well, will 

19           respect as much as I will.  And that if 

20           that -- when that process goes forward, then 

21           I will comment.  But right now this is an 

22           investigation that our legal team will 

23           address.

24                  SENATOR O'MARA:  My time is up.  But I 


                                                                   391

 1           find virtually everything you've said here 

 2           today to be totally without credibility.

 3                  COMMISSIONER ZUCKER:  I'm sorry to 

 4           hear that.

 5                  CHAIRWOMAN KRUEGER:  All right.  Thank 

 6           you.  Assembly.

 7                  CHAIRWOMAN WEINSTEIN:  We're going to 

 8           go -- yes -- to Assemblyman Jacobson.

 9                  ASSEMBLYMAN JACOBSON:  All right.  Do 

10           you hear me now?

11                  CHAIRWOMAN WEINSTEIN:  Yes.

12                  COMMISSIONER ZUCKER:  I hear you.

13                  ASSEMBLYMAN JACOBSON:  Thank you.  

14           Thank you, Madam Chair.  And thank you, 

15           Dr. Zucker, for your public service and 

16           testimony today.  

17                  I wish to address the disastrous 

18           vaccination process in the state with moving 

19           vaccination sites and an inconsistent, 

20           confusing and difficult appointment process.  

21                  First, I'm advocating for the state to 

22           establish permanent vaccination sites in the 

23           two cities I represent, Newburgh and 

24           Poughkeepsie.


                                                                   392

 1                  Second, I'm calling on the state to 

 2           simplify the existing sign-up process, which 

 3           can at best be described as haphazard and 

 4           frustrating.  

 5                  Last month I called for this permanent 

 6           site.  Shortly after that, the state 

 7           established a pop-up site at the 

 8           Newburgh Armory and another at Beulah Baptist 

 9           Church in the City of Poughkeepsie.  Pop-up 

10           sites are well and good, but residents need 

11           reliability and consistency.  We did it for 

12           early voting; we can do it for vaccines.  

13                  The cities of Newburgh and 

14           Poughkeepsie are two of the hardest-hit areas 

15           in the Hudson Valley, if not the state.  

16           Newburgh's infection rate is 8.4 percent, 

17           while the state is at 3.34 percent positivity 

18           rate.  Establishing permanent vaccination 

19           sites in these cities would go a long way to 

20           addressing the Newburgh microcluster and help 

21           the many Black and Latino residents of both 

22           cities who have been disproportionately 

23           impacted by COVID-19.

24                  Now to address the issue of vaccine 


                                                                   393

 1           sign-ups.  Currently eligible New Yorkers in 

 2           search of an appointment face a hodgepodge of 

 3           constantly changing rules and guidelines.  

 4           People sign on the state site, and they think 

 5           that will be enough.  Then they're told they 

 6           may sign up on the state website, their home 

 7           county's website, and on the website of every 

 8           nearby pharmacy that might be fortunate 

 9           enough to receive a small allotment of the 

10           vaccine.

11                  Of course I recognize the most 

12           fundamental problem had been the nationwide 

13           shortage of the vaccines.  However, now we 

14           have a new administration in Washington and 

15           the Biden administration is doing its job by 

16           accelerating vaccine production.  We must get 

17           ready and reform the sign-up process now.

18                  Currently appointments to get a 

19           vaccine are filled within minutes of being 

20           announced, and eligible residents find 

21           themselves unable to make an appointment, 

22           while additional categories continue to be 

23           added to the list of those eligible.  While 

24           we are waiting for the vaccine availability 


                                                                   394

 1           to catch up with need, which will be soon, we 

 2           need to set up a user-friendly system where 

 3           eligible residents can sign up either by 

 4           phone, without endless wait times, or online 

 5           and receive an alert when an appointment is 

 6           available within a reasonable geographic 

 7           radius.  We need one-stop shopping -- sign up 

 8           once, and you will be assigned once a 

 9           vaccination appointment becomes available.  

10           It's just common sense to do it that way.

11                  Also, assisted living facilities and 

12           senior housing should be treated like nursing 

13           homes and have pharmacies or healthcare 

14           providers go to these residences and 

15           administer the vaccines.  These residents are 

16           generally not mobile, nor computer-savvy, and 

17           need the vaccines to come to them.

18                  Thank you for your prompt attention to 

19           these pressing matters.

20                  COMMISSIONER ZUCKER:  Thank you.  

21           Thank you.  We do have, just as an aside, we 

22           have a hundred community pop-up sites, we 

23           have 33 sites in NYCHA housing, we have six 

24           FEMA sites --


                                                                   395

 1                  ASSEMBLYMAN JACOBSON:  We need 

 2           permanent sites.

 3                  COMMISSIONER ZUCKER:  -- like Yankee 

 4           Stadium -- what?

 5                  ASSEMBLYMAN JACOBSON:  We need 

 6           permanent sites so that people know where to 

 7           go.  And if you have a pop-up site, if you 

 8           don't get it in the first 30 seconds, you 

 9           can't get an appointment.

10                  COMMISSIONER ZUCKER:  We're working on 

11           that.  We'll address it with our team.  But I 

12           just want you to know, we have over four -- 

13           probably by the end of today or tomorrow, 

14           4 million people who have been vaccinated who 

15           have been allocated for -- or administered, I 

16           should say.  And we are moving forward on 

17           this.  I hear your concerns.  I recognize 

18           them.  We will continue to work to achieve 

19           the goals that you and all of us --

20                  ASSEMBLYMAN JACOBSON:  We need a 

21           simple process.  

22                  CHAIRWOMAN WEINSTEIN:  Assemblyman, we 

23           have to move on to the Senate.

24                  CHAIRWOMAN KRUEGER:  Thank you.  


                                                                   396

 1                  Oh, I think we're up to me.  Hi.  So, 

 2           so many questions have been asked, and I 

 3           don't want to repeat anything.  But I just 

 4           want to phrase something maybe slightly 

 5           different to clarify.  

 6                  So we have this global cap many people 

 7           have been talking about, and we've been 

 8           talking about it for a year.  And when it 

 9           went into effect -- was it 2011, 2012?  Do 

10           you remember, Donna?  What was the number of 

11           people on Medicaid when we put the global cap 

12           into effect?

13                  MEDICAID DIRECTOR FRESCATORE:  Far 

14           fewer.  I don't have an exact number, 

15           Senator.  

16                  CHAIRWOMAN KRUEGER:  Well, I think it 

17           was about 4 million.  I could be wrong.  And 

18           you said we're now going -- we're going to 

19           hit 7 million.  

20                  So a global cap, if it was a 

21           limitation on how much money per person in 

22           the program, would actually conceivably be 

23           justified because you're trying to limit 

24           growth in the program per person.  


                                                                   397

 1                  But we've almost doubled the Medicaid 

 2           program, I think, since we started the global 

 3           cap.  And so to make the argument that you're 

 4           not doing harm to people's healthcare when 

 5           you keep trying to reduce, reduce, reduce the 

 6           overall cost of the program that is now 

 7           healthcare for 7 million people instead of 

 8           4 million people, it's just an impossible 

 9           scenario.  It doesn't matter how many times 

10           we go back and look at the numbers and ask 

11           you for the data -- you just can't provide 

12           health insurance for 7 million people on a 

13           lower cost from what you started off on for 

14           4 million people, and you shouldn't be 

15           trying.

16                  So it's not a question, it's a 

17           statement that we really just need to go back 

18           and establish the rational definition for 

19           what a global cap is, and then ask whether we 

20           should be having one at this point in time.  

21                  Particularly because not only do we 

22           know we're in the middle of a world pandemic, 

23           but we've also got more federal Medicaid 

24           funds coming in than likely we will ever see 


                                                                   398

 1           again, and we should be using them not just 

 2           to help the people who need it now, but to do 

 3           all those other things you've talked about 

 4           today that we all want you to do, which is to 

 5           rebuild the public health system in all 

 6           62 counties of the state.  

 7                  We used to pride ourselves on having 

 8           an amazing public health system, and I've 

 9           watched it be taken apart.  And we hear from 

10           counties -- and smaller counties in upstate 

11           New York and other counties throughout the 

12           state have things they used to be able to do 

13           they no longer have staff to do.  And so why 

14           would it surprise us if our nursing homes 

15           were actually in terrible shape long before 

16           the pandemic hit them?  We had statistics 

17           showing that we had a huge problem with 

18           nursing homes being understaffed and a higher 

19           rate of illness than most national nursing 

20           homes, and a correlation between allowing 

21           for-profits to have taken over the markets 

22           versus the traditional model of 

23           community-based nursing homes.  

24                  And we knew all this was happening, 


                                                                   399

 1           and yet it just -- we couldn't get our arms 

 2           around it.  And you want to get your arms 

 3           around it, and I believe both of you do.  But 

 4           we're not giving you a system that's going to 

 5           let you unless we actually are funding it 

 6           appropriately.

 7                  And so I'm not even going to ask you a 

 8           question, I've just already said what I want 

 9           to say, that we really have to be honest 

10           about what we've done to our public health 

11           system, what price we're paying for it.  

12           Because one of the prices we've paid for 

13           it -- whoever wants to point fingers at 

14           anyone, that's not really my style -- is we 

15           had a much higher death rate in our state 

16           from the pandemic than other states did.  

17                  Now, granted, we got it earlier before 

18           everybody learned their lessons.  But if we 

19           had had a better public health system in 

20           place, the personnel in place, functioning 

21           nursing homes, distribution of healthcare 

22           beyond giant hospitals -- somewhere along the 

23           line today people talked about CONs.  It's a 

24           huge issue, from my perspective, that we 


                                                                   400

 1           continue, despite endless conversations about 

 2           hospital healthcare is the most expensive 

 3           healthcare, we should be careful and focused 

 4           about making sure we have fair distribution 

 5           of hospitals statewide, not some places with 

 6           one hospital for five counties and other 

 7           places with too many hospitals.  

 8                  And I personally come from the one 

 9           area of the state that has the largest number 

10           of hospital beds per patient of anywhere in 

11           the state, and I don't understand why.  I 

12           don't think it's good for healthcare.  I 

13           don't think it's good for fair and equitable 

14           distribution of healthcare.  And I think we 

15           need a CON system where we get to tell big 

16           private hospitals:  We don't need another one 

17           of you over here.  We could use three of you 

18           down the road, three of you up there, but we 

19           don't really need another one in the East 60s 

20           or the East 70s on Manhattan Island.

21                  So I just hope that because of all of 

22           the nightmares we're living through -- and we 

23           all are, you more than anyone, people who 

24           work in your agency and come in every day and 


                                                                   401

 1           know what they're facing.  And thank you to 

 2           all the people who aren't here at DOH who are 

 3           trying to get things done every day with a 

 4           lot of angry people at them and a lot of 

 5           angry legislators at them -- who are angry at 

 6           them.  

 7                  I hope we learn from this the lessons 

 8           of what we could have done right to avoid 

 9           some of it, what we can do better because we 

10           have survived or will ultimately survive 

11           this.  And be -- you know, just be the State 

12           of New York we always knew we could be.  And 

13           I have to say on health policy we used to 

14           have a much stronger system.  We just did.  

15           Our public health system was better.  My 

16           friendly Insurance chair here, when he was 

17           pleading with you about the issues for mental 

18           health services and substance abuse services 

19           at the county levels all over the state -- 

20           yes, of course we have to do that.  That's 

21           what we should be investing our healthcare 

22           money in, and in preventive services.  

23                  So with that, I do -- I usually don't 

24           even talk that much at these hearings, I just 


                                                                   402

 1           direct.  But I've done my rant, and thank you 

 2           for your service.

 3                  And back to you, Helene.

 4                  CHAIRWOMAN WEINSTEIN:  Assemblywoman 

 5           Solages.

 6                  ASSEMBLYWOMAN SOLAGES:  And thank you 

 7           to -- I appreciate the endurance of the 

 8           chairs.  And thank you, Commissioner, for 

 9           this opportunity.  

10                  I just agree with my colleagues on 

11           transparency and communication and also the 

12           importance of a permanent vaccine site in 

13           suburban and rural communities.  I think that 

14           would be a great effort, especially to 

15           target, you know, underserved communities.

16                  However, I want to discuss the crisis 

17           of maternal mortality and morbidity, because 

18           we know that women are twice as likely to die 

19           from complications of pregnancy and birth 

20           than their mothers were a generation ago.

21                  So I'm still waiting on communication 

22           about the Doula Pilot Program in New York 

23           State.  I am a sponsor of the legislation 

24           that expands Medicaid coverage for the Doula 


                                                                   403

 1           Pilot Program.  I was excited in June of 2019 

 2           when your administration announced that they 

 3           were going to do a pilot program.  However, 

 4           I've seen that there's been very little 

 5           effort made.  Last year I asked you the same 

 6           question; it was said "I'm going to get back 

 7           to you," and I haven't received a response.

 8                  So what is the status of that program?

 9                  COMMISSIONER ZUCKER:  We will -- I am 

10           sorry I didn't get back to you about that.  I 

11           do remember the question last year, and then 

12           it was shortly -- well, it was when this all 

13           began, so -- and we haven't --

14                  ASSEMBLYWOMAN SOLAGES:  Yeah.  So I 

15           won't hold it against you, but -- but today's 

16           a new year, so.

17                  COMMISSIONER ZUCKER:  All right.  

18           Well, it's a new year, and I will get back to 

19           you on it.

20                  ASSEMBLYWOMAN SOLAGES:  Mm.  Um --

21                  COMMISSIONER ZUCKER:  I don't -- I 

22           have to get the data on that.  But I don't 

23           have it right at the top of my head.

24                  ASSEMBLYWOMAN SOLAGES:  I hear from 


                                                                   404

 1           the doulas, it's not going well.

 2                  You know -- you know, we say that we 

 3           care about maternal mortality and morbidity, 

 4           but in this budget we make a 20 percent cut 

 5           to Nurse-Family Partnerships, and there's 

 6           deeper cuts to that program as well.  

 7                  So, you know, what is the goal?  Are 

 8           we trying to improve -- sorry, are we trying 

 9           to improve maternal and child health and 

10           reduce maternal births?  Because by cutting 

11           Nurse-family Partnerships, we're not sending 

12           that signal.

13                  COMMISSIONER ZUCKER:  No, it's -- as 

14           you know, it's a major commitment of ours to 

15           address the maternal mortality issue.  It was 

16           years ago, when we did the tour around the 

17           state.  And we have identified programs to 

18           address this and have had -- our Maternal 

19           Mortality Advisory council was looking at 

20           this, and we do have the doula program that 

21           we have been addressing in the past.

22                  I know that this was something which I 

23           was supposed to get back to you about.

24                  ASSEMBLYWOMAN SOLAGES:  Yeah, so it's 


                                                                   405

 1           two for two.  

 2                  So I'm going to move on to the public 

 3           health workforce outside of New York City.  

 4           We know that public health -- our departments 

 5           of health have been reduced about one-third 

 6           between 2011 and 2018.

 7                  So, you know, is the Department of 

 8           Health looking to strengthen the public 

 9           health infrastructure in New York State by 

10           increasing funding through Article VI?  Is 

11           that something that you guys are interested 

12           in doing?

13                  COMMISSIONER ZUCKER:  Well, we are 

14           trying to strengthen the public health force.  

15                  If you're asking whether by not giving 

16           funds to the local communities -- is that 

17           what you're implying?  I'm not sure --

18                  ASSEMBLYWOMAN SOLAGES:  Yes, yes, 

19           that's why I'm implying.

20                  COMMISSIONER ZUCKER:  Well, we are 

21           trying -- right, and we are looking at the 

22           budget and there are a lot of challenges.  

23                  There was a question previously 

24           regarding New York City and what to do, and I 


                                                                   406

 1           mentioned the reasons for the cuts there.  

 2           And we are trying to figure out other ways to 

 3           provide the public health services that are 

 4           needed in the community.  We work closely 

 5           with all of the communities, and we have been 

 6           working with them through this pandemic as 

 7           well.

 8                  It is a tight budget.  We'll see what 

 9           we can do and continue to work with them.

10                  ASSEMBLYWOMAN SOLAGES:  Because our 

11           departments of health have been doing a great 

12           job locally throughout COVID and, you know, 

13           they really need to be supported.

14                  COMMISSIONER ZUCKER:  And we recognize 

15           that.

16                  CHAIRWOMAN WEINSTEIN:  Back to the 

17           Senate.

18                  CHAIRWOMAN KRUEGER:  We have the 

19           second round for Senator Rivera.

20                  SENATOR RIVERA:  I'm back.  

21                  Three things.  First, Essential Plan.  

22           In your testimony you said that the -- and 

23           I'll actually read the quote:  "The budget 

24           will eliminate monthly payments for over 


                                                                   407

 1           400,000 New Yorkers," which I'm very -- 

 2           that's a good thing.  So how do you plan to 

 3           cover that elimination of premiums, by the 

 4           way?

 5                  COMMISSIONER ZUCKER:  Donna, do you 

 6           know that?

 7                  MEDICAID DIRECTOR FRESCATORE:  Yeah, 

 8           the federal rules around the Benefit Trust 

 9           Fund, where the state receives 95 percent of 

10           the tax credits, allows for two things:  

11           Services and reduction in consumer costs.  

12           This is reduction in consumer costs.  We will 

13           increase --

14                  SENATOR RIVERA:  Okay.  Gotcha.  So 

15           the trust fund -- so it's the trust fund.  

16           How big is it right now?  How big is --

17                  MEDICAID DIRECTOR FRESCATORE:  The 

18           balance in the trust fund that we expect at 

19           the end of this fiscal year is 4.5 billion.

20                  SENATOR RIVERA:  Four-point-five 

21           billion.

22                  MEDICAID DIRECTOR FRESCATORE:  Yeah.

23                  SENATOR RIVERA:  I asked the question 

24           because I want to make sure that we move 


                                                                   408

 1           through these.  So why -- so that's -- but I 

 2           believe, by the way, that that's a good 

 3           thing.  However, why are you only eliminating 

 4           medical premiums and not the $30 vision and 

 5           dental premium for patients?  Is there a 

 6           particular reason why you chose not to do 

 7           that one?

 8                  MEDICAID DIRECTOR FRESCATORE:  Well, I 

 9           think what we saw was that -- during COVID 

10           was that the $20 premium for the medical care 

11           was causing some people not to be able to 

12           continue it, or not want to continue it.  

13                  And we also, in addition to this 

14           premium helping existing consumers, the 

15           400,000, we also believe it drives about 

16           100,000 new enrollees.

17                  SENATOR RIVERA:  I would certainly -- 

18           I would certainly hope that we use that -- 

19           that we use that money more expansively, more 

20           expansively and extensively, because it's 

21           there and we should certainly use it.

22                  But I want to move on to safety nets, 

23           and actually Liz Krueger -- if Liz Krueger 

24           was a basketball player, like basically she 


                                                                   409

 1           would be like that was the biggest of slam 

 2           dunks, it's like she flew over a car, because 

 3           it's like -- it was absolutely on point.

 4                  Now, the Governor, it is true, has 

 5           been consistent in the message, at least, 

 6           that there are important safety-net 

 7           hospitals.  You folks certainly did that 

 8           here.  But so if you are -- so if you are 

 9           indeed, if the administration is so committed 

10           to safety-net hospitals, then how do you 

11           rationalize the proposed cuts to the ICP for 

12           public hospitals?

13                  MEDICAID DIRECTOR FRESCATORE:  I think 

14           the -- for the four or so hospitals that 

15           would be affected, the state funding would 

16           not be available.  But under the DSH caps, 

17           the funding could still be received with 

18           local dollars, if there was an -- 

19                  (Overtalk.)

20                  SENATOR RIVERA:  So basically you're 

21           putting the onus on counties.  Right?

22                  MEDICAID DIRECTOR FRESCATORE:  It 

23           was -- it's the state share savings, yes.

24                  SENATOR RIVERA:  So --


                                                                   410

 1                  MEDICAID DIRECTOR FRESCATORE:  And, 

 2           you know, those -- as I understand it --

 3                  SENATOR RIVERA:  -- hold on --

 4                  MEDICAID DIRECTOR FRESCATORE:  Sorry.

 5                  SENATOR RIVERA:  Go ahead, go ahead.  

 6           I'm going to let you finish that one.  Go 

 7           ahead.

 8                  MEDICAID DIRECTOR FRESCATORE:  I'm 

 9           just getting a little feedback, I'm sorry, 

10           Senator.  

11                  So -- go ahead.  I think I've answered 

12           the question, yes. 

13                  SENATOR RIVERA:  Okay.  So because -- 

14           the thing is that I'm concerned about you 

15           putting this on counties.  Because given the 

16           ongoing fiscal strains in counties, I mean, 

17           should it be on the counties to make up the 

18           difference to protect these hospitals?  I'm 

19           concerned about that.  

20                  So instead of cutting safety nets that 

21           have been essential -- and they're called 

22           essential for a reason, right -- why don't we 

23           protect them?  I mean, this is actually 

24           something I'd like to ask both of you, 


                                                                   411

 1           particularly the commissioner.  So do you 

 2           believe that we should be raising revenue to 

 3           be able to avoid deep cuts to safety-net 

 4           hospitals -- (ongoing audio feedback) -- 

 5           during this -- don't tell me that the 

 6           feedback's coming now when I'm asking about 

 7           revenue.

 8                  CHAIRWOMAN KRUEGER:  Senator Gallivan, 

 9           go on mute.  

10                  (Laughter.) 

11                  SENATOR RIVERA:  Commissioner?

12                  CHAIRWOMAN KRUEGER:  Are you still 

13           there, Commissioner?

14                  COMMISSIONER ZUCKER:  Yeah, but the 

15           question I lost because of the feedback.  Can 

16           you --

17                  SENATOR RIVERA:  Yeah, I figured.  Let 

18           me just --

19                  CHAIRWOMAN KRUEGER:  Repeat the 

20           question.

21                  SENATOR RIVERA:  I'm going to need 

22           those 15 seconds back.  

23                  The question is would you, to avoid 

24           deep cuts to safety nets that you say that 


                                                                   412

 1           you want to protect so much, would you -- 

 2           would you say that we need to raise revenues?

 3                  COMMISSIONER ZUCKER:  That would be 

 4           one -- that would be one option, I guess, we 

 5           could tackle that.  I'm trying to figure out 

 6           how --

 7                  SENATOR RIVERA:  Well, I'm going to -- 

 8           if you were a legislator, I would sign you on 

 9           to the entire package of Invest in Our 

10           New York.

11                  But this is the last point I want to 

12           make, because I only five minutes.  And I 

13           have a couple of other colleagues that were 

14           giving me questions, I just couldn't get to 

15           them.  

16                  But listen, the -- as far as the 

17           global cap, I just want to underline this.  I 

18           mean, the purpose of it, which -- it's 

19           arbitrary, and we all recognize that -- is to 

20           regulate spending on Medicaid.  In the last 

21           fiscal year, the program faced $2.2 billion 

22           in cuts.  And this budget proposal today cuts 

23           well beyond what is deemed necessary for the 

24           global cap measure.  I mean, you told us 


                                                                   413

 1           yourself that you had savings here.  

 2                  So if public health is the priority, 

 3           as you stated, Commissioner -- and Donna as 

 4           well -- and given that 5.4 is made available 

 5           through the Enhanced FMAP, a portion of which 

 6           is also -- and as I said, it's just bananas 

 7           to me that it's being used for General Fund 

 8           relief -- why should Medicaid providers take 

 9           a deeper cut so this administration can use 

10           Medicaid funds for whatever purpose they see 

11           fit?  

12                  And I'm going to leave that question 

13           hanging because that's going to be an 

14           underlying thing in this whole conversation 

15           about the budget.  Just still kind of crazy 

16           to me.

17                  Madam Chair, that's my time in a 

18           second round.

19                  CHAIRWOMAN KRUEGER:  Thank you, 

20           Senator.

21                  I believe the Senate is done, Helene.  

22           And so just take us home, the Assembly.

23                  CHAIRWOMAN WEINSTEIN:  Okay.  Well, I 

24           know Assemblyman Gottfried needs to go to 


                                                                   414

 1           conference, so why don't we have him do his 

 2           second now.  I'm not sure if he's going to 

 3           wait till this portion of the hearing ends.  

 4           And then we'll go back, we still have about 

 5           six members.  

 6                  Assemblyman Gottfried.

 7                  ASSEMBLYMAN GOTTFRIED:  Okay, thank 

 8           you.  So I have a few things.  I'm not sure 

 9           I'm phrasing them as questions, but just 

10           maybe you can send me responses.  

11                  Earlier in the day I asked the 

12           superintendent of Insurance, you're using 

13           420 million from the Essential Plan Trust 

14           Fund for something called rate enhancements.  

15           I'm not quite sure what they are.  But, I 

16           said, federal law says that the trust fund 

17           can only be used to reduce the premiums and 

18           cost-sharing of or provide eligible 

19           individuals.  And I said, how does rate 

20           enhancements come in under that?  

21                  If you have a legal opinion handy that 

22           explains that, do not send it to me -- 

23           because oh, my goodness, that would be 

24           attorney-client privilege.  So instead, why 


                                                                   415

 1           don't you just write me a memo.  Because 

 2           attorney-client privilege doesn't stop you 

 3           from writing me a memo explaining in some 

 4           detail legally how that's kosher.

 5                  MEDICAID DIRECTOR FRESCATORE:  May I 

 6           answer that as a non-attorney?

 7                  ASSEMBLYMAN GOTTFRIED:  Maybe let me 

 8           finish just because of the clock.

 9                  MEDICAID DIRECTOR FRESCATORE:  Okay.

10                  ASSEMBLYMAN GOTTFRIED:  The 

11           commissioner I think said that "We support 

12           the Consumer Directed Program" -- and, Donna, 

13           it may have been you who said "No one will 

14           lose services."  

15                  Well, first of all, for years the 

16           department has been trying everything it can 

17           imagine to eliminate the Consumer Directed 

18           Program.  So don't tell people you support 

19           it, number one.  

20                  And number two, the reason you're 

21           trying to get rid of a whole lot of highly 

22           qualified fiscal intermediaries is so that 

23           you can more tightly control the program so 

24           that people do lose services, because the 


                                                                   416

 1           fiscal intermediaries will know that if they 

 2           don't run a ship that denies people services, 

 3           they'll lose out on the next round of RFP.

 4                  The commissioner I think early on said 

 5           in relation to hydrochloroquil {sic} that the 

 6           doctor-patient relationship is paramount.  We 

 7           may remind the executive chamber of that when 

 8           we're in budget negotiations about your 

 9           proposal to eliminate prescriber prevails.  

10                  The last thing to note is many times 

11           today you've said -- and I'm sure you'll say 

12           it many more times -- "We'll get back to 

13           you."  This is my 34th budget hearing as 

14           chair of the Health Committee.  I've heard 

15           that statement any number of times.  I don't 

16           know if anybody has ever gotten back to us, 

17           certainly virtually never before we were -- 

18           had to be done doing the budget.  

19                  So it kind of feels, and I'm doing a 

20           lot of literary references today, it kind of 

21           feels like Lucy and Charlie Brown and the 

22           football.

23                  MEDICAID DIRECTOR FRESCATORE:  Can we 

24           respond in the time that remains, 


                                                                   417

 1           Assemblyman?  

 2                  ASSEMBLYMAN GOTTFRIED:  Sure.  Sure.

 3                  MEDICAID DIRECTOR FRESCATORE:  So on 

 4           the provider reimbursement, I just -- I want 

 5           to be clear about what it is.  So when the 

 6           Essential Plan was set up, we needed to make 

 7           some assumptions about how much a health plan 

 8           would pay providers to be able to retain a 

 9           network.  Right?  

10                  The assumption for the population that 

11           we're talking about here was Medicaid plus 

12           20 percent.  What this investment does is it 

13           brings that reimbursement rate closer to 

14           commercial insurance rates, so as to make 

15           certain we preserve access.

16                  We believe -- and we can send you your 

17           memo, but we believe that that is an 

18           appropriate use of the trust fund money 

19           because it is services.  It's paying more 

20           than, you know, a hundred -- instead of $100, 

21           paying a hundred and -- you know, or $120, 

22           paying $130 for service.  Our thinking is it 

23           would apply to both inpatient and outpatient.

24                  And you know, as we've talked I think 


                                                                   418

 1           over the years, that the assumption about 

 2           provider reimbursement is really important to 

 3           the access issue.

 4                  On CDPAPs, we're not trying to 

 5           eliminate the program.  We had a lot of 

 6           discussion about the fiscal intermediary.  I 

 7           take away from this --

 8                  THE MODERATOR:  We're getting feedback 

 9           from the commissioner.

10                  MEDICAID DIRECTOR FRESCATORE:  I take 

11           away, you know, from this conversation today 

12           that there are concerns about the process 

13           that was used to select the fiscal 

14           intermediaries.  

15                  We are in step one of that process.  

16           It now will go through any debriefings.  If 

17           there's protests with the Comptroller's 

18           office, then each and every offerer is 

19           subject to a vendor responsibility, which is 

20           part of the state contracting process.  And 

21           we -- you know, I hear your concerns today 

22           about geography, hear your concerns about, 

23           you know, your perceptions of who the good 

24           FIs are and who the bad FIs are.  


                                                                   419

 1                  One of the benefits of this process, 

 2           when it's all said and done, is we will have 

 3           quality measures and metrics going forward so 

 4           we can see and judge the kinds of service -- 

 5           the quality of the service these consumers 

 6           are receiving.  

 7                  So thank you for letting me answer.

 8                  ASSEMBLYMAN GOTTFRIED:  So just to be 

 9           clear, doctors and hospitals who treat 

10           moderate-income patients on the Essential 

11           Plan, they get a rate increase.  Doctors and 

12           hospitals who treat poor people on Medicaid 

13           get a Medicaid cut.  

14                  MEDICAID DIRECTOR FRESCATORE:  So -- 

15           so --

16                  ASSEMBLYMAN GOTTFRIED:  Just to be -- 

17           make sure I heard you right.

18                  MEDICAID DIRECTOR FRESCATORE:  Well, 

19           how the reimbursement has been structured is 

20           those individuals who would otherwise have 

21           been in the Medicaid program are reimbursed 

22           at the Medicaid -- reimbursement is at the 

23           Medicaid rate.  

24                  For those who would have been in 


                                                                   420

 1           qualified health plans had we not adopted the 

 2           Basic Health Program and we would have had 

 3           commercial rates, was where that increment 

 4           was.

 5                  ASSEMBLYMAN GOTTFRIED:  So there's a 

 6           rationale, you say, but the bottom line is 

 7           moderate-income people, their doctors get 

 8           paid -- will be paid better tomorrow than 

 9           they are today.  Doctors who treat poor 

10           people will be paid worse tomorrow than they 

11           are today.

12                  MEDICAID DIRECTOR FRESCATORE:  No, 

13           there's -- not worse.  That reimbursement --

14                  ASSEMBLYMAN GOTTFRIED:  Well, 1 

15           percent worse.  They're going to have a 

16           1 percent cut.

17                  MEDICAID DIRECTOR FRESCATORE:  I'm 

18           sorry, the 1 percent does not apply to the 

19           Essential Plan.

20                  ASSEMBLYMAN GOTTFRIED:  I know that.  

21           It applies to Medicaid.  Doctors treating 

22           Medicaid patients will be paid 1 percent 

23           less.  Doctors treating moderate-income 

24           people on the Essential Plan will be paid 


                                                                   421

 1           some percentage more.

 2                  MEDICAID DIRECTOR FRESCATORE:  So I -- 

 3           we will send you the Essential Plan 

 4           explanation so that you have it, but I wanted 

 5           to be able to at least explain what that 

 6           reimbursement was and -- as background today.

 7                  ASSEMBLYMAN GOTTFRIED:  And when do 

 8           you think you might have that ready to send 

 9           to me?

10                  MEDICAID DIRECTOR FRESCATORE:  You 

11           know, our folks start working on it tomorrow.  

12           And -- 

13                  CHAIRWOMAN WEINSTEIN:  Okay, and -- I 

14           mean, that needs to be sent to 

15           Senator Krueger and myself also.

16                  MEDICAID DIRECTOR FRESCATORE:  Yes, 

17           absolutely.  Absolutely.  Thank you.

18                  CHAIRWOMAN WEINSTEIN:  Okay.  We're 

19           going to move on.  Thank you.  

20                  We're going to go to Assemblywoman 

21           Bichotte Hermelyn.

22                  ASSEMBLYWOMAN BICHOTTE HERMELYN:  

23           Thank you, Chair.  Thank you, Commissioner 

24           and everyone for being here.  


                                                                   422

 1                  I just have -- I have a list of 

 2           things, so I'll just talk about my concerns 

 3           and you can answer.  So first, I do want to 

 4           thank my colleague for mentioning and 

 5           addressing the maternal mortality issues and 

 6           the doula.  So certainly I would like to be 

 7           one who would like to know the update on that 

 8           issue.  

 9                  And for the record, I do join my 

10           colleagues around transparency, 

11           accountability and reporting of the nursing 

12           home deaths and everything that's happening 

13           there.

14                  The budget proposed to limit Medicaid 

15           reimbursement to include only staffing costs 

16           related to contractual arrangements that 

17           comply with regulatory requirements.  Our 

18           state's seniors have been disproportionately 

19           affected by this pandemic, and we've seen 

20           firsthand, through a loved one, how hard the 

21           virus can hit elders.  And I'm just wondering 

22           how can we be considering any cuts to 

23           Medicaid during a global pandemic, especially 

24           low-income and marginal communities that were 


                                                                   423

 1           hit the hardest.  

 2                  The second question is the budget 

 3           proposes to require PPEs through state 

 4           contracts of over 50,000 be produced in -- 

 5           you know, to be produced made in the U.S.  

 6           The head of the agency making the purchase 

 7           can waive this requirement under 

 8           circumstances related to cost, public 

 9           interest, availability and timing.

10                  During case increases, we saw doctors 

11           suffering from PPE shortages.  How can we 

12           ensure that our supplies always meet our 

13           demand?  Also, I know there were some issues 

14           around MWBEs being left out of the 

15           procurement process.  I'm very interested in 

16           knowing that because, again, MWBEs, their 

17           communities are the ones that were hit the 

18           hardest.  

19                  Telehealth is very important.  I want 

20           to thank you for expanding that.  But I 

21           haven't seen anything about language access.  

22           My mother is elderly; I know everything about 

23           a lot of managed long-term care and Medicaid 

24           and Medicare.  And she uses a flip phone, so 


                                                                   424

 1           I have to be on three-way to speak to the 

 2           doctor and her because there's a language 

 3           access issue.

 4                  So I definitely want to see if there's 

 5           anybody who's translating, you know, in her 

 6           language and other people's languages -- 

 7           Haitian Creole, Spanish, Russian, Polish.

 8                  I just want to say that I am 

 9           supportive of repealing the Medicaid Global 

10           Spending Cap.  I'm in support of a safe 

11           staffing ratio to increase -- we need to 

12           address that for nursing homes and hospitals.  

13           Access to coverage for immigrants, who are 

14           currently ineligible.  And I also agree with 

15           my Senator in terms of raising revenue, 

16           Invest in Our New York to ensure that our 

17           safety-net hospitals are covered.  

18                  Lastly, under managed long-term care, 

19           I am concerned about the home care workforce 

20           recruitment and retention.  And I think more 

21           than ever we need to make sure that we 

22           invest, because home care workers are needed 

23           drastically.  Thank you -- desperately.

24                  Thank you.


                                                                   425

 1                  CHAIRWOMAN WEINSTEIN:  Thank you.  

 2                  To the extent that there are some 

 3           questions there, we appreciate the responses 

 4           sent to Senator Krueger and myself.

 5                  Next we go to Assemblywoman Byrnes.

 6                  ASSEMBLYWOMAN BYRNES:  Are we there?  

 7           Hang on.  Hang on.  Are we up?

 8                  CHAIRWOMAN WEINSTEIN:  There you are.  

 9           Go ahead.  

10                  ASSEMBLYWOMAN BYRNES:  All right, 

11           thank you very much.  I want to thank you, 

12           Madam Chair, and Dr. Zucker for being here 

13           today.

14                  And I want to note, first of all, that 

15           earlier, Dr. Zucker, there were some 

16           statements you made when chatting with other 

17           Assemblymembers, and I just want to put 

18           something into the record.  "This preliminary 

19           data for the 62 facilities, in time periods 

20           noted above, suggest that COVID-19 resident 

21           deaths associated with nursing homes in 

22           New York State appeared to be undercounted by 

23           DOH by approximately 50 percent."

24                  With deepest regard, sir, that was not 


                                                                   426

 1           the headline, that was the conclusion of the 

 2           Attorney General report.  What I really would 

 3           like to go and chat about right now, however, 

 4           is going back to what Mr. Gottfried talked 

 5           about many hours ago, and that is the CDPAP 

 6           program and the fact that it's being reduced 

 7           to 68 agencies.  

 8                  The reason I want to talk about it is 

 9           because it does appear to be eliminating a 

10           really important program in the City of 

11           Rochester community, All-American Home Care, 

12           a fantastic business.  

13                  When they received the application 

14           recently they were told that after it was 

15           filled out there would be a debriefing, they 

16           would be given strengths, weaknesses, a 

17           score, and an opportunity to protest should 

18           they disagree with the finding.  After the 

19           application was filled out, then they 

20           received a score but no strengths, no 

21           weaknesses.  They had five days to protest, 

22           but nothing to protest from, because no 

23           information.

24                  So, Dr. Zucker, what I would really 


                                                                   427

 1           like to know, sir, is when you have a 

 2           company, good company, that is given a report 

 3           with no strengths and weaknesses to even 

 4           attempt to protest from, are you going to be 

 5           extending the deadline, that five day 

 6           deadline to protest, so that they have a fair 

 7           and reasonable opportunity and due process 

 8           right to be heard on their business?  

 9           Obviously you can't protest a score without 

10           knowing how the score was even developed.  

11                  Dr. Zucker?

12                  COMMISSIONER ZUCKER:  So I think that 

13           everyone should have due process.  So I'd 

14           like to look at this -- the information 

15           further.  I don't want to make a comment on 

16           something which I don't have all the facts.  

17           I have your facts of what you've presented, 

18           but I'd like to take a look at all the 

19           information.  But I am a big supporter of 

20           making sure that everyone has an opportunity 

21           to be heard.  

22                  ASSEMBLYWOMAN BYRNES:  Would you -- if 

23           this is -- what I'm saying is true, would you 

24           extend the deadline to protest?


                                                                   428

 1                  COMMISSIONER ZUCKER:  I need to --

 2                  MEDICAID DIRECTOR FRESCATORE:  So let 

 3           me -- let me, if I can, Dr. Zucker, jump in, 

 4           because I think I've touched on this before.  

 5           And that is that hearing concerns, you're 

 6           right, any offer that was told that their 

 7           proposal was not accepted first got a letter 

 8           offering a debriefing and some basic 

 9           information with an invitation for them to 

10           come back and learn now.  We are now getting 

11           those requests, we are handling and 

12           processing those requests.  

13                  As to the five days, I don't know when 

14           that clock starts counting, but I will go 

15           back and take a look at it.  I would agree 

16           that until there's an opportunity for an 

17           offerer to hear about what their strengths 

18           and weaknesses were, in the judgment of the 

19           department, they should not have to file a 

20           protest.  

21                  That protest, by the way, is with the 

22           Comptroller's office.  I will go back and 

23           look at the timing of that.  I appreciate you 

24           raising that point, which was not raised 


                                                                   429

 1           earlier, about the five days.

 2                  ASSEMBLYWOMAN BYRNES:  I can provide 

 3           you the information on the name of the 

 4           company.

 5                  MEDICAID DIRECTOR FRESCATORE:  Yeah.  

 6           I mean, it would apply, the requirement is 

 7           across all of the offerers.  So I appreciate 

 8           you telling me the company, but it's not 

 9           needed for us to look at that.

10                  ASSEMBLYWOMAN BYRNES:  Thank you, 

11           ma'am.

12                  CHAIRWOMAN WEINSTEIN:  Thank you.  

13                  Assemblyman Norris.

14                  ASSEMBLYMAN NORRIS:  Thank you, 

15           Madam Chair.  And thank you, Commissioner, 

16           for the opportunity to speak.  

17                  I first want to just thank you and 

18           your team.  I live in Lockport, New York.  I 

19           represent Lockport and eastern Niagara 

20           County.  And your team has been very, very 

21           helpful with our local hospital, and 

22           certainly during these trying times.  And 

23           they will be going to a modified facility in 

24           time, and I would just hope that you will 


                                                                   430

 1           continue to provide the assistance, and your 

 2           team, because we are very grateful for that.

 3                  The rural areas all throughout 

 4           New York State, but particularly here, it's 

 5           very, very important for a hospital system in 

 6           this new hub, it's going to be very 

 7           important.  So I thank the department for 

 8           that.

 9                  Regarding the trust that you've talked 

10           about, and the openness, I just want to 

11           remind you that it's very, very important as 

12           we move forward, when we're dealing certainly 

13           with the public, that the trust and the 

14           openness from you in particular is done.  

15           Because as we're dealing with the 

16           vaccinations, which quite frankly has been a 

17           disaster in terms of the rollout -- and I 

18           understand the supply issue that you've 

19           raised, but also we need to get our schools 

20           open and we need to get our businesses fully 

21           operational as we deal with this pandemic.  

22                  So I just encourage you to please come 

23           back.  I've sat through all of your testimony 

24           today, and I appreciate the testimony, but 


                                                                   431

 1           there are many more issues that need to be 

 2           addressed.

 3                  And I would like to just ask, for 

 4           clarification purposes -- in terms of COVID 

 5           deaths, one COVID death is too many.  My 

 6           heart breaks for everyone who lost someone 

 7           because of COVID.  But could you provide 

 8           clarification to me and my constituents?  

 9           Because I've asked in three letters to you 

10           how a COVID-19 death is classified and how is 

11           it exactly determined.  Is it the death 

12           certificate that is used?  And is it the 

13           consequences or the major cause used under 

14           those criteria?  

15                  And secondly, in terms of the 

16           vaccination rollout, I would like to just 

17           implore you to please simplify the process.  

18           My office and my constituents are extremely 

19           frustrated.  Obviously it's difficult for 

20           them to get appointments.  They're spending 

21           hours and hours, and I implore you and the 

22           administration to make this process 

23           streamlined as we move forward, to provide 

24           that credibility to ensure that our residents 


                                                                   432

 1           are vaccinated in due time when the supply 

 2           comes and we have a plan to do that.  

 3                  And particularly using our businesses 

 4           as mobile sites, go right to the businesses, 

 5           if you can, to make sure -- many people 

 6           employed, hundreds of people -- and also into 

 7           our doctor's offices.  When can we expect the 

 8           vaccinations into our doctor's offices?  

 9                  Thank you very much for your time, 

10           Dr. Zucker.

11                  COMMISSIONER ZUCKER:  Thank you.  

12                  And we are working to get it into 

13           doctor's offices, and we're working to roll 

14           out the vaccination plan across the -- more 

15           aggressively.  I mean, we're pretty darn 

16           aggressive right now.  The issue comes back 

17           to what I said originally, which is this is a 

18           supply-and-demand issue.  And hopefully when 

19           we have more vaccine, we will be able to get 

20           it out.  I hear you on that.

21                  I agree with you that any death from 

22           COVID or, for that matter, from anything is 

23           always tragic and affects a lot of families.  

24           I know that your time is out, and I'm not 


                                                                   433

 1           sure whether the chair wants me to respond.  

 2           I can give you some -- 

 3                  CHAIRWOMAN WEINSTEIN:  Why don't you 

 4           respond in writing.  We've kept you here so 

 5           long, and we still have --

 6                  COMMISSIONER ZUCKER:  Okay.  Okay, 

 7           fine.

 8                  CHAIRWOMAN WEINSTEIN:  -- four-plus 

 9           members to ask questions.

10                  ASSEMBLYMAN NORRIS:  I would like a 

11           written response to that.  I would really 

12           appreciate a written response to the 

13           question.  

14                  CHAIRWOMAN WEINSTEIN:  We'll get 

15           written responses for all of these questions.  

16           We're giving the commissioner a lot of 

17           homework.

18                  Assemblywoman Hyndman.

19                  ASSEMBLYWOMAN HYNDMAN:  Thank you, 

20           Chair Weinstein.  

21                  I'm going to give the commissioner 

22           some more homework.  Sorry about that.

23                  My -- I have a couple of questions on 

24           a different tack.  See, I'm an advocate for 


                                                                   434

 1           sickle cell, as it greatly affects 

 2           African-American communities.  And a lot of 

 3           the CBOs have told me that there's a delay in 

 4           accessing funds for sickle cell.  And my 

 5           question, what could be causing that delay 

 6           and what can we do to streamline it, as 

 7           sickle cell patients during this pandemic are 

 8           obviously greatly affected because their 

 9           immune system is severely compromised.  

10           That's my first question.

11                  My second question is I'm an advocate 

12           for wastewater testing, which has shown 

13           surprising results of detecting pandemic 

14           spikes in tests that have been done by 

15           Syracuse University.  Is there any move by 

16           the Department of Health to put this on a 

17           statewide level so with pandemics in the 

18           future we could test wastewater?  

19                  And the last part I have is 

20           St. Alban's Veterans Nursing Home is in my 

21           district.  And as you know, Blacks and 

22           Latinos are very hesitant to take the 

23           vaccine.  We have mass testing next door in a 

24           fellow Assemblymember's district, but there's 


                                                                   435

 1           really some problems in messaging.  And 

 2           what's happened, a lot of people are looking 

 3           at that story from the city and saying, Why 

 4           would I get testing if people are 

 5           experimenting again on African-Americans?  

 6           Even though St. Alban's Veterans Nursing Home 

 7           isn't predominantly African-Americans, it's 

 8           veterans.  But still a very vulnerable 

 9           population.  

10                  So if anything, we are trying to do 

11           mass marketing to get people to get the 

12           vaccinations, but it's -- definitely people 

13           are very hesitant.  So anything you could 

14           provide in a way that -- I'd appreciate it.  

15           And those are my questions.  I'd appreciate 

16           if I could get a response -- not now, but 

17           definitely through the chairs.  Thank you.  

18                  COMMISSIONER ZUCKER:  You're welcome.  

19                  I can answer those quickly right now.  

20           First issue on the access to funds, yes, 

21           sickle cell disease is something we have been 

22           very focused on.  And you are absolutely 

23           correct, there is a risk of those who have 

24           sickle cell disease that they're at risk of 


                                                                   436

 1           clot and sickle cell crises.  And with this 

 2           disease, I can see how it's easily 

 3           exacerbated.  And it is one of the reasons 

 4           that we need to make sure that all those who 

 5           have sickle cell are vaccinated.  

 6                  On the wastewater issue, we actually 

 7           are looking at this and we have looked at 

 8           this across the state.  It is a very good 

 9           point that you raise; that is a way to pick 

10           this up earlier.  It's also a way to pick up 

11           a lot of things earlier.  And so we have been 

12           doing that, and I have my environmental team 

13           working on that.  

14                  On the issue of the veterans homes, no 

15           one is experimenting on anyone.  Please, if 

16           you can -- I carry that message out there, 

17           and if you can please carry that message out 

18           for me as well, that would be great.

19                  The -- we -- it goes back to what we 

20           said before, and I know we've spoken about 

21           this already, about trust.  And I really 

22           would ask that everyone carry the message the 

23           vaccine is safe, it's effective, the more 

24           people vaccinated, the sooner we'll get 


                                                                   437

 1           through this whole pandemic.  

 2                  But no one is experimenting on anyone.  

 3           I know this is something which has surfaced 

 4           and there's this hesitancy and worry, but I 

 5           please wish that you would bring that message 

 6           back to your community as well.

 7                  ASSEMBLYWOMAN HYNDMAN:  Thank you.

 8                  CHAIRWOMAN WEINSTEIN:  Thank you.  

 9                  We're going to go to Assemblywoman 

10           Seawright.

11                  ASSEMBLYWOMAN SEAWRIGHT:  Thank you, 

12           Chairwoman.  I know it's been a long day, and 

13           thank you, Commissioner.  I just have three 

14           really, really quick questions.  

15                  I'm getting reports from residents at 

16           Coler Hospital, a long-term-care facility on 

17           Roosevelt Island in my district, that staff 

18           are refusing to be vaccinated.  Is there or 

19           are there any guidelines from the state that 

20           we can mandate an education program for staff 

21           in nursing homes to help dispel the myths 

22           about the vaccine?  That's number one.  

23                  Number two, should New York State 

24           terminate its flagship extramural medical 


                                                                   438

 1           research program during this most challenging 

 2           pandemic when medical research is arguably 

 3           more important now than in generations?  

 4                  And then third, Asphalt Green.  I just 

 5           want to echo what Senator Hoylman said 

 6           earlier about a dedicated site in Manhattan 

 7           for Manhattan residents.  Asphalt Green, a 

 8           large nonprofit facility in Manhattan, has 

 9           offered to be a vaccine site, and my staff 

10           spent many hours frustrated but helping 

11           elderly senior citizens in my district sign 

12           up for vaccination appointments.  Just today 

13           I received feedback that on 135th Street 

14           people waited over four hours in line to get 

15           the second shot and over two hours in line to 

16           get the first dose.  Many of these were 

17           senior citizens with walkers and canes, ready 

18           to give up and just leave.  And so more has 

19           to be done.  

20                  And so those are my three questions.

21                  COMMISSIONER ZUCKER:  So on the first 

22           one, thank you.  On the first one, about 

23           better education material, we do a lot of 

24           webinars.  I can do more, I can address that, 


                                                                   439

 1           I can get my staff to do that as well.  I 

 2           understand that staff not getting vaccinated 

 3           is a big issue.  

 4                  And we can't sort of mandate things 

 5           the way we did with flu because this is still 

 6           an experimental -- it's still a, you know -- 

 7           I wouldn't say experimental.  It's still not 

 8           been formally approved.  It's an emergency- 

 9           use authorization.  So it's EUA, so you can't 

10           get -- put something in place from the 

11           government for something that's in an 

12           emergency-use authorization.  Let me make 

13           sure that I'm clear on that.  That's number 

14           one.  

15                  Number two, on the extramural research 

16           funding, there are other sources of where one 

17           can get funding.  And we are just, as I said, 

18           in a tight budget.  And we look at all of 

19           these things -- and believe me, my heart goes 

20           out to this, as a scientist doctor, one who's 

21           done research, you know, I looked at them and 

22           I said, This is a little tough.  And you take 

23           that pause, and you say, well, what else can 

24           we do?  And those are some of the tough 


                                                                   440

 1           decisions you have to make.  And I 

 2           understand -- believe me, I understand the 

 3           benefit of scientific research.

