S T A T E O F N E W Y O R K
________________________________________________________________________
6065
2009-2010 Regular Sessions
I N S E N A T E
June 26, 2009
___________
Introduced by Sen. GOLDEN -- read twice and ordered printed, and when
printed to be committed to the Committee on Rules
AN ACT to amend the election law and the public officers law, in
relation to proposed constitutional amendments and in relation to
directing that the voters of the state consider a constitutional
convention
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Legislative intent. The legislature hereby finds and
declares that the question for a constitutional convention should be put
to the voters of this state and that, so as to assure the production of
meaningful and desired reform, the convention process, including the
selection of delegates, should be reformed.
The legislature further finds and declares, in furtherance of estab-
lishing a meaningful convention process, that:
(a) delegates to the convention should be involved and concerned citi-
zens and not elected officials, lobbyists, or party chairmen;
(b) prior to the convening of the convention, and solely as an aid to
delegates, there should be appointed a preparatory commission with
adequate time to study the issues, establish a proposed initial agenda
and procedures, and prepare position papers, with ongoing information to
and participation of the public;
(c) insofar as possible, procedures should be established in both the
selection of delegates and in the running of the convention that will
reduce partisanship; and
(d) reasonable time limits should be placed on the length of the
convention and its costs, so as to assure that the operations of the
convention are not a burden on taxpayers, and that the convention may
enjoy maximum citizen participation.
The legislature declares that the provisions of this act are in every
respect in the public interest and that enactment of this act shall
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD14504-01-9
S. 6065 2
further the ability of the people of this state to effectively exercise
the power and responsibilities as a sovereign and free people.
S 2. Pursuant to the provisions of section 2 of article XIX of the New
York state constitution, the question "Shall there be a convention to
revise the constitution and amend the same?" shall be submitted to and
decided by the people of the state at the general election to be held in
the next succeeding November after the effective date of this act, and
if such question is answered in the affirmative by a majority of all
votes cast for and against it, deciding in favor of a convention for
such purpose, the procedures and provisions of section 2 of article XIX
of the constitution shall apply and be implemented.
S 3. The election law is amended by adding a new article 18 to read as
follows:
ARTICLE 18
REGISTRATION AND REPORTS BY CERTAIN PERSONS PROMOTING OR OPPOSING THE
ADOPTION OF PROPOSED CONSTITUTIONAL AMENDMENTS BY A CONSTITUTIONAL
CONVENTION
SECTION 18-100. REGISTRATION AND REPORTS BY CERTAIN PERSONS PROMOTING OR
OPPOSING THE ADOPTION OF PROPOSED CONSTITUTIONAL
AMENDMENTS BY A CONSTITUTIONAL CONVENTION.
S 18-100. REGISTRATION AND REPORTS BY CERTAIN PERSONS PROMOTING OR
OPPOSING THE ADOPTION OF PROPOSED CONSTITUTIONAL AMENDMENTS BY A CONSTI-
TUTIONAL CONVENTION. 1. EVERY PERSON RETAINED OR EMPLOYED FOR COMPEN-
SATION BY ANY PERSON, FIRM, CORPORATION OR ASSOCIATION WHO, ON BEHALF OF
SUCH PRINCIPAL OR EMPLOYER, PROMOTES OR OPPOSES DIRECTLY OR INDIRECTLY
THE ADOPTION OF A PROPOSED CONSTITUTIONAL AMENDMENT OR AMENDMENTS BY A
CONSTITUTIONAL CONVENTION, WHETHER OR NOT HE HAS A PERSONAL INTEREST
THEREIN, SHALL, BEFORE ANY SERVICE IS ENTERED UPON IN PROMOTING OR
OPPOSING SUCH PROPOSED CONSTITUTIONAL AMENDMENT OR AMENDMENTS, FILE IN
THE OFFICE OF THE SECRETARY OF STATE A WRITING SUBSCRIBED BY SUCH PERSON
STATING THE NAME OR NAMES OF THE PERSON OR PERSONS, FIRM OR FIRMS,
CORPORATION OR CORPORATIONS, ASSOCIATION OR ASSOCIATIONS, BY WHOM OR ON
WHOSE BEHALF HE IS RETAINED OR EMPLOYED, TOGETHER WITH A BRIEF
DESCRIPTION OF THE PROPOSED CONSTITUTIONAL AMENDMENT OR AMENDMENTS IN
REFERENCE TO WHICH SUCH SERVICE IS TO BE RENDERED.
