previously taught medicine within an academic institution's department
of medicine or hold a master's in public health.
The legislature holds that to increase awareness of such office that
medical facilities should provide contact information and links to such
office's website available to the patients through printed forms in a
manner deemed fit by the commissioner of health.
Finally, to provide greater transparency to the operations of such
office, the legislature shall require final determinations of penalties
or actions against a licensee to be published on the office's website
and for notification to be provided to the source of the initial
complaint within ten days of the office making any final determinations.
§ 2. Section 6530 of the education law is amended by adding three new
subdivisions 51, 52 and 53 to read as follows:
51. SEXUAL IMPROPRIETY, INCLUDING BUT NOT LIMITED TO VERBAL OR PHYS-
ICAL BEHAVIOR, GESTURES, OR EXPRESSIONS THAT COULD BE REASONABLY INTER-
PRETED AS SEXUAL, DISRESPECTFUL OF PATIENT PRIVACY, OR SEXUALLY DEMEAN-
ING TO A PATIENT.
52. PHYSICAL SEXUAL CONTACT BETWEEN A LICENSEE AND PATIENT, OR ANY
EXAMINATION OF THE BREASTS OR GENITALS WITHOUT APPROPRIATE CONSENT FROM
A PATIENT OR SUCH PATIENT'S SURROGATE.
53. FOR OFFERING TO PROVIDE PRACTICE-RELATED SERVICES IN EXCHANGE FOR
SEXUAL FAVORS.
§ 3. The public health law is amended by adding a new section 230-f to
read as follows:
§ 230-F. GUIDELINES FOR PENALTIES AND ACTIONS. PURSUANT TO SECTION TWO
HUNDRED THIRTY OF THIS TITLE, ANY PENALTY OR ACTION AGAINST A LICENSEE
AS DETERMINED BY THE OFFICE OF PROFESSIONAL MEDICAL CONDUCT OR ANY
COMMITTEE THEREOF SHALL COMPLY WITH THE FOLLOWING MAXIMUM OR MINIMUM
GUIDELINES FOR THE ISSUANCE OF PENALTIES OR ACTIONS ASSOCIATED WITH
PROFESSIONAL MISCONDUCT PURSUANT TO SECTION SIXTY-FIVE HUNDRED THIRTY OF
THE EDUCATION LAW OR OTHER VIOLATIONS UNDER THIS SECTION. THE OFFICE OF
PROFESSIONAL MEDICAL CONDUCT MAY USE ITS DISCRETION TO MAKE EXEMPTIONS
TO THIS SECTION IF AN INVESTIGATION FINDS THERE ARE UNUSUAL OR EXTRAOR-
DINARY CIRCUMSTANCES. SUCH MAXIMUM OR MINIMUM GUIDELINES SHALL BE AS
FOLLOWS:
1. FOR OBTAINING A LICENSE FRAUDULENTLY, THE MAXIMUM PENALTY SHALL BE
REVOCATION OF A LICENSE AND THE MINIMUM PENALTY SHALL BE A REPRIMAND
WITH A SUSPENSION OF A LICENSE FOR UP TO TWO YEARS. ANY FINE ISSUED
SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
2. FOR PRACTICING THE PROFESSION FRAUDULENTLY OR BEYOND ITS AUTHORIZED
SCOPE, THE MAXIMUM PENALTY SHALL BE REVOCATION OF A LICENSE, AND THE
MINIMUM PENALTY SHALL BE A REPRIMAND WITH SUSPENSION OF A LICENSE FOR UP
TO TWO YEARS. ANY FINE ISSUED SHALL BE NO LESS THAN TEN THOUSAND
DOLLARS.
3. FOR PRACTICING THE PROFESSION WITH NEGLIGENCE ON MORE THAN ONE
OCCASION, THE MAXIMUM PENALTY SHALL BE REVOCATION OF A LICENSE, AND THE
MINIMUM PENALTY SHALL BE SUSPENSION OF A LICENSE FOR UP TO TWO YEARS.
ANY FINE ISSUED SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
4. FOR PRACTICING THE PROFESSION WITH GROSS NEGLIGENCE ON A PARTICULAR
OCCASION, THE MAXIMUM PENALTY SHALL BE REVOCATION OF A LICENSE, AND THE
MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINE ISSUED SHALL BE NO LESS
THAN TEN THOUSAND DOLLARS.
5. FOR PRACTICING THE PROFESSION WITH INCOMPETENCE ON MORE THAN ONE
OCCASION, THE MAXIMUM PENALTY SHALL BE REVOCATION OF A LICENSE, AND THE
MINIMUM PENALTY SHALL BE SUSPENSION OF A LICENSE UNTIL THE LICENSEE
A. 8828 3
COMPLETES REHABILITATION TO THE SATISFACTION OF THE BOARD. ANY FINE
ISSUED SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
6. FOR PRACTICING THE PROFESSION WITH GROSS INCOMPETENCE, THE MAXIMUM
PENALTY SHALL BE REVOCATION OF A LICENSE AND THE MINIMUM PENALTY SHALL
BE SUSPENSION OF A LICENSE UNTIL THE LICENSEE COMPLETES REHABILITATION
TO THE SATISFACTION OF THE BOARD. ANY FINE ISSUED SHALL BE NO LESS THAN
TEN THOUSAND DOLLARS.
7. FOR PRACTICING THE PROFESSION WHILE IMPAIRED BY ALCOHOL, DRUGS,
PHYSICAL DISABILITY, OR MENTAL DISABILITY, THE MAXIMUM PENALTY SHALL BE
THE REVOCATION OF A LICENSE, AND THE MINIMUM PENALTY SHALL BE SUSPENSION
OF A LICENSE UNTIL THE LICENSEE COMPLETES REHABILITATION TO THE SATIS-
FACTION OF THE BOARD. ANY FINE ISSUED SHALL BE NO MORE THAN FIVE THOU-
SAND DOLLARS.
