S T A T E   O F   N E W   Y O R K
 ________________________________________________________________________
 
                                  9492--A
 
                           I N  A S S E M B L Y
 
                               March 7, 2022
                                ___________
 
 Introduced by M. of A. ABINANTI, STIRPE -- read once and referred to the
   Committee  on  People  with Disabilities -- committee discharged, bill
   amended, ordered reprinted as amended and recommitted to said  commit-
   tee
 
 AN  ACT  to amend the mental hygiene law, in relation to the creation of
   an innovative supportive housing program for persons with  a  develop-
   mental  disability  who  wish  and are able to safely reside in such a
   setting; and to amend the general business law, in relation to  creat-
   ing  an  exemption  from  certain  filing requirements for residential
   environments that are formed as cooperative interests  in  realty  for
   persons  receiving  services  under  the innovative supportive housing
   program
 
   THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
 BLY, DO ENACT AS FOLLOWS:
 
   Section  1.  Legislative  purpose and findings. The legislature hereby
 finds and declares as follows:
   (a) New York state is currently facing a  severe  housing  crisis  for
 people with developmental disabilities. Staffing shortages for certified
 housing,  commonly  referred to as group homes, has put additional pres-
 sure on the state to provide homes for people forced out of their  group
 homes. There is an acute need to create alternative and innovative hous-
 ing models, especially for those persons who are able to live more inde-
 pendently and wish to do so.
   (b) Many persons with developmental disabilities live with a parent or
 parents,  a  family  member,  or other similar direct support personnel.
 However, many such persons wish to live more independently, and would do
 so if an option existed that included certain basic supports.
   (c)  Further,  although  family  caregiving  is  appropriate  in  many
 instances,  a  system  that  relies  exclusively  on parents and similar
 direct support personnel to provide a non-institutional  living  setting
 is  not  sustainable.  The parent or direct support personnel eventually
 becomes unable to continue supporting the person who has a developmental
 disability, due to the direct support personnel's infirmity,  death,  or
 other concerns.
 
  EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                       [ ] is old law to be omitted.
              
             
                          
                                                                            LBD14727-03-2
 A. 9492--A                          2
 
   (d)  When that happens, the person with a developmental disability has
 no option but to move to a group home, which is a more restrictive envi-
 ronment than an innovative supportive housing program. Often,  available
 group  homes  are  located far from the communities in which people have
 lived  their  entire  lives. Although group homes may be appropriate for
 some persons with developmental disabilities, they are  not  appropriate
 for  those  persons with disabilities who wish and are able to live more
 independently.  Currently, group homes, even for  those  who  choose  to
 live in that setting, do not number nearly enough to meet the need.
   (e)  A  system that results in the unnecessary institutionalization of
 persons with developmental disabilities directly contravenes the  spirit
 of  federal  law  that  requires  state and local governments to provide
 people with developmental disabilities opportunities to live in the most
 integrated setting that is available and appropriate for their needs. It
 also works a double trauma upon the person with developmental  disabili-
 ty,  who  has  no option but to move from their long-time home while, at
 the same time, grieving the loss of a parent or direct  support  person-
 nel.    At this time, the state of New York offers no practical solution
 to this crisis.
   (f) Accordingly, there is a need to create new and innovative  housing
 models  that  maximize independence for persons with developmental disa-
 bilities. The state must remain vigilant in its efforts to reduce insti-
 tutionalization of persons with disabilities. However, the state  should
 not  avoid  opportunities  to  provide  independent  housing  options to
 persons with developmental disabilities, where such persons wish and are
 able to take advantage of such opportunities,  out  of  concern  that  a
 certain  number  of  persons  with  developmental disabilities living in
 close proximity automatically qualifies as an "institution."
   (g) Guidance from  the  federal  Centers  for  Medicare  and  Medicaid
 Services  ("CMS") has emphasized that there is no cap or percentage that
 is used to determine whether housing for people with developmental disa-
 bilities satisfies the federal standards for what constitutes an  insti-
 tution.  Rather,  CMS  clarified that state and local governments should
 focus on the experience of the individual with  developmental  disabili-
 ties in that setting.
   (h)  Persons with developmental disabilities can in fact live in close
 proximity in a safe and healthy residential environment integrated  into
 the  community, especially when that environment is chosen by the person
 and augmented with supports that maximize the person's independence  and
 that  are  less intensive than the services provided in an institutional
 setting.
   (i) Thus, to maximize the availability of innovative housing settings,
 this legislation directs the office for people with developmental  disa-
 bilities  ("OPWDD")  to  create an Innovative Supportive Housing Program
 that enables persons with developmental disabilities to live more  inde-
 pendently,  including  housing that is owned or leased in their name, or
 by someone else on behalf of such person or that of a trust  established
 for  their benefit, with supports provided through OPWDD, such as avail-
 ability of shared direct support personnel. In  this  way,  the  program
 will  ensure  that  persons with developmental disabilities are afforded
 settings that are the most integrated and appropriate for their needs.
   § 2. The mental hygiene law is amended by adding a new  section  16.38
 to read as follows:
 § 16.38 INNOVATIVE SUPPORTIVE HOUSING PROGRAM.
   (A)  THE OFFICE SHALL DEVELOP AN INNOVATIVE SUPPORTIVE HOUSING PROGRAM
 THAT ENABLES PERSONS WITH A DEVELOPMENTAL DISABILITY TO  LIVE  INDEPEND-
 A. 9492--A                          3
 