 4                  And then number three, I hear you 

 5           about the Manhattan issue.  I heard some of 

 6           your colleagues mention about maybe using the 

 7           Javits Center when we have more vaccines 

 8           primarily for the Manhattan residents.  Let 

 9           me see what we can do.  I heard Senator 

10           Hoylman's point as well.  That's something I 

11           can bring back to the team.

12                  And actually one more point which ties 

13           to this, which is the issue of the elderly.  

14           We have a program that we have developed and 

15           we're working on to get those who are sort of 

16           more homebound to be able to get their 

17           vaccine at home.  Because we don't want -- 

18           it's still winter, it's going to be winter 

19           for a couple more weeks -- the sooner the 

20           better for it to end.  But we really don't 

21           want people going out.  And other people, 

22           even it it's summer or spring, it doesn't 

23           matter, they can't really get out.  

24                  So we're trying to figure out a way to 


                                                                   441

 1           get them vaccinated as well.  So we're 

 2           working on all of this, and we'll move 

 3           forward for you.

 4                  ASSEMBLYWOMAN SEAWRIGHT:  Thank you, 

 5           Doctor.

 6                  CHAIRWOMAN WEINSTEIN:  Assemblyman 

 7           Palmesano.  Phil?

 8                  ASSEMBLYMAN PALMESANO:  Yes.  Thank 

 9           you, Commissioner.  Just a couple of quick 

10           questions, hopefully.

11                  And there's a lot of talk about 

12           communication and partnership, and along 

13           those lines my first question is, why are our 

14           counties not being notified and getting the 

15           information on how many vaccines are actually 

16           being shipped into their counties, whether at 

17           a hospital, nursing home, pharmacy, 

18           et cetera?  

19                  Why not share those details with the 

20           counties to let them know where they are, 

21           which locations, how many total?  Because 

22           wouldn't that help them be better able to 

23           communicate and effectively take care of the 

24           residents in their communities?


                                                                   442

 1                  COMMISSIONER ZUCKER:  I think the 

 2           information is getting there, but let me find 

 3           out for you what the catch is.  I know we're 

 4           working very closely with the local -- the 

 5           counties and we're in constant contact with 

 6           the county leadership as well as the local 

 7           health departments.  So there should be that 

 8           communication.  

 9                  If there's some daylight between 

10           there, let me see what we could do.

11                  ASSEMBLYMAN PALMESANO:  That would be 

12           helpful.

13                  Relative to state distribution sites, 

14           you know, being from the Southern Tier, you 

15           know, we have -- you know, in the rural areas 

16           where some of our residents are an hour-plus 

17           away from Binghamton or Rochester, you know, 

18           there's some concerns in rural areas, I know 

19           some of the other people mentioned that, 

20           about getting limited access.  

21                  I know it's just a supply and demand 

22           issue, but why -- what are you working to do 

23           to try to help ensure fairness in that?  Why 

24           not allow our counties to be more 


                                                                   443

 1           participating in that process as far as the 

 2           state distribution sites?

 3                  COMMISSIONER ZUCKER:  And that's what 

 4           I was saying, we're working with the local 

 5           health departments.  And I'll find out, 

 6           particularly in your area that you represent, 

 7           as to which counties specifically and what 

 8           has transpired.

 9                  ASSEMBLYMAN PALMESANO:  That would be 

10           great.  Because even if it would be like 

11           mobile units or have set up different 

12           transportation units, things like that, to 

13           provide that access.

14                  COMMISSIONER ZUCKER:  We actually 

15           spoke about that, at one point, about the 

16           mobile unit issue.  So these are things that 

17           have been in the mix.

18                  ASSEMBLYMAN PALMESANO:  Great.

19                  One other question is relative to   

20           residency limitations, why are residency 

21           limitations in place at New York City sites 

22           but no such residency or regional-type 

23           residency requirements at like the upstate 

24           points of distribution?  


                                                                   444

 1                  Because, you know, I've heard stories 

 2           where -- and I can understand why -- 

 3           residents from New York City coming and 

 4           traveling upstate and taking up slots that 

 5           are at some of these upstate facilities.  I 

 6           understand why.  If you have vaccine 

 7           availability, you're going to take that.  

 8                  But if there's restrictions on access 

 9           to the New York City sites, why not have 

10           similar regional restrictions on the upstate 

11           sites, which have limited access?

12                  COMMISSIONER ZUCKER:  So we have been 

13           tracking that issue.  And I'll have to sort 

14           out what the -- and I understand what you're 

15           saying as to sort of make sure it's focused 

16           on the region where somebody is presently -- 

17           or is a resident.  Let me look into that.

18                  But we do track that.  We do track 

19           these numbers, actually, as to where someone 

20           is getting the vaccine and which county, 

21           whether they're traveling also.  So generally 

22           it's the percentage that are in each region 

23           is very high.  So if there's something in a 

24           particular region where it's dropped down, 


                                                                   445

 1           then we should figure out specifically what's 

 2           happening in that specific part of the state.

 3                  ASSEMBLYMAN PALMESANO:  Thank you, 

 4           Commissioner.  

 5                  CHAIRWOMAN WEINSTEIN:  Thank you.  

 6                  I think we're going to go back to the 

 7           Senate.  We have a new Senate entry.

 8                  CHAIRWOMAN KRUEGER:  We do, thank you 

 9           very much.  We have Senator Jeremy Cooney 

10           from Rochester.  

11                  Although just to answer as a New York 

12           City resident, we go looking for vaccines 

13           everywhere.  The only place we've ever found 

14           them are Plattsburgh, which is a really, 

15           really long trip from New York City, just 

16           saying.  Unless you represent Plattsburgh.  

17           But I think that might be the only place 

18           you'll run into city people in search of 

19           vaccines upstate.

20                  Jeremy Cooney.

21                  SENATOR COONEY:  Thank you, 

22           Madam Chair.  You're welcome to come up to 

23           Potsdam and Syracuse.  There's other places 

24           too.


                                                                   446

 1                  CHAIRWOMAN KRUEGER:  Oh, Potsdam, 

 2           right.  Potsdam sometimes.  

 3                  (Laughter.)

 4                  SENATOR COONEY:  Well, Commissioner, 

 5           thank you for hanging in there with us today.  

 6                  I represent the 56th Senate District, 

 7           which is in Monroe County, the greater 

 8           Rochester area.  I want to thank you for 

 9           helping us get this FEMA site in my district, 

10           the former Kodak Hawkeye Plant.  This is 

11           obviously targeting a number of zip codes 

12           specifically within our Black and brown 

13           communities, which are represented in my 

14           district.  

15                  And it's been a challenge to try to 

16           get people ready to go in and get an 

17           appointment before March 3rd.  I know that 

18           your team is working very hard.  Certainly my 

19           office and the other state legislators are 

20           working very hard.  My question to you, and 

21           my ask for your consideration, is that we 

22           possibly extend the exclusive period for 

23           individuals who are qualified to meet 

24           these -- to receive these vaccinations in 


                                                                   447

 1           these zip codes by an additional week so that 

 2           we can get more of this underserved 

 3           population vaccinated.  

 4                  In my district I represent the Town of 

 5           Brighton.  Over 22 percent of Brighton has 

 6           received the vaccine that's eligible.  It's 

 7           under 10 percent, sometimes under 5 percent 

 8           in the urban portions of my district.  So 

 9           we're trying to make sure that there's equity 

10           and fairness.  I understand that you get 

11           that.  So hopefully you'll be able to 

12           consider this request.

13                  COMMISSIONER ZUCKER:  I hear you.  

14           Thank you.

15                  CHAIRWOMAN WEINSTEIN:  So now we go 

16           back to Assemblyman Salka.

17                  ASSEMBLYMAN SALKA:  Got to get my 

18           video going here.  Okay.  

19                  Commissioner, thank you very much for 

20           your time today.  It's been a long day, I'm 

21           sure.  But being a physician, you know what 

22           long days are all about.  

23                  I would like to discuss the cut, the 

24           20 percent cut in the CPH, the Committee for 


                                                                   448

 1           Physician Health.  We know that our providers 

 2           now, from physicians, nurses, therapists and 

 3           lab staff -- it runs the gamut of people that 

 4           are providing services that are in our health 

 5           institutions, but the physician has always 

 6           been the team leader, if you will.  And we 

 7           notice that there was a 20 percent cut in a 

 8           program or -- that in fact provides support 

 9           services for physicians.  

10                  And I just would like to know what the 

11           justification is for that.  And I would urge 

12           you to reconsider that, only because we 

13           understand that as important as physicians 

14           are now, more important than ever in 

15           providing the healthcare needs for our 

16           community with the pandemic, this is 

17           something that I would find that would be 

18           damaging to the quality of care that we can 

19           give.  

20                  Physicians are -- especially in 

21           upstate New York -- are very hard to come by.  

22           Recruiting physicians, especially specialists 

23           in rural hospitals, where I was on staff for 

24           a number of years, is extremely difficult.  


                                                                   449

 1           So I would urge you to reconsider that cut.  

 2           And as a matter of fact, it would be great if 

 3           that program could even be propped up a bit 

 4           in such challenging times.

 5                  The other issue that I did want to 

 6           bring up, and I want to concur and do some 

 7           additional lobbying, is the vaccine rollout.  

 8           Back in January I did send a letter to your 

 9           office and the Governor's office suggesting 

10           that maybe a hotline could be set up for our 

11           seniors.  Because as we know, a lot of them 

12           aren't really computer literate.  And for 

13           them to be able to use their landlines, or 

14           maybe if they do have a cellphone, it becomes 

15           a little bit easier.  

16                  So I would urge you to at least look 

17           at the possibility of setting up some kind of 

18           better line of communication so that our 

19           seniors can make the appointments.  

20                  And I voice a lot of frustration, too, 

21           of my constituents that have attempted to 

22           reach out to whatever respective lines are 

23           out there, only to be placed on hold for 15, 

24           20 minutes, and then the line goes dead.


                                                                   450

 1                  So we've got some work to do on our 

 2           vaccine rollout and our setting up of 

 3           appointments.

 4                  COMMISSIONER ZUCKER:  So two things.  

 5                  One is some of those 20 percent cuts 

 6           may likely be restored, we could talk about 

 7           that.  So that's a positive.  

 8                  And there is a hotline.  We do have a 

 9           hotline, I just don't have the number off the 

10           top of my head.  But there is a hotline.

11                  ASSEMBLYMAN SALKA:  For seniors 

12           exclusively.

13                  COMMISSIONER ZUCKER:  Oh, you're 

14           interested exclusively -- I think that's our 

15           overall hotline.  But --

16                  ASSEMBLYMAN SALKA:  They're having a 

17           tough time with it.

18                  COMMISSIONER ZUCKER:  I know they are.  

19           I know they are.

20                  ASSEMBLYMAN SALKA:  They are.  And 

21           they need the vaccine more than ever.  And 

22           some of them are in near panic when they call 

23           our office.

24                  COMMISSIONER ZUCKER:  That's why we're 


                                                                   451

 1           trying to figure out what are other ways to 

 2           get them vaccinated and to work with the 

 3           community to get those who are eligible to be 

 4           vaccinated, particularly those, you're right, 

 5           who don't use a smartphone or the internet.

 6                  ASSEMBLYMAN SALKA:  Thank you, 

 7           Commissioner.

 8                  CHAIRWOMAN WEINSTEIN:  Thank you.  

 9                  So actually it's hard to believe that 

10           I have a question that nobody asked.  I 

11           assumed somebody would have.  

12                  So actually you had had a conversation 

13           with Assemblywoman Seawright, I think it was 

14           mentioned a few other times, about trying to 

15           come up with a plan for how we can vaccinate 

16           homebound -- primarily homebound elderly.  

17           And my question relates to one that I've 

18           raised previously with the Governor's office, 

19           particularly because I have a district that 

20           has a lot of elderly residents.  

21                  A lot of -- a number of the folks who 

22           are homebound are qualified -- are eligible 

23           because of their age.  Or now because of 

24           comorbidities, but they were age-eligible.  


                                                                   452

 1           But they don't have paid aides who are 

 2           eligible to get vaccines even if they are not 

 3           age-eligible, but they have family members 

 4           who are below the age of 65 and don't have 

 5           other health issues that allow them to 

 6           qualify.  

 7                  And there is a lot of concern amongst 

 8           these -- the family members that not only are 

 9           their -- the person they're taking care of 

10           who's homebound not having a vaccine, but 

11           they themselves can't get a vaccine and are 

12           fearful of what happens if they become ill.

13                  So, you know, I would hope that 

14           there's some plan to look to expand to 

15           caregivers.  I believe that Massachusetts was 

16           doing that, that someone who was living with 

17           someone who was homebound.

18                  And then the other issue I just want 

19           to raise since there's been so much talk 

20           about vaccines -- and clearly the supply is 

21           limited, and that's recognized.  I happen to 

22           represent three -- parts of three zip codes 

23           in southern Brooklyn that according to the 

24           city's seven-day rolling zip code average are 


                                                                   453

 1           number 2 with 12.95 percent positivity as of 

 2           today, the fifth one, and then the seventh 

 3           one, with 12.37 percent positivity.  Again, 

 4           these are mostly elderly individuals that are 

 5           constantly calling my office.  

 6                  We're a transit desert, and there 

 7           isn't a site that's available.  I actually 

 8           have two zip codes that are eligible -- a 

 9           portion of two zip codes that are now 

10           eligible at Medgar Evers, and people have 

11           been calling there.  But I would just urge 

12           that when -- as vaccines become more 

13           available, or even before that, to try and 

14           focus on a site in southern Brooklyn.  

15                  And I just wonder if you could address 

16           the question, Commissioner, about the family 

17           caregivers and when they might be eligible.

18                  COMMISSIONER ZUCKER:  Sure.  So 

19           that -- we actually were speaking about this 

20           for a period of time.  And I hear you.  I 

21           hear you.  

22                  One of the things is that when we open 

23           this up to preexisting conditions, we feel 

24           this opens up a very large population of 


                                                                   454

 1           individuals, including many people who are 

 2           caregivers to those who are elderly.  But 

 3           there is still going to be that pool of 

 4           individuals who -- maybe the grandchild, 

 5           perfectly healthy, caring for the grandparent 

 6           and doesn't fall into that mix.  And so we 

 7           were having some conversations about that, 

 8           and I will bring it back to the team to see 

 9           what we can do.  

10                  But this is not something that hasn't 

11           crossed our plate from just our discussions 

12           internally about this issue of how do you 

13           make sure that person doesn't bring it in and 

14           expose someone who's elderly.  And that is 

15           also part of the reason we do want to get 

16           those who are homebound vaccinated as quickly 

17           as possible, to give them protection so that 

18           they're not at risk.

19                  CHAIRWOMAN WEINSTEIN:  Thank you.

20                  So there are no more questions from 

21           the Assembly.  So before -- well, I guess it 

22           probably is close to dinnertime.  We're going 

23           to send it back to Senator Krueger.  Thank 

24           you, Commissioner, for being here and for the 


                                                                   455

 1           work you and your team have been doing all 

 2           along.  

 3                  So Senator Krueger?  

 4                  THE MODERATOR:  You're muted, Senator.  

 5                  CHAIRWOMAN KRUEGER:  I did get texted 

 6           one more question, so just for you to either 

 7           respond to quickly or to put in your written 

 8           responses.  

 9                  So we're all operating under a 

10           declaration of a statewide emergency from 

11           COVID.  Who decides when the emergency is 

12           over?  Is that you or someone else?  And is 

13           there an anticipated date?

14                  COMMISSIONER ZUCKER:  I think that's a 

15           discussion that I will have with the chamber.  

16           My ability to provide the public health 

17           information to the Governor's team is going 

18           to be put into that mix.

19                  Right now I would say that we need to 

20           see what happens with these variants.  Our 

21           numbers are coming down, everything is 

22           looking really in a positive direction.  We 

23           went up, as we know, in the spring and we 

24           went through that.  In the summer we were 


                                                                   456

 1           down, then we picked back up.  And now we're 

 2           coming back down.  The numbers look good.  

 3                  The more vaccination we get out, the 

 4           less likely we're going to have a variant.  

 5           If we don't have a variant that causes a 

 6           problem or an increased risk of disease 

 7           spread and/or an increase in the case 

 8           fatality rate, or just overall illness, 

 9           severity of illness, then I think we're in 

10           the right direction.  I hate making any 

11           predictions, and so I don't want to predict 

12           when that will be, but we will continue to do 

13           what we need to do.  

14                  I will say that we need to maintain 

15           the good public health practices that we 

16           have, which is obviously the social 

17           distancing, the masks, and to wash your 

18           hands.  I started this whole pandemic 

19           discussing that early on when we realized the 

20           benefits of masks, and that's where we are 

21           right now.  

22                  And do I -- I would just want to say 

23           that we're going to get through this.  We'll 

24           get through this pandemic, we'll get to the 


                                                                   457

 1           other side.  I do feel that in many ways this 

 2           is like other things in other times in 

 3           history, that things define a generation.  So 

 4           that World War II, the Depression, the civil 

 5           rights movement, they all just define a 

 6           generation.  This will define a generation.  

 7                  But I really feel what the most 

 8           important thing for us to do is to stay 

 9           together and to recognize the whole humanity 

10           factor involved here and that we all need to 

11           not -- to trust each other and to recognize 

12           that compassion, integrity and courage and 

13           just being together as a society is helpful.  

14                  And I think this virus has really just 

15           caused significant problems for all of us.  

16           We're not used to being separate from each 

17           other, and the human condition has been 

18           affected.  And the virus doesn't care about 

19           wealth or prestige or power or fame or 

20           fortune anything, it just hits everyone.  

21                  But the best way, I feel, is to 

22           improve -- to get through this is to realize 

23           we touch tomorrow the best by helping each 

24           other today.  And we'll get there.  And 


                                                                   458

 1           whatever I can do as the head of the 

 2           department, I will do.  I've heard all your 

 3           concerns.  I will address them.  And we will 

 4           keep pushing forward.  And this is not easy.  

 5           It's not easy for any of us.  And I wish 

 6           everyone their health and safety and the best 

 7           to their families.  

 8                  And I say to all those who lost their 

 9           relatives, I feel for them.  I feel for them.  

10           I feel for the loss to them, to their 

11           families.  It's very hard.  And I wish you -- 

12           I wish you well and I wish you strength in 

13           getting through the difficult time.

14                  So thank you.

15                  CHAIRWOMAN KRUEGER:  Thank you both 

16           for being with us today.  

17                  And since we have 48 more people 

18           signed up to testify before us, we are going 

19           to stay together except for perhaps the two 

20           of you.  But if you want to keep someone 

21           listening, everyone's issues will also be 

22           issues for the department.  So with that, 

23           thank you both very much for all of your time 

24           with us today.  


                                                                   459

 1                  And I'm going to call up our last 

 2           government testifier, Erin Ives, acting 

 3           inspector general, New York State Office of 

 4           the Medicaid Inspector General.  

 5                  And I'm seeing whether he has popped 

 6           up in a box anywhere.  Are you with us?  So 

 7           you thought we'd never be done.  Oh, okay.  

 8                  Oh, hello.  I keep referring to you by 

 9           the wrong gender.  I apologize.

10                  ACTING MEDICAID INSPECTOR IVES:  

11           That's okay.  There was a little typo, so 

12           I'll use it as my alias for testimony today.

13                  CHAIRWOMAN KRUEGER:  Now you've outed 

14           yourself, you're here with us, welcome.

15                  ACTING MEDICAID INSPECTOR IVES:  Thank 

16           you.

17                  CHAIRWOMAN KRUEGER:  We're going to 

18           set the clock at 10 minutes and let everybody 

19           listen or review your testimony, which is 

20           available to all of us on the computer 

21           screen.  Okay.  

22                  ACTING MEDICAID INSPECTOR IVES:  Thank 

23           you.  Good afternoon, Chairwoman Krueger, 

24           Chairwoman Weinstein, distinguished members 


                                                                   460

 1           of the Senate Finance and Assembly Ways and 

 2           Means committees, and Health Committee chairs 

 3           Senator Rivera and Assemblyman Gottfried.  I 

 4           appreciate this opportunity to share with you 

 5           the activities and initiatives of the Office 

 6           of the Medicaid Inspector General.  

 7                  The ongoing COVID-19 pandemic has 

 8           impacted every facet of the healthcare 

 9           delivery system, business and economic 

10           sectors, and the daily lives of each and 

11           every American.  Without question, New York's 

12           health providers continue to face 

13           unprecedented challenges during this public 

14           health emergency.  

15                  Like all health providers and state 

16           and local agencies, OMIG quickly adapted its 

17           processes to ensure continuation of the 

18           agency's critical work.  At the same time, 

19           OMIG recognized the unrelenting stressors 

20           COVID imposed upon the provider community.  

21           To that end, throughout the pandemic OMIG has 

22           worked closely with individual providers, 

23           associations and other stakeholders to share 

24           information, establish mutually agreed upon 


                                                                   461

 1           time frames and practices related to audit 

 2           processes, and address issues and concerns 

 3           resulting from this new health care delivery 

 4           system landscape.  

 5                  Specifically, to protect the health 

 6           and safety of OMIG staff and the provider 

 7           community, our audits have been conducted 

 8           remotely; information and documentation are 

 9           communicated and shared electronically.  

10           Further, in addition to these audit activity 

11           modifications, OMIG has equipped staff with 

12           the resources needed to remotely perform 

13           agency functions.  

14                  I am also proud of the many OMIG staff 

15           who stepped up to the challenge and 

16           volunteered their time to support various 

17           critical initiatives to battle the pandemic 

18           and help New Yorkers during these 

19           unprecedented times.  These efforts, while 

20           critical to protecting health and safety 

21           during the current crisis, will serve the 

22           agency and the state well going forward and 

23           reflect the Governor's commitment that 

24           New York build back better.  


                                                                   462

 1                  Throughout the pandemic, these efforts 

 2           resulted in OMIG achieving two key 

 3           objectives:  First, protect the integrity of 

 4           the Medicaid program; and second, maintain 

 5           open communications and understanding with 

 6           program stakeholders to avoid imposing 

 7           unnecessary burdens on a health care delivery 

 8           system under siege by the COVID virus and 

 9           ensure that, most importantly, New Yorkers' 

10           access to health care services is sustained 

11           to the best extent possible.  

12                  These collaborative efforts have 

13           enabled OMIG to both deliver on its mission 

14           to protect the integrity of the Medicaid 

15           program while supporting the provider 

16           community's unwavering commitment to deliver 

17           health care services under the most dire 

18           circumstances.  

19                  For example, preliminary 2020 

20           calendar-year figures for the agency's cost 

21           savings and Medicaid recoveries are estimated 

22           at more than $2.9 billion.  Breaking that 

23           down, OMIG's proactive cost-avoidance 

24           measures alone delivered estimated savings of 


                                                                   463

 1           more than $2.4 billion.  OMIG recoveries -- 

 2           including audits, third-party liability, and 

 3           investigations -- total more than 

 4           $558 million.  

 5                  Throughout 2020, OMIG also continued 

 6           to focus on managed-care-related program 

 7           integrity initiatives.  For example, OMIG's 

 8           various match-based audits and data analyses 

 9           efforts resulted in 419 finalized audits with 

10           more than $159 million in recoveries.  

11                  As part of its collaborative effort to 

12           protect the Medicaid program, OMIG continues 

13           to work closely with managed care 

14           organizations and their special investigation 

15           units to address network provider fraud, 

16           waste, and abuse.  

17                  Also, through legislation enacted in 

18           2019 designed to hold MCOs accountable for 

19           the program integrity obligations outlined in 

20           their contract with the state, OMIG in 2020 

21           continued reviews of each of New York's 

22           15 mainstream MCOs to assess their compliance 

23           with contractual standards that prevent 

24           fraud, waste or abuse. 


                                                                   464

 1                  In addition to the mainstream plans, 

 2           OMIG will review managed long-term-care 

 3           plans' compliance with contractual standards. 

 4           These managed-care reviews constitute an 

 5           essential component of OMIG's program 

 6           integrity efforts in the managed-care arena.  

 7                  Also OMIG, in collaboration with its 

 8           sister agencies and numerous stakeholders, 

 9           continues to play a critical role in 

10           implementing MRT II initiatives designed to 

11           enhance accountability and oversight while 

12           improving access to high-quality healthcare 

13           services.  

14                  Rooting out fraud, waste and abuse in 

15           the Medicaid program is central to OMIG's 

16           work.  To that end, the agency maintains 

17           strong partnerships with law enforcement and 

18           agencies at the local, state and federal 

19           levels.  OMIG investigators, auditors, data 

20           analysts, and other licensed healthcare 

21           professionals work closely with agency 

22           partners to help identify and hold 

23           accountable those who seek to exploit the 

24           Medicaid program for personal gain.  


                                                                   465

 1                  For example, in 2020 OMIG worked 

 2           closely with the New York City Special 

 3           Narcotics Prosecutor and other law 

 4           enforcement partners in a joint investigative 

 5           effort that led to the arrests of a 

 6           Manhattan-based psychiatrist and a medical 

 7           assistant for their alleged roles in selling 

 8           prescriptions for addictive controlled 

 9           substances drugs -- with no legitimate 

10           medical purpose -- for cash.  The 

11           investigation revealed a blatant disregard of 

12           both the healthcare professionals' oaths to 

13           do no harm as well as the rule of law.  

14                  OMIG will continue to work with its 

15           law enforcement and government partners to 

16           hold fully accountable those who jeopardize 

17           the health and safety of the most vulnerable 

18           New Yorkers by attempting to defraud the 

19           Medicaid program.  

20                  Now more than ever, OMIG's 

21           comprehensive Medicaid program integrity 

22           efforts serve to help sustain New York’s 

23           healthcare delivery system.  Our office looks 

24           forward to continuing our work with 


                                                                   466

 1           providers, stakeholders, and our partners at 

 2           every level to overcome the challenges before 

 3           us and to seize renewed opportunities to 

 4           enhance Medicaid program integrity today and 

 5           tomorrow.  

 6                  Thank you, and I'm pleased to address 

 7           any questions you may have.

 8                  CHAIRWOMAN KRUEGER:  Thank you very 

 9           much.  

10                  And let's see -- we have hands up, but 

11           I want to make sure I double-check with our 

12           chairs.  Senator Rivera, do you have any 

13           questions for --

14                  SENATOR RIVERA:  Good for the moment, 

15           Madam.

16                  CHAIRWOMAN KRUEGER:  Fine.  Then I'm 

17           going to move to Senator Harckham, who I know 

18           had his hand up first.

19                  Are you there, Pete?

20                  SENATOR HARCKHAM:  Yeah, I'm just 

21           trying to unmute and start my video.  There 

22           we go.  Thank you very much, Madam Chair.  

23                  Inspector, thank you so much.  Good to 

24           see you, even though my screen is blocked, 


                                                                   467

 1           but -- there we go.  Thank you very much.  

 2           Thank you for your testimony.

 3                  I want to talk about -- you spoke 

 4           about wanting to avoid unnecessary burdens in 

 5           your investigations and their outcome.  And I 

 6           think we can all agree that we want to weed 

 7           out fraud and abuse.  But I want to talk 

 8           about audits of opioid treatment providers.  

 9           There was one in New York City that found 

10           $400 in administrative fraud, ended up with 

11           over a $7 million penalty.  They ended up 

12           closing their doors.  Fifteen-hundred 

13           medication-assisted-treatment patients lost 

14           those slots.  

15                  Another ongoing investigation in 

16           Western New York, similar thing -- $800 in 

17           administrative issues that led to about a 

18           $4 million price tag.  And that is going to 

19           be closing, another 1500 medication-assisted- 

20           treatment slots.  

21                  We're in the midst of an opioid death 

22           crisis.  Do you think that's good public 

23           policy that when there's no blatant fraud or 

24           abuse or theft from New York State, to be 


                                                                   468

 1           ending 3,000 medication-assisted-treatment 

 2           slots when it's nearly impossible to start 

 3           new slots?  

 4                  ACTING MEDICAID INSPECTOR IVES:  

 5           Senator, thank you for the question.  

 6                  To start, we do recognize the vital 

 7           services these programs provide.  And we do 

 8           recognize, particularly right now, with the 

 9           health crisis and the opioid crisis, how 

10           important those services are.  

11                  I do want to clarify.  OMIG is not 

12           responsible for closing programs.  We do 

13           perform these audits.  We think they perform 

14           a critical function in terms of just 

15           reviewing and making sure that the programs 

16           are meeting the necessary requirements as 

17           outlined by the federal government.  And part 

18           of why we do these audits, and a very 

19           important reason, is if we don't test to make 

20           sure that the programs are meeting the 

21           federal requirements, the federal government 

22           can come in themselves and perform these 

23           audits, which jeopardizes the funding right 

24           at its base for providing these services.


                                                                   469

 1                  So we do recognize this.  We have 

 2           heard the concerns that were raised.  We also 

 3           work on a case-by-case basis with each of the 

 4           auditees.  I am familiar with the audit 

 5           you're speaking of in Western New York, and 

 6           we are in communication with that provider 

 7           group at this point.  

 8                  But I do want to stress how important 

 9           we see these programs to be, and working with 

10           these providers on a case-by-case basis on 

11           each of these audits.

12                  SENATOR HARCKHAM:  Well, I would just 

13           say -- and thank you for that.  But is there 

14           no discussion internally that if we fine 

15           these people $7 million, they're going to 

16           close their door?  I mean, aren't there ways 

17           to have administrative sanctions and policies 

18           put in place -- probation, something to keep 

19           the doors open so that we're not risking 1500 

20           people's lives?  

21                  ACTING MEDICAID INSPECTOR IVES:  Yes.  

22           And obviously that is a big concern.  We 

23           would never want to risk anyone's safety.  

24           That would be contrary to our mission right 


                                                                   470

 1           at its heart.

 2                  We do work hand in hand, like I said, 

 3           with our partner agencies to look at that and 

 4           are constantly reviewing policies to see 

 5           where we may need to make improvements.  But 

 6           I would like to stress we work with each 

 7           auditee individually on their audits.  We do 

 8           have opportunities available for -- if 

 9           providers are having financial hardship, they 

10           can go through a process with our agency.  

11           But also throughout the audit process we 

12           stress communication and getting as much 

13           documentation as we can to support the 

14           services that they're providing to make sure 

15           that it is in line with program requirements.

16                  SENATOR HARCKHAM:  Well, that's my 

17           time.  I'd like to follow up offline.  Thank 

18           you, Investigator.  

19                  ACTING MEDICAID INSPECTOR IVES:  Thank 

20           you.

21                  CHAIRWOMAN KRUEGER:  Assembly?  

22                  CHAIRWOMAN WEINSTEIN:  Yes, we have 

23           Assemblyman Byrne, the ranker on Health, 

24           five minutes.


                                                                   471

 1                  ASSEMBLYMAN BYRNE:  Yes, thank you.  

 2           And I don't think I'll have to use the whole 

 3           five minutes, which I'm sure my colleagues 

 4           will appreciate.  

 5                  And I just want to say, you know, 

 6           thank you for your work.  Again, as you said 

 7           earlier, obviously we do want to eliminate as 

 8           much fraud, waste and abuse as we possibly 

 9           can.  And I understand your efforts to ensure 

10           Medicaid integrity.  And that doesn't stop, 

11           obviously, throughout the course of this 

12           pandemic, and in many ways your audit work is 

13           even more important now than ever.  

14                  Yet I have heard from various home 

15           care providers that some of the OMIG 

16           audits are being approached as if we're not 

17           living in this crazy COVID world.  And when 

18           auditors can sometimes show up unannounced, 

19           some providers aren't always prepared to 

20           accommodate a new influx of people arriving 

21           on-site, given all the various social 

22           distancing policies and pandemic 

23           restrictions.  And in some cases it's been 

24           shared with me that audit teams have 


                                                                   472

 1           expectations for in-person interviews with 

 2           provider managers who are justifiably working 

 3           remotely.  

 4                  So what is OMIG doing to try to make 

 5           this audit process more flexible, considering 

 6           the situation that we're all living in?  And 

 7           considering the discussions that you may have 

 8           heard earlier about expanding telehealth, I 

 9           would ask if that's, you know, possibly one 

10           technology and resource that we could use to 

11           try to address some of these concerns.

12                  ACTING MEDICAID INSPECTOR IVES:  Thank 

13           you.  We -- {audio glitch}.  When the 

14           pandemic started, we went to remote and 

15           equipped our staff with resources to work 

16           remotely.  We have been performing our audit 

17           activities remotely.  We have not been going 

18           on sites.  So, Assemblyman, if there are 

19           specific examples, let's please connect so 

20           that I can talk to you about that.  

21                  But we have done this remotely 

22           specifically to make sure that we maintain 

23           health and safety of the providers, of the 

24           individuals that they're serving, and of our 


                                                                   473

 1           staff.  So we have communications either 

 2           through Webex, we accept documentation 

 3           electronically.  

 4                  And also understanding that, you know, 

 5           the focus needs to be on the care of the 

 6           beneficiaries.  We have been working to make 

 7           sure if there needs to be flexibility in 

 8           terms of time frames for responses, if we 

 9           need to do things kind of piecemeal and work 

10           with them to get responses.  We have been 

11           trying to be as flexible as we can to make 

12           sure that we come to some mutually agreeable 

13           time frames and how we're conducting our 

14           audits.

15                  ASSEMBLYMAN BYRNE:  Thank you, ma'am.  

16                  And as far as the specifics, I will 

17           follow up with your office.  So if there is 

18           any sort of miscommunication, we can have 

19           that addressed.  And I do thank you for your 

20           time and your testimony here this late 

21           afternoon, early evening.

22                  ACTING MEDICAID INSPECTOR IVES:  Thank 

23           you.  

24                  CHAIRWOMAN WEINSTEIN:  Thank you.  We 


                                                                   474

 1           go to the Senate.

 2                  CHAIRWOMAN KRUEGER:  I see Senator 

 3           Rachel May with her hand up.

 4                  SENATOR MAY:  Right.  Hi.  Thank you 

 5           for testifying here.  Okay, I got my video 

 6           going.  

 7                  Just one quick question.  When we did 

 8           our hearings last summer about nursing homes, 

 9           one thing we heard over and over was that the 

10           fine structure was such that the operators 

11           just built it into their operating budgets 

12           and it didn't actually change their behavior.  

13                  And I'm wondering, what input do you 

14           have into the levels of fines?  And do you 

15           think they are at the level where they do 

16           discourage the kinds of behavior that we want 

17           to be discouraging?

18                  ACTING MEDICAID INSPECTOR IVES:  Thank 

19           you.  

20                  To clarify, OMIG performs program 

21           integrity oversight in the nursing homes.  

22           However, we are limited to looking at the 

23           reimbursement rates, the cost reports, and 

24           the Medicaid funds that are going into the 


                                                                   475

 1           nursing homes.  So our audits really do focus 

 2           on the cost-base funds that are going into 

 3           the nursing homes.  So I would feel out of 

 4           place responding to the fines.

 5                  SENATOR MAY:  All right.  Thank you.

 6                  ACTING MEDICAID INSPECTOR IVES:  Thank 

 7           you.

 8                  CHAIRWOMAN KRUEGER:  Assembly?  

 9                  CHAIRWOMAN WEINSTEIN:  We have no one 

10           else.  I think they used up all their energy 

11           with Dr. Zucker.

12                  CHAIRWOMAN KRUEGER:  I think they did 

13           too.  Although I do have one question for 

14           Erin, to follow up from Senator Harckham's 

15           questions.  

16                  So if -- you really got me on $400 in 

17           fines for administrative errors.  Is 

18           $8 million actually the increased fines that 

19           you put on top of that from the State of 

20           New York?  How could that be the math?  Even 

21           though you don't know what the provider is 

22           and I don't know what that provider is.  How 

23           could a $400 penalty translate to an 

24           $8 million fine?  


                                                                   476

 1                  ACTING MEDICAID INSPECTOR IVES:  So to 

 2           clarify, because I do think it's important 

 3           terminology.  We do audit against 

 4           overpayments, identified overpayments.  So 

 5           payments that were already made to a provider 

 6           that show up in the claims.  

 7                  For these audits we review the claims.  

 8           And I think you've heard us talk before, we 

 9           use extrapolation -- sampling and 

10           extrapolation.  So what we do is take a 

11           sample of claims and apply, especially at 

12           this late hour, very complicated mathematical 

13           procedures.  

14                  But it does -- it's statistically 

15           valid.  It takes the claims and it reviews 

16           across.  So the $400 that they're referring 

17           to may be for one claim, but that one error 

18           may show up across multiple claims in our 

19           audit, which is how it gets raised up to the 

20           amounts that you're hearing.  

21                  We have been using this methodology 

22           for years across multiple categories of 

23           services.  It's also used at the federal 

24           government for the OIG audits that are 


                                                                   477

 1           conducted.  And part of our reasoning for 

 2           doing the audits this way -- I know when you 

 3           see the end dollar amount, it may have a 

 4           shock value.  But understand that by looking 

 5           at that and using that statistically valid 

 6           sample, we're also trying to reduce the 

 7           administrative burden on providers.  

 8                  We take 100 claims, look at them.  

 9           Where we identify an error, we do project it 

10           out.  So that is how you do get to the 

11           mathematical totals.

12                  CHAIRWOMAN KRUEGER:  And so in this 

13           storyline you are offering, would that 

14           presumably mean the error you found was 

15           people who were not eligible for Medicaid 

16           coverage of whatever the service was, so when 

17           you extrapolate out you're basically clawing 

18           back every dollar that went into the program 

19           for that patient or that universal patient 

20           you think were wrongly evaluated as 

21           Medicaid-eligible?  

22                  ACTING MEDICAID INSPECTOR IVES:  

23           Correct, that can be one example that could 

24           go across multiple claims for different 


                                                                   478

 1           beneficiaries.  So it could be a mistake, as 

 2           you point out, across multiple claims.

 3                  CHAIRWOMAN KRUEGER:  And so there were 

 4           two examples that Senator Harckham gave you.  

 5           I mean, are these everywhere in the state?  

 6           How many per year of this kind of storyline 

 7           are you seeing?

 8                  ACTING MEDICAID INSPECTOR IVES:  In 

 9           terms of specifically for the opioid 

10           treatment?  

11                  CHAIRWOMAN KRUEGER:  Yeah, we'll stick 

12           with that.

13                  ACTING MEDICAID INSPECTOR IVES:  Okay.  

14           We've conducted fewer than 15 audits.  

15                  And I will tell you that actually, of 

16           the audits we've conducted, we finalized five 

17           and they're posted on our website.  The 

18           majority of them have had little to no 

19           findings.  

20                  So what we are seeing is that there 

21           are providers who are doing it correctly.  

22           There are providers who are meeting all the 

23           program requirements.  We're pleased to see 

24           that and want to see that.  But we do have to 


                                                                   479

 1           focus on those who may have issues in their 

 2           programs that we do make sure we protect the 

 3           funding.  

 4                  I think it's been a theme throughout 

 5           the day -- I've been listening throughout the 

 6           day -- to make sure that the resources we do 

 7           have in the program are protected.  So that's 

 8           where our audits come into play.

 9                  CHAIRWOMAN KRUEGER:  And is it your 

10           experience that with this kind of audit where 

11           you're finding errors that may total quite a 

12           bit of money, that there's fraud involved or 

13           just somebody didn't know how to run their 

14           program correctly and was making approvals 

15           that didn't fit the category of eligibility 

16           for the Medicaid program?

17                  ACTING MEDICAID INSPECTOR IVES:  I'll 

18           speak to the audits we've conducted.  We have 

19           not seen fraud.  It does look like there were 

20           some program issues, which was why it 

21           remained as an audit and ended up with the 

22           findings.  

23                  I think, as you're aware when we've 

24           expressed over the years our mission, if we 


                                                                   480

 1           do identify fraud, we do make appropriate 

 2           referrals to law enforcement or to the MFCU.

 3                  CHAIRWOMAN KRUEGER:  And when OMIG was 

 4           started years ago, I started asking this 

 5           question every year, so I'm going to ask it 

 6           now.  There are some people who believe when 

 7           you say Medicaid fraud you're talking about 

 8           poor people intentionally fraudulently 

 9           ripping off the Medicaid program.  

10                  But is that still true that that is 

11           not the universe of people that OMIG is 

12           finding against, that it's very hard to 

13           commit individual Medicaid fraud to your own 

14           advantage?  

15                  ACTING MEDICAID INSPECTOR IVES:  We do 

16           find that providers -- unfortunately, there 

17           are many out there who do take advantage of 

18           the Medicaid population.  They will use many 

19           different schemes to benefit from what is 

20           supposed to be these funds going to and 

21           services provided to the Medicaid population.  

22                  So yes, Senator, you're correct.

23                  CHAIRWOMAN KRUEGER:  All right, that 

24           you can't really pull off Medicaid fraud 


                                                                   481

 1           without provider participation leading the 

 2           way.  Did I say that correctly?

 3                  ACTING MEDICAID INSPECTOR IVES:  Yes.

 4                  CHAIRWOMAN KRUEGER:  All right, thank 

 5           you.  Thank you for your time today.

 6                  ACTING MEDICAID INSPECTOR IVES:  Thank 

 7           you.

 8                  CHAIRWOMAN KRUEGER:  Anyone else jump 

 9           in while we were having that dialogue and 

10           need us?

11                  CHAIRWOMAN WEINSTEIN:  No.  No.

12                  CHAIRWOMAN KRUEGER:  Nope?  Then we 

13           are going to let you go to continue your day 

14           or your work.  Thank you very much for your 

15           work for the State of New York.

16                  ACTING MEDICAID INSPECTOR IVES:  Thank 

17           you for your time.

18                  CHAIRWOMAN KRUEGER:  All right.  For 

19           those of you who have been hanging out hoping 

20           we would someday get to the nongovernmental 

21           representatives, we are at that point.  

22                  So you are set up in panels.  So I 

23           will read out the full panel of people.  Then 

24           you will each get three minutes to testify.  


                                                                   482

 1           Then anyone who wishes to ask questions -- 

 2           again, hand up, the best way to get Helene or 

 3           my attention, and you have three minutes to 

 4           ask the entire panel your questions.  

 5                  So not unlike the earlier part of the 

 6           day, if you really want a more detailed 

 7           answer, you might be saying, Don't answer me 

 8           now, I would like your follow-up with me.  

 9           And I suggest that all of our panelists will 

10           be willing to do follow-up with you.

11                  Also we have all of your testimony, 

12           panelists, and can read that.  So please 

13           don't feel a need or even try to read us your 

14           testimony, because if you're fast enough to 

15           read your entire testimony in 3 minutes, you 

16           are a very good speed reader, but we won't 

17           know what you're saying anyway.  So it would 

18           be preferable if you each bullet-point your 

19           key issues from your testimony.  Count on us 

20           as legislators to have learned to read.  And 

21           again, we can follow up with you afterwards, 

22           because this all becomes like speed-dating, 

23           and we're starting this portion at 5:15 in 

24           the afternoon on the last day of hearings.  


                                                                   483

 1           So thank you for putting up with us.

 2                  And the first panel:  The Healthcare 

 3           Association of New York State, Bea Grause; 

 4           the American College of Ob-Gyns -- excuse me, 

 5           obstretians -- I can't even do this.  I 

 6           always say ob-gyn because it's easier -- 

 7           Dr. Camille Clare; the New York Society of 

 8           Physician Assistants, Maureen Regan; the 

 9           director of the Greater New York Hospital 

10           Association, David Rich; and the Visiting 

11           Nurse Service of New York, Hany Abdelaal.  

12                  And we'll just start with Healthcare 

13           Association of New York.

14                  MS. GRAUSE:  Thank you, Chairman 

15           Krueger -- Chairwoman Krueger.  Good 

16           afternoon -- or good evening, almost -- 

17                  CHAIRWOMAN KRUEGER:  Almost.

18                  MS. GRAUSE:  -- Chairs Krueger, 

19           Weinstein, Rivera and Gottfried and committee 

20           members.  My name is Bea Grause, president of 

21           HANYS, representing not-for-profit hospitals, 

22           health systems, and post-acute-care providers 

23           across New York State.

24                  We thank you for your continued 


                                                                   484

 1           support.  HANYS and our members appreciate 

 2           the difficult state fiscal situation.  

 3           However, COVID-19 also created unparalleled 

 4           fiscal challenges for our members.  Our 

 5           members showed up, they worked tirelessly 

 6           together to coordinate response efforts and 

 7           ensure the highest level of public and 

 8           patient safety.  We spent billions of dollars 

 9           to increase capacity, buy supplies and 

10           equipment at higher-than-usual prices, and 

11           bring in additional staff as needed.  And all 

12           this was done while, for much of that time, 

13           elective surgeries were canceled.

14                  A Kaufman, Hall analysis that we 

15           conducted for HANYS estimated that over the 

16           period of this year, a little more than one 

17           year, hospitals across the state will have 

18           suffered a 20-to-25-billion-dollar loss in 

19           revenue.  That's about 30 percent of their 

20           revenue.  On top of that, that doesn't count 

21           the $2 billion in recurring reductions from 

22           last year's budget.

23                  So in review of this year's budget, we 

24           urge you to consider our five principles for 


                                                                   485

 1           recommendations.  First, do no harm.  I think 

 2           that's obvious.  Second, reject cuts, any 

 3           cuts to Medicaid.  Medicaid currently, we 

 4           estimate, pays about 67 cents on the dollar.  

 5           Third, strengthen healthcare.  And 

 6           particularly, as was discussed earlier today, 

 7           the telemedicine and managed-care changes.  

 8           Fourth, fix harmful policies such as 340B and 

 9           the indigent care pool, as has been 

10           discussed.  And finally, support new 

11           investments.  We urge the Legislature to 

12           support the investments that are included in 

13           the Executive Budget.  

14                  Just a couple of quick things.  Again, 

15           reject the budget's 1 percent 

16           across-the-board cut to the Medicaid program.  

17           Adopt our proposal, HANYS' proposal, to 

18           create a short-term glide path to the newly 

19           adopted indigent care pool funding model, and 

20           reject this year's proposal to eliminate 

21           state support of the public indigent care 

22           pool.

23                  Delay implementation of the damaging 

24           proposal for the 340B drug pricing program.  


                                                                   486

 1           We support the increased premiums for the 

 2           Essential Health Plan.  Enact sensible 

 3           managed-care reforms, including 

 4           classification of pay-and-pursue policies.  

 5                  We support the enactment of telehealth 

 6           payment parity.  Encourage -- make sure that 

 7           for-profit health insurers achieve the state 

 8           budget's Medicaid spending goals while 

 9           securing justified community reinvestments.  

10                  And finally improve reimbursement for 

11           New York's struggling not-for-profit nursing 

12           homes, to ensure that resident care and staff 

13           are not shortchanged.  

14                  This pandemic has proven time and 

15           again that our nonprofit hospitals, health 

16           systems, post-acute-care providers and their 

17           frontline and support staff, are there for 

18           all New Yorkers 24/7.  And in that context, I 

19           want to support Dr. Zucker's March 25th 

20           directive.  

21                  As he has stated, the first reason is 

22           because the science is absolutely there, and 

23           it's supported by the science.  And the 

24           second reason is because of the context.  Our 


                                                                   487

 1           hospitals were in urgent life-and-death 

 2           situations, and we believe that the directive 

 3           saved lives at the hospital level.

 4                  In closing, HANYS is committed to 

 5           working with you to ensure that the 

 6           highest-quality care is accessible and 

 7           affordable to New Yorkers.  And we thank you 

 8           again for your support.  

 9                  This concludes my testimony.

10                  CHAIRWOMAN KRUEGER:  Thank you.  

11                  Dr. Clare?

12                  DR. CLARE:  Good evening, or 

13           afternoon.  My name is Dr. Camille Clare, and 

14           I'm an obstetrician and gynecologist, and I 

15           serve as the chair of the American College of 

16           Obstetricians and Gynecologists -- yes, it is 

17           a mouthful -- ACOG, District II.

18                  Thank you for this opportunity to 

19           provide testimony on the proposed Executive 

20           Budget.  We really greatly appreciate the 

21           Legislature's work over the past several 

22           years to support a variety of maternal 

23           mortality prevention initiatives and for 

24           enacting legislation to improve New York's 


                                                                   488

 1           maternal mortality review process through the 

 2           creation of the Maternal Mortality Review 

 3           Board.

 4                  This review board is critical to 

 5           identifying the causes and contributing 

 6           factors in maternal deaths, to address the 

 7           disparities -- as we know, Black women are 

 8           three to four times more likely to die of a 

 9           pregnancy-related death than white women -- 

10           and importantly, to develop and implement 

11           actionable strategies for prevention.  

12                  The review board is active in its 

13           work, and we urge the Legislature to ensure 

14           that this work is supported and continues.

15                  Secondly, we ask that the Legislature 

16           include $250,000 in general operating funds 

17           for the Safe Motherhood Initiative.  Funding 

18           for this program is typically added by the 

19           Legislature during the budget process.  

20           ACOG's Safe Motherhood Initiative works with 

21           obstetrical teams across the state to develop 

22           and implement clinical bundles that outline 

23           standardized approaches for managing 

24           obstetrical emergencies associated with 


                                                                   489

 1           maternal mortality and morbidity.  

 2                  Funding is necessary to be responsive 

 3           to recommendations from the Maternal 

 4           Mortality Review Board and ensure providers 

 5           across the state can learn from the reviews, 

 6           implement actionable strategies for 

 7           prevention, allow SMI to continue hospital 

 8           implementation support, enhance safety 

 9           bundles with a specific focus on health 

10           equity and respectful care, and develop a 

11           cardiac bundle.

12                  We ask you to ensure changes to 

13           telehealth that prioritize health equity and 

14           access.  As a practicing OB-GYN, telehealth 

15           is an extremely important and useful tool to 

16           me to contact patients during the pandemic.

17                  We next ask you to reject physician 

18           disciplinary process changes which would 

19           disregard essential due process protections 

20           when a complaint is filed against a physician 

21           to the Office of Professional Medical 

22           Conduct.  The commissioner already has 

23           authority to take summary action prior to the 

24           conclusion of disciplinary hearings.


                                                                   490

 1                  Finally, we ask you to reject the 

 2           proposed Excess Medical Liability Program 

 3           changes which would require physicians who 

 4           are already experiencing losses due to the 

 5           pandemic to pay 50 percent of the cost of 

 6           excess medical malpractice insurance, which 

 7           is a critical program for high-risk 

 8           specialties.  

