S T A T E O F N E W Y O R K
________________________________________________________________________
5168
2009-2010 Regular Sessions
I N S E N A T E
April 27, 2009
___________
Introduced by Sen. PARKER -- read twice and ordered printed, and when
printed to be committed to the Committee on Corporations, Authorities
and Commissions
AN ACT to amend the public authorities law and the state technology law,
in relation to an inventory, study and report by the office for tech-
nology on the use of information technology by public authorities and
providing for the repeal of such provisions upon the expiration there-
of
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. The public authorities law is amended by adding a new
section 2807 to read as follows:
S 2807. ANNUAL TECHNOLOGY REPORTS. EVERY PUBLIC AUTHORITY AND PUBLIC
BENEFIT CORPORATION IS DEFINED BY SECTION FIVE HUNDRED TWO OF THE STATE
TECHNOLOGY LAW, SHALL SUBMIT TO THE OFFICE FOR TECHNOLOGY ANNUAL TECH-
NOLOGY PLANS AND OTHER INFORMATION AS REQUIRED BY ARTICLE FIVE OF THE
STATE TECHNOLOGY LAW.
S 2. The state technology law is amended by adding a new article 5 to
read as follows:
ARTICLE V
PUBLIC AUTHORITY TECHNOLOGY INVENTORY ACT
SECTION 501. SHORT TITLE.
502. DEFINITIONS.
503. PUBLIC AUTHORITY TECHNOLOGY INVENTORY.
504. PUBLIC AUTHORITY ANNUAL TECHNOLOGY PLANS.
505. REPORTING.
506. COLLECTION OF INFORMATION.
507. CONFIDENTIALITY AND EXCEPTIONS.
S 501. SHORT TITLE. THIS ARTICLE SHALL BE KNOWN AND MAY BE CITED AS
THE "PUBLIC AUTHORITY TECHNOLOGY INVENTORY ACT."
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD11614-01-9
S. 5168 2
S 502. DEFINITIONS. AS USED IN THIS ARTICLE THE FOLLOWING TERMS SHALL
MEAN:
1. "STATE AUTHORITY" SHALL MEAN A PUBLIC AUTHORITY OR PUBLIC BENEFIT
CORPORATION CREATED BY OR EXISTING UNDER SECTION TWO OF THE PUBLIC
AUTHORITIES LAW OR ANY OTHER LAW OF THE STATE OF NEW YORK, WITH ONE OR
MORE OF ITS MEMBERS APPOINTED BY THE GOVERNOR OR WHO SERVE AS MEMBERS BY
VIRTUE OF HOLDING A CIVIL OFFICE OF THE STATE, OTHER THAN AN INTERSTATE
OR INTERNATIONAL AUTHORITY OR PUBLIC BENEFIT CORPORATION, INCLUDING
SUBSIDIARIES OF SUCH PUBLIC AUTHORITY OR PUBLIC BENEFIT CORPORATION.
2. "LOCAL AUTHORITY" SHALL MEAN (A) A PUBLIC AUTHORITY OR PUBLIC BENE-
FIT CORPORATION CREATED BY OR EXISTING UNDER THIS ARTICLE OR ANY OTHER
LAW OF THE STATE OF NEW YORK WHOSE MEMBERS DO NOT HOLD A CIVIL OFFICE OF
THE STATE, ARE NOT APPOINTED BY THE GOVERNOR OR ARE APPOINTED BY THE
GOVERNOR SPECIFICALLY UPON THE RECOMMENDATION OF THE LOCAL GOVERNMENT
OR GOVERNMENTS;
(B) A NOT-FOR-PROFIT CORPORATION AFFILIATED WITH, SPONSORED BY, OR
CREATED BY A COUNTY, CITY, TOWN OR VILLAGE GOVERNMENT;
(C) A LOCAL INDUSTRIAL DEVELOPMENTAL AGENCY OR AUTHORITY OR OTHER
LOCAL PUBLIC BENEFIT CORPORATION;
(D) AN AFFILIATE OF SUCH LOCAL AUTHORITY.
3. "INTERSTATE OR INTERNATIONAL AUTHORITY" SHALL MEAN AN INTERNATIONAL
OR INTERSTATE PUBLIC AUTHORITY CREATED PURSUANT TO AGREEMENT OR COMPACT
WITH ANOTHER STATE OR WITH A FOREIGN POWER, INCLUDING ANY AND ALL AFFIL-
IATED OR SUBSIDIARIES.
4. "AFFILIATE" SHALL MEAN A CORPORATE BODY HAVING SUBSTANTIALLY THE
SAME OWNERSHIP OR CONTROL AS ANOTHER CORPORATE BODY.
5. "SUBSIDIARY" SHALL NOT INCLUDE, FOR THE PURPOSES OF THIS ARTICLE,
CORPORATIONS THAT HAVE BEEN CERTIFIED BY THE PARENT CORPORATION AS BEING
INACTIVE FOR THE PAST TWELVE MONTHS, HAVING AN IDENTICAL BOARD OF ITS
PARENT CORPORATION, OR NOT HAVING SEPARATE AND INDEPENDENT OPERATIONAL
CONTROL.
