S. 1722 2
S 2. Subdivisions 1 and 2 of section 27-1003 of the environmental
conservation law, subdivision 1 as amended by chapter 778 of the laws of
1988 and subdivision 2 as amended by chapter 546 of the laws of 1986,
are amended to read as follows:
1. "Beverage" means [carbonated soft drinks, mineral water, soda
water, beer, other malt beverages and a wine product as defined in
subdivision thirty-six-a of section three of the alcoholic beverage
control law. "Malt beverages" means any beverage obtained by the alco-
holic fermentation or infusion or decoction of barley, malt, hops, or
other wholesome grain or cereal and water including, but not limited to
ale, stout or malt liquor.] ALL CARBONATED AND NON-CARBONATED DRINKS IN
LIQUID FORM AND INTENDED FOR INTERNAL HUMAN CONSUMPTION. THE TERM
"BEVERAGE" SHALL NOT INCLUDE:
A. MILK AND DAIRY DERIVED PRODUCTS. "MILK" MEANS WHOLE MILK, SKIM
MILK, LOW-FAT MILK, CREAM, CULTURED MILK, YOGURT OR ANY COMBINATION OF
THOSE PRODUCTS. THE TERM "DAIRY DERIVED PRODUCTS" INCLUDES ANY PRODUCT
OF WHICH MORE THAN FIFTY PERCENT OF THE INGREDIENTS ARE MILK, MILK FAT,
CULTURED MILK OR YOGURT;
B. RICE MILK OR SOY MILK;
C. INFANT FORMULA;
D. ALCOHOLIC BEVERAGES OTHER THAN BEER, OTHER MALT BEVERAGES AND WINE
PRODUCTS AS DEFINED IN SUBDIVISION THIRTY-SIX-A OF SECTION THREE OF THE
ALCOHOLIC BEVERAGE CONTROL LAW. "MALT BEVERAGES" MEANS ANY BEVERAGE
OBTAINED BY THE ALCOHOLIC FERMENTATION OR INFUSION OR DECOCTION OF
BARLEY, MALT, HOPS, OR OTHER WHOLESOME GRAIN OR CEREAL AND WATER INCLUD-
ING, BUT NOT LIMITED TO ALE, STOUT OR MALT LIQUOR;
E. A LIQUID THAT IS A SYRUP, IN A CONCENTRATED FORM, OR TYPICALLY
ADDED AT LESS THAN FIVE PERCENT AS A MINOR FLAVORING INGREDIENT IN FOOD
OR DRINK, SUCH AS EXTRACTS, COOKING ADDITIVES, SAUCES OR CONDIMENTS;
F. A LIQUID THAT IS A MEDICAL PRESCRIPTION OR OVER-THE-COUNTER DRUG
REGULATED BY THE FOOD AND DRUG ADMINISTRATION AND CONSUMED FOR MEDICINAL
PURPOSES ONLY;
G. A LIQUID THAT IS (I) A DIETARY SUPPLEMENT AS DEFINED BY THE FOOD
AND DRUG ADMINISTRATION EXCEPT ONE THAT IS DESIGNED, MARKETED AND/OR
INTENDED TO BE CONSUMED AS A BEVERAGE SUCH AS A SPORTS OR HYDRATION
DRINK, OR (II) DESIGNED, MARKETED AND/OR INTENDED TO BE CONSUMED AS A
MEAL OR MEAL SUBSTITUTE AS PART OF A WEIGHT LOSS PROGRAM, SUCH AS A DIET
SHAKE;
H. PRODUCTS FROZEN AT THE TIME OF SALE;
I. PRODUCTS DESIGNED TO BE CONSUMED IN A FROZEN STATE;
J. INSTANT DRINK POWDERS; AND
K. SEAFOOD, MEAT OR VEGETABLE BROTHS, OR SOUPS.
2. "Beverage container" means the individual, separate, sealed glass,
metal, aluminum, steel or plastic bottle, can or jar used for containing
LESS THAN one gallon or [3.8] 3.78 liters [or less] at the time of sale
OR OFFER FOR SALE of a beverage intended for use or consumption in this
state. Beverage containers sold or OFFERED FOR SALE OR distributed
aboard aircraft or ships shall be considered as intended for use or
consumption outside this state.
S 3. Subdivisions 6 and 9 of section 27-1003 of the environmental
conservation law, as added by chapter 200 of the laws of 1982, are
amended and four new subdivisions 2-a, 5-a, 12 and 13 are added to read
as follows:
2-A. "BOTTLER" MEANS A PERSON WHO:
A. BOTTLES, CANS OR OTHERWISE PACKAGES BEVERAGES IN BEVERAGE CONTAIN-
ERS EXCEPT THAT IF SUCH PACKAGING IS FOR A DISTRIBUTOR HAVING THE RIGHT
S. 1722 3
TO BOTTLE, CAN OR OTHERWISE PACKAGE THE SAME BRAND OF BEVERAGE, THEN
SUCH DISTRIBUTOR SHALL BE THE BOTTLER; OR
B. IMPORTS FILLED BEVERAGE CONTAINERS INTO THE UNITED STATES.
5-A. A "DEPOSIT INITIATOR" FOR EACH BEVERAGE CONTAINER FOR WHICH A
REFUND VALUE IS ESTABLISHED UNDER SECTION 27-1005 OF THIS TITLE MEANS:
A. THE BOTTLER OF THE BEVERAGE IN SUCH CONTAINER;
B. THE DISTRIBUTOR OF SUCH CONTAINER IF SUCH DISTRIBUTOR'S PURCHASE OF
SUCH CONTAINER WAS NOT, DIRECTLY OR INDIRECTLY, FROM A REGISTERED DEPOS-
IT INITIATOR;
C. A DEALER OF SUCH CONTAINER WHO SELLS OR OFFERS FOR SALE SUCH
CONTAINER IN THIS STATE, WHOSE PURCHASE OF SUCH CONTAINER WAS NOT,
DIRECTLY OR INDIRECTLY, FROM A REGISTERED DEPOSIT INITIATOR; OR
D. AN AGENT ACTING ON BEHALF OF A REGISTERED DEPOSIT INITIATOR.
6. "Distributor" means any person, firm or corporation which
[bottles, cans or otherwise fills or packages beverage containers, or
which] engages in the sale OR OFFER FOR SALE of [such] BEVERAGES IN
BEVERAGE containers to a dealer.
9. "Redemption center" means any [establishment offering to pay the
refund value of a beverage container] PERSON OFFERING TO PAY THE REFUND
VALUE OF AN EMPTY BEVERAGE CONTAINER TO A REDEEMER, OR ANY PERSON WHO
CONTRACTS WITH ONE OR MORE DEALERS OR DISTRIBUTORS TO COLLECT, SORT AND
OBTAIN THE REFUND VALUE AND HANDLING FEE OF EMPTY BEVERAGE CONTAINERS
FOR, OR ON BEHALF OF, SUCH DEALER OR DISTRIBUTOR under the provisions of
section 27-1013 of this title.
12. "REVERSE VENDING MACHINE" MEANS AN AUTOMATED DEVICE THAT USES A
LASER SCANNER, MICROPROCESSOR, OR OTHER TECHNOLOGY TO ACCURATELY RECOG-
NIZE THE UNIVERSAL PRODUCT CODE (UPC) ON CONTAINERS TO DETERMINE IF THE
CONTAINER IS REDEEMABLE AND ACCUMULATES INFORMATION REGARDING CONTAINERS
REDEEMED, INCLUDING THE NUMBER OF SUCH CONTAINERS REDEEMED, THEREBY
ENABLING THE REVERSE VENDING MACHINE TO ACCEPT CONTAINERS FROM REDEEMERS
AND TO ISSUE A SCRIP OR RECEIPT FOR THEIR REFUND VALUE.
13. "UNIVERSAL PRODUCT CODE OR UPC CODE" MEANS A STANDARD FOR ENCODING
A SET OF LINES AND SPACES THAT CAN BE SCANNED AND INTERPRETED INTO
NUMBERS TO IDENTIFY A PRODUCT. UNIVERSAL PRODUCT CODE MAY ALSO MEAN ANY
ACCEPTED INDUSTRY BARCODE WHICH REPLACES THE UPC CODE INCLUDING BUT NOT
LIMITED TO UNIVERSAL PRODUCT CODE (UPC), EAN AND OTHER CODES THAT MAY BE
USED TO IDENTIFY A PRODUCT.
S 4. Sections 27-1005 and 27-1007 of the environmental conservation
law are REPEALED and two new sections 27-1005 and 27-1007 are added to
read as follows:
S 27-1005. REFUND VALUE.
NO PERSON SHALL SELL OR OFFER FOR SALE A BEVERAGE CONTAINER IN THIS
STATE UNLESS THE DEPOSIT ON SUCH BEVERAGE CONTAINER IS OR HAS BEEN
COLLECTED BY A REGISTERED DEPOSIT INITIATOR AND UNLESS SUCH CONTAINER
HAS A REFUND VALUE OF NOT LESS THAN FIVE CENTS WHICH IS CLEARLY INDI-
CATED THEREON AS PROVIDED IN SECTION 27-1011 OF THIS TITLE.
