Public Hearing - February 5, 2025

                                                                       1

 1  BEFORE THE NEW YORK STATE SENATE FINANCE
    AND WAYS AND MEANS COMMITTEES
 2  -----------------------------------------------------
            JOINT LEGISLATIVE HEARING
 3             In the Matter of the
           2025-2026 EXECUTIVE BUDGET ON
 4                MENTAL HYGIENE
    
 5  -----------------------------------------------------
    
 6  
                                Hearing Room B
 7                              Legislative Office Building 
                                Albany, New York 
 8  
                                February 5, 2025
 9                              9:39 a.m.
    
10  
    PRESIDING:
11            Senator Liz Krueger
              Chair, Senate Finance Committee 
12  
              Assemblywoman Helene E. Weinstein
13            Chair, Assembly Ways & Means Committee
    
14  PRESENT:
              Senator Thomas F. O'Mara
15            Senate Finance Committee (RM)
    
16            Assemblyman Edward P. Ra 
              Assembly Ways & Means Committee (RM)
17  
              Senator Samra G. Brouk
18            Chair, Senate Committee on Mental Health 
    
19            Assemblywoman Jo Anne Simon 
              Chair, Assembly Committee on Mental Health 
20  
              Assemblyman Angelo Santabarbara
21            Chair, Assembly Committee on People 
                with Disabilities
22  

23

24


                                                                   2

 1  2025-2026 Executive Budget
    Mental Hygiene
 2  2-5-25
    
 3  PRESENT:  (Continued)
    
 4            Senator Patricia Fahy
              Chair, Senate Disabilities Committee  
 5  
              Assemblyman Phil Steck
 6            Chair, Assembly Committee on Alcoholism 
               and Drug Abuse
 7  
              Senator Nathalia Fernandez
 8            Chair, Senate Committee on Alcoholism 
               and Substance Use Disorders
 9  
              Assemblyman Khaleel M. Anderson
10  
              Assemblyman Chris Eachus
11  
              Senator Siela A. Bynoe
12  
              Assemblyman Brian Maher
13  
              Senator Lea Webb
14  
              Senator John C. Liu
15  
              Assemblywoman Jodi A. Giglio
16  
              Assemblyman Edward C. Braunstein
17  
              Assemblywoman Yudelka Tapia 
18  
              Senator Roxanne J. Persaud
19  
              Assemblyman Steven Otis
20  
              Assemblyman Joe Sempolinski
21  
              Assemblywoman Chantel Jackson
22  
              Assemblyman Tony Simone
23  
              Senator Shelley B. Mayer
24  

                                                                   3

 1  2025-2026 Executive Budget
    Mental Hygiene
 2  2-5-25
    
 3  PRESENT:  (Continued)
    
 4            Senator Pamela Helming
    
 5            Assemblyman Harvey Epstein
    
 6            Assemblywoman Judy A. Griffin
    
 7            Senator Patricia Canzoneri-Fitzpatrick
    
 8            Assemblyman Chris Burdick
    
 9            Senator Peter Oberacker
    
10            Assemblyman Keith P. Brown
    
11            Senator Jacob Ashby
    
12            Assemblywoman Emily Gallagher
    
13            Assemblyman Sam Berger
    
14            Senator Rob Rolison
    
15            Assemblywoman Monique Chandler-Waterman
    
16            Assemblyman Philip A. Palmesano
    
17            Senator Bill Weber
    
18            Assemblywoman Andrea K. Bailey
    
19  
    
20

21

22

23

24


                                                                   4

 1  2025-2026 Executive Budget
    Mental Hygiene
 2  2-5-25
    
 3                     LIST OF SPEAKERS
    
 4                                        STATEMENT  QUESTIONS
    
 5  Ann Marie T. Sullivan, M.D. 
    Commissioner
 6  NYS Office of Mental Health (OMH)       14        24
    
 7  Chinazo Cunningham, M.D. 
    Commissioner
 8  NYS Office of Addiction 
     Services and Supports (OASAS)        
 9       -and-
    Willow Baer
10  Acting Commissioner 
    NYS Office for People With
11   Disabilities (OPWDD)                  171       190                                 
    
12  Maria Lisi-Murray 
    Executive Director
13  NYS Justice Center for the
     Protection of People With 
14   Special Needs                         345       352
    
15  Courtney L. David
    Executive Director
16  NYS Conference of Local
     Mental Hygiene Directors                
17       -and-
    Nathan McLaughlin 
18  Executive Director 
    Julie LeClair Neches
19  Board Member
    National Alliance on Mental 
20   Illness of New York State             
     (NAMI-NYS)
21       -and-
    Glenn Liebman
22  CEO
    Mental Health Association
23   in New York State (MHANYS)            396       409
    
24         
    

                                                                   5

 1  2025-2026 Executive Budget
    Mental Hygiene
 2  2-5-25
    
 3                     LIST OF SPEAKERS, Continued  
    
 4                                        STATEMENT  QUESTIONS
    
 5  Page Pierce
    CEO
 6  Families Together in 
     New York State
 7       -and-
    Kayleigh Zaloga 
 8  President and CEO 
    NYS Coalition for Children's
 9   Behavioral Health
         -and-
10  Ronald E. Richter
    CEO
11  JCCA
         -and-
12  Joe Tobia
    Parent 
13  Retired Mental Health Advocate         445       457
    
14  
    Jim Karpe
15  Parent, Board Member 
    Coalition for Self-Direction
16       -and-
    Donald Nesbit
17  Executive Vice President            
    Local 372-New York City
18   Board of Education Employees
         -and-
19  Erik Geizer
    CEO
20  The Arc New York
         -and-
21  Kevin Ryan 
    Board Member
22  Self-Advocacy Association 
     of NYS                                494       506
23  
    
24


                                                                   6

 1  2025-2026 Executive Budget
    Mental Hygiene
 2  2-5-25
    
 3                     LIST OF SPEAKERS, Continued  
    
 4                                        STATEMENT  QUESTIONS
    
 5  Harvey Rosenthal 
    CEO
 6  Alliance for Rights and 
     Recovery
 7       -and- 
    Ruth Lowenkron
 8  Director
    Disability Justice Program 
 9  New York Lawyers for the
     Public Interest
10       -and-
    Tom Culkin
11  Member and Advocate 
    Treatment Not Jail Coalition
12       -and-
    Winifred Schiff 
13  Interagency Council of 
     Developmental Disabilities 
14   Agencies
         -on behalf of-
15  New York Disability Advocates          
         -and-
16  Doug Cooper 
    Acting Executive Director
17  Association for Community 
     Living (ACL)                           
18       -and-
    Michael Seereiter
19  President & CEO
    New York Alliance for Inclusion
20   and Innovation                        542       562
    
21
    
22

23

24


                                                                   7

 1  2025-2026 Executive Budget
    Mental Hygiene
 2  2-5-25
    
 3                     LIST OF SPEAKERS, Continued  
    
 4                                        STATEMENT  QUESTIONS
    
 5  Dr. Angelia Smith-Wilson
    Executive Director
 6  Friends of Recovery-New York
         -and-
 7  Jihoon Kim
    President & CEO
 8  InUnity Alliance
         -and-
 9  Nicole Porter Davis
    Licensed Creative Arts 
10   Therapist (LCAT)
         -for-
11  Licensed Creative Arts 
     Therapy Advocacy 
12   Coalition                             598       609
    
13  
    
14  
    
15  
    
16  

17  

18  

19  

20  

21  

22  

23  

24


                                                                   8

 1                  CHAIRWOMAN KRUEGER:  See, it got 

 2           silent even before I said let's all take our 

 3           seats, let's have the Commissioner of 

 4           Mental Health join us at the front table.  

 5           And I will do one quick text while she's 

 6           moving.

 7                  All right.  Good morning, everyone.  

 8           And we still -- we're good on seating.  Just 

 9           quick update and reminder as we get started.  

10                  Hi, I'm Liz Krueger, Senate Finance 

11           chair, joined by my no longer new colleague, 

12           the no longer new Ways and Means Chair 

13           Gary Pretlow.  We've already survived 

14           X number of hearings, so just the same old 

15           Ways and Means Chair Gary Pretlow.  

16                  So today is the hearing on 

17           Mental Health and Office for People With 

18           Developmental Disabilities and Office of 

19           Addiction Services and Supports and the 

20           Justice Center for the Protection of People 

21           with Special Needs.

22                  Just some basic rules for people who 

23           may not come to all of our hearings.  When 

24           you are testifying or asking questions, you 


                                                                   9

 1           need to speak into the mic.  And it only 

 2           works when you press the "Push" button and it 

 3           goes from red to green.  And there's a little 

 4           trick with them.  You have the sweet spot 

 5           just above the word "Push."  So some people 

 6           have struggled to get it to work, including 

 7           me.  But just know when it's green, you're 

 8           on.  When it's red, you're not.

 9                  Also, both for testifiers and for 

10           legislators asking questions, there are 

11           clocks that all of us can see.  And 

12           commissioners and other invited government 

13           guests get 10 minutes each to testify.  

14           Everyone else gets three minutes to testify.  

15                  We tell everyone you may have 30 pages 

16           worth of testimony.  You've submitted it, we 

17           all have it, and it's up online for the whole 

18           public to read.  But the best testifiers are 

19           people who bullet-point their most important 

20           issues, because you're not going to have 

21           enough time to get through everything.

22                  For people asking you questions, that 

23           clock means it's the time for you to ask the 

24           question and get the answers.  So some of my 


                                                                   10

 1           colleagues enjoy doing a very broad opening 

 2           statement and a very extended question and 

 3           then are shocked when the bell goes off that 

 4           they're done.  And they assume then 

 5           somebody's going to answer them.  They're 

 6           not, because your time is up.

 7                  So just remember if the clock says 

 8           X amount of time, that's for both of you.  

 9           And I know it's not enough time, and we 

10           haven't just mastered 24-hour hearings -- and 

11           I'm not sure any of us want to.

12                  Also, if you're a chair, for 

13           addressing the commissioners -- and there's 

14           four different ones today -- chairs of the 

15           relevant committees get 10 minutes, rankers 

16           get five minutes, everyone else gets three 

17           minutes.  Only chairs get a three-minute at 

18           the very end follow-up if they have 

19           additional questions to ask.

20                  Okay, that's I think mostly the rules 

21           of the road.

22                  So I'm now going to officially do the 

23           opening of this actual hearing.

24                  So good morning.  You already know I'm 


                                                                   11

 1           Liz Krueger, chair of Senate Finance.  And 

 2           the Senate is chairing today's hearing.  The 

 3           Assembly and the Senate take turns.

 4                  Today is the fifth of the 14 hearings 

 5           to be conducted by the joint fiscal 

 6           committees of the Legislature regarding the 

 7           Governor's proposed budget for state fiscal 

 8           year '24-'25.

 9                  These hearings are conducted pursuant 

10           to the New York State Constitution and 

11           Legislative Law.

12                  Today the Senate Finance Committee and 

13           Assembly Ways and Means Committee will hear 

14           testimony regarding the Governor's proposed 

15           budget for the following agencies:  Office of 

16           Mental Health, Office for People With 

17           Developmental Disabilities, Office of 

18           Addiction Services and Supports, and the 

19           Justice Center for the Protection of People 

20           with Special Needs.

21                  As I've described, following each 

22           testimony there will be some time for 

23           questions from the chairs of the fiscal 

24           committees and other legislative members of 


                                                                   12

 1           the committees.

 2                  I will now introduce members of the 

 3           Senate.  Assemblymember Gary Pretlow, chair 

 4           of Ways and Means, will introduce members of 

 5           the Assembly.  And then Senator Tom O'Mara, 

 6           who's actually ably represented by the lovely 

 7           not Tom O'Mara, and Assemblymember Ra from 

 8           the Assembly Republicans -- I just wanted to 

 9           make sure I have the list of all the Senate 

10           Democrats so far.

11                  Oh, and during the course of the day, 

12           because people have session, they have 

13           committee meetings, you'll see legislators 

14           come and go, and we will introduce them as 

15           they show up.  

16                  And for all of my legislative 

17           colleagues, if you want to ask questions then 

18           you need to let the four of us, chairs or 

19           rankers, let us know so you go on a master 

20           list.  Because sometimes it's many, many 

21           people and they'll be thinking why didn't you 

22           know I wanted to ask a question.  And the 

23           answer will be because you never told us you 

24           wanted to ask a question.  So please 


                                                                   13

 1           remember, colleagues, to do so.

 2                  So the Senators who are here today so 

 3           far are Senator Bynoe, our new Senator; 

 4           Senator Webb; Senator Fernandez; and 

 5           Senator Brouk.

 6                  Assemblymember.

 7                  CHAIRMAN PRETLOW:  Thank you, Senator.

 8                  With us today we have the chair of 

 9           Mental Health, Assemblywoman Simon.  We have 

10           the chair of Alcoholism, Assemblyman Steck, 

11           and the Disabilities chair, Assemblyman 

12           Santabarbara.  

13                  Also with us we have Assemblypeople 

14           Anderson, Braunstein, Burdick, Eachus, 

15           Epstein, Otis and Tapia.

16                  CHAIRWOMAN KRUEGER:  And for the 

17           Republican Senate, Senator Canzonerio -- 

18           Canzoneri-Fitzpatrick.  I never mean to 

19           disrupt --

20                  SENATOR CANZONERI-FITZPATRICK:  That's 

21           okay.

22                  CHAIRWOMAN KRUEGER:  And she's also 

23           the ranker on the Mental Health Committee.

24                  SENATOR CANZONERI-FITZPATRICK:   Thank 


                                                                   14

 1           you, Chair.  

 2                  I'm honored to introduce my colleagues 

 3           from the Republican Senate:  Senator 

 4           Oberacker, Senator Rolison and Senator Weber.

 5                  CHAIRWOMAN KRUEGER:  Assembly.  

 6                  CHAIRMAN PRETLOW:  Assemblyman Ra.

 7                  ASSEMBLYMAN RA:  Good morning.  We are 

 8           currently joined by Assemblyman Sempolinski, 

 9           who is our ranker on Mental Health; 

10           Assemblyman Keith Brown, our ranker on 

11           Alcoholism; and Assemblymember Maher.

12                  CHAIRWOMAN KRUEGER:  Okay.  Well, 

13           then, good morning, Commissioner Sullivan.  

14           Nice to see you here today.  And you have 

15           10 minutes to present.

16                  OMH COMMISSIONER SULLIVAN:  Thank you.  

17                  Good morning, Chairs Krueger, Pretlow, 

18           Brouk, Simon and members of their respective 

19           committees.  I want to thank you for the 

20           invitation to address Governor Hochul's 

21           fiscal year '25-'26 Executive Budget as it 

22           relates to mental health.  

23                  I'm happy to report that the 

24           Governor's proposed budget continues to 


                                                                   15

 1           emphasize the importance of building a 

 2           comprehensive mental health system that 

 3           provides New Yorkers with robust prevention 

 4           services, increased access to treatment, and 

 5           a vital safety net for those with high needs 

 6           who have been unable to effectively engage in 

 7           treatment on their own.  

 8                  Since taking office, Governor Hochul, 

 9           in partnership with the Legislature, has made 

10           historic new investments in the mental health 

11           system, and the Office of Mental Health has 

12           been diligently working with counties across 

13           the state to implement these programs in a 

14           manner that meets the needs of local  

15           communities.  To date, we have generated more 

16           than 780 contracts and funded more than 

17           690 providers.  

18                  And to ensure the success of these 

19           programs, Governor Hochul provides a targeted 

20           inflationary increase of 2.1 percent, 

21           building on investments from previous years.  

22                  The Executive Budget provides for 

23           investments across the lifespan, with an 

24           emphasis on recovery and community-based 


                                                                   16

 1           wellness, as well as additional intensive 

 2           services for high-need individuals.  

 3           Providing for early access to care is at the 

 4           core of mental wellness, and the Office of 

 5           Mental Health continues to grow services. 

 6                  Across the lifespan, this year's 

 7           Executive Budget proposes the inclusion of 

 8           $1.5 million to integrate behavioral health 

 9           in OB-GYN offices in underserved communities 

10           to improve maternal mental health, providing 

11           for vital screenings and access to treatment.  

12           We know that treating maternal depression is 

13           critical to the successful growth of our 

14           youngest New Yorkers.  

15                  Governor Hochul is continuing her 

16           commitment to youth mental health by 

17           including $1.5 million to expand 

18           Teen Mental Health First Aid, which is 

19           specifically designed to teach teens in 

20           Grades 9 to 12 how to help each other to 

21           respond to mental health challenges.  During 

22           the Governor's Youth Mental Health Listening 

23           Tour in 2023, young people repeatedly 

24           emphasized that they first talk to their 


                                                                   17

 1           friends when they are experiencing mental 

 2           health concerns, and that they don't always 

 3           know how to respond.  

 4                  Additionally, funding for Youth Safe 

 5           Spaces, which are clubhouses where young 

 6           people can access mental and behavioral 

 7           health wellness resources, foster positive 

 8           peer relationships, and engage in positive 

 9           activities, further strengthens their ability 

10           to help each other.  

11                  For those children and adolescents 

12           whose complex needs require specialized 

13           assessment and care, the proposed budget 

14           includes $1 million to create Comprehensive 

15           Clinical Assessment Hubs for evaluation and 

16           linkages to the array of services needed.  

17                  There's also an amendment to the 

18           Mental Hygiene Law which would allow runaway 

19           and homeless youth, who are already 

20           authorized to consent to their own physical 

21           health services, to also consent to inpatient 

22           and outpatient behavioral health services 

23           without parental consent.  This change will 

24           help avoid delays in accessing essential 


                                                                   18

 1           behavioral healthcare, and ensure that 

 2           vulnerable minors receive timely treatment 

 3           and support.  

 4                  For adult New Yorkers, this year's 

 5           proposed budget provides for the development 

 6           of clubhouses, which are programs designed to 

 7           assist individuals living with mental illness 

 8           with the establishment of friendships, 

 9           recreational activities, and educational and 

10           vocational opportunities.  

11                  The National Alliance on Mental 

12           Illness describes the term recovery as 

13           "reaching a place where you are able to 

14           pursue a safe, dignified and meaningful 

15           life."  Governor Hochul and the Office of 

16           Mental Health are committed to assisting 

17           individuals with mental health challenges to 

18           reach that place.  

19                  Additionally, by working with local 

20           communities to develop culturally appropriate 

21           care, we are more successful in engaging 

22           diverse populations in mental wellness 

23           activities.  The Executive Budget includes 

24           $2 million to support community-determined 


                                                                   19

 1           wellness in historically marginalized 

 2           neighborhoods, which can help us towards 

 3           reaching all New Yorkers with prevention 

 4           services.  

 5                  Utilizing peers, who have the unique 

 6           perspective of living with mental health 

 7           challenges, has proven to be highly effective 

 8           in engaging high-need individuals with whom 

 9           traditional services have had little success. 

10           Four million dollars is proposed for 

11           hospital-based Peer Bridger services and for 

12           the expansion of Intensive and Sustained 

13           Engagement Teams to work with individuals to 

14           secure their success in the community and 

15           prevent hospitalizations and emergency room 

16           visits.  

17                  Ensuring that services are available 

18           across the lifespan, the recovery journey 

19           requires us to make adjustments as people 

20           enter different stages of life.  This year's 

21           budget provides $1.6 million to create a 

22           pilot Aging in Place program for OMH licensed 

23           residential units, allowing individuals to 

24           continue to receive optimum services and 


                                                                   20

 1           support in their own homes as they grow 

 2           older.  

 3                  Our highest-need New Yorkers require 

 4           specialized intensive and innovative 

 5           approaches to engage them in services.  

 6           Governor Hochul launched the Safe Options 

 7           Support initiative in January of 2022. These 

 8           teams, initially working with unsheltered 

 9           individuals in the subways of New York City, 

10           have expanded to Long Island and upstate 

11           communities.  There are currently 27 SOS 

12           teams who have conducted more than 67,000 

13           encounters, and have successfully housed 

14           884 individuals who were previously 

15           unsheltered, often for many years, in 

16           permanent housing.  

17                  Additionally, teams have helped to 

18           facilitate over 2,600 shelter placements in 

19           New York City.  They have also initiated 

20           875 voluntary referrals to hospital emergency 

21           rooms, both for medical and psychiatric 

22           services.  And this year's budget includes 

23           over $12 million to enhance specialty 

24           services for these high-need individuals.  


                                                                   21

 1           Funding will be available to add street 

 2           medicine and street psychiatry to the SOS 

 3           teams, as well as additional funding for 

 4           OASAS street outreach teams to integrate for 

 5           substance use services.  

 6                  For mobile outreach teams, proposed 

 7           funding would also establish welcome centers 

 8           in five New York City subway stations, 

 9           allowing for a more private space to speak 

10           with outreach workers.  

11                  Beyond the data, it is an individual's 

12           life change that is so important.  A woman 

13           who was unsheltered and living in the subway 

14           for many years, after working with her SOS 

15           team not only accessed permanent housing but 

16           reconnected with her worried sister, who had 

17           been searching for her for years.  

18                  We will always make every effort to 

19           work with and engage individuals in need of 

20           services in their communities.  Since 2023, 

21           with the over $2 billion investment in mental 

22           health, we are significantly expanding the 

23           availability of outpatient services 

24           throughout our system, including ways to 


                                                                   22

 1           effectively connect individuals to services 

 2           upon discharge from the hospital.  

 3                  But sometimes for people living with a 

 4           mental illness, due to their illness they are 

 5           unable to engage in community mental health 

 6           services despite being at extremely great 

 7           risk for their personal safety.  This year, 

 8           we are proposing a clarifying amendment to 

 9           the involuntary inpatient commitment criteria 

10           to include individuals at substantial risk of 

11           harm due to an inability or refusal, as a 

12           result of their mental illness, to provide 

13           for their essential needs such as food, 

14           clothing, medical care, safety or shelter.  

15                  In addition, the Executive Budget 

16           applies a new $16.5 million to the Assisted 

17           Outpatient Treatment Program, for counties to 

18           increase efforts to work with individuals on 

19           a voluntary basis while also providing 

20           support for local oversight; and $2 million 

21           for additional staff at OMH to better support 

22           the counties, enhance state oversight, and 

23           enable increased use of voluntary AOT 

24           throughout the state.  


                                                                   23

 1                  There are also proposed changes to the 

 2           Mental Hygiene Law to clarify AOT criteria 

 3           and provide petitioners with better guidance 

 4           on when an AOT petition can be filed within 

 5           six months of an expired AOT court order.  

 6                  Finally, this budget specifically 

 7           increases services in two additional key 

 8           areas.  It proposes funding for the 

 9           much-needed update to the crisis unit of the 

10           Capital District Psychiatric Center and 

11           expansion of its Mobile Integration Team, 

12           providing ready access to crisis services in 

13           the Capital area.  And the Executive Budget 

14           also provides $160 million in capital for an 

15           increase of 100 psychiatric forensic 

16           inpatient beds on Wards Island in New York 

17           City, to address the increasing need for 

18           restoration services to ensure that 

19           individuals can participate in their court 

20           processes in a timely manner.  

21                  Lastly, the budget also provides 

22           $21 million for OMH to increase clinical and 

23           direct-care staffing at its four forensic 

24           facilities to reduce staff-to-patient ratios, 


                                                                   24

 1           improving safety and quality of care.  

 2                  Again, thank you for the opportunity 

 3           to testify on the Executive Budget, and I am 

 4           happy to answer any questions you may have. 

 5                  CHAIRWOMAN KRUEGER:  Thank you very 

 6           much.  

 7                  We've also been joined by 

 8           Senator Persaud.

 9                  And our first Senator questioning will 

10           be Senator Brouk, the chair of the 

11           Mental Health Committee.

12                  SENATOR BROUK:  Thank you.  

13                  Good morning, Commissioner.  Thank you 

14           for your testimony, and thank you for 

15           everything you do every day for New Yorkers.  

16           It's really an honor to be able to work with 

17           you.

18                  I want to jump right in because I 

19           think that there's a lot -- obviously we're 

20           very grateful to you and the Governor for 

21           putting such a heavy focus on mental health, 

22           the entire continuum of care.  We know that 

23           we can't solve it by just looking at one part 

24           of mental health.  So from prevention all the 


                                                                   25

 1           way to crisis, I think there's still a lot of 

 2           work we need to do.

 3                  I want to start with your work on the 

 4           Daniel's Law Task Force this year.  To your 

 5           knowledge, in this Executive Budget were any 

 6           of the recommendations that came out of the 

 7           report -- which came out a year early, so 

 8           that was December 2024 -- were there any of 

 9           the recommendations from the Daniel's Law 

10           Task Force included in this budget?  

11                  OMH COMMISSIONER SULLIVAN:  The 

12           Daniel's Law Task Force, which I think did an 

13           excellent job of bringing together 

14           stakeholders coming up with recommendations 

15           for policymakers to look at what should be 

16           emergency response for mental health crisis 

17           look like in New York State.  

18                  So those recommendations are there.  

19           They're a tremendous resource for 

20           policymakers.  And it's up to policymakers to 

21           decide which of those recommendations they 

22           may want to move forward.

23                  SENATOR BROUK:  Okay.  Just so we all 

24           know, there were these two major 


                                                                   26

 1           recommendations, establishing a defined 

 2           response protocol for behavioral health 

 3           crisis, and then creating a statewide 

 4           behavioral health crisis technical assistance 

 5           center, which I thought was -- could be of 

 6           tremendous value, and I was glad to see it 

 7           come out of the recommendations.

 8                  So I guess my question is, if we were 

 9           to move forward with those recommendations in 

10           this year's budget, is OMH in a position, if 

11           funding were to come through this budget, to 

12           start creating this technical assistance 

13           center and actually start the process of 

14           these Daniel's Law pilots as it recommends in 

15           the report?

16                  OMH COMMISSIONER SULLIVAN:  We have a 

17           pretty robust -- at the current time we have 

18           mobile crisis teams in all of our counties.  

19           We have a 988 answering center.  We have 

20           crisis residences.  And we have an increase 

21           in crisis stabilization centers over the next 

22           few years.  

23                  So we have a crisis system which we 

24           have been working with now for many years to 


                                                                   27

 1           establish across the state.  So I think the 

 2           issue of a technical assistance center is 

 3           something that, again, is a recommendation in 

 4           the report and, again, for policymakers to 

 5           decide if it's something they would want to 

 6           enhance.  It's up to the policymakers.

 7                  SENATOR BROUK:  Okay.  So in other 

 8           words are you saying you may have the 

 9           capacity at OMH now to administer some of 

10           these recommendations?  

11                  OMH COMMISSIONER SULLIVAN:  It would 

12           depend on the other -- it would depend on the 

13           other recommendations that are accepted.  So 

14           what would be available currently, and then 

15           what we would need in addition if they were 

16           accepted.

17                  SENATOR BROUK:  Okay.  Thank you.

18                  I want to move on to some of the 

19           changes that were in the Executive's budget 

20           that you mentioned around AOT and how those 

21           are implemented.  So the first thing I was 

22           curious about is we know that there's a study 

23           I think that's going through OMH, I think 

24           it's been contracted out.  And that study is 


                                                                   28

 1           due in 2026, is that correct?  

 2                  OMH COMMISSIONER SULLIVAN:  Yes.

 3                  SENATOR BROUK:  So have we learned 

 4           anything in the interim while this study is 

 5           going around, you know, what the efficacy has 

 6           been like, what the impact has been of AOT 

 7           orders statewide?  

 8                  OMH COMMISSIONER SULLIVAN:  We haven't 

 9           yet received anything from the group that's 

10           doing the study.  They have all the data, and 

11           they are compiling it at this point.  They 

12           will be on time to deliver it next year, but 

13           we haven't received anything from them yet.

14                  What we do know from our outcomes that 

15           we look at is that AOT decreases 

16           incarcerations, it decreases 

17           hospitalizations, it decreases episodes of 

18           violence.  So that's our determinations as we 

19           have looked at AOT.  But from the 

20           researchers, we're still waiting to hear from 

21           them.  And they have not yet given us any 

22           information on what they're looking at.  

23           They're doing a qualitative and a 

24           quantitative analysis.


                                                                   29

 1                  SENATOR BROUK:  So then my next 

 2           question would be -- I know your -- and I 

 3           know it was the task force that you were in 

 4           charge of chairing.  And this is different, 

 5           it's a study that's being done externally.  

 6           But do you think that there's an opportunity 

 7           to get any of that information earlier than 

 8           2026?  

 9                  And I ask because in this executive 

10           proposal there are a number of changes to 

11           AOT, and it seems somewhat premature to be 

12           moving forward with changes to something that 

13           we have put a million dollars towards 

14           studying.  And so maybe there's a way that we 

15           can still do the study with integrity but to 

16           get some answers of what these researchers 

17           are seeing so that we can make more 

18           data-driven, evidence-based decisions on how 

19           we might make changes.

20                  OMH COMMISSIONER SULLIVAN:  I think we 

21           can ask.  However, our conversations so far 

22           with the researchers, I don't think that they 

23           are able to give us too much of the results 

24           of their data analysis yet.  But we can 


                                                                   30

 1           certainly ask if they have anything that they 

 2           could share.

 3                  SENATOR BROUK:  Okay, thank you.  

 4                  And then you talked about there's a 

 5           total of 18.5 million going towards AOT 

 6           orders.  It sounds like 2 million of that is 

 7           for OMH staff.  What do you anticipate the 

 8           16.5 million going towards exactly?

 9                  OMH COMMISSIONER SULLIVAN:  A good 

10           part of that is going to go towards expanding 

11           the use of voluntary AOT.  One of the 

12           difficulties with using as much voluntary AOT 

13           has been not having the degree of care 

14           coordination, care oversight, making sure 

15           that all the services are there, that the 

16           individual is getting everything they need.  

17           So individuals we think may have -- since 

18           that isn't there, we haven't been using the 

19           voluntary as much as we could.  

20                  So those dollars will be going to the 

21           county to increase voluntary, but also to 

22           help them with some of the ongoing services 

23           they are providing for individuals on AOT.

24                  SENATOR BROUK:  Okay.


                                                                   31

 1                  OMH COMMISSIONER SULLIVAN:  Voluntary 

 2           AOT could really provide excellent services 

 3           as well with the right supervision.

 4                  SENATOR BROUK:  And so just so -- to 

 5           make it very clear, this could actually go to 

 6           someone who's voluntarily choosing to enter 

 7           this program and get services that they may 

 8           not be able to get right now.

 9                  OMH COMMISSIONER SULLIVAN:  Yes.  Yes.  

10           And voluntarily with high priority for the 

11           services so they can get them, but continue 

12           the same degree of support that you would get 

13           if you actually had an AOT order.

14                  SENATOR BROUK:  Wonderful.

15                  And then I'll use my last few 

16           minutes -- you know, I don't think it was in 

17           this testimony but obviously in the 

18           Executive Budget there are changes, pretty 

19           big changes to the involuntary commitment and 

20           how we would do that here in New York State.  

21                  You know, civil rights lawyers, peers, 

22           community members -- a lot of people are 

23           talking about how there is fear that, you 

24           know, the new standard is essentially saying 


                                                                   32

 1           that anyone who may be unhoused, whether or 

 2           not they may have on and off employment or it 

 3           might be temporary unhousing, now could be at 

 4           risk of involuntary commitment.  

 5                  How do you think we avoid this from 

 6           being a sweeping change so that we are 

 7           essentially saying homelessness now equals 

 8           you could be involuntarily committed?

 9                  OMH COMMISSIONER SULLIVAN:  Let me be 

10           very clear.  In no way does homelessness 

11           equal involuntary commitment.

12                  And this is a very -- for a very 

13           small, select group of individuals who are at 

14           very substantial risk of physical harm 

15           because they are unable to take care of their 

16           daily needs.  So we're talking about an 

17           individual who, for example, really is out in 

18           the freezing cold and is not adequately 

19           dressed at all and is in danger of frostbite.  

20           We are talking about an individual who has 

21           severe cellulitis that could lead to serious 

22           medical problems that has no understanding of 

23           what it is because of their mental illness.  

24           We are talking about individuals with very 


                                                                   33

 1           serious physical problems, their inability to 

 2           take care of themselves.  It's a very small 

 3           percentage.

 4                  Clearly, making these decisions is 

 5           very difficult.  You have to be extremely 

 6           careful about ever committing anyone to a 

 7           psychiatric facility involuntarily.

 8                  All this does is clarify what has been 

 9           present in case law before, that individuals 

10           with this degree of substantial, substantial 

11           risk can also be involuntarily committed.  It 

12           also exists in case law, but by clarifying 

13           you help individuals who make these difficult 

14           but important decisions know better how to 

15           make those decisions.  

16                  SENATOR BROUK:  Thank you.  And so I 

17           want to switch quickly to the incident review 

18           panels that are -- has any locality ever 

19           requested to have a review panel when there 

20           are -- we hear about all these instances, 

21           right, horrific incidents.  You know, and we 

22           hear certain things in whatever headline, but 

23           rarely do we hear the information really 

24           behind it and the investigation that goes 


                                                                   34

 1           into it.  

 2                  I know that there is an ability to do 

 3           incident review panels when there is someone 

 4           with a mental illness who, you know, has 

 5           created physical harm to themselves or 

 6           others, but it has to be locality that is 

 7           requesting it.  For example, has New York 

 8           City or any locality ever requested that 

 9           there be a review panel to really dig into 

10           what's happening?  

11                  OMH COMMISSIONER SULLIVAN:  We've 

12           never had the formal incident review panel 

13           that is described in the legislation.

14                  However, every time there's an 

15           incident there's a tremendous amount of 

16           review that goes on, both within the Office 

17           of Mental Health and any other agencies that 

18           are involved.

19                  SENATOR BROUK:  Sorry, not to cut you 

20           off --

21                  OMH COMMISSIONER SULLIVAN:  So that's 

22           going on.  It's not in the formal incident 

23           review panel.

24                  SENATOR BROUK:  Right.  So why not do 


                                                                   35

 1           the formal one?  We have that option to do 

 2           it.  

 3                  Do you think we could maybe learn more 

 4           about how to better serve those who are 

 5           severely mentally ill?  And I always have to 

 6           remind folks, by and large, right, they're 

 7           actually victims of -- you know, they are 

 8           victims and they are not the perpetrators of 

 9           violence.  And so we want to be careful -- 

10           again, this is a very small number of folks.  

11           But do you think we might be able to learn 

12           more and do better to serve them and create 

13           better safety in our subways and beyond if we 

14           were to do those?

15                  OMH COMMISSIONER SULLIVAN:  I think 

16           you can always do a good review, and we do do 

17           good reviews.  And we learn all the time from 

18           what we review.

19                  I think incident review panels we have 

20           not used yet; it's something to look into.

21                  SENATOR BROUK:  Thank you, 

22           Commissioner.

23                  OMH COMMISSIONER SULLIVAN:  Thank you.  

24                  CHAIRWOMAN KRUEGER:  Thank you.


                                                                   36

 1                  Assembly.

 2                  CHAIRMAN PRETLOW:  Assemblywoman 

 3           Simon, 10 minutes.

 4                  ASSEMBLYWOMAN SIMON:  Thank you.  

 5                  Thank you, Commissioner, for your 

 6           testimony and for all of your work in this 

 7           area.  

 8                  I have a few additional questions to 

 9           follow through on what Senator Brouk asked.  

10           A couple of things that strike me is, you 

11           know, for example, the incident review teams, 

12           right, incident review panels that have not 

13           been engaged in a formal way.

14                  In your mind, what kind of support 

15           from the state or funding from the state 

16           would be helpful to really encourage that 

17           kind of review in a formal way so that we 

18           actually had information from which we could 

19           make informed policy decisions?

20                  OMH COMMISSIONER SULLIVAN:  I think 

21           that the ability to do such a review panel is 

22           there.  

23                  I think that the question is when you 

24           would call it, what localities would want to 


                                                                   37

 1           do.  And I really do have to keep emphasizing 

 2           that none of -- it's not that these reviews 

 3           have not been seriously looked at.  So much 

 4           of the information behind what has happened 

 5           is confidential.  

 6                  But then the outcome of looking at 

 7           those reviews certainly influences the 

 8           services we put up.  The outcome of all the 

 9           reviews of these incidents have led to 

10           developing things like INSET teams for 

11           individuals with -- have led to the CTI 

12           programs that we're putting forward.  

13                  So I don't want people to think that 

14           the reviews that we've been doing haven't 

15           been substantial and haven't been informing 

16           the whole array of services that we are 

17           putting up to work with individuals with 

18           serious mental illness.  

19                  ASSEMBLYWOMAN SIMON:  Okay, thank you.

20                  I have another question about a 

21           population I think is of concern.  One is a 

22           question on managed care.  As you know, the 

23           outpatient behavioral substance abuse 

24           services were carved into Medicaid managed 


                                                                   38

 1           care about a decade ago, and later on now 

 2           they're not actually managing the care, that 

 3           there's no real benefit to that care provided 

 4           to the patients that comes out of that 

 5           carve-in to Medicaid managed care.  

 6                  And there are like 16 plans that are 

 7           for-profit corporations that are profiting 

 8           off of this but not making -- but not 

 9           actually contributing to that -- the 

10           management of that care.

11                  And so the organizations, the 

12           providers that are providing this care are at 

13           a breaking point because they're spending 

14           more time doing the administrative work for 

15           something that actually is yielding no 

16           savings to the state or any benefit to the 

17           people that they're serving.  

18                  You know, one of the providers had to 

19           hire four people just to do the 

20           administrative work.  Those are dollars that 

21           could be used to take care of people.  

22                  So I want to know if you can work with 

23           us to carve these outpatient services out of 

24           managed care, which would actually save us 


                                                                   39

 1           over $400 million to New York State.

 2                  OMH COMMISSIONER SULLIVAN:  We work 

 3           very closely with the Department of Health, 

 4           and the Department of Health ultimately 

 5           manages the benefits of -- the organization 

 6           of how payments are made to managed care.  We 

 7           work very closely with them and with the 

 8           managed-care organizations to ensure that the 

 9           appropriate amount of dollars is spent on 

10           mental health services and that the managed 

11           care organizations work cooperatively with 

12           our providers.  

13                  The question of a carveout I think is 

14           a big question and really has to be discussed 

15           additionally with the Department of Health.

16                  ASSEMBLYWOMAN SIMON:  Because I'm 

17           concerned because they're not processing 

18           payments in a timely manner, which is harming 

19           the ability for people to keep their 

20           organizations going.  And these are 

21           vulnerable people --

22                  OMH COMMISSIONER SULLIVAN:  We 

23           monitor -- we do monitor the timely payments, 

24           and there have been citations to managed care 


                                                                   40

 1           organizations for not providing timely 

 2           payments.  Timely payments of many of them 

 3           have gotten better because of the oversight 

 4           and the enforcement.  And there have also 

 5           been fines when managed-care companies have 

 6           not provided appropriate response to parity, 

 7           and parity includes timely payments.

 8                  ASSEMBLYWOMAN SIMON:  Thank you.  

 9                  I have a couple of other questions.  

10           One question has to do with the Governor's 

11           proposal to expand support for the 

12           Empire State Supported Housing Initiative 

13           program.  Which is a good program, but in the 

14           meantime there is also the community 

15           residence SRO providers, who are getting much 

16           less money per unit and are still functioning 

17           and provide good support.  Which doesn't seem 

18           to make a lot of sense in the dollars and 

19           cents and also provision of care.

20                  So, you know, I want to know what 

21           plans you or the Governor have to support the 

22           CR SROs at a level above or at least 

23           consistent with the amount of money that is 

24           committed to the ESSHI programs.


                                                                   41

 1                  OMH COMMISSIONER SULLIVAN:  Over time 

 2           there has been a significant investment in 

 3           housing, and those supportive dollars have 

 4           gone up.  But yes, this year in the budget is 

 5           for new ESSHI housing, the significant -- the 

 6           increase.  

 7                  But there has been over $350 million 

 8           invested in housing over the past four years, 

 9           overall, with lots of increases to housing 

10           providers for stipends to do the work they 

11           need to do.

12                  ASSEMBLYWOMAN SIMON:  Yeah, but these 

13           other people aren't getting the same amount 

14           of money.

15                  OMH COMMISSIONER SULLIVAN:  No, they 

16           are not.

17                  ASSEMBLYWOMAN SIMON:  And so they're 

18           still providing housing, they still have the 

19           same costs, they have a population that has 

20           significant needs.  The question is beefing 

21           that up.  How can we beef that up, is really 

22           the question.  

23                  And then the other question is what 

24           additional funding is going to be provided to 


                                                                   42

 1           residential programs so they can serve not 

 2           just the current residents but the needs of 

 3           people who are under this AOT.

 4                  I think one of the confusions people 

 5           have is the sort of voluntary AOT, which is 

 6           actually available for many other programs as 

 7           well, providing the same kinds of supports, 

 8           which is different than something that is 

 9           involuntary, which has other ramifications, 

10           obviously.  

11                  OMH COMMISSIONER SULLIVAN:  So 

12           basically, yes, the funding for individuals, 

13           for AOT, for voluntary, will be the same.  

14           Yes.  I'm unsure of your question --

15                  ASSEMBLYWOMAN SIMON:  Well, it seems 

16           to me that you have residential programs that 

17           some of them are based in a residential 

18           facility that might help somebody with 

19           outpatient.  Right?  

20                  But also we've made a proposal to 

21           expand the use of involuntary commitment, for 

22           which there are a number of concerns, 

23           including importing a definition from 

24           retention of people who are currently 


                                                                   43

 1           hospitalized to people who are not yet, and 

 2           not even evaluated.

 3                  But if that were to occur, you would 

 4           increase the number of people who were 

 5           involuntarily hospitalized.  And we have a 

 6           lack of beds.  And, you know, where is the 

 7           money to support the natural consequence of 

 8           such a proposed expansion?

 9                  OMH COMMISSIONER SULLIVAN:  I -- 

10           expansion -- involuntary commitment -- 

11                  (Overtalk.)

12                  ASSEMBLYWOMAN SIMON:  If you have more 

13           people -- 

14                  OMH COMMISSIONER SULLIVAN:  -- more 

15           hospital beds.  I'm just trying to --

16                  ASSEMBLYWOMAN SIMON:  -- involuntarily 

17           hospitalized --

18                  OMH COMMISSIONER SULLIVAN:  Yes.

19                  ASSEMBLYWOMAN SIMON:  -- where are you 

20           going to put them?

21                  OMH COMMISSIONER SULLIVAN:  Currently 

22           in New York State the occupancy of our 

23           psychiatric services is about 80 to 

24           82 percent adult, not 95 percent.  So there 


                                                                   44

 1           is room within the community-based hospital 

 2           system for the small increase in individuals 

 3           for the change in the involuntary commitment 

 4           law.  

 5                  After the pandemic the occupancy was 

 6           95 percent.  And that's why additional beds 

 7           have been added in the community.  But at the 

 8           current time, across the state, the occupancy 

 9           is between 80 to 83 percent, which means 

10           there is sufficient space to expand.

11                  However, the involuntary commitment 

12           law which we are expanding is for a very 

13           small number of individuals.  This will not 

14           have a tremendously significant impact on 

15           hospital occupancy.

16                  ASSEMBLYWOMAN SIMON:  So a sort of 

17           follow-up question to that is we just 

18           recently had a report issued in New York City 

19           under the mayor's changed sort of standards 

20           and it would bring people into the hospitals.  

21           Almost 50 percent of them were not retained, 

22           which meant that they were probably not a 

23           danger to themselves or others.  And they 

24           were evaluated by competent people who do 


                                                                   45

 1           this kind of work.  

 2                  But 52 percent I think of them were 

 3           retained.  And one of the big challenges, and 

 4           we hear this with the cycling of people out 

 5           -- Daniel Prude is somebody who wasn't 

 6           retained -- that there's no place to -- 

 7           there's not enough availability of those 

 8           beds.  And I know the psych beds in the 

 9           private hospitals have not been restored 

10           fully.  In some cases yes, but not fully 

11           restored from COVID.  But there was also a 

12           loss of beds previous to that.  

13                  So this is a very real concern about 

14           the feasibility of ever even implementing 

15           what it is that is currently being proposed.  

16           And so that's why I asked that question.  I 

17           think that's a very real concern that people 

18           have, and there doesn't seem to be any -- any 

19           dollars given to actually making that happen.

20                  OMH COMMISSIONER SULLIVAN:  There were 

21           capital dollars last year for expansion of 

22           beds, and there will be a hundred additional 

23           community-based beds that will open.

24                  But the important thing here is 


                                                                   46

 1           occupancy is something we track very, very 

 2           closely.  So if you were at an 80 percent 

 3           occupancy, that means that you have space to 

 4           be admitting individuals into the services.  

 5                  The other critical points are the 

 6           services when that 50 percent that you sent 

 7           kind of into the emergency room are 

 8           discharged.  And that's where the growth of 

 9           Critical Time Intervention teams and all the 

10           other services we're putting up will affect 

11           that revolving door of people coming back.

12                  ASSEMBLYWOMAN SIMON:  Transition, yes.  

13                  Thank you.

14                  CHAIRWOMAN KRUEGER:  Next for the 

15           Senate, the ranker, Senator 

16           Canzoneri-Fitzpatrick.

17                  SENATOR CANZONERI-FITZPATRICK:   Good 

18           morning.  Thank you so much for being here 

19           today.

20                  I have sort of a general overview 

21           question.  As was stated previously by 

22           Senator Brouk, we have an issue with so many 

23           people being arrested that are committing 

24           crimes that are -- truly have mental health 


                                                                   47

 1           issues or addiction issues.  

 2                  Where in this budget are we providing 

 3           that those people will get services instead 

 4           of just being thrown into a system where 

 5           their issue is not properly addressed?  I'd 

 6           like to know where in this budget are we 

 7           going to do better in the next session for 

 8           those people that need those services.

 9                  OMH COMMISSIONER SULLIVAN:  You 

10           have -- I think it's important to look at the 

11           budgets for the past several years, the 

12           services that are coming up now.  There's a 

13           significant increase in teams that will be 

14           working with exactly the individuals that 

15           you're talking about, Critical Time 

16           Intervention teams, Assertive Community 

17           Treatment teams.  Those were in the 20 -- the 

18           billion-dollar budget; they are now hitting 

19           the streets.  In the next year you will begin 

20           to see these teams available.

21                  In addition.  Last year's budget had 

22           something called court navigators, who are 

23           going to be distributed across the state to 

24           work actually in the courtroom when 


                                                                   48

 1           individuals come before the judge to help 

 2           connect them to services.  And so the 

 3           entire --

 4                  SENATOR CANZONERI-FITZPATRICK:   Is 

 5           that being increased -- excuse me.  Is that 

 6           budget being increased so those court 

 7           navigators -- there's more of them, or 

 8           there's more time for them?  

 9                  Because we have a system that is 

10           obviously not addressing everybody's needs.  

11           And unless we put more of those people out 

12           there, it's not going to help every person 

13           that needs it.  

14                  So my question is, are we increasing 

15           those services?  

16                  OMH COMMISSIONER SULLIVAN:  Well, 

17           those services, those court navigators will 

18           become available as of January of this year.  

19           So I think we need a little time to see 

20           exactly how effective they are.  

21                  But there's a significant increase.  

22           It was 10 -- it was $8 million to put court 

23           navigators across the state.

24                  SENATOR CANZONERI-FITZPATRICK:   Okay.  


                                                                   49

 1                  Switching to our COLA increase, I 

 2           learned through discussions with many people 

 3           that the COLA increase previously applied in 

 4           previous budgets did not typically provide 

 5           for supervisors and other people to also get 

 6           increases.  And I'd like to know if you had 

 7           questions, push-back, administrative issues 

 8           with applying that COLA increase equitably 

 9           over all of the people working in the 

10           agencies.

11                  OMH COMMISSIONER SULLIVAN:  The 

12           particular increase which we're doing this 

13           year will be dollars going to the agencies, 

14           and they will decide how to use them.  

15                  Last year there was a segregation of 

16           some of the dollars that had to go to direct 

17           care staff.  This year the targeted 

18           inflationary increase we are proposing is 

19           general.

20                  SENATOR CANZONERI-FITZPATRICK:   Okay.  

21                  And as I understand it, the budget 

22           includes a 2.1 percent inflationary increase 

23           when inflation was actually 2.9 percent.  

24                  So why are we not at least meeting 


                                                                   50

 1           inflation?  And are we going to have issues 

 2           going forward for letting these care -- these 

 3           vulnerable care workers, making sure that 

 4           they can make ends meet to continue the care 

 5           that they do?  

 6                  Because we hear over and over and over 

 7           again about the fact that they can't afford 

 8           to stay in these positions, that they can't 

 9           make their own salary go as far as they want 

10           to.  And they're taking care of our most 

11           vulnerable.  Why aren't we doing better for 

12           them?

13                  OMH COMMISSIONER SULLIVAN:  Well, the 

14           budget allocates the 2.1 percent.  But it is 

15           important to remember that over the past 

16           three years there's around an additional 

17           13 percent that came through other forms of 

18           COLA.  

19                  So this year's allocation is 

20           2.1 percent.  

21                  SENATOR CANZONERI-FITZPATRICK:  All 

22           right.  I mean, from what I could see, a 

23           7.8 percent COLA would be more appropriate to 

24           get us back on track.  


                                                                   51

 1                  But I realize that we live within a 

 2           budget, but we have to take care of these 

 3           individuals, in my opinion.  

 4                  I'd like to just switch, because I 

 5           only have another minute left, and ask you 

 6           about the $10 million for the expansion of 

 7           clubhouses and Youth Safe Spaces.  I think 

 8           it's great.  We have to focus on youth mental 

 9           health -- very, very critical.

10                  Where will these new safe spaces be 

11           throughout the state?  

12                  OMH COMMISSIONER SULLIVAN:  We will be 

13           putting out an RFP and looking for 

14           individuals interested in doing it.  It will 

15           be a break between upstate and downstate for 

16           the Youth Safe Spaces probably -- we're 

17           expecting from this budget I think about 

18           36 Youth Safe Spaces which we'll be able to 

19           put up.  And we'll put out an RFP across the 

20           state.

21                  SENATOR CANZONERI-FITZPATRICK:   But 

22           you don't have a guide as to where they're 

23           going to be throughout the state?  

24                  OMH COMMISSIONER SULLIVAN:  We're 


                                                                   52

 1           probably going to try to do one -- which we 

 2           usually try to do in each of the regions, but 

 3           it will depend.  We're looking at it closely.

 4                  SENATOR CANZONERI-FITZPATRICK:  Okay.  

 5           And how will these safe spaces coordinate 

 6           with existing school-based community health 

 7           programs?  Is there going to be a synergy so 

 8           that we have efficiencies?

 9                  OMH COMMISSIONER SULLIVAN:  Yes, 

10           absolutely.  And that's so important, as you 

11           say.

12                  So there will be synergies with the 

13           school-based programs and with the providers 

14           and the communities.

15                  So the safe spaces will be a place for 

16           youth to get all those resources.

17                  SENATOR CANZONERI-FITZPATRICK:  Thank 

18           you.

19                  CHAIRWOMAN KRUEGER:  Thank you.

20                  Assembly.

21                  CHAIRMAN PRETLOW:  Before we go on, 

22           we've been joined by Assemblymembers Berger, 

23           Chandler-Waterman, Gallagher and Simone.

24                  Next for questioning, five minutes for 


                                                                   53

 1           Assemblymember Sempolinski.

 2                  ASSEMBLYMAN SEMPOLINSKI:  

 3           Commissioner, thank you so much for coming 

 4           and thank you for your work helping those 

 5           with mental illness in the State of New York.  

 6                  I've got three things I want to cover, 

 7           so I'm going to try and move quick in the 

 8           five minutes that I have.  

 9                  My first would be sort of an expansion 

10           of a question my counterpart, the ranking 

11           member from the Senate, was asking about the 

12           COLA -- or, now, targeted inflationary 

13           increase I think is the new nomenclature.

14                  If this is designed, as was pointed 

15           out, to match inflationary pressures, why 

16           every year do we have, from the Executive, 

17           either no COLA or no TII or something that's 

18           substantially less than what the inflationary 

19           rate is?  Why don't we start at the inflation 

20           rate, where people can at least then say 

21           where they're at from the previous year?  

22                  OMH COMMISSIONER SULLIVAN:  Just to 

23           reiterate, it's 2.1 percent in the budget.  

24           But there have been consistent COLAs with 


                                                                   54

 1           this administration which were not there 

 2           before, which is partly why we're in the 

 3           place we're in.  But there have been 

 4           consistent COLAs over the past four years.

 5                  ASSEMBLYMAN SEMPOLINSKI:  But 

 6           oftentimes those COLAs don't -- we get a 

 7           COLA, but it doesn't match what actual 

 8           inflation is, so then it's not really a COLA, 

 9           it's really a practical cut.  

10                  So what I'm saying is why don't we 

11           start with inflation?  Especially considering 

12           the return on investment that we get 

13           investing in all of the mental hygiene 

14           agencies.  If we're getting folks the 

15           salaries and the resources they need to 

16           provide these services across all of the 

17           agencies we're going to hear from today, we 

18           have a substantial savings on the back end in 

19           other services that we don't have to provide.  

20                  So I'm saying why don't we just start 

21           with inflation every year.

22                  OMH COMMISSIONER SULLIVAN:  Mm-hmm.  

23           Well, the amount that's allocated in the 

24           budget for it is $68 million, I think, and 8 


                                                                   55

 1           million for a minimum wage increase.  So 

 2           that's 2.1 percent.

 3                  ASSEMBLYMAN SEMPOLINSKI:  Okay, I 

 4           appreciate your answer.

 5                  Second, I want to highlight and 

 6           actually indicate my support broadly for the 

 7           changes to involuntary commitment.  You know, 

 8           I understand some of the concerns that we 

 9           don't want to have this expand into something 

10           where somebody who shouldn't be involuntarily 

11           committed ends up being involuntarily 

12           committed.  I think that's a legitimate 

13           concern.

14                  But I would just highlight, from my 

15           position, that allowing somebody who is at a 

16           substantial risk of physical harm to 

17           themselves to continue to be out on the 

18           street fending for themselves is not 

19           compassion.  

20                  So the idea of expanding this to 

21           enable more services be provided to people I 

22           think is a good thing.  Not to mention the 

23           benefits in public safety to both themselves 

24           and the broader public.


                                                                   56

 1                  What would be the particular changes 

 2           for an individual going through that process 

 3           as we shift from likelihood to result in 

 4           serious harm to substantial risk of physical 

 5           harm?  What would be different for the person 

 6           going through the involuntary commitment 

 7           process?  

 8                  OMH COMMISSIONER SULLIVAN:  Well, the 

 9           difference I think would -- once the person 

10           is committed to the hospital, then all the 

11           services become available.  And I think 

12           that's what's really important.  

13                  Get a good evaluation -- get physical 

14           health as well as mental health.  And then 

15           when you're discharged you will have 

16           significant wraparound services and 

17           assistance in getting housing.  Because many 

18           of these individuals aren't housed.  But if 

19           they are housed, significant wraparound 

20           services.  

21                  So what you now provide is the real 

22           treatment someone needs so they can make 

23           decisions more clearly about their own 

24           physical health and physical safety.  That's 


                                                                   57

 1           the addition of the law, that now they could 

 2           be able to decide and move forward in their 

 3           lives.

 4                  ASSEMBLYMAN SEMPOLINSKI:  Well, I 

 5           appreciate it, and I appreciate the change.  

 6           I think we're going to actually really help 

 7           some folks and get them the help that they 

 8           need and truly be compassionate to them.

 9                  My last thing I want to point out, 

10           later on in the day we're going to have a 

11           constituent from my friend Mr. Palmesano's 

12           district, from Steuben County -- I also live 

13           in Steuben County -- Mr. Tobia testify.  And 

14           he's going to talk about a very tragic 

15           situation regarding suicide in his family, 

16           and his support -- there was legislation that 

17           passed unanimously through the Legislature, 

18           reached the Governor's desk, to provide for a 

19           Rural Suicide Prevention Council in the 

20           previous Legislature, along with a lot of 

21           these other councils.  

22                  The Governor vetoed that bill and 

23           indicated in her veto message that she would 

24           prefer this sort of thing to happen through 


                                                                   58

 1           the budgetary process.  

 2                  So I wanted to indicate certainly my 

 3           support for that.  I represent an 

 4           extraordinarily rural district, and ofttimes 

 5           one of the challenges that we have is just 

 6           making sure that the services that your 

 7           department provides and the other departments 

 8           under mental hygiene provide get out into 

 9           those rural areas.  

10                  So I just wanted to voice my support 

11           for what he's going to testify on.  And I 

12           think Mr. Palmesano will expand on that in 

13           his questioning.  

14                  But thank you very much.

15                  OMH COMMISSIONER SULLIVAN:  Thank you.  

16                  CHAIRWOMAN KRUEGER:  Our next is 

17           Senator Nathalia Fernandez.  

18                  But before she starts, we've also been 

19           joined by Senator Tom O'Mara, ranker from 

20           Finance.

21                  And just to clarify, the people who 

22           are chairs and rankers on the four different 

23           committees that are relevant to the first 

24           four government panelists today, they each 


                                                                   59

 1           get 10 minutes for each -- or 10 minutes or 

 2           five minutes for each.  

 3                  So Senator Fernandez will get 

 4           10 minutes.  Her ranker will get five 

 5           minutes.  But that also applies then to the 

 6           same group getting time with the OASAS and 

 7           People with Developmental Disabilities and 

 8           Justice Center.  Just because so much of this 

 9           work overlaps in relationship to each other.  

10           So I just wanted to make sure everyone 

11           understood.  

12                  And the clock is at 10 minutes.

13                  Senator Fernandez.

14                  SENATOR FERNANDEZ:   Thank you so 

15           much, Commissioner.

16                  Thank you for the 10 minutes.

17                  The Executive Budget, you mentioned, 

18           has 8.5 million for clubhouses.  I know how 

19           crucial and important they are to helping 

20           those mental illness.  But will these funds 

21           also be equipped to help those with 

22           co-occurring disorders and substance use 

23           disorder?

24                  OMH COMMISSIONER SULLIVAN:  Yes.  All 


                                                                   60

 1           the clubhouses have integrated treatment.  

 2           They will all have integrated treatment, so 

 3           they will be available, absolutely, for 

 4           individuals who have mental illness and 

 5           substance use problems for sure.

 6                  SENATOR FERNANDEZ:  Great.

 7                  The Executive Budget also includes 

 8           1.9 million for historically marginalized 

 9           communities.  What criteria will be used to 

10           determine which neighborhoods qualify as 

11           marginalized?

12                  OMH COMMISSIONER SULLIVAN:  Well, 

13           we're going to be looking at data across the 

14           state which will tell us which areas are 

15           particularly underserved in terms of mental 

16           health services.  So we do that usually when 

17           we send out the RFPs.  

18                  We will also do some talking with 

19           communities as to whether or not they feel 

20           that they are getting all the services they 

21           need.

22                  These dollars are particularly for 

23           more what we call kind of grassroots 

24           organizations so that they can try to provide 


                                                                   61

 1           outreach in the community.  They're usually 

 2           made up of community members who provide 

 3           services, screenings, and also work with 

 4           communities on wellness activities.  So it's 

 5           very exciting to have these dollars which 

 6           will really embed in the community with 

 7           community workers.  And this has been being 

 8           asked for for a long time from some of the 

 9           grassroots providers across the state, and 

10           now this is actually in the budget.  So it's 

11           very exciting.

12                  SENATOR FERNANDEZ:  Thank you.

13                  It's been mentioned here before, 

14           co-occurring disorders, like I just said.  

15           But have you been working -- and if so, how 

16           have we been working with the office of OASAS 

17           and Commissioner Cunningham on the issue of 

18           co-occurring disorders and dual licensing?

19                  OMH COMMISSIONER SULLIVAN:  Yeah, we 

20           work all the time on the issue of 

21           co-occurring disorders.  It's embedded in 

22           what we're doing in prevention; it's embedded 

23           in all the new services that we're putting 

24           up.  We've been working closely with OASAS to 


                                                                   62

 1           ensure that there's integrated treatment 

 2           there, especially harm reduction, and making 

 3           sure that is throughout the system.  

 4                  On the licensing part, we will be 

 5           having new regs coming out I believe in a 

 6           month or two to the Behavioral Health 

 7           Services Council, to look at how we can make 

 8           it easier to have integrated care throughout 

 9           the system.  

10                  And then, finally, there will be in 

11           July some regs for the very highest tier to 

12           working together of integrated care.  

13                  So we're trying to make it easier.  We 

14           know from the providers that it sometimes has 

15           been cumbersome the way we had set up the 

16           licensing, but we're working very closely 

17           with OASAS and I think there's going to be a 

18           lot of -- and with the community, to 

19           understand how to make that easier.  That 

20           will be coming out within the next few 

21           months.

22                  SENATOR FERNANDEZ:  Okay.  I have a 

23           bill to make it a little easier that would 

24           remove copays for integrated care.  So we 


                                                                   63

 1           would love the support on that.

 2                  With the potential increase of 

 3           patients due to possible changes in 

 4           involuntary commitment and assisted 

 5           outpatient treatment, what are plans in place 

 6           to ensure that these individuals have the 

 7           resources and supports they need after 

 8           they're released from confinement?

 9                  OMH COMMISSIONER SULLIVAN:  I think 

10           that's the most critical point.  One of the 

11           things you have to ensure is those 

12           individuals get the services they need. 

13                  So we are going to have a program with 

14           all the hospitals where what we call critical 

15           time intervention teams will wrap services 

16           around those individuals for up to a year or 

17           more until they are stable in getting 

18           services, stable in their housing, stable in 

19           their treatment.  So this is very exciting.

20                  We're also growing peer programs that 

21           will work with individuals when they leave 

22           hospitals.  And we're going to make sure the 

23           hospitals work with us, with the 

24           community-based providers, to have really 


                                                                   64

 1           comprehensive discharge plans.  We have not 

 2           been as successful at doing that in the past, 

 3           and the hospital connections program will 

 4           ensure that.  So the critical thing is to get 

 5           those services to those individuals.

 6                  SENATOR FERNANDEZ:  Okay.  In my 

 7           district in the Northeast Bronx, I have Bronx 

 8           State Psychiatric Center.  There's been a few 

 9           buildings there that have been vacant for 

10           years.  Is there any plans to reutilize these 

11           buildings now with -- I know that the mayor's 

12           office has mentioned $600 million to help 

13           with continual mental health care, given 

14           involuntary removal changes.  

15                  Is there any plans to utilize Bronx 

16           State Psychiatric and put more beds there, 

17           fill up the buildings that we have?  Could 

18           you speak on that?

19                  OMH COMMISSIONER SULLIVAN:  The one 

20           building that is particularly vacant is 

21           something which will be opening, maybe by the 

22           fall, a huge wellness center for the 

23           individuals with serious mental illness and 

24           for the community.  And we have contracted 


                                                                   65

 1           out to set this up.  We would love to have 

 2           you come see it when we open it, because it's 

 3           a way to have individuals with mental illness 

 4           also integrate in with the community.

 5                  So that one big building that has been 

 6           sitting there for a long time that doesn't 

 7           have -- doesn't look like it's being used 

 8           will be open soon as this integrated wellness 

 9           center for the Bronx community, inviting the 

10           Bronx community in as well as individuals 

11           with mental illness.

12                  Most of the other buildings are either 

13           residential or occupied by inpatient beds.  

14           So except for the unused, older buildings 

15           which are not ours any longer, which are on 

16           the land which now belongs to the development 

17           corporation of the state in terms of getting 

18           those buildings sent off to developers.

19                  So the only building that we have in 

20           Bronx which is really open is now going to be 

21           this wellness center.  But you're right, that 

22           has been --

23                  SENATOR FERNANDEZ:  Are there beds in 

24           this wellness center?


                                                                   66

 1                  OMH COMMISSIONER SULLIVAN:  No.  No.  

 2           This is for the community.

 3                  The Bronx Psychiatric Center has no 

 4           other -- just that one building.  Otherwise, 

 5           there's no buildings there that could be used 

 6           for beds -- additional beds.

 7                  SENATOR FERNANDEZ:  Okay.

 8                  OMH COMMISSIONER SULLIVAN:  We've 

 9           looked very closely at Bronx because it's a 

10           beautiful facility but it's limited now in 

11           terms of its inpatient capacity.

12                  SENATOR FERNANDEZ:  Okay, thank you.

13                  The Executive Budget includes 

14           1.1 million for maternal mental health.  What 

15           type of behavioral health expenses will be 

16           covered with this additional funding?

17                  OMH COMMISSIONER SULLIVAN:  This is an 

18           expansion of collaborative care where we 

19           would have mental health individuals work 

20           with OB-GYN in the OB-GYN practice.  And also 

21           train OB-GYNs on understanding depression, 

22           maternal depression, pre- and post-natal so 

23           that they feel comfortable treating 

24           individuals with depression.


                                                                   67

 1                  Very similar to what you do in primary 

 2           care, where you have screening for mental 

 3           health and substance use, we would have that 

 4           kind of screening in OB-GYN practices.  

 5           That's never really happened in OB-GYN.

 6                  Also we have a consultation service 

 7           available so OB-GYNs can call free of charge 

 8           for consultation to an expert in treating 

 9           individuals who are pregnant who have mental 

10           health issues.  So combine that with a 

11           collaborative care approach within the 

12           practice, right there in the OB-GYN practice.

13                  SENATOR FERNANDEZ:  Thank you.

14                  The Executive Budget also proposes 

15           1.5 million for an aging-in-place pilot.  

16           Where would this pilot be located?

17                  OMH COMMISSIONER SULLIVAN:  We're 

18           going to have one in each of the six regions 

19           across the state.  There are capital dollars 

20           from last year which will be rolled into 

21           helping do some of the physical 

22           reconstruction, and then the aging in place 

23           will actually provide a nurse and a nurse 

24           aide to work with the housing team to provide 


                                                                   68

 1           medical services for individuals who are 

 2           aging.

 3                  It's a critical issue that our 

 4           individuals be able to stay in place in their 

 5           homes.  And by doing some retrofitting with 

 6           some capital dollars and then having nurses 

 7           and nurse aides available to enhance the 

 8           housing team, enabling individuals with 

 9           growing medical concerns to stay in their 

10           housing.

11                  SENATOR FERNANDEZ:  Thank you.

12                  No further questions.

13                  CHAIRWOMAN KRUEGER:  Thank you.

14                  Assembly.

15                  CHAIRMAN PRETLOW:  We've been joined 

16           by Assemblywoman Jackson.

17                  Our next questioner will be 

18           Assemblyman Steck.

19                  ASSEMBLYMAN STECK:  Thank you, 

20           Mr. Chairman.  

21                  I want to begin by thanking the 

22           Governor for her increased attention to this 

23           area.  If you know me well, you know that I'm 

24           sincerely saying that, because when criticism 


                                                                   69

 1           is apt, I don't hesitate.  But I think it is 

 2           helpful to have increased attention to this 

 3           area.

 4                  I am wondering how much money has been 

 5           added to the budget not for hospital beds, 

 6           not from community behavioral health, but for 

 7           residential beds for we might say 

 8           intermediate or transitional care.  Is there 

 9           any increase in that area?

10                  OMH COMMISSIONER SULLIVAN:  In the 

11           billion-dollar budget, which was two years 

12           ago, there were 900 slots available for 

13           transitional beds.  Three thousand five 

14           hundred total beds were added; 900 of those 

15           are transitional.  

16                  Half of those have been awarded and 

17           are out, and the other half are being 

18           reprocured because we've looked again at the 

19           areas and what might be the best way to use 

20           transitional beds, especially for the 

21           forensic population. 

22                  But there will be 900 transitional 

23           beds in the budget -- it takes a while for 

24           them to come up.  The transitional beds are 


                                                                   70

 1           not apartments, they are capital, and that's 

 2           why it takes a bit more time.

 3                  ASSEMBLYMAN STECK:  So when you say 

 4           transitional, how long of a transition are 

 5           you talking about?

 6                  OMH COMMISSIONER SULLIVAN:  Probably 

 7           somewhere between six to 12 months.

 8                  ASSEMBLYMAN STECK:  Okay.  And you had 

 9           indicated that the -- in response to 

10           Chair Simon's question you had indicated that 

11           82 percent of certain beds were full, so 

12           there was some excess capacity.  What beds 

13           were you referring to there?

14                  OMH COMMISSIONER SULLIVAN:  Those are 

15           the community-based beds.  So when you come 

16           into an emergency room and you are admitted 

17           to a hospital, those are community-based beds 

18           across the state.

19                  ASSEMBLYMAN STECK:  So are they 

20           hospital beds?

21                  OMH COMMISSIONER SULLIVAN:  Yes.  

22           Inpatient hospital units licensed by the 

23           Office of Mental Health.

24                  ASSEMBLYMAN STECK:  That percentage of 


                                                                   71

 1           course does not tell us anything about how 

 2           those beds are distributed geographically.  

 3           There could be some areas with plenty of 

 4           capacity and others with none, correct?

 5                  OMH COMMISSIONER SULLIVAN:  Yes.  

 6           Well, most have some capacity.  But yes, 

 7           there is a differential.  There's absolutely 

 8           a differential.

 9                  ASSEMBLYMAN STECK:  So going back to 

10           the transitional care for a moment, there -- 

11           I'm wondering whether you have any 

12           regulations concerning nutrition and exercise 

13           for the people that are in transitional care.  

14           A lot of the medications of today that are 

15           frequently prescribed do cause some very 

16           adverse health effects like tremendous 

17           increases in obesity.  And so I think, you 

18           know, the food at these type of things is -- 

19           may contribute to that and so I'm wondering 

20           if you've ever taken a look at providing for 

21           nutrition and exercise in such circumstances.

22                  OMH COMMISSIONER SULLIVAN:  Thank you 

23           for that.  You know, we look -- we certainly 

24           look at it, but I think we could do better.


                                                                   72

 1                  And just one initiative which we have 

 2           started with our state hospital residences is 

 3           working with farm-fresh food to bring it in, 

 4           to -- healthy, and teaching people how to 

 5           prepare farm-fresh food.

 6                  But I think it's something that we 

 7           should think about very carefully for these 

 8           transitional beds as well.  Thank you.

 9                  ASSEMBLYMAN STECK:  So I want to talk 

10           for a second about the MCO tax.  And I 

11           realize that's a Medicaid thing and it goes, 

12           you know, to some extent appropriate to the 

13           Health Committee hearing, but Medicaid 

14           certainly provides coverage -- in fact, 

15           better coverage than private insurance for 

16           people with mental health issues.  

17                  So my question is whether any of the 

18           MCO tax is being allocated to the services 

19           that are provided in the mental health area.

20                  OMH COMMISSIONER SULLIVAN:  We're 

21           still discussing this with the Department of 

22           Health.

23                  ASSEMBLYMAN STECK:  So the answer is 

24           no.  Yes?


                                                                   73

 1                  OMH COMMISSIONER SULLIVAN:  Well, 

 2           we're discussing it with the Department of 

 3           Health.

 4                  ASSEMBLYMAN STECK:  The answer is no 

 5           for now.  Okay.  

 6                  OMH COMMISSIONER SULLIVAN:  Not yet.

 7                  ASSEMBLYMAN STECK:  So there was also 

 8           some discussion by my colleague on the Senate 

 9           side of co-occurring disorders.  Last year in 

10           the budget the Legislature allocated an 

11           additional 1.2 million to not-for-profits 

12           that already provide services to people with 

13           co-occurring disorders.  This is the one 

14           really significant problem with our -- and it 

15           occurs in both mental health and substance 

16           abuse areas, is that our procurement 

17           processes are so cumbersome that the funding 

18           doesn't get to the places that it needs to go 

19           for a very long time.  Whereas when the 

20           Legislature specifically allocates money, it 

21           gets there very rapidly.  

22                  So I think part of this issue with 

23           co-occurring disorders is not just saying, 

24           Oh, we're going to have a rate increase for 


                                                                   74

 1           that higher level of service sometime in the 

 2           future -- I think we need to do something 

 3           now.  And I'm wondering what your thoughts 

 4           are on that.

 5                  OMH COMMISSIONER SULLIVAN:  Well, I 

 6           think that, you know, the procurement 

 7           process, while it is cumbersome, it's also 

 8           there, you know, for a variety of reasons to 

 9           protect dollars the state spends and ensure 

10           that they're spent well.

11                  I think harm reduction is a critical 

12           part of the work we do.  I want you to know 

13           that we are doing a lot with the assistance 

14           of OASAS and their expertise.  Harm reduction 

15           throughout our system of care, all these 

16           services that we're putting up, we are 

17           including trainings on harm reduction.  And 

18           especially in our residential services, where 

19           we accept individuals with dual diagnoses in 

20           all our residences, and they are -- harm 

21           reduction is critical.  It's just critical 

22           that we work and do the training.

23                  ASSEMBLYMAN STECK:  So I think 

24           Commissioner Cunningham's commitment to harm 


                                                                   75

 1           reduction cannot be questioned.  It's been 

 2           outstanding.  I think the areas where we're 

 3           not as strong has been in the area of 

 4           recovery rather than harm reduction.  

 5                  And with respect to the co-occurring 

 6           disorders, I think the point is we need to do 

 7           something to streamline the access of 

 8           programs who have already been approved and 

 9           operating by the state.  I don't think we 

10           need to babysit them every second of the day.  

11           And I think the bureaucracy for many of these 

12           programs is just overwhelming.  

13                  So I would certainly ask that in your 

14           efforts in this area of co-occurring 

15           disorders that we need just say, Well, we're 

16           going to have a program in five years that -- 

17           or we're going to spend lots of money 

18           studying the rate structure for five years 

19           before we do anything.  I would ask that we 

20           get things done in a deliberate fashion, 

21           because we do have -- this is an area of 

22           crisis in our state.  

23                  So to the extent you are talking with 

24           OASAS, we would appreciate your advocacy for 


                                                                   76

 1           immediacy.  Thank you.

 2                  OMH COMMISSIONER SULLIVAN:  Thank you.

 3                  CHAIRWOMAN KRUEGER:  Thank you.

 4                  Our next questioner is Senator Webb.

 5                  Three minutes, sorry; she's not a 

 6           ranker or a chair.

 7                  SENATOR WEBB:  Good morning, 

 8           Commissioner.  Can you -- is that better?  

 9           Kind of.  Okay, hold on one second.  But 

10           there goes my time.

11                  Good morning, Commissioner.  So I want 

12           to go back to Senator Fernandez's question 

13           around maternal mental health.  

14                  As you know or may know, the 

15           commissioner from the Department of Health -- 

16           there was a report last year talking about 

17           maternal mortality and the disparaging 

18           outcomes when it comes to that.  And so one 

19           of the pieces I wanted to lift up is the fact 

20           that 70 percent of those maternal deaths were 

21           preventable.  And we know that mental health 

22           is a big part of that.

23                  So in looking at the Governor's 

24           proposal this year, is there any conversation 


                                                                   77

 1           around this $1.1 million investment?  You 

 2           said it was going towards training.  Is that 

 3           training also going to include cultural 

 4           competency for OB-GYNs in that regard?  

 5                  And then I'll ask my second question 

 6           with respect to the targeted inflationary 

 7           proposal.  Last year and the year before 

 8           we've asked questions with regards to why 

 9           those dollars are not going to all workers.  

10           And so I was hoping you could speak to that 

11           as well.

12                  OMH COMMISSIONER SULLIVAN:  Yes.  The 

13           maternal mental health initiative and 

14           providing collaborative care will definitely 

15           be looking at the cultural -- most of the 

16           cultural issues in terms of ensuring that 

17           people are able to have the right 

18           conversations about mental health with 

19           individuals.

20                  Also there will be a consultation 

21           service available that will also be 

22           culturally sensitive, so that OB-GYNs can 

23           call and get advice and understand.

24                  You know, one of the very tragic -- 


                                                                   78

 1           you referenced the DOH report.  It was very 

 2           tragic that a number of those deaths seem to 

 3           be because of some -- the inability to 

 4           continue -- the fact that antidepressants may 

 5           not have been continued during a pregnancy.  

 6           And I think that that is a very serious 

 7           issue.

 8                  And one of the things which we will be 

 9           doing is working culturally with communities 

10           to understand why that can happen, why you 

11           should continue to take antidepressants 

12           sometimes and continue to treat depression, 

13           and look very closely for postpartum 

14           depression and how you do that.

15                  So yes, that's a big piece.

16                  On the targeted inflationary increase, 

17           this is really for providers to use as -- 

18           they would get those dollars to use as they 

19           see fit.  So it could be spread across 

20           different workers.

21                  SENATOR WEBB:  But it just seems that 

22           certain agencies continue to be excluded.  

23           When we're talking about expanding workforce 

24           because of the staffing shortage, it just 


                                                                   79

 1           seems counterproductive and also 

 2           counterintuitive to continue to have a COLA 

 3           or a targeted inflationary increase that does 

 4           not get spread to workers across the board in 

 5           all the agencies.

 6                  So thank you.

 7                  CHAIRWOMAN KRUEGER:  Thank you.

 8                  The next Assembly questioner will be 

 9           Assemblymember Brown, ranker.

10                  ASSEMBLYMAN KEITH BROWN:  Good 

11           morning, Commissioner.  How are you today?

12                  OMH COMMISSIONER SULLIVAN:  Good, 

13           thanks.

14                  ASSEMBLYMAN KEITH BROWN:  So I 

15           appreciate my colleagues bringing up the 

16           important issue of integrating care on 

17           co-occurring disorders.  

18                  And I appreciate, you know, that we 

19           improve the ability for co-licensure, but we 

20           still have a lot of work to do when it comes 

21           to co-occurring disorder training, the 

22           payment mechanisms, and workforce expansion 

23           as well as retention.

24                  But my first question, I'm going to go 


                                                                   80

 1           back to last year the AG published a report 

 2           on ghost providers, private insurance 

 3           companies that state that they provide for 

 4           mental health treatment but in fact don't 

 5           have any providers.

 6                  So what has been the office's role in 

 7           ensuring network adequacy requirements for 

 8           these plans?  And do you believe the current 

 9           enforcement actions by OMH, DOH and DFS are 

10           adequate?

11                  OMH COMMISSIONER SULLIVAN:  Basically 

12           the regulations have been out by DFS for 

13           comment, and I think they will be finalized 

14           within the next month or so, both for network 

15           adequacy and for the 10-day appointment.  

16                  So the regulations are there.  Now the 

17           question becomes enforcing and making sure 

18           that they actually happen, because actually 

19           parity has been around for a long time and 

20           these should have been enforced before.  

