S T A T E O F N E W Y O R K
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11163
I N A S S E M B L Y
December 4, 2020
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Introduced by COMMITTEE ON RULES -- (at request of M. of A. Johns) --
read once and referred to the Committee on Election Law
AN ACT to amend the election law, in relation to establishing the gener-
al election campaign financing opt-in system to provide public funds
to certain candidates
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. The election law is amended by adding a new section
14-204-a to read as follows:
§ 14-204-A. GENERAL ELECTION CAMPAIGN FINANCING OPT-IN SYSTEM. 1. IN
ANY GENERAL ELECTION FOR STATE SENATOR OR MEMBER OF THE ASSEMBLY, A
PARTICIPATING CANDIDATE AND THEIR AUTHORIZED COMMITTEE MAY CHOOSE TO
PARTICIPATE IN THE GENERAL ELECTION CAMPAIGN FINANCING OPT-IN SYSTEM
(OPT-IN SYSTEM). SUCH OPT-IN SYSTEM SHALL BE ESTABLISHED IN A FORM AND
MANNER TO BE DETERMINED BY THE STATE BOARD OF ELECTIONS AND SHALL
CONSIST OF STATE PUBLIC FUNDS TO BE PROVIDED TO PARTICIPATING CANDIDATES
WHO CHOOSE TO TAKE PART IN SUCH OPT-IN SYSTEM IN THE AMOUNT OF TWO
HUNDRED THOUSAND DOLLARS FOR STATE SENATOR CANDIDATES AND ONE HUNDRED
THOUSAND DOLLARS FOR ASSEMBLY MEMBER CANDIDATES, PROVIDED THAT SUCH
CANDIDATES ARE CANDIDATES OF THE POLITICAL PARTY THAT RECEIVED THE HIGH-
EST OR SECOND HIGHEST NUMBER OF VOTES IN THE LAST PRECEDING ELECTION FOR
THE SAME OFFICE.
2. IF A PARTICIPATING CANDIDATE SHALL CHOOSE TO TAKE PART IN THE OPT-
IN SYSTEM AND RECEIVE PUBLIC FUNDS PURSUANT TO THIS SECTION, SUCH
PARTICIPATING CANDIDATE'S AUTHORIZED COMMITTEE SHALL NOT BE PERMITTED TO
RECEIVE ANY PRIVATE, CORPORATE OR SPECIAL INTEREST FUNDS AND SHALL BE
LIMITED ONLY TO THE FUNDS PROVIDED THROUGH THE OPT-IN SYSTEM TO PAY FOR
QUALIFIED CAMPAIGN EXPENSES.
3. (A) PUBLIC FUNDS PROVIDED TO A PARTICIPATING CANDIDATE THROUGH THE
OPT-IN SYSTEM SHALL ONLY BE USED BY A PARTICIPATING CANDIDATE'S AUTHOR-
IZED COMMITTEE FOR QUALIFIED CAMPAIGN EXPENDITURES, WHICH SHALL BE
EXPENDITURES USED TO FURTHER THE PARTICIPATING CANDIDATE'S NOMINATION
FOR ELECTION OR RE-ELECTION, INCLUDING PAYING FOR DEBTS INCURRED WITHIN
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD17315-01-0
A. 11163 2
ONE YEAR PRIOR TO AN ELECTION TO FURTHER THE PARTICIPATING CANDIDATE'S
NOMINATION FOR ELECTION OR RE-ELECTION.
(B) SUCH PUBLIC FUNDS PROVIDED THROUGH THE OPT-IN SYSTEM SHALL NOT BE
USED FOR:
(I) AN EXPENDITURE IN VIOLATION OF ANY LAW;
(II) AN EXPENDITURE IN EXCESS OF THE FAIR MARKET VALUE OF SERVICES,
MATERIALS, FACILITIES, OR OTHER THINGS OF VALUE RECEIVED IN EXCHANGE;
(III) AN EXPENDITURE MADE AFTER THE CANDIDATE HAS BEEN FINALLY
DISQUALIFIED FROM THE BALLOT;
(IV) AN EXPENDITURE MADE AFTER THE ONLY REMAINING OPPONENT OF THE
CANDIDATE HAS BEEN FINALLY DISQUALIFIED FROM THE GENERAL ELECTION
BALLOT;
(V) AN EXPENDITURE MADE BY CASH PAYMENT;
(VI) A CONTRIBUTION OR LOAN OR TRANSFER MADE TO OR EXPENDITURE TO
SUPPORT ANOTHER CANDIDATE OR POLITICAL COMMITTEE OR PARTY COMMITTEE OR
CONSTITUTED COMMITTEE;
(VII) AN EXPENDITURE TO SUPPORT OR OPPOSE A CANDIDATE FOR AN OFFICE
OTHER THAN THAT WHICH THE PARTICIPATING CANDIDATE SEEKS;
(VIII) GIFTS, EXCEPT BROCHURES, BUTTONS, SIGNS, TEE SHIRTS AND OTHER
PRINTED CAMPAIGN MATERIAL;
(IX) LEGAL FEES TO DEFEND AGAINST A CRIMINAL CHARGE;
