senate Bill S1163

2013-2014 Legislative Session

Authorizes the governor to fill vacancy in the office of lieutenant-governor on confirmation of both houses of the legislature

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Archive: Last Bill Status - In Committee


  • Introduced
  • In Committee
  • On Floor Calendar
    • Passed Senate
    • Passed Assembly
  • Delivered to Governor
  • Signed/Vetoed by Governor

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Assembly Actions - Lowercase
Senate Actions - UPPERCASE
Feb 19, 2014 opinion referred to judiciary
Jan 13, 2014 to attorney-general for opinion
Jan 08, 2014 referred to judiciary
Feb 06, 2013 opinion referred to judiciary
Jan 11, 2013 to attorney-general for opinion
Jan 09, 2013 referred to judiciary

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S1163 - Bill Details

Current Committee:
Senate Judiciary
Law Section:
Constitution, Concurrent Resolutions to Amend
Laws Affected:
Amd Art 4 §§5 & 6, Constn
Versions Introduced in Previous Legislative Sessions:
2011-2012: S589
2009-2010: S7682

S1163 - Bill Texts

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Authorizes the governor to fill vacancy in the office of lieutenant-governor on confirmation of both houses of the legislature; allows the governor to leave the state without transmitting power to lieutenant-governor and establishes the process for lieutenant-governor to act as governor during incapacitation of the governor.

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BILL NUMBER:S1163 REVISED 1/8/13

TITLE OF BILL:
CONCURRENT RESOLUTION OF THE SENATE AND ASSEMBLY
proposing amendments to sections 5 and 6 of article 4 of the
constitution, relating to the filling of vacancies in the office of
lieutenant-governor and the powers and duties of such office

PURPOSE:
To adopt for the New York constitution's provisions governing the
selection and powers of the lieutenant-governor corresponding
provisions of the U.S. constitution governing the vice president.

SUMMARY OF PROVISIONS:

Section 1 amends article 4, section 5, to allow the governor to leave
the state without transmitting executive power to the
lieutenant-governor. This section also authorizes the governor to
temporarily transmit executive power to the lieutenant-governor by
written instrument transmitted to the legislative leaders, and to
provide a process by which the lieutenant-governor, cabinet and
Legislature can address conflicts over apparent incapacity of the
governor.

Section 2 amends article 4, section 6, to direct that the governor
shall fill a vacancy in the office of lieutenant-governor for the
duration of the term by appointment subject to confirmation by both
houses of the Legislature.

Section 3 provides the constitutionally prescribed mechanism for
legislative reconsideration for second passage.

JUSTIFICATION:
This measure would modernize the New York constitution with regard to
the office of lieutenant-governor. This measure takes as its model
the Twenty-Fifth Amendment to the U.S. Constitution, which the New
York Legislature ratified on March 14, 1966 to provide for interim
selection of the vice president of the united States and for the
office's powers if the president is incapacitated. Adopted by several
states nearly five decades ago, this approach offers New York a
clear, well-tested and fair way to address these matters of the
highest importance to effective governance of the Empire State.

1. INTERIM SELECTION. In
SKELOS V. PATERSON, 13 N.Y.3d 141 (2009), the
Court of Appeals correctly held that current law authorizes the
governor to fill a vacancy in office of lieutenant-governor by
executive appointment,
without need for legislative confirmation. As a prospective
policy matter, the instant amendment takes cognizance of the
Twenty-Fifth Amendment to the U.S. Constitution, ratified by the New

York Legislature in 1966, which requires bicameral confirmation of
presidential appointment of a vice president in the event of a
vacancy in that office. See U.S. Const., 25th Amend, § 2. This
process was the one by which New York Governor Nelson Rockefeller was
appointed and confirmed as vice President in 1974. Grafting this same
process onto the New York State Constitution would provide
constitutional assurance that a lieutenant governor standing next in
line to the executive power would have legitimacy to act with assent
of voters' elected representatives -- a protection that, as the Court
of Appeals correctly held, does not exist under current law. Such is
the gap that this measure seeks to fill.

2. REPEALING OUTDATED RESTRAINTS ON GUBERNATORIAL TRAVEL. This
amendment would eliminate the New York Constitution's arcane
provision that the lieutenant-governor automatically becomes acting
governor if the governor leaves the state. In a technologically
integrated world of telephones, e-mail and video conferencing, there
is no legitimate reason that the governor automatically cedes power
simply by leaving the territorial confines of the state. Likewise, in
a global economy in which New York must compete for jobs and
investments, New York's governor occasionally must travel and there
should be no constitutional limit on his or her ability to do so. If
extended travel or other reasons may impel the governor to
temporarily cede power for a period of time, other Provisions of this
amendment would allow the governor to do so.