21                  There's a million dollars in this 

22           year's budget for us to work together with 

23           DFS to ensure that the insurance companies 

24           are not providing ghost networks, that their 


                                                                   81

 1           directories are up to date and that they also 

 2           have access to that 10-day appointment for 

 3           mental health appointments.  So those are 

 4           critical things which we will be enforcing 

 5           and we're keeping a very, very close eye on.

 6                  ASSEMBLYMAN KEITH BROWN:  I appreciate 

 7           that.  

 8                  When it comes to your talking about -- 

 9           and the Governor's commitment with the 

10           $1 billion and then first aid kits in 

11           clubhouses that you referred to in your 

12           testimony, one of the things that we've been 

13           working on a lot is mentorship programs in 

14           the high schools.  And, you know, the Office 

15           of Children and Family Services has something 

16           called Mentor NY that was started by 

17           Matilda Cuomo many years ago.  It has a very 

18           small budget.  

19                  I just wanted to know if you and 

20           Dr. Cunningham ever thought of perhaps 

21           utilizing that in conjunction with these 

22           efforts that you're trying to make to help 

23           young people stay away from drugs and 

24           alcohol.


                                                                   82

 1                  OMH COMMISSIONER SULLIVAN:  I think 

 2           mentorship programs can be very important.  

 3           And in fact there's a grant on Staten Island 

 4           which we got from the federal government to 

 5           do mentorship from college students to high 

 6           school students to deal with mental health 

 7           issues.

 8                  So I think yes, mentorship is 

 9           important and it's something we're glad to 

10           look at further to see how we might even do 

11           better with it, yes.

12                  ASSEMBLYMAN KEITH BROWN:  Great.

13                  So one thing we recently sent out a 

14           budget request letter on was a very 

15           successful program we have at Suffolk County, 

16           and we did a tour of the facility.  It's 

17           called DASH.  It's run by Family Service 

18           League in Hauppauge.  And as you know, DASH 

19           is an extremely important crisis intervention 

20           center that's run by Family Service League.  

21           However, they run a hotline that has handled 

22           a tremendous amount of crisis intervention 

23           calls, and they work very well in conjunction 

24           with the Suffolk County Police Department.  


                                                                   83

 1                  The problem is they don't have money 

 2           left in this year's budget.  They need 

 3           $650,000 in order to continue the hotline.  

 4           So it's just one thing I wanted to bring to 

 5           your attention.  If there's some way that you 

 6           could address that, we'd appreciate that very 

 7           much.

 8                  OMH COMMISSIONER SULLIVAN:  I agree 

 9           DASH does some great work, and we will -- 

10           we'll talk to DASH.

11                  ASSEMBLYMAN KEITH BROWN:  Great.  

12           Thank you.

13                  In terms of -- I'm looking at the 

14           comprehensive plan changes that were in last 

15           year's budget, and I'm just wondering if 

16           there's any way -- I think many people on 

17           this dais would like to see an update in 

18           terms of the plan that was put in place back 

19           in '23 and how far we've come.  

20                  Because -- and I'm not going to go 

21           through it, I only have a minute left.  But 

22           if we could get an update in terms of the 

23           housing and some of the other initiatives 

24           that were made, and to see exactly where 


                                                                   84

 1           we're at.  Because I know it's not enough for 

 2           you to get it in all of your testimony today.  

 3           But I think we'd appreciate that very much.

 4                  OMH COMMISSIONER SULLIVAN:  Yes, we'll 

 5           definitely get that to you.  I think it's 

 6           progressing really well, so we can get you 

 7           all the numbers where we're at now.  

 8                  I can assure you, all the dollars are 

 9           there to be awarded.  And probably about 

10           60 percent is really moving forward, and the 

11           other 40 percent is taking a little longer 

12           for various reasons.  But all the money's 

13           been allocated.  

14                  So we'll get you that report.

15                  ASSEMBLYMAN KEITH BROWN:  Great, thank 

16           you.  

17                  And the last question:  Do you think 

18           the state's allocating enough financial 

19           resources towards the current opioid fentanyl 

20           crisis to provide comprehensive integrated 

21           co-occurring disorder care to our counties 

22           across all demographics and life stages?

23                  OMH COMMISSIONER SULLIVAN:  Well, 

24           we're working very, very closely with OASAS 


                                                                   85

 1           on doing everything that we can for the 

 2           opioid crisis.  And I think there are a lot 

 3           of dollars that have been allocated, but we 

 4           want to make sure they're allocated well and 

 5           we want to make sure that we put in place all 

 6           the programs which have been put forward.

 7                  ASSEMBLYMAN KEITH BROWN:  Great.  

 8           Thank you for your advocacy.

 9                  OMH COMMISSIONER SULLIVAN:  Thank you.

10                  CHAIRWOMAN KRUEGER:  Thank you.

11                  Next is Senator Oberacker, five-minute 

12           ranker.

13                  SENATOR OBERACKER:  Thank you, 

14           Madam Chair.  

15                  And Commissioner, thank you for coming 

16           into Albany.  It's always nice to get into 

17           Albany when it's not a snowstorm, right?  

18                  A couple of quick just statements and 

19           then one question.

20                  The mental wellness side of the 

21           equation -- being the ranker on the 

22           Alcoholism and Substance Use Disorder 

23           Committee, the mental wellness side of things 

24           is an upstream issue that would have 


                                                                   86

 1           downstream, if you will, positive effects.  

 2                  And one thing I'd like to be duly 

 3           noted, I use the term mental wellness.  I 

 4           think it's a term we ought to start using 

 5           more than mental health.  I think it actually 

 6           better defines not only where we are 

 7           currently but where we would like to go.  And 

 8           I'd just like to throw that out.  I'd like to 

 9           use that term more often.

10                  In the 51st Senate District -- seven 

11           counties, extremely large, and we are a 

12           desert when it comes to the services side of 

13           the equation.  There are a couple of 

14           decommissioned state entities, is the term 

15           I'll use, that are in that district that I 

16           think could basically be used to the good of 

17           all -- beds, services, the heat's on, the 

18           electric's on already.  

19                  And so I would encourage -- and I'm 

20           cordially inviting you to come travel with me 

21           in the 51st to actually take a look at this, 

22           and I think it's something that would fill a 

23           very, very high need as far as just having a 

24           place, you know, to go.  


                                                                   87

 1                  Transportation being the other issue 

 2           that we see a lot of.  I think if you could 

 3           kind of focus in some of the dollars that are 

 4           being allocated for transportation to these 

 5           facilities, it would help immensely with -- 

 6           as we start to work toward that mental 

 7           wellness.

 8                  And lastly, as I've said before, I 

 9           would cordially invite you to come in.  I 

10           would love an opportunity to show you what we 

11           could do.  

12                  And I also would like it duly noted, 

13           Madam Chair, that I'm going to yield back my 

14           three minutes.  I would just like to say we 

15           can be efficient here in Albany.

16                  So thank you, Commissioner.  

17                  (Laughter.)

18                  OMH COMMISSIONER SULLIVAN:  Well, 

19           thank you.  Please, I would love to come.  So 

20           I would definitely -- and also I think your 

21           comments on mental wellness is so, so 

22           important.  I think that we have to begin 

23           early to start early to start thinking about 

24           mental wellness -- in pediatricians' offices, 


                                                                   88

 1           in schools, with our youth, with young 

 2           people -- that we begin to help them be 

 3           mentally well so that the next generations to 

 4           come have a very different approach to mental 

 5           health.

 6                  So I absolutely agree with you, and I 

 7           would love to come visit, definitely.

 8                  SENATOR OBERACKER:  You're preaching 

 9           to the choir.  Thank you.

10                  OMH COMMISSIONER SULLIVAN:  Thank you.

11                  CHAIRMAN PRETLOW:  Assemblyman 

12           Santabarbara, for 10 minutes.

13                  ASSEMBLYMAN SANTABARBARA:  Okay, 

14           great.  Thank you.  

15                  Good morning.  Thank you, 

16           Dr. Sullivan, for being here.  Thank you for 

17           your testimony.

18                  CHAIRMAN PRETLOW:  Is your microphone 

19           on?

20                  ASSEMBLYMAN SANTABARBARA:  Yeah, I 

21           think.  Is it on?  Can everybody hear me?  

22           Okay.

23                  CHAIRMAN PRETLOW:  Okay.

24                  ASSEMBLYMAN SANTABARBARA:  I wanted to 


                                                                   89

 1           just talk on a couple of different areas.  I 

 2           want to start with the expanding crisis 

 3           response services.  I continue to hear from 

 4           families in my communities, and advocates, 

 5           about the wait, the long wait times for care, 

 6           especially in inpatient and long-term 

 7           community supports where lines are -- wait 

 8           times are extremely long.  

 9                  What specific budget allocations are 

10           needed, in your opinion, to ensure that 

11           mental health beds and community-based 

12           supports can meet the demand in our 

13           communities?

14                  OMH COMMISSIONER SULLIVAN:  First of 

15           all, you want to have the right number of 

16           beds, which I think we have been successful 

17           in opening beds across the state.

18                  But the other are the supports.  Many 

19           of the individuals who are in emergency rooms 

20           are not necessarily waiting for beds, they're 

21           waiting for community-based services.  And 

22           that's where our Hospital Connections 

23           Program, our Critical Time Intervention 

24           teams, our ACT teams, our Assertive Community 


                                                                   90

 1           treatment teams that had been gone up in the 

 2           first budget in significant numbers, are 

 3           going to have a significant impact once 

 4           they're up and running to help hospitals 

 5           manage individuals who are in the emergency 

 6           room but need intensive community services.

 7                  We have opened up almost 20 Youth ACT 

 8           teams across -- just as one example -- across 

 9           the state, and we are hearing from a number 

10           of hospitals that there is an improvement in 

11           helping youth who come to the emergency room 

12           to leave the emergency room and get the 

13           services that they need.

14                  So those are the kinds of services, as 

15           they come up, that will impact hospitals' 

16           ability to make good decisions about who 

17           needs to be an inpatient and who can go back 

18           into the community, and providing those 

19           wraparound services.

20                  ASSEMBLYMAN SANTABARBARA:  And just as 

21           a follow-up to a previous question we just 

22           discussed, some of the underserved areas, 

23           especially in the rural areas of our 

24           communities, how can we strengthen the mental 


                                                                   91

 1           health workforce in those areas?  We've heard 

 2           concerns about that as well across New York 

 3           State and I know in my community as well, in 

 4           some of the rural areas.

 5                  What are some of the initiatives and 

 6           the things that we're doing to strengthen 

 7           that system?

 8                  OMH COMMISSIONER SULLIVAN:  We're 

 9           working -- in those rural areas we're working 

10           a lot with the counties to try to understand 

11           what some of the issues are.  

12                  We've been working with our loan 

13           repayment programs to get the word out that 

14           individuals can work in those areas and have 

15           loan repayment.  We're working with schools 

16           that are located somewhat close to those 

17           areas to make -- to help individuals become 

18           interested in loan repayment, and then 

19           working within those more rural areas.  

20                  And we're going to be talking with the 

21           high schools in those areas, working with 

22           them to help them understand the 

23           opportunities that are in the mental health 

24           and social services field to kind of join and 


                                                                   92

 1           begin to become interested and then support 

 2           them in their education as they move forward.

 3                  We're having a paraprofessional title 

 4           that will become available probably within a 

 5           year or two for high school graduates, and we 

 6           feel that that could be particularly helpful 

 7           in some of the rural communities in getting 

 8           people into working in the mental health 

 9           field.

10                  ASSEMBLYMAN SANTABARBARA:  And just in 

11           terms of these rural communities, just 

12           healthcare in general is lacking.  I would 

13           like to see more investment in these areas.

14                  OMH COMMISSIONER SULLIVAN:  Yes, and 

15           we are adapting a lot of our RFPs that we're 

16           putting out because we learned over time that 

17           they were not -- they wouldn't fit into rural 

18           areas.  So a lot of the RFPs which are coming 

19           out now have different requirements for rural 

20           areas.

21                  So yes, absolutely.  We're working 

22           very hard to ensure that the services get 

23           into the rural areas.

24                  ASSEMBLYMAN SANTABARBARA:  And in 


                                                                   93

 1           connection to healthcare, how can we 

 2           integrate mental health services more 

 3           effectively in the primary care system?  

 4           Because those are some of the services that 

 5           are lacking as well.

 6                  But if there is going to be doctor's 

 7           offices and places to go and resources, can 

 8           we integrate these services right into those 

 9           primary care --

10                  OMH COMMISSIONER SULLIVAN:  Yes.  And 

11           I think we're working on -- there's a 

12           collaborative care initiative which we have 

13           been doing across the state, and we're going 

14           to be expanding significantly something 

15           called Healthy Steps, which provides mental 

16           health services in pediatricians' offices 

17           right there in those offices.  And we will be 

18           contracting -- that's expanding and 

19           eventually will cover probably about 350,000 

20           kids across New York State.

21                  So we will definitely be targeting 

22           some of that for rural areas to assist 

23           pediatricians especially, but then also 

24           primary care providers, to be able to put 


                                                                   94

 1           those services right in their office.  

 2                  And telehealth can be very helpful 

 3           with that too in terms of consultations for 

 4           the primary care doctor and the pediatrician, 

 5           and also to provide services in their office 

 6           via tele -- via video, which can be very 

 7           helpful.

 8                  ASSEMBLYMAN SANTABARBARA:  Great.  

 9           Thank you for that answer.  

10                  I just want to shift to crisis 

11           response services in connection with my 

12           committee, People with Disabilities.  This 

13           may be something you can comment on.  The 

14           budget includes increased funding for crisis 

15           intervention teams but many of the teams lack 

16           specialist training in developmental 

17           disabilities.  So additionally, Kendra's Law 

18           was expanded to address individuals with 

19           serious mental illness; it still does not 

20           include people with disabilities, who are 

21           often placed in emergency rooms or jails 

22           instead of receiving the proper treatment 

23           that they need.

24                  What specific investments in this 


                                                                   95

 1           budget can we make to ensure that the crisis 

 2           response teams are adequately trained to 

 3           serve individuals with disabilities as well?

 4                  OMH COMMISSIONER SULLIVAN:  Yeah, we 

 5           have a contract for ongoing training both for 

 6           the Mobile Crisis Teams across the state in 

 7           disabilities.  

 8                  We are also training the Certified 

 9           Community Behavioral Health Centers, which 

10           were expanded in last year's budget from 13 

11           to 39.  Those Certified Community Behavioral 

12           Health Centers are getting intensive 

13           training.  The RFP has just been -- gone out 

14           and been approved in developmental 

15           disabilities.

16                  In addition, the crisis intervention 

17           team, Certified Time Intervention teams that 

18           we are working with with hospitals, 

19           especially the ones for youth, will be 

20           focused on working with young people who have 

21           dual diagnosis and who are coming to hospital 

22           emergency rooms, working with them to keep 

23           them out of the hospital emergency rooms.

24                  And something called Home-Based Crisis 


                                                                   96

 1           Intervention for Youth, which we have about 

 2           1500 slots for now.  Three of those teams are 

 3           specifically designated just to work with 

 4           individuals who have dual-diagnosis 

 5           developmental disabilities.  They work in the 

 6           home.  And that's going to be expanded as 

 7           well.

 8                  So we are definitely integrating those 

 9           services into our crisis services in the work 

10           that we're doing in the emergency rooms, 

11           because we realize that's been a tremendous 

12           problem for dual-diagnosis individuals who 

13           get stuck -- sadly, very sadly -- in 

14           emergency rooms.

15                  ASSEMBLYMAN SANTABARBARA:  And does 

16           that include the Mobile Crisis Teams and 

17           community-based --

18                  OMH COMMISSIONER SULLIVAN:  Yes.  Yes.

19                  ASSEMBLYMAN SANTABARBARA:  -- 

20           interventions as well?  Okay.

21                  Just want to switch over to talking 

22           about the -- I know we talked about this the 

23           last time you were here, about the 988 

24           hotline.  Just if you can give us an update 


                                                                   97

 1           on that, how that's working and maybe some 

 2           statistics on that as well.

 3                  OMH COMMISSIONER SULLIVAN:  We're 

 4           expecting over 400,000 calls to the 988 line 

 5           this year.  It's been steadily going up.  

 6                  Basically all the calls are being 

 7           answered now -- 92 percent, 93 percent -- in 

 8           New York State.  That was an important 

 9           ability to make sure that -- the calls used 

10           to, when we didn't have our call centers up 

11           and there was geo-routing, before that, they 

12           were going to Oklahoma or someplace and being 

13           sent back.  These calls are now being 

14           answered in New York State.

15                  We are expecting that that 400,000 

16           will probably continue to grow.  It's still 

17           about 10 percent of those calls get referred 

18           to a Mobile Crisis Team.  So 10 percent of 

19           those calls would go to someone to outreach.

20                  Another 10 to 15 percent get 

21           referrals, but many of those calls are 

22           handled on the phone with the individual.  

23           The call length is about 20 minutes for many 

24           of the calls, so the service is there.


                                                                   98

 1                  We feel it's working very well.  We're 

 2           very careful.  Any complaints that come, we 

 3           get -- we take care of and we work with the 

 4           hotlines.  But we feel that it's been very 

 5           effective in offering the immediate 

 6           counseling.  

 7                  The other thing we're doing is 

 8           beginning to help 988 talk with 911, so more 

 9           and more calls maybe over time can be triaged 

10           to 988 so that 988 can do the counseling for 

11           individuals.  

12                  So, so far across New York State I 

13           believe it's been very successful.

14                  ASSEMBLYMAN SANTABARBARA:  Okay, 

15           great, that's good to hear.  And the last 

16           question, just in terms of the school-based 

17           programs you mentioned, and also the 

18           clubhouse-based services, I know there's a 

19           few in my district that have been very 

20           effective.  In your testimony you talked 

21           about those two items.  

22                  Is there -- do you find that these are 

23           effective?  I think they seem to be effective 

24           in my community.  Are there plans for more 


                                                                   99

 1           investments in programs like this?

 2                  OMH COMMISSIONER SULLIVAN:  Yes, I 

 3           think the school-based clinics have been very 

 4           effective.  I think that they -- when we've 

 5           talked to the schools that have had these 

 6           clinics, it's amazing how the kids are really 

 7           very connected to seeing someone individually 

 8           seeing them, speaking with them in the 

 9           schools and how grateful they are to have 

10           those services.  

11                  So they've been very successful.  

12           They've also been working with parents and 

13           teachers.  So the expansion of school-based 

14           clinics is something we're going to continue 

15           to do.  And I think that it's had a 

16           significant impact in our educational system.

17                  ASSEMBLYMAN SANTABARBARA:  Okay, thank 

18           you.  That's all I have.

19                  Thank you, Mr. Chair.

20                  (Discussion off the record.)

21                  CHAIRWOMAN KRUEGER:  Also I know that 

22           Senator Bynoe, you also had a question?  

23                  Okay, thank you.

24                  SENATOR BYNOE:  Thank you, 


                                                                   100

 1           Madam Chair.

 2                  Good morning, Commissioner.  I wanted 

 3           to chat a little bit about the CCBHCs.  And 

 4           Nassau has and Suffolk has a couple of 

 5           entities that are providing a need, including 

 6           Family & Children's Associations, CN 

 7           Guidance, and also Family Service League.  

 8           There's an opportunity there, because folks 

 9           are coming in and they're getting the 

10           wraparound services, they're able to be 

11           treated and provided care 24 hours a day.

12                  There's a need there to increase 

13           funding and -- so that they can continue to 

14           provide that care, because what they're 

15           finding is that people who are not insured 

16           are using those facilities to be able to get 

17           the medical care.  Is there an appetite for 

18           the state to increase funding in that area?

19                  OMH COMMISSIONER SULLIVAN:  There is a 

20           pool of dollars that -- for uninsured care, 

21           specifically to help the CCBHCs.  And as far 

22           as I know, we have been spending those 

23           dollars, giving them out to the CCBHCs.  Each 

24           year we look at it and take a look and see if 


                                                                   101

 1           we need more, then we would look for more.

 2                  But basically those dollars are also 

 3           going to be increasing because we've 

 4           increased the number of CCBHCs.  So we will 

 5           be working with the ones on Long Island to 

 6           see what their numbers are in terms of 

 7           uninsured -- people who can't get insurance.

 8                  For those who are insured, it's a 

 9           cost-based system.  So the CCBHCs get 

10           reimbursed very well for the services they 

11           provide for the individuals who are insured, 

12           which is great.  Which gives them the kinds 

13           of -- the ability to really expand.  

14                  But for the uninsured, those who can't 

15           be insured, there is a pool of dollars which 

16           we have, and we will be working with them to 

17           make sure that they're accessing that as much 

18           as possible.

19                  SENATOR BYNOE:  What exactly is -- how 

20           much is in that pool?

21                  OMH COMMISSIONER SULLIVAN:  I think 

22           there was 10 million.  And I think it will be 

23           increasing as we expand the CCBHCs, because 

24           we went from 13 to 39.  So as we increase, 


                                                                   102

 1           that number goes up.  I'm not sure exactly 

 2           what it goes up to, but it will be 

 3           increasing.

 4                  SENATOR BYNOE:  Okay, thank you.

 5                  CHAIRWOMAN KRUEGER:  Assembly.

 6                  CHAIRMAN PRETLOW:  Okay, 

 7           Assemblymember Anderson, three minutes.

 8                  He left?  Okay.

 9                  Assemblymember Braunstein?  Epstein?

10                  ASSEMBLYMAN EPSTEIN:  Good morning, 

11           Commissioner.  Thank you for being here.  

12           Thank you for all your work.

13                  Just a question on the 884 housed 

14           individuals.  Are all those housed 

15           permanently?

16                  OMH COMMISSIONER SULLIVAN:  I'm sorry, 

17           could you --

18                  ASSEMBLYMAN EPSTEIN:  You mentioned 

19           884 housed individuals.

20                  OMH COMMISSIONER SULLIVAN:  Yes.

21                  ASSEMBLYMAN EPSTEIN:  Are those all 

22           housed -- permanently housed?

23                  OMH COMMISSIONER SULLIVAN:  Yes.

24                  ASSEMBLYMAN EPSTEIN:  And those are 


                                                                   103

 1           all in supportive housing or --

 2                  OMH COMMISSIONER SULLIVAN:  Yes, 

 3           supported housing.

 4                  ASSEMBLYMAN EPSTEIN:  Supportive 

 5           housing.

 6                  OMH COMMISSIONER SULLIVAN:  Supportive 

 7           housing, yes.

 8                  ASSEMBLYMAN EPSTEIN:  And of the 

 9           67,000 outreach encounters, how many human 

10           beings were those outreach encounters to?

11                  OMH COMMISSIONER SULLIVAN:  That's -- 

12           those are -- I can get back to you on that, 

13           exactly how many -- how it breaks down to 

14           individuals.

15                  ASSEMBLYMAN EPSTEIN:  Yeah.

16                  OMH COMMISSIONER SULLIVAN:  I can get 

17           back to you on that.

18                  ASSEMBLYMAN EPSTEIN:  I appreciate 

19           that.

20                  And then you mentioned some 

21           875 voluntary referrals to hospitals.  Did 

22           those referrals resulted in people being 

23           hospitalized or were they just released, do 

24           you know?


                                                                   104

 1                  OMH COMMISSIONER SULLIVAN:  It was a 

 2           mixture.  I think some of them were able to 

 3           be -- the teams went with them, and they were 

 4           pretty satisfied as to whether someone was 

 5           hospitalized or was discharged.

 6                  ASSEMBLYMAN EPSTEIN:  Can we get a -- 

 7           can we get from you how many of those 

 8           actually were hospitalized and how many 

 9           weren't hospitalized?  And how many of those 

10           got into supportive housing or -- versus that 

11           didn't get supportive housing after 

12           hospitalization?

13                  OMH COMMISSIONER SULLIVAN:  We can get 

14           you that.  We can get you that.

15                  ASSEMBLYMAN EPSTEIN:  That would be 

16           really helpful.

17                  I just want to make sure the safe 

18           Options Support -- if this is working, then 

19           we want to see it be successful.  Because 

20           obviously we've seen a lot of this work and 

21           still seeing a lot of serious mental health 

22           issues on the streets in our city and our 

23           state.  So we just want to see if that's 

24           working.


                                                                   105

 1                  So how many new units of supportive 

 2           housing do you know that we've put online in 

 3           the last year?

 4                  OMH COMMISSIONER SULLIVAN:  We 

 5           put on -- from the 1200 -- out of the 3600 

 6           that were in the billion dollars, 1200 are 

 7           online.  There's another 2,000 that will be 

 8           coming online this year from the pipeline.  

 9           And then the other 1500 or 1600 for the 

10           billion dollars actually are capital, so they 

11           will take a little bit longer.

12                  So last year in total we probably had 

13           about 2,000 units, but 1200 of those units 

14           came specifically from the billion-dollar 

15           budget.

16                  ASSEMBLYMAN EPSTEIN:  And the -- thank 

17           you for that.  And the folks who are leaving 

18           hospitalization, do you know what percentage 

19           of those end up being housed after leaving 

20           hospitalization, whether they're there three 

21           weeks, three months, or up to a year?  Do you 

22           know what percentage of those people are 

23           reintegrated into supportive housing or go 

24           back with family?  Or, you know, versus sent 


                                                                   106

 1           back to the streets?

 2                  OMH COMMISSIONER SULLIVAN:  Well, the 

 3           individuals who were in the special 

 4           transition to home units, which we've had in 

 5           the state system, all of those when they left 

 6           were in housing. 

 7                  (Inaudible overtalk.)

 8                  OMH COMMISSIONER SULLIVAN:  -- to make 

 9           sure they had had -- (inaudible).

10                  ASSEMBLYMAN EPSTEIN:  You know, 

11           involuntary hospitalization, hospitalization, 

12           how many of those folk who are -- once are 

13           better, are those transitioned back to 

14           supportive housing units or to the streets?  

15           Do you have that data?

16                  OMH COMMISSIONER SULLIVAN:  Out of all 

17           the discharges.

18                  ASSEMBLYMAN EPSTEIN:  Yeah.

19                  OMH COMMISSIONER SULLIVAN:  No, I 

20           don't have that.

21                  ASSEMBLYMAN EPSTEIN:  Could you get 

22           that for us, please?

23                  OMH COMMISSIONER SULLIVAN:  I can get 

24           you an approximation of that.  I think that 


                                                                   107

 1           might be hard to get specifically across the 

 2           state because there's like 80,000 discharges.

 3                  But we can -- we'll get you what we 

 4           can.

 5                  ASSEMBLYMAN EPSTEIN:  Thank you.

 6                  OMH COMMISSIONER SULLIVAN:  Thank you.

 7                  CHAIRWOMAN KRUEGER:  Next is Senator 

 8           Rolison.

 9                  SENATOR ROLISON:  Good morning, 

10           Commissioner.

11                  Since we last spoke last year during 

12           the budget hearing, in the 39th District, 

13           which has three cities:  Beacon, 

14           Poughkeepsie, and Newburgh -- Poughkeepsie 

15           and Newburgh having challenges throughout the 

16           system -- there's an SOS team based out of 

17           Newburgh.  And I just want to say that I've 

18           had interaction with them on three occasions, 

19           and it is a great model.  And the more SOS 

20           teams that can be out there working in 

21           conjunction with the partners -- many of 

22           which are in the room today -- I think would 

23           be helpful.

24                  And also since we last spoke there's a 


                                                                   108

 1           clubhouse in the City of Poughkeepsie, which 

 2           is doing fantastic work.  

 3                  And as the chair said, Chair Krueger 

 4           said, there's an overlap today with everyone.  

 5           And as we see -- and I applaud the state for 

 6           ramping up funding, ramping up services in 

 7           the area of mental health, addiction and the 

 8           underhoused, and many other issues that are 

 9           interconnected.  I'm hearing more often now, 

10           and over the time before the session started, 

11           from providers in my district -- and we hear 

12           it and we've heard this before, of course -- 

13           that it is complicated, it is cumbersome, and 

14           there isn't one point of contact when many of 

15           these organizations are using multiple state 

16           agencies for resources and for funding.

17                  And that slows the system down on a 

18           variety of levels.  And I know that you know 

19           this, because we've heard this before.  

20                  But what I'm hearing is -- and I just 

21           want to get your brief thoughts on do we 

22           need, in this state, a cabinet-type-level 

23           position that can help coordinate the 

24           different agencies that are doing such great 


                                                                   109

 1           work?  Because I'm hearing that more often 

 2           than not.  

 3                  And that is not a rub on anybody in 

 4           state government.  That is just as we're 

 5           getting bigger, more coordinated and giving 

 6           more services, is that something we need to 

 7           consider?

 8                  OMH COMMISSIONER SULLIVAN:  I don't 

 9           know if I can actually speak to that.

10                  But I would say that one of the 

11           critical things I think when working with 

12           communities is at the real community level.  

13           And one of the things that we are starting 

14           are these regional meetings where we pull 

15           together, you know, the -- we pull together 

16           the sheriff's office, we pull together the 

17           healthcare providers, we pull together the 

18           schools, and we talk about the needs of that 

19           community based on how do we serve the most 

20           needy.

21                  And that's part of our hospital -- we 

22           call it Hospital Connections, but it's not 

23           just hospitals.  It's hospitals and all the 

24           community providers.


                                                                   110

 1                  And I think the most effective way to 

 2           get to what you want is to really have those 

 3           kinds of connections happening at the 

 4           community level.  Because it's who talks to 

 5           you and who knows what, and the information 

 6           that flows within the community.

 7                  So as we begin to grow those, I think 

 8           I'd like to see how effective that is in 

 9           really combining mental health with all the 

10           other people.

11                  The other thing is the social network 

12           work which is going on in the Department of 

13           Health under the 1115 waiver, is another area 

14           of bringing multiple stakeholders, which I 

15           think can be very effective.

16                  SENATOR ROLISON:  Thank you.

17                  CHAIRMAN PRETLOW:  Assemblywoman 

18           Giglio, for five minutes.

19                  ASSEMBLYWOMAN GIGLIO:  Good morning.  

20           Thank you for being here.

21                  So mental health is a big thing within 

22           our school districts, within the workplace, 

23           actually even people that are trying to get 

24           jobs.  And I did speak to somebody in your 


                                                                   111

 1           office over the summer, especially when it 

 2           comes to COVID and kids who maybe have lost a 

 3           parent, a grandparent, they took an 

 4           anti-anxiety drug -- they're putting that 

 5           information on a police test, they're putting 

 6           it on a corrections test that they took an 

 7           anti-anxiety drug.  And it's making it 

 8           complicated for them in order to get a 

 9           position with law enforcement or with 

10           corrections.

11                  I'm just wondering what 

12           recommendations you have or if there's any 

13           funding that we should have for these types 

14           of programs with a referral from a testing 

15           agency that may say, you know, you didn't 

16           pass the psychological because you took these 

17           anti-anxiety drugs during COVID.  So do we 

18           have any solutions for that?

19                  OMH COMMISSIONER SULLIVAN:  You know, 

20           I think it probably -- I don't think there 

21           should be discrimination against people 

22           with -- who have a mental health issue if 

23           they're taking medications that are 

24           prescribed by their physician, any more than 


                                                                   112

 1           there should be if you're a diabetic and 

 2           you're taking insulin.

 3                  And so I think when those things come 

 4           up, it's -- I think it might be best to -- a 

 5           combination of either letting us know or 

 6           understand who we can refer individuals to.  

 7           Because that shouldn't -- in my book, that 

 8           shouldn't be happening that that would 

 9           exclude you from a position, especially if 

10           you're being honest and it is prescribed by a 

11           doctor for a condition that happened.

12                  So I think that's probably 

13           discriminatory, but we'd have to check.

14                  ASSEMBLYWOMAN GIGLIO:  Yeah, I 

15           couldn't agree more.  And your office was 

16           very willing to help and get back to me with 

17           solutions to that problem as to whether or 

18           not they could go and get a psychological 

19           examination from somewhere outside of the 

20           agency to clear them and say that they are 

21           currently not and they are stable and they're 

22           willing and able to take this position.

23                  OMH COMMISSIONER SULLIVAN:  I think 

24           unfortunately the stigma against mental 


                                                                   113

 1           health issues is still out there.  And I 

 2           think, you know, unfortunately when it comes 

 3           up like that, especially in job applications, 

 4           it has to be looked at very carefully.

 5                  ASSEMBLYWOMAN GIGLIO:  Okay.  And then 

 6           in school districts where social workers are 

 7           in the schools and they're prevalent, they're 

 8           available if children should need to talk to 

 9           them, but a lot of those social workers are 

10           being sent out to individual houses to find 

11           out why a student is truant and not showing 

12           up to school, whether or not there's a mental 

13           health issue or something else that's going 

14           on in their life, why they're not coming to 

15           school.

16                  And I'm just -- I'm wondering what 

17           your thoughts are on that, whether or not 

18           social workers should actually be working for 

19           the school districts going into homes to find 

20           out why students are not there, rather than 

21           being in the school for the students that may 

22           be needing them at the moment.

23                  OMH COMMISSIONER SULLIVAN:  I think 

24           the Department of Ed probably has to use -- 


                                                                   114

 1           that's just something that the school social 

 2           workers are in the Department of Ed.

 3                  But one of the ways we can help, and 

 4           we've been trying to do this across the 

 5           state, is make sure we get these school-based 

 6           mental health clinics in the schools.  

 7           Because once we have those clinics in the 

 8           schools, that's their job, to talk to the 

 9           students, to be there to talk to the 

10           students.  And whatever other needs the 

11           Department of Ed may have, they now have that 

12           available.

13                  So we're working very closely with all 

14           the school districts saying we have this, 

15           please let us know, we can give you startup 

16           funds to start a school-based clinic.  After 

17           that, they really are financially stable 

18           because we've increased the rates.  

19                  So I think part of the solution is to 

20           make sure that every school has a robust 

21           school-based clinic so that youth have 

22           someone that they can approach and speak 

23           with.

24                  ASSEMBLYWOMAN GIGLIO:  And do you 


                                                                   115

 1           think that that funding for the social 

 2           welfare clinic within the schools should be 

 3           funded by Foundation Aid and the school 

 4           itself, or should that be funded by DOH or 

 5           OMH?

 6                  OMH COMMISSIONER SULLIVAN:  The 

 7           school-based clinics we give, OMH gives the 

 8           startup funds, and then it is reimbursable by 

 9           Medicaid and third-party insurers.  And we 

10           ensured the commercial has to pay for it.

11                  So the school-based clinics, when we 

12           assist them to make sure this works, can be 

13           financially viable on a payer basis by 

14           commercial and Medicaid payments.

15                  ASSEMBLYWOMAN GIGLIO:  Okay, thank 

16           you.

17                  CHAIRWOMAN KRUEGER:  Thank you.  Just 

18           double-checking, good.

19                  Next is Senator Weber, three minutes.

20                  SENATOR WEBER:  Good morning, 

21           Commissioner.

22                  So I have some questions regarding the 

23           Joseph P. Dwyer Veteran Peer-to-Peer.  You 

24           know, I think we've all seen the great work 


                                                                   116

 1           that they do.  And I know it's been expanded 

 2           through -- to include all counties now, I 

 3           think.

 4                  OMH COMMISSIONER SULLIVAN:  Mm-hmm, 

 5           yes.

 6                  SENATOR WEBER:  And some of the 

 7           questions that I've had locally is, you know, 

 8           some of the veterans and the calls that we 

 9           get from constituents about the unmet need 

10           for the program -- has there ever been 

11           consideration to really expand the program 

12           and, you know, ask for additional 

13           appropriation for that program?  

14                  And how was the allocation of the 

15           $8 million, with a minimum of each -- I think 

16           100,000 for each county -- you know, how did 

17           you come to that -- you know, those 

18           conclusions?

19                  OMH COMMISSIONER SULLIVAN:  Well, it's 

20           to give each county the ability to at least 

21           set up, you know, a Dwyer program.  Because 

22           it's such a great program.  And to have in 

23           every -- really throughout every county.  

24                  And I think as we're getting more 


                                                                   117

 1           experience, now that we're getting back the 

 2           data from the Dwyer programs, I think we'll 

 3           be looking at the dollars and where we need 

 4           to kind of consider other services.

 5                  The Dwyer program I think provides 

 6           just tremendous -- it's not just mental 

 7           health services.  It provides all kinds of 

 8           assistance.  And I know we are also working 

 9           with several of the Dwyer programs on mental 

10           health assistance for individuals who are 

11           transitioning from the service to the 

12           communities.

13                  So yes, I think -- we will continue to 

14           look at the funding, but we did that to get 

15           it started everywhere.

16                  SENATOR WEBER:  Great, thank you.

17                  And just switching gears, just going 

18           back to mental health services in schools.  

19           So, you know, from -- some of the feedback I 

20           got is there are very few providers, outside 

21           providers.  And I know a lot of families and 

22           students sometimes have to wait months upon 

23           months to get those services.

24                  Is there something that could be done 


                                                                   118

 1           to increase the number of providers or make 

 2           it more available to the students?

 3                  OMH COMMISSIONER SULLIVAN:  Yeah, 

 4           we're working with all the providers to see 

 5           that they can really establish these 

 6           satellite clinics.  And so depending upon the 

 7           area, sometimes they need some technical 

 8           assistance on how to do that.  But it is a 

 9           viable program.

10                  So I think when we hear that there are 

11           difficulties setting them up, we're very glad 

12           to work with those communities because 

13           usually with some help we can get those 

14           school-based clinics into the schools.

15                  SENATOR WEBER:  Thank you.

16                  And I think I've also heard too that 

17           there's a big need for bilingual-type 

18           providers as well.  So that's something maybe 

19           you can at least keep top of mind as well.

20                  But thank you.

21                  OMH COMMISSIONER SULLIVAN:  Thank you.

22                  CHAIRWOMAN KRUEGER:  Assembly.

23                  CHAIRMAN PRETLOW:  Assemblyman Ra.

24                  ASSEMBLYMAN RA:  Thank you, Mr. Chair.  


                                                                   119

 1                  Commissioner, good morning. 

 2                  I know we're obviously talking about 

 3           the major proposals I would say in this 

 4           budget regarding involuntary commitments and 

 5           AOT.  But are there any other proposals or 

 6           suggestions that you believe would benefit 

 7           public safety from a mental health 

 8           perspective?

 9                  OMH COMMISSIONER SULLIVAN:  You know, 

10           I think, again, just always to mention that 

11           individuals with mental illness are far more 

12           the victims of crimes than the perpetrators 

13           of crimes.  So just to keep that in mind.

14                  But I think the biggest issue to make 

15           sure that we have the community-based 

16           services that we need, and that's this 

17           tremendous investment that the Governor has 

18           made over the past three years.  So that 

19           billion dollars that's coming out to help 

20           with all the services I've been talking 

21           about, about specialized teams to work with 

22           our highest-need individuals, to have housing 

23           for our highest-need individuals -- all those 

24           things are critical in terms of helping 


                                                                   120

 1           individuals really thrive in the communities 

 2           and to avoid things like incarceration or 

 3           getting in trouble with law enforcement.

 4                  So the big issue here is to have the 

 5           services available, and I think we're on a 

 6           road here to providing that in a way we never 

 7           have before.

 8                  ASSEMBLYMAN RA:  And what are the 

 9           investments being made right now in terms of 

10           to that end, you know, training and 

11           supporting mental health professionals, 

12           counselors, other service providers to make 

13           sure they have the necessary skills to deal 

14           with -- you know, you have mental health 

15           obviously coinciding with addiction, all 

16           these type of things, and training those 

17           professionals?

18                  OMH COMMISSIONER SULLIVAN:  We have a 

19           tremendous training that we run through the 

20           Office of Mental Health.  We have something 

21           called the Center for Practice Innovations 

22           which is connected to Columbia University, 

23           which does tremendous training across the 

24           state.  


                                                                   121

 1                  We have specialized training for youth 

 2           services where we pay for evidence-based 

 3           practices to be implemented in our clinic 

 4           services and in our specialized services.  

 5                  We do training on integrated care.  We 

 6           do training on crisis services.  We do 

 7           training on integration of dual diagnosis.  

 8           So we have training grants throughout the 

 9           system.  It's critical.  One of the reasons 

10           that people stay, I think, in public sector 

11           work is because we offer them learning 

12           opportunities.  And I think we have to 

13           continue to offer more and more learning 

14           opportunities to all those who work in the 

15           public sector.

16                  ASSEMBLYMAN RA:  And what about any 

17           efforts to recruit people into these fields?

18                  OMH COMMISSIONER SULLIVAN:  Some of 

19           the major efforts, one of the big successes I 

20           think we've had is the loan repayment 

21           program.  The loan repayment program for 

22           psychiatrists and nurse practitioners has 

23           gotten us about 70 psychiatrists and about 

24           140 nurse practitioners who will be working 


                                                                   122

 1           with us for three years.  And for other 

 2           clinicians, psychologists, social workers -- 

 3           600 individuals -- loan repayment and they 

 4           will be working with us for three years.  So 

 5           loan repayment has been successful.  

 6                  We're also working with the 

 7           scholarship program with SUNY and CUNY, and 

 8           we are working with trying to recruit from 

 9           colleges across -- and also going to be 

10           starting a paraprofessional title that will 

11           enable individuals with just a BA or maybe 

12           individuals graduated from high school to 

13           begin to work in the field and then move up.

14                  So there's lots of exciting 

15           recruitments going on.

16                  ASSEMBLYMAN RA:  Thank you, 

17           Commissioner.

18                  CHAIRWOMAN KRUEGER:  Thank you very 

19           much.  

20                  I think it is my turn.  Thank you so 

21           much, Commissioner.  And I know -- I always 

22           try to bat cleanup -- many of my colleagues 

23           on both sides have already asked many of the 

24           questions.  And clearly there's serious 


                                                                   123

 1           discussion about the involuntary issues.

 2                  And I happen to represent a section of 

 3           New York City which probably has more of 

 4           these incidents than anywhere else -- not 

 5           because I'm lucky but because of being in the 

 6           Central Manhattan areas where you have 

 7           Penn Station, Grand Central, Port Authority, 

 8           just lots of places where homeless, mentally 

 9           ill, substance-abusing people may for very 

10           rational decisions be spending their days.  

11           We see much of this.

12                  So I know for a fact that the police 

13           are picking up large numbers of people 

14           involuntarily and taking them to my hospitals 

15           on a daily basis.  But I also know the 

16           statistics show that they go in and then they 

17           get let out a few hours later, and nothing 

18           has been done.  And in fact the data I 

19           believe shows, even though there was a 

20           question earlier about tracking, that when 

21           police take someone into a hospital against 

22           their will, the likelihood of their being 

23           admitted for care is radically smaller than 

24           if a community-based organization or the 


                                                                   124

 1           outreach teams that you fund actually 

 2           convinces someone to go in, that they need to 

 3           go in, and that there's a much higher rate of 

 4           actually getting them admitted to the 

 5           hospital.  

 6                  So I think whatever works out within 

 7           the budget and the Governor's proposal, I 

 8           think it's really important to keep focused 

 9           on what is the goal.  And the goal is 

10           actually get the people help before something 

11           tragic happens to themselves or others, and 

12           that we should learn from the experience 

13           we're having.  So this is more an opening to 

14           the real question for you, Commissioner.  

15                  What I see as the problem is once they 

16           get into a hospital, whether voluntary or 

17           involuntary, they're not getting the care 

18           they need and then they're being released.  

19           So I wanted to ask you about discharge 

20           planning.  I believe that the language that 

21           we should have in the budget is if you accept 

22           someone for mental health care, you don't get 

23           to discharge them unless you have a plan for 

24           where they're going to go and what kind of 


                                                                   125

 1           care they're going to get.

 2                  And so that is what I'm asking you.  

 3           Do you agree that the requirements of 

 4           mandatory should actually be focused on the 

 5           institutional providers to actually have 

 6           somewhere for people to go?  Because if you 

 7           just have a rotating pick them up here, drive 

 8           them there, let them out there the same day 

 9           or let them out there a week later with no 

10           plan for any care, all we did is make people 

11           rightly more distrustful of working with 

12           anyone in the system.  

13                  So what do you think about that?

14                  OMH COMMISSIONER SULLIVAN:  Well, 

15           first of all, I absolutely agree with you.  

16           And we have promulgated regulations which 

17           have gone through all of the necessary 

18           committees and everything, state regulations 

19           about discharges for individuals with mental 

20           health issues from inpatient services.  And 

21           those regulations are doing exactly -- they 

22           passed I believe about a couple of weeks ago 

23           for the inpatient and then soon it will be 

24           also for the emergency services.


                                                                   126

 1                  Basically these regulations -- which 

 2           are not regulations, which means hospitals 

 3           have to follow them -- require the kinds of 

 4           discharge planning that you're talking about.  

 5           That you can't -- that we have to look for 

 6           complex individuals, for individuals who have 

 7           complex needs, that we have to have careful 

 8           discharge planning which includes getting -- 

 9           having them a safe place to go, includes 

10           working with them to have teams that will 

11           work with them when they are discharged, 

12           ensuring that they get the kind of care they 

13           need after discharge.

14                  Now, in fairness to what was happening 

15           in the hospitals before, did we have those 

16           things set up?  So all these new services 

17           that we're putting up -- the increased ACT 

18           teams, the increased CTI teams -- these are 

19           linked to the hospitals so that now the 

20           hospitals have to have careful discharge 

21           planning and they have to make sure that 

22           individuals who need those complex services 

23           get them.

24                  In addition, we actually put in the 


                                                                   127

 1           legislation in the Mental Hygiene Law that -- 

 2           it's one of the things which was added -- 

 3           that hospitals have to notify, about 

 4           admission and discharge, the provider who's 

 5           been taking care of that patient, and they 

 6           have to work with them on discharge planning.  

 7           That's a critical point, because often some 

 8           of these individuals do have connections to 

 9           an outreach team or they have connections but 

10           the hospitals aren't aware of it or haven't 

11           looked.  It can be found in the PSYCKES 

12           database which we have.  

13                  So now hospitals will have to pay 

14           attention to that and make sure that that's 

15           passed, that -- basically it would be in the 

16           actual Mental Hygiene Law that hospitals have 

17           to do that.

18                  So yes, we are working on the 

19           discharge planning but we're also giving the 

20           hospitals the tools that they need to offer 

21           the services.  Because it's -- in a way, what 

22           the Governor has done is said, Here are the 

23           services; now, hospitals, you have to work 

24           with us to make sure that these very, very 


                                                                   128

 1           needy clients get what they need upon 

 2           discharge.

 3                  Similarly we're doing some of -- it's 

 4           a little more complicated to do it from an 

 5           emergency room, but some of these services 

 6           will also be available out of emergency rooms 

 7           for the individuals who, as you say, may be 

 8           coming in and are discharged from the 

 9           emergency room, they will also have access to 

10           these kinds of services.  

11                  And while it will take a little while 

12           to put up some of the transitional beds, 

13           that's what those transitional beds are for.  

14           Those transitional beds are so individuals 

15           also have a safe place to be when they leave 

16           the emergency room or the inpatient service 

17           if they don't have a safe place already.

18                  CHAIRWOMAN KRUEGER:  Thank you.

19                  So we also know, at least from 

20           New York City data, that the number of people 

21           who are picked up through either an 

22           involuntary admission or some coordination 

23           with outreach teams who are determined to 

24           need supportive housing with additional 


                                                                   129

 1           services, that the city has only been able to 

 2           place I think in the last year maybe a fourth 

 3           to a fifth of the number of people who were 

 4           approved for this kind of housing.

 5                  And my experience is that we of course 

 6           don't have adequate supportive housing or 

 7           adequate intensive services on a residential 

 8           basis for the number of people who need it, 

 9           but we also have huge numbers of contractors 

10           for supportive housing who are under the old 

11           contracts where the amount of money they get 

12           for services is so little per year they can't 

13           possibly accept people who have severe needs.  

14           Because they're getting something like 2500 

15           for services on an annual basis compared to 

16           some of the OMH newer contracts that I think 

17           have 25,000 per year.

18                  So I know the Governor's put some 

19           money into the human services budget to 

20           increase those contracts, but it's not nearly 

21           enough.  Would you agree that our whole 

22           system is not going to work unless we get 

23           both adequate numbers of locations for people 

24           to go to but also reasonable levels of 


                                                                   130

 1           funding for the services we know they need?

 2                  OMH COMMISSIONER SULLIVAN:  You know, 

 3           it's critical -- housing is obviously 

 4           critical.  It's just a critical issue.  

 5                  I think that there's been a tremendous 

 6           investment by this administration, whether 

 7           it's 3500 in the billion dollars -- we have 

 8           over now, in New York State, over 50,000 

 9           units of housing.  Some of the housing -- and 

10           we invested, over four years, over 

11           $350 million in upgrading housing stipends, 

12           some of which were really incredibly low just 

13           a few years ago.  

14                  So the investments are coming.  I 

15           think there is a significant investment.  But 

16           yes, housing is one of the most critical 

17           issues.  And we're continuing to work on 

18           making sure that as much as possible we can 

19           get people, especially all those with very, 

20           very high needs into housing as quickly as 

21           possible and get them the services that they 

22           need.

23                  CHAIRWOMAN KRUEGER:  So I've written 

24           you a very detailed letter looking for 


                                                                   131

 1           information.

 2                  OMH COMMISSIONER SULLIVAN:  Yes.  Yes.

 3                  CHAIRWOMAN KRUEGER:  And thank you, 

 4           you did get a response back.  When you get a 

 5           12-page letter back from an agency, they are 

 6           taking your questions seriously.  So thank 

 7           you.  

 8                  And that was all about who, what, 

 9           where, why, the different kinds of things 

10           we've funded in the budget, beds have come 

11           online or almost online or where they are.  

12           So thank you.  Even though we're still way 

13           behind where we need to be.

14                  But yesterday in the Local Governments 

15           hearing we heard from the City of New York 

16           that they believe they have a need for 

17           500 forensic beds.  That's different than 

18           what we've been talking about so far.  

19           Forensic beds, in my understanding, is people 

20           who are in our local jails who have been 

21           determined by a court not to be able to stand 

22           trial because they are not competent to stand 

23           trial, hence they're required to be under 

24           state control in a forensic facility before 


                                                                   132

 1           ever being possibly brought to trial if they 

 2           get better.

 3                  And so the City of New York reports 

 4           they need 500 of those beds.  So -- and I 

 5           know there is some funding in this 

 6           Executive Budget for additional I think FTEs 

 7           for forensic locations.  But, one, do you 

 8           agree with the City of New York?  Two, how 

 9           big is the problem statewide?  And three, do 

10           we actually have money to meet these targets?

11                  OMH COMMISSIONER SULLIVAN:  Basically 

12           these are individuals who are waiting to 

13           be -- felony arrests who are waiting to be 

14           restored to competency.

15                  By our numbers, we feel that probably 

16           eventually we will need probably another 100 

17           to 150 beds.  So the plan -- not 500.  I'm 

18           not sure where they came up with that number.

19                  CHAIRWOMAN KRUEGER:  That's what the 

20           City of New York testified yesterday.

21                  OMH COMMISSIONER SULLIVAN:  But what 

22           we have -- two things.  One is this year, in 

23           this year's budget we will be opening, from 

24           last -- 50 beds, 50 forensic beds.


                                                                   133

 1                  CHAIRWOMAN KRUEGER:  I have to cut 

 2           myself off.  I have to be the bad guy.

 3                  OMH COMMISSIONER SULLIVAN:  And 

 4           there -- but -- just one quick thing.  Also 

 5           in the budget there is 100 beds that will 

 6           occur --

 7                  CHAIRMAN PRETLOW:  Assemblyman 

 8           Burdick.

 9                  (Laughter.)

10                  CHAIRWOMAN KRUEGER:  You'll follow up 

11           with us afterwards.  Thank you.

12                  OMH COMMISSIONER SULLIVAN:  I just 

13           wanted to explain --

14                  CHAIRWOMAN KRUEGER:  Thank you.

15                  CHAIRMAN PRETLOW:  Assemblyman 

16           Burdick.

17                  ASSEMBLYMAN BURDICK:  Thank you.

18                  And thank you, Commissioner, for your 

19           good work and your testimony today.

20                  I'd appreciate your addressing how 

21           your agency and OPWDD handle areas of overlap 

22           requiring services from both the agencies, 

23           such as dual diagnosis, crisis intervention, 

24           and coordinated services, including the 


                                                                   134

 1           intake process and development of the 

 2           person-centered plan of care in the life 

 3           plan.

 4                  If you could elaborate on that, it 

 5           would be appreciated.

 6                  OMH COMMISSIONER SULLIVAN:  Yeah, 

 7           well, we work very closely with OPWDD on the 

 8           kinds of services that are important for us 

 9           to work together on.  One of the key things 

10           is the individuals with dual diagnosis who 

11           have -- there's two groups -- who have 

12           high needs.  

13                  And for those who are working on 

14           home-based crisis intervention programs, 

15           Critical Time Intervention programs, where we 

16           together do an assessment, make a diagnosis, 

17           and then work together on the mental health 

18           needs that an individual has and then the 

19           needs that they may need from OPWDD.

20                  We also have a specialized unit which 

21           is opening up, up at Upstate, which we're 

22           very happy about.  It's just opened, to work 

23           with individuals particularly with autism who 

24           have severe autistic -- and that's a dual 


                                                                   135

 1           unit we're going to be working with Upstate 

 2           and with OPWDD.  And we have a whole bunch of 

 3           step-down units.

 4                  In addition, OPWDD is working with us 

 5           to educate our Certified Community Behavioral 

 6           Health Centers to do these kinds of 

 7           assessments.  The assessment hubs which are 

 8           in this year's budget are also going to be -- 

 9           for youth, are going to be specializing in 

10           dual diagnosis with individuals with 

11           developmental disabilities and mental health.

12                  So together we're trying to come up 

13           with this -- not just a good assessment, but 

14           also a system that can really work to provide 

15           both intensive services and more regular kind 

16           of clinic services on either side, either in 

17           OPWDD clinics or in mental health clinics.

18                  ASSEMBLYMAN BURDICK:  And can I ask 

19           what kind of feedback you've been getting on 

20           that?  And whether you are considering any 

21           changes or tweaking in how you handled it.

22                  OMH COMMISSIONER SULLIVAN:  The 

23           feedback we've been getting on the Home-Based 

24           Crisis Intervention teams, which we've had a 


                                                                   136

 1           few up, is very good.  People seem to feel 

 2           that the families are happy.  They actually 

 3           have workers go in and spend four to six 

 4           weeks with a family, working intensely with 

 5           the family on how to work with the young 

 6           person to avoid their going into the 

 7           hospital, and getting very good feedback on 

 8           those teams which we have out.

 9                  We've been also getting good feedback 

10           from our Certified Community Behavioral 

11           Health Centers that are doing some of this 

12           work for families.  

13                  So we've been getting good feedback so 

14           far.  I think it's a question of just 

15           continuing to push the services out so that 

16           they're more available.

17                  ASSEMBLYMAN BURDICK:  Thank you so 

18           much.

19                  CHAIRWOMAN KRUEGER:  Thank you.

20                  And next up -- we have no more 

21           Senators until a second round, so we're just 

22           going to keep going with the Assemblymembers 

23           here.  There are always more of them than us.

24                  Assemblymember Otis.  Are you here?  


                                                                   137

 1           Okay, maybe he stepped out.  Okay, we'll come 

 2           back to him.

 3                  Assemblymember Tapia?

 4                  ASSEMBLYWOMAN TAPIA:  Thank you.  

 5                  Thank you, Commissioner, for being 

 6           here. 

 7                  The budget includes $9.5 million to 

 8           expand youth clubhouses and safe spaces for 

 9           at-risk populations.  How will these 

10           clubhouses be distributed across the state?  

11           And what the criteria will be used -- what 

12           criteria will be used to ensure they've 

13           reached the communities with the greatest 

14           need?

15                  OMH COMMISSIONER SULLIVAN:  The 

16           clubhouses are going to -- there is a lot of 

17           money in the city budget for clubhouses -- 

18           these are for adults in the city.  So most of 

19           these clubhouses will be an expansion to 

20           Long Island and upstate, because the city has 

21           been funding an expansion of clubhouses in 

22           the city.  

23                  The state dollars for the Safe Spaces 

24           for Youth, that's statewide.  So that will 


                                                                   138

 1           include safe spaces in the city as well, and 

 2           we will be looking at the demographics of 

 3           areas where youth -- where there are issues.  

 4           Whether it's, you know, violence with youth, 

 5           whether it's youth having more incarceration, 

 6           we're going to be looking at all that data 

 7           and looking at communities and then talking 

 8           with communities about whether or not they 

 9           think this would be helpful in their area.

10                  We are going to be targeting as much 

11           as possible the marginalized communities 

12           across the state, both in the city and the 

13           rest of the state.

14                  ASSEMBLYWOMAN TAPIA:  Okay.  Almost 

15           exactly two years ago, the Governor allocated 

16           one billion dollars to support mental health, 

17           which included creating more patient 

18           psychiatric beds and thousands of units of 

19           housing for supportive services.

20                  Can you provide an update on how this 

21           funding was allocated, as well as how the 

22           Governor's investment in the budget proposal 

23           aligned with this funding?

24                  OMH COMMISSIONER SULLIVAN:  The state 


                                                                   139

 1           hospital beds that were in that budget have 

 2           all -- there were 150 beds in that budget.  

 3           They've all been opened in the state hospital 

 4           system, so those 150 beds are active and 

 5           open.

 6                  The various other things which were in 

 7           that billion-dollar budget, which included 

 8           like our Critical Time Intervention teams, 

 9           our expansion of ACT, expansion of CCBHCs, 

10           et cetera, all those contracts were sent out.  

11           Some are being rebid because we didn't get 

12           the responses we needed.  But we have done 

13           800 contracts, and almost 700 providers have 

14           been receiving funds.

15                  So all those dollars are moving out.  

16           And I think that within a year or two, most 

17           of those services will be really successfully 

18           up and running.  It takes a little while to 

19           get them out.  But we've been really working 

20           diligently to make sure that all the services 

21           are out there.

22                  ASSEMBLYWOMAN TAPIA:  Thank you.

23                  If you can provide that information to 

24           us, I would --


                                                                   140

 1                  OMH COMMISSIONER SULLIVAN:  Yes.  Yes, 

 2           we'll get that to you.

 3                  CHAIRMAN PRETLOW:  Assemblymember 

 4           Eachus.

 5                  ASSEMBLYMAN EACHUS:  Thank you.

 6                  As you know, Doctor, we have a very 

 7           special relationship, myself with OMH and 

 8           yourself.  And the first thing I'd like to do 

 9           is say thank you.  And please thank your 

10           administration and all your staff workers.  

11           You do a great job.  Thank you for taking 

12           care of my daughter.  I appreciate that 

13           greatly.

14                  I have more statements than questions 

15           because during your entire tenure I had no 

16           reason to call your office and say, "Hey, we 

17           need" or "We have to."  So that's a credit to 

18           your office.

19                  But the things that I'd like to 

20           discuss is first the SOS, or the Mobile 

21           Crisis Teams.  Certainly there are not enough 

22           across New York State.  And I would just like 

23           to mention that I have a voluntary ambulance 

24           corps which covers four of my municipalities, 


                                                                   141

 1           which now is carrying a certified social 

 2           worker on every one of their calls.

 3                  OMH COMMISSIONER SULLIVAN:  Great.

 4                  ASSEMBLYMAN EACHUS:  So instead of the 

 5           thought of building entirely new teams, maybe 

 6           there is some money which can -- because they 

 7           have to use money out of their budget to 

 8           support those social workers and get them 

 9           social workers.  That might be something that 

10           we might consider which can happen quicker at 

11           lesser cost.

12                  In the report, the certified Teen 

13           Mental Health First Aid course, I took that.  

14           I think I have to update it, though, it's 

15           over a year.  

16                  And I'm a little worried about that.  

17           Having worked, been a teacher for 40 years, 

18           I'm a little worried about 9th through 

19           12th graders thinking or needing that they 

20           have to run into a situation when what they 

21           should be doing is calling about a situation.  

22           So I hope that that is stressed.  It wasn't  

23           when I was part of it, maybe because we were 

24           adults that they were teaching.  But when 


                                                                   142

 1           you're talking about younger kids, I hope the 

 2           essence of calling for help is one of the 

 3           first things.

 4                  OMH COMMISSIONER SULLIVAN:  Yes, 

 5           that's very important.  And basically the -- 

 6           it's a different curriculum for kids and 

 7           they've been taking that very seriously into 

 8           account.  It's really helping kids kind of be 

 9           supportive of each other, but just as you 

10           said, all that get them help, move forward.  

11           Youth have asked just to understand how to do 

12           that with someone, and that's what the focus 

13           of the Teen Mental Health First Aid is.

14                  ASSEMBLYMAN EACHUS:  Right.  Now I did 

15           call your office or it was relayed to your 

16           office about recycling and deposit bottles 

17           and all.  Listen, I visit one of your largest 

18           facilities on a weekly basis, I'm there.  So 

19           I know -- and I appreciate you mentioned that 

20           your central office does it completely, 

21           recycling and doing the deposit.  We're 

22           considering two Big Better Bottle Bills, and 

23           yet we're not showing good behavior in some 

24           of your facilities.  In other words, they 


                                                                   143

 1           need more bins, they need places -- because 

 2           if I bring recycled materials in, I have to 

 3           carry them out.

 4                  And then finally, as my fellow -- 

 5           Chris Burdick mentioned, you know that I 

 6           mentioned two years ago about the OMH and 

 7           OPWDD working together, crossing their silos.  

 8           I know you didn't have time to report it, but 

 9           if we could those reports on those programs 

10           that would be great.

11                  OMH COMMISSIONER SULLIVAN:  Yeah, I'll 

12           be glad to send it to you.

13                  ASSEMBLYMAN EACHUS:  Thank you.

14                  OMH COMMISSIONER SULLIVAN:  Thank you.

15                  CHAIRMAN PRETLOW:  Assemblywoman 

16           Gallagher.

17                  ASSEMBLYWOMAN GALLAGHER:  Thank you so 

18           much, Commissioner.  It's so nice to be here 

19           in this hearing with you.  

20                  And I have two questions for you.

21                  Part of keeping vulnerable people safe 

22           and stable is ensuring that they can stay in 

23           the community where they are loved and where 

24           they have people they trust.  In my 


                                                                   144

 1           community, extreme rents have made this 

 2           impossible, and displacement exacerbates the 

 3           instability.  2024 saw a 53 percent increase 

 4           in homelessness compared with 2023, because 

 5           of housing costs.  And New York has the 

 6           highest rate of homelessness in the country.

 7                  What role would you say the housing 

 8           market is playing in this instability?  And 

 9           wouldn't a Housing First model -- funding 

10           deeply affordable housing solutions, securing 

11           individuals in a way so that they could be 

12           stabilized before they are getting outpatient 

13           treatment -- how would that help their mental 

14           health conditions?

15                  OMH COMMISSIONER SULLIVAN:  Yeah, I 

16           think yes, absolutely, housing is just one of 

17           the most important -- everyone needs a safe 

18           place to put their head at night.  And I 

19           think housing is a critical, critical point.  

20                  And that's why we're so invested in 

21           increasing housing.  The billion dollars had 

22           3500 units of housing across the state.  Now 

23           we have 50,000 total supported housing units.  

24           But we need more.  So we're growing them with 


                                                                   145

 1           the 3500.  We will be growing them through 

 2           ESSHI.  So yes, we have to continue to grow.

 3                  And I think the other thing you 

 4           mentioned was Housing First, which I think is 

 5           a model which we are definitely using, 

 6           especially with those transitional beds that 

 7           we are setting up.  Which means that you -- 

 8           housing comes first and then at the same time 

 9           you can do therapy, you can do all the things 

10           someone needs.  But the first place they need 

11           is to be -- a safe place to be housed.

12                  And that cuts through some of the red 

13           tape of getting into housing.  So yes, 

14           housing is critical.  And I think the 

15           expansion of housing is something which is an 

16           ongoing issue.  Next year I think in the 

17           pipeline there are another 2,000 to 3,000 

18           units of housing that will come up across for 

19           supported housing for individuals with 

20           serious mental illness.  But it is critical 

21           and something we continue to work on to make 

22           sure we have more and more housing available.

23                  ASSEMBLYWOMAN GALLAGHER:  Yeah, and I 

24           think doing messaging around how important it 


                                                                   146

 1           is to have these units in our communities is 

 2           really important.  Because I know that when 

 3           we do have supportive housing put in our 

 4           community, sometimes those units face a great 

 5           deal of discrimination and push-back, even 

 6           though they are the greatest buoy for our 

 7           kind of -- our support.

 8                  OMH COMMISSIONER SULLIVAN:  And I 

 9           truly appreciate your saying that, because 

10           one of our difficulties with the capital we 

11           have is actually convincing communities that 

12           these are good things for communities.  These 

13           make communities safer.  These make 

14           communities more prosperous.  So thank you so 

15           much for saying that.

16                  ASSEMBLYWOMAN GALLAGHER:  Thank you.

17                  CHAIRMAN PRETLOW:  Assemblyman Maher?

18                  Assemblyman Palmesano.

19                  ASSEMBLYMAN PALMESANO:  Yes, 

20           Commissioner, thank you for being here. 

21                  Last year at the hearing I mentioned 

22           about a constituent who tragically lost his 

23           son to suicide, and you sent us a bunch of 

24           information at my request of what you're 


                                                                   147

 1           doing.

 2                  This individual, Joe Tobia, is 

 3           testifying later today.  Joe also sits -- 

 4           Mr. Tobia also sits on the Governor's Suicide 

 5           Prevention Council.  He and his wife have 

 6           been fierce advocates for change and reform 

 7           to the mental health system, because quite 

 8           frankly it failed his son and their family.  

 9           So they've been very strong advocates.  

10                  And one of the issues they've been 

11           advocating on is the Rural Suicide Prevention 

12           Council that the Governor vetoed last year 

13           for financial reasons, saying that it could 

14           be duplicative of services, that she's 

15           directing -- it was lumped in with a bunch of 

16           other bills that could be asking other 

17           agencies to do this and implement -- what can 

18           be done to implement this.  

19                  And given the fact that the rural 

20           suicide rate is double the rate of urban 

21           areas, this must be a priority.  So I would 

22           ask you, obviously, would you be willing to 

23           meet with -- you and your team be willing to 

24           meet with Mr. Tobia?  Because he's got a lot 


                                                                   148

 1           of ideas and suggestions.

 2                  But more importantly, as the Governor 

 3           is directing you, what actions have you taken 

 4           or are going to be beginning to take, and 

 5           would you be able to provide them in writing 

 6           after the fact to identify some of those 

 7           issues in that bill, which would identify 

 8           barriers to mental health, which would 

 9           identify vulnerable populations' indeterminate 

10           or insufficient capacity, would look for 

11           strategies to increase utilization and 

12           provide recommendations to improve the 

13           coordination of care and services?  

14                  Would you be willing to meet with 

15           Mr. Tobia?  Would you be willing to reply 

16           back in writing what you're doing to address 

17           those vetoed -- that bill, the things in that 

18           bill to address this issue?  And what can you 

19           talk about here too as well?

20                  OMH COMMISSIONER SULLIVAN:  Yes, we'd 

21           be very glad to meet with him.  

22                  And I think, you know, the Suicide 

23           Prevention Task Force, which has been 

24           reestablished, it has a whole subgroup that's 


                                                                   149

 1           going to be working intensely on rural 

 2           suicide.  So I would love to speak with him 

 3           and to speak with him about his 

 4           recommendations and make sure that those all 

 5           get incorporated.

 6                  So yes, absolutely, and we will send 

 7           you in writing all the work that we're doing, 

 8           yes.

 9                  ASSEMBLYMAN PALMESANO:  Because I know 

10           he has other ideas on how to improve the 

11           bill.  I mean, I would like to see us advance 

12           this bill because I think it lays it out 

13           specifically what is -- I just want to make 

14           sure that the department is committed to 

15           doing this.  

16                  I mean, the Governor mentioned this in 

17           her veto message.  If we have to do it 

18           in-house, that's one thing.  But I, you know, 

19           want to make sure that type of communication 

20           is going on.  So would like to see what 

21           you're doing, in writing, to address those 

22           issues in the bill that was mentioned and 

23           also some suggested improvements that 

24           Mr. Tobia had for the bill.  He has a lot 


                                                                   150

 1           of -- a wealth of experience and knowledge, 

 2           tragically, that he wants to bring to help 

 3           and make sure other families don't have to go 

 4           through this.  So hopefully that consultation 

 5           can happen.

 6                  And again, because the rural suicide 

 7           rate is double that of urban areas, it 

 8           definitely needs to be a priority, especially 

 9           with the mental health crisis we have in this 

10           state.

11                  OMH COMMISSIONER SULLIVAN:  

12           Absolutely.  And we definitely thank you so 

13           much that -- thank you so much for all the 

14           work he's doing and we would be very pleased 

15           to meet with him, get his ideas, and be able 

16           to help implement some of what he thinks is 

17           needed.

18                  So yes, thank you very much for 

19           offering that.  And thank him.  Thank you.

20                  ASSEMBLYMAN PALMESANO:  Thank you, 

21           Commissioner.

22                  CHAIRMAN PRETLOW:  Assemblyman Maher.

23                  ASSEMBLYMAN MAHER:  Thank you.

24                  Good morning, Commissioner.  


                                                                   151

 1           Appreciate you being here.

 2                  One of the favorite things I love to 

 3           do as an Assemblymember is meet with our 

 4           local students -- could be elementary school 

 5           age, middle school, high school age.  And one 

 6           thing I try to do is I let them know it is 

 7           vital to get their feedback.  It's not just a 

 8           nice trip to come up here, but it's their 

 9           responsibility to advise us and educate us as 

10           legislators on what their needs are.

11                  And for the most part, that one issue 

12           that always comes up, and they're conscious 

13           enough to know that it exists and it's a 

14           problem, is increased services for mental 

15           health support within our school districts.

16                  My first question is, how are our 

17           schools being supported to address mental 

18           health issues among children?

19                  OMH COMMISSIONER SULLIVAN:  The first 

20           thing is that we are able to open up -- for 

21           any school that's interested, is to establish 

22           a school-based mental health clinic.  What 

23           that really is is a satellite clinic of a 

24           provider in the community.  And that means 


                                                                   152

 1           that services are then provided on-site in 

 2           the school.

 3                  And so that's available to schools.  

 4           We have talked about this with all the school 

 5           districts, et cetera.

 6                  The other things are a whole host of 

 7           other -- that's probably the main thing, 

 8           because if you can have a school-based mental 

 9           health clinic, that makes a huge difference.  

10                  In addition, we have available 

11           something called Teen Mental Health First Aid 

12           Training, also first aid training for 

13           teachers, first aid training for school staff 

14           personnel.  That helps individuals understand 

15           mental health issues and also be able to talk 

16           to each other about the critical mental 

17           health issues.

18                  So those are available for schools.  

19           Schools can call us, we can set that up.

20                  We also have a whole host of safer -- 

21           suicide prevention services that we can talk 

22           to schools about, trainings that can go 

23           forward to schools.  So we'd be glad to work 

24           with the schools.  There's a lot of suicide 


                                                                   153

 1           prevention services that are available for 

 2           suicide-safer schools, training teachers, 

 3           working with students, et cetera.

 4                  So the school-based mental health 

 5           clinics had a whole host of trainings which 

 6           are available for schools as well.

 7                  ASSEMBLYMAN MAHER:  If I could then 

 8           add on -- and I appreciate you really laying 

 9           out all of those services that are 

10           available -- I know it can be very difficult 

11           to quantify the success and the impact of 

12           some of these programs.  Can you speak to how 

13           you do that right now?  And when we talk 

14           about some of these programs, is there a 

15           questionnaire that goes out?  What exists 

16           right now for us to quantify whether or not 

17           these programs are successful?

18                  OMH COMMISSIONER SULLIVAN:  Yeah, 

19           we're gathering data from the school-based 

20           mental health clinics as to who they're 

21           seeing and the satisfaction of the 

22           individuals that they've seen and whether or 

23           not the students feel it's been helpful, 

24           et cetera.


                                                                   154

 1                  On the mental health first aid it's a 

 2           little bit harder to get outcome data, but we 

 3           do get satisfaction data about whether people 

 4           felt the training was helpful, whether the 

 5           impact, the long-term impact -- I don't know 

 6           that we have data on that specifically for 

 7           schools.  There's national data that this has 

 8           an impact, but I don't think we have it for 

 9           schools right now.

10                  ASSEMBLYMAN MAHER:  Thank you, 

11           Commissioner.

12                  CHAIRMAN PRETLOW:  Assemblywoman 

13           Chandler-Waterman.

14                  ASSEMBLYWOMAN CHANDLER-WATERMAN:  

15           Thank you, Chair.  Thank you, Commissioner -- 

16           and my colleagues, for great questions.

17                  I appreciate you and your team for 

18           coming out to my district.  As you know, I'm 

19           in Brooklyn, representing East Flatbush, 

20           parts of Canarsie, Brownsville, and Crown 

21           Heights.

22                  I also appreciate you and your team 

23           partnering with our AD 58, my in-district 

24           mental health task force, when it comes to 


                                                                   155

 1           the Black, brown, Caribbean immigrants.  We 

 2           want to ensure peers are at the forefront of 

 3           the conversations, of course mental health 

 4           professionals as well, local, cultural, 

 5           sensitive clubhouses and respite centers -- 

 6           we're up to 30-days stay -- person-centered, 

 7           non-police response, wraparound services, 

 8           more investment in school-based mental health 

 9           clinics, as you mentioned, ensuring families 

10           are prioritized as an intentional part of the 

11           plan for recovery.

12                  I also discuss with anyone who will 

13           listen that we have a great example of 

14           institutional support of persons experiencing 

15           emotional crisis, One Brooklyn Health, 

16           Brookdale University Medical Center 

17           Behavioral Health Clinic, under the CEO, 

18           Dr. Scott, and Chief of Psychiatry 

19           Hershberger, Dr. Hershberger. 

20                  We need more investments like these 

21           into these institutions like this in my 

22           district.

23                  As you know, we have a broken system 

24           that has a lot of disparities.  Oftentimes 


                                                                   156

 1           underserved, underresourced, districts like 

 2           mine experience worse than other communities.  

 3           They get a cold, we get a flu.  It hits us 

 4           harder.

 5                  So on paper, involuntary commitment 

 6           may sound like a good idea, but it feels more 

 7           like a Band-Aid.  Our fear is that it could 

 8           look like mass incarceration, it could look 

 9           like the new stop-and-frisk, or it could look 

10           like unfortunately Daniel Prude, who was 

11           killed and died, unfortunately, at the hands 

12           of police during a mental health crisis.

13                  However, we need a more sustainable 

14           plan.  Great news, we have one.  It's called 

15           the New York State Daniel's Law Task Force 

16           Behavioral Health Crisis Response Report, 

17           which I know you know about, a million 

18           dollars we invested into that.  And you 

19           include in the community input we had, peers, 

20           doctors, professionals.

21                  This report, thanks to you and your 

22           team, finished last year, a year early.  All 

23           of what I have mentioned just now is in 

24           Daniel's Law.  We need Daniel's Law fully 


                                                                   157

 1           passed, fully funded.  And how is this issue 

 2           that we need with mental health being 

 3           addressed with using this report, using 

 4           Daniel's Law instead of the Band-Aid approach 

 5           that involuntary commitment may pose?

 6                  And as you know, we got over like 

 7           3.2 million individuals experiencing a mental 

 8           health crisis in 2021 and 2022, in the report 

 9           by New York State Comptroller DiNapoli, in 

10           his new report.  So how do you envision that 

11           this wonderful report that we invested a 

12           million dollars in, is used to help?  

13                  OMH COMMISSIONER SULLIVAN:  Well, 

14           thank you.  I think it is an excellent 

15           report.  I think that it provides a resource 

16           for, as I said earlier, resource for the 

17           policymakers to look at that report and to 

18           use it in making their decisions about what 

19           of those recommendations that are in the 

20           report would be implemented.

21                  So it's a -- I think its goal was to 

22           be a resource, and I think it is a solid 

23           resource for people to look at in terms of 

24           what a behavioral health response to a 


                                                                   158

 1           behavioral health emergency can be.

 2                  CHAIRMAN PRETLOW:  Thank you.

 3                  ASSEMBLYWOMAN CHANDLER-WATERMAN:  

 4           Thank you.

 5                  CHAIRMAN PRETLOW:  Assemblyman 

 6           Anderson.

 7                  ASSEMBLYMAN ANDERSON:  Thank you so 

 8           much, Chair.

 9                  And thank you, Commissioner, for being 

10           here with us this morning into the afternoon.

11                  I have two brief questions.  Hopefully 

12           I can get an answer from you on them.  I did 

13           see in the Executive proposal an investment 

14           in mental health first aid for teenagers, and 

15           I think that that's so important.  When I was 

16           first elected I was able to train over 150 

17           constituents and community leaders in mental 

18           health first aid, and I know how effective 

19           that program was.

20                  So I'm just wondering about the 

21           mechanism in which that program, as proposed, 

22           would get down to groups and organizations.  

23           Is it a grant program, is it a direct 

24           allocation to cities?  I just want to get a 


                                                                   159

 1           sense of that.

 2                  OMH COMMISSIONER SULLIVAN:  Yeah.  

 3           It's direct money that will go to schools.  

 4           And the goal here is to work with schools who 

 5           are interested in us doing this.  We can 

 6           probably do mental health first aid training 

 7           for almost 5,000 students.  And we will be 

 8           taking requests from schools, going out, 

 9           doing the mental health first aid training 

10           team to team.  It's an evidence -- it's been 

11           developed very carefully to work just with 

12           kids and how kids can talk to each other.

13                  ASSEMBLYMAN ANDERSON:  So when you say 

14           schools, commissioner, do you mean school 

15           districts or do you mean --

16                  OMH COMMISSIONER SULLIVAN:  Oh, no, I 

17           mean individual schools.

18                  ASSEMBLYMAN ANDERSON:  Individual 

19           schools.

20                  OMH COMMISSIONER SULLIVAN:  Individual 

21           high -- yeah, we're hoping -- it's for 

22           individuals 9th to 12th grade.  So it's 

23           mental health first aid for high schools.

24                  ASSEMBLYMAN ANDERSON:  Thank you so 


                                                                   160

 1           much.

