S T A T E O F N E W Y O R K
________________________________________________________________________
4424
2013-2014 Regular Sessions
I N S E N A T E
March 27, 2013
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Introduced by Sen. GOLDEN -- read twice and ordered printed, and when
printed to be committed to the Committee on Finance
AN ACT to amend the state finance law, in relation to medicaid expendi-
ture reporting
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. The state finance law is amended by adding a new article
3-A to read as follows:
ARTICLE 3-A
MEDICAID EXPENDITURE REPORTING
SECTION 30. MEDICAID EXPENDITURE REPORTING; DEFINITIONS.
31. ANNUAL MEDICAID EXPENDITURE REPORT.
32. CONFIDENTIALITY PROVISIONS.
33. MEDICAID EXPENDITURE BUDGET BILL.
S 30. MEDICAID EXPENDITURE REPORTING; DEFINITIONS. AS USED IN THIS
ARTICLE, THE FOLLOWING TERMS SHALL HAVE THE FOLLOWING MEANINGS:
1. "MEDICAID EXPENDITURES" MEANS ANY ITEM OF EXPENDITURE FROM ANY FUND
OF THE STATE WHICH IS SPENT PURSUANT TO THE MEDICAL ASSISTANCE FOR THE
NEEDY PROGRAM.
2. "COST OF MEDICAID EXPENDITURE" MEANS THE ESTIMATED AMOUNT OF ANY
ITEM OF EXPENDITURE FROM ANY FUND OF THE STATE IN FURTHERANCE OF ANY
PROGRAM FUNDED IN ANY MEASURE PURSUANT TO THE MEDICAL ASSISTANCE FOR THE
NEEDY PROGRAM.
3. "ITEM OF EXPENDITURE" MEANS ANY MEDICAID EXPENDITURE FOR ANY
PURPOSE TO ANY CLASS OR GROUPING OF VENDORS THAT INCLUDES MORE THAN ONE
VENDOR.
S 31. ANNUAL MEDICAID EXPENDITURE REPORT. 1. IN ADDITION TO THE INFOR-
MATION REQUIRED BY ARTICLE SEVEN OF THE CONSTITUTION AND BY SECTION
TWENTY-TWO OF THIS CHAPTER, THE GOVERNOR SHALL SUBMIT TO THE LEGISLA-
TURE, AS EARLY AS PRACTICABLE, BUT NO LATER THAN THIRTY DAYS FOLLOWING
THE SUBMISSION OF THE EXECUTIVE BUDGET, A MEDICAID EXPENDITURE REPORT
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD10083-01-3
S. 4424 2
CONTAINING THE FOLLOWING INFORMATION AND STATEMENTS RELATING TO MEDICAID
EXPENDITURES:
(A) AN ENUMERATION OF ALL MEDICAID EXPENDITURES;
(B) THE PROVISIONS OF LAW AUTHORIZING SUCH EXPENDITURES, THEIR EFFEC-
TIVE DATES, AND IF APPLICABLE, THE DATES ON WHICH SUCH EXPENDITURES
EXPIRE OR ARE REDUCED;
(C) IF RELIABLE DATA IS AVAILABLE, ESTIMATES PREPARED BY THE APPROPRI-
ATE COMMISSIONER OR DIRECTOR OF ANY STATE AGENCY, AS SUCH TERM IS
DEFINED IN SECTION TWO-A OF THIS CHAPTER, IN CONJUNCTION WITH THE DIREC-
TOR OF THE BUDGET, OF THE COST OF SUCH EXPENDITURES FOR THE (I) CURRENT
FISCAL YEAR AND (II) THE FIVE PRECEDING FISCAL YEARS;
(D) ANY RECOMMENDATIONS TO THE GOVERNOR REGARDING CONTINUING, MODIFY-
ING, OR REPEALING SUCH MEDICAID EXPENDITURES, AND SUCH OTHER INFORMATION
REGARDING EXPENDITURES AS THE GOVERNOR DEEMS APPROPRIATE;
(E) IF THE EXECUTIVE BUDGET INCLUDES PROPOSALS FOR THE EXPIRATION,
MODIFICATION, OR REPEAL OF SUCH MEDICAID EXPENDITURES OR FOR THE ADDI-
TION OF MEDICAID EXPENDITURES IN OR TO SUCH ARTICLES OR SUCH LAW, THE
MEDICAID EXPENDITURE REPORT SHALL ALSO CONTAIN, TO THE EXTENT RELIABLE
DATA IS AVAILABLE, AN ANALYSIS OF THE NUMBER AND TYPES OF PERSONS AND
ENTITIES BENEFITING OR EXPECTED TO BENEFIT FROM SUCH EXPENDITURES, AN
ESTIMATE OF THE COSTS OF SUCH EXPENDITURES FOR THE COMING FISCAL YEAR,
AND AN EXPLANATION OF THE REASONS FOR THE PROPOSALS;
(F) COMMENT, IF ANY, ON THE EFFECTIVENESS AND EFFICIENCY OF OTHER
EXPENDITURES; AND
(G) GENERAL CAUTIONARY AND ADVISORY NOTES CONCERNING LIMITATIONS OF
DATA, ESTIMATION PROCEDURES, SAMPLING ERRORS AND IMPUTED VALUES, PROMI-
NENTLY DISPLAYED.