S 27-1007. MANDATORY ACCEPTANCE.
EXCEPT AS PROVIDED IN SECTION 27-1009 OF THIS TITLE:
1. A DEALER SHALL ACCEPT AT HIS OR HER PLACE OF BUSINESS FROM A
REDEEMER ANY EMPTY BEVERAGE CONTAINERS OF THE DESIGN, SHAPE, SIZE,
COLOR, COMPOSITION AND BRAND SOLD OR OFFERED FOR SALE BY THE DEALER, AND
SHALL PAY TO THE REDEEMER THE REFUND VALUE OF EACH SUCH BEVERAGE
CONTAINER AS ESTABLISHED IN SECTION 27-1005 OF THIS TITLE. REDEMPTIONS
OF REFUND VALUE MUST BE IN LEGAL TENDER, OR A SCRIP OR RECEIPT FROM A
REVERSE VENDING MACHINE, PROVIDED THAT THE SCRIP OR RECEIPT CAN BE
EXCHANGED FOR LEGAL TENDER FOR A PERIOD OF NOT LESS THAN SIXTY DAYS
S. 1722 4
WITHOUT REQUIRING THE PURCHASE OF OTHER GOODS. THE USE OR PRESENCE OF A
REVERSE VENDING MACHINE SHALL NOT RELIEVE A DEALER OF ANY OBLIGATIONS
IMPOSED PURSUANT TO THIS SECTION. IF A DEALER UTILIZES A REVERSE VEND-
ING MACHINE TO REDEEM CONTAINERS, THE DEALER SHALL PROVIDE REDEMPTION OF
BEVERAGE CONTAINERS WHEN THE REVERSE VENDING MACHINE IS FULL, BROKEN,
UNDER REPAIR OR DOES NOT ACCEPT A TYPE OF BEVERAGE CONTAINER SOLD OR
OFFERED FOR SALE BY SUCH DEALER AND MAY NOT LIMIT THE HOURS OR DAYS OF
REDEMPTION EXCEPT AS PROVIDED BY SUBDIVISION THREE OF THIS SECTION. A
DEALER WHOSE PLACE OF BUSINESS IS AT LEAST FIFTY THOUSAND SQUARE FEET
WHICH DOES NOT UTILIZE REVERSE VENDING MACHINES TO PROCESS EMPTY BEVER-
AGE CONTAINERS FOR REDEMPTION SHALL: (A) ESTABLISH AND MAINTAIN A DEDI-
CATED AREA WITHIN SUCH BUSINESS TO ACCEPT BEVERAGE CONTAINERS FOR
REDEMPTION; (B) ADEQUATELY STAFF SUCH AREA TO FACILITATE EFFICIENT
ACCEPTANCE AND PROCESSING OF SUCH CONTAINERS DURING BUSINESS HOURS; AND
(C) POST ONE OR MORE CONSPICUOUS SIGNS CONFORMING TO THE SIZE AND COLOR
REQUIREMENTS DESCRIBED IN SUBDIVISION TWO OF THIS SECTION AT EACH PUBLIC
ENTRANCE TO THE BUSINESS WHICH DESCRIBES WHERE IN THE BUSINESS THE
REDEMPTION AREA IS LOCATED. THE COMMISSIONER MAY ESTABLISH IN RULES AND
REGULATIONS ADDITIONAL STANDARDS FOR THE EFFICIENT PROCESSING OF BEVER-
AGE CONTAINERS BY SUCH DEALERS. ON ANY DAY THAT A DEALER IS OPEN FOR
LESS THAN TWENTY-FOUR HOURS, THE DEALER MAY RESTRICT OR REFUSE THE
PAYMENT OF REFUND VALUES DURING THE FIRST AND LAST HOUR THE DEALER IS
OPEN FOR BUSINESS.
2. A DEALER SHALL POST A CONSPICUOUS SIGN, AT THE POINT OF SALE THAT
STATES:
"NEW YORK BOTTLE BILL OF RIGHTS
STATE LAW REQUIRES US TO REDEEM EMPTY RETURNABLE BEVERAGE
CONTAINERS OF THE SAME TYPE AND BRAND THAT WE SELL OR OFFER FOR SALE
YOU HAVE CERTAIN RIGHTS UNDER THE NEW YORK STATE RETURNABLE CONTAINER
ACT:
THE RIGHT TO RETURN YOUR EMPTIES FOR REFUND TO ANY DEALER WHO SELLS
THE SAME BRAND, TYPE AND SIZE, WHETHER YOU BOUGHT THE BEVERAGE FROM THE
DEALER OR NOT. IT IS ILLEGAL TO RETURN CONTAINERS FOR REFUND THAT WERE
PURCHASED OUTSIDE OF NEW YORK STATE.
THE RIGHT TO GET YOUR DEPOSIT REFUND IN CASH, WITHOUT PROOF OF
PURCHASE.
THE RIGHT TO RETURN YOUR EMPTIES ANY DAY, ANY HOUR, EXCEPT THE FIRST
AND LAST HOURS OF THE DEALER'S BUSINESS DAY (EMPTY CONTAINERS MAY BE
REDEEMED AT ANY TIME IN 24-HOUR STORES).
THE RIGHT TO RETURN YOUR CONTAINERS IF THEY ARE EMPTY AND INTACT.
WASHING CONTAINERS IS NOT REQUIRED BY LAW, BUT IS STRONGLY RECOMMENDED
TO MAINTAIN SANITARY CONDITIONS.
THE NEW YORK STATE RETURNABLE CONTAINER ACT CAN BE ENFORCED BY THE NEW
YORK STATE DEPARTMENT OF ENVIRONMENTAL CONSERVATION (NYSDEC), THE NEW
YORK STATE DEPARTMENT OF TAXATION AND FINANCE, THE NEW YORK STATE ATTOR-
NEY GENERAL AND/OR BY YOUR LOCAL GOVERNMENT."
SUCH SIGN MUST BE NO LESS THAN EIGHT INCHES BY TEN INCHES IN SIZE AND
HAVE LETTERING A MINIMUM OF ONE QUARTER INCH HIGH, AND OF A COLOR WHICH
CONTRASTS WITH THE BACKGROUND. THE DEPARTMENT SHALL MAINTAIN A TOLL
FREE TELEPHONE NUMBER FOR A "BOTTLE BILL COMPLAINT LINE" THAT SHALL BE
AVAILABLE FROM 9:00 A.M. TO 5:00 P.M. EACH BUSINESS DAY TO RECEIVE
REPORTS OF VIOLATIONS OF THIS TITLE. THE TELEPHONE NUMBER SHALL BE LIST-
ED ON ANY SIGN REQUIRED BY THIS SECTION.
S. 1722 5
3. ON OR AFTER JANUARY FIRST, TWO THOUSAND TEN, IN A CITY WITH A POPU-
LATION GREATER THAN ONE MILLION, A DEALER MAY LIMIT THE NUMBER OF EMPTY
BEVERAGE CONTAINERS TO BE ACCEPTED FOR REDEMPTION AT THE DEALER'S PLACE
OF BUSINESS TO NO LESS THAN SEVENTY-TWO CONTAINERS PER VISIT, PER
REDEEMER, PER DAY, PROVIDED THAT:
A. THE DEALER HAS A WRITTEN AGREEMENT WITH A REDEMPTION CENTER, BE IT
EITHER AT A FIXED PHYSICAL LOCATION WITHIN THE SAME COUNTY AND WITHIN
ONE-HALF MILE OF THE DEALER'S PLACE OF BUSINESS, OR A MOBILE REDEMPTION
CENTER, OPERATED BY A REDEMPTION CENTER, THAT IS LOCATED WITHIN
ONE-QUARTER MILE OF THE DEALER'S PLACE OF BUSINESS. THE REDEMPTION
CENTER MUST HAVE A WRITTEN AGREEMENT WITH THE DEALER TO ACCEPT CONTAIN-
ERS ON BEHALF OF THE DEALER; AND THE REDEMPTION CENTER'S HOURS OF OPERA-
TION MUST COVER AT LEAST 9:00 A.M. THROUGH 7:00 P.M. DAILY OR IN THE
CASE OF A MOBILE REDEMPTION CENTER, THE HOURS OF OPERATION MUST COVER AT
LEAST FOUR CONSECUTIVE HOURS BETWEEN 8:00 A.M. AND 8:00 P.M. DAILY. THE
DEALER MUST POST A CONSPICUOUS, PERMANENT SIGN, MEETING THE SIZE AND
COLOR SPECIFICATIONS SET FORTH IN SUBDIVISION TWO OF THIS SECTION, OPEN
TO PUBLIC VIEW, IDENTIFYING THE LOCATION AND HOURS OF OPERATION OF THE
AFFILIATED REDEMPTION CENTER OR MOBILE REDEMPTION CENTER; OR
B. THE DEALER PROVIDES, AT A MINIMUM, A CONSECUTIVE TWO HOUR PERIOD
BETWEEN 7:00 A.M. AND 7:00 P.M. DAILY WHEREBY THE DEALER WILL ACCEPT UP
TO TWO HUNDRED FORTY CONTAINERS, PER REDEEMER, PER DAY, AND POSTS A
CONSPICUOUS, PERMANENT SIGN, MEETING THE SIZE AND COLOR SPECIFICATIONS
SET FORTH IN SUBDIVISION TWO OF THIS SECTION, OPEN TO THE PUBLIC VIEW,
IDENTIFYING THOSE HOURS. THE DEALER MAY NOT CHANGE THE HOURS OF REDEMP-
TION WITHOUT FIRST POSTING A THIRTY DAY NOTICE; OR
C. THE DEALER'S PRIMARY BUSINESS IS THE SALE OF FOOD OR BEVERAGES FOR
CONSUMPTION OFF-PREMISES, AND THE DEALER'S PLACE OF BUSINESS IS LESS
THAN TEN THOUSAND SQUARE FEET IN SIZE.