 2                  My next question for you, 

 3           Commissioner, is I just wanted to learn a 

 4           little bit more about the -- and this is the 

 5           larger executive pot that deals with mental 

 6           health from the disparate groups, 

 7           individuals, groups and organizations.  The 

 8           name of the pot of resources is escaping me 

 9           now, but I know that there was an investment 

10           in the barbershop mental health program that 

11           I helped get started two budget cycles ago, 

12           and it was supposed to go towards the 

13           Arthur Ashe Institute.

14                  Can you report out on how that funding 

15           has been spent and how successful that 

16           program has been in the eyes of your agency?  

17           Or if it's a collaboration with you and 

18           DOH --

19                  OMH COMMISSIONER SULLIVAN:  It's been 

20           a collaboration.  And I think I can get back 

21           to you on that.  I'm not as up-to-date 

22           because I think it's been through DOH.  But 

23           we can get back to you on that.

24                  ASSEMBLYMAN ANDERSON:  Okay.  Thank 


                                                                   161

 1           you so much, Commissioner.  I hope to also 

 2           invite you out to my district to see some of 

 3           the work that we're doing, because you can't 

 4           stay all the way in the 58th, you've got to 

 5           come to the 31st too.

 6                  (Laughter.)

 7                  OMH COMMISSIONER SULLIVAN:  I'd love 

 8           to.  I'll love to.  We will definitely do it.

 9                  ASSEMBLYMAN ANDERSON:  Thank you so 

10           much, Commissioner.

11                  OMH COMMISSIONER SULLIVAN:  Thank you.  

12           Thank you.

13                  CHAIRWOMAN KRUEGER:  Chair Brouk for 

14           her three-minute follow-up.

15                  SENATOR BROUK:  (Microphone issue.)  

16           There we go.  I did it earlier.

17                  Thank you, Commissioner.  I just 

18           wanted to follow up because I think a lot of 

19           the discussion that we had throughout this -- 

20           and thank you for all of your thoughtful 

21           answers.  I think they were really helpful 

22           and will be for all of our budgetary 

23           decisions.  But it seems like there is a 

24           theme, right, that we are -- while we have 


                                                                   162

 1           invested, including the $1 billion that the 

 2           Governor announced a couple of years ago 

 3           around supportive housing, around SOS teams, 

 4           ACT teams -- all of this community outreach 

 5           and building up beds and all of these 

 6           different things, it seems like we still 

 7           haven't fully built up and even spent some of 

 8           the funding that has been allocated.

 9                  And so, you know, my final question to 

10           you is, when we look at the efficacy, right, 

11           when I hear you talk about 884 individuals 

12           that SOS teams have helped find permanent 

13           housing -- permanent housing, that means they 

14           are not jumping back out, it's not a bad 

15           discharge and they're going right back out 

16           and not having their, you know, basic needs 

17           met and potentially, you know, suffering 

18           themselves -- they are permanently housed.  

19           They have dignity.  They are on a road to 

20           find employment, perhaps on a road for rehab.  

21           Right?

22                  So it tells me that we need to do more 

23           with Housing First.  We need to do more with 

24           getting people the care they need.  We need 


                                                                   163

 1           more community outreach, whether in our 

 2           New York City subways or in our upstate 

 3           communities.  And so what troubles me is that 

 4           there's this big change around involuntary 

 5           commitment, thinking that this is going to 

 6           somehow solve this, when we haven't even 

 7           fully implemented some of the things that we 

 8           have funded.

 9                  So big question for you.  What do you 

10           need to act more swiftly to get those -- I 

11           think it was 2,000 supportive housing beds 

12           online quicker?  What do we need to do and 

13           what do you need from us to hurry that up and 

14           get that done as quickly as possible so we 

15           can serve people in the way that we have seen 

16           works really well?

17                  OMH COMMISSIONER SULLIVAN:  I think, 

18           first of all, just speaking to housing, those 

19           2,000 beds that are not up are capital.  And 

20           what we do need help with is what was 

21           mentioned by Assemblymember Gallagher, is 

22           communities accepting these services.

23                  You know, one of the biggest delays 

24           are siting for mental health housing.  And 


                                                                   164

 1           our providers are really good at this, but 

 2           especially in urban areas it's been very 

 3           difficult to site some of this housing.  So 

 4           we really could use the support of 

 5           legislators and communities to work with us, 

 6           because housing -- it benefits communities, 

 7           it can be beautiful housing.  So we do need 

 8           help with that, because that has delayed and 

 9           in fact sometimes we have housing out there 

10           for years waiting to find a site where we can 

11           actually provide the housing.

12                  And again, once you build the housing, 

13           you're not stuck with these rent costs going 

14           up or the cost of other things.  We subsidize 

15           and make sure the housing is successful in an 

16           ongoing way.  So that's one way that could be 

17           incredibly, incredibly helpful.

18                  The other is I think again to work 

19           with us with communities to --

20                  (Time clock sounds.)

21                  SENATOR BROUK:  Get back to me.  

22                  (Laughter.)

23                  SENATOR BROUK:  Thank you.  Thank you.

24                  CHAIRWOMAN KRUEGER:  To be continued.


                                                                   165

 1                  Assembly Chair Simon for her second 

 2           round.

 3                  ASSEMBLYWOMAN SIMON:  Thank you.  

 4                  Plus-one to Senator Brouk's question 

 5           there.  And I appreciate your answer, and I 

 6           think it's obviously -- we're going to 

 7           continue to have those conversations.

 8                  I have a question sort of a little bit 

 9           different, which is also the issue of 

10           children in need of outpatient behavioral 

11           health services through Medicaid.  And a 

12           recent study showed that only one out of 

13           every four kids who need this service are 

14           actually receiving them.  So the question is, 

15           what kinds of new investments in Medicaid 

16           rates and workforce are being advanced in 

17           this budget to meet that unmet need?

18                  And also, of course, the bigger -- the 

19           big issue is also the Medicaid rates not 

20           keeping pace with the cost of providing care.  

21           So our children, particularly post-COVID, 

22           are, you know, suffering greatly.  And the 

23           number -- the amount of mental health needs 

24           for our younger children has increased.  I 


                                                                   166

 1           mean, we've never dealt with it enough, but 

 2           we need -- now we have even more need for it. 

 3                  Can you tell me what it is that the 

 4           state is doing and how it could help get the 

 5           providers to be able to actually provide 

 6           these services to children who are in need of 

 7           them?

 8                  OMH COMMISSIONER SULLIVAN:  Yeah, I 

 9           think there's been a -- let me begin with one 

10           place where we're making a big investment is 

11           something called HealthySteps in 

12           pediatricians' offices, which has a mental 

13           health worker in a pediatric practice of 

14           1500 or more families.  And we've been able 

15           to spread this across the state right now so 

16           that 191,000 kids are covered, and ultimately 

17           over 300,000.

18                  This kind of prevention is really 

19           critical because you want to begin early.  So 

20           first of all there's prevention, there's 

21           prevention that happens in pediatricians' 

22           offices and then the prevention that happens 

23           in schools.  And that's where the 

24           school-based services come in, in terms of 


                                                                   167

 1           having those available.  And also working, as 

 2           we've talked about, with mental health first 

 3           aid with teens.

 4                  And then the next level are 

 5           individuals who need -- so you want to do 

 6           prevention and then you want to have access 

 7           to care when it's needed.  So by expanding 

 8           out Certified Community Behavioral Health 

 9           Centers, we're greatly expanding the access 

10           to kids' services.  And the good things about 

11           Certified Community Behavioral Health 

12           Centers, which cover the whole lifespan, do a 

13           lot of child work, is they're cost-based.  So 

14           at the end of the year, if it cost more to 

15           serve 2,000 kids than it did the year before, 

16           you can be reimbursed for that.  So that 

17           helps with the reimbursement.

18                  In addition, we have increased rates 

19           consistently for child services; increased 

20           rates, inpatient side; increased clinic rates 

21           for kids.  Partial hospitalization rates for 

22           kids.  And in fact in last year's budget we 

23           also increased the number of partial hospital 

24           startups.  Partial hospitals are kind of 


                                                                   168

 1           community-based intensive services.  

 2                  We've increased rates across the board 

 3           over the last several years for children's 

 4           services.  So that has helped to make the 

 5           services more available.

 6                  And then finally, for the most 

 7           intensive needs --

 8                  (Time clock sounds.)

 9                  CHAIRWOMAN KRUEGER:  Thank you.  

10                  ASSEMBLYWOMAN SIMON:  Let me know 

11           later.

12                  (Laughter.)

13                  CHAIRWOMAN KRUEGER:  You clearly will 

14           have follow-up with all the chairs.

15                  One last three minutes for 

16           Senator Fernandez.

17                  SENATOR FERNANDEZ:  Thank you so much.

18                  I mentioned before co-occurring 

19           disorders and streamlining the three-tiered 

20           system.  Could you just expand a little more 

21           in these next three minutes about how someone 

22           can navigate getting all services dealing 

23           with a mental health disorder and a substance 

24           use disorder?


                                                                   169

 1                  OMH COMMISSIONER SULLIVAN:  Yeah.  So 

 2           the three-tier system is -- the second tier 

 3           is critical because it says that basically 

 4           our mental health clinics and our substance 

 5           use clinics are really able to provide a lot 

 6           more integrated care and get paid for it than 

 7           they have been currently -- even without 

 8           doing anything to change their licenses.  

 9                  And so that's an educational 

10           phenomenon.  You can basically bill for 

11           opioid treatments, you can bill for alcohol 

12           treatment, everything, in a mental health 

13           clinic.  It's making it clear how you do 

14           that, how you can get reimbursed, so the 

15           clinics are more open to do it.  So that's 

16           where the regulations are shifting.  

17                  The third tier will be individuals 

18           who, for example -- clinics, for example, 

19           that would provide the most, most intensive 

20           mental health services as well as the most 

21           intensive substance use services.  Under one 

22           license, not having to deal with two 

23           agencies, just consistent billing, consistent 

24           documentation, making it so much easier for 


                                                                   170

 1           integrated care.

 2                  What we have now often requires some 

 3           different documentation, requires different 

 4           ways to bill.  We're getting rid of all that 

 5           and basically, if you're doing integrated 

 6           care, it won't be as complicated within the 

 7           individual clinics.  

 8                  So basically the three-tier system 

 9           which we're putting forward I think will be 

10           really a breath of fresh air for the 

11           community.

12                  SENATOR FERNANDEZ:  Thank you.

13                  CHAIRWOMAN KRUEGER:  All right.  Thank 

14           you very much, Commissioner.  I think we have 

15           used up the time we have with you today.

16                  You have more questions to follow up 

17           with some of us, so we appreciate it.  And we 

18           sincerely appreciate the work of your agency.  

19           You're hearing frustration from us because 

20           it's all not fixed, and mental illness is 

21           actually becoming a growing problem in our 

22           communities, so we need to keep working 

23           together and get the best answers we can.

24                  So thank you very much for your time, 


                                                                   171

 1           and thank you to all of your agency staff and 

 2           your contract agencies throughout the state 

 3           who do amazing work every day.  So thank you.

 4                  OMH COMMISSIONER SULLIVAN:  Thank you.

 5                  CHAIRWOMAN KRUEGER:  And any 

 6           legislators who want to grab the 

 7           commissioner -- out in the hall, not in this 

 8           room, so that we can move on to our next 

 9           panel of patiently waiting commissioners:  

10           Dr. Chinazo Cunningham, commissioner of the 

11           New York State Office of Addiction Services 

12           and Supports, and Acting Commissioner 

13           Willow Baer, New York State Office for 

14           People With Developmental Disabilities.

15                  (Brief pause.)

16                  CHAIRWOMAN KRUEGER:  Good afternoon, 

17           everyone.  Hi.  And is it all right if we go 

18           in the order here, OASAS first?  Is that 

19           okay, Commissioner?  Yes, okay. 

20                  Just for the tech people behind so 

21           they have your name right when they put your 

22           screen up, each of you introduce yourselves 

23           now.

24                  OASAS COMMISSIONER CUNNINGHAM:  I'm 


                                                                   172

 1           Dr. Chinazo Cunningham, the commissioner of 

 2           OASAS.  

 3                  And good afternoon, Senator Krueger, 

 4           Assemblymember Pretlow, Senator Fernandez, 

 5           Assemblymember Steck, and distinguished 

 6           members of the Legislature.  My name is 

 7           Dr. Chinazo Cunningham, the commissioner of 

 8           the New York State Office of Addiction 

 9           Services and Supports, and I thank you for 

10           the opportunity to present Governor Hochul's 

11           fiscal year 2026 Executive Budget and how it 

12           supports our work at OASAS on behalf of those 

13           who are impacted by addiction.

14                  This is my fourth year presenting the 

15           OASAS budget.  Over the past three years, 

16           New York State experienced both the COVID-19 

17           pandemic and a devastating overdose epidemic. 

18           We met these challenges by following our 

19           guiding principles of data-driven 

20           decision-making, harm reduction, and equity. 

21           Through these efforts, we are now seeing 

22           positive results.  Most importantly, overdose 

23           deaths have declined by 17 percent statewide. 

24           That's roughly 900 lives saved through our 


                                                                   173

 1           combined efforts between 2023 and 2024.  

 2                  We are optimistic about this trend.  

 3           However, we must remain focused on saving 

 4           more lives by bringing innovative prevention, 

 5           treatment, harm reduction, and recovery 

 6           services to those who need it.  Today I'm 

 7           proud to share some of our 2024 

 8           accomplishments and detail how this year's 

 9           Executive Budget helps us build on our 

10           foundation of progress.  

11                  From the start, New York has 

12           distributed more opioid settlement funds to 

13           localities and community-based organizations 

14           faster than any other state in the nation. 

15           OASAS is responsible for distributing 

16           36 percent of the state's settlement funds -- 

17           and does so with efficiency and transparency.  

18           A recent report noted that our state received 

19           and allocated the largest amount of 

20           settlement dollars received nationwide.  To 

21           date, OASAS has made nearly $400 million 

22           available to address substance use disorder 

23           and overdoses.  

24                  This year's Executive Budget includes 


                                                                   174

 1           roughly $63 million to help support our 

 2           continuum of care across the state and in 

 3           alignment with the Opioid Settlement Fund 

 4           Advisory Board's recommendations.  That 

 5           includes establishing initiatives to increase 

 6           medication treatment availability, including 

 7           expanding access to methadone treatment along 

 8           with low-threshold buprenorphine treatment; 

 9           scholarships to support the workforce; youth 

10           prevention programs; recovery center and 

11           transportation supports; enhanced outreach 

12           and engagement; and more.  

13                  I'm extremely proud to report that our 

14           online portal continues to make free, 

15           lifesaving harm reduction supplies available 

16           to the public.  Thus far, over 250,000 

17           naloxone kits and nearly 22 million fentanyl 

18           and xylazine test strips have been 

19           distributed from OASAS alone to individuals 

20           and organizations across the state.  

21                  Just recently, a Poughkeepsie high 

22           schooler successfully administered naloxone 

23           while at his local barber shop.  The teen had 

24           ordered the naloxone online through the OASAS 


                                                                   175

 1           portal after receiving a lesson on how to 

 2           administer it during his health class.  

 3                  Our outreach and engagement work has 

 4           served over 90,000 New Yorkers.  In addition, 

 5           the state now has three Mobile Medication 

 6           Units up and running.  These units bring 

 7           addiction services, including methadone 

 8           treatment and other medical care, directly to 

 9           underserved communities.  As Governor Hochul 

10           has highlighted, additional funds will help 

11           us roll out more units in 2025.  

12                  The fiscal year 2026 Executive Budget 

13           will allow OASAS to continue these critical 

14           initiatives and enhance support of our 

15           provider system and the individuals they 

16           serve.  In all, the proposed OASAS budget 

17           contains nearly $1.3 billion, including 

18           roughly $190 million for State Operations, 

19           $964 million for Aid to Localities, and 

20           $94 million for capital projects. It 

21           continues opioid stewardship funds that 

22           allows OASAS to support harm-reduction 

23           services and medication and treatment 

24           affordability.  


                                                                   176

 1                  Workforce recruitment and retention 

 2           remains a priority across the OASAS continuum 

 3           of services, especially as we strive to 

 4           increase capacity in our system.  To address 

 5           this challenge, OASAS has made historic 

 6           investments into the addiction workforce to 

 7           support and expand a skilled, compassionate 

 8           network of professionals.  This includes a 

 9           partnership with SUNY and other colleges, 

10           universities and community-based 

11           organizations, which has resulted in over 

12           1,000 individuals receiving scholarships for 

13           addiction training, and more than 80 medical 

14           and behavioral health fellows at four medical 

15           schools across the state.  

16                  The Executive Budget includes 

17           $12 million in additional support for a 

18           2.1 percent targeted inflationary increase to 

19           provide fiscal relief for service providers, 

20           as well as an additional $6.4 million minimum 

21           wage increase.  This action builds upon OASAS 

22           workforce initiatives, including a new 

23           Leadership Institute, enhanced peer supports, 

24           scholarships and paid internships, and an 


                                                                   177

 1           online addiction credentialing portal.  

 2                  Treating individuals with co-occurring 

 3           substance use and mental health conditions 

 4           calls for close collaboration between OASAS 

 5           and the Office of Mental Health.  The budget 

 6           supports ongoing efforts to triple the number 

 7           of Certified Community Behavioral Health 

 8           Centers to better address individuals' 

 9           complex needs -- regardless of their ability 

10           to pay.  It also includes an additional 

11           $3 million to expand support for joint 

12           street-outreach activities to connect 

13           vulnerable people with needed services. 

14                  Further, OASAS and OMH continue to 

15           roll out Crisis Stabilization Centers, which 

16           provide support, assistance, and urgent 

17           access to care.  We're also jointly seeking 

18           to improve access to services for homeless 

19           youth.  

20                  A 2022 state law required medication 

21           treatment for all substance use disorders in 

22           carceral settings.  It is no small 

23           achievement that all 42 prisons and all 

24           58 jails have implemented all forms of 


                                                                   178

 1           FDA-approved medication for substance use 

 2           disorders.  We are a national leader in this 

 3           work, representing the largest such 

 4           implementation in a state carceral system 

 5           nationwide.  

 6                  In the first year of implementation, 

 7           the number of people who received medication 

 8           treatment for substance use disorder 

 9           increased more than five times in prisons and 

10           more than three times in jails.  

11                  State revenues from casinos and mobile 

12           sports betting help empower OASAS prevention 

13           efforts to promote and encourage responsible 

14           gambling.  Our "Take a Pause" public 

15           awareness campaign is airing throughout the 

16           NFL playoffs and Super Bowl, asking people to 

17           examine their betting habits.  

18                  Our Problem Gambling Bureau has also 

19           worked to eliminate barriers to training; 

20           collect and study data on gambling behaviors; 

21           and enhance problem gambling prevention, 

22           treatment and recovery services.  

23                  With the legalization of adult-use 

24           cannabis, OASAS is raising awareness for its 


                                                                   179

 1           responsible use through a new Cannabis 

 2           Prevention Toolkit that is available in 

 3           English and Spanish, giving parents and 

 4           mentors practical tips and guidance on how to 

 5           talk to teens about the risks of underage 

 6           cannabis use.  

 7                  In addition, we're gathering important 

 8           data from youth about their cannabis 

 9           behaviors and attitudes, while training 

10           providers and schools on the prevention and 

11           treatment of cannabis use disorders.  

12                  The OASAS continuum of services 

13           include programs and supports to help 

14           individuals achieve and maintain their 

15           personal health and recovery goals -- 

16           including new OASAS-certified recovery 

17           residence regulations.  This represents the 

18           first recovery support service to be 

19           certified in the state and allows recovery 

20           residences to voluntarily apply for OASAS 

21           certification.  

22                  I urge those who are interested to 

23           visit our new Recovery Residences webpage to 

24           learn more.  


                                                                   180

 1                  Lastly, the proposed budget includes 

 2           ongoing support for a five-year capital plan 

 3           to ensure the health and safety of 

 4           individuals and proper maintenance of 

 5           facilities.  

 6                  As outlined today, the proposed 

 7           Executive Budget allows OASAS to build on a 

 8           proven foundation of progress based on an 

 9           equitable, person-centered, data-driven 

10           approach.  OASAS will continue providing a 

11           full continuum of prevention, treatment, harm 

12           reduction, and recovery programming and 

13           services, all towards our goal of further 

14           reducing overdose deaths, improving lives, 

15           and preventing addiction.  

16                  We appreciate your ongoing support and 

17           look forward to working with you to better 

18           serve those in need.  

19                  With that, I welcome any questions.  

20           Thank you.

21                  CHAIRWOMAN KRUEGER:  Thank you very 

22           much.

23                  And I'm now going to -- no.  Sorry, we 

24           don't ask questions until we do both 


                                                                   181

 1           commissioners.  So please, Acting 

 2           Commissioner, introduce yourself.

 3                  OPWDD ACTING COMMISSIONER BAER:  Thank 

 4           you.  

 5                  Good morning, Chairs Krueger and 

 6           Pretlow, Disability Committee Chairs Fahy and 

 7           Santabarbara, and other distinguished members 

 8           of the Legislature.  I am Willow Baer, acting 

 9           commissioner of the New York State Office for 

10           People With Developmental Disabilities.  

11           Thank you for inviting me to be here today to 

12           speak about the historic investments included 

13           in Governor Hochul's fiscal year 2026 

14           Executive Budget that benefit people with 

15           developmental disabilities, their families, 

16           not-for-profit providers, and our vital 

17           direct-care workforce.  

18                  In my time as acting commissioner, I 

19           have had the privilege of traveling around 

20           the state to speak with many of our 

21           stakeholders, many of you and your 

22           constituents.  This has allowed me to better 

23           understand the needs of people with 

24           developmental disabilities and the challenges 


                                                                   182

 1           that the system faces.  I have learned about 

 2           innovative approaches that many of our 

 3           providers are working on, and have heard from 

 4           people with disabilities about what they 

 5           want, such as improved access to quality 

 6           healthcare, housing, and employment.  I've 

 7           also seen the importance of prioritizing 

 8           efforts that enhance our provider network, 

 9           advance our workforce, and respond to the 

10           changing demographics of the state.  

11                  I'm excited to highlight several of 

12           those proposals included in this year's 

13           Executive Budget that respond directly to the 

14           requests of people and families, challenges 

15           providers have shared, and to what I believe 

16           our service system truly needs.  

17                  For the fourth year in a row, 

18           Governor Hochul has included funding that 

19           recognizes the imperative role that our 

20           providers and direct support staff play in 

21           the lives of people with developmental 

22           disabilities across New York State.  The 

23           fiscal year 2026 Executive Budget includes an 

24           ongoing investment of $850 million in recent 


                                                                   183

 1           rate increases, allowing our not-for-profit 

 2           service providers to afford the increased 

 3           cost of doing business and, most importantly, 

 4           to increase wages for frontline staff.  

 5                  Additionally, the Executive Budget 

 6           proposes a 2.1 percent targeted inflationary 

 7           increase to further address the rising 

 8           operating costs in our service system.  

 9                  These investments, especially when 

10           combined with Governor Hochul's historic 

11           $5 billion proposal to make New York State 

12           more affordable, provide incredible support 

13           towards the stabilization of our provider 

14           network and advancement of our workforce.  

15           When added to funding that has been provided 

16           since 2022 for cost-of-living increases, rate 

17           updates, bonuses, and American Rescue Plan 

18           projects, these proposals equal almost 

19           $4 billion invested in the developmental 

20           disabilities service system to improve 

21           recruitment and retention of staff for OPWDD 

22           not-for-profit service providers.  

23                  Coupled with initiatives like OPWDD's 

24           "More Than Work" recruitment campaign, and 


                                                                   184

 1           collaborations with the National Alliance for 

 2           Direct Support Professionals as well as the 

 3           State University of New York to provide 

 4           certifications, credentialing and college 

 5           credits that professionalize our workforce, 

 6           we have been able to improve retention and 

 7           recruitment in our field, as well as 

 8           significantly reduce the state's reliance on 

 9           mandatory overtime for these workers.  

10                  While we all understand that increased 

11           funding for providers and enhanced wages for 

12           our workforce are imperative to this service 

13           system's ability to provide quality supports 

14           and services, we also recognize that the 

15           demographics of our state and the needs of 

16           those we serve are continuously changing. 

17           Which is why, as an agency, we have 

18           prioritized additional efforts to support 

19           people by improving access to both certified 

20           and non-certified housing, investing in 

21           technology advancements for people to live 

22           more independently, and reducing the 

23           administrative burden on providers, as part 

24           of our strategic plan and short-term housing 


                                                                   185

 1           strategy.  

 2                  It's also why we are prioritizing the 

 3           changing needs of an aging population, as 

 4           well as the complexities of serving people 

 5           with disabilities and co-occurring mental 

 6           health diagnoses.  And as an agency, we 

 7           remain committed to efforts that ensure we 

 8           are meeting the needs of all communities in 

 9           New York State through our diversity, equity, 

10           and inclusion efforts, which include staff 

11           training, extensive stakeholder engagement, 

12           and strengthening the linguistic and cultural 

13           competence of our system at all levels.  

14                  The Executive Budget continues 

15           investments in new service opportunities to 

16           meet the needs of people coming into our 

17           system or whose needs have changed with 

18           $30 million in new state resources which, 

19           when matched by the federal government, can 

20           total up to $120 million on a full annual 

21           basis.  

22                  To further our goal to increase 

23           independent housing opportunities for people 

24           with developmental disabilities, the proposed 


                                                                   186

 1           budget also continues the annual $15 million 

 2           investment for integrated community-based 

 3           projects for people with I/DD.  

 4                  Around the state, I have repeatedly 

 5           heard about the challenges that people with 

 6           disabilities are facing as they try to meet 

 7           their basic healthcare needs.  Some people 

 8           wait years for dental care, others can't find 

 9           a doctor to serve them because the offices 

10           are not accessible for physical or sensory 

11           needs, and some have simply not received care 

12           because doctor's offices do not have the 

13           right equipment to meet someone's specialized 

14           or mobility needs.  

15                  This year's budget includes funding to 

16           reduce these gaps in healthcare for people 

17           with developmental disabilities.  To increase 

18           access to health services, a $25 million 

19           capital funding investment is proposed in 

20           this year's Executive Budget to support the 

21           creation of regional disability health 

22           clinics at existing Article 28 and Article 16 

23           clinic locations across the state.  These 

24           grants will be awarded through OPWDD, and 


                                                                   187

 1           funding will be used to update or expand 

 2           buildings, equipment, and technology, to 

 3           increase accessibility and improve the 

 4           quality of healthcare provided to people with 

 5           developmental disabilities statewide.  

 6                  The Governor's proposed budget also 

 7           calls for a $75 million capital investment in 

 8           OPWDD's Institute for Basic Research in 

 9           Developmental Disabilities, or IBR.  IBR 

10           opened in 1968 as the first large-scale 

11           institute in the world designed to conduct 

12           basic and clinical research into the causes 

13           of developmental disabilities.  This 

14           important funding for IBR will be used to 

15           modernize the institute's infrastructure and 

16           expand its capacity to conduct cutting-edge 

17           research that will help identify a person's 

18           medical and behavioral health needs earlier 

19           in life.  

20                  Significantly, it would also include 

21           an establishment of a genomics core facility 

22           to better understand how genetics influence 

23           people's developmental disabilities and 

24           underlying medical conditions.  This will  


                                                                   188

 1           situate IBR to become a national organization 

 2           for rare diseases that delivers top-tier 

 3           diagnostic testing for people with 

 4           developmental disabilities, and to serve as a 

 5           nationwide resource.  

 6                  In addition to increasing access to 

 7           healthcare, people with developmental  

 8           disabilities have repeatedly shared with me 

 9           their interest in meaningful, gainful 

10           employment.  

11                  We are proud that Governor Hochul 

12           signed Executive Order 40, making New York an 

13           Employment First State, and has continued her 

14           commitment in this year's budget with two 

15           proposals that increase tax credits for 

16           businesses that hire people with disabilities 

17           as well as proposing to make changes to 

18           New York's Preferred Source Program 

19           permanent.  

20                  We must continue to prioritize making 

21           sure that people with developmental 

22           disabilities have access to competitive 

23           employment throughout our communities.  At 

24           OPWDD, I have prioritized hiring people with 


                                                                   189

 1           developmental disabilities, ensuring that our 

 2           agency decision-making is informed by those 

 3           that our decisions impact most -- and I 

 4           cannot overstate the benefits that hiring 

 5           someone with a developmental disability can 

 6           add to your workplace.  

 7                  Finally, I would be remiss if I did 

 8           not highlight the important investment being 

 9           proposed to commemorate New York State's 

10           disability rights history by establishing a 

11           Willowbrook Center for Learning on the former 

12           state school property.  What happened at 

13           Willowbrook forever changed the way we 

14           provide services and supports for people with 

15           disabilities.  In fact, the advocacy of 

16           people who lived at Willowbrook, and their 

17           family members, sparked a nationwide civil 

18           rights movement that continues to this day.  

19                  The Center for Learning will forever 

20           preserve Willowbrook's historic significance 

21           by highlighting how far we have come and will 

22           serve as a reminder of what we must continue 

23           to fight for.  

24                  I am proud of the progress that OPWDD 


                                                                   190

 1           and New York State have made to better meet 

 2           the needs of those we serve since the closure 

 3           of Willowbrook.  And I also know there is 

 4           more work to be done, which would not be 

 5           possible without the incredible support that 

 6           Governor Hochul and this Legislature have 

 7           given our service system.  Together, in 

 8           collaboration, as we enact a new state 

 9           budget, I have no doubt that we can reach our 

10           goals of a more person-centered, inclusive, 

11           and accessible New York for people with 

12           developmental disabilities and their 

13           families.  

14                  So thank you for allowing me to be 

15           here today, and I look forward to the 

16           conversation.

17                  CHAIRWOMAN KRUEGER:  Thank you very 

18           much, both of you.

19                  And our first questioner will be 

20           Chair Fernandez.

21                  SENATOR FERNANDEZ:  Okay, thank you so 

22           much.

23                  Thank you so much, Commissioner.  It 

24           is great to work with you, and I thank you 


                                                                   191

 1           for your dedication.

 2                  (Off the record.)

 3                  SENATOR FERNANDEZ:  All right.  Well, 

 4           thank you so much for everything that you do.

 5                  I wanted to touch about the opioid 

 6           settlement funds and transparency.  There's 

 7           been some concerns about the transparency 

 8           into where the money is going.  Would it be 

 9           feasible to require the localities and state 

10           share of the opioid funds not housed in the 

11           Opioid Settlement Fund and overseen by OASAS 

12           to report to OASAS?  And what would you need 

13           to make that happen?

14                  OASAS COMMISSIONER CUNNINGHAM:  Yes, 

15           we're very proud of our really effort to be 

16           transparent with the opioid settlement funds, 

17           as you said.  Of the 36 percent of the state 

18           dollars that come through OASAS, we have a 

19           website that shows exactly how every dollar 

20           is used, where those dollars are going, which 

21           organizations are getting funded, what 

22           categories of funding they include -- you 

23           know, how much the counties get -- et cetera, 

24           et cetera.  


                                                                   192

 1                  I think, you know, of the dollars that 

 2           don't come through OASAS and really come from 

 3           the Attorney General's office, we are working 

 4           with them to figure out in terms of reporting 

 5           how we can get reports from those dollars 

 6           outside of us.

 7                  So we are working with them, and we 

 8           anticipate, you know, as programs have had 

 9           time to actually implement those opioid 

10           settlement funds, of getting those reports of 

11           how those dollars have been used, and then 

12           we'd be happy to add that to our website.

13                  SENATOR FERNANDEZ:  Okay.  Do you have 

14           any concerns about what information is made 

15           publicly available about the opioid 

16           settlement funds, given the hostile federal 

17           administration, such as funds being used for 

18           syringe exchange programs and other 

19           harm-reduction initiatives?

20                  OASAS COMMISSIONER CUNNINGHAM:  So a 

21           lot of -- so, you know, harm reduction was 

22           certainly the top priority of the Opioid 

23           Settlement Fund Advisory Board, and that has 

24           been a top priority at OASAS as well.  And I 


                                                                   193

 1           think a lot of the harm-reduction efforts 

 2           have significantly contributed to the 

 3           reduction in overdose deaths that we've seen, 

 4           so that 17 percent reduction.

 5                  So certainly, you know, continuing to 

 6           expand naloxone kits, fentanyl test strips, 

 7           xylazine test strips, doing outreach and 

 8           engagement, meeting people where they are I 

 9           think is really part of the important, you 

10           know, sort of secret to the sauce.

11                  We also work with our collaborators at 

12           the Department of Health.  You know, a lot of 

13           their work is with the syringe exchange 

14           programs, and they do get some of the dollars 

15           from the opioid settlement funds to support 

16           that work.

17                  So I can't speak specifically about 

18           the work that they're doing, but certainly, 

19           you know, continuing to expand our work with 

20           harm reduction -- and the Governor certainly 

21           embraces harm reduction -- is a priority both 

22           of the board and of us and, you know, it can 

23           be seen how those dollars are used on our 

24           tracker for the opioid settlement funds.


                                                                   194

 1                  SENATOR FERNANDEZ:  Okay, yeah, we 

 2           have a xylazine test strip bill too that we 

 3           should consider.

 4                  But this budget was pleasant to see.  

 5           There was an increase overall in a lot of 

 6           items, particularly for IT and system 

 7           updates, which very happy to hear, because in 

 8           some of the locations that I've seen it looks 

 9           like they were still using Windows 95.  So to 

10           get this upgrade is very much needed.

11                  And very happy to see that the 

12           vocational and job placement services, the 

13           funding, the 11.4, was kept in.  But with the 

14           question that comes, when will the 

15           procurement be available for organizations 

16           concerned about a funding gap?

17                  OASAS COMMISSIONER CUNNINGHAM:  Yeah, 

18           so we've worked very closely with the 

19           organizations that provide vocational 

20           services to think about how we can better and 

21           more equitably ensure that these vocational 

22           services are available to all New Yorkers 

23           across the geographic regions and across a 

24           whole continuum of services -- so, you know, 


                                                                   195

 1           with treatment, with recovery services.

 2                  And so we have worked with them, and 

 3           through that we're developing a new model so 

 4           that we can ensure that there's more equity 

 5           across the state.

 6                  There will be no gap in services, so 

 7           we will continue to fund.  We have been 

 8           continuing to fund those programs that are 

 9           currently providing services, and we will up 

10           until the point where we have new contracts 

11           executed.  So we plan to release a new RFP 

12           with this new model in the coming months, but 

13           the services will not be interrupted.  They 

14           will continue to have funding up until the 

15           new contracts are executed.

16                  SENATOR FERNANDEZ:  Very nice.

17                  Regarding recovery services, is it 

18           true that the only funding source for 

19           recovery services is through the opioid 

20           settlement funds?

21                  OASAS COMMISSIONER CUNNINGHAM:  So 

22           some of the recovery services are also 

23           through the state aid as well.  

24                  So we enhanced recovery services 


                                                                   196

 1           through the opioid settlement funds, so all 

 2           of our recovery centers -- the 31 of them 

 3           funded throughout the state -- had increases 

 4           in their budgets to really equalize across 

 5           the state to make it again more equitable and 

 6           to really enhance their services.  And so 

 7           that includes, you know, enhancing the peers, 

 8           people with lived experiences, enhancing 

 9           their services and who they're collaborating 

10           with across the communities, and some of them 

11           enhancing their sites where they have their 

12           community centers.

13                  So it is a combination of funds from 

14           the state as well as the opioid settlement 

15           funds.

16                  SENATOR FERNANDEZ:  Okay.  And when 

17           the opioid settlement funds dry up, will the 

18           state compensate those funds?

19                  OASAS COMMISSIONER CUNNINGHAM:  So, 

20           you know, what I would say is that 

21           sustainability definitely is an issue that we 

22           are aware of, and we need to ensure that 

23           there are sustainable funds.  And so for that 

24           reason, with our opioid settlement funds we 


                                                                   197

 1           have multiyear initiatives, so that's built 

 2           into the existing funding.  So they are 

 3           funded for several years at this higher 

 4           level.

 5                  SENATOR FERNANDEZ:  Okay.  The 

 6           Executive Budget language allows EMTs and 

 7           paramedics to administer buprenorphine for 

 8           emergency treatment.  Will OASAS oversee the 

 9           training of EMTs?

10                  OASAS COMMISSIONER CUNNINGHAM:  So the 

11           EMTs really don't fall under our purview.  

12           They fall under the Department of Health.  

13           But we're certainly happy to collaborate with 

14           them, as we do in many ways.

15                  You know, we think that this is 

16           certainly an important part of just expanding 

17           access to medication treatment, because we 

18           know medication treatment saves lives.

19                  SENATOR FERNANDEZ:  Thank you.

20                  OASAS has street outreach teams that 

21           operate, and there is more funding to do more 

22           street outreach teams.  Is there any concern 

23           that these teams will be used to increase the 

24           number of people brought in under the 


                                                                   198

 1           possible proposed involuntary commitment 

 2           changes?

 3                  OASAS COMMISSIONER CUNNINGHAM:  So our 

 4           funding for these outreach teams is really 

 5           focused on the addiction piece of it and 

 6           making sure that people have the resources, 

 7           the education and the linkage to services 

 8           that they need.

 9                  So, you know, we work closely right 

10           now with Office of Mental Health already with 

11           some of the outreach and engagement teams, 

12           and we will continue to enhance that.  But 

13           it's really bringing our addiction expertise, 

14           you know, for example, to some of the OMH 

15           outreach teams so that they can -- so that we 

16           can better address people who have the 

17           co-morbid conditions or the dual diagnosis of 

18           mental health and substance use conditions.

19                  But our mental health professionals, 

20           you know, are not trained on the specific 

21           mental health diagnoses.

22                  SENATOR FERNANDEZ:  Okay.  This budget 

23           also, again, lists a lot of new scheduling 

24           that would match what the permanent federal 


                                                                   199

 1           scheduling is.  Has scheduling helped curb 

 2           overdoses in New York State overall?

 3                  OASAS COMMISSIONER CUNNINGHAM:  So 

 4           that's a very difficult question to answer.  

 5           I mean, we know that the overdose rates are 

 6           going down, and I'm sure it's multifactorial 

 7           as to why.  

 8                  You know, we certainly are, you know, 

 9           confident that a lot of our harm-reduction 

10           efforts and our improved access to treatment 

11           has been a big part of that.  But in terms 

12           of, you know, law enforcement efforts, that's 

13           just not something that I can speak to 

14           because obviously we're not a law enforcement 

15           agency.

16                  So, you know, I think again that 

17           this -- it's not a hundred percent clear 

18           about why the rates are going down, but 

19           certainly I know our efforts are, you know, 

20           significantly contributing to that.

21                  SENATOR FERNANDEZ:  Okay.  Because I 

22           just would wonder if there is stats, proof, 

23           that show that scheduling and matching at the 

24           state level, if we were to have it at the 


                                                                   200

 1           federal level, why would we need it at the 

 2           state level?  Is that something you can 

 3           answer?

 4                  OASAS COMMISSIONER CUNNINGHAM:  Yeah, 

 5           so I mean I'm not aware of any specific 

 6           research looking at different scheduling and 

 7           how that impacts outcomes.  

 8                  The scheduling, really that issue is 

 9           under the Department of Health, and so that's 

10           actually not under our purview.  So I'm 

11           just -- I'm just not aware.

12                  SENATOR FERNANDEZ:  Okay.  Last 

13           question.  So harm reduction -- thank you 

14           again for championing this effort and for 

15           what we've seen it do in the state.

16                  Do you think other forms of care such 

17           as prevention, treatment and recovery 

18           services receive the funding needed to meet 

19           the care's needs?

20                  OASAS COMMISSIONER CUNNINGHAM:  Yeah, 

21           so, you know, certainly we are fully 

22           committed to the whole continuum of services.  

23           And that's really, you know, a 

24           patient-centered, person-centered approach.  


                                                                   201

 1           Because people need different kind of 

 2           services at different points in their lives, 

 3           right?  And different people need different 

 4           kind of services.  

 5                  And so a lot of our work is really to 

 6           make sure that the whole continuum is working 

 7           better together so that prevention services, 

 8           for example, are incorporated in treatment.  

 9           Right?  Prevention for the children of the 

10           parents that are in treatment.  Or, you know, 

11           that the linkage from treatment to recovery 

12           is also there.

13                  So we certainly are investing in our 

14           whole continuum of services.  And, you know, 

15           we're continuing to do that knowing that it's 

16           not a linear trajectory, right, that people 

17           kind of can bounce around in the whole 

18           continuum of services and making sure that we 

19           continue to do that and enhance that 

20           collaboration better.

21                  SENATOR FERNANDEZ:  Okay, thank you.

22                  I probably have to come back, but 

23           gambling addiction.  I know that there is a 

24           stream going to services based on what we 


                                                                   202

 1           currently have in the state with our casinos 

 2           and gaming.  It's been told to me that we 

 3           have some of the best gambling services that 

 4           have been nationally recognized.  And --

 5                  (Time clock sounds.)

 6                  SENATOR FERNANDEZ:  Never mind.

 7                  (Laughter.)

 8                  CHAIRWOMAN KRUEGER:  Hold that answer.

 9                  Assembly.

10                  CHAIRMAN PRETLOW:  Hold the answer.

11                  Assemblywoman Simon.

12                  ASSEMBLYWOMAN SIMON:  Hi.  Thank you 

13           so much for your testimony and your hard 

14           work.

15                  I have a couple of questions about -- 

16           if you can, Acting Commissioner -- in your 

17           testimony you talked about this $75 million 

18           investment in the Institute for Basic 

19           Research.

20                  OPWDD ACTING COMMISSIONER BAER:  Yes.

21                  ASSEMBLYWOMAN SIMON:  And which sounds 

22           terrific.  I guess one of the questions I 

23           have is what kind of reporting out has the 

24           institute done with regard to issues such as, 


                                                                   203

 1           you know, the causes of developmental 

 2           disabilities?  You know, over our history we 

 3           had the rubella epidemic at one point, and 

 4           then we had -- we've had other things.

 5                  What is the current information that 

 6           you're finding with regard to, you know, 

 7           causes of developmental disabilities?

 8                  OPWDD ACTING COMMISSIONER BAER:  So we 

 9           are very excited about the $75 million 

10           investment in IBR.

11                  ASSEMBLYWOMAN SIMON:  It's great.

12                  OPWDD ACTING COMMISSIONER BAER:  We 

13           know that people with developmental 

14           disabilities have a very high propensity for 

15           co-occurring underlying medical conditions 

16           and mental health conditions.  And that's 

17           really why the Institute on Basic Research 

18           was opened in the 1960s, right, to do that 

19           in-depth research to provide clinic services 

20           and assessments on-site, which they continue 

21           to do today, and to really educate the public 

22           about developmental disabilities.  And all 

23           that work has continued.

24                  We've not had a significant investment 


                                                                   204

 1           in IBR since that time, so this really would 

 2           be the first significant investment to update 

 3           our ability to do that research 

 4           in-laboratory.

 5                  But to your question about what data, 

 6           right, we have a number of research 

 7           scientists employed at IBR that are 

 8           continually researching and publishing 

 9           articles in scientific journals and 

10           partnering with other states and national 

11           organizations.  We certainly can make some of 

12           those materials available to you.

13                  ASSEMBLYWOMAN SIMON:  Thank you.

14                  OPWDD ACTING COMMISSIONER BAER:  

15           There's a lot of really fascinating work 

16           going on, particularly with Alzheimer's and 

17           how it relates to Down's syndrome -- that's a 

18           big focus of their work right now.

19                  ASSEMBLYWOMAN SIMON:  Okay, great, 

20           thank you.  That would be very helpful, 

21           because I think there are -- I'm not sure 

22           where that information is getting -- and of 

23           course, you know, there's also always 

24           conversation about causes what out there in 


                                                                   205

 1           the ozone.  

 2                  And, you know, having some more 

 3           information about that also allows providers 

 4           to provide better information -- even when 

 5           you look at our schools, where a child may 

 6           have X disability and have an IEP and the 

 7           school may not be aware or recognize or want 

 8           to believe that there's also a medical 

 9           condition that tends to go along with that 

10           presentation, so that they're able to better 

11           provide those services.

12                  So I think that could be very helpful 

13           to us at various levels.

14                  OPWDD ACTING COMMISSIONER BAER:  I 

15           think that's so important.  We've had genetic 

16           testing available through IBR on the limited 

17           capacity, and the families that are able to 

18           participate in that genetic testing have had 

19           just life-changing impacts for really 

20           understanding the comorbidities and impacts 

21           of medication and treatment.  And so really 

22           excited to make that more available.

23                  ASSEMBLYWOMAN SIMON:  Great.  Thank 

24           you very much.


                                                                   206

 1                  CHAIRWOMAN KRUEGER:  Thank you.

 2                  Senator Pat Fahy, chair.

 3                  SENATOR FAHY:  Thank you, Chair.

 4                  Thank you, Commissioners.

 5                  Just a couple of questions for OASAS 

 6           and then I'll save mine for OPWDD.  And 

 7           welcome to both of you.  Thank you for being 

 8           here.

 9                  I think there's been some indication 

10           between both agencies that you are looking to 

11           address the children who have dual diagnosis, 

12           and wondering what the plan is on that and 

13           what the timetable is for providing services 

14           for children who may have dual diagnosis, as 

15           well as adults.

16                  If you could take that, commissioner 

17           with OASAS, Commissioner Cunningham, please.

18                  OASAS COMMISSIONER CUNNINGHAM:  Sure.  

19           So when we talk about dual diagnoses, a lot 

20           of our focus is on those --

21                  SENATOR FAHY:  If you could speak up; 

22           it's really hard to hear in here.  Thank you.  

23                  OASAS COMMISSIONER CUNNINGHAM:  When 

24           you talk about the dual diagnosis, a lot of 


                                                                   207

 1           our focus has been on those with co-occurring 

 2           mental health and substance use disorders.

 3                  SENATOR FAHY:  Yes.

 4                  OASAS COMMISSIONER CUNNINGHAM:  We 

 5           work very closely with OMH in many ways.  In 

 6           terms of children specifically, so as OMH is 

 7           increasing their footprint in schools, we're 

 8           working with them to ensure, for example, 

 9           that substance use prevention services are 

10           also incorporated in that.

11                  The youth clubhouses, which 

12           Dr. Sullivan also talked about, we have many 

13           youth clubhouses across the state.  We're 

14           collaborating with OMH there too to think 

15           about how we can do a better job of 

16           addressing -- providing services to those 

17           with co-morbid disorders in the youth 

18           clubhouses.

19                  So those are some examples in which 

20           we're working closely with them to address 

21           their co-morbid illnesses.

22                  SENATOR FAHY:  Thank you.  And I'll 

23           save the switch for another couple -- I just 

24           want to share the comments of Drug and 


                                                                   208

 1           Alcohol Abuse Chair Fernandez with regard to 

 2           transparency.  I welcome more transparency on 

 3           some of our funding.  

 4                  And as somebody who spent five years 

 5           trying to advocate for change here on one of 

 6           our OASAS sites, treatment sites -- I know 

 7           that wasn't authorized under your leadership 

 8           but it was a very opaque process, and hope we 

 9           don't repeat that.  I think we have addressed 

10           it, but when we have sites right in a 

11           commercial corridor, right on a street level 

12           with everyone else, it's been a very 

13           difficult process.  

14                  And look forward to continuing to work 

15           with you such that we don't have a repeat of 

16           that here, which has really harmed the area, 

17           let alone I don't think served those in 

18           treatment as well as they could have.  But 

19           thank you for working with us for a better 

20           outcome there.

21                  I'm going to switch gears now to 

22           Commissioner Baer.  Just a few questions.  

23           Can you start with what is the waitlist of 

24           those who have been certified and on a 


                                                                   209

 1           waitlist for either a -- one of your-run 

 2           facilities or one of the nonprofit 

 3           facilities?  We hear a lot about the demand.

 4                  OPWDD ACTING COMMISSIONER BAER:  Sure.  

 5           We actually don't have a waitlist in New York 

 6           State for certified residential 

 7           opportunities.  But what we --

 8                  SENATOR FAHY:  If you could speak up.  

 9           It would really help if you could pull that 

10           mic -- I'm sorry, it's very difficult here.

11                  OPWDD ACTING COMMISSIONER BAER:  No, 

12           don't apologize.  How's that?

13                  SENATOR FAHY:  I'm sorry, not a 

14           waitlist?

15                  OPWDD ACTING COMMISSIONER BAER:  We 

16           don't operate a waitlist in New York State 

17           for those services where there are vacancies 

18           in the certified residential opportunity 

19           continuum.  

20                  That usually is because of one of 

21           three reasons.  Either there's a need for 

22           physical plant renovations, there's a lack of 

23           staffing -- which is most significant, 

24           right -- or we are actively working to match 


                                                                   210

 1           someone who's seeking residential services 

 2           with that placement opportunity.  

 3                  It is a very person-centered process.  

 4           That provider has to be able to meet the 

 5           physical needs of that person, the behavioral 

 6           needs of that person, the health needs.  And 

 7           then that person or their family have the 

 8           right to say they don't want to be served by 

 9           that provider or in that part of the state.  

10           So that is a very person-centered process of 

11           matching those two.

12                  We took a really hard look this year 

13           at our certified residential opportunities 

14           list and thought about what are those three 

15           main obstacles, and how could we address 

16           them.  And we included that update in our 

17           most recent strategic plan.

18                  So on the staffing side, I talked 

19           earlier about the seven -- $850 million 

20           investment in those providers, which will 

21           really go a long way towards helping them 

22           staff those vacancies so they can move people 

23           in.  We've looked at our administrative 

24           processes around physical plant reimbursement 


                                                                   211

 1           and trying to make that a much more efficient 

 2           process of getting those dollars to providers 

 3           to make those capital investments faster.  

 4                  And then on the third side, the 

 5           investments that this Governor's made in 

 6           allowing us to update our IT infrastructure, 

 7           we've started a really robust process of 

 8           automating our systems, really catching them 

 9           up to modern day so that we can track who's 

10           looking for those opportunities and what all 

11           of those opportunities are, so we can do a 

12           much more efficient job of matching people to 

13           them.

14                  SENATOR FAHY:  Okay.  Thank you.  And 

15           as you know, we hear from a lot of parents, 

16           especially aging parents, very worried about 

17           where their children will end up, or how they 

18           will be cared for when they may not be able 

19           to.

20                  Can we talk a moment about the pay 

21           differential?  When we spoke, Commissioner, I 

22           know there was a rebasing that I think was 

23           put into the budget last year, and I think 

24           that has helped with a number of the 


                                                                   212

 1           facilities.  Can you talk about that pay 

 2           differential that I know was finalized at the 

 3           end of 2024, and how -- is that helping?  The 

 4           Governor has proposed a 2.1 percent COLA 

 5           increase.  Is the rebasing, is that helping 

 6           with pay?

 7                  And of course the advocates are asking 

 8           for a 7.8 percent increase.  How -- that's 

 9           quite a difference.  Can you address that, 

10           please, and let us know if the rebasing has 

11           helped with that getting down to the workers 

12           and paying especially the DSPs.

13                  OPWDD ACTING COMMISSIONER BAER:  Sure.  

14           I think it's a really important question.

15                  This Governor and this Legislature 

16           have invested $1.3 billion in COLAs and 

17           targeted inflationary increases to the OPWDD 

18           service system over the last four years.  The 

19           rebase that you mentioned was our federally 

20           required five-year rebase of those services 

21           and really getting them caught up to the 

22           modern-day cost of doing business.

23                  We know that in the last five years 

24           inflation ran pretty rampant.  We had a 


                                                                   213

 1           global pandemic, right, so there were a lot 

 2           of increased costs that those providers were 

 3           desperate to have matched in their rates.  So 

 4           that rebase process that we went through, 

 5           invested $850 million across the state -- 

 6           that's an average of a 13 percent increase 

 7           for those providers.  That has gone so far to 

 8           get them caught up to the modern-day doing 

 9           business.  Which then of course is compounded 

10           by things like the 2.1 percent inflationary 

11           increase to keep them whole and to keep them 

12           on the right path.

13                  I've heard from providers that that 

14           increase was immediately -- immediately 

15           enabled them to increase direct-line wages by 

16           4, 5, 6, 7 dollars an hour in some regions of 

17           the state, and has made an immediate impact 

18           on their ability to recruit staff, which was 

19           exactly what it was intended to do.  So we're 

20           very excited about that.

21                  SENATOR FAHY:  Yes, thank you, 

22           commissioner.  And if there's a way to get a 

23           list of those agencies that did receive that.  

24           Because while we've heard that from a couple, 


                                                                   214

 1           it would be good to have a sense of how many 

 2           of the providers did feel that impact and how 

 3           many are passing it on to the workers.  It 

 4           would -- that would help tremendously.

 5                  I also need to commend you on the 

 6           Willowbrook -- the Center for Learning.  I 

 7           missed the ribbon-cutting, but I think that's 

 8           a wonderful way to preserve it, remind us of 

 9           the history there, and make sure we're doing 

10           the research to prevent that in the future.  

11                  Dental care.  It is a crisis.  You 

12           mentioned it.  Is there anything that we 

13           should be paying attention to here?  It is 

14           something here in the Capital Region where 

15           it's an extraordinary crisis where we've lost 

16           four Medicaid dental care providers -- sorry, 

17           we had four, we're down to one, which is the 

18           Center for Disabled.

19                  Can you talk about other ways to 

20           address this particularly for those who are a 

21           little harder to serve?

22                  OPWDD ACTING COMMISSIONER BAER:  Yeah, 

23           dental care is so, so important.  Dental and 

24           healthcare were some of the first things I 


                                                                   215

 1           heard about when I stepped into this role and 

 2           started meeting with families and 

 3           self-advocates about what they really needed.

 4                  We in state operations, where we have 

 5           the ability to have a little more control 

 6           over providing those safety-net services, 

 7           have really tried to focus the last few years 

 8           on building out our ability to provide dental 

 9           services in our Article 16 dental clinics in 

10           various parts of the state.  We're also 

11           working now -- we hear all the time that 

12           people with pretty significant disabilities 

13           are unable to receive dental care because of 

14           their sensory concerns and response to being 

15           in a dental chair.  

16                  So what we're working on finalizing in 

17           state operations is a pilot where we could 

18           provide mobile anesthesia to dental clinics.  

19           So the mobile anesthesia could arrive at the 

20           dental clinic and make that patient -- make 

21           that patient's appointment that much easier 

22           so that they can get that care that they 

23           need.

24                  So there are certainly ways that we're 


                                                                   216

 1           looking at providing expanded access to 

 2           dental care, and we see that people with 

 3           disabilities who lack dental care have a lot 

 4           more behavioral and long-term health 

 5           outcomes.

 6                  SENATOR FAHY:  Thank you, and I would 

 7           love to hear more about that, because it is 

 8           something that comes up repeatedly.

 9                  In the last few seconds, you mentioned 

10           the funding -- a funding request for 

11           disability clinics.  Again, I know our Center 

12           for Disabled has one of those clinics.  Can 

13           you tell us how many more and where those are 

14           being proposed for in the budget?

15                  OPWDD ACTING COMMISSIONER BAER:  I'm 

16           glad you're familiar with the Center for 

17           Disability Services.  That's exactly the type 

18           of clinic that this idea is modeled after, 

19           right, is to make that type of really 

20           integrated health services available to more 

21           people with disabilities throughout the 

22           state.  We hear that people drive hours to 

23           get to places like the Center for Disability 

24           Services to receive that healthcare or they 


                                                                   217

 1           have to receive their pap smears in the 

 2           hospital, for example.

 3                  SENATOR FAHY:  We have five seconds.  

 4           So how many are you proposing?

 5                  OPWDD ACTING COMMISSIONER BAER:  Up to 

 6           five.

 7                  (Laughter.)

 8                  SENATOR FAHY:  Thank you.  Thank you 

 9           to both commissioners.  

10                  Thank you, Chair.

11                  CHAIRWOMAN KRUEGER:  Thank you.

12                  Assembly.

13                  CHAIRMAN PRETLOW:  Assemblymember 

14           Sempolinski.

15                  ASSEMBLYMAN SEMPOLINSKI:  My questions 

16           are for Commissioner Baer.  And just before I 

17           start, I want to say thank you for everything 

18           your department does.  We're having this 

19           dialogue because I'm an Assemblymember, but 

20           before that, I'm a father of a special-needs 

21           child.  I have a daughter with Down syndrome.  

22           Her name is Jojo.  And so thank you for 

23           everything you do taking care of folks like 

24           her.


                                                                   218

 1                  I know a lot of the folks that are on 

 2           this committee have connections to folks that 

 3           have developmental disabilities.  So thank 

 4           you.

 5                  I want to inquire about the 

 6           $850 million investment that was just 

 7           announced.  What's the timeline for that 

 8           getting out?  And what is the sort of 

 9           assurances it's going to get to all different 

10           parts of the state?  Because I represent an 

11           extraordinarily rural portion of the State of 

12           New York.

13                  OPWDD ACTING COMMISSIONER BAER:  

14           Great.  The $850 million rebase that I 

15           mentioned goes to all of our certified 

16           residential programs and site-based state 

17           programs.  So it is a massive swath of our 

18           providers in every part of the state.  And 

19           that's part of our federally required 

20           five-year rebase.  

21                  We did send a letter to those 

22           providers as well, letting them know that our 

23           absolute expectation was that that money be 

24           used at least in part to increase wages for 


                                                                   219

 1           front-line staff, to increase them to a 

 2           living wage, which is what we have seen 

 3           happening.  Those funds are available now.  

 4           It was paid retroactive to 7/1, which was the 

 5           effective date of those rates.  So we're very 

 6           excited that providers now have that cash in 

 7           hand.

 8                  ASSEMBLYMAN SEMPOLINSKI:  Awesome.

 9                  I'm going to ask the same question I 

10           asked the commissioner of the Office of 

11           Mental Health.  We were talking about the 

12           2.1 percent proposed COLA.  We call it a COLA 

13           or a TII or what have you, but it doesn't 

14           match the rate of inflation.  And we've had 

15           smaller COLAs over the past few years, none 

16           of which have quite hit the rate of 

17           inflation, so they're not quite truly a COLA.  

18           It's still effectively a cut.  

19                  Why don't we, just as a matter of 

20           standard operating procedure or budgeting, 

21           just start with whatever the rate of 

22           inflation is and go from there?  Why is it 

23           always lower and then we have to sort of try 

24           and work to catch up?


                                                                   220

 1                  OPWDD ACTING COMMISSIONER BAER:  Well, 

 2           I certainly defer to the Legislature and the 

 3           Governor's office in negotiating the language 

 4           of what that statute requires.  

 5                  But what I can say is that the 

 6           2.1 percent, which is $116 million for my 

 7           service system, really will help build upon 

 8           the $850 million investment to make sure that 

 9           our providers are keeping current and keeping 

10           track with inflation at this point.

11                  ASSEMBLYMAN SEMPOLINSKI:  Well, I 

12           respect that.  And certainly 2.1 is better 

13           than zero.  But when inflation is 

14           significantly higher than that, it's just 

15           less of a hit, as opposed to keeping people 

16           even.  

17                  And I would imagine, since we have to 

18           do this sort of negotiation every year, that 

19           for providers it provides a situation where 

20           there's certainly a lack of certainty as to 

21           what they're going to be able to pay folks.  

22           And it's herky-jerky for what they have to do 

23           to plan.

24                  My last question is, as I mentioned, I 


                                                                   221

 1           represent an extraordinarily rural area of 

 2           the state.  For whatever particular agency 

 3           we're dealing with, it's always difficult to 

 4           access systems.  For folks in rural areas, 

 5           how good of a job are we doing in making sure 

 6           that they're getting their services near 

 7           where they live as opposed to having to go to 

 8           other parts of the state?

 9                  OPWDD ACTING COMMISSIONER BAER:  And 

10           that's why OPWDD is split into regional 

11           offices, right, so we can really make sure 

12           that we're keeping track on a regional basis 

13           of what the needs are for people that live in 

14           those communities, and to develop networks of 

15           providers to support them where they live in 

16           those regions.

17                  I know that the more rural regions we 

18           certainly have robust provider networks in 

19           places where they are needed.  I know that we 

20           continue to work on things like enhancing 

21           transportation and access to telehealth and, 

22           you know, more innovative ways to deliver 

23           those services to those communities.

24                  ASSEMBLYMAN SEMPOLINSKI:  Well, I'd 


                                                                   222

 1           ask you to obviously continue to do that.  

 2           And again, thank you to yourself and your 

 3           department for the work you do.

 4                  OPWDD ACTING COMMISSIONER BAER:  Thank 

 5           you.

 6                  CHAIRWOMAN KRUEGER:  Oh, okay.  Are 

 7           you done?  I don't want to cut anyone off.  

 8           You still have a little time.

 9                  ASSEMBLYMAN SEMPOLINSKI:  I'm good, 

10           thank you.

11                  CHAIRWOMAN KRUEGER:  Okay, thank you.

12                  Next is Senator Weber, ranker.

13                  Oh, okay, Senator Oberacker.

14                  SENATOR OBERACKER:  There we go.

15                  One of my maladies is I am 

16           color-blind, and I've been told that with my 

17           choice of tie today.  So bear with me on 

18           that, Commissioner.

19                  (Laughter.)

20                  SENATOR OBERACKER:  Good to see you in 

21           Albany.  Commissioner Baer, good to see you 

22           as well.  Thank you.

23                  I'll start off where I kind of left 

24           off with Commissioner Sullivan.  We in 


                                                                   223

 1           New York I think have a supply of 

 2           decommissioned DOT -- DOT?  DOC, excuse me -- 

 3           Department of Corrections facilities in a lot 

 4           of the areas up here, and two of which I'd 

 5           like to kind of point out here in my 

 6           district.  

 7                  One is in South Kortright in Delaware, 

 8           it was the old Allen facility.  And in 

 9           Fallsburg we just had a closing for one of 

10           our correctional facilities.  I think we are 

11           missing the opportunity to utilize those 

12           facilities for the needs and wants for 

13           longer-term, 90-day-plus, looking at 

14           treatments for that.

15                  So I would encourage us, as we start 

16           to formulate a plan again on how to move 

17           forward, that we would really look at 

18           considering those areas.

19                  The facility in Delhi I think is 

20           strategically located.  It's within the 

21           transportation hub of Delhi, which is the 

22           county seat, so it takes that transportation 

23           equation out of it.  I think we could 

24           definitely look at that.


                                                                   224

 1                  Commissioner, I had some folks in my 

 2           office yesterday, and one of the issues they 

 3           brought up which I thought was not only 

 4           interesting but I wasn't aware of, is as 

 5           someone is starting to transition out of 

 6           treatment, IDs are a big concern and almost a 

 7           roadblock.  They don't -- they can't get any 

 8           of the other services that they need because 

 9           they don't have their Social Security card, 

10           they don't have their birth certificate.

11                  So we maybe should look at some way of 

12           having a verification or, more appropriately, 

13           something that we could offer that would 

14           allow them to get an ID and then, you know, 

15           proceed on.  It was something I wasn't aware 

16           of, and I'm -- you're nodding, so I'm sure 

17           you are.  But just wanted to bring it up, 

18           that in the ruralness of my district, it's a 

19           big -- it's a huge issue.

20                  School-based health, a huge supporter 

21           of school-based health.  I think we ought to 

22           partner with school-based health and look at 

23           seeing where we, from the Office of Addiction 

24           Services, how we can partner with them and 


                                                                   225

 1           help them facilitate more of them in the 

 2           schools.  I think if we focus in there, we 

 3           are focusing in on a way of looking at harm 

 4           reduction in a new way.

 5                  To dovetail with that, are you 

 6           familiar with the one-box concept?  It's an 

 7           AED-style box that is for overdose.  And what 

 8           it has, basically it looks like an AED, and 

 9           it has -- you open it up, it has a flip-down 

10           screen, it will actually walk you through the 

11           process of administering Narcan.

12                  One of my goals in my district where I 

13           have over 65 school districts is to put one 

14           in every one of those schools.  So we're 

15           talking, again, I think a plan for harm 

16           reduction that we can get behind.  

17                  You know, we have some really great 

18           programs.  Sullivan County has Hope, Not 

19           Handcuffs.  It works.  And it is taking a way 

20           of changing the paradigm as to those that are 

21           suffering from substance use disorder.

22                  In there was probably a couple of 

23           questions, but I'm just trying to make you 

24           aware that we've really got some interesting 


                                                                   226

 1           things going on in the 51st Senate District.  

 2           I would love an opportunity to invite you to 

 3           tour with me, as Commissioner Sullivan has 

 4           agreed to as well, and show you that I have a 

 5           plan, I think, to address the issues and a 

 6           true partnership I think can be had.  

 7                  So with that, I'll yield back my 

 8           55 seconds.  But thank you both for the work 

 9           that you do.  It does not go unnoticed or 

10           unappreciated.  Thank you.

11                  OASAS COMMISSIONER CUNNINGHAM:  Thank 

12           you.  

13                  OPWDD ACTING COMMISSIONER BAER:  Thank 

14           you.

15                  CHAIRWOMAN KRUEGER:  Thank you.

16                  Assembly.

17                  CHAIRMAN PRETLOW:  Assemblyman Steck.

18                  ASSEMBLYMAN STECK:  Thank you, 

19           Mr. Chairman.

20                  My questions are all for the 

21           commissioner of OASAS.  

22                  The Governor has repeatedly said that 

23           all of the opioid settlement funds have been, 

24           quote, made available.  This budget is 


                                                                   227

 1           reappropriating more than 290 million, or 

 2           more than 60 percent of the 500 million 

 3           received.  Do you have any kind of timetable 

 4           as to when these -- over what length of time 

 5           these funds will be made available to 

 6           providers?

 7                  OASAS COMMISSIONER CUNNINGHAM:  Yeah, 

 8           thank you for that question.

 9                  I mean, as I mentioned earlier, we are 

10           actually leading the country in terms of the 

11           amount of dollars --

12                  ASSEMBLYMAN STECK:  I'd like to ask 

13           for the timetable.  I heard that statement 

14           before.  I have a limited time.  We need to 

15           stick to the questions.  Thank you.

16                  OASAS COMMISSIONER CUNNINGHAM:  Thank 

17           you.

18                  So we just announced, just recently in 

19           this past week, another initiative, and we 

20           continue to announce initiatives as we're 

21           moving forward with the opioid settlement 

22           funds.  So, you know, we are continuing it, 

23           and that information is all -- everything is 

24           on our website.  So the minute that we have a 


                                                                   228

 1           new RFP, that is made available there.

 2                  ASSEMBLYMAN STECK:  So in answer to my 

 3           question, as you sit here now you don't know 

 4           what the timetable is, over how many years 

 5           you intend to release those funds to 

 6           providers, is that correct?

 7                  OASAS COMMISSIONER CUNNINGHAM:  I 

 8           mean, we are continuing to constantly release 

 9           money as we move --

10                  ASSEMBLYMAN STECK:  You've answered my 

11           question.  Thank you.

12                  So you mentioned in your original 

13           statement problem gambling.  One of the 

14           things that we've been approached about is 

15           the issue of problems with addiction to 

16           sports betting, particularly among young men.  

17           Our office contacted OASAS about that.  My 

18           legislative director represents to me that 

19           the response was "We're not doing anything in 

20           that area."  We'd certainly appreciate to 

21           know what if anything is being done in that 

22           area.

23                  OASAS COMMISSIONER CUNNINGHAM:  Yes, 

24           we have a robust response to problem 


                                                                   229

 1           gambling.  In fact, we've developed a problem 

 2           gambling bureau with staff dedicated to 

 3           really addressing --

 4                  ASSEMBLYMAN STECK:  Sports betting in 

 5           particular.

 6                  OASAS COMMISSIONER CUNNINGHAM:  

 7           Including sports betting.

 8                  So we have public awareness 

 9           announcements that are airing during the NFL 

10           playoffs, during the Super Bowl, so people 

11           can do self-assessments, so they can look at 

12           their own behaviors, so they can be linked 

13           then to services.  So that's one kind of 

14           example.

15                  We're working, you know, with schools 

16           as well.  We are doing -- all of our 

17           prevention providers are working in 

18           communities and schools and do education 

19           around problem gambling.  We've increased our 

20           treatment capacity in problem gambling and 

21           our workforce who gets trained in problem 

22           gambling.  We're also collecting a lot of 

23           data and doing surveys, working with the 

24           Gaming Commission and the New York Council on 


                                                                   230

 1           Problem Gambling.

 2                  So there are many, many efforts to 

 3           really understand exactly what's happening 

 4           behavior-wise, and to have a targeted 

 5           approach and increase the capacity in our 

 6           system.

 7                  ASSEMBLYMAN STECK:  Have you 

 8           undertaken any initiatives specifically with 

 9           respect to kratom?

10                  OASAS COMMISSIONER CUNNINGHAM:  So 

11           there is very little evidence about the role 

12           of kratom in addiction.  As you know, I'm a 

13           researcher, and so this is an area that I'm, 

14           you know, very familiar with.  

15                  What we do know is that medications 

16           like methadone and buprenorphine have decades 

17           of research showing their effectiveness.  And 

18           we know that we need to really improve access 

19           to that treatment that reduces the risk of 

20           overdose death by 50 percent.  So our focus 

21           is on the tried-and-true treatment that we 

22           know from decades of research works.

23                  ASSEMBLYMAN STECK:  So there's been 

24           representations made that kratom does some of 


                                                                   231

 1           the same, similar things.  I know that's 

 2           unsubstantiated.  I was more inquiring about 

 3           the proliferation of legal sales of various 

 4           kratom products throughout the state.  I'm 

 5           wondering just if you have any insight into 

 6           that.

 7                  OASAS COMMISSIONER CUNNINGHAM:  I 

 8           mean, we hear on occasion anecdotes, but we 

 9           don't have data that's systematic about the 

10           sale of kratom.

11                  ASSEMBLYMAN STECK:  Okay, thank you.

12                  And then it has also been represented 

13           to me that alcohol actually causes more 

14           deaths than opioids.  Has the OASAS 

15           undertaken any new initiatives with respect 

16           to alcoholism?

17                  OASAS COMMISSIONER CUNNINGHAM:  So we 

18           also are absolutely, you know, concerned 

19           about alcohol, and obviously there are 

20           policies that increase the possibility of, 

21           you know, getting alcohol.  And so this is 

22           something that we are working on internally 

23           about getting a better understanding, working 

24           with the State Liquor Authority in terms of 


                                                                   232

 1           what's happening across the state and 

 2           ensuring that we are, you know, doing more 

 3           prevention with youth and ensuring that our 

 4           treatment programs are -- you know, have the 

 5           capacity and are providing the best 

 6           treatment.  Particularly medication treatment 

 7           is an area that we're also focused on with 

 8           alcohol use disorder.

 9                  ASSEMBLYMAN STECK:  So in many states, 

10           particularly Appalachian states, crystal meth 

11           is a giant problem.  We were -- of course 

12           parts of New York State could be considered 

13           Appalachia, and one of those counties reached 

14           out to us that they have a very bad problem 

15           with crystal meth.

16                  I'm wondering if the department has -- 

17           or the agency has undertaken any new 

18           initiatives with respect to that substance.

19                  OASAS COMMISSIONER CUNNINGHAM:  We 

20           recently published actually an addiction data 

21           bulletin that takes a deep dive into the role 

22           of stimulants in New York State.  And as you 

23           may know, the role of stimulants is 

24           associated with 50 percent of overdose 


                                                                   233

 1           deaths.  So this is an area that we are 

 2           closely watching.

 3                  Unfortunately the treatment options 

 4           for stimulant use disorder are not great.  

 5           This is something we're discussing, you know, 

 6           the possibility of piloting across the state 

 7           some new initiatives.  But unfortunately the 

 8           treatment options are not great.  But we want 

 9           to make sure that people still know they're 

10           at risk for overdose, so making sure that 

11           they have naloxone and they know -- you know, 

12           they're informed about the role of fentanyl 

13           getting in either the methamphetamine or the 

14           cocaine.

15                  ASSEMBLYMAN STECK:  So I think you had 

16           a comment in your remarks about marijuana.  

17           How do you regard the tremendous increase in 

18           the THC content of marijuana that has been 

19           occurring in terms of the growers are now 

20           able to cross-breed and so forth?  Do you 

21           feel that that increase in the THC content is 

22           especially harmful to our residents?

23                  OASAS COMMISSIONER CUNNINGHAM:  So, 

24           you know, we work with the Office of Cannabis 


                                                                   234

 1           Management and certainly talk to them about 

 2           prevention efforts and our concerns, 

 3           especially for underage youth.

 4                  We also, you know, in our prevention 

 5           work do a lot on cannabis toolkits.  Part of 

 6           that is the discussion about THC and the role 

 7           for parents and caregivers to talk to teens, 

 8           and then also working with schools around 

 9           this.

10                  So we are trying to provide education 

11           so people can make, you know, educated 

12           decisions and taking a harm-reduction 

13           approach to reduce the risk of developing 

14           problems associated with cannabis.

15                  ASSEMBLYMAN STECK:  So medically is it 

16           fair to say that there is such a thing as 

17           cannabis use disorder and cannabis-induced 

18           psychosis?

19                  OASAS COMMISSIONER CUNNINGHAM:  Yes.

20                  ASSEMBLYMAN STECK:  Okay, thank you.

21                  I have trouble convincing some of my 

22           colleagues of that.

23                  But in any event, the 24-hour 

24           stabilization centers, where do the folks go 


                                                                   235

 1           after they've been stabilized for 24 hours?  

 2           As you know, I've been skeptical of this 

 3           because we passed legislation allowing 

 4           hospitals to hold for 72 hours.  And, okay, 

 5           they're there for 24 hours, then what 

 6           happens?

 7                  OASAS COMMISSIONER CUNNINGHAM:  I 

 8           mean, we have a full continuum of services, 

 9           as you know, so people can go from the crisis 

10           stabilization centers to inpatient centers to 

11           stabilization, you know, residential programs 

12           and the whole way through. 

13                  So we do, you know, have availability 

14           across the continuum in those settings to be 

15           able to make those warm hand-offs.  A lot of 

16           the crisis stabilization programs are still 

17           not yet up and running, but will be in the 

18           coming months.

19                  ASSEMBLYMAN STECK:  So unfortunately 

20           of course there's no requirement -- they get 

21           stabilized, and they can go out and do 

22           whatever they wish.  Isn't that correct?

23                  OASAS COMMISSIONER CUNNINGHAM:  Yes.  

24           We have a voluntary treatment system.


                                                                   236

 1                  ASSEMBLYMAN STECK:  Right.  Okay.

 2                  So then there's 42 million allocated 

 3           for prisons for treatment, only 177,000 for 

 4           county jails.  What's the explanation of the 

 5           disparity?

 6                  OASAS COMMISSIONER CUNNINGHAM:  The 

 7           42 million for prisons, I'm not sure if 

 8           you're saying that that's through DOCCS or --

 9                  ASSEMBLYMAN STECK:  That is in the 

10           budget.  It's an addition for prisons for 

11           treatment in prisons.  But only 177,000 for 

12           counties.  And we can understand if you're 

13           not familiar with that, but --

14                  OASAS COMMISSIONER CUNNINGHAM:  I 

15           mean, if it's in somebody else's budget, you 

16           know, I can't really speak to that.  

17                  But I can tell you we -- I'm proud of 

18           the work we're doing in jails and prisons.  

19           We are -- you know, they're offering every 

20           form of FDA-approved medication in all of the 

21           42 prisons and 58 jails.  We work very 

22           closely with them.  And we do provide 

23           support, particularly for the medication 

24           costs for all of the jails.


                                                                   237

 1                  So that is work that we are doing, and 

 2           that's actually coming out of those opioid 

 3           settlement funds.

 4                  ASSEMBLYMAN STECK:  So the mobile 

 5           medication units is a good idea.  Are the 

 6           reports we see that some counties refuse to 

 7           let them be sited there -- do you have any 

 8           comment on that?

 9                  OASAS COMMISSIONER CUNNINGHAM:  Yes, 

10           stigma is a huge issue in the field of 

11           addiction.  And we'd love to work with you 

12           and communities to get life-saving treatment 

13           in those communities.

14                  ASSEMBLYMAN STECK:  We'd be happy to 

15           legislate on the issue so they can be 

16           received.

17                  CHAIRWOMAN KRUEGER:  Thank you.

18                  Senator Shelley Mayer.

19                  SENATOR MAYER:  Good morning.  Thank 

20           you both.  

21                  And Commissioner Baer, questions for 

22           you.  

23                  One is you cited the 850 million.  I 

24           think that is as a result of last year's 


                                                                   238

 1           legislative initiative to apply a COLA or 

 2           some kind of inflationary index to the 

 3           not-for-profit community.  Am I right?

 4                  OPWDD ACTING COMMISSIONER BAER:  There 

 5           was a COLA in last year's budget.  The 

 6           $850 million rebase is separate from that.  

 7           There was, I think, $400 million in last 

 8           year's financial plan to support the rebase, 

 9           with an additional investment made this year 

10           when we really looked at the cost of doing 

11           business over that five-year period.

12                  SENATOR MAYER:  And is that 850 

13           directed exclusively at the not-for-profit 

14           community that provides these services?

15                  OPWDD ACTING COMMISSIONER BAER:  Yes, 

16           the $850 million is only for our nonprofits.

17                  SENATOR MAYER:  In your testimony you 

18           refer to the development of regional 

19           disability clinics.  I take it that's 

20           different from -- I assume it is -- from your 

21           regional field offices?  

22                  Can you -- what are these regional 

23           disability clinics, and where are they going 

24           to be located?


                                                                   239

 1                  OPWDD ACTING COMMISSIONER BAER:  So 

 2           the idea behind the regional disability 

 3           health clinic proposal is a capital funding 

 4           program that would be run through OPWDD.  So 

 5           we would take existing Article 28 and 

 6           Article 16 clinic providers that specialize 

 7           in providing healthcare to people with 

 8           intellectual and developmental disabilities, 

 9           and we would provide those grant funds on top 

10           of their current operating rates.  So that 

11           they can expand waiting rooms, buy accessible 

12           equipment, right?  Increase their ability to 

13           provide those services, those healthcare 

14           services to people with disabilities.  

15                  SENATOR MAYER:  Okay.  With respect to 

16           the regional field offices, I think you know 

17           in my district I've had complaints that 

18           there's no one there, no one answers the 

19           phone.  They're really not of much help to 

20           people who are seeking the assistance of the 

21           department.

22                  Are they fully staffed?  Are people in 

23           the office every day?  And what is the status 

24           of these regional field offices?


