S. 5062 2
27-3433. PRODUCER RESPONSIBILITY ORGANIZATION WEBSITES.
27-3435. ANTICOMPETITIVE CONDUCT.
27-3437. RULEMAKING.
27-3439. PROVIDING INFORMATION.
27-3441. DEPOSIT RETURN SYSTEM.
27-3443. ENFORCEMENT.
27-3445. PACKAGING PRODUCT STEWARDSHIP ACCOUNT.
§ 27-3401. SHORT TITLE.
THIS TITLE SHALL BE KNOWN AND MAY BE CITED AS THE "AFFORDABLE WASTE
REDUCTION ACT".
§ 27-3403. DEFINITIONS.
AS USED IN THIS TITLE, UNLESS CONTEXT OTHERWISE REQUIRES:
1. "ADVISORY BOARD" OR "BOARD" MEANS THE PRODUCER RESPONSIBILITY ADVI-
SORY BOARD ESTABLISHED UNDER SECTION 27-3409 OF THIS TITLE.
2. "BRAND" MEANS A NAME, SYMBOL, WORD, OR MARK THAT IDENTIFIES A PROD-
UCT AND ATTRIBUTES THE PRODUCT AND ITS COMPONENTS, INCLUDING PACKAGING,
TO THE BRAND OWNER.
3. "BRAND OWNER" MEANS A PERSON THAT OWNS OR LICENSES A BRAND OR THAT
OTHERWISE HAS RIGHTS TO MARKET A PRODUCT UNDER THE BRAND, WHETHER OR NOT
THE BRAND'S TRADEMARK IS REGISTERED.
4. "COLLECTION RATE" MEANS THE AMOUNT OF A COVERED MATERIAL BY COVERED
MATERIALS TYPE COLLECTED BY SERVICE PROVIDERS AND TRANSPORTED FOR RECY-
CLING OR COMPOSTING DIVIDED BY THE TOTAL AMOUNT OF THE TYPE OF A COVERED
MATERIAL BY COVERED MATERIALS TYPE SOLD OR DISTRIBUTED INTO THE STATE BY
THE RELEVANT UNIT OF MEASUREMENT ESTABLISHED IN SECTION 27-3423 OF THIS
TITLE.
5. "COMPOSTABLE MATERIAL" MEANS A COVERED MATERIAL THAT:
(A) HAS A THIRD-PARTY CERTIFICATION TO ASTM D6400, ASTM D6868, OR ASTM
D8410, AND IS LABELED ACCORDINGLY; OR
(B) IS DEMONSTRATED TO BE COMPRISED OF ONLY WOOD WITHOUT ANY COATINGS
OR ADDITIVES.
6. "COMPOSTING" MEANS THE PROCESS TO CREATE A PRODUCT MANUFACTURED
THROUGH THE CONTROLLED AEROBIC, BIOLOGICAL DECOMPOSITION OF BIODEGRADA-
BLE MATERIALS. THE PRODUCT HAS UNDERGONE MESOPHILIC AND THERMOPHILIC
TEMPERATURES, WHICH SIGNIFICANTLY REDUCES THE VIABILITY OF PATHOGENS AND
WEED SEEDS, AND STABILIZES THE CARBON SUCH THAT IT IS BENEFICIAL TO
PLANT GROWTH. COMPOST IS TYPICALLY USED AS A SOIL AMENDMENT, BUT MAY
ALSO CONTRIBUTE PLANT NUTRIENTS.
7. "COMPOSTING RATE" MEANS THE AMOUNT OF COMPOSTABLE COVERED MATERIAL
THAT IS MANAGED THROUGH COMPOSTING, DIVIDED BY THE TOTAL AMOUNT OF
COMPOSTABLE COVERED MATERIAL SOLD OR DISTRIBUTED INTO THE STATE BY THE
RELEVANT UNIT OF MEASUREMENT ESTABLISHED IN SECTION 27-3423 OF THIS
TITLE.
8. "COVERED ENTITY" MEANS A PERSON OR LOCATION THAT RECEIVES COVERED
SERVICES FOR COVERED MATERIALS IN ACCORDANCE WITH THE REQUIREMENTS OF
THIS TITLE, INCLUDING:
(A) A SINGLE-FAMILY RESIDENCE;
(B) A MULTI-FAMILY RESIDENCE;
(C) A PUBLIC, NONPUBLIC, OR APPROVED PRIVATE SCHOOL OR HIGHER EDUCA-
TION AND POSTSECONDARY INSTITUTIONS AS SUCH TERMS ARE USED IN THE EDUCA-
TION LAW; CHILD CARE INSTITUTION AS DEFINED IN SUBDIVISION TWO OF
SECTION FOUR THOUSAND ONE OF THE EDUCATION LAW; AND ANY OTHER LOCATION
WHERE EDUCATION OR CHILD CARE IS PROVIDED;
(D) A NOT-FOR-PROFIT CORPORATION WITH ANNUAL REVENUE OF LESS THAN
THIRTY-FIVE MILLION DOLLARS; AND
S. 5062 3
(E) A STATE AGENCY, OFFICE, AGENCY, OR INSTITUTION OF THE STATE, A
POLITICAL SUBDIVISION, A PUBLIC AREA, THE LEGISLATURE, THE COURTS, A
COUNTY, A STATUTORY OR HOME RULE CHARTER CITY, A TOWN, A SCHOOL
DISTRICT, A SPECIAL DISTRICT, OR OTHER GOVERNMENTAL UNIT.
9. "COVERED MATERIAL" MEANS PACKAGING AND PAPER PRODUCTS. COVERED
MATERIAL DOES NOT INCLUDE EXEMPT MATERIALS.
10. "COVERED MATERIALS TYPE" MEANS A SINGULAR AND SPECIFIC TYPE OF
COVERED MATERIAL, SUCH AS PAPER, PLASTIC, METAL, OR GLASS THAT:
(A) CAN BE CATEGORIZED BASED ON DISTINGUISHING CHEMICAL OR PHYSICAL
PROPERTIES, INCLUDING PROPERTIES THAT ALLOW A COVERED MATERIALS TYPE TO
BE AGGREGATED INTO A DISCRETE COMMODITY CATEGORY FOR PURPOSES OF REUSE,
RECYCLING, OR COMPOSTING; AND
(B) IS BASED ON SIMILAR USES IN THE FORM OF A PRODUCT OR PACKAGE.
11. "COVERED SERVICES" MEANS COLLECTING, TRANSFERRING, TRANSPORTING,
SORTING, PROCESSING, RECOVERING, PREPARING, OR OTHERWISE MANAGING FOR
PURPOSES OF WASTE REDUCTION, REUSE, RECYCLING, OR COMPOSTING. COVERED
SERVICES DOES NOT MEAN ANY MANAGEMENT METHOD ACCORDING TO PARAGRAPHS (C)
AND (D) OF SUBDIVISION ONE OF SECTION 27-0106 OF THIS ARTICLE.
12. "DE MINIMIS PRODUCER" MEANS A PERSON THAT IN THEIR MOST RECENT
FISCAL YEAR:
(A) INTRODUCED LESS THAN FIVE TONS OF COVERED MATERIAL INTO THIS
STATE; OR
(B) EARNED GLOBAL GROSS REVENUES OF LESS THAN FIVE MILLION DOLLARS.
13. "DROP-OFF COLLECTION SITE" MEANS A PHYSICAL LOCATION WHERE COVERED
MATERIALS ARE ACCEPTED FROM THE PUBLIC AND THAT IS OPEN A MINIMUM OF
TWELVE HOURS WEEKLY THROUGHOUT THE YEAR.
14. "DISADVANTAGED COMMUNITIES" SHALL HAVE THE SAME MEANING AS SUBDI-
VISION FIVE OF SECTION 75-0101 OF THIS CHAPTER.
15."EXEMPT MATERIALS" MEANS MATERIALS, OR ANY PORTION OF MATERIALS,
THAT:
(A) ARE PACKAGING FOR INFANT FORMULA, AS DEFINED IN UNITED STATES
CODE, TITLE 21, SECTION 321(Z);
(B) ARE PACKAGING FOR MEDICAL FOOD, AS DEFINED IN UNITED STATES CODE,
TITLE 21, SECTION 360EE(B)(3);
(C) ARE PACKAGING FOR A FORTIFIED ORAL NUTRITIONAL SUPPLEMENT USED BY
PERSONS WHO REQUIRE SUPPLEMENTAL OR SOLE SOURCE NUTRITION TO MEET NUTRI-
TIONAL NEEDS DUE TO SPECIAL DIETARY NEEDS DIRECTLY RELATED TO CANCER,
CHRONIC KIDNEY DISEASE, DIABETES, MALNUTRITION, OR FAILURE TO THRIVE, AS
THOSE TERMS ARE DEFINED BY THE INTERNATIONAL CLASSIFICATION OF DISEASES,
TENTH REVISION;
(D) ARE PACKAGING FOR A PRODUCT REGULATED AS A DRUG OR MEDICAL DEVICE
BY THE UNITED STATES FOOD AND DRUG ADMINISTRATION, INCLUDING ASSOCIATED
COMPONENTS AND CONSUMABLE MEDICAL EQUIPMENT;
(E) ARE PACKAGING FOR MEDICAL EQUIPMENT OR PRODUCTS USED IN MEDICAL
SETTINGS THAT IS REGULATED BY THE UNITED STATES FOOD AND DRUG ADMINIS-
TRATION, INCLUDING ASSOCIATED COMPONENTS AND CONSUMABLE MEDICAL EQUIP-
MENT;
(F) ARE DRUGS, BIOLOGICAL PRODUCTS, PARASITICIDES, MEDICAL DEVICES, OR
IN VITRO DIAGNOSTICS THAT ARE USED TO TREAT, OR THAT ARE ADMINISTERED
TO, ANIMALS AND ARE REGULATED BY THE UNITED STATES FOOD AND DRUG ADMIN-
ISTRATION UNDER THE FEDERAL FOOD, DRUG, AND COSMETIC TITLE, UNITED
STATES CODE, TITLE 21, SECTION 301 ET SEQ., BY THE UNITED STATES DEPART-
MENT OF AGRICULTURE UNDER THE FEDERAL VIRUS-SERUM-TOXIN TITLE, UNITED
STATES CODE, TITLE 21, SECTION 151 ET SEQ.;
S. 5062 4
(G) ARE PACKAGING FOR PRODUCTS REGULATED BY THE UNITED STATES ENVIRON-
MENTAL PROTECTION AGENCY UNDER THE FEDERAL INSECTICIDE, FUNGICIDE, AND
RODENTICIDE TITLE, UNITED STATES CODE, TITLE 7, SECTION 136 ET SEQ.;
(H) ARE PACKAGING USED TO CONTAIN LIQUEFIED PETROLEUM GAS AND ARE
DESIGNED TO BE REFILLED;
(I) ARE PAPER PRODUCTS USED FOR A NEWSPAPER'S PRINT PUBLICATIONS,
INCLUDING SUPPLEMENTS OR ENCLOSURES, THAT HAS A CIRCULATION OF LESS THAN
NINETY-FIVE THOUSAND THAT INCLUDE CONTENT DERIVED FROM PRIMARY SOURCES
RELATED TO NEWS AND CURRENT EVENTS;
(J) ARE PAPER PRODUCTS USED FOR A MAGAZINE'S PRINT PUBLICATION THAT
HAS A CIRCULATION OF LESS THAN NINETY-FIVE THOUSAND AND THAT PRIMARILY
INCLUDES CONTENT DERIVED FROM PRIMARY SOURCES RELATED TO NEWS AND
CURRENT EVENTS;
(K) ARE PACKAGING USED TO CONTAIN HAZARDOUS OR FLAMMABLE PRODUCTS
REGULATED BY THE 2012 FEDERAL OCCUPATIONAL SAFETY AND HEALTH ADMINIS-
TRATION HAZARD COMMUNICATION STANDARD, CODE OF FEDERAL REGULATIONS,
TITLE 29, SECTION 1910.1200, THAT PREVENT THE PACKAGING FROM BEING WASTE
REDUCED OR MADE REUSABLE, RECYCLABLE, OR COMPOSTABLE, AS DETERMINED BY
THE COMMISSIONER;
(L) ARE PACKAGING THAT IS BEING COLLECTED AND PROPERLY MANAGED THROUGH
A PAINT STEWARDSHIP PLAN APPROVED UNDER SECTION 27-2003 OF THIS ARTICLE;
(M) ARE EXEMPT MATERIALS, AS DETERMINED BY THE DEPARTMENT UNDER SUBDI-
VISION SIX OF SECTION 27-3425 OF THIS TITLE; OR
(N) ARE COVERED MATERIALS THAT ARE:
(I) PACKAGING MATERIALS USED SOLELY IN TRANSPORTATION OR DISTRIBUTION
TO NONCONSUMERS;
(II) PACKAGING MATERIALS USED SOLELY IN BUSINESS-TO-BUSINESS TRANS-
ACTIONS WHERE A COVERED MATERIAL IS NOT INTENDED TO BE DISTRIBUTED TO
THE END CONSUMER;
(III) PACKAGING MATERIALS THAT ARE NOT SOLD OR DISTRIBUTED TO COVERED
ENTITIES; AND
(IV) PACKAGING MATERIALS THAT ARE USED FOR PRODUCTS SOLD OR DISTRIB-
UTED OUTSIDE THE STATE;
(O) ARE BEVERAGE CONTAINERS SUBJECT TO A RETURNABLE CONTAINER DEPOSIT
UNDER TITLE TEN OF THIS ARTICLE; AND
(P) ARE NON-PACKAGING PAPER PRODUCTS MADE WITH MORE THAN SEVENTY
PERCENT NEWLY HARVESTED WOOD PULP FIBER THAT HAS NOT BEEN PREVIOUSLY
USED OR RECYCLED.
16. "GOVERNMENT DATA" MEANS ALL DATA COLLECTED, CREATED, RECEIVED,
MAINTAINED OR DISSEMINATED BY ANY GOVERNMENT ENTITY REGARDLESS OF ITS
PHYSICAL FORM, STORAGE MEDIA OR CONDITIONS OF USE.
17. "INDEPENDENT AUDITOR" MEANS AN INDEPENDENT AND ACTIVELY LICENSED
CERTIFIED PUBLIC ACCOUNTANT THAT IS:
(A) RETAINED BY A PRODUCER RESPONSIBILITY ORGANIZATION;
(B) NOT OTHERWISE EMPLOYED BY OR AFFILIATED WITH A PRODUCER RESPONSI-
BILITY ORGANIZATION; AND
(C) QUALIFIED TO CONDUCT AN AUDIT UNDER STATE LAW.
18. "INFRASTRUCTURE INVESTMENT" MEANS AN INVESTMENT BY A PRODUCER
RESPONSIBILITY ORGANIZATION THAT FUNDS OR REIMBURSES A PERSON FOR:
(A) EQUIPMENT OR FACILITIES IN WHICH COVERED MATERIALS ARE PREPARED
FOR REUSE, RECYCLING, OR COMPOSTING; OR
(B) EQUIPMENT OR FACILITIES USED FOR WASTE REDUCTION, REUSE, RECYCL-
ING, OR COMPOSTING OF COVERED MATERIALS.
19. "INTRODUCE" MEANS TO SELL, OFFER FOR SALE, DISTRIBUTE, OR USE TO
SHIP A PRODUCT WITHIN OR INTO THIS STATE.
S. 5062 5
20. "NEEDS ASSESSMENT" MEANS AN ASSESSMENT CONDUCTED PURSUANT TO
SUBDIVISION FOUR OF SECTION 27-3421 OF THIS TITLE. EXCEPT WHERE THE
CONTEXT REQUIRES OTHERWISE, NEEDS ASSESSMENT MEANS THE MOST RECENTLY
COMPLETED NEEDS ASSESSMENT.
21. "NONPUBLIC DATA" MEANS DATA NOT ON INDIVIDUALS MADE BY STATUTE OR
FEDERAL LAW APPLICABLE TO THE DATA:
(A) NOT ACCESSIBLE TO THE PUBLIC; AND
(B) ACCESSIBLE TO THE SUBJECT, IF ANY, OF THE DATA.
22. "PACKAGING" MEANS:
(A) "PACKAGE" AS DEFINED IN SECTION 37-0203 OF THIS CHAPTER; AND
(B) "PACKAGING COMPONENT" AS DEFINED IN SECTION 37-0203 OF THIS CHAP-
TER. PACKAGING DOES NOT INCLUDE EXEMPT MATERIALS.
22. "PAPER PRODUCT" MEANS A PRODUCT MADE PRIMARILY FROM WOOD PULP OR
OTHER CELLULOSIC FIBERS, BUT DOES NOT INCLUDE BOUND BOOKS OR PRODUCTS
THAT RECYCLING OR COMPOSTING FACILITIES WILL NOT ACCEPT BECAUSE OF THE
UNSAFE OR UNSANITARY NATURE OF THE PAPER PRODUCT. PAPER PRODUCT DOES NOT
INCLUDE EXEMPT MATERIALS.