 9                  We appreciate the Legislature standing 

10           with the physician community, particularly 

11           during this extremely difficult time.  Please 

12           consider us a continued resource on women's 

13           healthcare in the future.  I really 

14           appreciate the opportunity to meet with you 

15           all, and am happy to answer any questions 

16           that you may have.  Thank you very much.

17                  CHAIRWOMAN KRUEGER:  Thank you.

18                  Maureen.

19                  MS. REGAN:  Good evening.  Thank you 

20           very much for the opportunity to present 

21           before this committee.  

22                  The pandemic that we are currently 

23           working our way through has shed light on the 

24           PA profession and our ability to treat 


                                                                   491

 1           patients of every age in every clinical 

 2           discipline and in every healthcare setting, 

 3           including home care, school health, mental 

 4           health, and occupational medicine.  We care 

 5           for those who are critically ill and those 

 6           seeking primary and preventative care via 

 7           brick-and-mortar facilities or telemedicine.

 8                  Health system CEOs, COOs and CMOs 

 9           across the state turn to PAs to help manage a 

10           significant surge volume of patients in the 

11           clinical and the administrative space.  One 

12           CMO stated he didn't really appreciate the 

13           impact of PAs, colleagues he has worked with 

14           for many years, and that PAs are an 

15           invaluable solution based on their education 

16           in medicine, their clinical and procedural 

17           training, and their flexibility.  He stated:  

18           "You are the cross between a stem cell and a 

19           3D printer."

20                  Our ability to be able to respond at 

21           this level was primarily due to the action of 

22           the executive order setting aside the need 

23           for a PA to have a supervising physician.  

24                  I'd like to speak to the impact of PAs 


                                                                   492

 1           across the state over the past year.  

 2           Speaking with the CEO and CMIO at Urban 

 3           Health Center, an entity that sponsors 

 4           multiple federally qualified health centers 

 5           in the Bronx and Queens, taking care of some 

 6           of our most vulnerable populations, they must 

 7           rely on PAs to staff their primary and 

 8           specialty care clinics.  They cannot hire 

 9           physicians, and when they do, the turnover is 

10           significant.

11                  The leadership of this federally 

12           qualified health center is extremely 

13           frustrated that PAs are not recognized by 

14           New York State Medicaid managed care as 

15           practitioners.  

16                  Executives who support Medicaid 

17           managed care plans are also frustrated that 

18           this barrier exists, as their enrollees 

19           experience significant delays in getting 

20           healthcare appointments.

21                  PAs need to be recognized by New York 

22           State Medicaid managed care and be able to 

23           have their own panels.  PAs are doing the 

24           work and are addressing the inequity.  


                                                                   493

 1           Patients need to be able to find PAs to 

 2           reduce delays in care, which are forcing 

 3           increased costs and other detrimental 

 4           effects.  

 5                  Stakeholders cannot objectively see 

 6           the impact of the work PAs are doing.  There 

 7           needs to be objective validation when 

 8           employers look for workforce and care model 

 9           solutions.  All insurance entities in 

10           New York State need to enroll PAs as 

11           practitioners in their plans.  

12                  Transparency in who is providing care 

13           to our patients is imperative.  Our 

14           policymakers and our healthcare delivery 

15           systems rely on it.  The federal government 

16           supports direct billing for PAs.  I encourage 

17           New York State to do the same.  

18                  Northwell Health has used a PA to 

19           guide their employee health, their entire 

20           healthcare delivery system.  At Noyes 

21           Hospital in Finger Lakes, a cardiology PA 

22           with emergency management experience was able 

23           to transition to run a COVID testing center.  

24           In Western New York, the general physician PC 


                                                                   494

 1           developed a telehealth model run by their 

 2           physician leadership along with a PA.  PAs in 

 3           Central New York have been able to do the 

 4           same for patients who would not have access 

 5           to care.

 6                  This pandemic has laid bare many 

 7           barriers and opportunities to healthcare in 

 8           New York State.  With the support of the 

 9           Legislature, we look forward to addressing 

10           and setting aside administrative barriers.  

11           This is not a scope-of-practice issue, nor is 

12           it a training issue.  It's an imperative to 

13           establish equitable care.

14                  With all due respect to our valuable 

15           physician, pharmacy and nursing colleagues, 

16           the PA profession has not been mentioned once 

17           in any discussion today, despite being named 

18           the number-one profession by U.S. News & 

19           World Report in 2021.  We need to change 

20           that.  

21                  PAs are often not included in 

22           healthcare language and/or bill language, 

23           leaving true intent up to interpretation -- 

24           and more often, misinterpretation -- creating 


                                                                   495

 1           confusion and delays.  We cannot leave this 

 2           up to random interpretation of HR 

 3           departments, recruiters, EMR vendors or 

 4           practice managers.  

 5                  I ask our legislative colleagues to 

 6           please reach out to us, as we are a huge 

 7           resource for the interpretation of the 

 8           training and scope of PA practice.  We 

 9           welcome the engagement.  Please be sure to 

10           transparently include PAs in guidance and 

11           bill language pertaining to the delivery of 

12           healthcare that fall within our education, 

13           training and scope.  Our public's health and 

14           our fiscal health depend on it.

15                  Thank you.

16                  CHAIRWOMAN KRUEGER:  Thank you.

17                  Next, David Rich.

18                  MR. RICH:  Thank you.

19                  Last year was like no other.  Our 

20           hospitals mounted the largest mobilization of 

21           healthcare resources in the nation's history.  

22           We mourn every patient that died.  But we are 

23           also proud of the brave women and men in our 

24           institutions who cared for and safely 


                                                                   496

 1           discharged 145,000 patients since February.  

 2           They pioneered innovations that have been 

 3           replicated around the world.  They used 

 4           resources no hospitals had ever been asked to 

 5           use before.  They saved thousands of lives, 

 6           and we owe them a huge debt of gratitude.

 7                  But all of this came at great 

 8           emotional and financial cost.  Hospital 

 9           financials tanked in 2020, from the double 

10           whammy of reduced use and increased costs.  

11           Without the dollars secured by 

12           Senator Schumer, our hospitals would have 

13           fallen off a financial cliff.  But we're not 

14           out of the woods.  New Yorkers are not using 

15           hospital services as they did before.  

16           Inpatient use is down 16 percent and ER use 

17           is down 34 percent.  

18                  There's not going to be any more 

19           hospital relief from Congress, so we need you 

20           to do three things, respectfully.

21                  One, provide new funding for 

22           hospitals.  For 13 years, hospitals have 

23           effectively not received an increase in their 

24           Medicaid rates.  That's why we have dozens of 


                                                                   497

 1           hospitals on a closure watch list.  State 

 2           funding from the new COVID relief bill should 

 3           be used to wipe out cuts and increase 

 4           Medicaid rates.

 5                  Two, rein in the abusive practices of 

 6           for-profit insurance companies, who made huge 

 7           profits during the pandemic, collecting 

 8           premiums while most hospital services were 

 9           shut down.  We urge you to revisit one of the 

10           reforms that wasn't enacted last year, known 

11           as "pay and pursue," which would require 

12           insurance companies to actually pay for care 

13           delivered to their enrollees.

14                  And three, don't impose costly 

15           mandates that would put hospitals in an even 

16           worse financial position.  This includes 

17           staffing-ratio legislation that we all know 

18           would cost hospitals and nursing homes 

19           $4 billion.

20                  With regard to nursing homes, let me 

21           be clear:  We support reasonable and funded 

22           reforms.  We represent not-for-profit nursing 

23           homes, which are the gold standard for 

24           long-term care, but that gold standard is 


                                                                   498

 1           rapidly disappearing.  We're losing 5 percent 

 2           of our not-for-profit homes per year.  This 

 3           is a matter of great concern, and we urge you 

 4           to conduct a thorough examination of this 

 5           phenomenon.

 6                  For nursing homes, we need you to 

 7           increase Medicaid rates.  And we are also 

 8           interested in a proposal that would require 

 9           homes to dedicate 70 percent of their revenue 

10           to direct resident care.  We want to be sure, 

11           though, that the missions of not-for-profit 

12           and public nursing homes are protected in the 

13           process.

14                  Finally, I would draw your attention 

15           to an essay published yesterday by the five 

16           CEOs of the largest voluntary hospital 

17           systems in the state.  They point to 

18           scientific studies from across the globe that 

19           have found that COVID patients are most 

20           infectious early in their illness and are 

21           very unlikely to still be infectious or 

22           contagious when they are discharged from the 

23           hospital.  It would greatly benefit the 

24           discussion about hospital discharges if we 


                                                                   499

 1           all become acquainted with the science of the 

 2           infectiousness of COVID-19.

 3                  Thank you so much for your support, 

 4           and thank you for your consideration.  And 

 5           I'm happy to take any questions.

 6                  CHAIRWOMAN KRUEGER:  Thank you.

 7                  And last on this panel, from the 

 8           Visiting Nurse Service of New York, Hany -- 

 9           I'm sorry, I'm going to just --

10                  DR. ABDELAAL:  That's okay, don't 

11           worry about it.

12                  CHAIRWOMAN KRUEGER:  Say it for me 

13           once so I can try and get it right.

14                  DR. ABDELAAL:  Sure.  Thank you for 

15           the opportunity to testify.  I am Dr. Hany 

16           Abdelaal, and not from the HANYS association.  

17           I'm president of VNSNY CHOICE Health Plans, 

18           which includes the largest non-for-profit 

19           managed long term care plan as well as a plan 

20           that integrates Medicaid and Medicare 

21           services for dually eligibles.  

22                  I'm also the chair of New York's 

23           Nonprofit Managed Long Term Care Coalition, 

24           and that is the capacity in which I am 


                                                                   500

 1           speaking to you today.

 2                  Our plans help over 130,000 frail and 

 3           elderly New Yorkers stay in their homes 

 4           instead of having to go into nursing homes.  

 5           This includes helping our members with their 

 6           basic needs.  And I want everyone to focus on 

 7           this; this is moving from place to place, 

 8           bathing, toileting, eating, socializing, and 

 9           going to the doctor.  Without us, these basic 

10           functions would not happen.

11                  CHOICE Long Term Care Plan serves over 

12           24,000 members, and I want you to hear about 

13           the demographics:  73 percent are female, 

14           75 percent are a race other than white.  The 

15           average age is 75.  The average income is 

16           under $900.  And most of our members have 

17           more than five chronic conditions.  And most 

18           of them speak one of 20 primary languages 

19           other than English.  So this is the most 

20           vulnerable residents in our community.

21                  During the public health emergency, 

22           CHOICE, like other MLTC plans, was there for 

23           our members.  We made sure our most 

24           vulnerable members had support despite the 


                                                                   501

 1           aide shortage.  We made sure that members who 

 2           were food-insecure had enough to eat.  We 

 3           provided counseling and supported isolated 

 4           members, and we sent over a million masks to 

 5           our members during the PPE shortage.

 6                  So today I'm going to focus our 

 7           comments on the quality incentive funding 

 8           that the Executive Budget eliminates.  This 

 9           has been an incredibly valuable tool to align 

10           MLTCs and our providers to improve quality of 

11           care for the managed long-term-care 

12           population.  These funds really fund 

13           incentive payments, create predictive models, 

14           provide realtime patient level performance 

15           data to our providers, and they educate and 

16           train care managers. 

17                  And the result of that is it works.  

18           Over the last four years the Quality 

19           Incentive Program has helped us improve 

20           outcomes for our members on virtually every 

21           measure -- that's reducing ER visits, 

22           hospitalizations, serious falls, and 

23           including vaccination.

24                  So the Executive Budget eliminates 


                                                                   502

 1           this quality incentive pool, and this is 

 2           essentially a quality disincentive.  Not only 

 3           does this fly in the face of over two decades 

 4           of health policy, it seriously undermines the 

 5           quality infrastructure that MLTC plans have 

 6           built and hurts the home care agencies that 

 7           are using value-based payments to enhance 

 8           their operations while paying home health 

 9           aides who put themselves out there every day 

10           during this crisis to serve our most 

11           vulnerable members.

12                  Since well before the pandemic, 

13           quality plans and providers were partners 

14           with New York State to address these health 

15           disparities and ensure the population remains 

16           home.  We urge the Legislature to restore the 

17           quality funding pool and make the pool 

18           permanent in statute to support 

19           long-term-care services for tens of thousands 

20           of disabled and frail New Yorkers.

21                  Thank you for your time, and thank you 

22           for supporting us.

23                  CHAIRWOMAN KRUEGER:  Thank you all 

24           very much.  


                                                                   503

 1                  I know that Gustavo Rivera had a 

 2           question or two.

 3                  SENATOR RIVERA:  I do, and it will be 

 4           brief.  

 5                  Hello, everyone.  Okay, so I have a 

 6           few -- obviously, hopefully you folks were 

 7           tuned in during the marathon session that we 

 8           just had, and so I wanted to ask a couple of 

 9           questions.  Certainly you all expressed in 

10           different ways the concerns that you have 

11           about the Medicaid cuts.  So I wanted to 

12           ask -- and I've asked some of you when you've 

13           come and met with me, and some other 

14           organizations as well, but I want to do so 

15           publicly as well, related to the raising of 

16           more revenue in the State of New York and how 

17           essential it is, particularly as it relates 

18           to making sure that when it comes to 

19           education, to healthcare and to other basic 

20           services, that we do not make those cuts, 

21           that we actually get more revenue.  

22                  Does anyone want to take this 

23           opportunity on behalf of their organization 

24           to actually say how essential more revenue by 


                                                                   504

 1           taxing the wealthy would be?  This is your 

 2           opportunity.

 3                  MS. REGAN:  Senator Rivera, if I may.  

 4                  SENATOR RIVERA:  Please.

 5                  MS. REGAN:  There are 25 PA programs 

 6           in New York State, including in urban, rural 

 7           and suburban areas, many hosted by SUNY and 

 8           CUNY institutions.  A very young, qualified 

 9           workforce.  Many of your constituents are 

10           struggling with workforce solutions --

11                  SENATOR RIVERA:  Yes, ma'am.

12                  MS. REGAN:  -- the problem across the 

13           state.  And the ability to re-channel some of 

14           those funds into those educational 

15           opportunities to solve workforce issues is 

16           significant.

17                  SENATOR RIVERA:  So you would say that 

18           having more revenue to be able to provide, in 

19           this particular sense, in the programs you're 

20           talking about, to be able to train more folks 

21           that could be new to the workforce, the 

22           healthcare workforce, you would be supportive 

23           of that.

24                  MS. REGAN:  Yes.  There are over 


                                                                   505

 1           18,000 licensed PAs currently in New York 

 2           State.  State Ed is handling about 1500 

 3           licenses a year.  And that represents about a 

 4           30 percent increase in the past five years.

 5                  SENATOR RIVERA:  So more revenue would 

 6           help that happen.

 7                  MS. REGAN:  That's right.  There's a 

 8           huge demand for people to go into the PA 

 9           profession.

10                  SENATOR RIVERA:  Gotcha.

11                  I'm guessing the other folks are not 

12           going to take the bait.

13                  MS. GRAUSE:  Senator?

14                  SENATOR RIVERA:  Yes, ma'am.

15                  MS. GRAUSE:  We don't have a position 

16           on how you raise revenue, but certainly more 

17           revenue for healthcare is something that we 

18           would support.  But we don't have a position 

19           on how you raise that.  That's --  

20                  SENATOR RIVERA:  I would ask you, as I 

21           have privately, to please go back to your 

22           membership and develop a position, 

23           particularly during the budget negotiations.  

24           Greater New York, same thing.  Get your 


                                                                   506

 1           members to get on board to please, let's tax 

 2           the wealthy, because the folks who you serve, 

 3           the Medicaid patients that you serve all 

 4           across the state are the ones that are 

 5           suffering because of these cuts.  And we need 

 6           to actually assuage some of those cuts.  

 7                  Also, I just wanted to get people's 

 8           opinion on the global cap.  There is a bill 

 9           that I have to actually get rid of it.  I 

10           have made the argument many times that it is 

11           an -- it was an invention, there's no 

12           question about that.  And whether it's a 

13           useful invention -- the administration 

14           continues to insist that it is, I continue to 

15           insist that it is not.  

16                  Does anybody want to take a public 

17           position on the global cap during this 

18           moment?

19                  MR. RICH:  Yes, Senator, I will.  

20                  We have a lot of concerns about the 

21           fact that the global cap has really not 

22           changed since it went into effect in 2011.  

23           Last year, as part of the MRT 2 process, a 

24           lot of the MRT members talked about it.  


                                                                   507

 1                  The administration also talked about 

 2           at least making adjustments.  Because as 

 3           Senator Krueger pointed out before, when you 

 4           have so much enrollment growth, that crowds 

 5           out everything else.  It crowds out the 

 6           ability to do important investments 

 7           elsewhere.  It's why providers have not had 

 8           an inflation increase in 13 years -- well, in 

 9           nine years, but they haven't had since longer 

10           than that.  

11                  So we would very much support, at the 

12           very least, reforming it.  We haven't taken a 

13           position on actually getting rid of it 

14           altogether.

15                  SENATOR RIVERA:  So this is another 

16           one where I would ask you to go back to your 

17           memberships and consider that amongst your 

18           board.

19                  Anybody else want to take a position 

20           on this?

21                  MS. GRAUSE:  We will.  We'll consider 

22           it, Senator.  There definitely are challenges 

23           with it.  But it's complicated, as you know.

24                  SENATOR RIVERA:  Oh, certainly it is 


                                                                   508

 1           complicated.  But certainly I believe it's 

 2           necessary to at the very least reform it, and 

 3           at the most get rid of it, which is why I 

 4           have a bill.

 5                  Anybody else?   We've just got 

 6           50 seconds.  If not, it's okay.  

 7                  Doctor, Dr. Clare, thank you for 

 8           bringing up all the concerns that you have 

 9           about maternal mortality.  It is 

10           incredibly -- I'll give you the last 

11           40 seconds to just tell us a little bit more 

12           about how important it is to make sure we get 

13           it right in this budget.

14                  DR. CLARE:  Yeah, I think in 

15           particular funding the Safe Motherhood 

16           Initiative would really be key, because we 

17           want to implement some of those clinical 

18           bundle strategies that we've developed, and 

19           the recommendations that have come from the 

20           Maternal Mortality Review Board.  

21                  So I think that's really one of the 

22           most important things I can really advocate 

23           for.  That would include $250,000 to really 

24           fund this initiative.  We know the good work 


                                                                   509

 1           it has done.  New York State was ranked 46th 

 2           in the country, now we're ranked 23rd.  We 

 3           have more work to do.  

 4                  Definitely we know that hospitals have 

 5           reported that SMI has really directed their 

 6           impact, their ability to improve patient 

 7           care.  So thanks for your time.

 8                  SENATOR RIVERA:  My time is done.  

 9           That $250,000, we would be able to have it if 

10           we taxed the wealthy.  

11                  Thank you, Madam Chair.  Back to you.

12                  CHAIRWOMAN KRUEGER:  Thank you, 

13           Senator Gustavo Rivera.

14                  Helene, Assembly?  

15                  CHAIRWOMAN WEINSTEIN:  Yes, we have a 

16           number of members.  We'll start with 

17           Assemblyman Ra.

18                  ASSEMBLYMAN RA:  Thank you, Chair.  

19                  Thank you all for your testimony --

20                  CHAIRWOMAN WEINSTEIN:  It's just three 

21           minutes -- excuse me, it's just three minutes 

22           for the panel.  Yeah.

23                  ASSEMBLYMAN RA:  Thank you all.  

24                  And a special thank you to all of your 


                                                                   510

 1           members, both institutionally and personally, 

 2           for their work over the last almost year now.  

 3           It's certainly been a challenging time for 

 4           everybody in the healthcare field and, you 

 5           know, really answering the call in 

 6           unprecedented circumstances.

 7                  I just wanted to -- and I think this 

 8           would be particularly for HANYS and Greater 

 9           New York Hospitals to talk a little bit more 

10           about some of the nursing home reforms?  And 

11           in particular it was mentioned regarding the 

12           revenue restrictions that are proposed.  

13                  We've seen these types of things in 

14           the past, you know, with not-for-profits and 

15           things like that, and one of the things we've 

16           seen is that perhaps costs that are 

17           considered to be one thing or another by a 

18           particular sector versus what they're 

19           considered by the state may not always match 

20           up, and it causes some issues.

21                  So -- and I know you mentioned, you 

22           know, it not -- it being something that could 

23           particularly clash with making sure that 

24           not-for-profit and public entities can comply 


                                                                   511

 1           with their missions.  So if you could 

 2           elaborate with regard to that a little bit 

 3           about things we need to keep in mind when 

 4           crafting that proposal.

 5                  MR. RICH:  Sure, absolutely.  Thank 

 6           you, Assemblyman.

 7                  We represent only not-for-profit and 

 8           public nursing homes.  And for the most part, 

 9           they do spend more on direct resident care 

10           and staffing than their for-profit 

11           counterparts do.  And so we prefer this kind 

12           of proposal much more than staffing ratios, 

13           for instance, mandatory staffing ratios.  

14                  What we would like to make sure, 

15           though, is we've seen there are some nursing 

16           homes that do not -- who have very different 

17           cost structures, like specialty nursing 

18           homes, pediatric nursing homes, those who 

19           serve HIV and AIDS, continuing care 

20           retirement communities and others who may 

21           need to be exempted altogether from it.  

22                  We'd want to make sure that when 

23           you're looking at what cost centers you're 

24           including from a cost report, they really are 


                                                                   512

 1           what we would view as things that enhance 

 2           resident care and patient care.  And that's 

 3           sort of where some of the details come in.  

 4                  But for the most part, for the 

 5           not-for-profit and public community, it's a 

 6           better proposal than the ratio bill, for 

 7           instance.

 8                  MS. GRAUSE:  Yeah, I think David's got 

 9           that right.  The devil is in the details.  

10           And for not-for-profit nursing homes, the 

11           vast majority of their budget goes to direct 

12           patient care in the form of salaries for 

13           caregivers.  

14                  So I think just making sure that 

15           there's clarity around the expenses and what 

16           would be counted in is critically important.  

17           But we think, again, making sure that the 

18           dollars go to patient care is really the most 

19           important part of that.

20                  ASSEMBLYMAN RA:  Thank you.

21                  CHAIRWOMAN KRUEGER:  Thank you.

22                  I think -- well, for me for the 

23           Senate, just following up on those questions, 

24           do you think we can put the genie back in the 


                                                                   513

 1           bottle and reverse ourselves and no longer 

 2           allow for-profit nursing homes in New York 

 3           State?  Do you think if we get the formulas 

 4           right that not-for-profit providers will come 

 5           back into this universe?

 6                  MR. RICH:  You know, I think -- oh, go 

 7           ahead, I'm sorry.

 8                  MS. GRAUSE:  I guess I would have to 

 9           say if you want to -- I think it's a money 

10           question.  I think if you want to have 

11           services in the state, you have to cover the 

12           cost of those services.  

13                  So I think it boils down to making 

14           sure that you can have not-for-profit nursing 

15           homes that can actually have a margin, 

16           because without the margin, no mission.

17                  MR. RICH:  Yeah.  And I think as we 

18           mentioned before, given the fact that nursing 

19           homes are often 90 percent Medicaid, and the 

20           Medicaid program has really underfunded them, 

21           I think that's why we're seeing the 

22           not-for-profits who do have higher cost 

23           structures because they do spend more on 

24           residents' care and on, you know, other 


                                                                   514

 1           things that cost more.  

 2                  We see them bought up by the 

 3           for-profits, and that's because the 

 4           for-profits, once they buy them up, really 

 5           cut back on a lot of the things that the 

 6           not-for-profits were spending on in order to 

 7           fulfill their mission.  

 8                  So it's really a function, as Bea 

 9           said, of the Medicaid rates.  And they've got 

10           to be improved if we're going to turn this 

11           around.

12                  CHAIRWOMAN KRUEGER:  And I think 

13           that's a lesson for us also when we're 

14           walking into the new world of telemedicine.  

15                  I think that we've all seen during 

16           COVID how valuable expanded telemedicine 

17           options can be, particularly in areas that 

18           are geographically distant from large numbers 

19           of doctors and medical centers.  

20                  But there also seems to be a push for 

21           for-profit telemedicine, and my gut is to be 

22           very hesitant of that.  Has anybody looked at 

23           the differences between for-profit 

24           telemedicine and remaining in our 


                                                                   515

 1           not-for-profit model here in New York?

 2                  MR. RICH:  I have not, but we will 

 3           certainly look at that, absolutely.

 4                  DR. CLARE:  I would just like to add 

 5           that, you know, really payment parity is 

 6           really key for telemedicine services for all 

 7           payers.  And also coverage for audio-only 

 8           options.  

 9                  You know, I take care of patients that 

10           are in a safety-net hospital system and so 

11           therefore really allowing for those options.  

12           It really was invaluable for me as an OB-GYN 

13           in the height of the pandemic almost a year 

14           ago to really have access to my patients.  So 

15           really payment parity is super-key, and 

16           coverage for audio-only would really help 

17           these services.

18                  MR. RICH:  We absolutely agree with 

19           the payment parity comment.  Thank you, 

20           Doctor.

21                  CHAIRWOMAN KRUEGER:  Thank you.  

22           Although we're not going to tell women, We're 

23           not coming to help you deliver your baby 

24           anymore, you just -- we'll walk you through 


                                                                   516

 1           on the computer, right?

 2                  DR. CLARE:  Well, that's for the 

 3           outpatient services.  We know for inpatient 

 4           services they always have to come in.  But 

 5           for outpatient services, prenatal care, we 

 6           know that's super important to ensure those 

 7           good outcomes and reduce maternal mortality, 

 8           so, you know -- 

 9                  CHAIRWOMAN KRUEGER:  That's just my 

10           bad sense of humor.  

11                  (Laughter, overtalk.)

12                  DR. CLARE:  I got it, I got it.  No 

13           worries.

14                  CHAIRWOMAN KRUEGER:  I'd better stop 

15           before I do more damage.

16                  Assembly.

17                  CHAIRWOMAN WEINSTEIN:  Assemblyman 

18           Cahill.

19                  ASSEMBLYMAN CAHILL:  Thank you so 

20           much.  

21                  And if I had my pots and pans here, 

22           I'd be banging them for the people that work 

23           for you to thank you for everything that 

24           you've done over the past year.  


                                                                   517

 1                  I just sent a message to one of the 

 2           people in the Department of Health that while 

 3           Dr. Zucker was testifying, the one and only 

 4           COVID patient at the Health Alliance of the 

 5           Hudson Valley was released, and it was my 

 6           brother-in-law.  So this is a good sign, not 

 7           only that my brother-in-law got out, but that 

 8           there was only one patient there today.  

 9           That's terrific news.

10                  Now, Ms. Grause and I had had an 

11           opportunity on Monday to talk at length about 

12           a variety of different issues.  One of the 

13           things I said to her, and I think our group 

14           kind of misinterpreted my reporting for 

15           advocacy -- although I will say I am a 

16           supporter of the idea -- I do believe that 

17           this Legislature is of a mind to consider 

18           seriously staffing ratio bills.  

19                  And I would just urge you, as people 

20           who represent a very important industry, to 

21           start to think in terms of how you want to 

22           contribute to that dialogue instead of 

23           thinking about how you can resist it.  

24           Because if it happens, it happens.  I'd 


                                                                   518

 1           rather have you be part of the solution than 

 2           have it be something that was imposed upon 

 3           you.

 4                  MR. RICH:  We would agree with you.

 5                  ASSEMBLYMAN CAHILL:  Greater New York 

 6           has mentioned the finances of COVID for the 

 7           hospital systems and the nursing home systems 

 8           in our state.  You had lower admissions at 

 9           the emergency room, you had fewer surgical 

10           procedures -- two of the last remaining 

11           profit centers for our hospitals.  And profit 

12           is the wrong word.  Two of the last areas of 

13           hospital services that make more money than 

14           they cost.

15                  MR. RICH:  Mm-hmm.

16                  ASSEMBLYMAN CAHILL:  And then you also 

17           mentioned that there were increased costs 

18           associated with COVID as a result of all 

19           this.  

20                  Do you feel that you can recover from 

21           this with one-shot extraordinary help?  And 

22           can we get back on track to where we were -- 

23           let's change that.  Can we get back on track 

24           to finally reaching a point of a path toward 


                                                                   519

 1           permanent solvency for our healthcare 

 2           institutions?  

 3                  MS. GRAUSE:  It's going to take a 

 4           while.  It's certainly going to take a while.  

 5           There are a lot of moving parts.  

 6                  Frankly, many hospitals have not seen 

 7           the cases come back in terms of their 

 8           outpatient surgery.  I think the prices are 

 9           still high for PPE.  The requirements to 

10           warehouse PPE still exist.  So it's going to 

11           take a while.

12                  And I think telemedicine will help in 

13           some areas, but I think it will still be a 

14           challenge revenue-wise for other providers.

15                  MR. RICH:  Yeah, and it's a very big 

16           concern from a public health standpoint too.  

17                  I mean, having only 64 percent of the 

18           people in the ER that you used to have -- 

19           we've always wanted to have fewer people in 

20           the ER, but if it's just because they're not 

21           coming and getting healthcare, then that's 

22           really a problem.  

23                  But I think especially for our 

24           safety-net institutions, those Medicaid 


                                                                   520

 1           rates -- some increase in Medicaid rates is 

 2           so important.  We keep having like bailouts 

 3           and Band-Aids for them year after year after 

 4           year.  We really just need to take care of 

 5           the revenue structure in one fell swoop.

 6                  ASSEMBLYMAN CAHILL:  So my clock was 

 7           set for three minutes instead of five, but 

 8           let me just be very brief and --

 9                  CHAIRWOMAN WEINSTEIN:  It's three 

10           minutes.

11                  CHAIRWOMAN KRUEGER:  It's supposed to 

12           be.

13                  ASSEMBLYMAN CAHILL:  Okay.  So very, 

14           very quickly, thank you for your comments on 

15           medical malpractice, excess medical 

16           malpractice.  Very important.  

17                  I would urge you all to start thinking 

18           about trying to formulate a group to 

19           reconsider how we deliver healthcare in 

20           New York.  We have to get off the triage and 

21           get on a real plan.  

22                  So thank you very much.  We'll be 

23           looking at everything, and hopefully we'll be 

24           doing the right thing by you through this 


                                                                   521

 1           budget.

 2                  MR. RICH:  Thank you.

 3                  MS. GRAUSE:  Always happy to do that.

 4                  DR. ABDELAAL:  Thank you.

 5                  CHAIRWOMAN KRUEGER:  Helene, you have 

 6           another hand.

 7                  CHAIRWOMAN WEINSTEIN:  Another two.  

 8                  Assemblyman Byrne.  

 9                  ASSEMBLYMAN BYRNE:  Thank you.  And I 

10           want to thank you again for all your 

11           testimony and just sticking through the 

12           entire hearing.  It's much appreciated.  

13                  A couple of questions and comments.  

14           One, Maureen, you're right, we should be 

15           talking about physician assistants more.  And 

16           my wife would agree.  

17                  You mentioned in your testimony about 

18           many New York State websites incorrectly list 

19           PAs as registered rather than listed.  I 

20           would be curious as to what specific 

21           websites.  I don't expect you to get that to 

22           me now, but perhaps that's something that our 

23           committee and we can do, whether it's writing 

24           directly to the state agency or through 


                                                                   522

 1           legislation.  But I would be interested in 

 2           that.

 3                  I also wanted to just say thank you 

 4           again for your comments, all of you for the 

 5           most part, on the opposition to the 

 6           elimination of the Indigent Care Pool for 

 7           public hospitals.  I tried to mention it 

 8           earlier, but Westchester Medical Center is 

 9           just outside my district, but it's in one of 

10           the counties I represent, and I believe that 

11           they're even more disproportionately more 

12           impacted from that elimination because the 

13           county does not contribute like some of the 

14           other public hospitals.

15                  Also heard some of your concerns about 

16           the shift from the 340B retail pharmacy 

17           benefit, from Medicaid managed care to fee 

18           for service.  I appreciate that.

19                  And I wanted to just -- you know, 

20           after my comments if there's anything you 

21           want to elaborate on, I would appreciate that 

22           and give you that opportunity.  

23                  The same thing with, again, just like 

24           the Insurance chair, about the Excess Medical 


                                                                   523

 1           Malpractice Insurance Program.  I appreciate 

 2           your comments.

 3                  As far as the nursing homes, the 

 4           30-day amendments, that was more of a 

 5           specific question I had.  Some of these 

 6           penalties are substantial increases from what 

 7           is current.  And I know there's been 

 8           proposals in the past from some members in 

 9           the Health Committee -- I think the chair.  

10           And I tend to think that these types of 

11           policies and discussions should be separate 

12           from the budget, not in the budget.  

13                  They seem to be pretty significant in 

14           a jump.  And I'd like to ask if you had any 

15           comments or questions on that.  And if 

16           there's anything else you wanted to add, by 

17           all means please do.

18                  MR. RICH:  Assemblyman, on the 

19           financial penalties, they're very big 

20           increases.  And they're not just for nursing 

21           homes, those are for all providers, so 

22           hospitals and other providers as well.  

23                  So we are very concerned about that.  

24           I mean, you know, we already feel like the 


                                                                   524

 1           fines are sufficient.  And we don't want to 

 2           see them increased.

 3                  MS. GRAUSE:  Yeah, I don't think fines 

 4           are helpful in terms of operation or, most 

 5           importantly, in terms of an improvement.  

 6                  I think you raised a lot of issues, 

 7           Assemblyman, and we are always happy to come 

 8           in and talk to you in more detail.  There's a 

 9           lot of detail there.  There's also a lot of 

10           relationship between many of the Medicaid 

11           issues and some of the proposals in the 

12           budget.  We're happy to talk to you about 

13           that.

14                  ASSEMBLYMAN BYRNE:  Thank you.  And I 

15           guess my point on the fines is if we're going 

16           to have those discussions, I don't think it 

17           should be in the budget.  I think it's too 

18           easy for things to get packed in.  And if we 

19           want to debate that, we should do it 

20           separately and include all the stakeholders, 

21           including you folks.  

22                  So thank you.

23                  MS. GRAUSE:  We would agree with that.

24                  CHAIRWOMAN WEINSTEIN:  Assemblyman 


                                                                   525

 1           Jensen.

 2                  ASSEMBLYMAN JENSEN:  Thank you very 

 3           much, Madam Chair.  

 4                  Just want to get back into the 

 5           staffing conversation again.  So really for 

 6           our hospitals and our nursing homes, what do 

 7           you guys see as really the nursing needs that 

 8           you're seeing from your members on a daily 

 9           basis, whether it's RNs, LPNs, CNAs?  Where 

10           do you see the biggest need?  

11                  And when you're looking at those 

12           staffing needs, do you think that flexible, 

13           evidence-based, data-driven models will 

14           really be preferable to adapt to what patient 

15           resident needs are on a day-to-day basis, 

16           rather than something that's mandated across 

17           the board for every facility across the 

18           state?

19                  MS. GRAUSE:  Assemblyman, I couldn't 

20           agree with you more.  I think the pandemic 

21           has demonstrated the need for flexibility.  

22                  And I think if you have seen one 

23           staffing model in a hospital, you've seen one 

24           staffing model.  There are big differences 


                                                                   526

 1           between large academic medical centers and 

 2           how they are able to staff, and a small 

 3           critical-access hospital.  

 4                  And so I think having that flexibility 

 5           to make decisions locally -- and also, 

 6           staffing needs vary according to the 

 7           acuteness of the patient.  I'm a registered 

 8           nurse myself, and a hospital -- a patient's 

 9           needs may change minute by minute.  In a 

10           nursing home, the patient's needs are much 

11           more stable.  And so there are vast 

12           differences.  

13                  So I think that allowing those -- the 

14           decision-making to happen within the facility 

15           is really the most appropriate.  And the 

16           pandemic showed that.

17                  ASSEMBLYMAN JENSEN:  I apologize for 

18           the background noise on my end.  I'm at the 

19           dinner table with my 2-year-old, so I 

20           apologize.

21                  MS. GRAUSE:  Lucky you.

22                  DR. CLARE:  We love coworkers.  So we 

23           love coworkers.  

24                  (Laughter.)


                                                                   527

 1                  ASSEMBLYMAN JENSEN:  Does anybody else 

 2           want -- David, did you have any thoughts 

 3           on --

 4                  MR. RICH:  Sure, no.  Thank you, and 

 5           thank you for your comments on this issue 

 6           earlier today.

 7                  Totally agree with Bea.  And I think, 

 8           you know, as I mentioned on the nursing home 

 9           side, we would prefer the kind of approach 

10           that the 70 percent -- the requirement to 

11           spend 70 percent on direct resident care, we 

12           much prefer that to inflexible ratios that 

13           are in the bill.  

14                  You know, to Chair Cahill's comment 

15           before, we would definitely want to be part 

16           of a solution.  In the past, unfortunately, 

17           the only option out there has been the bill 

18           that, you know, DOH and Cornell told us all 

19           last August would cost $4 billion for 

20           hospitals and nursing homes and require us to 

21           hire 70,000 new people.  So we clearly can't 

22           pass that.  

23                  But we definitely would want -- we are 

24           very willing to have conversations, and I 


                                                                   528

 1           believe some are actually happening even as 

 2           we speak.  So we would like to be part of a 

 3           solution.

 4                  ASSEMBLYMAN JENSEN:  In the 10 seconds 

 5           I have, just a yes -- so do you really see 

 6           the need not just for RNs, but the LPNs and 

 7           CNA positions across the board are really 

 8           what are needed for our health system right 

 9           now?

10                  MR. RICH:  Oh, absolutely.  We need 

11           all of them.

12                  ASSEMBLYMAN JENSEN:  Thank you very 

13           much.

14                  Thank you, Madam Chair.

15                  MR. RICH:  And PAs.

16                  CHAIRWOMAN WEINSTEIN:  We go to 

17           Assemblyman Palmesano.  

18                  ASSEMBLYMAN PALMESANO:  Thank you.  

19                  Appreciate you being here and what you 

20           do.

21                  This is more directed towards HANYS 

22           and the Greater New York Hospital 

23           Association.  Particularly I know the 

24           comments were brought up during your initial 


                                                                   529

 1           comments about the Indigent Care Pool.  And I 

 2           just wondered if you could elaborate a little 

 3           bit more on that from the perspective -- are 

 4           you concerned about counties having to have 

 5           an increased burden with the removal of the 

 6           state's share of the Indigent Care Pool and 

 7           the overall impact this could have on county 

 8           property taxpayers, on your healthcare 

 9           facilities, and the delivery of healthcare in 

10           general?  Just anything you could elaborate 

11           on that.  

12                  Because I know that's something that 

13           has a lot of concern, especially I always 

14           worry about cost shifts to counties and 

15           property taxpayers and how that might 

16           impact -- any thoughts you might have on that 

17           proposal?  

18                  MS. GRAUSE:  Sure.  Certainly.  I 

19           think there are a couple of moving parts.  

20                  We agree with you on the removal of 

21           the state support for the public Indigent 

22           Care Pool.  And I think we also have a 

23           proposal that would smooth out the changes 

24           year to year for the providers who receive 


                                                                   530

 1           those Indigent Care Pool funds, so that the 

 2           burden of loss is evened out over time.  

 3                  So we agree with you on that part, but 

 4           we also have the concern about the providers.

 5                  MR. RICH:  Yeah.  And I would totally 

 6           agree.  And, you know, as I believe it was 

 7           Assemblyman Byrne mentioned before, different 

 8           counties have been supporting their public 

 9           hospitals in different ways.  In Westchester, 

10           the county doesn't really put in the local 

11           share.  The hospital itself is financing 

12           that.  Erie County deals with it differently,  

13           and Nassau County deals with it differently.  

14           The SUNYs, they don't have a taxing ability 

15           to put up the state share that would be taken 

16           away from them.  

17                  So we really, really would urge you to 

18           reject that cut, both because of the impact 

19           on counties -- who, by the way, need relief 

20           also and not new costs shifted to them.  And 

21           it's not clear they'd even be able to pick up 

22           the slack even if they were able to -- or 

23           that they would be willing to.  They've got 

24           other priorities as well.  


                                                                   531

 1                  So we think it's a -- we think it's an 

 2           ill-advised cut.

 3                  ASSEMBLYMAN PALMESANO:  Thank you very 

 4           much.

 5                  CHAIRWOMAN KRUEGER:  Anyone else, 

 6           Assembly?  

 7                  CHAIRWOMAN WEINSTEIN:  We're done.  

 8                  But I think you have someone now, 

 9           Senator Serino.

10                  CHAIRWOMAN KRUEGER:  Oh, hello, Sue 

11           Serino popped up.

12                  Senator Sue Serino.  

13                  (Pause.)

14                  CHAIRWOMAN KRUEGER:  Turn on your 

15           speaker.

16                  SENATOR SERINO:  Sorry.  Darn buttons.  

17                  Thank you, Madam Chair.  

18                  And thank you so much for being here.  

19                  You know, a big part of our 

20           conversation today was we were talking about 

21           bolstering staffing.  So how do we improve 

22           the workforce pipeline, whether it's CNAs, 

23           RNs, PAs, doctors, what have you?  Do you 

24           have recommendations for bolstering the 


                                                                   532

 1           healthcare workforce so the staffing 

 2           shortages aren't as common as they are today?  

 3                  MS. GRAUSE:  Thank you, Senator.  

 4                  There are a lot of things that are 

 5           already in place, and I think it certainly 

 6           takes time.  I think the legislation for a 

 7           Bachelor of Science in Nursing in 10 is one.  

 8                  I think career ladders starting early 

 9           in schools.  It's actually quite a complex 

10           area.  But, you know, kids -- when I was in 

11           high school, you know, you could be a teacher 

12           or a nurse.  I'm dating myself, but that -- 

13           you know, those were the choices, and I chose 

14           nursing.  But kids, young boys and girls have 

15           lots and lots of different career choices.  

16           And I think starting early and making sure 

17           that kids understand the wonderful rewards 

18           and career paths for people who choose 

19           healthcare is something that we have to do a 

20           lot more of.  

21                  But there's many more ideas.  But yes, 

22           we would love to talk to you about a lot of 

23           our ideas around that.

24                  SENATOR SERINO:  I would love to do 


                                                                   533

 1           that.  I love going into the schools, and I 

 2           think we really have to start in middle 

 3           school, right?  By the time high school rolls 

 4           around --

 5                  MS. GRAUSE:  It's too late.

 6                  SENATOR SERINO:  -- it's too late.  

 7                  Yeah, so I'd love to continue this 

 8           conversation.  And thanks again for being 

 9           here today.

10                  MS. GRAUSE:  Of course.

11                  MS. REGAN:  I think the challenge as 

12           it relates to PAs, as I mentioned, is to 

13           ensure that PAs are included in regulations, 

14           guidance, statutes, bills.  We're often left 

15           out, and if people don't see us, they assume 

16           that PAs cannot provide the function.  

17                  A perfect example is when the DOH set 

18           out the vaccination guidance, PAs were not 

19           mentioned in it.  Doctors, nurses were.  

20           Clearly, by our license, we can.  I spent 

21           many a day in Nassau County with the 

22           commissioner of health in Nassau County, 

23           volunteering time to give out the vaccines.  

24           But we had to get clarification from the 


                                                                   534

 1           Department of Health because if we were not 

 2           specifically listed, they assumed that we're 

 3           not providing the care.

 4                  It's very, very difficult to get that 

 5           redirected once that initial guidance has 

 6           been rolled out.  So it's imperative, again, 

 7           on bill language, any kind of DOH guidance, 

 8           that PAs are explicitly included.  We have 

 9           licenses to practice just like our physician 

10           colleagues, we report to the Board of 

11           Medicine, we get disciplined by the OPMC.  

12           But we're often -- we're often left out of 

13           that language.

14                  MS. GRAUSE:  That's a good point.

15                  SENATOR SERINO:  It's helpful.  Thank 

16           you.

17                  CHAIRWOMAN WEINSTEIN:  All right.  

18                  Anyone else here tonight?  Nope.  

19           We're going to thank the panel for staying 

20           with us.  Well, you didn't really have to 

21           stay with us.  We used to make you come to 

22           Albany; now you just turn on Hollywood 

23           Squares at the right time.  

24                  But indeed, thank you very much for 


                                                                   535

 1           being with us and for sharing your opinion 

 2           with us.

 3                  DR. CLARE:  Thank you very much.

 4                  CHAIRWOMAN KRUEGER:  Thank you.  

 5                  And our next panel --

 6                  MS. REGAN:  Thank you, Chairwoman 

 7           Krueger and Chairwoman Weinstein.

 8                  CHAIRWOMAN KRUEGER:  Thank you.  

 9                  Our next panel is 1199SEIU, Molly 

10           Silva (sic); the Consumer Directed Personal 

11           Assistance Association of New York State, 

12           Bryan O'Malley; the Home Care Association of 

13           New York State, Alyssa Lovelace; and the 

14           New York State Council for Community Behavior 

15           and Healthcare, Lauri Cole.  

16                  And again, you've all submitted 

17           testimony.  You're not going to try to read 

18           it, because you only have three minutes.  And 

19           then we will ask the panel any questions we 

20           wish to ask.  And know that we all have your 

21           full testimony and people can definitely 

22           follow up with you after this hearing this 

23           evening.  

24                  So our first speaker is Molly Silva.


                                                                   536

 1                  MS. SILVA:  Good afternoon.  My name 

 2           is actually Milly Silva.

 3                  CHAIRWOMAN KRUEGER:  Excuse me.

 4                  MS. SILVA:  I serve as an executive 

 5           vice president of 1199SEIU United Healthcare 

 6           Workers East.  And we are submitting written 

 7           testimony on behalf of the 300,000 healthcare 

 8           workers that we represent in the State of 

 9           New York.  

10                  And so I want to focus my remarks 

11           specifically on the need for nursing home 

12           reform.  At 1199SEIU we represent over 

13           65,000 nursing home workers in 343 nursing 

14           homes across the state, providing the 

15           hands-on care that residents need to thrive.

16                  There are a few points that I want to 

17           be able to bring to the group today.  Number 

18           one is that even before this pandemic, our 

19           members were increasingly concerned about the 

20           conditions that they were experiencing at the 

21           nursing homes, where we saw owners who have 

22           chosen to increase their profits rather than 

23           invest in the staff needed to provide the 

24           hours of residents' care that our seniors 


                                                                   537

 1           need at the facilities.

 2                  During the pandemic, the crisis became 

 3           exponentially worse.  It looked like the 

 4           failure to provide personal protective 

 5           equipment, it looked like workers who were 

 6           being pressured to return to work despite 

 7           being ill and also, at times, having the 

 8           challenge of being in a situation where they 

 9           weren't receiving the sick-leave time that 

10           they needed in order to be able to recover 

11           during their quarantine leave.  And it also 

12           included a failure to guarantee that nursing 

13           homes were using appropriate infection 

14           control measures.  

15                  Our members' experiences and a 

16           comparison with other states make it 

17           abundantly clear that serious reform of the 

18           industry is needed.  A few key points.  

19                  New York ranks worse than 38 others in 

20           the number of hours per day of hands-on care 

21           that residents receive -- and, not 

22           coincidentally, is one of only 12 states 

23           without any minimum state standards for hours 

24           of care.  Directly related to that, we have 


                                                                   538

 1           one of the worst rates of pressure ulcers in 

 2           high-risk, long-stay residents.  

 3                  Even as care suffers, too many nursing 

 4           home owners are extracting profit from these 

 5           homes.  The average spend on resident care is 

 6           just 65 percent of overall revenue, with 

 7           35 percent being spent on staffing.  And 

 8           because these are averages, let's be mindful 

 9           that there are large groups of nursing homes 

10           who are spending even less.  

11                  Raising the floor and requiring that 

12           homes spend a minimum of 40 percent on 

13           staffing and a total of 70 percent on 

14           resident care -- again, as a minimum -- will 

15           shift approximately $500 million that can go 

16           towards resident care.  And these are dollars 

17           that are already in the system.

18                  And this kind of a minimum standard 

19           will also target the bad actors.  Over 

20           70 percent of New York's nonprofit nursing 

21           homes already meet these standards, but only 

22           20 percent of for-profits do.  Taxpayer 

23           dollars should be spent where they matter, on 

24           resident care.  


                                                                   539

 1                  I'm closing with we want to thank the 

 2           Senate for passing S4336A, which would 

 3           achieve that goal.  Urgent reform must be 

 4           addressed in the budget, especially as it 

 5           concerns how Medicaid dollars are spent.  We 

 6           want to thank Governor Cuomo for including it 

 7           in his 30-day budget amendments, and we 

 8           believe that the additional proposals made by 

 9           Governor Cuomo regarding limits on profits, 

10           the issue of related party transactions, 

11           increased transparency and reporting, and the 

12           appointment of temporary receivers are the 

13           kinds of reforms that we need.

14                  So we urge you as legislators to seize 

15           this moment and change the nursing home 

16           system so that it is one where we are putting 

17           patient care first over profits.  

18                  Thank you for the opportunity to 

19           address you.

20                  CHAIRWOMAN WEINSTEIN:  Thank you.

21                  Now Bryan O'Malley.

22                  MR. O'MALLEY:  Hi.  Good evening.  I'm 

23           Bryan O'Malley, executive director of the 

24           Consumer Directed Personal Assistance 


                                                                   540

 1           Association of New York State, or CDPAANYS.  

 2           And on behalf of the 139,000 people who use 

 3           CDPA and the fiscal intermediaries that serve 

 4           them, thank you for the opportunity to 

 5           testify and thank you for everyone's strong 

 6           support of CDPA, both today and over the last 

 7           several years.

 8                  The mounting death toll from nursing 

 9           homes is receiving a lot of attention, but 

10           the shocking statistics are obscuring a more 

11           basic fact.  This pandemic didn't create 

12           these conditions, it merely placed a 

13           spotlight on them and made them worse.  

14                  We have to take steps to protect those 

15           in nursing homes, but we can't stop there.  

16           We have to shift the focus of care to the 

17           community, because it doesn't take an expert 

18           to know that the best way to avoid dying in a 

19           nursing home is not to enter one to begin 

20           with.