4. A DEPOSIT INITIATOR SHALL ACCEPT FROM A DEALER OR OPERATOR OF A
REDEMPTION CENTER ANY EMPTY BEVERAGE CONTAINERS OF THE DESIGN, SHAPE,
SIZE, COLOR, COMPOSITION AND BRAND SOLD OR OFFERED FOR SALE BY THE
DEPOSIT INITIATOR, AND SHALL PAY THE DEALER OR OPERATOR OF A REDEMPTION
CENTER THE REFUND VALUE OF EACH SUCH BEVERAGE CONTAINER AS ESTABLISHED
BY SECTION 27-1005 OF THIS TITLE. A DEPOSIT INITIATOR SHALL ACCEPT AND
REDEEM ALL SUCH EMPTY BEVERAGE CONTAINERS FROM A DEALER OR REDEMPTION
CENTER WITHOUT LIMITATION ON QUANTITY.
5. A DEPOSIT INITIATOR'S OR DISTRIBUTOR'S FAILURE TO PICK UP EMPTY
BEVERAGE CONTAINERS, INCLUDING CONTAINERS PROCESSED IN A REVERSE VENDING
MACHINE, FROM A REDEMPTION CENTER, DEALER OR THE OPERATOR OF A REVERSE
VENDING MACHINE, SHALL BE A VIOLATION OF THIS TITLE.
6. IN ADDITION TO THE REFUND VALUE OF A BEVERAGE CONTAINER AS ESTAB-
LISHED BY SECTION 27-1005 OF THIS TITLE, A DEPOSIT INITIATOR SHALL PAY
TO ANY DEALER, OR OPERATOR OF A REDEMPTION CENTER, OR DISTRIBUTOR A
HANDLING FEE OF THREE AND ONE-HALF CENTS FOR EACH BEVERAGE CONTAINER
ACCEPTED BY THE DEPOSIT INITIATOR FROM SUCH DEALER, OPERATOR OF A
REDEMPTION CENTER OR DISTRIBUTOR. PAYMENT OF THE HANDLING FEE SHALL BE
AS COMPENSATION FOR COLLECTING, SORTING AND PACKAGING OF EMPTY BEVERAGE
CONTAINERS FOR TRANSPORT BACK TO THE DEPOSIT INITIATOR OR ITS DESIGNEE.
PAYMENT OF THE HANDLING FEE MAY NOT BE CONDITIONED ON THE PURCHASE OF
ANY GOODS OR SERVICES, NOR MAY SUCH PAYMENT BE MADE OUT OF THE REFUND
VALUE ACCOUNT ESTABLISHED PURSUANT TO SECTION 27-1012 OF THIS TITLE. A
DISTRIBUTOR WHO DOES NOT INITIATE DEPOSITS ON A TYPE OF BEVERAGE
CONTAINER IS CONSIDERED A DEALER ONLY FOR THE PURPOSE OF RECEIVING A
HANDLING FEE FROM A DEPOSIT INITIATOR.
S. 1722 6
7. A DEPOSIT INITIATOR ON A BRAND SHALL ACCEPT FROM A DISTRIBUTOR WHO
DOES NOT INITIATE DEPOSITS ON THAT BRAND ANY EMPTY BEVERAGE CONTAINERS
OF THAT BRAND AND SHALL PAY THE DISTRIBUTOR THE REFUND VALUE OF EACH
SUCH BEVERAGE CONTAINER, AS ESTABLISHED BY SECTION 27-1005 OF THIS
TITLE. IN ADDITION, THE DEPOSIT INITIATOR SHALL PAY TO SUCH DISTRIBUTOR
FOR EACH SUCH BEVERAGE CONTAINER THE HANDLING FEE ESTABLISHED UNDER
SUBDIVISION SIX OF THIS SECTION. WITHOUT LIMITING THE RIGHTS OF THE
DEPARTMENT OR ANY PERSON, FIRM OR CORPORATION UNDER THIS SUBDIVISION OR
ANY OTHER PROVISION OF THIS SECTION, A DISTRIBUTOR, A DEALER OR AN OPER-
ATOR OF A REDEMPTION CENTER SHALL HAVE A CIVIL RIGHT OF ACTION TO
ENFORCE THIS SUBDIVISION, INCLUDING UPON THREE DAYS NOTICE, THE RIGHT TO
APPLY FOR TEMPORARY AND PRELIMINARY INJUNCTIVE RELIEF AGAINST CONTINUING
VIOLATIONS AND UNTIL ARRANGEMENTS FOR COLLECTION AND RETURN OF EMPTY
CONTAINERS OR REIMBURSEMENT OF THE REDEEMING DISTRIBUTOR FOR SUCH DEPOS-
ITS AND HANDLING FEES ARE MADE.
8. IT SHALL BE THE RESPONSIBILITY OF THE DEPOSIT INITIATOR OR
DISTRIBUTOR TO PROVIDE TO A DEALER OR REDEMPTION CENTER A SUFFICIENT
NUMBER OF BAGS, CARTONS, OR OTHER SUITABLE CONTAINERS, AT NO COST, FOR
THE PACKAGING, HANDLING AND PICKUP OF EMPTY BEVERAGE CONTAINERS THAT ARE
NOT REDEEMED THROUGH A REVERSE VENDING MACHINE. THE BAGS, CARTONS, OR
CONTAINERS MUST BE PROVIDED BY THE DEPOSIT INITIATOR OR DISTRIBUTOR ON A
SCHEDULE THAT ALLOWS THE DEALER OR REDEMPTION CENTER SUFFICIENT TIME TO
SORT THE EMPTY BEVERAGE CONTAINERS PRIOR TO PICK UP BY THE DEPOSIT
INITIATOR OR DISTRIBUTOR. IN ADDITION:
A. WHEN PICKING UP EMPTY BEVERAGE CONTAINERS, A DEPOSIT INITIATOR OR
DISTRIBUTOR SHALL NOT REQUIRE A DEALER OR REDEMPTION CENTER TO LOAD
THEIR OWN BAGS, CARTONS OR CONTAINERS ONTO OR INTO THE DEPOSIT INITI-
ATOR'S OR DISTRIBUTOR'S VEHICLE OR VEHICLES OR PROVIDE THE STAFF OR
EQUIPMENT NEEDED TO DO SO.
B. A DEPOSIT INITIATOR OR DISTRIBUTOR SHALL NOT REQUIRE EMPTY CONTAIN-
ERS TO BE COUNTED AT A LOCATION OTHER THAN THE REDEMPTION CENTER OR
DEALER'S PLACE OF BUSINESS. THE DEALER OR REDEMPTION CENTER SHALL HAVE
THE RIGHT TO BE PRESENT AT THE COUNT.
C. A DEPOSIT INITIATOR OR DISTRIBUTOR SHALL PICK UP EMPTY BEVERAGE
CONTAINERS AT REASONABLE TIMES AND INTERVALS AS DETERMINED IN RULES OR
REGULATIONS PROMULGATED BY THE DEPARTMENT.
9. NO PERSON SHALL RETURN OR ASSIST ANOTHER TO RETURN TO A DEALER OR
REDEMPTION CENTER AN EMPTY BEVERAGE CONTAINER FOR ITS REFUND VALUE IF
SUCH CONTAINER HAD PREVIOUSLY BEEN ACCEPTED FOR REDEMPTION BY A DEALER,
REDEMPTION CENTER, OR DEPOSIT INITIATOR WHO INITIATES DEPOSITS ON BEVER-
AGE CONTAINERS OF THE SAME BRAND.
10. A REDEEMER, DEALER, DISTRIBUTOR OR REDEMPTION CENTER SHALL NOT
KNOWINGLY REDEEM AN EMPTY BEVERAGE CONTAINER ON WHICH A DEPOSIT WAS
NEVER PAID.
11. NOTWITHSTANDING THE PROVISIONS OF SECTION 27-1009 OF THIS TITLE, A
DEPOSIT INITIATOR OR DISTRIBUTOR SHALL ACCEPT AND REDEEM BEVERAGE
CONTAINERS AS PROVIDED IN THIS TITLE, IF THE DEALER OR OPERATOR OF A
REDEMPTION CENTER SHALL HAVE ACCEPTED AND PAID THE REFUND VALUE OF SUCH
BEVERAGE CONTAINERS.
S 5. Section 27-1009 of the environmental conservation law, as added
by chapter 200 of the laws of 1982, is amended to read as follows:
S 27-1009. Refusal of acceptance.