23. "POST CONSUMER MATERIAL" MEANS THE MATERIALS THAT HAVE SERVED
THEIR INTENDED END USE AS CONSUMER ITEMS AND THAT HAVE BEEN SEPARATED OR
DIVERTED FROM THE WASTE STREAM FOR THE PURPOSES OF COLLECTION AND RECY-
CLING AS A SECONDARY MATERIAL FEEDSTOCK. SUCH MATERIALS MAY ALSO INCLUDE
RETURNS OF MATERIAL FROM THE DISTRIBUTION CHAIN. POST-CONSUMER RECYCLED
MANUFACTURER CONTENT DOES NOT INCLUDE WASTE MATERIAL GENERATED BY A
MANUFACTURER DURING OR AFTER THE COMPLETION OF A MANUFACTURER PROCESS.
24. "POST CONSUMER RECYCLED CONTENT" MEANS THE AMOUNT OF POSTCONSUMER
MATERIAL USED BY A PRODUCER IN THE PRODUCTION OF A COVERED MATERIALS
TYPE, DIVIDED BY THE TOTAL AMOUNT OF THAT COVERED MATERIALS TYPE USED
FOR PRODUCTS SOLD OR DISTRIBUTED BY THE PRODUCER IN THAT SAME CALENDAR
YEAR.
25. "PRIVATE DATA ON INDIVIDUALS" MEANS DATA MADE BY STATUTE OR FEDER-
AL LAW APPLICABLE TO THE DATA:
(A) NOT PUBLIC; AND
(B) ACCESSIBLE TO THE INDIVIDUAL SUBJECT OF THE DATA.
26. "PRODUCER" MEANS THE FOLLOWING PERSON RESPONSIBLE FOR COMPLIANCE
WITH REQUIREMENTS UNDER THIS TITLE FOR A COVERED MATERIAL INTRODUCED:
(A) FOR ITEMS SOLD IN OR WITH PACKAGING AT A PHYSICAL RETAIL LOCATION
IN THIS STATE:
(I) IF THE ITEM IS SOLD IN OR WITH PACKAGING UNDER THE BRAND OF THE
ITEM MANUFACTURER OR IS SOLD IN PACKAGING THAT LACKS IDENTIFICATION OF A
BRAND, THE PRODUCER IS THE PERSON THAT MANUFACTURES THE ITEM;
(II) IF THERE IS NO PERSON TO WHICH SUBPARAGRAPH (I) OF THIS PARAGRAPH
APPLIES, THE PRODUCER IS THE PERSON THAT IS LICENSED TO MANUFACTURE AND
SELL OR OFFER FOR SALE TO CONSUMERS IN THIS STATE AN ITEM WITH PACKAGING
UNDER THE BRAND OR TRADEMARK OF ANOTHER MANUFACTURER OR PERSON;
(III) IF NO PERSON DESCRIBED IN SUBPARAGRAPH (I) OR (II) OF THIS PARA-
GRAPH APPLIES, THE PRODUCER IS THE BRAND OWNERS OF THE ITEM;
(IV) IF THERE IS NO PERSON DESCRIBED IN SUBPARAGRAPH (I), (II) OR
(III) OF THIS PARAGRAPH WITHIN THE UNITED STATES, THE PRODUCER IS THE
PERSON WHO IS THE IMPORTER OF RECORD FOR THE ITEM INTO THE UNITED STATES
FOR USE IN A COMMERCIAL ENTERPRISE THAT SELLS, OFFERS FOR SALE, OR
DISTRIBUTES THE ITEM IN THIS STATE; OR
(V) IF NO PERSON DESCRIBED IN SUBPARAGRAPH (I), (II), (III) OR (IV) OF
THIS PARAGRAPH APPLIES, THE PRODUCER IS THE PERSON THAT FIRST DISTRIB-
UTES THE ITEM IN OR INTO THIS STATE;
(B) FOR ITEMS SOLD OR DISTRIBUTED IN PACKAGING IN OR INTO THIS STATE
VIA E-COMMERCE, REMOTE SALE, OR DISTRIBUTION:
S. 5062 6
(I) FOR PACKAGING USED TO DIRECTLY PROTECT OR CONTAIN THE ITEM, THE
PRODUCER OF THE PACKAGING IS THE SAME AS THE PRODUCER IDENTIFIED UNDER
PARAGRAPH (A) OF THIS SUBDIVISION; AND
(II) FOR PACKAGING USED TO SHIP THE ITEM TO A CONSUMER, THE PRODUCER
OF THE PACKAGING IS THE PERSON THAT PACKAGES THE ITEM TO BE SHIPPED TO
THE CONSUMER;
(C) FOR PACKAGING THAT IS A COVERED MATERIAL AND IS NOT INCLUDED IN
PARAGRAPHS (A) AND (B) OF THIS SUBDIVISION, THE PRODUCER OF THE PACKAG-
ING IS THE PERSON THAT FIRST DISTRIBUTES THE ITEM IN OR INTO THIS STATE;
(D) FOR PAPER PRODUCTS THAT ARE MAGAZINES, CATALOGS, TELEPHONE DIREC-
TORIES, OR SIMILAR PUBLICATIONS, THE PRODUCER IS THE PUBLISHER;
(E) FOR PAPER PRODUCTS NOT DESCRIBED PARAGRAPH (D) OF THIS SUBDIVI-
SION:
(I) IF THE PAPER PRODUCT IS SOLD UNDER THE MANUFACTURER'S OWN BRAND,
THE PRODUCER IS THE PERSON THAT MANUFACTURES THE PAPER PRODUCT;
(II) IF THERE IS NO PERSON TO WHICH SUBPARAGRAPH (I) OF THIS PARAGRAPH
APPLIES, THE PRODUCER IS THE PERSON THAT IS THE OWNER OR LICENSEE OF A
BRAND OR TRADEMARK UNDER WHICH THE PAPER PRODUCT IS USED IN A COMMERCIAL
ENTERPRISE, SOLD, OFFERED FOR SALE, OR DISTRIBUTED IN OR INTO THIS
STATE, WHETHER OR NOT THE TRADEMARK IS REGISTERED IN THIS STATE;
(III) IF THERE IS NO PERSON TO WHICH SUBPARAGRAPH (I) OR (II) OF THIS
PARAGRAPH APPLIES, THE PRODUCER IS THE BRAND OWNER OF THE PAPER PRODUCT;
(IV) IF THERE IS NO PERSON DESCRIBED IN SUBPARAGRAPH (I), (II) OR
(III) OF THIS PARAGRAPH WITHIN THE UNITED STATES APPLIES, THE PRODUCER
IS THE PERSON THAT IMPORTS THE PAPER PRODUCT INTO THE UNITED STATES FOR
USE IN A COMMERCIAL ENTERPRISE THAT SELLS, OFFERS FOR SALE, OR DISTRIB-
UTES THE PAPER PRODUCT IN OR INTO THIS STATE; OR
(V) IF THERE IS NO PERSON DESCRIBED IN SUBPARAGRAPH (I), (II), (III)
OR (IV) OF THIS PARAGRAPH APPLIES, THE PRODUCER IS THE PERSON THAT FIRST
DISTRIBUTES THE PAPER PRODUCT IN OR INTO THIS STATE; AND
(F) A PERSON IS THE PRODUCER OF A COVERED MATERIAL SOLD, OFFERED FOR
SALE, OR DISTRIBUTED IN OR INTO THIS STATE, AS DEFINED IN PARAGRAPHS
(A), (B), (C), (D) AND (E) OF THIS SUBDIVISION, EXCEPT:
(I) WHERE ANOTHER PERSON HAS MUTUALLY SIGNED AN AGREEMENT WITH A
PRODUCER AS DEFINED IN PARAGRAPHS (A), (B), (C), (D) AND (E) OF THIS
SUBDIVISION THAT CONTRACTUALLY ASSIGNS RESPONSIBILITY TO THE PERSON AS
THE PRODUCER, AND THE PERSON HAS JOINED A REGISTERED PRODUCER RESPONSI-
BILITY ORGANIZATION AS THE RESPONSIBLE PRODUCER FOR THAT COVERED MATERI-
AL UNDER THIS TITLE. IN THE EVENT THAT ANOTHER PERSON IS ASSIGNED
RESPONSIBILITY AS THE PRODUCER UNDER THIS SUBDIVISION, THE PRODUCER
UNDER PARAGRAPHS (A), (B), (C), (D) AND (E) OF THIS SUBDIVISION SHALL
PROVIDE WRITTEN CERTIFICATION OF THAT CONTRACTUAL AGREEMENT TO THE
PRODUCER RESPONSIBILITY ORGANIZATION; AND
(II) IF THE PRODUCER DESCRIBED IN PARAGRAPHS (A), (B), (C), (D) AND
(E) OF THIS SUBDIVISION IS A BUSINESS OPERATED WHOLLY OR IN PART AS A
FRANCHISE, THE PRODUCER IS THE FRANCHISOR IF THAT FRANCHISOR HAS FRAN-
CHISEES THAT HAVE A COMMERCIAL PRESENCE WITHIN THE STATE.
(G) "PRODUCER" DOES NOT INCLUDE:
(I) A STATE, A FEDERAL OR STATE AGENCY, A POLITICAL SUBDIVISION, OR
OTHER GOVERNMENTAL UNIT;
(II) A REGISTERED 501(C)(3) CHARITABLE ORGANIZATION OR 501(C)(4)
SOCIAL WELFARE ORGANIZATION;
(III) A DE MINIMIS PRODUCER;
(IV) A MILL THAT USES ANY VIRGIN WOOD FIBER IN THE PRODUCTS IT PRODUC-
ES; OR
S. 5062 7
(V) A PAPER MILL THAT PRODUCES CONTAINER BOARD DERIVED FROM ONE
HUNDRED PERCENT POSTCONSUMER RECYCLED CONTENT AND NON-POSTCONSUMER RECY-
CLED CONTENT.
27. "PRODUCER RESPONSIBILITY ORGANIZATION" MEANS A NONPROFIT CORPO-
RATION THAT IS TAX EXEMPT UNDER CHAPTER 501(C)(3) OF THE FEDERAL INTER-
NAL REVENUE CODE AND THAT IS CREATED BY A GROUP OF PRODUCERS TO IMPLE-
MENT ACTIVITIES UNDER THIS TITLE.
28. "RECYCLING" MEANS A SERIES OF ACTIVITIES BY WHICH DISCARDED OR
USED MATERIALS ARE COLLECTED, SORTED, PROCESSED AND/OR CONVERTED INTO
FEEDSTOCK AND ARE USED IN THE MANUFACTURE OF NEW PRODUCTS.
29. "RECYCLING RATE" MEANS THE AMOUNT OF RECYCLABLE COVERED MATERIAL,
IN AGGREGATE OR BY INDIVIDUAL COVERED MATERIALS TYPE, RECYCLED IN A
CALENDAR YEAR DIVIDED BY THE TOTAL AMOUNT OF RECYCLABLE COVERED MATERI-
ALS SOLD OR DISTRIBUTED INTO THE STATE BY THE RELEVANT UNIT OF MEASURE-
MENT ESTABLISHED IN SECTION 27-3423 OF THIS TITLE.
30. "REFILL" MEANS THE CONTINUED USE OF A COVERED MATERIAL BY A
CONSUMER THROUGH A SYSTEM THAT IS:
(A) INTENTIONALLY DESIGNED AND MARKETED FOR REPEATED FILLING OF A
COVERED MATERIAL TO REDUCE DEMAND FOR NEW PRODUCTION OF THE COVERED
MATERIAL;
(B) SUPPORTED BY ADEQUATE LOGISTICS AND INFRASTRUCTURE TO PROVIDE
CONVENIENT ACCESS FOR CONSUMERS; AND
(C) COMPLIANT WITH ALL APPLICABLE FEDERAL, STATE, AND LOCAL STATUTES,
RULES, ORDINANCES, AND OTHER LAWS GOVERNING HEALTH AND SAFETY.
31. "RESPONSIBLE MARKET" MEANS A MATERIALS MARKET THAT:
(A) REUSES, RECYCLES, COMPOSTS, OR OTHERWISE RECOVERS MATERIALS AND
DISPOSES OF WASTE AND CONTAMINANTS IN A MANNER THAT PROTECTS THE ENVI-
RONMENT AND MINIMIZES RISKS TO PUBLIC HEALTH AND WORKER HEALTH AND SAFE-
TY;
(B) COMPLIES WITH ALL APPLICABLE FEDERAL, STATE, AND LOCAL STATUTES,
RULES, ORDINANCES, AND OTHER LAWS GOVERNING ENVIRONMENTAL, HEALTH, SAFE-
TY, AND FINANCIAL RESPONSIBILITY;
(C) POSSESSES ALL REQUISITE LICENSES AND PERMITS REQUIRED BY A FEDERAL
OR STATE AGENCY OR POLITICAL SUBDIVISION;
(D) IF THE MARKET OPERATES IN THE STATE, MANAGES WASTE ACCORDING TO
THE WASTE MANAGEMENT GOAL AND PRIORITY ORDER OF WASTE MANAGEMENT PRAC-
TICES STATED IN SECTION 27-0106 OF THIS ARTICLE; AND
(E) MINIMIZES ADVERSE IMPACTS TO DISADVANTAGED COMMUNITIES AS DEFINED
IN THIS SECTION.
32. "RETURN RATE" MEANS THE AMOUNT OF REUSABLE COVERED MATERIAL IN
AGGREGATE OR BY INDIVIDUAL COVERED MATERIALS TYPE, COLLECTED FOR REUSE
BY A PRODUCER OR SERVICE PROVIDER IN A CALENDAR YEAR, DIVIDED BY THE
TOTAL AMOUNT OF REUSABLE COVERED MATERIALS SOLD OR DISTRIBUTED INTO THE
STATE BY THE RELEVANT UNIT OF MEASUREMENT ESTABLISHED IN SECTION 27-3423
OF THIS TITLE.
33. "REUSABLE" MEANS CAPABLE OF REUSE.
34. "REUSE" MEANS THE RETURN OF A COVERED MATERIAL TO THE MARKETPLACE
AND THE CONTINUED USE OF THE COVERED MATERIAL BY A PRODUCER OR SERVICE
PROVIDER WHEN THE COVERED MATERIAL IS:
(A) INTENTIONALLY DESIGNED AND MARKETED TO BE USED MULTIPLE TIMES FOR
ITS ORIGINAL INTENDED PURPOSE WITHOUT A CHANGE IN FORM;
(B) DESIGNED FOR DURABILITY AND MAINTENANCE TO EXTEND ITS USEFUL LIFE
AND REDUCE DEMAND FOR NEW PRODUCTION OF THE COVERED MATERIAL;
(C) SUPPORTED BY ADEQUATE LOGISTICS AND INFRASTRUCTURE AT A RETAIL
LOCATION, BY A SERVICE PROVIDER, OR ON BEHALF OF OR BY A PRODUCER, THAT
PROVIDES CONVENIENT ACCESS FOR CONSUMERS; AND
S. 5062 8
(D) COMPLIANT WITH ALL APPLICABLE FEDERAL, STATE, AND LOCAL STATUTES,
RULES, ORDINANCES, AND OTHER LAWS GOVERNING HEALTH AND SAFETY.
35. "REUSE RATE" MEANS THE SHARE OF UNITS OF A REUSABLE COVERED MATE-
RIAL SOLD OR DISTRIBUTED INTO THE STATE IN A CALENDAR YEAR THAT ARE
DEMONSTRATED AND DEEMED REUSABLE IN ACCORDANCE WITH AN APPROVED STEWARD-
SHIP PLAN UNDER SECTION 27-3423 OF THIS TITLE.
36. "SERVICE PROVIDER" MEANS AN ENTITY THAT PROVIDES COVERED SERVICES
FOR COVERED MATERIALS. A POLITICAL SUBDIVISION THAT PROVIDES OR THAT
CONTRACTS OR OTHERWISE ARRANGES WITH ANOTHER PARTY TO PROVIDE COVERED
SERVICES FOR COVERED MATERIALS WITHIN ITS JURISDICTION MAY BE A SERVICE
PROVIDER REGARDLESS OF WHETHER IT PROVIDED, CONTRACTED FOR, OR OTHERWISE
ARRANGED FOR SIMILAR SERVICES BEFORE THE APPROVAL OF THE APPLICABLE
STEWARDSHIP PLAN.
37. "THIRD-PARTY CERTIFICATION" MEANS CERTIFICATION BY AN ACCREDITED
INDEPENDENT ORGANIZATION THAT A STANDARD OR PROCESS REQUIRED BY THIS
TITLE, OR BY A STEWARDSHIP PLAN APPROVED UNDER THIS TITLE, HAS BEEN
ACHIEVED.
38. "TOXIC SUBSTANCE" MEANS A HIGH-PRIORITY CHEMICAL ADDED TO THE LIST
OF PROHIBITED HIGH-PRIORITY CHEMICALS BY THE DEPARTMENT UNDER SUBDIVI-
SION TWO OF SECTION 37-0905 OF THIS CHAPTER AND IS USED IN PACKAGING.