                                                                   240

 1                  OPWDD ACTING COMMISSIONER BAER:  We've 

 2           been very lucky this last year to really be 

 3           as staffed up I think as we need to be.  We 

 4           have personnel, in-person staff at all of our 

 5           regional field offices.

 6                  Certainly if there's an issue that 

 7           you're experiencing in your region, I'm happy 

 8           to talk offline with you about that.  People 

 9           really need to be working with their care 

10           managers at this point.  So those are there 

11           through the care coordination organizations.  

12           Their care managers are really the ones doing 

13           that day-to-day work on developing someone's 

14           life plan and connecting them to services.

15                  So -- always should start through 

16           their care manager.  But we absolutely have 

17           people working in all of our regional 

18           offices, as well as a 24-hour call center.

19                  SENATOR MAYER:  Okay.  Lastly, those 

20           that first are in the OPWDD system and then 

21           have a mental health episode, we found have 

22           less coordination than when they start in the 

23           OMH world and then get into yours.  

24                  That's been a problem in my community 


                                                                   241

 1           with inpatient psych hospitals that have 

 2           experienced this.  Do you have a plan to sort 

 3           of improve that?

 4                  OPWDD ACTING COMMISSIONER BAER:  Yeah, 

 5           we've been working very closely with the 

 6           Office of Mental Health, particularly over 

 7           the last year, to really close those gaps and 

 8           to share our expertise between OMH-licensed 

 9           facilities -- 

10                  (Time clock sounds.)

11                  OPWDD ACTING COMMISSIONER BAER:  We 

12           can --

13                  SENATOR MAYER:  Okay, thank you.

14                  CHAIRWOMAN KRUEGER:  Thank you.

15                  Assembly.

16                  CHAIRMAN PRETLOW:  Assemblymember 

17           Brown.

18                  ASSEMBLYMAN KEITH BROWN:  Thank you, 

19           Chair.

20                  Good -- I don't know what -- good 

21           afternoon, Commissioner.  How are you today?

22                  I'm going to start off by saying 

23           appreciate the statistics of the drop in 

24           overdose deaths.  We're seeing the same thing 


                                                                   242

 1           in Suffolk County.  We met with our medical 

 2           examiner a couple of weeks ago, and she 

 3           attributed it to the fact of the 

 4           effectiveness of Narcan administration.

 5                  So -- we know we still have a lot of 

 6           work to do, though.

 7                  So I appreciate in your remarks you 

 8           mentioned a recognition of cannabis use 

 9           disorder.  And I see, you know, trying to get 

10           the word out in connection with the cannabis 

11           prevention toolkit, but I'd also ask if you 

12           could include CHS, cannabinoid hyperemesis 

13           syndrome, which is very prevalent -- I mean, 

14           the fact that kids are using high-potency 

15           marijuana and causing psychosis, as one of my 

16           colleagues alluded to.  

17                  But also parents, you know, should 

18           understand what some of the symptoms are.  

19           You know, if the child is vomiting 

20           uncontrollably or taking very long hot 

21           showers, there's a reason for it, and it's 

22           probably because they're dabbing marijuana or 

23           smoking high-potency, and the issues that 

24           relate to that.


                                                                   243

 1                  So I would ask that as something you 

 2           can include.

 3                  Just delving right into some of the 

 4           big issues.  We heard Commissioner Sullivan 

 5           testify earlier about the co-licensure and 

 6           the three tier levels.  From what we're 

 7           hearing from the providers, it's causing a 

 8           lot of problems.  And the reason being is 

 9           because as people will need to move hopefully 

10           through those tiers, you know, and have less 

11           and less treatment, it doesn't allow for that 

12           to happen.

13                  So we're hearing back that it's very 

14           cumbersome and difficult to deal with the 

15           three-tiered system.  So maybe there's some 

16           way to streamline that, if you want to 

17           comment.

18                  OASAS COMMISSIONER CUNNINGHAM:  So the 

19           three-tiered system is something we're 

20           actually working on.  It doesn't exist right 

21           now.  And part of the reason why we're 

22           working on it is to address exactly the 

23           problem that you're saying, that the 

24           difficulties that providers have now between 


                                                                   244

 1           the two systems.  

 2                  So I think, you know, the goal is once 

 3           we have that three-tiered system in place, 

 4           that will reduce those barriers and 

 5           challenges.

 6                  ASSEMBLYMAN KEITH BROWN:  Great.  

 7           Thank you.

 8                  And then regarding the Opioid 

 9           Settlement Fund, just wondering what specific 

10           plans there are to address and maybe do an 

11           RFA to develop competency and access to 

12           integrated treatment and support.

13                  OASAS COMMISSIONER CUNNINGHAM:  Yeah, 

14           so certainly in terms of integrated treatment 

15           that is an overarching theme that we've heard 

16           from the Opioid Settlement Fund Advisory 

17           Board is important.  And we've changed our 

18           procurement process there.  We've also worked 

19           very closely with OMH to make sure that they 

20           also have access to these dollars, their 

21           clinics.  

22                  So that work is ongoing.  And, you 

23           know, in addition to the licensing there's 

24           many other ways in which we're working 


                                                                   245

 1           together.  We're doing training so the 

 2           scholarships that we have, for example, for 

 3           addiction providers also can go to the OMH 

 4           providers and is going to the OMH providers.  

 5                  So, you know, so from top to bottom, 

 6           really, around the workforce, around the 

 7           programming, the licensing, prevention in 

 8           schools -- there is a lot of work with OMH to 

 9           better integrate our services.

10                  ASSEMBLYMAN KEITH BROWN:  Okay.

11                  So along those lines, we're increasing 

12           the funding for the CCBHC uncompensated care 

13           pool.  Is there a way to increase it 

14           commensurate with the increase in CCBHCs and 

15           enable providers to help underinsured and 

16           uninsured folks?

17                  OASAS COMMISSIONER CUNNINGHAM:  That 

18           is the whole goal, is really to address 

19           those -- those dollars for the uncompensated 

20           pool are really to focus on those who are 

21           uninsured or underinsured.  And so, you know, 

22           that is still fairly new, but we're working 

23           with providers to ensure that those dollars 

24           go to cover that population.


                                                                   246

 1                  ASSEMBLYMAN KEITH BROWN:  Okay.

 2                  Switching gears, so one of the 

 3           problems with bail reform was that 

 4           individuals who have substance use disorder, 

 5           it takes a longer period of time for them to 

 6           get treatment because now there's no 

 7           arraignment, necessarily.  Right?

 8                  So for individuals who are 

 9           specifically arrested on DWI, there's 

10           currently self-reporting screening.  But 

11           would you support mental health assessment to 

12           provide treatment for co-occurring disorders 

13           to help people get treatment faster?

14                  OASAS COMMISSIONER CUNNINGHAM:  

15           Absolutely.  And we work, you know, with the 

16           criminal justice system in many ways, and the 

17           courts, to be able to do a better job of 

18           identifying and then getting the services 

19           that people need.

20                  ASSEMBLYMAN KEITH BROWN:  Okay.  Real 

21           quick, because I only have a few seconds 

22           left.  Individuals charged with possession of 

23           controlled substances, would you support a 

24           method of getting desk appearance tickets, 


                                                                   247

 1           get them into treatment, and then if they 

 2           fail out of treatment, then the desk 

 3           appearance ticket would be turned over to the 

 4           court system?

 5                  OASAS COMMISSIONER CUNNINGHAM:  We're 

 6           not a criminal justice organization, but 

 7           we're happy to partner with them to make sure 

 8           that people who do touch that system get the 

 9           best services that they need.

10                  ASSEMBLYMAN KEITH BROWN:  Excellent.  

11           Thank you.

12                  CHAIRWOMAN KRUEGER:  Thank you.

13                  Senator Helming.

14                  SENATOR HELMING:  Thank you, 

15           Senator Krueger.

16                  I walked in from session, so I did not 

17           hear your testimony.  But what I walked into 

18           hearing was somebody was questioning about 

19           the availability of services in our rural 

20           communities.  As someone who represents a 

21           rural area, I'm concerned, because a part of 

22           the response I heard was that we have robust 

23           provider systems in place.

24                  I'm going to tell you, based on the 


                                                                   248

 1           calls I get from my constituents, that is 

 2           absolutely not the case.  Parents will call 

 3           all the time about the lengthy waits to get 

 4           their children services, delays because of 

 5           insurance issues, and so much more.

 6                  That's my comment.  Now I'll go to my 

 7           question.  I also -- just continuing my 

 8           comment, I believe you will hear testimony 

 9           later, if you stick around, from a parent who 

10           will tell you about the tragedy that occurred 

11           in his family because of a lack of 

12           availability of services because of delays.

13                  But on to my question.  The State 

14           Prevention Agenda for 2019-2024 prioritizes 

15           preventing substance use disorder, yet it 

16           seems like our opioid-related deaths continue 

17           to increase.  Since 2015 it's my 

18           understanding that New York State has ranked 

19           in the top five in the nation year after 

20           year.

21                  As you know, and I think we can all 

22           agree on, our counties are on the frontline 

23           of addressing this public health crisis, and 

24           yet I'm hearing from the local departments 


                                                                   249

 1           that they don't have access to the realtime 

 2           data that's reported to the state.  And how 

 3           helpful it would be for them when they're 

 4           addressing how to prevent this, how to do 

 5           better, if they had access to this data.

 6                  So my question is, do local health 

 7           departments have direct access to realtime 

 8           state data on opioid-related deaths?

 9                  OASAS COMMISSIONER CUNNINGHAM:  Yes, 

10           so I just want to clarify that the overdose 

11           death rate has gone down by 17 percent in 

12           New York State, and so that's the first time 

13           we've seen this decrease in many years.  

14                  And we may have the largest number of 

15           people who have died, but in terms of -- just 

16           because of our size, but the rate is about in 

17           the middle of the rest of the states.

18                  SENATOR HELMING:  I appreciate that 

19           clarification.  

20                  Do our local county health departments 

21           and others have access to the state's 

22           realtime data?

23                  OASAS COMMISSIONER CUNNINGHAM:  So 

24           that's a question for the Department of 


                                                                   250

 1           Health.  We don't have authority with those 

 2           county departments of health.

 3                  SENATOR HELMING:  Okay, so you 

 4           wouldn't know if in this budget there is 

 5           anything to amend County Law 677 to formally 

 6           designate local health officials as 

 7           representatives of the State Commissioner of 

 8           Health so that they have access to this data?

 9                  OASAS COMMISSIONER CUNNINGHAM:  So 

10           that's not in Mental Hygiene Law, and I can't 

11           really speak to the Public Health Law.

12                  SENATOR HELMING:  Would it help if our 

13           local health departments had access to 

14           realtime data to address --

15                  OASAS COMMISSIONER CUNNINGHAM:  

16           Absolutely.  Absolutely.

17                  SENATOR HELMING:  Okay, I appreciate 

18           that.

19                  How about, then -- maybe this is for 

20           health as well -- does the budget include an 

21           increase in the reimbursement rates for 

22           county coroners or medical examiners?  DOH?

23                  OASAS COMMISSIONER CUNNINGHAM:  So 

24           that's a question for DOH.


                                                                   251

 1                  SENATOR HELMING:  Okay.  Thank you.

 2                  CHAIRWOMAN KRUEGER:  Thank you.

 3                  Assembly.

 4                  CHAIRMAN PRETLOW:  Assemblyman 

 5           Santabarbara, 10 minutes.

 6                  ASSEMBLYMAN SANTABARBARA:  Thank you, 

 7           Mr. Chair.

 8                  Thank you both for being here.  Thank 

 9           you for your testimony.  Most of my questions 

10           will be for Acting Commissioner Baer, in 

11           relation to my committee.  

12                  I do want to talk about -- circle back 

13           to the investment being made for nonprofit 

14           providers.  It's a major investment.  But the 

15           question for OPWDD, I guess, is how do we 

16           ensure this money actually translates into 

17           DSP salary increases?  Because in the past we 

18           have seen it go to other things, in 

19           administrative costs and other items.

20                  And a follow-up question to that:  

21           Should we include budget language mandating 

22           that a percentage go directly to DSP wages, 

23           and is that something you would support?  

24                  And would you also support requiring 


                                                                   252

 1           midyear reporting for nonprofits to track how 

 2           these funds are actually being used, 

 3           including salary increases and new hires?

 4                  OPWDD ACTING COMMISSIONER BAER:  Thank 

 5           you.  So the $850 million goes, as we've 

 6           said, to our certified residential and 

 7           site-based providers.

 8                  The majority of the costs of running 

 9           those nonprofit organizations is their 

10           frontline staff, so absolutely the 

11           expectation is that the majority of that 

12           investment will make its way to those 

13           frontline workers.  And we made that clear in 

14           the letter, as I said, to those providers.

15                  And I have already seen that 

16           happening.  I had no doubt that our providers 

17           would do that, and it's been happening 

18           immediately as they receive that cash.  And 

19           I've seen improvements immediately in terms 

20           of recruitment for those providers.  So we're 

21           very excited about that.

22                  There was language in the COLA statute 

23           last year that directed that a certain 

24           percentage of the COLA go to frontline staff.  


                                                                   253

 1           That is not in the 2.1 percent targeted 

 2           inflationary increase this year.  But again, 

 3           our providers use the bulk of all of their 

 4           funding to pay for staff.  It's their single 

 5           biggest expense.

 6                  While it's not required, we at OPWDD 

 7           also do collect information from each of our 

 8           providers about how they utilize that 

 9           funding, and we track year over year how that 

10           funding in the COLAs and the targeted 

11           inflationary increases are used to increase 

12           wages and by what percent.  So we are able to 

13           collect and report out on that information.

14                  ASSEMBLYMAN SANTABARBARA:  Great.  And 

15           that information's available to all of us?

16                  OPWDD ACTING COMMISSIONER BAER:  Yes.  

17           We can make that available for you, 

18           absolutely.

19                  ASSEMBLYMAN SANTABARBARA:  I want to 

20           move on to self-direction budgets.  This has 

21           been a topic of discussion I know in my 

22           community, and some advocates have been 

23           talking about this.

24                  I guess the question is, will the 


                                                                   254

 1           budgets be adjusted to cover rising provider 

 2           costs?  And I think we discussed a little bit 

 3           of this earlier.  OPWDD actively encourages 

 4           self-directed individuals to purchase 

 5           certified services from providers, but these 

 6           services are costing more and self-direction 

 7           budgets are not increasing to cover these 

 8           costs.  And the concern is that if it doesn't 

 9           change, we could -- individuals could lose 

10           services while traditional service users see 

11           their funding increase.

12                  So the question I have today is, is 

13           there -- do you have that same concern, 

14           seeing increasing provider rates without 

15           increasing self-direction budgets to match?  

16           And is there a plan to prevent individuals 

17           from losing services because of these rising 

18           costs?  And would you support a policy to 

19           ensure that these budgets are adjusted 

20           whenever we see these rate increases?

21                  OPWDD ACTING COMMISSIONER BAER:  So 

22           every time that we get a targeted 

23           inflationary increase or a cost-of-living 

24           adjustment in the budget, those percentage 


                                                                   255

 1           increases are also applied to the budgets 

 2           within the self-directed model.  

 3                  So they absolutely increase each year 

 4           by the same percent that the other providers 

 5           get in terms of that inflationary increase.  

 6           And that definitely is helpful to keep them 

 7           current with the cost of providing that care.  

 8                  We currently are working with a 

 9           consultant to look at our self-direction 

10           model in totality.  That provider -- or that 

11           consultant, rather, is looking at how 

12           self-direction is working in New York State, 

13           how it's working in other states, to make 

14           some recommendations about how we might look 

15           to redesign self-direction in a future waiver 

16           amendment.  So we look forward to those 

17           recommendations.  

18                  It is a pretty young service model in 

19           New York State, and it's had a massive 

20           explosion in terms of enrollment.  So we're 

21           very excited that so many people have availed 

22           themselves to the flexibilities of 

23           self-direction and always at ways to improve 

24           it, and to make sure that it's really a 


                                                                   256

 1           sustainable model of care going forward.

 2                  ASSEMBLYMAN SANTABARBARA:  Okay, thank 

 3           you for that answer.

 4                  I do want to move on, with the time I 

 5           have left, to circle back to the housing 

 6           shortage that we seem to be experiencing.  

 7           The first question is, is there still a 

 8           survey going on as to what the housing crisis 

 9           is and where we need more services and where 

10           we need more inventory?  

11                  I hear from families, many families in 

12           my district that are waiting for housing 

13           options for sometimes years.  

14                  There seems to be a gap between the 

15           two main housing options:  The group homes, 

16           with limited availability, long waitlists, 

17           and closures seem to be happening faster than 

18           openings; and then housing supplements only 

19           for those that are capable of independent 

20           living, with minimal financial support.  And 

21           this is kind of leaving people out of options 

22           on what to do when they need housing.

23                  What is the timeline on addressing the 

24           housing shortage?  Is that survey still going 


                                                                   257

 1           on, and what is the timeline?

 2                  OPWDD ACTING COMMISSIONER BAER:  Yes, 

 3           so we are always surveying network adequacy, 

 4           looking at people that are looking for 

 5           certified residential opportunities within 

 6           the system and making sure that we're meeting 

 7           that increasing need.

 8                  I think the survey that you reference 

 9           is about our capacity management system.  So 

10           this is our investment we've been able to 

11           make in our IT infrastructure to really 

12           capture, in an IT platform, sort of a 

13           modern-day platform, where those vacancies 

14           are and what types of services are available 

15           in those vacancies, as well as whether 

16           there's actual staff.  Right?  You have to 

17           have staff to be able to make use of the 

18           vacancy.

19                  So the process that we're rolling out 

20           now, which will take a year, right, to roll 

21           out, to upload all of those profiles into our 

22           system of what those vacancies look like so 

23           that we can more easily match them with 

24           people in the community.  


                                                                   258

 1                  Right now we have a very cumbersome 

 2           sort of paper matching process, which is very 

 3           person-centered but can take a lot of time to 

 4           make sure that somebody's needs are matched 

 5           in those opportunities.  

 6                  So this really will go a long way 

 7           towards enhancing and creating a lot of 

 8           efficiency with some of that customer 

 9           experience part of the matching process.  So 

10           hopefully in a year I'll have some really 

11           good news about how much faster that process 

12           is happening.

13                  ASSEMBLYMAN SANTABARBARA:  Just as a 

14           follow-up to that, are there plans for other 

15           housing models?  Particularly, there's been 

16           discussion of non-certified supportive 

17           housing; we talked about this a little bit 

18           briefly beforehand as well.  

19                  Are there any plans to look into that, 

20           or is that an option?

21                  OPWDD ACTING COMMISSIONER BAER:  So 

22           this year's budget continues a $15 million 

23           investment in those integrated supportive 

24           housing projects that we work on.  We match 


                                                                   259

 1           those funds with HCR to open supportive 

 2           integrated apartments in the community for 

 3           people with I/DD.  

 4                  We've opened 900 of those so far 

 5           through funding that this Legislature has 

 6           supported over the last several years.  So 

 7           that is one example of non-certified housing.  

 8                  We also spend about $70 million a 

 9           year, as you reference, on housing subsidies 

10           to support people with disabilities to live 

11           either in one of those supportive housing or 

12           in any other affordable housing that they 

13           find in New York State, to support them to 

14           live as integrated as possible.

15                  Our newest service this year, which I 

16           want to make sure I don't forget to mention, 

17           is home enabling supports.  This is a new 

18           waiver service only available for people who 

19           live in non-certified housing.  And that's 

20           adaptive equipment, remote monitoring, other 

21           technology -- telehealth capacity -- to help 

22           people live more independently instead of 

23           needing to move into that certified system.

24                  So a lot of work happening on both 


                                                                   260

 1           sides, absolutely.

 2                  ASSEMBLYMAN SANTABARBARA:  Okay.  

 3           Thank you for that answer.

 4                  With the time I have left, I just want 

 5           to talk about crisis response -- just as a 

 6           follow-up to a previous question -- for 

 7           nonverbal individuals in particular.

 8                  There's -- current models rely on 

 9           outlines, verbal deescalation, and 

10           traditional interventions, but it doesn't 

11           work for nonverbal individuals with 

12           developmental disabilities.  Has there been 

13           discussion on how to address this gap, I 

14           guess, in services?

15                  OPWDD ACTING COMMISSIONER BAER:  Yeah, 

16           it's such a good question.  Most of our 

17           interventions and therapeutic habilitative 

18           services work for people who articulate 

19           verbally and those who do not.  But there 

20           certainly is an increasing number of people 

21           who don't articulate verbally, and that's 

22           certainly a form of communication that we're 

23           looking a lot at now, about how to better 

24           meet the needs of those people, both the ways 


                                                                   261

 1           that you mentioned and creating community and 

 2           peer supports for that part of the community.

 3                  ASSEMBLYMAN SANTABARBARA:  All right.  

 4           Just with the time I have left, so you would 

 5           support the creation of specifically trained 

 6           people for crisis intervention that are 

 7           trained specifically for nonverbal?

 8                  OPWDD ACTING COMMISSIONER BAER:  

 9           Absolutely support the need to make sure that 

10           those folks are trained and meeting the needs 

11           of everyone, including our nonverbal.

12                  ASSEMBLYMAN SANTABARBARA:  Okay.  And 

13           hopefully we can see something in the budget 

14           to reflect that.  I certainly would like to 

15           see more investment in this area, just to 

16           address this issue that is still out there. 

17                  Okay, thank you.

18                  OPWDD ACTING COMMISSIONER BAER:  Thank 

19           you.  

20                  Can I use 30 seconds of your time to 

21           thank you as a family member, and for all of 

22           the rich advocacy that you do for our service 

23           system.  The family members of people with 

24           disabilities are so important to this system, 


                                                                   262

 1           to make sure that we understand what the 

 2           needs are.  And I thank you for your 

 3           advocacy.

 4                  ASSEMBLYMAN SANTABARBARA:  Thank you.  

 5           Thank you for being here.

 6                  All set, Mr. Chair.

 7                  CHAIRWOMAN KRUEGER:  Sorry.  I'm 

 8           focused on lunch at the moment.  How rude of 

 9           me.  

10                  Next is Senator Mayer -- no, 

11           Senator Mayer went.  

12                  Senator Persaud, excuse me.

13                  SENATOR PERSAUD:  Good afternoon, both 

14           commissioners.

15                  My question is about OPWDD.  You know, 

16           I'm sitting here and I just got this letter 

17           from C4SD talking, you know -- and their 

18           challenges that you were talking about.  And 

19           so we have to look at that.

20                  But I wanted to talk particularly 

21           about the mandatory overtime that you were 

22           talking about.  We're hearing that there's an 

23           abuse of mandatory overtime across the 

24           system.  There are workers who are required 


                                                                   263

 1           to work two-and-a-half shifts, which is not 

 2           what we want.  It's a hazard when that 

 3           happens because they are not able to give the 

 4           residents the service the way they should.

 5                  What are we doing to decrease 

 6           mandatory overtime?  What are we doing to get 

 7           the workforce to the level that it should be?  

 8           What are we doing?

 9                  OPWDD ACTING COMMISSIONER BAER:  So in 

10           our state-operated facilities, which I think 

11           is what you're asking about, we've had a lot 

12           of luck this year in particular in terms of 

13           recruitment.  We hired 3,000 new 

14           state-operated employees into our facilities, 

15           which is more than what we saw pre-pandemic.  

16                  So we've come a long way in terms of 

17           offering competitive wages and recruiting 

18           staff to our state-operated facilities.

19                  We brought overtime down this year by 

20           24 percent, which is monumental, and that is 

21           as a result of that recruitment and retention 

22           that we've been able to build into state 

23           operations, as well as the work that we've 

24           really done to partner with our union 


                                                                   264

 1           representatives in terms of creating that 

 2           open communication and relationship in the 

 3           state-operated workforce.

 4                  SENATOR PERSAUD:  But it's happening 

 5           in the residences that are under your 

 6           guidance also -- you know, the voluntary -- 

 7           why is that?  Who is overseeing that the 

 8           workforce there is working, you know, 

 9           overtime that they should not be?  We cannot 

10           have people working to take care of our most 

11           vulnerable population, working 18 hours.  

12           That's not -- that's not -- there's something 

13           wrong with that.

14                  Who is looking into that so that we 

15           curb that?  And why are these operators being 

16           allowed to get away with it?

17                  OPWDD ACTING COMMISSIONER BAER:  I 

18           agree, it's very important to keep an eye on.  

19           We want work/life balance.  We want people 

20           taking care of people with disabilities and 

21           working with people with disabilities who are 

22           not working three shifts in a row, are not 

23           tired, right, or not at their best.

24                  You know, in any human service 


                                                                   265

 1           organization when you rely on staff to 

 2           provide health and safety minimums, 

 3           unfortunately sometimes there is the need to 

 4           keep staff for a second shift.  I think it 

 5           was definitely more pervasive in our 

 6           state-operated programs, and now that is way 

 7           down.  Anecdotally, I'm not sure that on the 

 8           nonprofit side they have quite the issue that 

 9           we did in state operations.  But certainly 

10           something that management's required to keep 

11           an eye on and to make sure that staff is fit 

12           to serve.

13                  SENATOR PERSAUD:  We'll contact your 

14           office and give you some complaints.

15                  OPWDD ACTING COMMISSIONER BAER:  Okay.

16                  SENATOR PERSAUD:  Thank you.

17                  OPWDD ACTING COMMISSIONER BAER:  Thank 

18           you.

19                  CHAIRWOMAN KRUEGER:  Thank you.

20                  Assembly.

21                  CHAIRMAN PRETLOW:  Assemblywoman 

22           Giglio.

23                  ASSEMBLYWOMAN GIGLIO:  Yes, good 

24           afternoon.  And thank you, both of you, for 


                                                                   266

 1           what you do.

 2                  And, Acting Commissioner, I really 

 3           appreciate you coming to Long Island and 

 4           visiting some of our medically fragile homes 

 5           and seeing what the needs are there, and 

 6           hopefully going to be working together with 

 7           DOH in the future to make sure that the needs 

 8           of those individuals have been met.

 9                  When people with behavioral needs are 

10           transitioning into new homes, it's essential 

11           that the staff working with them are properly 

12           trained and prepared to handle any behaviors 

13           that may arise.  This can significantly 

14           reduce the need for law enforcement 

15           intervention.

16                  Properly trained workers can 

17           deescalate situations, understand triggers, 

18           and provide the right support to individuals 

19           during challenging moments.  Effective 

20           communication, proactive strategies, and a 

21           trauma-informed approach can help maintain 

22           safety and prevent situations from escalating 

23           to the point where law enforcement may need 

24           to be called.


                                                                   267

 1                  Collaboration with mental health 

 2           professionals, social workers, and the 

 3           individual's family, including the previous 

 4           home that the person was in, and that 

 5           collaboration before they transition into a 

 6           new home to make sure that everyone's on the 

 7           same page, is crucial for a smooth transition 

 8           and minimizing behavior-related issues.  

 9           Preparing the environment to be calm, 

10           structured, and predictable also contributes 

11           to preventing behaviors from escalating.

12                  What other steps do you think are 

13           crucial to ensure these individuals are 

14           supported during transitions?  And does OPWDD 

15           need funding for staffing to ensure a smooth 

16           transition with suitable trained employees in 

17           the homes that can address these behavioral 

18           needs?

19                  OPWDD ACTING COMMISSIONER BAER:  Thank 

20           you.  I think you hit so many of the 

21           important pieces of maintaining continuity 

22           for people, and that collaboration as people 

23           look to transition from one service setting 

24           to another.  We see this particularly with 


                                                                   268

 1           our young adults who are aging out of our 

 2           residential schools.  

 3                  Which is why it takes two to three 

 4           years of planning on our part, ahead of time, 

 5           to really match those young people aging out 

 6           of residential schools to ensure that the 

 7           provider that is offering them an opportunity 

 8           in their residence understands who that young 

 9           person is, is prepared to meet the behavioral 

10           needs.  Right?  

11                  It's an age range that is probably the 

12           hardest to serve in any system, and it's 

13           someone that you're getting at their sort of 

14           strongest and most behaviorally challenging, 

15           right.  So that continuity is so important, 

16           and that communication.

17                  ASSEMBLYWOMAN GIGLIO:  It is, and 

18           especially when a new group home is being 

19           formed and it doesn't have any residents in 

20           the home, that that home needs to be prepared 

21           and OPWDD needs that oversight to make sure 

22           that they are prepared to take in those 

23           people with behavioral needs and to 

24           communicate with the home that they're coming 


                                                                   269

 1           from to make sure that if there are 

 2           protocols, they're met.

 3                  And also if law enforcement is called, 

 4           if you're not able to deescalate.  And law 

 5           enforcement is called a lot into group homes 

 6           to come and help or restrain.  And that is 

 7           really very challenging, not only for the 

 8           resident, the person that has the behavioral 

 9           need, but also for law enforcement.  And I 

10           think that, you know, we really need to make 

11           sure the people in the homes are trained and 

12           that papers are going with them and law 

13           enforcement knows what they're walking into 

14           if they're expected to go into a situation 

15           like that.

16                  So I'd love to work with you on that.

17                  And then my next question is, you 

18           know, the COLA -- and we're not calling it a 

19           COLA anymore, I guess.  In the Governor's 

20           budget we're calling it a 2.1 percent 

21           inflationary increase.  They're still behind.  

22           You know, the rebates were great.  The 

23           not-for-profits are still behind, eight years 

24           behind, in the funding levels that they need 


                                                                   270

 1           to be up to in order to maintain and to 

 2           provide proper care.

 3                  So I think we really need to push for 

 4           at least a 5 percent increase in the COLA, or 

 5           the inflationary cost.  Because as the costs 

 6           go up and the wages go up, so does the 

 7           capital that they need in order to run the 

 8           home.

 9                  So when it comes to the capital 

10           funding and the 15 million, will these ones 

11           be used for both state-operated and 

12           community-based facilities, not-for-profits?

13                  OPWDD ACTING COMMISSIONER BAER:  So 

14           the $15 million I think you're referring to 

15           is for our integrated supportive housing 

16           projects, so those are independent apartments 

17           for people who can live independently with a 

18           little bit of additional support in the 

19           community.

20                  ASSEMBLYWOMAN GIGLIO:  Is there any 

21           funding for housing for DSPs or affordability 

22           of housing for DSPs in rural areas?

23                  OPWDD ACTING COMMISSIONER BAER:  There 

24           is not a particular investment in this year's 


                                                                   271

 1           budget for housing for DSPs.  But the 

 2           Governor has made a $25 billion proposal to 

 3           create affordable housing statewide.  It's 

 4           part of the Pro-Housing Communities 

 5           initiative, which I think will greatly 

 6           benefit DSPs as well as people with 

 7           disabilities looking for affordable housing.

 8                  ASSEMBLYWOMAN GIGLIO:  Can we 

 9           prioritize DSPs in rural areas for these 

10           affordable housing projects?  Can we push for 

11           that?

12                  OPWDD ACTING COMMISSIONER BAER:  

13           That's not my program.

14                  ASSEMBLYWOMAN GIGLIO:  Thank you.

15                  CHAIRWOMAN KRUEGER:  Thank you very 

16           much.

17                  We have -- is Senator Weber back?  No.

18                  Okay.  Senator Rolison, did you go 

19           yet?  No.  Senator Rolison.

20                  SENATOR ROLISON:  Thank you, 

21           Madam Chair.

22                  This question is for Commissioner 

23           Cunningham.  I see that in one of the 

24           briefing papers that I got there was 


                                                                   272

 1           additional money for street outreach in this 

 2           year's proposed Executive Budget.  Can you 

 3           just give me a brief understanding of that 

 4           and how that money goes out and the process 

 5           in which it is distributed, and also what the 

 6           makeup of the teams are, to your knowledge.

 7                  OASAS COMMISSIONER CUNNINGHAM:  Yes.  

 8           So that $3 million is to continue to enhance 

 9           and expand our street outreach teams, and 

10           particularly focus on those with co-occurring 

11           disorders, so mental health and substance use 

12           disorders.

13                  So we're working with OMH to really 

14           think about how to best target that to make 

15           sure that, for example, some of their 

16           existing teams we add the addiction expertise 

17           to that, in addition to expanding.

18                  So a lot of this is going to be 

19           targeted, you know, based on kind of where 

20           the need is in various communities.  And that 

21           really builds on an extensive, you know, 

22           programming that we have on street outreach 

23           and engagement, which we're investing over 

24           $30 million in.


                                                                   273

 1                  SENATOR ROLISON:  So as a former 

 2           mayor, I am a huge proponent of street 

 3           outreach teams and the work that they do -- 

 4           you know, meeting people where they are.  Of 

 5           course, right?  And the -- I had mentioned to 

 6           Dr. Sullivan the SOS team, which is operating 

 7           now in my district, the 39th, which has been 

 8           very, very beneficial to many people.  I just 

 9           actually got a text message from the local 

10           outreach team coordinator, who said they're 

11           getting ready to place six individuals in 

12           housing, because that's part of that program, 

13           is a housing component.

14                  And so when you're looking at that and 

15           the group is looking at that, do you have the 

16           ability to structure these RFPs, or however 

17           they're going to be done, to have that 

18           coordinated team with housing, with OASAS' 

19           help, with OPWDD -- because I'm seeing, you 

20           know, in the communities that I represent, 

21           more individuals with certain types of 

22           disabilities that are on the street -- may 

23           not be homeless, but they're on the street in 

24           wheelchairs, in walkers, and they've got, you 


                                                                   274

 1           know, different types of challenges.

 2                  Because to me, when you have that 

 3           wraparound approach, you're getting the best 

 4           for your money and so is the individual that 

 5           could be receiving the outreach.

 6                  OASAS COMMISSIONER CUNNINGHAM:  Yes.  

 7           I mean, this is exactly the goal.  And so, 

 8           you know, we're working with OMH now to 

 9           figure out the details there.

10                  SENATOR ROLISON:  Good.  Thank you.

11                  OASAS COMMISSIONER CUNNINGHAM:  Yes.

12                  CHAIRWOMAN KRUEGER:  Thank you.

13                  Assembly.

14                  CHAIRMAN PRETLOW:  Assemblyman Ra.

15                  ASSEMBLYMAN RA:  Good afternoon.

16                  Commissioner Cunningham, I want to 

17           just follow up on my colleague's questions 

18           about kratom.  Just in terms of do you know 

19           of data within the department or instances 

20           where that is an individual's primary 

21           substance of use?

22                  OASAS COMMISSIONER CUNNINGHAM:  We do 

23           collect that information.  I'd have to go 

24           back and look specifically at the details 


                                                                   275

 1           about the numbers.  

 2                  I can tell you if -- the number's 

 3           quite low.  You know, the vast majority of 

 4           people come into our system for either 

 5           alcohol use disorder or opioid use disorder.

 6                  ASSEMBLYMAN RA:  Okay.  And I know I 

 7           found some of the statistics on the website, 

 8           so I would assume it would be under the "all 

 9           others" category if there were instances?

10                  OASAS COMMISSIONER CUNNINGHAM:  That's 

11           correct, yeah.

12                  ASSEMBLYMAN RA:  Okay.  I wanted to 

13           move over to Acting Commissioner Baer.

14                  Good to see you again.  Thank you for 

15           the conversation a few weeks ago.  

16                  An issue that keeps coming up when I 

17           talk to both colleagues who deal with this 

18           personally and advocacy groups, people trying 

19           to get services for their children, is the 

20           issue of private-duty care, private-duty 

21           nursing.  You know, just their inability to 

22           find people that can work with their loved 

23           ones.  

24                  You know, they're approved for it, 


                                                                   276

 1           they're -- you know.  If the staffing or the 

 2           individuals were there, they would be able to 

 3           get, you know, all these hours, and they just 

 4           can't find anybody.

 5                  And I know there's a couple of pieces 

 6           of legislation with regard to this and trying 

 7           to -- you know, we're trying to work through 

 8           how we deal with the federal side, Medicaid, 

 9           all of these different things.  But if you 

10           can tell me a little bit about, you know, 

11           what the agency is doing to try to address 

12           that issue.

13                  OPWDD ACTING COMMISSIONER BAER:  So I 

14           can't really speak to private-duty nursing, 

15           which would fall under the Department of 

16           Health.  

17                  What I can say is we've been able to 

18           increase rates of pay for nursing staff to 

19           support our certified residential facilities 

20           both through the nonprofit rate rebase and at 

21           the state level, and have had marginal 

22           success with recruiting that nursing staff.  

23           It certainly is an issue shared across 

24           systems and something that I know 


                                                                   277

 1           Commissioner McDonald is looking at at the 

 2           Department of Health as well.

 3                  ASSEMBLYMAN RA:  And I know one of the 

 4           things we spoke about a few weeks ago was 

 5           housing for individuals with disabilities, 

 6           and trying to maybe get a little more 

 7           creative.  

 8                  Down on Long Island, you know, our 

 9           former colleague Missy Miller, who's now on 

10           the town board there, is trying to come up 

11           with some innovative ways to address what is 

12           one of the largest concerns that parents have 

13           if they have an adult with disabilities, 

14           which is "What's going to happen when I'm 

15           gone?"  And they're trying to, you know, be 

16           proactive in planning for that.

17                  So I want to again thank your staff 

18           for engaging with us on this issue to try to 

19           address that particular issue.  I don't 

20           really have a question with regard to that.

21                  The last thing I do have a question 

22           with regard to:  I've had a number of people 

23           ask me about trying to take new measures to 

24           make sure residents are safe when they're in 


                                                                   278

 1           group homes.  And, I mean, there are people 

 2           who want, you know, some type of cameras.  

 3           And I understand that, you know, there's 

 4           privacy issues, there's issues with the 

 5           workforce, all of that.

 6                  But is that something that the agency 

 7           is looking at?

 8                  OPWDD ACTING COMMISSIONER BAER:  At 

 9           cameras specifically?

10                  ASSEMBLYMAN RA:  Yeah.  Yes.  Or other 

11           measures in terms of safety for the 

12           residents.

13                  OPWDD ACTING COMMISSIONER BAER:  Sure.  

14           I mean, we prioritize safety of residents, 

15           the folks that live through our residential 

16           system first and foremost, right?  We've got 

17           a 24-hour incident management unit that 

18           responds immediately to incidents, 

19           allegations of abuse and neglect, to make 

20           sure that corrective actions are taken.  We 

21           make trainings available to providers all 

22           year.

23                  Just earlier -- late last month we 

24           offered a training with two national experts 


                                                                   279

 1           for all of our providers on the top 5 

 2           preventable illnesses and causes of death in 

 3           the population, right? 

 4                  So we -- absolutely, safety is a top 

 5           priority.  The issue of cameras I have heard 

 6           family members talk about the idea of cameras 

 7           being installed for surveillance purposes.  I 

 8           mean, as a family member I certainly 

 9           emphasize with wanting to make sure that your 

10           loved one is safe at all times when they're 

11           not in your care.

12                  Federal guidelines are pretty clear 

13           about the right to privacy.  These are not 

14           transitional settings like a psychiatric 

15           hospital.  These are people's homes.

16                  We'll talk more offline.

17                  ASSEMBLYMAN RA:  Sure.

18                  CHAIRWOMAN KRUEGER:  Sorry.  Thank you 

19           very much.  

20                  Senator Canzoneri-Fitzpatrick, ranker, 

21           five minutes.

22                  SENATOR CANZONERI-FITZPATRICK:  Thank 

23           you, Chair.

24                  Thank you both for being here.  My 


                                                                   280

 1           question first is for Commissioner 

 2           Cunningham.  

 3                  I understand that the budget supports, 

 4           you know, a large increase to triple the 

 5           number of Certified Community Behavioral 

 6           Health Clinics.  And I support that.  And 

 7           that, in addition, crisis stabilization 

 8           centers are going to be increased and looking 

 9           forward to the one opening in Nassau County, 

10           my hometown.

11                  One of my questions, though, which I 

12           believe was asked but I'm not sure it was 

13           asked with great detail, is that if we are 

14           increasing the fund for the uncompensated 

15           care pool, if that's going to be increased 

16           commensurate with the number of facilities 

17           we're opening, or else you're going to have 

18           multiple centers competing for the same pool 

19           of funds.

20                  So is there enough funding there to 

21           support the increase in these centers?

22                  OASAS COMMISSIONER CUNNINGHAM:  So 

23           that's a question that we're discussing with 

24           OMH.  And it's certainly an issue that 


                                                                   281

 1           continues to come up, and we want to make 

 2           sure that we are supporting that care for 

 3           those with -- uninsured, underinsured.

 4                  SENATOR CANZONERI-FITZPATRICK:  Okay, 

 5           great.  

 6                  And for Commissioner Baer, my 

 7           question:  Nonprofit provider agencies 

 8           serving the intellectual and developmental 

 9           disabilities communities have a vacancy rate 

10           of almost 17 percent, from what I've been 

11           told, with an annual turnover rate of over 

12           35 percent of our DSPs.  I am concerned about 

13           that in the fact of the proposed COLA 

14           increase of only 2.1 percent compared to 

15           inflation of 2.9.  And our advocates are 

16           asking for 7.8.  And there's a big gap there 

17           to fill.

18                  So my question is, how should we be 

19           better addressing these vacancy rates and is 

20           this 2.1 percent COLA increase, do you think 

21           that's going to help these rates that I'm 

22           mentioning because I really -- as I said 

23           earlier, a 7.8 percent increase is probably 

24           more appropriate.


                                                                   282

 1                  So I'd like to know what your thoughts 

 2           are on that.

 3                  OPWDD ACTING COMMISSIONER BAER:  So if 

 4           we're talking about staff vacancy, I think 

 5           all of the things we talked about with the 

 6           rate rebase -- I don't want to keep coming 

 7           back to an $850 million investment.  It's a 

 8           significant investment.  It is a huge part of 

 9           the solution.  I understand it doesn't solve 

10           all of the problems.  Right?

11                  OPWDD has also partnered with our 

12           providers in a number of other ways to try to 

13           facilitate the retention and recruitment of 

14           staff.  We had a $10 million investment 

15           through the National Alliance of Direct 

16           Support Professionals to create a 

17           credentialing program, and we've partnered 

18           with 41 of our nonprofit agencies to make 

19           that credential and the stipend that comes 

20           with that available to their staff.  That's 

21           been very successful.

22                  We also have a $50 million contract 

23           through the State University of New York to 

24           provide microcredentialing and college 


                                                                   283

 1           credits, which are funded through that grant 

 2           for DSPs to go back to school and get up to 

 3           12 hours of college credits along with the 

 4           microcredential that comes along with that.

 5                  So things like that to really 

 6           professionalize the career of being a direct 

 7           support professional.  I go to those 

 8           graduations and talk to those DSPs and it 

 9           really has gone a long way to making those 

10           DSPs feel valued and professional and 

11           supported in those workplaces.  So thinking 

12           about how to support our providers from all 

13           angles.  I talked about our strategic plan a 

14           little bit and ways that we're coming up with 

15           to try to get other capital funding to 

16           providers faster and to reduce some of the 

17           administrative burdens that we hear 

18           complaints about as well.

19                  SENATOR CANZONERI-FITZPATRICK:  Well, 

20           thank you for that.  I do think, though, that 

21           the COLA increase is certainly an important 

22           piece of what you've just said.  I agree that 

23           those other pieces are part of the package, 

24           but if you can't pay your own bills, it's 


                                                                   284

 1           very difficult.

 2                  In addition to those challenges that 

 3           we've talked about, there are increased costs 

 4           facing provider agencies in order to be in 

 5           compliance with the state's environmental and 

 6           efficiency laws and regulations as part of 

 7           the CLCPA.  Does the Executive Budget include 

 8           funding that reflects these increased costs 

 9           to assist these agencies with these costs so 

10           that they aren't forced to choose between 

11           complying with new mandates versus adequately 

12           funding their workforce?

13                  OPWDD ACTING COMMISSIONER BAER:  So 

14           what's included in our budget is the 

15           2.1 percent targeted inflationary increase to 

16           help with increased costs for things like 

17           that, right?

18                  We also provide property funding and 

19           capital to providers as they look to renovate 

20           their physical plant in terms of compliance 

21           with the Climate Act.  I'm not aware of any 

22           specific funding in this year's budget to 

23           support the nonprofits.

24                  SENATOR CANZONERI-FITZPATRICK:  And 


                                                                   285

 1           then I know that the capital budget -- the 

 2           Executive Budget recommends an appropriation 

 3           for capital funding that's been increased.  

 4           And my question is, how are we going to use 

 5           that capital -- 

 6                  (Time clock sounds.)

 7                  SENATOR CANZONERI-FITZPATRICK:  All 

 8           right, thank you.

 9                  CHAIRWOMAN KRUEGER:  Thank you.  

10                  Assembly.

11                  CHAIRMAN PRETLOW:  Assemblyman 

12           Burdick, three minutes.

13                  ASSEMBLYMAN BURDICK:  Thank you.

14                  And thank you, Commissioner.  This is 

15           of course to the commissioner of OPWDD.

16                  Among the people in the disability 

17           community with whom I work is the senior vice 

18           president of the New York State Arc.  She 

19           tells me that there are an estimated 5,000 to 

20           7,000 on waiting lists for group homes, and 

21           many in the Mid-Hudson region.

22                  I would appreciate your getting back 

23           to us on how the lists are maintained, the 

24           number of vacant group homes, where they are 


                                                                   286

 1           located, and your agency's plan for getting 

 2           them reopened.  So not looking for an answer 

 3           now on that.

 4                  Another one that I'm not looking for 

 5           an answer now on, but wanted to get it on the 

 6           record, is we've been looking at the model 

 7           for integrated housing that the United Way of 

 8           Northern New Jersey has been involved in.  

 9           They've established, over the last decade, 

10           44 housing communities supporting adults with 

11           autism and other neurodiversities, veterans, 

12           seniors, and working families.  

13                  Senator Harckham and I toured one of 

14           the communities in Florham Park two years 

15           ago, discussed it with your predecessor and 

16           her staff, and I don't believe that anyone 

17           from OPWDD has had a chance to visit the 

18           site, though they've had plans to do so.

19                  We recognize that Jersey has a 

20           different waiver than New York, but we think 

21           that it appears that the model could be 

22           adapted and still be compliant with New York, 

23           and we'd appreciate your getting back to us 

24           on the status for visiting the site and 


                                                                   287

 1           reviewing the model.

 2                  Now the next question it would be 

 3           helpful to get an answer to.  There are two 

 4           vacant group homes in Westchester County.  

 5           One is in my district in North Salem and has 

 6           been vacant for over five years.  Let's 

 7           assume that there is a responsible provider 

 8           who meets OPWDD requirements and has the 

 9           staff to do so to operate them.  How can we 

10           get these reopened, and who can we work with 

11           on your staff to do so?

12                  OPWDD ACTING COMMISSIONER BAER:  So it 

13           sounds like you're asking about a vacant 

14           state-operated program.  We operate about 

15           1300 facilities statewide.  And so where 

16           those programs are operating out of can 

17           change based on the availability of staff.  

18           When we identify unused facilities, which is 

19           what it sounds like you're asking about, 

20           happy to engage about better utilization of 

21           that space.

22                  Our properties would have to go 

23           through a DASNY or OGS process, but certainly 

24           happy to look at making better use of 


                                                                   288

 1           underutilized state space.  A provider 

 2           looking to open additional capacity would 

 3           meet with our regional office to see what the 

 4           need for services are in that area, and 

 5           there's a process for that.

 6                  So happy to talk offline about the 

 7           particular situation.

 8                  ASSEMBLYMAN BURDICK:  Great.  Thank 

 9           you so much.

10                  CHAIRWOMAN KRUEGER:  Senator Ashby.

11                  SENATOR ASHBY:  Thank you, 

12           Madam Chair.

13                  Commissioner Baer, Commissioner 

14           Cunningham, thank you for being here.  Good 

15           to see you both.

16                  Commissioner Cunningham, the 

17           Times Union has done extensive reporting on 

18           lower enrollment in drug courts following 

19           changes to bail and discovery laws.  How are 

20           you responding to that?  And would you be 

21           supportive of legislation that --

22                  CHAIRWOMAN KRUEGER:  I'm sorry, 

23           Senator Ashby, can you speak up or pull that 

24           a little closer to you?  We're having trouble 


                                                                   289

 1           hearing you.

 2                  SENATOR ASHBY:  Will you put more time 

 3           on my clock?

 4                  (Laughter.)

 5                  CHAIRWOMAN KRUEGER:  No, it's okay.

 6                  SENATOR ASHBY:  You heard that.

 7                  (Laughter.)

 8                  SENATOR ASHBY:  So the Times Union has 

 9           done extensive reporting on lower enrollment 

10           in drug courts following changes to bail and 

11           discovery laws.  How are you responding to 

12           that?  And would you be supportive of 

13           legislation that allows lower-level 

14           defendants to be remanded so they can receive 

15           supervised treatment and detox?

16                  OASAS COMMISSIONER CUNNINGHAM:  So we 

17           work very closely with many of the agencies 

18           that deal with the criminal justice system, 

19           and the courts in particular.  So we are 

20           working with the overdose intervention 

21           courts, making sure that we have peers, 

22           people with lived experience in those 

23           settings, to help identify substance use and 

24           then link those individuals to services.


                                                                   290

 1                  So I think, you know, we're of course 

 2           very happy to continue to build on that 

 3           partnership, but we have a pretty extensive 

 4           partnership with many of the jails, the 

 5           prisons, the court system, to make sure our 

 6           individuals get the best treatment possible.

 7                  SENATOR ASHBY:  But with the reduction 

 8           of the enrollment that we've seen in those 

 9           courts, do you think that we're failing to 

10           adequately reach out to those who need the 

11           help who may be lower-level offenders?

12                  OASAS COMMISSIONER CUNNINGHAM:  I 

13           mean, we really use the harm-reduction 

14           approach by investing in outreach and 

15           engagement teams and really trying to make 

16           treatment more accessible for individuals.  

17           And so there's a -- you know, investing, you 

18           know, over $30 million in that work to 

19           reach -- to go out and reach those who may 

20           not necessarily come to us, but to really 

21           reach them where they are, and all throughout 

22           the community.

23                  SENATOR ASHBY:  Thank you.

24                  Commissioner Baer, our wheelchair 


                                                                   291

 1           repair process in New York State is in need 

 2           of revision, to say the least.  Do you -- 

 3           would you or the Executive be open to 

 4           reforms, including waiving prior 

 5           authorization for repairs, right to repair 

 6           laws, and requiring repairs to be completed 

 7           in a timely manner?

 8                  OPWDD ACTING COMMISSIONER BAER:  I 

 9           appreciate the focus on the need for 

10           wheelchair repair.  I know that there's a 

11           proposal in this year's budget around durable 

12           medical equipment and wheelchair repair.  

13           Unfortunately, that's through the Department 

14           of Health, so it's not my place to weigh in.

15                  SENATOR ASHBY:  Given the population 

16           that you work with, do you see this as an 

17           issue among the population that you're 

18           serving?

19                  OPWDD ACTING COMMISSIONER BAER:  I 

20           certainly appreciate the focus in this year's 

21           budget in making sure that there's a better 

22           process to repair wheelchairs, absolutely.

23                  We had a self-advocate that was 

24           supposed to be here with us today who was 


                                                                   292

 1           unable to join us because of wheelchair 

 2           issues in her home.

 3                  SENATOR ASHBY:  I will take that as a 

 4           yes, thank you.

 5                  CHAIRWOMAN KRUEGER:  Thank you.

 6                  Assembly.

 7                  CHAIRMAN PRETLOW:  Assemblywoman 

 8           Gallagher.

 9                  ASSEMBLYWOMAN GALLAGHER:  Hi.  Thank 

10           you so much, Commissioners, for coming out 

11           today.  

12                  I have a question for each of you, so 

13           I'm going to talk quickly but loudly so that 

14           we can get through both.

15                  So for Commissioner Baer, I've been 

16           hearing -- I think this is not necessarily 

17           your wheelhouse, but I think your opinion's 

18           really going to matter on it.  I've been 

19           hearing a lot about CDPAP from my 

20           constituents.  I'm deeply concerned about the 

21           speed of the proposed transition and the 

22           general thrust towards a single financial 

23           intermediary.

24                  My question for you is whether you 


                                                                   293

 1           think seven weeks is enough time for people 

 2           with serious mental and physical disabilities 

 3           to make this transition.

 4                  OPWDD ACTING COMMISSIONER BAER:  So I 

 5           can't opine about the time of the transition.  

 6           We do have 9,000 people in the OPWDD system 

 7           who are also receiving healthcare services 

 8           through the CDPAP, and I know that our care 

 9           managers who work with those individuals are 

10           working to help them make that transition as 

11           quickly as possible.

12                  ASSEMBLYWOMAN GALLAGHER:  Okay.  

13           That's good to hear.  I still am not sure if 

14           you think that that's really enough time, 

15           though.

16                  OPWDD ACTING COMMISSIONER BAER:  I 

17           don't oversee that program so I can't speak 

18           to how complicated it is to make that 

19           transition.

20                  ASSEMBLYWOMAN GALLAGHER:  Rats.  Okay.

21                  So for my other question for 

22           Commissioner Cunningham, I was heartened to 

23           see the 53 million proposed COLA for 

24           behavioral health workers in this year's 


                                                                   294

 1           Executive Budget.  Can you talk about how 

 2           much this actually translates to individual 

 3           workers?  Because I know there's a crisis of 

 4           retention in many of the facilities that we 

 5           rely on.

 6                  OASAS COMMISSIONER CUNNINGHAM:  Yes.  

 7           So the targeted inflationary increase will -- 

 8           is $12 million in our system, plus the 

 9           increase in minimum wage is another 6 

10           million.  And I think, you know, it is 

11           important because there are many other things 

12           that we're doing to also support the 

13           workforce.  You know, we have many, many 

14           scholarships, over a thousand people have 

15           gotten scholarships.  Right?  We're doing 

16           paid internships.

17                  So we're really trying to bring more 

18           people into the field and to retain them when 

19           they come in the field.

20                  ASSEMBLYWOMAN GALLAGHER:  That's 

21           great.  And regarding some of the people out 

22           in the field, how many inspectors do you have 

23           going to different facilities to make sure 

24           people are keeping up with the oversight on 


                                                                   295

 1           behavioral health facilities?  And how many 

 2           would be ideal for you?

 3                  OASAS COMMISSIONER CUNNINGHAM:  So we 

 4           work -- so the Justice Center really does a 

 5           lot of the inspections when there are issues 

 6           or reports.  And we work with them, but they 

 7           really have oversight over those incidents.  

 8           And then we have our -- you know, our sort of 

 9           regional offices that work with our programs 

10           if there's any questions or issues that they 

11           need to work through.

12                  ASSEMBLYWOMAN GALLAGHER:  Okay.  So 

13           there's no one that does kind of like pop-up 

14           inspections or anything like that?

15                  OASAS COMMISSIONER CUNNINGHAM:  I 

16           mean, our regional office works with the 

17           programs and will go and do site visits.  But 

18           I think when there are reports of incidents, 

19           that's handled by the Justice Center.

20                  ASSEMBLYWOMAN GALLAGHER:  Okay.  Thank 

21           you.

22                  OASAS COMMISSIONER CUNNINGHAM:  Sure.

23                  CHAIRWOMAN KRUEGER:  Okay.

24                  Senator Tom O'Mara.  Ranker, five 


                                                                   296

 1           minutes.

 2                  SENATOR O'MARA:  Thank you.

 3                  Good afternoon.  Thank you both for 

 4           being with us today.

 5                  To Commissioner Baer on the -- just to 

 6           follow up on a lot of my colleagues' comments 

 7           on the direct service professionals' increase 

 8           in the budget being quite woeful.  That's not 

 9           even keeping up with inflation.  I know 

10           inflation's been cited as being 2.9 percent, 

11           but actually the New York area inflation is 

12           4.3 percent.  New York area core inflation is 

13           4.7 percent over the past 12 months.

14                  Just the increase to the minimum wage 

15           again this year going up, it's 3.3 percent.  

16           More than a percent higher than what you're 

17           offering to direct service professionals.  

18           The minimum wage in New York State just over 

19           the past six years has gone up about 

20           25 percent.  The pace of cost-of-living 

21           adjustments for DSPs is nowhere near that.

22                  How are our service providers, 

23           agencies, supposed to keep up staffing?  

24           We're having group homes closed all over the 


                                                                   297

 1           place because of the lack of ability to hire 

 2           people, when they can work minimum wage at a 

 3           fast-food place with a much more reliable 

 4           schedule, much less demanding work.  Why are 

 5           we not keeping pace when your own increases 

 6           for state OPWDD workers have gone up at a 

 7           much faster rate than DSPs?  How can you 

 8           justify that in this budget?  

 9                  OPWDD ACTING COMMISSIONER BAER:  So I 

10           think it's important to remember that the 

11           2.1 percent targeted inflationary increase 

12           this year is compounded on the last three 

13           concurrent years of providing an inflationary 

14           increase to providers.  Along with the 

15           $850 million investment, the millions of 

16           dollars on bonuses and ARPA-funded projects, 

17           it's almost $4 billion across my service 

18           system in the last four years, which has 

19           really been an incredible investment for this 

20           field to get them caught up to modern-day 

21           costs.  

22                  The rate enhancement alone increased 

23           our providers by 13 percent statewide.  So 

24           while it is absolutely important to stay 


                                                                   298

 1           current with the cost of inflation so that 

 2           the cost of doing business is possible for 

 3           those providers, you have to remember that 

 4           we're incrementally catching people up to 

 5           what was years of underinvestment in a prior 

 6           administration.

 7                  SENATOR O'MARA:  Well, I don't see 

 8           that we're catching people up.  We're losing 

 9           ground to the minimum wage increase, with the 

10           increases that have been given.  So how can 

11           we continue to lose ground to the annual 

12           minimum wage increases and expect our 

13           agencies to be able to provide the staffing 

14           for these facilities?

15                  OPWDD ACTING COMMISSIONER BAER:  Our 

16           budget also includes a $38 million investment 

17           to keep providers caught up to minimum wage 

18           increases as well.  So that's baked into the 

19           overall enhancement for the service system.

20                  SENATOR O'MARA:  I think we need to do 

21           better for our DSPs and these agencies, and 

22           hopefully this Legislature will do that in 

23           the final budget here.

24                  Thank you.


                                                                   299

 1                  OPWDD ACTING COMMISSIONER BAER:  Thank 

 2           you.

 3                  CHAIRWOMAN KRUEGER:  Assemblymember.

 4                  CHAIRMAN PRETLOW:  Assemblyman 

 5           Epstein.

 6                  ASSEMBLYMAN EPSTEIN:  Thank you, 

 7           Chair, and thank you both for being here.

 8                  Really I just wanted to -- 

 9           Commissioner Baer, I just wanted to -- you 

10           know, I know we talked a lot about the COLA, 

11           so I just want to up-one that we really need 

12           to talk about the workforce.  I just want to 

13           focus on that for a second.

14                  But could I ask you, there are two 

15           bills that I had passed last year on that.  

16           In the infinite wisdom of the Governor, she 

17           vetoed, I guess with the urging of the agency 

18           really one established to look at and 

19           evaluate how we can streamline requirements 

20           for applications through OPWDD as well as 

21           other agencies.  Because what we've heard 

22           from a lot of constituents is I apply for one 

23           agency, I have to reapply for a second 

24           agency.  It takes me a year for Agency 1, it 


                                                                   300

 1           takes me another year for Agency 2 and 3.  

 2           And so there's no streamlining going on, so 

 3           you have a lot of frustrated New Yorkers who 

 4           are just trying to get care and support.

 5                  I'm wondering what the logic is to not 

 6           having a process that's streamlined and why 

 7           we are not doing more to help regular 

 8           New Yorkers who need help.

 9                  OPWDD ACTING COMMISSIONER BAER:  So I 

10           think our system is entirely different than 

11           OTDA's system, which is entirely different 

12           from OASAS's system, right?  And that is a 

13           historical product of running those siloed 

14           agencies.

15                  What I can say is we have come a long 

16           way towards integrating that data 

17           communication talking to one another.  Our 

18           care coordination organizations which we 

19           launched just a few years ago, right, are 

20           responsible for not just focusing on 

21           someone's I/DD needs, but to also integrate 

22           their physical health, behavioral health, 

23           specialty health.

24                  And so we in New York are growing a 


                                                                   301

 1           lot in the space of integrating that 

 2           information.  The Governor's new office on 

 3           innovation and efficiency is certainly 

 4           focusing on reducing wait times in New York 

 5           State and enhancing the customer experience 

 6           for New Yorkers.  I think that touches a lot 

 7           on what you're getting at.

 8                  ASSEMBLYMAN EPSTEIN:  Yeah, so I have 

 9           to say that, you know, unfortunately -- I 

10           appreciate what you're saying.  But to the 

11           public at large, they don't see it, and 

12           they're frustrated.  

13                  And the idea of just like there's a 

14           simple way to do it, just to come together 

15           and have an official process with an outcome, 

16           with an easy way to resolve that, that we 

17           heard directly from a hearing from 

18           constituents.  And unfortunately, through 

19           whatever urging from the agencies, the 

20           Governor made her decision to veto.

21                  Another issue is on hiring of people 

22           with disabilities, employment for people with 

23           disabilities.  I'm wondering how your agency 

24           tracks, you know, how successful we are, 


                                                                   302

 1           ensuring that our procurement and operations 

 2           that we're ensuring people with disabilities 

 3           get those employment jobs that we're talking 

 4           about.

 5                  OPWDD ACTING COMMISSIONER BAER:  Yeah, 

 6           it's such a great question.

 7                  We provide a continuum of employment 

 8           services all the way through someone who 

 9           needs just a little bit of vocational 

10           training --

11                  ASSEMBLYMAN EPSTEIN:  I mean, in 

12           government jobs, how do we know how we're 

13           doing as government to ensure that people 

14           with disabilities are getting government 

15           jobs?

16                  OPWDD ACTING COMMISSIONER BAER: 

17           Government jobs.

18                  ASSEMBLYMAN EPSTEIN:  Government jobs.  

19           Like you.  Like us.  Like all of us.

20                  (Laughter.)

21                  ASSEMBLYMAN EPSTEIN:  How do we ensure 

22           we do a better job getting those people with 

23           disabilities internship opportunities, 

24           supervision -- because we're not doing a good 


                                                                   303

 1           job.  And we're not even tracking it, so we 

 2           don't even know what's happening.

 3                  OPWDD ACTING COMMISSIONER BAER:  It's 

 4           so important.  We had a pilot in New York 

 5           City that was very successful -- 

 6                  (Time clock sounds.)

 7                  OPWDD ACTING COMMISSIONER BAER:  Oh, 

 8           happy to talk offline about it.

 9                  ASSEMBLYMAN EPSTEIN:  Thank you.

10                  OPWDD ACTING COMMISSIONER BAER:  A lot 

11           of exciting work there.

12                  CHAIRWOMAN KRUEGER:  Okay, I think I'm 

13           the last Senator except for one quick 

14           follow-up afterwards.

15                  So you were just -- I'm sorry, 

16           Commissioner -- sorry.  This is for OPWDD, 

17           Commissioner Baer. 

18                  So my colleague just asked you about 

19           group homes closing.  We heard in an earlier 

20           testimony how difficult it is to site 

21           programs.  And we know we have demand.  So 

22           why are we having group homes closing in 

23           New York State?  And was that an accurate 

24           statement that was made?


                                                                   304

 1                  OPWDD ACTING COMMISSIONER BAER:  So I 

 2           think in a service system this size there's 

 3           always growth and movement within the system.  

 4           On the state side, which I think is what the 

 5           question was about, it was temporarily 

 6           suspending programs and state operations, 

 7           which we do when we can't meet a staffing 

 8           need in a certain area of the state.

 9                  So we don't close the capacity to 

10           serve people, we move that program to a 

11           different location and maintain the capacity 

12           to serve people in a different space.

13                  CHAIRWOMAN KRUEGER:  So if I have 

14           family members in an OPWDD contracted site or 

15           a state site, and you close the site that my 

16           family member's in and move it somewhere else 

17           in the state because, quote, you didn't have 

18           adequate staff, isn't that an enormous 

19           problem?

20                  OPWDD ACTING COMMISSIONER BAER:  Yes, 

21           and it almost never happens in the state side 

22           that we have programs where people are living 

23           that we need to move.

24                  When we have programs in the nonprofit 


                                                                   305

 1           side that the nonprofit can no longer run, we 

 2           do a lot of work in our regional office and 

 3           with our teams to match that provider with a 

 4           new nonprofit provider who has the staffing 

 5           capacity to take over that program in place, 

 6           to cause as little disruption as possible to 

 7           the people that are using those services.

 8                  CHAIRWOMAN KRUEGER:  So would it be 

 9           more accurate to describe it as one 

10           not-for-profit might no longer be running 

11           that site, but it continues and remains open 

12           under another not-for-profit's umbrella?

13                  OPWDD ACTING COMMISSIONER BAER:  That 

14           is absolutely the goal when one nonprofit can 

15           no longer run a program, absolutely.

16                  CHAIRWOMAN KRUEGER:  And how often 

17           doesn't that happen and you actually end up 

18           closing a site where people have been?

19                  OPWDD ACTING COMMISSIONER BAER:  I 

20           don't have that information off the top of my 

21           head.  Absolutely everything goes into 

22           avoiding a situation like the one you're 

23           describing.

24                  CHAIRWOMAN KRUEGER:  If you could just 


                                                                   306

 1           follow up with us on whether there are 

 2           actual, you know, losses of existing sites.  

 3           Because I feel like we all would agree that's 

 4           not what we should be doing at this moment in 

 5           history -- 

 6                  OPWDD ACTING COMMISSIONER BAER:  Yeah, 

 7           absolutely.

 8                  CHAIRWOMAN KRUEGER:  -- losing sites 

 9           that have been there and have people living 

10           there and family members in a geographic area 

11           dependent on their family member's continuing 

12           to get services, you know, not seven hours 

13           from where they live.

14                  OPWDD ACTING COMMISSIONER BAER:  A 

15           hundred percent.

16                  CHAIRWOMAN KRUEGER:  That's it for me.

17                  Back to the Assembly.

18                  CHAIRMAN PRETLOW:  Assemblyman Eachus.

19                  ASSEMBLYMAN EACHUS:  Thank you, Chair.

20                  Thank you, Commissioners, for being 

21           here. 

22                  First for Commissioner Cunningham, a 

23           suggestion.  I have a wonderful wife who 

24           happens to own an adult-use cannabis license 


                                                                   307

 1           and shop.  She would love to do anything and 

 2           everything she can to reduce the risk of, you 

 3           know, the use of -- by, you know, youth.  So 

 4           it just occurred to me right now, produce 

 5           posters, I will have her put it right on the 

 6           exit door about the proper storage and the 

 7           risks of youth using this product.  I'll be 

 8           glad to do that.  And if necessary, I will 

 9           call OCM and make them mandate that those 

10           posters go up on those doors.

11                  OASAS COMMISSIONER CUNNINGHAM:  We'd 

12           love to partner with you.

13                  ASSEMBLYMAN EACHUS:  Okay.

14                  For Commissioner Baer, you and your 

15           department sailed way up here for me 

16           (gesturing above head).  Just a couple of 

17           days ago I called you and you were in a 

18           meeting, but you called me immediately back.  

19           And I so appreciated that.  And we talked a 

20           little bit about what I would make reference 

21           to today.

22                  But more importantly, you right away 

23           said, when we completed our call, "Can I call 

24           Commissioner Sullivan for you?"  Which means 


                                                                   308

 1           that you more than have your two departments 

 2           in the same building, you actually talk with 

 3           one another, which is a wonderful thing.

 4                  But as you know and you may have 

 5           heard, I have a very grave concern with what 

 6           I call a dual diagnosis, but my dual 

 7           diagnosis is mental health and OPWDD.  It's a 

 8           smaller perhaps population than what many 

 9           people refer to.  And so what I would like to 

10           do -- there's nothing going to be answered 

11           today, but what I'd like to do is request a 

12           report on the programs where you are 

13           integrated with OMH, and a little description 

14           of those programs. 

15                  And then the final thing I would like 

16           to do, as my colleague Gallagher referenced, 

17           I know that FIs are under the Health 

18           Department and CDPAP is under that.  But if 

19           you have received any comments -- because I'm 

20           getting comments from all over the place; I 

21           want to collect them all together.  If you 

22           receive any comments from your particular 

23           groups, independents or otherwise, please 

24           pass those on to us.


                                                                   309

 1                  OPWDD ACTING COMMISSIONER BAER:  Okay.  

 2           I'm happy to provide a report on those OMH 

 3           projects.  We have done such exciting work.  

 4           You're right, that I absolutely talk to 

 5           Commissioner Cunningham all the time.  They 

 6           have been incredible partners with the 

 7           funding they've received the last couple of 

 8           years to create a lot of capacity to serve 

 9           those dual-diagnosed individuals.

10                  ASSEMBLYMAN EACHUS:  Commissioner 

11           Sullivan, right?  

12                  OPWDD ACTING COMMISSIONER BAER:  

13           Absolutely.  What did I say?

14                  ASSEMBLYMAN EACHUS:  Cunningham.

15                  (Laughter.)

16                  OPWDD ACTING COMMISSIONER BAER:  Thank 

17           you for knowing what I meant.

18                  (Laughter.)

19                  ASSEMBLYMAN EACHUS:  Thank you.

20                  CHAIRMAN PRETLOW:  Assemblyman Maher.

21                  ASSEMBLYMAN MAHER:  Thank you.

22                  This is for Commissioner Cunningham.  

23           How are you?

24                  OASAS COMMISSIONER CUNNINGHAM:  Good.


                                                                   310

 1                  ASSEMBLYMAN MAHER:  So what I love to 

 2           do when I'm at these public hearings is I 

 3           talk to individuals from my district that are 

 4           in recovery, people that have experienced 

 5           this firsthand but also are now in the field 

 6           and are serving.  And I view that as 

 7           something that is very common, and I think 

 8           it's amazing.  

 9                  And I'm not going to continue to talk 

10           about some of the pay issues.  Obviously I 

11           think that's a bipartisan support that we 

12           have here today.

13                  I do want to talk about some insurance 

14           issues.  So I have heard from some of these 

15           individuals that there are insurance issues 

16           that only cover maybe 14, 21 days of care.  

17           When it comes to the shortfalls from the 

18           insurance side, have you seen that?  What has 

19           been the reaction?  And what has your 

20           department been doing to kind of combat that?

21                  OASAS COMMISSIONER CUNNINGHAM:  Yes.  

22           I mean, so definitely a lot of insurance 

23           issues are under the Department of Health and 

24           not under us.  But we certainly know that 


                                                                   311

 1           there are challenges.

 2                  So we have an ombudsman program called 

 3           CHAMP that we definitely get those complaints 

 4           and, if there are issues, work with 

 5           individuals to work through what those issues 

 6           are.  And then, you know, certainly work 

 7           across the state agencies to be able to 

 8           address them.

 9                  ASSEMBLYMAN MAHER:  I appreciate that.

10                  Another issue that comes up from, 

11           again, the folks that are on the ground are 

12           talking about some of the documentation 

13           that's needed within a 24-hour period, and 

14           that there are actually issues where some 

15           individuals aren't getting the help needed 

16           because they need a little more flexibility 

17           in getting that paperwork.

18                  Can you speak to how those issues come 

19           up and what's being done about it?

20                  OASAS COMMISSIONER CUNNINGHAM:  Yeah, 

21           that's an area that we are definitely 

22           interested in continuing to work on, because 

23           we don't want that to be the barrier.  We 

24           want to really improve access to services and 


                                                                   312

 1           reduce those barriers.

 2                  And so we've actually worked to make 

 3           sure that people know that a lot of times we 

 4           don't necessarily need that before people can 

 5           be admitted, but that can be part of the 

 6           admitting process.  So we are working with 

 7           our programs to really try and reduce that 

 8           barrier.

 9                  ASSEMBLYMAN MAHER:  Okay.  And is that 

10           something that's administrative within your 

11           purview, or is that something that also needs 

12           legislation?

13                  OASAS COMMISSIONER CUNNINGHAM:  Most 

14           of that I think is regulatory, and I think 

15           it's clarifying in terms of the regulations.

16                  ASSEMBLYMAN MAHER:  Okay.  Another 

17           issue that I'm hearing on the ground is that 

18           there are some handicap accessibility issues 

19           with some of the areas that actually provide 

20           the services, and that can also be a 

21           deterrent in some cases.

22                  Have you seen that?  And what are some 

23           of those things that we're doing about that?

24                  OASAS COMMISSIONER CUNNINGHAM:  Yeah.  


                                                                   313

 1           So certainly the people that we serve are now 

 2           older and living with more chronic illnesses, 

 3           including physical illnesses.  And so this is 

 4           an area that we are actually trying to 

 5           understand a little bit more about that 

 6           change in the population, and then determine 

 7           really what the -- you know, how prevalent is 

 8           that issue and then what the needs are.

 9                  So that is an area we're actively 

10           looking into more.

11                  ASSEMBLYMAN MAHER:  Is it about 

12           collecting information?  Have you put 

13           something out to say, hey, is there anyone 

14           that has this issue?  We'd like to quantify 

15           it so then we can then put the ask to the 

16           Legislature?

17                  OASAS COMMISSIONER CUNNINGHAM:  It is, 

18           so we're -- yes.

19                  ASSEMBLYMAN MAHER:  Okay.  Thank you.

20                  CHAIRMAN PRETLOW:  Assemblyman 

21           Palmesano.

22                  ASSEMBLYMAN PALMESANO:  Yes.  My 

23           question is for Commissioner Baer.

24                  Commissioner, 30 years ago I was a 


                                                                   314

 1           direct care worker working with our most 

 2           vulnerable population.  So I'm coming at 

 3           that from -- I saw firsthand how those direct 

 4           support professionals impact the quality of 

 5           care and quality of life of our most 

 6           vulnerable New Yorkers.  

 7                  So I just want to start with -- before 

 8           I go there, let me say 2.1 is woefully 

 9           inadequate.  I've been through the campaigns 

10           for the #bFair2DirectCare -- we go through 

11           this, it's like a dog-and-pony show every 

12           year.  But then the Governor proposes a 

13           quarter-trillion-dollar budget, $19 billion 

14           more proposed than last year, doesn't blink 

15           an eye at providing $700 million for the 

16           Hollywood film tax credit to subsidize 

17           Hollywood elites, but here we are with our 

18           most vulnerable New Yorkers and the direct 

19           support professionals who care for them 

20           leaving because they can't afford this job.

21                  So on that process, this is two years 

22           ago, there was a FOIL request that showed 

23           there were 4500 individuals on the 

24           residential waitlist.  The Western New York 


                                                                   315

 1           region that I represent, just the Arc 

 2           chapters alone, from a report six months ago, 

 3           had closed down 90 residential beds over the 

 4           past two years.

 5                  We have a workforce crisis for our 

 6           direct support professionals, and that's 

 7           impacting the quality of care and quality of 

 8           our most vulnerable New Yorkers.  Budgeting 

 9           is about priorities.  The Hollywood elite or 

10           our most vulnerable New Yorkers?  It doesn't 

11           make sense to me.

12                  So my question to you is, is the 

13           differential between the minimum wage and 

14           what our nonprofit agencies like our Arcs are 

15           currently funded to pay, is that adequate 

16           enough, in your opinion and Governor Hochul's 

17           opinion, is that adequate enough for them to 

18           compete in the local labor market for the 

19           talented and dedicated workers that we 

20           require to be direct support professionals 

21           and provide this care?

22                  OPWDD ACTING COMMISSIONER BAER:  First 

23           of all, thank you so much for your service as 

24           a direct support professional.  Very 


                                                                   316

 1           completely agree, lifeblood of what we do.

 2                  I believe that at this point in time 

 3           with the 13 percent increase we offered 

 4           effective July 1st, compounded with the last 

 5           three years of COLAs and this year's targeted 

 6           inflationary increase and investments in 

 7           minimum wage, that our providers largely are 

 8           at this point situated to provide a 

 9           competitive wage.  I think that that is 

10           drastically impacted by the most recent 

11           investment, which was the reason we made that 

12           investment.

13                  And I have certainly heard from 

14           providers that they are now offering up to 

15           $26 an hour competitively to their region.

16                  ASSEMBLYMAN PALMESANO:  For 

17           non-for-profits.

18                  OPWDD ACTING COMMISSIONER BAER:  For 

19           not-for-profits.

20                  ASSEMBLYMAN PALMESANO:  On that 

21           front -- because as I mentioned, 91 beds over 

22           the past two years have closed in my 

23           region -- can you provide a list to us, not 

24           just for across the state, not just for the 


                                                                   317

 1           not-for-profits, but also the state beds and 

 2           others so we could have a list of how many 

 3           have closed over the past few years?  

 4                  Because this is a workforce issue.  So 

 5           I'd like you to provide that, and I 

 6           appreciate you answering my question.

 7                  OPWDD ACTING COMMISSIONER BAER:  Sure, 

 8           we can get you information about vacancies 

 9           throughout the system.

10                  (Time clock sounds.)

11                  ASSEMBLYMAN PALMESANO:  Thank you.

12                  CHAIRMAN PRETLOW:  Assemblywoman 

13           Griffin.

14                  ASSEMBLYWOMAN GRIFFIN:  Thank you.

15                  Thank you for being here, 

16           Commissioners.

17                  Most of the questions I think are for 

18           Commissioner Cunningham.

19                  I was -- I really appreciate the 

20           incredible amount of opioid settlement funds 

21           Nassau County has received.  And I was just 

22           wondering, do you track by county how much of 

23           their allocation has been used and how it's 

24           been used?


                                                                   318

 1                  OASAS COMMISSIONER CUNNINGHAM:  Yes.  

 2           So our Opioid Settlement Fund tracker website 

 3           has all of the county information in terms of 

 4           how much each county has received, what their 

 5           plan has been.  And we are now collecting the 

 6           reports, their annual reports, and then we'll 

 7           put that as well in terms of what -- you 

 8           know, do they spend it on prevention, 

 9           treatment, recovery, et cetera.  All of that 

10           information's on our website.

11                  ASSEMBLYWOMAN GRIFFIN:  Okay.  And if 

12           a county hasn't spent down their allocation, 

13           is there any time frame that -- like if the 

14           county hasn't used a great portion or doesn't 

15           have a plan for it, is there any timeline 

16           that would be problematic, like that it would 

17           get clawed back or something?

18                  OASAS COMMISSIONER CUNNINGHAM:  No.  

19           So the opioid settlement funds are for 

20           18 years.

