Public Hearing - January 20, 2016

    


       1      BEFORE THE NEW YORK STATE SENATE
              STANDING COMMITTEE ON THE JUDICIARY
       2      ------------------------------------------------------

       3                        PUBLIC HEARING:

       4                  NOMINATION OF JANET DIFIORE

       5            FOR CHIEF JUDGE OF THE COURT OF APPEALS

       6      ------------------------------------------------------

       7                       New York State Capitol Building
                               172 State Street - Room 124 CAP
       8                       Albany, New York 12247

       9                       January 20, 2016
                               1:00 p.m. to 1:30 p.m.
      10

      11
              PRESIDING:
      12
                 Senator John J. Bonacic
      13         Chairman

      14

      15      COMMITTEE MEMBERS PRESENT:

      16         Senator George A. Amedore, Jr.

      17         Senator Philip M. Boyle

      18         Senator Neil D. Breslin

      19         Senator Leroy Comrie

      20         Senator Thomas D. Croci

      21         Senator John A. DeFrancisco

      22         Senator Ruben Diaz

      23         Senator Adriano Espaillat

      24         Senator Kemp Hannon

      25







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              COMMITTEE MEMBERS PRESENT (Continued):
       2
                 Senator Ruth Hassell-Thompson (RM)
       3
                 Senator Brad M. Hoylman
       4
                 Senator Andrew J. Lanza
       5
                 Senator Kenneth P. LaValle
       6
                 Senator Michael F. Nozzolio
       7
                 Senator Thomas F. O'Mara
       8
                 Senator Diane J. Savino
       9
                 Senator Susan J. Serino
      10
                 Senator Michael Venditto
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      13                           ---oOo---

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              SPEAKERS:                               PAGE  QUESTIONS
       2
              David P. Miranda                           6      12
       3      President
              New York State Bar Association
       4
              Evan M. Goldberg                          14      19
       5      President
              NYS Trial Lawyers Association
       6

       7                           ---oOo---

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       1             SENATOR BONACIC:  I'm calling the Judiciary

       2      Committee meeting to order.

       3             My name is Senator Bonacic.  I chair the

       4      Senate Judiciary.

       5             It is now five minutes after one.  I'd like

       6      to get started.

       7             Following a public-hearing notice issued on

       8      January 8, 2016, pursuant to Section 104 of the

       9      Public Officers Law, we are here today for a public

      10      hearing for Governor Cuomo's Court of Appeals

      11      nominee, Janet DiFiore.

      12             The purpose of the hearing is to fill the

      13      vacancy for the chief judge of the Court of Appeals.

      14             And before I continue, I see her two sons are

      15      here, Michael, Joseph; and her husband,

      16      Dennis Glazer.

      17             Welcome.

      18             At this time, this hearing is the fifth

      19      vacancy on the Court of Appeals that the Judiciary's

      20      Committee has considered since 2013.

      21             And I think in the not too distant future,

      22      Susan Read will be leaving the bench, and we will

      23      have to convene again for a sixth Court of Appeals

      24      judge.

      25             But getting back to the chief judge, that's







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       1      the utmost importance, since that chief judge serves

       2      as the leader of the entire judiciary system in the

       3      state of New York.

       4             As you all know, Judge Jonathan Lippman

       5      served as the chief judge of the Court of Appeals

       6      for the past nine years.

       7             His commitment to the bench is undeniable.

       8      His experience in the court system and his judicial

       9      temperament were an asset to our state's highest

      10      court.

      11             We thank Judge Lippman for his years on his

      12      service to bench.

      13             We're going to have two witnesses provide

      14      oral testimony, but before I do that, I would like

      15      to acknowledge the Senators that are here, present,

      16      for the Judiciary Committee:

      17             Senator Nozzolio, Senator Boyle,

      18      Senator Amedore, Senator Serino, Senator O'Mara,

      19      Senator Croci, Senator Venditti (sic), Senator Diaz,

      20      Senator Leroy Comrie, Senator Breslin,

      21      Senator Savino, Senator Hoylman, and

      22      Senator DeFrancisco.

      23             All right.

      24             SENATOR DIAZ:  And the boss.

      25             SENATOR BONACIC:  Now, different Senators







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       1      will be coming in periodically.

