S T A T E   O F   N E W   Y O R K
 ________________________________________________________________________
 
                                   8232
 
                        2017-2018 Regular Sessions
 
                           I N  A S S E M B L Y
 
                               June 2, 2017
                                ___________
 
 Introduced  by M. of A. GALEF -- read once and referred to the Committee
   on Governmental Operations
 
 AN ACT to amend the executive law,  in  relation  to  requiring  certain
   employees of charitable organizations to complete a course of instruc-
   tion in the law and ethics of fundraising

   THE  PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
 BLY, DO ENACT AS FOLLOWS:
 
   Section 1. Section 171-a of the executive law is amended by  adding  a
 new subdivision 13 to read as follows:
   13.  "ACCEPTABLE  COURSE." ANY CLASSROOM TRAINING OR DISTANCE LEARNING
 COURSE OF INSTRUCTION APPROVED BY THE ATTORNEY GENERAL, IN  RELATION  TO
 THE  LAW  AND  ETHICS  OF  FUNDRAISING AND PHILANTHROPY IN A MANNER THAT
 SHALL INCLUDE, BUT NOT BE LIMITED TO, PROHIBITED ACTIVITIES PURSUANT  TO
 SECTION  ONE  HUNDRED  SEVENTY-TWO OF THIS ARTICLE, SUCH AS FALSE STATE-
 MENTS, FRAUDULENT OR ILLEGAL ACTS, FALSE  ADVERTISING,  FALSE  SOLICITA-
 TION,  AND ILLEGAL CONTRACTING. UNIVERSITIES AND COLLEGES STATEWIDE, AND
 PROFESSIONAL TRADE ASSOCIATIONS THAT  ESTABLISH  PROFESSIONAL  STANDARDS
 AND  PROVIDE  TRAINING AND RESOURCES FOR INDIVIDUALS ENGAGING IN PROFES-
 SIONAL FUNDRAISING, MAY OFFER AN ACCEPTABLE  COURSE  AND  SHALL  PROVIDE
 DOCUMENTATION OF COMPLETION TO THOSE WHO COMPLETE THE COURSE.
   §  2.  Section  172  of  the  executive law is amended by adding a new
 subdivision 4-a to read as follows:
   4-A. ANY CHARITABLE ORGANIZATION, INCLUDING ANY  CHARITABLE  ORGANIZA-
 TION REQUIRED TO BE REGISTERED PURSUANT TO ARTICLE EIGHT OF THE ESTATES,
 POWERS  AND  TRUSTS  LAW, REQUIRED TO REGISTER PURSUANT TO THIS SECTION,
 AND SEVENTY-FIVE PERCENT OF WHOSE  EMPLOYEES  ARE  RESPONSIBLE  FOR  THE
 HIRING, TRAINING, OR SUPERVISION OF EMPLOYEES ENGAGED IN THE FUNDRAISING
 ACTIVITIES OF THE ORGANIZATION, GROUP ASSOCIATION, PARTNERSHIP OR CORPO-
 RATION,  SHALL  REQUIRE  ANY  INDIVIDUAL  OR  INDIVIDUALS UNDER WHICH IT
 INTENDS TO SOLICIT CONTRIBUTIONS NAMED IN ACCORDANCE WITH PARAGRAPH  (A)
 OF  SUBDIVISION  ONE OF THIS SECTION TO COMPLETE AN ACCEPTABLE COURSE OF
 
  EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                       [ ] is old law to be omitted.
              