8. FOR BEING A HABITUAL ABUSER OF ALCOHOL, OR BEING DEPENDENT ON OR A
HABITUAL USER OF NARCOTICS, BARBITURATES, AMPHETAMINES, HALLUCINOGENS,
OR OTHER DRUGS HAVING SIMILAR EFFECTS, EXCEPT FOR A LICENSEE WHO IS
MAINTAINED ON AN APPROVED THERAPEUTIC REGIMEN WHICH DOES NOT IMPAIR THE
ABILITY TO PRACTICE, OR HAVING A PSYCHIATRIC CONDITION WHICH IMPAIRS THE
LICENSEE'S ABILITY TO PRACTICE, THE MAXIMUM PENALTY SHALL BE THE REVOCA-
TION OF A LICENSE, AND THE MINIMUM PENALTY SHALL BE A SUSPENSION OF A
LICENSE UNTIL THE LICENSEE COMPLETES REHABILITATION TO THE SATISFACTION
OF THE BOARD. ANY FINE ISSUED SHALL BE NO LESS THAN TEN THOUSAND
DOLLARS.
9. FOR BEING CONVICTED OF COMMITTING AN ACT CONSTITUTING A CRIME UNDER
NEW YORK STATE LAW OR FEDERAL LAW, THE PENALTY SHALL BE DETERMINED BASED
ON THE SEVERITY AND CLASSIFICATION OF THE CRIME THE LICENSEE HAD BEEN
CONVICTED OF UNLESS OTHERWISE NOTED, AND IN ACCORDANCE WITH THE FOLLOW-
ING:
(A) FOR VIOLATIONS OF THE AMERICANS WITH DISABILITIES ACT, THE MAXIMUM
PENALTY SHALL BE REVOCATION OF A LICENSE, THE MINIMUM PENALTY SHALL BE
THE LIMITATION OF THE LICENSE TO A SPECIFIED AREA OR TYPE OF PRACTICE.
ANY FINES ISSUED SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
(B) IF AN INDIVIDUAL IS CONVICTED FOR SEXUAL ABUSE OR HARASSMENT, THEN
THE PENALTY SHALL BE REVOCATION OF A LICENSE. ANY FINES ISSUED SHALL BE
NO LESS THAN TEN THOUSAND DOLLARS.
(C) FOR LICENSEES WHO ARE CONVICTED OF ILLEGAL DISTRIBUTION OF A
CONTROLLED SUBSTANCE, THE MAXIMUM PENALTY SHALL BE REVOCATION OF A
LICENSE, THE MINIMUM PENALTY SHALL BE A REPRIMAND AND A SUSPENSION OF A
LICENSE FOR UP TO THREE YEARS. ANY FINES ISSUED SHALL BE NO LESS THAN
TEN THOUSAND DOLLARS.
10. FOR BEING CONVICTED OF COMMITTING AN ACT CONSTITUTING A CRIME
UNDER THE LAW OF ANOTHER JURISDICTION AND WHICH, IF COMMITTED WITHIN
THIS STATE, WOULD HAVE CONSTITUTED A CRIME UNDER NEW YORK STATE LAW,
DISCRETION AS TO THE PENALTIES AND ACTIONS TAKEN SHALL BE DETERMINED
BASED ON THE SEVERITY AND CLASSIFICATION OF THE CRIME THE LICENSEE HAS
BEEN CONVICTED OF. IF THE LICENSEE HAS HAD THEIR MEDICAL LICENSE
REVOKED, SUSPENDED OR HAS HAD OTHER DISCIPLINARY ACTION ISSUED AGAINST
THEM IN ANOTHER JURISDICTION THEN SUCH DISCIPLINARY PENALTY OR ACTION
SHALL BE EQUAL OR EQUIVALENT UNLESS OTHERWISE NOTED. IF AN INDIVIDUAL
HAS BEEN CONVICTED FOR CRIMES RELATED TO SEXUAL ABUSE OR HARASSMENT,
THEN THE PENALTY SHALL BE REVOCATION OF A LICENSE. ANY FINES ISSUED
SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
11. FOR REFUSING TO PROVIDE PROFESSIONAL SERVICE TO A PERSON BECAUSE
OF SUCH PERSON'S RACE, CREED, COLOR OR NATIONAL ORIGIN, THE MAXIMUM
PENALTY SHALL BE REVOCATION OF A LICENSE, AND THE MINIMUM PENALTY SHALL
A. 8828 4
BE A SUSPENSION OF A LICENSE. ANY FINES ISSUED SHALL BE NO LESS THAN
FIVE THOUSAND DOLLARS AND NO MORE THAN TEN THOUSAND DOLLARS.
12. FOR PERMITTING, AIDING OR ABETTING AN UNLICENSED PERSON TO PERFORM
ACTIVITIES REQUIRING A LICENSE, THE MAXIMUM PENALTY SHALL BE SUSPENSION
OF A LICENSE FOR UP TO ONE YEAR AND THE MINIMUM PENALTY SHALL BE A
REPRIMAND. ANY FINES ISSUED SHALL BE NO MORE THAN FIVE THOUSAND DOLLARS
AND NO LESS THAN ONE THOUSAND DOLLARS.