21                  To do this, we have to address 

22           New York's worst-in-the-nation home care 

23           workforce crisis.  We must pass the Fair Pay 

24           for Home Care, which will require that the 


                                                                   541

 1           state and plans fully fund a home care wage 

 2           equal to at least $22.50 an hour.  According 

 3           to the PHI home care workers, who are 

 4           primarily women of color, earn an average 

 5           annual salary of just $22,000 a year.  That's 

 6           $8,000 less than the full-time fast food 

 7           employees upstate.  The wage is so bad that 

 8           over half of workers must rely on Medicaid 

 9           and other benefits to survive.

10                  And according to a new report from the 

11           CUNY School of Labor and Urban Studies, 

12           Fair Pay for Home Care would be the most 

13           successful economic development initiative in 

14           decades.  They estimate that investing in 

15           Fair Pay for Home Care would generate 

16           increased revenue and savings of 

17           $7.6 billion.  They further estimate that it 

18           would create 20,000 new home care jobs a year 

19           for over a decade.  And because these folks 

20           will spend their money on food, housing and 

21           other necessities, there will be significant 

22           economic spillover supporting local 

23           businesses ravaged by the economic collapse 

24           and generating yet another 17,500 jobs per 


                                                                   542

 1           year.

 2                  There's no better way to "build back 

 3           better" from COVID.  Passing Fair Pay for 

 4           Home Care, we can simultaneously address the 

 5           failures of the long-term-care system, 

 6           institutional bias, a home care workforce 

 7           shortage, longstanding racial and 

 8           gender-based inequity, and struggling local 

 9           businesses and economies.

10                  We also have to address the reason for 

11           the cuts over the past decade and repeal the 

12           Medicaid Global Cap that rations healthcare 

13           and disproportionately impacts seniors and 

14           the disabled.  The global cap is why the 

15           state made the choice to cut $2.2 billion 

16           from our Medicaid program at the same time 

17           that we were starting a once-in-a-century 

18           pandemic.  No policy over the past decade has 

19           been more responsible for furthering the 

20           state's institutional bias.

21                  And we don't just have to repeal the 

22           cap, we have to repeal the home care and CDPA 

23           eligibility cuts that resulted from it, 

24           particularly the discriminatory activity of 


                                                                   543

 1           daily living requirements and the overly 

 2           bureaucratic enablist {?} assessment 

 3           provisions passed last year, both of which 

 4           disqualify those in need from receiving home 

 5           care or CDPA while still allowing them to go 

 6           to a nursing home and jeopardize hundreds of 

 7           millions in federal funding.

 8                  In closing, and finally, we urge you 

 9           to pass the Invest in Our New York project 

10           package.  Budget cuts, regardless of where 

11           they are located in the budget, impact the 

12           same people.  We cannot ask disabled folks or 

13           anyone to choose between their Medicaid, 

14           education, housing or food.

15                  Thank you for granting me the 

16           opportunity to testify.

17                  CHAIRWOMAN WEINSTEIN:  Thank you.

18                  I appreciate people staying, but I 

19           just really encourage people to look at the 

20           clock.  We're approaching the ninth hour of 

21           the hearing, and we have more than -- 

22           probably 35 witnesses left.  So -- don't get 

23           so excited, Gustavo.

24                  SENATOR RIVERA:  I gotta keep -- I 


                                                                   544

 1           gotta stay, I gotta stay here, I gotta stay 

 2           here.

 3                  (Laughter.)

 4                  CHAIRWOMAN WEINSTEIN:  So Home Care 

 5           Association of New York State -- oh, 

 6           Senator Krueger is back.  Home Care 

 7           Association of New York State.

 8                  CHAIRWOMAN KRUEGER:  Great.  Thank 

 9           you.

10                  MS. LOVELACE:  Hi.  I'm Alyssa 

11           Lovelace.  I'm the director for public policy 

12           and advocacy with the Home Care Association. 

13           Thank you so much for having me here today.

14                  HCA, we represent home care agencies, 

15           hospice providers, managed long-term-care 

16           plans, waiver programs, allied health, HMOs 

17           and other provider types located across the 

18           state.  

19                  First and foremost, we ask the 

20           Legislature to reject the Executive's budget 

21           proposals that would reduce any Medicaid for 

22           home- and community-based care.  

23           Specifically, the 1 percent across-the-board 

24           cut to Medicaid providers.  That includes 


                                                                   545

 1           home care and hospice funding, which is 

 2           actually a 2 percent cut for us given the 

 3           cuts we're already seeing.  Cuts to managed 

 4           long-term care plan premiums and the 

 5           elimination of the $150 million quality 

 6           funding, which was previously mentioned by 

 7           the VNSNY.

 8                  The Governor also called for a 

 9           50 percent reduction for home care and 

10           hospice workforce recruitment and retention 

11           wage benefit funds.  These funds actually 

12           help employ our workforce.  Earlier today it 

13           was stated that perhaps we can do without 

14           these funds by our Medicaid director.  They 

15           seem like pennies, but to these providers 

16           they're not.  They help with payment.

17                  We need to make it less hard for our 

18           agencies to retain their workforce, 

19           especially now, considering home health aide 

20           employment increased by 79 percent statewide 

21           between 2014 and 2020.

22                  What would also help the state 

23           workforce is the expansion of telehealth.  We 

24           request that the Executive's telehealth 


                                                                   546

 1           provision is amended to include healthcare 

 2           flexibility within telehealth, and include  

 3           guardrails for coordination, quality and 

 4           prevention of loopholes.

 5                  We'd like to see the Legislature 

 6           provide financial stability for home care, 

 7           hospice and plans, and make some investments 

 8           in the industry by ensuring the Department of 

 9           Health carries out its obligation to update 

10           and raise the episodic, fee for service, and 

11           minimum wage Medicaid rates for home care, 

12           directing a fair share of federal and state 

13           COVID-19 relief to home care and hospice 

14           providers, and making the cost of PPE and 

15           related safety protocols ongoing components 

16           of the state's healthcare reimbursement 

17           system.  In 2020 home care agencies alone saw 

18           a 136 percent increase in PPE expenses.

19                  And finally, we ask that the 

20           Legislature consider HCA's "New York Home 

21           Care First" model.  This would provide 

22           COVID-19 relief measures for community-based 

23           care and stable Medicaid financing, and a 

24           supportive regulatory structure that provides 


                                                                   547

 1           critical flexibilities for operations, care 

 2           delivery, and efficiency while protecting 

 3           quality and the integrity of care and support 

 4           for workforce retention, preparedness and 

 5           sufficient capacity to meet patient care and 

 6           demand.

 7                  We need to ensure that our home care 

 8           agencies and hospice providers are taken care 

 9           of at the end of the day.  They are really 

10           doing God's work in the field.  They are 

11           helping the most vulnerable populations at 

12           home, and there are hundreds of examples 

13           within how we collaborate along with 

14           different hospital systems and community 

15           partners.  And I'm happy to talk offline and 

16           share more of these stories and solutions 

17           with you.

18                  CHAIRWOMAN KRUEGER:  Thank you.

19                  Next, Lauri Cole.

20                  MS. COLE:  Good afternoon -- actually, 

21           good evening.  I'm Lauri Cole.  I'm the 

22           executive director of the New York State 

23           Council for Community Behavioral Healthcare.  

24           We are a statewide membership association 


                                                                   548

 1           representing mental health and substance 

 2           abuse providers across New York.

 3                  I'm here today to ask your assistance.  

 4           The behavioral health system is really 

 5           hanging by a thread.  We've been ravaged by 

 6           three concurrent public health disasters with 

 7           the opioid epidemic, increasing rates of 

 8           suicide, and COVID-19.  New York families and 

 9           communities are devastated.  The system of 

10           care designed to provide prevention, 

11           treatment and rehabilitative options is 

12           sorely underfunded and in crisis.  The demand 

13           for our services far outpaces our ability to 

14           respond.  And every data point indicates it's 

15           going to get worse.

16                  There should be no cuts to mental 

17           health and substance use disorder addiction 

18           systems of care.  Instead, we're proposing 

19           smart investments.  This year we have 

20           requests that would return resources that 

21           belong to our system of care to include a 

22           set-aside of funds from the state's 

23           healthcare transformation fund account, 

24           consistent with Assemblyman Gottfried and 


                                                                   549

 1           Senator Rivera's bills A264 and S2531; a 

 2           request that all state aid funding withholds 

 3           be restored; and that the state honor its 

 4           commitments to reinvest savings from our 

 5           system back into it.

 6                  Behavioral health services were 

 7           transitioned to managed care in 2015.  The 

 8           law and policy of the state is clear:  

 9           Managed care savings from our system go back 

10           to the system of care.  

11                  Before we transitioned, stakeholders 

12           were very concerned about money being 

13           siphoned out of the system by plans for their 

14           profits.  We spent countless hours working in 

15           collaboration with the state on language to 

16           ensure state guidance and documents to 

17           include -- to ensure transparency in the 

18           process and for managed care savings to 

19           accrue to the system of care from which it 

20           came.

21                  At that time there was ample evidence 

22           in literature and historical context for us 

23           to have concerns about the siphoning off of 

24           funds once we transitioned to Medicaid 


                                                                   550

 1           managed care.  We saw it coming, we put in 

 2           safeguards, but the state has again left the 

 3           chicken coop open for the foxes.

 4                  To date we haven't received a single 

 5           document of substance in response to four 

 6           FOIL requests we filed in the early fall, 

 7           through counsel seeking information that 

 8           should be readily available if the state was 

 9           holding the health plans accountable for 

10           meeting behavioral health expenditure targets 

11           and medical loss ratios established as part 

12           of the transition.  Our written testimony 

13           goes into great detail about this.  

14                  However, the questions we have remain.  

15           What is the state hiding?  Could it be that 

16           the state allowed the plans to retain funds 

17           that were supposed to be returned back to the 

18           system of care?  We are calling for a full 

19           accounting of the managed care savings from 

20           our system of care, as well as the shortfalls 

21           in behavioral health expenditures by the 

22           Medicaid health plans.  And we are asking for 

23           your help to ensure that these funds are 

24           properly invested back for essential 


                                                                   551

 1           behavioral health services needed now more 

 2           than ever.

 3                  Thank you.  

 4                  CHAIRWOMAN KRUEGER:  Thank you.  

 5                  Anyone, questions?  Then -- oh, 

 6           Assembly, I see a hand up on your side.

 7                  CHAIRWOMAN WEINSTEIN:  Yes, we now 

 8           have Kevin Byrne for three minutes.

 9                  ASSEMBLYMAN BYRNE:  Yup, sorry about 

10           that.  Just trying to jump to it.  

11                  Thanks again for your testimony.  The 

12           questions are more directed towards Alyssa 

13           from the Home Care Association.  I'm not sure 

14           if you were following along with our 

15           questions earlier.  I asked something of our 

16           inspector general, OMIG, regarding audits 

17           during the pandemic and how it's affected 

18           some of the on-site assessments.  

19                  And I was curious if you had -- if you 

20           were following along, if you had any comments 

21           to share, if there's any specific knowledge 

22           that you may have or insights from some of 

23           your members.

24                  MS. LOVELACE:  Yes, certainly.  Thank 


                                                                   552

 1           you, Assemblymember.  

 2                  When I heard that response it seemed 

 3           very vague to me, because as an association 

 4           representative we hear from the providers on 

 5           a daily basis.  And I can tell you right now 

 6           I heard from one just yesterday or the day 

 7           before, and they said that they're on their 

 8           tenth survey of the year.  And we're in a 

 9           pandemic.  So, I mean, that seems a little 

10           ridiculous to me.  

11                  Do I understand why we're having 

12           surveys?  Of course I do.  Can they be 

13           perhaps a little bit more streamlined given 

14           our circumstances?  Absolutely.  We need to 

15           make it easier for these providers, again, 

16           not harder.

17                  ASSEMBLYMAN BYRNE:  I understand that.  

18           I was a little surprised because it made it 

19           sound like everyone was remote and they 

20           weren't doing in-person surveys, which was 

21           not my understanding.  So I thank you for 

22           your additional clarification, and we'll have 

23           to follow up with the inspector general.  

24                  Thank you.


                                                                   553

 1                  MS. LOVELACE:  Certainly.  Thank you 

 2           so much.

 3                  CHAIRWOMAN KRUEGER:  Thank you.  Thank 

 4           you, everyone, for being with us this 

 5           afternoon/evening.  

 6                  We will move on to our next panel.  We 

 7           have Beth Finkel, state director of AARP 

 8           New York; Talya Schwartz, president, 

 9           Metro Plus Health Plan; James Clyne, 

10           LeadingAge New York; Heidi Siegfried, 

11           director of health policy for CIDNY, 

12           Center for Independence of the Disabled, 

13           New York; and Douglas Hovey, CEO of 

14           Independent Living, Inc.  

15                  We'll start with Beth Finkel.

16                  MS. FINKEL:  Hi.  Thank you so much.  

17           Good evening, everyone.  Thank you so much to 

18           Senator Krueger and Assemblymember Weinstein 

19           and members of the committee.

20                  I just want to start off centering us 

21           on the numbers, which I think you're well 

22           aware of.  But in New York State, according 

23           to the CDC, 95 percent of the COVID-19 deaths 

24           were people 50 and older -- 95 percent of the 


                                                                   554

 1           deaths, 50 and older.  Which is why what 

 2           we're talking about today is so important.  

 3                  This year's budget really has to 

 4           prioritize struggling older New Yorkers.  

 5           There's been some really fatal, literally 

 6           fatal flaws that have been highlighted in our 

 7           long-term-care system, putting vulnerable 

 8           nursing home residents' health, safety and 

 9           staff really in a terrible position.  The 

10           loss of life of over 15,000 New Yorkers from 

11           nursing homes has just been terrible.  And it 

12           just shows you what has come before but, if 

13           we don't do something now, what is going to 

14           continue to happen in generations going 

15           forward.  

16                  AARP has a five-point plan.  I'm going 

17           to hit the highlights of it for you.

18                  One is quality of care.  We recommend 

19           that all nursing homes be required to spend 

20           more resources on direct care, along with 

21           increasing nursing home staff levels and 

22           working to ensure strict compliance with 

23           infectious disease controls, including 

24           increasing staffing for the Long Term Care 


                                                                   555

 1           Ombudsman Program.  

 2                  AARP strongly recommends that the 

 3           state add $5 million to the Long Term Care 

 4           Ombudsman Program, which currently has a 

 5           funding level of 1.19 million.  We need to 

 6           hire and train more professional staff.  We 

 7           know that during this pandemic, because long 

 8           term ombudsmen for the most parts were 

 9           volunteers and older people who could not go 

10           into the system, that whole level of 

11           oversight was missing.

12                  Retroactive repeal of legal immunity.  

13           I know that's come up with a lot of other 

14           testimonies before mine.  We just need to 

15           stop shielding long-term-care facilities for 

16           any negligent care.  Families have to have 

17           recourse.  

18                  Transparency.  AARP recommends 

19           codifying the requirement of daily reporting 

20           of data on fatalities and infectious rates 

21           among both residents but also staff.  

22                  Home- and community-based services.  

23           We need $27 million more in home- and 

24           community-based services so we can keep 


                                                                   556

 1           people out of nursing homes and institutions, 

 2           which cost more money every way you think 

 3           about it, and it's not what older people nor 

 4           their families want for them.

 5                  Visitation; this has been hit before.  

 6           We need to ensure long-term-care facilities 

 7           are providing safe in-home facilitative 

 8           virtual visitation.  

 9                  We need to expand telehealth.  

10                  And I just want to thank you -- oh, my 

11           God, I did it, 3 seconds to go.  I thank you 

12           all.  More details in my testimony.  But nine 

13           hours and counting, cheers to all of you for 

14           doing this.  Can't thank you enough for the 

15           wonderful advocates that you all are.

16                  CHAIRWOMAN KRUEGER:  Thank you.

17                  Okay, next is Talya Schwartz.

18                  DR. SCHWARTZ:  Good evening, and thank 

19           you for the opportunity to testify today on 

20           behalf of the Coalition of New York State 

21           Public Health Plans.  

22                  I'm Dr. Talya Schwartz, president and 

23           CEO of Metro Plus Health Plan, a wholly owned 

24           subsidiary of Health + Hospitals.  We serve 


                                                                   557

 1           over 120,000 Medicaid beneficiaries in New 

 2           York City, with most of our beneficiaries 

 3           identifying themselves as minorities.

 4                  I'd like to talk to you today about 

 5           the elimination of the Medicaid quality 

 6           incentive bonus in the Executive Budget.  

 7           This step is in direct opposition of New York 

 8           State's goal to reduce inequity and 

 9           disparities in healthcare, which is the very 

10           mission of our plan.  

11                  For many years Metro Plus Health and 

12           other plans have been committed to closing 

13           gaps in the care of the underserved 

14           population, and we have been successful in 

15           doing so.  This was possible due to the 

16           investments we made in people who specialize 

17           in quality improvement methods so that the 

18           improvements actually stick, in methodology, 

19           in data, and ongoing collaboration, including 

20           financial incentives, with our provider 

21           partners.

22                  The majority of the quality incentive 

23           funds we receive from the state are 

24           distributed to top-performing providers to 


                                                                   558

 1           sustain and continue incentivizing good 

 2           quality of care for our members.  And we have 

 3           good evidence that this foundation, that was 

 4           built over many years, has paid off.  In the 

 5           past four years our quality work has led to 

 6           over 10,000 more breast cancer and colorectal 

 7           cancer screenings.  Over 6,000 more members 

 8           improved control of their diabetes.  And over 

 9           1700 additional new moms received post-partum 

10           care.

11                  These are just a few examples as to 

12           why this funding matters.  We applied the 

13           quality incentive funds in a variety of 

14           effective ways.  Since the population we 

15           serve often cannot find time to take care of 

16           themselves, we bring the care to them.  Our 

17           members can get health screenings, dental 

18           care, immunizations and more in their 

19           communities.  

20                  We hold between 50 and 70 community 

21           events a year.  We incentivize our members to 

22           take care of their health through a member 

23           rewards program which doesn't just push 

24           people to get a checkup and track their steps 


                                                                   559

 1           and get flu vaccines, but this program was 

 2           critical to support our most vulnerable 

 3           members when we sent 10,000 boxes of food and 

 4           PPE at the height of the pandemic.

 5                  We launched a diabetic peer program 

 6           matching people with controlled diabetes to 

 7           people with uncontrolled diabetes.  This 

 8           program resulted in a 30 percent increase of 

 9           better control.  To make the program really 

10           work, we needed to also address food and 

11           housing insecurities, transportation for 

12           almost 19 percent of the participants, and 

13           problems with taking medications for over 

14           one-third of the participants, in which case 

15           we assisted with home delivered medications, 

16           pill packs, and calling doctors to order 

17           refills.

18                  Getting meaningful improvements takes 

19           investment of resources.  

20                  In closing, we cannot afford to ignore 

21           that the populations served by this quality 

22           funding are at the highest risk.  And as we 

23           have come to learn through the recent 

24           pandemic, the entire healthcare system will 


                                                                   560

 1           suffer if their healthcare needs are not 

 2           addressed.  I urge you to restore the quality 

 3           funding pool and protect it by including 

 4           statutory language to make the quality pool 

 5           permanent in the budget bills.

 6                  Thank you.

 7                  CHAIRWOMAN KRUEGER:  Thank you.

 8                  And next we have James Clyne, 

 9           LeadingAge New York.  

10                  Turn your speaker on.

11                  MR. CLYNE:  Yup, thank you.  

12                  I represent over 400 long-term-care 

13           providers across New York State, the full 

14           continuum of care -- nursing homes, assisted 

15           living, home care, managed long-term-care 

16           plans, and housing for the elderly.

17                  Over the next 10 years, the over-65 

18           and over-85 population of New York State is 

19           going to grow by 40 percent, yet the state 

20           has completely failed to invest in services 

21           for seniors.  Over 65 percent of the 

22           not-for-profit and county homes, heading into 

23           the pandemic, were already losing money, and 

24           67 percent of the CHHAs in New York State 


                                                                   561

 1           were losing money heading into COVID.

 2                  The Medicaid reimbursement rate for 

 3           nursing homes is the worst in the country 

 4           when you compare expenses to reimbursement.  

 5           There's a loss of $64 a day for serving 

 6           Medicaid recipients in nursing homes.  That's 

 7           because the state has not provided a 

 8           cost-of-living increase in 12 years, and at 

 9           the same time has done a billion dollars 

10           worth of budget cuts in long-term care over 

11           the last three budgets, twice the amount of 

12           any other area in Medicaid.

13                  At the same time, the state has failed 

14           to invest in long-term-care services, either 

15           through the Transition Grant Program or the 

16           Medicaid DSRIP program, the federal waiver.  

17           In the case of the transition program, only 

18           10 percent of the funds have gone to 

19           long-term care.  And as far as the DSRIP 

20           program, only 2 percent of the funds have 

21           gone to long-term care -- even though 

22           long-term care makes up 42 percent of the 

23           state's Medicaid budget cap.

24                  Since 2014, 50 county and 


                                                                   562

 1           not-for-profit nursing homes have been sold, 

 2           13 have closed, and 30 assisted living 

 3           programs have also closed.

 4                  The system was fragile going into 

 5           COVID.  The state made the matter worse by 

 6           doing a half-percent Medicaid cut in April.  

 7           So in the middle of a pandemic, the state did 

 8           a cut to the largest funder of services in 

 9           nursing homes and one of the largest funders 

10           in home care.

11                  The providers faced enormous costs, 

12           whether it was PPE, testing, or staffing.  

13           These costs have not been reimbursed.  The 

14           federal government did provide some aid, and 

15           we thank them for that, but the federal aid 

16           for nursing homes covered roughly one-third 

17           of the increased costs as a result of COVID.

18                  So we had a fragile system hit by a 

19           pandemic that both the federal government, 

20           CDC and the state were unprepared for, and 

21           the long-term-care system has faced the 

22           consequences of that.

23                  Thank you for the opportunity, and I'd 

24           be happy to answer any questions.


                                                                   563

 1                  CHAIRWOMAN KRUEGER:  Thank you very 

 2           much.

 3                  And our next is Heidi Siegfried, 

 4           CIDNY.

 5                  MS. SIEGFRIED:  Hi.  I'm the health 

 6           policy director at Center for Independence of 

 7           the Disabled in New York.  And we were 

 8           founded in 1978.  Our mission is to serve 

 9           people with all types of disabilities, so 

10           that would be mobility impairments but also 

11           people who are deaf and hard of hearing, 

12           blind and low vision.  

13                  And the idea is that we want to make 

14           sure that people have the services and 

15           supports necessary to remain independent in 

16           the community, and also the policies to help 

17           people remain independent in the community 

18           and not be going into institutions like 

19           nursing homes, like psychiatric centers, like 

20           prisons.

21                  So we have always supported the 

22           New York Health Act.  I haven't heard anyone 

23           mention that yet today.  But that would be 

24           the gold standard for us in terms of having 


                                                                   564

 1           health coverage.

 2                  But the second thing that's at the top 

 3           of our list is the Medicaid Global Cap.  

 4           We've been traveling up to Albany to oppose 

 5           this for many years now because we really did 

 6           see that, you know, it operated to really cut 

 7           down on the services that are necessary for 

 8           us to remain independent in the community.

 9                  So these cuts were not carried out by 

10           the Governor or the Legislature, they were 

11           carried out by managed long-term-care 

12           companies.  Which was that we simultaneously 

13           required people who were dual-eligibles to 

14           get their care through managed long-term-care 

15           companies, and hours of home care that was 

16           necessary to avoid going into institutions 

17           were cut.

18                  The only way to keep those hours was 

19           to use the due process system to request a 

20           fair hearing, and of course it's very 

21           important to have consumer assistance funding 

22           to help people with these fair hearings 

23           because they wouldn't be able to exercise 

24           their rights without it.


                                                                   565

 1                  The other consumer assistance that's 

 2           very important to us that -- it does come 

 3           through the Aging Committee, but the 

 4           Long Term Care Ombuds Program.  We operate 

 5           the Long Term Care Ombuds Program for 

 6           New York City, and we've been requesting an 

 7           increase in our funding for many years.  And 

 8           now that I hear that Beth is requesting 

 9           5 million, I think we will too.  We had 

10           mostly been asking for 3 million all these 

11           years.

12                  But, you know, the state and the city 

13           comptroller have both come out with reports 

14           explaining how underfunded it is:  New York's 

15           at the bottom of the heap in terms of putting 

16           in its own funds for the program.  And we 

17           would actually need 23 more full-time 

18           staff -- this is what the comptroller found 

19           in New York City -- just to be fully staffed 

20           at what has been recommended long ago by what 

21           used to be the Institute on Medicine.

22                  I do want to say that we do support 

23           the Fair Pay for Home Care campaign that 

24           Bryan mentioned, and also the innovation fund 


                                                                   566

 1           to try to help have a workforce for when we 

 2           get those hours restored.  We have to have 

 3           people to staff them.  Sometimes we just find 

 4           that there isn't people to staff them.

 5                  And we do support the revenue, yes --

 6                  CHAIRWOMAN KRUEGER:  Thank you.  You 

 7           ran out of time, so I'm just going to cut you 

 8           off there, okay?

 9                  MS. SIEGFRIED:  Sure.

10                  CHAIRWOMAN KRUEGER:  Thank you very 

11           much.

12                  And our last testifier on this panel 

13           is Douglas Hovey, Independent Living, Inc.

14                  MR. HOVEY:  Well, good evening.  And 

15           it's great to see my colleague from New York 

16           City, Heidi Siegfried.  Nice to see you, 

17           Heidi.

18                  My name is Doug Hovey.  I'm the 

19           president and CEO of Independent Living, 

20           Incorporated.  

21                  We're also, like CIDNY, a consumer-run 

22           cross-disability service organization.  We're 

23           a member of the New York Association on 

24           Independent Living, which consists of 


                                                                   567

 1           41 Independent Living Centers throughout 

 2           New York State.  Much of our work is 

 3           dedicated to advocating for the 

 4           long-term-care needs of older adults and 

 5           people with disabilities.  I also serve as a 

 6           member on CDPAANYS -- you heard from Bryan 

 7           earlier -- and also the Most Integrated 

 8           Setting Coordinating Council.  

 9                  We know there are a number of 

10           long-term-care options.  However, the one 

11           that seems to dominate most thinking and 

12           planning processes continues to be placement 

13           in nursing homes, based on the 

14           institutionally biased belief that congregate 

15           care facilities are the safest choice.  These 

16           assumptions have been deeply challenged as 

17           thousands of our nursing home residents 

18           needlessly lost their lives to COVID-19.  The 

19           impacts of these deaths are immeasurable.  

20                  I'm going to get right to the point 

21           and tell you, it's time to plan for the 

22           phased elimination or systemic closure of 

23           nursing homes -- in a planned fashion, one 

24           that protects the interests of nursing home 


                                                                   568

 1           residents, but also ultimately protects 

 2           people who are faced with nursing home 

 3           placement.  

 4                  Most of you know even the 

 5           best-operated nursing home is not a good 

 6           place to be.  I don't think any one of us 

 7           signs up to be in a nursing home.  We have 

 8           the capacity to support people in the 

 9           community.  We need to build up our community 

10           infrastructure so that we can continue to 

11           help people to age in place with dignity and 

12           respect, like they deserve.  

13                  Several legislators asked 

14           Commissioner Zucker today if the DOH can 

15           ensure improvements in the quality of care 

16           for nursing home residents.  Let's be clear.  

17           Government does not have the power to control 

18           nursing homes.  They never have.  They never 

19           will.  It would take an act of God or some 

20           miracle to change the outcomes for nursing 

21           home patients and to stop the high incidence 

22           of infection, including urinary tract 

23           infections, respiratory infections, skin 

24           breakdown into decubitus ulcers, influenza, 


                                                                   569

 1           gastroenteritis, sepsis, and now COVID-19 and 

 2           its evolving strains, right, all endemic to 

 3           institutional congregate care settings.  

 4                  By design, congregate care 

 5           institutions are a recipe for depression, 

 6           mental and physical illness, and premature 

 7           death.  We're in the 21st year of the 

 8           21st century.  It's time to call for the 

 9           phased elimination and create a better 

10           collaboration between state and local 

11           governments and a better coordination of care 

12           at the local level.  

13                  We can do this.  We can support people 

14           to remain in the community, to age in place.  

15           There are great programs that are available 

16           that can help do this.  We just have to give 

17           more attention to them.

18                  And my time is up.

19                  CHAIRWOMAN KRUEGER:  Your time is up.  

20           Thank you very much.

21                  MR. HOVEY:  Thank you.

22                  CHAIRWOMAN KRUEGER:  I see the hand of 

23           Rachel May.

24                  SENATOR MAY:  Yes, thank you.  


                                                                   570

 1                  And Mr. Hovey, I hope you will end up 

 2           being on the Reimagining Long Term Care Task 

 3           Force if the bill gets passed and signed into 

 4           law.

 5                  MR. HOVEY:  I'd be honored to.  Thank 

 6           you.

 7                  SENATOR MAY:  I have two questions for 

 8           several of you.  One of them is about getting 

 9           people off the waiting list for home care 

10           services.  

11                  Two years ago the Office for the Aging 

12           put $15 million in the budget to do that, and 

13           they also claimed it would save $34 million 

14           in Medicaid costs by keeping people out of 

15           nursing homes.  This year you're telling me 

16           and I'm advocating for that 27 million to get 

17           people off the new waiting list, but I don't 

18           have a number and I'm wondering if anybody 

19           can estimate what it will save in actual 

20           Medicaid costs to the state, how many people 

21           might be likely to stay out of nursing homes 

22           and, you know, save money for the state that 

23           way.  

24                  MS. FINKEL:  Senator, I will just say 


                                                                   571

 1           I know I owe you that number.  You asked me 

 2           for it, and I'm working on it.  

 3                  SENATOR MAY:  Okay.

 4                  MS. FINKEL:  -- you put me on the spot 

 5           and I'll give it to you -- great.  But if 

 6           not --  

 7                  (Unintelligible cross-talk.)

 8                  SENATOR MAY:  I don't mean to put you 

 9           on the spot.  I want to go on record, I want 

10           to go on record that we are talking about 

11           savings.  This is an investment that pays 

12           off.

13                  MS. FINKEL:  Absolutely.  Thank you.

14                  SENATOR MAY:  And my other question 

15           was about the fiscal intermediary process.  

16                  So I represent Syracuse.  Central 

17           New York has some great organizations that 

18           have been acting as fiscal intermediaries for 

19           quite a while.  They fill really important 

20           niches in our continuum of care in our 

21           region, and none of them was selected to be a 

22           fiscal intermediary in the latest 

23           competition.  And I'm wondering if any of you 

24           has concerns about that process, if you feel 


                                                                   572

 1           like the results are going to be okay and we 

 2           should just move on, or if it is worth 

 3           fighting about those results.

 4                  MR. HOVEY:  I think there are a lot of 

 5           people who are concerned about the process, 

 6           the RFO selection process.  But I think also 

 7           we're concerned about the radical change, 

 8           that 80 percent of the providers have been 

 9           eliminated.  Which, you know, if you do the 

10           math, about 60,000 people or more, 60,000 to 

11           70,000 people are going to be looking for a 

12           new fiscal intermediary.  So there's going to 

13           be this massive attempt to try to ramp up 

14           these existing 68 programs and ratchet down 

15           close to 300 programs.

16                  That's a massive undertaking.  And if 

17           you talk to any of the experts, consultants 

18           in this type of transformation, they'll tell 

19           you it takes 36 months minimum to do this 

20           effectively without massive disruption to the 

21           population.

22                  SENATOR MAY:  Thank you very much.  

23                  And thanks for sticking it out so 

24           long.


                                                                   573

 1                  CHAIRWOMAN KRUEGER:  Helene?

 2                  CHAIRWOMAN WEINSTEIN:  Yes.

 3                  Assemblywoman Miller.

 4                  CHAIRWOMAN KRUEGER:  Melissa, are you 

 5           there?

 6                  ASSEMBLYWOMAN MILLER:  Yup, I'm here.

 7                  CHAIRWOMAN WEINSTEIN:  There she is.

 8                  ASSEMBLYWOMAN MILLER:  I'm just 

 9           waiting for the video to go on.

10                  You know, what Senator May was just 

11           asking, I have significant concerns over the 

12           same issue.  They did somewhat of a similar 

13           move with the managed care -- you know, the 

14           Medicaid service coordination agencies into 

15           CCOs.  And every -- you know, all the 

16           consumers were promised the sun and the moon 

17           and the stars, and the transition was so 

18           chaotic, there were just way too many 

19           providers -- way too many consumers for the 

20           agencies that were now CCOs.  You know, they 

21           went from, I don't even know, thousands to I 

22           think seven CCOs.  So I have significant 

23           concerns.  

24                  Are you concerned that you're going to 


                                                                   574

 1           have consumers that will be without care?

 2                  MR. HOVEY:  I think we should be very 

 3           concerned about the transition in such a 

 4           short period of time, there's no question 

 5           about that.  It's a big, big restructure, a 

 6           massive restructuring of a large system that 

 7           serves -- Bryan said 139,000 people receive 

 8           services.  That's a lot of people.  

 9                  ASSEMBLYWOMAN MILLER:  So 

10           successfully.

11                  MR. HOVEY:  Right.  So if you take 

12           80 percent of the providers, you know, you 

13           can theoretically say 80 percent of that 

14           130,000 are going to be looking for a new 

15           provider to get connected so that they don't 

16           have a disruption in their services.  And 

17           these are services that obviously you know 

18           that help people get out of bed in the 

19           morning to get bathed and get showered and 

20           get their meals made.

21                  ASSEMBLYWOMAN MILLER:  And the 

22           alternative is when they can't get that care, 

23           the state can't seem to grasp that 

24           inadvertently it becomes way more expensive 


                                                                   575

 1           for them when these consumers now wind up in 

 2           skilled care facilities or nursing homes 

 3           because they cannot get the care in the 

 4           community that this provides.  

 5                  So -- well, thank you very much for 

 6           all that you're doing.  And I hope and pray 

 7           that we can help with this and dissuade some 

 8           of those changes from being made.

 9                  MR. HOVEY:  Thank you.  

10                  CHAIRWOMAN KRUEGER:  Thank you.  

11                  And I see Senator Sue Serino's hand 

12           up.

13                  SENATOR SERINO:  Thank you, 

14           Madam Chair.

15                  And I would just like to start off by 

16           saying thank you to all of you for all of 

17           your great work and your great advocacy.  

18                  And I know it's late, but I have a 

19           quick question for Jim.  Jim, in your 

20           testimony you mentioned that the medical 

21           model adult day healthcare programs have not 

22           been permitted to reopen since March of last 

23           year.  And I think it's an important service 

24           for countless New Yorkers -- not just for the 


                                                                   576

 1           program attendees, but also for the 

 2           caregivers who get important respite using 

 3           the programs.  But it's often overlooked.  

 4                  So can you speak of it, Jim, or anyone 

 5           else who would like to weigh in, to the 

 6           impact of that policy and those closures?

 7                  MR. CLYNE:  It has been a burden on 

 8           the families who have had to take care of 

 9           their loved ones at home.  Often these are 

10           people with advanced medical conditions, 

11           which is why they are in the adult day health 

12           program.  So you're completely on target.  

13                  It's positive for the beneficiaries to 

14           be able to come somewhere, to be able to see 

15           other people.  And it's important for the 

16           families to be able to take a break of 

17           providing 24-hour care.  

18                  And we believe that we can open the 

19           programs, be safe, be effective, especially 

20           now with vaccine that's available.  As a 

21           matter of fact, if they had included the 

22           adult day people into the vaccination program 

23           with their parent nursing homes, they would 

24           all be vaccinated now.  Which is something we 


                                                                   577

 1           had advocated for but were not taken up on 

 2           that.

 3                  SENATOR SERINO:  That's a really good 

 4           point too, Jim, because I was just going to 

 5           mention that.  That would have been great, 

 6           right, to have these medically fragile people 

 7           vaccinated there.  So yeah, thank you.  And 

 8           hopefully we can all keep on -- we've been 

 9           advocating, and we can all keep on advocating 

10           for them to reopen again.  

11                  Thank you.

12                  CHAIRWOMAN KRUEGER:  Helene, I think 

13           you have a few Assemblymembers.

14                  CHAIRWOMAN WEINSTEIN:  Assemblyman 

15           Jensen.

16                  ASSEMBLYMAN JENSEN:  Thank you, 

17           Madam Chair.  

18                  This question is for Jim.  We 

19           certainly a lot of times today talked about 

20           needed increased staffing.  So you could just 

21           tell us a little bit about some of the 

22           struggles that your members face -- whether 

23           they're nursing homes, assisted living, 

24           independent living, whatever it may be -- 


                                                                   578

 1           some of the struggles that your members are 

 2           seeing in hiring staff, recruiting staff.  

 3                  And not just nursing staff, but really 

 4           activities staffing, housekeepers, kitchen 

 5           staff, things of that nature.  Where are you 

 6           really seeing the need, and what do they have 

 7           to struggle with to get those people in the 

 8           building and working?

 9                  MR. CLYNE:  Well, the staffing problem 

10           for my members is across the board, as you 

11           just pointed out, every job title you 

12           mentioned.  

13                  Obviously it's particularly tough 

14           recruiting RNs because we're competing with 

15           hospitals, in many cases, which pay better.  

16           And you have to remember that the financial 

17           situation for my members was fragile to begin 

18           with, and then add the increased costs of PPE 

19           and testing on top of that.  It's just been a 

20           struggle to recruit and retain staff.  

21           Particularly, again, for the -- I think the 

22           undeserved bad press about nursing homes, the 

23           workers who worked in the nursing homes 

24           through this pandemic are heroes, and they 


                                                                   579

 1           should be applauded just like the hospital 

 2           workers were.  And instead, you know, they're 

 3           being made the scapegoat, which is really 

 4           completely unfair.

 5                  ASSEMBLYMAN JENSEN:  Are you seeing, 

 6           of your members more nursing home-related 

 7           that have specialty units, whether they're 

 8           pediatric units, respiratory units -- are you 

 9           seeing less of those being open or being 

10           retained because it's harder to get 

11           respiratory therapists or practitioners that 

12           can actually -- are well-versed in that 

13           practice area wanting to work in a 

14           long-term-care setting as opposed to a 

15           hospital setting?

16                  MR. CLYNE:  No.  What happens is 

17           members struggle along and they have to, they 

18           end up in many cases having to go to 

19           contracting out for services, which are more 

20           expensive.  They'd like to hire, in many 

21           cases, hire their own staff, but sometimes 

22           you have to go and contract out.  We always 

23           staff to be able to provide the services.

24                  The one place where there's a huge 


                                                                   580

 1           problem is in home care, where people 

 2           upstate, they simply can't get -- they're 

 3           authorized for hours, and they can't get 

 4           caregivers to come in.  And that's a huge 

 5           problem upstate.

 6                  ASSEMBLYMAN JENSEN:  So is there a 

 7           drop-off that if you go to hiring from an 

 8           agency or you're bringing in outside care 

 9           staff, is there a drop-off in the level of 

10           care because they don't have an association 

11           with that specific facility?

12                  MR. CLYNE:  I don't want to say 

13           there's a drop-off in the level of care, but 

14           certainly there are some academic studies 

15           that show that the retention of staff in 

16           nursing homes is better for the long-term 

17           care because they simply know the residents 

18           better, they know what their conditions are.  

19                  It's the same in home care too.  If 

20           you can keep a consistent staff person in the 

21           home, it's better, regardless of the service.

22                  ASSEMBLYMAN JENSEN:  Thank you, Jim.  

23           Thank you, Madam Chair.

24                  CHAIRWOMAN KRUEGER:  Thank you.


                                                                   581

 1                  Any -- I see one more.  Two more.

 2                  SENATOR RIVERA:  I'm here, actually.

 3                  CHAIRWOMAN KRUEGER:  Oh, I'm sorry.  

 4                  Gustavo Rivera, Senator Healthcare.

 5                  SENATOR RIVERA:  Thank you.  

 6                  I don't know how many folks are still 

 7           tuned in, but I want to make sure that I give 

 8           an opportunity to all of you, considering the 

 9           folks you serve, everything that you point -- 

10           and I don't need the 10 minutes.  I will --

11                  CHAIRWOMAN WEINSTEIN:  You only get 

12           three.  It's only three minutes anyway.  

13           Three minutes to talk about the 

14           Health budget.

15                  (Laughter.)

16                  SENATOR RIVERA:  Yes, I know.  I know.

17                  So I want to give you all an 

18           opportunity, particularly considering the 

19           folks that you serve, all the issues that you 

20           mentioned around the populations that you 

21           care so much about.  

22                  The question is an open question, and 

23           it is to all of you who would like to answer 

24           it.  What difference would it make, for the 


                                                                   582

 1           populations that you serve and the issues 

 2           that you describe, for the New York Health 

 3           Act to become law?  Anybody can take that.

 4                  MS. SIEGFRIED:  Well, I mean, I said 

 5           that we supported the New York Health Act, 

 6           and especially now that it has long-term 

 7           care.  

 8                  But the reason is not -- you know, 

 9           most other health advocates will tell you 

10           about the remaining uninsured or the premiums 

11           and copays.  And for us, it's really just 

12           that it would be so wonderful to have the 

13           same health insurance for your whole life not 

14           to constantly be proving disability and 

15           recertifying and falling out of your 

16           coverage.  

17                  And it would be great if it was 

18           accountable to a democratic process once 

19           we're successful in restoring the balance of 

20           power in New York.

21                  SENATOR RIVERA:  Anybody else want to 

22           chime in?

23                  MR. CLYNE:  We support universal 

24           coverage.  Our concern is the state right now 


                                                                   583

 1           is the worst payer in the country for 

 2           long-term care.  So putting them in charge of 

 3           paying for long-term care for everybody 

 4           raises some concerns.  

 5                  So unless there's some protections to 

 6           guarantee reimbursement -- again, New York  

 7           is the single worst payer in the country for 

 8           expenses to reimbursement.

 9                  SENATOR RIVERA:  And really -- enough, 

10           Mr. Clyne, there is -- thank you for bringing 

11           it up.  There is actually language in the 

12           bill that specifically says that the rates to 

13           be established by the board of the New York 

14           Health Act, the New York Health Act Board, 

15           would actually -- would have to correspond to 

16           the cost of care.  Which is actually 

17           something that does not exist anywhere in law 

18           anywhere else.  

19                  So it would be in statute that the 

20           rates to be established would have to 

21           correspond to the cost of care.  So there you 

22           go.

23                  CHAIRWOMAN KRUEGER:  There you go.

24                  SENATOR RIVERA:  Anybody else?  I just 


                                                                   584

 1           want to make sure I give people the 

 2           opportunity.  

 3                  Thank you, Madam Chair.  

 4                  CHAIRWOMAN KRUEGER:  Thank you.  See, 

 5           Helene, it was healthcare, it just wasn't the 

 6           Governor's --

 7                  CHAIRWOMAN WEINSTEIN:  That's great.  

 8           That's great.  

 9                  We have two Assemblymembers.  Who will 

10           also be brief, I'm sure.  

11                  Assemblyman Kevin Byrne first.  

12                  ASSEMBLYMAN BYRNE:  Thank you.  

13                  First, allow me to just agree with 

14           Heidi as far as asserting equal balance of 

15           power and having the Legislature -- I'm 

16           assuming that you're intending -- as a 

17           coequal branch of government.  I like that, 

18           even though I do have a slightly different 

19           take on the New York Health Act.

20                  I do want to make at least a statement 

21           for Jim, LeadingAge and your members, as well 

22           as a lot of the other folks we're probably 

23           going to hear from later that represent adult 

24           care facilities, nursing homes.  We've heard 


                                                                   585

 1           a lot about this is a hot topic, and it 

 2           really is sad that it's become this political 

 3           issue.  I know a lot of us have been talking 

 4           about this because we care deeply about the 

 5           policies that we put forth as a state and we 

 6           want to make sure that we have sound policy 

 7           that protects our residents, our fellow 

 8           neighbors and New Yorkers.  And we have, at 

 9           least speaking for myself, a lot of 

10           frustration with the Department of Health and 

11           the Governor's administration.  

12                  But I don't want that to be turned to 

13           making certain, you know, industries and good 

14           people into scapegoats.  We do have 

15           front-line workers in these adult care 

16           facilities.  And I want to thank you for what 

17           your members have done.  They should get a 

18           parade, like every other healthcare worker.  

19           And I just wanted to make that statement, if 

20           nothing else.

21                  And far as the question, Jim, to you, 

22           these 30-day amendments, I'm sure you can 

23           elaborate a little bit on some of your 

24           concerns.  I think anytime we have these 


                                                                   586

 1           kinds of conversations about increased 

 2           penalties -- these are really, really 

 3           significant penalties -- this discussion 

 4           should be separate from the budget.  I don't 

 5           think it's appropriate to include.  

 6                  And on adult care facilities, this 

 7           removal of the rectification clause that's 

 8           been brought forth, I have a lot of concerns 

 9           about that.  

10                  So, Jim, I wanted to ask you if you 

11           had any other comments that you would like to 

12           elaborate with the rest of my time.

13                  MR. CLYNE:  I just want to -- that's a 

14           good point.  The penalties are really over 

15           the top.  

16                  And if you talk to anybody, nobody 

17           thinks that the Health Department is slack in 

18           their regulation.  I just had a member call 

19           me today, they had their ninth infection 

20           control survey.  No problems have been found, 

21           but their ninth survey since the start of the 

22           pandemic.  I mean, it begins to get a little 

23           ridiculous.  

24                  And on the adult care facility side, 


                                                                   587

 1           you have to look at those penalties.  Those 

 2           are per day penalties that they've enacted.  

 3           So the penalties on nursing homes are 

 4           different than the penalties on assisted 

 5           living and adult care facilities.  These are 

 6           actually even more draconian than they look 

 7           like at first blush.  

 8                  So the problem is not a problem of 

 9           regulation, the problem is a problem of 

10           supporting providers in what they need with 

11           resources, with PPE, and with good advice on 

12           how to care for people.

13                  ASSEMBLYMAN BYRNE:  Thank you, Jim.  I 

14           appreciate your comments and your testimony.  

15           And thank you to everybody else as well.

16                  CHAIRWOMAN KRUEGER:  Thank you.  Okay.  

17                  CHAIRWOMAN WEINSTEIN:  Thank you.  

18           Assemblyman Palmesano -- right, you don't 

19           have -- I don't see another Senator.

20                  CHAIRWOMAN KRUEGER:  No, I'm just 

21           looking for an Assembly -- oh, there he is.

22                  CHAIRWOMAN WEINSTEIN:  Yes.  

23           Assemblymember Palmesano.

24                  MR. HOVEY:  You're on mute.


                                                                   588

 1                  ASSEMBLYMAN PALMESANO:  Sorry about 

 2           that.  Hi, my question is for Mr. Clyne this 

 3           evening.

 4                  Mr. Clyne, I want to talk about the 

 5           transition from long-term Medicaid managed 

 6           care to the fee-for-service model, 

 7           particularly for our nursing homes.  It's my 

 8           understanding from conversations that I've 

 9           had that the fee-for-service model works 

10           better for some, while the Medicaid managed 

11           care model works better for others.

12                  And I'll give you an example in my 

13           district.  I had a facility that negotiated 

14           fair rates with the managed care company 

15           which they thought were fair and proper, but 

16           now they were required to transition to a 

17           fee-for-service model.  And what that did is 

18           it's cost them a half a million dollars a 

19           year in reimbursements.  

20                  And you couple that with the 1 percent 

21           reduction and other cuts, plus other pending 

22           actions that are being talked about with the 

23           Legislature and the costs they've had during 

24           the pandemic, it's really kind of a recipe 


                                                                   589

 1           for a devastating impact on a small rural 

 2           facility -- and concerns relative to other 

 3           facilities and their long-term solvency.  

 4                  So my first question for you is do you 

 5           have any data showing how this has impacted 

 6           your different facilities, your members -- 

 7           good, bad or indifferent, the overall impact 

 8           that's going to have on them?

 9                  MR. CLYNE:  The overall impact was 

10           positive to go away from managed care because 

11           of delays in payment.  

12                  But there are rural facilities that 

13           are key providers in their area who were able 

14           to negotiate additional funds from managed 

15           care programs.  We would hope that the state 

16           would take that into account as they look at 

17           the rate-setting system.

18                  If they want to keep -- if the state 

19           wants to keep not-for-profit and county 

20           providers in the system, they need to do 

21           something about the rates.  If they don't, 

22           you're going to end up with a system that's 

23           going to be predominantly or almost 

24           exclusively for-profit.  I mean, it already 


                                                                   590

 1           is predominantly, but that's the way it's 

 2           going.

 3                  ASSEMBLYMAN PALMESANO:  That's what I 

 4           was going to get at.  

 5                  Wouldn't it have been better, if we're 

 6           going to move to that fee-for-service model, 

 7           which if it works well for some -- wouldn't 

 8           it have been better and more -- {Zoom 

 9           interruption} -- to include a hold-harmless 

10           provision in that process so those facilities 

11           that were able to negotiate better, fairer 

12           rates were not being penalized for being able 

13           to do that?  

14                  And so do you see any opportunity for 

15           that to be revisited?  Have you had 

16           conversations with the State Department of 

17           Health or Budget along those lines, looking 

18           at that as we move forward?  

19                  Because I just think that would be a 

20           wiser thing to do, instead of having those 

21           institutions out there, like the one in my 

22           district, that again lost half a million 

23           dollars because of this change that they were 

24           required to go along with, when they worked 


                                                                   591

 1           the process and had a fairer reimbursement?

 2                  MR. CLYNE:  Yeah, we have a couple of 

 3           members who are talking with the department 

 4           right now, looking at the Vital Access 

 5           Program as a way to supplement their rate and 

 6           maybe move to a transition.

 7                  In rural areas, a lot of times it's 

 8           the nursing home which is in many cases a 

 9           vertically integrated provider providing home 

10           care and housing, they're the only ones 

11           available to really do care management with 

12           boots on the ground.

13                  ASSEMBLYMAN PALMESANO:  All right, 

14           thanks.  I'd love to have a future discussion 

15           with you on that issue.  Thanks for what 

16           you're doing and your --

17                  MR. CLYNE:  Love to do it.

18                  ASSEMBLYMAN PALMESANO:  -- service to 

19           our communities.  Thank you.  

20                  MS. FINKEL:  Is it okay if I just 

21           answer the question that Senator May asked 

22           about the savings?  Can I just real quick 

23           answer that?

24                  CHAIRWOMAN KRUEGER:  Okay.


                                                                   592

 1                  MS. FINKEL:  So she asked what the 

 2           savings would be on the $27 million increase 

 3           to home- and community-based services.  It 

 4           would be $60 million would be saved by an 

 5           investment of $27 million.