1. A dealer or operator of a redemption center may refuse to accept
from a redeemer, and a [distributor] DEPOSIT INITIATOR may refuse to
accept from a dealer or operator of a redemption center any empty bever-
S. 1722 7
age container which does not state thereon a refund value as established
by section 27-1005 and provided by section 27-1011 of this title.
2. A dealer or operator of a redemption center may also refuse to
accept any broken bottle, corroded or dismembered can, or any beverage
container which contains a significant amount of foreign material, as
determined in rules and regulations to be promulgated by the commission-
er. [Notwithstanding the provisions of this subdivision, a distributor
shall accept beverage containers as provided in subdivision two of
section 27-1007 of this title, if the dealer shall have accepted and
paid the refund value of such beverage containers.]
S 6. Subdivision 2 of section 27-1011 of the environmental conserva-
tion law is REPEALED.
S 6-a. Subdivisions 3 and 4 of section 27-1011 of the environmental
conservation law are renumbered subdivisions 2 and 3.
S 7. The environmental conservation law is amended by adding a new
section 27-1012 to read as follows:
S 27-1012. DEPOSIT AND DISPOSITION OF REFUND VALUES; REGISTRATION.
1. EACH DEPOSIT INITIATOR SHALL DEPOSIT IN A REFUND VALUE ACCOUNT AN
AMOUNT EQUAL TO THE REFUND VALUE REQUIRED TO BE INITIATED UNDER SECTION
27-1005 OF THIS TITLE WHICH IS RECEIVED WITH RESPECT TO EACH BEVERAGE
CONTAINER SOLD BY SUCH DEPOSIT INITIATOR. SUCH DEPOSIT INITIATOR SHALL
HOLD SUCH AMOUNTS IN TRUST FOR THE STATE. A REFUND VALUE ACCOUNT SHALL
BE AN INTEREST-BEARING ACCOUNT ESTABLISHED IN A BANKING INSTITUTION
LOCATED IN THIS STATE, THE DEPOSITS IN WHICH ARE INSURED BY AN AGENCY OF
THE FEDERAL GOVERNMENT. DEPOSITS OF SUCH AMOUNTS SHALL BE MADE NOT LESS
FREQUENTLY THAN EVERY FIVE BUSINESS DAYS. ALL INTEREST, DIVIDENDS AND
RETURNS EARNED ON THE ACCOUNT SHALL BE PAID DIRECTLY INTO SAID ACCOUNT.
SUCH MONIES SHALL BE KEPT SEPARATE AND APART FROM ALL OTHER MONEYS IN
THE POSSESSION OF THE DEPOSIT INITIATOR. THE COMMISSIONER OF TAXATION
AND FINANCE MAY SPECIFY A SYSTEM OF ACCOUNTS AND RECORDS TO BE MAIN-
TAINED WITH RESPECT TO ACCOUNTS ESTABLISHED UNDER THIS SUBDIVISION.
2. PAYMENTS OF REFUND VALUES PURSUANT TO SECTION 27-1007 OF THIS TITLE
SHALL BE PAID FROM EACH DEPOSIT INITIATOR'S REFUND VALUE ACCOUNT. NO
OTHER PAYMENT OR WITHDRAWAL FROM SUCH ACCOUNT MAY BE MADE EXCEPT AS
PRESCRIBED BY THIS SECTION.
3. EACH DEPOSIT INITIATOR SHALL FILE QUARTERLY REPORTS WITH THE
COMMISSIONER OF TAXATION AND FINANCE ON A FORM AND IN THE MANNER
PRESCRIBED BY SUCH COMMISSIONER. THE COMMISSIONER OF TAXATION AND
FINANCE MAY REQUIRE SUCH REPORTS TO BE FILED ELECTRONICALLY. THE QUAR-
TERLY REPORTS REQUIRED BY THIS SUBDIVISION SHALL BE FILED FOR THE QUAR-
TERLY PERIODS ENDING ON THE LAST DAY OF MAY, AUGUST, NOVEMBER AND FEBRU-
ARY OF EACH YEAR, AND EACH SUCH REPORT SHALL BE FILED WITHIN TWENTY DAYS
AFTER THE END OF THE QUARTERLY PERIOD COVERED THEREBY. EACH SUCH REPORT
SHALL INCLUDE, IN ADDITION TO ANY OTHER INFORMATION SUCH COMMISSIONER
SHALL DETERMINE APPROPRIATE, THE FOLLOWING INFORMATION:
A. THE BALANCE IN THE REFUND VALUE ACCOUNT AT THE BEGINNING OF THE
QUARTER FOR WHICH THE REPORT IS PREPARED;
B. ALL SUCH DEPOSITS CREDITED TO SUCH ACCOUNT AND ALL INTEREST, DIVI-
DENDS OR RETURNS RECEIVED ON SUCH ACCOUNT, DURING SUCH QUARTER;
C. ALL WITHDRAWALS FROM SUCH ACCOUNT, DURING SUCH QUARTER, INCLUDING
ALL REIMBURSEMENTS PAID PURSUANT TO SUBDIVISION TWO OF THIS SECTION, ALL
SERVICE CHARGES ON THE ACCOUNT, AND ALL PAYMENTS MADE PURSUANT TO SUBDI-
VISION FOUR OF THIS SECTION; AND
D. THE BALANCE IN SUCH ACCOUNT AT THE CLOSE OF SUCH QUARTER.
4. A. QUARTERLY PAYMENTS. AN AMOUNT EQUAL TO THE BALANCE OUTSTANDING
IN THE REFUND VALUE ACCOUNT AT THE CLOSE OF EACH QUARTER SHALL BE PAID
S. 1722 8
TO THE COMMISSIONER OF TAXATION AND FINANCE AT THE TIME THE REPORT
PROVIDED FOR IN SUBDIVISION THREE OF THIS SECTION IS REQUIRED TO BE
FILED. IF THE PROVISIONS OF THIS SECTION WITH RESPECT TO SUCH ACCOUNT
HAVE NOT BEEN FULLY COMPLIED WITH, EACH DEPOSIT INITIATOR SHALL PAY TO
SUCH COMMISSIONER AT SUCH TIME, IN LIEU OF THE AMOUNT DESCRIBED IN THE
PRECEDING SENTENCE, AN AMOUNT EQUAL TO THE BALANCE WHICH WOULD HAVE BEEN
OUTSTANDING ON SUCH DATE HAD SUCH PROVISIONS BEEN FULLY COMPLIED WITH.
B. REFUND VALUE ACCOUNT SHORTFALL. IN THE EVENT A DEPOSIT INITIATOR
PAYS OUT MORE IN REFUND VALUES THAN IT COLLECTS IN DEPOSITS OF REFUND
VALUES DURING THE COURSE OF A QUARTERLY PERIOD AS DESCRIBED IN SUBDIVI-
SION THREE OF THIS SECTION, THE DEPOSIT INITIATOR MAY APPLY TO THE
COMMISSIONER OF TAXATION AND FINANCE FOR A REFUND OF THE AMOUNT OF SUCH
EXCESS PAYMENT OF REFUND VALUES FROM SOURCES OTHER THAN THE REFUND VALUE
ACCOUNT, IN THE MANNER AS PROVIDED BY THE COMMISSIONER OF TAXATION AND
FINANCE. SUCH REFUND SHALL BE PAID OUT OF THE ENVIRONMENTAL PROTECTION
FUND CREATED PURSUANT TO SECTION NINETY-TWO-S OF THE STATE FINANCE LAW.
C. FINAL REPORT. A DEPOSIT INITIATOR WHO CEASES TO DO BUSINESS IN THIS
STATE AS A DEPOSIT INITIATOR, SHALL FILE A FINAL REPORT AND REMIT
PAYMENT OF ALL AMOUNTS IN THE REFUND VALUE ACCOUNT AS OF THE CLOSE OF
THE DEPOSIT INITIATOR'S LAST DAY OF BUSINESS. THE DEPOSIT INITIATOR
SHALL INDICATE ON THE REPORT THAT IT IS A "FINAL REPORT". THE FINAL
REPORT IS DUE TO BE FILED WITH PAYMENT TWENTY DAYS AFTER THE CLOSE OF
THE QUARTERLY PERIOD IN WHICH THE DEPOSIT INITIATOR CEASES TO DO BUSI-
NESS. IN THE EVENT THE DEPOSIT INITIATOR PAYS OUT MORE IN REFUND VALUES
THAN IT COLLECTS IN SUCH FINAL QUARTERLY PERIOD, THE DEPOSIT INITIATOR
MAY APPLY TO THE COMMISSIONER OF TAXATION AND FINANCE FOR A REFUND OF
THE AMOUNT OF SUCH EXCESS PAYMENT OF REFUND VALUES FROM SOURCES OTHER
THAN THE REFUND VALUE ACCOUNT, IN THE MANNER AS PROVIDED BY THE COMMIS-
SIONER OF TAXATION AND FINANCE. SUCH REFUND SHALL BE PAID OUT OF THE
ENVIRONMENTAL PROTECTION FUND CREATED PURSUANT TO SECTION NINETY-TWO-S
OF THE STATE FINANCE LAW.