13. FOR PRACTICING THE PROFESSION WHILE THE LICENSE IS SUSPENDED OR
INACTIVE AS DEFINED IN SUBDIVISION THIRTEEN OF SECTION TWO HUNDRED THIR-
TY OF THIS TITLE, FOR VIOLATING ANY TERM OF PROBATION OR CONDITION OR
LIMITATION IMPOSED ON THE LICENSEE PURSUANT TO SECTION TWO HUNDRED THIR-
TY OF THIS TITLE, OR FOR WILLFULLY FAILING TO REGISTER OR NOTIFY THE
DEPARTMENT OF EDUCATION OF ANY CHANGE OF NAME OR MAILING ADDRESS, OR, IF
A PROFESSIONAL SERVICE CORPORATION, WILLFULLY FAILING TO COMPLY WITH
SECTIONS FIFTEEN HUNDRED THREE AND FIFTEEN HUNDRED FOURTEEN OF THE BUSI-
NESS CORPORATION LAW, OR, IF A UNIVERSITY FACULTY PRACTICE CORPORATION
WILLFULLY FAILING TO COMPLY WITH PARAGRAPHS (B), (C) AND (D) OF SECTION
FIFTEEN HUNDRED THREE AND SECTION FIFTEEN HUNDRED FOURTEEN OF THE BUSI-
NESS CORPORATION LAW, THE MAXIMUM PENALTY SHALL BE SUSPENSION OF A
LICENSE FOR UP TO ONE YEAR AND THE MINIMUM PENALTY SHALL BE A REPRIMAND.
ANY FINE ISSUED SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
14. FOR A WILLFUL VIOLATION BY A LICENSEE OF SUBDIVISION ELEVEN OF
SECTION TWO HUNDRED THIRTY OF THE PUBLIC HEALTH LAW, THE PENALTY SHALL
BE REVOCATION OF A LICENSE. ANY FINE ISSUED SHALL BE NO LESS THAN TEN
THOUSAND DOLLARS.
15. FOR A VIOLATION OF SECTION TWO HUNDRED THIRTY-NINE OF THIS ARTICLE
BY A PROFESSIONAL, OR FOR A VIOLATION OF SECTION TWENTY-EIGHT HUNDRED
THREE-D, TWENTY-EIGHT HUNDRED FIVE-K, OR SUBPARAGRAPH (II) OF PARAGRAPH
(H) OF SUBDIVISION TEN OF SECTION TWO HUNDRED THIRTY OF THIS CHAPTER,
THE MAXIMUM PENALTY SHALL BE REVOCATION OF A LICENSE AND THE MINIMUM
PENALTY SHALL BE A REPRIMAND. ANY FINE ISSUED SHALL BE NO LESS THAN TEN
THOUSAND DOLLARS.
16. FOR FAILURE TO COMPLY WITH AN ORDER ISSUED PURSUANT TO SUBDIVISION
SEVEN, PARAGRAPH (A) OF SUBDIVISION TEN, OR SUBDIVISION SEVENTEEN OF
SECTION TWO HUNDRED THIRTY OF THIS TITLE, THE MAXIMUM PENALTY SHALL BE
REVOCATION OF A LICENSE, AND THE MINIMUM PENALTY SHALL BE A WRITTEN
REPRIMAND. ANY FINE ISSUED UNDER A PENALTY OR ACTION UNDER THIS SUBDIVI-
SION SHALL BE NO LESS THAN ONE THOUSAND DOLLARS AND NO MORE THAN TEN
THOUSAND DOLLARS.
17. FOR A WILLFUL OR GROSSLY NEGLIGENT FAILURE TO COMPLY WITH SUBSTAN-
TIAL PROVISIONS OF FEDERAL, STATE, OR LOCAL LAWS, RULES, OR REGULATIONS
GOVERNING THE PRACTICE OF MEDICINE, THE MAXIMUM PENALTY SHALL BE REVOCA-
TION OF A LICENSE AND THE MINIMUM PENALTY SHALL BE SUSPENSION OF A
LICENSE. ANY FINE ISSUED SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
18. FOR EXERCISING UNDUE INFLUENCE ON THE PATIENT, INCLUDING THE
PROMOTION OF THE SALE OF SERVICES, GOODS, APPLIANCES, OR DRUGS IN SUCH
MANNER AS TO EXPLOIT THE PATIENT FOR THE FINANCIAL GAIN OF THE LICENSEE
OR OF A THIRD PARTY, THE MAXIMUM PENALTY SHALL BE SUSPENSION FOR UP TO
FIVE YEARS, THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINE ISSUED
SHALL BE NO MORE THAN TEN THOUSAND DOLLARS.
19. FOR DIRECTLY OR INDIRECTLY OFFERING, GIVING, SOLICITING, OR
RECEIVING OR AGREEING TO RECEIVE, ANY FEE OR OTHER CONSIDERATION TO OR
FROM A THIRD PARTY FOR THE REFERRAL OF A PATIENT OR IN CONNECTION WITH
THE PERFORMANCE OF PROFESSIONAL SERVICES THE MAXIMUM PENALTY SHALL BE
REVOCATION OF A LICENSE AND THE MINIMUM PENALTY SHALL BE A REPRIMAND.
ANY FINES ISSUED SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
A. 8828 5
20. FOR PERMITTING ANY PERSON TO SHARE IN THE FEES FOR PROFESSIONAL
SERVICES, OTHER THAN: A PARTNER, EMPLOYEE, ASSOCIATE IN A PROFESSIONAL
FIRM OR CORPORATION, PROFESSIONAL SUBCONTRACTOR OR CONSULTANT AUTHORIZED
TO PRACTICE MEDICINE, OR A LEGALLY AUTHORIZED TRAINEE PRACTICING UNDER
THE SUPERVISION OF A LICENSEE, THE MAXIMUM PENALTY SHALL BE REVOCATION
OF A LICENSE AND THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINES
ISSUED SHALL BE NO LESS THAN FIVE THOUSAND DOLLARS.
21. FOR CONDUCT IN THE PRACTICE OF MEDICINE WHICH EVIDENCES MORAL
UNFITNESS TO PRACTICE MEDICINE, THE MAXIMUM PENALTY SHALL BE REVOCATION
OF A LICENSE AND THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINES
ISSUED SHALL BE NO LESS THAN FIVE THOUSAND DOLLARS.