 6                  CHAIRWOMAN KRUEGER:  Thank you.  

 7                  Did you get that, Rachel?  Were you 

 8           listening?

 9                  SENATOR RIVERA:  Rachel had to leave.

10                  CHAIRWOMAN KRUEGER:  She had to leave.  

11                  Okay, we'll make sure she gets that 

12           information.  Thank you, Beth.

13                  SENATOR RIVERA:  Marriage maintenance, 

14           apparently.  

15                  CHAIRWOMAN KRUEGER:  Ah.

16                  Thank you all very much for being with 

17           us this evening.  Appreciate it.

18                  And we're going to move on to the next 

19           panel, which will be New York Association of 

20           County Health Officials, Sarah Ravenhall; 

21           New York Health Plan Association, 

22           Eric Linzer; Medical Society of the State of 

23           New York, Bonnie Litvack; and New York State 

24           Association of Health Care Providers, 


                                                                   593

 1           Kathy Febraio.  

 2                  Hello, everyone.  Who's up first?  

 3           Sarah is up first.  Are you here?

 4                  MS. RAVENHALL:  Hello.  I'm here.

 5                  CHAIRWOMAN KRUEGER:  Great.  Welcome.  

 6                  MS. RAVENHALL:  Thank you.  

 7                  Senator Rivera, Assemblymember 

 8           Gottfried, Senator Krueger, Assemblymember 

 9           Weinstein and esteemed committee members, 

10           thank you for this opportunity to present the 

11           state budget priorities of New York's 

12           58 local health departments.  I know you 

13           share my pride in the thousands of public 

14           health professionals who have continuously 

15           put themselves in harm's way to respond to 

16           the pandemic.  They have met this challenge 

17           with profound courage, inexhaustible 

18           commitment, and unrivaled expertise.

19                  They are now fully engaged in vaccine 

20           administration, even as they fulfill 

21           innumerable other public health 

22           responsibilities.  I've never been more 

23           proud, humbled and honored to represent them.

24                  This year we respectfully request the 


                                                                   594

 1           following in response to the Executive's 

 2           proposed budget:  

 3                  Restoration of proposed cuts to 

 4           Article 6, state aid in New York City, and 

 5           restoration of categorical public health 

 6           funding.  

 7                  Incorporation of health positive 

 8           revenue producing proposals with revenue 

 9           earmarked for public health.  These proposals 

10           are detailed in our full testimony document.

11                  An invitation to provide input into 

12           the regulated adult-use cannabis policy being 

13           proposed by the state and Legislature.  If 

14           enacted, local health departments will be 

15           tasked with provision of community education 

16           and dedicated funding will be needed.

17                  New York State continues to confront a 

18           growing number of monumental public health 

19           challenges.  In 2018, vaping-related lung 

20           illness; 2019, a massive measles outbreak; 

21           and in 2020, the first global pandemic in 

22           recent history.  All these events coincide 

23           with ongoing public health issues such as 

24           increased rates of sexually transmitted 


                                                                   595

 1           infection, hepatitis A outbreaks, opioid 

 2           overdose and deaths; suicide fatalities; 

 3           children with elevated blood lead levels, and 

 4           others.

 5                  Year after year we see decreasing 

 6           appropriations proposed within the Article 6 

 7           funding line for our local health departments 

 8           due to administrative actions, the local 

 9           property tax cap, and in some cases cuts in 

10           reimbursement, such as the one proposed in 

11           New York City.

12                  Local health departments have not 

13           received an increase in core public health 

14           aid in more than six years.  Instead, state 

15           budget appropriations for public health 

16           spending have been either flat-funded or 

17           reduced.  We're experiencing the greatest 

18           public health disaster in a century.  If we 

19           fail now to recognize that public health 

20           support must be increased, then we're already 

21           surrendering to the next public health 

22           threat.

23                  We ask you, New York's respected 

24           lawmakers, to reinvest resources into the 


                                                                   596

 1           public health infrastructure in New York 

 2           State.

 3                  These facts leave me with two 

 4           important questions.  Why has the Executive 

 5           proposed profound cuts to public health in 

 6           the midst of a public health crisis?  My 

 7           second question, which I direct to all 

 8           New York State policymakers, is what do you 

 9           need from us to help you effectively and 

10           appropriately resource our local public 

11           health infrastructure?

12                  Thank you for your leadership and the 

13           opportunity to present today.  

14                  CHAIRWOMAN KRUEGER:  Thank you.  

15                  Next, Eric Linzer.

16                  MR. LINZER:  Thank you.

17                  On behalf of our 28 member health 

18           plans and the 8 million individuals who they 

19           provide coverage for, appreciate the 

20           opportunity to offer testimony this evening.

21                  Throughout the current pandemic, the 

22           health and well-being of New Yorkers has been 

23           the number-one priority of our member health 

24           plans.  We're proud of the work that they've 


                                                                   597

 1           done to protect patients, support the 

 2           delivery system, and assist employers.  

 3                  This has included eliminating 

 4           cost-sharing for COVID-19 testing and 

 5           treatment, as well as for telehealth 

 6           services, providing financial support to the 

 7           delivery system, extending premium grace 

 8           periods for consumers and small businesses, 

 9           and working with the state and local public 

10           health authorities and the delivery system to 

11           provide information to residents about the 

12           COVID-19 vaccine and that they'll receive the 

13           vaccine at no cost.

14                  Given the current public health 

15           crisis, we are concerned about the 

16           significant cuts to the Medicaid program, 

17           particularly the cuts to the health plans 

18           that the Governor's budget has proposed, 

19           totaling more than $1.5 billion.  This 

20           includes a reduction that the state has 

21           described as reflecting the reduction in 

22           utilization that took place in the second 

23           quarter of last year.  However, what this 

24           fails to acknowledge is that that was for 


                                                                   598

 1           just one quarter and merely delayed the 

 2           delivery of care until the latter half of 

 3           2020 and into 2021, as plans have experienced 

 4           a return to normal and increased utilization 

 5           beginning in the third quarter of last year.

 6                  Further, we're concerned about the 

 7           cuts that Dr. Schwartz had mentioned on the 

 8           last panel, having to do with the 

 9           managed-care Quality Incentive Program.  And 

10           really this begs the question of, you know, 

11           are these cuts necessary, as well as the size 

12           and scope of these cuts.  

13                  It's an open question, considering 

14           that the federal government has recently 

15           announced it's extending the Enhanced FMAP 

16           funding through June of next year, but the 

17           Governor's proposal has only counted on the 

18           enhanced funding through June of this year.  

19                  When you consider that, coupled with 

20           the additional increases in Enhanced FMAP 

21           that's being considered in Washington, D.C., 

22           and other additional federal aid to the 

23           states that New York is expected to receive, 

24           we think that these cuts are unwarranted and 


                                                                   599

 1           unnecessary, and we would urge the 

 2           Legislature to ensure that as part of the 

 3           budget process any Enhanced FMAP goes to 

 4           where it belongs, which is back to Medicaid 

 5           to offset these proposed cuts.

 6                  In addition, we remain concerned and 

 7           opposed to the administration's plan to 

 8           transition the Medicaid pharmacy benefit from 

 9           managed care to fee-for-service.  We don't 

10           think that it's going to generate the savings 

11           and will actually cost the state money.  More 

12           importantly, it's going to adversely affect 

13           the quality of care for millions of Medicaid 

14           enrollees, particularly those with chronic 

15           health conditions and who rely on their care 

16           to be integrated and coordinated across the 

17           continuum.

18                  We do support the Governor's proposal 

19           to eliminate the $20 monthly premium for the 

20           Essential Plan.  We also support the 

21           Governor's budget proposal to allow for 

22           multi-state licensure for telehealth 

23           services, and creating an interstate 

24           licensure program.


                                                                   600

 1                  So with that, I appreciate the 

 2           opportunity to testify and look forward to 

 3           answering any questions.

 4                  CHAIRWOMAN KRUEGER:  Thank you very 

 5           much.

 6                  And our next speaker -- oops, I lost 

 7           my little chart, sorry.  Excuse me.  After 

 8           Eric Linzer is Bonnie Litvack, Medical 

 9           Society of the State of New York.

10                  DR. LITVACK:  Thank you very much for 

11           the opportunity to testify.  I am Dr. Bonnie 

12           Litvack, and I am president of the Medical 

13           Society of the State of New York, which 

14           reports over 20,000 physicians across every 

15           specialty and in every region of the state.

16                  Our members have  been serving on the 

17           front lines through the pandemic, putting 

18           their health and their families' health at 

19           risk because of their dedication to serving 

20           their patients.  We are enthused by the 

21           steady progress New York is making in 

22           increasing the number of those vaccinated and 

23           the steady decrease in new COVID cases.  We 

24           continue to work with the administration to 


                                                                   601

 1           promote the importance to our patients of 

 2           receiving the vaccine, as well as advocating 

 3           for community physicians to receive doses to 

 4           immunize their patients.

 5                  We, though, have many concerns with 

 6           the proposed state budget.  There are some 

 7           positive aspects, such as state licensing of 

 8           pharmacy benefit managers and a proposal to 

 9           increase the supply of personal protective 

10           equipment, but on balance, the adverse 

11           proposals outweigh the positives.

12                  We're certainly hopeful that the 

13           federal COVID percentage will eliminate the 

14           need for significant cuts, but we share the 

15           concerns expressed earlier by Assemblyman 

16           Cahill, Assemblyman Byrne and others, about 

17           the impact of the proposal that would require 

18           17,000 physicians in the Excess Liability 

19           Insurance Program to bear 50 percent of the 

20           cost of these policies.

21                  The program has always served as a 

22           critical compromise to address the 

23           significant healthcare system implications of 

24           New York's excessive liability costs that far 


                                                                   602

 1           exceed any other state.  Yet this one budget 

 2           proposal would foist thousands of dollars of 

 3           new costs on physicians, and even tens of 

 4           thousands of dollars when their patient 

 5           visits and their revenues are down.  Many 

 6           physicians will simply be unable to afford 

 7           this, will forgo the coverage and/or leave 

 8           the state.

 9                  We're also concerned, as Assemblyman 

10           Salka mentioned, about the $200,000 cut to 

11           MSSNY's Committee for Physician Health.  It's 

12           a critically important program that's funded 

13           through physician registration.  It assists 

14           physicians suffering from mental illness and 

15           substance abuse, and it's a highly successful 

16           program that's more important than ever in 

17           this time of COVID.

18                  We also strongly urge you to reject 

19           Article VII proposals that we believe are 

20           very counterproductive and would -- such as 

21           proposals that would grant the Commissioner 

22           of Health wide discretion to disclose 

23           complaints about physicians to the public 

24           without adequate due process.  That has the 


                                                                   603

 1           potential to unfairly destroy physician 

 2           reputations in the communities they served.

 3                  We're also concerned with the 

 4           proposals to significantly expand the scope 

 5           of big box pharmacy chains to provide 

 6           healthcare services without physician 

 7           coordination.

 8                  We have identified several other 

 9           concerns in our written testimony, and I'm 

10           happy to answer any questions for you.  Thank 

11           you again for the opportunity to testify.

12                  CHAIRWOMAN KRUEGER:  Thank you.

13                  And our last testifier for this panel, 

14           New York State Association of Health Care 

15           Providers, Kathy Febraio.

16                  MS. FEBRAIO:  Thank you.  I am Kathy 

17           Febraio, president of the New York State 

18           Association of Health Care Providers, 

19           representing home care across the State of 

20           New York.  

21                  I thank you for the opportunity to 

22           testify and to update you on the state of the 

23           home care industry as it continues to provide 

24           safe and economical care during the pandemic 


                                                                   604

 1           while we are simultaneously responding to 

 2           significant policy changes.

 3                  The experience of the last year has 

 4           clearly shown it is essential to invest in 

 5           and to protect the economic viability of the 

 6           home care industry in order to ensure 

 7           individuals with disabilities, those with 

 8           chronic illness, and elderly populations 

 9           continue to have access to services that 

10           allow them to remain in the comfort and 

11           safety of their homes.  Patients do better at 

12           home.

13                  It is not the time to add more 

14           upheaval and uncertainty to the industry, as 

15           the state has charted its course to do -- 

16           which the recently announced CDPAP contract 

17           awards has highlighted.  Extensive state 

18           regulations and policy changes crushed the 

19           industry by creating completely avoidable 

20           turmoil, chaos, gaps in care, and barriers to 

21           service.

22                  Home care needs your support.  We are 

23           asking you to eliminate the language enacted 

24           in last year's budget that created the coming 


                                                                   605

 1           LHCSA RFO.  This is going to play out just 

 2           like the CDPAP RFO.

 3                  We ask you to reimburse providers for 

 4           the increased cost of personal protective 

 5           equipment and COVID-related expenses.  We 

 6           thank you for your support of Bill S2543 and 

 7           A179.  However, MLTC plans are receiving 

 8           COVID-related rate reductions for decreased 

 9           utilization, and they are passing that 

10           reduction to home care providers beginning 

11           March 1, to defray the impact to the plans -- 

12           this while home care has experienced 

13           drastically increased costs for services.

14                  MLTCs will immediately share the 

15           burden of reduction and fail to reimburse 

16           actual expenses.  Unfortunately, this is the 

17           norm.

18                  We ask you to reject the 1 percent 

19           across-the-board Medicaid cut, to eliminate 

20           the Medicaid Global Spending Cap, and reject 

21           the Governor's cut in recruitment and 

22           retention funding.

23                  We ask that you allocate at least 

24           25 percent of the Healthcare Transformation 


                                                                   606

 1           Fund to home- and community-based services, 

 2           and to require managed-care organizations to 

 3           directly pass through minimum wage funding to 

 4           their providers.

 5                  We ask for the elimination of the 

 6           requirement for an unnecessary independently 

 7           audited financial statement for wage parity 

 8           reporting.  We ask to make permanent the 

 9           nursing home transition and diversion and TBI 

10           waiver programs from managed care.  And we 

11           ask, if there is any federal funding to be 

12           had, that you ensure that New York State 

13           passes it on to the front-line providers.

14                  Thank you.

15                  CHAIRWOMAN KRUEGER:  Thank you.

16                  Any questions from any of my 

17           colleagues?

18                  CHAIRWOMAN WEINSTEIN:  We have 

19           Assemblyman Ra who would like to ask a 

20           question.  

21                  CHAIRWOMAN KRUEGER:  Certainly.

22                  ASSEMBLYMAN RA:  Thank you, Chairs.  

23                  Good evening, everybody.  I just 

24           wanted to follow up with Dr. Litvack 


                                                                   607

 1           regarding -- she went into this a little bit 

 2           with the excess medical malpractice proposal.  

 3           And, you know, we had a little conversation 

 4           about this with the insurance superintendent 

 5           earlier today, who basically provided, you 

 6           know, little detail other than to say that 

 7           she felt that the medical malpractice market 

 8           had stabilized and, you know, that she didn't 

 9           think this was going to be that disruptive of 

10           a proposal.  

11                  I would tend to disagree, and I see 

12           you certainly do.  And you seem to have 

13           pretty detailed numbers in your testimony.  

14           So I'm just wondering if you can elaborate 

15           more on your methodology in those numbers and 

16           really the impact that it would have on costs 

17           of something that is already, you know, a big 

18           problem in New York State.

19                  DR. LITVACK:  Yes.  So thank you for 

20           asking those questions.  

21                  Yes, this is a huge problem if it goes 

22           through as proposed.  This really would 

23           affect our community physicians, those in 

24           independent practice, those that are not in 


                                                                   608

 1           self-funded employer plans.  And these 

 2           practices are running on very thin margins as 

 3           we speak right now.  They have had to deal 

 4           with the increased cost of the personal 

 5           protective equipment.  They've had to deal 

 6           with the decreased number of patients, 

 7           decreased numbers of procedures, and in 

 8           addition to having had their offices closed 

 9           for periods of time.  

10                  This, as I said, would add thousands 

11           and sometimes tens of thousands, depending on 

12           which part of the state you're in and, you 

13           know, which specialty you're in.

14                  ASSEMBLYMAN RA:  Well, thank you -- 

15           sorry, go ahead.  

16                  DR. LITVACK:  That's okay.  And 

17           premiums right now are still way too high.  

18           We have the numbers; we can share those with 

19           you from MLMIC and others.  But our costs, 

20           you know, far exceed any other state in the 

21           country.

22                  ASSEMBLYMAN RA:  And as you point out, 

23           if last year was a bad time to adopt this 

24           proposal, then this year is a really bad time 


                                                                   609

 1           to adopt this proposal.  So thank you.

 2                  CHAIRWOMAN KRUEGER:  Thank you.

 3                  Any other members wanting to ask 

 4           questions?  

 5                  CHAIRWOMAN WEINSTEIN:  Yes, we 

 6           actually have Assemblyman Byrne also, and 

 7           then Assemblyman Palmesano.  

 8                  Assemblyman Byrne.

 9                  ASSEMBLYMAN BYRNE:  Yes, thank you, 

10           Chair.  

11                  And ditto to the comments made by my 

12           colleague Mr. Ra.  I completely agree that if 

13           it was bad last year, it's even worse now.  

14           And we're hopefully getting a lot of federal 

15           relief, which will make a lot of these 

16           decisions a little bit easier for us.

17                  My follow-up question was -- I tried 

18           to mention it with the commissioner, but 

19           quite frankly we don't have enough time when 

20           we're trying to go through these budget 

21           hearings.  And it's about Part Q in I believe 

22           the Health and Mental Hygiene Budget.  And 

23           this is directed more for Bonnie, 

24           Dr. Litvack.  


                                                                   610

 1                  It's the section that would allow the 

 2           commissioner to report professional 

 3           misconduct, allegations of misconduct, and 

 4           without due process.  Now, we've already 

 5           passed legislation I think in recent years 

 6           about people have to -- physicians have to 

 7           post a notice now, which some people didn't 

 8           like, about the Office of Professional 

 9           Misconduct {sic}.  But now we're -- this is 

10           really a step much further where they're 

11           looking to have the commissioner release this 

12           information.  My understanding is if there's 

13           an imminent danger, if there's something like 

14           that, they already have that option.  But if 

15           you start distributing information about a 

16           physician -- like I have a real concern that 

17           this could ruin someone's career when it's an 

18           allegation and they haven't had their due 

19           process yet.  

20                  Can you elaborate on this a little 

21           bit?  It seems to be a perennial issue.  At 

22           least I think it was brought up last year, 

23           and we're going at it again this year.  And 

24           hopefully we can get it taken out.  But I was 


                                                                   611

 1           just hoping you could elaborate on that 

 2           again.

 3                  DR. LITVACK:  Sure, I'm happy to.  

 4                  So this issue is exactly as you've 

 5           described.  The Medical Society is absolutely 

 6           committed to the safety of the public.  And 

 7           the commissioner already does have the 

 8           authority to remove somebody -- their ability 

 9           to practice right now.  This goes beyond that 

10           and allows them to remove somebody before 

11           they've had any due process.  

12                  And when you look at our system, our 

13           OPMC, the Office of Professional Medical 

14           Conduct, system for adjudicating these 

15           issues, of the claims, 97 to 98 percent of 

16           them are dismissed without any charges being 

17           filed and without any action being taken.  

18           And with that being the case, this would do a 

19           tremendous amount of harm if these were made 

20           public before the physician actually had an 

21           ability to defend themselves against this.

22                  And so this would be a very harmful 

23           thing that would eliminate due process for 

24           physicians.


                                                                   612

 1                  ASSEMBLYMAN BYRNE:  Thank you, Doctor.  

 2                  And I think we all know that once 

 3           something's on the internet, it's on the 

 4           internet forever, so it's very hard to repair 

 5           the damage once it's been done.  

 6                  And again, I would say in a similar 

 7           vein to what we said before, if it was a bad 

 8           idea last year, I think it's a bad idea this 

 9           year.  We're asking our physicians and 

10           healthcare workers to do so much.  I don't 

11           think this would be an appropriate change.

12                  But thank you.

13                  DR. LITVACK:  And thank you for 

14           rejecting it last year, and hopefully you'll 

15           reject it again this year.

16                  CHAIRWOMAN WEINSTEIN:  Assemblyman 

17           Palmesano.

18                  ASSEMBLYMAN PALMESANO:  Yes, thank you 

19           very much.  

20                  My question is for Sarah. 

21                  Sarah, there's been much discussion 

22           during these hearings around the state's 

23           proposal in the budget to eliminate the 

24           $139 million of the state's share for the 


                                                                   613

 1           Indigent Care Pool.  You know, myself and a 

 2           number of my colleagues always worry about, 

 3           when we see things like that, about cost 

 4           shifts, possible mandates or unfunded 

 5           mandates to our county governments.

 6                  I know it was discussed, I think with 

 7           some of the comments that were made, that 

 8           Westchester doesn't participate.  Do you know 

 9           what counties are contributing or not 

10           contributing, and if so, how much?  I mean, 

11           right now obviously counties are forced to 

12           contribute to the distressed fund, I think 

13           it -- I can't remember the amount of it, of 

14           $250 million.

15                  You know, do we know how much our 

16           counties are participating right now, or not 

17           participating, and to what amount?  I mean, 

18           obviously our counties are struggling 

19           financially right now.  You know, this 

20           mandate, if they had to pick up more or do 

21           contribute more, it would be certainly 

22           difficult for them to handle.  And certainly 

23           that would have an overall impact on our 

24           delivery of our healthcare system and quality 


                                                                   614

 1           care.

 2                  So do you have any thoughts on that or 

 3           comments on that proposal and how to -- what 

 4           you know?

 5                  MS. RAVENHALL:  Thank you for that 

 6           question.  I don't have those numbers off the 

 7           top of my head.  I can circle back and work 

 8           on getting those for you, and perhaps work 

 9           with the Association of Counties to find some 

10           of that data for you.  

11                  But you're bringing up a really good 

12           point.  We're seeing continual shifts from 

13           state funding to, you know, locality funding, 

14           picking up the share of certain services.  

15                  One of the services that we're looking 

16           at is rabies funding, which was completely 

17           eliminated from the proposed Executive 

18           Budget.  This is a public health issue, and 

19           it's essentially being eliminated from the 

20           budget.  Anybody who is exposed to rabies 

21           needs -- there needs to be a public health 

22           intervention.  And so we're really concerned 

23           about seeing some of these cost shifts to 

24           localities when they are struggling so much.  


                                                                   615

 1                  So I appreciate that thought, and I 

 2           can get back with you. 

 3                  ASSEMBLYMAN PALMESANO:  I note that in 

 4           last year's budget, and I think this year's 

 5           budget again has -- I think it's 

 6           $250 million.  I think it's 200 million for 

 7           the city and $50 million for the other 

 8           counties for distressed hospitals.  

 9                  And that's an assessment that's coming 

10           off the county's books already right now.

11                  MS. RAVENHALL:  Right.

12                  ASSEMBLYMAN PALMESANO:  That's another 

13           thing that we're all worried about.  

14                  So thank you very much.  And thanks 

15           for what you do.

16                  MS. RAVENHALL:  Thank you.  You too.  

17                  CHAIRWOMAN KRUEGER:  So, Helene, I 

18           just have more a recommendation to 

19           Dr. Litvack, who's the doctor from the 

20           Medical Society of New York, that I'm going 

21           to ask you to please read the City and State 

22           article that came out yesterday, "New York 

23           Doctors Get Away With Sexual Misconduct."  

24                  And it's a fairly scathing report on 


                                                                   616

 1           the Office of Professional -- whatever the 

 2           office stands for within the Department of 

 3           Education, and how they don't ever find 

 4           anyone guilty of anything.  And it's an 

 5           exposé with a bunch of previous workers 

 6           coming forward to say that.

 7                  Now, I actually have a bill on making 

 8           it more restrictive --

 9                  (Zoom interruption.)

10                  CHAIRWOMAN KRUEGER:  I'm sorry?  

11           Someone else is talking.  

12                  -- that you really need to look into 

13           making sure that this office is functioning 

14           correctly.  Because I know it's a very small 

15           number of doctors who are both unqualified to 

16           be performing medicine or otherwise very bad 

17           people.  But when we don't have a system in 

18           place that people have confidence in that 

19           they will actually penalize the people who 

20           should be prevented from continuing to 

21           provide medicine or who should be stopped 

22           from doing bad behaviors, it makes us all 

23           look terrible.  

24                  And so that is why I have the bill, 


                                                                   617

 1           because it turns out tracking doctors with -- 

 2           who are being found guilty in court of sexual 

 3           assault and still letting them continue their 

 4           work in their private offices or even in 

 5           hospitals in New York State, and then years 

 6           later, Oh, look, we caught them again.  Oh, 

 7           look, we've caught them again.  That's not 

 8           okay.

 9                  So I don't know that I agree with what 

10           the Governor is proposing in his budget this 

11           year, but I'm telling you -- I'm urging you, 

12           as the medical community, get behind 

13           reasonable standards for investigations and 

14           make sure they're taken seriously, because 

15           these hurt -- when these stories come out, 

16           they hurt you.  And 99 percent of you would 

17           never be involved in these things, but if 

18           you're supposedly part of a peer review 

19           system and you never catch any of your peers 

20           except the behaviors are going on, it's a 

21           serious problem.  

22                  So that's my recommendation to you.

23                  With that, anyone else?  Okay.  Then 

24           we're going to move on to the next panel.  


                                                                   618

 1           Thank you all very much for being here with 

 2           us tonight and testifying.

 3                  And our next panel is Health People, 

 4           Chris Norwood; Community Healthcare 

 5           Association of New York State, Rose Duhan; 

 6           and Callen-Lorde Community Health Center, 

 7           Wendy Stark.  

 8                  Good evening, everyone or anyone.  And 

 9           let's start with Chris Norwood, if you're 

10           here.  Is Chris here?  I don't think so.  

11                  Okay, how about Rose.  Rose, are you 

12           here?

13                  MS. DUHAN:  I am here, thank you.

14                  CHAIRWOMAN KRUEGER:  Let's start with 

15           you, thank you.

16                  MS. DUHAN:  Thank you to the chairs 

17           and the members who have persevered for 

18           hanging through this late night session.  I 

19           appreciate all of your dedication.

20                  I'm Rose Duhan, CEO of the Community 

21           Healthcare Association of New York State.  On 

22           behalf of New York State's 70 community 

23           health centers, caring for 2.3 million 

24           New Yorkers, I'm here to express our grave 


                                                                   619

 1           concerns about the pharmacy benefit carve-out 

 2           from Medicaid managed care to 

 3           fee-for-service, which will eliminate access 

 4           to the 340B program.  

 5                  The 340B program allows covered 

 6           safety-net healthcare providers, including 

 7           community health centers, to purchase 

 8           pharmaceutical drugs at reduced costs.  

 9           Community health centers reinvest the savings 

10           into initiatives that expand access to care, 

11           particularly for the uninsured and 

12           underinsured.

13                  New York's community health centers 

14           provide care to about one-third of all 

15           uninsured individuals in New York State.  

16           340B enables patients to receive free or 

17           low-cost drugs and support services such as 

18           intensive outreach to those who have been 

19           isolated during the pandemic, including 

20           follow-up needed for chronic disease 

21           management and ensuring children do not fall 

22           behind in immunizations.

23                  340B savings have made it possible for 

24           health centers to quickly pivot to 


                                                                   620

 1           vaccination activities, outreach and patient 

 2           education, making sure people come back for 

 3           second doses, and standing up vaccination 

 4           events for communities of color and in rural 

 5           parts of the state.

 6                  Health centers are grateful to have 

 7           received vaccine allocations, and 340B makes 

 8           it possible to vaccinate communities most at 

 9           risk from COVID-19.

10                  The proposed change will result in 

11           enormous financial losses, programmatic 

12           reductions, and staff cuts for impacted 

13           providers.  Perhaps what is most devastating 

14           is that the carve-out will have the biggest 

15           negative impact on the health outcomes of the 

16           state's sickest and poorest communities, the 

17           very patients hit hardest by COVID-19.

18                  Community health centers are testing 

19           and vaccinating patients in their communities 

20           and are able to do so because of 340B.  This 

21           carve-out will have devastating and lasting 

22           effects on the healthcare safety net at a 

23           time when Black, brown and poor community 

24           members and their providers can least afford 


                                                                   621

 1           it.

 2                  In the recent economic crisis we have 

 3           seen growth in Medicaid enrollment and in 

 4           uninsured populations that benefit from the 

 5           services made possible by this program.  The 

 6           Executive has proposed creating a funding 

 7           pool of $102 million.  This proposed funding 

 8           is woefully inadequate given the massive 

 9           losses the carve-out would cause, and 

10           unreliable as a long-term solution for 

11           sustainability, as any pool created by the 

12           state is subject to future budget cuts and 

13           delayed distributions for purposes of state 

14           cash management.

15                  We have learned today that DOH is 

16           moving forward with notifying Medicaid 

17           participants that the carve-out will take 

18           effect May 1st, undermining your ability to 

19           negotiate a solution.  It is unacceptable 

20           that New York would move forward with this 

21           carve-out during the most significant public 

22           health crisis in modern history.  We urge the 

23           Legislature to reverse this policy.

24                  Thank you.  I'm happy to take any 


                                                                   622

 1           questions and give you back 25 seconds.

 2                  CHAIRWOMAN KRUEGER:  Thank you very 

 3           much.

 4                  And do we have Wendy Stark, from 

 5           Callen-Lorde?

 6                  MS. STARK:  Yes, I'm here.  Thank you 

 7           so much.

 8                  Thank you so much to the chairs and 

 9           the members of the committee and for doing 

10           this all-day marathon.  We really appreciate 

11           it.

12                  So Callen-Lorde Community Health 

13           Center is one of the 70 community health 

14           centers Rose just spoke about.  We are in 

15           Manhattan, the Bronx, and Brooklyn.  But I 

16           can almost guarantee you that we serve 

17           somebody in your district, because we have 

18           patients coming to us from all over the state 

19           because we are what's called a magnet health 

20           center.  We have a particular mission, to 

21           serve LGBTQ communities and people living 

22           with HIV, and so we draw people that are much 

23           more geographically diverse than some of our 

24           colleagues.


                                                                   623

 1                  I don't know how else to say this, 

 2           other than I am begging you -- Senator Brouk 

 3           said earlier today in the hearing that she 

 4           got a message from a CEO of an organization 

 5           in her district who would be impacted also by 

 6           the Medicaid pharmacy carve-out in ways that 

 7           are existentially threatening.  And I'm here 

 8           tonight to tell you this is not being 

 9           hyperbolic, this is going to destroy the 

10           safety net at the worst possible time in 

11           history, right at this moment.

12                  We serve people who are -- one-third 

13           of our patients are uninsured.  One-quarter 

14           of our patients are people living with HIV.  

15           One-third of our patients are people of 

16           transgender or nonbinary experience.  Over 

17           half of our patients are people of color.  

18           Many of our patients live at or below the 

19           poverty line.  This is not the time to hurt 

20           our state's safety net.

21                  We have been providing primary care 

22           throughout.  We provided medical staffing in 

23           a hotel for folks who would otherwise be 

24           living in the New York City shelter system 


                                                                   624

 1           who had COVID, near the beginning of the 

 2           pandemic.  Our staff are exhausted.  Many of 

 3           those staff's salaries, our nurses, our 

 4           front-line folks, our lab techs, our doctors, 

 5           our PAs, our nurse practitioners, they have 

 6           been at this with little to no time off since 

 7           March.  Their salaries, many of them, are 

 8           paid through the revenues that come out of 

 9           this program.  This was an intentional way to 

10           support the safety net.  

11                  And there is a 340B reinvestment fund 

12           that's been proposed, as Rose mentioned, 

13           which is meant to help offset the revenue 

14           losses that this would cause.  I would argue 

15           that this is a micro version of the global 

16           cap.  And we ask you to reject it, as well as 

17           the carve-out overall, and of course reject 

18           the global cap.  It is foundationally the 

19           wrong approach to our state's Medicaid 

20           program.

21                  There is a delay bill on the table 

22           from Assemblymember Gottfried and 

23           Senator Rivera -- it is A1671A and S2520 -- 

24           to have the community health centers and HIV 


                                                                   625

 1           special needs plans, have the carve-out piece 

 2           delayed until April of 2024.  

 3                  There are other solutions to this.  We 

 4           can find a solution to the PBM transparency 

 5           issue.  We are on the same side about this.  

 6           This is not the way to do it.

 7                  Thank you so much for your time and 

 8           attention.

 9                  (Pause.)

10                  SENATOR RIVERA:  You're on mute, Liz.  

11           You're on mute.

12                  CHAIRWOMAN KRUEGER:  I'm sorry.  I was 

13           saying, except no one could hear me, that I 

14           believe Chris Norwood has now joined us.

15                  MS. NORWOOD:  Yes.  Oops --

16                  CHAIRWOMAN KRUEGER:  You ready?

17                  MS. NORWOOD:  Thank you very much.  I 

18           am Chris Norwood, executive director of 

19           Health People, which is entirely a peer-led 

20           health education and disease prevention 

21           organization in the South Bronx.

22                  There's a major reason New York State 

23           had the most COVID deaths in the nation.  It 

24           is because the New York State Department of 


                                                                   626

 1           Health absolutely refuses to have any 

 2           coherent plan to either prevent chronic 

 3           disease or help people who have chronic 

 4           disease achieve the good self-management that 

 5           still protects their health and does not 

 6           leave them this vulnerable to any virus or 

 7           variant that comes along.

 8                  I will start with diabetes.  In the 

 9           first surge of COVID in the spring of 2020, 

10           diabetes deaths in New York City increased by 

11           a staggering 356 percent, the most in the 

12           nation, and state diabetes deaths outside 

13           New York City increased the most of any 

14           state.  

15                  International studies, however, soon 

16           made clear that these deaths, along with 

17           serious complications like heart, lung and 

18           kidney injury, were mainly occurring in 

19           people with diabetes whose blood sugar was in 

20           poor control.  

21                  At the time, my organization, 

22           Health People, was providing the only 

23           community diabetes self-management program in 

24           the South Bronx, teaching thousands of people 


                                                                   627

 1           with diabetes how to lower their blood sugar 

 2           and achieve good control.  The state 

 3           completely destroyed and defunded this vital 

 4           community self-care initiative just as it 

 5           become clear that blood sugar control was 

 6           vital to survival during COVID.  

 7                  New York has 2 million people with 

 8           diabetes, some 600,000 on Medicaid.  To this 

 9           day, despite what should be the lesson of 

10           unprecedented diabetes deaths, the State 

11           Department of Health still refuses to support 

12           a single self-care community-based initiative  

13           for diabetes or, for that matter, for any 

14           other chronic disease anywhere in New York 

15           State.  

16                  The Diabetes Self-management Program 

17           we were providing, which I believe other 

18           people try and work with, is well-proven to 

19           reduce blood sugar, weight, depression and 

20           multiple diabetes complications.  It slashes 

21           new cases of kidney disease by 90 percent the 

22           first year after people participate, which 

23           means it also slashes the number of 

24           New Yorkers who will be chained to dialysis. 


                                                                   628

 1                  Most important, communities themselves 

 2           can take the lead in this kind of life-saving 

 3           education.  We entirely trained people from 

 4           the South Bronx with diabetes and 

 5           pre-diabetes to deliver this.

 6                  I really urge the Legislature -- 

 7           you've heard over and over how things that 

 8           prevent and save money are the first to go.  

 9           It is so senseless.  And hopefully you will 

10           look at these life-saving programs and 

11           assure, with any money that comes from 

12           Washington, it will be used to truly build 

13           health, and that at least 250 million will be 

14           devoted to community-led chronic disease 

15           prevention and self-care programs across the 

16           state.

17                  CHAIRWOMAN KRUEGER:  Thank you.

18                  MS. NORWOOD:  Thank you very much.

19                  CHAIRWOMAN KRUEGER:  Thank you all 

20           very much.

21                  All right, do I see any hands up?  

22                  Gustavo Rivera, Health chair.

23                  SENATOR RIVERA:  It will be brief.  

24           Thank you.  Thank you, Madam Chair.


                                                                   629

 1                  Thank you all for being here.  Thank 

 2           you for remaining here, particularly because 

 3           it is so important what you're bringing to 

 4           the table.  You represent folks all across 

 5           the state that -- I want to talk particularly 

 6           about the 340B program.  We talked about the 

 7           delay bill that I encourage my colleagues to 

 8           get on.  And we certainly need to push back 

 9           on the Governor in a real way about this.

10                  I want you to specifically make the 

11           connection about how the flexibility of this 

12           program has allowed different -- whether it's 

13           you, Wendy, at Callen-Lorde, or any of your 

14           members at CHCANYS -- talk about the 

15           flexibility of this program and the fact that 

16           the savings that are utilized to actually 

17           invest in care for the people that you serve, 

18           and how the proposal from the Governor -- 

19           compare the two, whether you think that one 

20           would be -- that this program that -- the 

21           proposed, you know, 100 million, 102 million 

22           from the Governor would compare to what you 

23           get now from the federal program, as far as 

24           flexibility.


                                                                   630

 1                  MS. STARK:  It's hard to say the math.  

 2           Callen-Lorde alone stands to lose $12 million 

 3           a year from this change, and I don't --

 4                  SENATOR RIVERA:  So what's your 

 5           total -- what's your total --

 6                  MS. STARK:  Ninety-five million.

 7                  SENATOR RIVERA:  So it's a chunk, a 

 8           chunk.

 9                  MS. STARK:  Yeah, it's a big chunk.

10                  So right now I use this money to pay 

11           for nurses, for example, who provide nursing 

12           triage to patients who are calling and saying  

13           "Should I go to the emergency room?  I'm 

14           having this symptom."  We are keeping people 

15           literally out of the emergency rooms by 

16           paying for these nurses, as one example.  

17           Right?

18                  We have case managers who are helping 

19           people with housing support, all kinds of 

20           things.  

21                  And so, again, I do the analogy to the 

22           global cap.  If we have a certain amount of 

23           money every year that stays stagnant and that 

24           we have to fight for it every year, we cannot 


                                                                   631

 1           be as flexible or do planning around it.  How 

 2           can you hire staff based on a pool of funding 

 3           that changes year over year and that shrinks 

 4           year over year, and how --

 5                  SENATOR RIVERA:  Or that might not 

 6           exist.  Or that might not exist next year.

 7                  MS. STARK:  Exactly.  Exactly.

 8                  HIV.  We have done so well in this 

 9           state around getting the number of new 

10           infections down and getting people virally 

11           suppressed.  So many of our patients are 

12           people living with HIV.  We put all kinds of 

13           support services around that with this money.  

14           These are why these numbers are good.  The 

15           whole HIV services system in this state is 

16           going to have a really drastic change to our 

17           revenues if this happens.

18                  SENATOR RIVERA:  CHCANYS?

19                  MS. DUHAN:  Yeah, and I would say that 

20           this pandemic has really demonstrated the 

21           necessity for the flexibility of these funds.  

22                  We -- you know, health centers were 

23           told on the Thursday before Christmas that 

24           they would be receiving hundreds of doses of 


                                                                   632

 1           the vaccine on Monday, and health centers 

 2           were able to get staff ready, they were able 

 3           to schedule vaccine, they were able to put 

 4           extra people on the phones because they were 

 5           all of a sudden flooded with calls from the 

 6           community:  "Can I get the vaccine?"

 7                  They have to do scheduling, they have 

 8           to have people who can be there to be there 

 9           at the vaccination events.  So this is really 

10           something where health centers -- there was 

11           no extra funding that was coming in to make 

12           it possible to turn around and stand up these 

13           events where -- in the communities where we 

14           know people have been most adversely impacted 

15           by the pandemic.  

16                  So it's really --

17                  SENATOR RIVERA:  Senate and 

18           Assemblymembers that are still on, get on our 

19           bill, get on Dick's bill, get on my bill so 

20           we can make sure that we stop this, please.

21                  Thank you, Madam Chair.

22                  CHAIRWOMAN KRUEGER:  Thank you.

23                  Any Assemblymembers, Helene?

24                  CHAIRWOMAN WEINSTEIN:  No, we are 


                                                                   633

 1           ready to move on.

 2                  Thank you for being here.

 3                  CHAIRWOMAN KRUEGER:  All right, thank 

 4           you all very much for coming.  We're covered 

 5           very broadly during the earlier parts of the 

 6           hearing.  So thank you very much.

 7                  Next up, Panel F.  And I've learned 

 8           some people were working off an older version 

 9           of the testimony list, so sorry, but now 

10           we're on Panel F for the correct version.  

11           Empire Center for Public Policy, Bill 

12           Hammond; Consumer Reports, Chuck Bell; 

13           New York State Area Health Education System, 

14           Leishia Smallwood; and Center for Health 

15           Outcomes and Policy Research at the 

16           University of Pennsylvania, Linda Aiken.

17                  Are you with us, Bill?  Okay.  Good 

18           evening.  You get to start.

19                  I can't hear you; turn your mic on.

20                  MR. HAMMOND:  All right.  

21                  Good evening.  Thanks for the 

22           opportunity to testify.  

23                  This year has taught us a painful 

24           lesson about the importance of public health 


                                                                   634

 1           infrastructure.  The places in the world that 

 2           had the strongest infrastructure were able to 

 3           respond quickly and effectively to the 

 4           pandemic, and they kept their loss of life 

 5           and economic disruption to a minimum.  

 6           Unfortunately, the United States and New York 

 7           were not among those places.

 8                  Public health is one part of 

 9           New York's health system that has suffered 

10           reductions in funding unlike any other.  I 

11           will give you an example.  The Wadsworth 

12           Center, our world-renowned public health 

13           laboratory, over the past 10 years it has 

14           lost 40 percent of its publicly reported 

15           funding and about two-thirds of its staff.  

16                  Now -- and other functions in the 

17           Health Department have seen similar dramatic 

18           reductions.  There's a caveat, is that we 

19           have something called the Health Research, 

20           Incorporated.  It's a kind of off-the-books 

21           part of the Health Department, and there are 

22           often jobs and money that's kind of stashed 

23           there.  I would argue that the 

24           Health Department, if it wants a really full 


                                                                   635

 1           view of the public health system, it needs 

 2           transparency into HRI.

 3                  With respect to Medicaid, the picture 

 4           actually is quite different.  This is a 

 5           program that's been growing rapidly.  This 

 6           year alone, its overall funding is projected 

 7           to be up $4 billion, or 5 percent.  That's 

 8           about twice the rate of inflation.  

 9                  The structural imbalance in that 

10           program that existed before the pandemic is 

11           still there, it hasn't really been fully 

12           addressed, and we are sustaining this 

13           unsustainable funding with temporary federal 

14           aid.  And when that temporary federal aid 

15           goes away, as it inevitably will, we're going 

16           to have a hole that's that much bigger to 

17           fill and that much more painful to deal with.  

18                  With respect to nursing homes, until 

19           just a couple of weeks ago, on February 10th, 

20           when the court ordered the Health Department 

21           to turn over the data, it was really 

22           impossible for people outside the Health 

23           Department to do any kind of in-depth 

24           analysis of policies around nursing homes, 


                                                                   636

 1           including the March 25th guidance.

 2                  Using the data that the Empire Center 

 3           obtained, we were able to find a 

 4           statistically significant correlation between 

 5           the admissions of coronavirus-positive 

 6           patients into nursing homes and higher death 

 7           rates in those nursing homes.  It's on the 

 8           order of several hundred additional deaths.  

 9           So it doesn't explain the entire situation in 

10           nursing homes, but it was a contributing 

11           factor.

12                  And this is one small part of what 

13           should be a larger in-depth investigation 

14           into the pandemic, so that we can figure out 

15           what went wrong and prepare ourselves so that 

16           it never happens again.

17                  Thank you for listening.

18                  CHAIRWOMAN KRUEGER:  Thank you very 

19           much.

20                  And next is Charles Bell, program 

21           director, Consumer Reports.

22                  MR. BELL:  Madam Chairs Krueger and 

23           Weinstein, Chairs Gottfried and Rivera, 

24           Breslin and Cahill, members of the committee, 


                                                                   637

 1           thank you for your stamina and perseverance 

 2           and indefatigable commitment to healthcare 

 3           democracy.  

 4                  So Consumer Reports enthusiastically 

 5           joins with Health Care for All New York, 

 6           who's coming behind me on Panel G, to urge 

 7           the Assembly and Senate to please adopt the 

 8           language in the Patient Medical Debt 

 9           Protection Act in both one-house bills.  

10                  This act would provide common-sense 

11           protections to protect patients against 

12           medical debt and unfair billing practices, to 

13           lessen the interest rate for medical debts, 

14           and to avoid surprise billing.  So we urge 

15           that adoption.

16                  Number two, the COVID-19 pandemic has 

17           brought home to all of us how a previously 

18           unknown disease can wreak havoc, not just on 

19           our lives in New York but worldwide.  And so 

20           a key lesson of that is that we need to 

21           prioritize public measures for emerging 

22           threats and exercise strategic foresight.

23                  So in New York State we believe -- and 

24           many of our coalition partners, such as 


                                                                   638

 1           NYPIRG and Center for Food Safety -- that we 

 2           should work together to protect the continued 

 3           effectiveness of medically important 

 4           antibiotics like tetracycline and ampicillin 

 5           by clamping down on their routine overuse and 

 6           inappropriate use in both healthcare settings 

 7           and farming.  

 8                  And it's an astonishing fact that 

 9           two-thirds of the medically important 

10           antibiotics that we rely on in the 

11           United States are given not to people, but 

12           administered to food animals -- not because 

13           the food animals are sick, but to prevent 

14           them from becoming sick because they're 

15           living in overcrowded and unsanitary 

16           conditions.

17                  So in 2018 the New York State 

18           Department of Health worked on this report 

19           (showing), the Stop Antibiotic Resistance 

20           Roadmap plan, which was a great first step.  

21           And from that report we have learned that 

22           58 percent of 175 hospitals said they had an 

23           antibiotic stewardship program, which is very 

24           important, and we commend them.  But that 


                                                                   639

 1           also means that 73 hospitals did not, and so 

 2           that needs follow-up.

 3                  And the plan also acknowledged that 

 4           agricultural overuse is a significant issue 

 5           in New York State, but they did not put into 

 6           place restrictive measures, a binding plan or 

 7           a timetable to get it under control.

 8                  So for that reason, we urge you to 

 9           incorporate into the state budget language 

10           the Combating Antimicrobial Resistance Act, 

11           sponsored by Assemblymember Linda Rosenthal 

12           and Senator Kavanagh, which would prohibit 

13           the use of medically important antibiotics in 

14           food-producing animals for the routine 

15           purposes of disease prevention.

16                  We need New York State, as part of its 

17           budgetary activities and its operating 

18           practices, to implement a Stop Antibiotic 

19           Roadmap that actually solves the problem for 

20           both healthcare settings and for farming, and 

21           prevents the next pandemic.  Fully 24 percent 

22           of our infections comes from the food that we 

23           eat and our farm animals.  So we have to 

24           treat both sides of the equation.


                                                                   640

 1                  Antibiotics are life-saving drugs.  

 2           It's our civic and public health obligation 

 3           to protect them.  Thank you very much.

 4                  CHAIRWOMAN KRUEGER:  Thank you very 

 5           much.

 6                  Next we have Leishia Smallwood, 

 7           New York State Area Health Education System.

 8                  MS. SMALLWOOD:  Thank you, Madam 

 9           Chairs Krueger and Weinstein, Senator Rivera, 

10           and the joint committee for hearing my 

11           testimony tonight.

12                  Founded in 1998, New York State AHEC 

13           System is a health workforce training 

14           initiative federally funded to provide 

15           education, training, and community services 

16           to each and every county throughout New York 

17           State.  Our network aims to address the 

18           health disparities in medically underserved 

19           areas and increase diversity in the 

20           healthcare workforce throughout New York 

21           State.  

22                  We know the importance of having 

23           healthcare professionals be representative of 

24           the population they serve, especially in 


                                                                   641

 1           medically disadvantaged areas.  We support 

 2           this objective by recruiting health 

 3           professions students from diverse 

 4           backgrounds, with emphasis on minorities, to 

 5           expand their formalized training through 

 6           exposure to the health issues in the 

 7           underserved communities, to attract their 

 8           interest in working in these communities 

 9           after graduation.

10                  We believe in the "grow our own" model 

11           and providing health career exposure pipeline 

12           services for youth, putting them in hospital 

13           and clinical settings to cultivate their 

14           interest in the various health professions.

15                  We provide clinical rotations and 

16           internships for future providers in both 

17           urban and rural settings to better understand 

18           those patient populations.

19                  We connect health professions graduate 

20           students to medically underserved vacancies 

21           in the communities and promote debt reduction 

22           incentive programs for MUC practice.  

23                  We provide continuing education 

24           workshops and trainings for our current 


                                                                   642

 1           healthcare providers on critical topics in 

 2           the healthcare industry.

 3                  We facilitate opioid prevention and 

 4           education programs for high schools, 

 5           colleges, and the community.  We coordinate 

 6           MAT trainings, facilitate Narcan trainings 

 7           for both high school and college students.  

 8                  We support maternal health through our 

 9           Doula Project to provide education and 

10           support services to women, especially 

11           minorities, to help reduce and prevent 

12           childhood births and deaths.

13                  We support mental health as a partner 

14           with Project TEACH, funded through the Office 

15           of Mental Health to promote education, 

16           services and trainings provided to PCPs 

17           across the state in the rapid mental health 

18           diagnosis and treatment for children and 

19           adolescents.

20                  During this pandemic we provide COVID 

21           workshop series to current health professions 

22           students entering the workforce, to educate 

23           them on topics like trauma-informed care and 

24           the effects of COVID-19, and proper PPE 


                                                                   643

 1           utilization.

 2                  We do community education, going door 

 3           to door in neighborhoods with high infection 

 4           rates, handing out CDC guidelines for COVID 

 5           safety.

 6                  We have a focus on working with 

 7           organizations to track members to fill open 

 8           positions.  As we know, it's going to be 

 9           exacerbated through this COVID, post-COVID.  

10           We know there's going to be service gaps and 

11           shortages.  And we are looking to help be on 

12           the frontline to replenish and be a crucial 

13           provider to working with those organizations 

14           to identify workers that we've lost in the 

15           pandemic through sickness and fear.

16                  This pandemic has provided many 

17           challenges to our network which limit our 

18           ability to work in an in-person environment 

19           with our students and community partners.  

20           AHEC adapted to this challenge and developed 

21           a robust virtual platform to continue our 

22           programming and services.  

