S T A T E O F N E W Y O R K
________________________________________________________________________
1723
2009-2010 Regular Sessions
I N S E N A T E
February 5, 2009
___________
Introduced by Sen. MARCELLINO -- read twice and ordered printed, and
when printed to be committed to the Committee on Environmental Conser-
vation
AN ACT to amend the environmental conservation law, in relation to
mercury in products and toxicity in packaging
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Subdivisions 7 and 8 of section 27-2101 of the environ-
mental conservation law, as amended by chapter 676 of the laws of 2005,
are amended to read as follows:
7. "Mercury-added consumer product" means any device or material into
which elemental mercury or mercury compounds are intentionally added
during such device's or material's formulation or manufacture, and in
which the continued presence of mercury is required to provide a specif-
ic characteristic, appearance or quality, or to perform a specific func-
tion. Such term shall include, but not be limited to mercury-containing:
(a) thermostats;
(b) thermometers;
(c) switches, whether individually or as part of another product;
(d) medical or scientific instruments;
(e) electrical relays and other electrical devices;
(f) lamps; and
(g) batteries sold to consumers[, not including button batteries].
8. "Mercury-added novelty consumer product" means a mercury-added
consumer product intended mainly for personal or household enjoyment or
adornment. Mercury-added novelty consumer products include, but are not
limited to, items intended for use as practical jokes, figurines, adorn-
ments, toys, games, cards, ornaments, yard statues and figures, candles,
jewelry, holiday decorations, items of apparel (including footwear), or
similar products. [A product is not a mercury-added novelty consumer
product solely on the basis that it is a game with a light screen
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD06997-01-9
S. 1723 2
display containing mercury, or includes a removable battery containing
mercury.]
S 2. Section 37-0201 of the environmental conservation law, as added
by chapter 286 of the laws of 1990, is amended to read as follows:
S 37-0201. Legislative findings and intent.
The legislature finds and declares that:
1. The management of solid waste can pose a wide range of hazards to
public health and safety and to the environment; [and]
2. Packaging comprises a significant percentage of the overall solid
waste stream; [and]
3. The presence of heavy metals in packaging is a part of the total
concern in light of their likely presence in emissions or ash when pack-
aging is incinerated, or in leachate when packaging is landfilled; [and]
4. Lead, mercury, cadmium and hexavalent chromium, on the basis of
available scientific and medical evidence, are of particular concern;
[and]
5. It is desirable as a first step in reducing the toxicity of packag-
ing waste to eliminate the addition of these heavy metals to packaging;
and
6. The intent of this title is to achieve this reduction in toxicity
without impeding or discouraging the expanded use of [post-consumer]
RECYCLED materials in the production of packaging and its components.
S 3. Section 37-0203 of the environmental conservation law, as added
by chapter 286 of the laws of 1990, is amended to read as follows:
S 37-0203. Definitions.
For the purposes of this title, the term:
1. "Distributor" shall mean any person, firm, association, partnership
or corporation, who [or which imports or causes to be imported into the
state, any container, whether filled or unfilled, used to package
products] TAKES TITLE TO OR POSSESSION OF GOODS OR PURCHASES FOR RESALE
OR PROMOTIONAL PURPOSES. "DISTRIBUTION" SHALL MEAN THE PRACTICE OF
TAKING TITLE TO OR POSSESSION OF PACKAGES OR PACKAGING COMPONENTS FOR
PROMOTIONAL PURPOSES OR RESALE. PERSONS INVOLVED SOLELY IN DELIVERING
PACKAGES OR PACKAGING COMPONENTS ON BEHALF OF THIRD PARTIES ARE NOT
CONSIDERED DISTRIBUTORS.
2. "INCIDENTAL PRESENCE" SHALL MEAN THE PRESENCE OF LEAD, MERCURY,
CADMIUM OR HEXAVALENT CHROMIUM AS AN UNINTENDED OR UNDESIRED INGREDIENT
OF A PACKAGE OR PACKAGING COMPONENT.
