S T A T E O F N E W Y O R K
________________________________________________________________________
9295
2025-2026 Regular Sessions
I N A S S E M B L Y
December 10, 2025
___________
Introduced by M. of A. LAVINE -- read once and referred to the Committee
on Aging
AN ACT to amend the elder law and the state finance law, in relation to
establishing the statewide initiative of not-for-profit guardians
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Short title. This act shall be known and may be cited as
the "New York state good guardianship act".
§ 2. Legislative intent and findings. The Legislature finds that arti-
cle 81 of the New York state mental hygiene law mandates assignment of a
guardian when an individual is deemed to be incapacitated and unable to
manage their own affairs. At present, this mandate is not adequately
funded by New York state. This has led to a dearth of reputable guardi-
anship resources, leaving judges constrained when attempting to fulfill
their legal mandate, risking harm for individuals in dire need of care,
and increasing the cost burden on our social safety net.
Guardianship involves essential management of financial resources,
coordination of health care, and ensuring basic daily needs such as
cooking, cleaning and shopping are met. When an individual has signif-
icant financial resources, identifying a paid guardian is a viable
option. However, the reality is that most people assigned a guardian
cannot afford to pay for this high-level of care. This is where communi-
ty-based not-for-profit organizations step in to serve. Reputable not-
for-profits organizations take a multidisciplinary approach to care and
tailor a plan to an individual's needs, at no charge or for minimal
fees.
Due to the high level of need and lack of an adequate funding stream,
not-for-profit groups are unable to take on more cases without sacrific-
ing quality of care. Some districts lack a not-for-profit guardianship
services provider altogether. These factors put a strain on municipal
and county budgets when local departments of social services must step
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD13789-01-5
A. 9295 2
in as the guardian of last resort, as they too do not have adequate
resources to keep pace with demand. Moreover, the lack of appropriate
assignments of guardians has led to a significant cost burden on our
social safety net, particularly avoidable hospitalizations and care
through Medicaid and shelter stays. This gap in quality guardians has
also allowed a third rail of actors to enter the market: unscrupulous
and unchecked for-profit entities who collect fees while neglecting
those in their care.
To address this issue, the Legislature proposes to establish a state-
wide initiative of not-for-profit guardians program that leverages the
expertise and capacity of existing, reputable not-for-profit organiza-
tions to provide comprehensive, multidisciplinary guardianship services.
This initiative will help grow well-established guardianship programs,
create new programs, and promote alternatives to guardianships where
appropriate to ensure that the entire state has access to these
services. Understanding the magnitude of serving as a guardian, this
legislation will ensure proper oversight, accountability, and service
delivery while addressing the needs of individuals who cannot care for
themselves due to age, disability, or other conditions. Taking these
steps will also help eliminate bad actors from the guardianship market
while providing significant Medicaid and social welfare savings to the
state. Lastly, the enactment of this legislation is consistent with the
recommendations of the adopted New York State Master Plan on Aging,
which supports a fifteen-million-dollar investment in guardianship
services.
§ 3. The elder law is amended by adding a new section 226 to read as
follows:
§ 226. STATEWIDE INITIATIVE OF NOT-FOR-PROFIT GUARDIANS. 1. THERE
SHALL HEREBY BE ESTABLISHED WITHIN THE OFFICE A PROGRAM TO BE REFERRED
TO AS THE "STATEWIDE INITIATIVE OF NOT-FOR-PROFIT GUARDIANS". SUCH
INITIATIVE SHALL EXIST TO:
(A) SERVE AS GUARDIAN FOR ANY INDIVIDUAL OVER THE AGE OF EIGHTEEN
ELIGIBLE UNDER ARTICLE EIGHTY-ONE OF THE MENTAL HYGIENE LAW FOR WHOM AN
APPOINTING JUDGE IS UNABLE TO FIND A GUARDIAN, WHETHER A SUITABLE FAMILY
MEMBER OR FRIEND OR AN ATTORNEY FROM PART THIRTY-SIX OF THE RULES OF THE
CHIEF JUDGE, TO SERVE;
(B) OPERATE A FREE PUBLIC HELPLINE TO PROVIDE GUIDANCE, RESOURCES, AND
REFERRALS FOR ANY INDIVIDUAL OR ENTITY NAVIGATING GUARDIANSHIP PURSUANT
TO ARTICLE EIGHTY-ONE OF THE MENTAL HYGIENE LAW AND/OR SEEKING ALTERNA-
TIVE SERVICES;
(C) BUILD STATEWIDE CAPACITY AND TRAINING OPPORTUNITIES TO ESTABLISH
NEW PROGRAMS WITHIN EXISTING NOT-FOR-PROFIT AGENCIES; AND
(D) COLLECT, ANALYZE, AND REPORT ON DATA RELATED TO GUARDIANSHIP CASES
REFERRED TO THEM.
2. (A) TO PARTICIPATE IN THE INITIATIVE ESTABLISHED PURSUANT TO THIS
SECTION AND BE ELIGIBLE FOR FUNDING, AN ENTITY SHALL:
(I) BE ORGANIZED AS A TAX-EXEMPT ENTITY PURSUANT TO SECTION 501(C)(3)
OF THE INTERNAL REVENUE CODE OR RECOGNIZED AS A NOT-FOR-PROFIT ENTITY IN
GOOD STANDING WITH THE CHARITIES BUREAU OF THE OFFICE OF THE ATTORNEY
GENERAL; AND
(II) HAVE EXPERIENCE IN PROVIDING GUARDIANSHIP SERVICES OR DEMONSTRATE
SUFFICIENT CAPACITY TO PROVIDE GUARDIANSHIP SERVICES AS DETERMINED BY
THE OFFICE.
