S T A T E   O F   N E W   Y O R K
 ________________________________________________________________________
 
                                   3499
 
                        2023-2024 Regular Sessions
 
                           I N  A S S E M B L Y
 
                             February 3, 2023
                                ___________
 
 Introduced by M. of A. CARROLL, STIRPE, REYES, TAYLOR, DICKENS, DeSTEFA-
   NO,  RAMOS, MIKULIN, SAYEGH, SMITH, WILLIAMS, COOK, SEAWRIGHT, REILLY,
   MILLER, ROZIC, EPSTEIN, CRUZ, STECK, RA, BENEDETTO, JACOBSON, HYNDMAN,
   THIELE, LAVINE, STERN, JONES, BUTTENSCHON, BRAUNSTEIN,  FALL,  PAULIN,
   L. ROSENTHAL,  WALLACE,  DILAN,  AUBRY,  JEAN-PIERRE, DARLING, WALKER,
   ANDERSON, JACKSON -- Multi-Sponsored by -- M. of A. FITZPATRICK, HEVE-
   SI, SIMON -- read once and  referred  to  the  Committee  on  Consumer
   Affairs and Protection
 
 AN  ACT  to  amend  the general business law and the vehicle and traffic
   law, in relation to designating new automotive broker businesses
 
   THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
 BLY, DO ENACT AS FOLLOWS:
 
   Section  1.  Subdivision 1 of section 736 of the general business law,
 as amended by chapter 28 of the laws of 2018,  is  amended  to  read  as
 follows:
   1.  "Automobile  broker  business"  means  any  person who, for a fee,
 commission or other valuable consideration, regardless of  whether  such
 fee, commission, or consideration is paid directly by a consumer, offers
 to  provide,  provides,  or  represents  that  he  or she will provide a
 service of purchasing, arranging, assisting, facilitating  or  effecting
 the purchase or lease of an automobile as agent, broker, or intermediary
 for a consumer. "Automobile broker business" does not include any person
 registered as a NEW MOTOR VEHICLE dealer OR QUALIFIED DEALER pursuant to
 article  sixteen  of  the vehicle and traffic law, ANY PERSON REGISTERED
 UNDER SECTION FOUR HUNDRED FIFTEEN-A OF THE  VEHICLE  AND  TRAFFIC  LAW,
 ONLY  WHEN  OPERATING  UNDER  ACTIVITY  COVERED BY SUCH REGISTRATION, AN
 AUTOMOBILE AUCTIONEER, ONLY WHEN OPERATING IN THE  MANNER  DESCRIBED  IN
 SECTION  TWENTY-THREE  OF  THIS CHAPTER, nor any bona fide employee of a
 registered NEW MOTOR VEHICLE DEALER OR QUALIFIED dealer while acting for
 such NEW MOTOR VEHICLE DEALER OR QUALIFIED dealer,  or  any  person  who
 sells, offers for sale or lease or acts as agent, broker or intermediary
 
  EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                       [ ] is old law to be omitted.
                                                            LBD00498-01-3
              
             
                          
                 A. 3499                             2
 
 in  effecting the purchase or lease of three or fewer automobiles in any
 calendar year, any national service  which  aggregates  information  for
 consumers,  but does not otherwise have contact with consumers, [or] any
 motor  vehicle  franchisor,  manufacturer,  or  distributor, DISTRIBUTOR
 BRANCH OR FACTORY BRANCH registered under article sixteen of the vehicle
 and traffic law.
   § 2. Section 736-a of the general business law, as  added  by  chapter
 477 of the laws of 2017, is amended to read as follows:
   § 736-a. Registration required. 1. (A) No person shall engage in busi-
 ness  as  an  automobile  broker  business,  as defined in section seven
 hundred thirty-six of this article, without first having been  issued  a
 certificate  of  registration for an automobile broker business pursuant
 to paragraph c of subdivision seven of section four hundred  fifteen  of
 the  vehicle and traffic law. A CERTIFICATE OF REGISTRATION FOR AN AUTO-
 MOBILE BROKER BUSINESS SHALL BE VALID FOR A PERIOD OF TWO YEARS.
   (B) NO AUTOMOBILE BROKER BUSINESS SHALL REPRESENT  OR  ACCEPT  PAYMENT
 FROM,  EITHER  DIRECTLY OR INDIRECTLY, A FRANCHISEE, DEALER, FRANCHISOR,
 MANUFACTURER, DISTRIBUTOR, DISTRIBUTOR BRANCH AND/OR FACTORY BRANCH,  AS
 SUCH TERMS ARE DEFINED IN SECTIONS FOUR HUNDRED FIFTEEN AND FOUR HUNDRED
 SIXTY-TWO OF THE VEHICLE AND TRAFFIC LAW.
   (C) NO AUTOMOBILE BROKER BUSINESS SHALL PERFORM ANY SERVICES INVOLVING
 THE  PURCHASING,  ARRANGING,  ASSISTING,  FACILITATING  OR EFFECTING THE
 PURCHASE OR LEASE OF AN AUTOMOBILE AS AGENT, BROKER, OR INTERMEDIARY FOR
 A CONSUMER, UNLESS DONE PURSUANT TO A CONTRACT THAT  COMPLIES  WITH  THE
 PROVISIONS OF SECTION SEVEN HUNDRED THIRTY-EIGHT OF THIS ARTICLE.
   2.  A  certificate  of  registration for an automobile broker business
 shall not permit the registrant to display for sale or lease any new  or
 used  motor vehicles without registration as a dealer under section four
 hundred fifteen of the vehicle and traffic law.
   3. ANY PERSON THAT SELLS OR LEASES FIVE OR MORE VEHICLES IN A CALENDAR
 YEAR TO OR THROUGH ONE OR  MORE  AUTOMOBILE  BROKER  BUSINESS  SHALL  BE
 DEEMED TO BE DEALING IN MOTOR VEHICLES AS THAT TERM IS USED IN PARAGRAPH
 A  OF SUBDIVISION ONE OF SECTION FOUR HUNDRED FIFTEEN OF THE VEHICLE AND
 TRAFFIC LAW.
   4. THE COMMISSIONER OF MOTOR VEHICLES  SHALL  ADOPT  RULES  AND  REGU-
 LATIONS  NECESSARY TO EFFECTUATE THE PROVISIONS OF THIS SECTION, INCLUD-
 ING REGULATIONS THAT REQUIRE THE DISCLOSURE OF THE  NAME,  ADDRESS,  AND
 REGISTRATION  NUMBER  OF AN AUTOMOBILE BROKER BUSINESS THAT PROVIDED THE
 SERVICE OF ARRANGING, ASSISTING, FACILITATING OR EFFECTING THE  PURCHASE
 OR  LEASE  OF ANY NEW MOTOR VEHICLE, AND THE FEE COLLECTED BY THE BROKER
 FROM THE CONSUMER FOR PROVIDING SUCH SERVICE. SUCH RULES AND REGULATIONS
 SHALL REQUIRE THAT SUCH INFORMATION OF THE  AUTOMOBILE  BROKER  BUSINESS
 AND  ITS  FEE  FOR  SERVICE  BE PRINTED ON ANY INVOICE, BILL OF SALE, OR
 BUYER'S ORDER, AND ON ANY APPLICATION FOR REGISTRATION OR TITLE  SUBMIT-
 TED  BY  ANY DEALER TO THE DEPARTMENT OF MOTOR VEHICLES ON BEHALF OF THE
 CONSUMER RELATED TO SUCH PURCHASED OR LEASED MOTOR VEHICLE.
   § 3. The opening paragraph and paragraph  (e)  of  subdivision  1  and
 subdivisions  3  and  4  of section 738 of the general business law, the
 opening paragraph and paragraph (e) of  subdivision  1  as  amended  and
 subdivision 4 as added by chapter 28 of the laws of 2018 and subdivision
 3  as amended by chapter 477 of the laws of 2017, are amended to read as
 follows:
   Every contract between a consumer and an  automobile  broker  business
 for  the  purchase  of [an automobile] A MOTOR VEHICLE, OTHER THAN A NEW
 MOTOR VEHICLE, shall be in writing, shall be dated,  shall  contain  the
 street  address  of  the automobile broker business and the consumer and
 A. 3499                             3
 