22. FOR WILLFULLY MAKING OR FILING A FALSE REPORT, OR FAILING TO FILE
A REPORT REQUIRED BY LAW OR BY THE DEPARTMENT OF HEALTH OR THE EDUCATION
DEPARTMENT, OR WILLFULLY IMPEDING OR OBSTRUCTING SUCH FILING, OR INDUC-
ING ANOTHER PERSON TO DO SO, THE MAXIMUM PENALTY SHALL BE REVOCATION OF
A LICENSE, THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINES ISSUED
SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
23. FOR FAILING TO MAKE AVAILABLE TO A PATIENT, UPON REQUEST, COPIES
OF DOCUMENTS IN THE POSSESSION OR UNDER THE CONTROL OF THE LICENSEE
WHICH HAVE BEEN PREPARED FOR AND PAID FOR BY THE PATIENT OR CLIENT, THE
MAXIMUM PENALTY SHALL BE THE SUSPENSION OF A LICENSE FOR UP TO SIX
MONTHS, AND THE MINIMUM PENALTY SHALL BE A WRITTEN REPRIMAND. ANY FINE
ISSUED SHALL BE NO MORE THAN TEN THOUSAND DOLLARS.
24. FOR REVEALING OF PERSONALLY IDENTIFIABLE FACTS, DATA, OR INFORMA-
TION OBTAINED IN A PROFESSIONAL CAPACITY WITHOUT THE PRIOR CONSENT OF
THE PATIENT, EXCEPT AS AUTHORIZED OR REQUIRED BY LAW, THE MAXIMUM PENAL-
TY SHALL BE SUSPENSION OF A LICENSE, THE MINIMUM PENALTY SHALL BE A
REPRIMAND. ANY FINE ISSUED SHALL BE NO LESS THAN ONE THOUSAND DOLLARS
AND NO MORE THAN TEN THOUSAND DOLLARS.
25. FOR PRACTICING OR OFFERING TO PRACTICE BEYOND THE SCOPE PERMITTED
BY LAW, OR ACCEPTING AND PERFORMING PROFESSIONAL RESPONSIBILITIES WHICH
THE LICENSEE KNOWS OR HAS REASON TO KNOW THAT SUCH LICENSEE IS NOT
COMPETENT TO PERFORM, OR PERFORMING WITHOUT ADEQUATE SUPERVISION PROFES-
SIONAL SERVICES WHICH THE LICENSEE IS AUTHORIZED TO PERFORM ONLY UNDER
THE SUPERVISION OF A LICENSED PROFESSIONAL, EXCEPT IN AN EMERGENCY SITU-
ATION WHERE A PERSON'S LIFE OR HEALTH IS IN DANGER, THE MAXIMUM PENALTY
SHALL BE REVOCATION OF A LICENSE, THE MINIMUM PENALTY SHALL BE A REPRI-
MAND. ANY FINES ISSUED SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
26. FOR DELEGATING PROFESSIONAL RESPONSIBILITIES TO A PERSON WHEN THE
LICENSEE DELEGATING SUCH RESPONSIBILITIES KNOWS OR HAS REASON TO KNOW
THAT SUCH PERSON IS NOT QUALIFIED, BY TRAINING, BY EXPERIENCE, OR BY
LICENSURE, TO PERFORM THEM, THE MAXIMUM PENALTY SHALL BE REVOCATION OF A
LICENSE, THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINES ISSUED
SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
27. FOR PERFORMING PROFESSIONAL SERVICES WHICH HAVE NOT BEEN DULY
AUTHORIZED BY THE PATIENT OR HIS OR HER LEGAL REPRESENTATIVE, THE MAXI-
MUM PENALTY SHALL BE REVOCATION OF A LICENSE, THE MINIMUM PENALTY SHALL
BE A REPRIMAND. ANY FINES ISSUED SHALL BE NO LESS THAN TEN THOUSAND
DOLLARS.
28. FOR ADVERTISING OR SOLICITING FOR PATRONAGE THAT IS NOT IN THE
PUBLIC INTEREST THE MAXIMUM PENALTY SHALL BE A REPRIMAND WITH A TEMPO-
RARY SUSPENSION OF A LICENSE, THE MINIMUM PENALTY SHALL BE A REPRIMAND.
ANY FINES ISSUED SHALL BE NO MORE THAN FIVE THOUSAND DOLLARS.
29. FOR FAILING TO RESPOND WITHIN THIRTY DAYS TO WRITTEN COMMUNI-
CATIONS FROM THE DEPARTMENT AND TO MAKE AVAILABLE ANY RELEVANT RECORDS
WITH RESPECT TO AN INQUIRY OR COMPLAINT ABOUT THE LICENSEE'S PROFES-
A. 8828 6
SIONAL MISCONDUCT, THE MAXIMUM PENALTY SHALL BE REVOCATION OF A LICENSE,
THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINES ISSUED SHALL BE NO
MORE THAN FIVE THOUSAND DOLLARS.
30. FOR VIOLATING ANY TERM OF PROBATION OR CONDITION OR LIMITATION
IMPOSED ON THE LICENSEE PURSUANT TO SECTION TWO HUNDRED THIRTY OF THIS
TITLE, THE MAXIMUM PENALTY SHALL BE REVOCATION OF A LICENSE, AND THE
MINIMUM PENALTY SHALL BE A LIMITATION ON REGISTRATION OR ISSUANCE OF ANY
FURTHER LICENSE. ANY FINES ISSUED SHALL BE NO LESS THAN TEN THOUSAND
DOLLARS.
31. FOR ABANDONING OR NEGLECTING A PATIENT UNDER AND IN NEED OF IMME-
DIATE PROFESSIONAL CARE, THE MAXIMUM PENALTY SHALL BE REVOCATION OF A
LICENSE, AND THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINES ISSUED
SHALL BE NO MORE THAN TEN THOUSAND DOLLARS.