3. TEMPORARY SUCCESSION BY EXECUTIVE LETTER. This measure would adopt
the Twenty-Fifth Amendment's approach where the executive
anticipating temporary incapacity (e.g. surgery) wishes to cede power
for the duration of his or her incapacity. Under the U.S.
Constitution, the president may temporarily cede power to the vice
president by letter transmitted to the respective leaders of the U.S.
Senate and House, then reclaim power by a second letter. See U,S.
Const., 25th Amend., § 3. Several presidents used this provision when
undergoing anesthesia (e.g. President Reagan in 1985, President
George W. Bush in 2002 and 2007). A corresponding amendment to the
New York Constitution would ensure similar uninterrupted clarity in
the highest office of the state.

4. TEMPORARY SUCCESSION BY JOINT DECLARATION. This measure would adopt
the Twenty Fifth Amendment's approach in the event that the governor
is incapacitated but has not transmitted power as above. Under the
U.S. Constitution, if the president is incapacitated and cannot
discharge the duties of office, the vice president and a majority of
the cabinet jointly may certify that fact to Congress, after which
the vice president assumes executive power until the president
transmits a letter re-assuming the duties of office. See U.S. Const.,
25th Am.,4. If the president transmits such a letter and the vice
president and a majority of the cabinet disagree within four days,
then Congress must decide the issue and may sustain the vice
president's authority by two- thirds vote of both Houses. See id.
This balanced process fills a key constitutional gap in which it

otherwise may be unclear who holds executive power, or whether the
officer wielding it acts with broad legitimacy. Any such gap or
conflict in executive leadership is unacceptable in an advanced
democracy and would trigger a constitutional crisis at a moment
already fraught with the exigencies of executive incapacity. The New
York Constitution contains this same gap that the Twenty
Fifth Amendment filled for the U.S, Constitution, and its remedy
should be constitution-
alized in the same balanced, direct and practical way that the Twenty
Fifth Amendment provides for our federal government.
These approaches were exhaustively vetted nationwide and specifically
approved by the New York Legislature as part of the 1965-1967
ratification process. In the decades since, experience has shown that
this path guides our nation's leaders as intended, ensuring stability
and certainty for the highest office of the land during critical
moments that most require clarity and dispatch. This measure for New
York State would ensure popular legitimacy in all of these
fundamental aspects of the executive power, while honoring our
constitution's axiom that the executive power must flow only by vote
of the people or their elected representative.

LEGISLATIVE HISTORY:
2011-2012: S.589 Referred to the Senate Committee on the Judiciary
2009-2010: S.7682/A.10952 Passed the Senate/Remained in the Assembly
Committee on Judiciary

FISCAL IMPACT: None.

EFFECTIVE DATE:
Resolved (if the Assembly concur), That the foregoing amendment to the
first regular legislative session convening after the next general
election of members of the assembly, and, in conformity section 1 of
article 19 of the constitution, be published months previous to the
time of such election.

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                    S T A T E   O F   N E W   Y O R K
________________________________________________________________________

                                  1163

                       2013-2014 Regular Sessions

                            I N  S E N A T E

                               (PREFILED)

                             January 9, 2013
                               ___________

Introduced  by  Sens. BRESLIN, ADAMS, KRUEGER, PERALTA, SAMPSON, VALESKY
  -- read twice and ordered printed, and when printed to be committed to
  the Committee on Judiciary

            CONCURRENT RESOLUTION OF THE SENATE AND ASSEMBLY

proposing amendments to sections 5 and 6 of article 4 of  the  constitu-
  tion,  relating  to the filling of vacancies in the office of lieuten-
  ant-governor and the powers and duties of such office

  Section 1. Resolved (if the Assembly concur), That the third  undesig-
nated paragraph of section 5 of article 4 of the constitution be amended
to read as follows:
  In  case  the  governor  is impeached[, is absent from the state or is
otherwise unable to discharge the powers and duties  of  the  office  of
governor],  the  lieutenant-governor  shall  act  as governor until [the
inability shall cease or until] the term of the governor  shall  expire.
WHENEVER THE GOVERNOR TRANSMITS TO THE TEMPORARY PRESIDENT OF THE SENATE
AND  SPEAKER  OF  THE ASSEMBLY HIS OR HER WRITTEN DECLARATION THAT HE OR
SHE IS UNABLE TO DISCHARGE THE POWERS AND DUTIES OF HIS OR  HER  OFFICE,
AND  UNTIL  HE  OR  SHE  TRANSMITS  TO THEM A WRITTEN DECLARATION TO THE
CONTRARY, SUCH POWERS AND DUTIES SHALL BE DISCHARGED BY THE  LIEUTENANT-
GOVERNOR  AS  ACTING  GOVERNOR.  WHENEVER  THE LIEUTENANT-GOVERNOR AND A
MAJORITY OF EITHER THE PRINCIPAL OFFICERS OF THE EXECUTIVE DEPARTMENT OR
OF SUCH OTHER BODY AS THE LEGISLATURE MAY BY LAW PROVIDE TRANSMIT TO THE
TEMPORARY PRESIDENT OF THE SENATE AND THE SPEAKER OF THE ASSEMBLY  THEIR
WRITTEN  DECLARATION THAT THE GOVERNOR IS UNABLE TO DISCHARGE THE POWERS
AND DUTIES OF HIS OR HER OFFICE,  THE  LIEUTENANT-GOVERNOR  SHALL  IMME-
DIATELY  ASSUME  THE POWERS AND DUTIES OF THE OFFICE AS ACTING GOVERNOR.
THEREAFTER, WHEN THE GOVERNOR TRANSMITS TO THE  TEMPORARY  PRESIDENT  OF
THE  SENATE  AND THE SPEAKER OF THE ASSEMBLY HIS OR HER WRITTEN DECLARA-
TION THAT NO INABILITY EXISTS, HE OR SHE SHALL  RESUME  THE  POWERS  AND
DUTIES OF HIS OR HER OFFICE UNLESS THE LIEUTENANT-GOVERNOR AND A MAJORI-
TY  OF  EITHER  THE PRINCIPAL OFFICERS OF THE EXECUTIVE DEPARTMENT OR OF

 EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                      [ ] is old law to be omitted.
                                                           LBD89013-01-3

S. 1163                             2

SUCH OTHER BODY AS THE LEGISLATURE MAY BY LAW  PROVIDE  TRANSMIT  WITHIN
FOUR  DAYS  TO  THE TEMPORARY PRESIDENT OF THE SENATE AND THE SPEAKER OF
THE ASSEMBLY THEIR WRITTEN DECLARATION THAT THE GOVERNOR  IS  UNABLE  TO
DISCHARGE  THE  POWERS  AND  DUTIES  OF HIS OR HER OFFICE. THEREUPON THE
LEGISLATURE SHALL DECIDE THE ISSUE, ASSEMBLING WITHIN FORTY-EIGHT  HOURS
FOR  THAT  PURPOSE  IF  NOT  IN  SESSION.  IF  THE  LEGISLATURE,  WITHIN
TWENTY-ONE DAYS AFTER RECEIPT OF THE LATTER WRITTEN DECLARATION, OR,  IF
THE  LEGISLATURE  IS  NOT  IN  SESSION, WITHIN TWENTY-ONE DAYS AFTER THE
LEGISLATURE IS REQUIRED TO ASSEMBLE, DETERMINES BY  TWO-THIRDS  VOTE  OF
BOTH  HOUSES  THAT  THE  GOVERNOR  IS UNABLE TO DISCHARGE THE POWERS AND
DUTIES OF HIS OR HER OFFICE, THE LIEUTENANT-GOVERNOR SHALL  CONTINUE  TO
DISCHARGE  THE  SAME  AS  ACTING GOVERNOR; OTHERWISE, THE GOVERNOR SHALL
RESUME THE POWERS AND DUTIES OF HIS OR HER OFFICE.
  S 2. Resolved (if the Assembly concur), That  the  third,  fourth  and
fifth undesignated paragraphs of section 6 of article 4 of the constitu-
tion be amended to read as follows:
  In case of vacancy in the offices of both governor and lieutenant-gov-
ernor  or if both of them shall be impeached[, absent from the state] or
otherwise unable to discharge the powers and duties  of  the  office  of
governor,  the  temporary  president of the senate shall act as governor
until the inability shall cease or until a governor shall be elected.
  In case of vacancy in the office of lieutenant-governor alone,  or  if
the  lieutenant-governor  shall  be [impeached, absent from the state or
otherwise] unable to discharge the duties of office, the temporary pres-
ident of the senate shall perform all the duties of  lieutenant-governor
[during]  UNTIL  such  vacancy  BE FILLED or DURING THE PENDENCY OF SUCH
inability.  IN CASE OF THE REMOVAL OF THE LIEUTENANT-GOVERNOR ALONE FROM
OFFICE OR OF HIS OR HER DEATH, RESIGNATION, IMPEACHMENT OR ASCENSION  TO
GOVERNOR,  THE  OFFICE  OF  LIEUTENANT-GOVERNOR  SHALL BE FILLED FOR THE
REMAINDER OF THE TERM BY APPOINTMENT OF THE GOVERNOR, SUBJECT TO CONFIR-
MATION OF SUCH APPOINTMENT BY MAJORITY VOTE OF EACH HOUSE OF THE  LEGIS-
LATURE.
  If,  when  the  duty of acting as governor devolves upon the temporary
president of the senate, there be a vacancy in such office or the tempo-
rary president of the senate shall be [absent from the state  or  other-
wise]  unable  to  discharge  the duties of governor, the speaker of the
assembly shall act as governor during such vacancy or inability.
  S 3. Resolved (if the Assembly concur), That the  foregoing  amendment
be referred to the first regular legislative session convening after the
next  succeeding  general  election  of members of the assembly, and, in
conformity with  section  1  of  article  19  of  the  constitution,  be
published for 3 months previous to the time of such election.

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