 shall be signed by the consumer and by the automobile  broker  business.
 Every  contract  shall  comply  with  the requirements set forth in this
 section and contain the following:
   (e)  A  description  of  any  other services and an itemization of the
 charges for each. Such description shall include disclosure of the auto-
 mobile dealer from which the automobile was purchased, as  well  as  all
 fees,  commissions  or other valuable [considerations paid by an automo-
 bile dealer] CONSIDERATION OWED BY THE CONSUMER to the automobile broker
 business for selling, arranging, assisting or effecting the sale  of  an
 automobile  as  agent,  broker, or intermediary between the consumer and
 the automobile dealer.
   3. EVERY CONTRACT BETWEEN A CONSUMER AND AN AUTOMOBILE BROKER BUSINESS
 FOR THE SERVICE OF ARRANGING, ASSISTING, FACILITATING OR  EFFECTING  THE
 PURCHASE  OR  LEASE OF A NEW MOTOR VEHICLE SHALL BE IN WRITING, SHALL BE
 DATED, SHALL CONTAIN THE STREET ADDRESS OF THE AUTOMOBILE  BROKER  BUSI-
 NESS  AND  THE  CONSUMER, AND SHALL BE SIGNED BY THE CONSUMER AND BY THE
 AUTOMOBILE BROKER BUSINESS. EVERY SUCH CONTRACT SHALL  COMPLY  WITH  THE
 REQUIREMENTS  SET  FORTH  IN  THIS  SECTION  AND  CONTAIN  THE FOLLOWING
 PROVISIONS, WHICH SHALL BE PRINTED IN AT LEAST  TWELVE-POINT  BOLD  TYPE
 AND SHALL NOT BE NEGATED OR SUPERSEDED BY ANY ADDITIONAL PROVISION:
   (A)  A TITLE, ACROSS THE TOP OF THE DOCUMENT IN AT LEAST SIXTEEN-POINT
 BOLD TYPE, OF "CONTRACT FOR AUTOMOBILE  BROKERING  SERVICES  FOR  A  NEW
 MOTOR VEHICLE".
   (B) A STATEMENT OF WHETHER A SOLICITED NEW MOTOR VEHICLE IS OR WILL BE
 MANUFACTURED  IN  ACCORDANCE WITH UNITED STATES SPECIFICATIONS AND IS OR
 WILL BE CERTIFIED BY THE MANUFACTURER AS SUCH IF THE NEW  MOTOR  VEHICLE
 IS  NOT  OR  WILL  NOT  BE MANUFACTURED IN ACCORDANCE WITH UNITED STATES
 SAFETY AND ENVIRONMENTAL SPECIFICATIONS, AND THE CONSUMER  HAS  RETAINED
 THE  AUTOMOBILE  BROKER  BUSINESS TO ARRANGE FOR THE MODIFICATION OF THE
 NEW MOTOR VEHICLE TO MEET  SUCH  SPECIFICATIONS,  THE  NAME  AND  STREET
 ADDRESS  OF THE MODIFICATION FACILITY AND A STATEMENT IN IMMEDIATE PROX-
 IMITY TO SUCH INFORMATION THAT THE AUTOMOBILE  BROKER  BUSINESS  ASSUMES
 FULL FINANCIAL RESPONSIBILITY THAT THE NEW MOTOR VEHICLE WILL BE PROPER-
 LY  MODIFIED TO MEET ALL UNITED STATES SAFETY AND ENVIRONMENTAL SPECIFI-
 CATIONS.
   (C) A STATEMENT THAT THE CONSUMER MAY CANCEL THE CONTRACT FOR  AUTOMO-
 BILE  BROKERING  SERVICES  FOR A NEW MOTOR VEHICLE FOR ANY REASON WITHIN
 THREE DAYS OF THE EXECUTION OF SUCH CONTRACT AND THAT THE  CONSUMER  HAS
 THE RIGHT TO A FULL REFUND WITHIN TEN BUSINESS DAYS FOLLOWING RECEIPT OF
 THE NOTICE OF CANCELLATION.
   (D)  A  STATEMENT  THAT,  IF THE REQUESTED NEW MOTOR VEHICLE CANNOT BE
 PROCURED BY THE AUTOMOBILE BROKER BUSINESS WITHIN THIRTY DAYS  FOLLOWING
 THE  DATE OF EXECUTION OF THE CONTRACT FOR AUTOMOBILE BROKERING SERVICES
 FOR A NEW MOTOR VEHICLE, THE  CONSUMER  HAS  THE  RIGHT  TO  CANCEL  THE
 CONTRACT AND TO RECEIVE A FULL REFUND WITHIN TEN BUSINESS DAYS FOLLOWING
 RECEIPT  OF  THE  REQUEST  FOR A REFUND, UNLESS THE DELAY IN DELIVERY IS
 ATTRIBUTABLE TO THE CONSUMER.
   (E) A STATEMENT THAT THE CONSUMER SHALL BE PROVIDED WITH THE  CONTENTS
 OF  EACH  BID  RECEIVED BY THE AUTOMOBILE BROKER BUSINESS IN RESPONSE TO
 ITS SOLICITATION ON BEHALF OF SUCH CONSUMER.
   (F) THE AMOUNT OF THE FEE TO BE PAID BY THE CONSUMER TO THE AUTOMOBILE
 BROKER BUSINESS FOR THE SERVICE OF ARRANGING, ASSISTING, FACILITATING OR
 EFFECTING THE PURCHASE OR LEASE OF A NEW MOTOR VEHICLE.
   (G) A STATEMENT THAT THE SINGLE FEE AUTHORIZED BY  SUCH  CONTRACT  FOR
 AUTOMOBILE  BROKERING  SERVICES  FOR A NEW MOTOR VEHICLE IS INCLUSIVE OF
 ALL CHARGES INCIDENT TO THE PURCHASING, ARRANGING, ASSISTING, FACILITAT-
 A. 3499                             4
 
