A. 1487 2
(I) FOR UP TO FOUR YEARS, TO COMPETE FOR AND, WHERE AWARDED, TO
PERFORM CERTAIN AUTHORITY PUBLIC WORK CONTRACTS TO BE DESIGNATED BY THE
AUTHORITY FOR INCLUSION IN THIS PROGRAM UNDER THIS SUBPARAGRAPH, WITH
THE ASSISTANCE OF AN AUTHORITY-PROVIDED MENTOR, WHICH SHALL BE A FIRM
COMPETITIVELY SELECTED BY THE AUTHORITY THAT HAS EXTENSIVE CONSTRUCTION
MANAGEMENT AND MENTORING EXPERIENCE, WITH THE MENTOR TO PROVIDE THE
SMALL BUSINESS WITH ADVICE AND ASSISTANCE IN COMPETING FOR AND MANAGING
AUTHORITY PUBLIC WORK CONTRACTS; AND
(II) FOR A SMALL BUSINESS MENTORING PROGRAM PARTICIPANT WHICH THE
AUTHORITY HAS DETERMINED HAS SUCCESSFULLY COMPLETED THE PROGRAM UNDER
SUBPARAGRAPH (I) OF THIS PARAGRAPH, FOR UP TO FOUR ADDITIONAL YEARS, (A)
ADDITIONAL OPPORTUNITIES TO COMPETE WITH OTHER DESIGNATED SMALL BUSI-
NESSES IN THE PROGRAM FOR CERTAIN PUBLIC WORK CONTRACTS TO BE DESIGNATED
FOR INCLUSION UNDER THIS SUBPARAGRAPH AND, WHERE AWARDED, TO PERFORM
SUCH AUTHORITY PUBLIC WORK CONTRACTS, WITH THE FURTHER ASSISTANCE OF AN
AUTHORITY-PROVIDED MENTOR, WHICH SHALL BE A FIRM COMPETITIVELY SELECTED
BY THE AUTHORITY THAT HAS EXTENSIVE CONSTRUCTION MANAGEMENT AND MENTOR-
ING EXPERIENCE, WITH THE MENTOR TO PROVIDE THE SMALL BUSINESS WITH
ADVICE AND TECHNICAL ASSISTANCE IN COMPETING FOR AND MANAGING AUTHORITY
PUBLIC WORK CONTRACTS, AND (B) AUTHORITY-PROVIDED ASSISTANCE, AS DETER-
MINED BY THE AUTHORITY, FOR SUCH A SMALL BUSINESS TO OBTAIN BONDING FOR
PUBLIC WORK CONTRACTS THAT ARE COMPETITIVELY AWARDED PURSUANT TO
PROVISIONS OF LAW OTHER THAN THIS SECTION; AND
(C) "SMALL BUSINESS MENTORING PROGRAM CONTRACT" MEANS A NON-FEDERALLY
FUNDED AUTHORITY PUBLIC WORK CONTRACT DESIGNATED BY THE AUTHORITY, IN AN
ESTIMATED AMOUNT OF NOT MORE THAN ONE MILLION DOLLARS FOR CONTRACTS
UNDER SUBPARAGRAPH (I) OF PARAGRAPH (B) OF THIS SUBDIVISION AND THREE
MILLION DOLLARS FOR CONTRACTS UNDER SUBPARAGRAPH (II) OF PARAGRAPH (B)
OF THIS SUBDIVISION, FOR WHICH BIDS OR PROPOSALS ARE TO BE INVITED AND
ACCEPTED ONLY FROM BUSINESSES THAT ARE ENROLLED IN THE SMALL BUSINESS
MENTORING PROGRAM AND HAVE BEEN SELECTED BY THE AUTHORITY TO COMPETE FOR
THE CONTRACT.
2. SMALL BUSINESS MENTORING PROGRAM. (A) PURSUANT TO THIS SECTION, THE
AUTHORITY SHALL ESTABLISH A SMALL BUSINESS MENTORING PROGRAM. IN
CONNECTION THEREWITH, THE AUTHORITY MAY DETERMINE THE CRITERIA PURSUANT
TO WHICH A SMALL BUSINESS SHALL BE ELIGIBLE FOR AND SELECTED TO PARTIC-
IPATE IN THE PROGRAM UNDER SUBPARAGRAPHS (I) AND (II) OF PARAGRAPH (B)
OF SUBDIVISION ONE OF THIS SECTION, THE NUMBER OF PARTICIPANTS TO
PARTICIPATE IN EACH SUCH COMPONENT OF THE PROGRAM, THE CRITERIA FOR THE
COMPETITIVE SELECTION OF THE FIRMS THAT WILL PROVIDE SMALL BUSINESSES
WITH MENTORING SERVICES, THE ASSIGNMENT OF A MENTOR TO A SPECIFIC SMALL
BUSINESS IN THE SMALL BUSINESS MENTORING PROGRAM, AND THE FUNDING FOR
THE PROGRAM.
(B) UNDER THE SMALL BUSINESS MENTORING PROGRAM, THE AUTHORITY IS
AUTHORIZED, NOTWITHSTANDING ANY OTHER PROVISION OF LAW:
(I) TO DESIGNATE WHICH ELIGIBLE PUBLIC WORK CONTRACTS SHALL BE SMALL
BUSINESS MENTORING PROGRAM CONTRACTS UNDER SUBPARAGRAPHS (I) AND (II) OF
PARAGRAPH (B) OF SUBDIVISION ONE OF THIS SECTION, RESPECTIVELY;
(II) TO ESTABLISH STANDARDS FOR QUALIFYING SMALL BUSINESS MENTORING
PROGRAM PARTICIPANTS TO COMPETE FOR A SMALL BUSINESS MENTORING PROGRAM
CONTRACT, PROVIDED THAT NO LESS THAN THREE QUALIFIED SMALL BUSINESSES IN
THE PROGRAM MUST SUBMIT RESPONSIVE OFFERS TO PERFORM THE CONTRACT;
(III) TO DETERMINE WHEN BIDS OR PROPOSALS FOR A SMALL BUSINESS MENTOR-
ING PROGRAM CONTRACT SHOULD BE RESTRICTED TO SMALL BUSINESS MENTORING
PROGRAM PARTICIPANTS WHICH, PRIOR TO THE RECEIPT OF BIDS OR PROPOSALS,
HAVE BEEN QUALIFIED BY THE AUTHORITY FOR SUCH COMPETITION;
A. 1487 3
(IV) TO COMPETITIVELY SELECT, DESIGNATE AND CONTRACT WITH ONE OR MORE
EXPERIENCED CONSTRUCTION MANAGEMENT FIRMS THAT, UNDER THE GENERAL SUPER-
VISION OF THE AUTHORITY, WILL PROVIDE MENTORING SERVICES TO THE SMALL
BUSINESSES PARTICIPATING IN THE SMALL BUSINESS MENTORING PROGRAM, AND TO
ASSIGN SUCH MENTORS ONE OR MORE DESIGNATED SMALL BUSINESSES PARTICIPAT-
ING IN THE PROGRAM;
(V) FOR SMALL BUSINESS MENTORING PROGRAM CONTRACTS, EXCEPT AS SET
FORTH HEREIN, TO WAIVE REQUIREMENTS FOR THE SOLICITATION AND AWARD OF A
PUBLIC WORK CONTRACT PURSUANT TO SECTIONS TWELVE HUNDRED NINE, TWELVE
HUNDRED SIXTY-FIVE-A AND TWENTY-EIGHT HUNDRED SEVENTY-NINE OF THIS CHAP-
TER AND ANY OTHER PROVISION OF LAW;
(VI) TO ASSIST ONLY SMALL BUSINESS MENTORING PROGRAM PARTICIPANTS THAT
HAVE BEEN AWARDED SMALL BUSINESS MENTORING PROGRAM CONTRACTS TO OBTAIN
ANY SURETY BOND OR CONTRACT OF INSURANCE REQUIRED OF THEM IN CONNECTION
WITH SUCH CONTRACT ONLY NOTWITHSTANDING ANY PROVISION OF SECTION TWO
THOUSAND FIVE HUNDRED FOUR OF THE INSURANCE LAW TO THE CONTRARY; AND
(VII) FOR SMALL BUSINESSES THAT HAVE BEEN ACCEPTED INTO THE SMALL
BUSINESS MENTORING PROGRAM UNDER SUBPARAGRAPH (II) OF PARAGRAPH (B) OF
SUBDIVISION ONE OF THIS SECTION, IN ADDITION TO THE BENEFITS OF SUCH
PROGRAM AND NOTWITHSTANDING ANY OTHER PROVISION OF LAW, TO PROVIDE TECH-
NICAL ASSISTANCE IN OBTAINING BID, PAYMENT AND PERFORMANCE BONDING FOR
AUTHORITY PUBLIC WORK CONTRACTS THAT ARE NOT SMALL BUSINESS MENTORING
PROGRAM CONTRACTS, FOR WHICH THE SMALL BUSINESS IS OTHERWISE QUALIFIED.