3. "INTENTIONAL INTRODUCTION" OR "INTENTIONALLY INTRODUCED" SHALL MEAN
THE ACT OF DELIBERATELY UTILIZING LEAD, MERCURY, CADMIUM OR HEXAVALENT
CHROMIUM IN THE FORMATION OF A PACKAGE OR PACKAGING COMPONENT WHERE ITS
CONTINUED PRESENCE IS DESIRED IN THE FINAL PACKAGE OR PACKAGING COMPO-
NENT TO PROVIDE A SPECIFIC CHARACTERISTIC, APPEARANCE, OR QUALITY. THE
USE OF LEAD, MERCURY, CADMIUM OR HEXAVALENT CHROMIUM AS A PROCESSING
AGENT OR INTERMEDIATE TO IMPART CERTAIN CHEMICAL OR PHYSICAL CHANGES
DURING MANUFACTURING, WHEREUPON THE INCIDENTAL RETENTION OF A RESIDUE OF
ANY SUCH METAL IN THE FINAL PACKAGE OR PACKAGING COMPONENT IS NEITHER
DESIRED NOR DELIBERATE, IS NOT CONSIDERED INTENTIONAL INTRODUCTION FOR
THE PURPOSES OF THIS TITLE WHERE THE FINAL PACKAGE OR PACKAGING COMPO-
NENT IS IN COMPLIANCE WITH SUBDIVISION THREE OF SECTION 37-0205 OF THIS
TITLE. THE USE OF RECYCLED MATERIALS AS FEED STOCK FOR THE MANUFACTURE
OF A NEW PACKAGE OR PACKAGING COMPONENT, WHERE SOME PORTION OF THE RECY-
CLED MATERIALS MAY CONTAIN AMOUNTS OF LEAD, MERCURY, CADMIUM OR HEXAVA-
LENT CHROMIUM, IS NOT CONSIDERED INTENTIONAL INTRODUCTION FOR THE
PURPOSES OF THIS TITLE WHERE THE NEW PACKAGE OR PACKAGING COMPONENT IS
IN COMPLIANCE WITH SUBDIVISION THREE OF SECTION 37-0205 OF THIS TITLE.
S. 1723 3
4. "Manufacturer" shall mean [a] ANY person, firm, association, part-
nership or corporation, who [or which makes containers to be used to
package products] PRODUCES PACKAGES OR PACKAGING COMPONENTS AS DEFINED
IN THIS TITLE.
5. "MANUFACTURING" SHALL MEAN PHYSICAL OR CHEMICAL MODIFICATION OF
MATERIALS TO PRODUCE PACKAGES OR PACKAGING COMPONENTS.
[3.] 6. "Package" [means a] SHALL MEAN ANY container providing a means
of marketing, protecting or handling a product and shall include a unit
package, an intermediate package [and] OR a shipping container. "Pack-
age" shall also mean and include, but not be limited to, such unsealed
receptacles as carrying cases, crates, cups, pails, rigid foil and other
trays, wrappers and wrapping films, bags and tubs.
[4.] 7. "Packaging component" [means] SHALL MEAN any individual assem-
bled part of a package such as, but not limited to, any interior or
exterior blocking, bracing, cushioning, weatherproofing, exterior strap-
ping, coatings, closures, inks and labels. TIN-PLATED STEEL THAT MEETS
THE AMERICAN SOCIETY FOR TESTING AND MATERIALS (ASTM) SPECIFICATION A623
SHALL BE CONSIDERED AS A SINGLE PACKAGE COMPONENT. ELECTRO-GALVANIZED
COATED STEEL AND HOT-DIPPED GALVANIZED STEEL THAT MEETS THE ASTM SPEC-
IFICATIONS A653, A924, A879 AND A591 SHALL BE TREATED IN THE SAME MANNER
AS TIN-PLATED STEEL.
8. "PURCHASER" SHALL MEAN ANY PERSON, FIRM, ASSOCIATION, PARTNERSHIP
OR CORPORATION, WHO PURCHASES ANY PACKAGES OR PACKAGING COMPONENTS TO
PACK PRODUCTS. THIS TERM SHALL NOT MEAN ANY RETAIL STORE OR INDIVIDUAL
MAKING RETAIL PURCHASES.
