S T A T E O F N E W Y O R K
________________________________________________________________________
1701
2011-2012 Regular Sessions
I N A S S E M B L Y
January 11, 2011
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Introduced by M. of A. DINOWITZ, ENGLEBRIGHT, J. RIVERA, PAULIN, JAFFEE,
ABBATE -- Multi-Sponsored by -- M. of A. FINCH, MAISEL, McENENY, SWEE-
NEY -- read once and referred to the Committee on Aging
AN ACT to amend the elder law, in relation to consumer directed personal
assistance services
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Section 214 of the elder law is amended by adding a new
subdivision 8 to read as follows:
8. CONSUMER DIRECTED PERSONAL ASSISTANCE SERVICE PROVIDER. (A) ANY
OTHER PROVISION OF ANY OTHER LAW TO THE CONTRARY NOTWITHSTANDING, THE
OFFICE SHALL BE DEEMED A PARTICIPATING PROVIDER FOR THE PURPOSES OF
PROVIDING CONSUMER DIRECTED PERSONAL ASSISTANCE SERVICES PURSUANT TO
SECTION THREE HUNDRED SIXTY-FIVE-F OF THE SOCIAL SERVICES LAW, EXCEPT
THAT NOTWITHSTANDING ANY INCONSISTENT PROVISION OF SUCH SECTION THREE
HUNDRED SIXTY-FIVE-F, THE TERM "ELIGIBLE INDIVIDUAL" AS USED IN SUCH
SECTION SHALL MEAN, FOR SERVICES PROVIDED BY OR THROUGH THE OFFICE
PURSUANT TO THIS SECTION, AN INDIVIDUAL AGED SIXTY OR OLDER WHO MEETS
THE CRITERIA ESTABLISHED UNDER PARAGRAPH (A), (B) OR (C) OF SUBDIVISION
TWO OF SUCH SECTION THREE HUNDRED SIXTY-FIVE-F, AND THE TERM "PARTIC-
IPATING PROVIDER" AS USED IN SUCH SECTION, SHALL WHEN APPLIED TO THE
OFFICE PURSUANT TO THIS SECTION MEAN AND INCLUDE THE OFFICE, ITS
CONTRACTORS, AND ANY INTERMEDIARY SERVICE ORGANIZATION, WHETHER THE
RESPONSIBILITIES OF SUCH ORGANIZATION ARE PROVIDED BY THE OFFICE OR BY
AN ENTITY OR ENTITIES CONTRACTED TO PERFORM SUCH RESPONSIBILITIES WITH
THE OFFICE AND/OR ITS CONTRACTORS, IN THE FOLLOWING MODELS OR ANY COMBI-
NATION THEREOF. THE OFFICE SHALL DEVELOP A PARTICIPATING PROVIDER MODEL
OR MODELS FOR THE PROVISION OF SERVICE WHICH ALLOW FOR A FULL RANGE OF
FISCAL, SUPPORTIVE AND INTERMEDIARY SERVICES TO BE MADE AVAILABLE TO AN
ELIGIBLE INDIVIDUAL IN A MANNER THAT CREATES A SEAMLESS FINANCING AND
SERVICE DELIVERY SYSTEM. SERVICES TO BE PROVIDED SHALL INCLUDE BUT ARE
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD04454-01-1
A. 1701 2
NOT LIMITED TO SERVICE ASSESSMENT AND/OR CASE MANAGEMENT AND SERVICE
MONITORING; PEER COUNSELING AND SUPPORT; ACCESS TO EMPLOYER MANAGEMENT
SKILLS TRAINING; ACCESS TO TECHNICAL SKILLS TRAINING FOR ATTENDANTS;
ACCESS TO TRAINING REGARDING EMPLOYER-RELATED FISCAL SKILLS; ACCESS TO
CRIMINAL AND CERTIFICATION (E.G., NURSE AID REGISTRY) CHECKS; ACCESS TO
AN ATTENDANT REGISTRY; AND ACCESS TO EMERGENCY/BACK-UP ATTENDANT
SERVICES. THE OFFICE OR AN AGENCY CONTRACTED TO IT MAY SERVE AS THE
EMPLOYER OF RECORD OF AN ATTENDANT, WITH THE ELIGIBLE INDIVIDUAL AS THE
MANAGING EMPLOYER, AND MAY ALLOW THE ELIGIBLE INDIVIDUAL TO RECRUIT,
TRAIN, SUPERVISE AND DISCHARGE HIS OR HER OWN ATTENDANT WHILE THE AGENCY
ACTS AS FISCAL AGENT AND RESOURCE FOR SUPPORTIVE ASSISTANCE, AS NEEDED.
