S T A T E O F N E W Y O R K
________________________________________________________________________
7549--A
I N S E N A T E
May 15, 2014
___________
Introduced by Sen. SAVINO -- read twice and ordered printed, and when
printed to be committed to the Committee on Aging -- committee
discharged, bill amended, ordered reprinted as amended and recommitted
to said committee
AN ACT to amend the public health law, in relation to specifying proce-
dures for the closure of privately funded assisted living residences
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Article 46-B of the public health law is amended by adding
a new section 4653-a to read as follows:
S 4653-A. CLOSURE OF PRIVATELY FUNDED ASSISTED LIVING RESIDENCES. 1.
FOR PURPOSES OF THIS SECTION, PRIVATELY FUNDED MEANS A RESIDENCE IN
WHICH THE RESIDENTS ARE NOT RECIPIENTS OF SUPPLEMENTAL SECURITY INCOME.
2. IN THE EVENT THAT AN OPERATOR OF A PRIVATELY FUNDED ASSISTED LIVING
RESIDENCE ELECTS TO CLOSE THE RESIDENCE AND TO SURRENDER AN OPERATING
CERTIFICATE AND/OR CERTIFICATION AS AN ENHANCED OR SPECIAL NEEDS
ASSISTED LIVING RESIDENCE, THE FOLLOWING PROVISIONS SHALL APPLY:
(A) THE OPERATOR SHALL NOTIFY THE APPROPRIATE REGIONAL OFFICE OF THE
DEPARTMENT IN WRITING PRIOR TO THE ANTICIPATED DATE OF CLOSURE OF THE
ASSISTED LIVING RESIDENCE AND, IF APPLICABLE, THE ADULT CARE FACILITY,
AND/OR THE DECERTIFICATION OF THE RESIDENCE.
(B) SUCH WRITTEN NOTICE SHALL INCLUDE A PROPOSED PLAN FOR CLOSURE
AND/OR DECERTIFICATION. THE PLAN SHALL BE SUBJECT TO DEPARTMENT
APPROVAL, SHALL INCLUDE TIMETABLES FOR ALL STEPS ENTAILED IN THE CLOSURE
PROCESS AND SHALL DESCRIBE THE PROCEDURES AND ACTIONS THE OPERATOR WILL
TAKE TO:
(I) NOTIFY RESIDENTS OF THE CLOSURE, AND/OR DECERTIFICATION, INCLUDING
PROVISIONS FOR TERMINATION OF ADMISSION AGREEMENTS AND INVOLUNTARY
DISCHARGE;
(II) ASSESS THE NEEDS AND PREFERENCES OF INDIVIDUAL RESIDENTS;
(III) ASSIST RESIDENTS IN LOCATING AND TRANSFERRING TO APPROPRIATE
ALTERNATIVE SETTINGS; AND
(IV) MAINTAIN COMPLIANCE WITH THESE REGULATIONS UNTIL ALL RESIDENTS
HAVE RELOCATED.
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD14852-10-4
S. 7549--A 2
3. (A) THE OPERATOR SHALL TAKE NO ACTION TO CLOSE THE RESIDENCE PRIOR
TO DEPARTMENT APPROVAL OF THE PLAN FOR CLOSURE AND/OR DECERTIFICATION.
(B) THE OPERATOR SHALL NOT CLOSE THE RESIDENCE UNTIL ALL RESIDENTS OF
THE RESIDENCE HAVE TRANSFERRED TO APPROPRIATE ALTERNATIVE SETTINGS.
(C) THE OPERATOR SHALL NOT INCREASE THE AMOUNT OF ANY RENT, FEES OR
OTHER SURCHARGES CHARGED TO THE RESIDENTS OF THE ASSISTED LIVING RESI-
DENCE, THEIR FAMILIES OR THEIR INSURANCE COMPANIES, IF ANY, PRIOR TO
DEPARTMENT APPROVAL OF THE PLAN FOR CLOSURE AND/OR DECERTIFICATION. THE
OPERATOR SHALL NOT INSTITUTE ANY NEW FEES OR OTHER SURCHARGES CHARGED TO
THE RESIDENTS OF THE ASSISTED LIVING RESIDENCE, THEIR FAMILIES OR THEIR
INSURANCE COMPANIES, IF ANY, PRIOR TO DEPARTMENT APPROVAL OF THE PLAN
FOR CLOSURE AND/OR DECERTIFICATION.
(D) THE OPERATOR SHALL NOT ACCEPT NEW RESIDENTS OR APPLICATIONS FOR
RESIDENCY AFTER THE OPERATOR HAS NOTIFIED THE APPROPRIATE REGIONAL
OFFICE OF THE DEPARTMENT THAT THE OPERATOR INTENDS TO CLOSE OR DECERTIFY
THE ASSISTED LIVING RESIDENCE.
4. AS PART OF THE FINAL APPROVAL OF THE CLOSURE PLAN, THE DEPARTMENT
AND OPERATOR SHALL AGREE UPON A TARGET CLOSURE DATE, WHICH SHALL BE AT
LEAST ONE HUNDRED TWENTY DAYS FROM THE ACTUAL DATE THE OPERATOR NOTIFIES
RESIDENTS OF THE CLOSURE. IN PROVIDING NOTIFICATION OF SUCH TARGET
CLOSURE DATE TO RESIDENTS, THE OPERATOR SHALL ALSO NOTIFY RESIDENTS THAT
ADDITIONAL TIME WILL BE PROVIDED TO RESIDENTS WHO MAKE GOOD FAITH
EFFORTS TO SECURE AN ALTERNATIVE SETTING AND HAVE DEMONSTRATED A REASON-
ABLE BASIS FOR NEEDING MORE THAN ONE HUNDRED TWENTY DAYS TO TRANSFER TO
AN APPROPRIATE ALTERNATIVE SETTING, SO LONG AS IT REMAINS SAFE AND
APPROPRIATE TO RESIDE IN THE BUILDING AT SUCH TIME.
5. THE OPERATOR SHALL IMPLEMENT THE APPROVED PLAN TO INSURE THAT
ARRANGEMENTS FOR CONTINUED CARE WHICH MEET EACH RESIDENT'S SOCIAL,
EMOTIONAL AND HEALTH NEEDS ARE EFFECTUATED PRIOR TO CLOSURE AND/OR
DECERTIFICATION.
6. FAILURE TO NOTIFY THE DEPARTMENT OF INTENT TO CEASE OPERATIONS,
FAILURE TO SUBMIT AN APPROVABLE PLAN TO EXECUTE THE APPROVED PLAN,
CLOSURE OR DECERTIFICATION BEFORE ALL RESIDENTS HAVE BEEN APPROPRIATELY
RELOCATED, SHALL RESULT IN THE IMPOSITION OF CIVIL PENALTIES.
S 2. This act shall take effect on the first of January, 2015 and
shall apply to all closures of privately funded assisted living resi-
dences occurring on or after such effective date and to all closures of
privately funded assisted living residences pending such effective date.