(B) ENTITIES PARTICIPATING IN THE INITIATIVE SHALL FULFILL GUARDIAN-
SHIP DUTIES AS PROVIDED FOR IN SECTIONS 81.20, 81.21, AND 81.22 OF THE
MENTAL HYGIENE LAW.
A. 9295 3
3. (A) THE DIRECTOR SHALL SUBMIT A REQUEST FOR PROPOSALS FROM NOT-FOR-
PROFIT ENTITIES AS DESCRIBED HEREIN FOR THE PURPOSE OF ADMINISTERING
STATEWIDE INITIATIVE OF NOT-FOR-PROFIT GUARDIANS. THE ENTITY CHOSEN TO
ADMINISTER SUCH INITIATIVE SHALL ENTER INTO A CONTRACT WITH THE STATE
FOR A TERM OF FIVE YEARS, WHICH MAY BE RENEWED SUBJECT TO THE APPROVAL
OF THE DIRECTOR.
(B) THE ADMINISTRATIVE ENTITY CHOSEN BY THE DIRECTOR SHALL REVIEW
PLANS SUBMITTED FOR APPROVAL AND FUNDING OF GUARDIANSHIP SERVICES AND
AWARD GRANTS FOR SUCH SERVICES. IN AWARDING GRANTS, THE ENTITY SHALL USE
BEST EFFORTS TO PROVIDE STATEWIDE DISTRIBUTION OF FUNDING.
(C) FUNDING FOR THE STATEWIDE INITIATIVE OF NOT-FOR-PROFIT GUARDIANS
SHALL BE FROM THE STATEWIDE INITIATIVE OF NOT-FOR-PROFIT GUARDIANS FUND
ESTABLISHED PURSUANT TO SECTION NINETY-NINE-TT OF THE STATE FINANCE LAW.
4. (A) PARTICIPATING NOT-FOR-PROFIT ORGANIZATIONS SHALL COLLECT AND
REPORT TO THE ADMINISTRATIVE ENTITY CHOSEN BY THE DIRECTOR ANONYMIZED
DATA ON GUARDIANSHIP CASES, INCLUDING DEMOGRAPHIC INFORMATION, TYPES OF
SERVICES PROVIDED, DURATION OF GUARDIANSHIP, AND CLIENT OUTCOMES.
(B) THE ADMINISTRATIVE ENTITY CHOSEN BY THE DIRECTOR SHALL COMPILE THE
DATA OUTLINED IN PARAGRAPH (A) OF THIS SUBDIVISION AND PRODUCE AN ANNUAL
REPORT SUMMARIZING THE PERFORMANCE AND EFFECTIVENESS OF THE STATEWIDE
INITIATIVE OF NOT-FOR-PROFIT GUARDIANS. SUCH REPORT SHALL BE SUBMITTED
ANNUALLY ON OR BEFORE JANUARY FIRST, TWO THOUSAND TWENTY-SEVEN, AND EACH
YEAR THEREAFTER, TO THE GOVERNOR, SPEAKER OF THE ASSEMBLY, AND TEMPORARY
PRESIDENT OF THE SENATE.
§ 4. The state finance law is amended by adding a new section 99-tt to
read as follows:
§ 99-TT. STATEWIDE INITIATIVE OF NOT-FOR-PROFIT GUARDIANS FUND. 1.
THERE IS HEREBY ESTABLISHED IN THE JOINT CUSTODY OF THE COMPTROLLER, THE
COMMISSIONER OF TAXATION AND FINANCE, AND THE COMMISSIONER OF HEALTH, A
FUND, TO BE KNOWN AS THE "STATEWIDE INITIATIVE OF NOT-FOR-PROFIT GUARDI-
ANS FUND".
2. SUCH FUND SHALL CONSIST OF ALL MONEYS APPROPRIATED THERETO FROM ANY
OTHER FUND OR SOURCE PURSUANT TO LAW. NOTHING CONTAINED IN THIS SECTION
SHALL PREVENT THE STATE FROM RECEIVING GRANTS, GIFTS OR BEQUESTS FOR THE
PURPOSES OF THE FUND AS DEFINED IN THIS SECTION AND DEPOSITING THEM INTO
THE FUND ACCORDING TO LAW.
3. MONEYS OF THE FUND SHALL BE MADE AVAILABLE TO THE ADMINISTRATIVE
ENTITY CHOSEN BY THE DIRECTOR OF THE OFFICE FOR THE AGING PURSUANT TO
SECTION TWO HUNDRED TWENTY-SIX OF THE ELDER LAW TO FUND THE STATEWIDE
INITIATIVE OF NOT-FOR-PROFIT GUARDIANS ESTABLISHED BY SUCH SECTION.
§ 5. Severability. If any clause, sentence, paragraph, section or part
of this act shall be adjudged by any court of competent jurisdiction to
be invalid and after exhaustion of all further judicial review, the
judgment shall not affect, impair or invalidate the remainder thereof,
but shall be confined in its operation to the clause, sentence, para-
graph, section or part of this act directly involved in the controversy
in which the judgment shall have been rendered.
§ 6. This act shall take effect immediately.