39. "TRADE SECRET INFORMATION" MEANS GOVERNMENT DATA, INCLUDING A
FORMULA, PATTERN, COMPILATION, PROGRAM, DEVICE, METHOD, TECHNIQUE OR
PROCESS:
(A) THAT WAS SUPPLIED BY THE AFFECTED INDIVIDUAL OR ORGANIZATION;
(B) THAT IS THE SUBJECT OF EFFORTS BY THE INDIVIDUAL OR ORGANIZATION
THAT ARE REASONABLE UNDER THE CIRCUMSTANCES TO MAINTAIN ITS SECRECY; AND
(C) THAT DERIVES INDEPENDENT ECONOMIC VALUE, ACTUAL OR POTENTIAL, FROM
NOT BEING GENERALLY KNOWN TO, AND NOT BEING READILY ASCERTAINABLE BY
PROPER MEANS, BY OTHER PERSONS WHO CAN OBTAIN ECONOMIC VALUE FROM ITS
DISCLOSURE OR USE.
40. "WASTE REDUCTION" OR "SOURCE REDUCTION" (A) MEANS AN ACTIVITY THAT
PREVENTS GENERATION OF WASTE OR THE INCLUSION OF TOXIC SUBSTANCES IN
WASTE, INCLUDING:
(I) REUSING A PRODUCT IN ITS ORIGINAL FORM;
(II) INCREASING THE LIFE SPAN OF A PRODUCT;
(III) REDUCING MATERIAL OR THE TOXICITY OF MATERIAL USED IN PRODUCTION
OR PACKAGING; OR
(IV) CHANGING PROCUREMENT, CONSUMPTION, OR WASTE GENERATION HABITS TO
RESULT IN SMALLER QUANTITIES OR LOWER TOXICITY OF WASTE GENERATED.
(B) WASTE REDUCTION OR SOURCE REDUCTION DOES NOT INCLUDE REUSE, BUT
DOES INCLUDE REFILL, AS DEFINED IN THIS TITLE.
§ 27-3405. ESTABLISH PROGRAM.
PRODUCERS SHALL IMPLEMENT AND FINANCE A STATEWIDE PROGRAM FOR PACKAG-
ING AND PAPER PRODUCTS IN ACCORDANCE WITH THIS TITLE THAT ENCOURAGES
REDESIGN TO REDUCE THE GENERATION OF COVERED MATERIALS WASTE THROUGH
WASTE REDUCTION, REUSE, RECYCLING, AND COMPOSTING AND BY PROVIDING FOR
THE COLLECTION, TRANSPORTATION, AND PROCESSING OF USED COVERED MATERIALS
FOR REUSE, RECYCLING, AND COMPOSTING.
§ 27-3407. REGISTRATION OF PRODUCER RESPONSIBILITY ORGANIZATIONS AND
SERVICE PROVIDERS.
1. (A) WITHIN SIX CALENDAR MONTHS FOLLOWING THE EFFECTIVE DATE OF THIS
SECTION, PRODUCERS SHALL APPOINT A PRODUCER RESPONSIBILITY ORGANIZATION.
THE PRODUCER RESPONSIBILITY ORGANIZATION SHALL REGISTER WITH THE COMMIS-
SIONER BY JULY FIRST OF THE SECOND YEAR FOLLOWING THE EFFECTIVE DATE OF
THIS TITLE, AND EACH JANUARY FIRST THEREAFTER BY SUBMITTING THE FOLLOW-
ING:
S. 5062 9
(I) CONTRACT INFORMATION FOR A PERSON RESPONSIBLE FOR IMPLEMENTING AN
APPROVED STEWARDSHIP PLAN;
(II) A LIST OF ALL MEMBER PRODUCERS THAT HAVE ENTERED INTO WRITTEN
AGREEMENTS TO OPERATE UNDER AN APPROVED STEWARDSHIP PLAN ADMINISTERED BY
THE PRODUCER RESPONSIBILITY ORGANIZATION AND, FOR EACH PRODUCER, A LIST
OF ALL BRANDS OF THE PRODUCER'S COVERED MATERIALS INTRODUCED;
(III) A LIST OF CURRENT BOARD MEMBERS AND THE EXECUTIVE DIRECTOR OF
THE PRODUCER RESPONSIBILITY ORGANIZATION IF DIFFERENT FROM THE PERSON
RESPONSIBLE FOR IMPLEMENTING AN APPROVED STEWARDSHIP PLAN; AND
(IV) DOCUMENTATION DEMONSTRATING ADEQUATE FINANCIAL RESPONSIBILITY AND
FINANCIAL CONTROLS TO ENSURE PROPER MANAGEMENT OF FUNDS AND PAYMENT OF
THE REGISTRATION FEE REQUIRED UNDER SUBDIVISION TWO OF THIS SECTION.
(B) FOLLOWING THE APPROVAL OF THE INITIAL PRODUCER RESPONSIBILITY
ORGANIZATION AND THE INITIAL STEWARDSHIP PLAN, IF MORE THAN A SINGLE
PRODUCER RESPONSIBILITY ORGANIZATION IS ESTABLISHED, THE PRODUCERS AND
PRODUCER RESPONSIBILITY ORGANIZATIONS SHALL ESTABLISH A COORDINATING
BODY AND PROCESS TO PREVENT REDUNDANCY. THE COORDINATING BODY SHALL
INTEGRATE:
(I) STEWARDSHIP PLANS OF ALL PRODUCER RESPONSIBILITY ORGANIZATIONS
INTO A SINGLE STEWARDSHIP PLAN THAT IMPLEMENTS ALL REQUIREMENTS OF THIS
TITLE AND ENCOMPASSES ALL PRODUCERS WHEN SUBMITTED TO THE COMMISSIONER
FOR APPROVAL; AND
(II) ANNUAL REPORTS OF ALL PRODUCER RESPONSIBILITY ORGANIZATIONS INTO
A SINGLE ANNUAL REPORT THAT COVERS ALL REQUIREMENTS OF THIS TITLE AND
ENCOMPASSES ALL PRODUCERS WHEN SUBMITTED TO THE COMMISSIONER.
2. (A) BEGINNING ON JANUARY FIRST OF THE FOURTH YEAR FOLLOWING THE
EFFECTIVE DATE OF THIS SECTION, AS PART OF ITS ANNUAL REGISTRATION WITH
THE COMMISSIONER, A PRODUCER RESPONSIBILITY ORGANIZATION SHALL SUBMIT TO
THE COMMISSIONER A REGISTRATION FEE, AS DETERMINED BY THE COMMISSIONER.
BY OCTOBER FIRST OF THE THIRD YEAR FOLLOWING THE EFFECTIVE DATE OF THIS
SECTION, AND ANNUALLY THEREAFTER, THE COMMISSIONER SHALL PROVIDE WRITTEN
NOTICE TO REGISTERED PRODUCER RESPONSIBILITY ORGANIZATIONS IN WRITING OF
THE AMOUNT OF THE REGISTRATION FEE. IF THERE IS MORE THAN ONE REGISTERED
PRODUCER RESPONSIBILITY ORGANIZATION, THE COORDINATING BODY DESCRIBED IN
PARAGRAPH (B) OF SUBDIVISION ONE OF THIS SECTION, SHALL EQUITABLY APPOR-
TION PAYMENT OF THE REGISTRATION FEE BETWEEN ALL REGISTERED PRODUCER
RESPONSIBILITY ORGANIZATIONS. THE REGISTRATION FEE SHALL BE SET AT AN
AMOUNT ANTICIPATED TO IN THE AGGREGATE MEET BUT NOT EXCEED THE COMMIS-
SIONER'S ESTIMATE OF THE COSTS REQUIRED TO PERFORM THE COMMISSIONER'S
DUTIES AS DESCRIBED IN SECTION 27-3411 OF THIS TITLE AND TO OTHERWISE
ADMINISTER, IMPLEMENT, AND ENFORCE THIS TITLE.
(B) THE COMMISSIONER SHALL ANNUALLY RECONCILE THE FEES PAID BY A
PRODUCER RESPONSIBILITY ORGANIZATION UNDER THIS SUBDIVISION WITH THE
ACTUAL COSTS INCURRED BY THE DEPARTMENT BY MEANS OF CREDITS OR REFUNDS
TO OR ADDITIONAL PAYMENTS REQUIRED OF A PRODUCER RESPONSIBILITY ORGAN-
IZATION, AS APPLICABLE.
3. (A) WITHIN SIX CALENDAR MONTHS FOLLOWING THE EFFECTIVE DATE OF THIS
SECTION, PRODUCERS SHALL APPOINT A PRODUCER RESPONSIBILITY ORGANIZATION.
THE PRODUCER RESPONSIBILITY ORGANIZATION SHALL REGISTER WITHIN SIX
CALENDAR MONTHS FOLLOWING THE EFFECTIVE DATE OF THIS SECTION, WITH THE
COMMISSIONER BY SUBMITTING THE FOLLOWING:
(I) CONTRACT INFORMATION FOR A PERSON RESPONSIBLE FOR IMPLEMENTING AN
APPROVED STEWARDSHIP PLAN;
(II) A LIST OF CURRENT MEMBER PRODUCERS THAT HAVE ENTERED INTO WRITTEN
AGREEMENTS TO OPERATE UNDER AN APPROVED STEWARDSHIP PLAN ADMINISTERED BY
THE PRODUCER RESPONSIBILITY ORGANIZATION;
S. 5062 10
(III) A PLAN FOR IDENTIFYING PRODUCERS AND EXECUTING WRITTEN AGREE-
MENTS CONFIRMING PRODUCERS WILL OPERATE UNDER AN APPROVED STEWARDSHIP
PLAN ADMINISTERED BY THE PRODUCER RESPONSIBILITY ORGANIZATION;
(IV) A LIST OF CURRENT BOARD MEMBERS AND THE EXECUTIVE DIRECTOR OF THE
PRODUCER RESPONSIBILITY ORGANIZATION IF DIFFERENT THAN THE PERSON
RESPONSIBLE FOR IMPLEMENTING APPROVED STEWARDSHIP PLANS; AND
(V) DOCUMENTATION DEMONSTRATING ADEQUATE FINANCIAL RESPONSIBILITY AND
FINANCIAL CONTROLS TO ENSURE PROPER MANAGEMENT OF FUNDS AND PAYMENT OF
THE IMPLEMENTATION FEE REQUIRED UNDER PARAGRAPH (C) OF THIS SUBDIVISION.
(B) NOTWITHSTANDING THE OTHER PROVISIONS OF THIS SECTION, THE COMMIS-
SIONER MAY NOT ALLOW REGISTRATION OF MORE THAN ONE PRODUCER RESPONSIBIL-
ITY ORGANIZATION UNDER THIS SECTION BEFORE THE FIRST STEWARDSHIP PLAN
APPROVED BY THE COMMISSIONER EXPIRES. IF MORE THAN ONE PRODUCER RESPON-
SIBILITY ORGANIZATION APPLIES TO REGISTER UNDER THIS SECTION BEFORE THE
FIRST STEWARDSHIP PLAN IS APPROVED BY THE COMMISSIONER, THE COMMISSIONER
SHALL SELECT THE PRODUCER RESPONSIBILITY ORGANIZATION THAT WILL REPRE-
SENT PRODUCERS UNTIL THE FIRST STEWARDSHIP PLAN EXPIRES AND, IF APPLICA-
BLE, SHALL RETURN THE FEE PAID BY APPLICANTS WHO ARE NOT SELECTED. WHEN
SELECTING A PRODUCER RESPONSIBILITY ORGANIZATION, THE COMMISSIONER SHALL
CONSIDER WHETHER THE PRODUCER RESPONSIBILITY ORGANIZATION:
(I) HAS A GOVERNING BOARD CONSISTING OF PRODUCERS THAT REPRESENT A
DIVERSITY OF COVERED MATERIALS INTRODUCED; AND
(II) DEMONSTRATES ADEQUATE FINANCIAL RESPONSIBILITY AND FINANCIAL
CONTROLS TO ENSURE PROPER MANAGEMENT OF FUNDS.
(C) WITHIN SEVEN CALENDAR MONTHS FOLLOWING THE EFFECTIVE DATE OF THIS
TITLE, AND ANNUALLY UNTIL FEBRUARY FIFTEENTH OF THE FOURTH CALENDAR YEAR
FOLLOWING THE EFFECTIVE DATE OF THIS TITLE, THE COMMISSIONER SHALL
PROVIDE WRITTEN NOTICE TO THE PRODUCER RESPONSIBILITY ORGANIZATION OF
THE COMMISSIONER'S ESTIMATES OF THE COST REQUIRED TO PERFORM THE COMMIS-
SIONER'S DUTIES AS DESCRIBED IN SECTION 27-3411 OF THIS TITLE. THE
PRODUCER RESPONSIBILITY ORGANIZATION SHALL REMIT PAYMENT IN FULL FOR
THESE COSTS TO THE COMMISSIONER WITHIN FORTY-FIVE DAYS OF RECEIPT OF
SUCH NOTICE. THE PRODUCER RESPONSIBILITY ORGANIZATION MAY CHARGE EACH
MEMBER PRODUCER A FEE ACCORDING TO EACH PRODUCER'S UNIT-, WEIGHT-,
VOLUME-, OR SALES-BASED MARKET SHARE OR BY ANOTHER METHOD IT DETERMINES
TO BE AN EQUITABLE DETERMINATION OF EACH PRODUCER'S PAYMENT OBLIGATION,
SO THAT THE AGGREGATE FEES CHARGED TO MEMBER PRODUCERS IS SUFFICIENT TO
PAY THE COMMISSIONER'S ESTIMATED COSTS IN FULL.
4. AFTER THE FIRST STEWARDSHIP PLAN APPROVED BY THE COMMISSIONER
EXPIRES, THE COMMISSIONER MAY ALLOW REGISTRATION OF MORE THAN ONE
PRODUCER RESPONSIBILITY ORGANIZATION IF:
(A) PRODUCERS OF A COVERED MATERIALS TYPE OR A SPECIFIC COVERED MATE-
RIAL APPOINT A PRODUCER RESPONSIBILITY ORGANIZATION; OR
(B) PRODUCERS ORGANIZE UNDER ADDITIONAL PRODUCER RESPONSIBILITY ORGAN-
IZATIONS.
5. WITHIN SIX CALENDAR MONTHS FOLLOWING THE EFFECTIVE DATE OF THIS
SECTION, AND ANNUALLY THEREAFTER, A SERVICE PROVIDER SEEKING REIMBURSE-
MENT FOR SERVICES PROVIDED UNDER AN APPROVED STEWARDSHIP PLAN ACCORDING
TO SECTION 27-3423 OF THIS TITLE SHALL REGISTER WITH THE COMMISSIONER BY
SUBMITTING THE FOLLOWING INFORMATION:
(A) THE CONTRACT INFORMATION FOR A PERSON REPRESENTING THE SERVICE
PROVIDER;
(B) THE ADDRESS OF THE SERVICE PROVIDER; AND
(C) IF APPLICABLE TO SERVICES PROVIDED, A REPORT OF THE TOTAL AMOUNT
BILLED FOR COLLECTION FOR COVERED ENTITIES, PROCESSING SERVICES, AND
TRANSFER STATION OPERATIONS PROVIDED DURING THE PRECEDING CALENDAR YEAR
S. 5062 11
AND, WHEN POSSIBLE, VALUES SHALL BE SEPARATED FOR COLLECTION, TRANSFER,
AND PROCESSING.
6. ALL FEES RECEIVED UNDER THIS SECTION SHALL BE DEPOSITED IN THE
STATE TREASURY AND CREDITED TO THE PACKAGING PRODUCT STEWARDSHIP ACCOUNT
UNDER SECTION 27-3445 OF THIS TITLE.
§ 27-3409. ESTABLISHMENT OF PRODUCER RESPONSIBILITY ADVISORY BOARD.
1. THE PRODUCER RESPONSIBILITY ADVISORY BOARD IS ESTABLISHED TO REVIEW
ALL ACTIVITIES CONDUCTED BY PRODUCER RESPONSIBILITY ORGANIZATIONS UNDER
THIS TITLE AND TO ADVISE THE COMMISSIONER AND PRODUCER RESPONSIBILITY
ORGANIZATIONS REGARDING THE IMPLEMENTATION OF THIS TITLE.
