LBD11587-05-0
S. 6061--B 2
site between September eleventh, two thousand one and September twelfth,
two thousand one; (ii) the member sustained a documented physical injury
at the World Trade Center site between September eleventh, two thousand
one and September twelfth, two thousand one that is a qualifying condi-
tion or impairment of health resulting in disability to the member that
prevented the member from continuing to participate in World Trade
Center rescue, recovery or cleanup operations for a minimum of forty
hours; and (iii) the documented physical injury that resulted in a disa-
bility to the member that prevented the member from continuing to
participate in World Trade Center rescue, recovery or cleanup operations
for a minimum of forty hours is the qualifying condition or impairment
of health which the member seeks to be eligible for the presumption
provided for under this paragraph. A MEMBER SHALL ALSO BE ELIGIBLE FOR
THE PRESUMPTION PROVIDED FOR UNDER THIS PARAGRAPH NOTWITHSTANDING THE
FACT THAT THE MEMBER DID NOT PARTICIPATE IN WORLD TRADE CENTER RECOVERY
AND CLEANUP OPERATIONS FOR A MINIMUM OF FORTY HOURS, PROVIDED THAT THE
MEMBER DROVE, RODE IN, REPAIRED, CLEANED, REHABILITATED, OR OTHERWISE
USED OR WORKED IN VEHICLES OR EQUIPMENT, INCLUDING EMERGENCY VEHICLE
RADIO EQUIPMENT, OWNED BY THE STATE OF NEW YORK THAT WAS CONTAMINATED BY
DEBRIS IN THE WORLD TRADE CENTER SITE, AS DEFINED IN PARAGRAPH (F) OF
SUBDIVISION THIRTY-SIX OF SECTION TWO OF THIS CHAPTER, REGARDLESS OF
WHETHER THE USE OF OR WORK ON SUCH VEHICLES AND EQUIPMENT WAS PERFORMED
WITHIN THE WORLD TRADE CENTER SITE, AND PROVIDED SUCH USE OR WORK
OCCURRED PRIOR TO DECONTAMINATION OF SUCH VEHICLES OR EQUIPMENT. ABSENT
PROOF TO THE CONTRARY, CONTAMINATION IS PRESUMED WHERE SUCH VEHICLES OR
EQUIPMENT WERE IN SERVICE BETWEEN SEPTEMBER ELEVENTH, TWO THOUSAND ONE
AND SEPTEMBER ELEVENTH, TWO THOUSAND TWO AND USED IN THE WORLD TRADE
CENTER SITE. FURTHERMORE, IT IS PRESUMED A MEMBER WHO WAS A MEMBER OF
THE STATE POLICE BETWEEN SEPTEMBER ELEVENTH, TWO THOUSAND ONE AND
SEPTEMBER ELEVENTH, TWO THOUSAND SIX, AND OCCUPIED A POSITION WHOSE
DUTIES WOULD REASONABLY INCLUDE USE OF OR WORK ON SUCH CONTAMINATED
VEHICLES AND EQUIPMENT, DROVE, RODE IN, REPAIRED, CLEANED, REHABILI-
TATED, OR OTHERWISE USED OR WORKED ON SUCH CONTAMINATED VEHICLES AND
EQUIPMENT.
§ 2. Subparagraph (d) of paragraph 1 of subdivision h of section 363-
bb of the retirement and social security law is REPEALED.
§ 3. Subparagraph (e) of paragraph 1 of subdivision h of section 363-
bb of the retirement and social security law, as amended by chapter 495
of the laws of 2007, is amended to read as follows:
(e) In order to be eligible for consideration for such presumption,
such member must file a written and sworn statement with the member's
retirement system on a form provided by such system indicating the dates
and locations of employment. [Such statement must be filed not later
than four years following the effective date of chapter one hundred four
of the laws of two thousand five.]