6. "OFFICE" SHALL MEAN THE OFFICE FOR TECHNOLOGY.
7. "TECHNOLOGY" SHALL MEAN A GOOD, SERVICE, OR GOOD AND SERVICE THAT
RESULTS IN A DIGITAL, ELECTRONIC OR SIMILAR TECHNICAL METHOD OF ACHIEV-
ING A PRACTICAL PURPOSE OR IN IMPROVEMENTS IN PRODUCTIVITY, INCLUDING
BUT NOT LIMITED TO INFORMATION MANAGEMENT, EQUIPMENT, SOFTWARE, OPERAT-
ING SYSTEMS, INTERFACE SYSTEMS, INTERCONNECTED SYSTEMS, TELECOMMUNI-
CATIONS, DATA MANAGEMENT, NETWORKS, AND NETWORK MANAGEMENT, CONSULTING,
SUPPLIES, FACILITIES, MAINTENANCE AND TRAINING.
S 503. PUBLIC AUTHORITY TECHNOLOGY INVENTORY. 1. STATE AND LOCAL
AUTHORITIES SHALL SUBMIT TO THE OFFICE AN ANNUAL COMPREHENSIVE INVENTORY
OF EXISTING INFORMATION TECHNOLOGY INFRASTRUCTURE UTILIZED BY STATE
AUTHORITIES, LOCAL AUTHORITIES AND THEIR SUBSIDIARIES OR AFFILIATES, TO
THE EXTENT THAT SUCH INFORMATION IS AVAILABLE.
2. THE COMPREHENSIVE INFORMATION TECHNOLOGY INVENTORY SHALL INCLUDE,
BUT NOT BE LIMITED TO:
(A) COMPUTER HARDWARE AND SOFTWARE SUPPORTING EXISTING OPERATIONS;
(B) ANY MAJOR PHYSICAL INFRASTRUCTURES SUPPORTING EXISTING OPERATIONS,
INCLUDING POWER, AIR CONDITIONING, SPACE AND OTHER ENVIRONMENTAL NEEDS;
(C) TELECOMMUNICATIONS AND OTHER NETWORKS SUPPORTING EXISTING OPER-
ATIONS;
(D) PERSONNEL ASSOCIATED WITH EXISTING OPERATIONS AND MANAGEMENT;
(E) EXPECTED RETIREMENT SCHEDULE OF EXISTING COMPUTER HARDWARE AND
SOFTWARE AND PROJECTED REPLACEMENT COSTS;
(F) DATA PROCESSING OR OTHER TECHNOLOGY CONSULTING AND CONTRACTING
SERVICES UTILIZED; AND
S. 5168 3
(G) A LIST OF CONTRACTS FOR THE PURCHASE OF TECHNOLOGY AND TECHNOLOGY
CONSULTING SERVICES.
S 504. PUBLIC AUTHORITY ANNUAL TECHNOLOGY PLANS. 1. TO FULFILL THE
DUTY TO ACT AS THE OFFICIAL STATE PLANNING AND COORDINATING OFFICE FOR
THE ADVANCEMENT OF TECHNOLOGY, AND TO IMPROVE GOVERNMENT EFFICIENCY AND
EFFECTIVENESS, THE OFFICE SHALL COLLECT ANNUAL TECHNOLOGY PLANS FROM
STATE AUTHORITIES, LOCAL AUTHORITIES AND THEIR SUBSIDIARIES OR AFFIL-
IATES, TO THE EXTENT THAT SUCH INFORMATION IS AVAILABLE.
2. THE ANNUAL TECHNOLOGY PLANS SHALL INCLUDE, BUT NOT BE LIMITED TO:
(A) EXPLANATION OF HOW THE AGENCY'S TECHNOLOGY STRATEGY FURTHERS THE
ENTITY'S MISSION AND PURPOSE;
(B) REVIEWING OF THE STATUS OF MAJOR TECHNOLOGY INITIATIVES CURRENTLY
IN DEVELOPMENT AND AN ASSESSMENT OF HOW WELL THE INITIATIVES ARE MEETING
THEIR STATED GOALS;
(C) PROPOSALS FOR EACH NEW MAJOR TECHNOLOGY INTUITIVE WHICH, AT A
MINIMUM, IDENTIFIES THE BUSINESS NEED BEING ADDRESSED; EVALUATES THE
IMPACT OF ENTITY PROGRAMS; DESCRIBES THE ALTERNATIVES EVALUATED, THE
EXPECTED BENEFITS AND HOW SUCCESS WILL BE MEASURED; ASSESSES RISKS;
ESTIMATES CURRENT AND FUTURE COSTS; AND SUMMARIZES THE TYPES OF GOODS
AND SERVICES TO BE ACQUIRED AND PLANNED METHOD OF PROCUREMENT;
(D) OVERVIEW OF EXPECTED FUTURE TECHNOLOGY INITIATIVES WITHIN THE NEXT
FIVE YEARS;
(E) SUMMARY OF THE DISTRIBUTION OF CURRENT INFORMATION TECHNOLOGY
RESOURCES;
(F) REPORTS ON DISASTER RECOVERY AND CONTINUITY OF OPERATIONS PLANS
FOR TECHNOLOGY OPERATIONS; SUCH PLANS SHALL BE CONFIDENTIAL; AND
(G) BUDGETARY FUND SOURCES, BONDING OR FINANCING MECHANISMS AND METH-
ODS OF PROCUREMENT FOR EACH INITIATIVE.