 ING OR EFFECTING THE PURCHASE OR LEASE OF SUCH NEW MOTOR VEHICLE BY  THE
 AUTOMOBILE BROKER BUSINESS AS AGENT, BROKER, OR INTERMEDIARY AND THAT NO
 OTHER CHARGE OR EXPENSE WHATSOEVER SHALL BE TAKEN, RECEIVED, RESERVED OR
 CONTRACTED FOR BY THE AUTOMOBILE BROKER BUSINESS FOR SUCH SERVICES.
   4.  THE  CONTRACT  FOR  AUTOMOBILE  BROKERING SERVICES FOR A NEW MOTOR
 VEHICLE SHALL BE ACCOMPANIED BY A COMPLETED FORM IN DUPLICATE, CAPTIONED
 "NOTICE OF CANCELLATION" WHICH SHALL BE ATTACHED  TO  THE  CONTRACT  AND
 EASILY DETACHABLE, AND WHICH SHALL CONTAIN IN AT LEAST TWELVE-POINT TYPE
 THE FOLLOWING:
   "NOTICE OF CANCELLATION
   YOU  MAY  CANCEL THIS CONTRACT FOR AUTOMOBILE BROKERING SERVICES FOR A
 NEW MOTOR VEHICLE, WITHOUT ANY PENALTY OR OBLIGATION, WITHIN THREE  DAYS
 FROM  THE  DATE  THAT A COPY OF AN EXECUTED CONTRACT IS RECEIVED BY YOU.
 YOU MAY ALSO CANCEL THIS CONTRACT, WITHOUT PENALTY OR OBLIGATION, IF THE
 AUTOMOBILE BROKER BUSINESS DOES NOT PRODUCE A BID MEETING YOUR  SPECIFI-
 CATIONS WITHIN THIRTY DAYS OF THE DATE OF EXECUTION OF THIS CONTRACT.
   TO  CANCEL  THIS  CONTRACT, MAIL OR DELIVER A SIGNED AND DATED COPY OF
 THIS CANCELLATION NOTICE, OR ANY OTHER WRITTEN NOTICE, TO (NAME OF AUTO-
 MOBILE BROKER BUSINESS) AT (ADDRESS OF AUTOMOBILE BROKER  BUSINESS)  NOT
 LATER  THAN MIDNIGHT OF THE THIRD DAY FOLLOWING YOUR RECEIPT OF A SIGNED
 CONTRACT.
   I HEREBY CANCEL THIS TRANSACTION.
   ________________________________  (SIGNATURE OF CONSUMER)
   _____________________  (DATE)"
   5. An automobile broker business shall deliver to the consumer or mail
 to him or her at the address shown on [the]  ANY  contract  REQUIRED  BY
 THIS SECTION, an executed copy thereof.
   [4. An] 6. IN ADDITION TO THE BROKERING SERVICES AGREEMENT REQUIRED BY
 SUBDIVISION  ONE  OF  THIS SECTION, AN automobile broker business in any
 transaction involving the lease of a vehicle shall  provide  the  retail
 lessee  with  a  retail lease agreement as provided for in section three
 hundred thirty-seven of  the  personal  property  law.  [The  automobile
 broker  shall  provide  a  written  disclosure of the amount of any fee,
 commission or other consideration paid or expected to  be  paid  by  the
 lessor  to  the  automobile  broker business in connection with a trans-
 action involving the lease of a vehicle. Such disclosure shall be signed
 by the retail lessee. The automobile broker business shall  provide  the
 retail  lessee  with  a signed copy of such disclosure together with the
 retail lease agreement referenced herein.] NOTHING IN THIS SECTION SHALL
 BE CONSTRUED TO PERMIT THE DELIVERY OF AN EXECUTED RETAIL  LEASE  AGREE-
 MENT  TO  A  NEW  MOTOR  VEHICLE  BY A PERSON OTHER THAN THE PROSPECTIVE
 LESSEE.
   § 4. Subdivision 1 of section 740-a of the general  business  law,  as
 amended  by  chapter  477  of  the  laws  of 2017, is amended to read as
 follows:
   1. Automobile broker businesses shall obtain and continue in effect  a
 surety  bond  in  an  amount of [one] TWO hundred FIFTY thousand dollars
 executed by a surety company authorized  to  transact  business  in  the
 state  by  the  department  of  financial  services  of the state or its
 successor. The bonds shall be approved as to form by  the  secretary  of
 state  and  shall  be  conditioned  on  the  automobile broker business'
 payment of all valid  bank  drafts,  including  checks,  drawn  for  the
 purchase  of  motor  vehicles  and  safekeeping of all customer deposits
 related to the sale of a motor vehicle between the time  of  receipt  of
 such  customer  deposit and the transfer of good title to the vehicle to
 the customer.
 A. 3499                             5
 
