S T A T E O F N E W Y O R K
________________________________________________________________________
6012
2021-2022 Regular Sessions
I N S E N A T E
March 26, 2021
___________
Introduced by Sen. SERINO -- read twice and ordered printed, and when
printed to be committed to the Committee on Health
AN ACT relating to an audit of state agency response to COVID-19 in
nursing homes, adult care facilities, and assisted living residences;
and providing for the repeal of such provisions upon the expiration
thereof
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. 1. As used in this act, the following terms shall be
defined as follows:
a. "Nursing home" shall have the same meaning as such term is defined
in subdivision two of section twenty-eight hundred one of the public
health law.
b. "Adult care facility" shall have the same meaning as defined in
subdivision twenty-one of section two of the social services law.
c. "Assisted living residence" shall have the same meaning as defined
in subdivision one of section forty-six hundred fifty-one of the public
health law, as added by chapter 2 of the laws of 2004.
d. "Step-down facility" shall refer to a COVID-19 only nursing home,
adult care facility, or assisted living residence established by the
department of health, consistent with executive order 202.81 of 2020 to
receive medically stable, but persistently positive COVID-19 nursing
home, adult care facility, or assisted living residence eligible
patients transferred from a facility licensed under article twenty-eight
of the public health law until such time the patient tests negative for
COVID-19, or is deemed medically safe for discharge by a qualified
licensed health care professional under the education law.
e. "Direct care worker" shall mean any employee of a nursing home,
adult care facility, or assisted living residence who is responsible for
patient handling or patient assessment as a regular or incidental part
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD10637-01-1
S. 6012 2
of his or her employment, including any licensed or unlicensed health
care worker.
2. The state comptroller shall conduct an audit of the department of
health, as well as any other agency or the executive chamber as the
comptroller deems necessary, with respect to such agency's performance,
as well as compliance and enforcement of applicable state laws, rules,
regulations, and directives or executive orders issued by the governor
pursuant to section 29-a of the executive law, including any guidance or
advisory issued by such agency with respect to its compliance with
United States centers for Medicaid and medicare services and centers for
disease control and prevention guidance and recommendations, with
respect to mitigating the impact of COVID-19 in nursing homes, adult
care facilities, and assisted living residences. Such audit shall
include, but not be limited to, a review of:
a. state funding for nursing homes, adult care facilities, and
assisted living residences, including but not limited to the adequacy of
state Medicaid rates and additional state payments for supplemental
security income benefits;
b. current requirements and enforcement of infection prevention and
control policies, including those implemented in response to the
COVID-19 state disaster emergency;
c. a regional analysis of the availability of qualified staff, with a
focus on identifying geographical areas with shortages and how the state
can increase the number of qualified direct care workers;
d. patient care and health outcomes in state run nursing homes, adult
care facilities, and assisted living residences;
e. an accounting of resources following the outbreak of COVID-19,
including, but not limited to, staff, personal protective equipment,
testing capabilities and COVID-19 vaccines;
f. the efficacy of step-down facilities, including the number of indi-
viduals treated at such facilities, the locations of such facilities,
where individuals were transferred from prior to entering such facility
and discharged to upon leaving such facility, and the potential for
growth;
g. the physical and mental health impact on residents of nursing
homes, adult care facilities, and assisted living residences due to
isolation and lack of visitation; and
h. compliance with the provisions of article six of the public offi-
cers law.
3. The comptroller may request proposals from independent auditors for
the purpose of fulfilling the provisions of this section. The requests
for proposals shall include a reference to the requirements for audits
conducted pursuant to this section. Any independent auditor selected by
the comptroller shall be selected in accordance with a competitive
procedure including an evaluation, based on quality and price factors,
of those proposals received in response to such requests for proposals.
4. Within one year of the effective date of this act, the comptroller
shall publish the results of the audit required under subdivision two of
this section publicly on the comptroller's website, along with a brief
description of the results thereof, and shall submit a copy to the
chairs and ranking minority members of the senate finance committee and
the assembly ways and means committee.
§ 2. This act shall take effect immediately and expire and be deemed
repealed January 15, 2023.