                                                            LBD11720-02-7

 A. 8232                             2
 
 INSTRUCTION IN THE LAW AND ETHICS OF FUNDRAISING APPROVED BY THE  ATTOR-
 NEY  GENERAL WITHIN TWELVE MONTHS OF COMPLETING SUCH REGISTRATION AND AT
 LEAST ONCE IN ANY FIVE-YEAR  PERIOD  OF  REGISTRATION  THEREAFTER.  SUCH
 INDIVIDUALS  SHALL  PROVIDE  DOCUMENTATION  OF  SUCH  COMPLETION  AT THE
 REQUEST OF THE ATTORNEY GENERAL.  THE  ATTORNEY  GENERAL  SHALL  MONITOR
 COMPLIANCE  WITH  SUCH  MANDATED  TRAINING  AND  REPORTING ON AN ONGOING
 BASIS.
   § 3. Section 173 of the executive law  is  amended  by  adding  a  new
 subdivision 1-a to read as follows:
   1-A.  ANY  PROFESSIONAL  FUNDRAISER OR FUNDRAISING COUNSEL REQUIRED TO
 REGISTER PURSUANT TO THIS SECTION,  INCLUDING  AN  ORGANIZATION,  GROUP,
 ASSOCIATION,   PARTNERSHIP,  CORPORATION,  OR  ANY  COMBINATION  THEREOF
 REQUIRED TO REGISTER PURSUANT TO THIS SECTION, AND SEVENTY-FIVE  PERCENT
 OF  WHOSE  EMPLOYEES ARE RESPONSIBLE FOR THE HIRING, TRAINING, OR SUPER-
 VISION OF EMPLOYEES ENGAGED IN THE FUNDRAISING ACTIVITIES OF THE  ORGAN-
 IZATION,  GROUP  ASSOCIATION,  PARTNERSHIP OR CORPORATION, SHALL REQUIRE
 ANY INDIVIDUAL OR INDIVIDUALS UNDER WHICH IT INTENDS TO SOLICIT CONTRIB-
 UTIONS TO COMPLETE AN ACCEPTABLE COURSE OF INSTRUCTION IN  THE  LAW  AND
 ETHICS  OF  FUNDRAISING  APPROVED  BY THE ATTORNEY GENERAL WITHIN TWELVE
 MONTHS OF COMPLETING SUCH REGISTRATION AND AT LEAST ONCE  IN  ANY  FIVE-
 YEAR  PERIOD  OF  REGISTRATION  THEREAFTER. SUCH INDIVIDUALS OR ENTITIES
 SHALL VERIFY ON THEIR RE-REGISTRATION FORM THAT THEY HAVE COMPLETED SUCH
 COURSE AND SHALL PROVIDE DOCUMENTATION OF SUCH COMPLETION AT THE REQUEST
 OF THE ATTORNEY GENERAL. THE ATTORNEY GENERAL SHALL  MONITOR  COMPLIANCE
 WITH SUCH MANDATED TRAINING AND REPORTING ON AN ONGOING BASIS.
   §  4.  Section  173-b  of the executive law is amended by adding a new
 subdivision 1-a to read as follows:
   1-A. ANY PROFESSIONAL FUNDRAISER, PROFESSIONAL SOLICITOR, OR FUNDRAIS-
 ING COUNSEL WHICH IS AN ORGANIZATION, GROUP,  ASSOCIATION,  PARTNERSHIP,
 CORPORATION, OR ANY COMBINATION THEREOF REQUIRED TO REGISTER PURSUANT TO
 THIS  SECTION, AND SEVENTY-FIVE PERCENT OF WHOSE EMPLOYEES ARE RESPONSI-
 BLE FOR THE HIRING, TRAINING, OR SUPERVISION OF EMPLOYEES ENGAGED IN THE
 FUNDRAISING ACTIVITIES OF THE ORGANIZATION, GROUP ASSOCIATION,  PARTNER-
 SHIP  OR  CORPORATION, SHALL REQUIRE ANY INDIVIDUAL OR INDIVIDUALS UNDER
 WHICH IT INTENDS TO SOLICIT  CONTRIBUTIONS  TO  COMPLETE  AN  ACCEPTABLE
 COURSE  OF  INSTRUCTION IN THE LAW AND ETHICS OF FUNDRAISING APPROVED BY
 THE ATTORNEY GENERAL WITHIN TWELVE MONTHS OF COMPLETING  SUCH  REGISTRA-
 TION AND AT LEAST ONCE IN ANY FIVE-YEAR PERIOD OF REGISTRATION THEREAFT-
 ER.  THE  ATTORNEY  GENERAL  SHALL MONITOR COMPLIANCE WITH SUCH MANDATED
 TRAINING AND REPORTING ON AN ONGOING BASIS.
   § 5. This act shall take effect on the one hundred twentieth day after
 it shall have become a law; provided, however, that effective immediate-
 ly, the addition, amendment and/or repeal  of  any  rule  or  regulation
 necessary  for  the implementation of this act on its effective date are
 authorized to be made and completed on or before such date.