   § 5. Section 741 of the general business law, as added by chapter  616
 of the laws of 1988, is amended to read as follows:
   § 741. Deceptive  acts AND FRAUDS prohibited. 1. It is hereby declared
 to be a deceptive trade practice and unlawful for an  automobile  broker
 business  to  misrepresent  directly  or  indirectly in its advertising,
 promotional materials, sales presentation, or in any manner:
   [1.] (A) The nature of the services to be performed AND THAT  A  THIRD
 PARTY WILL BE PAYING FOR ANY SUCH SERVICES;
   [2.] (B) The time within which the services will be performed;
   [3.] (C) The cost of the services to be performed; [and
   4.]  (D)  The ability of the automobile broker business to perform the
 services; AND
   (E) THAT THE AUTOMOBILE BROKER BUSINESS IS  AFFILIATED  WITH  ANY  NEW
 MOTOR  VEHICLE  MANUFACTURER,  DISTRIBUTOR,  DISTRIBUTOR  BRANCH  AND/OR
 FACTORY BRANCH INCLUDING THE USE OF ANY TRADEMARKS OR COPYRIGHTED  MATE-
 RIAL WITHOUT THE EXPRESS, WRITTEN CONSENT OF THE OWNER OF SUCH MATERIAL.
   2. IT SHALL BE A FRAUDULENT BUSINESS PRACTICE FOR AN AUTOMOBILE BROKER
 BUSINESS TO REFUSE TO DISCLOSE ITS REGISTRATION NUMBER, ISSUED EITHER BY
 THE  STATE OR A MUNICIPALITY, TO A MOTOR VEHICLE DEALER. FURTHERMORE, IT
 SHALL BE A FRAUDULENT BUSINESS PRACTICE FOR AN AUTOMOBILE  BROKER  BUSI-
 NESS  TO  MAKE  ANY  MISREPRESENTATION  TO A MOTOR VEHICLE DEALER OR NEW
 MOTOR VEHICLE DEALER REGARDING THE ELIGIBILITY OF ANY CONSUMER  FOR  ANY
 DISCOUNTS,  REDUCTIONS  OR  ANY  BENEFIT  PROGRAMS REGARDING THE SALE OR
 LEASE OF A MOTOR VEHICLE.
   3. IT SHALL BE A FRAUDULENT BUSINESS PRACTICE FOR AN AUTOMOBILE BROKER
 BUSINESS TO ADVERTISE NEW MOTOR VEHICLES, THROUGH ANY PRINT,  ELECTRONIC
 OR  DIGITAL  SIGNAL  OR  MEDIUM,  WRITTEN  OR  VERBAL STATEMENT OR WORD,
 DESIGN, DEVICE, SOUND OR ANY COMBINATION OF ANY SUCH METHOD  OR  MEDIUM,
 WITHOUT DISCLOSING THAT IT IS NOT A LICENSED MOTOR VEHICLE DEALER AND IS
 NOT  AN  AUTHORIZED SATELLITE LOCATION FOR ANY PARTICULAR LICENSED MOTOR
 VEHICLE DEALER.
   4. IT SHALL BE A FRAUDULENT BUSINESS PRACTICE FOR AN AUTOMOBILE BROKER
 BUSINESS TO ADVERTISE THROUGH ANY PRINT, ELECTRONIC OR DIGITAL SIGNAL OR
 MEDIUM, WRITTEN OR VERBAL STATEMENT OR WORD, DESIGN,  DEVICE,  SOUND  OR
 ANY  COMBINATION OF ANY SUCH METHOD OR MEDIUM, THAT WOULD LEAD A REASON-
 ABLE CONSUMER TO CONCLUDE THAT  THE  AUTOMOBILE  BROKER  BUSINESS  IS  A
 LICENSED NEW MOTOR VEHICLE DEALER.
   5. IT SHALL BE A FRAUDULENT BUSINESS PRACTICE FOR AN AUTOMOBILE BROKER
 BUSINESS  TO  MAINTAIN ANY WEBSITE WITHOUT INCLUDING A TEXT BOX WITH THE
 FOLLOWING STATEMENT IN NO LESS THAN EIGHTEEN-POINT BOLDFACE TYPE ON  THE
 SPLASH  PAGE:  "(BROKER NAME) IS NOT A LICENSED NEW MOTOR VEHICLE DEALER
 IN THE STATE OF NEW YORK, NOR IS  IT  AN  AUTHORIZED  AFFILIATE  OF  ANY
 LICENSED NEW MOTOR VEHICLE DEALER IN THE STATE OF NEW YORK".
   6. IT SHALL BE A FRAUDULENT BUSINESS PRACTICE FOR AN AUTOMOBILE BROKER
 BUSINESS TO INCLUDE ANY PRICING OR FINANCING OFFERS OR PROMOTIONS IN ANY
 ADVERTISEMENT,  INCLUDING  ANY  PRINT,  ELECTRONIC  OR DIGITAL SIGNAL OR
 MEDIUM, WRITTEN OR VERBAL STATEMENT OR WORD, DESIGN,  DEVICE,  SOUND  OR
 ANY COMBINATION OF ANY SUCH METHOD OR MEDIUM.
   7. IT SHALL BE A FRAUDULENT BUSINESS PRACTICE FOR AN AUTOMOBILE BROKER
 BUSINESS TO GAIN ACCESS TO OR USE, OR REPRESENT OR ADVERTISE THAT IT MAY
 ACCESS  OR  USE,  A  PORTAL,  COMPUTER,  OR INTERNET ACCOUNT OWNED BY OR
 RESERVED FOR A NEW MOTOR VEHICLE DEALER TO ACCESS OR  USE  ONE  OR  MORE
 FINANCE  SOURCES  THAT  PROVIDE  AUTOMOTIVE-RELATED  LOANS, OR PURCHASES
 RETAIL INSTALLMENT CONTRACTS OR LEASE CONTRACTS FOR MOTOR VEHICLES.
   § 6. Section 741-b of the general business law, as added by chapter 28
 of the laws of 2018, is amended to read as follows:
 A. 3499                             6
 
   § 741-b. [Disclosure] DISCLOSURES REQUIRED BY BROKERS. 1.  An  automo-
 bile broker business shall GENERATE AND provide a disclosure at the time
 such automobile broker business takes an order to search for a leased OR
 PURCHASED  vehicle  meeting the prospective BUYER OR lessee's specifica-
 tions. Such disclosure shall provide the amount of any fees, commissions
 or  other  valuable consideration the automobile broker business expects
 to receive, if known, from [a dealer, lessor or] any [other]  person  or
 entity  for  any  assistance  the automobile broker business provides in
 effecting the PURCHASE OR lease transaction. If the amount of  any  such
 fees,  commissions or other valuable consideration the automobile broker
 business expects to receive is unknown  at  the  time  of  the  required
 disclosure, the automobile broker business shall disclose[: (a)] whether
 it  has a contract with any dealer, lessor or any other person or entity
 for the provision of assistance in effecting a PURCHASE OR lease  trans-
 action[;  and  (b) whether the automobile broker business may be compen-
 sated by the dealer, lessor or  any  other  person  or  entity  for  any
 assistance  in effecting such lease transaction]. NOTHING IN THIS SUBDI-
 VISION SHALL BE CONSTRUED TO PERMIT THE PAYMENT OF ANY FEES, COMMISSIONS
 OR OTHER VALUABLE CONSIDERATION TO AN AUTOMOBILE BROKER BUSINESS BY  ANY
 MOTOR VEHICLE DEALER.
   2.  AN  AUTOMOBILE BROKER BUSINESS SHALL GENERATE AND PROVIDE AN ADDI-
 TIONAL DISCLOSURE TO THE CONSUMER AT THE  TIME  SUCH  AUTOMOBILE  BROKER
 BUSINESS  TAKES  AN  ORDER  TO  SEARCH  FOR  A MOTOR VEHICLE MEETING THE
 PROSPECTIVE BUYER OR LESSEE'S SPECIFICATIONS. SUCH ADDITIONAL DISCLOSURE
 SHALL STATE THE FOLLOWING:
   (A) THAT THE AUTOMOBILE BROKER BUSINESS SHALL MAKE A BONA FIDE ATTEMPT
 TO OBTAIN A BID, QUOTE OR OFFER ON BEHALF OF THE  PROSPECTIVE  BUYER  OR
 LESSEE  FOR  A  MOTOR  VEHICLE MEETING THE PROSPECTIVE BUYER OR LESSEE'S
 SPECIFICATIONS;
   (B) THAT THE AUTOMOBILE BROKER BUSINESS SHALL PROVIDE TO THE  CONSUMER
 ALL  CONTENTS  OF EACH BID MADE BY A MOTOR VEHICLE DEALER IN RESPONSE TO
 THE SOLICITATION OF THE AUTOMOBILE BROKER BUSINESS; AND
   (C) THAT THE AUTOMOBILE BROKER BUSINESS HAS A  DUTY  TO  ACT  FOR  THE
 BENEFIT OF THE PROSPECTIVE BUYER OR LESSEE.
   3.  EACH  DISCLOSURE REQUIRED BY THIS SECTION TO BE MADE TO A CONSUMER
 SHALL BE ACKNOWLEDGED IN WRITING BY EACH CONSUMER.
   4. AT THE TIME AN AUTOMOBILE BROKER BUSINESS SOLICITS A BID FROM A NEW
 MOTOR VEHICLE DEALER, SUCH BROKER SHALL PROVIDE  A  DISCLOSURE  TO  EACH
 SOLICITED  DEALER  AS TO THE PROVISIONS OF SECTION SEVEN HUNDRED THIRTY-
 NINE OF THIS ARTICLE.
   5. PRIOR TO THE EXECUTION OF ANY PURCHASE CONTRACT  OR  LEASE  FOR  AN
 AUTOMOBILE,  AN  AUTOMOBILE  BROKER BUSINESS SHALL PROVIDE EACH CONSUMER
 WITH ALL DISCLOSURES REQUIRED TO BE MADE BY A DEALER.
   § 7. The general business law is amended by adding a new section 741-c
 to read as follows:
   § 741-C. PRIVATE INFORMATION SECURITY. 1. AN AUTOMOBILE  BROKER  BUSI-
 NESS  SHALL  REPORT  ANNUALLY  TO  THE  DEPARTMENT OF MOTOR VEHICLES ITS
 COMPLIANCE WITH SECTIONS THREE  HUNDRED  NINETY-NINE-CC,  THREE  HUNDRED
 NINETY-NINE-DD,  THREE  HUNDRED  NINETY-NINE-DDD,  THREE HUNDRED NINETY-
 NINE-H, THREE HUNDRED NINETY-NINE-OO, THREE HUNDRED NINETY-NINE-P, THREE
 HUNDRED NINETY-NINE-PP, AND EIGHT HUNDRED NINETY-NINE-BB OF  THIS  CHAP-
 TER.  FOR THE PURPOSES OF SUBDIVISION TWO OF SECTION EIGHT HUNDRED NINE-
 TY-NINE-BB OF THIS CHAPTER, AN AUTOMOBILE BROKER BUSINESS SHALL  NOT  BE
 CONSIDERED  A SMALL BUSINESS AS THAT TERM IS DEFINED IN THAT SECTION AND
 SHALL INSTEAD BE SUBJECT TO REASONABLE SECURITY  REQUIREMENTS  THAT  ARE
 EQUIVALENT TO THOSE APPLICABLE TO NEW MOTOR VEHICLE DEALERS.
 A. 3499                             7
 