2. THE MEDICAID EXPENDITURE REPORT SHALL INCLUDE A THREE-YEAR FINAN-
CIAL PROJECTION WHICH SHALL SHOW ANTICIPATED MEDICAID EXPENDITURES FOR
THE ENSUING FISCAL YEAR AND FOR THE TWO YEARS FOLLOWING THE ENSUING
FISCAL YEAR. FOR THE PURPOSES OF THIS THREE-YEAR FINANCIAL PROJECTION,
EXPENDITURES SHALL BE PRESENTED BY THE FOLLOWING PURPOSES: STATE
PURPOSES; LOCAL ASSISTANCE; CAPITAL PROJECTS; DEBT SERVICE; AND GENERAL
STATE CHARGES; AND RECEIPTS AND REVENUES SHALL BE PRESENTED, FOR THE
ENSUING AND NEXT SUCCESSIVE FISCAL YEAR BY EACH REVENUE SOURCE. THE
THREE-YEAR FINANCIAL PROJECTION SHALL INCLUDE AN EXPLANATION OF ANY
CHANGES TO THE FINANCIAL PLANS SUBMITTED IN ACCORDANCE WITH SUBDIVISION
ONE OF SECTION TWENTY-TWO OF THIS CHAPTER, AND INCLUDE EXPLANATIONS OF
THE ECONOMIC, STATUTORY AND OTHER ASSUMPTIONS USED TO ESTIMATE THE
DISBURSEMENTS, EXPENDITURES, RECEIPTS AND REVENUES WHICH ARE PRESENTED.
S 32. CONFIDENTIALITY PROVISIONS. ANY INFORMATION RELATING TO MEDICAID
EXPENDITURES FURNISHED BY ANY COMMISSIONER OR DIRECTOR OF A STATE AGENCY
SHALL BE FURNISHED IN ACCORDANCE WITH ANY APPLICABLE PROVISIONS OF LAW
RELATING TO THE CONFIDENTIALITY OF SUCH INFORMATION.
S 33. MEDICAID EXPENDITURE BUDGET BILL. 1. NOTWITHSTANDING ANY OTHER
CONTRARY PROVISION OF LAW, INCLUDING ANY PROVISION OF SECTION FORTY OF
THIS CHAPTER, THE BUDGET BILLS SUBMITTED BY THE GOVERNOR SHALL INCLUDE
AN ADDITIONAL BUDGET BILL WHICH SHALL CONTAIN ALL APPROPRIATIONS WHICH
THE GOVERNOR FINDS WILL BE REQUIRED FOR MEDICAID EXPENDITURES DURING THE
NEXT THREE SUCCEEDING FISCAL YEARS. SUCH BUDGET BILL SHALL CONSIST OF
THREE SECTIONS, AS FOLLOWS:
(A) THE FIRST SECTION SHALL CONTAIN ALL APPROPRIATIONS AND REAPPROPRI-
ATIONS WHICH IN THE OPINION OF THE GOVERNOR WILL BE REQUIRED FOR MEDI-
CAID EXPENDITURES DURING THE NEXT SUCCEEDING FISCAL YEAR. NOTWITHSTAND-
ING THE FOREGOING PROVISIONS OF THIS SUBDIVISION, SUCH APPROPRIATIONS
S. 4424 3
SHALL BE SUBJECT TO THE LIMITATIONS ESTABLISHED BY LAW, INCLUDING
SECTION FORTY OF THIS CHAPTER.
(B) THE SECOND SECTION SHALL CONTAIN APPROPRIATIONS AND REAPPROPRI-
ATIONS WHICH IN THE OPINION OF THE GOVERNOR WILL BE REQUIRED FOR MEDI-
CAID EXPENDITURES DURING THE SECOND SUCCEEDING FISCAL YEAR. SUCH APPRO-
PRIATIONS SHALL HAVE AS AN EFFECTIVE DATE THE FIRST DAY OF SUCH SECOND
SUCCEEDING FISCAL YEAR, AND SHALL WHEN EFFECTIVE BE SUBJECT TO THE LIMI-
TATIONS ESTABLISHED BY LAW, INCLUDING SECTION FORTY OF THIS CHAPTER, AS
IF SUCH APPROPRIATIONS HAD BEEN PASSED BY THE LEGISLATURE ON THE FIRST
DAY OF SUCH FISCAL YEAR.
(C) THE THIRD SECTION SHALL CONTAIN PROSPECTIVE APPROPRIATIONS AND
PROSPECTIVE REAPPROPRIATIONS WHICH IN THE OPINION OF THE GOVERNOR WILL
BE REQUIRED FOR MEDICAID EXPENDITURES DURING THE THIRD SUCCEEDING FISCAL
YEAR. SUBJECT TO THE LIMITATIONS IMPOSED BY SECTION SEVEN OF ARTICLE
SEVEN OF THE CONSTITUTION, SUCH APPROPRIATIONS MAY CONTAIN NO EFFECTIVE
DATE, BUT SHALL PROVIDE AN ACCURATE LISTING OF APPROPRIATIONS THAT WILL
BE REQUIRED IN SUCH FISCAL YEAR.
2. SUCH BUDGET BILL SHALL INCLUDE, OR THE GOVERNOR MAY SUBMIT AN ADDI-
TIONAL BILL WHICH INCLUDES, STATUTORY CHANGES REQUIRED TO IMPLEMENT
APPROPRIATIONS DURING EACH OF THE FISCAL YEARS COVERED IN THE MEDICAID
EXPENDITURE APPROPRIATION BILL.
S 2. This act shall take effect immediately.