S T A T E O F N E W Y O R K
________________________________________________________________________
7725
I N S E N A T E
May 12, 2016
___________
Introduced by Sen. MURPHY -- read twice and ordered printed, and when
printed to be committed to the Committee on Commerce, Economic Devel-
opment and Small Business
AN ACT to amend the state administrative procedure act and the legisla-
tive law, in relation to requiring legislative committee approval of
certain proposed rules; and to amend the state administrative proce-
dure act and the executive law, in relation to fiscal notes on
proposed rules and executive orders affecting political subdivisions
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Short title. This act shall be known and may be cited as
the "regulatory fiscal accountability act of 2016".
S 2. The state administrative procedure act is amended by adding two
new sections 201-b and 202-f to read as follows:
S 201-B. FISCAL NOTES ON PROPOSED RULES. 1. FOR THE PURPOSES OF THIS
SECTION, THE TERM "POLITICAL SUBDIVISION" MEANS ANY COUNTY, CITY, TOWN,
VILLAGE, SPECIAL DISTRICT OR SCHOOL DISTRICT.
2. EACH AGENCY PROPOSING A RULE SHALL ATTACH A FISCAL NOTE TO A
PROPOSED RULE WHICH WOULD AFFECT THE REVENUES OR EXPENSES, OR BOTH, OF
ANY POLITICAL SUBDIVISION. SUCH FISCAL NOTES SHALL FULLY DISCLOSE THE
COSTS AND SOURCE OF FUNDING OF EVERY PROVISION OF THE PROPOSED RULE
WHICH WOULD AFFECT THE REVENUE OR EXPENSES OF ANY POLITICAL SUBDIVISION.
3. FISCAL NOTES SHALL NOT, HOWEVER, BE REQUIRED FOR PROPOSED RULES
WHICH PROVIDE DISCRETIONARY AUTHORITY TO POLITICAL SUBDIVISIONS.
S 202-F. LEGISLATIVE APPROVAL. IN ADDITION TO THE PROCEDURE REQUIRED
PURSUANT TO SECTION TWO HUNDRED TWO OF THIS ARTICLE AND PRIOR TO THE
SUBMISSION OF A NOTICE OF PROPOSED RULEMAKING TO THE SECRETARY OF STATE
FOR PUBLICATION IN THE STATE REGISTER, AN AGENCY SHALL SUBMIT ANY
PROPOSED RULE WITH A FISCAL IMPACT IN EXCESS OF TEN MILLION DOLLARS,
INTENDED TO IMPLEMENT LEGISLATION, TO THE APPROPRIATE COMMITTEES IN THE
SENATE AND ASSEMBLY HAVING JURISDICTION OF THE SUBJECT MATTER FOR THEIR
APPROVAL. NO SUCH RULE SHALL TAKE EFFECT UNLESS IT HAS BEEN APPROVED BY
A TWO-THIRDS MAJORITY VOTE OF EACH COMMITTEE WITH JURISDICTION TO WHICH
IT HAS BEEN REFERRED.
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD15390-02-6
S. 7725 2
S 3. The legislative law is amended by adding a new section 68 to read
as follows:
S 68. APPROVAL OF LEGISLATIVE COMMITTEES. 1. STATE AGENCIES INTENDING
TO PROMULGATE ANY RULE WITH A FISCAL IMPACT IN EXCESS OF TEN MILLION
DOLLARS MUST SUBMIT SUCH A PROPOSED RULE TO THE CHAIR OF EACH APPROPRI-
ATE COMMITTEE IN THE SENATE AND ASSEMBLY FOR CONSIDERATION AND APPROVAL
OF THE PROPOSED RULE.
2. THE APPROPRIATE COMMITTEES IN THE SENATE AND ASSEMBLY SHALL HAVE
JURISDICTION TO CONSIDER AND APPROVE A PROPOSED RULE, IF THAT COMMITTEE
APPROVED THE BILL THAT PROVIDES THE STATUTORY AUTHORITY FOR WHICH THE
PROPOSED RULE IS INTENDED TO IMPLEMENT.
3. THE APPROPRIATE COMMITTEES IN THE SENATE AND ASSEMBLE WITH JURIS-
DICTION TO CONSIDER AND APPROVE A RULE MUST CONSIDER THE PROPOSED RULE
DURING THE FIRST SCHEDULED COMMITTEE MEETING, IMMEDIATELY FOLLOWING
RECEIPT OF THE PROPOSED RULE BY THE COMMITTEE CHAIR.
4. ALL MEMBERS OF THE APPROPRIATE COMMITTEES IN THE SENATE AND ASSEM-
BLY SHALL BE PROVIDED A COPY OF THE PROPOSED RULE AND BE ALLOWED SUFFI-
CIENT TIME TO DEBATE THE MERITS OF THE PROPOSED RULE, INCLUDING THE
FISCAL IMPACT OF THE PROPOSAL AND THE NEED TO PROMULGATE THE PROPOSED
RULE IN ORDER TO IMPLEMENT THE LAW AS INTENDED.
5. AFTER THE PROPOSED RULE HAS BEEN DEBATED AND PRIOR TO CONCLUSION OF
THE COMMITTEE MEETING, ALL MEMBERS OF THE COMMITTEE MUST VOTE TO EITHER
APPROVE OR REJECT THE PROPOSED RULE.
6. THE CHAIR OF THE APPROPRIATE COMMITTEE SHALL PROVIDE THE RESULTS OF
THE COMMITTEE VOTE TO THE STATE AGENCY THAT PROVIDED THE PROPOSED RULE.
7. A VOTE TO APPROVE A PROPOSED RULE BY NO LESS THAN TWO-THIRDS OF ALL
COMMITTEE MEMBERS, BY EVERY COMMITTEE WITH JURISDICTION TO CONSIDER AND
APPROVE THE PROPOSED RULE, SHALL BE REQUIRED BEFORE THE STATE AGENCY CAN
PROCEED TO PROPOSE THE RULE PURSUANT TO SECTION TWO HUNDRED TWO OF THE
STATE ADMINISTRATIVE PROCEDURE ACT.
S 4. The executive law is amended by adding a new section 13 to read
as follows:
S 13. FISCAL NOTES ON EXECUTIVE ORDERS AFFECTING POLITICAL SUBDIVI-
SIONS. 1. FOR THE PURPOSES OF THIS SECTION, THE TERM "POLITICAL SUBDIVI-
SION" MEANS ANY COUNTY, CITY, TOWN, VILLAGE, SPECIAL DISTRICT OR SCHOOL
DISTRICT.
2. THE GOVERNOR SHALL ATTACH A FISCAL NOTE TO EVERY EXECUTIVE ORDER
WHICH WOULD AFFECT THE REVENUES OR EXPENSES, OR BOTH, OF ANY POLITICAL
SUBDIVISION. SUCH FISCAL NOTES SHALL FULLY DISCLOSE THE COSTS AND SOURCE
OF FUNDING OF EVERY PROVISION OF THE EXECUTIVE ORDER WHICH WOULD AFFECT
THE REVENUE OR EXPENSES OF ANY POLITICAL SUBDIVISION.
3. FISCAL NOTES SHALL NOT, HOWEVER, BE REQUIRED FOR EXECUTIVE ORDERS
WHICH PROVIDE DISCRETIONARY AUTHORITY TO POLITICAL SUBDIVISIONS.
S 5. This act shall take effect on January 1, 2017.