2. (A) WITHIN SIX CALENDAR MONTHS FOLLOWING THE EFFECTIVE DATE OF THIS
TITLE, THE COMMISSIONER SHALL ESTABLISH AND APPOINT THE INITIAL MEMBER-
SHIP OF THE ADVISORY BOARD. THE MEMBERSHIP OF THE BOARD SHALL CONSIST OF
THE FOLLOWING:
(I) TWO MEMBERS REPRESENTING MANUFACTURERS OF COVERED MATERIALS OR A
STATEWIDE OR NATIONAL TRADE ASSOCIATION REPRESENTING SUCH MANUFACTURERS;
(II) TWO MEMBERS REPRESENTING RECYCLING FACILITIES THAT MANAGE COVERED
MATERIALS;
(III) ONE MEMBER REPRESENTING A WASTE HAULER OR A STATEWIDE ASSOCI-
ATION REPRESENTING WASTE HAULERS;
(IV) ONE MEMBER REPRESENTING RETAILERS OF COVERED MATERIALS OR A
STATEWIDE TRADE ASSOCIATION REPRESENTING THOSE RETAILERS;
(V) ONE MEMBER REPRESENTING A STATEWIDE NONPROFIT ENVIRONMENTAL ORGAN-
IZATION;
(VI) ONE MEMBER REPRESENTING A COMMUNITY-BASED NONPROFIT ENVIRONMENTAL
JUSTICE ORGANIZATION;
(VII) ONE MEMBER REPRESENTING A WASTE FACILITY THAT RECEIVES AND SORTS
COVERED MATERIALS AND TRANSFERS THEM TO ANOTHER FACILITY FOR REUSE,
RECYCLING, OR COMPOSTING;
(VIII) ONE MEMBER REPRESENTING A FACILITY THAT RECEIVES COMPOSTABLE
MATERIALS FOR COMPOSTING OR A STATEWIDE TRADE ASSOCIATION THAT REPRES-
ENTS SUCH FACILITIES;
(IX) TWO MEMBERS REPRESENTING AN ENTITY THAT DEVELOPS OR OFFERS FOR
SALE COVERED MATERIALS THAT ARE DESIGNED FOR REUSE OR REFILL AND MAIN-
TAINED THROUGH A REUSE OR REFILL SYSTEM OR INFRASTRUCTURE OR A STATEWIDE
OR NATIONAL TRADE ASSOCIATION THAT REPRESENTS SUCH ENTITIES;
(X) THREE MEMBERS REPRESENTING ORGANIZATIONS OF POLITICAL SUBDIVI-
SIONS, WITH AT LEAST ONE MEMBER REPRESENTING A POLITICAL SUBDIVISION
WITH A POPULATION OF MORE THAN ONE MILLION;
(XI) TWO MEMBERS REPRESENTING OTHER INTERESTED PARTIES OR ADDITIONAL
MEMBERS OF INTERESTS REPRESENTED UNDER SUBPARAGRAPHS (I), (II), (III),
(IV), (V), (VI), (VII), (VIII), (IX) AND (X) OF THIS PARAGRAPH AS DETER-
MINED BY THE COMMISSIONER; AND
(XII) ONE MEMBER REPRESENTING THE COMMISSIONER.
(B) IN MAKING APPOINTMENTS PURSUANT TO PARAGRAPH (A) OF THIS SUBDIVI-
SION, THE COMMISSIONER:
(I) MAY NOT APPOINT MEMBERS WHO ARE EMPLOYEES OF A PRODUCER REQUIRED
TO BE MEMBERS OF A PRODUCER RESPONSIBILITY ORGANIZATION IN THIS STATE
UNDER THIS TITLE; AND
(II) SHALL ENDEAVOR TO APPOINT MEMBERS FROM ALL REGIONS OF THE STATE.
3. A MEMBER OF THE ADVISORY BOARD APPOINTED UNDER SUBPARAGRAPH (XII)
OF PARAGRAPH (A) OF SUBDIVISION TWO OF THIS SECTION SERVES AT THE PLEAS-
URE OF THE COMMISSIONER. ALL OTHER MEMBERS SERVE FOR A TERM OF FOUR
YEARS. AFTER THE INITIAL STEWARDSHIP PLAN IS APPROVED, SUBSEQUENT
APPOINTMENTS FOR NINE OF THE INITIAL APPOINTEES SHALL BE TWO YEARS SO
THAT MEMBERSHIP TERMS ARE STAGGERED. MEMBERS MAY BE REAPPOINTED BUT MAY
S. 5062 12
NOT SERVE MORE THAN EIGHT CONSECUTIVE YEARS. A MEMBER MAY BE REMOVED BY
THE COMMISSIONER AT ANY TIME AT THE PLEASURE OF THE COMMISSIONER. THE
CHAIR OF THE ADVISORY BOARD SHALL INFORM THE COMMISSIONER OF A MEMBER
MISSING THREE CONSECUTIVE MEETINGS. AFTER THE SECOND CONSECUTIVE MISSED
MEETING AND BEFORE THE NEXT MEETING, THE CHAIR OF THE ADVISORY BOARD
SHALL NOTIFY THE MEMBER IN WRITING THAT THE MEMBER MAY BE REMOVED FOR
MISSING THE NEXT MEETING. IN THE CASE OF A VACANCY ON THE ADVISORY
BOARD, THE COMMISSIONER SHALL APPOINT A PERSON TO FILL THE VACANCY FOR
THE REMAINDER OF THE UNEXPIRED TERM.
4. (A) MEMBERS OF THE ADVISORY BOARD MAY BE COMPENSATED AT THE RATE OF
FIFTY-FIVE DOLLARS PER DAY SPENT ON ADVISORY BOARD ACTIVITIES, WHEN
AUTHORIZED BY THE ADVISORY BOARD, PLUS ACTUAL EXPENSES NECESSARILY
INCURRED IN THE DISCHARGE OF MEMBERS' OFFICIAL DUTIES. MEMBERS WHO, AS A
RESULT OF TIME SPENT ATTENDING ADVISORY BOARD MEETINGS, INCUR CHILD CARE
EXPENSES THAT WOULD NOT OTHERWISE HAVE BEEN INCURRED, MAY BE REIMBURSED
FOR THOSE EXPENSES UPON AUTHORIZATION BY THE ADVISORY BOARD.
(B) MEMBERS WHO ARE STATE EMPLOYEES OR EMPLOYEES OF POLITICAL SUBDIVI-
SIONS SHALL NOT RECEIVE THE DAILY COMPENSATION FOR ACTIVITIES THAT OCCUR
DURING WORKING HOURS FOR WHICH THEY ARE COMPENSATED BY THE STATE OR
POLITICAL SUBDIVISION. HOWEVER, A STATE OR POLITICAL SUBDIVISION EMPLOY-
EE MAY RECEIVE THE DAILY PAYMENT IF THE EMPLOYEE USES VACATION TIME OR
COMPENSATORY TIME ACCUMULATED IN ACCORDANCE WITH A COLLECTIVE BARGAINING
AGREEMENT OR COMPENSATION PLAN FOR ADVISORY BOARD ACTIVITY. MEMBERS WHO
ARE STATE EMPLOYEES OR EMPLOYEES OF POLITICAL SUBDIVISIONS OF THE STATE
MAY RECEIVE THE EXPENSES PROVIDED FOR IN THIS SECTION UNLESS THE
EXPENSES ARE REIMBURSED BY ANOTHER SOURCE. MEMBERS WHO ARE STATE EMPLOY-
EES OR EMPLOYEES OF POLITICAL SUBDIVISIONS OF THE STATE MAY BE REIM-
BURSED FOR CHILD CARE EXPENSES ONLY FOR TIME SPENT ON ADVISORY BOARD
ACTIVITIES THAT ARE OUTSIDE THEIR WORKING HOURS.
(C) THE ADVISORY BOARD SHALL ADOPT INTERNAL STANDARDS PRESCRIBING WHAT
CONSTITUTES A DAY SPENT ON ADVISORY BOARD ACTIVITIES FOR PURPOSES OF
MAKING DAILY PAYMENTS UNDER THIS SUBDIVISION.
5. TWO-THIRDS MAJORITY OF THE VOTING BOARD MEMBERS CONSTITUTES A
QUORUM. IF THERE IS A VACANCY IN THE MEMBERSHIP OF THE BOARD, A MAJORI-
TY OF THE REMAINING VOTING MEMBERS OF THE BOARD CONSTITUTES A QUORUM.
6. ACTION BY THE ADVISORY BOARD REQUIRES A QUORUM AND A MAJORITY OF
THOSE PRESENT AND VOTING. ALL MEMBERS OF THE ADVISORY BOARD, EXCEPT THE
MEMBER APPOINTED UNDER SUBPARAGRAPH (XII) OF PARAGRAPH (A) OF SUBDIVI-
SION TWO OF THIS SECTION ARE VOTING MEMBERS OF THE BOARD.
7. THE ADVISORY BOARD SHALL MEET AT LEAST TWO TIMES PER YEAR AND MAY
MEET MORE FREQUENTLY UPON TEN DAYS' WRITTEN NOTICE AT THE REQUEST OF THE
CHAIR OR A MAJORITY OF ITS MEMBERS.
8. MEETINGS OF THE BOARD SHALL COMPLY WITH ARTICLE SEVEN OF THE PUBLIC
OFFICERS LAW.
9. AT ITS INITIAL MEETING, AND EVERY TWO YEARS THEREAFTER, THE ADVI-
SORY BOARD SHALL ELECT A CHAIR AND VICE-CHAIR FROM AMONG ITS MEMBERS.
10. THE COMMISSIONER SHALL PROVIDE ADMINISTRATIVE AND OPERATING
SUPPORT TO THE ADVISORY BOARD, INCLUDING COMPENSATION IN ACCORDANCE WITH
SUBDIVISION FOUR OF THIS SECTION, AND MAY CONTRACT WITH A THIRD-PARTY
FACILITATOR TO ASSIST IN ADMINISTERING THE ACTIVITIES OF THE ADVISORY
BOARD, INCLUDING ESTABLISHING A WEBSITE OR LANDING PAGE ON THE DEPART-
MENT'S WEBSITE.
11. THE COMMISSIONER SHALL ASSIST THE ADVISORY BOARD IN DEVELOPING
POLICIES AND PROCEDURES GOVERNING THE DISCLOSURE OF ACTUAL OR PERCEIVED
CONFLICTS OF INTEREST THAT ADVISORY BOARD MEMBERS MAY HAVE AS A RESULT
OF THEIR EMPLOYMENT OR FINANCIAL HOLDINGS WITH RESPECT TO THEMSELVES OR
S. 5062 13
FAMILY MEMBERS. EACH ADVISORY BOARD MEMBER IS RESPONSIBLE FOR REVIEWING
THE CONFLICT OF INTEREST POLICIES AND PROCEDURES. AN ADVISORY BOARD
MEMBER SHALL DISCLOSE ANY INSTANCE OF ACTUAL OR PERCEIVED CONFLICTS OF
INTEREST AT EACH MEETING OF THE ADVISORY BOARD AT WHICH RECOMMENDATIONS
REGARDING STEWARDSHIP PLANS, PROGRAMS, OPERATIONS, OR ACTIVITIES ARE
MADE BY THE ADVISORY BOARD.
§ 27-3411. DEPARTMENT RESPONSIBILITIES.
THE DEPARTMENT SHALL:
1. APPOINT THE INITIAL MEMBERSHIP OF THE ADVISORY BOARD WITHIN SIX
CALENDAR MONTHS FOLLOWING THE EFFECTIVE DATE OF THIS SECTION, AS
REQUIRED UNDER SECTION 27-3409 OF THIS TITLE;
2. PROVIDE ADMINISTRATIVE AND OPERATING SUPPORT TO THE ADVISORY BOARD,
AS REQUIRED PURSUANT TO SUBDIVISION TEN OF SECTION 27-3409 OF THIS
TITLE;
3. COMPLETE A PRELIMINARY ASSESSMENT BY DECEMBER THIRTY-FIRST OF THE
FIRST CALENDAR YEAR AFTER THE EFFECTIVE DATE OF THIS TITLE, AND COMPLETE
AN INITIAL NEEDS ASSESSMENT BY DECEMBER THIRTY-FIRST OF THE SECOND
CALENDAR YEAR AFTER THE EFFECTIVE DATE OF THIS TITLE, AND UPDATE THE
NEEDS ASSESSMENT EVERY FIVE YEARS THEREAFTER, AS REQUIRED PURSUANT TO
SECTION 27-3421 OF THIS TITLE;
4. APPROVE STEWARDSHIP PLANS AND AMENDMENTS TO STEWARDSHIP PLANS
PURSUANT TO SECTION 27-3423 OF THIS TITLE;
5. PROVIDE LISTS ESTABLISHED PURSUANT TO THE REQUIREMENTS OF SECTION
27-3425 OF THIS TITLE TO ALL PRODUCER RESPONSIBILITY ORGANIZATIONS;
6. POST ON THE DEPARTMENT'S WEBSITE:
(A) THE MOST RECENT REGISTRATION MATERIALS SUBMITTED BY PRODUCER
RESPONSIBILITY ORGANIZATIONS, INCLUDING ALL INFORMATION SUBMITTED PURSU-
ANT TO SUBPARAGRAPHS (I), (II) AND (IV) OF PARAGRAPH (A) OF SUBDIVISION
ONE OF SECTION 27-3407 OF THIS TITLE;
(B) A LIST OF REGISTERED SERVICE PROVIDERS;
(C) THE MOST RECENT NEEDS ASSESSMENTS;
(D) ANY STEWARDSHIP PLAN OR AMENDMENT SUBMITTED BY A PRODUCER RESPON-
SIBILITY ORGANIZATION UNDER SECTION 27-3423 OF THIS TITLE THAT IS IN
DRAFT FORM DURING THE PUBLIC COMMENT PERIOD;
(E) THE MOST RECENT LISTS ESTABLISHED AS REQUIRED PURSUANT TO SECTION
27-3425 OF THIS TITLE;
(F) THE LIST OF EXEMPT MATERIALS AND COVERED MATERIALS EXEMPT FROM
PERFORMANCE TARGETS AND STATEWIDE REQUIREMENTS AS APPROVED IN THE
STEWARDSHIP PLAN;
(G) LINKS TO PRODUCER RESPONSIBILITY ORGANIZATION WEBSITES;
(H) COMMENTS OF THE PUBLIC, ADVISORY BOARD, AND PRODUCER RESPONSIBIL-
ITY ORGANIZATIONS ON THE DOCUMENTS LISTED IN PARAGRAPHS (C), (D), (E)
AND (F) OF THIS SUBDIVISION, AND, IF ANY, THE RESPONSES OF THE COMMIS-
SIONER TO SUCH COMMENTS; AND
(I) LINKS TO ADOPTED RULES IMPLEMENTING THIS TITLE;
7. PROVIDE PRODUCER RESPONSIBILITY ORGANIZATIONS WITH INFORMATION
REGARDING NEW YORK AND FEDERAL LAWS THAT PROHIBIT TOXIC SUBSTANCES IN
COVERED MATERIALS, AND BEST PRACTICES TO REDUCE INTENTIONALLY ADDED
TOXIC SUBSTANCES AS IDENTIFIED IN THE NEEDS ASSESSMENT;
8. APPROVE THE SELECTION OF INDEPENDENT AUDITORS TO PERFORM AN ANNUAL
FINANCIAL AUDIT OF EACH PRODUCER RESPONSIBILITY ORGANIZATION; AND
9. CONSIDER AND RESPOND IN WRITING TO ALL WRITTEN COMMENTS RECEIVED
FROM THE ADVISORY BOARD.
§ 27-3413. PRODUCER RESPONSIBILITY ADVISORY BOARD RESPONSIBILITIES.
THE PRODUCER RESPONSIBILITY ADVISORY BOARD SHALL:
S. 5062 14
(A) CONVENE ITS INITIAL MEETING WITHIN EIGHT CALENDAR MONTHS FOLLOWING
THE EFFECTIVE DATE OF THIS TITLE;
(B) CONSULT WITH THE COMMISSIONER REGARDING THE SCOPE OF THE NEEDS
ASSESSMENTS AND PROVIDE WRITTEN COMMENTS ON NEEDS ASSESSMENTS, AS
REQUIRED PURSUANT TO SUBDIVISION TWO OF SECTION 27-3421 OF THIS TITLE;
(C) ADVISE ON THE DEVELOPMENT OF STEWARDSHIP PLANS AND AMENDMENTS TO
STEWARDSHIP PLANS UNDER SECTION 27-3423 OF THIS TITLE;
(D) SUBMIT COMMENTS TO PRODUCER RESPONSIBILITY ORGANIZATIONS AND TO
THE COMMISSIONER ON ANY MATTER RELEVANT TO THE ADMINISTRATION OF THIS
TITLE;
(E) PROVIDE WRITTEN COMMENTS TO THE COMMISSIONER DURING ANY RULEMAKING
PROCESS UNDERTAKEN BY THE COMMISSIONER PURSUANT TO SECTION 27-3437 OF
THIS TITLE; AND
(F) COMPLY WITH ALL OTHER APPLICABLE REQUIREMENTS OF THIS TITLE.
§ 27-3415. PRODUCER RESPONSIBILITY ORGANIZATION RESPONSIBILITIES.