32. FOR WILLFULLY HARASSING, ABUSING, OR INTIMIDATING A PATIENT,
EITHER PHYSICALLY OR VERBALLY, THE MAXIMUM PENALTY SHALL BE REVOCATION
OF A LICENSE, AND THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINES
ISSUED SHALL BE NO MORE THAN TEN THOUSAND DOLLARS.
33. FOR FAILING TO MAINTAIN A RECORD FOR EACH PATIENT WHICH ACCURATELY
REFLECTS THE EVALUATION AND TREATMENT OF THE PATIENT, OR FOR NOT RETAIN-
ING ALL PATIENT RECORDS FOR AT LEAST SIX YEARS UNLESS OTHERWISE REQUIRED
BY LAW, THE MAXIMUM PENALTY SHALL BE SUSPENSION OF A LICENSE, AND THE
MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINES ISSUED SHALL BE NO LESS
THAN ONE THOUSAND DOLLARS AND NO MORE THAN TEN THOUSAND DOLLARS.
34. FOR FAILING TO EXERCISE APPROPRIATE SUPERVISION OVER PERSONS WHO
ARE AUTHORIZED TO PRACTICE ONLY UNDER THE SUPERVISION OF THE LICENSEE,
THE MAXIMUM PENALTY SHALL BE SUSPENSION OF A LICENSE FOR UP TO ONE YEAR,
AND THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINES ISSUED SHALL BE
NO MORE THAN TEN THOUSAND DOLLARS.
35. FOR GUARANTEEING THAT SATISFACTION OR A CURE WILL RESULT FROM THE
PERFORMANCE OF PROFESSIONAL SERVICES, THE PENALTY SHALL BE A REPRIMAND.
36. FOR ORDERING OF EXCESSIVE TESTS, TREATMENT, OR USE OF TREATMENT
FACILITIES NOT WARRANTED BY THE CONDITION OF THE PATIENT, THE MAXIMUM
PENALTY SHALL BE REVOCATION OF A LICENSE, AND THE MINIMUM PENALTY SHALL
BE REPRIMAND. ANY FINES ISSUED SHALL BE NO MORE THAN TEN THOUSAND
DOLLARS.
37. FOR CLAIMING OR USING ANY SECRET OR SPECIAL METHOD OF TREATMENT
WHICH THE LICENSEE REFUSED TO DIVULGE TO THE DEPARTMENT OF HEALTH, THE
MAXIMUM PENALTY SHALL BE REVOCATION OF A LICENSE, AND THE MINIMUM PENAL-
TY SHALL BE REPRIMAND. ANY FINES ISSUED SHALL BE NO MORE THAN TEN THOU-
SAND DOLLARS.
38. FOR FAILING TO WEAR AN IDENTIFYING BADGE, WHICH SHALL BE CONSPICU-
OUSLY DISPLAYED AND LEGIBLE, INDICATING THE PRACTITIONER'S NAME AND
PROFESSIONAL TITLE AUTHORIZED PURSUANT TO TITLE EIGHT OF THE EDUCATION
LAW, WHILE PRACTICING AS AN EMPLOYEE OR OPERATOR OF A HOSPITAL, CLINIC,
GROUP PRACTICE OR MULTI-PROFESSIONAL FACILITY, OR AT A COMMERCIAL ESTAB-
LISHMENT OFFERING HEALTH SERVICES TO THE PUBLIC, THE PENALTY SHALL BE A
REPRIMAND. ANY FINES ISSUED SHALL BE NO MORE THAN ONE THOUSAND DOLLARS.
39. FOR ENTERING INTO AN ARRANGEMENT OR AGREEMENT WITH A PHARMACY FOR
THE COMPOUNDING AND/OR DISPENSING OF CODED OR SPECIALLY MARKED
PRESCRIPTIONS, THE MAXIMUM PENALTY SHALL BE REVOCATION OF A LICENSE, AND
THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINE ISSUED SHALL BE NO
LESS THAN FIVE THOUSAND DOLLARS.
40. FOR FAILING TO POST CONSPICUOUSLY AT THE SITE OF SUCH PRACTICE THE
NAME AND LICENSURE FIELD OF ALL OF THE PRINCIPAL PROFESSIONAL LICENSEES
ENGAGED IN THE PRACTICE AT THAT SITE, THE MAXIMUM PENALTY SHALL BE
A. 8828 7
SUSPENSION OF A LICENSE AND THE MINIMUM PENALTY SHALL BE A REPRIMAND.
ANY FINES ISSUED SHALL BE NO MORE THAN TEN THOUSAND DOLLARS.
41. FOR FAILING TO PROVIDE ACCESS BY QUALIFIED PERSONS TO PATIENT
INFORMATION IN ACCORDANCE WITH THE STANDARDS SET FORTH IN SECTION EIGH-
TEEN OF THIS CHAPTER, THE MAXIMUM PENALTY SHALL BE SUSPENSION OF A
LICENSE AND THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINES ISSUED
SHALL BE NO LESS THAN ONE THOUSAND DOLLARS AND NO MORE THAN TEN THOUSAND
DOLLARS.
42. FOR KNOWINGLY OR WILLFULLY PERFORMING A COMPLETE OR PARTIAL AUTOP-
SY ON A DECEASED PERSON WITHOUT LAWFUL AUTHORITY, THE MAXIMUM PENALTY
SHALL BE A SUSPENSION OF A LICENSE AND THE MINIMUM PENALTY SHALL BE A
REPRIMAND. ANY FINES ISSUED SHALL BE NO LESS THAN ONE THOUSAND DOLLARS
AND NO MORE THAN TEN THOUSAND DOLLARS.