21                  ASSEMBLYWOMAN GRIFFIN:  Oh, good.

22                  OASAS COMMISSIONER CUNNINGHAM:  But 

23           the dollar amount decreases substantially.  

24           And so the counties can use -- spend their 


                                                                   319

 1           money according to the agreements.

 2                  ASSEMBLYWOMAN GRIFFIN:  Okay.  Thank 

 3           you very much.

 4                  And another thing I've heard from many 

 5           families that are -- they have a child or a 

 6           partner or someone in the family that's 

 7           struggling with addiction, and I've heard 

 8           oftentimes through the years that they don't 

 9           find that there's enough support -- like 

10           they -- there's a lot of decisions they have 

11           to make.  Some families have a family 

12           member -- I spoke to someone recently -- that 

13           has been involved in some issues legally, 

14           and, you know, there's -- a lot of people 

15           just don't know where to turn.  Should they 

16           be paying for it, should they not?  

17                  Like there's a lot of things that come 

18           up, and they -- they're operating under the 

19           stress of having a family member, and so 

20           they're also suffering.  But some of these -- 

21           a lot of them say they don't have enough 

22           support to advise them.

23                  And I just wondered, is this anything 

24           you hear or would address, or are there any 


                                                                   320

 1           programs that really focus in on the family?

 2                  OASAS COMMISSIONER CUNNINGHAM:  Yeah, 

 3           I think particular for young people, this is 

 4           an area definitely of focus, is making sure 

 5           that the family members are part of the 

 6           whole -- of the services that they receive.  

 7           And so that is woven into a lot of our 

 8           services that really focus on adolescents.

 9                  ASSEMBLYWOMAN GRIFFIN:  Okay.  And is 

10           there any information that you could provide 

11           that tells me or tells me in Nassau County 

12           what services are available in that area?

13                  OASAS COMMISSIONER CUNNINGHAM:  

14           Absolutely.  We can get you a list.

15                  ASSEMBLYWOMAN GRIFFIN:  Terrific.  

16           Thank you.  

17                  And the final question, really 

18           quickly, is another area of support that has 

19           been expressed to me is that someone's in 

20           recovery and now they're looking to work, 

21           they're looking for housing, they often don't 

22           have enough support.  They don't have the 

23           transportation to get to work, maybe they're 

24           having trouble finding a job.  Is that 


                                                                   321

 1           something you could send me some information 

 2           on?

 3                  OASAS COMMISSIONER CUNNINGHAM:  Sure.

 4                  ASSEMBLYWOMAN GRIFFIN:  Okay, thank 

 5           you.

 6                  CHAIRWOMAN KRUEGER:  Okay.  To close 

 7           out the last three minutes, Senator 

 8           Fernandez.

 9                  CHAIRMAN PRETLOW:  Your last three 

10           minutes.

11                  CHAIRWOMAN KRUEGER:  The last three 

12           minutes of the Senate, excuse me.

13                  SENATOR FERNANDEZ:  Thank you so much.

14                  Okay, for Commissioner Cunningham, 

15           just to follow back with the gambling 

16           addiction services, you mentioned a lot of 

17           the outreach being done.  Do you see a need 

18           for more, given iGaming has started -- or 

19           sports betting?  Do you see a need for more 

20           outreach, more funding, what?

21                  OASAS COMMISSIONER CUNNINGHAM:  Yes.  

22           I mean, I think, you know, we're continuing 

23           to expand our services and build the capacity 

24           for treatment and prevention in our system.


                                                                   322

 1                  Certainly, you know, additional 

 2           dollars to make sure that we can reach the 

 3           people and target individuals who are at 

 4           risk, you know, would be -- yes, would be 

 5           helpful.

 6                  SENATOR FERNANDEZ:  Okay.  And last 

 7           question for you.

 8                  Very happy again about the numbers 

 9           showing that overdoses went down in New York 

10           State, but they still remain a little high in 

11           Black and brown communities.  What are we 

12           doing to reach those demographics?

13                  OASAS COMMISSIONER CUNNINGHAM:  Yes, 

14           absolutely.  I mean, you know, for this 

15           reason we would really use a data-driven 

16           approach to make sure that we're reaching 

17           those who are at highest risk, and a targeted 

18           approach. 

19                  And so when we put out, you know, our 

20           RFPs and our investments, we're ensuring that 

21           those communities who are at highest risk, 

22           you know, do have the availability to get 

23           those investment dollars.  And so this is, 

24           for example, looking at, you know, expanding 


                                                                   323

 1           medication treatment, expanding our outreach 

 2           and engagement initiatives.

 3                  So it is absolutely with a data-driven 

 4           approach for those communities who are at 

 5           highest risk.

 6                  SENATOR FERNANDEZ:  Okay.  I would 

 7           hope that includes language access too, which 

 8           I know we do.

 9                  So thank you so much, Commissioner.  

10                  For our other commissioner, last year 

11           the Legislature included language that 

12           required at least 1.7 percent of the COLA go 

13           directly to worker wages to address the 

14           pattern of agencies redirecting funds for 

15           workers to other operating expenses.  Why has 

16           the agency yet to produce guidance as 

17           required in statute?

18                  And without this guidance, what are 

19           you doing to ensure that agencies are 

20           ensuring funds are going to workers?

21                  OPWDD ACTING COMMISSIONER BAER:  So 

22           like I said, we require of our providers an 

23           attestation about how they spend those funds, 

24           and they specifically tell us each year the 


                                                                   324

 1           percent of increase to direct support 

 2           professionals as well as to other title 

 3           series like their clinicians and their 

 4           administrative staff.

 5                  So we do collect that information.  

 6           Staffing for our providers is by and large 

 7           the highest -- the majority of their costs.  

 8           So when you get a cost-of-living increase as 

 9           a nonprofit, you have to use that, right, for 

10           all of your increased costs of doing 

11           business, not just direct care salaries.  But 

12           for us that is the majority of their costs.  

13                  So we do see that most of that money, 

14           with or without that 1.7 percent directed 

15           language last year, goes towards wages of 

16           direct care staff.

17                  SENATOR FERNANDEZ:  All right, thank 

18           you.  Thank you.  All done.

19                  CHAIRMAN PRETLOW:  Assemblyman Steck 

20           for a three-minute follow-up.

21                  ASSEMBLYMAN STECK:  If I can get my 

22           mic.

23                  So the street outreach teams, could 

24           you explain what they are and where they are 


                                                                   325

 1           being located?

 2                  OASAS COMMISSIONER CUNNINGHAM:  Sure.

 3                  So we have street outreach teams 

 4           really across the entire state, in urban 

 5           areas and rural areas.  We just came out with 

 6           a new RFP that will fund $31 million more of 

 7           continuing this work.  

 8                  So they work, you know, in parks, on 

 9           streets, under bridges.  They provide 

10           harm-reduction education and materials.  They 

11           link people to services and some of them 

12           start treatment right there in the community.

13                  ASSEMBLYMAN STECK:  So the 3 million 

14           in the budget is an expansion of that 

15           program?

16                  OASAS COMMISSIONER CUNNINGHAM:  

17           Exactly.  And really targeting those with 

18           co-occurring mental health and substance use 

19           disorders.

20                  ASSEMBLYMAN STECK:  And then another 

21           question is you're familiar with the SAPIS, 

22           or Substance Abuse Prevention and 

23           Intervention Specialists?

24                  OASAS COMMISSIONER CUNNINGHAM:  Yes.


                                                                   326

 1                  ASSEMBLYMAN STECK:  So is there any 

 2           particular reason why that program is 

 3           currently located only in the City of 

 4           New York and not in other parts of the state?

 5                  OASAS COMMISSIONER CUNNINGHAM:  I 

 6           think it's historical, and I think it's also 

 7           the interests of the school districts.

 8                  We certainly want to be in as many 

 9           schools as possible, and I think schools have 

10           competing demands.  And so, you know, the 

11           substance use prevention may or may not be 

12           part of their priority.

13                  But we would love to partner with 

14           schools, more schools, and have more of a 

15           footprint in schools.

16                  ASSEMBLYMAN STECK:  So with respect to 

17           SAPIS, it is a program that's funded 

18           partially by the state and partially by the 

19           city.  The idea would be that if a local 

20           school district wanted to participate, they'd 

21           have to fund 50 or whatever the percent of 

22           the program is in order to get one of the 

23           SAPIS individuals in the schools.

24                  Is that something you could support?


                                                                   327

 1                  OASAS COMMISSIONER CUNNINGHAM:  I 

 2           mean, I think -- we support prevention in 

 3           schools in a lot of different ways.  And so I 

 4           think it would really just depend on the 

 5           specific school district.

 6                  But, you know, often our prevention 

 7           providers go into schools, we work with the 

 8           communities around the schools.  So I think 

 9           there's really a variety of ways in which 

10           this can be done to really partner with the 

11           schools.

12                  ASSEMBLYMAN STECK:  I don't have 

13           anything further.

14                  CHAIRMAN PRETLOW:  Senator Fahy for a 

15           follow-up three minutes.

16                  SENATOR FAHY:  Thank you.

17                  Thank you again, Commissioners.  And 

18           these are just a couple of more questions for 

19           Commissioner Baer.

20                  The -- you already had a little bit of 

21           a discussion about the certified residential 

22           homes that have closed.  Do you have a list 

23           of how many have closed in the last 

24           12 months?  And is there a breakout between 


                                                                   328

 1           which ones are state-operated and which are 

 2           the nonprofits?

 3                  OPWDD ACTING COMMISSIONER BAER:  I 

 4           don't have a list like that.

 5                  SENATOR FAHY:  How many have there 

 6           been?

 7                  OPWDD ACTING COMMISSIONER BAER:  I 

 8           don't have that information with me.  Happy 

 9           to talk offline about the various reasons 

10           that some of those transitions happened and 

11           what they look like.

12                  SENATOR FAHY:  Okay.  I appreciate 

13           that, thank you.  I wasn't sure if I'd missed 

14           the number or if you had mentioned it.

15                  The waiting list that we talked about 

16           the last time, I since got a couple of texts 

17           saying, Wait, there is a waiting list.  So 

18           can -- and then of course we hear a lot from 

19           the hospitals where there are at times 

20           individuals, those with disabilities and 

21           other high needs who may be, quote, unquote, 

22           stuck in a hospital waiting for a placement.

23                  Can you clarify what is defined as a 

24           waiting list and what is not, and why have we 


                                                                   329

 1           heard of incidences of people who literally 

 2           can't be placed out of hospitals?  And we 

 3           certainly hear it here, let alone around the 

 4           state.  So I'm not clear on how we define 

 5           waiting lists, because others have certainly 

 6           mentioned that they've been waiting and that 

 7           only those who are coming out of ER rooms, or 

 8           where a parent may have died, get what's I 

 9           guess an emergency placement.  So can you 

10           clarify that for us, please?

11                  OPWDD ACTING COMMISSIONER BAER:  Yeah, 

12           certainly hear the concern about people who 

13           end up hospitalized and hospitalized for a 

14           lot longer than they should be.  We never 

15           want anyone to be hospitalized unnecessarily, 

16           and we never want to take up capacity in the 

17           hospital system.

18                  So we regionally have crisis 

19           mitigation liaisons that work with regional 

20           hospitals to make sure we are aware when 

21           there is someone with OPWDD eligibility 

22           looking for a certified residential 

23           opportunity in our system, and have a lot of 

24           communication with hospitals about what the 


                                                                   330

 1           needs are that that individual needs so that 

 2           we can match them with a provider in the 

 3           community.

 4                  The list that people refer to is our 

 5           certified residential opportunity list, so 

 6           it's not a waitlist.  But we do track people 

 7           who are looking for certified residential 

 8           opportunities in the system, and that list of 

 9           people changes every day as people move in, 

10           move out, move between the system.

11                  SENATOR FAHY:  So how many are often 

12           on that tracking list that we don't call a 

13           waiting list?

14                  OPWDD ACTING COMMISSIONER BAER:  I 

15           don't know that number, what it looks like 

16           today, but happy to follow up with you.

17                  SENATOR FAHY:  Okay.  I would 

18           appreciate that.  Because certainly it is of 

19           concern.  Certainly we want to do all we can 

20           to address it.

21                  Thank you so much, Commissioner.  

22                  Thank you, Chair.

23                  CHAIRMAN PRETLOW:  Assemblyman 

24           Santabarbara for follow-up, three minutes.


                                                                   331

 1                  ASSEMBLYMAN SANTABARBARA:  Thank you, 

 2           Mr. Chair.

 3                  I just had a couple of follow-up 

 4           questions for Commissioner Baer.

 5                  I guess I would like to see that list 

 6           as well, just to follow up on what 

 7           Senator Fahy just said.  In particular, 

 8           people that are aging out of the system -- my 

 9           son has been -- it's been a few years to find 

10           a place, and we haven't found one just yet.  

11                  But whatever that is, I'd like to have 

12           some idea of how many people are on it and 

13           how many people are actually waiting, because 

14           I do hear similar concerns as the Senator did 

15           as well.

16                  But I did also want to address some 

17           questions from service providers regarding 

18           the OPWDD regulations that are somewhat 

19           outdated, requiring MDs to actually sign off 

20           on all orders for prescriptions or forms that 

21           are needed for medical services.

22                  The reality is a lot of people use 

23           physician extenders nowadays, and there's a 

24           shortage of MDs in this particular field.  So 


                                                                   332

 1           the question is, is there anything being done 

 2           to update regulations to closely reflect the 

 3           medical model used today to treat individuals 

 4           in the system in clinical settings, and 

 5           accounting for the fact that most providers 

 6           use physician's assistants and nursing 

 7           practitioners, not exactly doctors?  It seems 

 8           that the regulations should reflect the 

 9           current model.  So just maybe your comments 

10           on that.

11                  OPWDD ACTING COMMISSIONER BAER:  Yeah, 

12           I can't say that I'm completely familiar with 

13           the regulatory issue you raise specifically, 

14           but we do have a workgroup that meets 

15           regularly with stakeholders like our provider 

16           community to talk about where our regulations 

17           and our administrative processes might need 

18           some updating to provide some relief or just 

19           to catch us up to what the modern-day world 

20           looks like.

21                  So we're always open to hearing from 

22           providers about ways that we can implement 

23           those changes to make those things easier.

24                  ASSEMBLYMAN SANTABARBARA:  In this 


                                                                   333

 1           particular case it seems like, you know, the 

 2           Center for Disability Services and 

 3           organizations like that would just streamline 

 4           and make their process a little easier to get 

 5           services quicker.

 6                  I did want to follow up also on the 

 7           career pathways for DSPs.  We had a little 

 8           bit of a discussion on that.  I know there's 

 9           been some investments made, and it seems like 

10           it's something that's very -- people are very 

11           receptive to and like a lot.  And the system 

12           at Liberty Arc, which is in Amsterdam in my 

13           district, they had received some federal 

14           funding.  

15                  But particularly I wanted to ask about 

16           supporting some investments in our SUNY 

17           schools and creating actual career pathways 

18           and things that people could get on a path to 

19           get a degree and get advancement 

20           opportunities and so on.  I think it would be 

21           great for retention and recruitment as well.

22                  Just your thoughts on supporting maybe 

23           additional funding, or is there something in 

24           place already that's underway?


                                                                   334

 1                  OPWDD ACTING COMMISSIONER BAER:  Yeah, 

 2           I think the program that -- the Arc that you 

 3           mentioned is our NADSP credentialing program 

 4           that they've partnered with us to make 

 5           available to their staff.  

 6                  It has been a very successful program.  

 7           We're sort of the leading state in the nation 

 8           in terms of having DSPs run through that 

 9           program.  We're really very proud of that.

10                  We also have the $50 million 

11           investment through SUNY to create 

12           microcredentialing and credits.  That's also 

13           been very successful.

14                  ASSEMBLYMAN SANTABARBARA:  Okay, thank 

15           you.

16                  CHAIRWOMAN KRUEGER:  Okay.  So 

17           surprise, more Senators.  

18                  Senator Weber, three minutes.

19                  SENATOR WEBER:  Thank you.  Thank you, 

20           Chairwoman.

21                  Hello, Commissioner, it's great to see 

22           you again.  I know we had a great talk the 

23           other day.

24                  CHAIRWOMAN KRUEGER:  He's a ranker, so 


                                                                   335

 1           he gets five minutes.  I apologize.

 2                  SENATOR WEBER:  Thank you.

 3                  Commissioner, for the last couple of 

 4           years my office has heard from many 

 5           self-direction families noting difficulties 

 6           in accessing benefits for community classes.  

 7           And, you know, it seems like some fiscal 

 8           intermediaries are not paying for those 

 9           classes even through many of those classes 

10           were covered in the past or covered for other 

11           people, and meets all the criteria.

12                  I just wanted to, you know, bring that 

13           to your attention.  And I'm not sure if 

14           there's anything your department is working 

15           on on that right now.

16                  OPWDD ACTING COMMISSIONER BAER:  I'm 

17           definitely familiar with the issues 

18           surrounding community classes.  This is one 

19           example of something someone can purchase 

20           with a self-directed budget.  We're very 

21           proud of our self-direction program, which 

22           provides a lot of flexibilities to 

23           individuals and families to purchase their 

24           own services.


                                                                   336

 1                  One of those things that they can 

 2           purchase is called a community class, which 

 3           is something you or I could go and take, like 

 4           an aerobics class -- if you're into that, 

 5           Senator -- and then be reimbursed with 

 6           Medicaid funding for that class.  So it 

 7           really does provide a lot of flexibility for 

 8           folks who are enrolled in self-direction to 

 9           explore things that they're interested in and 

10           expand their skills.

11                  Because it is federally funded, it 

12           comes with rules around how to approve that 

13           line item.  So it can't be a community class 

14           that would otherwise need to be -- that 

15           duplicates a certified program like a day 

16           program.  And it also needs to be genuinely 

17           integrated and open to the community.  So it 

18           can't be a class, for example, that's 

19           developed just for people with autism.

20                  So I know that there's a sense of 

21           frustration that that limits what people can 

22           spend those funds on, but there are literally 

23           endless thousands of classes throughout the 

24           state that people could purchase with that 


                                                                   337

 1           line item.  And again, it's only one type of 

 2           service available through self-direction.

 3                  SENATOR WEBER:  Okay, thank you.

 4                  And just one other question.  And 

 5           again, our office has heard from many people 

 6           in self-direction that they'd like to see a 

 7           deputy commissioner dedicated to 

 8           self-direction.  I'm sure you've probably 

 9           heard that as well.  Any thoughts to that?  

10           And any -- you know, anything that we can 

11           expect on that as well?

12                  OPWDD ACTING COMMISSIONER BAER:  I am 

13           familiar with that advocacy.  I've talked to 

14           a lot of parents about this perceived need 

15           that we need a whole deputy commissioner for 

16           self-direction.

17                  We have tons of full-time staff 

18           committed to the self-directed model, 

19           reviewing budgets and facilitating 

20           self-direction for the 35,000 people 

21           statewide that are enrolled in that program.  

22           It doesn't, in my mind, add anything to the 

23           function of that program to add yet another 

24           state administrator.


                                                                   338

 1                  SENATOR WEBER:  Okay, thank you.

 2                  And thank you, Chairwoman.

 3                  CHAIRWOMAN KRUEGER:  Thank you.

 4                  So Senators seem to be multiplying, so 

 5           now we have Senator John Liu for three 

 6           minutes, and then closing will be one more 

 7           Senator after him.  Yes.

 8                  SENATOR LIU:  Thank you, Madam Chair.

 9                  And thank you, Commissioners.

10                  I only get three minutes because I 

11           don't rank.  But I appreciate the both of you 

12           being here, and it's been a long time.

13                  My question is for Commissioner 

14           Cunningham.  I know in your testimony you 

15           talked about trying to address some of the 

16           problem gambling issues.  My question for you 

17           is it's been several years since we've 

18           established new casinos upstate.  Has OASAS 

19           looked at any potential problems related to 

20           gambling addiction that have arisen from the 

21           establishment of those casinos?

22                  OASAS COMMISSIONER CUNNINGHAM:  So, I 

23           mean, we -- so we are constantly looking at 

24           the data in terms of problem gambling.  


                                                                   339

 1                  You know, I don't know that we can 

 2           attribute it to any specific locations.  But 

 3           we have a robust data collection statewide 

 4           among young people about their gambling 

 5           behaviors, and we're looking at, you know, 

 6           the number of calls to the helpline, the 

 7           number of people who are accessing treatment 

 8           and asking for help.

 9                  And so, you know, we're using data to 

10           certainly guide our approach that's a 

11           targeted approach and to ensure that we have 

12           the capacity in our system to address the 

13           need.

14                  SENATOR LIU:  It seems like -- it 

15           seems like, based on your testimony, that 

16           it's kind of like it's being treated as a 

17           potential problem, as opposed to a real 

18           problem.  And the data collection is not 

19           necessarily related to the casinos 

20           themselves, but more sports betting, online 

21           betting, et cetera.  

22                  So is there a plan to look at 

23           what's -- look at the impact of casinos 

24           themselves?


                                                                   340

 1                  OASAS COMMISSIONER CUNNINGHAM:  I 

 2           mean, yes, so we're looking at both, the 

 3           online sports betting and, you know, gambling 

 4           behaviors in general.

 5                  So, I mean -- and again, we are 

 6           monitoring what comes in for the calls, the 

 7           reasons why, so how much is sports betting, 

 8           how much is, you know, gambling at tables, 

 9           how much is lotto, et cetera.

10                  So we do -- we do break it down, and 

11           we can provide that specific information.

12                  SENATOR LIU:  And is there any kind 

13           of, you know, perhaps for lack of better 

14           terminology, culturally and linguistically 

15           capable monitoring of this situation, maybe 

16           working with community-based organizations to 

17           help with that?

18                  OASAS COMMISSIONER CUNNINGHAM:  We 

19           absolutely do.  And we do work in different 

20           languages and understand there are definitely 

21           different cultural issues around gambling and 

22           what --

23                  (Overtalk.)

24                  SENATOR LIU:  So has OASAS identified 


                                                                   341

 1           cultural disparities with regard to gambling 

 2           addiction in different communities?

 3                  OASAS COMMISSIONER CUNNINGHAM:  We're 

 4           looking at that now.  And we're working with 

 5           specific communities to make sure to enhance 

 6           the services that are culturally relevant, 

 7           yes.

 8                  SENATOR LIU:  How long does it take to 

 9           look at this data and come to some kind of 

10           conclusion or lack of conclusion?

11                  OASAS COMMISSIONER CUNNINGHAM:  Yeah, 

12           I mean, we're constantly looking at the data.  

13           But I think --

14                  SENATOR LIU:  So no conclusions as of 

15           yet.

16                  OASAS COMMISSIONER CUNNINGHAM:  Off 

17           the top of my head, for specific communities, 

18           I don't have that.  But we can certainly take 

19           that back and look in more detail.

20                  SENATOR LIU:  Thank you.

21                  CHAIRWOMAN KRUEGER:  Senator Bynoe.

22                  SENATOR BYNOE:  Thank you, 

23           Madam Chair.

24                  Good afternoon, Commissioners.


                                                                   342

 1                  My question is for 

 2           Commissioner Cunningham, and it's kind of 

 3           piggybacking off of Judy Griffin's question 

 4           regarding the opioid settlements.

 5                  So how involved is the department in 

 6           reviewing those plans?  Do you have to 

 7           approve them?  Are they accompanied with a 

 8           spending plan?

 9                  OASAS COMMISSIONER CUNNINGHAM:  Yes.  

10           So for the legal requirements, we had to 

11           approve all of the planned spending for the 

12           opioid settlement funds for every county.  

13           That's part of our regional abatement.

14                  So some of the counties get money 

15           directly from the Attorney General's office; 

16           that's not under our purview.

17                  So we have that information actually 

18           on our website, of the planned spending, and 

19           we are collecting the information on the 

20           actual spending now.  And, you know, once we 

21           have that information, we will also include 

22           that on our website for each county.

23                  SENATOR BYNOE:  I appreciate that.  

24           Because I'd like to flag -- I'm not sure that 


                                                                   343

 1           any of these plans that are on your website 

 2           or that you have approved are falling into 

 3           this category, but I'm going to use 

 4           Nassau County for an example.

 5                  Nassau County has settlement money -- 

 6           and it might not be your money, but I'm 

 7           flagging this for you to look at.  Nassau 

 8           County has spent only about 10 to 15 percent 

 9           of the funds that they received, the 

10           $90 million.  They are accruing interest on 

11           that money, sitting on that money, not 

12           utilizing it and putting it out there where 

13           people are struggling with addiction.  

14           They're -- they're actually making money on 

15           it.

16                  And so that's a challenge that we find 

17           back home in Nassau County, and I'd like to 

18           make sure that any of the state-mandated 

19           plans are not being utilized in that same 

20           fashion.

21                  OASAS COMMISSIONER CUNNINGHAM:  The 

22           plans that we approved were for the counties 

23           that we give money to.  That does not include 

24           the counties on Long Island or New York City.


                                                                   344

 1                  But we are talking with the 

 2           Attorney General's office about the reporting 

 3           to us for how those dollars are used.

 4                  But, you know, we are accountable for 

 5           36 percent of the opioid settlement funds 

 6           that come to the state.  That does not 

 7           include New York City or Long Island 

 8           counties.

 9                  SENATOR BYNOE:  No, I'm aware of that.  

10           But I'm just trying to flag you to make sure 

11           that those that did receive money from your 

12           efforts, from the efforts of the AG's office, 

13           that they're spending that money according to 

14           the plan.  Because what we've found is that 

15           families are still struggling and Nassau 

16           County is benefiting by gaining interest on 

17           the money to the tune of over $3 million.

18                  Thank you.

19                  CHAIRWOMAN KRUEGER:  (Mic off; 

20           inaudible) -- with staff and continue to go 

21           out there and work for us.  We need all of 

22           you.  Thank you.

23                  OPWDD ACTING COMMISSIONER BAER:  Thank 

24           you for your time.


                                                                   345

 1                  CHAIRWOMAN KRUEGER:  And with that, 

 2           I'm going to call up the last government 

 3           panel, the New York State Justice Center for 

 4           the Protection of People With Special Needs, 

 5           Maria Lisi-Murray, executive director.

 6                  Good afternoon.  

 7                  ACTING EX. DIR. LISI-MURRAY:  Good 

 8           afternoon.  Are you able to hear me okay?

 9                  CHAIRWOMAN KRUEGER:  Yes.

10                  ACTING EX. DIR. LISI-MURRAY:  

11           Excellent.

12                  Good afternoon, Chairs Fahy, Brouk, 

13           Krueger, Santabarbara, Simon, and Pretlow, as 

14           well as to your distinguished colleagues of 

15           the Senate and Assembly.  

16                  My name is Maria Lisi-Murray, and I am 

17           the acting executive director of the New York 

18           State Justice Center for the Protection of 

19           People With Special Needs.  

20                  Thank you for the opportunity to 

21           testify regarding Governor Hochul's fiscal 

22           year 2026 Executive Budget proposal.  

23                  I also want to extend my sincere 

24           thanks to Governor Hochul for her continued 


                                                                   346

 1           commitment to funding the only agency in the 

 2           country mandated to both protect vulnerable 

 3           populations and ensure the workforce has the 

 4           tools to prevent future abuse.  

 5                  When the Justice Center was 

 6           established over a decade ago, the state 

 7           ushered in the strongest protections in the 

 8           nation against abuse, neglect, and 

 9           mistreatment.  With each passing year, our 

10           agency continues its vital mission of 

11           protecting vulnerable populations receiving 

12           services from six state agencies.  Our agency 

13           is unique in that most of our staff have not 

14           only worked in settings under our 

15           jurisdiction, but also have a family member 

16           in care.  

17                  Over the last year, the Justice Center 

18           substantiated nearly 4,000 cases, holding 

19           subjects responsible for egregious conduct.  

20           We prevented over 300 violent criminals from 

21           reentering the workforce.  And over the last 

22           decade, we have barred over 1,000 of the 

23           worst offenders from working with vulnerable 

24           populations.  


                                                                   347

 1                  In March, I was elevated to acting 

 2           executive director.  With that change, I can 

 3           draw from my previous experience to improve 

 4           our operations. This includes my nearly seven 

 5           years on the City of Binghamton police force, 

 6           including my time as a patrol officer and 

 7           investigator on the special investigations 

 8           unit; more than 2 decades as a litigator, in 

 9           both the private and public sectors, 

10           including three years in the Attorney 

11           General's office and more than five years as 

12           a chief risk officer with the Department of 

13           Motor Vehicles; and, most recently, my time 

14           in a similar role here at the Justice Center.  

15                  During the last year, under my 

16           leadership, the agency focused on three main 

17           growth areas:  Improving the quality and 

18           efficiency of service, strengthening current 

19           and forging new community partnerships, and 

20           expanding our abuse-prevention efforts.  

21                  To meet our first goal, we have 

22           developed ways to close cases faster and get 

23           quality staff back to work quicker through 

24           process improvements.  


                                                                   348

 1                  While our primary duty is to serve and 

 2           protect individuals under our jurisdiction, 

 3           we understand the tremendous burdens placed 

 4           on the state's direct care workforce.  That 

 5           is why we have prioritized evidence 

 6           introduced early in an investigation that 

 7           exonerates one or more staff members 

 8           implicated in a Justice Center case.  

 9                  We have also placed increased 

10           attention on our ability to find a facility 

11           responsible for an act of abuse or neglect, 

12           rather than the individual.  Known as a 

13           "Category 4" finding, this oversight function 

14           allows the Justice Center to address systemic 

15           issues at a provider, holding them 

16           accountable for inadequate care that could be 

17           putting individuals at risk.  

18                  To satisfy our second goal, engaging 

19           with new and existing stakeholders, the 

20           Justice Center reached beyond its typical 

21           audience to connect with first responders, a 

22           group that frequently interacts with 

23           vulnerable populations in the field.  

24                  As a former City of Binghamton police 


                                                                   349

 1           officer, I know that law enforcement and 

 2           first responders play an important part in 

 3           promoting the safety of vulnerable people. 

 4           However, these interactions present unique 

 5           challenges for emergency response 

 6           professionals and require specialized 

 7           training to improve outcomes.  

 8                  Leveraging more than a decade of 

 9           experience working with individuals with 

10           special needs, the Justice Center developed 

11           and launched an expanded portfolio of courses 

12           to train attendees on respectful 

13           communications, forensic interviewing skills, 

14           and investigative best practices.  

15                  In 2024, we presented to over 

16           200 participants, including members of the 

17           New York State Park Police Recruit Academy, 

18           the Bronx District Attorney's office, and 

19           several city and county police and sheriff's 

20           departments.  

21                  Agency staff also continued several 

22           initiatives to support our longstanding 

23           stakeholders.  We participated in nearly 

24           70 outreach events, advised hundreds of 


                                                                   350

 1           individuals and families throughout the 

 2           course of investigations, held roundtable 

 3           discussions with our sister agencies, and 

 4           shared the Justice Center's story.  

 5                  And to address our third goal, 

 6           expanding our abuse-prevention efforts, more 

 7           than a decade of data has afforded us the 

 8           opportunity to educate our workforce and 

 9           close critical gaps in care.  

10                  For example, in response to our data 

11           showing an increase in choking incidents at 

12           residential facilities, we created a toolkit 

13           that outlines best practices for adhering to 

14           food safety care plans.  

15                  My time heading the agency's 

16           quality-control efforts underscores the need 

17           for a holistic approach to proactively use 

18           the information we collect in our 

19           investigations to prevent future abuse and 

20           neglect.  

21                  On the regulatory front, the agency 

22           engaged in two rulemakings:  One to foster 

23           inclusivity by adopting gender-neutral 

24           terminology in our regulations, and the 


                                                                   351

 1           second to codify the use of remote meeting 

 2           platforms for our Surrogate Decision-Making 

 3           Committee hearings, which supports the nearly 

 4           800 hearings conducted last year.  These 

 5           hearings make critical and speedy medical 

 6           decisions for individuals who lack the 

 7           ability to make these decisions themselves.  

 8                  As I touched on earlier, this work is 

 9           very personal to the staff at the Justice 

10           Center.  Let me tell you why.  Approximately 

11           40 percent of our nearly 500 employees have a 

12           family member receiving services from 

13           programs under our jurisdiction.  That means 

14           our staff, they have a stake in the game.  

15           They want justice for victims of abuse or 

16           neglect just like the families we serve.  

17                  At face value, we can summarize our 

18           work in just a few words -- investigation, 

19           education, and action.  But to the more than 

20           1 million New Yorkers under our watchful eye, 

21           this agency means so much more.  To the 

22           parent of a child with Down syndrome, the 

23           Justice Center provides peace of mind that 

24           your child will be protected even after 


                                                                   352

 1           you're gone.  To the service recipient 

 2           enrolled in a substance-use program, our 

 3           agency is a welcomed safety net and a fierce 

 4           advocate for justice.  And to the providers 

 5           under our jurisdiction, we are a vital 

 6           resource that offers education and training 

 7           to create safer programs.  

 8                  This is why we will continue our 

 9           important work and are grateful to the 

10           Governor for once again investing in the 

11           protections of our state's most vulnerable 

12           populations.  

13                  Thank you for your time, and I'm happy 

14           to answer any questions.

15                  CHAIRWOMAN KRUEGER:  (Mic off.)

16                  SENATOR FERNANDEZ:  Hi.  Very quickly, 

17           is it true that the Justice Center does not 

18           have jurisdiction over recovery programs?

19                  ACTING EX. DIR. LISI-MURRAY:  I'm 

20           sorry, it's a little hard to hear.

21                  SENATOR FERNANDEZ:  Is it true that 

22           the Justice Center does not have jurisdiction 

23           over recovery programs?

24                  ACTING EX. DIR. LISI-MURRAY:  With 


                                                                   353

 1           respect to Justice Center jurisdiction over 

 2           recovery programs, are you speaking to the 

 3           question that was offered up to Dr. Chinazo 

 4           earlier, Dr. Cunningham?

 5                  SENATOR FERNANDEZ:  I missed it, I'm 

 6           sorry.

 7                  ACTING EX. DIR. LISI-MURRAY:  Oh, 

 8           okay.  We have -- we do have jurisdiction 

 9           over certain OASAS-based programs, if that's 

10           the question that you're asking.

11                  And when individuals report abuse or 

12           neglect in those programs, we do have the 

13           ability to come in, conduct an investigation.  

14           They are conducted to conclusion, 

15           substantiated or unsubstantiated.  In either 

16           case, whether substantiated or 

17           unsubstantiated, the Justice Center does have 

18           the ability to utilize what we call our CAP 

19           program, our Corrective Action Plan program, 

20           so the provider provides us with a corrective 

21           action plan and we audit against that to 

22           ensure that any issues or concerns, gaps, are 

23           being appropriately corrected.

24                  SENATOR FERNANDEZ:  Okay.  Because 


                                                                   354

 1           it's been my experience that some recovery 

 2           centers have been denied help from the 

 3           Justice Center.  

 4                  So I wanted to know if you were aware 

 5           of that, because I do know that some 

 6           OASAS-covered programs do have jurisdiction 

 7           by the Justice Center.  But please know that 

 8           there are recovery centers that do not that 

 9           could use it.  

10                  Thank you.

11                  CHAIRWOMAN KRUEGER:  Thank you.  

12                  Assembly.

13                  CHAIRMAN PRETLOW:  Assemblywoman 

14           Simon.

15                  ASSEMBLYWOMAN SIMON:  Thank you very 

16           much.  

17                  And thank you for your testimony and 

18           for your work and for meeting with me earlier 

19           this session.

20                  I have a couple of very quick 

21           questions to ask you.  And one is, you know, 

22           I appreciate this Category 4 investigation 

23           that you're doing.  I am curious, how many of 

24           those investigations have you done?  What are 


                                                                   355

 1           the kinds of systemic issues that a 

 2           provider -- and then when it comes to sort of 

 3           holding them accountable for inadequate care, 

 4           what are those remedies?  What are the 

 5           penalties, if any, to that provider?  And how 

 6           do we remedy that situation for the people 

 7           who have been the victims of this inadequate 

 8           care?

 9                  ACTING EX. DIR. LISI-MURRAY:  Thank 

10           you for that question.

11                  So we receive approximately 90,000 

12           complaints of abuse and neglect through our 

13           call center each year.  Of those 90,000, 

14           approximately 11,000 boil down to abuse and 

15           neglect investigations.  With respect to 

16           Category 4 findings, our statistics are they 

17           are at about 5 percent of our abuse and 

18           neglect investigation workload.

19                  It's a new eye, quite frankly, the 

20           Justice Center has taken towards being 

21           sensitive to the workforce situation, being 

22           sensitive to sometimes individuals are asked 

23           to work multiple shifts back-to-back.  If I 

24           can offer an example of what a Category 4 


                                                                   356

 1           might look like, you might have an individual 

 2           who's worked multiple shifts, is asked to 

 3           transport an individual receiving services 

 4           some ways away to a doctor's appointment, 

 5           they indicate they're tired, they don't want 

 6           to, told to do it anyway, and ultimately 

 7           there's some sort of car crash, they fell 

 8           asleep at the wheel -- that could in fact be 

 9           a type of Category 4 finding.

10                  Because it's looking at the incident 

11           holistically, in the totality of the 

12           circumstances, beyond the individual, you 

13           know, who is being blamed.  Because is it 

14           really their fault, or are we looking at more 

15           systemic issues like lack of workforce, being 

16           asked to work repeatedly, not being able to 

17           turn down an instruction to drive someone if 

18           they're too tired.

19                  ASSEMBLYWOMAN SIMON:  Thank you.

20                  Another question I have, which I use 

21           an example in my experience that is not 

22           relevant to your agency, but supported 

23           housing facilities, right.  I must have five 

24           within three blocks of my house, right.  So 


                                                                   357

 1           I'm pretty familiar with the programs.  And, 

 2           you know, it seems to me that one of the key 

 3           issues is good management.  And particularly 

 4           where you may have an issue with staffing, 

 5           et cetera, et cetera, good management is even 

 6           more important.

 7                  What if anything does your agency do 

 8           to help with that situation?  So in other 

 9           words if part of this problem is that it's 

10           just not good management, how do you address 

11           that issue?

12                  ACTING EX. DIR. LISI-MURRAY:  Well, we 

13           don't have a role with respect to supporting 

14           housing.  That would be outside of --

15                  ASSEMBLYWOMAN SIMON:  Well, that's 

16           what I said, it wasn't really the right 

17           example.  But it could be in your situation 

18           as well.

19                  ACTING EX. DIR. LISI-MURRAY:  

20           Absolutely.  And it would go back to the CAP 

21           audits, you know, that I referenced earlier.  

22           These are our opportunity for the Justice 

23           Center to come in, or the provider will 

24           provide us with their plan for making 


                                                                   358

 1           improvements.  We can identify issues such 

 2           as, like I said, staffing issues, issues of 

 3           inadequate training, whatever those issues 

 4           may be that are systemic to the facility or 

 5           the provider.  We go back in and we ensure 

 6           that the remedial actions are being taken and 

 7           that the provider is adhering to the 

 8           corrective actions that they committed to 

 9           implementing.

10                  ASSEMBLYWOMAN SIMON:  Great.  Thank 

11           you.  I appreciate that very much.

12                  Thank you.  I'm done.

13                  CHAIRWOMAN KRUEGER:  (Mic off; 

14           inaudible.)

15                  SENATOR FAHY:  Sorry, the mics are 

16           still hard to get on.  Thank you.

17                  Thank you for being with us, Director, 

18           and thank you for your testimony.  

19                  Can I just pick up very briefly on the 

20           Category 4?  And was there some impetus for 

21           this?  And is it data-driven in terms of 

22           sites where you have seen repeated problems?  

23           Can you just explain what the impetus was and 

24           what you're hoping to achieve here?


                                                                   359

 1                  ACTING EX. DIR. LISI-MURRAY:  

 2           Absolutely.  

 3                  So under my leadership, one of the 

 4           things that I felt was really critical to the 

 5           agency was taking the data that we receive, 

 6           using that to drive data, you know, 

 7           data-driven decisions.  I think it's really 

 8           important that we're not relying on anecdotal 

 9           evidence but in fact the data that we see.

10                  You know, it's no secret that there 

11           are, you know, concerns with the workforce.  

12           We know firsthand people, you know, are 

13           working longer hours and being put under more 

14           pressure.  These individuals are doing a 

15           very, very hard job.  And, you know, we felt 

16           that it was important to take the totality of 

17           the circumstances into consideration in this 

18           regard and, in essence, identify what are the 

19           actual causal factors to this outcome that's 

20           problematic.

21                  SENATOR FAHY:  Okay, thank you.

22                  ACTING EX. DIR. LISI-MURRAY:  Thank 

23           you.

24                  SENATOR FAHY:  And in terms of your 


                                                                   360

 1           regular cases -- and obviously, we appreciate 

 2           what you do.  As you can imagine, especially 

 3           when the Justice Center was first launched, 

 4           we used to hear about a whole host of 

 5           concerns.  And one of the concerns that I 

 6           continue to hear about and I think we spoke 

 7           about this last year, is the timeliness of 

 8           the investigations.  And, you know, how 

 9           difficult that is.  We've heard all afternoon 

10           about the pay of many workers in our 

11           facilities and how difficult that is.  

12                  And there are times, because of an 

13           allegation that may be a very old one or a 

14           long, longstanding employee who is faced with 

15           an allegation and they are removed and not 

16           paid, they're off the payroll for months and 

17           months and months at a time because of an 

18           investigation.

19                  And again, while we all recognize the 

20           importance of being vigilant, there are some 

21           dire circumstances to the individual, 

22           especially if they are recused from any of 

23           those allegations. 

24                  Can you talk about the timeliness and 


                                                                   361

 1           what the procedures are in our facilities.  

 2           Does somebody actually have to be removed 

 3           completely from the facility, or at times can 

 4           they remain on a payroll?  Can you just talk 

 5           about what levels that is and, again, a focus 

 6           on the timeliness?

 7                  ACTING EX. DIR. LISI-MURRAY:  

 8           Certainly.  So back to the timeliness issue, 

 9           one of the things -- you know, when I started 

10           in this position I wanted to look at ways 

11           that we could expedite, move our 

12           investigations through without reducing 

13           quality, obviously.

14                  So we took a look at our intake.  We 

15           operate a 24/7 call center where we receive 

16           the 90,000 calls each year.  And part of that 

17           unit has what we call 3BDR, three-business- 

18           day review model.  These individuals, when 

19           there's a call with respect to abuse and 

20           neglect, they begin the process immediately 

21           of collecting whatever typical documents you 

22           might have -- care plans, policies -- and 

23           they begin to put the case together and 

24           identify the plan moving forward in order to 


                                                                   362

 1           help expedite the actual investigation 

 2           process and weed out those that should not be 

 3           going through a full investigation process.

 4                  So that has been step one.  Step two, 

 5           that we implemented what we call "early 

 6           unsubstantiation of cases," and this operates 

 7           through our investigations unit.  

 8                  Our investigators will take cases 

 9           where we have maybe multiple subjects accused 

10           of abuse and neglect and if we can look at 

11           the evidence that's been collected right in 

12           the front of the investigation, oftentimes we 

13           find there are individuals who we can quickly 

14           exonerate -- they weren't working that day, 

15           it's not a question of did they do it or not, 

16           but they were -- just in no way, shape, could 

17           be responsible for this.  And we now sever 

18           those people off and drop them from the 

19           investigation in order to return them back to 

20           work in a more timely fashion.

21                  And then again, in terms of moving 

22           through investigations in a timely fashion, 

23           the Category 4 findings we believe does help 

24           do that.  We help to get people back to work 


                                                                   363

 1           if we're not focused on the individual and 

 2           we're more focused on the systemic issue 

 3           within the facility, because that's the thing 

 4           that needs to be fixed, right?

 5                  And then with respect to putting 

 6           people out of work that really falls to the 

 7           employer, the provider, the employer of that 

 8           individual.  The only time the Justice 

 9           Center, you know, truly mandates somebody 

10           being removed from work completely is if 

11           they're put on our staff exclusion list, and 

12           then they can't work with any of the 

13           vulnerable populations.  

14                  So, you know, there's always safety to 

15           be concerned about, there's always safety 

16           care plans can be implemented.  There may be 

17           other ways around it that I can't speak to 

18           that, you know, would need to be addressed by 

19           the provider community.  But we don't 

20           instruct people to be taken out of work 

21           unless they fall on our staff exclusion list.

22                  SENATOR FAHY:  Thank you.  And I look 

23           forward to hearing more as you roll out the 

24           Category 4 to see, you know, whether that 


                                                                   364

 1           helps to really target some of the more 

 2           routinely problematic sites and if it helps 

 3           to really target some of your work.

 4                  And I think we still have some 

 5           implementation work in terms of some of the 

 6           providers and the homes on this staff 

 7           exclusion list and whether people are 

 8           off-payroll or not.  It just seems like there 

 9           still is, given the calls that we receive 

10           about individuals who -- in a number of cases 

11           where it was not substantiated.

12                  So I appreciate your fresh look at 

13           this and trying some new ideas.  And thank 

14           you again for your testimony.

15                  Thank you, Chair.

16                  CHAIRWOMAN KRUEGER:  Thank you.

17                  Assembly.

18                  CHAIRMAN PRETLOW:  Assemblyman 

19           Sempolinski.

20                  ASSEMBLYMAN SEMPOLINSKI:  Thank you, 

21           Chairman.

22                  So one thing you said in your 

23           testimony intrigued me; I want to sort of dig 

24           in a little bit on that.  You had indicated, 


                                                                   365

 1           all right, we've been doing this 10 years and 

 2           now we sort of see patterns, and you 

 3           indicated choking incidents were up.  I would 

 4           think 10 years in is sort of a good time to 

 5           sort of go back and say what's working, 

 6           what's not working, what are we seeing more 

 7           of, what are we not seeing more of, what 

 8           problems did we solve, what are new problems 

 9           we didn't anticipate.

10                  Are there any other patterns that are 

11           sort of like that that you could point to as 

12           far as the type of incident or the type of 

13           victim or a geographic pattern?  Anything 

14           like that, now that you have 10 years of 

15           data?

16                  ACTING EX. DIR. LISI-MURRAY:  

17           Absolutely.  So historically we've looked at 

18           this data and then identified areas where we 

19           felt training should be improved.  Like I 

20           talked about the choking and the food, you 

21           know, safety care plans.  

22                  We've had -- we've looked at 

23           wheelchair securement, developed toolkits for 

24           that.  We've looked at issues with respect to 


                                                                   366

 1           inappropriate boundaries.  We developed 

 2           toolkits for that.  These are on our website 

 3           so anybody can look at them.  But we have 

 4           always felt, you know, that at the Justice 

 5           Center that having this data affords us the 

 6           ability to identify, you know, areas where 

 7           people may be having -- we may be seeing more 

 8           reports or people maybe need more training or 

 9           there should be some clarification.  That's 

10           where we want to dig in.

11                  I really want to focus, in my year 

12           ahead, on preventative measures, utilizing 

13           our data to instruct us on where prevention 

14           can make a difference.

15                  ASSEMBLYMAN SEMPOLINSKI:  What would 

16           be sort of the biggest difference in the type 

17           of investigations you're doing today compared 

18           to when you started?  What would be the 

19           biggest change over that time?

20                  ACTING EX. DIR. LISI-MURRAY:  Well, 

21           I've been at the agency for about a year and 

22           a half total at this point, so -- 

23                  (Laughter.)

24                  ASSEMBLYMAN SEMPOLINSKI:  If we go 


                                                                   367

 1           over the life of the agency, maybe not your 

 2           tenure, if you have that --

 3                  ACTING EX. DIR. LISI-MURRAY:  I do 

 4           think, though, that the big new fresh look, 

 5           so to speak, is Category 4.  The Justice 

 6           Center, you know, is charged with protecting 

 7           the health, safety and dignity of vulnerable 

 8           populations, but we're also charged with, you 

 9           know, supporting our direct care workforce.  

10                  And that's where I see, at least in 

11           one aspect, we can make a real difference and 

12           that we can provide the tools and the 

13           training and, you know, give the workforce -- 

14           you know, at least from our perspective -- 

15           the things, you know, that they should be 

16           thinking about and have front of mind as they 

17           care for our state's most vulnerable people.

18                  ASSEMBLYMAN SEMPOLINSKI:  Well, thank 

19           you very much for what your organization 

20           does, and as a special-needs parent I really 

21           appreciate it.

22                  I'm all set.

23                  CHAIRWOMAN KRUEGER:  Excuse me.  We 

24           have Senator Canzoneri-Fitzpatrick.


                                                                   368

 1                  SENATOR CANZONERI-FITZPATRICK:  Thank 

 2           you, Madam Chair.

 3                  Thank you so much for being here today 

 4           and for testifying.

 5                  In your testimony you mentioned 

 6           developing and launching best practice 

 7           training courses which had over 200 

 8           participants.  I was wondering if you could 

 9           expand on how that is organized.  Is this 

10           across the state?  Do you have interested 

11           departments contact you, or do you contact 

12           them?  And just how that training is going 

13           about.

14                  ACTING EX. DIR. LISI-MURRAY:  Thank 

15           you for that question.  This is one of the 

16           new initiatives that I've implemented as soon 

17           as I came into the acting executive director 

18           role.

19                  Based upon my background in law 

20           enforcement investigations, I have always 

21           felt there was a gap in terms of this 

22           training and understanding.  And our first 

23           responders -- you know, EMS, fire, police -- 

24           they need the tools in order to do better, 


                                                                   369

 1           and in order to recognize that sometimes 

 2           approaching a situation with a law 

 3           enforcement or a criminality lens isn't the 

 4           right way to go.  Right?

 5                  So we implemented what we call our 

 6           mandated reporter trainings.  Those are done 

 7           remotely via Webex.  Individual agencies or 

 8           any first responder agency can sign up for 

 9           it.  It's free.  And then they get renewed 

10           training, renewed understanding of what their 

11           responsibilities are as a mandated reporter, 

12           because they are a real vital source of 

13           reporting and information to the 

14           Justice Center.

15                  The other area of training that we are 

16           building out and we've got additional 

17           training scheduled for the upcoming year is 

18           in our forensic interviewing training or we 

19           call it our FIVP.  This is the training when 

20           you have an individual who cannot articulate 

21           themselves verbally, this is the training 

22           that allows first responders or any 

23           investigator to engage with that person 

24           effectively.


                                                                   370

 1                  So it's a unique training.  It's 

 2           something that our -- you know, within our 

 3           expertise that I think brings something 

 4           different to the first responder and 

 5           investigator's world.

 6                  SENATOR CANZONERI-FITZPATRICK:  So 

 7           what type of feedback are you getting from 

 8           those who are participating?  Do we need to 

 9           expand this?  Should it be mandatory?  What 

10           other suggestions might you have to improve 

11           this?

12                  ACTING EX. DIR. LISI-MURRAY:  We've 

13           had excellent feedback.  I mean, it's fairly 

14           new in this regard.  But as I said, we've had 

15           over 200, you know, folks respond to the 

16           training, and it literally was only rolled 

17           out a few months ago. 

18                  So I think it's very important to 

19           understand that first responders want this 

20           information.  They want the tools.  They want 

21           to do better.  You know, I have definitely 

22           leveraged my experience and relationships in 

23           the law enforcement and first responder world 

24           to make sure that people understand and have 


                                                                   371

 1           awareness of what it is that we can offer.

 2                  And, you know, crimes against 

 3           individuals with special needs who can't 

 4           speak for themselves or can't articulate 

 5           themselves, they're a much harder case to 

 6           successfully bring to trial.  And we -- you 

 7           know, we want to ensure that people, you 

 8           know, who do wrong are brought to justice.  

 9           And if we can help in that way, we're happy 

10           to do so.

11                  SENATOR CANZONERI-FITZPATRICK:  Well, 

12           thank you for your efforts, because hopefully 

13           what you're doing is preventing them from -- 

14           the incidents from ever occurring.  And I do 

15           know of a couple of families that have dealt 

16           with these types of incidents, and it's so 

17           traumatic.  

18                  So thank you for your efforts, and I 

19           have nothing further.

20                  CHAIRWOMAN KRUEGER:  Thank you.

21                  Assembly.

22                  CHAIRMAN PRETLOW:  Assemblyman Steck?  

23                  ASSEMBLYMAN STECK:  None.

24                  CHAIRMAN PRETLOW:  Assemblyman Ra?


                                                                   372

 1                  Assemblyman Santabarbara.  

 2                  ASSEMBLYMAN SANTABARBARA:  Okay, thank 

 3           you, Mr. Chair.  

 4                  Thank you for your testimony.  Thank 

 5           you for being here.

 6                  I wanted to just ask about a few 

 7           different areas, mainly with how are we 

 8           ensuring that individuals with disabilities, 

 9           particularly nonverbal individuals, have 

10           input on things that -- reports and things 

11           that happen and some of the policies that the 

12           Justice Center has implemented?  How are we 

13           getting that input, and how are we making an 

14           effort to include nonverbal individuals?

15                  ACTING EX. DIR. LISI-MURRAY:  Sure.

16                  So with respect to input to the 

17           Justice Center, I'm sure you're aware we have 

18           an advisory council that we meet with 

19           regularly.  These are individuals who work in 

20           the provider field.  We have self-advocates 

21           on our advisory council.

22                  And they are -- you know, they are the 

23           boots-on-the-ground folks who bring us back 

24           the information in terms of what their 


                                                                   373

 1           concerns are and what they're seeing day to 

 2           day.

 3                  With respect to the nonverbal 

 4           community, you know, we do have a training, 

 5           it's a forensic interview training that I was 

 6           talking about earlier which allows first 

 7           responders or investigators to be able to, 

 8           you know, utilize skills in forensic 

 9           interviewing to communicate effectively with 

10           nonverbal individuals.

11                  So we do have an expertise in that 

12           area that we are bringing to training and, 

13           you know, trying to roll out to the broader 

14           population of first responders.

15                  ASSEMBLYMAN SANTABARBARA:  And 

16           mentioning first responders, that's a good 

17           segue to the next question, I guess.

18                  There has been a bill circulating 

19           about mandatory 911 reporting when something 

20           happens at one of these facilities.  And I 

21           think that bill was amended and I think it 

22           ended up with some informational materials 

23           that are now posted or supposed to be posted 

24           in certain areas.


                                                                   374

 1                  But what's your opinion on that, on 

 2           mandatory requiring for a 911 call if 

 3           something happens?  Especially if it's a 

 4           nonverbal situation where you're not exactly 

 5           sure what happened.  Is that something the 

 6           Justice Center supports?

 7                  ACTING EX. DIR. LISI-MURRAY:  Well, 

 8           the Justice Center is not an emergency 

 9           response or a first responder agency.

10                  ASSEMBLYMAN SANTABARBARA:  I 

11           understand.

12                  ACTING EX. DIR. LISI-MURRAY:  Our call 

13           center operators, there's a -- you know, they 

14           have a script, and one of the first questions 

15           that they ask is does 911 -- has 911 been 

16           called?  Is this an emergency?  

17                  There are other ways to submit a 

18           report.  We have a web report so it doesn't 

19           have to be verbal.  But to the extent, you 

20           know, pending legislation, I -- you know, I 

21           really wouldn't want to comment on that.  But 

22           we would not be -- the Justice Center would 

23           not really be positioned as a first responder 

24           agency, given what we do.  The vast majority 


                                                                   375

 1           of our reports are non-emergent, they are 

 2           after -- you know, after some time has 

 3           passed.

 4                  ASSEMBLYMAN SANTABARBARA:  And in 

 5           terms of funding and resources, staffing, do 

 6           you have the resources and the staffing 

 7           available to do -- to investigate all the 

 8           cases that are being reported?

 9                  ACTING EX. DIR. LISI-MURRAY:  At this 

10           time we are sufficiently resourced to do, you 

11           know, and complete our mission.  We thank the 

12           Governor once again for supporting 

13           protections for vulnerable New Yorkers.

14                  ASSEMBLYMAN SANTABARBARA:  And are 

15           there training programs for DSPs as well to 

16           prevent this neglect and abuse?  Are they in 

17           place?  And is there anything else we need to 

18           do to bolden those programs?

19                  ACTING EX. DIR. LISI-MURRAY:  

20           Absolutely.  We have an entire unit that's 

21           dedicated to prevention efforts.  Our 

22           prevention efforts and toolkits and guidance, 

23           it's on our website, so it's publicly 

24           available for anyone to look at.  We take it 


                                                                   376

 1           very -- we take training very, very 

 2           seriously.  We feel that giving direct 

 3           service providers the information and the 

 4           guidance and the best practices is an 

 5           effective way to prevent abuse and neglect.

 6                  ASSEMBLYMAN SANTABARBARA:  I guess 

 7           with the system in place, can you just walk 

 8           me through like if -- once an incident is 

 9           reported, could you just walk me through the 

10           process of what happens next and what are the 

11           following steps and what is the follow-up 

12           from the Justice Center?

13                  ACTING EX. DIR. LISI-MURRAY:  Sure, 

14           absolutely.  So if our office of incident 

15           management receives a call and there's an 

16           allegation of abuse or neglect, it will go 

17           through the process.  Typically it will go 

18           through this three-business-day review 

19           process and the documentation will be 

20           requested upfront.  So like care plans, you 

21           know, what specific diagnoses might be 

22           relevant to the individual who is, you know, 

23           the victim.  

24                  And that information is collected 


                                                                   377

 1           upfront, and then a plan is prepared in order 

 2           to move forward.  We identify who the 

 3           witnesses would be, we identify who the 

 4           subject might -- would be, and we -- 

 5           obviously we go out, our investigations team 

 6           would go out on-site and talk to these people 

 7           individually and, you know, begin the process 

 8           of collecting evidence to determine whether 

 9           we can substantiate an abuse or neglect 

10           finding against, you know, the subject.

11                  So once somebody is -- you know, you 

12           go through the process, assuming they are 

13           substantiated, is the term we use, they do 

14           have a right to request an appeal from that.  

15           We have an internal team of attorneys that 

16           will review the appeal, go through all the 

17           evidence, make sure that there is sufficient 

18           evidence in order to move the matter forward 

19           to a hearing.  And ultimately any subject 

20           accused of abuse or neglect has the right to 

21           an administrative hearing.

22                  ASSEMBLYMAN SANTABARBARA:  And who has 

23           access to those documents?  The caregivers 

24           and parents, are they able to access the 


                                                                   378

 1           reports?

 2                  ACTING EX. DIR. LISI-MURRAY:  Yeah, 

 3           and it depends.  There is an investigative 

 4           summary report that gets prepared, and yes, 

 5           parents can access it.  

 6                  We have privacy protections in our 

 7           statute that prevent certain people from 

 8           seeing certain things.  If there's a specific 

 9           ask that you want or you think you need to 

10           see, we can certainly have a discussion 

11           offline on that topic.  But we're always 

12           trying to balance those two competing 

13           interests.

14                  ASSEMBLYMAN SANTABARBARA:  In addition 

15           to that, I guess the other question is that 

16           process you just described, how long does 

17           that typically take?  How long does it take 

18           to get information back on what happened?

19                  ACTING EX. DIR. LISI-MURRAY:  You 

20           know, it depends --

21                  ASSEMBLYMAN SANTABARBARA:  Or to get 

22           an answer either, the determination of 

23           what -- what the situation actually was.

24                  ACTING EX. DIR. LISI-MURRAY:  Sure.  I 


                                                                   379

 1           mean, it can depend wildly.  Like if we have 

 2           an incident where there's criminal conduct 

 3           and we're in contact with the district 

 4           attorney's office, it would not be unusual to 

 5           be asked to hold our administrative case 

 6           while they complete the criminal case.

 7                  That being said, we work in parallel, 

 8           it's not like we don't -- we continue working 

 9           our administrative side.  But we collaborate, 

10           we help ensure that whatever evidence is 

11           useful to a district attorney to obtain a 

12           criminal conviction, that we're helping to 

13           sort of package the case for them in order to 

14           ensure their success on the criminal side 

15           also.

16                  ASSEMBLYMAN SANTABARBARA:  And you 

17           mentioned substantiated versus 

18           nonsubstantiated.  How many cases -- do you 

19           have an estimate of how many cases come your 

20           way, either month or year, and how many of 

21           them do end up being substantiated versus 

22           not?

23                  ACTING EX. DIR. LISI-MURRAY:  Sure.  

24           So each year we have approximately 11,000 


                                                                   380

 1           abuse and neglect cases that we investigate.  

 2           We substantiate approximately 40 percent of 

 3           those each year.

 4                  ASSEMBLYMAN SANTABARBARA:  And most of 

 5           the ones I've heard of have been reported by 

 6           someone else in the facility.  In your 

 7           opinion, are there barriers to that, people 

 8           reporting the cases actually having the 

 9           mechanism or the opportunity to report 

10           something if they see something?

11                  ACTING EX. DIR. LISI-MURRAY:  Yeah, 

12           barriers to reporting are completely 

13           unacceptable.  That is something we make 

14           very, very clear.  There can be no 

15           retaliation.  There has to be a clear 

16           reporting line.  People are mandated 

17           reporters and we expect them to, you know, 

18           make the reports if they see something that 

19           they believe is an abuse or neglect 

20           situation.

21                  ASSEMBLYMAN SANTABARBARA:  Okay, thank 

22           you for your answers and your testimony 

23           today.

24                  ACTING EX. DIR. LISI-MURRAY:  Thank 


                                                                   381

 1           you.

 2                  ASSEMBLYMAN SANTABARBARA:  That's all 

 3           I have, Mr. Chair.

 4                  CHAIRWOMAN KRUEGER:  I'm just 

 5           double-checking.  I don't have any more 

 6           Senators on my list.  Am I missing any of 

 7           you?  No.

 8                  Assembly, it's yours.

 9                  CHAIRMAN PRETLOW:  Assemblywoman 

10           Giglio.

11                  ASSEMBLYWOMAN GIGLIO:  Thank you.

12                  So as a follow-up to what my -- the 

13           chair on the committee said, so out of all 

14           the complaints that the Justice Center gets, 

15           how many of those actually rise to the 

16           Justice Center doing an internal 

17           investigation instead of the agency?

18                  ACTING EX. DIR. LISI-MURRAY:  Yes, 

19           thank you for that question.

20                  ASSEMBLYWOMAN GIGLIO:  What 

21           percentage.

22                  ACTING EX. DIR. LISI-MURRAY:  Yup.  

23                  So the Justice Center retains 

24           approximately 40 percent of the cases of 


                                                                   382

 1           alleged abuse and neglect that come through.  

 2           These are typically the most egregious, most 

 3           troublesome cases.  And we have about 

 4           60 percent that get sent back to the 

 5           oversight agencies in order to do their own 

 6           investigation.

 7                  That being said, please understand 

 8           that when we send those back to them to do an 

 9           investigation, we have a guidance document in 

10           terms of what we expect, what our agency 

11           requirements and controls would be.  And then 

12           when the investigation is complete, they 

13           always come back to the Justice Center at the 

14           end, and we do a final review and we -- if 

15           we're unhappy with an investigation, we can 

16           always send it back.

17                  But we have the last say in terms of 

18           whether that investigation is properly done 

19           and complete.

20                  ASSEMBLYWOMAN GIGLIO:  Okay.  And then 

21           you had said that you work in parallel with 

22           the district attorney's office.  What about 

23           cooperation with local police?  Do you think 

24           that an investigation from the Justice Center 


                                                                   383

 1           should be automatic?  When there is a police 

 2           or an ambulance or somebody's hospitalized, 

 3           do you think that that should just 

 4           automatically be something that the 

 5           Justice Center investigates?

 6                  And how do you track and analyze data 

 7           on cases involving people with disabilities 

 8           to identify systemic issues?

 9                  ACTING EX. DIR. LISI-MURRAY:  So, you 

10           know, we -- one of the reasons that we've 

11           rolled out this first responder initiative 

12           and this first responder training, reminding 

13           them of their obligations as a mandated 

14           reporter, is because they are a critical 

15           reporting source for the Justice Center.

16                  So yes, these individuals who may 

17           respond to a scene or may have -- you know, 

18           be taking someone to the hospital and they 

19           suspect abuse and neglect in that situation, 

20           yes, we would want them to call us.  So 

21           that's really kind of been the crux of, you 

22           know, why we're rolling out this -- why we're 

23           rolling out our training and outreach efforts 

24           to first responders.


                                                                   384

 1                  With respect to -- can you just remind 

 2           me of your second question?

 3                  ASSEMBLYWOMAN GIGLIO:  Yeah, I mean, 

 4           back to the first question, because I do have 

 5           a couple of minutes left.  

 6                  But so when police or when 

 7           emergency -- because this was a question I 

 8           asked of the commissioner earlier, is, you 

 9           know, you're getting a call you have people 

10           that are in the house -- these are minimum 

11           wage employees that are dealing with people 

12           that are disabled that cannot speak for 

13           themselves and cannot stand up for 

14           themselves.  So you're depending on, you 

15           know, someone in the house to just say, okay, 

16           I'd better call an ambulance or I'd better 

17           call the police.  

18                  And then when they come, don't you 

19           think that that should warrant an 

20           investigation as to whether or not the people 

21           in the house are properly trained?

22                  ACTING EX. DIR. LISI-MURRAY:  Well, I 

23           think that the key to warranting the 

24           Justice Center involvement is if that first 


                                                                   385

 1           responder believes there's some evidence of 

 2           abuse or neglect.

 3                  ASSEMBLYWOMAN GIGLIO:  Yeah, but with 

 4           discovery laws and litigation and everything 

 5           else, first responders are going to be 

 6           reluctant to actually follow up on a 

 7           complaint.  I think that it should be 

 8           automatic.

 9                  And then the second question was, how 

10           does the Justice Center track and analyze 

11           data on cases involving people with 

12           disabilities to identify systemic issues?

13                  So this is happening over and over 

14           again in this house -- is it the workers?  Is 

15           it the -- you know, the behavioral needs of 

16           the people that are in the house?  Or, you 

17           know, what triggers like the Justice Center 

18           to say, Hey, we might have a problem here in 

19           this house?

20                  ACTING EX. DIR. LISI-MURRAY:  Sure, 

21           absolutely.  So we do have the ability to 

22           track individuals who may come up in our data 

23           as somebody who's a victim, you know, who's 

24           shown up repeatedly.  


                                                                   386

 1                  If we see a situation like that in our 

 2           data -- and we do track that data -- we have 

 3           the ability to send out our quality and audit 

 4           teams.  We can do an unannounced site visit.  

 5           We can -- you know, we have the power to do 

 6           that.  If we feel that there is some 

 7           situation going on at a provider that's 

 8           problematic, we will utilize that resource 

 9           and, you know --

10                  ASSEMBLYWOMAN GIGLIO:  Thank you.  I 

11           think you'd get a better picture if all 

12           reports of police going to a house and an 

13           ambulance going to a house and all 

14           hospitalizations -- I think you'd get a 

15           better picture if that was automatically 

16           reported.

17                  ACTING EX. DIR. LISI-MURRAY:  Mm-hmm.  

18           Fair enough.

19                  ASSEMBLYWOMAN GIGLIO:  Thank you.

20                  CHAIRMAN PRETLOW:  Assemblyman Berger.

21                  ASSEMBLYMAN BERGER:  Hello.

22                  ACTING EX. DIR. LISI-MURRAY:  Hi.

23                  ASSEMBLYMAN BERGER:  It's my 

24           understanding that a provider employee at an 


                                                                   387

 1           OPWDD-funded agency, they often work for 

 2           multiple agencies.  And currently if they 

 3           work for Provider A, they have to go through 

 4           fingerprinting and a criminal background 

 5           check, and if they also want to work for a 

 6           second agency, which happens often enough, 

 7           they have to go through the whole -- you 

 8           know, the cost and the background check, you 

 9           know, a second, third time.  That comes with 

10           the additional extra cost, delay in 

11           employment and delay in services.  

12                  Has a registry or central registry or 

13           some sort of other modernization effort been 

14           considered?  And do you believe a registry 

15           would alleviate those workforce challenges?

16                  ACTING EX. DIR. LISI-MURRAY:  Sure.  

17           So let me just start with saying our criminal 

18           background check and our staff exclusion list 

19           checks, those really are our first line of 

20           defense in terms of protecting vulnerable 

21           persons.  

22                  You know, it sounds like what you're 

23           talking about would have multiple like moving 

24           parts and we would need to work with our, you 


                                                                   388

 1           know, sister agencies to determine what 

 2           something like that could ultimately look 

 3           like.  So, you know, I hope I've answered 

 4           your question.  But if I haven't, please let 

 5           me know.

 6                  ASSEMBLYMAN BERGER:  No, that's good.  

 7           Thank you.  That's it.

 8                  CHAIRMAN PRETLOW:  Assemblywoman 

 9           Griffin.

10                  ASSEMBLYWOMAN GRIFFIN:  Thank you for 

11           being here today.

12                  I just first want to congratulate you 

13           on the incredible work you and the 

14           Justice Center are doing.  I appreciate your 

15           approach and the accomplishments made with 

16           protecting and serving this very vulnerable 

17           population.

18                  I wondered when -- I appreciated the 

19           focus on the systemic issues that are 

20           reoccurring.  And what I wondered, when did 

21           you -- when did that start, that focus on 

22           looking at the facility as more responsible?

23                  ACTING EX. DIR. LISI-MURRAY:  Well, 

24           the impetus for looking at this started 


                                                                   389

 1           closer in time to when I started at the 

 2           Justice Center.  

 3                  This is the first year where I think 

 4           we've had actual data where we can, you know, 

 5           talk about having 5 percent over the course 

 6           of 2024 as, you know, being our Category 4 

 7           findings.

 8                  It is an area -- because, you know, I 

 9           come from a background of quality -- you 

10           know, internal audit quality, internal 

11           controls background.  Like I see this as 

12           really an area that is going to help drive 

13           improvements in quality, prevention, and 

14           ultimately then protection.

15                  ASSEMBLYWOMAN GRIFFIN:  Yeah, which is 

16           really what we need.

17                  ACTING EX. DIR. LISI-MURRAY:  Yes.

18                  ASSEMBLYWOMAN GRIFFIN:  Is there -- 

19           like if you were a family and you were 

20           considering different options of where you 

21           would be having someone served either daily 

22           or a live-in, is there any public listing or 

23           anything they can access?  Because -- so like 

24           they wouldn't choose one of these places that 


                                                                   390

 1           has some investigations, serious 

 2           investigations against it, or serious 

 3           findings.

 4                  ACTING EX. DIR. LISI-MURRAY:  Thank 

 5           you for that.

 6                  Yes, there -- to my knowledge, there 

 7           is no sort of score card, I think is what 

 8           you're asking about.

 9                  ASSEMBLYWOMAN GRIFFIN:  Mm-hmm, yes.

10                  ACTING EX. DIR. LISI-MURRAY:  There's 

11           nothing of that type currently that I'm aware 

12           of.

13                  ASSEMBLYWOMAN GRIFFIN:  And do you 

14           think there should be?

15                  ACTING EX. DIR. LISI-MURRAY:  I think 

16           that that would require, again, probably 

17           legislation and it would certainly require 

18           working with sister SOAs.  There's a lot 

19           of -- a lot of data and maybe some privacy 

20           concerns.  

21                  But, you know, if there's a proposal 

22           that will protect vulnerable people, you 

23           know, we'd like to be part of that 

24           conversation.


                                                                   391

 1                  ASSEMBLYWOMAN GRIFFIN:  Right, thank 

 2           you.  

 3                  And one final question is, is -- there 

 4           seems like you have a lot of -- must have a 

 5           decent budget because you're getting a lot 

 6           accomplished, and even with the training of 

 7           first responders.  Is your budget adequate 

 8           for what you're trying to accomplish, and 

 9           with your new focus on the training of 

10           first responders?

11                  ACTING EX. DIR. LISI-MURRAY:  Yes.  So 

12           our budget as it stands, you know, is 

13           sufficient.  We're pleased to be resourced.  

14           We're pleased with the Governor's investment 

15           in protecting New York's most vulnerable 

16           populations.

17                  We're very fortunate in that the -- 

18           you know, the trainings that we are rolling 

19           out for law enforcement, the vast majority 

20           can be done online, you know, via Webex.  And 

21           that makes things a lot more cost-effective.

22                  ASSEMBLYWOMAN GRIFFIN:  Okay.  Thank 

23           you very much.

24                  ACTING EX. DIR. LISI-MURRAY:  Yes, 


                                                                   392

 1           thank you.

 2                  CHAIRMAN PRETLOW:  Assemblyman Maher.

 3                  ASSEMBLYMAN MAHER:  Thank you very 

 4           much.

 5                  I have gotten a lot of feedback, and I 

 6           think you've talked at length about some of 

 7           the items and some of the practices and 

 8           training that's involved to really take 

 9           ownership over the fact that there can be 

10           harm potentially done with some of these 

11           investigations.  I really appreciate that.

12                  I will say that some of the feedback 

13           that I continue to get -- and it's a work in 

14           progress, I'm sure -- is the same phrase:  

15           It's as though folks are presumed guilty and 

16           not innocent.  And that's a sentiment that 

17           hopefully, with a lot of the things you 

18           discussed, can change over time.

19                  One question I wanted to ask you is 

20           there's a really interesting model, I want to 

21           say in the State of Texas -- I'm going to 

22           have it emailed as well -- where they use 

23           individuals with different experiences, 30, 

24           20 years in the field, to supplement some of 


                                                                   393

 1           the initial information that's brought in as 

 2           more of an evidence-based approach.

 3                  Would you be open to utilizing that 

 4           model or something similar to make sure that 

 5           some of these investigations before they get 

 6           too far, some of the very easy, low-hanging 

 7           fruit, folks can come and just make sure that 

 8           we get to that evidence-based approach 

 9           instead?

10                  ACTING EX. DIR. LISI-MURRAY:  You 

11           know, it's interesting because, you know, I 

12           talked earlier about our 3BDR, 

13           three-business-day process.  That is part 

14           of -- you know, it sounds like it might -- 

15           I'm not familiar with that report.  If you'd 

16           like to send it, I would be very happy to 

17           read it.

18                  ASSEMBLYMAN MAHER:  Sure.

19                  ACTING EX. DIR. LISI-MURRAY:  But, you 

20           know, this is the first instance when we get 

21           something that comes in through our intake 

22           unit, these folks identify, you know, what 

23           are the typical documents you're going to 

24           need, what are the typical -- you know, what 


                                                                   394

 1           would we need to support an investigation.

 2                  There are always documents that are, 

 3           you know, routine, like care plans, you know, 

 4           medical orders, that sort of thing.  So we 

 5           know right out of the gate what we need to 

 6           look at, at least to get a handle on what the 

 7           investigation may look like.

 8                  That also allows us to create a plan 

 9           internally.  And when it goes to 

10           investigations, it streamlines it.  It makes 

11           it -- it makes it quicker.  

12                  And that dovetails on the other item I 

13           talked about with respect to this early 

14           evidence, you know, review and this process 

15           of being able to take an investigation that 

16           may have multiple potential subjects.  And if 

17           we can, you know, basically drop those 

18           individuals from the investigation at the 

19           front end, we try to do that immediately so 

20           they can get right back to work.

21                  ASSEMBLYMAN MAHER:  I did hear you 

22           mention that.  And I've been very impressed 

23           with some of the things that you've said, and 

24           they've been in -- you know, contradicting to 


                                                                   395

 1           some of the other items that I've heard.

 2                  So what I'd love to do is have a close 

 3           relationship with your office and as I 

 4           receive some of this information on models 

 5           that work in other states, would love to pass 

 6           that along.

 7                  ACTING EX. DIR. LISI-MURRAY:  

 8           Excellent.  Thank you.  Appreciate it.

 9                  ASSEMBLYMAN MAHER:  Thank you.

10                  CHAIRWOMAN KRUEGER:  Just 

11           double-checking.  Anyone else for this 

12           commissioner?  Director, sorry.  

13                  All right, hearing from no one, I'm 

14           going to thank you very much for your 

15           participation today.  And you're welcome to 

16           take your leave and continue your work.

17                  And we are going to move on to our 

18           first non-governmental invitee panel.  We're 

19           calling you Panel B.  So New York State 

20           Conference of Local Mental Hygiene Directors, 

21           Mental Health Association of New York State, 

22           the National Alliance on Mental Illness- 

23           New York State, if you would all like to come 

24           and take your seats.


                                                                   396

 1                  And now for the remainder of this 

 2           hearing, everyone should remember the rules 

 3           have now changed to three minutes for each 

 4           testifier and three minutes for each 

 5           legislative questioner.  Being a chair or a 

 6           ranker no longer gets you extra time, or a 

 7           second bite at the apple, so we will all 

 8           learn to be very, very concise. 

 9                  And I see three groups on my list, and 

10           yet four people.  So let's have you each 

11           introduce yourself so the communications 

12           people upstairs know how to describe you when 

13           you do go on camera.

14                  Hi.  Why don't you just introduce 

15           yourself.

16                  MS. DAVID:  Introduce but not start.

17                  CHAIRWOMAN KRUEGER:  Yes.

18                  MS. DAVID:  Courtney David, executive 

19           director, New York State Conference of 

20           Local Mental Hygiene Directors.

21                  CHAIRWOMAN KRUEGER:  Thank you.

22                  Hi.

23                  MR. McLAUGHLIN:  Nathan McLaughlin, 

24           executive director, NAMI-New York State.  


                                                                   397

 1                  MS. NECHES:  Julie LeClair Neches.  

 2           I'm a board member of NAMI-New York State, 

 3           psychologist, and mother of somebody with a 

 4           mental illness.

 5                  MR. LIEBMAN:  Glenn Liebman -- 

 6                  CHAIRWOMAN KRUEGER:  Which group are 

 7           you with, I'm sorry?  

 8                  MS. NECHES:  I'm with -- 

 9                  MR. McLAUGHLIN:  The same 

10           organization.  

11                  MS. NECHES:  -- the same organization, 

12           the NAMI-New York State group.  We're going 

13           together.

14                  CHAIRWOMAN KRUEGER:  Thank you.

15                  Okay?  

16                  MR. LIEBMAN:  I'm Glenn Liebman, CEO of 

17           Mental Health Association in New York State.

18                  CHAIRWOMAN KRUEGER:  Okay.  So we go 

19           back to this side of the table.  You have 

20           three minutes, the two of you together have 

21           three minutes, and then the final, for three 

22           minutes.  Thank you.  