THE MODEL OR MODELS MAY ALSO PROVIDE FOR PARTICIPATING PROVIDERS TO
ADMINISTER AND DISBURSE CASH GRANT OR VOUCHER PROGRAMS ALLOWING ELIGIBLE
INDIVIDUALS TO RECEIVE FUNDS INCLUDING PUBLIC FUNDS AND PAY ATTENDANTS
DIRECTLY, AND PERFORM OTHER RELATED ADMINISTRATIVE TASKS INCLUDING BUT
NOT LIMITED TO THE COLLECTION AND VERIFICATION OF ATTENDANTS TIMESHEETS
AND THE SUBMISSION OF INVOICES NECESSARY TO OBTAIN FUNDS FOR DISBURSE-
MENT. OTHER SERVICES WHICH MAY BE PROVIDED INCLUDE BUT SHALL NOT BE
LIMITED TO CONDUCTING SELF-DIRECTION EVALUATIONS OF ELIGIBLE INDIVID-
UALS, PROVIDING EMPLOYER SKILLS AND SELF-ADVOCACY TRAINING, ASSISTING
ELIGIBLE INDIVIDUALS WITH THE RECRUITMENT, SCREENING AND HIRING OF
ATTENDANTS INCLUDING CONDUCTING BACKGROUND CHECKS AND MAINTAINING AN
ATTENDANT REGISTRY, AND ARRANGING FOR EMERGENCY/BACK-UP ATTENDANT STAFF,
DETERMINING AND REASSESSING ELIGIBLE INDIVIDUALS SERVICE NEEDS, AND
PROVIDING OR ARRANGING FOR TRAINING OPPORTUNITIES FOR ATTENDANTS. SUCH
SUPPORTIVE SERVICES MAY ALSO INCLUDE THE PROVISION OF CASE MANAGEMENT
AND MONITORING THE QUALITY OF SERVICES PROVIDED AND ELIGIBLE INDIVIDUAL
AND ATTENDANT SATISFACTION. THE OFFICE MAY INCLUDE IN DEVELOPING SUCH
MODEL OR MODELS ANY COUNTY OR COUNTY AGENCY FOR THE AGING WITH WHICH IT
SHALL PARTNER OR CONTRACT AND WHICH IS APPROVED PURSUANT TO INTERNAL
REVENUE SERVICE REVENUE PROCEDURE 80-4 OR REVENUE PROCEDURE 70-6 OR ANY
SUCCESSOR THERETO TO BE THE EMPLOYER AGENT ON BEHALF OF ELIGIBLE INDI-
VIDUALS OR TO ACT AS THE ELIGIBLE INDIVIDUAL'S FISCAL INTERMEDIARY FOR
CERTAIN APPROVED SERVICES.