       2             I see our -- our good leader there,

       3      Senator John Flanagan.

       4             Welcome.

       5             SENATOR FLANAGAN:  Thank you.

       6             SENATOR BONACIC:  Have a seat, you're welcome

       7      to stay.

       8                  [Laughter.]

       9             SENATOR BONACIC:  And as Senators come in on

      10      the Judiciary Committee, we will introduce them.

      11             At this time, the first witness appearing

      12      will be David Miranda, president of the New York

      13      State Bar Association.

      14             David, have a seat right there.

      15             Welcome.

      16             DAVID P. MIRANDA:  Thank you,

      17      Senator Bonacic.

      18             Honorable Members of the Senate Judiciary

      19      Committee, ladies and gentlemen, my name is

      20      David Miranda.  I'm president of the New York State

      21      Bar Association.

      22             And it is my privilege to appear before you

      23      today in support of the appointment of Janet DiFiore

      24      as chief judge of the state of New York.

      25             On behalf of our New York State Bar







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       1      Association, I thank you for the opportunity to

       2      testify concerning Ms. DiFiore's qualifications

       3      for the Court of Appeals.

       4             The New York State Bar Association is

       5      comprised of over 74,000 attorneys, including

       6      attorneys in every part of New York State, from

       7      every other state in our union, and from over

       8      100 countries around the world.

       9             We are a voice for over a quarter-million

      10      attorneys licensed to practice in New York State.

      11             Since 1967, our association has evaluated

      12      candidates for the Court of Appeals.

      13             Since New York amended its Constitution in

      14      1973, to provide for the appointment of Court of

      15      Appeals judges, we have provided the governor with

      16      our ratings of the candidates whose names have been

      17      submitted to the governor by the State Commission on

      18      Judicial Nomination.

      19             Following the governor's selection of one of

      20      the candidates for appointment, we have also

      21      communicated our rating of that nominee to this

      22      Committee to assist in the confirmation process.

      23             With respect to this nomination, we have

      24      found Ms. DiFiore to be qualified to serve as

      25      chief judge of the state of New York, and I strongly







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       1      urge you to confirm her nomination.

       2             New York's Court of Appeals is one of the

       3      most well-respected and influential state courts in

       4      our nation.

       5             Our evaluation of candidates to sit on that

       6      important court is one of the most important

       7      functions our bar association provides.

       8             I would like to have the opportunity to

       9      outline for you the process by which our association

      10      evaluates Court of Appeals candidates.

      11             Our committee to review judicial nominations

      12      is appointed by the association's president, and

      13      made up of 17 members and 4 alternate members from

      14      across New York State.  Every judicial district is

      15      represented on the committee.

      16             Consistent with the overall policies of our

      17      association, the committee appointments reflect the

      18      diversity of our membership, and society as a whole:

      19      a diversity of race, gender, geography, and thought.

      20             Members are also selected so that a wide

      21      variety of practice areas are represented, with a

      22      special emphasis on appellate practice.

      23             Upon the announcement of the Commission on

      24      Judicial Nomination of its list of candidates for

      25      appointment to the Court of Appeal, our committee







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       1      chair appoints subcommittees to investigate the

       2      qualifications of each candidate.

       3             These subcommittees review biographical

       4      material provided by the candidates and read samples

       5      of the candidates' writing, interview persons

       6      familiar with the candidates' work, background, and

       7      character.

       8             In the case of judges who have been

       9      nominated, the subcommittees include in their

      10      interviews lawyers who have appeared before the

      11      judge.

      12             Finally, the subcommittees meet with the

      13      candidates, and based on the information gathered

      14      during the investigation process, the subcommittees

      15      prepare reports and recommendations concerning the

      16      candidates, to present to the full committee.

      17             After completion of the investigations, the

      18      committee meets as a whole to review the

      19      subcommittee reports concerning the qualifications

      20      of each candidate, and to personally interview the

      21      candidates.

      22             The committee then votes to determine the

      23      candidate's rating.