23                  MS. DAVID:  Thank you.  

24                  Good afternoon.  Again, I'm 


                                                                   398

 1           Courtney David.  I'm the executive director 

 2           of the New York State Conference of 

 3           Local Mental Hygiene Directors.  The 

 4           conference consists of the directors of 

 5           community services for the 57 counties and 

 6           City of New York.  Thank you for the 

 7           opportunity to testify today regarding the 

 8           proposed Executive Budget and our priorities 

 9           to improve the mental hygiene systems 

10           locally.  

11                  First, we must reform the state's 

12           competency restoration process.  For the last 

13           several years the conference has been 

14           advocating to implement these reforms, and it 

15           is time to finally overhaul the archaic 

16           statute that governs the process for 

17           determining a defendant competent to stand 

18           trial.  

19                  In fiscal year '21, the state shifted 

20           100 percent of the cost of competency 

21           restoration onto the counties.  The per diem 

22           rate for one individual in a state-operated 

23           forensic facility is approximately $1300 per 

24           day.  Over the last four years, this policy 


                                                                   399

 1           action has diverted hundreds of millions of 

 2           dollars away from counties and their local 

 3           systems of care.  

 4                  For example, Warren County, with a 

 5           population of 65,000, has experienced a 

 6           10,000 percent increase in cost -- 14,000 was 

 7           2019; 2024 was 1.6 million.  In many counties 

 8           these costs are now exceeding the property 

 9           tax cap.  

10                  Restoration services do not replace 

11           appropriate treatment and supports, which in 

12           many cases has led to repeated cycles of 

13           incarceration.  More individuals deemed 

14           incompetent to stand trial are being sent to 

15           state forensic facilities, and many have been 

16           in restoration for periods of three, six, or 

17           even 10 years.  The DCS has also received 

18           little to no clinical information or 

19           timelines for discharge.  

20                  I want to thank you, Senator Brouk, 

21           for your ongoing support by carrying our 

22           bill, which includes the reforms necessary to 

23           address this issue.  

24                  We are also asking your support for a 


                                                                   400

 1           20 percent administrative state aid increase 

 2           to sustain county-based single point of 

 3           access programs.  SPOA programs are vital 

 4           local supports which link individuals and 

 5           families to needed services, especially those 

 6           with histories of homelessness and criminal 

 7           justice involvement.  

 8                  SPOA coordinators make referrals to 

 9           treatment and supports, provide care 

10           coordination, and work with clients to help 

11           navigate complex systems.  In many cases they 

12           serve as an advocate for individuals and 

13           their families.  

14                  Despite increasing responsibilities, 

15           state funding for these programs has remained 

16           stagnant and many rural counties struggle to 

17           retain full-time coordinator positions.  

18                  We also request the inclusion of a 

19           provision outlined in Addendum 1 of my 

20           written testimony to require the sharing of 

21           clinical records under AOT orders with the 

22           county directors.  A 2011 legal case known as 

23           the Miguel M decision has at times restricted 

24           their ability to obtain these records, 


                                                                   401

 1           particularly in New York City.  

 2                  We strongly support the Governor's 

 3           enhancements to AOT programs and inclusion of 

 4           16.5 million to assist counties with this 

 5           process.  However, the final budget must 

 6           include our suggested amendment to ensure the 

 7           appropriate coordinated care is available to 

 8           support these individuals.  

 9                  Thank you for your time and 

10           consideration.  I look forward to working 

11           with you and your staff this budget cycle.  

12                  MR. McLAUGHLIN:  Good afternoon.  

13           Thank you for the opportunity to provide 

14           testimony.  Again, my name is Nathan 

15           McLaughlin.  I'm the executive director for 

16           the National Alliance on Mental Illness, the 

17           New York State Chapter.  

18                  The issues we'll be testifying on 

19           today have long impacted myself and my family 

20           as a parent of a child with mental illness.  

21           With me today is NAMI-New York State board 

22           member Julie LeClair Neches, who will also 

23           share a piece of her story.  

24                  You know, our message today is really 


                                                                   402

 1           about progress and collaboration with both 

 2           the Executive and the Legislature.  As you'll 

 3           read in our testimony, we're really looking 

 4           at our three legislative priorities this 

 5           year, which is fighting for people like Alix 

 6           and Nicole, some of the most vulnerable 

 7           New Yorkers living with serious mental 

 8           illness.  Also breaking down barriers, 

 9           building bridges, and increasing access to 

10           mental health services for all New Yorkers 

11           who need them.  And, of course, addressing 

12           the youth mental health crisis.  

13                  There are two issues that we would 

14           like to see improvement on, which is the 

15           2.1 percent increase and the 

16           prescriber-prevails issue we'd like to have 

17           another look at.  

18                  But I hand my time over to 

19           Julie LeClair Neches.  

20                  MS. NECHES:  Okay.  So I already said 

21           who I am, so I'll just get started.  

22                  So my daughter Alix was diagnosed with 

23           bipolar disorder her freshman year of 

24           college.  And I was called onto the campus, 


                                                                   403

 1           and I actually lived in the infirmary in the 

 2           parent room while she was in the psychiatric 

 3           unit.  It was a little like the movie 

 4           Freaky Friday:  I was living the campus life, 

 5           but she wasn't leading my life.  

 6                  And while she was on the psych unit 

 7           she e-mailed the entire freshman class at 

 8           Dartmouth and got stigmatized, so she ended 

 9           up transferring to NYU.  And while she was 

10           there, she did great, and she advocated for 

11           others with a mental illness.  

12                  And I'm also so honored that Governor 

13           Kathy Hochul told my daughter Alix's story at 

14           the State of the State so that she could 

15           still make a difference.  And it's like my 

16           daughter, who was advocating for those with a 

17           mental illness, was still advocating from up 

18           in heaven.  

19                  And my daughter ended up having an 

20           issue when she transferred to NYU when my dad 

21           died.  And she ended up needing the services 

22           that Governor Kathy Hochul is prioritizing, 

23           and they really helped her.  

24                  And even though my daughter did not 


                                                                   404

 1           make it and passed away at age 25, some 

 2           wonderful things happened.  NYU posthumously 

 3           gave her a college degree.  And also, at the 

 4           funeral, all these people I didn't know came 

 5           up to me and said they were on psych wards 

 6           with my daughter and she had uplifted them 

 7           while she was on the psych ward and made a 

 8           difference even while she was in a manic 

 9           episode.  

10                  And one person who couldn't come to 

11           the funeral went to the gravesite, read my 

12           daughter Alix a seven-page letter, said she 

13           wouldn't be in med school if it wasn't for my 

14           daughter, and that she was going to name her 

15           first child after her.  

16                  And so I want to thank you for letting 

17           me give Alix a voice, and she is still 

18           advocating right now.  So thank you.  

19                  MR. LIEBMAN:  That was -- that was 

20           incredible.  

21                  My name's Glenn Liebman.  I'm the CEO 

22           of the Mental Health Association in New York 

23           State.  I've been CEO for over 20 years now, 

24           and I've had the privilege of testifying all 


                                                                   405

 1           these past 20 years.  

 2                  So our organization has 26 affiliates 

 3           in 52 counties throughout New York State.  We 

 4           provide community-based mental health -- 

 5           we're a community-based mental health 

 6           organization; we provide services on the 

 7           ground.  

 8                  I just want to welcome 

 9           Assemblymember Simon as our new chair.  

10           Thank you.  

11                  And I also want to acknowledge 

12           Aileen Gunther, who was our former 

13           Mental Hygiene chair in the Assembly.  Aileen 

14           was a really strong advocate and a really 

15           good friend.  And, you know, we wish her 

16           luck.  

17                  And we also want to recognize -- we're 

18           so glad that Senator Brouk is back as the 

19           Mental Hygiene chair as well.  

20                  So we have extensive testimony, which 

21           I'm obviously not going to read, but it's 

22           largely based on workforce, our response to 

23           Kendra's Law -- we have a 10-point plan -- 

24           behavioral health parity, youth and teen 


                                                                   406

 1           mental health first aid, mental health 

 2           training for teachers -- thank you, 

 3           Senator Fernandez, for your support for that 

 4           bill -- mental health in colleges, first 

 5           responder peer support, prescriber prevails, 

 6           and equal payments for adult home residents.  

 7                  I'm going to just -- given my brief 

 8           time, I'm going to talk about workforce.  And 

 9           almost all of you articulated it so well, 

10           much better than I could, about the 

11           challenges that we have.  We have a 

12           30 percent turnover rate on a yearly basis.  

13           Yesterday a woman spoke at our press 

14           conference about how her son had 11 case 

15           managers in 10 years.  How do you develop a 

16           therapeutic relationship if someone leaves 

17           after 10 months?  

18                  Now, Governor Hochul has been the best 

19           Governor we've ever had in terms of her 

20           commitment to workforce.  She's provided more 

21           than the last four governors combined.  But 

22           as we all say, it's still not enough.  

23                  We are advocating for a 7.8 percent 

24           increase, which is based on how funding over 


                                                                   407

 1           the past four years did not meet the consumer 

 2           price index.  This year she has proposed 

 3           adding 2.1 percent.  It's a start.  But for 

 4           someone like my son, who is a direct care 

 5           worker who makes $30,000 a year, that amounts 

 6           to $12 more a week.  That's hardly a 

 7           recruitment tool.  

 8                  Our people are mission-driven -- 

 9           that's why they take these positions.  But 

10           mission-driven doesn't put food on the table.  

11           We can't keep up with salaries in the 

12           for-profit companies like Amazon and Walmart, 

13           and fast food.  We can't keep up with the 

14           state workforce either.  

15                  For equivalent jobs, they pay higher 

16           salaries.  And we just found this out a few 

17           months ago -- their benefit package is 

18           65.5 percent of the state workforce.  Ours is 

19           capped at 27 percent.  When a state worker 

20           retires, they receive a nice pension.  When a 

21           non-for-profit worker retires, they receive a 

22           nice handshake.  

23                  So that's really where we are in terms 

24           of the funding for this program.  And we 


                                                                   408

 1           really urge your continued support to move 

 2           from a 2.1 percent to a 7.8 percent.  These 

 3           people are doing the most incredible work in 

 4           our community, and we need to support them.  

 5           And anything we can do to, you know, respond 

 6           to that support is really important.  

 7                  And including, Senator Brouk, your 

 8           bill about capping CPI with COLA is something 

 9           we would love to see happen.  And we're 

10           obviously advocating for that.  

11                  So thank you.  

12                  CHAIRWOMAN KRUEGER:  Thank you.  

13                  Surprise guest, will you say your name 

14           once more for our tech people?  Because we 

15           don't have it in writing anywhere.

16                  MS. NECHES:  Me?

17                  CHAIRWOMAN KRUEGER:  Yes.  

18                  MS. NECHES:  Okay.  So I am Julie 

19           LeClair Neches, N-E-C-H-E-S.  Julie LeClair 

20           Neches.  

21                  CHAIRWOMAN KRUEGER:  Thank you very 

22           much.  It's just so that our tech people know 

23           what to put on the screen and in the record.  

24           Thank you.  


                                                                   409

 1                  MS. NECHES:  All right.  Thank you.  

 2                  CHAIRWOMAN KRUEGER:  Thank you.  

 3                  And our first questioner is 

 4           Senator Samra Brouk, chair.  

 5                  SENATOR BROUK:  Thank you so much, and 

 6           thank you all.  

 7                  Julie, it's really nice to see you 

 8           again.  Now we've become fast friends as 

 9           you've been here advocating.  And your 

10           story -- I don't think anyone will forget.  

11                  And thank you, obviously, to our 

12           partners that we do this work with.  

13                  I do want to talk about two quick 

14           things.  One is, you know, when you shared 

15           that part of your story, Julie, around the 

16           power that Alix had on her peers, it really, 

17           I think for all of us, shows why we talk so 

18           much about peer support, because there's 

19           nothing more powerful than someone who can 

20           understand what you are going through.  

21                  And so I just -- it's not a question, 

22           but it's more of an urging of folks to think 

23           about that and how powerful that is.  I mean, 

24           I had chills hearing it.  


                                                                   410

 1                  And these individuals who are doing 

 2           this work, you know, professionally also 

 3           deserve, you know, living wages and the 

 4           support they need, because what they do is 

 5           powerful and can't be replicated.  

 6                  So I want to thank you for putting 

 7           such a fine point and just for your courage 

 8           to stand here and be helping others with your 

 9           story.  

10                  And then I want to talk about 

11           workforce.  You know, it's come up a lot.  

12           And there's one thing that I wanted to point 

13           to.  So obviously the Governor has the 

14           2.1 percent inflationary increase.  You 

15           know -- I guess, Glenn, I'll bring this to 

16           you.  Do you have thoughts on how you would 

17           want -- I think you gave 7.8 percent as -- 

18                  MR. LIEBMAN:  Mm-hmm.  

19                  SENATOR BROUK:  Okay.  So do you have 

20           any thoughts on -- you know, I know we've 

21           talked in the past about splitting carveouts.  

22           Is there a sense of what you want that 

23           percentage to look like?  Because this isn't 

24           technically a COLA that the Governor has put 


                                                                   411

 1           in, right?  

 2                  MR. LIEBMAN:  Correct.  

 3                  SENATOR BROUK:  The language is 

 4           different.  So I just want to be very clear 

 5           on what it is you think you need to be 

 6           successful, keep that 30 percent turnover 

 7           from getting even higher.

 8                  MR. LIEBMAN:  Sure.  And I appreciate 

 9           that, Senator, and thank you for your 

10           support.  

11                  What we're looking for with the 7.8 is 

12           simply what used to be a COLA -- whatever 

13           we're calling it now -- but what a COLA did 

14           in the past was it provided the flexibility.  

15           So when the Governor puts out the 

16           2.1 percent, there's flexibility there.  

17                  So for agencies, yes, the priority is 

18           workforce.  But for agencies that have 

19           concerns and issues about the rising cost of 

20           healthcare or oil or gas or whatever they 

21           need to run their business, they can use that 

22           COLA for that as well.  

23                  So we envision great flexibility 

24           within that 7.8 if we do get there.  We 


                                                                   412

 1           envision it COLA-like in terms of the 

 2           flexibility of it.  

 3                  SENATOR BROUK:  So if we -- thank you.  

 4           If we're able to get my bill -- thank you for 

 5           mentioning it -- to actually tie these things 

 6           to inflation, what will you do with all your 

 7           free time when you don't have to do fight for 

 8           a COLA every year?  

 9                  (Laughter.) 

10                  SENATOR BROUK:  Seventeen seconds to 

11           tell us.  

12                  MR. LIEBMAN:  Oh, that's not -- look 

13           at those 12 pages.  That's not an issue.  You 

14           know -- you've been chair for several years.  

15           You know it's never an issue.  

16                  SENATOR BROUK:  All right.  Thank you 

17           so much.  I appreciate it.  

18                  MR. LIEBMAN:  Sure.

19                  CHAIRWOMAN KRUEGER:  Sorry.

20                  Assembly.  

21                  CHAIRMAN PRETLOW:  Assemblywoman 

22           Simon.  

23                  ASSEMBLYWOMAN SIMON:  Thank you.  

24                  Thank you.  You know, I have to 


                                                                   413

 1           apologize.  I was watching you gesticulate, 

 2           and it's because I was looking at the closed 

 3           captions.  Because the acoustics aren't great 

 4           in this room, so I was wondering what you 

 5           were doing.  So anyway, I apologize.  

 6                  So I have a couple of questions for 

 7           you.  And so, you know, one question I have 

 8           for NAMI is, you know, some of the issues 

 9           that we face when we look -- are looking at 

10           AOTs and involuntary commitment that, of 

11           course, there are people who, from time to 

12           time, need that, right?  But a real concern 

13           about expanding some of these notions that -- 

14           as if that was really the problem, right?  

15                  Sometimes the problem is that there's 

16           a determination to release somebody before 

17           they're quite ready, or there's no place for 

18           them to go to transition.  And so they end up 

19           then getting off their meds or they end up 

20           back in a very difficult set of 

21           circumstances.  

22                  And so I was glad to see that you're 

23           advocating for, you know, holistic care, and 

24           in that I would also include families, 


                                                                   414

 1           support for families and helping families 

 2           figure out how to help and how not to further 

 3           engender some of the issues with -- 

 4           inter-families that could just exacerbate 

 5           things, for example, without knowing.  

 6                  What is your view on that?  

 7                  MR. McLAUGHLIN:  So I strongly 

 8           support, you know, these holistic or what we 

 9           call natural support systems, right?  And I 

10           think NAMI is kind of uniquely situated -- 

11           not uniquely, but we're situated to address 

12           that, right?  

13                  We provide programs such as 

14           Family-to-Family that addresses that need 

15           directly.  We can train families to support 

16           one another, which I think really supports 

17           what we're calling enhancements of AOT versus 

18           expansions.  

19                  ASSEMBLYWOMAN SIMON:  Could you say 

20           that again?  

21                  MR. McLAUGHLIN:  Sure.  Which we call 

22           enhancements of AOT -- versus expansion, 

23           right -- which is looking at some very 

24           detailed parts of AOT that we talk about in 


                                                                   415

 1           our testimony.  

 2                  But I strongly believe that these are 

 3           all parts of the overall puzzle, you know, 

 4           and with family support in there that 

 5           NAMI-New York State can really help provide 

 6           through our own programming.  

 7                  ASSEMBLYWOMAN SIMON:  Yeah.  I guess 

 8           one of the issues that I see with the -- the 

 9           way there is -- and this is why we have these 

10           hearings and a process, is what has been 

11           upheld for in-patient circumstances doesn't 

12           translate as well to the initial referral.  

13                  Thank you.  I've run out of time.  

14                  CHAIRWOMAN KRUEGER:  Thank you.  

15                  Any Senators?  Just checking.  Oh, 

16           yes, thank you.  Senator Canzoneri- 

17           Fitzpatrick, ranker, five minutes.  Oh, I'm 

18           sorry.  I take that back.  I forgot my own 

19           rules.  Everyone only gets three minutes.  

20           We're on that stage of the hearing.  

21                  SENATOR CANZONERI-FITZPATRICK:  Thank 

22           you, Madam Chair.  

23                  Thank you all for the work that you're 

24           doing.  As was stated, I'm the ranking member 


                                                                   416

 1           on Mental Health for the Senate, and I'm 

 2           really very passionate about this.  

 3                  And thank you for sharing your story 

 4           about your daughter, the most personal of 

 5           situations that you've gone through.  And I 

 6           appreciate that you're sharing that, because 

 7           that does help other people out there that 

 8           are suffering.  

 9                  I wanted to always encourage people to 

10           go into this field because of the workforce 

11           retention issues that we've talked about.  

12           And as we've mentioned, the 7.8 percent 

13           increase would be a lot better than where we 

14           are right now.  

15                  But one of the other things that I 

16           have advocated for is student loan 

17           forgiveness, other programs to encourage 

18           people to go into this field, with the idea 

19           that if you go in and serve in a 

20           community-based center in an underserved 

21           area, whatever the criteria are, that we 

22           would then help people with the tuition and 

23           loan forgiveness.  You know, give that 

24           incentive for people to go into this field.  


                                                                   417

 1                  So my question is, are there gaps that 

 2           you're seeing that a loan forgiveness program 

 3           would help and specific job titles or other 

 4           things that you could see where a program 

 5           like that might offer some help to improve?  

 6                  MR. LIEBMAN:  Sure.  I'll start, I 

 7           guess, and then -- thank you.  

 8                  That's a very good question.  And by 

 9           the way, I loved your advocacy on the 7.8, 

10           thank you, when we initially spoke of it.

11                  SENATOR CANZONERI-FITZPATRICK:  Thank 

12           you.  

13                  MR. LIEBMAN:  I think where we're 

14           missing -- obviously, you know, we have an 

15           issue with clinical -- being able to hire 

16           clinical staff, we know that.  

17                  But another issue we have is we have 

18           an issue with paraprofessionals and peers as 

19           well.  And, in the other fields, in OPWDD and 

20           OASAS, they have stronger sort of mentoring 

21           programs, the beginning of mentoring 

22           programs.  And I know that the Office of 

23           Mental Health is moving forward with their 

24           paraprofessional program and their licensure 


                                                                   418

 1           around it, but I think that that is an area 

 2           where we're really lacking.  

 3                  Young people are coming out of 

 4           high school -- they might not want to get a 

 5           college degree, but they want to get into the 

 6           field.  My son's a prime example of that.  He 

 7           went into the OASAS field because he was able 

 8           to become a CASAC.  They don't have those 

 9           kinds of options.  They're going to get those 

10           options, hopefully, at some point, but they 

11           don't have those options now in mental 

12           health.  

13                  SENATOR CANZONERI-FITZPATRICK:  Okay.  

14           Well, certainly I think it's important for 

15           you to tell us how we can help you 

16           legislatively to strengthen the workforce, 

17           because people are so important to the work 

18           that you're doing, and we do recognize that.  

19           So thank you all for being here.  

20                  That's all I have, Madam Chair.

21                  CHAIRWOMAN KRUEGER:  Thank you.

22                  Assembly.

23                  CHAIRMAN PRETLOW:  Assemblymember 

24           Sempolinski.


                                                                   419

 1                  ASSEMBLYMAN SEMPOLINSKI:  Thank you, 

 2           Chairman.  

 3                  So hi, everybody.  I'm Joe 

 4           Sempolinski.  I'm a new Assemblymember.  I'm 

 5           the ranking Republican on the Mental Health 

 6           Committee, so I'm looking forward to working 

 7           with all of you.   

 8                  I guess we'll try and do the quick 

 9           three-minute version here.  

10                  To Mr. Liebman, I would also want to 

11           raise my voice on the COLA situation.  I 

12           brought that up to both the commissioner of 

13           Mental Health and the commissioner of OPWDD 

14           earlier today.  

15                  Why don't we just start with 

16           inflation.  If you're below inflation, you 

17           can call it all sorts of nice terminology, 

18           whatever you want to call it, but it's not 

19           really a COLA, it's really a cut.  It's just 

20           how -- it's maybe a little bit less of a cut 

21           than we've had from other governors, so. 

22                  And then to Julie, thank you so much 

23           for sharing your daughter's story.  And I 

24           know she's happy watching you speak on her 


                                                                   420

 1           behalf today.  So thank you for being here.  

 2                  And then to Ms. David -- I want to dig 

 3           a little bit in the two minutes I've got -- 

 4           did you say a 10,000 percent increase for 

 5           Warren County?  And the reason I point it out 

 6           is the places -- I do not represent 

 7           Warren County, but I represent places that 

 8           are very similar to Warren County as far as 

 9           being rural.  And where did that number sort 

10           of come from?  

11                  MS. DAVID:  So in 2019, there was a 

12           cost shift -- I'm sorry, in 2020 there was a 

13           cost shift where, because of the way that the 

14           statute reads on this competency restoration 

15           process, it dates back to 1920 and the way 

16           that there's a piece, part of the CPL 30 -- 

17           that's the reference, we call them 730 

18           orders -- there's a section in Mental Hygiene 

19           Law that dates back to that old statute that 

20           says that the cost for these services would 

21           be borne by the county.  

22                  But again, we're way past 1920, you 

23           know.  And up until 2020, OMH would share -- 

24           cost-share those costs with us fifty-fifty.  


                                                                   421

 1           Right?  And then in 2020 the cost shift 

 2           happened, went to 100 percent back to the 

 3           counties, because they could just do that 

 4           through a financial action because it was 

 5           already in the statute.  

 6                  And we're seeing more and more the 

 7           courts using these orders -- you know, I 

 8           think they believe deep down that this is 

 9           supposed to put folks into treatment, but 

10           these are competency restoration services, 

11           which is really just to get folks to 

12           understand the charges against them, get them 

13           back to the court so that they can, you know, 

14           proceed with the legal process.  

15                  But we're finding that folks are 

16           being -- you know, they're languishing in 

17           some of these state forensic facilities for 

18           years.  It's a high cost per day, $1,300 per 

19           day per person.  So you can imagine, order 

20           after order, person after person, and that 

21           starts to add up.  And that's where you're 

22           seeing these increases happening.  

23                  ASSEMBLYMAN SEMPOLINSKI:  Yeah, 

24           anytime a rural county has got a 


                                                                   422

 1           10,000 percent increase in expenses, it's 

 2           going to prompt a follow-up question from me.  

 3                  MS. DAVID:  Yeah.  Sure.  

 4                  ASSEMBLYMAN SEMPOLINSKI:  So thank you 

 5           very much.  And thank you to all of you for 

 6           your time.  

 7                  MS. DAVID:  Sure.  We have a -- we 

 8           have a much -- we have a spreadsheet that 

 9           kind of looks at the whole -- 

10                  ASSEMBLYMAN SEMPOLINSKI:  Send it over 

11           to me.  

12                  MS. DAVID:  -- whole entire county -- 

13                  ASSEMBLYMAN SEMPOLINSKI:  I would love 

14           to see that.  

15                  MS. DAVID:  This was just a quick 

16           excerpt.  

17                  ASSEMBLYMAN SEMPOLINSKI:  Thank you.  

18                  CHAIRWOMAN KRUEGER:  Thank you.  

19                  Senators?  

20                  Then I have a question.  Hi.  

21                  So there has been some national news 

22           about health insurance companies refusing 

23           mental health payments for people in search 

24           of care that they need.  And at least under 


                                                                   423

 1           federal and previous state law, they have to 

 2           provide mental health care parity.  

 3                  The articles that I was reading were 

 4           more of the national scandal.  And I'm 

 5           curious, are we seeing the same problem here 

 6           in New York?  Because there's probably 

 7           nothing worse than knowing you are desperate 

 8           for help, going in search of help, actually 

 9           believing you are entitled to payment for 

10           that, and then learning you are not.  

11                  MR. LIEBMAN:  It is -- thank you for 

12           that question.  I've got to say that we've 

13           had Timothy's Law now on the books for almost 

14           20 years.  It was a comprehensive parity law.  

15           And unfortunately, we're still fighting those 

16           issues that you referenced.  We're still 

17           fighting those same issues today.  And there 

18           is nothing worse.  

19                  And I think -- you know, the 

20           commissioner this morning referenced a 

21           million dollars for DFS and Department of 

22           Health and OMH to improve enforcement.  We 

23           need more than a million dollars to improve 

24           enforcement.  We can't sit there and go case 


                                                                   424

 1           by case.  We have to have a systemic 

 2           response, because too many people are falling 

 3           through the cracks.  

 4                  It's wonderful that the Governor is 

 5           putting, you know, this program together 

 6           around parity, around making sure that 

 7           somebody is engaged with services within 

 8           seven days.  I think that's great.  

 9                  But what's the fail safe with that?  

10           What are we going to do to make sure that 

11           that happens?   We have to have a really 

12           comprehensive response.  And I think what's 

13           going on nationally, sadly, is the same thing 

14           in New York State, and it's just -- there's 

15           nothing worse.  There's absolutely nothing 

16           worse.  

17                  Thank you.  

18                  CHAIRWOMAN KRUEGER:  Thank you, Glenn.  

19           I would like us to try to be better than the 

20           national problems.  

21                  MR. LIEBMAN:  Yes, well.  

22                  CHAIRWOMAN KRUEGER:  That is my hope.

23                  MR. LIEBMAN:  Right, agree.

24                  CHAIRWOMAN KRUEGER:  I don't know if 


                                                                   425

 1           anyone else wants to chime in.  Okay.  I 

 2           think that's my actually one question.

 3                  Assembly.  

 4                  CHAIRMAN PRETLOW:  Assemblyman 

 5           Santabarbara.  

 6                  ASSEMBLYMAN SANTABARBARA:  Okay, there 

 7           we go.  

 8                  Thank you all for being here, and 

 9           thank you for your testimony.  Just a couple 

10           of questions.  

11                  Counties are often on the frontlines 

12           of mental health services.  I just wanted to 

13           ask about the state aid formulas and funding 

14           structures, how they're meeting local needs, 

15           and what changes would you like to see in 

16           this state budget?  

17                  MS. DAVID:  Yes.  So again, it's when 

18           we talk about the 730 issue -- I mean, this 

19           is draining millions and millions of dollars 

20           every year out of the local system, right?  

21           So this is taxpayer dollars that are a county 

22           tax levee that's going into the State General 

23           Fund.  So when you pull those dollars out, 

24           then it leaves less for, you know, mental 


                                                                   426

 1           health care.  

 2                  So, you know, yes, we -- you know, 

 3           there are certain programs that I think are 

 4           sustainable given the local assistance that 

 5           we get, or I should say state aid assistance.  

 6                  But things like I outlined in my 

 7           testimony, you know, those SPOA coordinator 

 8           positions, they're highly valued in the 

 9           counties.  They have them for adults and for 

10           children.  Sometimes they have to be the same 

11           person, and sometimes that person has 

12           multiple roles within the county.  Those 

13           programs have not seen an increase in 

14           probably two decades.  So programs like that.  

15                  Again, I was happy to see the 

16           16.5 million on the AOT enhancements, because  

17           that will help.  We also have county AOT 

18           coordinators that work on those referrals and 

19           those petitions as well.  So those are two 

20           examples of where we would like to see more 

21           state assistance.  

22                  ASSEMBLYMAN SANTABARBARA:  Yeah.  No, 

23           that's good information.  Thank you for your 

24           answer.


                                                                   427

 1                  MS. DAVID:  Sure.

 2                  ASSEMBLYMAN SANTABARBARA:  Just a 

 3           quick question for Mr. Liebman on the need 

 4           for parity in mental health funding.  I guess 

 5           I have the same question to you as well.  

 6                  What specific policy would you like to 

 7           see as far as mental health services to be 

 8           able to funded at that same level as physical 

 9           health services?  

10                  MR. LIEBMAN:  You know, and I forgot 

11           to reference the other point around this, and 

12           you're so right, it's -- there are so many 

13           ghost providers.  And the Attorney General's 

14           report last year I thought was so damning 

15           about the lack of a response from, you know, 

16           the community, the managed care community on 

17           this.  

18                  And I think, again, where I would go 

19           is enforcement.  We know that there are these 

20           issues that come up from time to time around 

21           parity.  And I think we have to have a really 

22           strong systemic response.  And nothing sends 

23           a message out like an enforcement and looking 

24           at the enforcement and giving a heavy fine if 


                                                                   428

 1           necessary.  That sends a message out to the 

 2           entire community that you can't be doing 

 3           this.  

 4                  And again, with the support of the 

 5           Governor's office and the Attorney General, 

 6           the Legislature, I think we can get there.  

 7           So I'm very hopeful for that.  

 8                  ASSEMBLYMAN SANTABARBARA:  Thank you 

 9           for that.  

10                  I think I'm just about out of time.  

11           Thank you, Mr. Chair.  That'll be it.  

12                  CHAIRWOMAN KRUEGER:  Senator 

13           Fernandez.  

14                  SENATOR FERNANDEZ:  Thank you so much.  

15                  Thank you all for being here.  

16                  Really quick, Glenn, you did mention 

17           my bill, thank you.  I'm happy to see that 

18           continued investing in youth mental health.  

19           But could you just explain a little bit -- 

20           remind me, because this bill I've had for a 

21           while and it hasn't moved, unfortunately -- 

22           why this is necessary to train our teachers 

23           and school administrators about mental health 

24           awareness.


                                                                   429

 1                  MR. LIEBMAN:  Sure.  And again, thank 

 2           you again for introducing the bill this year, 

 3           and for Assemblymember Kelles as well.  

 4                  I think -- we know we have a youth 

 5           mental health crisis.  The Governor's 

 6           articulated it, we've all articulated it.  

 7           We've all seen it.  About a decade ago now we 

 8           had mandated -- we were able to pass mandated 

 9           instruction for mental health for young 

10           people in schools, that they were made sure 

11           they got trained.  

12                  But what about teachers?  Teachers -- 

13           there are many teachers out there who are 

14           essentially seeing these issues in young 

15           people, and they don't know -- is this a 

16           mental health issue.  We don't want them to 

17           be clinicians.  The last thing we want them 

18           to be are clinicians.  They've got enough on 

19           their plate.  But we want them to look at the 

20           individual and say -- clearly, there has to 

21           be some concern.  And maybe it's referring 

22           somebody to a school-based mental health 

23           clinic or the ability to at least have an 

24           essential understanding.  


                                                                   430

 1                  And your bill really just talks about 

 2           that.  I think it's a very commonsense bill 

 3           that essentially says, Hey, teachers, you 

 4           need to have a basic understanding of mental 

 5           health.  Not all of you do.  And again, we 

 6           don't want you to be clinicians, but at least 

 7           have a basic understanding of mental health.  

 8           So we hope obviously -- we hope it passes 

 9           this year.  There's not really a fiscal 

10           attached to it, so we're very hopeful.  

11                  Thank you.  

12                  SENATOR FERNANDEZ:  Thank you so much.  

13           A reminder that knowledge is power.  

14                  CHAIRMAN PRETLOW:  Assemblyman Maher.  

15                  ASSEMBLYMAN MAHER:  Thank you all for 

16           being here today, and thank you for the work 

17           that you're doing.  

18                  I specifically wanted to ask a 

19           question of Ms. David.  Being in your 

20           capacity and working with so many different 

21           mental hygiene directors, is there something 

22           aside from the labor and the workforce that 

23           is a consistent theme that you can talk about 

24           that comes up in some of the conversations 


                                                                   431

 1           you have?  

 2                  MS. DAVID:  Well, our directors are 

 3           very uniquely situated for what they do in 

 4           the county.  They have oversight of all three 

 5           mental hygiene systems, so mental health, 

 6           SUD, and I/DD.  

 7                  So I think one of the consistent -- 

 8           because they have that lens, you know, 

 9           obviously co-occurring complex needs is a 

10           huge priority for them, and making sure that 

11           while the agencies are siloed at the state 

12           level, they intersect at the local level.  So 

13           we're really trying to promote more service 

14           provision, more service expansion for folks 

15           that hit each individual service system.  

16                  But, you know -- so it's the complex 

17           needs, co-occurring issues that they see 

18           mostly.  

19                  ASSEMBLYMAN MAHER:  No problem.  

20                  And this is for anyone at this point.  

21           We focused a lot on elementary, middle and 

22           high school children and how important the 

23           services are especially for some of the 

24           high schoolers, especially post-COVID.  What 


                                                                   432

 1           are some of the challenges that you've seen 

 2           when it comes to the programs that are being 

 3           tried, and what can we do better?  

 4                  MR. LIEBMAN:  So we have a program -- 

 5           you're talking specifically K-12 or college?  

 6                  ASSEMBLYMAN MAHER:  I was actually 

 7           looking at SEL and how that's being brought 

 8           into the equation.  

 9                  MR. LIEBMAN:  Okay.  I would say that 

10           I'm not really an expert in that area.  But I 

11           would say that we have to really kind of 

12           figure out how to make sure that young people 

13           have a basic understanding of mental health.  

14                  And whatever the criteria, SEL or 

15           whatever criteria is necessary to make that 

16           happen, I think that that was sort of -- when 

17           we pushed for the, you know, mandated 

18           instruction of young people in schools, I 

19           think we really wanted to make sure they at 

20           least have a basic understanding of 

21           mental health.  

22                  ASSEMBLYMAN MAHER:  That's an 

23           interesting point.  And one comment I got 

24           from a youth was they never thought about 


                                                                   433

 1           mental health and they never had certain 

 2           issues, but when it began being discussed so 

 3           much, that became something that entered 

 4           their mind.  

 5                  Do you see some of that conversation 

 6           out there and in the industry?  

 7                  MR. LIEBMAN:  Well, I think the 

 8           pandemic had a lot to do with that.  I think 

 9           that you can't underrate what the pandemic 

10           meant to young people and the impact it had, 

11           the psychological impact, the mental health 

12           impact it had to young people.  And the good 

13           thing about the pandemic was it sort of ended 

14           some of the stigma that was engaged with 

15           young people and mental health.  

16                  But that said, you can't underestimate 

17           how important mental health education is.  

18                  ASSEMBLYMAN MAHER:  Thank you all.  

19                  CHAIRMAN PRETLOW:  Assemblywoman 

20           Griffin.  

21                  ASSEMBLYWOMAN GRIFFIN:  Okay.  Thank 

22           you all for being here.  

23                  Glenn, I wanted to ask you -- well, I 

24           wanted to tell you I appreciate the 10-point 


                                                                   434

 1           plan in regards to involuntary commitment and 

 2           especially the importance of implementing the 

 3           incident review panel, which seems like that 

 4           would really be helpful in this process.  

 5                  In regards to your recommendation 

 6           about fully supporting the community service 

 7           continuum for mental healthcare after a 

 8           person is discharged, what is the funding 

 9           like?  We know that wasn't -- isn't funded in 

10           the budget.  

11                  What -- what level of funding would 

12           you suggest to make that happen?  

13                  MR. LIEBMAN:  That's a very good 

14           question.  

15                  I think that, you know, in terms of 

16           the whole Kendra's Law issue, I think we put 

17           this 10-point plan together to respond to, 

18           you know, what we've seen in the news and 

19           certainly from the Governor's office, and 

20           some of the legislators too, that we think 

21           that we should be going in a different 

22           direction.  I ran the Kendra's Law program 

23           when it first started in the Office of 

24           Mental Health.  I see that we should be going 


                                                                   435

 1           the alternative direction, frankly.  I think 

 2           that.  

 3                  So one of the things we see is the 

 4           community support piece.  Because, you know, 

 5           it was articulated this morning by 

 6           Commissioner Sullivan that it sounds 

 7           wonderful and I think that she's doing a 

 8           great job and the Governor is doing a really 

 9           good job of making sure that we have strong 

10           discharge plans.  But I'm very concerned that 

11           from a hospital perspective, from an 

12           enforcement perspective, are those discharge 

13           plans really going to happen?  

14                  We had the whole question about 

15           mental health parity.  How are we going to 

16           ensure that we're going to be able to sustain 

17           these plans?  We have a workforce crisis.  We 

18           have a community service crisis.  

19                  I don't know the number.  I wish I 

20           could give you a solid number.  But clearly 

21           there needs to be this continuum, and we're 

22           very concerned that there isn't that 

23           continuum currently in place.  

24                  And people just -- as we know, it's 


                                                                   436

 1           rinse, cycle, repeat.  Sadly, it's just like 

 2           somebody goes into the emergency room, they 

 3           get, you know, maybe some sort of response, 

 4           and then they're out the door in 72 hours.  

 5           And what's going to happen?  They're going to 

 6           end up back in the system.  The same with, 

 7           you know, people coming out of jail.  You're 

 8           going to see this recidivism.  

 9                  If you don't have services right 

10           away -- and I like the construct that the 

11           commissioner has developed, but if you don't 

12           have those services right away and 

13           immediately impactful -- and they have to be, 

14           you know, something that resonates with the 

15           individual -- people will fall through the 

16           cracks.  

17                  ASSEMBLYWOMAN GRIFFIN:  Right.  Thank 

18           you.  Thank you very much.  

19                  And Julie, I just want to share my 

20           deepest condolences to you for the loss of 

21           your daughter.  

22                  MS. NECHES:  Thank you.  

23                  ASSEMBLYWOMAN GRIFFIN:  And I would -- 

24           we don't have time now, but I would love to 


                                                                   437

 1           learn what you think would be the most 

 2           important thing, you know, for your daughter, 

 3           what would have been the most important thing 

 4           to help her.  I would love to hear -- maybe 

 5           afterwards we can talk.  

 6                  MS. NECHES:  Sure.  

 7                  ASSEMBLYWOMAN GRIFFIN:  Okay.  Thank 

 8           you.

 9                  MS. NECHES:  Thank you.  

10                  CHAIRMAN PRETLOW:  Assemblywoman 

11           Gallagher.  

12                  ASSEMBLYWOMAN GALLAGHER:  Hi, 

13           everyone.  Thank you so much for your 

14           lifesaving work.  

15                  I know that for some lawmakers -- and 

16           forgive me, because I was in conference, I 

17           came back, so you might have already answered 

18           this.  But just humor me.  I know that for 

19           some lawmakers expanding Kendra's Law 

20           eligibility to increase involuntary 

21           commitment has been presented as a panacea 

22           for improving safety or at least making 

23           people feel safer.  

24                  But I'm wondering -- and it sounds 


                                                                   438

 1           like maybe you're on my wavelength -- is 

 2           involuntary commitment actually the best way 

 3           to improve public safety?  Or would ensuring 

 4           that people have adequate housing, healthcare 

 5           and community-based mental health solutions 

 6           present a more reliable, data-backed way to 

 7           ensure mental health is protected and 

 8           communities are kept safe?  

 9                  MR. LIEBMAN:  Yup.  I would say that 

10           absolutely, I think you nailed it.  

11                  I think we -- we talk about this in 

12           the 10-point plan.  As I said, I was the 

13           first person who ran the program, so I know 

14           what the program is like.  And tweaking -- 

15           it's been tweaked for 25 years.  And we have 

16           not seen the impact of that.  We don't know 

17           what the impact of that is, frankly.  

18                  What the real impact is -- what we 

19           talk about in this 10-point plan -- it's 

20           community services.  It's good discharges.  

21           It's workforce.  It's the idea of having an 

22           incident review panel.  I know we talked 

23           about that this this morning.  Those are four 

24           basic tenets of why we think that's 


                                                                   439

 1           incredibly important.  

 2                  And so I didn't want to -- I know you 

 3           were about to speak.  Do you want to say 

 4           something?  

 5                  MS. DAVID:  Obviously from the county 

 6           perspective, you know, they oversee these 

 7           programs.  And, you know, while we wouldn't 

 8           want to promote expanded use of AOT orders, 

 9           it is a tool that, I think, the counties have 

10           felt necessary over the years to utilize.  I 

11           mean, utilizing every tool in the toolbox, 

12           right?  

13                  So while I agree with Glenn -- you 

14           know, obviously we really want to see 

15           diversion programs.  But, you know, there are 

16           opportunities when folks really need, you 

17           know, a court-level interaction to help 

18           facilitate some pathway into treatment, so.  

19                  ASSEMBLYWOMAN GALLAGHER:  And, you 

20           know, the last question that I have for you, 

21           particularly top of mind, is that the city 

22           was reporting this week that there are 

23           currently at least 127 people incarcerated in 

24           Rikers who are unfit to stand trial because 


                                                                   440

 1           they are so mentally ill that there is no 

 2           space at state-run facilities.  

 3                  It seems to me like unless we deal 

 4           with the root cause of mental illness, the 

 5           way that this society is making people sick 

 6           by failing to provide essential supports, we 

 7           will continue to face this issue.  So -- 

 8           yeah.  I guess that's not a question, that 

 9           was a statement.  Perfect.  

10                  (Laughter.) 

11                  MR. LIEBMAN:  It's all about stigma.  

12           It's a lot about stigma.  

13                  CHAIRWOMAN KRUEGER:  Thank you.  

14                  Assembly still?  

15                  CHAIRMAN PRETLOW:  We're done.  

16                  CHAIRWOMAN KRUEGER:  Okay.  Are there 

17           any other Senators who want to ask questions?  

18           And we're finished with the Assembly side.  

19                  Then we're thanking you all very much 

20           for your attendance today.  Appreciate it -- 

21           oh, excuse me.  

22                  CHAIRMAN PRETLOW:  A late entry here.  

23                  CHAIRWOMAN KRUEGER:  Well, you have to 

24           ask.  


                                                                   441

 1                  CHAIRMAN PRETLOW:  Assemblyman 

 2           Palmesano.  

 3                  ASSEMBLYMAN PALMESANO:  Thank you.  

 4           And I apologize to my colleagues out there.  

 5                  My question is directed to Courtney.  

 6           I had talked earlier about a constituent of 

 7           mine who lost their son to suicide, and 

 8           they're trying to take action.  And I know 

 9           the mental health system failed them, their 

10           entire family.  And he's a county legislator 

11           too, and I know he's been trying to make 

12           inroads at the county level as well in 

13           addition to here at the state level.  

14                  One question is, would you be willing 

15           to meet with him to talk to him offline about 

16           strategies and ideas on how to work within 

17           the county?  

18                  But also, given the fact that the 

19           rural suicide rate in the State of New York 

20           is twice that of the urban suicide rate, what 

21           other suggestions -- I mean, I know the 

22           Governor vetoed that bill, unfortunately.  

23           And apparently the Office of Mental Health 

24           said that they were going to try and work and 


                                                                   442

 1           try to address those things.  

 2                  Do you have suggestions that you would 

 3           recommend moving forward for Mr. Tobia, who's 

 4           testifying later, and for him and his family 

 5           and the work that they're trying to do at the 

 6           local level but also the state level?  And 

 7           would you be willing to meet with him at some 

 8           point in time?  

 9                  MS. DAVID:  Absolutely.  I'm happy to 

10           meet with him any time.  

11                  You know, obviously a big -- we have a 

12           portion of the state that is highly rural, 

13           right?  And we have directors that represent 

14           those areas.  And I know suicide prevention 

15           is close and dear to our directors' hearts.  

16                  And I know that there was a bill that 

17           was going through last year that was vetoed, 

18           on the Rural Suicide Prevention Council.  We 

19           supported that bill.  We thought it was 

20           important.  

21                  We have many of our directors in the 

22           rural counties also run direct clinic 

23           services, which I don't know that most people 

24           understand because there aren't a lot of 


                                                                   443

 1           services offered in some of the rural areas.

 2                  So yeah, I mean, the resources are 

 3           needed, obviously.  A lot of them are very 

 4           innovative with some of their suicide 

 5           prevention programs.  They support, you know, 

 6           a lot of different national groups or -- you 

 7           know, they work with national groups.  They 

 8           have other, you know, state-based groups that 

 9           they work with.  

10                  And so, yeah, I think we could 

11           certainly have a conversation and we can see 

12           where we can go from here.  

13                  ASSEMBLYMAN PALMESANO:  Appreciate it.  

14                  Can I ask one more follow-up question?  

15           Are there any barriers or challenges that the 

16           State of New York is putting up for local 

17           mental hygiene directors at the county level 

18           to be able to be more effective in this 

19           outreach and providing the services and the 

20           coordination of care?  

21                  Is there anything that you can cite 

22           that the State of New York is really kind 

23           of -- regulation or whatever, but posing an 

24           obstacle for you to address this issue and 


                                                                   444

 1           other mental health issues?  

 2                  MS. DAVID:  So, you know, we work 

 3           really closely with the three "O" agencies, 

 4           right -- the Office of Mental Health, OASAS 

 5           and OPWDD.  

 6                  ASSEMBLYMAN PALMESANO:  Sure.  

 7                  MS. DAVID:  Obviously we have an 

 8           element of Department of Health in there, 

 9           right, on the Medicaid population.  

10                  You know, I think we just have to do a 

11           little bit more education in reminding folks 

12           of what our directors do -- 

13                  (Time clock sounds.)

14                  ASSEMBLYMAN PALMESANO:  Thank you.

15                  MS. DAVID:  Thanks.

16                  ASSEMBLYMAN PALMESANO:  I appreciate 

17           it.  Thank you.  

18                  CHAIRWOMAN KRUEGER:  Thank you.  

19                  No more late show-ers up?  

20                  Now we're going to ask you -- thank 

21           you very much for participating today.  

22           Appreciate it very much.  Thank you for your 

23           work.  

24                  And we're going to call up Panel C, 


                                                                   445

 1           which will be Joseph Tobia, Kayleigh Zaloga, 

 2           Ronald Richter, and Paige Pierce.  (Pause.)  

 3                  Okay?  Everybody's settled in.  Why 

 4           don't we start with you, Paige, and then 

 5           we'll just -- each of you introduce 

 6           yourselves so the tech people know what names 

 7           to put up on the screen, and then we'll just 

 8           go in that order.  Thank you.  

 9                  MS. PIERCE:  Hi.  Paige Pierce, CEO of 

10           Families Together in New York State.  

11                  MS. ZALOGA:  Kayleigh Zaloga, 

12           president and CEO of the New York State 

13           Coalition for Children's Behavioral Health.  

14                  MR. RICHTER:  Ron Richter, CEO of 

15           JCCA.  

16                  MR. TOBIA:  Joe Tobia, advocate for 

17           mental health, and county legislator for 

18           Steuben County.  

19                  CHAIRWOMAN KRUEGER:  Great.  Okay.  

20           Three minutes each.  

21                  And three minutes for questions, 

22           everyone.  

23                  Okay.  Paige, if you don't mind 

24           starting us off.  


                                                                   446

 1                  MS. PIERCE:  Thanks, Senator.  

 2                  As I said, I'm Page Pierce, I'm the 

 3           CEO of Families Together in New York State.  

 4           We are a statewide family-run, 

 5           family-governed organization, meaning that we 

 6           have over 75 percent of our board of 

 7           directors and more than 80 percent of our 

 8           staff -- we have 42 staff across the state -- 

 9           who are people with lived experience.  Either 

10           they're parents or they're young people with 

11           lived experience with involvement in the 

12           behavioral health systems.  

13                  I also am a parent myself.  My 

14           33-year-old son Emmet was diagnosed with 

15           autism 30 years ago, so I spent much of his 

16           elementary and middle school years being an 

17           advocate for him, and then his high school 

18           and college years empowering him to be his 

19           own advocate.  

20                  The thing about Families Together is 

21           that we say "Nothing about us without us," 

22           because we have some expertise, because of 

23           our lived experience, that we want to share 

24           with lawmakers and policymakers so that you 


                                                                   447

 1           can better do your jobs.  Because we have 

 2           that expertise, we're on the ground, we know 

 3           what works and what doesn't work, and we're 

 4           here to help.  

 5                  The other thing that we do is we have 

 6           a workforce that Families Together trains and 

 7           credentials, family peer advocates and youth 

 8           peer advocates across the state.  It's a 

 9           whole workforce where those people, those 

10           advocates are able to bill Medicaid or get 

11           money from the counties to be able to provide 

12           family peer support and youth peer support.  

13                  Which is really critical, because we 

14           know that -- and I heard Senator Brouk and I 

15           heard Assemblywoman Simon talking about the 

16           importance of peer support.  And really 

17           what's so important about it is that because 

18           of our lived experience we can say to other 

19           family members:  We have been in your shoes.  

20           And that garners a level of trust and 

21           credibility that any number of letters after 

22           your name doesn't have, or no matter what 

23           kind of emblem you have on your car when you 

24           pull into their house.  


                                                                   448

 1                  We have that trust, and we can engage 

 2           families in a way that other people can't.  

 3           And that ends up saving money and time and 

 4           ultimately lives.  So we really want to 

 5           encourage peer support as a way to sort of 

 6           prevent further involvement and deeper 

 7           expensive services.  

 8                  These family peer support programs 

 9           across the state are struggling.  As I said, 

10           some families can be -- if they're 

11           Medicaid-eligible, they can bill Medicaid.  

12           If the rates are too low, it makes it so that 

13           they're unable to sustain their programs 

14           without additional support.  And that 

15           additional support comes from counties in the 

16           form of Aid to Localities, which is woefully 

17           underfunded, hasn't been increased in 

18           decades.  And these programs are bobbing to 

19           keep their heads above water.  

20                  And as I said, it's a cost-saving, 

21           effective, efficient program, and it just 

22           needs the support.  If you look at my 

23           testimony, you'll see the rest of our 

24           policies.  


                                                                   449

 1                  MS. ZALOGA:  Hi.  Kayleigh Zaloga, 

 2           president and CEO of the New York State 

 3           Coalition for Children's Behavioral Health.  

 4           Thank you for the opportunity to testify.  

 5                  We represent young people who need 

 6           behavioral health services, the families who 

 7           need help caring for these young people, and 

 8           the service providers who support all of 

 9           them.  

10                  I think we all know that more and more 

11           kids than ever are struggling with more and 

12           more mental health difficulties than ever 

13           before.  I hear from providers that they're 

14           seeing younger and younger children with more 

15           severe and more complex conditions than they 

16           ever have before.  

17                  And in the context where we are 

18           hearing increasing concern about mentally ill 

19           adults struggling to take care of their 

20           needs, I have to drive home that every 

21           mentally ill adult was a sick child who 

22           didn't get the help that they needed.  

23                  We're also -- you know, I'm glad to 

24           see that youth mental health is a topic of 


                                                                   450

 1           conversation, especially in the context of 

 2           the budget over the last couple of years.  

 3           And yet there are no meaningful investments 

 4           in services for kids proposed in this budget.  

 5           This in a context where we've got tax 

 6           receipts billions of dollars over 

 7           projections, a proposal to send a billion 

 8           dollars per year into a rainy day fund that 

 9           it will never be raining hard enough to use, 

10           and a billion and a half proposed increase to 

11           Medicaid from the Medicaid Managed Care 

12           Organization tax, none of which is proposed 

13           to be invested in behavioral health, let 

14           alone children's behavioral health.  

15                  We continue to starve our system of 

16           the resources it would take to eliminate 

17           waitlists, to retain skilled and committed 

18           staff, and to stop the cycle of young people 

19           with unmet needs into adults with more 

20           complex and expensive unmet needs.  

21                  And look, when a child is suspected of 

22           having pneumonia we don't say:  We're going 

23           to put you on a waitlist, maybe you'll get a 

24           doctor's appointment in six months and we'll 


                                                                   451

 1           go from there.  We don't suggest that what 

 2           they really need is a new peer support club 

 3           at school -- and I don't mean peer support in 

 4           terms of the service, I mean the student.  

 5           Training is important, and it's also not a 

 6           solution.  And I sure hope we aren't saying 

 7           we need to wait until you can't breathe 

 8           because your pneumonia has gotten so severe 

 9           that you need to be treated in the emergency 

10           room.  

11                  But that is what we're doing to 

12           children and families if their primary 

13           diagnosis is mental health and not, you know, 

14           considered physical health.  

15                  And at the same time, we have 

16           providers who are closing their programs and 

17           reducing their service capacities because 

18           they can't afford six-figure losses for 

19           another year in the home- and community-based 

20           programs that enable kids to stay in their 

21           homes, to communicate better with their 

22           families, to connect with their peers and 

23           their teachers and to engage in life -- how 

24           we all think that kids should be.  


                                                                   452

 1                  We need to raise reimbursement rates 

 2           specifically for children's programs.  You'll 

 3           see in our testimony we have a proposal with 

 4           the Healthy Minds, Health Kids Coalition to 

 5           invest $195 million into the specific 

 6           outpatient services that currently three out 

 7           of four kids who would qualify are unable to 

 8           access.  And we need to raise the cost of 

 9           living up to 7.8.  

10                  Thank you.  

11                  MR. RICHTER:  Good afternoon.  My name 

12           is Ron Richter, and I'm the CEO of JCCA.  I 

13           have previously served as New York City's ACS 

14           commissioner and as a judge of the 

15           Family Court.  

16                  JCCA is a child and family services 

17           agency that works with over 17,000 children 

18           and families each year.  Our services sit at 

19           the intersection of child welfare and 

20           behavioral health.  

21                  Governor Hochul's proposed budget 

22           provides safe spaces for youth, mental health 

23           first aid, and after-school support, which of 

24           course we applaud.  But it does not address 


                                                                   453

 1           the needs of youth with intensive mental 

 2           health needs.  There are treatments for these 

 3           young people that we know work, kids who have 

 4           high acuity needs -- but this population 

 5           remains untouched by the Executive's 

 6           proposal.  

 7                  An important point for my board of 

 8           directors is that due to Medicaid eligibility 

 9           rules, JCCA is losing almost a million 

10           dollars each year on young people 21 and 

11           older on our residential campus.  And I'm 

12           afraid to say that while we may not call it a 

13           waiting list, at least a dozen of these young 

14           people are waiting for OPWDD placements -- in 

15           some cases, they are over 21.  

16                  So for those kids, because of our 

17           licensure, we as a provider are not 

18           reimbursed for the expenses of providing 

19           physical and mental health services to 

20           young people over 21.  The reason we have 

21           them is because OPWDD, which doesn't have a 

22           waitlist, has them waiting for placements for 

23           which they have been certified.  This is an 

24           issue of when they get to OPWDD, they'll get 


                                                                   454

 1           Medicaid.  But in this window we're not 

 2           approved to take care of 22- and 

 3           23-year-olds, but we're not going to render 

 4           them homeless, so we continue doing it at our 

 5           own cost.  

 6                  With the rise in mental illness among 

 7           children, we are seeing increased rates of 

 8           psychosis and severe depression among young 

 9           people.  Many youth in our residential 

10           campus, which is licensed by OCFS, qualify 

11           for OMH residential treatment facilities, a 

12           higher level of care.  But despite OMH's 

13           recent RFP for RFT beds, capacity has not 

14           increased and youth with severe mental 

15           illness remain in inappropriate settings -- 

16           in some jurisdictions, in hotels.  

17                  We offer an array of mental and 

18           behavioral health supports and, like my 

19           colleagues, are lamenting the possibility of 

20           a 2.1 percent COLA, or whatever we're calling 

21           it.  

22                  Thank you.  

23                  CHAIRWOMAN KRUEGER:  Thank you.  

24                  MR. TOBIA:  Joe Tobia.  Good 


                                                                   455

 1           afternoon.  I failed to mention earlier that 

 2           I am a suicide survivor.  

 3                  First of all, I would like to thank 

 4           Commissioner Sullivan and all those who serve 

 5           on the Mental Health committees for the great 

 6           job you each do.  

 7                  As a member of the Governor's Task 

 8           Force on Suicide Prevention, we also have 

 9           been assigned with strengthening our current 

10           suicide prevention services and policies, 

11           which we are accomplishing with each and 

12           every meeting.  

13                  However, when looking at methods to 

14           better these policies and services toward 

15           suicide prevention, we must exhaust every 

16           method and explore every avenue to better 

17           those policies.  New York State Bill 3610, 

18           the creation of a Rural Suicide Prevention 

19           Council, is a low-cost bill that would 

20           investigate suicides by gathering data in 

21           regards to individuals who died by suicide.  

22                  This bill would explore the paths 

23           these individuals took in their last year or 

24           so of life and investigate such things as 


                                                                   456

 1           risk factors, trends, barriers to their 

 2           well-being, lapses in systemic responses.  We 

 3           must look at where along these paths these 

 4           individuals lost hope, where our 

 5           interventions were not effective, and why 

 6           these interventions weren't effective.  

 7                  I am convinced that by examining our 

 8           failures and making the needed corrections 

 9           we'll only reduce the number of lives we lose 

10           by suicide each year.  Only one other state 

11           that I know of in the U.S. actually examines 

12           individual suicide deaths, and that is 

13           Maryland's Suicide Fatality Review Committee, 

14           signed by Governor Hogan in April of 2022.  

15                  I recently had the opportunity to meet 

16           with Senator Helming, who sponsors the bill, 

17           3610, and we discussed changes, we discussed 

18           revisions to the bill to make it stronger and 

19           make it a better bill in aiding suicide 

20           prevention.  

21                  Though this bill finally passed in the 

22           Assembly and the Senate last year, it was 

23           vetoed by our honorable Governor.  With your 

24           continued support and with some important 


                                                                   457

 1           changes in the bill, I truly believe that 

 2           Governor Hochul will sign this bill.  It's a 

 3           different approach to gathering data, but I'm 

 4           convinced the findings will save lives.  

 5                  In August 2021 I lost my boy to 

 6           suicide.  The last year of his life, my wife 

 7           fought hard to get him the help he needed, 

 8           only to be denied or told that he did not 

 9           qualify.  

10                  My son was a strong, compassionate 

11           young man, an excellent athlete.  He was a 

12           tough kid.  Yet he would call me at all hours 

13           of the night, crying:  "Why won't anybody 

14           help me, Dad?"  I never had an answer, and 

15           I'm just hoping we can find those answers.  

16                  Thank you.  

17                  CHAIRWOMAN KRUEGER:  Thank you.  

18                  Sorry the bell went off just at the 

19           inappropriate time.  

20                  Senator Tom O'Mara.  

21                  SENATOR O'MARA:  Thank you.  Thank you 

22           all for your testimony here today, your 

23           advocacy on these very important issues, and 

24           your work on these causes.  


                                                                   458

 1                  Mr. Tobia, you got cut off there at 

 2           the end, so if there was more you wanted to 

 3           add, I give you the opportunity to finish 

 4           what your full thought was there.  

 5                  MR. TOBIA:  Finish what I had?  

 6                  SENATOR O'MARA:  Yeah.  

 7                  MR. TOBIA:  It's just a short 

 8           paragraph.  

 9                  I was just going to say that question 

10           he asked me so many times, "Why won't anyone 

11           help me, Dad?" -- and, you know, I never had 

12           an answer.  But, you know, I feel now it's 

13           time to find those answers.  

14                  So I ask each and every one of you to 

15           please support our efforts and do whatever it 

16           takes to help create a Rural Suicide 

17           Prevention Council.  There are so many 

18           individuals in New York State who are 

19           suffering like my son did.  So please, let's 

20           not fail them.  

21                  And I do want to thank you for giving 

22           me this time to speak.  It's something I feel 

23           is very important and very dear to my heart.  

24                  Thank you.  


                                                                   459

 1                  SENATOR O'MARA:  Well, it's clearly -- 

 2           clearly very dear to your heart, and it's a 

 3           very important issue for all of us.  And we 

 4           struggle with dealing with mental health in 

 5           this state year in and year out.  

 6                  I have been pleased to see the 

 7           attention that the Governor has given this in 

 8           the last three budgets.  Really, it's needed.  

 9           It hasn't gone far enough; we need to go 

10           farther.  

11                  The legislation that you have with 

12           Senator Helming -- and I'm a cosponsor of 

13           that -- you know, we'll continue to work to 

14           get it through.  But with so many of these 

15           bills, as I think I've explained to you in 

16           the past, Joe, that they get vetoed because 

17           they should be done in the budget.  And then 

18           we get here in this process, and they don't 

19           get in the budget.  

20                  So we're going to continue to push and 

21           try to get this type of thing in the budget 

22           this year.  You know, there's a bunch of 

23           bills similar on suicide prevention for -- 

24           you know, yours is rural, but there's other 


                                                                   460

 1           groups' identities for that, so there's a 

 2           bunch of them.  

 3                  So how does, if you know, your 

 4           approach on this bill, on the rural suicide, 

 5           differ from maybe some of the other ones that 

 6           are these types of commissions?  And why do 

 7           we need one particular to rural as opposed to 

 8           urban or Black or LGBT?  What's the purpose 

 9           of having it differentiated like that?  

10                  MR. TOBIA:  Well, I think -- you know, 

11           first of all, when we look at a rural 

12           council, you know, look at suicide 

13           fatalities, we know that rurals are twice as 

14           high as urbans.  We know that.  That's a 

15           common fact.  Rural suicides are twice as 

16           high as urban.  And we know we're going to be 

17           looking at -- they say, what, mental health 

18           diagnosis is attached to usually to 

19           50 percent of suicides throughout the state.  

20                  So when you look at the rural, I think 

21           you're going to look at a large number of the 

22           suicides.  And I really think -- you know, I 

23           know some of the things we're going to find.  

24           We're going to find the telehealth -- that 


                                                                   461

 1           telehealth is just not available to some of 

 2           these people.  But I think, you know, you can 

 3           cover so much looking at those people.  

 4                  SENATOR O'MARA:  Thank you.  

 5                  CHAIRWOMAN KRUEGER:  Thank you.  

 6                  Assembly?  

 7                  CHAIRMAN PRETLOW:  Assemblywoman 

 8           Simon.  

 9                  ASSEMBLYWOMAN SIMON:  Yes.  Thank you 

10           for your testimony, all of you.  

11                  And Mr. Tobia, I -- you know, I'm 

12           sorry for your loss and your experience.  And 

13           I think that your proposal for a rural 

14           suicide task force makes a lot of sense.  

15                  I think one of the things that we all 

16           struggle with are suggestions that are made 

17           for how we can fix things when we haven't 

18           really looked at what were the barriers that 

19           caused a certain set of circumstances to 

20           occur -- the lack of treatment, why there are 

21           denials, where are the holes in the system.  

22           And also where are those transition points 

23           and those points where there's like a cliff, 

24           right, which is the age 21 and you fall off a 


                                                                   462

 1           cliff.  And how can we help families better 

 2           understand and be part of that recovery, 

 3           right, and addressing those needs.  

 4                  So I'm very curious about the fact 

 5           that we haven't really done anything to 

 6           support families in a demonstrable way, who 

 7           are very much a part of the picture that can 

 8           be part of the healthy plan.  

 9                  And so I'm curious to hear from you.  

10           I have a minute and a half, go for it.  

11           Either -- anybody, actually, but certainly 

12           you, Mr. Tobia.  

13                  MR. TOBIA:  Well, first of all, I'm 

14           embarrassed to say I have some severe hearing 

15           problems.  

16                  ASSEMBLYWOMAN SIMON:  Sorry.  

17                  MR. TOBIA:  I've got two hearing aids 

18           in, and I'm hearing a lot of echoes from 

19           everybody.  

20                  ASSEMBLYWOMAN SIMON:  We have --

21                  MR. TOBIA:  So I'm sorry -- 

22                  ASSEMBLYWOMAN SIMON:  That's okay.  We 

23           have lousy acoustics in this room.  But we 

24           also have assistive listening devices.  


                                                                   463

 1                  MR. TOBIA:  You've got a t-coil?  

 2  '               ASSEMBLYWOMAN SIMON:  Well, we have 

 3           the --

 4                  MR. TOBIA:  If you've got a t-coil --

 5                  ASSEMBLYWOMAN SIMON:  Yeah.  

 6                  MR. TOBIA:  That would be great.  I use it 

 7           in church, so -- 

 8                  ASSEMBLYWOMAN SIMON:  I don't know who 

 9           would get it, though, at this juncture.  We 

10           have an infrared system that works with that.  

11                  MR. TOBIA:  I was going to do 

12           something, and whatever -- I didn't want 

13           anybody to think I was on my phone texting.  

14                  ASSEMBLYWOMAN SIMON:  No, no, that's 

15           fine.  Actually, if you look at the 

16           captioning -- but it's a little delayed.  So 

17           why don't you look at the -- can you pull up 

18           the captioning on your phone and see what 

19           that conversation was?  

20                  Okay.  I'm not sure how to -- so I'll 

21           try and talk louder.  How's that?  You're not 

22           going to get it.  

23                  MR. TOBIA:  The t-coil didn't work.  

24                  ASSEMBLYWOMAN SIMON:  Okay, I'm sorry.  


                                                                   464

 1                  So I was asking about families and the 

 2           support -- the lack of support that we're 

 3           giving them.  We're not really funding 

 4           support for families, who can often -- and 

 5           not only to help them, but they can also help 

 6           being part of the recovery of their loved one 

 7           or the path of their loved one to get the 

 8           right treatment, because they would be able 

 9           to address those issues better.  

10                  Does that make sense to you?  So 

11           maybe -- you want to address that?   Maybe, 

12           Ron, you want to address it?  Maybe you could 

13           hear them better.  

14                  (Laughter; overtalk.)

15                  MS. PIERCE:  Thanks, Assemblywoman.  

16                  MR. RICHTER:  I know that Paige is 

17           really -- this is her thing.

18                  MS. PIERCE:  That's my thing.

19                  ASSEMBLYWOMAN SIMON:  Okay.

20                  MS. PIERCE:  So as I said in my 

21           testimony, the family peer support is 

22           crucial.  

23                  And we have hundreds if not thousands 

24           of family members across the state that we 


                                                                   465

 1           poll, that we survey, that we talk to and ask 

 2           them, what are the things you need, what are 

 3           the things you would have liked to have had, 

 4           what are the things your child needed?  And 

 5           often it's support.  It's support for the 

 6           family and support for the youth.  

 7                  And that's why, you know, we really 

 8           urge you to look at where we're investing.  

 9           But, yeah, support, you're absolutely 

10           correct.  

11                  ASSEMBLYWOMAN SIMON:  Thank you.  

12           thank you.  Sorry I ran out of time.  

13                  CHAIRWOMAN KRUEGER:  Thank you.  

14                  Senator Canzoneri-Fitzpatrick.  

15                  SENATOR CANZONERI-FITZPATRICK:  Thank 

16           you, Madam Chair.  

17                  Mr. Tobia, thank you for sharing your 

18           story.  And I'm so sorry for your loss.  And 

19           thank you for turning your family's tragedy 

20           into advocacy, because we appreciate your 

21           input very much.  

22                  Mr. Richter, I was very touched by 

23           what you said, that even though these kids, 

24           these children turn 21, you're not putting 


                                                                   466

 1           them out on the street.  I'm sure that's a 

 2           tremendous burden for your facilities and 

 3           your agency.  But as a mom of four, I know 

 4           that just because they hit 21 it doesn't mean 

 5           they're really self-sufficient adults, as 

 6           much as my kids will kill me for saying that.  

 7                  Ms. Zaloga, I wanted to ask you a 

 8           question because of your testimony about one 

 9           out of four children on Medicaid are not 

10           getting the behavioral health services that 

11           they need.  

12                  MS. ZALOGA:  No, one out of four is 

13           getting.  

14                  SENATOR CANZONERI-FITZPATRICK:  One 

15           out of -- excuse me, one out of four is 

16           getting.  

17                  And as I just said, being a mom of 

18           four, I can't imagine telling one of my kids 

19           that, You get mental health services, and the 

20           other three, Sorry, you got to suffer.  

21                  So my question to you, though, is what 

22           is the biggest barrier?  Is it that there 

23           aren't enough providers?  Is it that the 

24           families don't know that these services are 


                                                                   467

 1           available?  And how does it compare to the 

 2           non-Medicaid population?  What are you 

 3           seeing, if you know that answer.  

 4                  MS. ZALOGA:  Sure.  The biggest 

 5           barrier is the lack of service providers, and 

 6           that is from decades of underfunding in the 

 7           system.  We have not been able to pay the 

 8           staff, who are doing really difficult and 

 9           really meaningful work, enough for them to 

10           stay in our workforce.  

11                  And then there's a different challenge 

12           with the non-Medicaid population, is that 

13           most services we're talking about are not 

14           covered by commercial insurance.  Peer 

15           support?  Not covered.  Most of the in-home 

16           services that we're talking about that really 

17           enable families to better, you know, 

18           integrate the care of their children and to 

19           improve the whole family system?  Not covered 

20           by commercial insurance.  

21                  So there's a whole side of what needs 

22           to be done on the commercial side.  On the 

23           Medicaid side, it's really been about 

24           funding.  And then for those services that 


                                                                   468

 1           are covered by commercial insurance, they've 

 2           never been paid at a rate that most providers 

 3           can actually cover their costs with.  

 4                  So last year's legislation, thanks to 

 5           a lot of you, we do see a rate floor for 

 6           covered licensed outpatient services for 

 7           commercial insurers.  The problem is that 

 8           they're not required to cover the majority of 

 9           the services we're talking about.  

10                  SENATOR CANZONERI-FITZPATRICK:  So 

11           during one of the other panels I talked about 

12           loan forgiveness programs and incentives to 

13           encourage young people to go into this field.  

14           And I'm just curious if you think that that 

15           would help in your -- you know, fund our, you 

16           know -- provide workforce to provide these 

17           needed services and trained professionals.  

18           You know, create professionals  

19                  MS. ZALOGA:  Yes, loan forgiveness 

20           programs are definitely helpful.  We've 

21           appreciated the OMH Community Mental Health 

22           Loan Repayment Program, especially the 

23           expansion to more practitioners beyond 

24           psychiatrists.  


                                                                   469

 1                  We also need scholarships for those 

 2           who can't afford to outlay that cash in the 

 3           first place.  

 4                  SENATOR CANZONERI-FITZPATRICK:  Thank 

 5           you all.

 6                  CHAIRWOMAN KRUEGER:  Thank you.

 7                  Assembly.

 8                  CHAIRMAN PRETLOW:  Assemblyman 

 9           Sempolinski.  

10                  ASSEMBLYMAN SEMPOLINSKI:  Thank you.  

11                  Thank you to all of you for being 

12           here.  I'll direct my questions to Mr. Tobia.  

13                  Mr. Tobia comes from Steuben County, 

14           and all four representatives who represent 

15           Steuben County are in the room:  

16           Mr. Palmesano, Ms. Bailey -- Mr. Tobia is one 

17           of Mr. Palmesano's constituents -- Senator 

18           O'Mara -- he's one of Senator O'Mara's 

19           constituents.  And I represent a portion of 

20           Steuben County and actually am from the area 

21           where -- we're both from the Corning area 

22           originally.  

23                  So as a rural area I really appreciate 

24           the work you've done and how you've honored 


                                                                   470

 1           your son by doing it.  I want to point out 

 2           sort of one of the beauties of the mental 

 3           hygiene space -- the bill you're referring to 

 4           passed unanimously.  Mr. Tobia is an elected 

 5           official.  He's a Democrat, I'm a Republican.  

 6           It doesn't really matter on these issues and 

 7           a lot of the things that we cover today 

 8           across all of the mental hygiene areas.  

 9                  And I want to reemphasize 

10           Senator O'Mara's excellent point that when 

11           the Governor vetoes these type of things, she 

12           says we should do it through the budget.  So 

13           let's -- this is the time to work on it.  And 

14           I'm glad that you're here for that.  

15                  The question I want to ask you is 

16           given the tragic story that your family went 

17           through and the loss of your son, what's the 

18           one thing that you would have changed through 

19           that process that you think would have 

20           improved his access to care?  

21                  And again, thank you for being here.  

22                  MR. TOBIA:  Well, we -- we knew my son 

23           needed long-term care.  We knew he needed a 

24           bed.  We couldn't find one.  We couldn't get 


                                                                   471

 1           him into Elmira Psychiatric Center, they 

 2           refused.  My son was -- he was bipolar, he 

 3           was depressed.  Schizophrenia came when he 

 4           was about 26.  

 5                  And my son was very normal.  He was a 

 6           normal kid in high school, a popular kid in 

 7           high school.  I know that, I was his 

 8           principal.

 9                  (Laughter.)

10                  MR. TOBIA:  And, you know, it's just 

11           when he hit his mid-20s, we started seeing 

12           changes.  We just started seeing the 

13           paranoia.  We started seeing the delusions.  

14           And then when the voices came, and they were 

15           24/7.  And he told us all the time.  So we 

16           knew he needed long-term care.  We couldn't 

17           get him in.  We were told, No, no, he doesn't 

18           qualify for this, he doesn't qualify for 

19           that.  

20                  And, you know, I always remember after 

21           my son passed away, it was -- you know, it 

22           was -- my wife and I used to say, Boy, they 

23           could have learned so much if people just 

24           took a little interest in what Matt was -- 


                                                                   472

 1           you know, went through.  

 2                  And it was two years later when I came 

 3           across the Maryland bill that I saw, wow, 

 4           this is what we need.  So I Googled and I 

 5           found the Rural Suicide Prevention Council, 

 6           which was very similar, and that's when I 

 7           started my letter writing, voicemails.  I 

 8           became that pest that -- I'm sure a lot of 

 9           you got my letter, so.  

10                  ASSEMBLYMAN SEMPOLINSKI:  Thank you 

11           for your advocacy.  I definitely support that 

12           legislation.

13                  MR. TOBIA:  Thank you.

14                  ASSEMBLYMAN SEMPOLINSKI:  And thank 

15           you for honoring your son's memory.  

16                  MR. TOBIA:  Thank you.  

17                  CHAIRWOMAN KRUEGER:  Thank you.  

18                  Senators?  

19                  Then I just want to follow through.  

20           First off, thank you all for your work.  And 

21           very, very sorry for your experience with 

22           your own son.  

23                  MR. TOBIA:  Thank you.  

24                  CHAIRWOMAN KRUEGER:  And of course we 


                                                                   473

 1           know that many of these very serious mental 

 2           illnesses don't show until someone gets into 

 3           their early 20s.

 4                  MR. TOBIA:  That's right.  That's 

 5           right.  

 6                  CHAIRWOMAN KRUEGER:  So your story is 

 7           very familiar to me from other people's 

 8           lives.  

 9                  Ron, I -- so you're not licensed if 

10           they're over 21.  Can we just get your 

11           license expanded?  

12                  MR. RICHTER:  So we have an 

13           Article 29-I license on our campus, which was 

14           the license that was designed to allow 

15           foster-care agencies like -- or residential 

16           agencies through OCFS to actually bill for 

17           Medicaid services.  

18                  That license only allows us to cover 

19           kids up until they're 21.  Even though, as 

20           you know, our population on the campus is 

21           dual-diagnosed:  Serious emotional 

22           disturbance, intellectual developmental 

23           disabilities.  So they're not even 

24           chronologically close to 21 or 22.  But it's 


                                                                   474

 1           because of the 29-I licensure.  

 2                  And we've brought this to the 

 3           attention of the state, and there's varying 

 4           levels of interest in trying to solve this.  

 5           But it is not just my agency.  This is a 

 6           statewide problem.  

 7                  CHAIRWOMAN KRUEGER:  No, because I've 

 8           heard that is a statewide issue also, even 

 9           just for people who are providing assistance 

10           to people who have aged out of foster care, 

11           runaway youth, et cetera, et cetera, 

12           et cetera.

13                  MR. RICHTER:  Yes.  Yes.

14                  CHAIRWOMAN KRUEGER:  This concept of 

15           you hit 21, you're on your own, seems really 

16           poorly thought through.  

17                  But can we just legally change your 

18           license or change the definitions of 

19           eligibility so that you can draw down 

20           Medicaid?  

21                  MR. RICHTER:  So I believe that -- and 

22           by the way, if we took our kids out into the 

23           community to get behavioral health services, 

24           we would be able to bill Medicaid 


                                                                   475

 1           differently.  But we're obviously a 

 2           therapeutic environment where we do this.  

 3                  I -- my -- I don't want to answer yes 

 4           without saying that some of it is a function 

 5           of the permissions from CMS in D.C.  And so I 

 6           believe the 29-I licensure had to be approved 

 7           by the feds in order for us to draw the 

 8           federal Medicaid money.  

 9                  Certainly if the State of New York 

10           wanted to cover it, then the state could do 

11           that.  But as you probably all know better 

12           than I, our state is very determined to 

13           capture federal Medicaid revenue and so it 

14           sticks very much to the rules in that regard.  

15                  CHAIRWOMAN KRUEGER:  And it's going to 

16           get harder and harder to stick to those 

17           rules, since it's a moving target every 

18           minute of every day.  

19                  But again, just to follow up with my 

20           few seconds, you can't get an additional 

21           license status that does meet CMS so that you 

22           can serve some over-21-year-olds in your 

23           wonderful programs?  

24                  MR. RICHTER:  That's a good -- that's 


                                                                   476

 1           an excellent question.  

 2                  CHAIRWOMAN KRUEGER:  Okay.  Well, 

 3           please let us know if there's some way we can 

 4           be helpful.  Because that seems to me -- I'm 

 5           sorry, I'm over time -- like that we ought to 

 6           be doing that.  Thank you.  