(C) UNDER THE SMALL BUSINESS MENTORING PROGRAM, THE AUTHORITY SHALL,
NOTWITHSTANDING ANY OTHER PROVISION OF LAW:
(I) REQUIRE THAT THIRTY PERCENT OF ALL NEW YORK STATE FUNDED CONTRACTS
OVER ONE HUNDRED THOUSAND DOLLARS BE AWARDED TO MINORITY AND WOMEN-OWNED
BUSINESSES;
(II) REQUIRE THAT EIGHTEEN PERCENT OF ALL FEDERAL TRANSIT ADMINIS-
TRATION FUNDED CONTRACTS BE AWARDED TO DISADVANTAGED BUSINESS ENTER-
PRISES;
(III) REQUIRE THAT SIX PERCENT OF ALL NEW YORK STATE FUNDED CONTRACTS
BE AWARDED TO SERVICE DISABLED VETERAN-OWNED BUSINESSES;
(IV) PROVIDE A THIRTEEN-WEEK CLASS AT NO COST FOR TRAINING ON
CONSTRUCTION AND BUSINESS DEVELOPMENT;
(V) DEVELOP AND IMPLEMENT A SMALL BUSINESS LOAN PROGRAM WHERE FIRMS
ARE ELIGIBLE TO OBTAIN LOANS UP TO NINE HUNDRED THOUSAND DOLLARS PER
CONTRACT; AND
(VI) DEVELOP AND IMPLEMENT A PROGRAM FOR PROVIDING FREE BUSINESS
PLANS, LEGAL ADVICE, FINANCIAL GUIDANCE, AND ADMINISTRATIVE AND BACK-
OFFICE SUPPORT FOR SMALL BUSINESSES PARTICIPATING IN THE PROGRAM.
3. WITHDRAWAL OF DESIGNATION OF SMALL BUSINESS MENTORING PROGRAM
CONTRACTS. (A) IF THE TOTAL NUMBER OF QUALIFIED SMALL BUSINESS MENTORING
PROGRAM PARTICIPANTS THAT RESPOND TO A COMPETITION AND ARE CONSIDERED
CAPABLE OF MEETING THE SPECIFICATIONS AND TERMS OF THE INVITATION TO
COMPETE IS LESS THAN THREE, OR IF THE AUTHORITY DETERMINES THAT ACCEPT-
ANCE OF THE BEST OFFER WILL RESULT IN THE PAYMENT OF AN UNREASONABLE
PRICE, THE AUTHORITY MAY REJECT ALL OFFERS AND WITHDRAW THE DESIGNATION
OF THE CONTRACT AS A SMALL BUSINESS MENTORING PROGRAM CONTRACT.
(B) IF THE AUTHORITY WITHDRAWS THE DESIGNATION OF A CONTRACT AS A
SMALL BUSINESS MENTORING PROGRAM CONTRACT, THE FIRMS, IF ANY, THAT MADE
OFFERS SHALL BE NOTIFIED. INVITATIONS TO COMPETE CONTAINING THE SAME OR
REWRITTEN SPECIFICATIONS AND TERMS SHALL THEN BE RE-ISSUED AS A SMALL
BUSINESS MENTORING PROGRAM CONTRACT FOR ONE OR MORE ADDITIONAL CONTRACT
PERIODS.
A. 1487 4
4. CONSTRUCTION MANAGER MENTORS. A MENTOR SHALL PROVIDE SERVICES AND
ASSISTANCE TO A SMALL BUSINESS AS DESIGNATED BY THE AUTHORITY, WHICH MAY
INCLUDE THE FOLLOWING: (A) PROVIDE BUSINESS TRAINING IN THE SKILLS
NECESSARY TO OPERATE A SUCCESSFUL CONSTRUCTION BUSINESS AND TO COMPETE
FOR AND PERFORM A PUBLIC WORK CONTRACT;
(B) PROVIDE TECHNICAL ASSISTANCE TO THE SMALL BUSINESS TO ASSESS THE
OUTCOME IF THE SMALL BUSINESS COMPETES FOR BUT IS NOT AWARDED A
CONTRACT;
(C) IF THE SMALL BUSINESS MENTORING PROGRAM CONTRACT IS AWARDED TO THE
SMALL BUSINESS, PROVIDE GUIDANCE, ADVICE AND TECHNICAL ASSISTANCE TO THE
SMALL BUSINESS IN THE PERFORMANCE OF THE CONTRACT; AND
(D) PROVIDE OTHER TECHNICAL ASSISTANCE TO THE SMALL BUSINESS TO FACIL-
ITATE LEARNING, TRAINING AND OTHER ISSUES WHICH MAY ARISE.
5. AGGREGATE AMOUNT. THE SMALL BUSINESS MENTORING PROGRAM CONTRACTS
AUTHORIZED BY THIS SECTION SHALL, FOR THE INITIAL YEAR OF THE PROGRAM,
BE IN AN AGGREGATE AMOUNT OF NOT LESS THAN TEN MILLION DOLLARS, AND
SHALL NOT EXCEED ONE HUNDRED MILLION DOLLARS, WITH THE MAXIMUM AMOUNT IN
FUTURE YEARS TO BE SET BY THE AUTHORITY.
§ 2. The executive law is amended by adding a new section 204 to read
as follows:
§ 204. OFFICE OF GENERAL SERVICES SMALL BUSINESS MENTORING PROGRAM. 1.
DEFINITIONS. AS USED IN THIS SECTION, UNLESS THE CONTEXT REQUIRES OTHER-
WISE:
(A) "SMALL BUSINESS" MEANS A BUSINESS IN THE CONSTRUCTION TRADES WHICH
(I) IS INDEPENDENTLY OWNED AND OPERATED; (II) HAS ANNUAL REVENUES NOT
EXCEEDING A FISCAL LIMITATION OF FIVE MILLION DOLLARS OR SUCH LESSER
AMOUNT AS ESTABLISHED BY THE OFFICE OF GENERAL SERVICES PURSUANT TO
THESE PROVISIONS; AND (III) MEETS ADDITIONAL CRITERIA AS OTHERWISE
ESTABLISHED BY THE OFFICE OF GENERAL SERVICES. THE OFFICE OF GENERAL
SERVICES SHALL ESTABLISH A DETAILED DEFINITION IN GENERAL AND SPECIFIC
TO DIFFERENT SEGMENTS OF THE CONSTRUCTION INDUSTRY TO THE EXTENT NECES-
SARY TO REFLECT DIFFERING CHARACTERISTICS OF SUCH SEGMENTS BASED ON THE
CRITERIA USED BY THE UNITED STATES SMALL BUSINESS ADMINISTRATION FOR
LOANS TO SMALL BUSINESSES AS SET FORTH IN SECTIONS 121.301 THROUGH
121.305, OR FOR AWARDING GOVERNMENT PROCUREMENTS AS SET FORTH IN
SECTIONS 121.401 THROUGH 121.413, OF SUBPART A OF PART 121 OF CHAPTER I
OF TITLE 13 OF THE CODE OF FEDERAL REGULATIONS AS AMENDED, AND SUCH
OTHER CRITERIA AS DETERMINED BY THE OFFICE OF GENERAL SERVICES;
(B) "SMALL BUSINESS MENTORING PROGRAM" IS A PROGRAM ESTABLISHED BY THE
OFFICE OF GENERAL SERVICES PURSUANT TO THIS SECTION TO PROVIDE SMALL
BUSINESSES ACCEPTED INTO THE PROGRAM WITH THE OPPORTUNITY:
(I) FOR UP TO FOUR YEARS, TO COMPETE FOR AND, WHERE AWARDED, TO
PERFORM CERTAIN OFFICE OF GENERAL SERVICES PUBLIC WORK CONTRACTS TO BE
DESIGNATED BY THE OFFICE OF GENERAL SERVICES FOR INCLUSION IN THIS
PROGRAM UNDER THIS SUBPARAGRAPH, WITH THE ASSISTANCE OF AN OFFICE OF
GENERAL SERVICES-PROVIDED MENTOR, WHICH SHALL BE A FIRM COMPETITIVELY
SELECTED BY THE OFFICE OF GENERAL SERVICES THAT HAS EXTENSIVE
CONSTRUCTION MANAGEMENT AND MENTORING EXPERIENCE, WITH THE MENTOR TO
PROVIDE THE SMALL BUSINESS WITH ADVICE AND ASSISTANCE IN COMPETING FOR
AND MANAGING OFFICE OF GENERAL SERVICES PUBLIC WORK CONTRACTS; AND
(II) FOR A SMALL BUSINESS MENTORING PROGRAM PARTICIPANT WHICH THE
OFFICE OF GENERAL SERVICES HAS DETERMINED HAS SUCCESSFULLY COMPLETED THE
PROGRAM UNDER SUBPARAGRAPH (I) OF THIS PARAGRAPH, FOR UP TO FOUR ADDI-
TIONAL YEARS, (A) ADDITIONAL OPPORTUNITIES TO COMPETE WITH OTHER DESIG-
NATED SMALL BUSINESSES IN THE PROGRAM FOR CERTAIN PUBLIC WORK CONTRACTS
TO BE DESIGNATED FOR INCLUSION UNDER THIS SUBPARAGRAPH AND, WHERE
A. 1487 5
AWARDED, TO PERFORM SUCH OFFICE OF GENERAL SERVICES PUBLIC WORK
CONTRACTS, WITH THE FURTHER ASSISTANCE OF AN OFFICE OF GENERAL SERVIC-
ES-PROVIDED MENTOR, WHICH SHALL BE A FIRM COMPETITIVELY SELECTED BY THE
OFFICE OF GENERAL SERVICES THAT HAS EXTENSIVE CONSTRUCTION MANAGEMENT
AND MENTORING EXPERIENCE, WITH THE MENTOR TO PROVIDE THE SMALL BUSINESS
WITH ADVICE AND TECHNICAL ASSISTANCE IN COMPETING FOR AND MANAGING
OFFICE OF GENERAL SERVICES PUBLIC WORK CONTRACTS, AND (B) OFFICE OF
GENERAL SERVICES-PROVIDED ASSISTANCE, AS DETERMINED BY THE OFFICE OF
GENERAL SERVICES, FOR SUCH A SMALL BUSINESS TO OBTAIN BONDING FOR PUBLIC
WORK CONTRACTS THAT ARE COMPETITIVELY AWARDED PURSUANT TO PROVISIONS OF
LAW OTHER THAN THIS SECTION;
(C) "SMALL BUSINESS MENTORING PROGRAM CONTRACT" MEANS A NON-FEDERALLY
FUNDED OFFICE OF GENERAL SERVICES PUBLIC WORK CONTRACT DESIGNATED BY THE
OFFICE OF GENERAL SERVICES, IN AN ESTIMATED AMOUNT OF NOT MORE THAN ONE
MILLION DOLLARS FOR CONTRACTS UNDER SUBPARAGRAPH (I) OF PARAGRAPH (B) OF
THIS SUBDIVISION AND THREE MILLION DOLLARS FOR CONTRACTS UNDER SUBPARA-
GRAPH (II) OF PARAGRAPH (B) OF THIS SUBDIVISION, FOR WHICH BIDS OR
PROPOSALS ARE TO BE INVITED AND ACCEPTED ONLY FROM BUSINESSES THAT ARE
ENROLLED IN THE SMALL BUSINESS MENTORING PROGRAM AND HAVE BEEN SELECTED
BY THE OFFICE OF GENERAL SERVICES TO COMPETE FOR THE CONTRACT.