(X) ANY EXPENDITURE MADE TO CHALLENGE THE VALIDITY OF ANY PETITION OF
DESIGNATION OR NOMINATION OR ANY CERTIFICATE OF NOMINATION, ACCEPTANCE,
AUTHORIZATION, DECLINATION, OR SUBSTITUTION;
(XI) PAYMENTS MADE TO THE CANDIDATE OR A SPOUSE, DOMESTIC PARTNER,
CHILD, GRANDCHILD, PARENT, GRANDPARENT, BROTHER OR SISTER OF THE CANDI-
DATE OR SPOUSE OR DOMESTIC PARTNER OF SUCH CHILD, GRANDCHILD, PARENT,
GRANDPARENT, BROTHER OR SISTER, OR TO A BUSINESS ENTITY IN WHICH THE
CANDIDATE OR ANY SUCH PERSON HAS A TEN PERCENT OR GREATER OWNERSHIP
INTEREST;
(XII) AN EXPENDITURE MADE PRIMARILY FOR THE PURPOSE OF EXPRESSLY ADVO-
CATING A VOTE FOR OR AGAINST A BALLOT PROPOSAL, OTHER THAN EXPENDITURES
MADE ALSO TO FURTHER THE PARTICIPATING CANDIDATE'S NOMINATION FOR
ELECTION OR RE-ELECTION;
(XIII) PAYMENT OF ANY SETTLEMENT, PENALTY OR FINE IMPOSED PURSUANT TO
FEDERAL, STATE OR LOCAL LAW;
(XIV) PAYMENTS MADE THROUGH ADVANCES, EXCEPT IN THE CASE OF INDIVIDUAL
PURCHASES LESS THAN TWO HUNDRED FIFTY DOLLARS; OR
(XV) EXPENDITURES TO FACILITATE, SUPPORT, OR OTHERWISE ASSIST IN THE
EXECUTION OR PERFORMANCE OF THE DUTIES OF PUBLIC OFFICE.
4. THERE SHALL BE NO MATCHING OF PUBLIC FUNDS IF A PARTICIPATING
CANDIDATE CHOOSES TO TAKE PART IN THE OPT-IN SYSTEM AND RECEIVE PUBLIC
FUNDS FOR THE GENERAL ELECTION PURSUANT TO THIS SECTION.
5. IF A PARTICIPATING CANDIDATE CHOOSES TO TAKE PART IN THE OPT-IN
SYSTEM AND FACES NO OPPOSITION IN THE GENERAL ELECTION, THEN NO PUBLIC
FUNDS SHALL BE DISTRIBUTED TO SUCH PARTICIPATING CANDIDATE THROUGH THE
OPT-IN SYSTEM.
6. IF ONE OR NO PARTICIPATING CANDIDATES ARE CANDIDATES OF THE PARTY
THAT RECEIVED THE HIGHEST OR SECOND HIGHEST NUMBER OF VOTES IN THE LAST
PRECEDING ELECTION FOR THE SAME OFFICE, THEN PARTICIPATING CANDIDATES
FROM THE POLITICAL PARTIES THAT RECEIVED THE THIRD AND FOURTH HIGHEST
NUMBER OF VOTES IN THE LAST PRECEDING ELECTION FOR THE SAME OFFICE SHALL
BE ELIGIBLE TO TAKE PART IN THE OPT-IN SYSTEM.
7. IF A PARTICIPATING CANDIDATE RUNNING FOR STATE SENATOR OR MEMBER OF
THE ASSEMBLY SHALL CHOOSE NOT TO TAKE PART IN THE OPT-IN SYSTEM FOR THE
GENERAL ELECTION PURSUANT TO THIS SECTION, THEN SUCH CANDIDATE SHALL BE
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RESPONSIBLE FOR AND ELIGIBLE TO RAISE AND RECEIVE FUNDS FOR HIS OR HER
CAMPAIGN AS NECESSARY INCLUDING RECEIVING PRIVATE, CORPORATE OR SPECIAL
INTEREST FUNDS, BUT SHALL NOT BE ELIGIBLE FOR MATCHING OF PUBLIC FUNDS
AS DESCRIBED PURSUANT TO SECTION 14-204 OF THIS TITLE.
§ 2. Subdivision 2 of section 14-204 of the election law, as added by
section 4 of part ZZZ of chapter 58 of the laws of 2020, is amended and
a new subdivision 2-a is added to read as follows:
2. In any general or special election, receipt of public funds by a
participating candidate's authorized committees shall not exceed:
(a) for Governor and Lieutenant Governor (combined) $3,500,000
(b) for Attorney General $3,500,000
(c) for Comptroller $3,500,000
[(d) for State Senator $375,000
(e) for Member of the Assembly $175,000]
2-A. IN ANY GENERAL OR SPECIAL ELECTION FOR STATE SENATOR OR MEMBER OF
THE ASSEMBLY, PARTICIPATING CANDIDATES SHALL BE SUBJECT TO THE PUBLIC
FINANCING LIMITS SET FORTH IN SECTION 14-204-A OF THIS TITLE.
§ 3. This act shall take effect on the same date and in the same
manner as section 4 of part ZZZ of chapter 58 of the laws of 2020, takes
effect.