§ 4. Subparagraph (a) of paragraph 2 of subdivision h of section 363-
bb of the retirement and social security law, as amended by chapter 93
of the laws of 2005, is amended to read as follows:
(a) Notwithstanding the provisions of this chapter or of any general,
special or local law, charter, administrative code or rule or regulation
to the contrary, if a member who participated in World Trade Center
rescue, recovery or cleanup operations for a minimum of forty hours, and
subsequently retired on a service retirement, an ordinary disability
retirement, a performance of duty disability retirement or a state
police disability retirement pursuant to section three hundred sixty-
three-b of this title and subsequent to such retirement incurred a disa-
S. 6061--B 3
bility caused by any qualifying condition or impairment of the health
which the comptroller determines to have been caused by such member's
having participated in World Trade Center rescue, recovery or cleanup
operations for a minimum of forty hours, upon such determination by the
comptroller it shall be presumed that such disability was incurred in
the performance and discharge of duty as the natural and proximate
result of an accident not caused by such member's own willful negli-
gence, and that the member would have been physically or mentally inca-
pacitated for the performance and discharge of duty of the position from
which he or she retired had the condition been known and fully developed
at the time of the member's retirement, unless the contrary is proven by
competent evidence. A member shall be eligible for the presumption
provided for under this paragraph notwithstanding the fact that the
member did not participate in World Trade Center rescue, recovery or
cleanup operations for a minimum of forty hours, provided that: (i) the
member participated in the rescue, recovery, or cleanup operations at
the World Trade Center site between September eleventh, two thousand one
and September twelfth, two thousand one; (ii) the member sustained a
documented physical injury at the World Trade Center site between
September eleventh, two thousand one and September twelfth, two thousand
one that is a qualifying condition or impairment of health resulting in
disability to the member that prevented the member from continuing to
participate in World Trade Center rescue, recovery or cleanup operations
for a minimum of forty hours; and (iii) the documented physical injury
that resulted in a disability to the member that prevented the member
from continuing to participate in World Trade Center rescue, recovery or
cleanup operations for a minimum of forty hours is the qualifying condi-
tion or impairment of health which the member seeks to be eligible for
the presumption provided for under this paragraph. A MEMBER SHALL ALSO
BE ELIGIBLE FOR THE PRESUMPTION PROVIDED FOR UNDER THIS PARAGRAPH
NOTWITHSTANDING THE FACT THAT THE MEMBER DID NOT PARTICIPATE IN WORLD
TRADE CENTER RECOVERY AND CLEANUP OPERATIONS FOR A MINIMUM OF FORTY
HOURS, PROVIDED THAT THE MEMBER DROVE, RODE IN, REPAIRED, CLEANED, REHA-
BILITATED, OR OTHERWISE USED OR WORKED IN VEHICLES OR EQUIPMENT, INCLUD-
ING EMERGENCY VEHICLE RADIO EQUIPMENT, OWNED BY THE STATE OF NEW YORK
THAT WAS CONTAMINATED BY DEBRIS IN THE WORLD TRADE CENTER SITE, AS
DEFINED IN PARAGRAPH (F) OF SUBDIVISION THIRTY-SIX OF SECTION TWO OF
THIS CHAPTER, REGARDLESS OF WHETHER THE USE OF OR WORK ON SAID VEHICLES
AND EQUIPMENT WAS PERFORMED WITHIN THE WORLD TRADE CENTER SITE, AND
PROVIDED SUCH USE OR WORK OCCURRED PRIOR TO DECONTAMINATION OF SUCH
VEHICLES OR EQUIPMENT. ABSENT PROOF TO THE CONTRARY, CONTAMINATION IS
PRESUMED WHERE SUCH VEHICLES OR EQUIPMENT WERE IN SERVICE BETWEEN
SEPTEMBER ELEVENTH, TWO THOUSAND ONE AND SEPTEMBER ELEVENTH, TWO THOU-
SAND TWO AND USED IN THE WORLD TRADE CENTER SITE. FURTHERMORE, IT IS
PRESUMED THAT A MEMBER WHO WAS A MEMBER OF THE STATE POLICE BETWEEN
SEPTEMBER ELEVENTH, TWO THOUSAND ONE AND SEPTEMBER ELEVENTH, TWO THOU-
SAND SIX, AND OCCUPIED A POSITION WHOSE DUTIES WOULD REASONABLY INCLUDE
USE OF OR WORK ON SUCH CONTAMINATED VEHICLES AND EQUIPMENT, DROVE, RODE
IN, REPAIRED, CLEANED, REHABILITATED, OR OTHERWISE USED OR WORKED ON
SUCH CONTAMINATED VEHICLES AND EQUIPMENT.