A PRODUCER RESPONSIBILITY ORGANIZATION SHALL:
(A) REGISTER WITH THE COMMISSIONER, AS REQUIRED UNDER SECTION 27-3407
OF THIS TITLE;
(B) SUBMIT A STEWARDSHIP PLAN TO THE COMMISSIONER BY OCTOBER FIRST OF
THE THIRD YEAR FOLLOWING THE EFFECTIVE DATE OF THIS SECTION, AND EVERY
FIVE YEARS THEREAFTER, AS REQUIRED UNDER SECTION 27-3423 OF THIS TITLE;
(C) IMPLEMENT STEWARDSHIP PLANS APPROVED BY THE COMMISSIONER UNDER
SECTION 27-3423 OF THIS TITLE;
(D) FORWARD UPON RECEIPT FROM THE COMMISSIONER THE LISTS ESTABLISHED
UNDER SECTION 27-3425 OF THIS TITLE TO ALL SERVICE PROVIDERS THAT
PARTICIPATE IN A STEWARDSHIP PLAN ADMINISTERED BY THE PRODUCER RESPONSI-
BILITY ORGANIZATION;
(E) COLLECT PRODUCER FEES AS REQUIRED UNDER SECTION 27-3427 OF THIS
TITLE;
(F) SUBMIT THE REPORTS REQUIRED UNDER SECTION 27-3431 OF THIS TITLE;
(G) ENSURE THAT PRODUCERS OPERATING UNDER A STEWARDSHIP PLAN ADMINIS-
TERED BY THE PRODUCER RESPONSIBILITY ORGANIZATION COMPLY WITH THE
REQUIREMENTS OF THE STEWARDSHIP PLAN AND WITH THIS TITLE;
(H) EXPEL A PRODUCER FROM THE PRODUCER RESPONSIBILITY ORGANIZATION IF
EFFORTS TO RETURN THE PRODUCER TO COMPLIANCE WITH THE PLAN OR WITH THE
REQUIREMENTS OF THIS TITLE ARE UNSUCCESSFUL;
(I) NOTIFY THE COMMISSIONER WHEN A PRODUCER HAS BEEN EXPELLED;
(J) CONSIDER AND RESPOND IN WRITING TO COMMENTS RECEIVED FROM THE
ADVISORY BOARD, INCLUDING JUSTIFICATIONS FOR NOT INCORPORATING BOARD
RECOMMENDATIONS;
(K) PROVIDE PRODUCERS WITH INFORMATION REGARDING STATE AND FEDERAL
LAWS THAT PROHIBIT SUBSTANCES IN COVERED MATERIALS, INCLUDING SECTIONS
37-0205, 37-0901 TO 37-0917 OF THIS CHAPTER, AND ALL LAWS PROHIBITING
TOXIC SUBSTANCES IN COVERED MATERIALS;
(L) MAINTAIN A WEBSITE UNDER SECTION 27-3433 OF THIS TITLE;
(M) NOTIFY THE COMMISSIONER WITHIN THIRTY DAYS OF A CHANGE MADE TO THE
CONTRACT INFORMATION FOR A PERSON RESPONSIBLE FOR IMPLEMENTING THE
STEWARDSHIP PLAN, TO BOARD MEMBERSHIP, OR TO THE EXECUTIVE DIRECTOR OF
THE PRODUCER RESPONSIBILITY ORGANIZATION;
(N) ASSIST SERVICE PROVIDERS TO IDENTIFY AND USE RESPONSIBLE MARKETS;
(O) REIMBURSE REGISTERED SERVICE PROVIDERS IN A TIMELY MANNER USING
APPLICABLE REIMBURSEMENT RATES; AND
(P) COMPLY WITH ALL OTHER APPLICABLE REQUIREMENTS OF THIS TITLE.
§ 27-3417. PRODUCER RESPONSIBILITIES.
S. 5062 15
1. (A) AFTER ONE YEAR FOLLOWING THE EFFECTIVE DATE OF THIS TITLE, A
PRODUCER SHALL BE A MEMBER OF A PRODUCER RESPONSIBILITY ORGANIZATION
REGISTERED IN THIS STATE.
(B) AFTER JANUARY FIRST OF THE FIFTH YEAR FOLLOWING THE EFFECTIVE DATE
OF THIS TITLE, NO PRODUCER MAY INTRODUCE COVERED MATERIALS, EITHER SEPA-
RATELY OR WHEN USED TO PACKAGE ANOTHER PRODUCT, UNLESS THE PRODUCER
ENTERS INTO A WRITTEN AGREEMENT WITH A PRODUCER RESPONSIBILITY ORGANIZA-
TION TO OPERATE UNDER AN APPROVED STEWARDSHIP PLAN.
(C) AFTER JANUARY FIRST OF THE EIGHTH YEAR FOLLOWING THE EFFECTIVE
DATE OF THIS TITLE, NO PRODUCER MAY INTRODUCE COVERED MATERIALS UNLESS
COVERED SERVICES ARE PROVIDED FOR THE COVERED MATERIALS THROUGH A
PROGRAM IN A STEWARDSHIP PLAN APPROVED BY THE COMMISSIONER AND THE
COVERED MATERIALS ARE:
(I) INCLUDED ON THE LIST ESTABLISHED UNDER SUBDIVISION ONE OF SECTION
27-3425 OF THIS TITLE; OR
(II) INCLUDED ON THE LIST ESTABLISHED UNDER SUBDIVISION TWO OF SECTION
27-3425 OF THIS TITLE.
(D) A PRODUCER RESPONSIBILITY ORGANIZATION MAY PETITION THE COMMIS-
SIONER FOR A TWO-YEAR EXTENSION TO COMPLY WITH THE REQUIREMENTS OF PARA-
GRAPH (C) OF THIS SUBDIVISION. THE COMMISSIONER MAY APPROVE THE EXTEN-
SION IF THE PETITION DEMONSTRATES THAT MARKET OR TECHNICAL ISSUES
PREVENT A SPECIFIC COVERED MATERIAL FROM BEING CONSIDERED REUSABLE OR
INCLUDED ON THE LISTS ESTABLISHED UNDER SECTION 27-3425 OF THIS TITLE.
THE PRODUCER RESPONSIBILITY ORGANIZATION MAY PETITION THE COMMISSIONER
FOR ADDITIONAL ANNUAL EXTENSIONS UNTIL JANUARY FIRST OF THE SIXTEENTH
YEAR FOLLOWING THE EFFECTIVE DATE OF THIS TITLE, IF THE PRODUCER RESPON-
SIBILITY ORGANIZATION DEMONSTRATES THAT MARKET OR TECHNICAL ISSUES
PREVENTING COMPLIANCE PERSIST.
2. A PRODUCER SHALL:
(A) IMPLEMENT THE REQUIREMENTS OF THE STEWARDSHIP PLAN UNDER WHICH THE
PRODUCER OPERATES;
(B) PAY PRODUCER FEES UNDER SECTION 27-3427 OF THIS TITLE; AND
(C) COMPLY WITH ALL OTHER APPLICABLE REQUIREMENTS OF THIS TITLE.
§ 27-3419. SERVICE PROVIDER RESPONSIBILITIES.
A SERVICE PROVIDER RECEIVING REIMBURSEMENT OR FUNDING UNDER AN
APPROVED STEWARDSHIP PLAN SHALL:
1. PROVIDE COVERED SERVICES FOR COVERED MATERIALS INCLUDED ON THE
LISTS ESTABLISHED UNDER SECTION 27-3425 OF THIS TITLE, COVERED SERVICES
FOR A REFILL SYSTEM, OR COVERED SERVICES FOR REUSABLE COVERED MATERIALS,
AS APPLICABLE TO THE SERVICES OFFERED BY AND SERVICE AREA OF THE SERVICE
PROVIDER;
2. REGISTER WITH THE COMMISSIONER UNDER SECTION 27-3407 OF THIS TITLE;
3. SUBMIT INVOICES TO THE PRODUCER RESPONSIBILITY ORGANIZATION FOR
REIMBURSEMENT FOR SERVICES RENDERED AS PROVIDED IN SECTIONS 27-3423 AND
27-3429 OF THIS TITLE;
4. MEET PERFORMANCE STANDARDS ESTABLISHED IN AN APPROVED STEWARDSHIP
PLAN UNDER SECTION 27-3423 OF THIS TITLE;
5. ENSURE THAT COVERED MATERIALS ARE SENT TO RESPONSIBLE MARKETS;
6. PROVIDE DOCUMENTATION TO THE PRODUCER RESPONSIBILITY ORGANIZATION
ON THE AMOUNTS, COVERED MATERIALS TYPES, AND VOLUMES OF COVERED MATERI-
ALS BY COVERED SERVICE METHOD. THE PRODUCER RESPONSIBILITY ORGANIZATION
WILL INCLUDE IN THE STEWARDSHIP PLAN WHEN THE DOCUMENT SHALL BE PERIOD-
ICALLY SUBMITTED TO THE PRODUCER RESPONSIBILITY ORGANIZATION.
7. DISPLAY THE SERVICE PROVIDER'S PRICE, MINUS THE REIMBURSEMENT FROM
THE PRODUCER RESPONSIBILITY ORGANIZATION AS DETERMINED IN SUBDIVISION
S. 5062 16
FOUR OF SECTION 27-3429 OF THIS TITLE, WHEN INVOICING CUSTOMERS. THE
BALANCE IS WHAT THE SERVICE PROVIDER MAY CHARGE THE CUSTOMER; AND
8. COMPLY WITH ALL OTHER APPLICABLE REQUIREMENTS OF THIS TITLE.
§ 27-3421. NEEDS ASSESSMENTS.
1. (A) BY DECEMBER THIRTY-FIRST OF THE FIRST CALENDAR YEAR AFTER THE
EFFECTIVE DATE OF THIS TITLE, THE COMMISSIONER SHALL COMPLETE A PRELIMI-
NARY ASSESSMENT ACCORDING TO THIS SECTION.
(B) BY DECEMBER THIRTY-FIRST OF THE SECOND CALENDAR YEAR AFTER THE
EFFECTIVE DATE OF THIS TITLE, AND EVERY FIVE YEARS THEREAFTER, THE
COMMISSIONER SHALL COMPLETE A NEEDS ASSESSMENT ACCORDING TO THIS
SECTION. THE COMMISSIONER MAY ADJUST THE REQUIRED CONTENT IN A SPECIFIC
NEEDS ASSESSMENT TO INFORM THE NEXT STEWARDSHIP PLAN.
2. IN CONDUCTING A NEEDS ASSESSMENT, THE COMMISSIONER SHALL:
(A) INITIATE A CONSULTATION PROCESS TO OBTAIN RECOMMENDATIONS FROM THE
ADVISORY BOARD, POLITICAL SUBDIVISIONS, SERVICE PROVIDERS, PRODUCER
RESPONSIBILITY ORGANIZATIONS, AND OTHER INTERESTED PARTIES REGARDING THE
TYPE AND SCOPE OF INFORMATION THAT SHOULD BE COLLECTED AND ANALYZED IN
THE NEEDS ASSESSMENT REQUIRED BY THIS SECTION;
(B) CONTRACT WITH A THIRD PARTY WHO IS NOT A PRODUCER, A PRODUCER
RESPONSIBILITY ORGANIZATION, OR A MEMBER OF THE ADVISORY BOARD TO
CONDUCT THE NEEDS ASSESSMENT; AND
(C) PRIOR TO FINALIZING THE NEEDS ASSESSMENT, MAKE THE DRAFT NEEDS
ASSESSMENT AVAILABLE FOR COMMENT BY THE ADVISORY BOARD, PRODUCER RESPON-
SIBILITY ORGANIZATIONS, AND THE PUBLIC. THE COMMISSIONER SHALL RESPOND
IN WRITING TO THE COMMENTS AND RECOMMENDATIONS OF THE ADVISORY BOARD AND
PRODUCER RESPONSIBILITY ORGANIZATIONS.
3. A PRELIMINARY ASSESSMENT SHALL BE COMPLETED FOR A PRECEDING PERIOD
OF NO LESS THAN TWELVE MONTHS AND NO MORE THAN THIRTY-SIX MONTHS, THAT
INCLUDES:
(A) IDENTIFICATION OF CURRENTLY OR RECENTLY INTRODUCED COVERED MATERI-
ALS AND COVERED MATERIALS TYPES;
(B) TONS OF COLLECTED COVERED MATERIALS;
(C) THE CHARACTERISTICS OF RECYCLING AND COMPOSTING PROGRAMS, INCLUD-
ING A DESCRIPTION OF SINGLE-STREAM AND DUAL-STREAM RECYCLING SYSTEMS
OFFERED IN THE STATE AND PREVALENCE OF THEIR USE, AVERAGE FREQUENCY OF
COLLECTION OF COVERED MATERIALS FOR RECYCLING AND COMPOSTING, TYPES OF
COLLECTION CONTAINERS USED, COMMONLY ACCEPTED MATERIALS FOR RECYCLING
AND COMPOSTING, AND TOTAL COSTS BY TYPE OF COVERED ENTITY;
(D) PROCESSING CAPACITY AT RECYCLING FACILITIES, INCLUDING TOTAL TONS
PROCESSED AND SOLD, COMPOSITION OF TONS PROCESSED AND SOLD, THE TONS AND
COMPOSITION OF MATERIALS DISPOSED OF, IF ANY, AND THE COST OF SUCH
DISPOSAL, CURRENT TECHNOLOGIES UTILIZED, AND FACILITY PROCESSING FEES
CHARGED TO COLLECTORS DELIVERING COVERED MATERIALS FOR RECYCLING, THIS
INCLUDES PROCEEDS FROM MATERIAL SALES AND VOLUME OF SOURCE SEPARATE
MATERIALS AND ANY DISPOSAL COSTS;
(E) CAPACITY OF, TECHNOLOGY USED BY, AND CHARACTERISTICS OF COMPOST
FACILITIES TO PROCESS AND RECOVER COMPOSTABLE COVERED MATERIALS;
(F) CAPACITY AND NUMBER OF DROP-OFF COLLECTION SITES;
(G) CAPACITY AND NUMBER OF TRANSFER STATIONS AND TRANSFER LOCATIONS;
(H) AVERAGE TERM LENGTH OF RESIDENTIAL RECYCLING AND COMPOSTING
COLLECTION CONTRACTS ISSUED BY POLITICAL SUBDIVISIONS AND AN ASSESSMENT
OF CONTRACTS COST STRUCTURES;
(I) AN ESTIMATE OF TOTAL ANNUAL COLLECTION AND PROCESSING SERVICE
COSTS BASED ON REGISTERED SERVICE PROVIDER COSTS;
(J) AVAILABLE REGIONAL MARKETS FOR COVERED MATERIALS AND THE CAPACITY
OF THOSE MARKETS; AND
S. 5062 17
(K) COVERED MATERIALS SALES BY VOLUME, WEIGHT, AND COVERED MATERIALS
TYPES INTRODUCED BY PRODUCERS.