9. "SUPPLIER" SHALL MEAN ANY PERSON, FIRM, ASSOCIATION, PARTNERSHIP OR
CORPORATION, WHO SELLS, OFFERS FOR SALE, OR OFFERS FOR PROMOTIONAL
PURPOSES PACKAGES OR PACKAGING COMPONENTS FOR USE BY ANY OTHER PERSON,
FIRM, ASSOCIATION, PARTNERSHIP, OR CORPORATION TO PACK PRODUCTS.
S 4. Section 37-0205 of the environmental conservation law, as added
by chapter 286 of the laws of 1990, is amended to read as follows:
S 37-0205. Prohibitions.
1. No package or packaging component shall be SOLD, OR offered for
sale or for promotional purposes by a manufacturer [or], distributor OR
SUPPLIER which includes (in the package itself, or in any packaging
component, inks, dyes, pigments, adhesives, stabilizers or any other
additives [to which]) ANY lead, cadmium, mercury or hexavalent chromium
WHICH has been [included] INTENTIONALLY INTRODUCED as an element during
[manufacture] MANUFACTURING or distribution [in excess of the concen-
tration levels set forth in subdivision three of this section].
2. No product shall be SOLD, OR offered for sale or for promotional
purposes by a manufacturer [or], distributor OR SUPPLIER in a package
which includes, in the package itself or in any of its packaging compo-
nents, inks, dyes, pigments, adhesives, stabilizers or any other addi-
tives [to which], ANY lead, cadmium, mercury or hexavalent chromium
WHICH has been [included] INTENTIONALLY INTRODUCED as an element during
[manufacture] MANUFACTURING or distribution in excess of the concen-
tration levels set forth in subdivision three of this section.
3. The sum of the concentration levels of lead, cadmium, mercury or
hexavalent chromium present in any package or packaging component shall
not exceed [the following prior to incineration:
600 parts per million by weight (0.06%), effective January 1, 1992
250 parts per million by weight (0.025%), effective January 1, 1993]
100 parts per million by weight (0.01%)[, effective January 1, 1994].
S 5. Section 37-0207 of the environmental conservation law, as added
by chapter 286 of the laws of 1990, is amended to read as follows:
S. 1723 4
S 37-0207. Exemptions.
All [packaging] PACKAGES and packaging components shall be subject to
this title except the following:
1. Those packages or packaging components which have been delivered to
a distributor, SUPPLIER or manufacturer prior to January 1, [1992] 1994;
or those packages or packaging components with a code indicating date of
manufacture [that were manufactured] prior to [January 1, 1992] 1994; or
2. Those packages or packaging components to which lead, cadmium,
mercury or hexavalent chromium have been added in the manufacturing,
forming, printing or distribution process in order to comply with health
or safety requirements of federal law or for which there is no practica-
ble alternative, as determined by the commissioner, provided that the
manufacturer of a package or packaging component must petition the
department for any exemption from the provisions of this title for a
particular package or packaging component based on [either criterion]
THE CRITERIA OF THIS SUBDIVISION; AND provided further that the depart-
ment may grant [a two year] AN exemption FOR UP TO TWO YEARS if
warranted by the circumstances; and provided further that such an
exemption may, upon REAPPLICATION FOR EXEMPTION AND meeting [either
criterion] THE CRITERIA of this subdivision, be renewed [for two years]
AT TWO-YEAR INTERVALS; or
3. Packages and packaging components that WOULD NOT exceed the maximum
[levels] CONCENTRATION LEVELS set forth in subdivision three of section
37-0205 of this title [only because of] BUT FOR the addition of [post-
consumer] RECYCLED materials, provided that the exemption for this
subdivision shall expire on January 1, [1996.] 2010 AND SHALL NOT APPLY
TO ANY CADMIUM, LEAD, MERCURY OR HEXAVALENT CHROMIUM THAT HAS BEEN
RECOVERED AND/OR SEPARATED FROM OTHER MATERIALS FOR USE AS A METAL OR
METALLIC COMPOUND; OR
4. [Until January first, nineteen hundred ninety-four, any glass
container that is intended for reuse or refilling that uses pigments in
or on the container that exceed the maximum levels set forth in subdivi-
sion three of section 37-0205 of this title.] A GLASS OR CERAMIC PACKAGE
OR PACKAGING COMPONENT WHICH HAS A VITRIFIED LABEL AND WHEN A SAMPLE IS
PREPARED ACCORDING TO ASTM C1606-04 AND TESTED IN ACCORDANCE WITH THE
TOXICITY CHARACTERISTICS LEACHING PROCEDURES OF THE U.S. ENVIRONMENTAL
PROTECTION AGENCY'S TEST METHOD AND PUBLICATION SW-846 "TEST METHODS FOR
EVALUATING SOLID WASTE, PHYSICAL/CHEMICAL METHODS," DOES NOT EXCEED 1.0
PARTS PER MILLION FOR CADMIUM, 5.0 PARTS PER MILLION FOR HEXAVALENT
CHROMIUM AND 5.0 PARTS PER MILLION FOR LEAD. MERCURY SHALL NOT BE
EXEMPTED BY THIS PROVISION.
