S T A T E O F N E W Y O R K
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8104
I N S E N A T E
March 28, 2018
___________
Introduced by Sen. RANZENHOFER -- read twice and ordered printed, and
when printed to be committed to the Committee on Elections
AN ACT to amend the election law, in relation to restricted government
participant contribution periods
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. The election law is amended by adding a new section 14-131
to read as follows:
§ 14-131. GOVERNMENT PARTICIPANT CONTRIBUTIONS. 1. FOR THE PURPOSES OF
THIS SECTION THE FOLLOWING TERMS SHALL HAVE THE FOLLOWING MEANINGS:
(A) "RELATIVE OF ANY PERSON" SHALL MEAN ANY PERSON LIVING IN THE SAME
HOUSEHOLD AS THE INDIVIDUAL AND ANY PERSON WHO IS A DIRECT DESCENDANT OF
THE GRANDPARENTS OF SUCH INDIVIDUAL OR OF THE GRANDPARENTS OF SUCH INDI-
VIDUAL'S SPOUSE OR THE SPOUSE OF SUCH DESCENDANTS;
(B) "LICENSING" SHALL MEAN ANY ACTIVITY RESPECTING THE GRANT, DENIAL,
RENEWAL, REVOCATION, ENFORCEMENT, SUSPENSION, ANNULMENT, WITHDRAWAL,
RECALL, CANCELLATION OR AMENDMENT OF A LICENSE, PERMIT OR OTHER FORM OF
PERMISSION CONFERRING THE RIGHT OR PRIVILEGE TO ENGAGE IN (I) A PROFES-
SION, TRADE, OR OCCUPATION, OR (II) ANY BUSINESS OR ACTIVITY REGULATED
BY A REGULATORY AGENCY OF A CITY AGENCY THAT IN THE ABSENCE OF SUCH
LICENSE, PERMIT OR OTHER FORM OF PERMISSION WOULD BE PROHIBITED;
(C) "MUNICIPAL AGENCY" SHALL MEAN: (I) ANY DEPARTMENT, BOARD, BUREAU,
COMMISSION, DIVISION, OFFICE, COUNCIL, COMMITTEE OR OFFICER OF A MUNICI-
PALITY, WHETHER PERMANENT OR TEMPORARY, OR (II) AN INDUSTRIAL DEVELOP-
MENT AGENCY OR LOCAL PUBLIC BENEFIT CORPORATION AS THAT TERM IS DEFINED
IN SECTION SIXTY-SIX OF THE GENERAL CONSTRUCTION LAW;
(D) "BUSINESS ENTITY" SHALL MEAN A BUSINESS CORPORATION, PROFESSIONAL
SERVICES CORPORATION, LIMITED LIABILITY COMPANY, PARTNERSHIP, LIMITED
PARTNERSHIP, BUSINESS TRUST, ASSOCIATION OR ANY OTHER LEGAL COMMERCIAL
ENTITY ORGANIZED UNDER THE LAWS OF THIS STATE OR ANY OTHER STATE OR
FOREIGN JURISDICTION, INCLUDING ANY SUBSIDIARY DIRECTLY OR INDIRECTLY
CONTROLLED BY THE BUSINESS ENTITY, AND ANY POLITICAL ORGANIZATION,
INCLUDING BUT NOT LIMITED TO ANY POLITICAL ORGANIZATION ORGANIZED UNDER
SECTION FIVE HUNDRED TWENTY-SEVEN OF THE INTERNAL REVENUE CODE, THAT IS
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD15218-01-8
