S T A T E O F N E W Y O R K
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2635
2019-2020 Regular Sessions
I N S E N A T E
January 28, 2019
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Introduced by Sen. KRUEGER -- read twice and ordered printed, and when
printed to be committed to the Committee on Higher Education
AN ACT to amend the education law, in relation to requiring certain
health care providers to disclose the fact that the provider is on
probation to current and new patients
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. The education law is amended by adding a new section 6511-a
to read as follows:
§ 6511-A. DISCLOSURE OF PROBATIONARY STATUS. (1) THE PROVISIONS OF
THIS SECTION SHALL APPLY TO ANY PERSON LICENSED UNDER THE FOLLOWING
ARTICLES OF THIS TITLE: ONE HUNDRED THIRTY-ONE (MEDICINE), ONE HUNDRED
THIRTY-ONE-B (PHYSICIAN ASSISTANTS), ONE HUNDRED THIRTY-TWO (CHIROPRAC-
TIC), ONE HUNDRED THIRTY-THREE (DENTISTRY AND DENTAL HYGIENE), ONE
HUNDRED THIRTY-FOUR (LICENSED PERFUSIONISTS), ONE HUNDRED THIRTY-SIX
(PHYSICAL THERAPY AND PHYSICAL THERAPIST ASSISTANTS), ONE HUNDRED THIR-
TY-NINE (NURSING), ONE HUNDRED FORTY (PROFESSIONAL MIDWIFERY PRACTICE),
ONE HUNDRED FORTY-ONE (PODIATRY), ONE HUNDRED FORTY-THREE (OPTOMETRY),
ONE HUNDRED FIFTY-FIVE (MASSAGE THERAPY), ONE HUNDRED FIFTY-SIX (OCCUPA-
TIONAL THERAPY), ONE HUNDRED SIXTY (ACUPUNCTURE), AND ONE HUNDRED
SIXTY-FOUR (RESPIRATORY THERAPISTS AND RESPIRATORY THERAPY TECHNICIANS).
(2) AS USED IN THIS SECTION:
(A) "LICENSEE" MEANS ANY PERSON LICENSED TO PRACTICE A PROFESSION
GOVERNED BY THE ARTICLES OF THIS TITLE LISTED IN SUBDIVISION ONE OF THIS
SECTION; AND
(B) "STATE BOARD" MEANS THE STATE BOARD FOR EACH PROFESSION GOVERNED
BY THE ARTICLES OF THIS TITLE LISTED IN SUBDIVISION ONE OF THIS SECTION
AND APPOINTED BY THE BOARD OF REGENTS PURSUANT TO SECTION SIXTY-FIVE
HUNDRED EIGHT OF THIS ARTICLE.
(3) EXCEPT AS PROVIDED BY SUBDIVISION FIVE OF THIS SECTION, THE
DEPARTMENT AND THE APPLICABLE STATE BOARD SHALL REQUIRE A LICENSEE TO
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD08591-01-9
S. 2635 2
DISCLOSE THE FOLLOWING ON A SEPARATE DOCUMENT: HIS OR HER PROBATIONARY
STATUS; THE CAUSE OR CAUSES FOR PROBATION ALLEGED IN THE ACCUSATION, THE
STATEMENT OF THE ISSUES, OR THE LEGAL CONCLUSIONS OF AN ADMINISTRATIVE
LAW JUDGE; THE LENGTH OF THE PROBATION AND THE END DATE; ALL PRACTICE
RESTRICTIONS PLACED ON THE LICENSEE BY THE BOARD; THE ADDRESS OF THE
APPLICABLE STATE BOARD'S INTERNET WEBSITE; AND THE APPLICABLE STATE
BOARD'S TELEPHONE NUMBER TO A CURRENT OR NEW PATIENT, THE PATIENT'S
GUARDIAN OR THE PATIENT'S HEALTH CARE SURROGATE PRIOR TO THE PATIENT'S
FIRST VISIT FOLLOWING THE PROBATIONARY ORDER WHILE THE LICENSEE IS ON
PROBATION PURSUANT TO A PROBATIONARY ORDER MADE AFTER JANUARY FIRST, TWO
THOUSAND NINETEEN, IN ANY OF THE CIRCUMSTANCES LISTED IN PARAGRAPH (A),
(B), (C) OR (D) OF THIS SUBDIVISION. SUCH WRITTEN DISCLOSURE SHALL BE
PROVIDED TO THE PATIENT, THE PATIENT'S GUARDIAN OR THE PATIENT'S HEALTH
CARE SURROGATE IN THE LICENSEE'S OFFICE PRIOR TO THE TIME THE PATIENT
ENTERS THE EXAMINATION ROOM AND THE EXAMINATION OR TREATMENT COMMENCES.