      24             In making their evaluations, the committee

      25      members are asked to consider the candidate's







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       1      professional ability and experience, character,

       2      temperament, and the possession of the special

       3      qualities necessary or desirable for the judicial

       4      office sought.

       5             Under the committee's guidelines, a qualified

       6      candidate is one who affirmatively demonstrates

       7      qualifications the committee regards as necessary

       8      for judicial office.

       9             After being selected as a candidate by the

      10      Commission on Judicial Nomination, Ms. DiFiore's

      11      qualifications were evaluated by our committee in

      12      accordance with these procedures.

      13             She met with our full committee on

      14      November 9, 2015.

      15             As a result of this investigation, and

      16      interview, it was the opinion of our committee that

      17      Ms. DiFiore is qualified for the position of chief

      18      judge.

      19             Ms. DiFiore has a long and distinguished

      20      career as a public servant.

      21             She has been the district attorney of

      22      Westchester County from 2006 to the present, and in

      23      this position she has been instrumental in

      24      problem-solving, and has created a number of

      25      initiatives, including the child-fatality review







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       1      team, the Westchester Intelligence Center, the

       2      violent-felony screening protocol, the

       3      Westchester County Re-Entry Task Force, and the

       4      Multi-Disciplinary Team for Elder Abuse.

       5             Prior to becoming district attorney,

       6      Ms. DiFiore served as a Supreme Court justice in

       7      the Ninth Judicial District, where she was

       8      supervising judge of the criminal courts for over

       9      two years.

      10             She has served on countless commissions

      11      regarding the administration of justice, including

      12      former-Chief Judge Kaye's commission on the future

      13      of indigent legal services, and as co-chair of

      14      former-Chief Judge Lippman's task force on wrongful

      15      convictions.

      16             Based upon her experience, we conclude that

      17      Ms. DiFiore is an excellent choice for chief judge.

      18             Accordingly, on behalf of the New York State

      19      Bar Association, I am pleased to endorse

      20      Ms. DiFiore's appointment as chief judge, and urge

      21      the confirmation of her appointment.

      22             I thank you for your attention, and for

      23      inviting participation by the New York State Bar

      24      Association on this important process.

      25             SENATOR BONACIC:  Thank you, Mr. Miranda.







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       1             We're joined by

       2      Senator Ruth Hassell-Thompson, the Ranking Member of

       3      the Senate Judiciary; Senator LaValle,

       4      Senator Espaillat.

       5             I had one question for you.

       6             Oh, he's hiding over there.

       7             Senator Hannon at the end of the table.

       8             I have a question for you.

       9             I noticed that a lot of the organizations

      10      ranked this nominee as "highly qualified."

      11             But the State Bar Association ranked her as

      12      "qualified."

      13             Do you care to comment?

      14             DAVID P. MIRANDA:  The standard for

      15      "qualified" showed that she had the qualifications

      16      necessary to be chief judge.

      17             I do not know how the other bar associations

      18      look at candidates, but our association found her

      19      qualified, and I fully support and urge her

      20      appointment.

      21             SENATOR BONACIC:  Okay.  I have no other

      22      questions of Mr. Miranda.

      23             Senator DeFrancisco.

      24             SENATOR DeFRANCISCO:  Do you have such a

      25      designation at the bar association, "highly







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       1      qualified"?

       2             DAVID P. MIRANDA:  We do not have that

       3      qualification.

       4             SENATOR BONACIC:  Thank you.

       5             Does anyone else have any questions?

       6             Senator Diaz.

       7             SENATOR DIAZ:  What's -- is -- the bar

       8      association says that she's "qualified."

       9             I take it any which way:  Qualified.

      10      Qualified.

      11             So I don't know what to the question to the

      12      (unintelligible) between "highly" and "qualified."

      13             SENATOR BONACIC:  I respect your question.

      14             It's just that this is the chief judge of the

      15      Court of Appeals.

      16             This is the top judiciary person in the state

      17      of New York, that will have influence and control of

      18      the entire judicial system.

      19             That's why I asked the difference, why she

      20      wasn't ranked "highly qualified."