S. 8104 2
DIRECTLY OR INDIRECTLY CONTROLLED BY THE BUSINESS ENTITY, AND ANY OWNER,
OFFICER, DIRECTOR OR PARTNER OF SUCH BUSINESS ENTITY, OR A RELATIVE OF
SUCH PERSON;
2. THE "RESTRICTED PARTICIPANT CONTRIBUTION PERIOD" AS USED IN THIS
SECTION SHALL:
(I) COMMENCE, WITH RESPECT TO A SPECIFIC PERSON, RELATIVE OF ANY
PERSON, ORGANIZATION, GROUP OF PERSONS, OR BUSINESS ENTITY THAT SUBMITS
A BID, QUOTATION, APPLICATION, OFFER, OR RESPONSE TO THE STATE OR LOCAL
GOVERNMENTAL ENTITY POSTING OR SOLICITATION, AT THE EARLIEST OF THE DATE
OF APPLICATION OR BID, OR THE DATE OF POSTING ON A STATE OR LOCAL
GOVERNMENTAL ENTITY'S WEBSITE, IN A NEWSPAPER OF GENERAL CIRCULATION OR
IN THE PROCUREMENT OPPORTUNITIES NEWSLETTER IN ACCORDANCE WITH ARTICLE
FOUR-C OF THE ECONOMIC DEVELOPMENT LAW OF WRITTEN NOTICE, ADVERTISEMENT
OR SOLICITATION OF A REQUEST FOR PROPOSAL, INVITATION FOR BIDS, OR
SOLICITATIONS OF PROPOSALS, OR ANY OTHER METHOD PROVIDED FOR BY LAW OR
REGULATION FOR SOLICITING A RESPONSE FROM OFFERORS INTENDING TO RESULT
IN A PROCUREMENT CONTRACT GRANT OR LICENSE WITH A STATE OR LOCAL GOVERN-
MENTAL ENTITY OR THE DATE OF APPLICATION. THE RESTRICTED PARTICIPANT
CONTRIBUTION PERIOD DOES NOT APPLY TO A PERSON, RELATIVE OF ANY INDIVID-
UAL, ORGANIZATION, GROUP OF PERSONS OR BUSINESS ENTITY THAT IS RESPOND-
ING TO A STATE GOVERNMENTAL ENTITY'S REQUEST FOR INFORMATION OR OTHER
INFORMATIONAL EXCHANGES OCCURRING PRIOR TO SUCH GOVERNMENTAL ENTITY'S
POSTING OR SOLICITATION FOR PARTICIPATION; AND
(II) END WITH RESPECT TO A SPECIFIC PERSON, RELATIVE OF ANY PERSON,
ORGANIZATION, GROUP OF PERSONS, OR BUSINESS ENTITY;
(1) IF THE PERSON, RELATIVE, ORGANIZATION, GROUP OF PERSONS, OR BUSI-
NESS ENTITY IS THE RECIPIENT OF THE FINAL CONTRACT GRANT OR LICENSE
AWARD, THE RESTRICTED VENDOR CONTRIBUTION PERIOD SHALL END ONE YEAR
AFTER THE FINAL CONTRACT GRANT OR LICENSE AWARD AND APPROVAL BY THE
STATE OR LOCAL GOVERNMENTAL ENTITY AND, WHERE APPLICABLE, THE STATE
COMPTROLLER; OR
(2) IF THE PERSON, RELATIVE, ORGANIZATION, GROUP OF PERSONS, OR BUSI-
NESS ENTITY IS NOT THE RECIPIENT OF THE FINAL CONTRACT, LICENSE OR GRANT
AWARD, THE RESTRICTED VENDOR CONTRIBUTION PERIOD SHALL END WITH THE
FINAL CONTRACTOR GRANT AWARD AND APPROVAL BY THE STATE OR LOCAL GOVERN-
MENTAL ENTITY AND, WHERE APPLICABLE, THE STATE COMPTROLLER, OR THE
DISAPPROVAL OF THE LICENSE OR GRANT.