2. IT SHALL BE THE DUTY OF THE SECRETARY OF STATE TO PROVIDE A DOCKET
TO BE KNOWN AS THE DOCKET OF CONSTITUTIONAL CONVENTION APPEARANCES, WITH
APPROPRIATE BLANKS AND INDICES, AND TO FORTHWITH ENTER THEREIN THE NAMES
OF THE PERSONS SO RETAINED OR EMPLOYED AND OF THE PERSONS, FIRMS, CORPO-
RATIONS OR ASSOCIATIONS RETAINING OR EMPLOYING THEM, TOGETHER WITH A
BRIEF DESCRIPTION OF THE PROPOSED CONSTITUTIONAL AMENDMENT OR AMENDMENTS
IN REFERENCE TO WHICH THE SERVICE IS TO BE RENDERED, WHICH DOCKET SHALL
BE OPEN TO PUBLIC INSPECTION.
3. UPON THE TERMINATION OF SUCH RETAINER OR EMPLOYMENT THE FACT OF
SUCH TERMINATION, WITH THE DATE THEREOF, SHALL BE ENTERED IN THE DOCKET
BY THE SECRETARY OF STATE UPON RECEIVING WRITTEN NOTICE TO THAT EFFECT
FROM SUCH PERSON OR FROM THE PERSON, FIRM, CORPORATION OR ASSOCIATION IN
WHOSE BEHALF SUCH SERVICE HAS BEEN RENDERED.
4. NO PERSON, FIRM, CORPORATION OR ASSOCIATION SHALL RETAIN OR EMPLOY
ANY PERSON TO PROMOTE OR OPPOSE ANY PROPOSED CONSTITUTIONAL AMENDMENT OR
AMENDMENTS FOR COMPENSATION CONTINGENT IN WHOLE OR IN PART UPON THE
ADOPTION OR DEFEAT OF ANY SUCH AMENDMENT OR AMENDMENTS BY THE CONSTITU-
TIONAL CONVENTION, AND NO PERSON SHALL ACCEPT ANY SUCH EMPLOYMENT OR
RENDER ANY SUCH SERVICE FOR COMPENSATION CONTINGENT UPON SUCH ADOPTION
OR DEFEAT.
S. 6065 3
5. NO PERSON SHALL FOR COMPENSATION ENGAGE IN PROMOTING OR OPPOSING
ANY PROPOSED CONSTITUTIONAL AMENDMENT OR AMENDMENTS BY SUCH CONSTITU-
TIONAL CONVENTION EXCEPT UPON APPEARANCE ENTERED IN ACCORDANCE WITH THE
FOREGOING PROVISIONS OF THIS SECTION.