      21             Are you prepared to tell us the difference

      22      between the rankings, between "highly qualified" and

      23      "qualified," so Senator Diaz would know the

      24      difference?

      25             DAVID P. MIRANDA:  We don't -- we don't have







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       1      a rank -- a rating that's called "highly qualified."

       2             SENATOR BONACIC:  Okay.

       3             SENATOR DIAZ:  Thank you.

       4             SENATOR BONACIC:  Anybody else have any

       5      questions?

       6             Okay.

       7             Mr. Miranda, thank you very much.

       8             DAVID P. MIRANDA:  Thank you.

       9             SENATOR BONACIC:  And our next speaker --

      10      let's see -- will be Evan Goldberg, of the

      11      New York State Trial Lawyers Association.

      12             EVAN M. GOLDBERG:  Good afternoon, all.

      13             SENATOR BONACIC:  Good afternoon.

      14             EVAN M. GOLDBERG:  My name is Evan Goldberg.

      15      I'm the president of the New York State Trial

      16      Lawyers Association, and I appear here today on

      17      behalf of the NYSTLA Board of Directors and our

      18      3500 attorney members who practice in trial and

      19      appellate courts throughout the state of New York.

      20             Thank you, Chairman Bonacic, for inviting

      21      NYSTLA to participate today, and for this

      22      opportunity to speak in support of Governor Cuomo's

      23      nomination of the Honorable Janet DiFiore for chief

      24      judge of the New York State Court of Appeals.

      25             For 60 years, NYSTLA has fought to protect







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       1      equal access to the civil justice system for all

       2      New Yorkers.

       3             The constitutional right to a trial by jury

       4      is the foundation of that equal access, and NYSTLA

       5      vigorously opposes any compromise of this critical

       6      rights, whether by legislation, or through the

       7      misapplication of judicial doctrines and procedures,

       8      that can deny a worthy litigant their day in court.

       9             The appointment of a new chief judge to the

      10      Court of Appeals is, therefore, of great

      11      significance to NYSTLA.

      12             The legal rights of hundreds of thousands of

      13      ordinary New Yorkers that NYSTLA members represents

      14      depend upon judicial restraints, and careful

      15      application of the law, by each member of the

      16      courts.

      17             The chief judge is not just the presiding

      18      jurist over New York's highest court, but is

      19      responsible for New York's entire court system.

      20             NYSTLA applauds judges who demonstrate a

      21      preference for allowing cases to be presented to a

      22      jury, and who apply great caution in the use of

      23      summary judgment, and doctrines, such as collateral

      24      estoppel, that can sometimes prevent jury decisions

      25      from being made on the merits.







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       1             For the position of chief judge, NYSTLA

       2      recognizes that a strong administrative background

       3      and a record of results is also needed.

       4             NYSTLA's Judiciary Committee had the honor of

       5      interviewing all the candidates recommended by the

       6      New York State Commission on Judicial Nomination to

       7      fill the vacancy created by the retirement of

       8      Chief Judge Jonathan Lippman.

       9             Among such an impressively-credentialed panel

      10      of candidates, the Honorable Janet DiFiore stood out

      11      for her judicial experience, her commitment to

      12      justice, and her pragmatic approach to running the

      13      judicial system.

      14             The committee rated her as "highly qualified"

      15      and "highly recommended," our highest rating.

      16             The Honorable Janet DiFiore is rightfully

      17      respected for her years of experience as a judge,

      18      prosecutor, and public servant.

      19             Her CV is too full of noteworthy acts and

      20      accomplishments to go through in my testimony, but

      21      I would like to focus on a few important aspects.

      22             The executive experience that the

      23      Honorable Janet DiFiore has demonstrated over the

      24      course of her career is obvious.

      25             As an assistant district attorney, she served







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       1      as chief of the narcotics bureau, overseeing all

       2      narcotics prosecutions in Westchester County, and

       3      she demonstrated her commitment to diversity,

       4      serving as the office's equal employment opportunity

       5      counselor.

       6             As a district attorney for

       7      Westchester County, she spearheaded many task forces

       8      and initiatives to combat crime, and to expand

       9      access to justice throughout the community.

