S T A T E O F N E W Y O R K
________________________________________________________________________
10045
I N A S S E M B L Y
March 8, 2018
___________
Introduced by M. of A. PAULIN -- read once and referred to the Committee
on Governmental Operations
AN ACT to amend the executive law, the general business law and the
penal law, in relation to the point of contact for conducting national
instant criminal background checks
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. The executive law is amended by adding a new section 228 to
read as follows:
§ 228. NATIONAL INSTANT CRIMINAL BACKGROUND CHECKS. THE DIVISION IS
HEREBY AUTHORIZED AND DIRECTED TO SERVE AS A STATE POINT OF CONTACT FOR
IMPLEMENTATION OF 18 U.S.C. SEC. 922 (T), ALL FEDERAL REGULATIONS AND
APPLICABLE GUIDELINES ADOPTED PURSUANT THERETO, AND THE NATIONAL INSTANT
CRIMINAL BACKGROUND CHECK SYSTEM.
1. THE DIVISION SHALL REPORT THE NAME, DATE OF BIRTH AND PHYSICAL
DESCRIPTION OF ANY PERSON PROHIBITED FROM POSSESSING A FIREARM PURSUANT
TO 18 USC 922(G) OR (N) TO THE NATIONAL INSTANT CRIMINAL BACKGROUND
CHECK SYSTEM INDEX, DENIED PERSONS FILES.
2. THE SUPERINTENDENT SHALL PROMULGATE A PLAN TO COORDINATE BACKGROUND
CHECKS FOR PURCHASES, INCLUDING NICS, IN NEW YORK STATE. SUCH PLAN MAY
INCLUDE, BUT IS NOT LIMITED TO, RECRUITING AND TRAINING PERSONNEL,
SETTING UP AN INSTANTANEOUS ELECTRONIC DATABASE, AND SELECTING HOURS OF
OPERATION.
(A) FOLLOWING IMPLEMENTATION OF SUCH PLAN, NO APPLICATION OR RECORD OF
SALE SHALL BE COMPLETED FOR THE PURCHASE OR TRANSFER OF A FIREARM BY A
LICENSED DEALER WITHOUT FIRST CONTACTING THE DIVISION.
(B) UPON ESTABLISHMENT OF SUCH PLAN, THE SUPERINTENDENT SHALL NOTIFY
EACH PERSON, FIRM OR CORPORATION HOLDING A PERMIT TO SELL FIREARMS OF
THE EXISTENCE AND PURPOSE OF THE SYSTEM AND THE MEANS TO BE USED TO
APPLY FOR BACKGROUND CHECKS.
3. ANY APPLICANT SHALL HAVE THIRTY DAYS TO APPEAL THE DENIAL OF A
BACKGROUND CHECK, USING A FORM ESTABLISHED BY THE SUPERINTENDENT. THE
DIVISION SHALL RESEARCH THE BACKGROUND CHECK AND PROVIDE SUCH APPLICANT
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD14987-01-8
A. 10045 2
A REASON FOR A DENIAL. UPON RECEIPT OF THE REASON FOR DENIAL, THE APPEL-
LANT MAY APPEAL TO THE ATTORNEY GENERAL.
§ 2. Subdivision 2 of section 898 of the general business law, as
added by chapter 1 of the laws of 2013, is amended to read as follows:
2. Before any sale, exchange or disposal pursuant to this article, a
national instant criminal background check must be completed by a dealer
who [consents] SHALL CONTACT THE DIVISION OF STATE POLICE to conduct
such check[, and upon completion of such background check, shall
complete a document, the form of which shall be approved by the super-
intendent of state police, that identifies and confirms that such check
was performed].
§ 3. Paragraph (c) of subdivision 1 of section 896 of the general
business law, as added by chapter 189 of the laws of 2000, is amended to
read as follows:
(c) COORDINATE WITH THE DIVISION OF STATE POLICE TO provide access at
the gun show to [a firearm dealer licensed under federal law who is
authorized to] perform a national instant criminal background check
[where the seller or transferor of a firearm, rifle or shotgun is not
authorized to conduct such a check by (i) requiring firearm exhibitors
who are firearm dealers licensed under federal law and who are author-
ized to conduct a national instant criminal background check to provide
such a check at cost or (ii) designating a specific location at the gun
show where a firearm dealer licensed under federal law who is authorized
to conduct a national instant criminal background check will be present
to perform such a check at cost] PRIOR TO ANY FIREARM SALE OR TRANSFER.
Any firearm dealer licensed under federal law who [performs] CONTACTS
THE DIVISION OF STATE POLICE TO PERFORM a national instant criminal
background check pursuant to this paragraph shall provide the seller or
transferor of the firearm, rifle or shotgun with a copy of the United
States Department of Treasury, Bureau of Alcohol, Tobacco and Firearms
Form ATF F 4473 and such dealer shall maintain such form and make such
form available for inspection by law enforcement agencies for a period
of ten years thereafter.
§ 4. Subdivision 6 of section 400.03 of the penal law, as added by
chapter 1 of the laws of 2013, is amended to read as follows:
6. If the superintendent of state police certifies that background
checks of ammunition purchasers may be conducted through the national
instant criminal background check system, [use of that system by] a
dealer or seller SHALL CONTACT THE DIVISION OF STATE POLICE TO CONDUCT
SUCH CHECK WHICH shall be sufficient to satisfy subdivisions four and
five of this section [and such checks shall be conducted through such
system, provided that a record of such transaction shall be forwarded to
the state police in a form determined by the superintendent].
§ 5. The penal law is amended by adding a new section 400.06 to read
as follows:
§ 400.06 NATIONAL INSTANT CRIMINAL BACKGROUND CHECKS.
1. ANY DEALER IN FIREARMS THAT DELIVERS OR OTHERWISE TRANSFERS ANY
FIREARM SHALL CONTACT THE DIVISION OF STATE POLICE TO CONDUCT A NATIONAL
INSTANT CRIMINAL BACKGROUND CHECK.
2. FAILURE TO COMPLY WITH THE REQUIREMENTS OF THIS SECTION IS A CLASS
A MISDEMEANOR.
§ 6. This act shall take effect on the ninetieth day after it shall
have become a law. Effective immediately, the addition, amendment and/or
repeal of any rule or regulation necessary for the implementation of
this act on its effective date are authorized and directed to be made
and completed on or before such effective date.