43. FOR FAILING TO COMPLY WITH A SIGNED AGREEMENT TO PRACTICE MEDICINE
IN NEW YORK STATE IN AN AREA DESIGNATED BY THE COMMISSIONER OF EDUCATION
AS HAVING A SHORTAGE OF PHYSICIANS OR REFUSING TO REPAY MEDICAL EDUCA-
TION COSTS IN LIEU OF SUCH REQUIRED SERVICE, OR FAILING TO COMPLY WITH
ANY PROVISION OF A WRITTEN AGREEMENT WITH THE STATE OR ANY MUNICIPALITY
WITHIN WHICH THE LICENSEE HAS AGREED TO PROVIDE MEDICAL SERVICE, OR
REFUSING TO REPAY FUNDS IN LIEU OF SUCH SERVICE AS CONSIDERATION OF
AWARDS MADE BY THE STATE OR ANY MUNICIPALITY THEREOF FOR THE LICENSEE'S
PROFESSIONAL EDUCATION IN MEDICINE, OR FAILING TO COMPLY WITH ANY AGREE-
MENT ENTERED INTO TO AID THE LICENSEE'S MEDICAL EDUCATION, THE MAXIMUM
PENALTY SHALL BE REVOCATION OF A LICENSE AND THE MINIMUM PENALTY SHALL
BE A REPRIMAND. ANY FINES ISSUED SHALL BE NO LESS THAN FIVE THOUSAND
DOLLARS AND NO MORE THAN TEN THOUSAND DOLLARS.
44. FOR FAILING TO COMPLETE FORMS OR REPORTS REQUIRED FOR THE
REIMBURSEMENT OF A PATIENT BY A THIRD PARTY, THE MAXIMUM PENALTY SHALL
BE REVOCATION OF A LICENSE AND THE MINIMUM PENALTY SHALL BE A REPRIMAND.
ANY FINES ISSUED SHALL BE NO LESS THAN FIVE THOUSAND DOLLARS.
45. FOR, IN THE PRACTICE OF PSYCHIATRY, (A) ANY PHYSICAL CONTACT OF A
SEXUAL NATURE BETWEEN A LICENSEE AND A PATIENT EXCEPT THE USE OF FILMS
OR OTHER AUDIOVISUAL AIDS WITH INDIVIDUALS OR GROUPS IN THE DEVELOPMENT
OF APPROPRIATE RESPONSES TO OVERCOME SEXUAL DYSFUNCTION, OR (B) IN THER-
APY GROUPS, ACTIVITIES WHICH PROMOTE EXPLICIT PHYSICAL SEXUAL CONTACT
BETWEEN GROUP MEMBERS DURING SESSIONS, THE MAXIMUM PENALTY SHALL BE
REVOCATION OF A LICENSE AND THE MINIMUM PENALTY SHALL BE A REPRIMAND.
ANY FINES ISSUED SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
46. FOR, IN THE PRACTICE OF OPHTHALMOLOGY, FAILING TO PROVIDE A
PATIENT, UPON REQUEST, WITH THE PATIENT'S PRESCRIPTION INCLUDING THE
NAME, ADDRESS, AND SIGNATURE OF THE PRESCRIBER AND THE DATE OF THE
PRESCRIPTION, THE MAXIMUM PENALTY SHALL BE REVOCATION OF A LICENSE AND
THE MINIMUM PENALTY SHALL BE SUSPENSION OF A LICENSE FOR UP TO SIX
MONTHS. ANY FINES ISSUED SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
47. FOR A VIOLATION OF SECTION TWO HUNDRED THIRTY-NINE OF THIS ARTICLE
BY A PROFESSIONAL, THE MAXIMUM PENALTY SHALL BE A LIMITATION ON REGIS-
TRATION OR ISSUANCE OF ANY FURTHER LICENSE AND THE MINIMUM PENALTY SHALL
BE A REQUIREMENT THAT A LICENSEE PURSUE A COURSE OF EDUCATION OR TRAIN-
ING. ANY FINES ISSUED SHALL BE NO MORE THAN TWO THOUSAND DOLLARS.
48. FOR FAILURE TO USE SCIENTIFICALLY ACCEPTED BARRIER PRECAUTIONS AND
INFECTION CONTROL PRACTICES AS ESTABLISHED BY THE DEPARTMENT PURSUANT TO
SECTION TWO HUNDRED THIRTY-A OF THIS TITLE AS ADDED BY CHAPTER 786 OF
THE LAWS OF 1992, THE MAXIMUM PENALTY SHALL BE REVOCATION OF A LICENSE
AND THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINES ISSUED SHALL BE
NO LESS THAN TEN THOUSAND DOLLARS.
A. 8828 8
49. FOR A VIOLATION OF SECTION TWO HUNDRED THIRTY-D OF THIS TITLE OR
REGULATIONS ENACTED THEREUNDER, THE MAXIMUM PENALTY SHALL BE THE SUSPEN-
SION OF A LICENSE AND THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY
FINES ISSUED SHALL BE NO LESS THAN FIVE THOUSAND DOLLARS.
50. FOR, EXCEPT FOR GOOD CAUSE SHOWN, FAILING TO PROVIDE WITHIN ONE
DAY ANY RELEVANT RECORDS OR OTHER INFORMATION REQUESTED BY THE STATE OR
LOCAL DEPARTMENT OF HEALTH WITH RESPECT TO AN INQUIRY INTO A REPORT OF A
COMMUNICABLE DISEASE AS DEFINED IN THE STATE SANITARY CODE, OR HIV/AIDS,
THE MAXIMUM PENALTY SHALL BE AN ANNULMENT OF LICENSE OR REGISTRATION AND
THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY FINES ISSUED SHALL BE NO
MORE THAN TWO THOUSAND DOLLARS.
