S T A T E O F N E W Y O R K
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10401
I N A S S E M B L Y
May 25, 2016
___________
Introduced by M. of A. DiPIETRO -- read once and referred to the Commit-
tee on Codes
AN ACT to amend the penal law, in relation to prohibiting the release of
personal medical records or information without a warrant or express
written authorization of the individual
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Subdivision 4 of section 400.00 of the penal law, as
amended by chapter 1 of the laws of 2013, is amended to read as follows:
4. Investigation. Before a license is issued or renewed, there shall
be an investigation of all statements required in the application by the
duly constituted police authorities of the locality where such applica-
tion is made, including but not limited to such records as may be acces-
sible to the division of state police or division of criminal justice
services pursuant to section 400.02 of this article. For that purpose,
the records of the appropriate office of the department of mental
hygiene concerning previous or present mental illness of the applicant
shall be available for inspection by the investigating officer of the
police authority. In order to ascertain any previous criminal record,
the investigating officer shall take the fingerprints and physical
descriptive data in quadruplicate of each individual by whom the appli-
cation is signed and verified. Two copies of such fingerprints shall be
taken on standard fingerprint cards eight inches square, and one copy
may be taken on a card supplied for that purpose by the federal bureau
of investigation; provided, however, that in the case of a corporate
applicant that has already been issued a dealer in firearms license and
seeks to operate a firearm dealership at a second or subsequent
location, the original fingerprints on file may be used to ascertain any
criminal record in the second or subsequent application unless any of
the corporate officers have changed since the prior application, in
which case the new corporate officer shall comply with procedures
governing an initial application for such license. When completed, one
standard card shall be forwarded to and retained by the division of
criminal justice services in the executive department, at Albany. A
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD02102-01-5
A. 10401 2
search of the files of such division and written notification of the
results of the search to the investigating officer shall be made without
unnecessary delay. Thereafter, such division shall notify the licensing
officer and the executive department, division of state police, Albany,
of any criminal record of the applicant filed therein subsequent to the
search of its files. A second standard card, or the one supplied by the
federal bureau of investigation, as the case may be, shall be forwarded
to that bureau at Washington with a request that the files of the bureau
be searched and notification of the results of the search be made to the
investigating police authority. Of the remaining two fingerprint cards,
one shall be filed with the executive department, division of state
police, Albany, within ten days after issuance of the license, and the
other remain on file with the investigating police authority. No such
fingerprints may be inspected by any person other than a peace officer,
who is acting pursuant to his special duties, or a police officer,
except on order of a judge or justice of a court of record either upon
notice to the licensee or without notice, as the judge or justice may
deem appropriate. Upon completion of the investigation, the police
authority shall report the results to the licensing officer without
unnecessary delay. NOTWITHSTANDING ANY OTHER PROVISION OF LAW TO THE
CONTRARY NEITHER THE STATE POLICE, THE DIVISION OF CRIMINAL JUSTICE
SERVICES, NOR ANY OTHER LAW ENFORCEMENT AGENCY OR EMPLOYEE THEREOF SHALL
BE PERMITTED TO ACCESS PERSONAL MEDICAL RECORDS AND OTHER MEDICAL INFOR-
MATION OTHER THAN RECORDS REQUIRED TO BE PROVIDED BY THE DEPARTMENT OF
MENTAL HYGIENE WITHOUT A PROPERLY ISSUED WARRANT, OR THE EXPRESS WRIT-
TEN, NOTARIZED PERMISSION OF THE INDIVIDUAL WHOSE INFORMATION IS SOUGHT.
S 2. Section 400.02 of the penal law, as added by chapter 1 of the
laws of 2013, is amended to read as follows:
S 400.02 Statewide license and record database.
1. There shall be a statewide license and record database which shall
be created and maintained by the division of state police the cost of
which shall not be borne by any municipality. Records assembled or
collected for purposes of inclusion in such database shall not be
subject to disclosure pursuant to article six of the public officers
law. Records containing granted license applications shall be period-
ically checked by the division of criminal justice services against
criminal conviction, mental health, and all other records as are neces-
sary to determine their continued accuracy as well as whether an indi-
vidual is no longer a valid license holder. The division of criminal
justice services shall also check pending applications made pursuant to
this article against such records to determine whether a license may be
granted. All state agencies shall cooperate with the division of crimi-
nal justice services, as otherwise authorized by law, in making their
records available for such checks. The division of criminal justice
services, upon determining that an individual is ineligible to possess a
license, or is no longer a valid license holder, shall notify the appli-
cable licensing official of such determination and such licensing offi-
cial shall not issue a license or revoke such license and any weapons
owned or possessed by such individual shall be removed consistent with
the provisions of subdivision eleven of section 400.00 of this article.
Local and state law enforcement shall have access to such database, as
otherwise authorized by law, in the performance of their duties. Records
assembled or collected for purposes of inclusion in the database estab-
lished by this section shall be released pursuant to a court order.
2. NOTWITHSTANDING ANY OTHER PROVISION OF LAW TO THE CONTRARY NEITHER
THE STATE POLICE, THE DIVISION OF CRIMINAL JUSTICE SERVICES, NOR ANY
A. 10401 3
OTHER LAW ENFORCEMENT AGENCY OR EMPLOYEE THEREOF SHALL BE PERMITTED TO
ACCESS PERSONAL MEDICAL RECORDS AND OTHER MEDICAL INFORMATION OTHER THAN
RECORDS REQUIRED TO BE PROVIDED BY THE DEPARTMENT OF MENTAL HYGIENE
WITHOUT A PROPERLY ISSUED WARRANT, OR THE EXPRESS WRITTEN, NOTARIZED
PERMISSION OF THE INDIVIDUAL WHOSE INFORMATION IS SOUGHT.
S 3. Subdivision 3 of section 400.00 of the penal law is amended by
adding a new paragraph (c) to read as follows:
(C) (I) THE APPLICATION FOR A LICENSE TO CARRY, POSSESS, REPAIR OR
DISPOSE OF FIREARMS, OR THE RENEWAL THEREOF, PURSUANT TO THIS SECTION
SHALL NOT REQUIRE THE APPLICANT TO CONSENT TO THE RELEASE OF THEIR
PERSONAL MEDICAL RECORDS AND OTHER MEDICAL INFORMATION, OTHER THAN
RECORDS REQUIRED TO BE PROVIDED BY THE DEPARTMENT OF MENTAL HYGIENE, AS
A CONDITION OF RECEIVING OR RETAINING SUCH LICENSE UNLESS THE INVESTI-
GATING AGENCY HAS A REASONABLE BELIEF THAT A MEDICAL ISSUE EXISTS WHICH
WOULD JUSTIFY THE DENIAL OF A LICENSE PURSUANT TO THIS SECTION.
(II) THE STATE POLICE, THE DIVISION OF CRIMINAL JUSTICE SERVICES, AND
ANY OTHER LAW ENFORCEMENT AGENCY OR EMPLOYEE THEREOF MAY REQUEST A
CONSENT FROM INDIVIDUALS FOR THE RELEASE OF THEIR PERSONAL MEDICAL
RECORDS OR OTHER MEDICAL INFORMATION WHERE SUCH LAW ENFORCEMENT AGENCY
HAS A REASONABLE BELIEF THAT A MEDICAL ISSUE EXISTS WHICH WOULD JUSTIFY
THE SUSPENSION OR REVOCATION OF A LICENSE ISSUED PURSUANT TO THIS
SECTION.
S 4. This act shall take effect immediately.