5. ALL MONEYS COLLECTED OR RECEIVED BY THE DEPARTMENT OF TAXATION AND
FINANCE PURSUANT TO THIS TITLE SHALL BE DEPOSITED TO THE CREDIT OF THE
COMPTROLLER WITH SUCH RESPONSIBLE BANKS, BANKING HOUSES OR TRUST COMPA-
NIES AS MAY BE DESIGNATED BY THE COMPTROLLER. SUCH DEPOSITS SHALL BE
KEPT SEPARATE AND APART FROM ALL OTHER MONEYS IN THE POSSESSION OF THE
COMPTROLLER. THE COMPTROLLER SHALL REQUIRE ADEQUATE SECURITY FROM ALL
SUCH DEPOSITORIES. THE COMPTROLLER SHALL PAY ALL AMOUNTS SO DEPOSITED BY
THE DEPARTMENT OF TAXATION AND FINANCE, INCLUDING INTEREST AND PENALTIES
RECEIVED UNDER THIS SECTION, INTO THE ENVIRONMENTAL PROTECTION FUND.
6. THE COMMISSIONER AND THE COMMISSIONER OF TAXATION AND FINANCE SHALL
PROMULGATE, AND SHALL CONSULT EACH OTHER IN PROMULGATING, SUCH RULES AND
REGULATIONS AS MAY BE NECESSARY OR DESIRABLE TO EFFECTUATE THE PURPOSES
OF THIS TITLE. THE COMMISSIONER AND THE COMMISSIONER OF TAXATION AND
FINANCE SHALL PROVIDE ALL NECESSARY AID AND ASSISTANCE TO EACH OTHER,
INCLUDING THE SHARING OF ANY INFORMATION THAT IS NECESSARY TO THEIR
RESPECTIVE ADMINISTRATION AND ENFORCEMENT RESPONSIBILITIES PURSUANT TO
THE PROVISIONS OF THIS TITLE.
7. A. ANY PERSON WHO IS A DEPOSIT INITIATOR UNDER THIS TITLE ON OR
BEFORE SEPTEMBER FIRST, TWO THOUSAND NINE, SHALL APPLY TO THE COMMIS-
SIONER OF TAXATION AND FINANCE FOR REGISTRATION AS A DEPOSIT INITIATOR.
SUCH APPLICATIONS MAY BE SUBMITTED ON AND AFTER SEPTEMBER FIRST, TWO
THOUSAND NINE. ANY PERSON WHO BECOMES A DEPOSIT INITIATOR AFTER SUCH
DATE SHALL APPLY FOR REGISTRATION AT LEAST TWENTY DAYS PRIOR TO COLLECT-
ING ANY DEPOSITS AS SUCH A DEPOSIT INITIATOR. SUCH APPLICATION SHALL BE
IN A FORM PRESCRIBED BY THE COMMISSIONER OF TAXATION AND FINANCE AND
S. 1722 9
SHALL REQUIRE SUCH INFORMATION DEEMED TO BE NECESSARY FOR PROPER ADMIN-
ISTRATION OF THIS TITLE. THE COMMISSIONER OF TAXATION AND FINANCE SHALL
ISSUE A DEPOSIT INITIATOR REGISTRATION CERTIFICATE WITHIN FIFTEEN DAYS
OF RECEIPT OF SUCH APPLICATION OR MAY TAKE AN ADDITIONAL TEN DAYS IF THE
COMMISSIONER OF TAXATION AND FINANCE DEEMS IT NECESSARY TO CONSULT WITH
THE COMMISSIONER BEFORE ISSUING SUCH REGISTRATION CERTIFICATE. A REGIS-
TRATION CERTIFICATE ISSUED PURSUANT TO THIS SUBDIVISION MAY BE ISSUED
FOR A SPECIFIED TERM OF NOT LESS THAN THREE YEARS AND SHALL BE SUBJECT
TO RENEWAL IN ACCORDANCE WITH PROCEDURES SPECIFIED BY THE COMMISSIONER
OF TAXATION AND FINANCE. THE COMMISSIONER OF TAXATION AND FINANCE SHALL
FURNISH TO THE COMMISSIONER A COMPLETE LIST OF REGISTERED DEPOSIT INITI-
ATORS AND SHALL CONTINUALLY UPDATE SUCH LIST AS WARRANTED. THE COMMIS-
SIONER SHALL SHARE ANY INFORMATION WITH THE COMMISSIONER OF TAXATION AND
FINANCE THAT IS NECESSARY FOR THE ADMINISTRATION OF THIS SUBDIVISION.
B. THE COMMISSIONER OF TAXATION AND FINANCE SHALL HAVE THE AUTHORITY
TO REVOKE OR REFUSE TO RENEW ANY REGISTRATION ISSUED PURSUANT TO THIS
SUBDIVISION WHEN IT HAS BEEN DETERMINED BY THE COMMISSIONER OF TAXATION
AND FINANCE OR SUCH COMMISSIONER HAS BEEN INFORMED BY THE COMMISSIONER
THAT ANY OF THE PROVISIONS OF THIS TITLE OR RULES AND REGULATIONS
PROMULGATED THEREUNDER HAVE BEEN VIOLATED. SUCH VIOLATIONS SHALL
INCLUDE, BUT NOT BE LIMITED TO, THE FAILURE TO FILE QUARTERLY REPORTS,
THE FAILURE TO MAKE PAYMENTS PURSUANT TO THIS SUBDIVISION, THE PROVIDING
OF FALSE OR FRAUDULENT INFORMATION TO EITHER THE DEPARTMENT OF TAXATION
AND FINANCE OR THE DEPARTMENT, OR KNOWINGLY AIDING OR ABETTING ANOTHER
PERSON IN VIOLATING ANY OF THE PROVISIONS OF THIS TITLE. A NOTICE OF
PROPOSED REVOCATION OR NON-RENEWAL SHALL BE GIVEN TO THE DEPOSIT INITI-
ATOR IN THE MANNER PRESCRIBED FOR A NOTICE OF DEFICIENCY OF TAX AND ALL
THE PROVISIONS APPLICABLE TO A NOTICE OF DEFICIENCY UNDER ARTICLE TWEN-
TY-SEVEN OF THE TAX LAW SHALL APPLY TO A NOTICE ISSUED PURSUANT TO THIS
PARAGRAPH, INSOFAR AS SUCH PROVISIONS CAN BE MADE APPLICABLE TO A NOTICE
AUTHORIZED BY THIS PARAGRAPH, WITH SUCH MODIFICATIONS AS MAY BE NECES-
SARY IN ORDER TO ADAPT THE LANGUAGE OF SUCH PROVISIONS TO THE NOTICE
AUTHORIZED BY THIS PARAGRAPH. ALL SUCH NOTICES ISSUED BY THE COMMISSION-
ER OF TAXATION AND FINANCE PURSUANT TO THIS PARAGRAPH SHALL CONTAIN A
STATEMENT ADVISING THE DEPOSIT INITIATOR THAT THE REVOCATION OR NON-RE-
NEWAL OF REGISTRATION MAY BE CHALLENGED THROUGH A HEARING PROCESS AND
THE PETITION FOR SUCH A CHALLENGE MUST BE FILED WITH THE COMMISSIONER OF
TAXATION AND FINANCE WITHIN NINETY DAYS AFTER SUCH NOTICE IS ISSUED. A
DEPOSIT INITIATOR WHOSE REGISTRATION HAS BEEN SO REVOKED OR NOT RENEWED
SHALL DISCONTINUE TO DO BUSINESS AS A DEPOSIT INITIATOR IN THIS STATE,
UNTIL THIS TITLE HAS BEEN COMPLIED WITH AND A NEW REGISTRATION HAS BEEN
ISSUED. ANY DEPOSIT INITIATOR WHOSE REGISTRATION HAS BEEN SO REVOKED MAY
NOT APPLY FOR REGISTRATION FOR TWO YEARS FROM THE DATE SUCH REVOCATION
TAKES EFFECT.
8. THE COMMISSIONER OF TAXATION AND FINANCE MAY REQUIRE THE MAINTE-
NANCE OF SUCH ACCOUNTS, RECORDS OR DOCUMENTS RELATING TO THE SALE OF
BEVERAGE CONTAINERS, BY ANY BEVERAGE MANUFACTURER, DISTRIBUTOR, DEALER
OR REDEMPTION CENTER AS SUCH COMMISSIONER MAY DEEM APPROPRIATE FOR THE
ADMINISTRATION OF THIS SECTION. SUCH COMMISSIONER MAY MAKE EXAMINATIONS,
INCLUDING THE CONDUCT OF FACILITY INSPECTIONS DURING REGULAR BUSINESS
HOURS, WITH RESPECT TO THE ACCOUNTS, RECORDS OR DOCUMENTS REQUIRED TO BE
MAINTAINED UNDER THIS SUBDIVISION. SUCH ACCOUNTS, RECORDS AND DOCUMENTS
SHALL BE PRESERVED FOR A PERIOD OF THREE YEARS, EXCEPT THAT SUCH COMMIS-
SIONER MAY CONSENT TO THEIR DESTRUCTION WITHIN THAT PERIOD OR MAY
REQUIRE THAT THEY BE KEPT LONGER. SUCH ACCOUNTS, RECORDS AND DOCUMENTS
MAY BE KEPT WITHIN THE MEANING OF THIS SUBDIVISION WHEN REPRODUCED BY
S. 1722 10
ANY PHOTOGRAPHIC, PHOTOSTATIC, MICROFILM, MICRO-CARD, MINIATURE PHOTO-
GRAPHIC OR OTHER PROCESS WHICH ACTUALLY REPRODUCES THE ORIGINAL
ACCOUNTS, RECORDS OR DOCUMENTS.