      10             As a supervising judge for the criminal

      11      courts of the Ninth Judicial District, she

      12      eliminated substantial backlog in the courts through

      13      her innovative approach, while maintaining

      14      legitimacy in the system and respect for litigants.

      15             As a constituent of hers in

      16      Westchester County, and a fellow member of the

      17      Westchester legal community, I know, firsthand, that

      18      Ms. DiFiore is a committed, ethical, and intelligent

      19      attorney.

      20             She and I have discussed the similarities

      21      between civil litigants and those involved in the

      22      criminal justice system.  Fundamental fairness and

      23      respect of law are the common denominators, and in

      24      that regard, the math adds up.

      25             Aside from being a supervisory judge,







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       1      Judge DiFiore's role as a judge of the

       2      Westchester County Court, and later as a justice of

       3      the Supreme Court, have equipped her with the

       4      experience needed for appellate work, having handled

       5      hundreds of criminal and civil cases.

       6             Her legal knowledge in these cases is clear,

       7      as is her reputation for fair and evenhanded

       8      interpretation of the law.

       9             She's also demonstrated her commitment to the

      10      law outside the courtroom, serving on multiple

      11      judicial commissions, working towards important

      12      reforms, and ensuring the proper operation of the

      13      courts.

      14             She demonstrated leadership and creativity in

      15      helping to establish special procedures to combat

      16      juvenile delinquency and drug addiction.

      17             Janet DiFiore's commitment to public service

      18      has always extended beyond the boundaries of her

      19      community, and her occupation.

      20             She's served New Yorkers statewide, as the

      21      first chair of JCOPE, as president of the

      22      District Attorney Association of the State of

      23      New York, and as co-chair of the New York State

      24      Justice Task Force.

      25             As chief judge, she will continue to approach







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       1      the challenges of New York's court system in the

       2      same innovative and dedicated fashion.

       3             In conclusion, Governor Cuomo has made an

       4      excellent choice in his nomination for chief judge.

       5             We welcome the Honorable Janet DiFiore's

       6      commitment to justice and ethics, and look forward

       7      to her pragmatic and results-driven administration

       8      of New York's courts.

       9             And thank you once again, Senator Bonacic,

      10      for the opportunity to testify today.

      11             SENATOR BONACIC:  Thank you, Mr. Goldberg.

      12             I think, when I read your report, your

      13      organization rated Ms. DiFiore "highly qualified."

      14       Am I correct?

      15             EVAN M. GOLDBERG:  We rated her "highly

      16      qualified" and "highly recommended."

      17             DAVID P. MIRANDA:  Okay.

      18             SENATOR BONACIC:  I have no questions of

      19      Mr. Goldberg.

      20             Does any member of the Committee have any

      21      questions of Mr. Goldberg?

      22             Okay.

      23             You're done.

      24             Thank you.

      25             EVAN M. GOLDBERG:  Thank you, Chairman.







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       1             SENATOR BONACIC:  I'm now going to ask

       2      Senator Ruth Hassell-Thompson if she would like to

       3      make any preliminary remarks.

       4             SENATOR HASSELL-THOMPSON:  Thank you,

       5      Mr. Chairman.

       6             He rejected my opportunity to speak for 20 or

       7      30 minutes, so --

       8                  [Laughter.]

       9             SENATOR HASSELL-THOMPSON:  -- I would just

      10      take a few moments to say, Happy New Year, to all of

      11      you, and to welcome those of you who have never been

      12      in these chambers before, to this procedure.

      13             And, it gives me great pleasure to be here,

      14      in the position to help to determine the next

      15      Court of Appeals top judge for the state of

      16      New York.

      17             This is my second opportunity, and the first

      18      opportunity to appoint a woman.

      19             Everyone who knows me knows well that I lean

      20      toward the feminine side of me as often as I can,

      21      without being accused of social engineering.

      22             But, certainly, it is extremely important

      23      that we recognize the role that a chief justice

      24      would play in this state, setting the tone for what

      25      will happen, as we come off of the weekend of







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       1      Dr. King who talks about the arc of justice.

       2             It is so critically important that, in this

       3      appointment, we choose someone who will lead the

       4      courts in that direction.