6. IT SHALL BE THE DUTY OF EVERY PERSON, FIRM, CORPORATION, PUBLIC OR
PRIVATE, OR ASSOCIATION, (WHETHER OR NOT REQUIRED TO FILE PURSUANT TO
THE PROVISIONS OF SUBDIVISION ONE OF THIS SECTION), NOT LATER THAN APRIL
FIFTEENTH, IN ANY YEAR IN WHICH A CONSTITUTIONAL CONVENTION IS CONVENED
AND IN WHICH A PROPOSED CONSTITUTIONAL AMENDMENT OR AMENDMENTS BY A
CONSTITUTIONAL CONVENTION IS PUT TO THE VOTERS, TO FILE IN THE OFFICE OF
THE SECRETARY OF STATE AN ITEMIZED STATEMENT VERIFIED BY THE OATH OF
SUCH PERSON, OR IN CASE OF A FIRM BY THE OATH OF A MEMBER THEREOF, OR IN
CASE OF A DOMESTIC CORPORATION OR ASSOCIATION BY THE OATH OF AN OFFICER
THEREOF, OR IN CASE OF A FOREIGN CORPORATION OR ASSOCIATION BY THE OATH
OF AN OFFICER OR AGENT THEREOF, SHOWING IN DETAIL ALL EXPENSES PAID,
INCURRED OR PROMISED DIRECTLY OR INDIRECTLY IN EACH YEAR THROUGH THE
CONCLUSION OF THE YEAR IN WHICH ANY PROPOSED CONSTITUTIONAL AMENDMENT OR
AMENDMENTS BY A CONSTITUTIONAL CONVENTION HAVE BEEN PUT TO THE VOTERS,
IN CONNECTION WITH PROMOTING OR OPPOSING ANY CONSTITUTIONAL AMENDMENT OR
AMENDMENTS WHICH MAY BE PROPOSED AT SUCH CONSTITUTIONAL CONVENTION, WITH
THE NAMES OF THE PAYEES AND THE AMOUNT PAID TO EACH, INCLUDING ALL
DISBURSEMENTS PAID, INCURRED OR PROMISED TO PERSONS EMPLOYED OR RETAINED
UP TO SUCH DATE, AND ALSO SPECIFYING THE NATURE OF SUCH CONSTITUTIONAL
AMENDMENT OR AMENDMENTS, AND THE INTEREST THEREIN OF SUCH PERSON, FIRM,
CORPORATION OR ASSOCIATION; PROVIDED, HOWEVER, NO SUCH ITEMIZED STATE-
MENT NEED BE FILED IF THE TOTAL OF SUCH ITEMIZED EXPENSES IS LESS THAN
TWO HUNDRED FIFTY DOLLARS.
7. THE PROVISIONS OF THIS SECTION SHALL NOT APPLY TO THE STATE NOR
SHALL SUBDIVISIONS ONE, FIVE AND NINE OF THIS SECTION APPLY TO A COUNTY,
CITY, TOWN, VILLAGE, PUBLIC BOARD OR INSTITUTION, OR THEIR AGENTS OR
EMPLOYEES; NOR SHALL THE PROVISIONS OF THIS SECTION BE CONSTRUED AS
AFFECTING PROFESSIONAL SERVICES IN DRAFTING A PROPOSED CONSTITUTIONAL
AMENDMENT OR AMENDMENTS OR IN ADVISING CLIENTS OR IN RENDERING OPINIONS
AS TO THE CONSTRUCTION AND EFFECT OF ANY CONSTITUTIONAL AMENDMENT OR
AMENDMENTS WHICH MAY BE PROPOSED AT SUCH CONVENTION WHERE SUCH PROFES-
SIONAL SERVICE IS NOT OTHERWISE CONNECTED WITH CONSTITUTIONAL CONVENTION
ACTION.
8. ON OR BEFORE APRIL TWENTY-FOURTH IN ANY YEAR IN WHICH A CONSTITU-
TIONAL CONVENTION IS CONVENED, THE SECRETARY OF STATE SHALL FURNISH TO
EACH DELEGATE TO SUCH CONVENTION A SUMMARY OF THE INFORMATION CONTAINED
IN THE DOCKET OF CONSTITUTIONAL CONVENTION APPEARANCES, AND ON OR BEFORE
SUCH DATE SHALL ALSO TRANSMIT TO THE PRESIDENT OF SUCH CONSTITUTIONAL
CONVENTION A COPY OF EVERY STATEMENT FILED IN HIS OFFICE UP TO AND
INCLUDING SUCH DATE PURSUANT TO SUBDIVISION SIX OF THIS SECTION.