9. A. ANY PERSON REQUIRED TO BE REGISTERED UNDER THIS SECTION WHO,
WITHOUT BEING SO REGISTERED, MAKES SALES OF OR OFFERS FOR SALE BEVERAGE
CONTAINERS IN THIS STATE, IN ADDITION TO ANY OTHER PENALTY IMPOSED BY
THIS TITLE, SHALL BE SUBJECT TO A PENALTY TO BE ASSESSED BY THE COMMIS-
SIONER IN AN AMOUNT NOT EXCEEDING FIVE HUNDRED DOLLARS FOR THE FIRST DAY
ON WHICH SUCH SALES OR OFFERS FOR SALE ARE MADE, PLUS AN AMOUNT NOT
EXCEEDING FIVE HUNDRED DOLLARS FOR EACH SUBSEQUENT DAY ON WHICH SUCH
SALES ARE MADE, NOT TO EXCEED TWENTY-FIVE THOUSAND DOLLARS IN THE AGGRE-
GATE.
B. ANY DEPOSIT INITIATOR WHO FAILS TO MAINTAIN ACCOUNTS OR RECORDS
PURSUANT TO THIS SECTION, UNLESS IT IS SHOWN THAT SUCH FAILURE WAS DUE
TO REASONABLE CAUSE AND NOT DUE TO NEGLIGENCE OR WILLFUL NEGLECT, IN
ADDITION TO ANY OTHER PENALTY IMPOSED BY THIS TITLE, SHALL BE SUBJECT TO
A PENALTY TO BE ASSESSED BY THE COMMISSIONER OF TAXATION AND FINANCE OF
NOT MORE THAN ONE THOUSAND DOLLARS FOR EACH QUARTER DURING WHICH SUCH
FAILURE OCCURRED, AND AN ADDITIONAL PENALTY OF NOT MORE THAN ONE THOU-
SAND DOLLARS FOR EACH QUARTER SUCH FAILURE CONTINUES.
10. THE PROVISIONS OF ARTICLE TWENTY-SEVEN OF THE TAX LAW SHALL APPLY
TO THE PROVISIONS OF THIS TITLE FOR WHICH THE COMMISSIONER OF TAXATION
AND FINANCE IS RESPONSIBLE, INCLUDING COLLECTION OF REFUND VALUE
AMOUNTS, IN THE SAME MANNER AND WITH THE SAME FORCE AND EFFECT AS IF THE
LANGUAGE OF SUCH ARTICLE HAD BEEN INCORPORATED IN FULL INTO THIS SECTION
EXCEPT TO THE EXTENT THAT ANY PROVISION OF SUCH ARTICLE IS EITHER INCON-
SISTENT WITH A PROVISION OF THIS SECTION OR IS NOT RELEVANT TO THIS
SECTION AS DETERMINED BY THE COMMISSIONER OF TAXATION AND FINANCE.
FURTHERMORE, FOR PURPOSES OF APPLYING THE PROVISIONS OF ARTICLE TWENTY-
SEVEN OF THE TAX LAW, WHERE THE TERMS "TAX" AND "TAXES" APPEAR IN SUCH
ARTICLE, SUCH TERMS SHALL BE CONSTRUED TO MEAN "REFUND VALUE" OR
"BALANCE IN THE REFUND VALUE ACCOUNT".
11. IF ANY DEPOSIT INITIATOR FAILS OR REFUSES TO FILE A REPORT OR
FURNISH ANY INFORMATION REQUESTED IN WRITING BY THE DEPARTMENT OF TAXA-
TION AND FINANCE OR THE DEPARTMENT, THE DEPARTMENT OF TAXATION AND
FINANCE WITH THE ASSISTANCE OF THE DEPARTMENT MAY, FROM ANY INFORMATION
IN ITS POSSESSION, MAKE AN ESTIMATE OF THE DEFICIENCY AND COLLECT SUCH
DEFICIENCY FROM SUCH DEPOSIT INITIATOR.
12. EACH DEPOSIT INITIATOR SHALL REGISTER THE CONTAINER LABEL OF ANY
BEVERAGE OFFERED FOR SALE IN THE STATE ON WHICH IT INITIATES A DEPOSIT.
ANY SUCH REGISTERED CONTAINER LABEL SHALL BEAR A UNIVERSAL PRODUCT CODE.
SUCH UNIVERSAL PRODUCT CODE SHALL BE NEW YORK STATE SPECIFIC, IN ORDER
TO IDENTIFY THE BEVERAGE CONTAINER AS OFFERED FOR SALE EXCLUSIVELY IN
NEW YORK STATE, AND AS A MEANS OF PREVENTING ILLEGAL REDEMPTION OF
BEVERAGE CONTAINERS PURCHASED OUT-OF-STATE. REGISTRATION MUST BE ON
FORMS AS PRESCRIBED BY THE DEPARTMENT AND MUST INCLUDE THE UNIVERSAL
PRODUCT CODE FOR EACH COMBINATION OF BEVERAGE AND CONTAINER MANUFAC-
TURED. THE DEPOSIT INITIATOR SHALL RENEW A LABEL REGISTRATION WHENEVER
THAT LABEL IS REVISED BY ALTERING THE UNIVERSAL PRODUCT CODE OR WHENEVER
THE CONTAINER ON WHICH IT APPEARS IS CHANGED IN SIZE, COMPOSITION OR
GLASS COLOR.
S 8. Section 27-1013 of the environmental conservation law, as amended
by chapter 149 of the laws of 1983, is amended to read as follows:
S 27-1013. Redemption centers.
The commissioner is hereby empowered to promulgate rules and regu-
lations governing (1) the circumstances in which dealers and distribu-
S. 1722 11
tors, individually or collectively, are required to accept the return of
empty beverage containers, and make payment therefor; (2) the sorting of
the containers which a DEPOSIT INITIATOR OR distributor may require of
dealers and redemption centers; (3) the [pick up] COLLECTION of returned
beverage containers by DEPOSIT INITIATORS OR distributors, including the
party to whom such expense is to be charged, the frequency of such pick
ups and the payment for refunds and handling fees thereon; (4) the right
of dealers to restrict or limit the number of containers redeemed, the
rules for redemption at the dealers' place of business, and the redemp-
tion of containers from a beverage for which sales have been discontin-
ued, and to issue permits to persons, firms or corporations which estab-
lish redemption centers, subject to applicable provisions of local and
state laws, at which redeemers and dealers may return empty beverage
containers and receive payment of the refund value of such beverage
containers. No dealer or distributor, as defined in section 27-1003 OF
THIS TITLE, shall be required to obtain a permit to operate a redemption
center at the same location as the dealer's or distributor's place of
business. Operators of such redemption centers shall receive payment of
the refund value of each beverage container from the appropriate
manufacturer or distributor as provided under [sections] SECTION 27-1007
[and 27-1009] of this title.
S 9. Section 27-1014 of the environmental conservation law, as added
by chapter 149 of the laws of 1983, is amended to read as follows:
S 27-1014. [Limitation on] AUTHORITY TO PROMULGATE rules and regu-
lations.
In addition to the authority of the commissioner, under sections
27-1009 and 27-1013 of this title, the commissioner shall [only have the
power to promulgate rules and regulations governing the initiation of
deposits, sale of beverages in containers through vending machines and
for on-premises consumption, record keeping, refunding for refillable
beverage containers, embossing, imprinting or labeling of refund values
and enforcement of the provisions of this section and sections 27-1009
and 27-1013 of this title] HAVE THE POWER TO PROMULGATE RULES AND REGU-
LATIONS necessary and appropriate to the [implementation] ADMINISTRATION
of this title.
S 10. Section 27-1015 of the environmental conservation law, as added
by chapter 200 of the laws of 1982 and subdivision 1 as designated and
subdivision 2 as added by chapter 149 of the laws of 1983, is amended to
read as follows:
S 27-1015. Violations.
1. A violation of this title, EXCEPT AS PROVIDED IN SUBDIVISION FOUR
OF THIS SECTION AND SECTION 27-1012 OF THIS TITLE, shall be a public
nuisance. In addition, EXCEPT AS PROVIDED IN SUBDIVISIONS TWO AND FOUR
OF THIS SECTION AND SECTION 27-1012 OF THIS TITLE, any person who shall
violate any provision of this title shall be liable TO THE STATE OF NEW
YORK for a civil penalty of not more than five hundred dollars, and an
additional civil penalty of not more than five hundred dollars for each
day during which each such violation continues. Any civil penalty may be
assessed following a hearing or opportunity to be heard.