 ENTLY  AND  SAFELY,  WITH SUPPORT SERVICES, INCLUDING BUT NOT LIMITED TO
 STAFFING SUPPORT, SHARED STAFFING SUPPORT, AND OPPORTUNITIES FOR  SOCIAL
 ENGAGEMENT AND RECREATION, IN A RESIDENTIAL ENVIRONMENT. ELIGIBILITY FOR
 THE  PROGRAM  SHALL  BE  DETERMINED SOLELY BY THE PERSON WITH A DEVELOP-
 MENTAL DISABILITY IN COLLABORATION WITH THEIR SERVICE PROVIDER AND  CARE
 COORDINATION  AGENCIES,  AND  SHALL  BE BASED ON THE PERSON'S ABILITY TO
 LIVE INDEPENDENTLY AND SAFELY, WITH SUPPORT SERVICES,  IN  THEIR  CHOSEN
 RESIDENTIAL ENVIRONMENT.
   (B)  THE  INNOVATIVE  SUPPORTIVE  HOUSING  PROGRAM ESTABLISHED BY THIS
 SECTION SHALL ENABLE ELIGIBLE PERSONS WITH DEVELOPMENTAL DISABILITIES TO
 RESIDE IN A RESIDENTIAL ENVIRONMENT, INCLUDING BUT NOT LIMITED TO LEASED
 RESIDENTIAL HOUSING, HOUSING THAT QUALIFIES AS A COOPERATIVE INTEREST IN
 REALTY UNDER SECTION THREE HUNDRED FIFTY-TWO-E OF THE  GENERAL  BUSINESS
 LAW,  AND  CONDOMINIUM  UNITS  UNDER ARTICLE NINE-B OF THE REAL PROPERTY
 LAW, WHERE AN INTEREST IN A RESIDENCE IS OWNED OR  LEASED  BY  A  PERSON
 WITH  A DEVELOPMENTAL DISABILITY, OR AN ENTITY ON BEHALF OF SUCH PERSON,
 INCLUDING BUT NOT LIMITED TO A TRUST ESTABLISHED FOR SUCH PERSON'S BENE-
 FIT.
   (C)  WHEN  ESTABLISHING  THE  INNOVATIVE  SUPPORTIVE  HOUSING  PROGRAM
 DESCRIBED  BY  THIS  SECTION,  AND  WHEN DETERMINING ELIGIBILITY FOR ANY
 HOUSING SUBSIDY PROGRAM FOR PERSONS WITH DEVELOPMENTAL DISABILITIES,  IN
 RECOGNITION  OF  THE RIGHT OF PERSONS WITH DEVELOPMENTAL DISABILITIES TO
 CHOOSE THE RESIDENTIAL ENVIRONMENT IN WHICH THEY WISH TO  LIVE  AND  THE
 PERSONS WITH WHOM THEY WISH TO LIVE, AND THE REQUIREMENT THAT GOVERNMENT
 AGENCIES  FOCUS ON AN INDIVIDUAL'S EXPERIENCE WHEN DETERMINING WHETHER A
 RESIDENTIAL ENVIRONMENT IS THE MOST INTEGRATED AND APPROPRIATE FOR THEIR
 NEEDS, THE OFFICE SHALL:
   (1) MAXIMIZE THE TYPES OF RESIDENTIAL SETTINGS  IN  WHICH  INDIVIDUALS