S 505. REPORTING. 1. THE OFFICE SHALL COLLECT SUCH INVENTORY AND ANNU-
AL TECHNOLOGY PLAN INFORMATION AS AUTHORIZED BY THIS ARTICLE BEGINNING
ON OR BEFORE JUNE FIRST, FOR EACH CONSECUTIVE YEAR BEGINNING IN TWO
THOUSAND TEN THROUGH AND INCLUDING TWO THOUSAND TWELVE. THE OFFICE SHALL
KEEP THE INFORMATION COLLECTED AND SUBMIT A REPORT TO THE GOVERNOR, THE
TEMPORARY PRESIDENT OF THE SENATE AND THE SPEAKER OF ASSEMBLY ON OR
BEFORE DECEMBER FIRST, FOR EACH CONSECUTIVE YEAR.
2. THE REPORT SHALL BE DRAFTED IN CONSULTATION WITH THE DIVISION OF
THE BUDGET AND THE STATE PROCUREMENT COUNCIL, AND SHALL CONTAIN TECHNOL-
OGY REVIEWS OF THE MAJOR TECHNOLOGY OPERATIONS AND INITIATIVES AND MAKE
RECOMMENDATIONS FOR IMPROVING MANAGEMENT AND GOVERNMENT EFFECTIVENESS
AND EFFICIENCY RELATIVE TO TECHNOLOGY DEPLOYMENT, OPERATIONS AND
PROCUREMENT. WHERE APPLICABLE, SUCH REVIEW SHALL INCLUDE BUT NOT BE
LIMITED TO: ASSESSING CONSISTENCY WITH THE STATEWIDE STRATEGIC TECHNOLO-
GY PLAN AND THE ENTITY'S TECHNOLOGY PLANS; STATEWIDE TECHNOLOGY STAND-
ARDS; THE SAFEGUARDING OF INFORMATION PRIVACY; SECURITY OF CONFIDENTIAL
RECORDS; AND PROPER DISSEMINATION OF PUBLIC INFORMATION.
S 506. COLLECTION OF INFORMATION. 1. THE OFFICE SHALL UTILIZE SECURE
WEB APPLICATIONS TO FACILITATE COLLECTION AND ANALYSIS OF THE INVENTORY
AND ANNUAL TECHNOLOGY PLAN INFORMATION, AND MINIMIZE RESOURCE EXPENDI-
TURE BY THE ENTITIES REQUIRED TO SUBMIT INFORMATION. THE OFFICE SHALL
PROVIDE ADEQUATE ASSISTANCE AND TRAINING IN THE USE OF SUCH WEB APPLICA-
TIONS TO FACILITATE TIMELY PARTICIPATION BY ENTITIES REQUIRED TO SUBMIT
INFORMATION.
2. THE OFFICE SHALL REQUEST AND SHALL RECEIVE FROM ANY STATE AUTHORI-
TY, LOCAL AUTHORITY AND THEIR SUBSIDIARIES OR AFFILIATES THE PARTIC-
IPATION, INFORMATION AND REASONABLE RESOURCES NECESSARY TO CARRY OUT THE
RESPONSIBILITIES AND PROVISIONS SET FORTH IN THIS ARTICLE.
S. 5168 4
S 507. CONFIDENTIALITY AND EXCEPTIONS. 1. ANY INFORMATION SUBMITTED BY
AN ENTITY CONSIDERED TO BE CRITICAL INFRASTRUCTURE, TRADE SECRET, OR
OTHERWISE EXCEPTED UNDER ARTICLE SIX OF THE PUBLIC OFFICERS LAW FROM
DISCLOSURE SHALL BE MARKED AS SUCH AND SHALL BE APPROPRIATELY REVIEWED
BY THE OFFICE AND EXCEPTED FROM ANY PUBLIC REPORT.
2. ANY STATE AUTHORITY OR LOCAL AUTHORITY AND THEIR SUBSIDIARIES OR
AFFILIATES MAY SEEK AN EXCEPTION FROM THE INVENTORY AND ANNUAL TECHNOLO-
GY PLAN PROCESS AUTHORIZED BY THIS ARTICLE BY MAKING A WRITTEN APPLICA-
TION CERTIFYING THERE ARE NO CURRENT OR PLANNED TECHNOLOGY PROCUREMENTS
OR INITIATIVES BY THE ENTITY. THE OFFICE SHALL MAKE A TIMELY DETERMI-
NATION ON THE APPLICATION AND MAY MAKE LIMITED INQUIRIES TO THE APPLI-
CANT TO SUPPORT SUCH DETERMINATION.
S 3. This act shall take effect immediately, and shall remain in full
force and effect until the thirtieth day of December, 2012 when upon
such date it shall expire and be deemed repealed.