   2. IN ADDITION TO THE REQUIREMENTS OF SUBDIVISION ONE OF THIS SECTION,
 AN AUTOMOBILE BROKER BUSINESS SHALL:
   (A) KEEP AND MAINTAIN ALL CONSUMER RECORDS CONTAINING PRIVATE INFORMA-
 TION  IN  A SAFE PLACE THAT IS NOT ACCESSIBLE TO PERSONS NOT EMPLOYED BY
 THE AUTOMOBILE BROKER BUSINESS, INCLUDING BY KEEPING AND  MAINTAINING  A
 CLEAR AND PERMANENT PHYSICAL BARRIER FROM OTHER BUSINESSES THAT SHARE OR
 NEIGHBOR ITS PLACE OF BUSINESS;
   (B)  HAVE  A  MAILBOX  AT SUCH PLACE OF BUSINESS DEDICATED ONLY TO THE
 AUTOMOBILE BROKER BUSINESS; AND
   (C) HAVE A METHOD OF LOCKING SECURITY ITEMS, INCLUDING A LOCKING CABI-
 NET OR SAFE.
   3. NO TRANSACTION FOR THE PURCHASE OR LEASE OF  A  NEW  MOTOR  VEHICLE
 THAT  WAS  ARRANGED,  ASSISTED, FACILITATED OR EFFECTED BY AN AUTOMOBILE
 BROKER BUSINESS SHALL BE VALID UNLESS THE CONSUMER  PERSONALLY  DELIVERS
 AN EXECUTED PURCHASE CONTRACT OR LEASE, AND, WHERE APPLICABLE, FINANCING
 AGREEMENT,  TO THE PLACE OF BUSINESS OF THE DEALER FROM WHICH SUCH VEHI-
 CLE WILL BE PURCHASED OR LEASED AND SUCH DEALER VERIFIES THE IDENTITY OF
 SUCH CONSUMER.
   § 8. Section 743 of the general business law, as  amended  by  chapter
 372 of the laws of 2016, is amended to read as follows:
   § 743. Enforcement  [by].  1.  BY attorney general. In addition to the
 other remedies provided, whenever there shall be  a  violation  of  this
 article,  application may be made by the attorney general in the name of
 the people of the state of New York to a court or justice having  juris-
 diction  by a special proceeding to issue an injunction, and upon notice
 to the defendant of not less than five days, to enjoin and restrain  the
 continuance  of such violations; and if it shall appear to the satisfac-
 tion of the court or justice that the defendant has, in  fact,  violated
 this  article,  an  injunction  may  be issued by such court or justice,
 enjoining and restraining any further violation, without requiring proof
 that any person has, in fact, been injured or damaged  thereby.  In  any
 such  proceeding,  the court may make allowances to the attorney general
 as provided in paragraph six of subdivision (a) of section  eighty-three
 hundred  three  of the civil practice law and rules, and direct restitu-
 tion. Whenever the court shall determine that a violation of this  arti-
 cle  has  occurred,  the  court shall impose a civil penalty of not less
 than [one] FOUR thousand dollars and not more than [three] TEN  thousand
 dollars for each violation.  In connection with any such proposed appli-
 cation,  the  attorney  general  is  authorized to take proof and make a
 determination of the relevant facts and to issue subpoenas in accordance
 with the civil practice law and rules.
   2. BY LOCAL AUTHORITIES. (A) MUNICIPALITIES  MAY,  PURSUANT  TO  LOCAL
 LAW, ACT UPON THE BUSINESS ACTIVITY THAT IS THE SUBJECT OF THIS ARTICLE,
 PROVIDED  THAT  NO  LOCAL  GOVERNMENT  MAY  DIMINISH  THE PROTECTIONS OR
 REQUIREMENTS OF THIS ARTICLE OR PREVENT ENFORCEMENT OF ITS PROVISIONS BY
 APPROPRIATE STATE OFFICIALS.
   (B) THE PROVISIONS OF THIS ARTICLE MAY BE ENFORCED IN THE SAME  MANNER
 AS  SET  FORTH  IN  SUBDIVISION ONE OF THIS SECTION BY THE DIRECTOR OF A
 MUNICIPAL CONSUMER AFFAIRS OFFICE OR A BUSINESS INTEGRITY COMMISSION, OR
 BY THE TOWN ATTORNEY, CITY CORPORATION COUNSEL, OR OTHER LAWFULLY DESIG-
 NATED ENFORCEMENT OFFICER OF A MUNICIPALITY OR LOCAL GOVERNMENT, AND ALL
 MONIES COLLECTED THEREUNDER SHALL BE RETAINED BY  SUCH  MUNICIPALITY  OR
 LOCAL GOVERNMENT, PROVIDED THAT NO LOCAL GOVERNMENT MAY PREVENT ENFORCE-
 MENT OF ITS PROVISIONS BY APPROPRIATE STATE OFFICIALS.
   3.  BY  PRIVATE  PARTY.  ANY PERSONS THAT ARE OR MAY BE INJURED BY ANY
 VIOLATION OF THIS ARTICLE MAY BRING AN ACTION IN HIS  OR  HER  OWN  NAME
 A. 3499                             8
 