 MAY LIVE;
   (2)  MAXIMIZE  AND PRIORITIZE THE ABILITY OF INDIVIDUALS TO CHOOSE THE
 SETTING IN WHICH THEY MAY LIVE;
   (3) NOT IMPOSE ANY REQUIREMENTS ON THE TYPES OF  RESIDENTIAL  SETTINGS
 THAT MAY BE ELIGIBLE FOR FUNDS THROUGH A HOME AND COMMUNITY BASED WAIVER
 BEYOND  THOSE  IMPOSED  BY  FEDERAL LAW UNDER SECTION 1915 OF THE SOCIAL
 SECURITY ACT (42 U.S.C. SEC. 1396N);
   (4) NOT PRECLUDE SETTINGS FROM RECEIVING FUNDING THROUGH  A  HOME  AND
 COMMUNITY  BASED  WAIVER  DUE  TO  THEIR  LOCATION, SIZE, OR THE TYPE OR
 NUMBER OF INDIVIDUALS SERVED EXCEPT AS REQUIRED  BY  FEDERAL  LAW  UNDER
 SECTION 1915 OF THE SOCIAL SECURITY ACT (42 U.S.C. SEC. 1396(N); AND
   (5)  NOT  ESTABLISH  A  MAXIMUM  NUMBER  OR PERCENTAGE OF PERSONS WITH
 DEVELOPMENTAL DISABILITIES WHO MAY LIVE  IN  A  RESIDENTIAL  ENVIRONMENT
 WHEN VIEWED AS A WHOLE.
   (D)  THE  OFFICE  SHALL  COORDINATE  WITH  THE DEPARTMENT OF HEALTH TO
 DETERMINE WHETHER AN AMENDMENT TO THE STATE PLAN AUTHORIZED  BY  SECTION
 THREE  HUNDRED  SIXTY-THREE-A  OF THE SOCIAL SERVICES LAW OR A WAIVER IS
 REQUIRED FROM THE FEDERAL CENTERS FOR  MEDICARE  AND  MEDICAID  SERVICES
 ("CMS")  TO  MAXIMIZE  FEDERAL  FINANCIAL  PARTICIPATION FOR THE PROGRAM
 DESCRIBED IN THIS SECTION. IF AN AMENDMENT TO THE STATE PLAN OR A WAIVER
 IS REQUIRED OR DESIRABLE, THE DEPARTMENT OF  HEALTH  SHALL  SUBMIT  SUCH
 AMENDMENT  OR APPLY TO CMS FOR SUCH WAIVER NO MORE THAN NINETY DAYS FROM
 THE DATE THAT THIS SECTION BECOMES EFFECTIVE.
   (E) THE OFFICE SHALL COORDINATE  WITH  THE  DEPARTMENT  OF  HEALTH  TO
 ENSURE  THAT  ANY STATE TRANSITION PLAN SUBMITTED TO CMS THAT RELATES TO
 FEDERAL REGULATIONS GOVERNING HOME AND COMMUNITY-BASED SERVICES IS WRIT-
 TEN, AMENDED OR SUPPLEMENTED TO INCLUDE RECOGNITION  OF  THE  INNOVATIVE
 SUPPORTIVE HOUSING PROGRAM ESTABLISHED BY THIS SECTION.
 A. 9492--A                          4
 