§ 5. Clause (i) of subparagraph (b) of paragraph 2 of subdivision h of
section 363-bb of the retirement and social security law, as amended by
chapter 495 of the laws of 2007, is amended to read as follows:
(i) the member files a written and sworn statement with the member's
retirement system on a form provided by such system indicating the dates
S. 6061--B 4
and locations of employment [within four years following the effective
date of chapter one hundred four of the laws of two thousand five]; and
§ 6. Subdivisions i and j of section 363-bb of the retirement and
social security law, subdivision i as amended and subdivision j as added
by chapter 5 of the laws of 2007, are amended to read as follows:
i. Notwithstanding any other provision of this chapter or of any
general, special or local law, charter, administrative code or rule or
regulation to the contrary, if a retiree who: (1) has met the criteria
of subdivision h of this section and retired on a service or disability
retirement, or would have met the criteria if not already retired on an
accidental disability; and (2) has not been retired for more than twen-
ty-five years; and (3) dies from a qualifying condition or impairment of
health, as defined in subparagraph (c) of paragraph one of subdivision h
of this section, that is determined by the applicable head of the
retirement system or applicable medical board to have been caused by
such retiree's participation in the World Trade Center rescue, recovery
or cleanup operations, [as defined in subparagraph (d) of paragraph one
of] OR IS OTHERWISE ELIGIBLE FOR THE PRESUMPTION AS PROVIDED IN subdivi-
sion h of this section, then unless the contrary be proven by competent
evidence, such retiree shall be deemed to have died as a natural and
proximate result of an accident sustained in the performance of duty and
not as a result of willful negligence on his or her part. Such retiree's
eligible beneficiary, as set forth in section three hundred sixty-one of
this title, shall be entitled to an accidental death benefit as provided
by section three hundred sixty-one of this title, however, for the
purposes of determining the salary base upon which the accidental death
benefit is calculated, the retiree shall be deemed to have died on the
date of his or her retirement. Upon the retiree's death, the eligible
beneficiary shall make a written application to the head of the retire-
ment system within the time for filing an application for an accidental
death benefit as set forth in section three hundred sixty-one of this
title requesting conversion of such retiree's service or disability
retirement benefit to an accidental death benefit. At the time of such
conversion, the eligible beneficiary shall relinquish all rights to the
prospective benefits payable under the service or disability retirement
benefit, including any post-retirement death benefits, since the
retiree's death. If the eligible beneficiary is not the only beneficiary
receiving or entitled to receive a benefit under the service or disabil-
ity retirement benefit (including, but not limited to, post-retirement
death benefits or benefits paid or payable pursuant to the retiree's
option selection), the accidental death benefit payments to the eligible
beneficiary will be reduced by any amounts paid or payable to any other
beneficiary.
j. Notwithstanding any other provision of this chapter or of any
general, special or local law, charter, administrative code or rule or
regulation to the contrary, if a member who: (1) has met the criteria of
subdivision h of this section; and (2) dies in active service from a
qualifying condition or impairment of health, as defined in subparagraph
(c) of paragraph one of subdivision h of this section, that is deter-
mined by the applicable head of the retirement system or applicable
medical board to have been caused by such member's participation in the
World Trade Center rescue, recovery or cleanup operations, [as defined
in subparagraph (d) of paragraph one of] OR IS OTHERWISE ELIGIBLE FOR
THE PRESUMPTION AS PROVIDED IN subdivision h of this section, then
unless the contrary be proven by competent evidence, such member shall
be deemed to have died as a natural and proximate result of an accident
S. 6061--B 5
sustained in the performance of duty and not as a result of willful
negligence on his or her part. Such member's eligible beneficiary, as
set forth in section three hundred sixty-one of this title, shall be
entitled to an accidental death benefit provided he or she makes written
application to the head of the retirement system within the time for
filing an application for an accidental death benefit as set forth in
section three hundred sixty-one of this title.
§ 7. Subdivision 1 of section 161 of the workers' compensation law, as
added by chapter 446 of the laws of 2006, is amended to read as follows:
1. "Participant in World Trade Center rescue, recovery, or cleanup
operations" means any (a) employee who within the course of employment,
or (b) volunteer upon presentation to the board of evidence satisfactory
to the board that he or she:
(i) participated in the rescue, recovery, or cleanup operations at the
World Trade Center site between September eleventh, two thousand one and
September twelfth, two thousand two; or
(ii) worked at the Fresh Kills Land Fill in New York city between
September eleventh, two thousand one and September twelfth, two thousand
two[,]; or
(iii) worked at the New York city morgue or the temporary morgue on
pier locations on the west side of Manhattan between September eleventh,
two thousand one and September twelfth, two thousand two[,]; or
(iv) worked on the barges between the west side of Manhattan and the
Fresh Kills Land Fill in New York city between September eleventh, two
thousand one and September twelfth, two thousand two[.]; OR
(V) AS A MEMBER OF THE STATE POLICE, DROVE, RODE IN, REPAIRED,
CLEANED, REHABILITATED, OR OTHERWISE USED OR WORKED IN VEHICLES OR
EQUIPMENT, INCLUDING EMERGENCY VEHICLE RADIO EQUIPMENT, OWNED BY THE
STATE OF NEW YORK THAT WAS CONTAMINATED BY DEBRIS IN THE WORLD TRADE
CENTER SITE, AS DEFINED IN PARAGRAPH (F) OF SUBDIVISION THIRTY-SIX OF
SECTION TWO OF THE RETIREMENT AND SOCIAL SECURITY LAW, REGARDLESS OF
WHETHER THE USE OF OR WORK ON SAID VEHICLES AND EQUIPMENT WAS PERFORMED
WITHIN THE WORLD TRADE CENTER SITE, PROVIDED SUCH USE OR WORK OCCURRED
PRIOR TO DECONTAMINATION OF SUCH VEHICLES OR EQUIPMENT. ABSENT PROOF TO
THE CONTRARY, CONTAMINATION IS PRESUMED WHERE SUCH VEHICLES OR EQUIPMENT
WERE IN SERVICE BETWEEN SEPTEMBER ELEVENTH, TWO THOUSAND ONE AND SEPTEM-
BER ELEVENTH, TWO THOUSAND TWO AND USED IN THE WORLD TRADE CENTER SITE.