 AGAINST  AN  AUTOMOBILE  BROKER  BUSINESS TO ENJOIN SUCH UNLAWFUL ACT OR
 PRACTICE, AN ACTION TO RECOVER HIS OR HER DAMAGES AND STATUTORY  DAMAGES
 OF  NOT  LESS  THAN FOUR THOUSAND DOLLARS AND NOT MORE THAN TEN THOUSAND
 DOLLARS  FOR EACH VIOLATION, OR BOTH SUCH ACTIONS. INJURY SHALL INCLUDE,
 BUT NOT BE LIMITED TO, LOST SALES ON  ACCOUNT  OF  DECEPTIVE  OR  UNFAIR
 ADVERTISING.  DAMAGES  SHALL  INCLUDE, BUT NOT BE LIMITED TO, LOST SALES
 AND THE VALUE OF  INCENTIVE  PAYMENTS,  BONUSES,  HOLDBACKS  OR  SIMILAR
 PAYMENTS  THAT  WOULD HAVE BEEN REALIZED BUT FOR THE ACTIONS OF A PERSON
 WHO KNOWINGLY AIDED THE VIOLATION OF THE  PROVISIONS  OF  THIS  ARTICLE.
 NOTHING  IN  THIS  SECTION  SHALL REQUIRE A FRANCHISOR, MANUFACTURER, OR
 DISTRIBUTOR TO GRANT A NEW MOTOR  VEHICLE  DEALER  A  BENEFIT  UNDER  AN
 INCENTIVE, BONUS, HOLDBACK OR SIMILAR PAYMENT THAT THE NEW MOTOR VEHICLE
 DEALER  DID  NOT  EARN OR FOR WHICH THE NEW MOTOR VEHICLE DEALER DID NOT
 QUALIFY. SUCH ACTIONS MAY BE BROUGHT REGARDLESS OF WHETHER  OR  NOT  THE
 UNDERLYING  VIOLATION IS CONSUMER-ORIENTED OR HAS A PUBLIC IMPACT. GIVEN
 THE REMEDIAL NATURE OF THIS SUBDIVISION, STANDING  TO  BRING  AN  ACTION
 UNDER  THIS SUBDIVISION SHALL BE LIBERALLY CONSTRUED AND SHALL BE AVAIL-
 ABLE TO THE FULLEST EXTENT OTHERWISE PERMITTED BY LAW. THE COURT MAY, IN
 ITS DISCRETION, AWARD TREBLE DAMAGES IF THE COURT  FINDS  THE  DEFENDANT
 WILLFULLY  OR  KNOWINGLY  VIOLATED  THIS  ARTICLE. THE COURT SHALL AWARD
 REASONABLE ATTORNEY'S FEES AND COSTS TO A PREVAILING PLAINTIFF.
   § 9. Paragraph a of subdivision 1 of section 415 of  the  vehicle  and
 traffic  law,  as amended by chapter 554 of the laws of 2015, is amended
 to read as follows:
   a. "Dealer" means a person engaged in the business of buying,  selling
 or dealing in motor vehicles, motorcycles or trailers, other than mobile
 homes  or  manufactured  homes, at retail or wholesale; except, however,
 trailers with an unladen weight of less than one  thousand  pounds.  For
 the  purposes  of  this  section, a "mobile home" or "manufactured home"
 means a mobile home or manufactured  home  as  defined  in  section  one
 hundred  twenty-two-c  of  this chapter. Any person who sells, or offers
 for sale OR LEASE more than five motor vehicles, motorcycles or trailers
 in any calendar year or who displays or permits the display of three  or
 more motor vehicles, motorcycles or trailers for sale at any one time or
 within  any  one calendar month upon premises owned or controlled by him
 or her, if such vehicles were purchased, acquired or otherwise  obtained
 by  such person for the purpose of resale, will be regarded as a dealer.
 FOR THE PURPOSES OF THIS SECTION,  "OFFERS  FOR  SALE  OR  LEASE"  SHALL
 INCLUDE,  BUT  NOT BE LIMITED TO, THE ACT OF DRAWING THE PUBLIC'S ATTEN-
 TION TO, OR THE PRESENTATION OR DISPLAY OF ANY MOTOR VEHICLE,  INCLUDING
 THE  POSTING  OF  IMAGES  OF ANY SUCH VEHICLE, TOGETHER WITH A SUGGESTED
 RETAIL PRICE, LEASE COST OR FINANCING RATE FOR SUCH VEHICLE AND AN OFFER
 TO PROVIDE, THE PROVISION OF, OR A REPRESENTATION THAT SUCH  PERSON  MAY
 PROVIDE A SERVICE OF ARRANGING, ASSISTING, FACILITATING OR EFFECTING THE
 LEASE  OF SUCH NEW MOTOR VEHICLE, EXCEPT THIS MEANING SHALL NOT APPLY TO
 ANY ACTIVITY OF A COOPERATIVE OR OTHER ADVERTISING PROGRAM  OR  FUND  AS
 DESCRIBED  IN  ANY FRANCHISE, AS SUCH TERM IS DEFINED BY SUBDIVISION SIX
 OF SECTION FOUR HUNDRED SIXTY-TWO OF  THIS  TITLE,  OR  THE  DISPLAY  OF
 AGGREGATED  INFORMATION  AND IMAGES BY A NATIONAL SERVICE THAT OTHERWISE
 DOES NOT HAVE CONTACT WITH CONSUMERS. Except as  otherwise  provided  in
 subdivisions  three,  five,  six-b,  and seven of this section, the term
 "dealer" shall include a "new motor vehicle dealer" as defined by  para-
 graph f of this subdivision and a "qualified dealer" as defined in para-
 graph g of this subdivision.
   §  10.  Subdivision 3 of section 415 of the vehicle and traffic law is
 amended by adding a new paragraph d to read as follows:
 A. 3499                             9
 