 7                  MR. RICHTER:  The same to you.  

 8                  CHAIRMAN PRETLOW:  Assemblymember 

 9           Santabarbara.  

10                  ASSEMBLYMAN SANTABARBARA:  Thank you, 

11           Mr. Chair.  

12                  I just wanted to follow up.  Kayleigh, 

13           back to your testimony about children's 

14           mental health services being underfunded.  

15           What are some of the budget priorities I 

16           guess you would like to see in this budget?  

17           And can you talk specifically about the 

18           school -- expanding the school-based 

19           services?

20                  MS. ZALOGA:  Sure.  So our top 

21           priorities are, along with the rest of the 

22           behavioral health advocate world, raising the 

23           COLA, targeted inflationary increase, 

24           whatever you want to call it, to at least 


                                                                   477

 1           7.8 percent so that we're actually combating 

 2           the inflation of the past few years, like 

 3           you've discussed, Mr. Sempolinski. 

 4                  We also need to invest at least 

 5           195 million to begin with in children's 

 6           clinic, children's home- and community-based 

 7           services or waiver services, child and family 

 8           treatment and support services, and substance 

 9           use outpatient services as well.  There's a 

10           proposal put together about that.  

11                  Treating children is a lot different 

12           from treating adults.  They're not just 

13           smaller adults, they're a lot more complex.  

14           They have whole family systems that we're 

15           working within.  So rates need to go up in 

16           those instances.  

17                  When it comes to school-based 

18           mental health clinics, we're glad to see that 

19           there's so much interest in them.  They're 

20           really beneficial in the schools that they 

21           are viable in.  They're not viable in every 

22           school.  Not every school has the population 

23           to support keeping a clinician there at all 

24           times.  The rates are, you know, not high 


                                                                   478

 1           enough to support having that clinician there 

 2           all the time as well.  

 3                  And even with the addition of coverage 

 4           requirements to commercial insurance, it's 

 5           still -- most providers are not getting any 

 6           payment from commercial insurance for those 

 7           services.  

 8                  But in order to make them more viable, 

 9           there could be more startup funding, which is 

10           one of the things that we included in our 

11           proposal.  And some providers have been 

12           successful in having schools partner with 

13           them and contribute to some of the costs 

14           because they know how important it is that 

15           those services be accessible to all students 

16           regardless of their insurance status and 

17           other things like that.  

18                  MR. RICHTER:  Can I just give a quick 

19           example?  

20                  ASSEMBLYMAN SANTABARBARA:  Yes, 

21           please.  

22                  MR. RICHTER:  So in New York, through 

23           OMH licensure, you can, if you're designated, 

24           provide respite services.  Which for a family 


                                                                   479

 1           that has a developmentally disabled child or 

 2           an emotionally challenging child is critical.  

 3                  Most of the providers across the state 

 4           are de-designating because we cannot afford 

 5           to provide respite.  So we provide it at a 

 6           loss.  

 7                  I have a colleague who runs a big 

 8           agency in Rochester.  They're de-designating 

 9           simply because the rate structure makes it 

10           impossible for us.  Yet respite prevents -- 

11           you know, it's relief.  So it's a problem.  

12                  ASSEMBLYMAN SANTABARBARA:  And going 

13           back to your discussion earlier, at age 21 is 

14           when the school system stops paying, right --

15                  MR. RICHTER:  That is -- that is --

16                  ASSEMBLYMAN SANTABARBARA:  -- is that 

17           what you're referring to?  

18                  MR. RICHTER:  Yes.  

19                  ASSEMBLYMAN SANTABARBARA:  But 

20           normally the state will pick up after that if 

21           they're in a program.  But that doesn't 

22           happen with your situation?  

23                  MR. RICHTER:  With our kids, the 

24           county picks up -- continues providing us 


                                                                   480

 1           with a multistate administrative -- maximum 

 2           state administrative rate, which is the 

 3           foster-care dollars.  

 4                  ASSEMBLYMAN SANTABARBARA:  I see.  

 5           Okay.  Thank you.  Thank you for your 

 6           answers.  

 7                  CHAIRMAN PRETLOW:  Assemblyman Maher.  

 8                  ASSEMBLYMAN MAHER:  Thank you very 

 9           much.  

10                  So I wanted to kind of hit on what you 

11           were talking about, Ron.  And I think you 

12           answered the question that I was going to ask 

13           with you're going to look into it.  But I was 

14           just trying to confirm that there is actually 

15           a legislative solution that can be provided 

16           to that issue that you brought up.  

17                  MR. RICHTER:  I believe -- I believe 

18           so.  

19                  ASSEMBLYMAN MAHER:  Okay.  

20                  MR. RICHTER:  We've actually yesterday 

21           spoke to -- I want to say it was Senate 

22           counsel or the Governor's counsel -- it was 

23           the Governor's counsel.  And she seemed as 

24           though she was very interested in solving the 


                                                                   481

 1           problem because it's a legally interesting 

 2           problem to solve.  

 3                  ASSEMBLYMAN MAHER:  Right.  

 4                  MR. RICHTER:  So they've heard it.  

 5                  But I do believe that legislation 

 6           could certainly resolve it simply, as the 

 7           chair is saying, you know, figuring out how 

 8           the license can be modified or perhaps trying 

 9           to get licensed as an Article 31 on our 

10           campus, which is odd.  

11                  But -- yeah, it's a legal conundrum.  

12                  ASSEMBLYMAN MAHER:  Well, I'm glad 

13           you're advocating for it and bringing it up.  

14           It looks like it's getting the attention it 

15           deserves.  

16                  And I'm hoping that we can also do 

17           that with all the issues that you guys have 

18           brought up.  You're doing tremendous work.  

19           Some of the statistics that you've shown 

20           and -- honestly, it's been an education for 

21           me to listen.  So we look forward to 

22           partnering with you.  

23                  I do want to talk about, with 

24           Ms. Zaloga -- is that right?  You talked 


                                                                   482

 1           about a lack of providers and you talked 

 2           about the workforce issues and seeing 

 3           providers shut down.  You had some data about 

 4           one in four don't get the services they need.  

 5                  Do you have any data on how many 

 6           providers have actually shut down over the 

 7           last five, 10 years?  

 8                  MS. ZALOGA:  I don't have that 

 9           offhand.  And sometimes it's not so much that 

10           a whole agency shuts down, it's that they 

11           stopped providing a certain service or they 

12           stopped providing it in certain areas of the 

13           state.  

14                  So I know one -- the provider who I 

15           mentioned yesterday I think is -- there'll be 

16           thousands of kids that they can no longer 

17           serve.  They have to pull the program out of 

18           several counties of the state.  

19                  It's something that we've monitored, I 

20           think, kind of the reduction in the number of 

21           services available in each county.  I can 

22           send you some information on that.  

23                  ASSEMBLYMAN MAHER:  I'd love to work 

24           with you to quantify even statewide, but 


                                                                   483

 1           obviously in my district, where those 

 2           services have decreased.  Because educating 

 3           myself and more folks on that could really 

 4           help move the needle in terms of providing 

 5           solutions.  

 6                  MS. ZALOGA:  I will follow up with 

 7           you.  

 8                  ASSEMBLYMAN MAHER:  Thank you.  Thank 

 9           you all.  

10                  MR. RICHTER:  I would ask the state 

11           for data on the number of children that were 

12           receiving services through Bridges to Health, 

13           which I can explain, and how many children 

14           are receiving services today.  

15                  Post the end of B2H, Bridges to 

16           Health, and the waiver that allowed us to 

17           provide OMH-licensed services, that's been 

18           transitioned to Medicaid managed care, and I 

19           have been asking for that data.  We should be 

20           able to get that.  

21                  ASSEMBLYMAN MAHER:  Send me an email.

22                  MR. RICHTER:  I will.

23                  ASSEMBLYMAN MAHER:  Let's request it 

24           together.  And let's work on it, okay?  


                                                                   484

 1                  MR. RICHTER:  Yes.  

 2                  ASSEMBLYMAN MAHER:  Thank you.  

 3                  CHAIRMAN PRETLOW:  Assemblyman 

 4           Palmesano.  

 5                  ASSEMBLYMAN PALMESANO:  Thank you.  

 6                  Joe, thank you for being here, sharing 

 7           your story.  

 8                  MR. TOBIA:  Thanks for having me.  

 9                  ASSEMBLYMAN PALMESANO:  It's a -- you 

10           bringing your story, your face, your name, 

11           Matt's name, Matt's story to share with us is 

12           very powerful and impactful.  And I'm hopeful 

13           my colleagues here heard your story and it 

14           motivates us to act, motivates the Governor 

15           to act, motivates the OMH commissioner to 

16           act.  

17                  We talked about -- and when the 

18           legislation passed, you were a bulldog 

19           pushing that, emails and calls, past the last 

20           day of session last year, 5:30 in the morning 

21           I remember texting you a picture of the 

22           board.  

23                  MR. TOBIA:  Yeah.  

24                  ASSEMBLYMAN PALMESANO:  But since 


                                                                   485

 1           then, and obviously when the Governor vetoed 

 2           it, you've been talking about this.  You have 

 3           thoughts on how to improve the bill, to make 

 4           it better, make it more efficient.  

 5                  Do you mind just talking a little bit 

 6           about some of the other things you would add 

 7           on this?  Because this bill was actually 

 8           introduced by our former Mental Health 

 9           Chairwoman Aileen Gunther, so it's great that 

10           it passed.  But do you have any suggestions 

11           on what you might recommend, whether it's 

12           done through the budget, whether it's done 

13           through a bill, whether it's done through 

14           OMH, what kind of suggestions you would make 

15           to make some positive changes to it? 

16                  MR. TOBIA:  Well, I'm still looking at 

17           it as a counsel to go through a bill.  So 

18           that's the way I'm pursuing it, just like I 

19           did last year.  

20                  So I met with Senator Helming last 

21           week, and there were seven changes I felt 

22           were needed in the bill.  And I've seen a lot 

23           of similar legislation throughout the 

24           country.  Maryland's is excellent, I thought.  


                                                                   486

 1                  One of the changes I think that's 

 2           needed in the bill, you have to have an 

 3           immunity clause.  You know, you're going to 

 4           collect data, you're going to -- people are 

 5           going to submit data, you know, on some real 

 6           touchy things coming from social services, 

 7           medical records, you know.  There's got to be 

 8           an immunity clause where it says anyone 

 9           receiving or submitting data is immune to 

10           liability, or you're not going to get 

11           accurate data.  

12                  I know after, you know, Matt passed 

13           away, counselors -- no one would talk to us.  

14           No one wanted to talk to us.  I think they 

15           were a little afraid we were going to sue 

16           them or something.  We weren't going to.  We 

17           just wanted to know, you know, what was going 

18           on.  So an immunity clause.  

19                  I also thought that the term of the 

20           current bill, which is two years -- it's got 

21           to be three years.  Right now it's two years, 

22           you have to meet no less than three times.  

23           My recommendation, make it three years, and 

24           you've got to meet at least four times a 


                                                                   487

 1           year.  There's a lot of data to collect, a 

 2           lot of data to look at.  

 3                  Another one -- I hope it doesn't sound 

 4           selfish -- to give the bill a name, I think 

 5           it packs more meaning.  Of course the name I 

 6           thought of was Matt's Bill.  I just think 

 7           when you attach a name like that, people 

 8           start asking questions.  

 9                  ASSEMBLYMAN PALMESANO:  Sure.  

10                  MR. TOBIA:  You know, Who's Matt?  

11           It's better than saying well, yeah, 

12           Bill 3610.  You know?  So that was -- that 

13           was my third recommendation.  

14                  I had a couple more, too.  

15                  ASSEMBLYMAN PALMESANO:  Great.  Thank 

16           you, Joe.  

17                  CHAIRMAN PRETLOW:  Assemblymember 

18           Bailey.  

19                  ASSEMBLYWOMAN BAILEY:  Thank you all 

20           for being here, very much.  

21                  My question is actually going to go to 

22           Mr. Tobia.  And your story is very touching.  

23           And a year and a half ago my best friend lost 

24           her 16-year-old to suicide.  


                                                                   488

 1                  MR. TOBIA:  I'm sorry.  I'm sorry.  

 2                  ASSEMBLYWOMAN BAILEY:  As 

 3           Assemblymember Sempolinski mentioned, I cover 

 4           part of Steuben County as well, all of 

 5           Livingston County, part of Wyoming, Rush -- 

 6           in Monroe -- and part of Ontario.  So very 

 7           rural.  

 8                  So your insight in what you -- the 

 9           energies that you have put into this to 

10           remember Matt is very important to me, both 

11           from the rural perspective but also 

12           disappointing that the Governor did veto the 

13           bill.  

14                  MR. TOBIA:  Yeah.  

15                  ASSEMBLYWOMAN BAILEY:  But I do like 

16           your outlook that you have that now you look 

17           at the veto by the Governor as a good thing 

18           to make these changes.  

19                  So in the next two minutes, you can 

20           either continue answering what Mr. Palmesano 

21           asked or what Senator O'Mara had as far as 

22           the rural area and why this is so desperately 

23           needed for our area.  

24                  MR. TOBIA:  Well, it's a different way 


                                                                   489

 1           to gather data when it comes to suicides.  

 2           What you can do is you follow the path, 

 3           follow the path of the individual who died by 

 4           suicide.  You know, find out where did they 

 5           lose hope.  I mean, what are some of the 

 6           trends?  What services did they have?  What 

 7           services didn't they have?  What services 

 8           should they have had, and why didn't they 

 9           have these services?  

10                  And it's not just mental health, even 

11           though mental health diagnosis is usually 

12           attached to 50 percent of the suicides.  

13           You're going to find other services.  You 

14           know, someone without a mental health 

15           diagnosis, you're still looking for certain 

16           trends and risk factors, lapses in systemic 

17           responses.  

18                  So it's a different way to gather 

19           data.  It's just looking intently at that 

20           path that individual took.  And I think we 

21           can just learn a lot of little things there 

22           in how to better serve them.  

23                  OMH does a great job.  They do a great 

24           job.  We've got great policies out there on 


                                                                   490

 1           suicide prevention, but some of them aren't 

 2           reaching these people.  Why?  What's 

 3           preventing them?  We want to know why.  So we 

 4           can look at some of that.  

 5                  To go back to Assemblyman Palmesano's 

 6           question, another improvement I thought 

 7           was -- what was it -- oh, you've got to put a 

 8           price tag on it.  You have to put the cost on 

 9           the bill, because that -- Governor Hochul 

10           didn't see a cost, so she grabbed all these 

11           bills, you know, that didn't have a cost on 

12           them and kind of vetoed them all.  So it's 

13           very -- very low cost.  I mean, there's not a 

14           lot to it.  So you put the cost on it, and I 

15           think that will help.  

16                  ASSEMBLYWOMAN BAILEY:  Thank you very 

17           much for being here.  

18                  CHAIRWOMAN KRUEGER:  Any others?  

19                  CHAIRMAN PRETLOW:  Assemblywoman 

20           Griffin.  

21                  ASSEMBLYWOMAN GRIFFIN:  Thank you.  

22                  Thank you all for being here today.  

23                  Mr. Tobia, my deepest condolences to 

24           you on Matt's loss.  


                                                                   491

 1                  MR. TOBIA:  Thank you.  

 2                  ASSEMBLYWOMAN GRIFFIN:  And I really 

 3           appreciate your meaningful advocacy here.

 4                  MR. TOBIA:  Thank you.

 5                  ASSEMBLYWOMAN GRIFFIN:  Because what 

 6           you're doing can make such a difference in 

 7           the lives of other -- other young people.  So 

 8           thank you.  

 9                  In my hometown of Rockville Centre, 

10           over the past 10 years there's been a real 

11           uptick of suicides in teens and also 

12           young adults in their 20s.  And so it's a 

13           very raw issue where I live.  And in response 

14           to that, and some of it was along the way, 

15           some of our high schools were able to build 

16           mental health centers in their school.  And 

17           that's really helpful, accessible for kids.  

18           I was able to allocate funding for one high 

19           school to establish one in their high school.  

20                  But then, in addition to that, there's 

21           Northwell Hospital opened up a mental health 

22           center in Rockville Centre.  But all the 

23           local school districts can put money in every 

24           year, and whatever that cost is, then their 


                                                                   492

 1           students can go to Northwell Health in 

 2           local -- it's local in Rockville Centre, but 

 3           it's the neighboring school districts.  So 

 4           that's a good plan.  

 5                  So some of those things, they're 

 6           making some strides.  But one of the problems 

 7           I've seen, because I know some of the kids -- 

 8           I call them kids, they're in their 20s -- 

 9           that have committed suicide -- even my cousin 

10           committed suicide, and he was 30 -- you age 

11           out.  Like those mental health centers in 

12           schools, till 18.  Northwell is 18.  

13                  So I just wondered, I know there's 

14           such an issue with we have to increase and 

15           upgrade for children, for families, for teens 

16           and young adults.  But I wondered, do you see 

17           a big, big disparity in this young adult age 

18           where there's almost, like, a real less than 

19           anything for them?  Even though it's still 

20           bad for children, it seems even worse for 

21           this age group of 18 and up -- and over.  

22                  Anyone can answer.  

23                  MS. ZALOGA:  Yeah, I mean, that's -- 

24           we call it transition-age youth.  Those are 


                                                                   493

 1           in the 18 to 26.  

 2                  I can't say whether I think the gap is 

 3           bigger or smaller, but it's certainly there.  

 4           Like you said, they're aging out of a lot of 

 5           the supports that are available to 

 6           schoolchildren and other certain systems, and 

 7           it's difficult to get eligibility for the 

 8           other systems.  

 9                  So I've been glad to see a little bit 

10           more attention and work on trying to better 

11           serve that population.  I know our Youth ACT 

12           teams are one of the services that can serve 

13           older adolescents.  There are some 

14           specifically for transition-age youth and, 

15           you know, we're seeing more investments in 

16           that.  

17                  ASSEMBLYWOMAN GRIFFIN:  Okay.  

18                  Anyone else want another comment for 

19           15 seconds?  

20                  MS. PIERCE:  OMH is really working 

21           hard on that, on the transition-age-youth 

22           thing, and they're reaching out not just to 

23           high schools but also to colleges.  Because 

24           those are the age where they're sort of 


                                                                   494

 1           changing -- their life is changing, you know.  

 2                  ASSEMBLYWOMAN GRIFFIN:  Okay, thank 

 3           you.  

 4                  CHAIRWOMAN KRUEGER:  Okay.  I believe 

 5           that is all the questions from all the 

 6           members up here.  

 7                  I want to thank you all very much for 

 8           your participation today and for your work on 

 9           behalf of so many people who don't 

10           necessarily have the opportunity to voice 

11           their own problems to us, so appreciate it 

12           very much.  

13                  I'm now going to ask you to leave so 

14           that I can call up the next panel.  We have 

15           Donald Nesbit, Jim Karpe, Eric Geizer, and 

16           Kevin Ryan, who is a replacement for the 

17           Self-Advocacy of New York State coordinator.  

18                  And then when you get up here, we'll 

19           have you each introduce yourself so that the 

20           media department -- up at the top -- knows 

21           who's who.  

22                  There aren't better or worse chairs, 

23           not to worry.  Okay, so starting to my left, 

24           your right, why don't you just introduce 


                                                                   495

 1           yourself and go down the line.  

 2                  MR. KARPE:  Jim Karpe, with the 

 3           Coalition for Self-Direction.  

 4                  CHAIRWOMAN KRUEGER:  Press the "Push" 

 5           until it turns green.  You've got it.

 6                  MR. NESBIT:  Donald Nesbit, executive 

 7           vice president of Local 372.  

 8                  MR. RYAN:  (Mic off.)

 9                  CHAIRWOMAN KRUEGER:  Thank you.  

10                  MR. GEIZER:  Hi, Eric Geizer, CEO with 

11           The Arc New York.  

12                  CHAIRWOMAN KRUEGER:  Thank you.  

13                  So why don't we just go down the line 

14           as you present.  

15                  So why don't you go first.  You're 

16           going to have to speak up a little bit.

17                  MR. KARPE:  I was seeking to go last, 

18           but that's fine.  

19                  My name is Jim Karpe.  I'm the father 

20           of a young adult who's served by OPWDD.  

21                  You have my written testimony, which 

22           is rather wide-ranging.  What I'm going to do 

23           today is focus on one person, Daryl:  

24                  Lives in a group home, and he's been 


                                                                   496

 1           going to dayhab for years, for decades.  He's 

 2           woken up 6:00 a.m. every morning, showered, 

 3           dressed, fed, rolled onto the transport van 

 4           for six hours of dayhab.  Until, this last 

 5           summer, his sister arranged for him to get a 

 6           taste of retirement.  So for eight weeks, in 

 7           his 70s, Daryl got to choose what to do.  

 8           Some days he would go with his staff member 

 9           to a local senior center.  Some days he would 

10           just stay in the group home with a staff 

11           member.  And some days he would choose to go 

12           to that same dayhab.  

13                  That eight weeks ended, and with his 

14           sister he arranged to get a self-direction 

15           budget.  And here's the problem.  New York 

16           State assigned to him a self-direction budget 

17           which is half the amount that they're paying 

18           for his dayhab.  Now, if they gave him 

19           88 percent, we would still save thousands of 

20           dollars a year and Daryl would finally get to 

21           retire.  

22                  I mean, I'm asking you, just imagine 

23           for a moment what it's like in Darrell's 

24           shoes, in Darrell's wheelchair.  He gets this 


                                                                   497

 1           taste of retirement, and now he's learned 

 2           unless something changes, he's not going to 

 3           be able to do it.  

 4                  We can give Darrell's story a happy 

 5           ending.  What does he need?  He needs a 

 6           budget that's roughly equitable with what 

 7           he's getting in the certified system, and he 

 8           needs a place to appeal, a forum to go to, if 

 9           that budget is not adequate.  

10                  And of course we're not just talking 

11           about Daryl.  There are 10,000 seniors, 

12           people 60 and over, who are sitting in 

13           group homes.  Seven thousand of them are 

14           going to dayhabs every weekday.  And then 

15           there's tens of thousands of others who are 

16           not yet seniors who want that freedom, who 

17           want that equity so that they can choose 

18           whether to be in the certified system or be 

19           in the self-direction system.  

20                  Thank you for your time today.  

21                  CHAIRWOMAN KRUEGER:  Thank you.  

22                  There you go.  

23                  MR. NESBIT:  Good afternoon, Chairs, 

24           distinguished esteemed members of the 


                                                                   498

 1           presiding committees.  

 2                  I am Donald Nesbit, executive vice 

 3           president for Local 372.  Thank you for the 

 4           opportunity to represent Local 372 here and 

 5           our Substance Abuse Prevention and 

 6           Intervention Specialists, our SAPIS, in 

 7           New York City schools.  

 8                  Since 1971, SAPIS have provided a 

 9           range of mental health services -- mental 

10           health and intervention services in the 

11           largest school district in our nation, 

12           teaching social-emotional strategies and 

13           behavioral support to ensure our children are 

14           ready to learn.  

15                  SAPIS use evidence-based programs that 

16           are approved by OASAS.  SAPIS provides 

17           students and their families with tools to 

18           navigate the personal peer pressures that may 

19           derail from healthy academic development.  

20           SAPIS are also responsible for individual 

21           work plans each year that's specifically 

22           tailored for our children and our schools.  

23                  It is with willing partners like you 

24           that we can ensure that our children's 


                                                                   499

 1           concerns will not go unheard.  We appreciate 

 2           the $2 million of funding that you give to 

 3           the SAPIS program every year, but it is 

 4           imperative that the State of New York 

 5           continue to protect our vital programs such 

 6           as the SAPIS for the mental health and 

 7           wellness for our children.  Middle school and 

 8           high school students who responded to city 

 9           schools' annual survey last year said that 

10           their classmates are bullied, harassed and 

11           work to intimidate each other, which is up 

12           44 percent from 2019.  

13                  New social challenges and family 

14           financial losses, cyberbullying, exposure to 

15           pressures from social media, and the use of 

16           cannabis continues to prove there to be a 

17           higher need for SAPIS in our schools.  

18                  Evidence also suggests that programs 

19           implemented at early stages of a child's life 

20           may be effective in preventative efforts in 

21           providing behavior adjustments, especially in 

22           high-risk populations.  

23                  But there are 236 SAPIS in our schools 

24           supporting 912,000 public school children.  


                                                                   500

 1           An individual SAPIS can effectively help 

 2           500 students in need, but this is not enough.  

 3           Our SAPIS are moved from different campuses 

 4           based on evaluation of who needs it more.  

 5           That should not be our system to determine -- 

 6           rather, to pick and choose whether one child 

 7           should have services and one goes without.  

 8                  This is why Local 372 requests that 

 9           instead of 2 million this year that the reach 

10           is farther, and that we request $6 million 

11           into the SAPIS program, as that would equate 

12           to 48 full-time SAPIS and could reach 24,000 

13           more students.  

14                  I thank you again for my time.  

15                  MR. GEIZER:  Good late afternoon.  My 

16           name's Eric Geizer.  I'm CEO of The Arc 

17           New York.  We're the largest provider of 

18           supports and services for people with 

19           intellectual and developmental disabilities 

20           in New York State.  

21                  This morning you heard Acting 

22           Commissioner Baer speak about the significant 

23           investments that the Governor and OPWDD has 

24           made into our system through the rate 


                                                                   501

 1           rebasing process.  This increase and recent 

 2           investments signal a meaningful shift away 

 3           from the neglect New Yorkers with 

 4           disabilities have experienced for decades.  

 5                  We are grateful to the Governor and 

 6           the acting commissioner for leading that 

 7           charge.  But it's dangerously easy to hear 

 8           about that investment and think that the 

 9           needs of New Yorkers with disabilities have 

10           been met.  That is far from the case.  

11                  Rate rebasing is a federally mandated 

12           process to better align the rates providers 

13           receive for providing services with the costs 

14           of providing those services.  The increases 

15           we received through the rate-rebasing process 

16           were significant, but they were significant 

17           because after years without investment, our 

18           rates were completely unaligned with costs.  

19           The state's investment in our service system 

20           over the past two decades still lags 

21           inflation by 20 percent.  

22                  The big investment numbers you've 

23           heard today, while great, don't even 

24           compensate for that inflation.  The 


                                                                   502

 1           investments will go primarily to wages, but 

 2           they will not be enough to bring compensation 

 3           in line with the skill and responsibility 

 4           required of our staff.  And they only begin 

 5           to address the inequity between the wages of 

 6           the nonprofit providers and the 

 7           state-operated programs.  

 8                  And they do not support our full 

 9           system of care.  Rate rebasing only applies 

10           to some of our programs.  Critical services, 

11           community hab, respite, supported employment, 

12           they receive no increases through the 

13           rebasing.  So people who rely on those 

14           services are still struggling to access 

15           support.  

16                  Parents miss work because services are 

17           not available.  They can't get respite to 

18           help them live a life beyond caregiving.  

19           Long-time staff are leaving people they've 

20           supported for years because they can go to a 

21           state-operated home down the road and make 

22           30 percent more for the exact same work.  

23           These aren't hypotheticals.  These are real 

24           experiences of real New Yorkers who need your 


                                                                   503

 1           help.  

 2                  Our commitment to meeting their needs 

 3           drives everything we do at my organization, 

 4           but our ability to meet those needs is 

 5           limited by your commitment.  So we're calling 

 6           on you to include a 7.8 percent inflationary 

 7           increase in the budget to support the 

 8           comprehensive needs of people with 

 9           disabilities.  We're calling on you to 

10           convene a wage commission to examine the 

11           roles and responsibilities of human service 

12           workers and establish fair, sustainable 

13           compensation standards.  And we're calling on 

14           you to move the responsibility for 

15           rate-setting back to OPWDD to ensure future 

16           rate-setting is timely and appropriate.  In 

17           short, we're calling on you to help in 

18           finally ending the neglect for people with 

19           disabilities.  

20                  Thank you.  

21                  MR. RYAN:  Hi.  I am Kevin -- sorry 

22           about that.  Hi, I am Kevin Ryan.  I'm a 

23           board member on behalf of SANYS.  Thank you 

24           for allowing me to testify.  


                                                                   504

 1                  It is important that you hear from 

 2           people like me.  SANYS is an organization 

 3           founded by people with developmental 

 4           disabilities for people with developmental 

 5           disabilities.  We have been speaking up for 

 6           ourselves and others for over 30 years.  

 7                  I'm not going to read our written 

 8           testimony today, as you already have that.  

 9           You will see that we are seeking your support 

10           on increases to direct support professional 

11           pay, increases to CDPA and HHA staff pay, 

12           problems with the transition to a single FI 

13           for CDPA, reforming the Nurse Practice Act so 

14           people can have the staff support they need 

15           to get medications in their own home, 

16           increased rate to durable medical equipment 

17           vendors, investments in transportation and 

18           housing.  

19                  However, I want to focus on sharing my 

20           experience and the experience of my friend 

21           and colleague Shameka Andrews, who couldn't 

22           be here today due to an ongoing issue with 

23           her wheelchair.  Shameka has been trying to 

24           get her wheelchair repaired since October.  


                                                                   505

 1           Since that time, we have had multiple -- she 

 2           has had multiple breakdowns and had more than 

 3           a month when she was unable to leave her 

 4           home.  Her chair was to be fixed yesterday, 

 5           but it's still broken.  

 6                  Believe me, Shameka is not alone with 

 7           this issue.  This happens far too often.  So 

 8           I think it's ironic that she was going to 

 9           speak about the issue with durable medical 

10           equipment today if she could be here.  

11                  In the State of the State briefing 

12           book, Governor Hochul stated that she would 

13           increase wheelchair access by increasing 

14           rates for clinical specialty evaluation for 

15           new wheelchairs, expanding coverage for 

16           repairs.  We want this promise to be kept.  

17           It is not clear that this is represented in 

18           the proposed budget, but it is essential.  

19                  Now, I want to tell you that I rely on 

20           my staff and so do others all across New York 

21           State.  I have seen far too much turnover of 

22           the staff I rely on, and too many of us don't 

23           have enough staff to meet our needs.  

24                  In closing, you will see the specific 


                                                                   506

 1           requests we are making in our written 

 2           testimony, but you need to understand how 

 3           important it is that New York State invest 

 4           enough in wages to solve our longstanding 

 5           staffing crisis.  

 6                  Thank you for your time.  

 7                  CHAIRWOMAN KRUEGER:  Thank you very 

 8           much.  

 9                  First Senator?  Oh, we have 

10           Senator O'Mara.  Or we have -- excuse me -- 

11           Senator Canzoneri-Fitzpatrick.  

12                  SENATOR CANZONERI-FITZPATRICK:  Thank 

13           you, Madam Chair.  

14                  Mr. Geizer, in looking at your 

15           statement, I know you could only highlight 

16           certain things, but a couple of things that 

17           stand out to me that I know are a problem, 

18           and I want to acknowledge them.  

19                  That the starting wage for DSPs 

20           employed by nonprofits is only $17.23 per 

21           hour statewide.  And in contrast, DSPs who 

22           work for OPWDD start at $25 an hour outside 

23           of New York City and $27 per hour within 

24           New York City.  And that this disparity is 


                                                                   507

 1           terrible because of what you said today on 

 2           how somebody could go down the street and 

 3           work for a lot more money.  And I don't 

 4           understand why that is, and that's something 

 5           that I continue to question.  

 6                  One of the other things that you 

 7           mentioned in your testimony is about how the 

 8           Department of Health took six months to 

 9           approve the adjusted rates for residential, 

10           pre-vocational and day programs, and that I 

11           believe it was probably close to 10 years ago 

12           that OPWDD used to approve those rate 

13           increases.  

14                  And I'm wondering if you could share 

15           with us what would the approval process look 

16           like when OPWDD had that approval process.  

17                  MR. GEIZER:  Well, it's our hope -- 

18           and one of the things we're advocating for is 

19           switching back the budget authority to OPWDD.  

20           You know, nothing in government moves 

21           quickly, and anytime you add another state 

22           agency into a process that's complicated and 

23           difficult, it becomes even slower.  

24                  So we think by kind of streamlining 


                                                                   508

 1           the process, removing the Department of 

 2           Health from that process, putting the onus 

 3           back on OPWDD who understands the rates, 

 4           understands the costs, understands the needs 

 5           of the providers, that's where that task 

 6           should lie.  

 7                  SENATOR CANZONERI-FITZPATRICK:  And do 

 8           you have any sense of what that would do to 

 9           the approval process as far as timeline?  

10                  MR. GEIZER:  My hope would be that it 

11           would streamline things.  You know, it's our 

12           understanding that between the state agencies 

13           going back and forth over these rates for 

14           some period of time, that was a big part of 

15           the delay.  So eliminating that piece of it 

16           would be very helpful.  

17                  SENATOR CANZONERI-FITZPATRICK:  Okay.  

18           Thank you very much.  

19                  CHAIRWOMAN KRUEGER:  Thank you.  

20                  Assembly.  

21                  CHAIRMAN PRETLOW:  Assemblywoman 

22           Simon.  

23                  ASSEMBLYWOMAN SIMON:  Thank you.  

24                  Thank you all for your testimony.  


                                                                   509

 1                  I have a couple of quick questions.  

 2           One is about -- with the consumer-directed 

 3           program.  Are any of your folks using their 

 4           consumer direction, the CDPAP program?  And 

 5           if so, are you able to -- what's your 

 6           experience with this transition to a single 

 7           FI?  

 8                  And then I have another quick question 

 9           as well.  And I just want to acknowledge this 

10           issue with durable medical equipment, which 

11           has been an issue for the 45 years that I've 

12           been in this field.  So we really do need to 

13           make changes in that and provide, you know, 

14           the COLA.  

15                  MR. KARPE:  Eric, maybe you and I can 

16           split this.  

17                  We heard from Commissioner Baer this 

18           morning that there's 9,000 people in OPWDD 

19           who are using CDPAP.  Most of them are people 

20           who are either living at home -- I think 

21           actually all of them are people who are 

22           either living at home with their parents or 

23           living on their own with self-direction.  And 

24           actually SANYS might want to weigh in on this 


                                                                   510

 1           as well.  

 2                  There's a lot of confusion about 

 3           what's going on.  There's -- rumors were 

 4           flying around just yesterday that parents are 

 5           no longer going to be able to be caregivers 

 6           for their children under the new FI.  There's 

 7           other rumors that no, no, nothing's going to 

 8           change.  There's other rumors that lots of 

 9           people are going to be dropped.  So it's -- 

10           there's a lot of confusion and a lot of 

11           anticipation of pain.  

12                  Does SANYS have -- 

13                  ASSEMBLYWOMAN SIMON:  Any other 

14           experiences?  And tell us how we can clarify 

15           that so that those rumors and those concerns 

16           aren't prevailing.  

17                  MR. GEIZER:  It's not a huge issue for 

18           our organization.  Our organization 

19           primarily -- the majority of our services are 

20           in certified settings, residential, dayhab, 

21           things like that.  So many of our folks do 

22           not utilize the CDPAP program.  

23                  It's more of a self-direction fiscal 

24           intermediary process -- 


                                                                   511

 1                  ASSEMBLYWOMAN SIMON:  Okay.

 2                  MR. KARPE:  -- so it's not really 

 3           applicable.  

 4                  ASSEMBLYWOMAN SIMON:  And is there a 

 5           self-direction aspect of folks who are part 

 6           of the self-advocacy association?  I'm sorry, 

 7           I don't remember the person's name.  You're 

 8           looking at the captions?  

 9                  MR. RYAN:  I believe we want New York 

10           State to slow down and take time to determine 

11           the best path forward regarding improvements 

12           to the CDPA FI system, a plan development 

13           that will transition to new practices.  

14                  ASSEMBLYWOMAN SIMON:  Okay.  Thank 

15           you.  I think some of us would probably like 

16           to follow up with you on that.  

17                  CHAIRWOMAN KRUEGER:  Thank you.  

18                  Senator Tom O'Mara.  

19                  SENATOR O'MARA:  Thank you all for 

20           being here today.  

21                  And we did hear the acting 

22           commissioner's testimony earlier, 

23           particularly in regards to your operations, 

24           Mr. Geizer, and the Arcs, the differential in 


                                                                   512

 1           pay between the state-operated OPWDD facility 

 2           and an Arc facility or many similar entities 

 3           providing these services.  

 4                  I represent an area of the 

 5           Finger Lakes and Southern Tier.  The Arcs 

 6           that I represent, the Franziska Racker 

 7           Centers, I keep hearing about group homes 

 8           being closed because of inability to hire 

 9           enough workers to staff them.  Yet I believe 

10           we heard some questioning of Chairwoman 

11           Krueger of the commissioner that homes were 

12           not being closed.  I don't know if she meant 

13           OPWDD homes were not being closed or Arc 

14           homes weren't being closed.  

15                  Can you -- where do we stand on the 

16           staffing issues because of this significant 

17           gap in pay?  

18                  MR. GEIZER:  I think the short answer 

19           is homes both in the state system and on the 

20           not-for-profit side are closing for different 

21           reasons.  

22                  On the not-for-profit side it's 

23           primarily staffing.  If you're not able to 

24           staff a home, you can't afford to keep that 


                                                                   513

 1           home open and the costs associated with it.  

 2                  So I don't think it's accurate to say 

 3           that the homes are not closing.  They are.  

 4                  Now, I have to give credit again to 

 5           the acting commissioner and to the Governor.  

 6           The massive investment that has recently been 

 7           made is going to help bring our salaries up.  

 8           It's not going to be equal with the 

 9           state-operated workforce, but it's going to 

10           bring us closer.  

11                  But it still begs the question, I 

12           think, which I hope many of you have, of why 

13           would two sets of people doing the exact same 

14           job get different rates of pay.  And it's 

15           something I have a hard time explaining, too.  

16                  SENATOR O'MARA:  Exactly.  

17           Particularly when, on the back hand, when it 

18           comes to retirement and other benefits, your 

19           operations are much less costly as well, less 

20           costly as it is from the state perspective 

21           with all the benefits and the retirement 

22           contributions going in there as well.  

23                  So in the long run, I think it could 

24           be more cost-effective, more efficient for 


                                                                   514

 1           your agencies to be getting -- being able to 

 2           offer equal or substantially similar pay to 

 3           these workers to have them in the workforce 

 4           doing this work.  

 5                  So thank you for your advocacy, all of 

 6           you for your advocacy on these issues.  You 

 7           know, again, it's frustrating sitting here 

 8           for the number of years I have, dealing with 

 9           this issue over and over and over, and there 

10           seems to be unanimity among this Legislature 

11           of what should be done.  Yet every year we're 

12           back here talking about the same thing.  

13                  One of these years, it has to change.  

14           Thank you.  

15                  CHAIRWOMAN KRUEGER:  Thank you.  

16                  Assembly.  

17                  CHAIRMAN PRETLOW:  Assemblyman 

18           Sempolinski.  

19                  ASSEMBLYMAN SEMPOLINSKI:  Thank you, 

20           Chairman.  

21                  First of all, thank you, all four of 

22           you, for being here.  

23                  I also want to just point out how 

24           important it is to have parents and 


                                                                   515

 1           self-advocates who are on the frontlines of 

 2           dealing with these issues, so especially 

 3           thank you for being here.  

 4                  Mr. Geizer, I want to first of all 

 5           give a shout out to my local Arc affiliates 

 6           in Steuben, Allegheny, and in tandem.  I have 

 7           a great relationship with both -- with the 

 8           leadership of both of those, and they're in 

 9           my office all the time.  We have a constant 

10           communication.  So a shout out to the folks 

11           back in the Southern Tier.  

12                  I share Senator O'Mara's concerns on 

13           staffing.  I've heard the same stories from 

14           those local affiliates.  It's greatly 

15           concerning, especially in a rural area where 

16           if a group home closes or some program 

17           closes, there's not easily a replacement to 

18           that.  

19                  When we were questioning the 

20           commissioners earlier today I made a 

21           supposition.  I want to see if I was right 

22           regarding the concerns where every year we 

23           have to deal with the COLA or whatever you 

24           want to call it this particular year.  I 


                                                                   516

 1           would imagine, for yourself and for your 

 2           local affiliated organizations, it makes it 

 3           really hard to plan, right?  

 4                  How do you plan long-term for staffing 

 5           even if staffing's available when we keep 

 6           having this situation every budget time?  How 

 7           does that affect your operations to have 

 8           those lack of planning and lack of certainty 

 9           challenges?  

10                  MR. GEIZER:  It's specifically about 

11           COLAS or increases?  

12                  ASSEMBLYMAN SEMPOLINSKI:  Yes, sir.  

13           Yeah. 

14                  MR. GEIZER:  Well, I mean, it all 

15           comes back to staffing.  You know, if we're 

16           not able to pay our staff a living wage and a 

17           competitive wage, we can't staff our 

18           programs.  And every year we come back -- and 

19           like I said, we're very thankful for the 

20           investments that we've gotten over the last 

21           four years.  They've been significant.  The 

22           recent significant increase in our rate 

23           rebasing is going to be super-helpful for us.  

24                  But that alone still leaves us, over 


                                                                   517

 1           the last two decades, 20 percent behind 

 2           inflation.  So it's going to help us catch 

 3           up.  And now going forward, we need a cost of 

 4           living, which I think you alluded to earlier 

 5           today, like 2.1 is still less than 2.9.  

 6                  ASSEMBLYMAN SEMPOLINSKI:  It's still a 

 7           cut.  Yeah.

 8                  MR. GEIZER:  So we're actually going 

 9           to go backwards a bit.

10                  MR. KARPE:  If I can jump in for a 

11           second, from a parent perspective, the entire 

12           parent community, it shakes our faith in the 

13           system that we have to come up here year 

14           after year after year to fight for what 

15           should be routine.  

16                  ASSEMBLYMAN SEMPOLINSKI:  Right.  

17           Right.  And I think -- I hope your takeaway 

18           is, at least from this panel, there's really 

19           bicameral Assembly and Senate and bipartisan, 

20           you know, support for making sure that you're 

21           getting a true adjustment that really affects 

22           your costs.

23                  MR. GEIZER:  Thank you.  

24                  CHAIRWOMAN KRUEGER:  Okay.  Any other 


                                                                   518

 1           Senators?  

 2                  Senator -- I'm sorry.  Senator 

 3           Persaud.  That's why I asked everyone.

 4                  SENATOR FERNANDEZ:  You're forgetting 

 5           me.

 6                  SENATOR PERSAUD:  Thank you all for 

 7           being here.  

 8                  Donald, I'm going to start with you, 

 9           quickly.  SAPIS.  With the increased use of 

10           cannabis amongst our youth, what kind of 

11           strain has it placed on your SAPIS 

12           counselors?  

13                  You know, every year you come and ask 

14           us for money.  Every year we fight to get you 

15           that money, and it's still not enough.  And 

16           now we have this added strain of crazy 

17           behavioral issues because of the increased 

18           use of cannabis in schools.  

19                  MR. NESBIT:  Yeah.  Great question, 

20           Senator.  

21                  So if you hear President Francois 

22           speak, he says often if you stay ready -- 

23                  SENATOR PERSAUD:  You don't have to 

24           get ready.  


                                                                   519

 1                  MR. NESBIT:  -- you don't have to get 

 2           ready.  

 3                  And so what we're pushing for at the 

 4           very least is for SAPIS to be in every middle 

 5           school, campus school.  If they are there, 

 6           there's not one issue that they won't be able 

 7           to sustain or overtake.  

 8                  The issue right now is there's only 

 9           236 of them servicing over 900,000 students.  

10           So where one principal may want -- may have 

11           an issue at one school, that SAPIS is now 

12           torn from one school to another.  In some 

13           cases we've had reports of a SAPIS that 

14           services four or five schools, just to try to 

15           figure it out and make sure that they're 

16           servicing all of the students.  

17                  And in some cases some schools 

18           actually have to go without services because 

19           the SAPIS -- they're overworked, right?  They 

20           can't be pulled so many places.  

21                  That should not be the system that we 

22           have where we're picking and choosing which 

23           students we're going to service when we 

24           should be servicing all.  


                                                                   520

 1                  SENATOR PERSAUD:  Every student.  

 2           Thank you.  

 3                  And, Kevin, I just want to thank you 

 4           for your advocacy.  You know, I'm listening 

 5           to you and you're reminding me of someone who 

 6           calls my house every day, and calls my 

 7           office.  Her name is Debbie Schwartz.  And 

 8           when she speaks she is advocating not only as 

 9           a self-advocate, but she's always talking 

10           only about the needs of the DSPs.  The needs 

11           of the DSPs.  

12                  And she always reminds me, 

13           "Roxanne" -- this is what she says -- 

14           "Roxanne, you have to take care of them.  If 

15           you're not taking care of them, they cannot 

16           take care of us." 

17                  MR. NESBIT:  That's correct.  

18                  SENATOR PERSAUD:  And so what you're 

19           saying is exactly what she's saying.  So it's 

20           incumbent upon us to ensure that we take care 

21           of the DSPs.  

22                  You know, I have the bills trying to 

23           ensure that they are paid equally across the 

24           board.


                                                                   521

 1                  MR. NESBIT:  Right.

 2                  SENATOR PERSAUD:  You heard the 

 3           commissioner this morning speak about it.  We 

 4           have to ensure that we're paying them so that 

 5           we retain the dedicated workforce.  Because 

 6           the people who are DSPs, they are doing it 

 7           because they love what they are doing.  

 8                  MR. NESBIT:  Right.  

 9                  SENATOR PERSAUD:  If they didn't, 

10           there would be -- every single one of them 

11           would walk away because we're not paying 

12           them.  They could make more somewhere else.  

13                  So again, I thank you for your 

14           advocacy, and we will continue to fight on 

15           your behalf.  

16                  Thank you all.  

17                  MR. NESBIT:  Thank you very much.  

18                  CHAIRWOMAN KRUEGER:  Assembly.  

19                  CHAIRMAN PRETLOW:  Assemblyman 

20           Santabarbara.  

21                  ASSEMBLYMAN SANTABARBARA:  Okay, thank 

22           you, Mr. Chair.  

23                  I just wanted to circle back on the 

24           discussion on the self-direction, Mr. Karpe.  


                                                                   522

 1           Maybe you can just give some comments.  

 2                  On the program itself, obviously, as 

 3           you said, it has empowered individuals with 

 4           disabilities to take a different route if 

 5           they choose to.  But we know that there's 

 6           barriers, administrative barriers, lack of 

 7           adequate funding, and additional challenges 

 8           that I talked about earlier, actually, when 

 9           the commissioner was here.  

10                  What specific budget changes would you 

11           like to see that could enhance the 

12           accessibility of self-direction?  

13                  MR. KARPE:  There's a couple of things 

14           that would be wonderful.  

15                  One is if there were funding available 

16           to allow every fiscal intermediary to front 

17           the money to parents.  Right now parents have 

18           to reach into their pocket.  It's 

19           tremendously inequitable.  This doesn't have 

20           to be that way.  

21                  New Jersey's self-direction system 

22           is -- there's no reimbursement.  It's all 

23           pre-paid by -- or paid by the state without 

24           the family having to reach into their 


                                                                   523

 1           pockets.  So that's one tremendous change.  

 2                  Another great change would be if there 

 3           were -- and not just for self-direction, but 

 4           for the whole system -- if there were some 

 5           sort of innovation fund that would allow us 

 6           here in New York State to try things out 

 7           without having to go through the very lengthy 

 8           waiver process that's required.  

 9                  I can wait.  My son's not yet 30.  

10           People like Daryl can't wait.  He's in his 

11           70s.  If he doesn't retire soon, it's all up 

12           for him.  

13                  ASSEMBLYMAN SANTABARBARA:  And we also 

14           had a discussion earlier today about the 

15           rates themselves.  When they fluctuate, when 

16           they increase, are you finding that the 

17           budgets are also matching that, or is there a 

18           lag?  

19                  MR. KARPE:  So for the COLAs and now 

20           the TII, there is a rate increase and that's 

21           great.  This 850 million, this 13 percent 

22           rate increase, that did not increase the 

23           budget for people in self-direction.  So 

24           somebody in self-direction like my nephew, 


                                                                   524

 1           who purchases day services, he's just gotten 

 2           a cut.  

 3                  ASSEMBLYMAN SANTABARBARA:  And that 

 4           was -- 

 5                  MR. KARPE:  And his budget now has to 

 6           stretch to cover this extra 13 percent 

 7           charge.  

 8                  ASSEMBLYMAN SANTABARBARA:  And that 

 9           was the discussion I was having earlier.  

10                  Thank you for your responses.  

11                  I do want to say that I think the wage 

12           commission is a good idea.  I don't have much 

13           time left, but maybe you can give us a little 

14           more detail on how that would work.  I would 

15           appreciate it.  

16                  MR. GEIZER:  Oh, the wage commission?  

17           Yeah.  So, you know, one of our requests this 

18           year is to convene a wage commission that 

19           would evaluate and study the human services 

20           workforce and determine from an objective 

21           body, you know, what's an equitable, 

22           competitive wage for our workforce that's 

23           sustainable going forward.  

24                  So I'm super-hopeful that you will all 


                                                                   525

 1           support that effort and finally get us to the 

 2           point we need to with our staffing salaries.  

 3                  CHAIRMAN PRETLOW:  Assemblyman Brown.  

 4                  MR. GEIZER:  Sorry.  

 5                  ASSEMBLYMAN KEITH BROWN:  Thank you, 

 6           Chair.  

 7                  Thank you all for being here.  

 8                  Mr. Nesbit, I'm intrigued by what I 

 9           heard.  And my colleague who was here earlier 

10           asked a question of one of the commissioners 

11           about the possibility of expanding SAPIS 

12           statewide.  What are your thoughts about 

13           that?  

14                  MR. NESBIT:  Well, I was listening in 

15           to the hearing as well and was also intrigued 

16           by that question, right?  

17                  SAPIS, the vital -- I want to say the 

18           most vital thing about most of our SAPIS, 

19           they live and work in the community where 

20           they live, right?  

21                  So in order for -- I think it would be 

22           great statewide as an initiative to look at 

23           what the SAPIS do in New York City.  They 

24           live in those communities.  The students know 


                                                                   526

 1           them, the families know them.  So whenever 

 2           there's an opportunity for them to intervene 

 3           in a situation or they find a student that's 

 4           actually being bullied, they're able to go to 

 5           those families and intervene and get things 

 6           done.  

 7                  So we see substance abuse, and we say 

 8           it's just a drug issue that they actually do.  

 9           They do anti-bullying.  They do peer-to-peer 

10           mentorship, where they teach students how to 

11           deal with different issues, not just dealing 

12           with drugs.  It's a really great program and 

13           definitely needed around our state.  

14                  ASSEMBLYMAN KEITH BROWN:  So one thing 

15           that's interesting back in my home district, 

16           someone I went to high school with, she went 

17           to the Board of Ed and she asked them about 

18           having all of the people inside the building 

19           being trained for crisis identification, for 

20           a child who might be in crisis, and she got 

21           nowhere.  So she actually went to the 

22           athletic director, and he was very interested 

23           and willing.  Her boys had played sports, so 

24           she had a personal relationship with him.  


                                                                   527

 1                  So what they did was they had every 

 2           coach in the high school, in that particular 

 3           high school, trained in crisis 

 4           identification.  

 5                  So as part of the -- what your union 

 6           does, is that part of your auspices?  

 7                  MR. NESBIT:  No.  So coaches -- most 

 8           coaches in New York City are actually 

 9           teachers, so they're represented by the 

10           teachers union.  

11                  ASSEMBLYMAN KEITH BROWN:  But do they 

12           get -- my question -- sorry, my question was 

13           whether or not they're trained in crisis 

14           identification.  

15                  MR. NESBIT:  Oh, yes.  So they're able 

16           to deal with most situations that a student 

17           may go through.  

18                  And like I said in my testimony, their 

19           reach -- so counselors in New York City 

20           schools may have one-on-one interaction with 

21           a student.  SAPIS actually have a whole 

22           curriculum where they teach in classrooms.  

23           So their reach -- one SAPIS may reach 

24           500 students.  


                                                                   528

 1                  ASSEMBLYMAN KEITH BROWN:  And there's 

 2           a new program -- I only have 22 seconds, so 

 3           I'm going to talk fast -- where out east, on 

 4           the East End of Long Island, the school 

 5           districts are now working with the local 

 6           police department so that if they're called 

 7           to a house where there's a child that's 

 8           exposed to any type of trauma in the 

 9           household, then they notify the school 

10           districts so that the school personnel know 

11           at least to keep an eye out for that child.  

12                  Thank you so much.  

13                  MR. NESBIT:  Thank you.  

14                  CHAIRMAN PRETLOW:  Assemblywoman 

15           Chandler-Waterman.  

16                  ASSEMBLYWOMAN CHANDLER-WATERMAN:  

17           Thank you, Chair.  

18                  Okay.  How you doing, Donald?  Thank 

19           you all, everybody, for your advocacy.  

20                  But this question is directed to Local 

21           372 DC-37.  

22                  Thank you for the work and advocacy, 

23           for you and your President Francois.  

24                  Regarding SAPIS workers, we know that 


                                                                   529

 1           they focus on substance abuse prevention and 

 2           intervention.  But I don't know -- as a 

 3           former educator running programs as a coach 

 4           in the New York City public schools, I worked 

 5           intimately with SAPIS workers.  They do way 

 6           above and beyond the call of duty, from even 

 7           deejaying sometimes at events, to build that 

 8           connection.  

 9                  So they become the partner for the 

10           community-based organization, they become the 

11           partner for the principal and the families in 

12           the community to support.  

13                  So it's kind of disturbing that 

14           they're not in every school.  For me, I'm -- 

15           like it's hard to believe that.  

16                  I want to know are they in all -- 

17           they're not in all elementary schools, 

18           they're not in all junior high schools.  So 

19           how do we get a plan where we could like -- 

20           junior high school I'd say has the highest 

21           need, because that's that moment, right?  How 

22           do we get a plan where they're in all junior 

23           high schools throughout the city, then work 

24           towards, you know, the highest-need high 


                                                                   530

 1           schools, and then elementary schools, to 

 2           build to the plan?  Because 6 million doesn't 

 3           seem like enough to do all of that.  

 4                  I don't -- I'm sorry to give you such 

 5           a compounded question, but we know this is 

 6           very important.  

 7                  MR. NESBIT:  No.  So, Assemblymember, 

 8           that's actually a great question.  

 9                  We're currently working with the 

10           New York City Department of Education to look 

11           at the numbers of what it would cost to have 

12           a SAPIS in every campus and middle school.  

13           Most campuses have multiple schools in it, so 

14           we're looking at that model right now.  But 

15           we know that there's a cost associated to it.  

16                  I mean, I'd just like to put this out 

17           there, to your question.  Our teachers do a 

18           great job in teaching our students.  But we 

19           like to say Local 372 members are the support 

20           staff in New York City schools, and they're 

21           the foundation of the house.  And we know 

22           when you build a house, if there's no 

23           foundation, the house crumbles, right?  

24                  So just think about the aspect of a 


                                                                   531

 1           SAPIS not being there to -- able to reach 

 2           those students.  It gives the teachers also a 

 3           difficult time in teaching, right, and 

 4           administration in running the building.  

 5                  And so we're pushing, but we're 

 6           working to get some numbers now with New York 

 7           City Public Schools as to how much it would 

 8           cost to have a SAPIS in every middle school 

 9           and campus.  

10                  ASSEMBLYWOMAN CHANDLER-WATERMAN:  

11           Yeah.  And it definitely takes the load off 

12           the administrators and the teachers, who have 

13           to do a lot of work.  This is something that 

14           we definitely want to prioritize and make 

15           sure is fully funded.  Thank you.  

16                  MR. NESBIT:  Thank you.  

17                  CHAIRWOMAN KRUEGER:  Okay.  We have a 

18           Senator, Senator Fernandez.  

19                  SENATOR FERNANDEZ:  Thank you so much.  

20                  And thank you for whoever mentioned 

21           SAPIS, because I do have a budget letter to 

22           support $3 million.  

23                  But is that enough?  Is that going to 

24           be able to address the need that is in our 


                                                                   532

 1           schools?  Could you speak a little bit as to 

 2           how much 3 million would do if not do any 

 3           more?  

 4                  MR. NESBIT:  So the ask is for 

 5           6 million this year.

 6                  SENATOR FERNANDEZ:  Oh, okay, 6 

 7           million.

 8                  MR. NESBIT:  Six million.  And with 

 9           6 million, as I said during my testimony, 

10           6 million we know that that would help with 

11           hiring 48 more SAPIS and would reach 24,000 

12           more New York City schools.  

13                  And we know that's not enough.  But as 

14           I said, we're working to see what the numbers 

15           look like for middle schools and campuses.  

16           That way, we expand upon the amount of 

17           students that we're actually able to reach.  

18                  SENATOR FERNANDEZ:  Thank you very 

19           much.  

20                  CHAIRWOMAN KRUEGER:  Thank you.  

21                  Assembly?  

22                  CHAIRMAN PRETLOW:  Assemblyman 

23           Palmesano.  

24                  ASSEMBLYMAN PALMESANO:  Yes.  My 


                                                                   533

 1           question is for Mr. Geizer.  

 2                  First, I just want to say thank you 

 3           for what all your dedicated employees do for 

 4           our most vulnerable citizens here in the 

 5           State of New York.  So please send our thanks 

 6           and appreciation to them.  

 7                  I want to -- when I talked to the 

 8           commissioner earlier I mentioned that in the 

 9           past two years, according to a report of 

10           six months ago, 91 residential beds have been 

11           closed in the Western New York region.  I 

12           asked the commissioner to follow up on that 

13           about beds across the state.  

14                  I don't want you to answer that 

15           question yet, but I'd like if you had any 

16           number on the number of beds that have closed 

17           in the Arc homes across the state, if you 

18           could share that then.

19                  But my question I want to ask you is 

20           the same question I asked her.  She seemed a 

21           little bit more optimistic about it with the 

22           funds that have been allocated, but I kind of 

23           have my disagreements.  So I want to ask you 

24           the same question.  Is the differential 


                                                                   534

 1           between the minimum wage and what nonprofit 

 2           agencies like Arcs are currently funded to 

 3           pay, is that adequate enough for them to 

 4           compete in the local labor market for the 

 5           talent and dedication required for these very 

 6           important positions that are tasked with 

 7           improving the quality of life and care of our 

 8           most vulnerable citizens?  

 9                  MR. GEIZER:  The short answer is no.  

10                  A decade ago, 15 years ago, our 

11           salaries were twice minimum wage.  Over that 

12           period of time, our salaries now, at $17 and 

13           change, are about 10 percent over minimum 

14           wage.  

15                  Now, the investments are going to 

16           help.  Our salaries are going to raise 

17           modestly, and that's a great thing.  But I'm 

18           not sure that $20 an hour is still enough 

19           money for the skill and responsibility we are 

20           asking for our staff to accomplish every 

21           single day.  

22                  And that's why we have to continue to 

23           fight for a 7.8 percent increase, which will 

24           allow us to invest more in our salaries and 


                                                                   535

 1           catch up from the inflationary measures over 

 2           the last two decades, where we're still 

 3           20 percent behind the eight ball.  

 4                  ASSEMBLYMAN PALMESANO:  Well, I've 

 5           seen in my area people leaving.  They want to 

 6           be there, they care about these individuals, 

 7           but they just can't take care of their 

 8           families.  They go work at Burger King or 

 9           Taco Bell or McDonald's.  It's just wrong.  

10           Truly the work that they do is God's work, so 

11           I just wanted to say it.  

12                  Do you know how many beds -- do you 

13           have a tally of how many Arc beds have closed 

14           across the state in the past two years?  

15           Or --  

16                  MR. GEIZER:  Yeah, I don't have that 

17           information -- 

18                  ASSEMBLYMAN PALMESANO:  That's okay.  

19                  MR. GEIZER:  -- at the ready right 

20           now.  I certainly could go back and do some 

21           research.  

22                  But we certainly have had to close 

23           programs as well because of staffing 

24           shortages, that's for sure.  


                                                                   536

 1                  ASSEMBLYMAN PALMESANO:  Well, we'll 

 2           keep up the fight.  

 3                  MR. GEIZER:  Thank you.  

 4                  ASSEMBLYMAN PALMESANO:  And for me, I 

 5           guess it's hard for me to understand how this 

 6           Governor, every year she puts in an 

 7           allocation for $700 million for the 

 8           Hollywood film tax credit to subsidize the 

 9           Hollywood elite, but yet our most vulnerable 

10           citizens and the direct support professionals 

11           who are tasked with their quality care, to 

12           improve their quality of life, are left 

13           asking over and over again.  It's a dog 

14           chasing its tail and it's wrong, and it needs 

15           to be changed now.  

16                  Thank you, sir.  

17                  MR. GEIZER:  Thank you.  

18                  CHAIRWOMAN KRUEGER:  Any other 

19           legislators?  Oh, in the Assembly.  

20                  CHAIRMAN PRETLOW:  Assemblywoman 

21           Giglio.  

22                  ASSEMBLYWOMAN GIGLIO:  Yes, so thank 

23           you all for being here.  

24                  And I did visit The Arc at the end of 


                                                                   537

 1           2023, and at that time we were talking about 

 2           the CANS assessments.  And I'm just wondering 

 3           what the CAS and the CANS assessments -- if 

 4           any of those services have been pulled away 

 5           and funding to you has been decreased.  

 6                  Have you received any funding cuts, or 

 7           have you been cut based on these assessments?  

 8                  MR. GEIZER:  No, the CAS assessments 

 9           are -- it's in the works.  It's been in the 

10           works for a while.  I think there are still 

11           concerns with the reliability and the 

12           validity of the assessment.  So at this point 

13           they are not being used to determine payment 

14           for our supports and services.  

15                  ASSEMBLYWOMAN GIGLIO:  Okay, that's 

16           good.  

17                  Okay.  And then my next question is 

18           about the dayhabs and sheltered workshops.  

19           Because New York State is starting to phase 

20           out of the sheltered workshops, which gives 

21           organizations an advantage to maybe make some 

22           money, let the people that are in their homes 

23           go to work and have this rewarding experience 

24           of going to a place.  


                                                                   538

 1                  And I know that I have visited a 

 2           shelter work spot or workshop in Manorville, 

 3           New York, and it was very successful and it 

 4           was funded by the state, partially, and they 

 5           were working every day.  They were scanning 

 6           in documents for the courts, they were 

 7           changing batteries on remote controls for the 

 8           cable companies.  And it seems like all of 

 9           that just went away, and it just went out 

10           with the water in the washing machine as the 

11           state pulled back funds.  

12                  So I want to hear your experience on 

13           the dayhabs after COVID and getting back to 

14           the dayhab programs, and then also about the 

15           sheltered workshops.  

16                  And then, to finish up, if you could 

17           just let me know what incentives DSPs are 

18           looking for.  What are you hearing from them 

19           in order to retain them?  Because I know 

20           housing is a big subject, especially the 

21           rates.  We've been talking about this for 

22           four years, that they need to be paid more, 

23           that we need to catch up with the rate of 

24           inflation over the last 20 years, and then we 


                                                                   539

 1           need to keep it steady based on the CPI.  But 

 2           it doesn't seem to be happening.  

 3                  So are there incentives that we can do 

 4           for the workforce so that we can retain them?  

 5                  MR. GEIZER:  Yeah.  So I'll start with 

 6           the first question, which is the dayhabs and 

 7           the impact of COVID.  

 8                  Obviously, COVID had a tremendous 

 9           impact on our dayhab programs.  When COVID 

10           happened, many of our dayhab programs were 

11           required to shut down.  They're congregate 

12           settings, a lot of people in close quarters.  

13           So, you know, obviously a lot of people had 

14           to go home or stay in their certified 

15           residences.  And while they have recovered 

16           some, they have not recovered fully.  

17                  Some people have decided to stay home 

18           or seek different service supports.  But we 

19           have to go back again to staffing.  We've had 

20           a difficult time reopening our dayhab 

21           programs because we can't find sufficient 

22           staff to reopen.  And that leaves folks, 

23           unfortunately, in a tough spot where -- 

24                  Oh.  I have to stop.  


                                                                   540

 1                  CHAIRWOMAN KRUEGER:  Thank you.  

 2                  ASSEMBLYWOMAN GIGLIO:  No, that's 

 3           okay.  Dayhab's important.  Thank you.

 4                  MR. GEIZER:  I can follow up with you.  

 5                  ASSEMBLYWOMAN GIGLIO:  We'll talk 

 6           more, thank you.  

 7                  CHAIRWOMAN KRUEGER:  All right.  Now I 

 8           do believe we have taken the questions of all 

 9           legislators.  

10                  So I want to thank you all very much 

11           for your participation today and for your 

12           work every day.  

13                  MR. GEIZER:  Thank you.  

14                  CHAIRWOMAN KRUEGER:  Appreciate it.  

15           Thank you.

16                  And we are now up to Panel E.

17                  CHAIRMAN PRETLOW:  The big one.

18                  CHAIRWOMAN KRUEGER:  Yes, we're going 

19           to need some extra chairs, I think, for this 

20           one.

21                  We have Ruth Lowenkron, New York 

22           Lawyers for the Public Interest; Alliance for 

23           Rights and Recovery; Association for 

24           Community Living; Treatment Not Jail 


                                                                   541

 1           Coalition; New York Disability Advocates, 

 2           with a substitute speaker; and New York 

 3           Alliance for Inclusion and Innovation.

 4                  Hi.  So let's make sure everybody gets 

 5           into a seat.  And everyone, thank you for 

 6           being so patient and waiting so long.  We're 

 7           trying to move along.

 8                  Let's start on this side of the table 

 9           (gesturing), just to introduce -- well, we're 

10           just going to do introductions first so that 

11           the people with the cameras and video know 

12           who's speaking when you speak.  So introduce 

13           yourself, please.

14                  MR. SEEREITER:  Good evening, I'm 

15           Michael Seereiter.  I'm president and CEO for 

16           the New York Alliance for Inclusion and 

17           Innovation.

18                  CHAIRWOMAN KRUEGER:  Next?

19                  MR. COOPER:  Hard to believe it's 

20           evening.  But I'm Doug Cooper.  I'm the 

21           acting executive director at the Association 

22           for Community Living.

23                  CHAIRWOMAN KRUEGER:  Thank you.  Next?

24                  MS. SCHIFF:  Winifred Schiff, from the 


                                                                   542

 1           Interagency Council of Developmental 

 2           Disabilities Agencies.

 3                  CHAIRWOMAN KRUEGER:  Thank you.

 4                  MR. CULKIN:  I'm Thomas Culkin.  I'm 

 5           an advocate with the Treatment Not Jail 

 6           Coalition.

 7                  CHAIRWOMAN KRUEGER:  Thank you.  

 8                  MS. LOWENKRON:  Ruth Lowenkron, with 

 9           the Disability Justice Program, New York 

10           Lawyers for the Public Interest.

11                  CHAIRWOMAN KRUEGER:  Okay.

12                  MR. ROSENTHAL:  Harvey Rosenthal, 

13           Alliance for Rights and Recovery.

14                  CHAIRWOMAN KRUEGER:  Great.  Why don't 

15           we start with Harvey, so we'll just swing 

16           back down the table, if that's okay.

17                  MR. ROSENTHAL:  God bless you.  Thank 

18           you for that.

19                  CHAIRWOMAN KRUEGER:  Thank you.

20                  MR. ROSENTHAL:  So I was hospitalized 

21           at Rockville Centre, at Mercy Hospital, for 

22           six weeks with a severe depression a long 

23           time ago.  And so I know of this; this is 

24           really my life.  And I have been the director 


                                                                   543

 1           of this Alliance for Rights and Recovery for 

 2           about 30 years.

 3                  The people I serve are the people you 

 4           read about in the papers, people who have 

 5           severe issues, you know, with mood, with 

 6           judgment, who are homeless or hungry.  You 

 7           know, who could come in and out of jail and 

 8           prison or hospital.  Not all of them; lots of 

 9           people have found recovery.

10                  But we're in a terrible climate of 

11           fear right now.  People are afraid of us, and 

12           we're afraid of them.  And it doesn't help 

13           that the New York Post talks about the 

14           deranged and fanatics and lunatics every 

15           other day, with an eye towards pushing forced 

16           treatment.  And I'm here to fight forced 

17           treatment.  

18                  I'll tell you that 4 percent of our 

19           community is violent.  Eleven percent are 

20           victims.  We have names for them:  Jordan 

21           Neely, who was killed -- who was choked to 

22           death on the subway, and Daniel Prude, who 

23           was killed by the police in Rochester.  

24                  We know what works, though.  Not 


                                                                   544

 1           coercion.  But we know what works.  And we've 

 2           created some of those programs.  We've 

 3           created the INSET program over here, which is 

 4           a peer-led program of engagement teams that 

 5           has engaged 83 percent of people who 

 6           otherwise would be on a court order.  They 

 7           engage the unengageables.

 8                  We have -- we're working on Daniel's 

 9           Law, which would send the police -- not the 

10           police, the peers and EMTs out.  

11                  We created the Peer Bridger Program 

12           that helps people leave hospital and not 

13           return.  Once they leave hospital, you know, 

14           they should get into Housing First, which 

15           will take people regardless of their taking 

16           medicine or drinking or drugging or what have 

17           you.  We've got to be there for people no 

18           matter what.

19                  Then the clubhouse movement has not 

20           been up in upstate New York for years.  The 

21           Governor's going to do that.  We're grateful 

22           for that.

23                  In this budget there's $16.5 million.  

24           You've heard about it, you know, this 


                                                                   545

 1           afternoon.  It must go to voluntary services, 

 2           not AOT.  We urge you, please come out in 

 3           that way.

 4                  We're against -- like so many groups 

 5           here, we're against forced treatment.  We're 

 6           against involuntary forced treatment.  Do you 

 7           know when they pick you up on the street, 

 8           that's called a mental hygiene arrest.  If 

 9           you have trouble with food, shelter and 

10           clothing, now you can be picked up and put 

11           involuntarily in a hospital.  I think we just 

12           read for New York City 40 percent of the time 

13           they weren't eligible, they didn't have to be 

14           admitted.  But they were picked up and went 

15           through that trauma.

16                  Even some of the tragedies you read 

17           about in the paper, they were in the hospital 

18           a few weeks before.  Hospital is not the 

19           answer to this thing.

20                  Also, assisted outpatient treatment, 

21           or Kendra's Law.  The Legislature has found 

22           this to be controversial.  They have not made 

23           it permanent since 1999.  They review it -- 

24                  (Time clock sounds.)


                                                                   546

 1                  MR. ROSENTHAL:  Oh, my God.  We still 

 2           have to do the other.  

 3                  It affects people of color.  There's a 

 4           second study that's going -- you ought to 

 5           wait, please, until the second study comes 

 6           out.

 7                  CHAIRWOMAN KRUEGER:  Thank you, 

 8           Harvey.  I have to cut you off.

 9                  MR. ROSENTHAL:  Thank you, Senator.

10                  CHAIRWOMAN KRUEGER:  Thank you.

11                  MS. LOWENKRON:  Good evening.  Ruth 

12           Lowenkron, New York Lawyers for the Public 

13           Interest.

14                  I too, like many of you, am a family 

15           member both of a person with physical 

16           disabilities, mental disabilities, and I've 

17           been an attorney in this space for almost 

18           40 years.  And our office is counsel for the 

19           Willowbrook class, for the Brad H. class, and 

20           many more developmental disability and mental 

21           health cases.

22                  I understand that we're here because 

23           we have a goal of improving public safety.  

24           But how have we come to the point where we 


                                                                   547

 1           think that getting people with mental health 

 2           diagnoses is going to make us feel safer?  

 3           They are not the problem.  As Harvey 

 4           Rosenthal said, this is a stereotype that's 

 5           being peddled at us by newspapers and the 

 6           media and literature, and people with mental 

 7           health diagnoses are not the ones causing the 

 8           harm, they are no more likely to cause the 

 9           harm than people who do not have diagnosis.

10                  And even if this is not the case, do 

11           we want to lock people up and make these 

12           mental health arrests?  Hospitals are not the 

13           answer.  I too was with my sister in the 

14           hospital where she received limited, if any 

15           treatment, and then is turned away after a 

16           brief amount of time.

17                  Forced treatment is not treatment.  

18           take a look at the literature.  It is very 

19           devastating for people with mental health 

20           diagnoses.  It's a disincentive to seek help.  

21           It has increased suicidality.

22                  And even if hospitalization, forced, 

23           were the answer, as others have said, there's 

24           no capacity at the moment for the people who 


                                                                   548

 1           need hospitals.  How are we all of a sudden 

 2           going to increase this?  Just heard about the 

 3           people on Rikers staying for days without 

 4           beds.

 5                  And even if there were capacity, 

 6           unless you're thinking about throwing away 

 7           the key, what are we going to do with these 

 8           people -- with my sister, with your 

 9           relatives, upon discharge?  We can talk all 

10           we want about discharge planning, but where 

11           are the services?  And that is why we 

12           recommend a full list of services.  

13                  And if you take a look at the tragic 

14           incidents where people with mental health 

15           incidents were causing harm, you look and you 

16           see that every one of them have been in a 

17           hospital but they didn't have the 

18           coordination of services and they didn't 

19           receive what was needed.

20                  A real quick thing about forced 

21           outpatient treatment.  Take a look at the 

22           huge racial disparity.  Our office is putting 

23           out an updated report in days.  The disparity 

24           is humongous.


                                                                   549

 1                  And most critically, even though the 

 2           commissioner has said that people are being 

 3           helped by AOT, we don't know that.  We know 

 4           that people who have gone through AOT have 

 5           had good resolutions, but is it because of 

 6           the services or is it because they were 

 7           forced?  

 8                  Please think that through strongly, 

 9           and thank you so much.

10                  MR. CULKIN:  Hello.  As I said, my 

11           name is Tom Culkin, and I would like to thank 

12           you for the opportunity to testify here 

13           today.  I have submitted a comprehensive 

14           written testimony.  I'd just like to briefly 

15           tell you about myself and the coalition that 

16           I'm part of.

17                  I'm a lifelong Buffalo resident and a 

18           recent graduate of the University of Buffalo 

19           with a master's degree in social work, and 

20           I'm currently a mental health therapy aide at 

21           the Buffalo Psychiatric Center.  I have a 

22           serious mental illness and substance use 

23           diagnosis, and like so many of these medical 

24           conditions, I'm also a survivor of the 


                                                                   550

 1           New York prison system.

 2                  I'm a member of the Treatment Not Jail 

 3           Coalition, which is a collective of statewide 

 4           mental health care professionals, law 

 5           enforcement personnel, faith leaders and, 

 6           importantly, people with lived experience.  

 7           This group advocates for systemic reform at 

 8           the intersection of mental health, substance 

 9           use, and criminal justice, by championing 

10           expanded access to diversion opportunities.

11                  My story is like that of so many other 

12           New Yorkers who have dual diagnosis of mental 

13           illness and substance use.  I have been 

14           suffering from drug abuse since my teens, 

15           when I first encountered the symptoms of what 

16           I would later learn to be mental illness.  

17           This included uncontrollable mood swings and 

18           obsessive thoughts that I allowed to dictate 

19           my behavior.

20                  Due to the combination of stigma, a 

21           lack of access to medical resources, and my 

22           own juvenile brain beliefs, I turned to the 

23           only way I knew how to quiet these thoughts, 

24           and that was self-medication through illicit 


                                                                   551

 1           drugs.

 2                  By 2012, my addiction had reached 

 3           crisis levels, which led to multiple arrests 

 4           for residential burglaries.  Recognizing that 

 5           addiction was at the root of my behavior, my 

 6           lawyer tried to get me admitted to drug 

 7           court, which would have allowed me to 

 8           continue my recovery and avoid incarceration.  

 9           However, I was deemed ineligible because, 

10           despite there being no actual violence in the 

11           crimes, some of the charges were classified 

12           as violent felonies because of the potential 

13           for violence.  I was instead sentenced to 

14           nine years in state prison.  

15                  I was suddenly thrust into one of the 

16           most hostile and chaotic environments known 

17           to man.  Drugs, violence, sex, gambling and 

18           gang affiliation are pervasive in prison.  

19           Most incarcerated people do turn to these in 

20           order to survive their time inside.  While in 

21           prison I lost several friends to death by 

22           suicide, and I seriously contemplated ending 

23           my life every single day during my first year 

24           of incarceration.


                                                                   552

 1                  Those of us with underlying addiction 

 2           and mental health issues were the worst off.  

 3           Carceral settings naturally enact nearly 

 4           insurmountable obstacles to obtaining 

 5           meaningful treatment to those of us in need.  

 6           The conditions of incarceration exacerbate 

 7           our underlying issues, and we're more prone 

 8           to violent abuse by both fellow detainees and 

 9           corrections staff.  We're also more likely to 

10           be released mentally gutted and facing acute 

11           overdose risks.  

12                  We reenter our communities 

13           disconnected from housing, public assistance, 

14           treatment, and struggling to establish 

15           livelihoods under the stigma of a criminal 

16           conviction.  That is why even short periods 

17           of incarceration have been proven to increase 

18           recidivism.

19                  I share my experience here in the 

20           hopes that future generations will never 

21           suffer the way I did.  A good start will be 

22           to pass legislation to expand and modernize 

23           diversion opportunities, create more 

24           treatment courts, open eligibility, make sure 


                                                                   553

 1           they're following best practice standards.

 2                  Expanded access to diversion programs 

 3           will give people in this state the 

 4           opportunity for recovery and grace that I did 

 5           not get.  Learn from me and the thousands of 

 6           others like me who were condemned to dungeons 

 7           of incarceration for their sickness.  Prison 

 8           did not make me better.  It nearly killed me.

 9                  MS. SCHIFF:  Wow.  Okay.  I'm here on 

10           behalf of New York Disability Advocates, 

11           which is a coalition of six provider 

12           associations representing over 85 percent of 

13           New Yorkers with I/DD.  

14                  And while we thank you for the 

15           opportunity to present, the discussions today 

16           show that we have some clear support from the 

17           Legislature.  

18                  So we're truly grateful for the past 

19           three years of increases and the recent 

20           increases associated with our rate rebasing, 

21           and those funds will be used and have been 

22           used for salaries and other rising expenses.  

23           But as shown by our NYDA recent survey 

24           results, we still have a 17 percent vacancy 


                                                                   554

 1           rate for staff and a 35 percent turnover 

 2           rate.  And those really damage the continuity 

 3           of care for people who require consistency, 

 4           including people who are nonverbal and those 

 5           who have additional physical and behavioral 

 6           health challenges.