       5             Justice has to be the hallmark of what we do

       6      here in the state of New York.

       7             And, I am very proud to have served, for the

       8      last 12 of my 16 years in the Senate, on the

       9      Judiciary Committee, and have seen a lot of judges

      10      come and go in that process.

      11             But I commend the Governor, again, on his

      12      choice of a fine, upstanding person.

      13             I don't say that just because she went to

      14      high school with my sister and lived in city of

      15      Mount Vernon.

      16             I say that because she and I have tussled in

      17      the county of Westchester, and we've not always

      18      agreed, but we have never been disagreeable in that

      19      process.  And, we're two very strong women who

      20      debate our issues, and -- but we have always come to

      21      the conclusion of justice.

      22             So I am very pleased to be a part of this

      23      august body today, as we make the selection for who

      24      will lead the courts for the state of New York.

      25             Thank you, Mr. Chairman.







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       1             SENATOR BONACIC:  Thank you, Senator.

       2             I have circulated the resume of Mrs. DiFiore

       3      to the Judiciary Committee, on January 13th, to

       4      provide an overview of the nominee.

       5             Based on my own review of the candidate prior

       6      to the hearing, I think Governor Cuomo has nominated

       7      an impressive judicial nominee, with extensive

       8      experience in criminal justice.

       9             You've heard two of the witnesses talk about

      10      that background, real quick:

      11             Ten years as an assistant DA,

      12      Westchester County;

      13             Westchester County judge, four years;

      14             Supreme Court judge, three years;

      15             As a supervising judge of the criminal courts

      16      for the Ninth Judicial District;

      17             And serving, from 2006, the DA of

      18      Westchester County, till the present time;

      19             She has served on gubernatorial commissions,

      20      as chair of the joint commission on public ethics,

      21      and the commission on juvenile justice.

      22             I'm also going to put in the record,

      23      writings, concerning this nominee.

      24             And then we'll take a five-minute recess, and

      25      then we'll ask the nominee to come forward, tell us







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       1      about herself, and then we can ask her some

       2      questions.

       3             But let me put into the record extensive

       4      writings that we have received.

       5             Written submission from Jeffrey Deskovic.

       6      He's a criminal-justice reform advocate, and

       7      director of the Jeffrey Deskovic Foundation for

       8      Justice.

       9             This gentleman had served 17 years -- not

      10      served -- he was in jail for 17 years, and he was

      11      exonerated, as of the efforts of Janet DiFiore,

      12      through DNA evidence, where he was then never

      13      guilty -- should never have been found guilty of the

      14      original crime.  And he was exonerated as a result

      15      of the efforts of this nominee.

      16             Written submission by Samuel Abdobe (ph.), an

      17      attorney, on behalf of Jeffrey Deskovic; 12 pages.

      18             The District Attorneys Association of the

      19      State of New York; two pages, very positive

      20      concerning this nominee.

      21             Submission from Carole Nowe (ph.), of the

      22      Judicial Corruption Enforcement Task Force; seven

      23      pages, negative, generally, of the court system.

      24             Written submissions from Tiana Noroni (ph.);

      25      11 pages, just negative about the judicial arena.







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       1             Submissions from the Center for Judicial

       2      Accountability; 38 pages, negative about judges' pay

       3      raises.

       4             And, submission from James Brady (ph.);

       5      10 pages, negative of the Court of Appeals, in

       6      general.

       7             So, they are all of the writings; they have

       8      been furnished to each member of the Committee.

       9             And when we have the nominee here, you're

      10      welcome to get into any area you deem suitable.

      11             At this time, we will conclude the public

      12      hearing.

      13             We'll take a brief recess, which I've said,

      14      for five minutes, and then we'll convene a meeting

      15      of the Judicial Committee, and hear personally from

      16      the nominee.

      17             Thank you very.

      18             We're adjourned.

      19

      20                  (Whereupon, at approximately 1:29 p.m.,

      21        the public hearing held before the New York State

      22        Senate Standing Committee on the Judiciary

      23        concluded, and adjourned.)

      24                           ---oOo---

      25