S T A T E O F N E W Y O R K
________________________________________________________________________
10185
I N A S S E M B L Y
March 22, 2018
___________
Introduced by M. of A. PELLEGRINO -- read once and referred to the
Committee on Education
AN ACT to amend the state finance law, in relation to establishing the
first chance trust fund
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. The state finance law is amended by adding a new section
97-cc to read as follows:
§ 97-CC. FIRST CHANCE TRUST FUND. 1. DEFINITIONS. FOR THE PURPOSES OF
THIS SECTION, THE FOLLOWING TERMS SHALL HAVE THE FOLLOWING MEANINGS:
A. "DIVISION" MEANS THE DIVISION OF CRIMINAL JUSTICE SERVICES.
B. "DEPARTMENT" MEANS THE DEPARTMENT OF CORRECTIONS.
2. THE FIRST CHANCE TRUST FUND. THERE IS HEREBY ESTABLISHED IN THE
JOINT CUSTODY OF THE STATE COMPTROLLER, THE COMMISSIONER OF THE DEPART-
MENT OF TAXATION AND FINANCE, THE COMMISSIONER OF CORRECTIONS AND COMMU-
NITY SUPERVISION AND THE COMMISSIONER OF THE DIVISION OF CRIMINAL
JUSTICE SERVICES A FUND TO BE KNOWN AS THE "FIRST CHANCE TRUST FUND".
3. THE FIRST CHANCE TRUST FUND SHALL CONSIST OF MONIES FROM THE
FOLLOWING SOURCES:
A. GRANTS, GIFTS, DONATIONS AND OTHER PAYMENTS FROM ANY INDIVIDUAL,
PERSON, BUSINESS ENTITY, NONPROFIT ENTITY, OR GOVERNMENT ENTITY FOR THE
PURPOSES OF THIS FUND;
