S T A T E O F N E W Y O R K
________________________________________________________________________
10808
I N A S S E M B L Y
August 24, 2012
___________
Introduced by COMMITTEE ON RULES -- (at request of M. of A. Brennan) --
read once and referred to the Committee on Ways and Means
AN ACT to amend chapter 53 of the laws of 2012 enacting the aid to
localities budget, in relation to school district eligibility for an
increase in apportionment of school aid and implementation of new
standards for conducting annual professional performance reviews to
determine teacher and principal effectiveness; to amend the tax law,
in relation to increasing the alternative minimum tax on corporations;
to amend the state finance law, in relation to establishing the annual
professional performance review fund; and to repeal section 1 of part
A of chapter 57 of the laws of 2012 relating to school district eligi-
bility for an increase in apportionment of school aid and implementa-
tion of new standards for conducting annual professional performance
reviews to determine teacher and principal effectiveness
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. That part of section 1 of chapter 53 of the laws of 2012
enacting the aid to localities budget, entitled "education department"
is amended by repealing the items hereinbelow set forth in brackets and
by adding thereto the items hereinbelow set forth in italics as follows:
OFFICE OF PREKINDERGARTEN THROUGH GRADE TWELVE EDUCATION
PROGRAM ............................................... 46,592,431,000
--------------
General Fund
Local Assistance Account
Notwithstanding any inconsistent provision
of law, for general support for public
schools, for the 2012-13 and 2013-14 state
fiscal years provided, however, that not
more than 40.21294771 percent of this
appropriation shall be available for
remaining payments for the 2012-13 state
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD16324-02-2
A. 10808 2
fiscal year payments for general support
for public schools for the 2012-13 school
year, nor more than 18.04144294 percent of
this appropriation shall be available for
remaining payments for the 2012-13 school
year payable in the 2013-14 state fiscal
year and provided further that notwith-
standing any inconsistent provision of
law, the remaining amounts available for
the 2013-14 school year shall be appor-
tioned to school districts pursuant to the
education law and subject to the limita-
tions of this appropriation including the
gap elimination adjustment as provided for
herein.
[Provided however that, notwithstanding any
inconsistent provision of law, no school
district shall be eligible for an appor-
tionment from the funds appropriated here-
in for the 2012-13 school year in excess
of the amount apportioned to such district
for the same time period during the base
year unless such school district has
submitted documentation that has been
approved by the commissioner by January
17, 2013 demonstrating that it has fully
implemented new standards and procedures
for conducting annual professional
performance reviews of classroom teachers
and building principals to determine
teacher and principal effectiveness
including but not limited to providing for
(i) state assessments and other comparable
measures which shall comprise twenty or
twenty-five percent of the evaluation;
(ii) locally selected measures of the
student achievement subcomponent which
shall comprise twenty or fifteen percent
of the evaluation; (iii) subjective meas-
ures of effectiveness that have been
approved by the commissioner with the
majority of such points based on multiple
observations by an administrator or prin-
cipal with at least one unannounced obser-
vation which shall comprise 60 percent of
the evaluation; and (iv) a scoring rubric
which ensures that it is possible to
receive any one of four ratings limited to
highly effective, effective, developing
and ineffective; provided however that, if
any such payments in excess of the amount
apportioned to such district for the same
time period during the base year were
made, and the school district has not
submitted documentation that it has fully
implemented new standards and procedures
A. 10808 3
as set forth above that has been approved
by the commissioner by January 17, 2013,
the total amount of such payments shall be
deducted by the commissioner from future
payments to the school district from funds
appropriated herein; and provided further
that, for the 2012-13 school year if such
deduction is greater than the sum of the
amounts available for such deductions, the
remainder of the deduction shall be with-
held from payments scheduled to be made to
the school district pursuant to section
3609-a of the education law for the 2013-
14 school year in the 2013-14 state fiscal
year.