4. A NEEDS ASSESSMENT SHALL INCLUDE, BUT NOT BE LIMITED TO:
(A) AN EVALUATION OF:
(I) EXISTING WASTE REDUCTION, REUSE, RECYCLING, AND COMPOSTING, AS
APPLICABLE, FOR EACH COVERED MATERIALS TYPE, INCLUDING COLLECTION RATES,
RECYCLING RATES, COMPOSTING RATES, REUSE RATES, AND RETURN RATES, AS
APPLICABLE, FOR EACH COVERED MATERIALS TYPE;
(II) OVERALL RECYCLING RATE, COMPOSTING RATE, REUSE RATE, AND RETURN
RATE FOR ALL COVERED MATERIALS; AND
(III) THE EXTENT TO WHICH POSTCONSUMER RECYCLED CONTENT, BY THE BEST
ESTIMATE, IS OR COULD BE INCORPORATED INTO EACH COVERED MATERIALS TYPE,
AS APPLICABLE, INCLUDING A REVIEW OF MARKET AND TECHNICAL BARRIERS TO
INCORPORATING POSTCONSUMER MATERIALS INTO COVERED MATERIALS;
(B) AN EVALUATION OF COVERED MATERIALS IN THE DISPOSAL, RECYCLING, AND
COMPOSTING STREAMS TO DETERMINE THE COVERED MATERIALS TYPES AND AMOUNTS
WITHIN EACH STREAM, USING NEW STUDIES CONDUCTED BY THE COMMISSIONER OR
PUBLICLY AVAILABLE AND APPLICABLE STUDIES;
(C) PROPOSALS FOR A RANGE OF OUTCOMES FOR EACH COVERED MATERIALS TYPE
TO BE ACCOMPLISHED WITHIN A FIVE-YEAR TIME FRAME IN MULTIPLE UNITS OF
MEASUREMENT, INCLUDING BUT NOT LIMITED TO UNIT-BASED, WEIGHT-BASED, AND
VOLUME-BASED, FOR EACH OF THE FOLLOWING:
(I) WASTE REDUCTION;
(II) REUSE RATE AND RETURN RATES;
(III) RECYCLING RATES;
(IV) COMPOSTING RATES; AND
(V) POSTCONSUMER RECYCLED CONTENT, IF APPLICABLE;
(D) PROPOSALS FOR A RANGE OF OUTCOMES FOR THE CATEGORIES ESTABLISHED
IN SUBDIVISION SEVEN OF SECTION 27-3423 OF THIS TITLE, THAT CONSIDER:
(I) INFORMATION CONTAINED IN OR USED TO PREPARE A NEEDS ASSESSMENT
ACCORDING TO THIS SUBDIVISION;
(II) GOALS AND REQUIREMENTS OF THE WASTE MANAGEMENT TITLE;
(III) STATEWIDE REQUIREMENTS FOR GREENHOUSE GAS EMISSION LIMITS UNDER
SECTION 75-0107 OF THIS CHAPTER;
(IV) THE NEED FOR CONTINUOUS PROGRESS TOWARD OVERALL REDUCTION IN THE
GENERATION OF COVERED MATERIALS WASTE AND THE COMPLETE REUSE, RECYCLING,
OR COMPOSTING OF COVERED MATERIALS;
(V) A PREFERENCE FOR STATEWIDE REQUIREMENTS THAT ACCOMPLISH AND
FURTHER THE GOALS AND REQUIREMENTS IN SUBPARAGRAPHS (II), (III) AND (IV)
OF THIS PARAGRAPH AS SOON AS PRACTICABLE AND TO THE MAXIMUM EXTENT
ACHIEVABLE; AND
(VI) INFORMATION FROM PACKAGING AND PAPER PRODUCT PRODUCER RESPONSI-
BILITY PROGRAMS OPERATING IN OTHER JURISDICTIONS;
(E) AN EVALUATION OF THE FACTORS FOR EACH COVERED MATERIAL COLLECTED
FOR RECYCLING OR COMPOSTING AS ESTABLISHED IN SUBDIVISION FOUR OF
SECTION 27-3425 OF THIS TITLE;
(F) RECOMMENDED COLLECTION METHODS BY COVERED MATERIALS TYPE TO MAXI-
MIZE COLLECTION EFFICIENCY, MAXIMIZE FEEDSTOCK QUALITY, AND OPTIMIZE
SERVICE AND CONVENIENCE FOR COLLECTION OF COVERED MATERIALS TO BE
CONSIDERED OR THAT ARE INCLUDED ON LISTS ESTABLISHED IN SECTION 27-3425
OF THIS TITLE;
(G) PROPOSED PLANS AND METRICS FOR HOW TO MEASURE PROGRESS IN ACHIEV-
ING PERFORMANCE TARGETS AND STATEWIDE REQUIREMENTS;
(H) AN EVALUATION OF OPTIONS FOR THIRD-PARTY CERTIFICATION OF ACTIV-
ITIES TO MEET OBLIGATIONS OF THIS TITLE;
(I) AN INVENTORY OF THE CURRENT SYSTEM, INCLUDING:
S. 5062 18
(I) INFRASTRUCTURE, CAPACITY, PERFORMANCE, FUNDING LEVEL, AND METHOD
AND SOURCES OF FINANCING FOR THE EXISTING COVERED SERVICES FOR COVERED
MATERIALS OPERATING IN THE STATE;
(II) AN ESTIMATE OF TOTAL ANNUAL COSTS OF COVERED SERVICES BASED ON
REGISTERED SERVICE PROVIDER COSTS; AND
(III) AVAILABILITY AND COST OF COVERED SERVICES FOR COVERED MATERIALS
TO COVERED ENTITIES AND ANY OTHER LOCATION WHERE COVERED MATERIALS ARE
INTRODUCED, INCLUDING IDENTIFICATION OF DISPARITIES IN THE AVAILABILITY
OF THESE SERVICES IN DISADVANTAGED COMMUNITIES COMPARED WITH OTHER AREAS
AND PROPOSALS FOR REDUCING OR ELIMINATING THOSE DISPARITIES;
(J) AN EVALUATION OF INVESTMENTS NEEDED TO INCREASE WASTE REDUCTION,
REUSE, RECYCLING, AND COMPOSTING RATES OF COVERED MATERIALS ACCORDING TO
THE RANGE OF PROPOSED PERFORMANCE TARGETS AND STATEWIDE REQUIREMENTS,
INCLUDING INVESTMENTS IN EXISTING AND NEW INFRASTRUCTURE THAT WOULD
ALSO:
(I) MAINTAIN OR IMPROVE OPERATIONS OF EXISTING INFRASTRUCTURE AND
ACCOUNTS FOR WASTE REDUCTION, REUSE, RECYCLING, AND COMPOSTING OF
COVERED MATERIALS STATEWIDE;
(II) EXPAND THE AVAILABILITY AND ACCESSIBILITY OF RECYCLING COLLECTION
SERVICES FOR RECYCLABLE COVERED MATERIALS TO ALL COVERED ENTITIES TO
OPTIMIZE SERVICE AND CONVENIENCE; AND
(III) ESTABLISH AND EXPAND THE AVAILABILITY AND ACCESSIBILITY OF REUSE
SERVICES FOR REUSABLE COVERED MATERIALS;
(K) A RECOMMENDED METHODOLOGY FOR APPLYING CRITERIA AND FORMULAS TO
ESTABLISH REIMBURSEMENT RATES AS DESCRIBED IN SECTION 27-3429 OF THIS
TITLE;
(L) AN ASSESSMENT OF THE VIABILITY AND ROBUSTNESS OF MARKETS FOR
RECYCLABLE COVERED MATERIALS AND THE DEGREE TO WHICH THESE MARKETS CAN
BE CONSIDERED RESPONSIBLE MARKETS;
(M) AN ASSESSMENT OF THE LEVEL AND CAUSES OF CONTAMINATION OF SOURCE-
SEPARATED RECYCLABLE MATERIALS, SOURCE-SEPARATED COMPOSTABLE MATERIALS
AND COLLECTED REUSABLES, AND THE IMPACTS OF CONTAMINATION ON SERVICE
PROVIDERS, INCLUDING THE COST TO MANAGE THIS CONTAMINATION;
(N) AN ASSESSMENT OF CURRENT BEST PRACTICES TO INCREASE PUBLIC AWARE-
NESS, EDUCATE, AND COMPLETE OUTREACH ACTIVITIES ACCOUNTING FOR
CULTURALLY RESPONSIVE MATERIALS AND METHODS AND AN EVALUATION OF THE
EFFICACY OF THESE EFFORTS, INCLUDING ASSESSMENTS AND EVALUATIONS OF
CURRENT BEST PRACTICES AND EFFORTS ON:
(I) USING PRODUCT OR PACKAGING LABELS AS A MEANS OF INFORMING CONSUM-
ERS ABOUT ENVIRONMENTALLY SOUND USE AND MANAGEMENT OF COVERED MATERIALS;
(II) INCREASING PUBLIC AWARENESS OF HOW TO USE AND MANAGE COVERED
MATERIALS IN AN ENVIRONMENTALLY SOUND MANNER AND HOW TO ACCESS WASTE
REDUCTION, REUSE, RECYCLING, AND COMPOSTING SERVICES; AND
(III) ENCOURAGING BEHAVIOR CHANGE TO INCREASE PARTICIPATION IN WASTE
REDUCTION, REUSE, RECYCLING, AND COMPOSTING PROGRAMS;
(O) RECOMMENDATIONS FOR MEETING THE CRITERIA FOR AN ALTERNATIVE
COLLECTION PROGRAM AS ESTABLISHED IN SUBDIVISION EIGHT OF SECTION
27-3423 OF THIS TITLE; AND
(P) OTHER ITEMS IDENTIFIED BY THE COMMISSIONER THAT SHALL AID THE
CREATION OF THE STEWARDSHIP PLAN, ITS ADMINISTRATION, AND THE ENFORCE-
MENT OF THIS TITLE.
5. WHEN DETERMINING THE EXTENT TO WHICH ANY STATEWIDE REQUIREMENT OR
PERFORMANCE TARGET UNDER THIS TITLE HAS BEEN ACHIEVED, INFORMATION
CONTAINED IN A NEEDS ASSESSMENT SHALL SERVE AS THE BASELINE FOR THAT
DETERMINATION, WHEN APPLICABLE.
S. 5062 19
6. (A) A SERVICE PROVIDER OR OTHER PERSON WITH DATA OR INFORMATION
NECESSARY TO COMPLETE A NEEDS ASSESSMENT SHALL PROVIDE THE DATA OR
INFORMATION TO THE COMMISSIONER AND THE PRODUCER RESPONSIBILITY ORGAN-
IZATION UPON REQUEST.
(B) A SERVICE PROVIDER OR OTHER PERSON PROVIDING THE DATA OR INFORMA-
TION MAY SUBMIT A WRITTEN REQUEST TO THE COMMISSIONER THAT THE DATA OR
INFORMATION BE CLASSIFIED AS NONPUBLIC DATA. THE REQUEST SHALL SET FORTH
THE STATUTORY GROUNDS AND THE REASONS THAT JUSTIFY THE CLASSIFICATION OF
THE DATA OR INFORMATION AS NOT PUBLIC DATA. THE COMMISSIONER SHALL
APPROVE THE REQUEST IF THE COMMISSIONER DETERMINES:
(I) THE DATA OR INFORMATION CONSTITUTES TRADE SECRET INFORMATION AS
DEFINED IN SECTION 27-3403 OF THIS TITLE, OR SALES INFORMATION;
(II) DISCLOSURE OF THE DATA OR INFORMATION WOULD TEND TO ADVERSELY
AFFECT THE COMPETITIVE POSITION OF THE SERVICE PROVIDER OR OTHER PERSON,
INCLUDING BUT NOT LIMITED TO DATA RELATED TO PROFITS, SERVICE RATES,
FEES, OR BUSINESS EXPENSES; OR
(III) THE DATA OR INFORMATION IS OTHERWISE NONPUBLIC DATA WITH REGARD
TO DATA NOT ON INDIVIDUALS, OR PRIVATE DATA ON INDIVIDUALS, AS DEFINED
IN SECTION 27-3403 OF THIS TITLE.
(C) THE CONTRACTOR CONDUCTING THE NEEDS ASSESSMENT SHALL AGGREGATE AND
ANONYMIZE THE NOT PUBLIC DATA OR INFORMATION, EXCLUDING LOCATION DATA
NECESSARY TO ASSESS NEEDS, RECEIVED FROM ALL PARTIES UNDER THIS SUBDIVI-
SION AND SHALL THEN INCLUDE THE AGGREGATED ANONYMIZED DATA IN THE NEEDS
ASSESSMENT.
§ 27-3423. STEWARDSHIP PLAN.
1. BY OCTOBER FIRST OF THE THIRD YEAR FOLLOWING THE EFFECTIVE DATE OF
THIS TITLE, AND EVERY FIVE YEARS THEREAFTER, A PRODUCER RESPONSIBILITY
ORGANIZATION SHALL SUBMIT A STEWARDSHIP PLAN TO THE COMMISSIONER THAT
DESCRIBES THE PROPOSED OPERATION BY THE ORGANIZATION OF PROGRAMS TO
FULFILL THE REQUIREMENTS OF THIS TITLE AND THAT REFLECTS THE FINDINGS OF
THE NEEDS ASSESSMENTS. ONCE APPROVED, A STEWARDSHIP PLAN REMAINS IN
EFFECT FOR FIVE YEARS, AS AMENDED, OR UNTIL A SUBSEQUENT STEWARDSHIP
PLAN IS APPROVED.
2. A PRODUCER RESPONSIBILITY ORGANIZATION SHALL SUBMIT A DRAFT
STEWARDSHIP PLAN OR DRAFT AMENDMENT TO THE ADVISORY BOARD AT LEAST SIXTY
DAYS PRIOR TO SUBMITTING THE DRAFT PLAN OR DRAFT AMENDMENT TO THE
COMMISSIONER TO ALLOW THE ADVISORY BOARD TO SUBMIT COMMENTS AND SHALL
ADDRESS ADVISORY BOARD COMMENTS AND RECOMMENDATIONS PRIOR TO SUBMISSION
OF THE DRAFT PLAN OR DRAFT AMENDMENT TO THE COMMISSIONER.
3. A DRAFT STEWARDSHIP PLAN SHALL INCLUDE, BUT NOT BE LIMITED TO:
(A) PERFORMANCE TARGETS ESTABLISHED UNDER SUBDIVISION FIVE OF THIS
SECTION AS APPLICABLE TO EACH COVERED MATERIALS TYPE TO BE ACCOMPLISHED
WITHIN A FIVE-YEAR PERIOD;
(B) A DESCRIPTION OF THE METHODS OF COLLECTION, HOW COLLECTION SERVICE
CONVENIENCE METRICS WILL BE MET, AND PROCESSING INFRASTRUCTURE AND
COVERED SERVICES TO BE USED FOR EACH COVERED MATERIALS TYPE AT COVERED
ENTITIES, AT A MINIMUM, AND HOW THESE WILL MEET THE STATEWIDE REQUIRE-
MENTS ESTABLISHED IN SUBDIVISION SEVEN OF THIS SECTION FOR COVERED MATE-
RIALS:
(I) INCLUDED ON THE LIST ESTABLISHED IN SUBDIVISION ONE OF SECTION
27-3425 OF THIS TITLE;
(II) INCLUDED ON THE LIST ESTABLISHED IN SUBDIVISION TWO OF SECTION
27-3425 OF THIS TITLE;
(III) THAT ARE REUSABLE COVERED MATERIALS MANAGED THROUGH A REUSE
SYSTEM; AND
(IV) THAT ARE CAPABLE OF REFILL AND MANAGED THROUGH A REFILL SYSTEM;
S. 5062 20
(C) PROPOSALS FOR EXEMPTIONS FROM PERFORMANCE TARGETS AND STATEWIDE
REQUIREMENTS FOR COVERED MATERIALS THAT CANNOT BE WASTE REDUCED OR MADE
REUSABLE, RECYCLABLE, OR COMPOSTABLE DUE TO FEDERAL OR STATE HEALTH AND
SAFETY REQUIREMENTS, IDENTIFYING THE SPECIFIC FEDERAL OR STATE REQUIRE-
MENTS AND THEIR IMPACT ON THE COVERED MATERIALS;
(D) A DESCRIPTION OF HOW, FOR EACH COVERED MATERIALS TYPE, THE PRODUC-
ER RESPONSIBILITY ORGANIZATION WILL MEASURE RECYCLING, WASTE REDUCTION,
REUSE, COMPOSTING, AND THE INCLUSION OF POSTCONSUMER RECYCLED CONTENT,
IN ACCORDANCE WITH SUBDIVISION SIX OF THIS SECTION;
(E) THIRD-PARTY CERTIFICATIONS THAT WILL BE ACCEPTED BY THE PRODUCER
RESPONSIBILITY ORGANIZATION;
(F) A BUDGET IDENTIFYING FUNDING NEEDS FOR EACH OF THE PLAN'S FIVE
CALENDAR YEARS, PRODUCER FEES, A DESCRIPTION OF THE PROCESS USED TO
CALCULATE THE FEES, AND AN EXPLANATION OF HOW THE FEES MEET THE REQUIRE-
MENTS OF SECTION 27-3427 OF THIS TITLE;
(G) A DESCRIPTION OF INFRASTRUCTURE INVESTMENTS, INCLUDING GOALS AND
OUTCOMES AND A DESCRIPTION OF HOW THE PROCESS TO OFFER AND SELECT OPPOR-
TUNITIES WILL BE CONDUCTED IN AN OPEN, COMPETITIVE, AND FAIR MANNER; HOW
IT WILL ADDRESS GAPS IN THE SYSTEM NOT MET BY SERVICE PROVIDERS; AND
POTENTIAL FINANCIAL AND LEGAL INSTRUMENTS TO BE USED;
(H) AN EXPLANATION OF HOW THE PROGRAM WILL BE PAID FOR BY THE PRODUCER
RESPONSIBILITY ORGANIZATION THROUGH FEES FROM PRODUCERS, WITHOUT ANY NEW
OR ADDITIONAL CONSUMER-FACING FEE TO MEMBERS OF THE PUBLIC, BUSINESSES,
SERVICE PROVIDERS, THE STATE OR ANY POLITICAL SUBDIVISIONS, OR ANY OTHER
PERSON WHO IS NOT A PRODUCER, UNLESS THE FEE IS:
(I) A DEPOSIT MADE IN CONNECTION WITH A PRODUCT'S REFILL, REUSE, OR
RECYCLING THAT CAN BE REDEEMED BY A CONSUMER; OR
(II) A CHARGE FOR SERVICE BY A SERVICE PROVIDER, REGARDLESS OF WHETHER
REGISTERED;
(I) A DESCRIPTION OF ACTIVITIES TO BE UNDERTAKEN BY THE PRODUCER
RESPONSIBILITY ORGANIZATION DURING EACH YEAR TO:
(I) FOSTER THE IMPROVED DESIGN OF COVERED MATERIALS, AS UNDER PARA-
GRAPH (C) OF SUBDIVISION ONE OF SECTION 27-3427 OF THIS TITLE;
(II) PROVIDE FUNDING TO EXPAND AND INCREASE THE CONVENIENCE OF WASTE
REDUCTION, REUSE, COLLECTION, RECYCLING, AND COMPOSTING SERVICES TO
COVERED ENTITIES, AT A MINIMUM, ACCORDING TO THE ORDER OF THE WASTE
MANAGEMENT HIERARCHY UNDER SECTION 27-0106 OF THIS ARTICLE;
(III) PROVIDE FOR REIMBURSEMENT RATES UNDER SECTION 27-3429 OF THIS
TITLE TO SERVICE PROVIDERS FOR STATEWIDE COVERAGE OF COVERED SERVICES AT
AN OPTIMAL LEVEL OF CONVENIENCE AND SERVICE FOR COVERED MATERIALS ON THE
LIST ESTABLISHED IN SUBDIVISION ONE OF SECTION 27-3425 OF THIS TITLE, TO
COVERED ENTITIES, AT A MINIMUM; AND
(IV) MONITOR TO ENSURE THAT POSTCONSUMER MATERIALS ARE DELIVERED TO
RESPONSIBLE MARKETS.