9. EVERY PERSON, EVERY MEMBER OF ANY FIRM, AND EVERY ASSOCIATION OR
CORPORATION VIOLATING ANY PROVISION OF THIS SECTION AND EVERY PERSON
CAUSING OR PARTICIPATING IN A VIOLATION THEREOF SHALL BE GUILTY OF A
MISDEMEANOR AND, IN CASE OF AN INDIVIDUAL, SHALL BE PUNISHABLE BY IMPRI-
SONMENT IN A PENITENTIARY OR COUNTY JAIL FOR NOT MORE THAN ONE YEAR OR
BY A FINE OF NOT MORE THAN ONE THOUSAND DOLLARS OR BY BOTH, AND, IN CASE
OF AN ASSOCIATION OR CORPORATION, BY A FINE OF NOT MORE THAN ONE THOU-
SAND DOLLARS. IN ADDITION TO THE PENALTIES HEREINBEFORE IMPOSED ANY
CORPORATION OR ASSOCIATION FAILING TO FILE THE STATEMENT OF EXPENSES
PRESCRIBED BY THIS SECTION SHALL FORFEIT TO THE PEOPLE OF THE STATE OF
NEW YORK THE SUM OF ONE HUNDRED DOLLARS PER DAY FOR EACH DAY FOLLOWING
THE EXPIRATION OF THIRTY DAYS AFTER THE TIME FIXED BY SUBDIVISION SIX OF
S. 6065 4
THIS SECTION FOR FILING SUCH STATEMENT, TO BE RECOVERED IN AN ACTION TO
BE BROUGHT BY THE ATTORNEY GENERAL.
S 4. The election law is amended by adding a new section 14-117 to
read as follows:
S 14-117. CONTRIBUTION LIMITATIONS; CONSTITUTIONAL CONVENTION DELEG-
ATES. ANY OTHER PROVISION OF ANY OTHER LAW TO THE CONTRARY NOTWITHSTAND-
ING, NO PERSON, FIRM, PARTNERSHIP, CORPORATION, ORGANIZATION, COMMITTEE,
OR ANY OTHER ENTITY SHALL MAKE A CONTRIBUTION TO ANY CANDIDATE FOR
ELECTION AS DELEGATE TO A CONSTITUTIONAL CONVENTION, AND NO CANDIDATE OR
POLITICAL COMMITTEE MAY ACCEPT ANY CONTRIBUTION ON BEHALF OF SUCH CANDI-
DATE FROM A CONTRIBUTOR, WHICH IS IN THE AGGREGATE AMOUNT GREATER THAN
ONE HUNDRED DOLLARS IN ANY CALENDAR YEAR.
S 5. The public officers law is amended by adding a new section 73-c
to read as follows:
S 73-C. RESTRICTIONS ON SERVICE AS A DELEGATE TO A CONSTITUTIONAL
CONVENTION. ANY OTHER PROVISION OF ANY OTHER LAW TO THE CONTRARY
NOTWITHSTANDING, ANY PERSON REQUIRED TO FILE AN ANNUAL STATEMENT OF
FINANCIAL DISCLOSURE PURSUANT TO SECTION SEVENTY-THREE-A OF THIS ARTI-
CLE, AND NO PERSON REGISTERED AS A LOBBYIST TO THE LEGISLATURE OF THE
STATE OF NEW YORK SHALL BE ELIGIBLE TO RUN FOR OR TO BE ELECTED AS A
DELEGATE TO A CONSTITUTIONAL CONVENTION.
S 6. Prior to the convening of the constitutional convention, and
solely as an aid to delegates, there should be appointed a constitu-
tional convention preparatory commission whose purpose shall be to study
the issues, establish a proposed initial agenda and procedures, and
prepare position papers, with ongoing information to and participation
of the public. Members of the commission shall be appointed as follows:
two each by the Governor, the majority leader of the senate and the
speaker of the assembly, and one each by the minority leader of the
senate and the minority leader of the assembly. The members shall elect
a chair.
S 7. Severability. If any provision of this act, or the application
thereof to any person or circumstance, shall be adjudged by any court of
competent jurisdiction to be invalid or unconstitutional, such judgment
shall not affect, impair or invalidate the remainder thereof, but shall
be confined in its operation to the provision of this act, or in its
application to the person or circumstance, directly involved in the
controversy in which such judgment shall have been rendered.
S 8. This act shall take effect immediately; provided if the question
proposed in section two of this act shall have been put to the voters
and not have received a majority of all votes cast for and against it at
such election, such section and section six of this act shall be deemed
repealed and be of no further force and effect.