Provided further that notwithstanding any
inconsistent provision of law to the
contrary such documentation shall include
a plan adopted by the governing board of
the school district for conducting annual
professional performance reviews of class-
room teachers and building principals that
has been approved by the commissioner, and
in order to be approvable such plan shall
conform with the requirements for conduct-
ing annual professional performance
reviews of classroom teachers and building
principals, including but not limited to
(i) state assessments and other comparable
measures which shall comprise twenty or
twenty-five percent of the evaluation;
(ii) locally selected measures of the
student achievement subcomponent which
shall comprise twenty or fifteen percent
of the evaluation; (iii) subjective meas-
ures of effectiveness that have been
approved by the commissioner with the
majority of such points based on multiple
observations by an administrator or prin-
cipal with at least one unannounced obser-
vation which shall comprise 60 percent of
the evaluation; and (iv) a scoring rubric
which ensures that it is possible to
receive any one of four ratings limited to
highly effective, effective, developing
and ineffective; consistent with and
conforms to a chapter of the laws of 2012
amending the education law relating to the
annual professional performance review of
classroom teachers and building principals
and the teacher evaluation appeal process
in the city of New York; as proposed in
legislative bill numbers S.6732 and
A.9554.
Provided further that for a school district
in a city with a population of one million
A. 10808 4
or more, notwithstanding any inconsistent
provision of law, no such school district
shall be eligible for an apportionment
from the funds appropriated herein for the
2012-13 school year in excess of the
amount apportioned to such district for
the same time period during the base year
unless such school district has submitted
documentation that has been approved by
the commissioner by January 17, 2013
demonstrating that it has adopted an expe-
ditious appeals process pertaining to the
annual professional performance review of
classroom teachers and building principals
that is consistent with and conforms to a
chapter of the laws of 2012 amending the
education law relating to the annual
professional performance review of class-
room teachers and building principals and
the teacher evaluation appeal process in
the city of New York, as proposed in
legislative bill numbers S.6732 and A.9554
and if any such payments in excess of the
amount apportioned to such district for
the same time period during the base year
were made, and the school district has not
submitted documentation that has been
approved by the commissioner by January
17, 2013 that it has adopted an expe-
ditious appeals process pertaining to the
annual professional performance review of
classroom teachers and building principals
that is consistent with and conforms to a
chapter of the laws of 2012 amending the
education law relating to the annual
professional performance review of class-
room teachers and building principals and
the teacher evaluation appeal process in
the city of New York, as proposed in
legislative bill numbers S.6732 and
A.9554, the total amount of such payments
shall be deducted by the commissioner from
future payments to the school district
from funds appropriated herein; and
provided further that, for the 2012-13
school year if such deduction is greater
than the sum of the amounts available for
such deductions, the remainder of the
deduction shall be withheld from payments
scheduled to be made to the school
district pursuant to section 3609-a of the
education law for the 2013-14 school year
in the 2013-14 state fiscal year.]
S 2. Section 1 of part A of chapter 57 of the laws of 2012 relating to
school district eligibility for an increase in apportionment of school
aid and implantation of new standards for conducting annual professional
A. 10808 5
performance reviews to determine teacher and principal effectiveness, is
REPEALED.
S 3. Subparagraph (ii) of paragraph (c) of subdivision 1 of section
210 of the tax law, as amended by section 2 of part C of chapter 56 of
the laws of 2011, is amended to read as follows:
(ii) (A) For taxable years beginning on or after January first, two
thousand seven, the amount prescribed by this paragraph shall be
computed at the rate of one and one-half percent of the taxpayer's mini-
mum taxable income base. FOR TAXABLE YEARS BEGINNING ON OR AFTER JANU-
ARY FIRST, TWO THOUSAND TWELVE, THE AMOUNT PRESCRIBED BY THIS PARAGRAPH
SHALL BE COMPUTED AT THE RATE OF THREE AND ONE-HALF PERCENT OF THE
TAXPAYER'S MINIMUM TAXABLE INCOME BASE. The "taxpayer's minimum taxable
income base" shall mean the portion of the taxpayer's minimum taxable
income allocated within the state as hereinafter provided, subject to
any modifications required by paragraphs (d) and (e) of subdivision
three of this section.
