S T A T E O F N E W Y O R K
________________________________________________________________________
6806
2013-2014 Regular Sessions
I N A S S E M B L Y
April 19, 2013
___________
Introduced by M. of A. CERETTO -- read once and referred to the Commit-
tee on Codes
AN ACT amending the penal law, in relation to allowing a member of the
Niagara county clerk's office to access mental health records for
firearm license applications
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Subdivision 4 of section 400.00 of the penal law, as
amended by chapter 331 of the laws of 2005, is amended to read as
follows:
4. Investigation. Before a license is issued or renewed, there shall
be an investigation of all statements required in the application by the
duly constituted police authorities of the locality where such applica-
tion is made. For that purpose, the records of the appropriate office of
the department of mental hygiene concerning previous or present mental
illness of the applicant shall be available for inspection by the inves-
tigating officer of the police authority OR IN NIAGARA COUNTY RECORDS
MAY BE ACCESSED BY A CERTIFIED EMPLOYEE OF THE COUNTY CLERK'S OFFICE WHO
IS AUTHORIZED TO ACCESS CLINICAL RECORDS IN ACCORDANCE WITH SECTION
33.12 OF THE MENTAL HYGIENE LAW. In order to ascertain any previous
criminal record, the investigating officer shall take the fingerprints
and physical descriptive data in quadruplicate of each individual by
whom the application is signed and verified. Two copies of such finger-
prints shall be taken on standard fingerprint cards eight inches square,
and one copy may be taken on a card supplied for that purpose by the
federal bureau of investigation; provided, however, that in the case of
a corporate applicant that has already been issued a dealer in firearms
license and seeks to operate a firearm dealership at a second or subse-
quent location, the original fingerprints on file may be used to ascer-
tain any criminal record in the second or subsequent application unless
any of the corporate officers have changed since the prior application,
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD02349-02-3
A. 6806 2
in which case the new corporate officer shall comply with procedures
governing an initial application for such license. When completed, one
standard card shall be forwarded to and retained by the division of
criminal justice services in the executive department, at Albany. A
search of the files of such division and written notification of the
results of the search to the investigating officer shall be made without
unnecessary delay. Thereafter, such division shall notify the licensing
officer and the executive department, division of state police, Albany,
of any criminal record of the applicant filed therein subsequent to the
search of its files. A second standard card, or the one supplied by the
federal bureau of investigation, as the case may be, shall be forwarded
to that bureau at Washington with a request that the files of the bureau
be searched and notification of the results of the search be made to the
investigating police authority. The failure or refusal of the federal
bureau of investigation to make the fingerprint check provided for in
this section shall not constitute the sole basis for refusal to issue a
permit pursuant to the provisions of this section. Of the remaining two
fingerprint cards, one shall be filed with the executive department,
division of state police, Albany, within ten days after issuance of the
license, and the other remain on file with the investigating police
authority. No such fingerprints may be inspected by any person other
than a peace officer, who is acting pursuant to his special duties, or a
police officer, except on order of a judge or justice of a court of
record either upon notice to the licensee or without notice, as the
judge or justice may deem appropriate. Upon completion of the investi-
gation, the police authority shall report the results to the licensing
officer without unnecessary delay.
S 2. Subdivision 4 of section 400.00 of the penal law, as amended by
chapter 1 of the laws of 2013, is amended to read as follows:
4. Investigation. Before a license is issued or renewed, there shall
be an investigation of all statements required in the application by the
duly constituted police authorities of the locality where such applica-
tion is made, including but not limited to such records as may be acces-
sible to the division of state police or division of criminal justice
services pursuant to section 400.02 of this article. For that purpose,
the records of the appropriate office of the department of mental
hygiene concerning previous or present mental illness of the applicant
shall be available for inspection by the investigating officer of the
police authority OR IN NIAGARA COUNTY RECORDS MAY BE ACCESSED BY A
CERTIFIED EMPLOYEE OF THE COUNTY CLERK'S OFFICE WHO IS AUTHORIZED TO
ACCESS CLINICAL RECORDS IN ACCORDANCE WITH SECTION 33.12 OF THE MENTAL
HYGIENE LAW. In order to ascertain any previous criminal record, the
investigating officer shall take the fingerprints and physical descrip-
tive data in quadruplicate of each individual by whom the application is
signed and verified. Two copies of such fingerprints shall be taken on
standard fingerprint cards eight inches square, and one copy may be
taken on a card supplied for that purpose by the federal bureau of
investigation; provided, however, that in the case of a corporate appli-
cant that has already been issued a dealer in firearms license and seeks
to operate a firearm dealership at a second or subsequent location, the
original fingerprints on file may be used to ascertain any criminal
record in the second or subsequent application unless any of the corpo-
rate officers have changed since the prior application, in which case
the new corporate officer shall comply with procedures governing an
initial application for such license. When completed, one standard card
shall be forwarded to and retained by the division of criminal justice
A. 6806 3
services in the executive department, at Albany. A search of the files
of such division and written notification of the results of the search
to the investigating officer shall be made without unnecessary delay.
Thereafter, such division shall notify the licensing officer and the
executive department, division of state police, Albany, of any criminal
record of the applicant filed therein subsequent to the search of its
files. A second standard card, or the one supplied by the federal bureau
of investigation, as the case may be, shall be forwarded to that bureau
at Washington with a request that the files of the bureau be searched
and notification of the results of the search be made to the investigat-
ing police authority. Of the remaining two fingerprint cards, one shall
be filed with the executive department, division of state police, Alba-
ny, within ten days after issuance of the license, and the other remain
on file with the investigating police authority. No such fingerprints
may be inspected by any person other than a peace officer, who is acting
pursuant to his special duties, or a police officer, except on order of
a judge or justice of a court of record either upon notice to the licen-
see or without notice, as the judge or justice may deem appropriate.
Upon completion of the investigation, the police authority shall report
the results to the licensing officer without unnecessary delay.
S 3. This act shall take effect immediately, provided, however, that
the amendments to subdivision 4 of section 400.00 of the penal law made
by section two of this act shall take effect on the same date and in the
same manner as section 48 of chapter 1 of the laws of 2013, takes
effect.