2. ANY DISTRIBUTOR OR DEPOSIT INITIATOR WHO VIOLATES ANY PROVISION OF
THIS TITLE EXCEPT AS PROVIDED IN SECTION 27-1012 OF THIS TITLE, SHALL BE
LIABLE TO THE STATE OF NEW YORK FOR A CIVIL PENALTY OF NOT MORE THAN ONE
THOUSAND DOLLARS, AND AN ADDITIONAL CIVIL PENALTY OF NOT MORE THAN ONE
THOUSAND DOLLARS FOR EACH DAY DURING WHICH EACH SUCH VIOLATION CONTIN-
UES. ANY CIVIL PENALTY MAY BE ASSESSED FOLLOWING A HEARING OR OPPORTU-
NITY TO BE HEARD.
S. 1722 12
3. It shall be unlawful for a distributor OR DEPOSIT INITIATOR, acting
alone or aided by another, to return ANY empty beverage [containers]
CONTAINER to a dealer or redemption center for [their] ITS refund value
if the distributor OR DEPOSIT INITIATOR had previously accepted such
beverage [containers] CONTAINER from any dealer or operator of a redemp-
tion center. A violation of this subdivision shall be a misdemeanor
punishable by a fine of not less than five hundred dollars nor more than
one thousand dollars and an amount equal to two times the amount of
money received as a result of such violation.
4. ANY PERSON WHO WILFULLY TENDERS TO A DEALER, DISTRIBUTOR, REDEMP-
TION CENTER OR BOTTLER MORE THAN FORTY-EIGHT EMPTY BEVERAGE CONTAINERS
THAT SUCH PERSON KNOWS OR REASONABLY SHOULD KNOW WERE NOT ORIGINALLY
SOLD IN THIS STATE AS FILLED BEVERAGE CONTAINERS MAY BE ASSESSED BY THE
DEPARTMENT A CIVIL PENALTY OF UP TO ONE HUNDRED DOLLARS FOR EACH
CONTAINER OR UP TO TWENTY-FIVE THOUSAND DOLLARS FOR EACH SUCH TENDER OF
CONTAINERS. AT EACH LOCATION WHERE A PERSON TENDERS CONTAINERS FOR
REDEMPTION, DEALERS AND REDEMPTION CENTERS MUST CONSPICUOUSLY DISPLAY A
SIGN IN LETTERS THAT ARE AT LEAST ONE INCH IN HEIGHT WITH THE FOLLOWING
INFORMATION: "WARNING: PERSONS TENDERING CONTAINERS FOR REDEMPTION THAT
WERE NOT ORIGINALLY PURCHASED IN THIS STATE MAY BE SUBJECT TO A CIVIL
PENALTY OF UP TO ONE HUNDRED DOLLARS PER CONTAINER OR UP TO TWENTY-FIVE
THOUSAND DOLLARS FOR EACH SUCH TENDER OF CONTAINERS." ANY CIVIL PENALTY
MAY BE ASSESSED FOLLOWING A HEARING OR OPPORTUNITY TO BE HEARD.
5. THE DEPARTMENT, THE DEPARTMENT OF TAXATION AND FINANCE AND THE
ATTORNEY GENERAL ARE HEREBY AUTHORIZED TO ENFORCE THE PROVISIONS OF THIS
TITLE. IN ADDITION, THE PROVISIONS OF SECTION 27-1005 OF THIS TITLE AND
SUBDIVISIONS ONE, TWO, THREE, FOUR, FIVE, TEN AND ELEVEN OF SECTION
27-1007 OF THIS TITLE MAY BE ENFORCED BY A CITY, TOWN OR VILLAGE AND THE
LOCAL LEGISLATIVE BODY THEREOF MAY ADOPT LOCAL LAWS, ORDINANCES OR REGU-
LATIONS CONSISTENT WITH THIS TITLE PROVIDING FOR THE ENFORCEMENT OF SUCH
PROVISIONS.
S 11. The environmental conservation law is amended by adding a new
section 27-1016 to read as follows:
S 27-1016. PUBLIC EDUCATION.
THE COMMISSIONER SHALL ESTABLISH A PUBLIC EDUCATION PROGRAM TO DISSEM-
INATE INFORMATION REGARDING IMPLEMENTATION OF THIS TITLE. SUCH INFORMA-
TION SHALL INCLUDE, BUT NOT BE LIMITED TO, PUBLICATION OF THE NEW YORK
BOTTLE BILL OF RIGHTS AS SPECIFIED IN SUBDIVISION TWO OF SECTION 27-1007
OF THIS TITLE; PUBLICATION OF INFORMATION SPECIFYING THE PROCEDURES
NECESSARY TO ESTABLISH A REDEMPTION CENTER AS PROVIDED IN SECTION
27-1013 OF THIS TITLE, INCLUDING INFORMATION REGARDING FINANCIAL ASSIST-
ANCE AVAILABLE FOR THE ESTABLISHMENT OF REDEMPTION CENTERS AS PROVIDED
IN SECTION 27-1019 OF THIS TITLE; PUBLICATION OF INFORMATION DELINEATING
THE RELEVANT RIGHTS AND RESPONSIBILITIES OF THE DEPOSIT INITIATORS,
DISTRIBUTORS, DEALERS, REDEMPTION CENTERS AND REDEEMERS UNDER THE
PROVISIONS OF THIS TITLE; PUBLICATION OF INFORMATION REGARDING THE
REQUIREMENT THAT DEPOSIT INITIATORS REGISTER WITH THE DEPARTMENT OF
TAXATION AND FINANCE; AND PUBLICATION OF INFORMATION ON THE GENERAL
BENEFITS OF RECYCLING.
S 12. Section 27-1017 of the environmental conservation law, as added
by chapter 200 of the laws of 1982, is amended to read as follows:
S 27-1017. Local beverage container laws.
The provisions of this title shall not be construed so as to limit in
any way the authority of political subdivisions of the state HAD to
enact, implement and enforce local beverage container control laws prior
to but not after the effective date of [this title] THE NEW YORK STATE
S. 1722 13
RETURNABLE CONTAINER ACT. NOTHING IN THIS SECTION SHALL LIMIT THE
AUTHORITY OF POLITICAL SUBDIVISIONS OF THE STATE TO ENFORCE THE
PROVISIONS OF THIS TITLE THAT PERTAIN TO THE OBLIGATIONS AND RESPONSI-
BILITIES OF SUCH POLITICAL SUBDIVISION.
S 13. The environmental conservation law is amended by adding a new
section 27-1018 to read as follows:
S 27-1018. RETURNABLE CONTAINER ACT ADVISORY BOARD.
1. THERE IS HEREBY CREATED THE "RETURNABLE CONTAINER ACT ADVISORY
BOARD," REFERRED TO HEREAFTER AS THE BOARD. SUCH BOARD SHALL CONSIST OF
THIRTEEN MEMBERS WHICH SHALL INCLUDE THE COMMISSIONER, THE COMMISSIONER
OF ECONOMIC DEVELOPMENT, THE COMMISSIONER OF TAXATION AND FINANCE, THE
ATTORNEY GENERAL, FOUR MEMBERS APPOINTED BY THE GOVERNOR, ONE MEMBER
APPOINTED BY THE GOVERNOR ON THE RECOMMENDATION OF THE MAYOR OF THE CITY
OF NEW YORK, TWO MEMBERS APPOINTED BY THE GOVERNOR ON THE RECOMMENDATION
OF THE TEMPORARY PRESIDENT OF THE SENATE, AND TWO MEMBERS APPOINTED BY
THE GOVERNOR ON THE RECOMMENDATION OF THE SPEAKER OF THE ASSEMBLY. EACH
EX OFFICIO MEMBER OF THE BOARD MAY DESIGNATE A REPRESENTATIVE TO ATTEND
MEETINGS OF THE BOARD AND ACT ON HIS OR HER BEHALF.
2. THE COMMISSIONER, OR HIS OR HER DESIGNEE, SHALL SERVE AS THE CHAIR
OF THE BOARD.
3. THE MEMBERS OF THE BOARD SHALL RECEIVE NO COMPENSATION FOR THEIR
SERVICES, BUT SHALL BE ALLOWED THEIR ACTUAL AND NECESSARY EXPENSES
INCURRED IN THE PERFORMANCE OF THEIR DUTIES.