51. FOR PERFORMING A PELVIC EXAMINATION OR SUPERVISING THE PERFORMANCE
OF A PELVIC EXAMINATION IN VIOLATION OF SUBDIVISION SEVEN OF SECTION
TWENTY-FIVE HUNDRED FOUR OF THIS CHAPTER, THE MAXIMUM PENALTY SHALL BE A
SUSPENSION OF A LICENSE, THE MINIMUM PENALTY SHALL BE A REPRIMAND. ANY
FINES ISSUED SHALL BE NO MORE THAN TEN THOUSAND DOLLARS.
52. FOR ENGAGING IN SEXUAL IMPROPRIETY, THE PENALTY SHALL BE REVOCA-
TION OF A LICENSE. ANY FINE ISSUED SHALL BE NO LESS THAN TEN THOUSAND
DOLLARS.
53. FOR PHYSICAL SEXUAL CONTACT BETWEEN A LICENSEE AND PATIENT, OR ANY
EXAMINATION OF THE BREASTS OR GENITALS WITHOUT APPROPRIATE CONSENT FROM
A PARENT OR GUARDIAN, THE PENALTY SHALL BE REVOCATION OF A LICENSE. ANY
FINE ISSUED SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
54. FOR OFFERING TO PROVIDE PRACTICE-RELATED SERVICES IN EXCHANGE FOR
SEXUAL FAVORS, THE PENALTY SHALL BE REVOCATION OF A LICENSE. ANY FINE
ISSUED SHALL BE NO LESS THAN TEN THOUSAND DOLLARS.
§ 4. Subdivisions 1 and 6 of section 230 of the public health law,
subdivision 1 as amended by chapter 537 of the laws of 1998 and subdivi-
sion 6 as amended by chapter 266 of the laws of 1986, are amended to
read as follows:
1. A state board for professional medical conduct is hereby created in
the department in matters of professional misconduct as defined in
sections sixty-five hundred thirty and sixty-five hundred thirty-one of
the education law. Its physician members shall be appointed by the
commissioner at least eighty-five percent of whom shall be from among
nominations submitted by the medical society of the state of New York,
the New York state osteopathic society, the New York academy of medi-
cine, county medical societies, statewide specialty societies recognized
by the council of medical specialty societies, and the hospital associ-
ation of New York state. Its lay members shall be appointed by the
commissioner with the approval of the governor. The board of regents
shall also appoint twenty percent of the members of the board. Not less
than [sixty-seven] THIRTY-THREE percent of the members appointed by the
board of regents shall be physicians. Not less than eighty-five percent
of the physician members appointed by the board of regents shall be from
among nominations submitted by the medical society of the state of New
York, the New York state osteopathic society, the New York academy of
medicine, county medical societies, statewide medical societies recog-
nized by the council of medical specialty societies, and the hospital
association of New York state. Any failure to meet the percentage thres-
holds stated in this subdivision shall not be grounds for invalidating
any action by or on authority of the board for professional medical
conduct or a committee or a member thereof. The board for professional
medical conduct shall consist of not fewer than [eighteen] SEVEN physi-
cians licensed in the state for at least five years, two of whom shall
be doctors of osteopathy, AND not fewer than two of whom shall be physi-
A. 8828 9
cians who dedicate a significant portion of their practice to the use of
non-conventional medical treatments who may be nominated by New York
state medical associations dedicated to the advancement of such treat-
ments, at least one of whom shall have expertise in palliative care[,
and not fewer than seven lay members]. ALL PHYSICIAN MEMBERS SHALL NOT
HAVE ANY DISCIPLINARY ACTIONS OR PENALTIES FOUND AGAINST THEM PURSUANT
TO THIS SECTION. THE BOARD SHALL INCLUDE NO FEWER THAN EIGHTEEN LAY
MEMBERS, COMPRISING INDIVIDUALS WHO POSSESS A DOCTORAL DEGREE, HAVE
NEVER OBTAINED A MEDICAL DEGREE, AND ARE CURRENTLY OR HAVE FORMERLY
ENGAGED IN TEACHING MEDICINE WITHIN THE DEPARTMENT OF MEDICINE AT AN
ACADEMIC INSTITUTION. ALTERNATIVELY, SUCH LAY MEMBERS MAY HOLD A
MASTER'S DEGREE IN PUBLIC HEALTH. An executive secretary shall be
appointed by the chairperson and shall be a licensed physician. Such
executive secretary shall not be a member of the board, shall hold
office at the pleasure of, and shall have the powers and duties assigned
and the annual salary fixed by, the chairperson. The chairperson shall
also assign such secretaries or other persons to the board as are neces-
sary.
6. Any committee on professional conduct appointed pursuant to the
provisions of this section shall consist of [two physicians] ONE PHYSI-
CIAN and [one] TWO lay [member] MEMBERS, ONE OF WHOM SHALL HOLD A
DOCTORAL DEGREE AND ARE CURRENTLY OR HAVE FORMERLY ENGAGED IN TEACHING
MEDICINE WITHIN THE DEPARTMENT OF MEDICINE AT AN ACADEMIC INSTITUTION OR
HOLD A MASTER'S DEGREE IN PUBLIC HEALTH.
§ 5. Subdivision 7 of section 230 of the public health law is amended
by adding a new paragraph (d) to read as follows:
(D) A LICENSEE UNDERGOING DISCIPLINARY PROCEEDINGS BY COMMITTEE ON
PROFESSIONAL CONDUCT SHALL DISCLOSE TO THE COMMITTEE IF THEY HOLD A
LICENSE TO PRACTICE MEDICINE IN ANOTHER JURISDICTION OUTSIDE OF THE
STATE OF NEW YORK. IF THE LICENSEE HOLDS A LICENSE TO PRACTICE MEDICINE
IN ANY JURISDICTION OUTSIDE OF THE STATE OF NEW YORK THE COMMITTEE ON
PROFESSIONAL CONDUCT SHALL REVIEW THE LICENSEE'S RECORD IN THOSE JURIS-
DICTIONS TO DETERMINE IF THE LICENSEE HAS BEEN SUBJECT TO DISCIPLINARY
PROCEEDINGS IN ANY OTHER STATE, TERRITORY OR JURISDICTION WHERE THEY
WERE LICENSED TO PRACTICE MEDICINE AND DETERMINE WHAT WAS THE OUTCOME OF
SUCH DISCIPLINARY PROCEEDINGS.