   D. IT IS HEREBY DECLARED TO BE A FRAUDULENT PRACTICE, FOR THE PURPOSES
 OF PARAGRAPH C OF SUBDIVISION NINE OF THIS SECTION, FOR A DEALER TO  USE
 ANY   SUBSIDIARY  CORPORATION,  AFFILIATED  CORPORATION,  OR  ANY  OTHER
 CONTROLLED CORPORATION, PARTNERSHIP, ASSOCIATION, BUSINESS OR PERSON  TO
 ACCOMPLISH  WHAT  WOULD OTHERWISE BE UNLAWFUL CONDUCT UNDER THIS ARTICLE
 OR ARTICLE THIRTY-FIVE-B OF THE GENERAL BUSINESS LAW, INCLUDING REQUEST-
 ING THAT AN AUTOMOBILE BROKER BUSINESS REPRESENT SUCH DEALER IN GENERAT-
 ING A SALE OR LEASE OR MAKING PAYMENT TO, EITHER DIRECTLY OR INDIRECTLY,
 AN AUTOMOBILE BROKER BUSINESS.
   § 11. Subdivision 3-a and paragraph b-3 of subdivision  5  of  section
 415  of the vehicle and traffic law, as added by chapter 477 of the laws
 of 2017, are amended to read as follows:
   3-a. Automobile broker  business  registration.  A.  No  person  shall
 engage  in the automobile broker business or represent or advertise that
 he or she is engaged or intends to engage in the automobile broker busi-
 ness in this state, unless there shall have been issued to him or her  a
 certificate  of  registration  as  an  automobile broker business by the
 commissioner under this section pursuant to an application for registra-
 tion submitted pursuant to subdivision five of this section. SUCH REGIS-
 TRATION SHALL BE EFFECTIVE FOR A PERIOD NOT EXCEEDING TWO YEARS. AT  THE
 DISCRETION OF THE COMMISSIONER A REGISTRATION MAY BE RENEWED FOR A PERI-
 OD  OF  UP  TO  TWO YEARS UPON APPLICATION THEREFOR, IN SUCH FORM AS THE
 COMMISSIONER MAY PRESCRIBE, AND A SHOWING OF PROOF  OF  SATISFACTION  OF
 THE  REQUIREMENTS  OF SECTION SEVEN HUNDRED FORTY-A OF THE GENERAL BUSI-
 NESS LAW, AND UPON PAYMENT OF THE FEE AS HEREIN PRESCRIBED.
   B. THE COMMISSIONER SHALL NOT ISSUE OR RENEW A CERTIFICATE  OF  REGIS-
 TRATION  AUTHORIZED BY THIS SUBDIVISION TO ANY DEALER, FRANCHISEE, FRAN-
 CHISOR, MANUFACTURER, DISTRIBUTOR, DISTRIBUTOR BRANCH OR FACTORY BRANCH,
 AS SUCH TERMS ARE DEFINED IN SECTION  FOUR  HUNDRED  SIXTY-TWO  OF  THIS
 TITLE, OR TO ANY SUBSIDIARY, AFFILIATE, EMPLOYEE OR CONTROLLED PERSON OR
 ENTITY THEREOF.
   C. AS A CONDITION OF ANY CERTIFICATE OF REGISTRATION ISSUED OR RENEWED
 PURSUANT  TO THIS SUBDIVISION, AN AUTOMOBILE BROKER BUSINESS SHALL HAVE,
 AND CONTINUOUSLY MAINTAIN, A PLACE OF BUSINESS IN THIS STATE  FOR  WHICH
 IT  SHALL  KEEP  AND  MAINTAIN  EVIDENCE  THAT  ALL NECESSARY APPROVALS,
 LICENSES AND/OR PERMITS HAVE BEEN  OBTAINED  FROM  ALL  LOCAL  GOVERNING
 BODIES  TO  OPERATE SUCH PLACE OF BUSINESS WITH CUSTOMER OR CLIENT TRAF-
 FIC. NO MORE THAN ONE AUTOMOBILE BROKER BUSINESS SHALL  OPERATE  AT  ANY
 SINGLE  LOCATION  AND NO AUTOMOBILE BROKER BUSINESS SHALL OPERATE AT THE
 SAME LOCATION AS A NEW MOTOR VEHICLE DEALER.
   D. EVERY REGISTERED AUTOMOBILE BROKER BUSINESS SHALL  PROMINENTLY  AND
 CONSPICUOUSLY  POST, IN SUCH A MANNER THAT IT IS LIKELY TO BE NOTICEABLE
 TO ANYONE ENTERING ITS PREMISES, ITS OFFICIAL  BUSINESS  CERTIFICATE  OF
 REGISTRATION AND A SIGN, WHICH SIGN SHALL CLEARLY STATE:
   "(NAME  OF REGISTERED AUTOMOBILE BROKER) IS NOT A FRANCHISED NEW MOTOR
 VEHICLE DEALER. WE ARE NOT AUTHORIZED OR APPROVED BY A  MANUFACTURER  OR
 DISTRIBUTOR  TO  SELL  A NEW MOTOR VEHICLE OR PERFORM RECALL OR ORIGINAL
 FACTORY WARRANTY WORK."
   E. AS A CONDITION OF ANY CERTIFICATE OF REGISTRATION ISSUED OR RENEWED
 PURSUANT TO THIS SUBDIVISION, AND BEFORE PERFORMING ANY BROKER  SERVICES
 RELATED  TO  A  NEW  MOTOR  VEHICLE, AN AUTOMOBILE BROKER BUSINESS SHALL
 ATTEST IN WRITING TO EACH CONSUMER, THAT THE BROKER: (I) IS NOT A  FRAN-
 CHISED  NEW MOTOR VEHICLE DEALER; AND (II) IS NOT AUTHORIZED OR APPROVED
 BY A MANUFACTURER OR DISTRIBUTOR TO SELL A NEW MOTOR VEHICLE OR  PERFORM
 RECALL OR ORIGINAL FACTORY WARRANTY WORK.
 A. 3499                            10
 