(J) A DESCRIPTION OF HOW THE PRODUCER RESPONSIBILITY ORGANIZATION WILL
PROMOTE THE OPPORTUNITY FOR ALL SERVICE PROVIDERS TO REGISTER WITH THE
COMMISSIONER AND TO SUBMIT INVOICES FOR REIMBURSEMENT WITH THE PRODUCER
RESPONSIBILITY ORGANIZATION;
(K) A DESCRIPTION OF HOW THE PROGRAM WILL REIMBURSE SERVICE PROVIDERS
UNDER AN APPROVED STEWARDSHIP PLAN, INCLUDING BUT NOT LIMITED TO A
DESCRIPTION OF HOW THE PROGRAM SHALL ESTABLISH:
(I) A METHODOLOGY TO CALCULATE DIFFERENTIATED REIMBURSEMENT RATES AS
PROVIDED IN SUBDIVISION FOUR OF SECTION 27-3429 OF THIS TITLE;
(II) A PROCESS FOR SERVICE PROVIDERS TO SUBMIT INVOICES AND BE REIM-
BURSED FOR COVERED SERVICES PROVIDED TO COVERED ENTITIES;
S. 5062 21
(III) CLEAR AND REASONABLE TIMELINES FOR REIMBURSEMENT, AT INTERVALS
NO LONGER THAN MONTHLY UNLESS AGREED TO BY A SERVICE PROVIDER AND A
PRODUCER RESPONSIBILITY ORGANIZATION; AND
(IV) A PROCESS THAT UTILIZES A THIRD-PARTY MEDIATOR TO RESOLVE
DISPUTES THAT ARISE BETWEEN THE PRODUCER RESPONSIBILITY ORGANIZATION AND
A SERVICE PROVIDER REGARDING THE DETERMINATION OF REIMBURSEMENT RATES
AND PAYMENT OF REIMBURSEMENTS;
(L) PERFORMANCE STANDARDS FOR SERVICE PROVIDERS AS APPLICABLE TO THE
SERVICE PROVIDED, INCLUDING BUT NOT LIMITED TO:
(I) REQUIREMENTS THAT SERVICE PROVIDERS SHALL ACCEPT ALL COVERED MATE-
RIALS ON THE LIST ESTABLISHED BY THE COMMISSIONER UNDER SUBDIVISION ONE
OF SECTION 27-3425 OF THIS TITLE; AND
(II) APPLICABLE FEDERAL AND STATE LABOR AND SAFETY STANDARDS;
(M) A DESCRIPTION OF HOW THE PRODUCER RESPONSIBILITY ORGANIZATION WILL
TREAT AND PROTECT NONPUBLIC DATA SUBMITTED BY SERVICE PROVIDERS;
(N) A DESCRIPTION OF HOW THE PRODUCER RESPONSIBILITY ORGANIZATION WILL
PROVIDE TECHNICAL ASSISTANCE TO:
(I) SERVICE PROVIDERS IN ORDER TO ASSIST THEM IN DELIVERING COVERED
MATERIALS TO RESPONSIBLE MARKETS; THIS INCLUDES PERFORMANCE FEEDBACK
DATA AND CONTAMINATION DATA;
(II) PRODUCERS REGARDING TOXIC SUBSTANCES IN COVERED MATERIALS; BEST
PRACTICES IDENTIFIED IN THE NEEDS ASSESSMENT THAT PRODUCERS CAN TAKE TO
REDUCE INTENTIONALLY ADDED TOXIC SUBSTANCES IN COVERED MATERIALS; AND
BEST PRACTICES FOR VERIFYING REDUCTION THROUGH SUPPLIERS CERTIFICATES OF
COMPLIANCE, TESTING, OR OTHER ANALYTICAL AND SCIENTIFICALLY DEMONSTRATED
METHODOLOGY; AND
(III) PRODUCERS TO MAKE CHANGES IN PRODUCT DESIGN THAT INCREASE THE
RECOVERABILITY OR MARKETABILITY OF COVERED MATERIALS FOR REUSE, RECYCL-
ING, OR COMPOSTING;
(O) A DESCRIPTION OF HOW THE PRODUCER RESPONSIBILITY ORGANIZATION WILL
INCREASE PUBLIC AWARENESS, EDUCATE, AND COMPLETE OUTREACH PRACTICES THAT
INCLUDE CULTURALLY RESPONSIVE MATERIALS AND METHODS AND EVALUATE THE
EFFICACY OF THESE EFFORTS, INCLUDING HOW THE PRODUCER RESPONSIBILITY
ORGANIZATION WILL:
(I) ASSIST PRODUCERS IN IMPROVING PRODUCT LABELS AS A MEANS OF INFORM-
ING CONSUMERS ABOUT REFILLING, REUSING, RECYCLING, COMPOSTING, AND OTHER
ENVIRONMENTALLY SOUND METHODS OF MANAGING COVERED MATERIALS;
(II) INCREASE PUBLIC AWARENESS OF HOW TO USE AND MANAGE COVERED MATE-
RIALS IN AN ENVIRONMENTALLY SOUND MANNER AND HOW TO ACCESS WASTE
REDUCTION, REUSE, RECYCLING, AND COMPOSTING SERVICES; AND
(III) ENCOURAGE BEHAVIOR CHANGE TO INCREASE PARTICIPATION IN WASTE
REDUCTION, REUSE, RECYCLING, AND COMPOSTING PROGRAMS;
(P) PROPOSED ALTERNATIVE COLLECTION PROGRAMS AS REQUIRED UNDER SUBDI-
VISION EIGHT OF THIS SECTION;
(Q) A DESCRIPTION OF HOW PRODUCERS CAN PURCHASE POSTCONSUMER MATERIALS
FROM SERVICE PROVIDERS AT MARKET PRICES IF THE PRODUCER IS INTERESTED IN
OBTAINING RECYCLED FEEDSTOCK TO ACHIEVE MINIMUM POSTCONSUMER RECYCLED
CONTENT PERFORMANCE TARGETS AND STATEWIDE REQUIREMENTS; AND
(R) A SUMMARY OF CONSULTATIONS HELD WITH THE ADVISORY BOARD AND OTHER
INTERESTED PARTIES TO PROVIDE INPUT TO THE STEWARDSHIP PLAN, A LIST OF
RECOMMENDATIONS THAT WERE INCORPORATED INTO THE STEWARDSHIP PLAN AS A
RESULT, AND A LIST OF REJECTED RECOMMENDATIONS AND THE REASONS FOR
REJECTION.
4. (A) THE COMMISSIONER SHALL REVIEW AND APPROVE, DENY, OR REQUEST
ADDITIONAL INFORMATION FOR A DRAFT STEWARDSHIP PLAN OR A DRAFT PLAN
AMENDMENT NO LATER THAN ONE HUNDRED TWENTY DAYS AFTER THE DATE THE
S. 5062 22
COMMISSIONER RECEIVES SUCH PLAN FROM A PRODUCER RESPONSIBILITY ORGANIZA-
TION. THE COMMISSIONER SHALL POST THE DRAFT PLAN OR DRAFT AMENDMENT ON
THE DEPARTMENT'S WEBSITE AND ALLOW PUBLIC COMMENT FOR NO LESS THAN
FORTY-FIVE DAYS BEFORE APPROVING, DENYING, OR REQUESTING ADDITIONAL
INFORMATION ON THE DRAFT PLAN OR DRAFT AMENDMENT.
(B) IF THE COMMISSIONER DENIES OR REQUESTS ADDITIONAL INFORMATION FOR
A DRAFT PLAN OR DRAFT AMENDMENT, THE COMMISSIONER SHALL PROVIDE THE
PRODUCER RESPONSIBILITY ORGANIZATION WITH THE REASONS, IN WRITING, THAT
THE PLAN OR PLAN AMENDMENT DOES NOT MEET THE PLAN REQUIREMENTS OF SUBDI-
VISION THREE OF THIS SECTION. THE PRODUCER RESPONSIBILITY ORGANIZATION
HAS SIXTY DAYS FROM THE DATE THAT THE REJECTION OR REQUEST FOR ADDI-
TIONAL INFORMATION IS RECEIVED TO SUBMIT TO THE COMMISSIONER ANY ADDI-
TIONAL INFORMATION NECESSARY FOR THE APPROVAL OF THE DRAFT PLAN OR DRAFT
AMENDMENT. THE COMMISSIONER SHALL REVIEW AND APPROVE OR DISAPPROVE THE
REVISED DRAFT PLAN OR DRAFT AMENDMENT NO LATER THAN SIXTY DAYS AFTER THE
DATE THE COMMISSIONER RECEIVES IT.
(C) A PRODUCER RESPONSIBILITY ORGANIZATION MAY RESUBMIT A DRAFT PLAN
OR DRAFT AMENDMENT TO THE COMMISSIONER ON NOT MORE THAN TWO OCCASIONS.
IF AFTER THE SECOND RESUBMISSION, THE COMMISSIONER DETERMINES THAT THE
DRAFT PLAN OR DRAFT AMENDMENT DOES NOT MEET THE PLAN REQUIREMENTS OF
THIS TITLE, THE COMMISSIONER SHALL MODIFY THE DRAFT PLAN OR DRAFT AMEND-
MENT AS NECESSARY FOR IT TO MEET THE REQUIREMENTS OF THIS TITLE AND
APPROVE IT.
(D) UPON RECOMMENDATION BY THE ADVISORY BOARD, OR UPON THE COMMISSION-
ER'S OWN INITIATIVE, THE COMMISSIONER MAY REQUIRE AN AMENDMENT TO A
STEWARDSHIP PLAN IF THE COMMISSIONER DETERMINES THAT AN AMENDMENT IS
NECESSARY TO ENSURE THAT THE PRODUCER RESPONSIBILITY ORGANIZATION MAIN-
TAINS COMPLIANCE WITH THE REQUIREMENTS OF THIS TITLE. A PRODUCER RESPON-
SIBILITY ORGANIZATION MAY ALSO SUBMIT A PLAN AMENDMENT FOR APPROVAL.
5. (A) THE PRODUCER RESPONSIBILITY ORGANIZATION SHALL PROPOSE PERFORM-
ANCE TARGETS BASED ON THE NEEDS ASSESSMENT THAT MEET THE STATEWIDE
REQUIREMENTS IN SUBDIVISION SEVEN OF THIS SECTION THAT SHALL BE INCLUDED
IN A STEWARDSHIP PLAN APPROVED UNDER THIS SECTION. PERFORMANCE TARGETS
SHALL INCLUDE REUSE RATES, RETURN RATES, RECYCLING RATES, AND COMPOSTING
RATES AND TARGETS FOR WASTE REDUCTION AND POSTCONSUMER RECYCLED CONTENT
BY COVERED MATERIALS TYPE, AS APPLICABLE, THAT ARE TO BE ACHIEVED BY THE
END OF THE STEWARDSHIP PLAN'S TERM. THE PRODUCER RESPONSIBILITY ORGAN-
IZATION SHALL SELECT THE UNIT THAT IS MOST APPROPRIATE TO MEASURE EACH
PERFORMANCE TARGET AS INFORMED BY THE NEEDS ASSESSMENT.
(B) THE COMMISSIONER, IN CONSULTATION WITH THE ADVISORY BOARD, MAY
REQUIRE THAT A PRODUCER RESPONSIBILITY ORGANIZATION OBTAIN THIRD-PARTY
CERTIFICATION OF ANY ACTIVITY OR ACHIEVEMENT OF ANY STANDARD REQUIRED BY
THIS TITLE IF A THIRD-PARTY CERTIFICATION IS READILY AVAILABLE, DEEMED
APPLICABLE, AND OF REASONABLE COST. THE COMMISSIONER SHALL PROVIDE A
PRODUCER RESPONSIBILITY ORGANIZATION WITH NOTICE OF AT LEAST ONE YEAR
PRIOR TO REQUIRING USE OF THIRD-PARTY CERTIFICATION UNDER THIS PARA-
GRAPH.
6. (A) FOR PURPOSES OF DETERMINING WHETHER RECYCLING PERFORMANCE
TARGETS ARE BEING MET, EXCEPT AS MODIFIED BY THE COMMISSIONER, A
STEWARDSHIP PLAN SHALL PROVIDE A METHODOLOGY FOR MEASURING THE AMOUNT OF
RECYCLED MATERIAL.
(B) FOR PURPOSES OF DETERMINING WHETHER WASTE REDUCTION PERFORMANCE
TARGETS ARE BEING MET, A STEWARDSHIP PLAN SHALL PROVIDE A METHODOLOGY
FOR MEASURING THE AMOUNT OF WASTE REDUCTION OF COVERED MATERIALS IN A
MANNER THAT CAN BE USED TO DETERMINE THE EXTENT TO WHICH THE AMOUNT OF
MATERIAL USED FOR A COVERED MATERIAL CAN BE REDUCED TO WHAT IS NECESSARY
S. 5062 23
TO EFFICIENTLY DELIVER A PRODUCT WITHOUT DAMAGE OR SPOILAGE, OR OTHER
MEANS OF COVERED MATERIAL REDESIGN TO REDUCE OVERALL USE AND MAINTAIN
RECYCLABILITY, COMPOSTABILITY, OR REUSABILITY.
(C) FOR PURPOSES OF DETERMINING WHETHER REUSE PERFORMANCE TARGETS ARE
BEING MET, A STEWARDSHIP PLAN SHALL PROVIDE A METHODOLOGY FOR MEASURING
THE AMOUNT OF REUSABLE COVERED MATERIALS AT THE POINT AT WHICH REUSABLE
COVERED MATERIALS MEET THE FOLLOWING CRITERIA AS DEMONSTRATED BY THE
PRODUCER AND APPROVED BY THE COMMISSIONER:
(I) WHETHER THE AVERAGE MINIMUM NUMBER OF CYCLES OF REUSES WITHIN A
RECOGNIZED REUSE SYSTEM HAS BEEN MET BASED ON THE NUMBER OF TIMES AN
ITEM SHALL BE REUSED FOR IT TO HAVE LOWER ENVIRONMENTAL FACTORS THAN THE
SINGLE-USE VERSIONS OF THOSE ITEMS; AND
(II) WHETHER THE DEMONSTRATED OR RESEARCH-BASED ANTICIPATED RETURN
RATE OF THE COVERED MATERIAL TO THE REUSE SYSTEM HAS BEEN MET.
(D) FOR PURPOSES OF DETERMINING WHETHER POSTCONSUMER RECYCLED CONTENT
PERFORMANCE TARGETS ARE BEING MET, A STEWARDSHIP PLAN SHALL PROVIDE A
METHODOLOGY FOR MEASURING POSTCONSUMER RECYCLED CONTENT ACROSS ALL
PRODUCERS FOR A COVERED MATERIALS TYPE WHERE PRODUCERS MAY DETERMINE
THEIR POSTCONSUMER RECYCLED CONTENT BASED ON THEIR UNITED STATES MARKET
TERRITORY IF STATE-SPECIFIC POSTCONSUMER RECYCLED CONTENT IS IMPRACTICAL
TO DETERMINE.
(E) FOR OTHER PERFORMANCE TARGETS, THE PRODUCER RESPONSIBILITY ORGAN-
IZATION SHALL PROPOSE METHODOLOGIES FOR REVIEW AND APPROVAL AS PART OF
THE STEWARDSHIP PLAN BASED ON FINDINGS FROM THE NEEDS ASSESSMENT.
7. (A) A PRODUCER RESPONSIBILITY ORGANIZATION SHALL IMPLEMENT AN
ALTERNATIVE COLLECTION PROGRAM FOR COVERED MATERIALS INCLUDED ON AN
ALTERNATIVE COLLECTION LIST ESTABLISHED PURSUANT TO SUBDIVISION TWO OF
SECTION 27-3425 OF THIS TITLE, THAT:
(I) PROVIDES YEAR-ROUND, CONVENIENT, STATEWIDE COLLECTION OPPORTU-
NITIES, INCLUDING AT LEAST ONE DROP-OFF COLLECTION SITE LOCATED IN EACH
COUNTY;
(II) PROVIDES TIERS OF SERVICE FOR COLLECTION, CONVENIENCE, NUMBER OF
DROP-OFF COLLECTION SITES, AND ADDITIONAL COLLECTION SYSTEMS BASED ON:
(A) COUNTY POPULATION SIZE;
(B) COUNTY POPULATION DENSITY; AND
(C) EACH CLASS OF TOWN PURSUANT TO SECTION TEN OF THE TOWN LAW, AND
THE SIZE CITY AS SUCH TERM IS USED IN THE GENERAL CITY LAW AND AS
DEFINED IN SECTION TWO OF THE SECOND CLASS CITIES LAW;
(III) ENSURES MATERIALS ARE SENT TO RESPONSIBLE MARKETS;
(IV) USES EDUCATION AND OUTREACH STRATEGIES THAT CAN BE EXPECTED TO
SIGNIFICANTLY INCREASE CONSUMER AWARENESS OF THE PROGRAM THROUGHOUT THE
STATE; AND
(V) ACCURATELY MEASURES THE AMOUNT OF EACH COVERED MATERIAL COLLECTED
AND THE APPLICABLE PERFORMANCE TARGET AND STATEWIDE REQUIREMENT.