2. SMALL BUSINESS MENTORING PROGRAM. (A) PURSUANT TO THIS SECTION, THE
OFFICE OF GENERAL SERVICES SHALL ESTABLISH A SMALL BUSINESS MENTORING
PROGRAM. IN CONNECTION THEREWITH, THE OFFICE OF GENERAL SERVICES MAY
DETERMINE THE CRITERIA PURSUANT TO WHICH A SMALL BUSINESS SHALL BE
ELIGIBLE FOR AND SELECTED TO PARTICIPATE IN THE PROGRAM UNDER SUBPARA-
GRAPHS (I) AND (II) OF PARAGRAPH (B) OF SUBDIVISION ONE OF THIS SECTION,
THE NUMBER OF PARTICIPANTS TO PARTICIPATE IN EACH SUCH COMPONENT OF THE
PROGRAM, THE CRITERIA FOR THE COMPETITIVE SELECTION OF THE FIRMS THAT
WILL PROVIDE SMALL BUSINESSES WITH MENTORING SERVICES, THE ASSIGNMENT OF
A MENTOR TO A SPECIFIC SMALL BUSINESS IN THE SMALL BUSINESS MENTORING
PROGRAM, AND THE FUNDING FOR THE PROGRAM.
(B) UNDER THE SMALL BUSINESS MENTORING PROGRAM, THE OFFICE OF GENERAL
SERVICES IS AUTHORIZED, NOTWITHSTANDING ANY OTHER PROVISION OF LAW:
(I) TO DESIGNATE WHICH ELIGIBLE PUBLIC WORK CONTRACTS SHALL BE SMALL
BUSINESS MENTORING PROGRAM CONTRACTS UNDER SUBPARAGRAPHS (I) AND (II) OF
PARAGRAPH (B) OF SUBDIVISION ONE OF THIS SECTION, RESPECTIVELY;
(II) TO ESTABLISH STANDARDS FOR QUALIFYING SMALL BUSINESS MENTORING
PROGRAM PARTICIPANTS TO COMPETE FOR A SMALL BUSINESS MENTORING PROGRAM
CONTRACT, PROVIDED THAT NO LESS THAN THREE QUALIFIED SMALL BUSINESSES IN
THE PROGRAM MUST SUBMIT RESPONSIVE OFFERS TO PERFORM THE CONTRACT;
(III) TO DETERMINE WHEN BIDS OR PROPOSALS FOR A SMALL BUSINESS MENTOR-
ING PROGRAM CONTRACT SHOULD BE RESTRICTED TO SMALL BUSINESS MENTORING
PROGRAM PARTICIPANTS WHICH, PRIOR TO THE RECEIPT OF BIDS OR PROPOSALS,
HAVE BEEN QUALIFIED BY THE OFFICE OF GENERAL SERVICES FOR SUCH COMPETI-
TION;
(IV) TO COMPETITIVELY SELECT, DESIGNATE AND CONTRACT WITH ONE OR MORE
EXPERIENCED CONSTRUCTION MANAGEMENT FIRMS THAT, UNDER THE GENERAL SUPER-
VISION OF THE OFFICE OF GENERAL SERVICES, WILL PROVIDE MENTORING
SERVICES TO THE SMALL BUSINESSES PARTICIPATING IN THE SMALL BUSINESS
MENTORING PROGRAM, AND TO ASSIGN SUCH MENTORS ONE OR MORE DESIGNATED
SMALL BUSINESSES PARTICIPATING IN THE PROGRAM;
(V) FOR SMALL BUSINESS MENTORING PROGRAM CONTRACTS, EXCEPT AS SET
FORTH HEREIN, TO WAIVE REQUIREMENTS FOR THE SOLICITATION AND AWARD OF A
PUBLIC WORK CONTRACT PURSUANT TO SECTIONS TWELVE HUNDRED NINE, TWELVE
HUNDRED SIXTY-FIVE-A AND TWENTY-EIGHT HUNDRED SEVENTY-NINE OF THE PUBLIC
AUTHORITIES LAW AND ANY OTHER PROVISION OF LAW;
A. 1487 6
(VI) TO ASSIST ONLY SMALL BUSINESS MENTORING PROGRAM PARTICIPANTS THAT
HAVE BEEN AWARDED SMALL BUSINESS MENTORING PROGRAM CONTRACTS TO OBTAIN
ANY SURETY BOND OR CONTRACT OF INSURANCE REQUIRED OF THEM IN CONNECTION
WITH SUCH CONTRACT ONLY NOTWITHSTANDING ANY PROVISION OF SECTION TWO
THOUSAND FIVE HUNDRED FOUR OF THE INSURANCE LAW TO THE CONTRARY; AND
(VII) FOR SMALL BUSINESSES THAT HAVE BEEN ACCEPTED INTO THE SMALL
BUSINESS MENTORING PROGRAM UNDER SUBPARAGRAPH (II) OF PARAGRAPH (B) OF
SUBDIVISION ONE OF THIS SECTION, IN ADDITION TO THE BENEFITS OF SUCH
PROGRAM AND NOTWITHSTANDING ANY OTHER PROVISION OF LAW, TO PROVIDE TECH-
NICAL ASSISTANCE IN OBTAINING BID, PAYMENT AND PERFORMANCE BONDING FOR
OFFICE OF GENERAL SERVICES PUBLIC WORK CONTRACTS THAT ARE NOT SMALL
BUSINESS MENTORING PROGRAM CONTRACTS, FOR WHICH THE SMALL BUSINESS IS
OTHERWISE QUALIFIED.
(C) UNDER THE SMALL BUSINESS MENTORING PROGRAM, THE OFFICE OF GENERAL
SERVICES SHALL, NOTWITHSTANDING ANY OTHER PROVISION OF LAW:
(I) REQUIRE THAT THIRTY PERCENT OF ALL NEW YORK STATE FUNDED CONTRACTS
OVER ONE HUNDRED THOUSAND DOLLARS BE AWARDED TO MINORITY AND WOMEN-OWNED
BUSINESSES;
(II) REQUIRE THAT EIGHTEEN PERCENT OF ALL FEDERAL TRANSIT ADMINIS-
TRATION FUNDED CONTRACTS BE AWARDED TO DISADVANTAGED BUSINESS ENTER-
PRISES;
(III) REQUIRE THAT SIX PERCENT OF ALL NEW YORK STATE FUNDED CONTRACTS
BE AWARDED TO SERVICE DISABLED VETERAN-OWNED BUSINESSES;
(IV) PROVIDE A THIRTEEN-WEEK CLASS AT NO COST FOR TRAINING ON
CONSTRUCTION AND BUSINESS DEVELOPMENT;
(V) DEVELOP AND IMPLEMENT A SMALL BUSINESS LOAN PROGRAM WHERE FIRMS
ARE ELIGIBLE TO OBTAIN LOANS UP TO NINE HUNDRED THOUSAND DOLLARS PER
CONTRACT; AND
(VI) DEVELOP AND IMPLEMENT A PROGRAM FOR PROVIDING FREE BUSINESS
PLANS, LEGAL ADVICE, FINANCIAL GUIDANCE, AND ADMINISTRATIVE AND BACK-
OFFICE FOR SUPPORT SMALL BUSINESSES PARTICIPATING IN THE PROGRAM.