   F. IT IS HEREBY DECLARED TO BE A FRAUDULENT PRACTICE, FOR THE PURPOSES
 OF  PARAGRAPH  C  OF SUBDIVISION NINE OF THIS SECTION, FOR AN AUTOMOBILE
 BROKER BUSINESS TO DRAW THE PUBLIC'S ATTENTION TO, OR PRESENT OR DISPLAY
 ANY NEW MOTOR VEHICLE, INCLUDING BY POSTING IMAGES OF ANY SUCH  VEHICLE,
 TOGETHER WITH A SUGGESTED RETAIL PRICE, LEASE COST OR FINANCING RATE FOR
 SUCH  VEHICLE  AND AN OFFER TO PROVIDE, THE PROVISION OF, OR A REPRESEN-
 TATION THAT SUCH PERSON MAY PROVIDE A SERVICE OF  ARRANGING,  ASSISTING,
 FACILITATING  OR EFFECTING THE PURCHASE OR LEASE OF SUCH NEW MOTOR VEHI-
 CLE.
   G. NOTHING IN THIS SUBDIVISION SHALL BE CONSTRUED TO PROHIBIT A  FRAN-
 CHISOR, MANUFACTURER, OR DISTRIBUTOR FROM SPONSORING ACTIVITIES INTENDED
 TO  GENERATE  LEADS TOWARD THE SALE OR LEASE OF A NEW MOTOR VEHICLE BY A
 FRANCHISEE.
   b-3. In the case of an application for registration as  an  automobile
 broker business, EITHER FOR INITIAL REGISTRATION OR RENEWAL THEREOF, the
 name  and  address  of  the  surety  company  which  will issue the bond
 required by subdivision one of section  seven  hundred  forty-a  of  the
 general  business law, A COPY OF SUCH BOND CERTIFIED BY THE SECRETARY OF
 STATE OR ONE OF HIS OR HER AGENTS, AND A STATEMENT INDICATING ANY INTER-
 EST IN THE APPLICANT'S BUSINESS ENTITY BY A PERSON OR  ENTITY  DESCRIBED
 IN PARAGRAPH F OF SUBDIVISION ONE OR PARAGRAPH F OF SUBDIVISION SEVEN OF
 THIS  SECTION,  OR  ANY EMPLOYEE OR PERSON, CONTROLLING PERSON OR ENTITY
 THEREOF. If the bond is to be issued by an authorized agent of the sure-
 ty company licensed by the state, then the  name  and  address  of  that
 agent  may  be provided in lieu of the information concerning the surety
 company.
   § 12. Section 415 of the vehicle and traffic law is amended by  adding
 two new subdivisions 22 and 23 to read as follows:
   22. PENALTIES AND RIGHTS OF ACTION FOR FAILURE TO OBTAIN A CERTIFICATE
 OF  REGISTRATION AS AN AUTOMOBILE BROKER PURSUANT TO SUBDIVISION THREE-A
 AND PARAGRAPH B-3 OF SUBDIVISION FIVE OF THIS SECTION.  IN  ADDITION  TO
 ANY  OTHER  ACTION  AUTHORIZED  BY  LAW, THE COMMISSIONER, OR ANY PERSON
 DESIGNATED BY HIM OR HER, MAY PROCEED AGAINST A PARTY WHO  HAS  OPERATED
 AS  AN  AUTOMOBILE BROKER WITHOUT CERTIFICATE OF REGISTRATION IN ACCORD-
 ANCE WITH THE PROVISIONS OF THIS ARTICLE, IN ANY ONE OR MORE PROCEEDINGS
 AND BY ORDER TO ENJOIN SUCH UNLAWFUL ACTS OR PRACTICES AND REQUIRING THE
 OFFENDING PARTY TO PAY THE PEOPLE OF THIS STATE A PENALTY IN A  SUM  NOT
 LESS  THAN  FOUR THOUSAND DOLLARS AND NOT MORE THAN TEN THOUSAND DOLLARS
 FOR EACH  VIOLATION  FOUND  TO  HAVE  BEEN  COMMITTED.  CIVIL  PENALTIES
 ASSESSED  UNDER  THIS  SUBDIVISION SHALL BE PAID TO THE COMMISSIONER FOR
 DEPOSIT INTO THE STATE TREASURY,  AND  UNPAID  CIVIL  PENALTIES  MAY  BE
 RECOVERED  BY  THE  COMMISSIONER  IN  A  CIVIL ACTION IN THE NAME OF THE
 COMMISSIONER. FOR THE PURPOSES OF THIS SUBDIVISION, A "VIOLATION"  SHALL
 MEAN  EACH VEHICLE SOLD OR LEASED TO A CONSUMER FOR WHICH THE PARTY THAT
 FAILED TO OBTAIN CERTIFICATION AS AN AUTOMOBILE BROKER HAS SERVED AS  AN
 AUTOMOBILE BROKER.
   23. AUTOMOBILE BROKER RECORD REQUIREMENTS. A. AUTOMOBILE BROKERS SHALL
 MAINTAIN  A  PERMANENTLY BOUND BOOK IN WHICH SHALL BE RECORDED THE MAKE,
 MODEL, YEAR, COLOR AND VEHICLE IDENTIFICATION NUMBER OF  ALL  NEW  MOTOR
 VEHICLES  FOR  WHICH  SUCH  BROKER HAS PROVIDED A SERVICE OF PURCHASING,
 ARRANGING, ASSISTING, FACILITATING OR EFFECTING THE PURCHASE OR LEASE OF
 SUCH AUTOMOBILE WITHIN ANY PRECEDING SIX-YEAR PERIOD. SUCH BROKER  SHALL
 ALSO RECORD IN SUCH BOOK THE NAME AND ADDRESS OF THE PURCHASER OR LESSOR
 OF  SUCH  AUTOMOBILE,  THE DATE OF SALE OR COMMENCEMENT OF LEASE OF SUCH
 AUTOMOBILE AND THE NAME AND ADDRESS OF THE DEALER FROM WHICH THE AUTOMO-
 BILE WAS PURCHASED OR LEASED.
 A. 3499                            11
 
   B. AUTOMOBILE BROKER BUSINESSES SHALL  MAINTAIN  A  PERMANENTLY  BOUND
 BOOK IN WHICH SHALL BE RECORDED ALL COMPLETED ORDERS TO SEARCH FOR A NEW
 MOTOR  VEHICLE  WITHIN ANY PRECEDING SIX-YEAR PERIOD.  SUCH BROKER SHALL
 ALSO RECORD IN SUCH BOOK THE DATE OF SUCH ORDER, THE NAME AND ADDRESS OF
 THE PERSON OR ENTITY ORDERING SUCH SEARCH, THE AUTOMOBILE SPECIFICATIONS
 PROVIDED BY SUCH PROSPECTIVE BUYER OR LESSEE AND THE NAME AND ADDRESS OF
 THE DEALERS SOLICITED FOR A QUOTE OR OFFER ON BEHALF OF SUCH PROSPECTIVE
 BUYER OR LESSEE.
   C. SUCH BOOKS SHALL BE OPEN FOR INSPECTION BY THE COMMISSIONER, OR HIS
 OR  HER  AGENT,  DURING  REASONABLE BUSINESS HOURS. THE COMMISSIONER MAY
 ESTABLISH BY RULE THE FORM OF ANY SUCH BOOK.
   D. AS AN ALTERNATIVE TO A BOUND BOOK, AN AUTOMOBILE BROKER MAY  USE  A
 COMPUTER AND SOFTWARE APPROVED BY THE DEPARTMENT TO MAINTAIN THE RECORDS
 REQUIRED  TO  BE KEPT BY THIS SECTION, PROVIDED ALL INFORMATION REQUIRED
 BY PARAGRAPHS A AND B OF THIS SUBDIVISION ARE RECORDED AND  THE  RECORDS
 CONFORM TO SUCH ADDITIONAL REQUIREMENTS AS DETERMINED BY THE COMMISSION-
 ER.
   §  13. Nothing in this act shall be construed to limit, or to enlarge,
 the protections that 47 U.S.C. § 230 confers on an interactive  computer
 service for content provided by another information content provider, as
 such terms are defined in 47 U.S.C. § 230.
   §  14.  Severability. If any provision of this act, or any application
 of any provision of this act, is held to  be  invalid,  that  shall  not
 affect the validity or effectiveness of any other provision of this act,
 or  of  any other application of any provision of this act, which can be
 given effect without that provision or application; and to that end, the
 provisions and applications of this act are severable.
   § 15. This act shall take effect immediately; provided that all  auto-
 mobile  brokers  registered on the effective date of this act shall have
 ninety days to come into compliance with the provisions of this act.