3. DURING THE RESTRICTED PARTICIPANT CONTRIBUTION PERIOD, THE CONTRIB-
UTION LIMITS SET FORTH IN ARTICLE FOURTEEN OF THIS CHAPTER FOR ANY
PERSON, RELATIVE OF ANY PERSON, ORGANIZATION, GROUP OF PERSONS OR BUSI-
NESS ENTITY OR ANY OWNER, DIRECTOR OR OFFICER, OR THEIR RELATIVE, OF
SUCH BUSINESS ENTITY THAT SUBMITS AN APPLICATION FOR ANY GRANT OR
LICENSE, OR A BID, QUOTATION, OFFER, RESPONSE OR APPLICATION TO A STATE
OR LOCAL ENTITY IN RESPONSE TO A SOLICITATION OR REQUEST FOR PROPOSAL
FOR PROCUREMENT, CONSTRUCTION, RECONSTRUCTION OR REPAIR, SHALL BE
REDUCED TO FIFTEEN PERCENT OF THE CONTRIBUTION LIMITS OTHERWISE PERMIT-
TED PURSUANT TO SECTION 14-114 OF THIS ARTICLE TO ANY OFFICEHOLDER OF
THE STATE OR LOCAL GOVERNMENTAL ENTITY OR ENTITIES RESPONSIBLE FOR, OR
RESPONSIBLE FOR CHOOSING, DIRECTLY OR INDIRECTLY, THE PERSON OR PERSONS
RESPONSIBLE FOR, ISSUING SUCH POSTING, SOLICITATION, LICENSE, REQUEST
FOR PROPOSAL, EVALUATING SUCH RESPONSE, OR RESPONSIBLE FOR APPROVING OR
AWARDING THE FINAL PROCUREMENT CONTRACT, LICENSE OR GRANT, OR TO ANY
CANDIDATE FOR AN OFFICE OF SUCH GOVERNMENTAL ENTITY INCLUDING TO THE
AUTHORIZED POLITICAL COMMITTEES OF SUCH OFFICE HOLDER OR CANDIDATE.
4. FOR PURPOSES OF THIS SECTION, THE ASSEMBLY AND SENATE SHALL BE
CONSIDERED TO BE TWO SEPARATE AND DISTINCT GOVERNMENTAL ENTITIES WHEN A
S. 8104 3
POSTING OR SOLICITATION FOR PROCUREMENT IS ISSUED BY ONLY ONE RESPECTIVE
HOUSE.
5. THE STATE OR LOCAL GOVERNMENTAL ENTITY DIRECTLY RESPONSIBLE FOR
ISSUING SUCH POSTING OR SOLICITATION FOR PROCUREMENT SHALL INCLUDE A
NOTICE OF THE PROHIBITION ESTABLISHED BY THIS SECTION AND THE STATE
GOVERNMENTAL ENTITY RESPONSIBLE FOR EVALUATING RESPONSES TO SUCH POSTING
OR SOLICITATION SHALL PROVIDE, TO ANY PERSON, ORGANIZATION, GROUP OF
PERSONS, OR BUSINESS ENTITY THAT SUBMITS A PROPOSAL IN RESPONSE TO SUCH
POSTING OR SOLICITATION FOR PROCUREMENT, A NOTICE OF THE PROHIBITION
ESTABLISHED BY THIS SECTION AND THE RESTRICTED VENDOR CONTRIBUTION PERI-
OD COMMENCEMENT DATE.
§ 2. Section 14-126 of the election law is amended by adding a new
subdivision 7 to read as follows:
7. (A) ANY PERSON, RELATIVE OF ANY PERSON, ORGANIZATION, GROUP OF
PERSONS, OR BUSINESS ENTITY AS SUCH TERMS ARE USED AND DEFINED IN
SECTION 14-131 OF THIS ARTICLE, WHO, UNDER CIRCUMSTANCES EVINCING AN
INTENT TO VIOLATE SUCH LAW, MAKES A CONTRIBUTION IN CONTRAVENTION OF
SECTION 14-131 OF THIS ARTICLE SHALL BE SUBJECT TO A CIVIL PENALTY NOT
TO EXCEED THE GREATER OF TEN THOUSAND DOLLARS OR AN AMOUNT EQUAL TO TWO
HUNDRED PERCENT OF THE CONTRIBUTION, TO BE RECOVERABLE IN A SPECIAL
PROCEEDING OR CIVIL ACTION TO BE BROUGHT BY THE STATE BOARD OF ELECTIONS
CHIEF ENFORCEMENT COUNSEL.
(B) ANY PERSON WHO, ACTING AS OR ON BEHALF OF AN OFFICEHOLDER, CANDI-
DATE, OR POLITICAL COMMITTEE, ACCEPTS A CONTRIBUTION IN CONTRAVENTION OF
SECTION 14-131 OF THIS ARTICLE SHALL BE REQUIRED TO REFUND SUCH CONTRIB-
UTION.
§ 3. This act shall take effect on the one hundred eightieth day after
it shall have become a law.