3. WITHDRAWAL OF DESIGNATION OF SMALL BUSINESS MENTORING PROGRAM
CONTRACTS. (A) IF THE TOTAL NUMBER OF QUALIFIED SMALL BUSINESS MENTORING
PROGRAM PARTICIPANTS THAT RESPOND TO A COMPETITION AND ARE CONSIDERED
CAPABLE OF MEETING THE SPECIFICATIONS AND TERMS OF THE INVITATION TO
COMPETE IS LESS THAN THREE, OR IF THE OFFICE OF GENERAL SERVICES DETER-
MINES THAT ACCEPTANCE OF THE BEST OFFER WILL RESULT IN THE PAYMENT OF AN
UNREASONABLE PRICE, THE OFFICE OF GENERAL SERVICES MAY REJECT ALL OFFERS
AND WITHDRAW THE DESIGNATION OF THE CONTRACT AS A SMALL BUSINESS MENTOR-
ING PROGRAM CONTRACT.
(B) IF THE OFFICE OF GENERAL SERVICES WITHDRAWS THE DESIGNATION OF A
CONTRACT AS A SMALL BUSINESS MENTORING PROGRAM CONTRACT, THE FIRMS, IF
ANY, THAT MADE OFFERS SHALL BE NOTIFIED. INVITATIONS TO COMPETE CONTAIN-
ING THE SAME OR REWRITTEN SPECIFICATIONS AND TERMS SHALL THEN BE RE-IS-
SUED AS A SMALL BUSINESS MENTORING PROGRAM CONTRACT FOR ONE OR MORE
ADDITIONAL CONTRACT PERIODS.
4. CONSTRUCTION MANAGER MENTORS. A MENTOR SHALL PROVIDE SERVICES AND
ASSISTANCE TO A SMALL BUSINESS AS DESIGNATED BY THE OFFICE OF GENERAL
SERVICES, WHICH MAY INCLUDE THE FOLLOWING: (A) PROVIDE BUSINESS TRAINING
IN THE SKILLS NECESSARY TO OPERATE A SUCCESSFUL CONSTRUCTION BUSINESS
AND TO COMPETE FOR AND PERFORM A PUBLIC WORK CONTRACT;
(B) PROVIDE TECHNICAL ASSISTANCE TO THE SMALL BUSINESS TO ASSESS THE
OUTCOME IF THE SMALL BUSINESS COMPETES FOR BUT IS NOT AWARDED A
CONTRACT;
A. 1487 7
(C) IF THE SMALL BUSINESS MENTORING PROGRAM CONTRACT IS AWARDED TO THE
SMALL BUSINESS, PROVIDE GUIDANCE, ADVICE AND TECHNICAL ASSISTANCE TO THE
SMALL BUSINESS IN THE PERFORMANCE OF THE CONTRACT; AND
(D) PROVIDE OTHER TECHNICAL ASSISTANCE TO THE SMALL BUSINESS TO FACIL-
ITATE LEARNING, TRAINING AND OTHER ISSUES WHICH MAY ARISE.
5. AGGREGATE AMOUNT. THE SMALL BUSINESS MENTORING PROGRAM CONTRACTS
AUTHORIZED BY THIS SECTION SHALL, FOR THE INITIAL YEAR OF THE PROGRAM,
BE IN AN AGGREGATE AMOUNT OF NOT LESS THAN TEN MILLION DOLLARS, AND
SHALL NOT EXCEED ONE HUNDRED MILLION DOLLARS, WITH THE MAXIMUM AMOUNT IN
FUTURE YEARS TO BE SET BY THE OFFICE OF GENERAL SERVICES.
§ 3. The public health law is amended by adding a new section 411 to
read as follows:
§ 411. DEPARTMENT OF HEALTH SMALL BUSINESS MENTORING PROGRAM. 1.
DEFINITIONS. AS USED IN THIS SECTION, UNLESS THE CONTEXT REQUIRES OTHER-
WISE:
(A) "SMALL BUSINESS" MEANS A BUSINESS IN THE CONSTRUCTION TRADES WHICH
(I) IS INDEPENDENTLY OWNED AND OPERATED; (II) HAS ANNUAL REVENUES NOT
EXCEEDING A FISCAL LIMITATION OF FIVE MILLION DOLLARS OR SUCH LESSER
AMOUNT AS ESTABLISHED BY THE DEPARTMENT PURSUANT TO THESE PROVISIONS;
AND (III) MEETS ADDITIONAL CRITERIA AS OTHERWISE ESTABLISHED BY THE
DEPARTMENT. THE DEPARTMENT SHALL ESTABLISH A DETAILED DEFINITION IN
GENERAL AND SPECIFIC TO DIFFERENT SEGMENTS OF THE CONSTRUCTION INDUSTRY
TO THE EXTENT NECESSARY TO REFLECT DIFFERING CHARACTERISTICS OF SUCH
SEGMENTS BASED ON THE CRITERIA USED BY THE UNITED STATES SMALL BUSINESS
ADMINISTRATION FOR LOANS TO SMALL BUSINESSES AS SET FORTH IN SECTIONS
121.301 THROUGH 121.305, OR FOR AWARDING GOVERNMENT PROCUREMENTS AS SET
FORTH IN SECTIONS 121.401 THROUGH 121.413, OF SUBPART A OF PART 121 OF
CHAPTER I OF TITLE 13 OF THE CODE OF FEDERAL REGULATIONS AS AMENDED, AND
SUCH OTHER CRITERIA AS DETERMINED BY THE DEPARTMENT;
(B) "SMALL BUSINESS MENTORING PROGRAM" IS A PROGRAM ESTABLISHED BY THE
DEPARTMENT PURSUANT TO THESE PROVISIONS TO PROVIDE SMALL BUSINESSES
ACCEPTED INTO THE PROGRAM WITH THE OPPORTUNITY:
(I) FOR UP TO FOUR YEARS, TO COMPETE FOR AND, WHERE AWARDED, TO
PERFORM CERTAIN DEPARTMENT PUBLIC WORK CONTRACTS TO BE DESIGNATED BY THE
DEPARTMENT FOR INCLUSION IN THIS PROGRAM UNDER THIS SUBPARAGRAPH, WITH
THE ASSISTANCE OF A DEPARTMENT-PROVIDED MENTOR, WHICH SHALL BE A FIRM
COMPETITIVELY SELECTED BY THE DEPARTMENT THAT HAS EXTENSIVE CONSTRUCTION
MANAGEMENT AND MENTORING EXPERIENCE, WITH THE MENTOR TO PROVIDE THE
SMALL BUSINESS WITH ADVICE AND ASSISTANCE IN COMPETING FOR AND MANAGING
DEPARTMENT PUBLIC WORK CONTRACTS; AND
(II) FOR A SMALL BUSINESS MENTORING PROGRAM PARTICIPANT WHICH THE
DEPARTMENT HAS DETERMINED HAS SUCCESSFULLY COMPLETED THE PROGRAM UNDER
SUBPARAGRAPH (I) OF THIS PARAGRAPH, FOR UP TO FOUR ADDITIONAL YEARS, (A)
ADDITIONAL OPPORTUNITIES TO COMPETE WITH OTHER DESIGNATED SMALL BUSI-
NESSES IN THE PROGRAM FOR CERTAIN PUBLIC WORK CONTRACTS TO BE DESIGNATED
FOR INCLUSION UNDER THIS SUBPARAGRAPH AND, WHERE AWARDED, TO PERFORM
SUCH DEPARTMENT PUBLIC WORK CONTRACTS, WITH THE FURTHER ASSISTANCE OF A
DEPARTMENT-PROVIDED MENTOR, WHICH SHALL BE A FIRM COMPETITIVELY SELECTED
BY THE DEPARTMENT THAT HAS EXTENSIVE CONSTRUCTION MANAGEMENT AND MENTOR-
ING EXPERIENCE, WITH THE MENTOR TO PROVIDE THE SMALL BUSINESS WITH
ADVICE AND TECHNICAL ASSISTANCE IN COMPETING FOR AND MANAGING DEPARTMENT
PUBLIC WORK CONTRACTS, AND (B) DEPARTMENT-PROVIDED ASSISTANCE, AS DETER-
MINED BY THE DEPARTMENT, FOR SUCH A SMALL BUSINESS TO OBTAIN BONDING FOR
PUBLIC WORK CONTRACTS THAT ARE COMPETITIVELY AWARDED PURSUANT TO
PROVISIONS OF LAW OTHER THAN THIS SECTION.