S 6. The environmental conservation law is amended by adding a new
section 37-0208 to read as follows:
S 37-0208. CERTIFICATE OF COMPLIANCE.
ANY MANUFACTURER, DISTRIBUTOR OR SUPPLIER MUST FURNISH TO ANY PURCHAS-
ER OF A PACKAGE OR PACKAGING COMPONENT A CERTIFICATE OF COMPLIANCE STAT-
ING THAT A PACKAGE OR PACKAGING COMPONENT IS IN COMPLIANCE WITH THE
REQUIREMENTS OF THIS TITLE, EXCEPT WHERE AN EXEMPTION IS PROVIDED IN
SECTION 37-0207 OF THIS TITLE THE CERTIFICATE SHALL STATE THE SPECIFIC
BASIS UPON WHICH THE EXEMPTION IS CLAIMED. THE CERTIFICATE OF COMPLIANCE
SHALL BE SIGNED BY AN AUTHORIZED OFFICIAL OF THE MANUFACTURER, DISTRIBU-
TOR OR SUPPLIER. THE PURCHASER SHALL RETAIN THE CERTIFICATE OF COMPLI-
ANCE FOR AS LONG AS SUCH PURCHASER IS USING THE PACKAGE OR PACKAGING
COMPONENT. A COPY OF THE CERTIFICATE OF COMPLIANCE SHALL BE KEPT ON FILE
BY THE MANUFACTURER, DISTRIBUTOR OR SUPPLIER FOR EACH PACKAGE OR PACKAG-
ING COMPONENT. IF A MANUFACTURER, DISTRIBUTOR OR SUPPLIER REFORMULATES
S. 1723 5
OR CREATES A NEW PACKAGE OR PACKAGING COMPONENT, IT SHALL FURNISH TO THE
PURCHASER AN AMENDED OR NEW CERTIFICATE OF COMPLIANCE FOR THE REFORMU-
LATED OR NEW PACKAGE OR PACKAGING COMPONENT. CERTIFICATES OF COMPLI-
ANCE, OR COPIES THEREOF, SHALL BE FURNISHED TO THE DEPARTMENT UPON ITS
REQUEST AND TO MEMBERS OF THE PUBLIC IN ACCORDANCE WITH SECTION 37-0210
OF THIS TITLE.
S 7. Subdivision 2 of section 37-0209 of the environmental conserva-
tion law, as added by chapter 286 of the laws of 1990, is amended to
read as follows:
2. No manufacturer [or], distributor OR SUPPLIER of a product shall be
held in violation of this title who can show that, in the purchase of a
package or packaging component, [he or she] IT relied in good faith on
[the written assurance of the manufacturer of such packaging or packag-
ing component that such packaging or packaging component met the
requirements of this title. Such written assurance shall take the form
of a certificate of compliance stating that a package or packaging
component is in compliance with the requirements of this title, provided
however, where compliance is achieved under an exemption provided in
subdivision two or three of section 37-0207 of this title, the certif-
icate shall state the specific basis upon which the exemption is
claimed. The certificate of compliance shall be signed by an authorized
official of the manufacturing or distributing company] A CERTIFICATE OF
COMPLIANCE MEETING THE REQUIREMENTS OF SECTION 37-0208 OF THIS TITLE.