23                  With our previous 20-year funding 

24           history with the state, we are seeking a 


                                                                   644

 1           restoration of $2.2 million in funding to 

 2           continue to support the work and services 

 3           that AHEC provides, but which many of our 

 4           educational partners and students come to 

 5           rely on greatly.

 6                  Thank you.

 7                  CHAIRWOMAN KRUEGER:  Thank you very 

 8           much.  And our last speaker is Linda Aiken, 

 9           professor and director, Center for Health 

10           Outcomes and Policy Research, University of 

11           Pennsylvania.  

12                  PROFESSOR AIKEN:  Thank you so much.  

13                  I am Professor Linda Aiken from the 

14           University of Pennsylvania Center for Health 

15           Outcomes and Policy Research and the Leonard 

16           Davis Institute of Health Economics.  

17                  My remarks today are a brief summary 

18           of findings from our independent study 

19           related to pending legislation, the 

20           Safe Staffing for Quality Care Act, with 

21           regard to hospital staffing.  More details 

22           are available in three peer-reviewed 

23           scientific publications in prominent medical 

24           journals.  


                                                                   645

 1                  In January and February of 2020, right 

 2           before COVID, we conducted original research 

 3           on nurse staffing, surveying nurses from 

 4           116 acute-care general hospitals in New York 

 5           State.  We linked these findings on staffing 

 6           levels to the clinical outcomes of 

 7           418,000 Medicare patients treated in these 

 8           same hospitals.  

 9                  Is hospital nurse staffing in the 

10           state a problem that should be addressed?  

11           And we conclude yes.  We found that 

12           patient-to-nurse staffing ratios in adult 

13           medical and surgical units varied widely and 

14           unjustifiably across hospitals, from 

15           hospitals where nurses took care of four 

16           patients each to hospitals where nurses took 

17           care of almost 11 patients each.  Remember, 

18           this was before COVID and not counting ICU 

19           staffing.

20                  These greatly varying ratios have 

21           preventable negative consequences for 

22           New York State residents.  Our findings show 

23           that every one patient increase in 

24           patient-to-nurse ratios is associated with a 


                                                                   646

 1           13 percent increase in risk-adjusted hospital 

 2           death rates, and similarly in significant 

 3           increases in length of stay and readmissions.

 4                  So is the proposed legislation likely 

 5           to improve patient outcomes and resource 

 6           efficiency in New York State hospitals?  And 

 7           we conclude yes.  We estimated that were all 

 8           New York State hospitals staffed at the 

 9           4:1 ratio proposed in the pending 

10           legislation, more than 4,370 deaths would 

11           have been avoided just among elderly Medicare 

12           patients.  Many more deaths would have been 

13           avoided if all patients were counted.

14                  Savings of a minimum of $720 million 

15           would have been achieved because of avoided 

16           days of hospital care, and those savings 

17           could be reinvested in employing more nurses.

18                  So in summary, the immense variation 

19           in patient-to-nurse ratios across hospitals 

20           in New York State results in significant 

21           numbers of avoidable deaths and unnecessary 

22           expenditures.  Our study shows that setting 

23           reasonable minimum standards for safe 

24           hospital nurse staffing statewide is feasible 


                                                                   647

 1           and in the public's interest.

 2                  Thank you.  

 3                  CHAIRWOMAN KRUEGER:  Thank you very 

 4           much.  

 5                  Any questions from my colleagues?

 6                  CHAIRWOMAN WEINSTEIN:  Assemblyman Ra 

 7           has a question.

 8                  CHAIRWOMAN KRUEGER:  Certainly.

 9                  SENATOR RIVERA:  Ra first, that's 

10           fine.  Ra can go first, I can go second.  

11                  CHAIRWOMAN WEINSTEIN:  Oh.  Okay.

12                  ASSEMBLYMAN RA:  Thank you, Chair.

13                  Good evening.  I just had a quick 

14           question for Mr. Hammond.  

15                  You're a popular guy today.  There was 

16           a question to the extent people knew you and 

17           everything else, but I'm sure you heard 

18           earlier, either directly or indirectly, that 

19           Commissioner Zucker spoke about -- basically, 

20           I mean, he stated in almost certain terms 

21           that he believed there was zero additional 

22           deaths as a result of the March 25th order.  

23           He left open the possibility that maybe there 

24           could be one, because he didn't want to say, 


                                                                   648

 1           you know, never.  But he said there wasn't 

 2           any.  

 3                  So I was just wondering if you had any 

 4           thoughts on those statements.

 5                  MR. HAMMOND:  I mean, I guess I would 

 6           wonder what his basis is for saying that.  

 7                  His department published a report in 

 8           July which made the case that it wasn't 

 9           responsible for all of the deaths and it 

10           wasn't responsible for the peak of deaths, 

11           but it didn't actually address the question 

12           of whether it was a contributing factor.

13                  I mean, the kind of analysis that my 

14           colleague Ian Kingsbury and I did was kind of 

15           an obvious way of getting at that question.  

16           And it didn't appear like the 

17           Health Department had done that kind of 

18           analysis.  They have much better data than we 

19           do, and so if they did, it would probably be 

20           a more accurate assessment.  

21                  And so either they did the analysis 

22           and didn't like the results or they didn't do 

23           it at all.  And so I don't think you can -- I 

24           don't know what the basis is for his 


                                                                   649

 1           statement about that.

 2                  ASSEMBLYMAN RA:  And, I mean, I would 

 3           agree.  And certainly, as you've said, you 

 4           know, not having the underlying data to 

 5           utilize until recently made it hard for 

 6           anybody to do any independent look at this.  

 7                  So I do -- I'd be remiss if I didn't 

 8           thank you and the Empire Center for your 

 9           persistence in obtaining that data, because 

10           despite the commissioner's representations 

11           that it would have been provided for this 

12           budget hearing, I don't believe for a second 

13           we would have seen the information if they 

14           weren't forced to do so by a court.

15                  So thank you for that and for your 

16           good work on the issue.

17                  CHAIRWOMAN KRUEGER:  Gustavo Rivera.  

18                  You're muted.

19                  SENATOR RIVERA:  Here we go.  Yup, I 

20           gotcha.  Thank you so much, Madam Chair.  

21                  Mr. Bell, first of all, good evening.  

22           And good evening to everybody else, 

23           obviously.  But I wanted for you to talk a 

24           little bit more -- I'm very thankful of your 


                                                                   650

 1           plug for the Patient Medical Debt Protection 

 2           Act.  And the -- the -- if you could talk a 

 3           little bit more about the concerns that you 

 4           have, based on your experience, your deep 

 5           knowledge about consumers and how consumers 

 6           are affected by medical debt.  

 7                  And I will -- so if you could tell us 

 8           a little bit more about why you think it's so 

 9           important to pass it in the State of 

10           New York.  Because I know you mentioned it in 

11           passing in the middle of all the other 

12           things.  

13                  Go ahead.

14                  MR. BELL:  Oh, sure, sure.  

15                  So Community Service Society has done 

16           an excellent job documenting some of the 

17           actions, legal actions that have been carried 

18           out against patients in New York State.  But 

19           essentially there have been over 50,000 

20           lawsuits against patients for hospital-based 

21           medical debts in the last five years in 

22           New York State.  

23                  And we are just like super-concerned 

24           that during a pandemic where it's hard for 


                                                                   651

 1           people to keep well, people absolutely may 

 2           need medical care.  And it's their right, 

 3           it's their absolute right to get it.  We want 

 4           people to be able to get medical care in the 

 5           U.S. with full dignity and respect.

 6                  And so while we want to eliminate the 

 7           financial barriers on the front end, we don't 

 8           want the surprise financial gotchas on the 

 9           back end.  And too often, you know, consumers 

10           are basically running a maze.  

11                  And so within this bill, which we 

12           worked on with your employee and our dear 

13           friend in the Senate, Kristin Sinclair --

14                  SENATOR RIVERA:  Yes, you did.

15                  MR. BELL:  Yeah, who did a fantastic 

16           job -- we put together several measures that 

17           we think that really would improve the 

18           patient experience of care and simplify 

19           medical billing, which would also be probably 

20           a boon for both our providers and our health 

21           payers.  

22                  We don't want people to be leaving the 

23           hospital with financial stress and other 

24           psychological complications that come with 


                                                                   652

 1           that.  And these -- one of the measures is to 

 2           say to hospitals, Could you please create a 

 3           simplified medical billing system so we can 

 4           get one bill for a hospital visit instead of 

 5           30 bills and 30 different explanation of 

 6           benefit forms.  

 7                  There has to be a way in the 

 8           United States that we could simplify the 

 9           administration of billing.  New York Health 

10           absolutely is one way that we could do that.  

11           I personally am like a huge --

12                  SENATOR RIVERA:  I look forward to 

13           working with you on this.  I only have 

14           30 seconds -- 

15                  (Overtalk.)

16                  MR. BELL:  We need to make it simpler 

17           for the patients.  And then also 

18           standardizing the charity assistance is very 

19           important -- 

20                  SENATOR RIVERA:  -- work with you to 

21           pass it --

22                  MR. BELL:  There are other things in 

23           there we need to get done.

24                  SENATOR RIVERA:  I need my last 


                                                                   653

 1           15 seconds to say, Bill --

 2                  MR. HAMMOND:  Yes, sir?

 3                  SENATOR RIVERA:  I don't know if this 

 4           is worth anything, sir, but I sure know who 

 5           you are.  

 6                  (Laughter.)

 7                  SENATOR RIVERA:  And I also -- I 

 8           also -- I will say this for the record, I 

 9           respect your work immensely.  And just like 

10           you were thanked before by Assemblymember Ra, 

11           thank you so much for continuing to do the 

12           work relentlessly on this to make sure that 

13           we got to the truth.  So --

14                  MR. HAMMOND:  Thank you, Senator.

15                  CHAIRWOMAN KRUEGER:  Thank you.

16                  Any other Assemblymember?  

17                  CHAIRWOMAN WEINSTEIN:  No, but I 

18           believe you have another Senator.

19                  CHAIRWOMAN KRUEGER:  Well, we have me.  

20           Who else do we have?

21                  CHAIRWOMAN WEINSTEIN:  I see Sue 

22           Serino's hand raised.

23                  CHAIRWOMAN KRUEGER:  Oh, hello.  I 

24           didn't see you in the darkness, excuse me.  


                                                                   654

 1                  Sue Serino, please go first.

 2                  SENATOR SERINO:  Thank you, 

 3           Madam Chair.  

 4                  And Bill and everybody, thank you so 

 5           many for all of your hard work.  Greatly 

 6           appreciate it.  

 7                  And Bill, you've been very clear 

 8           about -- over the last four months about the 

 9           need to use everything that we've learned 

10           during this time to ensure the state is 

11           better prepared to act in the future.  You've 

12           pointed out that that's actually the reason 

13           that data is so important when we're talking 

14           about these health issues, because that data 

15           is what actually informs policies and makes 

16           all the difference between sort of spinning 

17           our wheels versus making effective changes.  

18                  So with that in mind, my question is 

19           for everyone on this panel.  Based on what 

20           you know today, what can the state do 

21           today -- starting with this budget, I 

22           guess -- to be better prepared to act with 

23           this current pandemic still raging, and in 

24           the face of any future pandemic, maybe to be 


                                                                   655

 1           better prepared for the current pandemic too?  

 2           We know the numbers are still concerning and 

 3           we're seeing the changing strands as well.

 4                  So that's open to everybody.

 5                  MR. HAMMOND:  I would -- my first 

 6           recommendation would be to conduct an 

 7           investigation, make it as independent as 

 8           possible, make it as in-depth as possible.  

 9           And that way it would kind of start with a 

10           lot more transparency about what happened.  

11                  I mean, we had to engage in a 

12           months-long court battle to get one data set 

13           out of what would probably be hundreds if not 

14           thousands of data sets.  So we would need the 

15           cooperation from the Cuomo administration to 

16           get to the bottom of things.  

17                  But you can't really -- I mean, my 

18           testimony was about -- implied that we need 

19           to invest in our public health 

20           infrastructure.  But we don't really know 

21           what part of that infrastructure to invest in 

22           until we have a better understanding of what 

23           happened.  It's very easy to get caught up in 

24           narratives and theories about, you know, was 


                                                                   656

 1           it Italian tourists or was it the subway 

 2           or -- you know, there are different theories 

 3           about why New York was hit so hard.  

 4                  I think we really ought to try and 

 5           understand more definitively what the bottom 

 6           line was.

 7                  SENATOR SERINO:  Thank you, Bill.

 8                  PROFESSOR AIKEN:  I'll add there, if I 

 9           could, on the nurse staffing issue.  

10                  The title of one of our papers is 

11           "Chronic Hospital Nurse Understaffing Meets 

12           COVID-19."  And this is exactly the situation 

13           in New York State.  And New York City has the 

14           worst staffing in the state.  And New York 

15           City of course is a gateway city for all 

16           kinds of communicable diseases coming in 

17           through the three airports.

18                  So it's already well known that 

19           New York City and New York State has 

20           substandard nurse staffing in their hospitals 

21           compared to other states.  This is an 

22           example.  Patients and hospitals in New York 

23           get three hours fewer RN hours per day than 

24           patients in California.  This is a lot of 


                                                                   657

 1           nursing care.  

 2                  So, you know, the evidence is clear.  

 3           If we want to be better prepared for a surge 

 4           in the future, we need to fix what's going on 

 5           in normal circumstances.

 6                  SENATOR SERINO:  Yup, thank you.  I 

 7           agree.

 8                  CHAIRWOMAN KRUEGER:  Professor, I have 

 9           a follow-up for you.  

10                  First off, thank you for being here 

11           tonight, because I think it does highlight 

12           the value of actually doing research and 

13           finding out what's happening.  

14                  So you just said California offers 

15           three hours more of nursing per day than 

16           New York City.  Do they spend that much more 

17           on healthcare than we do per person?  My 

18           understanding was they didn't.

19                  PROFESSOR AIKEN:  No, they don't.  And 

20           they have a mandate -- of course, everybody 

21           probably knows California has a similar 

22           mandate to what's being proposed in New York.  

23                  It was an unfunded mandate.  The 

24           hospitals were able to meet the mandate 


                                                                   658

 1           without any closures, and the safety-net 

 2           hospitals in particular improved their 

 3           staffing dramatically.  So it touched on all 

 4           of the things -- very positive results from 

 5           California.

 6                  CHAIRWOMAN KRUEGER:  Thank you very 

 7           much for that.

 8                  CHAIRWOMAN WEINSTEIN:  We have -- oh, 

 9           I'm sorry.

10                  CHAIRWOMAN KRUEGER:  Sorry.  I was 

11           just going to say:  Bill, yes, thank you for 

12           your work.  

13                  Sometime you're going to explain to me 

14           why you agree with me completely on the 

15           importance of expanding our public health 

16           system but you basically have a problem with 

17           Medicaid, which is ensuring that we have 

18           funding for almost every New Yorker to 

19           actually now have health insurance.  So -- 

20           but not tonight, because we only have three 

21           minutes.  But we'll sit and we'll talk about 

22           that.

23                  And Chuck Bell, I swear, we kept 

24           fixing the surprise bills.  Didn't we get 


                                                                   659

 1           that bill done last year?  Why does it 

 2           keep -- it's like a whack-a-mole, it keeps 

 3           coming back.

 4                  MR. BELL:  Well, we have an 

 5           extremely --

 6                  CHAIRWOMAN KRUEGER:  -- the Cahill 

 7           guy, yeah.

 8                  MR. BELL:  Yeah.  We have an extremely 

 9           complex system.  

10                  But the particular thing that the fix 

11           that the Patient Medical Debt Protection Act 

12           would make would be to clarify the issue that 

13           when you get incorrect provider directory 

14           information, that you relied on the 

15           provider's assurance that he or she 

16           participates in your healthcare network, or 

17           you relied on the insurance company directory 

18           and it turned out to be incorrect, that the 

19           patient would be fully protected from 

20           surprise billing in that circumstance. 

21                  And that is eminently fair.  We're 

22           asking consumers to do a lot of work to 

23           consult those directories and go to 

24           in-network providers, and then when they 


                                                                   660

 1           follow all the rules, they should not be 

 2           penalized for doing that.  

 3                  So it's very straightforward.  I don't 

 4           think anyone really disagrees --

 5                  CHAIRWOMAN KRUEGER:  Right.

 6                  MR. BELL:  -- that the fix should be 

 7           made, except it becomes a clash between 

 8           different interest groups.

 9                  CHAIRWOMAN KRUEGER:  Just like last 

10           year's story.  Okay, thank you very much.  

11                  Sorry, Helene, I kept cutting you off. 

12                  CHAIRWOMAN WEINSTEIN:  I was just 

13           going to say we have a number of 

14           Assemblymembers, so we'll start first with 

15           Kevin Cahill.

16                  ASSEMBLYMAN CAHILL:  I will be very 

17           brief, thank you very much.  

18                  Senator Krueger, yes, there are still 

19           a few little things we have to do to tinker 

20           with the surprise billing law.  But also 

21           there's a significant amount that we have to 

22           do with medical debt.  And we're going to 

23           both work on both of those things.  

24                  I will just take a few moments, not to 


                                                                   661

 1           ask any questions but to thank each and every 

 2           one of you panelists, and remind you that 

 3           this is the just the beginning of the part 

 4           where we need you most.  You are people who 

 5           analyze problems and then give us good, 

 6           substantive analysis that allows us to plan 

 7           for the future.  

 8                  And we can't really always do that in 

 9           the middle of the crisis, but I honestly feel 

10           that we are on the way out of this crisis, 

11           and this is exactly the time where we have to 

12           examine every aspect of it and try to make 

13           sure we do it better so that the next time 

14           things are not as bad as this time.  

15                  So I thank each and every one of you 

16           for not only your testimony, but for your 

17           good work along the way.  And Bill Hammond, 

18           you're my favorite guy to always disagree 

19           with except for those occasional times when 

20           we agree, so -- and this happens to be one of 

21           them.  Thank you.

22                  CHAIRWOMAN WEINSTEIN:  Thank you.  

23                  So Kevin Byrne?

24                  ASSEMBLYMAN BYRNE:  Chair, just a 


                                                                   662

 1           quick question before we start.  Everyone 

 2           gets what, one round, on these panelists, 

 3           right?

 4                  CHAIRWOMAN WEINSTEIN:  Yes.  Yes.

 5                  ASSEMBLYMAN BYRNE:  Okay, thank you.

 6                  CHAIRWOMAN WEINSTEIN:  Three minutes. 

 7                  ASSEMBLYMAN BYRNE:  Three minutes, 

 8           thank you.

 9                  So I'm going to just go to Bill 

10           Hammond.  And I have three questions, so I'll 

11           try to be efficient with my time.

12                  One, our state's Medicaid budget, 

13           $82.9 billion -- that's the federal, state, 

14           local share.  It's going to extend the 

15           Medicaid Global Cap.  Is that still 

16           effective, do you think, in controlling any 

17           sort of costs in our state budget?

18                  MR. HAMMOND:  It's a lot less 

19           effective, because it's been -- it's been 

20           riddled with loopholes and exceptions.  And 

21           it's been kind of disregarded.  The monthly 

22           reports have stopped.  The Governor's never 

23           actually enforced it.  

24                  I think it would have been useful a 


                                                                   663

 1           couple of years ago to contain the deficit 

 2           that was developing before it got too large.

 3                  ASSEMBLYMAN BYRNE:  Understood.

 4                  I also want to thank you and the 

 5           Empire Center, Bill, for all your work this 

 6           past year on many issues.  But I think it's 

 7           shocking that I could find more information 

 8           about nursing home data on the Empire 

 9           Center's website than the Department of 

10           Health's website.

11                  And it's alarming to me that the 

12           Department of Health continues to conflate 

13           total state numbers with nursing home 

14           resident numbers.  And to my knowledge, the 

15           July report that's commonly referenced by the 

16           Department of Health defending the March 25th 

17           directive, in many cases they didn't use 

18           statewide numbers.  They used nursing home 

19           resident numbers, just not those that died in 

20           a hospital.  

21                  Would that be correct?

22                  MR. HAMMOND:  That's correct.

23                  ASSEMBLYMAN BYRNE:  So I think they 

24           understand the difference and they just seem 


                                                                   664

 1           to be spinning the story now.

 2                  A last question, since I think 

 3           everyone just gets one question, I get the 

 4           last word here.  The New York so-called 

 5           Health Act was brought up a couple of times 

 6           and I have concerns about the lower 

 7           reimbursement rates; you know, when the 

 8           public sector costs the state increased 

 9           taxes, you know, the effects on quality care.

10                  Do you have any -- you can use the 

11           rest of my time to maybe, you know, offer 

12           your opinions on what that would do and why 

13           perhaps this is not the time to take on such 

14           a costly program in New York.

15                  MR. HAMMOND:  Well, it would be 

16           enormously expensive.  It would require tax 

17           increases beyond anything that's been 

18           proposed even in the current Legislature.

19                  But also I think it's kind of missing 

20           the point.  I mean, I know that there are 

21           certain ways in which a single-payer system 

22           might have helped during the crisis.  But the 

23           public health system is the part that would 

24           have prevented the crisis, or would have 


                                                                   665

 1           minimized the crisis.

 2                  The -- the public health system is the 

 3           one that would have made it unnecessary for 

 4           people to go to the hospital in the first 

 5           place, and would have made it unnecessary for 

 6           us to shut down visitation in nursing homes.

 7                  It's --

 8                  ASSEMBLYMAN BYRNE:  A unified vaccine 

 9           distribution would probably make sense, but 

10           not -- I don't think you need a single payer 

11           for that.  But I just wanted to chime in on 

12           that point.  I think that would have been 

13           helpful too, to your point.

14                  Thank you.  That was -- I know Mr. -- 

15           that Chairman Rivera has had some very nice 

16           words about you, and I just figured I'd drop 

17           that in since he already asked his question.

18                  Thank you.

19                  (Laughter.)

20                  CHAIRWOMAN WEINSTEIN:  Okay.  We go to 

21           Assemblyman Jensen, who maybe has some nice 

22           things to say about Bill Hammond.

23                  ASSEMBLYMAN JENSEN:  You know what?  I 

24           have nice -- I do have something to say, 


                                                                   666

 1           Bill.  Not a question.  But I do notice that 

 2           you're the only panelist today, only witness 

 3           who has a bookcase without Bill Clinton's 

 4           My Life on it.  So that is something I did 

 5           notice. 

 6                  But my question is actually for 

 7           Professor Aiken.  And forgive me, I haven't 

 8           read your -- UPenn's research on the safe 

 9           staffing bill, but I just want to ask you a 

10           couple of quick questions about your 

11           research.  

12                  So looking at -- reviewing your data, 

13           so you mentioned that New York City sees the 

14           most troublesome staffing levels.  Is there 

15           any merit, based on the numbers between 

16           upstate and downstate, to maybe doing a 

17           phased-in approach starting with New York 

18           City and then moving towards the rest of the 

19           state on that sort of model?

20                  Secondarily, the question is did your 

21           research look at -- to increase the staffing 

22           numbers and the ratios, about the 

23           availability of nurses, RNs, the rest of the 

24           nursing care teams, and the availability of 


                                                                   667

 1           those staff members to reach those mandated 

 2           ratios in the hospitals in New York?

 3                  PROFESSOR AIKEN:  Yes.  Well, let 

 4           me -- thank you for those questions.  Let me 

 5           take the last one first, on the issue of 

 6           whether New York has enough nurses.

 7                  And this is a common reason why states 

 8           consider staffing ratios but don't adopt 

 9           them.  And there's a lot of misinformation 

10           about the supply of nurses.

11                  So New York State has substantially 

12           more nurses per population than, for example, 

13           California that has already passed such 

14           legislation.  So for example, in New York 

15           State there are almost 19 nurses per 

16           1,000 population.  And in California, they 

17           only have 11 nurses per 1,000 population.  So 

18           there are sufficient nurses in New York 

19           State.  

20                  Moreover, there are 34 other states 

21           that have adopted the nursing licensure 

22           compact, which allows for multi-state 

23           licensure.  Now, New York State hasn't 

24           adopted that and so the Governor had to, in 


                                                                   668

 1           his emergency powers, waive that requirement 

 2           during the pandemic.  That wouldn't be 

 3           necessary if New York State went along with 

 4           the other 34 states and passed that 

 5           legislation.

 6                  We are graduating now 170,000 new 

 7           nurses coming into the workforce every year 

 8           in our country.  I know earlier today there 

 9           was some discussion about increasing the 

10           supply.  We really have quite a robust supply 

11           of nurses in the U.S.

12                  On the issue of the phase-in, I think 

13           certainly New York City is of concern because 

14           of the communicable disease threat posed by 

15           the airports in New York City.  But I don't 

16           know that I think necessarily phasing it in 

17           by region would be the way to go.  I think 

18           giving hospitals a period of time to get 

19           ready for it and not pass it immediately on 

20           them would be a better thing, but to pass it 

21           statewide.

22                  ASSEMBLYMAN JENSEN:  Okay.  I think 

23           I -- I have more questions, but I've run out 

24           of time.  So thank you.


                                                                   669

 1                  CHAIRWOMAN WEINSTEIN:  Thank you.

 2                  Senator Krueger, I think we're 

 3           finished with this panel.

 4                  CHAIRWOMAN KRUEGER:  We are finished 

 5           with this panel.  Thank you very much.  I was 

 6           just looking at a memo that came in.

 7                  Thank you all for being with us and 

 8           for reminding us of the value of doing 

 9           research and real-life experience impacting 

10           where we go next in New York State.

11                  And the next panel will be made up of 

12           Amanda Dunker, Health Care for All New York; 

13           Elisabeth Benjamin, vice president of health 

14           initiatives, Community Service Society of 

15           New York; Lara Kassel, coalition coordinator, 

16           Medicaid Matters New York; Louise Cohen, CEO, 

17           Primary Care Development Corporation; and 

18           Anthony Feliciano, Commission on the Public's 

19           Health System.  

20                  Hello, everyone.  And I hope you're 

21           all there.  We'll just call out your name and 

22           see if you pop up to talk.

23                  Amanda Dunker.

24                  MS. DUNKER:  Hi.  Thank you for the 


                                                                   670

 1           opportunity to testify tonight.  I'm 

 2           testifying on behalf of the Health Care for 

 3           All New York Coalition, which represents over 

 4           170 member organizations statewide, and we 

 5           work on ensuring that New Yorkers have health 

 6           coverage and have access to affordable, 

 7           quality healthcare.

 8                  I am going to leave medical debt for 

 9           the next speaker and highlight four other 

10           budget issues related to healthy equity in my 

11           testimony.

12                  New York's health policies 

13           systematically underfund care for low-income 

14           and even moderate-income New Yorkers.  Years 

15           of this means that surviving COVID-19 comes 

16           down to your wealth or your race for many 

17           New Yorkers.  So first is that New York has 

18           failed to ensure that everyone has health 

19           insurance.  There are no coverage expansions 

20           proposed in this budget.

21                  One solution would be to enact the 

22           New York Health Act.  That would cover 

23           everyone.  It would eliminate differences in 

24           providers' financial stability based on the 


                                                                   671

 1           wealth of their patients.

 2                  At a minimum, the budget should expand 

 3           Essential Plan coverage to immigrants who are 

 4           income-eligible and have had COVID-19 but are 

 5           excluded because of their immigration status.  

 6           Immigration status is still one of the 

 7           biggest barriers to coverage in New York.  

 8           It's -- 20 percent of people who are without 

 9           U.S. citizenship in New York are uninsured, 

10           compared to 5 percent of the general 

11           population.

12                  Expanding coverage for them through 

13           the Essential Plan would make an enormous 

14           difference for some of the hardest-hit 

15           communities in New York State, and it would 

16           ensure that the hospitals who care for people 

17           in those communities receive revenue for that 

18           care.

19                  Second, public hospitals should not be 

20           excluded from receiving Indigent Care Pool 

21           funds.  The purpose of the Indigent Care Pool 

22           is to support hospitals that care for people 

23           who are enrolled in Medicaid or are 

24           uninsured.  Public hospitals serve far more 


                                                                   672

 1           of those patients than New York's private 

 2           hospitals, and they should not lose access to 

 3           Indigent Care Pool funds.

 4                  New York has to ultimately change how 

 5           indigent care pool funding is distributed.  

 6           If New York had chosen to use those funds 

 7           exclusively for safety-net hospitals over the 

 8           past 20 years, they would have received over 

 9           $13 billion more in funding.

10                  Third, safety-net providers should be 

11           protected from across-the-board Medicaid rate 

12           cuts.  New York State law categorizes 

13           hospitals who serve the most uninsured or 

14           Medicaid-covered patients as enhanced 

15           safety-net providers.  Those hospitals should 

16           be protected from rate cuts.

17                  There are big differences in payer mix 

18           at hospitals across New York, so Medicaid 

19           hospitals -- hospitals that serve more 

20           Medicaid patients -- obviously are hurt much 

21           more by these across-the-board Medicaid cuts.  

22           Some hospitals only have 2 percent of their 

23           patients covered by Medicaid.  There's others 

24           where it's up to 80 percent.  


                                                                   673

 1                  The Medicaid Global Cap that triggered 

 2           those cuts should be repealed.  The fact that 

 3           New York is cutting rates for hospitals in 

 4           the midst of a health and economic crisis of 

 5           this scale, and is specifically targeting 

 6           hospitals that serve the most affected 

 7           communities with those cuts, is a perfect 

 8           illustration of what is wrong with the 

 9           Medicaid Global Cap.

10                  Finally, I would like to point out 

11           that the majority of people hospitalized for 

12           COVID-19 are still hospitalized in New York 

13           City, and reductions in state funding for 

14           public health programs that only apply to 

15           New York City are inconsistent with what 

16           public health data is telling us to do.

17                  Thank you.

18                  CHAIRWOMAN KRUEGER:  Thank you.

19                  Next we have Elisabeth Benjamin, 

20           Community Service Society of New York.

21                  MS. BENJAMIN:  Thank you.

22                  First of all, you know, big shout-out 

23           to you, Chairwoman Krueger, Chairwoman 

24           Weinstein, Chairman Gustavo Rivera, 


                                                                   674

 1           Chairman Cahill.  You all are lions, you 

 2           know, as Chuck Bell said -- I mean, just 

 3           hanging in there and hearing true democracy 

 4           happen.  And thank you for your service and 

 5           for your service to the public of New York 

 6           State.

 7                  I really want to speak about three 

 8           things.  First of all, of course, we support 

 9           everything at the Community Service Society 

10           that Amanda Dunker just spoke about on behalf 

11           of Health Care for All New York.  But I'd 

12           like to focus on the Essential Plan, the 

13           Patient Medical Debt Protection Act, and 

14           consumer assistance programs.

15                  In terms of the Essential Plan, the 

16           Affordable Care Act gives us the money to 

17           fund the Essential Plan.  And it's called the 

18           Basic Health Plan in the Affordable Care Act; 

19           we renamed it the Essential Plan.  And we 

20           have a $4.5 billion surplus, thanks to the 

21           federal government, in our Essential Plan 

22           trust fund, as Donna Frescatore testified 

23           today.  

24                  Now, great news that the Cuomo 


                                                                   675

 1           administration is trying to get rid of the 

 2           $20 premium for medical benefits.  But the 

 3           Affordable Care Act is extremely clear:  The 

 4           surplus of the trust fund should only be 

 5           spent on improving benefits or reducing 

 6           premiums for the beneficiaries.

 7                  Instead, the Cuomo administration is 

 8           suggesting to spend $650 million on a -- what 

 9           do they call it? -- some kind of program for 

10           the insurance carriers, and a $450 million 

11           rate hike for the providers.  Now, at the 

12           same time they're saying we should still 

13           require beneficiaries to spend $30 to cover 

14           their vision and dental.  

15                  The first and foremost thing we should 

16           do, under the Affordable Care Act, is get rid 

17           of that $30 premium for vision and dental for 

18           Essential Plan beneficiaries.  These people 

19           are below 200 percent of poverty; they don't 

20           have an extra $30 a month to pay for vision 

21           and dental.  That's $150 million.

22                  What you do with the remaining surplus 

23           after that is another question that I'll 

24           leave for another day.  But number one, we 


                                                                   676

 1           should be getting rid of that stupid vision 

 2           and dental premium, $30 per member per 

 3           month -- $150 million.  And then -- you know, 

 4           and we have plenty of money, we have 

 5           $4.5 billion.

 6                  Second, we really think that it's time 

 7           to level the playing field between the 

 8           patients and the industry.  Medical billing 

 9           is a nightmare in New York State.  You know, 

10           we have one gentleman that went in for a 

11           kidney stone; he came out with 28 different 

12           bills.  That's not okay.  One visit, one 

13           bill.  You go into the hospital, you should 

14           come out with one consolidated bill that 

15           explains what's going on.

16                  Number two, our -- people are being 

17           sued -- oh, my gosh, I'm already out of time.  

18           Fifty thousand people have been sued, over 

19           5,000 people during the pandemic.  We have to 

20           get rid of this 9 percent interest rate for 

21           people in judgments.  

22                  And last but not least, thank you for 

23           your support for the consumer assistance 

24           programs.  I'll take questions.  I'm sorry, I 


                                                                   677

 1           ran out of time.

 2                  CHAIRWOMAN KRUEGER:  Okay.  That's all 

 3           right.  We're going to continue on before we 

 4           take questions.

 5                  Lara Kassel, Medicaid Matters 

 6           New York.

 7                  MS. KASSEL:  Good evening.  Thanks 

 8           very much.

 9                  I am Lara Kassel, I'm the coordinator 

10           of Medicaid Matters New York.  We are the 

11           statewide coalition representing consumer 

12           interests in Medicaid.

13                  Thank you so much for being here at 

14           this late hour.  Thank you so much to your 

15           staff.  I would be remiss if I did not thank 

16           them as well.  We can't see them, but thank 

17           you so much, staff.

18                  And I would also be remiss, I feel, if 

19           I would not make the suggestion that perhaps 

20           a hearing this long be broken up into more 

21           than one day, that perhaps you do the 

22           government officials in one day and the rest 

23           of us on the next day.  Just a suggestion for 

24           next year.


                                                                   678

 1                  I'm going to move through as quickly 

 2           as possible, in particular because some of my 

 3           other colleagues on this very panel have 

 4           touched on, or will -- are about to touch on, 

 5           I believe, some of the same issues.

 6                  You know, we are very pleased, for 

 7           instance, about the elimination of the 

 8           Essential Plan premiums, but let's go further 

 9           than that and use some of the trust fund 

10           money to eliminate the dental and vision 

11           premiums.

12                  We are very pleased that this budget 

13           does not include direct cuts to eligibility 

14           for programs, like previous years.  Last 

15           year's budget restricted eligibility for 

16           home-based care through the Managed Long-Term 

17           Care Program.  We would be much happier if 

18           this budget went even further.  It doesn't do 

19           any cuts; let's make it go further by 

20           repealing last year's eligibility program 

21           changes.

22                  With those things said, this budget 

23           really fails to help New York get closer to 

24           where we need to be as it relates to health 


                                                                   679

 1           equity and promoting a system that emphasizes 

 2           community-based services.  We need this 

 3           budget to invest in the home care workforce.  

 4           Medicaid Matters supports the Fair Pay for 

 5           Home Care Campaign and the restoration of the 

 6           Home Care Recruitment and Retention Fund.

 7                  We also need this budget to protect 

 8           safety-net providers -- community health 

 9           centers that rely on the 340B program, 

10           essential safety-net hospitals.  We need 

11           hospitals that meet the definition of 

12           essential safety net not to be cut by 

13           across-the-board cuts.  And we need public 

14           hospitals to receive Indigent Care Pool, 

15           hospital charity care funding.  They are the 

16           ones that provide much more services to 

17           people who are low-income, uninsured, people 

18           on Medicaid; they should be the ones to get 

19           the allocation from the charity care funding.

20                  What this brings me to in my 

21           15 seconds is that we must repeal the 

22           Medicaid Global Cap.  None of these 

23           investments will be possible with the cap in 

24           place.


                                                                   680

 1                  And with the last few seconds, I 

 2           really want to urge folks to consider 

 3           restoring funding for adult home residents.  

 4           The funding for advocacy that supports them 

 5           and the funding for services outside of their 

 6           daily -- what do you call it, per diem or 

 7           whatever, has been cut, and we need that 

 8           funding to be restored.

 9                  Thanks.

10                  CHAIRWOMAN KRUEGER:  Thank you.

11                  Our next speaker is from the Primary 

12           Care Development Corporation, Louise Cohen.

13                  MS. COHEN:  Great.  Thank you for 

14           letting me testify here today, and I 

15           appreciate all of your work and the work of 

16           your staff.  I echo what my colleagues have 

17           said.

18                  For those of you who don't know us, 

19           the Primary Care Development Corporation is a 

20           not-for-profit community development 

21           financial institution dedicated to building 

22           excellence and equity in primary care.

23                  So I have a couple of points I'd like 

24           to make here today.  The first one is I 


                                                                   681

 1           continue to suggest and to urge you to reject 

 2           the harmful cuts to Medicaid that have been 

 3           proposed in the Governor's budget.  These 

 4           will certainly jeopardize primary care in a 

 5           very significant way.  

 6                  And that we think that any additional 

 7           dollars in Medicaid should be going towards 

 8           building the primary care system.  We know 

 9           that primary care is about prevention, it's 

10           about early diagnosis and treatment, and 

11           those are the things that reduce cost at the 

12           other end of the healthcare scale.

13                  You've heard a lot about 340B, and I'm 

14           also here to urge you to oppose the 340B 

15           carve-out.  But I want to give a little bit 

16           of a different perspective.  

17                  As a community lender -- for example, 

18           we have lent millions of dollars to 

19           Callen-Lorde, who you heard from earlier, in 

20           order to create -- help them create their 

21           facilities and build out facilities in both 

22           Manhattan and in Brooklyn.  And we know that 

23           originally when we lent to them, no bank was 

24           going to lend to them, so it really required 


                                                                   682

 1           a community development financial 

 2           institution.

 3                  Well, this 340B situation is going to 

 4           ensure that a number of FQHCs and certainly 

 5           aid service organizations are potentially 

 6           going to default.  And that means that no 

 7           bank, no commercial lender will ever lend to 

 8           them again.  And so what you're actually 

 9           doing is not only destabilizing them from an 

10           operational point of view, you're actually 

11           destabilizing them from the long-term-capital 

12           point of view.  And I think that's a 

13           perspective that perhaps has not been brought 

14           out as much in the 340B conversation.

15                  I also want to tell you a little bit 

16           about some research that we've done at the 

17           Primary Care Development Corporation with 

18           funding from the Legislature from last year.  

19           We looked at FQHC penetration into New York 

20           State and its relationship to COVID-19 

21           sickness and death, and here's what we found.  

22                  In New York State we found, 

23           unsurprisingly, where people delayed 

24           healthcare due to cost and where there are 


                                                                   683

 1           large numbers of people without health 

 2           insurance, there was more COVID sickness and 

 3           death. 

 4                  But we also found that 

 5           neighborhood-level COVID-19 mortality rates 

 6           are lower in communities with a greater 

 7           number of federally qualified health centers, 

 8           particularly in counties with high rates of 

 9           uninsurance.  And while we know that 

10           communities that had fewer primary care 

11           providers before COVID-19 had worse outcomes 

12           during COVID-19, what we also know is that 

13           going forward, unless we flip that and we 

14           increase the amount of primary care, that 

15           we're going to continue to have these 

16           devastating impacts, particularly on 

17           low-income communities of color.

18                  And so this reinforces the idea that 

19           in the safety net, the safety net is 

20           essential, that Medicaid should provide more 

21           access to primary care, and that the 340B 

22           carve-out will have significant negative 

23           impacts on communities that you all serve.

24                  Thank you.


                                                                   684

 1                  CHAIRWOMAN KRUEGER:  Thank you.

 2                  And our last, but certainly not our 

 3           least -- although we did let a man sneak onto 

 4           this panel.  How did that happen?

 5                  Anthony Feliciano, Commission on the 

 6           Public's Health System.  How are you doing?

 7                  MR. FELICIANO:  Good evening, 

 8           everyone.  As stated before, I'm Anthony 

 9           Feliciano.  I'm the director of the 

10           Commission on the Public's Health System.  I 

11           also serve on the board of APICHA Community 

12           Health Center.  I also serve on the board of 

13           the Campaign for New York Health.

14                  As advocates we often talk about 

15           austerity hits the poorest the hardest, we 

16           talk about consequences of cutting money for 

17           public health and Medicaid for far higher 

18           costs in the future and long-term impacts to 

19           marginalized communities.  But I want to say, 

20           as a person who's a Latino, we're hurting 

21           now.  We've been hurting for years when it 

22           comes to care and access.  And it's not just 

23           us -- people with disabilities, women, 

24           children, a range of marginalized 


                                                                   685

 1           communities, including indigenous people.

 2                  So it's clearly, to me, an attack by 

 3           the Governor, and to me it's a racist attack 

 4           in many ways when we cut public health 

 5           funding in certain ways.  So, you know, we 

 6           ask that, one, we restore funding for 

 7           Article VI programs to New York City and 

 8           ensure full state reimbursement back to 

 9           36 percent.  We want to strengthen our city's 

10           public health system.  

11                  And you have seen in my testimony the 

12           amount of services that are impacted, which 

13           means the types of communities that are being 

14           impacted, communities of color and other 

15           communities.

16                  But I want to talk of the notion that 

17           New York City can access federal dollars, and 

18           it was mentioned even the CDC.  Those sources 

19           of federal funding sometimes are not 

20           fungible, right?  And it's misguided to think 

21           that New York City is not looking for every 

22           dollar that they can on the federal level.  

23           But it is really misguided to think this way.  

24           And it's really discriminatory to New York.


                                                                   686

 1                  The other thing is obviously what our 

 2           colleagues have said, is limiting any 

 3           proposal, reject it, to eliminate the state's 

 4           share of the Indigent Care Pool to our public 

 5           hospitals, to add language that protects our 

 6           enhanced safety net providers from the 1 

 7           percent across-the-board cuts, to repeal the 

 8           global spending cap.  And it was mentioned 

 9           before, but the global spending cap has 

10           similar effects to what conservative states 

11           are doing when they have block grants, and 

12           what's happening there.

13                  So the other thing, as someone who's 

14           on the board of a community health center, is 

15           to reject the Governor's 340B cuts.  I really 

16           think we should penalize wasteful executive 

17           pay and non-patient-care spending, support 

18           various proposals from Invest in Our New York 

19           on the tax breaks that the super-rich are 

20           getting, pass the New York Health Act, ensure 

21           safe staffing.

22                  But really, if we really want to be 

23           anti-racist, then we need to invest in our 

24           communities and in the services that they 


                                                                   687

 1           rely on and not undercut it while we're in a 

 2           pandemic.  And to be honest, it's not like 

 3           racism is going to go away after the 

 4           pandemic.  But we're not prepared as a city 

 5           to deal with any new pandemics, and we can 

 6           see COVID-19 as a disease being endemic as 

 7           part of the registry {sic} that we're going 

 8           to have to deal with for a very long time.

 9                  Thank you.

10                  CHAIRWOMAN KRUEGER:  Thank you.

11                  Questions from my colleagues?

12                  Gustavo Rivera.

13                  SENATOR RIVERA:  I got a few, very 

14           quick.

15                  Thank you so much for hanging out with 

16           us this late in the evening.  You covered a 

17           lot of things that are important.  

18                  I'll start by saying that as far as 

19           Anthony's point about the continuing impact 

20           of health inequities in communities of color 

21           and poor communities, that's something that's 

22           kind of built into the system for a very long 

23           time, and therefore we have to act 

24           proactively to push it back, which is where 


                                                                   688

 1           the medical debt protection act -- which I'm 

 2           going to go to you in a second, Elisabeth 

 3           Benjamin -- as well as the New York Health 

 4           Act, which we've talked about a little bit 

 5           today but we certainly can talk about it a 

 6           little bit more.

 7                  But Elisabeth, if you wanted to kind 

 8           of talk a little bit -- I mean, I know that 

 9           Chuck talked about it before, but as far as 

10           the Medical Debt Protection Act and how it 

11           has impacted exactly what Anthony was talking 

12           about, whether we're talking about 

13           communities of color that have had historic 

14           inequities in healthcare -- are they impacted 

15           worse by medical debt?  And would this bill 

16           actually help those communities out?

17                  MS. BENJAMIN:  Thank you so much for 

18           asking that, Senator Rivera.  You are so 

19           right.

20                  Buffalo, people of color four times 

21           more likely to be in medical debt than white 

22           people.  Rochester, three times.  Syracuse, 

23           twice.  Westchester County, also twice as 

24           bad.  Queens -- you know, I mean the profound 


                                                                   689

 1           racial disparities in medical debt are so 

 2           upsetting, it sort of shocks the conscience.

 3                  Moreover, the hospitals, New York 

 4           State hospitals, every single one is a 

 5           501(c)(3) charity.  Why are they suing people 

 6           for 9 percent interest?  

 7                  I'm really glad that Helene Weinstein 

 8           has a bill with Senator Thomas to cut 

 9           interest for judgments from 9 percent to the 

10           U.S. Treasury rate.  A first step would be to 

11           say just for medical debt.  We can all agree 

12           that charitable hospitals should probably not 

13           be charging 9 percent interest and they 

14           should be charging the U.S. Treasury rate, as 

15           Chairwoman Weinstein suggests, for all 

16           consumer debt.

17                  I don't care if we take the Governor's 

18           proposal to get rid of all -- you know, use 

19           the Treasury rate for all judgments, or 

20           Assemblywoman Weinstein's for all consumer 

21           debt, that covers medical debt, or yours, 

22           Senator Rivera, just to make it start with 

23           baby steps for medical debt.  But there's 

24           just so much that needs to be done on medical 


                                                                   690

 1           debt, from cleaning up the surprise bill; 

 2           from one visit, one bill; from standardizing 

 3           patient financial liability bills; from 

 4           getting rid of facility fees, or at least the 

 5           patient obligation for them; to making 

 6           hospitals required to cooperate with the 

 7           All Payer Claims database.  

 8                  I mean, we just need to make it 

 9           better.  It's just mind-boggling what 

10           patients have to navigate through in terms of 

11           medical billing, and we must step up now, 

12           especially for communities of color, but 

13           really for everybody.

14                  SENATOR RIVERA:  Thank you so much.  

15           Thank you for coming out this evening, and 

16           thank you for the --

17                  MS. BENJAMIN:  Thank you.  Thank you 

18           for having us.

19                  CHAIRWOMAN KRUEGER:  Thank you.  

20           Others?  

21                  Well, I also just want to thank you 

22           all for being here and for always -- really, 

23           the whole group of you always focusing on 

24           what we can't forget in trying to make sure 


                                                                   691

 1           that we're providing quality healthcare for 

 2           everyone.  

 3                  And, I mean, I get calls every day -- 

 4           I supposedly represent the wealthiest 

 5           district in New York, but I get calls every 

 6           day from people terrified about these bills 

 7           that they're getting, that they don't 

 8           understand them, they just know they couldn't 

 9           possibly pay them.  And they don't even 

10           understand why they're getting them; they 

11           were originally told "Oh, no, you won't have 

12           any bills."  

13                  And these are elderly people, and so 

14           you can see them thinking:  I'm going to end 

15           up back in the hospital with another heart 

16           attack just by opening the envelopes that 

17           come from my hospital.  So we've got to take 

18           care of this.

19                  Thank you all.  We're going to 

20           continue to the next panel.

21                  PANELIST:  Thank you.

22                  CHAIRWOMAN KRUEGER:  Thank you.  

23                  And our next panel will include the 

24           Pharmaceutical Care Management Association, 


                                                                   692

 1           Lauren Rowley; the Community Pharmacy 

 2           Association of New York State, Mike Duteau; 

 3           and the Pharmacists Society of the State of 

 4           New York, Thomas D'Angelo.  

 5                  Welcome.  All right, is Lauren here?  

 6           Can we start with her?

 7                  MS. ROWLEY:  I'm here.  

 8                  Thank you, Madam Chair.  And thank you 

 9           all for -- I appreciate the opportunity to 

10           once again be invited to participate in this 

11           hearing, regardless of how late it is 

12           tonight.

13                  My name is Lauren Rowley.  I'm the 

14           senior vice president of state government 

15           affairs at the Pharmaceutical Care Management 

16           Association, the national trade association 

17           representing PBMs, or pharmacy benefit 

18           managers.

19                  PBMs administer prescription drug 

20           benefits for more than 266 million insured 

21           Americans.  In New York we administer 

22           prescription drugs not just on behalf of 

23           health plans, but for hundreds of self-funded 

24           unions, school boards, and municipalities and 


                                                                   693

 1           employers across the state.  These are 

 2           entities in your communities with limited 

 3           budgets who depend on PBMs to manage their 

 4           drug benefits and their drug spend.

 5                  Our members' ability to perform PBM 

 6           services and utilize PBM tools effectively 

 7           have real-life implications for them, their 

 8           members and their families.

 9                  PBMs are on the front lines, working 

10           to maintain access and affordability of 

11           prescription drugs.  We help reduce the cost 

12           of drugs by encouraging the use of generics 

13           and affordable brand medications; by also 

14           reducing waste and increasing medicine 

15           adherence; by doing claims processing; 

16           creating pharmacy networks; offering 

17           mail-service pharmacy, which was very 

18           critical during the pandemic; offering 

19           specialty pharmacy drug utilization review, 

20           which is responsible for identifying adverse 

21           events at the point of sale, and disease 

22           management and adherence initiatives, as well 

23           as formulary management.

24                  PBM tools like formulary management 


                                                                   694

 1           and policies that promote lower-cost 

 2           therapies over more expensive ones are relied 

 3           upon by employers and millions of New Yorkers 

 4           to mitigate the high cost of prescription 

 5           drugs.  

 6                  The Governor, as you know, has 

 7           re-introduced his licensure proposal that we 

 8           have opposed in previous years.  While we 

 9           continue to have serious concerns with this 

10           proposal, as a general matter PCMA and our 

11           members do not oppose licensure, state 

12           regulation or transparency.  

13                  We do believe that there should be 

14           transparency of all actors in a drug supply 

15           chain, however -- pharmaceutical 

16           manufacturers, wholesalers, pharmacy services 

17           administrative organizations, or PSAOs, and 

18           PBMs.  But I think it's important to also 

19           recognize that we are not the reason drugs 

20           are so expensive.  That starts and stops with 

21           the drug manufacturers.  They set the price, 

22           they raise the price.