A. 1487 8
(C) "SMALL BUSINESS MENTORING PROGRAM CONTRACT" MEANS A NON-FEDERALLY
FUNDED DEPARTMENT PUBLIC WORK CONTRACT DESIGNATED BY THE DEPARTMENT, IN
AN ESTIMATED AMOUNT OF NOT MORE THAN ONE MILLION DOLLARS FOR CONTRACTS
UNDER SUBPARAGRAPH (I) OF PARAGRAPH (B) OF THIS SUBDIVISION AND THREE
MILLION DOLLARS FOR CONTRACTS UNDER SUBPARAGRAPH (II) OF PARAGRAPH (B)
OF THIS SUBDIVISION, FOR WHICH BIDS OR PROPOSALS ARE TO BE INVITED AND
ACCEPTED ONLY FROM BUSINESSES THAT ARE ENROLLED IN THE SMALL BUSINESS
MENTORING PROGRAM AND HAVE BEEN SELECTED BY THE DEPARTMENT TO COMPETE
FOR THE CONTRACT.
2. SMALL BUSINESS MENTORING PROGRAM. (A) PURSUANT TO THIS SECTION, THE
DEPARTMENT SHALL ESTABLISH A SMALL BUSINESS MENTORING PROGRAM. IN
CONNECTION THEREWITH, THE DEPARTMENT MAY DETERMINE THE CRITERIA PURSUANT
TO WHICH A SMALL BUSINESS SHALL BE ELIGIBLE FOR AND SELECTED TO PARTIC-
IPATE IN THE PROGRAM UNDER SUBPARAGRAPHS (I) AND (II) OF PARAGRAPH (B)
OF SUBDIVISION ONE OF THIS SECTION, THE NUMBER OF PARTICIPANTS TO
PARTICIPATE IN EACH SUCH COMPONENT OF THE PROGRAM, THE CRITERIA FOR THE
COMPETITIVE SELECTION OF THE FIRMS THAT WILL PROVIDE SMALL BUSINESSES
WITH MENTORING SERVICES, THE ASSIGNMENT OF A MENTOR TO A SPECIFIC SMALL
BUSINESS IN THE SMALL BUSINESS MENTORING PROGRAM, AND THE FUNDING FOR
THE PROGRAM.
(B) UNDER THE SMALL BUSINESS MENTORING PROGRAM, THE DEPARTMENT IS
AUTHORIZED, NOTWITHSTANDING ANY OTHER PROVISION OF LAW:
(I) TO DESIGNATE WHICH ELIGIBLE PUBLIC WORK CONTRACTS SHALL BE SMALL
BUSINESS MENTORING PROGRAM CONTRACTS UNDER SUBPARAGRAPHS (I) AND (II) OF
PARAGRAPH (B) OF SUBDIVISION ONE OF THIS SECTION, RESPECTIVELY;
(II) TO ESTABLISH STANDARDS FOR QUALIFYING SMALL BUSINESS MENTORING
PROGRAM PARTICIPANTS TO COMPETE FOR A SMALL BUSINESS MENTORING PROGRAM
CONTRACT, PROVIDED THAT NO LESS THAN THREE QUALIFIED SMALL BUSINESSES IN
THE PROGRAM MUST SUBMIT RESPONSIVE OFFERS TO PERFORM THE CONTRACT;
(III) TO DETERMINE WHEN BIDS OR PROPOSALS FOR A SMALL BUSINESS MENTOR-
ING PROGRAM CONTRACT SHOULD BE RESTRICTED TO SMALL BUSINESS MENTORING
PROGRAM PARTICIPANTS WHICH, PRIOR TO THE RECEIPT OF BIDS OR PROPOSALS,
HAVE BEEN QUALIFIED BY THE DEPARTMENT FOR SUCH COMPETITION;
(IV) TO COMPETITIVELY SELECT, DESIGNATE AND CONTRACT WITH ONE OR MORE
EXPERIENCED CONSTRUCTION MANAGEMENT FIRMS THAT, UNDER THE GENERAL SUPER-
VISION OF THE DEPARTMENT, WILL PROVIDE MENTORING SERVICES TO THE SMALL
BUSINESSES PARTICIPATING IN THE SMALL BUSINESS MENTORING PROGRAM, AND TO
ASSIGN SUCH MENTORS ONE OR MORE DESIGNATED SMALL BUSINESSES PARTICIPAT-
ING IN THE PROGRAM;
(V) FOR SMALL BUSINESS MENTORING PROGRAM CONTRACTS, EXCEPT AS SET
FORTH HEREIN, TO WAIVE REQUIREMENTS FOR THE SOLICITATION AND AWARD OF A
PUBLIC WORK CONTRACT PURSUANT TO SECTIONS TWELVE HUNDRED NINE, TWELVE
HUNDRED SIXTY-FIVE-A AND TWENTY-EIGHT HUNDRED SEVENTY-NINE OF THE PUBLIC
AUTHORITIES LAW AND ANY OTHER PROVISION OF LAW;
(VI) TO ASSIST ONLY SMALL BUSINESS MENTORING PROGRAM PARTICIPANTS THAT
HAVE BEEN AWARDED SMALL BUSINESS MENTORING PROGRAM CONTRACTS TO OBTAIN
ANY SURETY BOND OR CONTRACT OF INSURANCE REQUIRED OF THEM IN CONNECTION
WITH SUCH CONTRACT ONLY NOTWITHSTANDING ANY PROVISION OF SECTION TWO
THOUSAND FIVE HUNDRED FOUR OF THE INSURANCE LAW TO THE CONTRARY; AND
(VII) FOR SMALL BUSINESSES THAT HAVE BEEN ACCEPTED INTO THE SMALL
BUSINESS MENTORING PROGRAM UNDER SUBPARAGRAPH (II) OF PARAGRAPH (B) OF
SUBDIVISION ONE OF THIS SECTION, IN ADDITION TO THE BENEFITS OF SUCH
PROGRAM AND NOTWITHSTANDING ANY OTHER PROVISION OF LAW, TO PROVIDE TECH-
NICAL ASSISTANCE IN OBTAINING BID, PAYMENT AND PERFORMANCE BONDING FOR
DEPARTMENT PUBLIC WORK CONTRACTS THAT ARE NOT SMALL BUSINESS MENTORING
PROGRAM CONTRACTS, FOR WHICH THE SMALL BUSINESS IS OTHERWISE QUALIFIED.
A. 1487 9
(C) UNDER THE SMALL BUSINESS MENTORING PROGRAM, THE DEPARTMENT SHALL,
NOTWITHSTANDING ANY OTHER PROVISION OF LAW:
(I) REQUIRE THAT THIRTY PERCENT OF ALL NEW YORK STATE FUNDED CONTRACTS
OVER ONE HUNDRED THOUSAND DOLLARS BE AWARDED TO MINORITY AND WOMEN-OWNED
BUSINESSES;
(II) REQUIRE THAT EIGHTEEN PERCENT OF ALL FEDERAL TRANSIT ADMINIS-
TRATION FUNDED CONTRACTS BE AWARDED TO DISADVANTAGED BUSINESS ENTER-
PRISES;
(III) REQUIRE THAT SIX PERCENT OF ALL NEW YORK STATE FUNDED CONTRACTS
BE AWARDED TO SERVICE DISABLED VETERAN-OWNED BUSINESSES;
(IV) PROVIDE A THIRTEEN-WEEK CLASS AT NO COST FOR TRAINING IN
CONSTRUCTION AND BUSINESS DEVELOPMENT FOR SMALL BUSINESSES PARTICIPATING
IN THE PROGRAM;
(V) DEVELOP AND IMPLEMENT A SMALL BUSINESS LOAN PROGRAM WHERE FIRMS
ARE ELIGIBLE TO OBTAIN LOANS UP TO NINE HUNDRED THOUSAND DOLLARS PER
CONTRACT; AND
(VI) DEVELOP AND IMPLEMENT A PROGRAM FOR PROVIDING FREE BUSINESS
PLANS, LEGAL ADVICE, FINANCIAL GUIDANCE, AND ADMINISTRATIVE AND BACK-
OFFICE SUPPORT FOR SMALL BUSINESSES PARTICIPATING IN THE PROGRAM.
3. WITHDRAWAL OF DESIGNATION OF SMALL BUSINESS MENTORING PROGRAM
CONTRACTS. (A) IF THE TOTAL NUMBER OF QUALIFIED SMALL BUSINESS MENTORING
PROGRAM PARTICIPANTS THAT RESPOND TO A COMPETITION AND ARE CONSIDERED
CAPABLE OF MEETING THE SPECIFICATIONS AND TERMS OF THE INVITATION TO
COMPETE IS LESS THAN THREE, OR IF THE DEPARTMENT DETERMINES THAT ACCEPT-
ANCE OF THE BEST OFFER WILL RESULT IN THE PAYMENT OF AN UNREASONABLE
PRICE, THE DEPARTMENT MAY REJECT ALL OFFERS AND WITHDRAW THE DESIGNATION
OF THE CONTRACT AS A SMALL BUSINESS MENTORING PROGRAM CONTRACT.