 7                  So while we're in a much better 

 8           position now, continuing support is needed to 

 9           bring us and keep us current with operational 

10           expenses and able to pay what would be even 

11           approaching a livable wage for our talented 

12           and selfless staff who dedicate their lives 

13           to helping others.

14                  On the inflationary increases, over 

15           the past three years we've received 

16           12.2 percent, and then led to almost 

17           15 percent in staff increases.  But inflation 

18           during this period exceeded 17 percent.  So 

19           without continuing to give -- to keep up, 

20           we'll be right back where we started before 

21           Governor Hochul took office.  

22                  And now I will give you our asks.  

23           There's -- you've heard some of them before.  

24           The 2.1 percent targeted inflationary 


                                                                   555

 1           increase in her proposal is a great first 

 2           step, but based on the past three years of 

 3           inflation, we're asking for a 7.8 percent 

 4           increase to bring us level with current 

 5           expenses.  

 6                  And we also ask for the creation of 

 7           the Human Services Wage Commission to study 

 8           the wage adequacy for a number of direct care 

 9           positions.  The wage commission would provide 

10           recommendations for the creation of a 

11           longer-term plan to provide adequate 

12           compensation for frontline human social 

13           services workers who most of us will 

14           eventually depend on.

15                  And one more request.  We would like 

16           to restore the rate-setting authority to 

17           OPWDD from DOH.  Since the transfer about 

18           10 years ago, providers have endured a slow 

19           and unpredictable flow of funding which has 

20           challenged their financial viability.

21                  Thank you.

22                  MR. COOPER:  Hi.  Again, I'm 

23           Doug Cooper.  I'm with the Association for 

24           Community Living.  We represent the providers 


                                                                   556

 1           that operate about 95 percent of the programs 

 2           or beds that Commissioner Sullivan mentioned 

 3           that are housing for people with mental 

 4           illness.  So it's a pretty vast system.

 5                  And just along with all of our 

 6           colleagues, we support that 7.8 percent 

 7           increase and -- you know, recognizing that 

 8           the 2.1 is just going to put us in a further 

 9           deficit.  

10                  You know, but that 7.8 really just 

11           maintains the status quo.  It doesn't address 

12           our built-in deficits that have been years in 

13           the making.  Our staff -- and there's been a 

14           lot of discussion about, you know, the 

15           quality of services or the adequacy of 

16           services, the capacity that's out there.  All 

17           of our staff and our programs are 

18           paraprofessionals.  But the needs of the 

19           people coming into our programs require more 

20           than that.  We don't have any nurses.  We 

21           don't have any clinical workers.  We don't 

22           have any health aides.  We don't have 

23           nutritionists -- I heard someone mentioning 

24           that -- that's reimbursed in our system.


                                                                   557

 1                  Those services are needed in order for 

 2           us to provide adequate services to the people 

 3           that we're serving.  The current staff that 

 4           we have -- you know, we've been hearing about 

 5           staff vacancy rates and turnover rates.  Our 

 6           staff vacancy rate currently statewide, the 

 7           average is about 30 percent.  Our turnover 

 8           rate is close to 50 percent.  I don't know 

 9           how our members are keeping their doors open.

10                  We need a -- you know, we need the 

11           7.8, but we need more of an investment than 

12           that.  We actually have an ask, which is in 

13           my testimony, for an additional $230 million.  

14           We don't think that's going to happen all at 

15           once, but we need a plan that actually will 

16           help us provide the services that are needed 

17           by the people who are our residents, who rely 

18           on us for their home.

19                  You know, and how would we spend that 

20           230 million?  One example is we have a 

21           program that's called the CR-SRO.  

22           Assemblywoman Simon, you mentioned that 

23           earlier.  That's a program that's licensed, 

24           provides a high level of services, and the 


                                                                   558

 1           funding level for that is anywhere from 8 to 

 2           10,000 a year less than what is being 

 3           proposed for ESSHI.  

 4                  ESSHI needs those additional dollars.  

 5           They need to be funded at a higher rate.  But 

 6           we need that same rate, if not more.  We're a 

 7           licensed program providing a higher level of 

 8           service.

 9                  So, you know, our two asks this year 

10           are we need to maintain the status quo just 

11           to keep our doors open, and that's that 

12           7.8 percent.  But we also need a plan for a 

13           larger investment that will give us the 

14           ability to provide the level of services that 

15           are needed for the current people that are 

16           living in our programs.

17                  MR. SEEREITER:  Good evening again.  

18           Michael Seereiter, with the New York Alliance 

19           for Inclusion and Innovation.

20                  For the first time in my memory, we 

21           are not coming to the Legislature in absolute 

22           desperation regarding the staffing crisis 

23           that has plagued our OPWDD service system for 

24           the past 15 or more years.  And that's 


                                                                   559

 1           largely thanks to the Governor and the 7/1 

 2           rates that we were talking about before, that 

 3           you've been talking about today, that she 

 4           just released for OPWDD certified residential 

 5           and day programs that are subject to the 

 6           rebasing on a five-year basis, including 

 7           continuation of those resources in this 

 8           proposed budget.

 9                  An extra-special thanks to Acting 

10           Commissioner Willow Baer for her leadership 

11           that she has shown to secure the most 

12           significant single investment in OPWDD in my 

13           26 budgets that I have been involved with.  

14           We very much look forward to working with her 

15           as commissioner should she be confirmed.

16                  Is it a panacea?  Hardly.  But it does 

17           help to stabilize dangerously unstable parts 

18           of the system that I and my colleagues have 

19           described to you in previous years.  

20                  We are appreciative to the Governor 

21           for continuing to make investments in our 

22           systems and others this year with a 

23           2.1 percent targeted inflationary investment, 

24           especially after so many years of neglect.  


                                                                   560

 1           That's especially important for programs and 

 2           services that OPWDD operates and funds that 

 3           are not subject to the rebasing that we have 

 4           talked about as well today.

 5                  We join with our colleagues in asking 

 6           that that targeted inflationary investment be 

 7           increased to 7.8 percent.  As referenced by 

 8           many of you today, the 2.1 percent doesn't 

 9           actually help us keep up with the current 

10           inflation rates, and we need to avoid losing 

11           any further ground with regard to competitive 

12           salaries, ability to pay insurance, and 

13           remaining compliant with OPWDD's program 

14           requirements going forward.

15                  There are many other items in the 

16           Executive Budget of which we are supportive; 

17           it's found in our written testimony.  

18                  A few places where the Legislature 

19           could improve upon the Governor's Executive 

20           Budget, including the targeted inflationary 

21           increase of 2.1 moving to 7.8 percent:  Move 

22           the rate-setting authority from DOH back to 

23           OPWDD from the 2015 move of 10 years ago.  

24                  We believe that this would improve 


                                                                   561

 1           some of those challenges that Mr. Geizer was 

 2           speaking about before in relation to all of 

 3           that administrative effort that goes into 

 4           actually getting money out the door for 

 5           things like targeted inflationary investments 

 6           and COLAs.

 7                  Include the OPWDD service provider 

 8           organizations as eligible entities that can 

 9           access the state's capital resources for 

10           targeted climate action.  We have nearly 6500 

11           physical locations that could benefit from 

12           things like solar panels if we had access to 

13           capital resources.

14                  And lastly, we do recommend and join 

15           with others in recommending the creation of a 

16           Human Services Wage Commission to study and 

17           make recommendations for next year in 

18           relation to the wages that would be 

19           commensurate with responsibilities that 

20           direct support professionals and others in 

21           human services provide on a regular basis.

22                  Thank you.

23                  CHAIRWOMAN KRUEGER:  Thank you very 

24           much.


                                                                   562

 1                  Our first questioner is Senator 

 2           Fernandez.

 3                  SENATOR FERNANDEZ:  Thank you so much.

 4                  This question is for Tom Culkin, 

 5           Treatment Not Jails Coalition.  I am familiar 

 6           with the coalition and its goal to change how 

 7           we address those that are suffering with 

 8           substance use disorder.  A concern has been 

 9           put out that the bail reform laws have 

10           allowed people to fall through the cracks and 

11           lose that touch-point to getting them to 

12           substance use disorder treatment.  

13                  Could you speak about that and how 

14           this may be a better idea?

15                  MR. CULKIN:  Yes.  Could you repeat 

16           the question, please?

17                  SENATOR FERNANDEZ:  How can we ensure 

18           that we are still reaching these individuals 

19           without rolling back progress on bail reform?

20                  MR. CULKIN:  Well, I mean, I think 

21           reaching the individuals is based on making 

22           treatment more available and more easier to 

23           navigate.  I know myself, for years I had the 

24           hardest time navigating a treatment system.  


                                                                   563

 1           I got kicked out of more rehabs than I care 

 2           to count.

 3                  Just applying for treatment is a huge 

 4           process that a lot of people just are not 

 5           capable of completing, especially when you're 

 6           not in your right mind.  The system needs to 

 7           be streamlined and we need to make it easier 

 8           for people to get into treatment in order to 

 9           get better rather than just continuing to, 

10           you know, incarcerate them, let them out, 

11           incarcerate them, let them out.

12                  I believe that were treatment courts 

13           to be expanded, we would have a lot less 

14           crime in a matter of, you know, a relatively 

15           short period of time.  I hope that answered 

16           your question.

17                  SENATOR FERNANDEZ:  Yeah.  Recently at 

18           one of the press conferences I believe there 

19           was a former sheriff, a law enforcement 

20           official who has come out in support of this 

21           legislation.  Could you speak about how law 

22           enforcement has now turned to say that this 

23           is the method that we should be utilizing?

24                  MR. CULKIN:  Yes, I believe that was 


                                                                   564

 1           at our advocacy day just a couple of weeks 

 2           ago.  I believe he was an Albany County 

 3           sheriff as well.  He spoke last year.

 4                  I think that as law enforcement learns 

 5           about what will actually occur if this law 

 6           was passed, I think we're getting a lot more 

 7           support recently.  I've been a member of the 

 8           coalition for almost three years now.  There 

 9           wasn't much law enforcement support when I 

10           first joined, but there definitely is more 

11           now.  

12                  I think a lot of law enforcement 

13           officials understand that the carceral system 

14           we have now does not heal people.  It doesn't 

15           encourage people to stay out of the system.  

16           Prison's a finishing school for criminals.  

17           Okay?  

18                  I could have contacts for drugs, guns, 

19           cars, people, if that was the way I decided 

20           to spend my time in prison.  That's not how I 

21           spent my time.  But that's the way most 

22           people do spend their time when they're 

23           incarcerated.  Positive things just aren't 

24           done.  Prison's not rehabilitative.


                                                                   565

 1                  (Overtalk.)

 2                  SENATOR FERNANDEZ:  -- programs aren't 

 3           happening in all prisons and jails as they 

 4           should be, so --

 5                  MR. CULKIN:  What was that?

 6                  SENATOR FERNANDEZ:  I said MAT 

 7           programs are not happening in prisons and 

 8           jails as they should be, from what I've been 

 9           told.  So we could assume that, yes, this 

10           is --

11                  MR. CULKIN:  They do have programs, 

12           but they're not run very well.  Basically, as 

13           far as I'm concerned, what it comes --

14                  (Time clock sounds.)

15                  MR. CULKIN:  Can I finish or no?  

16                  In prison the priority is always 

17           security.  With mental illness and addiction 

18           the priority has to be recovery or it doesn't 

19           work.  I know that from painful personal 

20           experience.

21                  SENATOR FERNANDEZ:  Thank you.

22                  CHAIRWOMAN KRUEGER:  Assembly.

23                  CHAIRMAN PRETLOW:  Assemblywoman 

24           Simon.


                                                                   566

 1                  ASSEMBLYWOMAN SIMON:  So thank you all 

 2           for your testimony.  I'll get this a little 

 3           closer here -- sorry.  

 4                  And, you know, I think everybody -- I 

 5           think you have a lot of support for increased 

 6           TII, which is the new word for COLA.  And I 

 7           think everybody understands that need, and 

 8           the fact that we're sort of digging ourselves 

 9           out of a hole that we've been digging for a 

10           long time.  And this is a big step, but it's 

11           not going to solve every problem.

12                  I also want to kind of just explore 

13           with you -- because I think this big issue 

14           this year is involuntary commitment, expanded 

15           AOT, money to help counties pay for things 

16           even though we believe it, let's say, 

17           shouldn't be coercive.  But there's a real 

18           challenge here with people feeling that they 

19           need to do something to address this issue, 

20           which appears to be and what people are 

21           thinking is criminality.  Right?  

22                  And yes, we could say we're 

23           criminalizing mental illness, but that's been 

24           done, and everybody has this association.  


                                                                   567

 1           And it's being ginned up by the press for 

 2           sure, but we've also had some really horrible 

 3           things happen.  And how do we separate those 

 4           things or achieve a balance that people feel 

 5           like we have made some progress on this 

 6           without going to the other extreme, which I 

 7           think people don't realize that the balance 

 8           is actually against people with mental 

 9           illness when people may think it's for them 

10           and that's an excuse.  Right?

11                  MR. ROSENTHAL:  Those episodes were 

12           horrible.  Those episodes were horrible --

13                  ASSEMBLYWOMAN SIMON:  Yes.

14                  MR. ROSENTHAL:  -- but they represent 

15           such a small minority.  And there are other 

16           murders like that that happen but if it's a 

17           person with mental illness, it's on the front 

18           page of the New York Post.

19                  ASSEMBLYWOMAN SIMON:  Right.

20                  MR. ROSENTHAL:  And we're being told 

21           to force them.  So I just want to make a 

22           distinction there.

23                  The services I mentioned aren't for 

24           people who are that troubled, who we worry 


                                                                   568

 1           about, who are struggling and suffering.  We 

 2           don't stand by because we're for human 

 3           rights, we provide the service that actually 

 4           works.  You're just going to force people 

 5           into the same bad services if you don't 

 6           create the right services.  That's what we 

 7           need your help for.

 8                  Don't go to coercion.  It really is 

 9           not going to get it done.  I know the public 

10           is afraid, but stand tall with us, please.

11                  MS. LOWENKRON:  If I can just add, we 

12           have a whole list in our testimony of 

13           positive voluntary community-based programs 

14           that are the answer.  So we're not just 

15           saying "Don't do this," we're saying "Do 

16           that, which has an excellent track record."

17                  And one of the things that I want to 

18           quickly squeeze out is something that 

19           Senator Brouk spoke about, and that is the 

20           panels of --

21                  ASSEMBLYWOMAN SIMON:  Mm-hmm, the 

22           incident review panels.

23                  MS. LOWENKRON:  We're talking about 

24           the incident review panels.  And so many 


                                                                   569

 1           people have spoken about the need to look at 

 2           what are we doing wrong in order to figure 

 3           out what we're doing right.  That is the 

 4           answer.  It's already in statute.

 5                  CHAIRWOMAN KRUEGER:  Thank you.

 6                  MR. ROSENTHAL:  And you can put in the 

 7           law, it says "may," "shall."  

 8                  CHAIRWOMAN KRUEGER:  The time is up on 

 9           here.

10                  MR. ROSENTHAL:  Have OMH do that.

11                  CHAIRWOMAN KRUEGER:  Let someone else 

12           ask a question and then you can answer.

13                  Whose turn is it?

14                  CHAIRMAN PRETLOW:  It's your turn.

15                  CHAIRWOMAN KRUEGER:  Harvey, would you 

16           continue to answer the question for me, 

17           please.

18                  (Laughter.)

19                  CHAIRWOMAN KRUEGER:  No, I have three 

20           minutes.  Answer the question.

21                  MS. LOWENKRON:  Don't answer the 

22           question.

23                  ASSEMBLYWOMAN SIMON:  Finish your 

24           answer.


                                                                   570

 1                  CHAIRWOMAN KRUEGER:  Finish the 

 2           answer.

 3                  MR. ROSENTHAL:  With more time?

 4                  CHAIRWOMAN KRUEGER:  Yes.

 5                  MR. ROSENTHAL:  Okay, thank you, 

 6           Senator.

 7                  So first of all I want to say that 

 8           people, even the county officials have said 

 9           to me, I only put them on an order because 

10           the line -- waiting list for services is so 

11           long, and if you put them on AOT, you know, 

12           then they'll get front.  So you're dragging 

13           people in front of a judge and criminalizing 

14           them only to get them to the front of the 

15           line.  We've got to pay attention to that as 

16           well.  

17                  The incident review panel is really 

18           critical.  It was recommended in 2008 by a 

19           panel in New York City.  You put it in 

20           statute in 2014.  OMH -- the commissioner's 

21           great -- she didn't want to do it.  We have a 

22           right to know what happens each time.  

23           otherwise these tragedies happen and, you 

24           know, you don't hear what happened.  


                                                                   571

 1                  And they don't have to break some kind 

 2           of confidentiality.  "We've reviewed these 

 3           things and what we find is the services are 

 4           not coordinated."  That's a big one.

 5                  So the way to -- the incident review 

 6           panel will probably get us services that are 

 7           better coordinated, more effective, more 

 8           engaging, and like that -- I forget the 

 9           fourth word, but ...

10                  CHAIRWOMAN KRUEGER:  Thank you.

11                  Assembly.  

12                  MR. ROSENTHAL:  Thank you, Senator.  

13           Thank you so much.

14                  CHAIRMAN PRETLOW:  Assemblymember 

15           Giglio.

16                  ASSEMBLYWOMAN GIGLIO:  Okay.  So I 

17           agree, OPWDD needs to take back the rates.  

18           you know, the 7/1 rates, we just got them 

19           when, two weeks ago?  Yup.  And organizations 

20           such as yourselves are owed millions and 

21           millions and millions of dollars that you've 

22           been operating on a tight budget since 7/1 

23           because these rates just came out.  But 

24           hopefully you'll be getting those checks 


                                                                   572

 1           within the next couple of weeks and it will 

 2           be retroactive.

 3                  So yes, I agree with you, OPWDD needs 

 4           to take that back.  DOH has a lot on their 

 5           plate right now with Early Intervention and 

 6           with the CDPAP program, and OPWDD should be 

 7           taking care of your agencies.  So I one 

 8           hundred percent support that. 

 9                  I also support the rate increase, and 

10           I also hope that my colleagues and I can get 

11           together and make it that you will get your 

12           increases every year based on the rate of 

13           CPI.  We're seeing a lot of inflationary 

14           increase in the budget this year for state 

15           agencies, but we are not seeing it for our 

16           not-for-profits.  And a lot of our state 

17           agencies are closing down, and those people 

18           are coming to you.

19                  So I'm just -- I love the idea of a 

20           wage commission.  I love the access to 

21           capital resources for energy.  I think these 

22           are all really important things because not 

23           only are you dealing with not getting the 

24           funding that was promised to you in the 


                                                                   573

 1           budget -- because the rates weren't set -- 

 2           but you're also dealing with high utility 

 3           costs and other inflationary items that could 

 4           reduce your expenses so that more of this 

 5           money could go to the DSPs.

 6                  So if you could just tell me any other 

 7           ideas that any of you have so that we can all 

 8           work together on this to make sure that we 

 9           fully fund our most vulnerable population.

10                  MR. SEEREITER:  If we started with 

11           those, we'd make a huge dent in trying to 

12           address some of the challenges that have been 

13           pervasive in this system for an awfully long 

14           time.  The things you just rattled off would 

15           make a gigantic, gigantic improvement in our 

16           service delivery system.

17                  MS. SCHIFF:  Just thank you very much 

18           for your support, and we'll continue to work 

19           with you this legislative session.

20                  ASSEMBLYWOMAN GIGLIO:  (Mic off.)  

21           Thank you.

22                  Unless anybody wants to add anything?

23                  MR. ROSENTHAL:  You mean anything 

24           or --


                                                                   574

 1                  (Laughter.)

 2                  UNIDENTIFIED SPEAKER:  It has to be 

 3           about this.

 4                  CHAIRMAN PRETLOW:  You're done?

 5                  Senator Fitzpatrick.

 6                  We have more time, or no?  Oh, I'm 

 7           sorry, I'm looking at the clock.

 8                  SENATOR CANZONERI-FITZPATRICK:  Thank 

 9           you.  I just wanted to follow up on a 

10           question that Senator Fernandez asked to 

11           Mr. Culkin.

12                  With cashless bail, criminals are, you 

13           know, arrested, we release them.  How do we 

14           motivate them to voluntarily enroll in a 

15           program to help them with their addiction 

16           issues or their mental health issues?  How do 

17           we reach those people and motivate them to 

18           get the help that they need?

19                  MR. CULKIN:  I think that -- that's a 

20           great question.  I think that one of the ways 

21           is to make recovery more attractive.  And the 

22           increased use of peer specialists I think is 

23           a great way to do that.

24                  The word has to get out that you can 


                                                                   575

 1           live a good life without drugs, without 

 2           alcohol.  You can still be okay taking mental 

 3           health medications on a daily basis.

 4                  How we do that, I don't know.  I'm not 

 5           a public relations person.  But I think that 

 6           would really help the situation quite a bit.  

 7           And also streamlining -- streamlining the 

 8           system like I spoke about earlier.  I mean, 

 9           people with master's degrees have a hard time 

10           navigating the treatment system today.

11                  SENATOR CANZONERI-FITZPATRICK:  Thank 

12           you very much.

13                  CHAIRMAN PRETLOW:  Assemblyman 

14           Santabarbara.

15                  ASSEMBLYMAN SANTABARBARA:  Thank you, 

16           Mr. Chair.

17                  Thank you all for being here.  It's a 

18           big panel, so thank you for all your 

19           testimony.  It's a lot to take in, but it's 

20           all good information.

21                  I also want to echo what I said for 

22           the last panel.  The wage commission I think 

23           is a very good idea, and I saw it on some of 

24           your websites and social media, along with 


                                                                   576

 1           some other things as well.  

 2                  The wages are one piece of it, I find, 

 3           in my agencies, particularly Liberty Arc in 

 4           Amsterdam.  They have really embraced a 

 5           credentialing program that has several 

 6           graduating classes, so the recruitment and 

 7           retention is a whole 'nother piece of it.

 8                  So I'd love to hear your thoughts 

 9           on -- besides the wages, we also -- I think 

10           we also need more career pathways, and I 

11           suggested investing more in the SUNY system 

12           and those type of career pathways.  

13                  Maybe just comments and maybe some 

14           things we can do in the budget to improve 

15           these pathways to professionalize and 

16           credentialize.

17                  MR. SEEREITER:  Sustaining the things 

18           that have been piloted by OPWDD that have 

19           proven good outcomes would be remarkably 

20           valuable, whether that's professional 

21           development in our direct support 

22           professionals themselves, the credentials, 

23           the SUNY/CUNY microcredential, building a 

24           pipeline through the BOCES programs and other 


                                                                   577

 1           things like that.  We'll pay gigantic 

 2           dividends if we are able to reflect the 

 3           complexity of these jobs in the wages that 

 4           are paid for them.

 5                  Quite frankly, this sector of OPWDD 

 6           service providers would be in a more 

 7           competitive position with regard to other 

 8           positions in any other sector -- including, 

 9           quite frankly, human services as well -- 

10           because of some of these types of 

11           investments, if we get to wages that are 

12           indeed more competitive.  Because it becomes 

13           more attractive.  It's not just that I have 

14           to leave the job to go to get something 

15           different, I can make this part of a career, 

16           especially if I'm passionate about that and I 

17           want to remain as part of someone's life and 

18           supporting them to become the most -- you 

19           know, supporting them to pursue their dreams 

20           and achieve their dreams as best as possible.  

21                  These are remarkably great things.  We 

22           just need to kind of follow that through with 

23           making sure that the compensation reflects 

24           the complexity of the job.


                                                                   578

 1                  MS. SCHIFF:  Agree with everything 

 2           Michael just said.  And I'd like to also add 

 3           that the wage commission is so, so important 

 4           because in order to get us from where we're 

 5           at now to where we actually need to be in 

 6           order to really professionalize the position 

 7           and pay people what -- you know, commensurate 

 8           with what we request them to do 24/7, it's a 

 9           multiyear plan.  Because it's going to be 

10           quite expensive to raise salaries in the ways 

11           that we need to.

12                  ASSEMBLYMAN SANTABARBARA:  Thank you.  

13           Thank you for being here.  Thank you for your 

14           answers.

15                  CHAIRMAN PRETLOW:  Assemblyman Brown.

16                  ASSEMBLYMAN KEITH BROWN:  Thank you, 

17           Chair.

18                  Mr. Culkin, I had some follow-up 

19           questions for you.  Senator 

20           Canzoneri-Fitzpatrick asked you a question 

21           that related to -- with violent individuals.  

22           You said yourself that you were convicted of 

23           a violent crime.  What crime was that?

24                  MR. CULKIN:  I pled guilty to three 


                                                                   579

 1           counts of attempted burglary in the second 

 2           degree.  It's considered a violent crime by 

 3           statute because of the potential for 

 4           violence.  I entered people's homes while 

 5           they were there.

 6                  ASSEMBLYMAN KEITH BROWN:  Right.  And 

 7           I think -- so let me just preface this by 

 8           saying that one of the things that I really 

 9           think that we should try to shoot for as a 

10           society is to get people who are having 

11           trouble with substance use disorder into 

12           therapy and treatment as soon as possible.  

13                  But the distinction that I think some 

14           of the DAs have said to me when it relates to 

15           this piece of legislation is that it lets 

16           violent criminals out on the street where 

17           they need to get rehabilitation inside and 

18           that rehabilitation come in the form of 

19           behavioral rehabilitation as well as 

20           substance use disorder.

21                  So what would you say to the DAs?

22                  MR. CULKIN:  I would say that's great 

23           in theory.  I could talk for an hour about 

24           how ineffective programs in the prison system 


                                                                   580

 1           are.

 2                  No policy is going to perfectly 

 3           address every case.

 4                  ASSEMBLYMAN KEITH BROWN:  Sure.

 5                  MR. CULKIN:  We are going to make 

 6           mistakes.  The idea I think is to benefit 

 7           more than we take away.  And I think that 

 8           treatment -- it's not going to work the first 

 9           time for everybody.  It's that simple.  But 

10           do we give up --

11                  ASSEMBLYMAN KEITH BROWN:  I'm sorry to 

12           interrupt you.  But when were you 

13           incarcerated?

14                  MR. CULKIN:  I was incarcerated from 

15           2013 to 2020.

16                  ASSEMBLYMAN KEITH BROWN:  So in our 

17           county our sheriff is very active, 

18           probably -- you know, and I know several are.  

19           But I just know from personal experience that 

20           our sheriff has really been at the forefront 

21           of bringing as much treatment for substance 

22           use disorder into our jail system, and he 

23           actually goes around the country speaking to 

24           other systems about how to incorporate that.


                                                                   581

 1                  So was there something like that in 

 2           prison for you that you could benefit from?

 3                  MR. CULKIN:  So I was sent to prison 

 4           in 2013 with a drug problem.  I was put in an 

 5           alcohol and substance abuse treatment program 

 6           in 2019.  The program was run by inmates 

 7           while the counselors stayed in the office.

 8                  I was lucky that there was inmates who 

 9           actually cared and would try to be effective.  

10           But yeah, we had professional counselors, 

11           they weren't doing anything.  There's no 

12           motivation for them to do anything.  The --

13                  ASSEMBLYMAN KEITH BROWN:  So if I may, 

14           just two quick questions.  So I had asked 

15           before -- and I only have 18 seconds so I'm 

16           going to run out of time.  But I think with 

17           bail reform we missed an opportunity to get 

18           people to treatment as quickly as possible.  

19           And I think with desk appearance tickets 

20           there's an opportunity there to switch the 

21           system and make it available for people to 

22           get treatment, rather than having to go into 

23           the court system.  And then if they fail, 

24           then they go into the court system.  So --


                                                                   582

 1                  CHAIRMAN PRETLOW:  Assemblyman Ra.

 2                  ASSEMBLYMAN KEITH BROWN:  Thank you 

 3           for being here.

 4                  MR. CULKIN:  Thank you.

 5                  ASSEMBLYMAN RA:  Thank you.  Thank you 

 6           all for being here.

 7                  And I do want to mention quick with 

 8           regard to the OPWDD and taking back the rate 

 9           setting, as we know, you know, the Governor's 

10           administratively transferring billions of 

11           dollars out of DOH into the mental hygiene 

12           budget, so it makes even more sense that for 

13           consistency's sake that that be the case.  

14           And I would say even transparency's sake.

15                  I wanted to ask Winnie in particular 

16           if you have any thoughts with regard to this. 

17           I know, you know, we had done that call back 

18           in December and we were talking about the 

19           wage commission and I think it's something we 

20           need to do and set ourselves up for, you 

21           know, the future so we can finally make the 

22           changes we need to make and make sure there's 

23           adequate wages to retain and recruit workers.

24                  But I think we all know in the 


                                                                   583

 1           Legislature we've -- if we do something like 

 2           this as a standalone bill, it's getting 

 3           vetoed.  Right?  It happens on so many 

 4           important issues.  Some of them have come up 

 5           today.  But that's just the nature of where 

 6           we are.

 7                  So it's imperative that it get done in 

 8           the budget.  So do you have any sense as to 

 9           what an appropriate appropriation to go along 

10           with that would be, so that it could be 

11           conducted?

12                  MS. SCHIFF:  Well, that would be the 

13           job of the wage commission.  First they would 

14           have to study a variety of direct care 

15           positions -- because it's not just DSPs, 

16           although --

17                  ASSEMBLYMAN RA:  I mean for the 

18           conducting of the study, actually.

19                  MS. SCHIFF:  Oh, oh, oh, oh.  I don't 

20           know the cost of that.  Do you, Michael?

21                  MR. SEEREITER:  No, I do not.  But I 

22           would venture to guess that that's not -- 

23           probably not north of a million dollars.  

24           Like you're talking a pretty sizable group of 


                                                                   584

 1           sectors that you're going to need to look at, 

 2           bring in -- I'm thinking travel, quite 

 3           frankly, is going to be one of the most 

 4           expensive things to cover in that.

 5                  But you could look at this and get 

 6           some really good trajectory for where the 

 7           system needs to go, multiple systems need to 

 8           go.  It seems like a wise investment of 

 9           resources.

10                  ASSEMBLYMAN RA:  I'm just trying to 

11           avoid the pitfalls that we see all the time 

12           with these things.

13                  MS. SCHIFF:  It would be a group of 

14           people who are already engaged in the work, 

15           so they -- you know, there are no salaries 

16           involved.  Travel looks like the thing, yeah.

17                  ASSEMBLYMAN RA:  All right, do -- you 

18           look like you have something you want to say.

19                  MR. CULKIN:  Yeah, I just -- the topic 

20           of money came up.  I just want to like say 

21           that it costs a lot less to treat people than 

22           it does to incarcerate people.

23                  The state's paying $150,000 per person 

24           a year.  Rikers is over half a million 


                                                                   585

 1           dollars.  I mean, it's just -- the money 

 2           makes sense.

 3                  ASSEMBLYMAN RA:  Absolutely.  I agree 

 4           completely.

 5                  Thank you all.  Thank you all for your 

 6           patience and being here and your advocacy.

 7                  CHAIRMAN PRETLOW:  Assemblywoman 

 8           Gallagher.

 9                  ASSEMBLYWOMAN GALLAGHER:  Hi.  Thank 

10           you so much for your work and for your words.

11                  In my district I've seen firsthand how 

12           bureaucratic systems inhibit or prevent folks 

13           from getting the treatment and care that they 

14           need, and I know it from my own community as 

15           well.  So I know you can't force or cajole 

16           somebody into successful recovery.  So what 

17           are some other barriers that you all are 

18           seeing to good recovery that we aren't 

19           addressing right now?

20                  And what are the right legislative 

21           fixes and budgetary fixes that you need from 

22           us that we could propose in our one-house 

23           budgets?

24                  MR. ROSENTHAL:  Well, I think housing.  


                                                                   586

 1           A lot of, you know, people -- I think 

 2           poverty, racism.  Sorry.  Isolation.

 3                  So I think there are programs like the 

 4           clubhouse programs that are going upstate.  

 5           They provide all of that.  They provide food, 

 6           drop-in services, sort of relapse prevention.  

 7           We have programs out there -- we don't even 

 8           know what works.  We just have to invest in 

 9           them.

10                  ASSEMBLYWOMAN GALLAGHER:  Right.  

11           Right.

12                  MR. ROSENTHAL:  We should get a COLA, 

13           but we also just need more and -- more 

14           different services.  It's much cheaper than 

15           $1300 a day in a hospital in New York City.

16                  ASSEMBLYWOMAN GALLAGHER:  Right.  And 

17           I know like workforce is really difficult 

18           too.  I know so many folks who are in 

19           recovery who are looking for work but they 

20           don't have like recovery-ready workplaces 

21           available for them to work at.

22                  MR. ROSENTHAL:  Right.

23                  ASSEMBLYWOMAN GALLAGHER:  Do you have 

24           any thoughts on that program and what we 


                                                                   587

 1           could be putting into that?

 2                  MR. ROSENTHAL:  I don't know that one.  

 3           But clubhouses, that's the main function of a 

 4           clubhouse, besides connecting people 

 5           socially, is employment.  I ran the clubhouse 

 6           in Albany and because I didn't do employment 

 7           all day long, it wasn't really a clubhouse.  

 8           That's how serious it is.

 9                  ASSEMBLYWOMAN GALLAGHER:  That's 

10           great.

11                  MS. LOWENKRON:  I was just going to 

12           add along with housing and dealing with, 

13           poverty, let alone racial issues, I think 

14           that you're very much onto something, and 

15           it's something that we're looking for too, 

16           and that's employment skills training, 

17           absolutely.  And in the program that you 

18           mentioned, vocational rehabilitation 

19           programs, that's where -- definitely one of 

20           the areas.

21                  But I think if you take a look at the 

22           list that we have and you want to know what 

23           can we do, the programs that we have on that 

24           list are tried and true, and that's where the 


                                                                   588

 1           money should go.  And that will avoid the 

 2           consequences that you're concerned of, even 

 3           though we say those are very limited -- 

 4           violent public safety consequences.

 5                  ASSEMBLYWOMAN GALLAGHER:  Right.

 6                  MR. CULKIN:  I just want to add that 

 7           recovery's holistic.  If we get somebody 

 8           sober but don't help them find a place to 

 9           live and give them a way to meaningfully pass 

10           their time, it's just not going to last.  I 

11           mean, you know, what is it they say, idle 

12           hands are the devil's work?  If I didn't have 

13           a reason for living, what's the point?  

14                  I think the clubhouses, the money for 

15           the clubhouses is huge.

16                  ASSEMBLYWOMAN GALLAGHER:  Great.  

17           Thank you so much.

18                  CHAIRMAN PRETLOW:  Assemblywoman 

19           Griffin.

20                  ASSEMBLYWOMAN GRIFFIN:  Okay, thank 

21           you.  And thank you to all of you for being 

22           here.  I appreciate your well-thought-out 

23           strategies to address treatment for mental 

24           health issues.  


                                                                   589

 1                  And I was just curious, like one -- of 

 2           course treatment courts seem like a really 

 3           good way to address a variety of issues.  And 

 4           I wondered, are there statistics that show 

 5           where there is an adequate amount of 

 6           treatment courts and where there is none?  

 7           Like do you have those statistics across the 

 8           state of where this is succeeding, do we -- 

 9           like can we get those numbers anyways?

10                  MR. CULKIN:  There are numbers.  I'm 

11           not really familiar with a ton of them, but I 

12           can say that I don't know what year it was, 

13           but the most recent year statistics were 

14           available there was something like 20,000 

15           arrests in the state and 40 people were 

16           diverted to mental health court.  I mean, 

17           that's a statistic for the underuse.

18                  There are statistics, I could connect 

19           you with the person who would have them.  I'm 

20           not familiar with all of them.

21                  ASSEMBLYWOMAN GRIFFIN:  Okay.

22                  MR. CULKIN:  I can say that making the 

23           decision to divert somebody to treatment 

24           based on the recommendation of a clinician 


                                                                   590

 1           would be a lot more beneficial than the 

 2           recommendation of a DA.

 3                  ASSEMBLYWOMAN GRIFFIN:  It seems like 

 4           it could be -- make a big impact.

 5                  And then I'd really like to learn 

 6           about the programs, like the Peer Bridge, 

 7           INSET, clubhouses.  And the same question 

 8           goes, like where are those succeeding and 

 9           where are they, and where are there like 

10           deserts where there's nothing like that 

11           available to people?  Do we have that?  Like 

12           do we know with Long Island's underserved?  

13           Upstate?  What do we know about it?

14                  MR. ROSENTHAL:  They're really 

15           everywhere.  The INSET program starts in 

16           Westchester; now they have one in Long 

17           Island.  Now they have two in Suffolk.  You 

18           know, one in Buffalo.  You know, so there are 

19           five of them in the state.

20                  Bridger programs, we created that out 

21           of five state hospitals.  And now there are 

22           more of them, but, you know, that's the core.  

23           And we help people get out and stay out of 

24           hospital.


                                                                   591

 1                  In the budget we're happy that the 

 2           Governor's going to fund some Bridger 

 3           programs in community hospitals, not just the 

 4           state hospitals.  So they're growing slowly.  

 5           These are the first generation of these new 

 6           models.  So they have five of this kind and, 

 7           you know, eight of that kind.  But -- so 

 8           there is some money in the budget, but we'd 

 9           love more, because we really think we need 

10           them.

11                  ASSEMBLYWOMAN GRIFFIN:  Right.  And it 

12           seems like it would be well -- a wise 

13           investment because it really does make an 

14           impact.

15                  But I would love if we could get any 

16           statistics so we could see where we --

17                  MR. ROSENTHAL:  We will.

18                  ASSEMBLYWOMAN GRIFFIN:  -- where do we 

19           need more of them.

20                  MR. ROSENTHAL:  Definitely.

21                  ASSEMBLYWOMAN GRIFFIN:  And I agree 

22           with the review panels.  It's odd to me that 

23           it was adopted in 2014 and still hasn't been 

24           implemented.  That seems odd.


                                                                   592

 1                  And also wage commission study, you 

 2           know, all of those ideas, you know, are -- to 

 3           me, I'm on board with all of them.

 4                  And Harvey, you mentioned you were at 

 5           Mercy Hospital.  Do you live in Nassau 

 6           County?

 7                  MR. ROSENTHAL:  I grew up in Freeport.

 8                  ASSEMBLYWOMAN GRIFFIN:  Oh, in 

 9           Freeport.  And do you still live over that 

10           way?

11                  MR. ROSENTHAL:  No.

12                  ASSEMBLYWOMAN GRIFFIN:  Oh, okay.  I 

13           was going to say you could make an 

14           appointment at my office and we could speak 

15           about this some more.  I thought you were 

16           local.

17                  Okay, thank you very much.

18                  MR. ROSENTHAL:  We'll have lunch at 

19           Ben's.

20                  (Laughter.)

21                  CHAIRMAN PRETLOW:  Assemblywoman 

22           Chandler-Waterman.

23                  ASSEMBLYWOMAN CHANDLER-WATERMAN:  

24           Thank you so much for all of the work and 


                                                                   593

 1           advocacy from everybody here.

 2                  I just want to do a special thanks to 

 3           Ruth and Harvey.  Thank you for supporting my 

 4           district, working closely with my mental 

 5           health task force that we've created.  And 

 6           you know we've got to shout out Christina for 

 7           making sure we put all that together as a 

 8           peer.

 9                  Not only my constituency but my family 

10           members as well, you have supported them 

11           greatly.  

12                  So I do agree that we need a 

13           sustainable person-centered plan with peers 

14           at the front of the conversation like 

15           Treatment Not Jail, like Daniel's Law, the 

16           $1 million that we fought hard to make sure 

17           that that was {unintelligible}, shout out to 

18           Bronson and Brouk.

19                  On that, I just want to know when it 

20           comes to -- we talked about the increased 

21           funding for the Peer Bridgers Program, 

22           definitely, expanded, local, culturally 

23           responsive respite centers and clubhouses, 

24           transform the mental health crisis response, 


                                                                   594

 1           like that housing.  Invest and expand family 

 2           support.  That's something I really want to 

 3           talk about.

 4                  Oftentimes families are left out of 

 5           the process or not in the plan at all, and 

 6           barriers are created for families to really 

 7           support -- and we know that's the way to 

 8           recovery, is with family support.  

 9                  So I used to think about like if you 

10           had a brochure, a one-pager:  What happens 

11           once you enter CPAP, right, for a family when 

12           you leave them at that door.  Right?  What -- 

13           then go to the MHUs after care?  What would 

14           you think would be like the first thing that 

15           you'd focus on for family support so they can 

16           be really intentional about the recovery of 

17           individuals in crisis?

18                  MS. LOWENKRON:  So we work closely, 

19           Harvey and I -- actually, we work in a 

20           coalition with criminal reform attorneys and 

21           civil rights advocates, providers, disability 

22           advocates.  And one of the major contributors 

23           to that coalition is NAMI-NYC.  And as you 

24           know, they are all about family programs.  


                                                                   595

 1           And we have a whole platform that is in my 

 2           testimony and that I can share more broadly 

 3           with more details.

 4                  But NAMI-NYC will be putting in 

 5           testimony that specifically talks about what 

 6           kind of money for what kind of specific 

 7           programs.  

 8                  Unless you have something more 

 9           specific to say, Harvey.

10                  MR. ROSENTHAL:  The family support 

11           program is 500,000, is what they told us for 

12           this year.

13                  MS. LOWENKRON:  Well, that's what 

14           we're getting.  But I think we have other 

15           recommendations.

16                  MR. ROSENTHAL:  We're asking for it.

17                  MS. LOWENKRON:  Oh, I'm sorry.  Okay.

18                  Good work, team.

19                  ASSEMBLYWOMAN CHANDLER-WATERMAN:  

20           Well, thank you.  Is there anything else that 

21           you want to add to that?  You're good?

22                  All right, thank you so much.

23                  (Off the record.)

24                  ASSEMBLYWOMAN CHANDLER-WATERMAN:  No, 


                                                                   596

 1           she could.  She could add something.  Go 

 2           ahead.  

 3                  MS. LOWENKRON:  Well, I wouldn't mind 

 4           just saying one more thing in terms of all of 

 5           the programs that we're talking about.  I 

 6           want to just take one second to talk about 

 7           the Daniel's Law.  Because that is something 

 8           that takes into account all the issues we 

 9           have been talking about here, the prominent 

10           role of peers in -- oh, I thought that the 

11           Assemblymember --

12                  ASSEMBLYWOMAN CHANDLER-WATERMAN:  You 

13           still had time.

14                  MS. LOWENKRON:  Oh, I'm sorry.  I'm 

15           sorry if I did the wrong thing.

16                  ASSEMBLYWOMAN CHANDLER-WATERMAN:  Can 

17           she finish?

18                  CHAIRWOMAN KRUEGER:  Afraid not.  You 

19           used up your time already.  You can talk to 

20           her afterwards.

21                  MS. LOWENKRON:  She hadn't.  The clock 

22           was running.  And there's still, in fact, 8 

23           seconds.

24                  CHAIRWOMAN KRUEGER:  It's your -- 


                                                                   597

 1           remember, you decide.

 2                  CHAIRMAN PRETLOW:  Oh, talk, sure.

 3                  CHAIRWOMAN KRUEGER:  Keep going.

 4                  MS. LOWENKRON:  I'm sorry, not to 

 5           offend.

 6                  But the Daniel's Law, which we are 

 7           hoping to get everyone here to sign onto, 

 8           many of you have, is all about the frontline 

 9           role of peers and to avoid the crises that 

10           could potentially lead to untoward events, 

11           again which we say are limited in number.

12                  CHAIRWOMAN KRUEGER:  Okay.  All right, 

13           everyone now got their time.  Then we're 

14           going to ask you -- thank you very much for 

15           staying with us and for sharing so much 

16           important information.  And we're going to 

17           let you be excused.

18                  And we're going to call the last panel 

19           of this hearing --

20                  MR. CULKIN:  Assemblymember Griffin, I 

21           received a text on my watch.  It was 274,000 

22           arrests, 52 diversions.  I will get some more 

23           statistics and email them to your office.

24                  ASSEMBLYWOMAN GRIFFIN:  Okay, great.  


                                                                   598

 1           Thank you.

 2                  CHAIRWOMAN KRUEGER:  Thank you.  

 3                  Okay, so now we have Panel F, for 

 4           those of you who are keeping score:  Friends 

 5           of Recovery; InUnity Alliance; and Licensed 

 6           Creative Arts Therapy Advocacy Coalition.

 7                  (Pause.)

 8                  CHAIRWOMAN KRUEGER:  Well, I guess 

 9           it's officially good evening.  Oh, good, all 

10           three of you are here.  Thank you.

11                  So first just go down the line and 

12           introduce yourself so that the tech people 

13           know which of you is which.

14                  Hi.

15                  MS. DAVIS:  (Mic off; inaudible.)

16                  CHAIRWOMAN KRUEGER:  Press the green.  

17           You have to push the button in a special way.

18                  MS. DAVIS:  Push it haaard.  

19                  I am a cofounder of the LCAT Advocacy 

20           Coalition, president emeritus of the New York 

21           Art Therapy Association, and clinical 

22           director for the Emerald Sketch, an LCAT.

23                  CHAIRWOMAN KRUEGER:  Thank you.

24                  MR. JIHOON KIM:  Good evening.


                                                                   599

 1                  CHAIRWOMAN KRUEGER:  Good evening.

 2                  MR. JIHOON KIM:  My name is Jihoon 

 3           Kim, and I am the president and CEO of 

 4           InUnity Alliance.

 5                  DR. SMITH-WILSON:  Good evening.  I'm 

 6           Dr. Angelia Smith-Wilson, executive director 

 7           of Friends of Recovery-New York.

 8                  CHAIRWOMAN KRUEGER:  And why don't we 

 9           start with you, Dr. Smith, and then move down 

10           that way.  Oh, Dr. Smith-Wilson, excuse me.

11                  DR. SMITH-WILSON:  Excellent.  Thank 

12           you.  Good evening, everyone, and thank you 

13           for hanging in there.  Right?

14                  So again, thank you for allowing 

15           Friends of Recovery-New York the opportunity 

16           to bring the voice of over 260,000 

17           New Yorkers who self-identify and report as 

18           being members of the recovery community.  

19           Again, my name is Dr. Angelia Smith-Wilson, 

20           and I am the executive director of Friends of 

21           Recovery-New York.  

22                  Friends of Recovery-New York reports 

23           individuals and families living in recovery 

24           from addiction, those who have lost loved 


                                                                   600

 1           ones to addiction, and those otherwise 

 2           impacted by substance use disorder.  FOR-NY 

 3           is also dedicated to building a strong 

 4           statewide infrastructure as we stand as 

 5           New York State's only statewide recovery 

 6           community organization.  

 7                  And -- and -- oh, I lost my train of 

 8           thought.  And we also support a robust peer 

 9           workforce that provides vital support for 

10           people in recovery and others in need.

11                  So the question is not how this 

12           proposed budget will impact the over 260,000 

13           New Yorkers who are in recovery; the question 

14           is how bad will it get and how many more 

15           lives will be lost to the opioid epidemic.  

16           It was literally said earlier today that 

17           budgeting is about priorities -- and I wanted 

18           to jump through the screen as I was 

19           livestreaming that part for my audience, 

20           because budgeting is about priorities.  It is 

21           the definitive way that we decide as 

22           New Yorkers who we will care for and how we 

23           will care for them.

24                  So while it was also stated by our 


                                                                   601

 1           New York State OASAS commissioner that there 

 2           has been a 17 percent decrease in opioid 

 3           overdose, while we applaud that, it is a 

 4           short-lived victory, as it is not being -- it 

 5           is not equitable in the Black and brown 

 6           communities.  We are not seeing such a sharp 

 7           decrease and decline in opioid overdose.  So 

 8           I would be remiss if I did not bring that 

 9           point up.

10                  So the New York State Office of 

11           Addiction Services and Supports continues to 

12           be funded at a significantly lower level 

13           compared to other agencies serving similar 

14           populations such as OPWDD and OMH.  On 

15           average, the OASAS budget is only 17 percent 

16           of these other budgets.

17                  So we are directly advocating for 

18           additional investments in OASAS to better 

19           support recovery services.  What I mean by 

20           additional is 1 billion.  

21                  God, that went so fast.  Thank you.

22                  CHAIRWOMAN KRUEGER:  Thank you.

23                  DR. SMITH-WILSON:  So much more to 

24           say.


                                                                   602

 1                  MR. KIM:  Good evening, Committee 

 2           Chairs Krueger and Pretlow and distinguished 

 3           committee members.  My name is Jihoon Kim, 

 4           and I am the president and CEO of InUnity 

 5           Alliance, and a social worker by training.  

 6                  It's an honor to be here today 

 7           representing more than 200 community-based 

 8           organizations serving New Yorkers at risk of 

 9           or living with substance use disorder and 

10           mental health conditions.

11                  Beyond advocacy, our organization 

12           provides training and is the exclusive 

13           certifying body for peer recovery 

14           credentialing in New York State.  Thank you, 

15           Senator Fernandez, for your continued support 

16           and funding of our peer-credentialing 

17           program.  

18                  As we all know, addiction and mental 

19           health conditions are not unlike other 

20           medical conditions such as diabetes.  There 

21           are early signs, and without care the 

22           symptoms get worse.  Yet due to persistent 

23           stigma and a lack of understanding, when 

24           untreated, these conditions jeopardize close 


                                                                   603

 1           relationships, disrupt the ability to earn a 

 2           living, and even put lives at risk.

 3                  While hospitals can provide short-term 

 4           stabilization, for most, true recovery 

 5           requires ongoing care.  Without it, the cycle 

 6           continues.

 7                  I know this from personal experience.  

 8           I was fortunate to receive care early, but 

 9           not early enough to avoid multiple 

10           hospitalizations and long-term 

11           rehabilitation.  I am a person in long-term 

12           recovery from a mental illness and a 

13           substance use disorder.  I share this because 

14           the substance use disorder and mental health 

15           care system, despite its many challenges, 

16           saved my life -- but now it is crumbling.  

17           People like me are missing their second 

18           chance.  New Yorkers who need care wait 

19           months or even over a year for their first 

20           appointment, many fearing that symptoms will 

21           only get worse, only being prioritized when 

22           they are in crisis.  

23                  While the Governor's historic 

24           $1 billion commitment to mental health was a 


                                                                   604

 1           step forward, and is appreciated, existing 

 2           programs are struggling to stay afloat due to 

 3           years of underinvestment.  They are doing 

 4           everything they can, relying on a patchwork 

 5           of funding to fill the gaps and scrambling to 

 6           navigate severe and persistent workforce 

 7           shortages.

 8                  Substance use disorder services are 

 9           particular vulnerable, as they have been 

10           largely excluded from major transformation 

11           efforts and continue to be overlooked.  

12                  Multiple mental health service 

13           providers have approached us, saying they 

14           would like to apply for new initiatives but 

15           they do not have enough staff or resources.  

16           Organizations delivering core services like 

17           Assertive Community Treatment, the ACT 

18           teams -- serving the population intended to 

19           be reached by the proposed expansion of 

20           involuntary admission criteria -- are voicing 

21           serious concerns about their financial 

22           sustainability.  

23                  New York must invest in ongoing 

24           comprehensive funding strategies to ensure 


                                                                   605

 1           that lifesaving substance use disorder and 

 2           mental health services remain available to 

 3           all who need them.  We are calling for a 

 4           7.8 percent increase to get caught up with 

 5           inflation as well as an enhanced Medicaid 

 6           rate and our fair share of the MCO tax 

 7           revenue.  The proposed 2.1 percent is 

 8           woefully inadequate.

 9                  By investing in these services, you 

10           are meeting the growing needs of New Yorkers 

11           and fostering opportunities to help tear down 

12           health inequities.  

13                  I appreciate the committee's time and 

14           consideration of these requests and am 

15           available to provide additional information.

16                  MS. DAVIS:  (Singing to hand puppet.)  

17           "You'll sing a song and I'll sing a song, 

18           we'll sing a song together.  You'll sing a 

19           song and I'll sing a song, in warm or wintry 

20           weather."

21                  I've been a licensed creative arts 

22           therapist for 12 years.  I focus on training 

23           clinicians on the ground, mobilizing art 

24           therapy after American terror.  I am the 


                                                                   606

 1           woman, the licensed creative arts therapist 

 2           who showed up in Newtown, Connecticut, as a 

 3           New Yorker and mobilized art therapy for the 

 4           young children there.

 5                  I'm here today because New York has a 

 6           child and adult mental health crisis, and the 

 7           state budget can help solve the problem by 

 8           adding language to improve access to 

 9           psychotherapy.  (Singing.) "Creative arts 

10           therapy is psychotherapy."

11                  (With hand puppet.)  For those most 

12           vulnerable New Yorkers who rely on Medicaid 

13           for healthcare, the Division of Budget has 

14           determined giving our more than 2,000 LCATs 

15           the opportunity to apply to become Medicaid 

16           providers will cost only $2 million this 

17           year, ramping up the number of therapists who 

18           can immediately fill workplace vacancies and 

19           provide already existing psychotherapeutic 

20           services -- 

21                  (Singing.)  "Creative arts therapy is 

22           psychotherapy."

23                  -- in many facilities in which we 

24           provide care already.  


                                                                   607

 1                  Our therapy for children under the age 

 2           of six with Medicaid coverage, in network for 

 3           LCSWs, is requested countless times.  

 4           Examples are given all day.  

 5                  You all know this, and I appreciate 

 6           that.  While LCSWs have no availability right 

 7           now, there are countless creative arts 

 8           therapists who do have openings.  But we can 

 9           never benefit the children in need because we 

10           have an LCAT license, and these coordinators 

11           are specifically seeking art therapy services 

12           for the littlest children in crisis, not to 

13           mention of all ages we benefit.  

14                  In December of 2021 Governor Hochul 

15           signed into law Chapter 819 that passed 

16           overwhelmingly by both the Senate and the 

17           Assembly.  It allowed all mental health 

18           practitioners licensed under Article 163 to 

19           be eligible for coverage under Medicaid.  

20           Then, in 2022, Chapter 97, to specifically 

21           exclude LCATs and LPS, a "chapter amendment" 

22           was signed.  

23                  Since these 2022 actions, the need for 

24           licensed mental health practitioners in our 


                                                                   608

 1           state to provide desperately needed 

 2           psychotherapy has only grown, especially for 

 3           children and teens.  (Sing-song voice, hand 

 4           puppet.)  If you are unaware, LCATs treat 

 5           some of the hardest-to-reach patients -- 

 6           children, elderly, mm-mm-mm-mm.  Very 

 7           importantly, creative arts therapists are 

 8           uniquely qualified to work with refugees, 

 9           immigrants, non-English-speakers, due to the 

10           nonverbal processes.

11                  Then came extraordinary things, 

12           through the efforts of Senator Samra Brouk, 

13           Assemblymember Harry Bronson, and the support 

14           of many of you, including Assemblymember 

15           Jo Anne Simon, as well as our collaborators 

16           1199 and Northern Rivers and many, many 

17           others.  

18                  We want you to know (singing) 

19           "Creative arts therapy is psychotherapy."  

20                  And most importantly, listen, the 

21           procedure codes for billing psychotherapy are 

22           the same.  Thank you.

23                  CHAIRWOMAN KRUEGER:  Thank you.

24                  Senator Fernandez.


                                                                   609

 1                  SENATOR FERNANDEZ:  Thank you for that 

 2           testimony.  That made me happy.

 3                  MS. DAVIS:  Brighten it up a little in 

 4           here.

 5                  SENATOR FERNANDEZ:  Art therapy is a 

 6           great therapy.

 7                  I wanted to allow Dr. Smith-Wilson to 

 8           finish your funding ask.  You said "we need 

 9           more money," you never got to a number, if 

10           you could say that.

11                  DR. SMITH-WILSON:  Yes, thank you, 

12           Senator Fernandez.

13                  We are asking for $1 billion 

14           investment in OASAS to better support 

15           recovery services and address the growing 

16           needs of individuals in recovery.

17                  SENATOR FERNANDEZ:  Thank you.  Can 

18           you detail how recovery is getting funded?

19                  DR. SMITH-WILSON:  Currently recovery 

20           is funded -- there's a small percentage of 

21           the state Aid to Localities, and then the 

22           remaining is from the opioid settlement 

23           funds.  Which are not -- earlier today the 

24           commissioner did talk about how those funds 


                                                                   610

 1           are time-limited.  

 2                  So even though the funds are due to 

 3           arrive to New York State over an 18-year 

 4           period, currently the recovery community 

 5           organizations right now were given funds last 

 6           year to be dispersed for a two-year period, 

 7           which will be ending in March 2025 of this 

 8           year.  Some of those will be extended to 

 9           June.

10                  But again, sustainability with regards 

11           to the recovery community organizations is 

12           not there.

13                  SENATOR FERNANDEZ:  Thank you.

14                  Senator Canzoneri-Fitzpatrick did ask 

15           like what could be the tool -- and forgive me 

16           for not word for word, but what could be the 

17           tool to get somebody to want to get 

18           treatment.  My personal opinion is the peer 

19           support advocates.  I've heard from many, 

20           have visited many organizations that have 

21           proven that this is a very strong tool to 

22           inspire others to take that first step into 

23           recovery.  

24                  And Assemblywoman Gallagher did 


                                                                   611

 1           mention the benefits of having a special 

 2           supportive workplace.  Can you speak on that?

 3                  DR. SMITH-WILSON:  Yes.  Well, first 

 4           let me say that treatment -- while we 

 5           support, we fully, fully support treatment, 

 6           all levels and all modalities of treatment, 

 7           let me be clear that treatment is episodic 

 8           and recovery is lifelong.  

 9                  And what I mean by that is that 

10           individuals can seek treatment, we often -- 

11           if individuals are looking to enter 

12           treatment, we certainly help individuals.  

13           They receive that help by going to local 

14           recovery community organizations that also 

15           help to, you know, get people into treatment 

16           that want treatment.  But we support multiple 

17           pathways of recovery.

18                  So to your point with regards to 

19           recovery-friendly work spaces and peer 

20           support specialists, we have had the 

21           opportunity to provide over 75 scholarships 

22           last year through funds from the opioid 

23           system funds, for individuals seeking 

24           certification to become certified peer 


                                                                   612

 1           recovery advocates.

 2                  New York State currently has over 

 3           3,000 certified peer recovery advocates that 

 4           do remarkable work.  Most of them are 

 5           connected to treatment, and some of them are 

 6           embedded in the recovery organizations, local 

 7           recovery community organizations.

 8                  SENATOR FERNANDEZ:  Thank you so much.

 9                  CHAIRMAN PRETLOW:  Assemblywoman 

10           Simon.

11                  ASSEMBLYWOMAN SIMON:  Thank you.

12                  First I want to thank all of the 

13           speakers today.  Clearly -- and I think so 

14           important, and you both have said this, is 

15           that treatment is relatively short-term, 

16           recovery is a long-term commitment.  And I 

17           think that one of the things we need to do is 

18           find out ways that the state can support 

19           that, understanding that it is in fact a 

20           long-term recovery.

21                  And so -- is it Dr. Davis -- or 

22           Ms. Davis, from LCAT, one of the things that 

23           I see that you pointed out was trauma 

24           recovery with children.  And we have more and 


                                                                   613

 1           more children who are in trauma because of 

 2           violence in their community, gun violence.  

 3           We are very lucky in New York that we haven't 

 4           had big school shootings in the way that many 

 5           other states have, but we have certainly had, 

 6           you know, a lot of violence, gun violence in 

 7           many, many communities.  And in some cases, 

 8           you know, in Buffalo we had a mass shooting, 

 9           for example.

10                  MS. DAVIS:  Yes.

11                  ASSEMBLYWOMAN SIMON:  So, you know, it 

12           strikes me that this is probably a population 

13           that most people aren't thinking about and 

14           that creative arts therapists can actually -- 

15           are like the magic key there for kids with 

16           disabilities, who are nonverbal, who can't 

17           express themselves.

18                  So it seems to me that this is the 

19           budget season and if the bill last year was 

20           vetoed by the Governor, we should be putting 

21           it in the budget.

22                  Do you have a sense of what the costs 

23           are of that operation?

24                  MS. DAVIS:  The LCAT Advocacy 


                                                                   614

 1           Coalition was informed from the Governor's 

 2           office that it would cost $2 million to 

 3           on-board the 2,000-plus LCATs that already 

 4           exist all over New York State.  

 5                  So that sounds fairly inexpensive to 

 6           the overall budget to on-board us, because 

 7           we're already licensed and we're here, we're 

 8           ready to go.  We have already deployed and 

 9           trained.

10                  ASSEMBLYWOMAN SIMON:  Seems like a 

11           drop in the bucket.

12                  MS. DAVIS:  And then it's -- and then 

13           it's -- we're on-boarded.  And it's not 

14           $2 million the next year.

15                  ASSEMBLYWOMAN SIMON:  Yeah.  Great.

16                  Thank you very much.  I appreciate it.

17                  MS. DAVIS:  Thank you.

18                  ASSEMBLYWOMAN SIMON:  And thank you 

19           all for your testimony.

20                  CHAIRWOMAN KRUEGER:  Are there any 

21           other Senators?

22                  Okay, so I have just one quick 

23           question.  The licensed creative arts 

24           therapy, is there any kind of peer recognized 


                                                                   615

 1           review of this as an effective model of 

 2           therapy with children?

 3                  MS. DAVIS:  Yes, absolutely.

 4                  CHAIRWOMAN KRUEGER:  So can you get me 

 5           some materials after tonight?

 6                  MS. DAVIS:  Yes, I'm happy to get you 

 7           materials -- 

 8                  CHAIRWOMAN KRUEGER:  Thank you very 

 9           much.

10                  MS. DAVIS:  -- that support the work.  

11           Thank you.

12                  CHAIRWOMAN KRUEGER:  Thank you.

13                  Assembly.

14                  CHAIRMAN PRETLOW:  Assemblyman Brown.

15                  ASSEMBLYMAN KEITH BROWN:  Thank you, 

16           Chair.

17                  Mr. Kim, how are you today?

18                  MR. KIM:  I'm well, how are you?

19                  ASSEMBLYMAN KEITH BROWN:  Good.  Good.  

20           I'm sorry we haven't connected.

21                  You know, I want to ask you -- and I 

22           don't think three minutes is going to satisfy 

23           it, but you're uniquely positioned that you 

24           worked on the second floor and you were 


                                                                   616

 1           inside the Governor's office in terms of 

 2           dealing with this crisis as it really ramped 

 3           up and then, as we've seen, because of -- to 

 4           a large degree because of Narcan, it's down 

 5           17 percent, which is great news.

 6                  What do you think, being on the other 

 7           side, sitting at that dais now, that you 

 8           could tell us that is not in this budget that 

 9           we really need to do?  What's the low-hanging 

10           fruit that will help, you know, alleviate 

11           this crisis some more?

12                  MR. KIM:  Thank you for that question, 

13           Assemblymember Brown.

14                  And I believe we might be -- our 

15           schedulers are trying to get us to meet on 

16           Monday, so hopefully we can find some time to 

17           continue this conversation.

18                  I appreciate you bringing that up.  I 

19           was proud of my work on the second floor; I 

20           was the deputy secretary overseeing the 

21           entire mental hygiene portfolio.  And when 

22           Governor Hochul took office, it was one of my 

23           charges to find a solution to the mental 

24           health crisis.


                                                                   617

 1                  And the $1 billion, while it goes a 

 2           long way, the great majority of that 

 3           billion dollars is for housing that is going 

 4           to take years to materialize.  

 5                  So in the years since, the priorities 

 6           have not been to stabilize the 

 7           community-based services that actually meet 

 8           the needs of the individuals that are falling 

 9           through the cracks.  

10                  Let me give you one example.  We have 

11           member providers.  These are providers who 

12           have a lot of OMH- and OASAS-licensed 

13           programming and funding.  And there are these 

14           ACT teams, and these ACT teams that I 

15           mentioned earlier are the teams that end up 

16           serving the individuals that are ordered 

17           through the Kendra's Law to get services.  

18           Right?  These are outpatient services, and 

19           with Kendra's Law they are ordered by a judge 

20           to get these services.  

21                  Those individuals jump the line to the 

22           front of the ACT teams.  So what do you think 

23           happens when that happens?  The individuals 

24           that are now on the waitlist for these ACT 


                                                                   618

 1           teams, they get bumped down the pecking order 

 2           because of the expansion of -- you know, the 

 3           proposed expansion of Kendra's Law and the 

 4           existing Kendra's Law statute.  And that 

 5           actually leads to a greater need for those 

 6           providers to have better funding to serve 

 7           these harder-to-serve, high-acuity clients.

 8                  And that's just one example.  There 

 9           are some other examples.  I mean, it's not 

10           sexy, it's not fun, but it's bureaucratic 

11           inefficiency.  Right?  Government takes one 

12           year to do something that would take a 

13           private company, you know, a month to do.

14                  And while -- and, you know, I have a 

15           great relationship with Commissioner 

16           Sullivan, and I work very closely with her, 

17           but these funds really need to prioritize the 

18           existing community-based system -- and not 

19           new projects, that I know are sexy to 

20           announce.

21                  ASSEMBLYMAN KEITH BROWN:  Well, thank 

22           you.  And I look forward to talking with you 

23           and working with you on trying to make it 

24           less efficient.


                                                                   619

 1                  MR. KIM:  Thank you.

 2                  ASSEMBLYMAN KEITH BROWN:  More 

 3           efficient, I should say.  More efficient.

 4                  (Laughter.)

 5                  CHAIRMAN PRETLOW:  Assemblyman 

 6           Santabarbara.

 7                  ASSEMBLYMAN KEITH BROWN:  Less 

 8           inefficient.  Thank you.

 9                  MR. KIM:  I got you.

10                  ASSEMBLYMAN SANTABARBARA:  Thank you, 

11           Mr. Chair.

12                  Just circling back on the peer support 

13           programs, could you just go through -- where 

14           do you think we need additional investment?  

15           You know, what programs and what can we do in 

16           the budget?  Can you just go through some of 

17           them with me?

18                  DR. SMITH-WILSON:  Well, with regards 

19           to additional programs, first I would say 

20           that we really need to increase and expand 

21           the recovery community organizations that are 

22           already in the community doing the work.  

23           Many of the peers are allocated or kind of 

24           designated to work within the recovery 


                                                                   620

 1           community organizations.

 2                  And so programs like that and 

 3           opportunities like that allow for people to 

 4           come in and work with individuals who have 

 5           similar -- you know, similar life experience.  

 6           A lot of the peers have -- well, many of the 

 7           peers if not all of the peers have lived 

 8           experience, which often comes -- you know, is 

 9           received better than, you know, kind of 

10           therapy or therapeutic treatment of some 

11           sort.

12                  I mean, I myself was a primary 

13           therapist for 10 years, and I will say that a 

14           lot of the breakthroughs that I had with the 

15           individuals that I worked with were because 

16           of the peers and their peers having the 

17           ability to have individuals see things from 

18           their perspective and have that opportunity.

19                  So programs like the expansion of 

20           recovery community organizations is very much 

21           needed.  Some four years ago we asked for a 

22           recovery community organization to be in 

23           every county in New York State.  Right now we 

24           have about 31 recovery community 


                                                                   621

 1           organizations; we have 20 youth recovery 

 2           clubhouses; we have about four or five 

 3           collegiate programs.  That is it -- to 

 4           service, again, the growing individuals, the 

 5           growing New Yorkers of the recovery 

 6           community.

 7                  ASSEMBLYMAN SANTABARBARA:  So they're 

 8           not in every county, is that what you're 

 9           saying?

10                  DR. SMITH-WILSON:  No, they are not.  

11           There is not a recovery community 

12           organization in every county.

13                  ASSEMBLYMAN SANTABARBARA:  Okay, 

14           that's helpful.  Thank you.

15                  Just one question on the creative arts 

16           therapy.  What is the -- I guess what's the 

17           educational piece of it to become licensed?

18                  MS. DAVIS:  I have a master's degree.  

19           And then it's a 60-credit master's course, 

20           and then we do -- I think it's 3600 -- I did 

21           it so long ago.  I think it's 3600 hours of 

22           clinical work, supervised.  So it's very 

23           rigorous.  It's very rigorous.  We're really 

24           well-trained, and we're highly skilled.


                                                                   622

 1                  And then most of us have -- like on 

 2           top of it, I have trauma-focused cognitive 

 3           behavioral therapy under my belt.  So, you 

 4           know, there's a lot that goes into it 

 5           post-graduate-degree also, that everyone in 

 6           the art therapy and music therapy fields 

 7           continue to study.

 8                  ASSEMBLYMAN SANTABARBARA:  Those are 

 9           all the minimum, like, educational standards 

10           you have to meet to get licensed, is that --

11                  MS. DAVIS:  Yes.

12                  ASSEMBLYMAN SANTABARBARA:  Okay, 

13           great.  Thank you.

14                  CHAIRMAN PRETLOW:  Assemblywoman 

15           Griffin.

16                  ASSEMBLYWOMAN GRIFFIN:  Thank you to 

17           all of you for being here today and being 

18           patient enough to be the last group.

19                  This is for Dr. Smith-Wilson.  I just 

20           wondered if right now the only way OASAS is 

21           being funded is from the Opioid Settlement 

22           Fund, how was it funded or how little was it 

23           funded before that was even available?

24                  DR. SMITH-WILSON:  I'm sorry, 


                                                                   623

 1           correction.  You said the only way that the 

 2           OASAS budget, overall budget --

 3                  ASSEMBLYWOMAN GRIFFIN:  Yes, that the 

 4           only state funding available presently comes 

 5           from the Opioid Settlement Fund.

 6                  DR. SMITH-WILSON:  Okay.  So recovery 

 7           services in New York State, there is a small 

 8           percentage that is -- even for New York, is 

 9           funded by the state Aid to Localities.

10                  ASSEMBLYWOMAN GRIFFIN:  Right.

11                  DR. SMITH-WILSON:  And so there's a 

12           percentage of that.

13                  And then there are the opioid 

14           settlement funds, which service a lot of the 

15           certified peer recovery advocates as well as 

16           some of the recovery centers.

17                  So there are additional funds that 

18           OASAS have that they also dole out for youth 

19           services that are still trickling out of the 

20           SRO funds, which are the state opioid 

21           response funds.  And so there are still some 

22           discretionary funds coming through the 

23           federal government, circling through OASAS to 

24           support additional funding as well.


                                                                   624

 1                  So I stand corrected with saying that 

 2           it is only -- yes.

 3                  ASSEMBLYWOMAN GRIFFIN:  Okay.  Okay, I 

 4           understand.

 5                  And then I do appreciate you shedding 

 6           light on the disbursement and allocation of 

 7           the funds because that was a question I asked 

 8           earlier.  You know, I don't know about all 

 9           the counties in the state, but I do know -- 

10           the district I represent is in Nassau County, 

11           and unfortunately as many people that are 

12           struggling with addiction, recovery -- 

13           families, organizations in need of that 

14           really critical funding, it's just sitting, 

15           it's just sitting in the Nassau County 

16           executive's -- in his coffers.

17                  And so I really -- I appreciate the 

18           fact that you addressed this, and I would 

19           like to learn more about what we can do about 

20           that.  Because that money is so needed and so 

21           vital, and it's -- to me, I was so glad when 

22           I saw that large sum of money come in a 

23           couple of years ago, and then I can't believe 

24           there's years have gone by and it's still 


                                                                   625

 1           sitting there.

 2                  So I appreciate that.  And also -- 

 3           this is just quickly -- I also agree that I 

 4           don't think enough emphasis is on recovery.  

 5           A lot is on treatment, but there's so much to 

 6           recovery.  Quickly -- you can't really say 

 7           much, maybe you can email.  But I'd like to 

 8           know what else you could say about recovery.

 9                  DR. SMITH-WILSON:  Yes, absolutely.

10                  Well, first to your point with regards 

11           to what else can be done -- and I think that 

12           you can do a lot -- one of the things that 

13           we're asking for, a lot of folks do not know 

14           that recovery funding, it is not permanent.  

15           It is not permanent in OASAS' budget, nor is 

16           it allocated as such.  So ensuring that it is 

17           permanent and it is allocated as such would 

18           help.

19                  ASSEMBLYWOMAN GRIFFIN:  Okay.  Thank 

20           you so much.

21                  CHAIRMAN PRETLOW:  Assemblywoman 

22           Gallagher.

23                  ASSEMBLYWOMAN GALLAGHER:  Hi.  Thank 

24           you.  I am a huge fan of Friends of Recovery, 


                                                                   626

 1           and some of my most impactful lobby visits 

 2           have been from your members.

 3                  And I have a really strong memory of 

 4           an interaction I had when I just said to 

 5           them, the folks visiting me, What is it that 

 6           you want and that you need?  And they said 

 7           workforce development.  And I know from 

 8           personal experience with people that 

 9           I've loved and lost to addiction that one of 

10           the things that hurt them the most was coming 

11           back into the -- you know, the sober world 

12           and seeing that their friends had eclipsed, 

13           all these opportunities had happened for 

14           their friends that they had gotten left out 

15           of because they were in another world at that 

16           point.

17                  So I'm wondering, with these 

18           vocational services that you're building, 

19           what are some roadblocks that you're finding 

20           to having integrated care so that folks can 

21           choose a variety of employment opportunities 

22           rather than working in the recovery space 

23           alone, which is incredible, critical work but 

24           also, you know, limiting?


                                                                   627

 1                  DR. SMITH-WILSON:  Yes.  Yes.

 2                  Well, while we certainly encourage 

 3           individuals with lived experience to enter 

 4           the addiction workforce, we find them to 

 5           be -- you know, it's not so much about the 

 6           book knowledge, it is really that kind of 

 7           lived experience that allows for individuals 

 8           to be seen and heard in a way that a 

 9           therapeutic environment may not provide.

10                  So I think that, to your point with 

11           regards to, you know, not kind of 

12           pigeonholing and making individuals, you 

13           know, go into the addiction workforce, one of 

14           the things that we do is kind of allow for 

15           individuals to go into any field that they 

16           want to.  

17                  I mean, we had a small -- a very small 

18           kind of initiative with -- we have a recovery 

19           fine arts festival where we encourage 

20           individuals to express their recovery in 

21           different ways.  So we encourage individuals 

22           to really seek that meaningful life and their 

23           purpose, no matter where it is.

24                  But with regards to some of the 


                                                                   628

 1           barriers, obviously it could be gaps in 

 2           employment.  You know, there are other issues 

 3           as well.  People are -- you know, they have 

 4           family reunification issues.  So many of the 

 5           barriers that they face I think are not 

 6           mountains.  Certainly there are things that 

 7           can be overcome.  But probably the greatest 

 8           is stigma.  Stigma still exists because 

 9           individuals that create legislative bodies 

10           are not informed as well with regards to how 

11           do you provide anti-stigma messages, how do 

12           you -- even in your own family -- encourage 

13           individuals to come forward about being in 

14           recovery.

15                  ASSEMBLYWOMAN GALLAGHER:  Yeah.  Thank 

16           you.

17                  DR. SMITH-WILSON:  Thank you.

18                  CHAIRMAN PRETLOW:  Assemblyman 

19           Anderson.

20                  ASSEMBLYMAN ANDERSON:  Thank you so 

21           much, Chair.

22                  And thank you to this final panel for 

23           being here tonight and sticking it out with 

24           us.  I certainly appreciate Ms. Porter 


                                                                   629

 1           Davis's testimony and all of you all's 

 2           insight on this issue.

 3                  So I have two quick questions.  

 4           Wondering, of the three of you all, are all 

 5           your programs voluntary for individuals who 

 6           are experiencing substance use disorder?  

 7           That's number one.

 8                  And the second question I have is, 

 9           with -- as it relates to pretrial diversion 

10           programs, I'm working if you all offer any 

11           pretrial diversion to allow individuals that 

12           might have been caught up in the criminal 

13           legal system to be able to receive services 

14           from you all as a part of their pretrial 

15           conditions?

16                  MR. KIM:  Thank you for that question, 

17           Assemblyman Anderson.

18                  So I represent 200 providers who do 

19           serve individuals through their outpatient 

20           programming and residential services, who may 

21           have actually gotten there through an 

22           involuntary order.  Right?  But they're not 

23           -- you know, they're not the hospitals 

24           themselves, but these are outpatient 


                                                                   630

 1           providers who -- the example I gave earlier 

 2           in response to Assemblyman Brown's question 

 3           about, you know, what needs to be fixed, it 

 4           is that these rates are inadequate and a lot 

 5           of the ACT teams that the community-based 

 6           organizations actually run on behalf of OMH, 

 7           they provide outpatient services but some 

 8           individuals are referred there through AOT, 

 9           which would be involuntary.

10                  ASSEMBLYMAN ANDERSON:  Please, 

11           Dr. Wilson.

12                  DR. SMITH-WILSON:  And I work on 

13           behalf of the over 30 recovery community 

14           organizations.  So we -- and, you know, very 

15           much like Jihoon, we work with them to ensure 

16           that they have the services that anyone, 

17           anyone entering the recovery center can 

18           certainly access.

19                  So most importantly, we work to make 

20           sure that whatever services that that 

21           individual recovery community organization 

22           needs, that we help them to gather those 

23           services.

24                  And so a lot of the individuals, you 


                                                                   631

 1           know, have justice-related, law 

 2           enforcement-related that enter those.  A lot 

 3           of them have groups, specific groups at a lot 

 4           of the recovery centers.  So I would say 

 5           although we don't provide those direct 

 6           services, we certainly advocate for any 

 7           individual who is in recovery from substance 

 8           use, mental health or any other -- we even 

 9           have, you know, eating disorders, whatever 

10           the case may be.  Anyone that is seeking 

11           recovery from any condition, that they have 

12           access to do that.

13                  And one of the ways that we've found 

14           is that at our recovery community 

15           organizations, they address just about any 

16           type of issue an individual walks through 

17           that door with.

18                  ASSEMBLYMAN ANDERSON:  Thank you so 

19           much.

20                  CHAIRWOMAN KRUEGER:  Thank you.

21                  Just double-checking.  Then I would 

22           like to thank all of you for staying with us 

23           or agreeing to stay on the last panel.  I 

24           think I'm going to officially close this 


                                                                   632

 1           hearing.  

 2                  But for those of us who are just 

 3           hearing junkies, we'll be back here tomorrow 

 4           morning, 9:30, for the Transportation 

 5           hearing.

 6                  And if anyone is getting into a car 

 7           and driving anywhere in the State of New York 

 8           today or tomorrow, please be very careful.

 9                  Thank you.  

10                  (Whereupon, the budget hearing 

11           concluded at 7:18 p.m.)

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