(B) THE OFFICE SHALL FILE OR CAUSE TO BE FILED WITHIN ONE HUNDRED
TWENTY DAYS OF THE EFFECTIVE DATE OF THIS SUBDIVISION AN APPLICATION FOR
A FEDERAL WAIVER PURSUANT TO SECTION 1115 OF THE SOCIAL SECURITY ACT OR
ANY SUCCESSOR THERETO, AND EVERY STATE AGENCY IS HEREBY EMPOWERED AND
DIRECTED TO COOPERATE WITH THE OFFICE AND TO COMPLY WITH ANY REQUEST FOR
THE FILING OF SUCH WAIVER IF THE OFFICE SHALL LACK POWER AND AUTHORITY
TO FILE SUCH WAIVER ITSELF. IN MAKING SUCH APPLICATION FOR FEDERAL WAIV-
ER, THE OFFICE SHALL SEEK TO INCLUDE AND PROVIDE A SEAMLESS NETWORK OF
OTHER SERVICES PROVIDED THROUGH THE OFFICE WHERE APPROPRIATE. IN FILING
SUCH WAIVER FOR THE OPERATION OF THE PROGRAM, THE OFFICE SHALL SEEK TO
PROVIDE SERVICES PURSUANT TO THE PRINCIPLE THAT INDIVIDUALS HAVE THE
PRIMARY AUTHORITY TO MAKE CHOICES THAT WORK BEST FOR THEM, REGARDLESS OF
THE NATURE OR EXTENT OF THEIR DISABILITY OR THE SOURCE OF PAYMENT FOR
SERVICES. SERVICES PROVIDED PURSUANT TO THIS SECTION BY OR THROUGH THE
OFFICE SHALL OBSERVE THE FOLLOWING OBJECTIVES AND ASSUMPTIONS:
(1) THAT ELIGIBLE INDIVIDUALS ARE THE EXPERTS ON THEIR SERVICE NEEDS;
(2) THAT DIFFERENT TYPES OF SERVICES WARRANT DIFFERENT LEVELS OF
PROFESSIONAL INVOLVEMENT;
(3) THAT CHOICE AND CONTROL CAN BE INTRODUCED INTO ALL SERVICE DELIV-
ERY ENVIRONMENTS;
(4) THAT SERVICES THAT SUPPORT THE DIGNITY OF PEOPLE CAN BE LESS COST-
LY WHEN PROPERLY DESIGNED; AND
A. 1701 3
(5) THAT THE PROGRAM SHALL BE AVAILABLE TO ALL PERSONS OVER THE AGE OF
SIXTY WHO MEET ELIGIBILITY REQUIREMENTS, REGARDLESS OF PAYER OR SOURCE
OF PAYMENT.
(C) IN DESIGNING THE PROGRAM AND PROVIDING SERVICES, THE OFFICE IS
AUTHORIZED TO WAIVE ANY PROVISION OF SECTION THREE HUNDRED SIXTY-SEVEN-B
OF THE SOCIAL SERVICES LAW, OR ANY RULE OR REGULATION PROMULGATED PURSU-
ANT TO SECTION THREE HUNDRED SIXTY-FIVE-F OF THE SOCIAL SERVICES LAW
WHICH IN THE JUDGMENT OF THE OFFICE RESTRICTS ITS ABILITY TO PROVIDE
SERVICES AS REQUIRED BY THIS SUBDIVISION, SO LONG AS SUCH WAIVER IS
CONSISTENT WITH ANY FEDERAL WAIVER GRANTED PURSUANT TO SECTION 1115 OF
THE SOCIAL SECURITY ACT OR ANY SUCCESSOR THERETO.
(D) THE OFFICE SHALL SEEK TO EXPAND SOURCE OF PAYMENT FOR THE PROGRAM,
INCLUDING PAYMENTS FROM VOLUNTARY AND WILLING PRIVATE SOURCES, INSURANCE
PLANS, CHARITIES AND FOUNDATIONS AND INDIVIDUALS.
(E) THE OFFICE IS HEREBY EMPOWERED TO PROVIDE OR CONTRACT FOR THE
PROVISION OF SUCH CONSUMER DIRECTED SERVICES IN ANY COUNTY WITHIN THE
STATE. THE OFFICE SHALL SEEK TO COORDINATE SERVICES WITH ANY CURRENT
PROVIDER OF CONSUMER DIRECTED SERVICES. NO STATE AGENCY SHALL IMPOSE A
LIMITATION ON THE NUMBER OF ELIGIBLE INDIVIDUALS SERVED BY THIS PROGRAM.
(F) THE OFFICE SHALL NOT BE SUBJECT TO AUDIT, ASSESSMENT, SUSPENSION,
SANCTION, OR REPORT BY A STATE AGENCY FOR A PROGRAM CONDUCTED PURSUANT
TO THE AUTHORITY OF THIS SUBDIVISION, EXCEPT THAT IT SHALL BE SUBJECT TO
AUDIT BY THE OFFICE OF THE STATE COMPTROLLER TO THE EXTENT THAT SUCH
PROGRAMS WOULD HAVE BEEN SUBJECT TO AUDIT BUT FOR THIS PARAGRAPH.
S 2. This act shall take effect immediately.