(B) IF THE DEPARTMENT WITHDRAWS THE DESIGNATION OF A CONTRACT AS A
SMALL BUSINESS MENTORING PROGRAM CONTRACT, THE FIRMS, IF ANY, THAT MADE
OFFERS SHALL BE NOTIFIED. INVITATIONS TO COMPETE CONTAINING THE SAME OR
REWRITTEN SPECIFICATIONS AND TERMS SHALL THEN BE RE-ISSUED AS A SMALL
BUSINESS MENTORING PROGRAM CONTRACT FOR ONE OR MORE ADDITIONAL CONTRACT
PERIODS.
4. CONSTRUCTION MANAGER MENTORS. A MENTOR SHALL PROVIDE SERVICES AND
ASSISTANCE TO A SMALL BUSINESS AS DESIGNATED BY THE DEPARTMENT, WHICH
MAY INCLUDE THE FOLLOWING: (A) PROVIDE BUSINESS TRAINING IN THE SKILLS
NECESSARY TO OPERATE A SUCCESSFUL CONSTRUCTION BUSINESS AND TO COMPETE
FOR AND PERFORM A PUBLIC WORK CONTRACT;
(B) PROVIDE TECHNICAL ASSISTANCE TO THE SMALL BUSINESS TO ASSESS THE
OUTCOME IF THE SMALL BUSINESS COMPETES FOR BUT IS NOT AWARDED A
CONTRACT;
(C) IF THE SMALL BUSINESS MENTORING PROGRAM CONTRACT IS AWARDED TO THE
SMALL BUSINESS, PROVIDE GUIDANCE, ADVICE AND TECHNICAL ASSISTANCE TO THE
SMALL BUSINESS IN THE PERFORMANCE OF THE CONTRACT; AND
(D) PROVIDE OTHER TECHNICAL ASSISTANCE TO THE SMALL BUSINESS TO FACIL-
ITATE LEARNING, TRAINING AND OTHER ISSUES WHICH MAY ARISE.
5. AGGREGATE AMOUNT. THE SMALL BUSINESS MENTORING PROGRAM CONTRACTS
AUTHORIZED BY THIS LEGISLATION SHALL, FOR THE INITIAL YEAR OF THE
PROGRAM, BE IN AN AGGREGATE AMOUNT OF NOT LESS THAN TEN MILLION DOLLARS,
AND SHALL NOT EXCEED ONE HUNDRED MILLION DOLLARS, WITH THE MAXIMUM
AMOUNT IN FUTURE YEARS TO BE SET BY THE DEPARTMENT.
§ 4. The transportation law is amended by adding a new section 23 to
read as follows:
§ 23. DEPARTMENT OF TRANSPORTATION SMALL BUSINESS MENTORING PROGRAM.
1. DEFINITIONS. AS USED IN THIS SECTION, UNLESS THE CONTEXT REQUIRES
OTHERWISE:
A. 1487 10
(A) "SMALL BUSINESS" MEANS A BUSINESS IN THE CONSTRUCTION TRADES WHICH
(I) IS INDEPENDENTLY OWNED AND OPERATED; (II) HAS ANNUAL REVENUES NOT
EXCEEDING A FISCAL LIMITATION OF FIVE MILLION DOLLARS OR SUCH LESSER
AMOUNT AS ESTABLISHED BY THE DEPARTMENT PURSUANT TO THESE PROVISIONS;
AND (III) MEETS ADDITIONAL CRITERIA AS OTHERWISE ESTABLISHED BY THE
DEPARTMENT. THE DEPARTMENT SHALL ESTABLISH A DETAILED DEFINITION IN
GENERAL AND SPECIFIC TO DIFFERENT SEGMENTS OF THE CONSTRUCTION INDUSTRY
TO THE EXTENT NECESSARY TO REFLECT DIFFERING CHARACTERISTICS OF SUCH
SEGMENTS BASED ON THE CRITERIA USED BY THE UNITED STATES SMALL BUSINESS
ADMINISTRATION FOR LOANS TO SMALL BUSINESSES AS SET FORTH IN SECTIONS
121.301 THROUGH 121.305, OR FOR AWARDING GOVERNMENT PROCUREMENTS AS SET
FORTH IN SECTIONS 121.401 THROUGH 121.413, OF SUBPART A OF PART 121 OF
CHAPTER I OF TITLE 13 OF THE CODE OF FEDERAL REGULATIONS AS AMENDED, AND
SUCH OTHER CRITERIA AS DETERMINED BY THE DEPARTMENT;
(B) "SMALL BUSINESS MENTORING PROGRAM" IS A PROGRAM ESTABLISHED BY THE
DEPARTMENT PURSUANT TO THIS SECTION TO PROVIDE SMALL BUSINESSES ACCEPTED
INTO THE PROGRAM WITH THE OPPORTUNITY:
(I) FOR UP TO FOUR YEARS, TO COMPETE FOR AND, WHERE AWARDED, TO
PERFORM CERTAIN DEPARTMENT PUBLIC WORK CONTRACTS, INCLUDING BUT NOT
LIMITED TO CONTRACTS FOR THRUWAY AND BRIDGE PROJECTS, TO BE DESIGNATED
BY THE DEPARTMENT FOR INCLUSION IN THIS PROGRAM UNDER THIS SUBPARAGRAPH,
WITH THE ASSISTANCE OF A DEPARTMENT-PROVIDED MENTOR, WHICH SHALL BE A
FIRM COMPETITIVELY SELECTED BY THE DEPARTMENT THAT HAS EXTENSIVE
CONSTRUCTION MANAGEMENT AND MENTORING EXPERIENCE, WITH THE MENTOR TO
PROVIDE THE SMALL BUSINESS WITH ADVICE AND ASSISTANCE IN COMPETING FOR
AND MANAGING DEPARTMENT PUBLIC WORK CONTRACTS; AND
(II) FOR A SMALL BUSINESS MENTORING PROGRAM PARTICIPANT WHICH THE
DEPARTMENT HAS DETERMINED HAS SUCCESSFULLY COMPLETED THE PROGRAM UNDER
SUBPARAGRAPH (I) OF THIS PARAGRAPH, FOR UP TO FOUR ADDITIONAL YEARS, (A)
ADDITIONAL OPPORTUNITIES TO COMPETE WITH OTHER DESIGNATED SMALL BUSI-
NESSES IN THE PROGRAM FOR CERTAIN PUBLIC WORK CONTRACTS TO BE DESIGNATED
FOR INCLUSION UNDER THIS SUBPARAGRAPH AND, WHERE AWARDED, TO PERFORM
SUCH DEPARTMENT PUBLIC WORK CONTRACTS, WITH THE FURTHER ASSISTANCE OF A
DEPARTMENT-PROVIDED MENTOR, WHICH SHALL BE A FIRM COMPETITIVELY SELECTED
BY THE DEPARTMENT THAT HAS EXTENSIVE CONSTRUCTION MANAGEMENT AND MENTOR-
ING EXPERIENCE, WITH THE MENTOR TO PROVIDE THE SMALL BUSINESS WITH
ADVICE AND TECHNICAL ASSISTANCE IN COMPETING FOR AND MANAGING DEPARTMENT
PUBLIC WORK CONTRACTS, AND (B) DEPARTMENT-PROVIDED ASSISTANCE, AS DETER-
MINED BY THE DEPARTMENT, FOR SUCH A SMALL BUSINESS TO OBTAIN BONDING FOR
PUBLIC WORK CONTRACTS THAT ARE COMPETITIVELY AWARDED PURSUANT TO
PROVISIONS OF LAW OTHER THAN THIS SECTION.
(C) "SMALL BUSINESS MENTORING PROGRAM CONTRACT" MEANS A NON-FEDERALLY
FUNDED DEPARTMENT PUBLIC WORK CONTRACT DESIGNATED BY THE DEPARTMENT, IN
AN ESTIMATED AMOUNT OF NOT MORE THAN ONE MILLION DOLLARS FOR CONTRACTS
UNDER SUBPARAGRAPH (I) OF PARAGRAPH (B) OF THIS SUBDIVISION AND THREE
MILLION DOLLARS FOR CONTRACTS UNDER SUBPARAGRAPH (II) OF PARAGRAPH (B)
OF THIS SUBDIVISION, FOR WHICH BIDS OR PROPOSALS ARE TO BE INVITED AND
ACCEPTED ONLY FROM BUSINESSES THAT ARE ENROLLED IN THE SMALL BUSINESS
MENTORING PROGRAM AND HAVE BEEN SELECTED BY THE DEPARTMENT TO COMPETE
FOR THE CONTRACT.