THE LICENSEE SHALL PROVIDE THE DISCLOSURE UNDER THE FOLLOWING CIRCUM-
STANCES:
(A) AN ACCUSATION AGAINST THE LICENSEE ALLEGES, A COMPLAINT FILED
AGAINST THE LICENSEE INDICATES, OR THE LEGAL CONCLUSIONS OF AN ADMINIS-
TRATIVE LAW JUDGE FIND THAT THE LICENSEE IS IMPLICATED IN ANY OF THE
FOLLOWING:
(I) GROSS NEGLIGENCE;
(II) REPEATED NEGLIGENT ACTS INVOLVING A DEPARTURE FROM THE STANDARD
OF CARE WITH MULTIPLE PATIENTS;
(III) DRUG OR ALCOHOL ABUSE THAT THREATENS TO IMPAIR A LICENSEE'S
ABILITY TO RENDER PATIENT CARE SAFELY, INCLUDING PRACTICING UNDER THE
INFLUENCE OF DRUGS OR ALCOHOL;
(IV) FELONY CONVICTION ARISING FROM OR OCCURRING DURING PATIENT CARE
OR TREATMENT; OR
(V) MENTAL ILLNESS OR OTHER COGNITIVE IMPAIRMENT THAT IMPEDES A
LICENSEE'S ABILITY TO SAFELY RENDER PATIENT CARE.
(B) THE APPLICABLE STATE BOARD ORDERED ANY OF THE FOLLOWING IN
CONJUNCTION WITH PLACING THE LICENSEE ON PROBATION:
(I) THAT A THIRD-PARTY CHAPERONE BE PRESENT WHEN THE LICENSEE EXAMINES
PATIENTS AS A RESULT OF SEXUAL MISCONDUCT;
(II) THAT THE LICENSEE SUBMIT TO DRUG TESTING AS A RESULT OF DRUG OR
ALCOHOL ABUSE; AND/OR
(III) THAT THE LICENSEE HAVE A MONITOR.
(C) THE LICENSEE HAS NOT SUCCESSFULLY COMPLETED A TRAINING PROGRAM OR
ANY ASSOCIATED EXAMINATIONS REQUIRED BY THE BOARD AS A CONDITION OF
PROBATION.
(D) THE LICENSEE HAS BEEN ON PROBATION MORE THAN ONCE.
(4) THE LICENSEE SHALL OBTAIN FROM EACH PATIENT A SIGNED RECEIPT
FOLLOWING THE DISCLOSURE DESCRIBED IN SUBDIVISION THREE OF THIS SECTION
THAT INCLUDES A WRITTEN EXPLANATION OF HOW THE PATIENT CAN FIND FURTHER
INFORMATION ON THE LICENSEE'S PROBATION ON THE APPLICABLE STATE BOARD'S
INTERNET WEBSITE.
(5) THE LICENSEE SHALL NOT BE REQUIRED TO PROVIDE THE DISCLOSURE PRIOR
TO THE VISIT AS REQUIRED BY SUBDIVISION THREE OF THIS SECTION IF THE
VISIT OCCURS IN AN EMERGENCY ROOM, THE PATIENT IS INCAPACITATED, AND THE
PATIENT'S GUARDIAN OR THE PATIENT'S HEALTH CARE SURROGATE IS NOT PRES-
ENT.
(6) IF A PATIENT, THE PATIENT'S GUARDIAN, OR THE PATIENT'S HEALTH CARE
SURROGATE ELECTS TO CANCEL THE PATIENT'S APPOINTMENT WITH THE LICENSEE
UPON BEING PROVIDED WITH THE DISCLOSURE REQUIRED BY SUBDIVISION THREE OF
S. 2635 3
THIS SECTION, NEITHER THE PATIENT NOR THE PATIENT'S INSURANCE COMPANY
SHALL BE CHARGED FOR THE APPOINTMENT.
(7) ANY PERSON WHO VIOLATES THE PROVISIONS OF THIS SECTION SHALL BE
SUBJECT TO A PENALTY NOT TO EXCEED TWO THOUSAND DOLLARS. ANY PERSON WHO
COMMITS SUBSEQUENT, WILLFUL VIOLATIONS OF THE PROVISIONS OF THIS SECTION
SHALL HAVE HIS OR HER LICENSE SUSPENDED FOR A PERIOD OF TIME TO BE
DETERMINED BY THE COMMISSIONER.
§ 2. This act shall take effect on the one hundred eightieth day after
it shall have become a law and shall apply to all probationary orders
issued on or after January 1, 2020. Effective immediately, the addition,
amendment and/or repeal of any rule or regulation necessary for the
implementation of this act on its effective date are authorized and
directed to be made and completed on or before such effective date.