(B) For taxable years beginning on or after January first, two thou-
sand twelve and before January first, two thousand fifteen, the amount
prescribed by this paragraph for an eligible qualified New York manufac-
turer shall be computed at the rate of seventy-five hundredths (.75)
percent of the taxpayer's minimum taxable income base. For purposes of
this clause, the term "eligible qualified New York manufacturer" shall
have the same meaning as in subparagraph (vi) of paragraph (a) of this
subdivision.
S 4. The state finance law is amended by adding a new section 81 to
read as follows:
S 81. ANNUAL PROFESSIONAL PERFORMANCE REVIEW FUND. 1. THERE IS HEREBY
ESTABLISHED IN THE CUSTODY OF THE STATE COMPTROLLER A SPECIAL FUND TO BE
KNOWN AS THE "ANNUAL PROFESSIONAL PERFORMANCE REVIEW FUND".
2. MONEYS IN THE ANNUAL PROFESSIONAL PERFORMANCE REVIEW FUND SHALL BE
KEPT SEPARATELY FROM AND SHALL NOT BE COMMINGLED WITH ANY OTHER MONEYS
IN THE JOINT OR SOLE CUSTODY OF THE STATE COMPTROLLER.
3. THE ANNUAL PROFESSIONAL PERFORMANCE REVIEW FUND SHALL CONSIST OF
THE REVENUES GENERATED BY THE TWO PERCENT INCREASE IN THE TAX RATE
COMPUTED PURSUANT TO CLAUSE (A) OF SUBPARAGRAPH (II) OF PARAGRAPH (C) OF
SUBDIVISION ONE OF SECTION TWO HUNDRED TEN OF THE TAX LAW AS A RESULT OF
AMENDMENTS MADE TO SUCH SUBPARAGRAPH BY A CHAPTER OF THE LAWS OF TWO
THOUSAND TWELVE WHICH ADDED THIS SECTION FOR TAXABLE YEARS BEGINNING ON
OR AFTER JANUARY FIRST, TWO THOUSAND TWELVE, AND ALL OTHER MONEYS CRED-
ITED OR TRANSFERRED THERETO FROM ANY OTHER FUND OR SOURCE PURSUANT TO
LAW.
4. MONIES OF THE FUND SHALL BE EXPENDED ONLY AS FOLLOWS:
A. IF THE UNITED STATES DEPARTMENT OF EDUCATION DETERMINES THAT THE
CHAPTER OF THE LAWS OF TWO THOUSAND TWELVE THAT ADDED THIS SECTION
VIOLATES THE APPROVED APPLICATION SUBMITTED BY THE DEPARTMENT OF EDUCA-
TION PURSUANT TO THE FEDERAL RACE TO THE TOP PROGRAM, AND SUCCESSFULLY
OBTAINS THE REPAYMENT OR RETURN OF THE TOTAL AMOUNT OR ANY PORTION OF
THE RACE TO THE TOP GRANT AWARDED TO THIS STATE, THE MONIES OF THE FUND
SHALL BE PAID TO THE STATE TREASURY TO REPLACE THE AMOUNT REPAID OR
RETURNED TO THE UNITED STATES DEPARTMENT OF EDUCATION. ANY EXCESS
AMOUNT SHALL BE PAID TO THE STATE TREASURY FOR GENERAL STATE PURPOSES;
OR
B. IF THE UNITED STATES DEPARTMENT OF EDUCATION DETERMINES THAT THE
CHAPTER OF THE LAWS OF TWO THOUSAND TWELVE THAT ADDED THIS SECTION DOES
NOT VIOLATE THE APPROVED RACE TO THE TOP APPLICATION, OR DETERMINES OR
A. 10808 6
AGREES NOT TO SEEK REPAYMENT OR RETURN OF THE RACE TO THE TOP GRANT, THE
MONIES SHALL BE PAID TO THE STATE TREASURY FOR GENERAL STATE PURPOSES.
5. MONEYS SHALL BE PAYABLE FROM THE FUND ON THE AUDIT AND WARRANT OF
THE COMPTROLLER ON VOUCHERS APPROVED BY THE COMPTROLLER.
S 5. This act shall take effect immediately.