2. SMALL BUSINESS MENTORING PROGRAM. (A) PURSUANT TO THIS SECTION, THE
DEPARTMENT SHALL ESTABLISH A SMALL BUSINESS MENTORING PROGRAM. IN
CONNECTION THEREWITH, THE DEPARTMENT MAY DETERMINE THE CRITERIA PURSUANT
TO WHICH A SMALL BUSINESS SHALL BE ELIGIBLE FOR AND SELECTED TO PARTIC-
IPATE IN THE PROGRAM UNDER SUBPARAGRAPHS (I) AND (II) OF PARAGRAPH (B)
OF SUBDIVISION ONE OF THIS SECTION, THE NUMBER OF PARTICIPANTS TO
A. 1487 11
PARTICIPATE IN EACH SUCH COMPONENT OF THE PROGRAM, THE CRITERIA FOR THE
COMPETITIVE SELECTION OF THE FIRMS THAT WILL PROVIDE SMALL BUSINESSES
WITH MENTORING SERVICES, THE ASSIGNMENT OF A MENTOR TO A SPECIFIC SMALL
BUSINESS IN THE SMALL BUSINESS MENTORING PROGRAM, AND THE FUNDING FOR
THE PROGRAM.
(B) UNDER THE SMALL BUSINESS MENTORING PROGRAM, THE DEPARTMENT IS
AUTHORIZED, NOTWITHSTANDING ANY OTHER PROVISION OF LAW:
(I) TO DESIGNATE WHICH ELIGIBLE PUBLIC WORK CONTRACTS SHALL BE SMALL
BUSINESS MENTORING PROGRAM CONTRACTS UNDER SUBPARAGRAPHS (I) AND (II) OF
PARAGRAPH (B) OF SUBDIVISION ONE OF THIS SECTION, RESPECTIVELY;
(II) TO ESTABLISH STANDARDS FOR QUALIFYING SMALL BUSINESS MENTORING
PROGRAM PARTICIPANTS TO COMPETE FOR A SMALL BUSINESS MENTORING PROGRAM
CONTRACT, PROVIDED THAT NO LESS THAN THREE QUALIFIED SMALL BUSINESSES IN
THE PROGRAM MUST SUBMIT RESPONSIVE OFFERS TO PERFORM THE CONTRACT;
(III) TO DETERMINE WHEN BIDS OR PROPOSALS FOR A SMALL BUSINESS MENTOR-
ING PROGRAM CONTRACT SHOULD BE RESTRICTED TO SMALL BUSINESS MENTORING
PROGRAM PARTICIPANTS WHICH, PRIOR TO THE RECEIPT OF BIDS OR PROPOSALS,
HAVE BEEN QUALIFIED BY THE DEPARTMENT FOR SUCH COMPETITION;
(IV) TO COMPETITIVELY SELECT, DESIGNATE AND CONTRACT WITH ONE OR MORE
EXPERIENCED CONSTRUCTION MANAGEMENT FIRMS THAT, UNDER THE GENERAL SUPER-
VISION OF THE DEPARTMENT, WILL PROVIDE MENTORING SERVICES TO THE SMALL
BUSINESSES PARTICIPATING IN THE SMALL BUSINESS MENTORING PROGRAM, AND TO
ASSIGN SUCH MENTORS ONE OR MORE DESIGNATED SMALL BUSINESSES PARTICIPAT-
ING IN THE PROGRAM;
(V) FOR SMALL BUSINESS MENTORING PROGRAM CONTRACTS, EXCEPT AS SET
FORTH HEREIN, TO WAIVE REQUIREMENTS FOR THE SOLICITATION AND AWARD OF A
PUBLIC WORK CONTRACT PURSUANT TO SECTIONS TWELVE HUNDRED NINE, TWELVE
HUNDRED SIXTY-FIVE-A AND TWENTY-EIGHT HUNDRED SEVENTY-NINE OF THE PUBLIC
AUTHORITIES LAW AND ANY OTHER PROVISION OF LAW;
(VI) TO ASSIST ONLY SMALL BUSINESS MENTORING PROGRAM PARTICIPANTS THAT
HAVE BEEN AWARDED SMALL BUSINESS MENTORING PROGRAM CONTRACTS TO OBTAIN
ANY SURETY BOND OR CONTRACT OF INSURANCE REQUIRED OF THEM IN CONNECTION
WITH SUCH CONTRACT ONLY NOTWITHSTANDING ANY PROVISION OF SECTION TWO
THOUSAND FIVE HUNDRED FOUR OF THE INSURANCE LAW TO THE CONTRARY; AND
(VII) FOR SMALL BUSINESSES THAT HAVE BEEN ACCEPTED INTO THE SMALL
BUSINESS MENTORING PROGRAM UNDER SUBPARAGRAPH (II) OF PARAGRAPH (B) OF
SUBDIVISION ONE OF THIS SECTION, IN ADDITION TO THE BENEFITS OF SUCH
PROGRAM AND NOTWITHSTANDING ANY OTHER PROVISION OF LAW, TO PROVIDE TECH-
NICAL ASSISTANCE IN OBTAINING BID, PAYMENT AND PERFORMANCE BONDING FOR
DEPARTMENT PUBLIC WORK CONTRACTS THAT ARE NOT SMALL BUSINESS MENTORING
PROGRAM CONTRACTS, FOR WHICH THE SMALL BUSINESS IS OTHERWISE QUALIFIED.
(C) UNDER THE SMALL BUSINESS MENTORING PROGRAM, THE DEPARTMENT SHALL,
NOTWITHSTANDING ANY OTHER PROVISION OF LAW:
(I) REQUIRE THAT THIRTY PERCENT OF ALL NEW YORK STATE FUNDED CONTRACTS
OVER ONE HUNDRED THOUSAND DOLLARS BE AWARDED TO MINORITY AND WOMEN-OWNED
BUSINESSES;
(II) REQUIRE THAT EIGHTEEN PERCENT OF ALL FEDERAL TRANSIT ADMINIS-
TRATION FUNDED CONTRACTS BE AWARDED TO DISADVANTAGED BUSINESS ENTER-
PRISES;
(III) REQUIRE THAT SIX PERCENT OF ALL NEW YORK STATE FUNDED CONTRACTS
BE AWARDED TO SERVICE DISABLED VETERAN-OWNED BUSINESSES;
(IV) PROVIDE A THIRTEEN-WEEK CLASS AT NO COST FOR TRAINING IN
CONSTRUCTION AND BUSINESS DEVELOPMENT FOR SMALL BUSINESSES PARTICIPATING
IN THE PROGRAM;
A. 1487 12
(V) DEVELOP AND IMPLEMENT A SMALL BUSINESS LOAN PROGRAM WHERE FIRMS
ARE ELIGIBLE TO OBTAIN LOANS UP TO NINE HUNDRED THOUSAND DOLLARS PER
CONTRACT; AND
(VI) DEVELOP AND IMPLEMENT A PROGRAM FOR PROVIDING FREE BUSINESS
PLANS, LEGAL ADVICE, FINANCIAL GUIDANCE, AND ADMINISTRATIVE AND BACK-
OFFICE SUPPORT FOR SMALL BUSINESSES PARTICIPATING IN THE PROGRAM.
3. WITHDRAWAL OF DESIGNATION OF SMALL BUSINESS MENTORING PROGRAM
CONTRACTS. (A) IF THE TOTAL NUMBER OF QUALIFIED SMALL BUSINESS MENTORING
PROGRAM PARTICIPANTS THAT RESPOND TO A COMPETITION AND ARE CONSIDERED
CAPABLE OF MEETING THE SPECIFICATIONS AND TERMS OF THE INVITATION TO
COMPETE IS LESS THAN THREE, OR IF THE DEPARTMENT DETERMINES THAT ACCEPT-
ANCE OF THE BEST OFFER WILL RESULT IN THE PAYMENT OF AN UNREASONABLE
PRICE, THE DEPARTMENT MAY REJECT ALL OFFERS AND WITHDRAW THE DESIGNATION
OF THE CONTRACT AS A SMALL BUSINESS MENTORING PROGRAM CONTRACT.
(B) IF THE DEPARTMENT WITHDRAWS THE DESIGNATION OF A CONTRACT AS A
SMALL BUSINESS MENTORING PROGRAM CONTRACT, THE FIRMS, IF ANY, THAT MADE
OFFERS SHALL BE NOTIFIED. INVITATIONS TO COMPETE CONTAINING THE SAME OR
REWRITTEN SPECIFICATIONS AND TERMS SHALL THEN BE RE-ISSUED AS A SMALL
BUSINESS MENTORING PROGRAM CONTRACT FOR ONE OR MORE ADDITIONAL CONTRACT
PERIODS.