FURTHERMORE, IT IS PRESUMED A MEMBER WHO WAS A MEMBER OF THE STATE
POLICE BETWEEN SEPTEMBER ELEVENTH, TWO THOUSAND ONE AND SEPTEMBER ELEV-
ENTH, TWO THOUSAND SIX, AND OCCUPIED A POSITION WHOSE DUTIES WOULD
REASONABLY INCLUDE USE OF OR WORK ON THE CONTAMINATED VEHICLES AND
EQUIPMENT, DROVE, RODE IN, REPAIRED, CLEANED, REHABILITATED, OR OTHER-
WISE USED OR WORKED ON SUCH CONTAMINATED VEHICLES AND EQUIPMENT.
§ 8. Notwithstanding any other provision to the contrary, none of the
provisions of this act shall be subject to section 25 of the retirement
and social security law.
§ 9. This act shall take effect immediately and shall be deemed to
have been in full force and effect on and after September 11, 2001;
provided, however, that the amendments to section 161 of the workers'
compensation law made by section seven of this act shall apply to all
open and closed claims coming within the purview of the workers' compen-
sation board.
FISCAL NOTE.--Pursuant to Legislative Law, Section 50:
This bill would expand the definition of a "participant in World Trade
Center rescue, recovery, or cleanup operations" for members of the State
Police by (1) eliminating the requirement to have worked at specific
S. 6061--B 6
covered sites, and (2) establishing the use of a State vehicle prior to
decontamination as a qualified form of participation. Unless there
exists competent evidence to the contrary, State vehicles used at the
World Trade Center site between September 11, 2001 and September 11,
2002 are presumed to be contaminated, and all State Police officers who
worked between September 11, 2001 and September 11, 2006, who could have
reasonably used a contaminated State vehicle, are presumed to have used
such vehicle prior to decontamination. These provisions take effect
retroactively, beginning September 11, 2001.
For members who meet the requirements to be considered a participant
in the World Trade Center rescue, recovery, or cleanup operations, the
onset of any condition or impairment of health related to exposure in
connection with participation serves as presumptive evidence that any
disability, or death as a result of such disability, was the result of
an accident and was sustained in the performance of duty, absent proof
to the contrary.
If this bill is enacted, it would reclassify certain current and
future retirement benefits. The cost of the revised benefit will depend
upon the applicant's age, service, salary, plan, and benefit type other-
wise payable.
Benefit without enactment: None Ordinary Service
Disability
Cost for WTC benefit: 9 times 5 times 2 times
salary salary salary
This bill would also lead to more deaths being classified as "acci-
dental". For each death classified as accidental due to this bill, the
cost would depend on the age, service, salary, plan, and status at time
of death. It is estimated that the cost for each individual affected
would average approximately 11 times salary.
It is estimated that the cost of providing these enhanced benefits
will be approximately $5 billion. These costs would be shared by the
State of New York and the participating employers in the Police and Fire
Retirement System.
In addition to the costs stated above, there will be an administrative
cost to implement the provisions of this legislation.
This proposal is expected to affect 2,800 active members collecting
$393 million in annual salary and 2,531 retirees collecting $180 million
in annual benefits, as of March 31, 2019.
Summary of relevant resources:
The membership data used in measuring the impact of the proposed
change was the same as that used in the March 31, 2019 actuarial valu-
ation. Distributions and other statistics can be found in the 2019
Report of the Actuary and the 2019 Comprehensive Annual Financial
Report.
The actuarial assumptions and methods used are described in the 2015,
2016, 2017, 2018, and 2019 Annual Report to the Comptroller on Actuarial
Assumptions, and the Codes, Rules, and Regulations of the State of New
York: Audit and Control.
The Market Assets and GASB Disclosures are found in the March 31, 2019
New York State and Local Retirement System Financial Statements and
Supplementary Information.
I am a member of the American Academy of Actuaries and meet the Quali-
fication Standards to render the actuarial opinion contained herein.
S. 6061--B 7
This fiscal note does not constitute a legal opinion on the viability
of the proposed change nor is it intended to serve as a substitute for
the professional judgment of an attorney.
This estimate, dated March 12, 2020, and intended for use only during
the 2020 Legislative Session, is Fiscal Note No. 2020-77, prepared by
the Actuary for the New York State and Local Retirement System.