4. THE BOARD SHALL, AT A MINIMUM, HAVE THE DUTY AND RESPONSIBILITY TO:
(A) SERVE AS A WORKING FORUM FOR THE EXCHANGE OF VIEWS, CONCERNS,
IDEAS, INFORMATION AND RECOMMENDATIONS RELATING TO ADMINISTRATION OF
THIS TITLE;
(B) REQUEST THE ATTENDANCE AT ANY MEETING OF THE BOARD OF SUCH PERSON-
NEL OF THE DEPARTMENT OR OF OTHER STATE AGENCIES OR AUTHORITIES, AS MAY
BE NECESSARY TO PROVIDE INFORMATION AND OTHERWISE ASSIST THE BOARD AND
REQUEST SUCH INFORMATION FROM THE DEPARTMENT OR OTHER STATE AGENCIES OR
AUTHORITIES AS THE BOARD MAY REQUIRE IN FULFILLING ITS RESPONSIBILITY
UNDER THIS SECTION;
(C) MONITOR, REVIEW AND MAKE RECOMMENDATIONS CONCERNING THE OBJEC-
TIVES, METHODS AND STRATEGIES OF THE DEPARTMENT AND OTHER STATE AGENCIES
IN IMPLEMENTING AND PURSUING PROGRAMS DESIGNED TO MEET THE OBJECTIVES OF
THIS TITLE;
(D) REQUEST AND RECEIVE, UPON REASONABLE NOTICE, REPORTS FROM THE
DEPARTMENT AND OTHER STATE AGENCIES AND PUBLIC AUTHORITIES CONCERNING
THE IMPLEMENTATION OF THIS TITLE;
(E) MAKE RECOMMENDATIONS TO THE GOVERNOR AND THE LEGISLATURE CONCERN-
ING IMPLEMENTATION AND ADMINISTRATION OF THIS TITLE; AND
(F) PERFORM OTHER ACTIVITIES OR SERVICES AS MAY BE NECESSARY TO
FULFILL THE PURPOSES OF THIS SECTION.
5. THE BOARD SHALL MEET AT LEAST TWICE EACH YEAR; KEEP A RECORD OF ITS
PROCEEDINGS; AND DETERMINE THE RULES OF ITS OWN PROCEDURES. EIGHT
MEMBERS OF THE BOARD SHALL CONSTITUTE A QUORUM FOR THE TRANSACTION OF
ANY BUSINESS OF THE BOARD.
6. STAFF SERVICES, INCLUDING RECORDING OF BOARD PROCEEDINGS, SHALL BE
PERFORMED BY PERSONNEL OF THE DEPARTMENT, OR SUCH STATE DEPARTMENTS OR
AGENCIES AS THE CHAIR DEEMS APPROPRIATE OR DESIRABLE.
7. THE DEPARTMENT SHALL PROVIDE THE BOARD WITH SUCH FACILITIES,
ASSISTANCE, AND DATA AS WILL ENABLE THE BOARD TO CARRY OUT ITS POWERS
AND DUTIES. ADDITIONALLY, ALL OTHER AGENCIES OF THE STATE OR SUBDIVI-
SIONS THEREOF SHALL, AT THE REQUEST OF THE CHAIR PROVIDE THE BOARD WITH
S. 1722 14
SUCH FACILITIES, ASSISTANCE, AND DATA AS WILL ENABLE THE BOARD TO CARRY
OUT ITS POWERS AND DUTIES.
S 14. Section 27-1019 of the environmental conservation law is renum-
bered 27-1020 and a new section 27-1019 is added to read as follows:
S 27-1019. BEVERAGE CONTAINER ASSISTANCE PROGRAM.
NOTWITHSTANDING ANY OTHER PROVISION OF LAW TO THE CONTRARY, WITHIN THE
LIMITS OF APPROPRIATIONS THEREFOR, THE COMMISSIONER SHALL MAKE STATE
ASSISTANCE PAYMENTS TO MUNICIPALITIES AND NOT-FOR-PROFIT ORGANIZATIONS
FOR THE COST OF REVERSE VENDING MACHINES AND GRANTS NOT TO EXCEED FIFTY
PERCENT OF THE COSTS OF EQUIPMENT, AND/OR THE ACQUISITION AND/OR REHA-
BILITATION OF REAL PROPERTY OR STRUCTURES RELATED TO THE COLLECTING,
SORTING, AND PACKAGING OF EMPTY BEVERAGE CONTAINERS SUBJECT TO THE
PROVISIONS OF THIS TITLE. SUCH PAYMENTS SHALL INCLUDE COSTS RELATED TO
THE ESTABLISHMENT OF REDEMPTION CENTERS, INCLUDING MOBILE REDEMPTION
CENTERS. FOR THE PURPOSES OF THIS SECTION, MUNICIPALITIES AND
NOT-FOR-PROFIT ORGANIZATIONS SHALL HAVE THE MEANING AS DEFINED IN
SECTION 54-0101 OF THIS CHAPTER.
S 15. Paragraph h of subdivision 1 of section 261 of the economic
development law, as amended by chapter 471 of the laws of 1998, is
amended to read as follows:
h. "Eligible project" shall mean actions taken by or on behalf of a
New York business involving the acquisition, construction, alteration,
repair or improvement of a building, fixtures, machinery or equipment,
provided that such project results in:
(i) source reduction or material substitution, provided that the
substitution of one hazardous substance, product or nonproduct output
for another does not result in the creation of a new risk,
(ii) in-process recycling,
(iii) recycling or reuse of non-hazardous solid wastes,
(iv) increased energy efficiency,
(v) conservation of the use of water or other natural resources
improvements in process economics,
(vi) elimination of the purchase of materials, the production of which
for the use of said firm would result in more waste or resource consump-
tion, or
(vii) other practices or technologies that reduce the use of hazardous
materials or otherwise improve air or water quality.
THE TERM "ELIGIBLE PROJECT" SHALL ALSO INCLUDE ACTIONS TAKEN BY OR ON
BEHALF OF A NEW YORK BUSINESS TO SUPPORT COSTS OF EQUIPMENT, AND/OR THE
ACQUISITION AND/OR REHABILITATION OF REAL PROPERTY OR STRUCTURES RELATED
TO THE COLLECTING, SORTING, AND PACKAGING OF EMPTY BEVERAGE CONTAINERS
AS SUCH TERMS ARE DEFINED IN TITLE TEN OF ARTICLE TWENTY-SEVEN OF THE
ENVIRONMENTAL CONSERVATION LAW.
The term "eligible project" shall not include end of pipe pollution
control technologies or practices where such controls or practices are
designed primarily to achieve compliance with the environmental conser-
vation law or regulations promulgated pursuant thereto, or energy recov-
ery or incineration, or out-of-process recycling or reuse of hazardous
waste or hazardous substances.
S 16. Subdivision 3 of section 92-s of the state finance law, as
amended by chapter 145 of the laws of 2004, is amended to read as
follows:
3. Such fund shall consist of the amount of revenue collected within
the state from the amount of revenue, interest and penalties deposited
pursuant to section fourteen hundred twenty-one of the tax law, the
amount of fees and penalties received from easements or leases pursuant
S. 1722 15
to subdivision fourteen of section seventy-five of the public lands law
and the money received as annual service charges pursuant to section
four hundred four-l of the vehicle and traffic law, all moneys required
to be deposited therein from the contingency reserve fund pursuant to
section two hundred ninety-four of chapter fifty-seven of the laws of
nineteen hundred ninety-three, all moneys required to be deposited
pursuant to section thirteen of chapter six hundred ten of the laws of
nineteen hundred ninety-three, repayments of loans made pursuant to
section 54-0511 of the environmental conservation law, all moneys to be
deposited from the Northville settlement pursuant to section one hundred
twenty-four of chapter three hundred nine of the laws of nineteen
hundred ninety-six, provided however, that such moneys shall only be
used for the cost of the purchase of private lands in the core area of
the central Suffolk pine barrens pursuant to a consent order with the
Northville industries signed on October thirteenth, nineteen hundred
ninety-four and the related resource restoration and replacement plan,
ALL MONEYS REQUIRED TO BE DEPOSITED PURSUANT TO PARAGRAPH A OF SUBDIVI-
SION FOUR OF SECTION 27-1012 OF THE ENVIRONMENTAL CONSERVATION LAW, the
amount of penalties required to be deposited therein by section 71-2724
of the environmental conservation law, and all other moneys credited or
transferred thereto from any other fund or source pursuant to law. All
such revenue shall be initially deposited into the environmental
protection fund, for application as provided in subdivision five of this
section.
S 17. Paragraph (b) of subdivision 6 of section 92-s of the state
finance law, as amended by chapter 432 of the laws of 1997, is amended
to read as follows:
(b) Moneys from the solid waste account shall be available, pursuant
to appropriation and upon certificate of approval of availability by the
director of the budget, for any non-hazardous municipal landfill closure
project; municipal waste reduction or recycling project, as defined in
article fifty-four of the environmental conservation law; FOR THE BEVER-
AGE CONTAINER ASSISTANCE PROGRAM PURSUANT TO SECTION 27-1019 OF THE
ENVIRONMENTAL CONSERVATION LAW; for the purposes of section two hundred
sixty-one and section two hundred sixty-four of the economic development
law; any project for the development, updating or revision of local
solid waste management plans pursuant to sections 27-0107 and 27-0109 of
the environmental conservation law; and for the development of the
pesticide sales and use data base in conjunction with Cornell University
pursuant to title twelve of article thirty-three of the environmental
conservation law.
S 18. This act shall take effect immediately, provided however, that:
1. sections two, three and seven of this act shall take effect Septem-
ber 1, 2009;
2. sections four, five, six, six-a, eight, ten, twelve and thirteen of
this act shall take effect January 1, 2010; and
3. the requirements to make deposits, file reports and make with-
drawals and payments under section 27-1012 of the environmental conser-
vation law, as added by section seven of this act, shall first apply to
the period beginning on January 1, 2010 and ending February 28, 2010.