S 8. The environmental conservation law is amended by adding a new
section 37-0210 to read as follows:
S 37-0210. PUBLIC ACCESS.
1. ANY MEMBER OF THE PUBLIC MAY REQUEST ANY CERTIFICATE OF COMPLIANCE
FROM THE MANUFACTURER, DISTRIBUTOR OR SUPPLIER OF A PACKAGE OR PACKAGING
COMPONENT. SUCH REQUEST SHALL BE:
A. IN WRITING; AND
B. SPECIFIC AS TO THE PACKAGE OR PACKAGING COMPONENT FOR WHICH INFOR-
MATION IS REQUESTED.
2. THE MANUFACTURER, DISTRIBUTOR OR SUPPLIER MUST RESPOND TO SUCH
REQUEST WITHIN SIXTY DAYS OF RECEIPT OF THE REQUEST.
S 9. Section 37-0211 of the environmental conservation law, as added
by chapter 286 of the laws of 1990, is amended to read as follows:
S 37-0211. [Reports] REVIEW OF EFFECTIVENESS OF TITLE.
The department shall [include a report on] PERIODICALLY REVIEW the
effectiveness of this title [as part of its annual solid waste manage-
ment plan as required by section 27-0103 of this chapter]. [The report
shall] SUCH REVIEW MAY contain [a review] AN ANALYSIS of other toxic
substances contained in PACKAGES AND packaging and recommend [additions
to the list of hazardous ingredients set forth in this title] ADDITIONAL
SUBSTANCES WHICH SHOULD BE PROHIBITED FROM USE IN PACKAGING in order to
further reduce the toxicity of packaging waste, [and shall contain a
recommendation whether to continue the recycling exemption as it is
provided for in subdivision three of section 37-0207 of this title,] and
a description of the nature of the substitutes used in lieu of [the]
lead, mercury, cadmium, or hexavalent chromium. The department [may
include recommendations of the source reduction council of the confer-
ence of North-Eastern governors in the report. Recommendations made by
the department to eliminate toxic substances contained in packaging
shall include a determination of whether the ingredient presents or will
present an unreasonable risk to health or the environment, based upon a
recognized risk assessment protocol and taking into account the magni-
tude and severity of the harm against the benefits of the substance or
S. 1723 6
mixture to society as well as the availability of substitutes for the
substance or mixture and other adverse effects which such proposed
action to eliminate such ingredient may have on society] SHALL REVIEW
THE ADVISABILITY OF EXTENDING THE EXEMPTIONS PROVIDED FOR IN SUBDIVISION
THREE OF SECTION 37-0207 OF THIS TITLE. THIS REVIEW SHALL COMMENCE NO
LATER THAN JANUARY FIRST, TWO YEARS PRIOR TO THE EXPIRATION OF SUCH
EXEMPTIONS. IN REVIEWING THE EFFECTIVENESS OF THIS TITLE AND THE ADVIS-
ABILITY OF EXTENDING THE EXEMPTIONS PROVIDED FOR IN SUBDIVISION THREE OF
SECTION 37-0207 OF THIS TITLE, THE DEPARTMENT MAY CONSULT WITH THE
TOXICS IN PACKAGING CLEARINGHOUSE.
S 10. The environmental conservation law is amended by adding a new
section 37-0215 to read as follows:
S 37-0215. SEVERABILITY.
THE PROVISIONS OF THIS TITLE SHALL BE SEVERABLE, AND IF ANY COURT
DECLARES ANY PHRASE, CLAUSE, SENTENCE, OR PROVISION OF THIS TITLE TO BE
INVALID, OR ITS APPLICABILITY TO ANY GOVERNMENT, AGENCY, PERSON, OR
CIRCUMSTANCE IS DECLARED INVALID, THE REMAINDER OF THIS TITLE AND ITS
RELEVANT APPLICABILITY SHALL NOT BE AFFECTED. THE PROVISIONS OF THIS
TITLE SHALL BE LIBERALLY CONSTRUED TO GIVE EFFECT TO THE PURPOSES THERE-
OF.
S 11. This act shall take effect on the ninetieth day after it shall
have become a law.