4. CONSTRUCTION MANAGER MENTORS. A MENTOR SHALL PROVIDE SERVICES AND
ASSISTANCE TO A SMALL BUSINESS AS DESIGNATED BY THE DEPARTMENT, WHICH
MAY INCLUDE THE FOLLOWING: (A) PROVIDE BUSINESS TRAINING IN THE SKILLS
NECESSARY TO OPERATE A SUCCESSFUL CONSTRUCTION BUSINESS AND TO COMPETE
FOR AND PERFORM A PUBLIC WORK CONTRACT;
(B) PROVIDE TECHNICAL ASSISTANCE TO THE SMALL BUSINESS TO ASSESS THE
OUTCOME IF THE SMALL BUSINESS COMPETES FOR BUT IS NOT AWARDED A
CONTRACT;
(C) IF THE SMALL BUSINESS MENTORING PROGRAM CONTRACT IS AWARDED TO THE
SMALL BUSINESS, PROVIDE GUIDANCE, ADVICE AND TECHNICAL ASSISTANCE TO THE
SMALL BUSINESS IN THE PERFORMANCE OF THE CONTRACT; AND
(D) PROVIDE OTHER TECHNICAL ASSISTANCE TO THE SMALL BUSINESS TO FACIL-
ITATE LEARNING, TRAINING AND OTHER ISSUES WHICH MAY ARISE.
5. AGGREGATE AMOUNT. THE SMALL BUSINESS MENTORING PROGRAM CONTRACTS
AUTHORIZED BY THIS SECTION SHALL, FOR THE INITIAL YEAR OF THE PROGRAM,
BE IN AN AGGREGATE AMOUNT OF NOT LESS THAN TEN MILLION DOLLARS, AND
SHALL NOT EXCEED ONE HUNDRED MILLION DOLLARS, WITH THE MAXIMUM AMOUNT IN
FUTURE YEARS TO BE SET BY THE DEPARTMENT.
§ 5. 1. The empire state development corporation (hereinafter "corpo-
ration") shall develop, establish, and implement a small business
mentoring program to provide small businesses with opportunities for
public work contracts and assistance in management.
2. As used in this section, unless the context requires otherwise:
(a) "small business" means a business in the construction trades which
(i) is independently owned and operated; (ii) has annual revenues not
exceeding a fiscal limitation of five million dollars or such lesser
amount as established by the corporation pursuant to these provisions;
and (iii) meets additional criteria as otherwise established by the
corporation. The corporation shall establish a detailed definition in
general and specific to different segments of the construction industry
to the extent necessary to reflect differing characteristics of such
segments based on the criteria used by the United States small business
administration for loans to small businesses as set forth in Sections
121.301 through 121.305, or for awarding government procurements as set
forth in Sections 121.401 through 121.413, of Subpart A of Part 121 of
A. 1487 13
Chapter I of Title 13 of the Code of Federal Regulations as amended, and
such other criteria as determined by the corporation;
(b) "small business mentoring program" is a program established by the
corporation pursuant to this section to provide small businesses
accepted into the program with the opportunity:
(i) for up to four years, to compete for and, where awarded, to
perform certain corporation public work contracts to be designated by
the corporation for inclusion in this program under this subparagraph,
with the assistance of a corporation-provided mentor, which shall be a
firm competitively selected by the corporation that has extensive
construction management and mentoring experience, with the mentor to
provide the small business with advice and assistance in competing for
and managing corporation public work contracts; and
(ii) for a small business mentoring program participant which the
corporation has determined has successfully completed the program under
subparagraph (i) of this paragraph, for up to four additional years, (A)
additional opportunities to compete with other designated small busi-
nesses in the program for certain public work contracts to be designated
for inclusion under this subparagraph and, where awarded, to perform
such corporation public work contracts, with the further assistance of a
corporation-provided mentor, which shall be a firm competitively
selected by the corporation that has extensive construction management
and mentoring experience, with the mentor to provide the small business
with advice and technical assistance in competing for and managing
corporation public work contracts, and (B) corporation-provided assist-
ance, as determined by the corporation, for such a small business to
obtain bonding for public work contracts that are competitively awarded
pursuant to provisions of law other than this section; and
(c) "small business mentoring program contract" means a non-federally
funded corporation public work contract designated by the corporation,
in an estimated amount of not more than one million dollars for
contracts under subparagraph (i) of paragraph (b) of this subdivision
and three million dollars for contracts under subparagraph (ii) of para-
graph (b) of this subdivision, for which bids or proposals are to be
invited and accepted only from businesses that are enrolled in the small
business mentoring program and have been selected by the corporation to
compete for the contract.
3. Small business mentoring program. (a) In connection with the estab-
lishment of the program pursuant to subdivision one of this act, the
corporation may determine the criteria pursuant to which a small busi-
ness shall be eligible for and selected to participate in the program
under subparagraphs (i) and (ii) of paragraph (b) of subdivision two of
this section, the number of participants to participate in each such
component of the program, the criteria for the competitive selection of
the firms that will provide small businesses with mentoring services,
the assignment of a mentor to a specific small business in the small
business mentoring program, and the funding for the program.
(b) Under the small business mentoring program, the corporation is
authorized, notwithstanding any other provision of law:
(i) to designate which eligible public work contracts shall be small
business mentoring program contracts under subparagraphs (i) and (ii) of
paragraph (b) of subdivision two of this section, respectively;
(ii) to establish standards for qualifying small business mentoring
program participants to compete for a small business mentoring program
contract, provided that no less than three qualified small businesses in
the program must submit responsive offers to perform the contract;
A. 1487 14
(iii) to determine when bids or proposals for a small business mentor-
ing program contract should be restricted to small business mentoring
program participants which, prior to the receipt of bids or proposals,
have been qualified by the corporation for such competition;
(iv) to competitively select, designate and contract with one or more
experienced construction management firms that, under the general super-
vision of the corporation, will provide mentoring services to the small
businesses participating in the small business mentoring program, and to
assign such mentors one or more designated small businesses participat-
ing in the program;
(v) for small business mentoring program contracts, except as set
forth herein, to waive requirements for the solicitation and award of a
public work contract pursuant to sections twelve hundred nine, twelve
hundred sixty-five-a and twenty-eight hundred seventy-nine of the public
authorities law and any other provision of law;
(vi) to assist only small business mentoring program participants that
have been awarded small business mentoring program contracts to obtain
any surety bond or contract of insurance required of them in connection
with such contract only notwithstanding any provision of section two
thousand five hundred four of the insurance law to the contrary; and
(vii) for small businesses that have been accepted into the small
business mentoring program under subparagraph (ii) of paragraph (b) of
subdivision two of this section, in addition to the benefits of such
program and notwithstanding any other provision of law, to provide tech-
nical assistance in obtaining bid, payment and performance bonding for
corporation public work contracts that are not small business mentoring
program contracts, for which the small business is otherwise qualified.
(c) Under the small business mentoring program, the corporation shall,
notwithstanding any other provision of law:
(i) require that thirty percent of all New York state funded contracts
over one hundred thousand dollars be awarded to minority and women-owned
businesses;
(ii) require that eighteen percent of all federal transit adminis-
tration funded contracts be awarded to disadvantaged business enter-
prises;
(iii) require that six percent of all New York state funded contracts
be awarded to service disabled veteran-owned businesses;
(iv) provide a thirteen-week class at no cost for training in
construction and business development for small businesses participating
in the program;
(v) develop and implement a small business loan program where firms
are eligible to obtain loans up to nine hundred thousand dollars per
contract; and
(vi) develop and implement a program for providing free business
plans, legal advice, financial guidance, and administrative and back-
office support for small businesses participating in the program.
4. Withdrawal of designation of small business mentoring program
contracts. (a) If the total number of qualified small business mentoring
program participants that respond to a competition and are considered
capable of meeting the specifications and terms of the invitation to
compete is less than three, or if the corporation determines that
acceptance of the best offer will result in the payment of an unreason-
able price, the corporation may reject all offers and withdraw the
designation of the contract as a small business mentoring program
contract.
A. 1487 15
(b) If the corporation withdraws the designation of a contract as a
small business mentoring program contract, the firms, if any, that made
offers shall be notified. Invitations to compete containing the same or
rewritten specifications and terms shall then be re-issued as a small
business mentoring program contract for one or more additional contract
periods.
5. Construction manager mentors. A mentor shall provide services and
assistance to a small business as designated by the corporation, which
may include the following: (a) provide business training in the skills
necessary to operate a successful construction business and to compete
for and perform a public work contract;
(b) provide technical assistance to the small business to assess the
outcome if the small business competes for but is not awarded a
contract;
(c) if the small business mentoring program contract is awarded to the
small business, provide guidance, advice and technical assistance to the
small business in the performance of the contract; and
(d) provide other technical assistance to the small business to facil-
itate learning, training and other issues which may arise.
6. Aggregate amount. The small business mentoring program contracts
authorized by this section shall, for the initial year of the program,
be in an aggregate amount of not less than ten million dollars, and
shall not exceed one hundred million dollars, with the maximum amount in
future years to be set by the corporation.
§ 6. This act shall take effect on the thirtieth day after it shall
have become a law and shall expire December 31, 2023 when upon such date
the provisions of this act shall be deemed repealed; provided that such
expiration shall not apply to pending and awarded public work contracts
and provided further that effective immediately, the addition, amendment
and/or repeal of any rule or regulation necessary for the implementation
of this act on its effective date are authorized to be made and
completed on or before such effective date.