   (F)  THE  OFFICE MAY CONDUCT PUBLIC HEARINGS TO RECEIVE PUBLIC COMMENT
 ON HOW RESIDENTIAL ENVIRONMENTS THAT INCLUDE INNOVATIVE SUPPORTIVE HOUS-
 ING AUTHORIZED BY THIS SECTION CAN BEST BE INTEGRATED WITH  THE  BROADER
 COMMUNITY.
   (G)  A  RESIDENTIAL  ENVIRONMENT  IN  WHICH PERSONS WITH DEVELOPMENTAL
 DISABILITIES RECEIVE SERVICES  PURSUANT  TO  THE  INNOVATIVE  SUPPORTIVE
 HOUSING  PROGRAM  ESTABLISHED  BY THIS SECTION SHALL NOT BE CONSIDERED A
 COMMUNITY RESIDENCE, COMMUNITY RESIDENTIAL FACILITY  FOR  THE  DISABLED,
 SUPERVISED  LIVING  FACILITY,  SUPPORTIVE  LIVING FACILITY, OR ANY OTHER
 PROVIDER OF SERVICE REQUIRING AN  OPERATING  CERTIFICATE  UNDER  SECTION
 16.03  OF  THIS ARTICLE. NOTHING IN THIS SECTION SHALL BE INTERPRETED AS
 AUTHORIZING AN INCREASE IN THE NUMBER OF BEDS APPROVED FOR  A  COMMUNITY
 RESIDENCE,  COMMUNITY  RESIDENTIAL FACILITY FOR THE DISABLED, SUPERVISED
 LIVING FACILITY, SUPPORTIVE LIVING FACILITY, OR ANY  OTHER  PROVIDER  OF
 SERVICE  REQUIRING  AN OPERATING CERTIFICATE UNDER SECTION 16.03 OF THIS
 ARTICLE.
   (H) RESIDENTIAL ENVIRONMENTS IN WHICH PERSONS WITH DEVELOPMENTAL DISA-
 BILITIES RECEIVE SERVICES PURSUANT TO THE INNOVATIVE SUPPORTIVE  HOUSING
 PROGRAM  ESTABLISHED  BY THIS SECTION SHALL NOT DISCRIMINATE AGAINST ANY
 RESIDENT OR POTENTIAL RESIDENT BASED ON  RACE,  CREED,  AGE  OTHER  THAN
 BEING AT LEAST EIGHTEEN YEARS OF AGE, COLOR, NATIONAL ORIGIN, SEX, DISA-
 BILITY,  MARITAL  STATUS,  MILITARY STATUS, FAMILY STATUS, SEXUAL ORIEN-
 TATION, GENDER IDENTITY OR EXPRESSION, OR ANY OTHER PROTECTED CHARACTER-
 ISTIC UNDER THE NEW YORK STATE HUMAN RIGHTS LAW; PROVIDED, HOWEVER, THAT
 THE AUTISM SPECTRUM DISORDERS ADVISORY  BOARD  ESTABLISHED  PURSUANT  TO
 SECTION  13.42 OF THIS TITLE MAY ISSUE GUIDANCE WITH RESPECT TO RESIDENT
 SELECTION, INCLUDING ADMISSIONS CRITERIA,  TO  ENSURE  SUCH  RESIDENTIAL
 ENVIRONMENTS  ARE  PREDOMINANTLY AVAILABLE TO PERSONS WITH DEVELOPMENTAL
 DISABILITIES, AND PROVIDED FURTHER  THAT  RESIDENTIAL  ENVIRONMENTS  MAY
 ADHERE TO SUCH GUIDANCE.
   §  3.  Section  352-g of the general business law, as added by chapter
 987 of the laws of 1960, is amended to read as follows:
   § 352-g. Exemptions. (A) The attorney general, upon  application,  may
 exempt  from the provisions of sections three hundred fifty-two-e, three
 hundred fifty-two-f and three hundred fifty-two-h any offerings of secu-
 rities (1) made to persons not exceeding forty in number  or  (2)  which
 securities  have  been fully registered with the securities and exchange
 commission of the United States of America or have received an exemption
 therefrom for reasons other than said offering is an intrastate offering
 to residents of the state of New York only.
   (B) RESIDENTIAL ENVIRONMENTS THAT ARE FORMED AS COOPERATIVE  INTERESTS
 IN REALTY FOR PERSONS RECEIVING SERVICES UNDER THE INNOVATIVE SUPPORTIVE
 HOUSING  PROGRAM  ESTABLISHED BY SECTION 16.38 OF THE MENTAL HYGIENE LAW
 SHALL BE UNDER THE SOLE JURISDICTION OF THE  AUTISM  SPECTRUM  DISORDERS
 ADVISORY  BOARD  ESTABLISHED  PURSUANT  TO  SECTION  13.42 OF THE MENTAL
 HYGIENE LAW, AND SHALL BE EXEMPT FROM ANY FILING REQUIREMENTS OF SECTION
 THREE HUNDRED FIFTY-TWO-E OF THIS ARTICLE  FOR  THE  INVESTMENT  IN  ANY
 RESIDENTIAL  ENVIRONMENTS  AND  THE CONVERSION OF ANY BUILDING, GROUP OF
 BUILDINGS OR DEVELOPMENT WHICH ARE CONVERTED TO A  COOPERATIVE  INTEREST
 IN REALTY. THE AUTISM SPECTRUM DISORDERS ADVISORY BOARD SHALL BE CHARGED
 WITH THE EXCLUSIVE JURISDICTION OVER ANY DISCLOSURE REQUIREMENTS INVOLV-
 ING  THE  INITIAL  INVESTMENT  IN AND INITIAL PURCHASE OF AN INTEREST IN
 SUCH RESIDENTIAL ENVIRONMENTS.
   § 4. This act shall take effect immediately.