B. A ONE PERCENT SURCHARGE ON ALL CONTRACTS WITH THE DEPARTMENT OR THE
DIVISION WITH AN ANNUAL AMOUNT OF OVER FIVE MILLION DOLLARS. THIS
SURCHARGE SHALL ONLY APPLY TO CONTRACTS ISSUED, RENEWED, MODIFIED,
ALTERED OR AMENDED ON OR AFTER THE ONE HUNDRED EIGHTIETH DAY AFTER THE
EFFECTIVE DATE OF THIS SECTION. WITHIN ONE HUNDRED EIGHTY DAYS OF THE
EFFECTIVE DATE OF THIS SECTION, THE COMMISSIONER OF CORRECTIONS AND
COMMUNITY SUPERVISION AND THE COMMISSIONER OF THE DIVISION OF CRIMINAL
JUSTICE SERVICES SHALL ESTABLISH THE REQUIRED RULES AND REGULATIONS TO
IMPLEMENT THE ONE PERCENT SURCHARGE ESTABLISHED IN THIS PARAGRAPH. SUCH
SURCHARGE MAY BE WAIVED ON ANY CONTRACT BY THE COMMISSIONER OF
CORRECTIONS AND COMMUNITY SUPERVISION OR THE COMMISSIONER OF THE DIVI-
SION OF CRIMINAL JUSTICE SERVICES; AND
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD14235-01-8
A. 10185 2
C. MONIES APPROPRIATED TO THE FUND.
4. USE OF THE FUND. MONIES OF THE FIRST CHANCE TRUST FUND SHALL BE
MADE AVAILABLE FOR:
A. ESTABLISHING AND OPERATING A SCHOLARSHIP PROGRAM FOR INDIVIDUALS
RESIDING IN THOSE REGIONS OF THE STATE WHICH HAVE STATISTICALLY HIGHER
HIGH SCHOOL DROPOUT RATES OR INCARCERATION RATES AS DETERMINED BY THE
DIVISION. THE SCHOLARSHIP PROGRAM SHALL ASSIST STUDENTS IN OBTAINING
HIGHER EDUCATION OR VOCATIONAL TRAINING WHO MEET ALL OF THE FOLLOWING
CRITERIA:
I. RESIDE WITHIN THE STATE AND ATTEND AN ACCREDITED, NONPROFIT EDUCA-
TIONAL OR VOCATIONAL TRAINING INSTITUTION LOCATED WITHIN THE STATE WHICH
IS A PUBLIC COMMUNITY COLLEGE, A STATE-OWNED UNIVERSITY OR STATE-RELATED
UNIVERSITY OR MATERIALLY AFFILIATED WITH A PUBLIC COMMUNITY COLLEGE, A
STATE-OWNED UNIVERSITY OR STATE-RELATED UNIVERSITY;
II. ARE NOT THE SPOUSES, SIBLINGS, OR PARENTS OF CURRENT OR FORMER
ELECTED OFFICIALS OR EMPLOYEES OF THE DEPARTMENT OR DIVISION; AND
III. MEET OTHER ELIGIBILITY REQUIREMENTS AS DETERMINED BY THE DIVISION
IN ACCORDANCE WITH THIS SECTION; AND
B. PROVIDING GRANTS TO PROGRAMS OFFERED BY NONPROFIT ORGANIZATIONS IN
GOOD STANDING THAT BENEFIT INDIVIDUALS RESIDING IN AREAS OF THE STATE
WHICH HAVE STATISTICALLY HIGHER HIGH SCHOOL DROPOUT, POVERTY OR INCAR-
CERATION RATES AS DETERMINED BY THE DIVISION. SUCH PROGRAMS SHALL BE
EVIDENCE-BASED OR OUTCOME-BASED PROGRAMS FOR INDIVIDUALS WHO MEET THE
ELIGIBILITY REQUIREMENTS DETERMINED BY THE DIVISION, AIMED AT REDUCING
RISK FACTORS AND PRODUCING POSITIVE OUTCOMES, WHICH MAY INCLUDE MENTOR-
ING, INDIVIDUAL COUNSELING AND THERAPEUTIC SERVICES, FAMILY STRENGTHEN-
ING ACTIVITIES AND CASE MANAGEMENT TO SUPPORT COORDINATION OF SERVICES.
5. SOLICITATION. THE DIVISION AND THE DEPARTMENT MAY SOLICIT AND
ACCEPT GIFTS, DONATIONS, LEGACIES AND OTHER REVENUES FOR DEPOSIT INTO
THE FUND FROM A PERSON OR GOVERNMENT ENTITY.
6. OPERATION OF THE FUND. THE DIVISION AND DEPARTMENT SHALL ADOPT
RULES AND REGULATIONS FOR THE MAINTENANCE AND USE OF THE FUND WITHIN
SIXTY DAYS OF THE EFFECTIVE DATE OF THIS SECTION, INCLUDING A PROVISION
ENSURING THAT SCHOLARSHIP RECIPIENTS AND GRANTEES ARE SELECTED BASED ON
INDEPENDENT AND BLIND EVALUATIONS.
7. REPORT. ON OR BEFORE OCTOBER FIRST OF EACH YEAR, THE DIVISION AND
THE DEPARTMENT SHALL CONVENE A PUBLIC HEARING AND AT SUCH TIME SUBMIT A
REPORT TO THE PUBLIC, THE SPEAKER OF THE ASSEMBLY, THE TEMPORARY PRESI-
DENT OF THE SENATE AND THE GOVERNOR. THE REPORT SHALL INCLUDE, BUT NOT
BE LIMITED TO, THE FOLLOWING:
A. THE FUND'S REVENUES AND EXPENDITURES IN THE PRIOR FISCAL YEAR;
B. THE NUMBER OF ACADEMIC SCHOLARSHIPS AWARDED AND THE GENDER, AGE,
SCHOOL DISTRICT AND COUNTY OF RESIDENCE OF THE RECIPIENTS OF ACADEMIC
SCHOLARSHIPS; AND
C. THE NUMBER OF GRANTS AWARDED AND THE GENDER, AGE, SCHOOL DISTRICT
AND COUNTY OF RESIDENCE OF THE GRANTEES.
§ 2. This act shall take effect on the thirtieth day after it shall
have become a law; provided, however, that the commissioner of
corrections and community supervision and the commissioner of the divi-
sion of criminal justice services shall promulgate any rules and regu-
lations necessary for the implementation of this act on or before such
effective date.