23                  We believe that much of the 

24           Legislature's rightful focus on consumers and 


                                                                   695

 1           drug prices has unfortunately been 

 2           misdirected.  The prevailing narrative being 

 3           told is that PBMs are putting independent 

 4           pharmacists out of business in New York, when 

 5           the objective evidence shows that is simply 

 6           not true.  Independent pharmacies make up 

 7           nearly 58 percent of the total number of 

 8           pharmacies in New York State, so must be in 

 9           our pharmacy networks.

10                  We look forward to working with you as 

11           these issues continue to go, and I am happy 

12           to answer any questions.

13                  CHAIRWOMAN WEINSTEIN:  Thank you.

14                  Now, Community Pharmacy Association.

15                  MR. DUTEAU:  Hi.  Can you hear me?

16                  CHAIRWOMAN WEINSTEIN:  Yes, we can.

17                  MR. DUTEAU:  Good evening.  My name 

18           is -- oh, I have an echo.

19                  CHAIRWOMAN WEINSTEIN:  We can hear 

20           you.  Just go ahead.   

21                  MR. DUTEAU:  Can you hear me now?

22                  CHAIRWOMAN WEINSTEIN:  Yes.

23                  MR. DUTEAU:  Okay, great.  Thank you.

24                  Good evening, members of the panel.  


                                                                   696

 1           My name is Mike Duteau and I'm a licensed 

 2           pharmacist in New York and also president of 

 3           the Chain Pharmacy Association of New York 

 4           State.  

 5                  Thank you again for the opportunity to 

 6           present this evening and also thank you, as 

 7           always, for your strong past support of 

 8           community pharmacy.

 9                  As you are aware, the state 

10           pharmacists and pharmacy have played 

11           essential and expanded roles in the state's 

12           response to the COVID-19 pandemic.  

13           Pharmacies have remained open and have served 

14           as a trusted access point for COVID-19 

15           testing as well as vaccinations, and we've 

16           also ensured that patients have maintained 

17           access to their medications and other 

18           incredibly important pharmacy care.

19                  We look forward to continuing to serve 

20           our communities as we work to improve public 

21           health and access to care overall.

22                  This evening we'd like to comment 

23           briefly on multiple Executive Budget 

24           proposals.  


                                                                   697

 1                  First and foremost, we are asking that 

 2           the transition from Medicaid managed care to 

 3           fee-for-service be implemented without 

 4           significant changes or delays.  This change 

 5           would positively impact nearly 7 million 

 6           New York patients who have been subjected to 

 7           benefit and network restrictions or other 

 8           limits that have harmed patient access and 

 9           care.  It also benefits the state, saving at 

10           least $100 million annually by improving 

11           transparency and removing cost from the 

12           system.  

13                  I will pause there.  We certainly 

14           acknowledge and understand the hardship that 

15           would be created with certain provisions for 

16           340B entities.  But that is not created by 

17           the transition to fee-for-service.  That 

18           actually is created by the requirement that 

19           New York State pick up the savings, rather 

20           than allowing the entities to reinvest that 

21           back into their practices and ultimately the 

22           communities.  

23                  So we feel that the best option is to 

24           transition to fee-for-service but delay 


                                                                   698

 1           affecting 340B providers for at least three 

 2           years as the state and all stakeholders are 

 3           able to work through this to ensure that 

 4           patients, pharmacies, providers and everybody 

 5           can provide and receive the care that they 

 6           all deserve.

 7                  Additionally, we also oppose the 

 8           1 percent across-the-board cut for all 

 9           providers.  Given the significantly increased 

10           need for access to healthcare for Medicaid 

11           patients, especially during the pandemic, we 

12           think that this is the last place we should 

13           be looking to save money in the budget.

14                  We also support the budget proposal to 

15           authorize licensed pharmacists to administer 

16           recommended CDC-approved vaccines for adults.  

17           Since 2008, pharmacists in New York have 

18           routinely administered certain adult 

19           vaccinations, including those with implement 

20           doses and scheduling requirements -- 

21           initially for shingles, and now the COVID-19 

22           vaccines.  Moving forward would allow 

23           New York to join the 48 other states that 

24           already authorize pharmacists to administer 


                                                                   699

 1           all CDC-approved and recommended vaccines for 

 2           adults.

 3                  We also support making permanent the 

 4           ability for pharmacists to order and 

 5           administer CLIA-waived tests, as authorized 

 6           for COVID-19 and flu tests during the 

 7           pandemic.  Pharmacists are extremely well 

 8           prepared to order and administer these tests, 

 9           given their training and expertise.  And in 

10           fact, we've been providing other CLIA-waived 

11           tests for communities for many years.  

12                  Convenient locations, accessible 

13           hours -- these have allowed pharmacies to 

14           effectively provide these tests to their 

15           communities.  And just like vaccines, 

16           New Yorkers have responded very positively to 

17           having access to the test at their local 

18           pharmacies.

19                  Importantly, we support and believe 

20           that clear communication and collaboration 

21           between a physician and the pharmacist or 

22           other healthcare providers is essential to be 

23           included in this language.

24                  CHAIRWOMAN WEINSTEIN:  Can you wrap 


                                                                   700

 1           up --

 2                  MR. DUTEAU:  Finally, and importantly, 

 3           we support pharmacy benefit manager 

 4           regulation and ask for urgent action, 

 5           including registration, licensure and 

 6           oversight of PBMs in New York State.  

 7           Patients and providers --

 8                  CHAIRWOMAN WEINSTEIN:  Thank --

 9                  MR. DUTEAU:  -- need these protections 

10           to end unfair practices.

11                  CHAIRWOMAN KRUEGER:  Thank you.  Thank 

12           you.  Sorry, we had to cut you off for time.

13                  And our last speaker, Pharmacists 

14           Society of the State of New York.

15                  MR. D'ANGELO:  Hi.  Good evening, 

16           everybody.  Can you hear me okay?

17                  CHAIRWOMAN KRUEGER:  Yes.

18                  MR. D'ANGELO:  Very good.

19                  Honorable Finance Chair Senator 

20           Krueger, Honorable Ways and Means Chair 

21           Assemblymember Weinstein, Senator Rivera, 

22           Assemblyman Gottfried, and distinguished 

23           members, my name is Thomas D'Angelo.  I am a 

24           licensed pharmacist in Long Island, and I own 


                                                                   701

 1           two independent pharmacies.  I'm currently 

 2           the president of PSSNY, the Pharmacists 

 3           Society of the State of New York.

 4                  On behalf of PSSNY and the pharmacists 

 5           we represent, thank you to both the Senate 

 6           and Assembly for all of the support in the 

 7           past.  We really do appreciate it.

 8                  It has taken a global pandemic for 

 9           pharmacists to officially be recognized as 

10           critical healthcare providers.  While 

11           doctors' offices closed, hospitals became 

12           overwhelmed and couldn't handle normal 

13           patients that were ill with other than COVID, 

14           pharmacies remained open.  We took great 

15           personal risk, we became front-line COVID 

16           testing locations.  Many of my colleagues did 

17           succumb to the disease, unfortunately.  

18                  When the COVID-19 vaccine became 

19           available, pharmacists once again rose to the 

20           challenge.  Today we have vaccinated 

21           thousands of patients across New York.  We 

22           stepped up when the state and the communities 

23           needed us most.

24                  As legislators debate the merits of 


                                                                   702

 1           COVID-19 executive orders, we must point out 

 2           that certain orders were only necessary 

 3           because the legislators had not acted to 

 4           expand our scopes of practice in the past.  

 5           And we have proven during this pandemic that 

 6           we are ready and capable of handling these 

 7           challenges.

 8                  We are calling on the Legislature to 

 9           enact PBM reform in the budget now, 

10           immediately.  For the last several years 

11           there have been various PBM reform measures 

12           in the proposed budget and in the 

13           Legislature.  All have been rejected for 

14           various reasons, or vetoed.  The PBM reform 

15           in the proposed budget is very good for 

16           pharmacy and patients.  While it does not 

17           contain the stringent public health law and 

18           patient protections which PSSNY strongly 

19           supports, the proposed reforms are very 

20           strong.

21                  PSSNY supports providing the 

22           Department of Financial Services broad 

23           regulatory authority over the PBMs.  If you 

24           enact the proposed reform measure in the 


                                                                   703

 1           budget, PSSNY strongly supports subsequent 

 2           legislation to further strengthen patient 

 3           protections.  

 4                  But we need this now.  The parasitic 

 5           PBMs have their hands around our throats and 

 6           our backs against the wall.  Let's not let 

 7           the perfect become the enemy of the good.

 8                  PSSNY's positions on the budget 

 9           proposal at this time.  PSSNY supports the 

10           language in the proposed budget for pharmacy 

11           benefit managers.  PSSNY suggests the 

12           Legislature incorporate person protections 

13           into the final enacted budget.  That said, 

14           PSSNY supports passage of language as is if 

15           the sides cannot agree on the scope of 

16           additional patient protections.

17                  As far as the expansions of scope of 

18           practice for pharmacists, PSSNY is in favor 

19           of the language regarding vaccinations and 

20           CLIA-waived testing.  There's absolutely no 

21           policy-based justification at this time for 

22           limiting the types of adult vaccines a 

23           pharmacist can perform in the State of 

24           New York.


                                                                   704

 1                  The budget proposal also contains a 

 2           provision regarding collaborative drug 

 3           therapy management, CDTM.  While PSSNY does 

 4           recognize the value of CDTM, it does not 

 5           reflect the needs of patients in the 

 6           community.  PSSNY is of the opinion that 

 7           collaborative medical management, or CMM, is 

 8           more in line with community needs.  Time and 

 9           again it has been demonstrated that patients 

10           are more successful with their drug therapy 

11           when a pharmacist is directly involved.

12                  Regarding fee-for-service, there has 

13           been a lot of discussion today and for 

14           several weeks around the fee-for-service 

15           carve-out.  PSSNY is calling on the 

16           Legislature to allow the implementation to go 

17           forward without delay, immediately.  Every 

18           state that has moved their pharmacy benefit 

19           to fee-for-service has realized millions of 

20           dollars in savings, and New York will be one 

21           of them as well.

22                  In conclusion, lessons from this past 

23           year have taught us that pharmacy is a 

24           critical part of New York's healthcare 


                                                                   705

 1           system.  PSSNY is asking the Legislature to 

 2           support pharmacy by passing PBM reform in the 

 3           budget, as well as expanded immunization 

 4           authority and other critical scope-of- 

 5           practice issues that will continue to enhance 

 6           New Yorkers' lives.

 7                  CHAIRWOMAN KRUEGER:  Thank you.

 8                  Any members -- oh, look, I'm seeing 

 9           multiple members.

10                  CHAIRWOMAN WEINSTEIN:  We have a 

11           number of Assemblymembers.

12                  Assemblyman Cahill.

13                  CHAIRWOMAN KRUEGER:  Okay, I'll check 

14           with Gustavo.  Are you -- Gustavo, are you 

15           in -- 

16                  SENATOR RIVERA:  I'm going to let some 

17           of the Assemblymembers go first.

18                  CHAIRWOMAN KRUEGER:  Okay.

19                  Assembly.  

20                  SENATOR RIVERA:  You know I'm a 

21           cleanup hitter.  I'm a cleanup hitter.

22                  (Laughter.)

23                  CHAIRWOMAN WEINSTEIN:  Assemblyman 

24           Cahill.


                                                                   706

 1                  ASSEMBLYMAN CAHILL:  Everybody wants 

 2           to get home even.  Even though we're home, we 

 3           still want to get homer home.  

 4                  Thank you, everybody.  And I always 

 5           appreciate it when we put the independent 

 6           pharmacists on the same panel with PCMA.  

 7           It's like having the fourth of July right in 

 8           front of us.  

 9                  So thank you all for coming here 

10           today, and thank you also for your 

11           perspectives.  Mr. D'Angelo, I'd like to 

12           address some of the things that -- in 

13           particular, about not letting the perfect get 

14           in the way of the good.

15                  I want to just go over a few 

16           differences in the Governor's fake proposal 

17           for PBM management and the official proposal 

18           by the Legislature.  The definitional section 

19           almost doesn't exist.  The bill lacks a form 

20           of accountability for PBMs.  There is no 

21           transparency in the bill.  There absolutely 

22           is no duty of care to the patients.  And if 

23           you were here earlier today, you heard that 

24           the administration opposes that concept.  


                                                                   707

 1                  There is no prohibition against PBM 

 2           substitution.  There is no drug price appeal 

 3           process.  So perhaps after I'm done with this 

 4           tirade you can explain to me how that is the 

 5           good that the perfect is in the way of, 

 6           because to me it doesn't sound like it's very 

 7           good.

 8                  So with that, let me explain to you 

 9           what happened last year.  Last year we knew 

10           the Rutledge decision was pending.  We knew 

11           it was not here yet.  Now the Rutledge 

12           decision has clearly said that regulation of 

13           PBMs is not regulation of health plans.  

14           That's what Justice Sotomayor said.  

15                  We also -- although I wasn't concerned 

16           about this, given the fact that it was passed 

17           either unanimously or nearly unanimously -- 

18           did not have what we call veto-proof 

19           majorities in both houses.  We do now, and 

20           I'm pretty sure the sponsors are anxious to 

21           move forward with their bill to have it 

22           considered.  

23                  So I would urge you to go back to your 

24           association and ask them to stand for the 


                                                                   708

 1           really, really good over the really, really 

 2           bad.

 3                  So with that, I'd like to just ask 

 4           Ms. Rowley, in your comments you indicated 

 5           that you generally oppose the Governor's bill 

 6           but that you support some levels of 

 7           registration and licensure.

 8                  Can you please tell me in the next 52 

 9           seconds what it is about the Governor's 

10           proposal for PBM regulation that you don't 

11           like?

12                  MS. ROWLEY:  We think it gives really 

13           broad regulatory authority to the 

14           superintendent on a lot of different issues 

15           that, you know, are of concern to us, 

16           obviously.  I mean, I think that, you know, 

17           in contrast, we really have serious 

18           objections to I think the Assembly and the 

19           Senate bills.  We think that there's a lot of 

20           constitutional problems with them.  We do 

21           believe that they run afoul of ERISA, 

22           frankly, on the fiduciary issue alone.

23                  So, I mean, we're -- I guess our hope 

24           is that after the third year of kind of going 


                                                                   709

 1           through this that maybe all parties can come 

 2           to the table and negotiate something that 

 3           makes sense for everybody.

 4                  ASSEMBLYMAN CAHILL:  Thanks so much.  

 5                  By the way, I was reading the PCMA 

 6           memo on Rutledge, and it doesn't exactly say 

 7           that you've concluded that PBM regulation 

 8           runs afoul of it.  You said, be careful 

 9           because states are going to start regulating 

10           you.  That's what your own internal memo 

11           says.  

12                  But that's okay.  I'm out of time.  I 

13           do want to thank you.  And if I run into 

14           Superintendent Lacewell, I will tell her that 

15           she has a kindred spirit on her understanding 

16           of the Rutledge decision.  Thanks so much.

17                  MS. ROWLEY:  I'll be happy to address 

18           that issue of, you know, our memo, if I may.

19                  You know, we believe that --

20                  CHAIRWOMAN WEINSTEIN:  Excuse me.

21                  MS. ROWLEY:  Okay, sorry.  Sorry, 

22           Senator.  

23                  CHAIRWOMAN WEINSTEIN:  Is 

24           Senator Rivera up, or does he want us to go 


                                                                   710

 1           forward with another Assemblymember?  

 2                  CHAIRWOMAN KRUEGER:  He's fine.  Go 

 3           ahead with another Assemblymember.

 4                  CHAIRWOMAN WEINSTEIN:  Assemblyman Ra, 

 5           then.

 6                  ASSEMBLYMAN RA:  Thank you, Chair.  

 7                  We're going to try to put some runners 

 8           on base for Senator Rivera to clean up so he 

 9           can hit a grand slam.  

10                  Thank you, Chairs.  Tough to follow 

11           Chairman Cahill on that one, but I also 

12           always enjoy seeing this panel together with 

13           that issue outstanding from the last couple 

14           of -- couple of budget cycles.

15                  But I did want to get into a different 

16           issue.  Tom, you know, you're aware of my 

17           support on the PBM issue, but I did want to 

18           ask about the immunization and the scope of 

19           practice issue.  Because one of the things 

20           that I've learned over the years -- you know, 

21           from yourself, from Howard Jacobson -- is 

22           that when you create uncertainty with, you 

23           know, what you're able to vaccinate for, it 

24           just -- it muddies the waters.  


                                                                   711

 1                  And I remember when -- a few years ago 

 2           when we were in the midst of a bad flu season 

 3           and the Governor came out and said, "Hey, 

 4           pharmacists can immunize children."  And I 

 5           was talking to Howard about the issue and he 

 6           said, "Yeah, that's great that came out, but 

 7           I don't have the vaccine in stock because I 

 8           couldn't give it, so why would I have stocked 

 9           it?"  

10                  So I was wondering if you can 

11           elaborate more on the importance of creating 

12           certainty both with this proposal and 

13           perhaps, you know, getting rid of some of the 

14           sunsets that are there that cause you to have 

15           to, you know, every couple of years ask for 

16           extensions and expansions of those 

17           authorities.

18                  MR. D'ANGELO:  Right.  So -- that's 

19           exactly right.  You know, we -- if we were 

20           allowed to do all CDC-recommended vaccines or 

21           any vaccine that was then emergency-approved 

22           by the CDC, when this COVID vaccine came out 

23           we would have already had a process in place 

24           to jump right in and get going.  


                                                                   712

 1                  It didn't turn out that way because we 

 2           had to get special approval to administer the 

 3           vaccine, then we had to go through all the 

 4           training -- because not every pharmacist was 

 5           trained to do the whole NYSIIS system because 

 6           we don't vaccinate children.  So -- and 

 7           that's basically -- it was a child platform.  

 8                  And exactly right, a couple of years 

 9           ago when things got hard, it was okay for us 

10           to vaccinate at that time.  

11                  New York is still almost dead last as 

12           far as what they're allowed to vaccinate.  

13           The rest of the country is way ahead of the 

14           pharmacists in New York as far as what 

15           they're allowed to vaccinate.  And that's 

16           really not necessary.  Nothing says that we 

17           should be held back.

18                  ASSEMBLYMAN RA:  Well, and thank you, 

19           because I know you're busy, you know, 

20           vaccinating people.  Because, you know, your 

21           Garden City South location's right around the 

22           corner from my house, and I see the lines out 

23           there every morning.  So keep up the good 

24           work.  Good to see you.


                                                                   713

 1                  MR. D'ANGELO:  Thank you very much.  

 2                  CHAIRWOMAN WEINSTEIN:  Rebecca 

 3           Seawright, then.

 4                  ASSEMBLYWOMAN SEAWRIGHT:  Thank you, 

 5           Chairs.  

 6                  Good evening, pharmacists.  Thank you 

 7           for your testimony this evening.  I grew up 

 8           in a pharmacy.  My father was a pharmacist, 

 9           and my older sister, so I grew up as a child 

10           working in retail pharmacy.

11                  We heard testimony tonight about your 

12           interest in expanding the scope of practice.  

13           How would you take into account the needs of 

14           senior citizens?  Which is very important in 

15           my district here on the Upper East Side and 

16           on Roosevelt Island.  And I want to also 

17           encourage early hours be reserved for senior 

18           citizens in order to reduce their waiting 

19           time, especially in this pandemic.

20                  MR. D'ANGELO:  So who's that question 

21           to?

22                  ASSEMBLYWOMAN SEAWRIGHT:  Any member 

23           that would like to answer it.

24                  MR. DUTEAU:  Maybe I can start, and 


                                                                   714

 1           you can finish up?

 2                  MR. D'ANGELO:  Sure, Mike.

 3                  MR. DUTEAU:  Great.  

 4                  So thank you very much for the 

 5           question.  You know, I think there's a lot 

 6           that we've learned just recently with this 

 7           pandemic, from finding new ways to schedule 

 8           the COVID vaccine.  

 9                  Also a lot of these scope of practice 

10           expansion proposals really are focused on the 

11           elderly population -- for example, CDTM -- 

12           and allowing us to better collaborate with 

13           physicians on medication adherence and really 

14           chronic disease that affect the elderly -- 

15           diabetes, hypertension.  I think this helps 

16           us be much better positioned to treat and 

17           care for those patients in that age group.  

18                  And then when you combine that with a 

19           lot of the operational programs that we 

20           continue to develop and evolve, I think 

21           pharmacy has never been better positioned now 

22           to help care for all of our patients, but 

23           especially the elderly.

24                  MR. D'ANGELO:  Yeah, and I'll pick up 


                                                                   715

 1           where Mike left there.  

 2                  So far during the vaccination program 

 3           I've noticed that the elderly have had a much 

 4           easier time dealing with their local 

 5           community pharmacies -- getting an 

 6           appointment, getting there, making sure the 

 7           vaccine was done.  It's convenient for them, 

 8           they're comfortable with those pharmacists, 

 9           they're comfortable with their local 

10           pharmacist, they're like family to them.

11                  You know, in my pharmacy in 

12           particular, we have -- we're only allowed to 

13           vaccinate people 65 and older.  So all of 

14           those elderly people at this point are coming 

15           to our pharmacies and being taken care of.  

16                  And independent pharmacies, 

17           pharmacies -- community pharmacies, they 

18           usually offer free delivery so the patients 

19           do not have to leave their home for their 

20           medications.  The collaborative management 

21           between doctors and pharmacists to treat 

22           patients or to monitor their drug therapy to 

23           make sure it's being effective.  You know, 

24           these are all things that the elderly would 


                                                                   716

 1           benefit from more than anybody.

 2                  ASSEMBLYWOMAN SEAWRIGHT:  Thank you.  

 3           Thank you all.  And thank you, Chairwomen.

 4                  CHAIRWOMAN KRUEGER:  Thank you.  

 5                  Rebecca Seawright and I happen to 

 6           overlap in our districts, so I'll just point 

 7           out I really do find, Rebecca, that the 

 8           pharmacies where the person can just talk to 

 9           someone on the phone or go in and talk to the 

10           pharmacist, it's working so much better 

11           during a pandemic than trying to go through 

12           the computer systems that some of the larger 

13           chains have been able to set up but our 

14           seniors can't figure them out.  

15                  So I do agree that there's a real 

16           difference in the direct care someone can get 

17           at times like this from knowing their 

18           pharmacist and their local pharmacy.

19                  Thank you, Helene.  Do you have any 

20           other members?

21                  CHAIRWOMAN WEINSTEIN:  Yes, we do have 

22           one more before Senator Rivera.  So we have 

23           Assemblyman Byrne.

24                  ASSEMBLYMAN BYRNE:  Thank you.  I 


                                                                   717

 1           actually had to relocate.  I was listening, I 

 2           wasn't going to ask questions, I had to head 

 3           back home.  

 4                  But my question was for Ms. Rowley.  

 5           You wanted to finish your comment about an 

 6           internal memo, and I just wanted to give you 

 7           the time to -- that I have to address that 

 8           comment.  

 9                  And I do want to thank everybody else 

10           for their testimony as well.

11                  MS. ROWLEY:  Yeah, I just wanted to -- 

12           thank you so much for the question.  

13                  We believe, and I believe actually 

14           NCPA actually put out something that also 

15           said that we think this is a very narrow 

16           decision by the court.  It basically viewed 

17           the law's procedural requirements -- map 

18           lists, appeal procedures, reverse and rebill, 

19           and decline to dispense -- as simply 

20           enforcement mechanisms to accomplish the rate 

21           regulation.  

22                  So from that premise, the court 

23           concluded that the Travelers decision, which 

24           was a 25-year-old Supreme Court decision, 


                                                                   718

 1           decides the case.  So -- which is, again, 

 2           about rate regulation and the state's 

 3           authority to regulate rates on ERISA plans.

 4                  It did not do away with all the other 

 5           court decisions and precedent that has been 

 6           set on ERISA preemption.  The court also 

 7           didn't say it was a good idea, they didn't 

 8           say it was good public policy, they didn't 

 9           say it wasn't going to cost money.  In fact, 

10           in the Sotomayor opinion, they did say it was 

11           going to cost money on ERISA plans and that 

12           folks in Arkansas may pay more.  

13                  So I just think that's an important 

14           distinction to have here with regard to 

15           ERISA, since it's such a complicated issue.  

16           And we do believe there's still a lot of 

17           ERISA preemption issues out there.  Just 

18           regulation now has been solidly decided by 

19           first Travelers and now Rutledge.  

20                  Thank you so much for the question.

21                  CHAIRWOMAN KRUEGER:  Thank you.  So 

22           now Senator Gustavo Rivera.

23                  SENATOR RIVERA:  I'll be very brief.  

24           I'll just -- I'll certainly thank Ms. Rowley 


                                                                   719

 1           for correctly pronouncing the name 

 2           "Sotomayor," Justice Sotomayor, and also to 

 3           say that we have a very strong disagreement.  

 4                  I actually have been working with my 

 5           community -- I've been talking to community 

 6           pharmacies, certainly the Pharmacists 

 7           Society, as well as other folks that have 

 8           come to tell us about the issues that they 

 9           have.  

10                  We passed it last year, the Governor 

11           vetoed -- or is it two years ago?  The 'rona 

12           makes everything very, very complicated.  But 

13           I know we passed it, it was vetoed by the 

14           Governor.  We certainly -- I'm supportive of 

15           some of what's in the Governor's budget, but 

16           I'm looking forward to passing legislation 

17           that is stand-alone.  

18                  So with that, thank you, Madam Chair.  

19           I am good.

20                  CHAIRWOMAN KRUEGER:  Thank you.

21                  Well, thank you all very much for 

22           being with us tonight, appreciate it.  

23                  And we're going to move on to our next 

24           panel, which is --


                                                                   720

 1                  MR. DUTEAU:  Thank you.

 2                  MR. D'ANGELO:  Thank you.

 3                  CHAIRWOMAN KRUEGER:  Thank you.  

 4                  -- the American Cancer Society, 

 5           Julie Hart, senior director, New York 

 6           government relations; and Housing Works, 

 7           Charles King, CEO.

 8                  Good evening.

 9                  MS. HART:  Good evening.  Thank you.  

10           Do you want me to go ahead and start?  

11                  CHAIRWOMAN KRUEGER:  Yes, please.

12                  MS. HART:  Hi, everybody, I'm Julie 

13           Hart.  I'm the Government relations director 

14           for the American Cancer Society Cancer Action 

15           Network.  Thank you so much for sticking with 

16           us tonight.  A huge thank you to your staff 

17           and also to all the staff members that helped 

18           put this together so that we can still 

19           advocate virtually and safely.  It is greatly 

20           appreciated.  

21                  So you do have a copy of my written 

22           testimony that has significant details in 

23           there, so I just want to highlight a couple 

24           of items.  As you can see on the first page, 


                                                                   721

 1           the toll that cancer takes on New Yorkers is 

 2           significant.  About 120,000 New Yorkers will 

 3           be diagnosed with cancer this year, and 

 4           nearly 34,000 people are expected to lose 

 5           their battle to cancer.  So there's still 

 6           very grim statistics.  

 7                  I've also listed -- you can see on the 

 8           bottom of the first page -- the main types of 

 9           cancer and also cancer deaths.  We anticipate 

10           about 6800 people will lose their battle to 

11           lung cancer this year.  And I know in 

12           New York we've done a lot on tobacco control 

13           in recent years, so thank you for all that 

14           you are doing.  We certainly still need to do 

15           more when it comes to tobacco control so that 

16           we can reduce those lung cancer numbers.  

17                  In addition, if you look on page 3, 

18           there are some numbers related to smoking 

19           rates in New York.  So currently in New York 

20           about 12.8 percent of adults are still 

21           smoking, but there are significant pockets 

22           where that smoking rate is much higher -- if 

23           you look at those that report poor mental 

24           health, young cancer patients, Medicaid 


                                                                   722

 1           recipients.  So there are still significant 

 2           pockets where the smoking rate is very high.  

 3                  Now, one of the most effective tools 

 4           that we have to reduce smoking rates is our 

 5           tobacco tax.  And our tobacco tax in New York 

 6           has not been raised in over a decade.  We're 

 7           currently at $4.35 per pack.  If we increase 

 8           our cigarette tax by just one dollar, that 

 9           would encourage about 54,000 New York adults 

10           to quit and about 22,000 kids would be 

11           prevented from becoming addicted smokers.  

12                  So that cigarette tax has real public 

13           health benefits.  And in addition, that money 

14           should be used for programs like the Tobacco 

15           Control Program and keep that program whole 

16           so that adults have the tools that they need 

17           to quit and that we can keep encouraging kids 

18           to not smoke, period.

19                  So on the last page, you'll see my 

20           recommendations, because I know I'm almost 

21           out of time.  But we encourage you to adopt a 

22           tobacco tax, a cigarette tax of one dollar 

23           per pack and then a parallel tax on other 

24           tobacco products, and then to use that money 


                                                                   723

 1           for the Tobacco Control Program and also to 

 2           maintain funding for the Cancer Services 

 3           Program so that people can still get safe 

 4           cancer screenings.  

 5                  So thank you.  I appreciate your time.

 6                  CHAIRWOMAN KRUEGER:  Thank you.

 7                  Charles?

 8                  MR. KING:  Good evening.  And thank 

 9           you for holding this important hearing.

10                  Historically I've testified at this 

11           hearing about steps we need to take to end 

12           the AIDS epidemic.  Tonight, however, I come 

13           before you to urge the Legislature to protect 

14           New York's safety-net providers at a time 

15           when we have never been more important yet 

16           face dangerous attacks by Governor Cuomo, 

17           even as the state's mismanagement of the 

18           COVID-19 crisis becomes more evident.  

19                  The Executive Budget not only fails to 

20           rise to the historic moment we are facing, 

21           but its healthcare provisions include 

22           proposals that will undermine both individual 

23           health of vulnerable New Yorkers as well as 

24           our health system.


                                                                   724

 1                  Last April we threw Housing Works into 

 2           the COVID response, operating a hotel for 

 3           homeless people with COVID, expanding to 

 4           provide medical and behavioral health 

 5           services to six quarantine and MOCJ hotels, 

 6           delivering COVID tests to our consumers, our 

 7           neighbors, and all of HRA-funded supportive 

 8           housing staff and residents.  We've fought 

 9           for vaccines, though initially shut out of 

10           the distribution system, and we're not 

11           vaccinating our staff and qualifying 

12           consumers.

13                  To do all this COVID work we've had to 

14           secure all of our own PPE, invested thousands 

15           of dollars to cover unfunded costs -- even 

16           while the Governor decided to withhold 

17           20 percent of our contract reimbursement, 

18           though we were expected to continue to 

19           perform at a hundred percent.

20                  How does it make sense in the middle 

21           of a massive public health emergency to 

22           withhold funds from safety net providers 

23           caring for the poorest and most marginalized 

24           residents of this state?


                                                                   725

 1                  Now we face a pharmacy carve-out for 

 2           managed care that will cut millions of 

 3           dollars of funding through the federal 340B 

 4           program.  We estimate the impact on Housing 

 5           Works to be as much as $8 million a year, 

 6           with substitute funding which we estimate 

 7           will be a maximum of 40 cents on the dollar.

 8                  Let me explain why this is so 

 9           important.  We have always used our 340B 

10           funding to pay for services and care that is 

11           unreimbursed.  With COVID we've used 340B 

12           funding to buy smartphones for our low-income 

13           consumers so that they can participate in 

14           telehealth, helping consumers download the 

15           telehealth and training them in its use.

16                  It has also paid a large share of our 

17           COVID testing and vaccination program.  To 

18           adequately staff a vaccination program just 

19           to deliver 100 vaccinations a day, with 

20           patient education, documentation submission, 

21           preparation and post-vaccination observation, 

22           costs us $100,000 a month.  Our reimbursement 

23           per injection is $12 -- in other words, less 

24           than a quarter of the expense.  


                                                                   726

 1                  Neither New York City nor New York 

 2           State has provided us with any additional 

 3           funding for this work.  We are using our 340B 

 4           funds to do this.  So if the Legislature 

 5           allows this proposed carve-out to go through, 

 6           it is likely that Housing Works and other 

 7           community health centers will have to pull 

 8           back from vaccinating people for COVID except 

 9           in the course of a regular primary care 

10           visit.

11                  Please don't allow this to happen.  We 

12           should eliminate the global cap and raise new 

13           revenue from those who profited during the 

14           pandemic, not cut the safety net.  

15                  Thank you for your time.  

16                  CHAIRWOMAN KRUEGER:  Thank you.  

17                  Are there any members who would need 

18           to ask questions?

19                  SENATOR RIVERA:  I'll say something 

20           very quickly.

21                  CHAIRWOMAN KRUEGER:  Gustavo Rivera.

22                  SENATOR RIVERA:  You're usually right 

23           up until the -- Charles, we don't have you 

24           right at the end.  You should be at least 


                                                                   727

 1           thankful about that, shouldn't you?  

 2                  MR. KING:  So I didn't want to take 

 3           any of my time to thank you all.  For three 

 4           years in a row, I have been the last --

 5                  SENATOR RIVERA:  Very last.

 6                  MR. KING:  -- person to testify.

 7                  SENATOR RIVERA:  So I'm very thankful 

 8           to both of you for being with us.  

 9                  And I certainly agree with you, 

10           Ms. Hart, about some of what we need to do to 

11           continue to push down smoking rates in the 

12           State of New York.  

13                  And Charles, you've made the point, as 

14           was made earlier by other folks about the 

15           flexibility of 340B, of what you're able to 

16           do with the 340B savings, the flexibility 

17           that it allows you to be able to react in a 

18           situation when you need to, and considering 

19           that you serve folks who are so vulnerable to 

20           begin with.  I thank you for doing that, 

21           thank you for speaking out.  And we continue 

22           to -- hopefully we will be able to push back 

23           on this, because it's a bad idea, it's silly, 

24           we shouldn't do it.  


                                                                   728

 1                  So that's it from me, Madam Chair.  I 

 2           don't know if they -- anyway, I'm done, 

 3           Madam Chair.  

 4                  CHAIRWOMAN KRUEGER:  I have a question 

 5           for Julie.  

 6                  So for forever we've believed that 

 7           New York had the highest taxes on cigarettes.  

 8           Is that still true, or have we fallen behind 

 9           over the last couple of years?

10                  MS. HART:  Right now DC has the 

11           highest tax, at $4.50 per pack.  But if you 

12           look at state and local taxes combined, there 

13           are some -- like Chicago's is over $7 per 

14           pack.  So there's certainly precedent for 

15           going much higher.  And that dollar increase 

16           would bring in about $38 million in new 

17           revenue.

18                  CHAIRWOMAN KRUEGER:  Well, we've also 

19           always made the argument that cigarette taxes 

20           discourage people from starting to smoke at 

21           all.  So it doesn't necessarily increase 

22           revenue, it saves lives because it's --

23                  MS. HART:  Right.  First and foremost, 

24           it prevents kids -- kids are more 


                                                                   729

 1           price-sensitive than adults are, as well. 

 2                  CHAIRWOMAN KRUEGER:  And that's -- the 

 3           research still shows that that's true?  

 4                  MS. HART:  Yes.

 5                  CHAIRWOMAN KRUEGER:  So the targeted 

 6           audience of perhaps who would be more 

 7           discouraged than ever from smoking would be 

 8           younger people?  

 9                  MS. HART:  Yes, absolutely.  Kids are 

10           much more price-sensitive.

11                  CHAIRWOMAN KRUEGER:  And we had done 

12           some changes in the laws around the flavored 

13           tobaccos and other things.  Is there also 

14           research findings that those are 

15           discouraging -- or encouraging kids not to 

16           get into smoking or vaping because they can 

17           no longer buy the candy-flavored product?  

18                  MS. HART:  Yeah.  Well, we certainly 

19           know that kids are enticed by flavors.  And 

20           we know also that tobacco companies have a 

21           history of targeting minority communities, 

22           particularly with menthol.  So we don't have 

23           yet research on New York's law just because 

24           it is so new.  But I imagine that we will 


                                                                   730

 1           have that at some point.

 2                  CHAIRWOMAN KRUEGER:  Got it.  Thank 

 3           you very much.

 4                  MS. HART:  Thank you.

 5                  CHAIRWOMAN KRUEGER:  Thank you as 

 6           always, Charles, for your work.

 7                  We're going to move along to the 

 8           New York Caring Majority, Bobbie Sackman; the 

 9           Empire State Association of Assisted Living, 

10           Lisa Newcomb; and the New York State Health 

11           Facilities Association, Stephen Hanse.  

12                  Is everybody here?  Do I see people?  

13           Let's see.  Bobbie, are you with us?

14                  MS. SACKMAN:  Yes.

15                  CHAIRWOMAN KRUEGER:  Oh, hi there.  

16           Yes.  Welcome.  Why don't we start with you.  

17                  MS. SACKMAN:  Thank you.  Good 

18           evening, everybody.  Thank you for the chance 

19           to testify.  

20                  My name is Bobbie Sackman.  I'm with 

21           the New York Caring Majority and Jews for 

22           Racial and Economic Justice.  And the Caring 

23           Majority is comprised of older adults, people 

24           with disabilities, home care workers and 


                                                                   731

 1           family caregivers who are working to address 

 2           the injustices in our long-term-care system.  

 3           Our central focus is the Fair Pay for Home 

 4           Care Act, which Assemblyman Gottfried and 

 5           Senator May have kindly and generously taken 

 6           on the prime sponsorship for.

 7                  Well, it certainly has been a long 

 8           day.  And I thought just for a moment, if you 

 9           could all think about a care story that you 

10           might have -- and I think we all have a care 

11           story, somebody that's been in our lives that 

12           needed care and maybe even needed home care.  

13           This is -- it's not about them, this is very 

14           much about us.  

15                  And so the workforce caring for older 

16           adults, the home care workforce, are 

17           predominantly women with children and 

18           immigrants.  The state pays them poverty 

19           wages.  They're averaging about 18,600 a 

20           year.  This has led to a dramatic home care 

21           shortage statewide.  In parts of the state, 

22           especially upstate, you can't even find a 

23           home care worker.  You just can't.  And so 

24           the Fair Pay for Home Care Act is good for 


                                                                   732

 1           New York's economy, it's good for New York's 

 2           care.  

 3                  Testifying with me today are millions 

 4           of older New Yorkers, people with 

 5           disabilities, home care workers and family 

 6           caregivers.  We are indeed a caring majority.  

 7           We all urge you to support the Fair Pay for 

 8           Home Care Act.  

 9                  We support the New York Health Act -- 

10           thank you, Senator Rivera.  When it's passed, 

11           we need to pay home care workers enough so we 

12           have home care workers.  That's the other 

13           piece of the pie here.

14                  The Fair Pay for Home Care Act would 

15           raise home care wages to 150 percent of 

16           minimum wage, about $22,000 a year to $35,000 

17           a year.  The CUNY School for Labor and Urban 

18           Studies just released a report -- released 

19           the executive summary so far -- and they 

20           found out that this act would generate 

21           $7.6 million -- $7.6 billion for the state 

22           economy through new income and sales tax 

23           revenue, economic spillover, and reductions 

24           in Medicaid and social assistance.  


                                                                   733

 1                  Medicaid is the best investment the 

 2           state can make to generate jobs and increase 

 3           revenue for the coming years.

 4                  As New York faces widespread 

 5           unemployment over the next decade, the act 

 6           would bring in 20,000 jobs a year.  So 

 7           200,000 jobs over the decade.  It would 

 8           additionally create 18,000 jobs a year, or 

 9           180,000 jobs over a decade, in industries via 

10           increased spending and economic activity.  

11           Doing the math, that's 38,000 jobs a year.  

12                  Investing in Medicaid and putting 

13           economic development funds in home care is 

14           smart.  They're shovel-ready.  They keep 

15           people safe -- I see my time is up.  So we're 

16           just asking you to pass the Fair Pay for 

17           Home Care Act and also the Home Care Jobs 

18           Innovation Fund, which did get into the 

19           Senate one-house bill last year, and then the 

20           pandemic hit.  

21                  Thank you very much.

22                  CHAIRWOMAN KRUEGER:  Thank you.  

23                  Next we have Lisa Newcomb, Empire 

24           State Association of Assisted Living.


                                                                   734

 1                  MS. NEWCOMB:  Thank you, and good 

 2           evening.  

 3                  A few of you already know about the 

 4           state's chronic underfunding of the adult 

 5           care facility/assisted living industry, with 

 6           only one SSI increase in 30 years.  I'll 

 7           refer you to my testimony for details.  But 

 8           suffice to say it's virtually impossible to 

 9           take care of 80- and 90-year-old seniors, 

10           meeting all their needs for $42 a day.  

11                  So with the Governor's proposed budget 

12           and 30-day amendments, we get more injury 

13           upon injury.  Today the department already 

14           has broad fining authority.  The Public 

15           Health Law authorizes specific fining 

16           authority over ACFs.  And if you look at the 

17           history of their fines, they have exercised 

18           that authority with zeal, both before and 

19           during the pandemic.  

20                  The 30-day amendments not only 

21           dramatically increase the per-day 

22           violation -- and somebody mentioned it, it is 

23           per day -- it multiplies our maximum per-day 

24           fine tenfold, from $1,000 a day to $10,000 a 


                                                                   735

 1           day.  It also eliminates our ability to 

 2           rectify minor, less serious infractions 

 3           without a concurrent fine.  So one minute 

 4           late per survey -- you know, we've been doing 

 5           those daily surveys for 300-and-some-odd 

 6           days.  One minute late, you're subject to a 

 7           fine.

 8                  So why -- you know, we feel as if we 

 9           are under attack.  And, you know, there 

10           haven't been big allegations of wrongdoing 

11           during the pandemic.  In fact, despite 

12           virtually all the mandates being imposed on 

13           us as have been imposed on nursing homes, 

14           with no funding assistance, the ACFs have 

15           fought valiantly to protect both their 

16           residents and staff.  So why then attack this 

17           industry, many of whom are family-owned 

18           businesses that struggled to make ends meet 

19           even before COVID?  

20                  While the numbers of positive cases 

21           and deaths are not as high as those in 

22           nursing homes -- but one is too many, as 

23           somebody said earlier -- we have not escaped 

24           unscathed.  ACF residents are still frail 


                                                                   736

 1           seniors in a congregate living arrangement, 

 2           and that is where we know COVID preys.  

 3                  ESAAL's more than 300 licensed members 

 4           and their staff have worked tirelessly 

 5           throughout this nightmare to keep our 

 6           residents safe -- this with almost no state 

 7           government support other than some PPE for a 

 8           short period of time when there was no other 

 9           place to get it, and even that support was 

10           much delayed.

11                  ACF providers and staff should be 

12           praised and honored, not punished, which is 

13           what this budget does.  It punishes us -- and 

14           for what, we really don't know.  We can only 

15           surmise that, to use the Governor's own 

16           words, it's just politics.  Moreover, the 

17           Governor's budget wipes out funding for the 

18           one and only program that the state dedicates 

19           to ACFs that serve the indigent on SSI -- 

20           that program is EQUAL -- a modest 

21           $6.3 million.  We ask that you restore that.

22                  Just quickly back to the fines -- I 

23           see I'm out of time -- and removal of the 

24           ability to rectify minor violations.  We've 


                                                                   737

 1           heard comments that it's simply an attempt to 

 2           adjust for inflation, our per-day fines.  

 3           Well, that would be fair if the same could be 

 4           said in terms of the SSI rating, adjusting 

 5           that for inflation.  

 6                  And it's also important to note that 

 7           our violations are per day, unlike nursing 

 8           homes and hospitals, so potentially we could 

 9           be paying more for the same infraction than a 

10           nursing home or a hospital.

11                  And if you give the department the 

12           ability -- more broadly, power -- without 

13           giving ACFs the chance to fix these minor 

14           issues, the department will abuse it.

15                  CHAIRWOMAN WEINSTEIN:  Thank you.

16                  CHAIRWOMAN KRUEGER:  Thank you.

17                  And our next testifier is 

18           Stephen Hanse, New York State Health 

19           Facilities Association.

20                  MR. HANSE:  Good evening, and thank 

21           you.  

22                  My name is Stephen Hanse, and I have 

23           the privilege of serving as president and CEO 

24           of the New York State Health Facilities 


                                                                   738

 1           Association and the New York State 

 2           Association for Assisted Living, a statewide 

 3           organization representing over 425 skilled 

 4           nursing and assisted living providers who are 

 5           not-for-profits, for-profits, and 

 6           government-sponsored facilities.  

 7                  When it comes to the COVID-19 pandemic 

 8           and its impact on nursing homes and assisted 

 9           living providers, the focus must be placed 

10           where it truly belongs:  First, with the 

11           virus itself; second, with the state's 

12           hospital-centric approach to combating the 

13           virus; third, to the state's over 12 years of 

14           continuous nursing home Medicaid cuts; and 

15           fourth, to New York's long-term-care 

16           workforce crisis.

17                  At the onset of the pandemic the state 

18           failed to immediately focus fully on the 

19           needs of nursing homes and assisted living 

20           providers, and instead implemented a 

21           hospital-centric approach that led to 

22           severely limited access to testing and 

23           extensive staffing and PPE shortages in 

24           nursing homes.  


                                                                   739

 1                  The COVID-19 virus first appeared in 

 2           the United States at a nursing home in 

 3           Washington State, with devastating 

 4           consequences.  New York disregarded this fact 

 5           and implemented its hospital-centric approach 

 6           to combating the virus, instead of focusing 

 7           on the people who are vulnerable to the 

 8           COVID-19 virus -- namely, nursing homes 

 9           residents.

10                  Upwards of 90 percent of New York's 

11           nursing home resident care is paid for by 

12           Medicaid.  However, the state has cut 

13           Medicaid reimbursement to nursing homes for 

14           over 12 years.  And even in the middle of the 

15           pandemic, the state cut Medicaid to nursing 

16           homes, creating a $2 billion reimbursement 

17           void that was only exacerbated by the state's 

18           primary focus on hospitals throughout the 

19           pandemic.

20                  The statewide average cost of 

21           providing around-the-clock nursing home care 

22           is $266.  However, the statewide average 

23           Medicaid reimbursement for 24-hour care is 

24           $211, resulting in nursing homes being 


                                                                   740

 1           reimbursed $8.79 an hour to care for our most 

 2           vulnerable.  This reimbursement is for 

 3           not-for-profit, for-profit and 

 4           government-sponsored facilities.

 5                  Prior to the COVID-19 pandemic, NYSHFA 

 6           was working with the Department of Health to 

 7           address the state's long-term-care workforce 

 8           crisis.  The workforce shortage is well 

 9           documented.  Nevertheless, New York has 

10           failed to implement efforts to truly address 

11           this crisis and recruit and retain women and 

12           men into fulfilling careers in long-term 

13           care.

14                  And as we address the 2021-'22 state 

15           budget, it is critical that the Legislature 

16           and the Executive work in partnership with 

17           nursing home providers and treat long-term 

18           care as an investment, not an expense.  In 

19           looking at the 70/40 revenue proposal 

20           advanced in the Legislature and by the 

21           Governor, several issues must be addressed, 

22           including specifying Medicaid revenue and 

23           increasing the reimbursement rate to nursing 

24           homes in order to make this proposal both 


                                                                   741

 1           legal and feasible.  

 2                  If the state is sincere about putting 

 3           residents first, the Legislature must 

 4           implement genuine reform that truly 

 5           safeguards nursing home residents and staff; 

 6           namely, increasing Medicaid reimbursement to 

 7           nursing homes and resolving the workforce 

 8           shortage crisis.  Addressing these two issues 

 9           in the 2021-'22 enacted state budget will 

10           truly benefit the men and women receiving 

11           essential care in New York's nursing homes.  

12                  Thank you.

13                  CHAIRWOMAN KRUEGER:  Thank you.

14                  Any questions?

15                  CHAIRWOMAN WEINSTEIN:  Assemblyman 

16           Dilan.

17                  CHAIRWOMAN KRUEGER:  Okay.  

18                  Are you there, Erik?  Ah.  

19                  ASSEMBLYMAN DILAN:  Yeah, I'm here.  

20                  Just very quickly, to Bobbie Sackman, 

21           you mentioned some items in your testimony 

22           that are more legislative in nature.  I'm 

23           just asking if maybe, to spare the committee 

24           time, if you'd reach out to me tomorrow so we 


                                                                   742

 1           can discuss them.  

 2                  And I just want to say, you know, I 

 3           loved working with you in a previous life.  

 4           We should reconnect and work together again.  

 5           Please reach out.  

 6                  Thank you, Madam Chair.

 7                  MS. SACKMAN:  Can I -- could I just 

 8           respond?

 9                  CHAIRWOMAN WEINSTEIN:  Sure.

10                  MS. SACKMAN:  Thank you, Assemblyman.  

11           It's really nice to see you as well.  We are 

12           seeking to include the pay -- pay -- oh, my 

13           God, I'm so tired.  

14                  CHAIRWOMAN WEINSTEIN:  Home care.

15                  MS. SACKMAN:  -- Fair Wages for Home 

16           Care in the budget.  So that's why I'm here 

17           testifying.

18                  ASSEMBLYMAN DILAN:  Yeah, and that's 

19           why I brought it up.  Because the first thing 

20           we worked on together in my previous life, my 

21           first chairmanship as the senior center 

22           subcommittee chairman in the Council, was 

23           COLAs for senior center workers.  And now I 

24           see that all the social service workers who 


                                                                   743

 1           take care of seniors automatically get COLAs, 

 2           and a lot of that happened because of the 

 3           work that you did.  

 4                  So reach out tomorrow, we'll talk more 

 5           in-depth.  And I'll give the chairs back 

 6           their time.

 7                  MS. SACKMAN:  Will do.  Thank you very 

 8           much.

 9                  ASSEMBLYMAN DILAN:  And for the 

10           chairs, just to let you know I'm always here 

11           and always paying attention.  And I'm very 

12           quiet.

13                  CHAIRWOMAN WEINSTEIN:  Good.  We 

14           almost did a roll call before to see if 

15           everybody was really here who's still logged 

16           in.

17                  (Laughter.)

18                  CHAIRWOMAN KRUEGER:  Yeah.

19                  CHAIRWOMAN WEINSTEIN:  We do have 

20           Assemblyman Byrne for a question.

21                  CHAIRWOMAN KRUEGER:  Certainly.  

22                  ASSEMBLYMAN BYRNE:  Yes, thank you, 

23           Chairs.  

24                  And this is more directed to 


                                                                   744

 1           Mr. Hanse, Steve.  I asked this question when 

 2           some of the hospitals were giving their 

 3           testimony as well.  The 30-day amendments 

 4           provide some significant changes that affect 

 5           adult care facilities, hospitals, nursing 

 6           homes, basically a lot of folks in the 

 7           healthcare industry -- some very significant 

 8           proposed fines and other changes.  