§ 6. Paragraphs (b) and (g) of subdivision 10 of section 230 of the
public health law, paragraph (b) as amended by chapter 606 of the laws
of 1991 and paragraph (g) as amended by chapter 477 of the laws of 2008,
are amended to read as follows:
(b) Charges. The charges shall state the substance of the alleged
professional misconduct and shall state clearly and concisely the mate-
rial facts but not the evidence by which the charges are to be proved.
CHARGES FILED AGAINST A LICENSEE SHALL CORRESPOND TO THE PRESCRIBED SET
OF PENALTIES AND ACTIONS PROVIDED IN SECTION TWO HUNDRED THIRTY-F OF
THIS TITLE.
(g) Results of hearing. The committee shall make (1) findings of fact,
(2) conclusions concerning the charges sustained or dismissed, and (3) a
determination regarding charges sustained or dismissed, and in the event
any of the charges have been sustained, of the penalty to be imposed or
appropriate action to be taken and the reasons for the determination.
ANY PENALTY IMPOSED OR ACTION TO BE TAKEN MUST CORRESPOND TO THE GUIDE-
LINES PROVIDED IN SECTION TWO HUNDRED THIRTY-F OF THIS TITLE. For the
committee to make a conclusion sustaining a charge, or determining a
penalty or the appropriate action to be taken, two members of the
committee must vote for such a conclusion or determination. The commit-
A. 8828 10
tee shall issue an order based on its determination. The committee's
findings, conclusions, determinations and order shall become public upon
issuance. However, if the time to request a review of the committee's
determination has not yet expired, or if the review has been requested
but no determination as a result of the review has been issued, such
publication shall include a statement advising that the licensee or the
department may request a review of the committee's determination. No
such statement is required if (a) the time to request such review has
expired without the filing of such request by either of the parties, or
(b) the licensee and the department both affirmatively decline to
request review of the committee's determination or fail to perfect such
review. In the event any or all such charges are dismissed, such
dismissal shall be made public within two business days.
§ 7. Paragraph (h) of subdivision 11 of section 230 of the public
health law, as added by chapter 203 of the laws of 2020, is amended to
read as follows:
(h) (I) The office of professional medical conduct AND THE DEPARTMENT
shall post on [its website] THEIR WEBSITES information on patients'
rights and reporting options under this subdivision regarding profes-
sional misconduct, which shall specifically include information on
reporting instances of misconduct involving sexual harassment and
assault. All physicians' practice settings shall conspicuously post
signage, visible to their patients, directing such patients to the
office of professional medical conduct's website for information about
their rights and how to report professional misconduct. ALL SIGNAGE
POSTED SHALL BE NO SMALLER THAN EIGHT AND A HALF INCHES BY ELEVEN INCHES
IN SIZE.
(II) MEDICAL FACILITIES SHALL PROVIDE ALL PERTINENT CONTACT INFORMA-
TION TO THE OFFICE OF PROFESSIONAL MEDICAL CONDUCT TO PATIENTS IN A
SELF-ATTESTATION FORM, INCLUDING ACCESS TO THEIR WEBSITE THROUGH A QR
CODE OR LINK AS DEEMED APPROPRIATE BY THE COMMISSIONER.
(III) WITHIN TEN DAYS OF ANY FINAL DETERMINATION APPLYING A PENALTY OR
ACTION AGAINST A LICENSEE THE OFFICE OF PROFESSIONAL MEDICAL CONDUCT AND
THE DEPARTMENT SHALL POST ON THEIR WEBSITES THE NAME, MEDICAL LICENSE
NUMBER, AND THE PENALTIES OR ACTIONS IMPOSED FOR ANY LICENSEE DETERMINED
TO HAVE COMMITTED A VIOLATION OF PROFESSIONAL MISCONDUCT.
(IV) IF THE SOURCE OF COMPLAINT THAT INSTIGATED THE INVESTIGATION
PROVIDED CONTACT INFORMATION INCLUDED AN ELECTRONIC MAIL ADDRESS IN
THEIR INITIAL COMPLAINT, THEN THE OFFICE OF PROFESSIONAL MEDICAL CONDUCT
SHALL INFORM THE SOURCE OF THE COMPLAINT THROUGH ELECTRONIC MAIL OF THE
FINAL DETERMINATION MADE IN REFERENCE TO THE COMPLAINT WITHIN TEN DAYS.
§ 8. Subdivision 11 of section 230 of the public health law is amended
by adding a new paragraph (i) to read as follows:
(I) ANY LICENSEE WHO IS INDICTED IN ANOTHER JURISDICTION FOR A CRIMI-
NAL OFFENSE OR IS ARRESTED PURSUANT TO PROBABLE OR REASONABLE CAUSE, OR
WHERE IT HAS BEEN DETERMINED BY A PROFESSIONAL DISCIPLINARY AGENCY THAT
THERE IS SUFFICIENT EVIDENCE TO CONDUCT A REVIEW OF SUCH LICENSEE, SHALL
NOTIFY THE OFFICE OF PROFESSIONAL MEDICAL CONDUCT OF SUCH ACTION WITHIN
FORTY-EIGHT HOURS.
§ 9. This act shall take effect on the one hundred eightieth day after
it shall have become a law. Effective immediately, the addition, amend-
ment and/or repeal of any rule or regulation necessary for the implemen-
tation of this act on its effective date are authorized to be made and
completed on or before such effective date.