 9                  I tend to think that this type of 

10           discussion should be separate from the 

11           budget, and I think it's a very steep 

12           proposal.  But I would like to just get your 

13           comments and your thoughts.

14                  MR. HANSE:  Sure.  Thank you, 

15           Assemblyman.

16                  Yes, many of the fines are increased 

17           over 500 percent.  Really when you look at 

18           that approach, really, fines don't work in 

19           terms of ensuring quality care.  

20                  And really when you look at all the 

21           proposals, quite frankly, included in the 

22           30-day amendments, they really don't speak to 

23           quality care.  They don't speak to the issues 

24           that really face long-term care throughout 


                                                                   745

 1           the pandemic.  They're proposals that are 

 2           framed as resolutions, but they're really 

 3           not.  You really need to look at the historic 

 4           underfunding of Medicaid and, quite frankly, 

 5           New York's long-term-care workforce crisis.

 6                  ASSEMBLYMAN BYRNE:  Thank you, Steve.  

 7                  And I would just echo the comments I 

 8           made earlier to Jim Clyne from LeadingAge, I 

 9           would share that with you too.  I know 

10           there's been a lot of conversation and 

11           discussion about nursing homes, adult care in 

12           general this year, and I think there's been 

13           this stigma attached to it because of all the 

14           conversations that we've had and some of the 

15           things in the press.  

16                  And it certainly was not, you know, my 

17           intention.  And I do want to make sure I 

18           thank, you know, all the workers, the 

19           frontline workers that you do represent.  It 

20           is a very difficult job.  It takes patience, 

21           it takes a lot of dedication.  And 

22           particularly when you're going into an 

23           atmosphere where, you know, this virus is 

24           being spread everywhere, I just want to be 


                                                                   746

 1           sure I made those comments as well.  

 2                  So thank you.

 3                  MR. HANSE:  Thank you, Assemblyman.

 4                  CHAIRWOMAN KRUEGER:  Okay, thank you 

 5           all for being with us tonight.  Appreciate 

 6           it.  Take care, get home safe.  Well, you're 

 7           probably home already, let's be --

 8                  (Overtalk.)

 9                  PANELISTS:  Good night.  Thank you.

10                  CHAIRWOMAN KRUEGER:  Good night, 

11           thank you.  

12                  Our next panel is the national office 

13           for the Nurse-Family Partnership, 

14           Emily Frankel; the Association of Perinatal 

15           Networks, LuAnne Brown; the Citizens' 

16           Committee for Children, Alice Bufkin; and 

17           certainly last but not least, Steve Sanders, 

18           Agencies for Children's Therapy Services.

19                  Okay.  Everybody here?  Emily, are you 

20           here?

21                  MS. FRANKEL:  Yes.

22                  CHAIRWOMAN KRUEGER:  Why don't you 

23           start us off.

24                  MS. FRANKEL:  Sure.  Hi, everyone.  


                                                                   747

 1           I'm Emily Frankel, the government affairs 

 2           manager for Nurse-Family Partnership.  Thank 

 3           you so much for the opportunity to present 

 4           testimony today.  

 5                  Nurse-Family Partnership is an 

 6           evidence-based home visiting program that 

 7           partners low-income, first-time-pregnant 

 8           women with a registered nurse from early in 

 9           pregnancy through the child's second 

10           birthday.  A portion of NFP's funding comes 

11           from the state, thanks to the long-standing 

12           support of the Legislature.  We cannot thank 

13           you enough for your partnership.  

14                  I come before you today, on behalf of 

15           the 162 NFP nurses and the nearly 

16           4,000 New York families they serve, to urge 

17           you to reject the multitude of cuts facing 

18           NFP in the Executive Budget.  

19                  First, there is a 20 percent cut to 

20           NFP's DOH appropriation which reduces our 

21           funding from $3 million to $2.4 million and 

22           would reduce the number of families we 

23           currently serve.  We respectfully ask the 

24           State Legislature to reject this cut.  


                                                                   748

 1                  The NFP programs in New York City and 

 2           Monroe County are facing an additional cut 

 3           through the Governor's 20 percent reduction 

 4           to the Community Optional Preventive Services 

 5           Program.  COPS funding supports programs that 

 6           prevent at-risk children and youth from 

 7           entering the child welfare system.  

 8                  The Governor's combined cuts to NFP's 

 9           line item and to COPS would lead to workforce 

10           reductions of at least six nurse home 

11           visitors for New York City's NFP program, as 

12           well as at least 150 low-income families 

13           would no longer receive NFP.

14                  The Governor's third cut to NFP occurs 

15           through a reduction to Article VI funding 

16           from 20 to 10 percent.  This would lead to 

17           further workforce and service reductions for 

18           NFP.  Additionally, the 1 percent 

19           across-the-board Medicaid cut would also 

20           impact our programs who are authorized to 

21           bill targeted case management.

22                  NFP's capacity has already been 

23           impacted by the 20 percent withholds on state 

24           government contracts.  To absorb this 


                                                                   749

 1           reduction in funding, many programs 

 2           instituted hiring freezes for nurse 

 3           positions.  Now is not the time to reduce 

 4           funding for vital programs like Nurse-Family 

 5           Partnership.  NFP nurses support the very 

 6           populations that have been hit hardest by the 

 7           pandemic.

 8                  At the height of the pandemic, many of 

 9           our moms were unable to receive prenatal and 

10           postpartum care due to the closure of medical 

11           practices and clinics.  Our nurses played a 

12           critical role in filling these gaps in care.  

13           Through regular telehealth visits, NFP nurses 

14           were able to conduct clinical screenings and 

15           assessments, identify and monitor medical 

16           complications, and help their clients get the 

17           healthcare that they needed.

18                  If enacted, these Executive Budget 

19           cuts will undermine the essential services 

20           that NFP provides to low-income families.  I 

21           ask that you stand up for Nurse-Family 

22           Partnership, our nurses, and the low-income 

23           mothers and children we serve, and restore 

24           our funding in the state budget.


                                                                   750

 1                  Thank you very much.  

 2                  CHAIRWOMAN KRUEGER:  Thank you very 

 3           much.  

 4                  Next, LuAnne Brown, from the 

 5           Association of Perinatal Networks.

 6                  MS. BROWN:  Good evening.  I'm LuAnne 

 7           Brown, CEO of Buffalo Perinatal Network and 

 8           chair of the Association of Perinatal 

 9           Networks, or APN.  I also spent 30 years at 

10           Women and Children's Hospital in Buffalo as a 

11           nursing administrator, and my background is 

12           in OB.  So I have the experience of working 

13           both in the healthcare system and the 

14           community-based organizations.

15                  Thank you for allowing me to present 

16           on this panel as it relates to legislation 

17           needed regarding child and maternal health as 

18           well as addressing high maternal morbidity 

19           and mortality.

20                  APN is an umbrella organization of 16 

21           perinatal networks and has focused on 

22           maternal health for over 25 years.  It 

23           includes the Maternal-Infant Community Health 

24           Collaborative, or MICHC, which works with 


                                                                   751

 1           community health workers, or CHWs, and it's 

 2           funded by the Department of Health.

 3                  The perinatal networks and other MICHC 

 4           programs are organizations embedded in 

 5           communities across the state who interact 

 6           with the most vulnerable women and families 

 7           every day and advance perinatal health.

 8                  The focus of CHW maternal programs is 

 9           to ensure that women reach full-term 

10           pregnancy through prenatal care attendance, 

11           and it also assures enormous savings in 

12           reduction in intensive-care nursery stays.  

13           CHWs tend to be from the community that they 

14           serve, and they share lived experiences as 

15           clients, in addition to having an established 

16           relationship with the community.  

17                  The Affordable Care Act has also 

18           promoted the use of community health workers 

19           within home visiting programs.  

20                  One recommendation from Governor 

21           Cuomo's Women's Agenda to reduce maternal 

22           mortality was to expand and enhance CHW 

23           services.  Due to this recommendation, cuts 

24           from the previous two years were restored so 


                                                                   752

 1           programs could return to their baseline 

 2           staffing.  

 3                  Interestingly, in the rest of the 

 4           world 20 percent of resources are dedicated 

 5           to medical services, and 80 percent to social 

 6           supports, while in the United States this is 

 7           reversed.  We are of the belief that we can 

 8           realign our priorities and prevent medical 

 9           complications, which is much more 

10           cost-effective.

11                  Listening sessions coordinated by the 

12           Department of Health in 2018 gathered women 

13           from around the state to gather their 

14           thoughts on their birth experience, and one 

15           woman stated:  "I wouldn't have made it 

16           without my CHW."  We feel the CHW model 

17           should be a universal option for all women.  

18                  So based on this information, many of 

19           these programs are subject to the state 

20           20 percent withhold, which began last April, 

21           even though our programs are not involved 

22           with Medicaid.  These were for services we 

23           had already provided, and we're hitting our 

24           one-year mark.  We're requesting that the 


                                                                   753

 1           COVID-19 funds being clawed back from managed 

 2           care and MLTC be earmarked for our agencies 

 3           rather than swept away from the budget.

 4                  We would like to introduce legislation 

 5           that allows reimbursement of CHW services, as 

 6           other states have done.  High-risk zip codes 

 7           could be targeted if global funding was not 

 8           available.  And we also recommend that CHWs 

 9           be integrated into health homes and Medicaid 

10           managed care plans, care models and care 

11           teams.  

12                  Thank you very much.

13                  CHAIRWOMAN KRUEGER:  Thank you very 

14           much.

15                  Our next speaker is with the Citizens' 

16           Committee for Children, Alice Bufkin, 

17           director of policy for child and adolescent 

18           health.

19                  MS. BUFKIN:  Good evening.  Thank you 

20           to the chairs and the committee members and 

21           all of your staff for the opportunity to 

22           testify today, especially for sticking around 

23           so late in the evening.

24                  My name is Alice Bufkin, and I am the 


                                                                   754

 1           director of policy for child and adolescent 

 2           health at Citizens' Committee for Children, a 

 3           multi-issue children's advocacy organization 

 4           dedicated to ensuring every New York child is 

 5           healthy, housed, educated and safe.

 6                  I want to focus my testimony on a 

 7           handful of issues we find critically 

 8           important as children and families approach a 

 9           year of surviving this pandemic.  

10                  First, I echo many before me in 

11           opposing the many cuts and cost shifts in the 

12           Executive Budget that will severely harm the 

13           state's public health infrastructure and its 

14           ability to recover.  We oppose cuts to the 

15           safety-net hospitals, including the proposed 

16           elimination of the state's share of the 

17           Indigent Care Pool, as well as proposed cuts 

18           to enhanced safety-net facilities.

19                  Moreover, we oppose the reduction to 

20           the state's share of New York City's 

21           Article VI program.  Of the more than 

22           4,000 children who have lost a parent or a 

23           guardian to the virus, 57 percent have been 

24           in the Bronx, Brooklyn or Queens.  Cuts to 


                                                                   755

 1           New York City's Article VI services impact 

 2           programs providing immunizations, lead 

 3           testing, tuberculosis services, maternal and 

 4           child health, mental health, chronic diseases 

 5           and many other areas.  

 6                  There are no federal resources sitting 

 7           untapped that can simply replace the 

 8           collective damage of those cuts.  We must 

 9           fully restore state reimbursement to 

10           36 percent.  And, more broadly, we cannot cut 

11           public health funding in the middle of a 

12           public health crisis.

13                  Additionally, we urge the state to 

14           reject cuts to the Nurse-Family Partnership, 

15           as you just heard about, and to take urgent 

16           steps to address children's behavioral health 

17           challenges that have been exacerbated by 

18           COVID-19.  Children have faced a year of loss 

19           of loved ones, of illness, economic 

20           insecurity, disrupted learning, isolation, 

21           anxiety.  Mental health needs are rising, 

22           access to care has declined, and the result 

23           has been a surge in children in psychiatric 

24           distress, hospitalizations, and families left 


                                                                   756

 1           on wait lists desperate for care.

 2                  To begin to address this, New York 

 3           must start by rejecting the proposal to 

 4           remove $22 million from Community Mental 

 5           Health reinvestment.  Those are funds that 

 6           are desperately needed now more than ever.  

 7           The state must also reject cuts to local 

 8           assistance, which will harm the behavioral 

 9           health sector, among other sectors.

10                  We also urge passage of legislation 

11           sponsored by Senator Rivera and 

12           Assemblymember Gottfried that will enable 

13           coverage of children and family treatment and 

14           support services in the CHP program, moving 

15           us closer to parity between Medicaid and CHP.

16                  More generally, we believe the state 

17           must invest in a full continuum of behavioral 

18           health supports for children, putting them in 

19           early care and education settings, in schools 

20           and in communities to combat the effects of 

21           existing and exacerbated trauma.

22                  Lastly, I want to address the serious 

23           challenges facing children in the Early 

24           Intervention Program.  After years of 


                                                                   757

 1           inadequate rates, we are now seeing the 

 2           compounded impact of COVID-19.  In June 2020 

 3           the number of EI providers was down 

 4           15 percent compared to 2019.  The number of 

 5           children enrolled in EI is at its lowest 

 6           point since 2013, and the number of EI claims 

 7           has dropped 29 percent.

 8                  We strongly oppose the $13.7 million 

 9           reduction to EI in the Executive Budget.  We 

10           also urge, instead, the state to enact a 

11           covered lives proposal which would assess 

12           $40 million from commercial insurers and 

13           reinvest those funds back into the EI system.

14                  I want to thank Chair Cahill for 

15           bringing this up, because commercial insurers 

16           overwhelmingly deny claims for services 

17           children need, putting the burden and costs 

18           on providers and the state.  It's time they 

19           pay their fair share and time we prioritize 

20           the needs of children, young children with 

21           developmental delays and disabilities.

22                  And I just want to address the 

23           question Senator Rivera raised earlier.  We 

24           do support the elimination of the global cap, 


                                                                   758

 1           and we do support identifying revenue options 

 2           to prevent cuts.

 3                  Again, I want to thank you all so much 

 4           for your time and truly thank you for your 

 5           championing of issues that impact children 

 6           and families.  Thank you.  

 7                  CHAIRWOMAN KRUEGER:  Thank you.  And 

 8           then Agencies for Children's Therapy 

 9           Services, Assemblymember Steve Sanders.

10                  MR. SANDERS:  Thank you very much, 

11           Chair Krueger, good friend Chairwoman 

12           Weinstein, good friend, colleague Chairman 

13           Kevin Cahill, the great Kevin Cahill, 

14           Chairman Rivera, all the ranking members who 

15           are still here, and all the members who have 

16           sat through now, what, is 12 hours of this 

17           budget hearing.  You are all heroes.  

18           Heroines and heroes.

19                  (Laughter.)

20                  MR. SANDERS:  I did that for a number 

21           of years, but not to the extent that you all 

22           are doing it this year.  So I really 

23           appreciate all the work you've put in, and 

24           your staff.  


                                                                   759

 1                  And whoever decided that Alice should 

 2           speak before me was prescient.  Thank you for 

 3           those comments, Alice, about Early 

 4           Intervention.  And so here's the perfect 

 5           segue.  I represent the agencies that provide 

 6           Early Intervention services to 70,000 

 7           learning disabled or developmentally disabled 

 8           children every year.

 9                  The Governor has made three proposals 

10           this year that impact Early Intervention.  

11           None of them are good.  They either reduce 

12           services to children or they reduce rates for 

13           teletherapy.  At the same time that we're 

14           trying to promote teletherapy as the new 

15           medium to reach many more people around the 

16           state, the Governor proposes to cut the rates 

17           for teletherapy.  It's a bad idea.

18                  There's a better idea, and Alice 

19           touched on it, and I want to amplify on her 

20           remarks.  Covered lives.  This was a proposal 

21           that the Assembly and the Senate included in 

22           its one-house bills last year.  

23                  The fact of the matter is that for the 

24           entire entirety of the Early Intervention 


                                                                   760

 1           Program, commercial insurance has failed to 

 2           pay its fair share.  As Kevin Cahill 

 3           mentioned earlier today, they pay 2 percent 

 4           of the program.  Two percent.  They paid 

 5           2 percent 10 years ago, they paid 2 percent 

 6           20 years ago, and they'll continue to pay 

 7           2 percent no matter what reforms we try to 

 8           initiate.  They continue to evade their 

 9           responsibility to pay their fair share.

10                  What does that mean?  That means the 

11           state and counties subsidize all of the 

12           claims that commercial insurance rejects.  

13           They reject 85 percent of the claims that 

14           they receive each year.  The way to generate 

15           more money, save money for the counties, save 

16           money for the state, have commercial 

17           insurance finally pay its proportionate fair 

18           share, is to cover the Early Intervention 

19           Program under the covered lives program.  

20                  It will save money for the state and 

21           counties, and finally commercial insurance 

22           will be paying their fair share and we won't 

23           have to reduce rates and we won't have to 

24           effect cuts.


                                                                   761

 1                  So I thank you for your time.  I thank 

 2           you for all of your efforts this year, a very 

 3           tough year, and all the years that you've 

 4           been working to improve the Early 

 5           Intervention Program.  Thank you all.

 6                  CHAIRWOMAN KRUEGER:  Thank you.

 7                  Anyone want to ask a question?

 8                  CHAIRWOMAN WEINSTEIN:  Yes, 

 9           Assemblyman Abinanti has raised his hand, so 

10           let's go to him.

11                  CHAIRWOMAN KRUEGER:  Okay.  You're on, 

12           Tom.

13                  CHAIRWOMAN WEINSTEIN:  Tom?  Go ahead.

14                  CHAIRWOMAN KRUEGER:  Get off of mute.

15                  ASSEMBLYMAN ABINANTI:  I'm trying.  

16           There we go.  I clicked that button several 

17           times, but okay. 

18                  I just want to thank Alice and -- 

19           where's Assemblyman -- there he is, there's 

20           Steve over there.  I want to thank both of 

21           you for staying around so long and 

22           highlighting an issue that really needs to be 

23           highlighted, the whole issue of Early 

24           Intervention.  


                                                                   762

 1                  The Governor has tried to use an 

 2           attempt to get commercial insurance to pay 

 3           for part of Early Intervention as an excuse 

 4           to do all kinds of, quote, reforms.  And they 

 5           really are just excuses to cut state support 

 6           for Early Intervention.  Which is really 

 7           foolish, as we all know, because Early 

 8           Intervention is a program that gets kids when 

 9           they can be most helped.  

10                  When I was a county legislator, we 

11           were -- the county was subsidizing it and the 

12           counties tried to get out of the 

13           responsibility for running the programs or 

14           administering them, and the Governor then 

15           substituted this other thing that we have out 

16           there now, some kind of fiscal agent or 

17           something like that.  None of this has 

18           worked.  Your proposal for covered lives is 

19           the way to go, and I thank you for raising 

20           it, for both of you.

21                  I just want to ask, what is the status 

22           of the field these days?  And I mean we 

23           haven't had a report on how the fiscal 

24           intermediary is working.  Or is it working?  


                                                                   763

 1           Can either of you comment on that and tell us 

 2           what's happening there?

 3                  MR. SANDERS:  Well, I can give you a 

 4           little bit of comment.  

 5                  When the state fiscal agent was 

 6           contracted for, I think back in 2013, one of 

 7           the stated goals was to improve the recovery 

 8           of money from commercial insurance.  They 

 9           were paying 2 percent of the grand total, 

10           about a $700 million Early Intervention 

11           Program.  And if you use that as a metric for 

12           whether they've been successful or not, and 

13           you fast forward now eight years, commercial 

14           insurance is still paying 2 percent.

15                  ASSEMBLYMAN ABINANTI:  And now we're 

16           paying this fiscal intermediary -- this 

17           fiscal agent to do paperwork?

18                  MR. SANDERS:  Well, the fiscal agent 

19           is paid for a lot of purposes, administrative 

20           purposes, but it doesn't appear that they've 

21           been successful in being able to retrieve 

22           more money from commercial insurance.

23                  Now, I would just add this.  Aside 

24           from the fact that we -- I think we should 


                                                                   764

 1           all be insulted a little bit by the fact that 

 2           commercial insurance every year rejects 

 3           85 percent of the claims that are submitted 

 4           to commercial insurance.  If that wasn't bad 

 5           enough, they leave the counties and the state 

 6           to subsidize the expenses.  Because whatever 

 7           commercial insurance rejects, the state and 

 8           counties have to pay 50 percent each.  

 9                  So we're paying for what commercial 

10           insurance has refused to pay all these years.

11                  ASSEMBLYMAN ABINANTI:  Madam Chair, 

12           can I follow up with one question, very 

13           brief?  

14                  Has the problem that we saw over the 

15           years, that the fiscal agent wasn't paying 

16           the Early Intervention providers timely, has 

17           that problem been solved?

18                  MR. SANDERS:  It's better than it was 

19           seven or eight years ago.  But when a 

20           provider submits a claim that would go to 

21           commercial insurance, it goes through a whole 

22           rigmarole, which is so unnecessary.  It has 

23           to be adjudicated by commercial insurance.  

24           That costs them time and money.  


                                                                   765

 1                  Ultimately, with all of that effort, 

 2           sometimes a lot of back-and-forth between 

 3           insurance companies and early intervention 

 4           agencies, at the end of the day insurance is 

 5           going to reject 85 percent of the claims.  

 6           They do that now, they did that last year, 

 7           they'll do that next year, no matter what 

 8           kinds of other reforms we try to put into 

 9           place.  So --

10                  ASSEMBLYMAN ABINANTI:  Thank you.

11                  CHAIRWOMAN WEINSTEIN:  Let's move on.  

12           You have a number of members who have raised 

13           their hand.  Tom, you got people interested.  

14                  Assemblyman Cahill.

15                  ASSEMBLYMAN CAHILL:  Thanks so much.  

16                  And I just want to tell you when I 

17           listened to your testimony, this entire panel 

18           but especially my dear and long-time friend 

19           Steve Sanders, I really get a lump in my 

20           throat because you're talking about taking 

21           care of children from the womb right on up to 

22           the time when they can start to maybe take 

23           care of themselves.  

24                  And you're talking about needs that 


                                                                   766

 1           have existed for a very long time, but also 

 2           the one area that we know that if we invest, 

 3           if we invest, we will create productive 

 4           tax-paying adults who will contribute back to 

 5           society.  We will invest in creating 

 6           independence.  We will invest in creating 

 7           great students and, who knows, maybe the next 

 8           Einstein.  We don't know what's out there.  

 9           And thank you all for the good work that you 

10           do.

11                  Steve, I have a slightly different 

12           take on what New York State is doing with our 

13           providers.  I don't want anybody to walk away 

14           thinking that the providers are just dealing 

15           with the big bad insurance companies.  A lot 

16           of the claims that are denied are denied 

17           because they're not covered by health 

18           insurance.  And health insurance only covers 

19           what health insurance covers.  

20                  That doesn't stop the State of 

21           New York from forcing providers to pursue 

22           health insurance.  It doesn't stop them from 

23           forcing them to pursue claims that cannot 

24           ever be paid.  But what it does force them to 


                                                                   767

 1           do also is to take that meager little payment 

 2           that they get for the service, for early 

 3           childhood intervention services, and divide 

 4           it between actually taking care of a child 

 5           and bill collecting.  

 6                  And all for what?  At the end of the 

 7           day, it's not that the provider is going to 

 8           get more for that, it's that the state is 

 9           going to get less -- have less of a 

10           responsibility for it.  It is immoral.  We 

11           need to fix it.  

12                  I want to thank you all again for your 

13           tenacity in sticking around for this long 

14           time.  I did -- I was able to extract from 

15           the superintendent this morning a commitment 

16           to take a serious look at this issue.  I am 

17           surprised, but she acted as if she didn't 

18           know much about it, but she expressed a 

19           willingness to learn.  And I'm certainly sure 

20           that you are entirely capable of teaching 

21           her.

22                  So with that, I would welcome you 

23           using my last 40 seconds for any comments you 

24           want to make.  But I know the chairs would 


                                                                   768

 1           rather I just say thank you and drop the mic.  

 2                  Thanks, everybody.

 3                  MR. SANDERS:  I think it's we who 

 4           thank you.

 5                  CHAIRWOMAN WEINSTEIN:  Thank you.  So 

 6           we're going to go to Assemblywoman Solages.

 7                  SENATOR RIVERA:  I think she might 

 8           have left.

 9                  ASSEMBLYMAN ABINANTI:  Oh, no, she's 

10           here.

11                  ASSEMBLYWOMAN SOLAGES:  I'm back.  

12                  (Laughter; cross-talk.)

13                  ASSEMBLYWOMAN SOLAGES:  Abinanti woke 

14           me up.  

15                  So I just want to thank all the 

16           panelists.  You know, the saying goes that 

17           it's easier to build strong children than to 

18           repair broken men.  And so I thank you for 

19           what you're doing.  

20                  And we know that pandemic life may 

21           have lasting effect on our babies, but it's 

22           even taking a greater toll on our parents.  

23           So these programs that you have provided that 

24           holistic approach of, you know, ensuring that 


                                                                   769

 1           families are, you know, protected.  And so as 

 2           a state we should commit to protecting these 

 3           essential health and behavioral services and 

 4           supports and make targeted investments.  So, 

 5           you know, I thank you all.

 6                  And especially to NFP, I've seen 

 7           firsthand that this program really has 

 8           supported those who have been hardest hit.  

 9           There was a panel -- a roundtable in which I 

10           heard many of the nurses talk about how they 

11           had to be furloughed or there were many cuts 

12           and their colleagues were laid off.

13                  And so I know that the budget 

14           basically, essentially is going to dismantle 

15           NFP in two major locations.  But will it 

16           destabilize I guess the whole network that we 

17           took so long -- you know, NFP took so long to 

18           build?

19                  MS. FRANKEL:  Thank you so much, 

20           Assemblywoman Solages, for your support.  

21                  That's my concern.  I mean, we're 

22           seeing -- we've already had one closure in 

23           Cayuga County.  We don't know where the -- 

24           when the cuts are going to stop.  You know, 


                                                                   770

 1           on top of the withholds, if there are going 

 2           to be more in the future.  There's a lot of 

 3           uncertainty.  

 4                  And I am concerned, especially where 

 5           we have county health departments, especially 

 6           in upstate New York, that they're also 

 7           responding to the pandemic.  So we have NFP 

 8           nurses that are working three days a week on 

 9           NFP and two days a week they're working to 

10           provide vaccines.  The same thing in our 

11           New York City implementation.  

12                  So I don't know.  I can't answer that.  

13           But it doesn't look good right now.

14                  ASSEMBLYWOMAN SOLAGES:  How about for 

15           any of the other panelists, is this going to 

16           destabilize programs that took so long to 

17           implement?  

18                  MS. BUFKIN:  I will say on the -- oh, 

19           I'm sorry, go ahead, LuAnne.

20                  MS. BROWN:  Yeah, I mean we've been -- 

21           Buffalo Prenatal's been in existence for 

22           25 years and, you know, we had -- we also 

23           have a Healthy Families Program, which is 

24           another important program.  And that program 


                                                                   771

 1           has taken a huge hit.  I had to lay off seven 

 2           people in September.  So that's 200 families 

 3           that are impacted.  

 4                  And, you know, most of these programs, 

 5           whether it's Nurse-Family Partnership or 

 6           Healthy Families or community health workers, 

 7           we're the only support some of these families 

 8           have.  I mean, they're estranged from their 

 9           families, they don't get any support except 

10           from us.  

11                  So despite COVID going on -- and as 

12           usual, nonprofits were the ones to step up in 

13           these type of programs, and we were out 

14           there -- we did a food pantry, we were 

15           delivering food and diapers to our clients.  

16           And these are the programs they decided they 

17           want to withhold.

18                  So it's very frustrating, I guess, 

19           because I see my staff working really hard 

20           and my clients being impacted.  And I just 

21           think, you know, as someone mentioned, this 

22           is the beginning of life here.  This is where 

23           you're starting to build a healthy adult.  

24           And when you impact those programs, you 


                                                                   772

 1           impact these adults that can be valuable to 

 2           communities.

 3                  CHAIRWOMAN KRUEGER:  Well, I also just 

 4           want to thank you all for your work.  And 

 5           many of you and your organizations have been 

 6           educators of mine for years.  

 7                  And there's no doubt about it, if we 

 8           invest in the earliest time from pregnancy 

 9           through a child's really fifth year of life, 

10           you can pretty much be assured things are 

11           going to go okay.  And if you screw it up in 

12           the first five years, you can pretty much be 

13           assured from a government perspective you're 

14           going to have to spend a whole lot more money 

15           for, as the Assemblymember just said, the 

16           broken adults that you end up with.

17                  So we know what the answers are, and 

18           they're very inexpensive.  And so it's 

19           infuriating when we see ourselves going 

20           backwards this way.  

21                  And I just also want to give a shout 

22           out to Citizens' Committee for Children, who 

23           we know very well down in New York City, but 

24           the rest of the state may not know them.  But 


                                                                   773

 1           this year I think is the first year they put 

 2           out a statistical book that covers every 

 3           county in New York State for poverty data and 

 4           other indicators.  And when you're a 

 5           legislator and you're trying to see what's 

 6           going on in your area or how you're doing in 

 7           comparison to other areas, that kind of data 

 8           that's statewide but broken down in ways you 

 9           can use it can be very, very valuable.  

10                  So I'm sure that the Citizens' 

11           Committee for Children would be happy to get 

12           you those copies of those books.  Am I right?

13                  MS. BUFKIN:  Absolutely.

14                  CHAIRWOMAN KRUEGER:  Oh, good, okay.  

15           I was telling them you wanted to give them 

16           the books.

17                  MS. BUFKIN:  I would be very happy to 

18           get that to anyone.

19                  CHAIRWOMAN KRUEGER:  That would be 

20           great.

21                  MS. BUFKIN:  Thank you so much for 

22           bringing that up.

23                  CHAIRWOMAN KRUEGER:  Thank you.

24                  All right -- 


                                                                   774

 1                  CHAIRWOMAN WEINSTEIN:  We still have 

 2           another Assemblymember.

 3                  CHAIRWOMAN KRUEGER:  Oh, you do?

 4                  CHAIRWOMAN WEINSTEIN:  Yes, 

 5           Assemblyman Jensen.

 6                  ASSEMBLYMAN JENSEN:  Thank you very 

 7           much.  I'll be much briefer than I have in 

 8           the past.  

 9                  I just wanted to echo Misters Abinanti 

10           and Cahill and just thank our Early 

11           Intervention advocates.  Certainly I know 

12           firsthand how critically important those 

13           services are.  I didn't speak until I was 

14           five, I had speech impediments, speech delay.  

15           And I know for sure that I wouldn't be doing 

16           this if it wasn't for the Early Intervention 

17           services that I had.  And I certainly 

18           wouldn't be able to use my voice to speak on 

19           behalf of those I serve in my community.  

20                  So just thank you to our advocates, 

21           not just in Early Intervention but, like what 

22           Member Solages said, and Chair Krueger, thank 

23           you for everybody who's advocating right from 

24           birth through -- right into older ages.  So 


                                                                   775

 1           thank you.

 2                  CHAIRWOMAN KRUEGER:  Thank you.

 3                  All right.  We covered everybody now?  

 4           Oh, wait, I see -- wait, are you raising your 

 5           hand, Gustavo?  No.  But Josh Jensen might 

 6           have been raising his hand, I wasn't sure.

 7                  CHAIRWOMAN WEINSTEIN:  No, he's done.  

 8           We're done.

 9                  CHAIRWOMAN KRUEGER:  Fine.  Okay.  

10           Thank you, panel.  Greatly appreciate your 

11           hard work and being with us this evening.  

12                  And we're moving on to -- I know you 

13           can't believe this, but the last panel of the 

14           last hearing.

15                  SENATOR RIVERA:  Sign me up for two 

16           rounds, please.  Sign me up for two rounds of 

17           questions.

18                  (Laughter.)

19                  CHAIRWOMAN KRUEGER:  Sit down, relax, 

20           Gustavo Rivera.  

21                  All right.  So certainly not the 

22           least, but appreciate everybody waiting this 

23           long with us.  Clerical-Administrative 

24           Employees Local 1549, Ralph Palladino, 


                                                                   776

 1           2nd vice president; New York State Nurses 

 2           Association, Judith Cutchin, president, 

 3           New York City; and Feeding New York State, 

 4           Dan Egan, executive director.  

 5                  Health and food, what a better way to 

 6           chose out the evening.

 7                  Good evening.  Hi.  Let's see, shall 

 8           we start with you, Ralph?  You have to turn 

 9           on your voice.

10                  MR. PALLADINO:  Oh, yes.  Hi.

11                  CHAIRWOMAN KRUEGER:  Hi.

12                  MR. PALLADINO:  Good evening.  Good 

13           evening.  

14                  Yes, Local -- thank you, by the way.  

15           Local 1549 has 14,000 members working for the 

16           City of New York, 5,000 of whom work in the 

17           New York City Health + Hospitals and Metro 

18           Plus HMO.  

19                  So we think that the principles that 

20           the state should be following in budgeting 

21           for safety-net hospitals is the following.  

22           One, Medicaid dollars should follow where the 

23           Medicaid patients are.  Two, Medicaid 

24           reimbursement rates should be based on true 


                                                                   777

 1           cost of care.  Three, fairness in 

 2           distribution of funds to care for the 

 3           indigent patients is a must.  Sadly, this 

 4           Executive Budget fails on all three.  

 5                  Specifically, what we need to do in 

 6           terms of what we're asking for is that we 

 7           have no Medicaid cuts for safety-net 

 8           hospitals as defined by Public Law 

 9           2807-c(34).  Funding should be increased.  

10                  And with that, we should also end the 

11           global cap, which in practice means less 

12           services and less staff -- and also, I might 

13           add, leads to the overuse, as it does in 

14           hospitals where we are, of the exploitative 

15           temp agencies for contracting out.  That is 

16           very bad.

17                  Two, reject the proposed shift in the 

18           share from state to localities for the 

19           indigent care pools.  New York City has 

20           already stepped up with billions of dollars 

21           in support over the last number of years, 

22           after 16 years of cuts by former mayors.  The 

23           city itself is facing a huge deficit already, 

24           and we are short-staffed in every agency, 


                                                                   778

 1           including the police department.  And I say 

 2           clericals in the police department, 911.  

 3                  The city itself is facing a huge 

 4           deficit, so how could we possibly take up the 

 5           ICP payments?  This amounts to a cut.  It's 

 6           not going to happen.  

 7                  Now, New York City Health + Hospitals 

 8           and Metro Plus are public and proud.  Health 

 9           + Hospitals had a $100 million cut from its 

10           budget and lost $1.2 billion from the COVID 

11           war.  How could we distribute the cuts we -- 

12           I'm sorry.  How could we absorb the cuts?  

13           How could we serve the poorest communities 

14           with the greatest disparities in care?  Who 

15           will do that but us?  

16                  People should not pay lip service to 

17           this severe, long-standing problem.  They 

18           should pay with proper funding to end it.  

19           And we should be -- Medicaid is an economic 

20           engine for communities, it raises revenues.  

21           Investing in care for high disparities means 

22           healthier and less future costs for sicker 

23           patients.  And we need to tax the rich, as 

24           the New York coalition says.


                                                                   779

 1                  CHAIRWOMAN KRUEGER:  Thank you.  Your 

 2           time just ended.  Well done.

 3                  Thank you.  Our next speaker is Judith 

 4           Cutchin, the president of the New York Nurses 

 5           Association.  Good evening, Judith.

 6                  MS. CUTCHIN:  Hi, good evening.  Thank 

 7           you for allowing me the time to testify.  My 

 8           name is Judith Cutchin, and I am testifying 

 9           on behalf of the New York Nurses Association.  

10           I am director at large of the New York State 

11           Nurses Association board of directors and the 

12           president of the Health + Hospitals Mayoral 

13           Executive Council, the largest NYSNA unit, 

14           representing almost 10,000 of our total 

15           membership of 44,000 nurses.  

16                  We have submitted our full testimony 

17           on the proposed budget items related to 

18           healthcare, but I want to focus on three 

19           critical issues in my testimony today.  

20                  First, we think it is outrageous that 

21           the budget is considering hundreds of 

22           millions in cuts to hospitals and other 

23           health services in the middle of an ongoing 

24           pandemic.  We should not be cutting.  We 


                                                                   780

 1           should be increasing funding to build up our 

 2           public health infrastructure to be able to 

 3           deal with COVID and future health 

 4           emergencies.  

 5                  In addition, we should be expanding 

 6           funding for our hospitals and other providers 

 7           in the front-line fight against the pandemic.  

 8           We should also be providing more funding for 

 9           Medicaid to cover uninsured people, including 

10           undocumented workers.

11                  Second, we should be implementing 

12           minimum staffing standards for all hospitals 

13           and nursing homes.  In my hospital we saw 

14           firsthand that we did not have enough staff 

15           to provide care that patients needed, and 

16           that contributed to higher death tolls in all 

17           of our hospitals and, as it was noted by the 

18           Attorney General's report, in our nursing 

19           homes.  

20                  Establishing minimum staffing 

21           standards is also vital to addressing racial 

22           and economic disparities in care.  Richly 

23           funded private hospitals with more staffing 

24           had more PPE and other equipment than the 


                                                                   781

 1           public and other private-sector hospitals.  

 2           Those disparities have a devastating impact 

 3           on the communities of color and low-income 

 4           patients that safety-net hospitals serve.  

 5                  Minimum staffing standards are a first 

 6           step towards addressing inequalities and 

 7           inequities in healthcare.  

 8                  Finally, where we have to provide 

 9           increased funding for enhanced safety-net 

10           hospitals and other safety-net hospitals.  We 

11           should be increasing ICP and DSH funding for 

12           these hospitals, increasing their Medicaid 

13           reimbursement rates to reflect their 

14           disproportionate share of these patients.  

15                  Now is not the time for business as 

16           usual in addressing our healthcare budget 

17           gaps.  We need to take bold action to 

18           increase spending, mandate minimum staffing 

19           standards, and target extra funding to our 

20           safety net.  Instead of cutting costs, the 

21           budget must be balanced and vital social 

22           service spending must be increased by raising 

23           taxes on the wealthiest New Yorkers, 

24           Wall Street investors and corporations that 


                                                                   782

 1           have gotten richer during this crisis.  

 2                  The Legislature needs to rise to the 

 3           occasion.  We are in a serious crisis, and we 

 4           need to act like it.  

 5                  Thank you very much for allowing me to 

 6           speak.  Thank you.

 7                  CHAIRWOMAN KRUEGER:  Thank you very 

 8           much.

 9                  And our last speaker, Dan Egan from 

10           Feeding New York State.

11                  MR. EGAN:  Thank you all, Senators and 

12           Assemblymembers, for staying with us to work 

13           so late into the evening.  We really 

14           appreciate your hard work and the care you've 

15           shown for the health of the people of our 

16           state.  I applaud your endurance, and I will 

17           try to talk fast.  

18                  Last year when I was here I said that 

19           every county in New York is home to people 

20           who cannot afford adequate food, and it's 

21           about to get worse.  I wish I had been wrong.  

22           Last year over 2.2 million New Yorkers were 

23           food-insecure.  This year, right now, over 

24           3 million New Yorkers are food-insecure.  


                                                                   783

 1                  That's a 46 percent increase in need.  

 2           Please remember that number.  In some 

 3           communities it's a lot higher.  You've all 

 4           seen the lines of people waiting.  

 5                  I want to talk to you about a 

 6           different line, the line of wasted food.  

 7           Even as we have millions of New Yorkers going 

 8           hungry, we are wasting perfectly good food -- 

 9           1.2 billion pounds of produce are being 

10           wasted every year, never even leaving the 

11           farm because it has no market.  The farmers 

12           did their jobs; the market failed.

13                  You might ask, what does 1.2 billion 

14           pounds of foods look like?  That amount of 

15           food would fill 30,000 tractor trailers.  If 

16           you park those tractor trailers end to end, 

17           bumper to bumper, one behind the other, that 

18           line of trucks would stretch from Montauk to 

19           Buffalo, 450 miles of food being thrown out.  

20                  You didn't see that line in the media, 

21           but you need to be aware of that.  In a 

22           normal year, the year before COVID, the 

23           10 food banks of Feeding New York State 

24           distributed over 250 million pounds of food.  


                                                                   784

 1           So far, in the first 10 months of the 

 2           pandemic, we've distributed 397 million 

 3           pounds, a 62 percent increase.  

 4                  We are prepared to do more.  We expect 

 5           and need to do more over the next few years.  

 6           I'm asking you for three things to help us 

 7           out.  

 8                  First, HPNAP.  It's a great program.  

 9           It funds critical operational costs for us.  

10           It's been funded flat for quite a few years.  

11           The Executive Budget proposes $34.5 million.  

12           In recent years the Legislature has restored 

13           500,000 to fund that program at 35 million 

14           annually.  We're thankful for that support.  

15           We ask you to restore that again.  

16                  But beyond that, recall that the need 

17           for food is up 46 percent.  A proportionate 

18           increase in HPNAP would add 16 million for a 

19           total funding level of $51 million.  

20                  Second, I think you all know what a 

21           fantastic program Nourish New York has been.  

22           We've supported over 4,000 New York farms 

23           while providing over 17 million pounds of 

24           food.  We applaud Senator Hinchey and 


                                                                   785

 1           Senator Borrello for introducing Senate bill 

 2           S4892, which establishes Nourish New York as 

 3           a state program.  

 4                  It is essential that Nourish New York 

 5           continue, and we request 100 million be 

 6           allocated to Nourish New York this year and 

 7           the program be put on a permanent basis.

 8                  Third, the Department of Environmental 

 9           Conservation is responsible for the Food 

10           Scraps Law, and we ask that they be funded 

11           adequately so that we can help them 

12           administer the execution of that law.

13                  I just want to conclude I hope 

14           everyone understands from all this we have 

15           all the resources we need to solve the 

16           problem of hunger.  All I ask is that you let 

17           us use them.

18                  CHAIRWOMAN WEINSTEIN:  Thank you.

19                  CHAIRWOMAN KRUEGER:  Thank you.

20                  Any Senators?  Assemblymembers?

21                  CHAIRWOMAN WEINSTEIN:  Yes.  We have 

22           Assemblyman Abinanti and then 

23           Assemblyman Jensen to follow.

24                  CHAIRWOMAN KRUEGER:  Okay.  


                                                                   786

 1                  ASSEMBLYMAN ABINANTI:  Okay, thank you 

 2           to the three of you.  

 3                  I'd like to address the last gentleman 

 4           who just spoke.  I thank you for raising the 

 5           issue of food insecurity or, put in common 

 6           language, hunger.  When a kid goes to school 

 7           without having had breakfast, he's not 

 8           thinking food insecurity, he's just hungry.  

 9                  So we appreciate very much your 

10           raising that issue with us.  That's really a 

11           health issue.  

12                  You discussed the Food Scraps Law.  I 

13           would just like to note that there was just 

14           an amendment to that, a bill that I sponsored 

15           and Peter Harckham sponsored in the Senate.  

16           The Governor just signed the bill.  It's 

17           going into effect immediately.  What it does 

18           is set up a mechanism for the largest 

19           supermarkets to provide food to our food 

20           banks.  

21                  It's only going to be a small piece of 

22           the entire puzzle of trying to resolve this 

23           issue, but it is something that's there.  And 

24           your asking for more money to make sure that 


                                                                   787

 1           this program works is a very good request.  

 2           So thank you for raising that.  

 3                  And thank you to all of you, and thank 

 4           you to the entire -- to the chairs, who spent 

 5           the entire day doing this.  I admit I've 

 6           jumped off several times to do several other 

 7           Zooms, attended some other meetings.  But you 

 8           guys have -- you know, you've been there all 

 9           day, so thank you for carrying the ball for 

10           us, for the chairs and the ranking members.  

11           You guys sat here and heard it all, so thank 

12           you very much for doing this on all of our 

13           behalfs.

14                  MR. PALLADINO:  Assemblyman, can I 

15           just say to you -- thank you for bringing up 

16           food.  I just want to remind you, the SNAP 

17           program -- the importance of the SNAP 

18           program.  It's also there, and it's also an 

19           economic engine for the state.  So let's not 

20           forget that too.  

21                  But thank you for saying that.  

22                  CHAIRWOMAN KRUEGER:  And there was one 

23           more Assembly person?

24                  CHAIRWOMAN WEINSTEIN:  Yes, 


                                                                   788

 1           Assemblyman Jensen to close, I believe.

 2                  ASSEMBLYMAN JENSEN:  Thank you very 

 3           much.  

 4                  Just very quickly to Mr. Egan, I know 

 5           another food initiative that you didn't 

 6           mention was the Ugly Food Initiative.  I know 

 7           it's a pilot program in the Mid-Hudson 

 8           region.  

 9                  Do you think that's going to be a 

10           viable program to go statewide to get some of 

11           those more -- less desirable pieces of 

12           produce to folks who are food-insecure?

13                  MR. EGAN:  Thank you.  It may be.  I 

14           think it remains to be seen.  

15                  I would just add to that that there's 

16           top-quality produce that's not even being 

17           harvested.  So what we need is the tools to 

18           get that to the people who need it.

19                  ASSEMBLYMAN JENSEN:  Thank you, 

20           Mr. Egan.  

21                  And just to echo my colleague, it's 

22           been an honor to spend the day with the 

23           chairs and the rankers and my colleagues in 

24           the Assembly and the Senate.  So thank you, 


                                                                   789

 1           everybody.

 2                  CHAIRWOMAN KRUEGER:  Thank you.

 3                  MR. EGAN:  Thank you.

 4                  CHAIRWOMAN KRUEGER:  So I think in 

 5           closing I also want to thank all three of 

 6           you.  I mean, obviously the inequities of 

 7           Medicaid funding and the importance of the 

 8           safety-net hospitals, Ralph, were the theme 

 9           of, you know, almost the whole day, for 

10           obvious reasons.  

11                  For the Nurses Association, I hope you 

12           heard the testimony of the researcher from 

13           the University of Pennsylvania.  We have the 

14           right nurse match, and we save people's 

15           lives.  It's as simple as that.  You can 

16           actually look at the numbers and see it.  

17                  So personally I can't thank both of 

18           your members enough for the work that they 

19           are doing during this pandemic every day.  

20           And I don't even know how you can communicate 

21           to them how much we really are aware of what 

22           they are doing and the critical role they 

23           play, and can't imagine that we would be 

24           getting through this pandemic without them 


                                                                   790

 1           there every day.  

 2                  So thank you, thank you.

 3                  MR. PALLADINO:  Thank you.

 4                  MS. CUTCHIN:  Thank you.

 5                  MR. PALLADINO:  Can I say one thing to 

 6           you, Madam Chair?

 7                  CHAIRWOMAN KRUEGER:  Certainly.

 8                  MR. PALLADINO:  I just remember being 

 9           many years ago someplace on the east side of 

10           Manhattan on Election Day with all these 

11           young people, and there was like a revolution 

12           going on.  And, you know, whatever happened 

13           that night on Election Night, it was a damn 

14           good choice.  Thank you.

15                  (Laughter.)

16                  CHAIRWOMAN KRUEGER:  Thank you for 

17           being there.  

18                  (Laughter.)

19                  SENATOR RIVERA:  Closing time 

20           (singing).  

21                  (Laughter; overtalk.) 

22                  SENATOR RIVERA:  (Singing.)  So finish 

23           your whiskey or beer.

24                  CHAIRWOMAN WEINSTEIN:  Okay, I think 


                                                                   791

 1           it's time to go.

 2                  SENATOR RIVERA:  (Continuing to sing.)

 3                  CHAIRWOMAN KRUEGER:  -- I've been out 

 4           doing anti-hunger work from before I jumped 

 5           into politics, and so I couldn't be happier 

 6           that you were there and being able to build 

 7           systems when we need them.  The Nourish 

 8           New York system, it's a win/win/win, just 

 9           like SNAP is.  Right?  It's money to make 

10           sure that farmers can hire workers to pick 

11           the crops, so more people get jobs and the 

12           crops get delivered then to food banks for 

13           distribution to hungry people in need.  

14                  And we see a federal government that's 

15           taking these issues more seriously also.  

16           Thank goodness.  

17                  And yes, I am not going to take up any 

18           more time.  This is now the official end of 

19           the last budget hearing for this year on the 

20           Governor's Executive Budget.  I want to thank 

21           all the staff people behind the scenes from 

22           the Senate and the Assembly for all the work 

23           you did to make this all look like it was 

24           smooth and easy.  


                                                                   792

 1                  I want to thank so much my chairs and 

 2           my rankers on every hearing, but particularly 

 3           Helene Weinstein, who -- you know, with a 

 4           smile on our faces, we got up every day and 

 5           said, I don't know how this one's going to 

 6           work out, but we'll get through it.  And we 

 7           did, with pride.  And we let the public see 

 8           more and more of how government tries to do 

 9           things.  

10                  And hopefully we will end up with a 

11           better budget this year because of all this 

12           hard work.  Because we have a lot of 

13           assignments in front of us, don't kid 

14           yourselves.  But we also are the State of 

15           New York, and we can do the things other 

16           people can't do.

17                  So I just really want to thank you 

18           all.  Get home safely --

19                  (Interruption.)

20                  CHAIRWOMAN KRUEGER:  Pardon?  Get home 

21           safely.  Get some sleep.  No, I have a 

22           meeting with Health + Hospitals at like 9 in 

23           the morning, so I have to get to sleep fast.

24                  SENATOR RIVERA:  Closing time 


                                                                   793

 1           (singing).

 2                  CHAIRWOMAN WEINSTEIN:  Okay, I think 

 3           it's time.  I just wanted a moment to -- 

 4           let's mute that man.  

 5                  I wanted to take a moment also to just 

 6           thank both my cochair, Liz Krueger, the 

 7           rankers Senator O'Mara and Assemblyman Ra, 

 8           and all of the staff behind the scenes that 

 9           have really made this look like we knew what 

10           we were doing.  

11                  And thank you all for your testimony, 

12           those -- this last panel, but all of the 

13           people not only today, but all of the weeks 

14           leading up to today.

15                  CHAIRWOMAN KRUEGER:  Thank you.  Thank 

16           you, Tom.  Thank you, Ed.  Bye.

17                  SENATOR O'MARA:  Thank you.  Well 

18           done.  

19                  (Whereupon, at 10:17 p.m., the budget 

20           hearing concluded.)

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