(B) A PROPOSAL FOR AN ALTERNATIVE COLLECTION PROGRAM SHALL INCLUDE:
(I) THE TYPE, NUMBER, AND LOCATION OF EACH COLLECTION OPPORTUNITY;
(II) A DESCRIPTION OF HOW EACH OF THE PROGRAM REQUIREMENTS ESTABLISHED
IN PARAGRAPH (A) OF THIS SUBDIVISION WILL BE MET; AND
(III) PERFORMANCE TARGETS FOR EACH COVERED MATERIAL, AS APPLICABLE, TO
BE MANAGED THROUGH AN ALTERNATIVE COLLECTION PROGRAM.
(C) EVERY SUBSEQUENT NEEDS ASSESSMENT AFTER THE INITIAL NEEDS ASSESS-
MENT SHALL INCLUDE A REVIEW OF EXISTING ALTERNATIVE COLLECTION PROGRAMS
FOR EACH COVERED MATERIAL LISTED UNDER SUBDIVISION TWO OF SECTION
27-3425 OF THIS TITLE, TO DETERMINE IF THE PROGRAM IS MEETING THE CRITE-
RIA ESTABLISHED IN PARAGRAPH (A) OF THIS SUBDIVISION.
S. 5062 24
§ 27-3425. RECYCLABLE OR COMPOSTABLE COVERED MATERIALS LISTS; EXEMPT
MATERIALS LIST.
1. BY JULY FIRST OF THE FOURTH CALENDAR YEAR AFTER THE EFFECTIVE DATE
OF THIS TITLE, THE COMMISSIONER SHALL DEVELOP A LIST OF COVERED MATERI-
ALS DETERMINED TO BE RECYCLABLE OR COMPOSTABLE STATEWIDE THROUGH SYSTEMS
WHERE COVERED MATERIALS ARE COMMINGLED INTO A RECYCLABLES STREAM AND A
SEPARATE COMPOSTABLES STREAM. SUCH COVERED MATERIALS SHALL BE COLLECTED
AT AN OPTIMAL LEVEL OF SERVICE AND CONVENIENCE FOR COVERED ENTITIES, AT
A MINIMUM, WHEREVER COLLECTION SERVICES FOR MIXED MUNICIPAL SOLID WASTE
ARE AVAILABLE.
2. BY JULY FIRST OF THE FOURTH CALENDAR YEAR AFTER THE EFFECTIVE DATE
OF THIS TITLE, THE COMMISSIONER SHALL COMPLETE A LIST OF COVERED MATERI-
ALS DETERMINED TO BE RECYCLABLE OR COMPOSTABLE AND COLLECTED STATEWIDE
THROUGH SYSTEMS OTHER THAN THE SYSTEM REQUIRED FOR COVERED MATERIALS ON
THE LIST ESTABLISHED IN SUBDIVISION ONE OF THIS SECTION.
3. THE COMMISSIONER SHALL CONSULT WITH THE ADVISORY BOARD, PRODUCER
RESPONSIBILITY ORGANIZATIONS, SERVICE PROVIDERS, POLITICAL SUBDIVISIONS,
AND OTHER INTERESTED PARTIES TO DEVELOP OR AMEND THE RECYCLABLE OR
COMPOSTABLE COVERED MATERIALS LISTS AND SHALL REVIEW ANY REQUESTS BY
INTERESTED PARTIES FOR ADDITION OR REMOVAL OF COVERED MATERIALS FROM THE
LISTS CREATED UNDER THIS SECTION.
4. IN DEVELOPING THE LISTS UNDER SUBDIVISIONS ONE AND TWO OF THIS
SECTION, THE COMMISSIONER MAY CONSIDER THE FOLLOWING CRITERIA:
(A) CURRENT AVAILABILITY OF RECYCLING AND COMPOSTING COLLECTION
SERVICES;
(B) RECYCLING AND COMPOSTING PROCESSING INFRASTRUCTURE;
(C) CAPACITY AND TECHNOLOGY FOR SORTING COVERED MATERIALS;
(D) WHETHER A COVERED MATERIAL IS OF A TYPE AND FORM THAT IS REGULARLY
SORTED AND AGGREGATED INTO DEFINED STREAMS FOR RECYCLING PROCESSES OR IS
INCLUDED IN A RELEVANT INSTITUTE OF SCRAP RECYCLING INDUSTRIES SPECIFI-
CATION OR ITS SUCCESSORS;
(E) AVAILABILITY OF RESPONSIBLE MARKETS;
(F) PRESENCE AND AMOUNT OF PROCESSING RESIDUALS AND CONTAMINATION;
(G) QUANTITY OF COVERED MATERIAL ESTIMATED TO BE AVAILABLE AND RECOV-
ERABLE;
(H) PROJECTED FUTURE CONDITIONS FOR THE CRITERIA IN PARAGRAPHS (A),
(B), (C), (D), (E), (F) AND (G) OF THIS SUBDIVISION; AND
(I) OTHER CRITERIA OR FACTORS, AS DETERMINED BY THE COMMISSIONER.
5. THE COMMISSIONER MAY AMEND A LIST COMPLETED UNDER THIS SECTION AT
ANY TIME AND SHALL PROVIDE AMENDED LISTS TO PRODUCER RESPONSIBILITY
ORGANIZATIONS WITHIN A REASONABLE AMOUNT OF TIME AFTER ADOPTING AN
AMENDMENT. PRODUCER RESPONSIBILITY ORGANIZATIONS SHALL PROVIDE AMENDED
LISTS TO SERVICE PROVIDERS AFTER RECEIVING THE AMENDMENT AND WORK TO
INCORPORATE CHANGES IN RELEVANT SERVICE PROVIDER REIMBURSEMENT RATES
WITHIN A YEAR.
6. (A) A PRODUCER MAY REQUEST THE COMMISSIONER, ON A FORM PRESCRIBED
BY THE COMMISSIONER, TO CLASSIFY AS AN EXEMPT MATERIAL ONE OR MORE TYPES
OF PACKAGING. THE COMMISSIONER SHALL SUBMIT THE REQUEST TO THE ADVISORY
BOARD FOR REVIEW AND COMMENT BEFORE APPROVING OR DENYING THE REQUEST.
(B) THE COMMISSIONER MAY APPROVE THE REQUEST ONLY IF THE COMMISSIONER
DETERMINES THAT A SPECIFIC FEDERAL OR STATE HEALTH AND SAFETY REQUIRE-
MENT PREVENTS THE PACKAGING FROM BEING WASTE REDUCED OR MADE REUSABLE,
RECYCLABLE, OR COMPOSTABLE.
(C) THE COMMISSIONER SHALL REVIEW AND APPROVE, DENY, OR REQUEST ADDI-
TIONAL INFORMATION FOR A REQUEST TO CLASSIFY PACKAGING AS AN EXEMPT
S. 5062 25
MATERIAL NO LATER THAN ONE HUNDRED TWENTY DAYS AFTER THE DATE THE
COMMISSIONER RECEIVES THE REQUEST.
(D) THE COMMISSIONER SHALL POST ON THE DEPARTMENT'S WEBSITE A LIST OF
MATERIALS EXEMPTED UNDER THIS SUBDIVISION.
(E) AN EXEMPTION GRANTED UNDER THIS SUBDIVISION EXPIRES TWO YEARS
AFTER THE DATE A REQUEST WAS APPROVED BY THE COMMISSIONER. A MATERIAL
CLASSIFIED AS EXEMPT UNDER THIS SUBDIVISION BECOMES A COVERED MATERIAL
IMMEDIATELY UPON EXPIRATION OF THE EXEMPTION. A PRODUCER MAY REAPPLY
ACCORDING TO THIS SUBDIVISION.
§ 27-3427. PRODUCER FEES.
1. A PRODUCER RESPONSIBILITY ORGANIZATION SHALL ANNUALLY COLLECT A FEE
FROM EACH MEMBER PRODUCER THAT SHALL:
(A) VARY BASED ON THE TOTAL AMOUNT OF COVERED MATERIALS EACH PRODUCER
INTRODUCES IN THE PRIOR YEAR CALCULATED ON A PER-UNIT BASIS, SUCH AS PER
TON, PER ITEM, OR ANOTHER UNIT OF MEASUREMENT;
(B) WITHIN ACCOUNTING CONSTRAINTS ALLOCATE COSTS BY MATERIAL AND PACK-
AGING TYPE PURSUANT TO THE STATEMENTS ON MANAGEMENT ACCOUNTING. THIS
ALLOCATION AND CORRESPONDING REVENUE SHALL BE INCLUDED IN THE NOTES TO
THE FINANCIAL STATEMENTS;
(C) INCENTIVIZE USING MATERIALS AND DESIGN ATTRIBUTES THAT REDUCE THE
IMPACTS OF COVERED MATERIALS BY REDUCING THE AMOUNT OF:
(I) PACKAGING PER INDIVIDUAL COVERED MATERIAL THAT IS NECESSARY TO
EFFICIENTLY DELIVER A PRODUCT WITHOUT DAMAGE OR SPOILAGE AND WITHOUT
REDUCING ITS ABILITY TO BE RECYCLED;
(II) PAPER USED TO MANUFACTURE INDIVIDUAL PAPER PRODUCTS;
(III) INCREASING THE AMOUNT OF COVERED MATERIALS MANAGED IN A REUSE
SYSTEM;
(IV) INCREASING THE PROPORTION OF POSTCONSUMER MATERIAL IN COVERED
MATERIALS;
(V) ENHANCING THE RECYCLABILITY OR COMPOSTABILITY OF A COVERED MATERI-
AL; AND
(VI) INCREASING THE AMOUNT OF INPUTS DERIVED FROM RENEWABLE SOURCES;
(D) DISCOURAGE USING MATERIALS AND DESIGN ATTRIBUTES IN COVERED MATE-
RIALS WHOSE IMPACTS CAN BE REDUCED BY THE METHODS LISTED UNDER PARAGRAPH
(C) OF THIS SUBDIVISION;
(E) PRIORITIZE REUSE BY CHARGING COVERED MATERIALS THAT ARE MANAGED
THROUGH A REUSE SYSTEM ONLY ONCE, UPON INITIAL ENTRY INTO THE MARKET-
PLACE; AND
(F) GENERATE REVENUE SUFFICIENT TO PAY IN FULL:
(I) THE FEE REQUIRED UNDER SECTION 27-3407 OF THIS TITLE;
(II) FINANCIAL OBLIGATIONS TO COMPLETE ACTIVITIES DESCRIBED IN AN
APPROVED STEWARDSHIP PLAN AND TO REIMBURSE SERVICE PROVIDERS UNDER
SECTION 27-3429 OF THIS TITLE;
(III) THE OPERATING COSTS OF THE PRODUCER RESPONSIBILITY ORGANIZATION;
AND
(IV) FOR ESTABLISHMENT AND MAINTENANCE OF A FINANCIAL RESERVE THAT IS
SUFFICIENT TO OPERATE THE PROGRAM IN A FISCALLY PRUDENT AND RESPONSIBLE
MANNER.
2. REVENUE COLLECTED UNDER THIS SECTION THAT EXCEEDS THE AMOUNT NEEDED
TO PAY THE COSTS DESCRIBED IN PARAGRAPH (F) OF SUBDIVISION ONE OF THIS
SECTION SHALL BE USED TO IMPROVE OR ENHANCE PROGRAM OUTCOMES OR TO
REDUCE PRODUCER FEES ACCORDING TO PROVISIONS OF AN APPROVED STEWARDSHIP
PLAN.
3. FEES COLLECTED UNDER THIS SECTION MAY NOT BE USED FOR LOBBYING, AS
DEFINED IN SUBDIVISION (C) OF SECTION ONE-C OF THE LEGISLATIVE LAW.
§ 27-3429. SERVICE PROVIDER; REIMBURSEMENT.
S. 5062 26
1. THE REIMBURSEMENTS PROVIDED FOR COVERED SERVICES TO COVERED ENTI-
TIES, AT A MINIMUM, UNDER AN APPROVED STEWARDSHIP PLAN SHALL ONLY BE
PROVIDED TO SERVICE PROVIDERS THAT MEET THE PERFORMANCE STANDARDS ESTAB-
LISHED UNDER AN APPROVED STEWARDSHIP PLAN.
2. IF A COVERED ENTITY DOES NOT HAVE ACCESS TO COLLECTION SERVICES FOR
COVERED MATERIALS ON THE LIST ESTABLISHED PURSUANT TO SUBDIVISION ONE OF
SECTION 27-3425 OF THIS TITLE, WHERE COLLECTION SERVICES FOR MIXED
MUNICIPAL SOLID WASTE ARE BEING PROVIDED, THE PRODUCER RESPONSIBILITY
ORGANIZATION SHALL ENSURE THAT COLLECTION SERVICES ARE AVAILABLE TO THE
COVERED ENTITY THROUGH A SERVICE PROVIDER AT AN OPTIMAL LEVEL OF SERVICE
AND CONVENIENCE.
3. FOR INFRASTRUCTURE INVESTMENTS INCLUDED IN AN APPROVED STEWARDSHIP
PLAN, A PRODUCER RESPONSIBILITY ORGANIZATION SHALL USE THE FORMAL
COMPETITIVE PROCESS AS SET FORTH IN THE STEWARDSHIP PLAN, AND PUBLICLY
POST BID OPPORTUNITIES, EXCEPT THAT PREFERENCE SHALL BE GIVEN TO EXIST-
ING FACILITIES, PROVIDERS OF SERVICES, AND HOLDERS OF SERVICE ACCOUNTS
IN THE STATE FOR WASTE REDUCTION, REUSE, COLLECTION, RECYCLING, AND
COMPOSTING OF COVERED MATERIALS. THE PRODUCER RESPONSIBILITY ORGANIZA-
TION MAY INCLUDE AN ALTERNATIVE BIDDING PROCESS IN THE STEWARDSHIP PLAN.
4. (A) AN APPROVED STEWARDSHIP PLAN SHALL PROVIDE A METHODOLOGY FOR
REIMBURSEMENT RATES FOR COVERED SERVICES FOR COVERED MATERIALS, EXCLU-
SIVE OF EXEMPT MATERIALS. THE METHODOLOGY FOR REIMBURSEMENT RATES SHALL
CONSIDER ESTIMATED REVENUE RECEIVED BY SERVICE PROVIDERS FROM THE SALE
OF COVERED MATERIALS BASED UPON RELEVANT MATERIAL INDICES AND INCORPO-
RATE RELEVANT COST INFORMATION IDENTIFIED BY THE NEEDS ASSESSMENT.
REIMBURSEMENT RATES SHALL BE ANNUALLY UPDATED AND REFLECT THE NET COSTS
FOR COVERED SERVICES FOR COVERED MATERIALS FROM COVERED ENTITIES, AT A
MINIMUM. REIMBURSEMENT RATES SHALL BE ESTABLISHED EQUIVALENT TO NET
COSTS AS ESTABLISHED BY A METHODOLOGY IN AN APPROVED PLAN AS FOLLOWS:
(I) NO LESS THAN FIFTY PERCENT OF THE NET COST BY FEBRUARY FIRST OF
THE FIFTH CALENDAR YEAR FOLLOWING THE EFFECTIVE DATE OF THIS TITLE;
(II) NO LESS THAN SEVENTY-FIVE PERCENT OF THE NET COST BY FEBRUARY
FIRST OF THE SIXTH CALENDAR YEAR FOLLOWING THE EFFECTIVE DATE OF THIS
TITLE; AND
(III) NO LESS THAN NINETY PERCENT OF THE NET COST BY FEBRUARY FIRST OF
THE SEVENTH CALENDAR YEAR FOLLOWING THE EFFECTIVE DATE OF THIS TITLE,
AND EACH YEAR THEREAFTER.
(B) REIMBURSEMENT RATES SHALL BE BASED ON THE FOLLOWING, AS APPLICABLE
BY THE SERVICE PROVIDED:
(I) THE COST TO COLLECT COVERED MATERIAL FOR RECYCLING, A PROPORTIONAL
SHARE OF COMPOSTING, OR REUSE ADJUSTED TO REFLECT CONDITIONS THAT AFFECT
THOSE COSTS, VARIED BY REGION OR JURISDICTION IN WHICH THE COVERED
SERVICES ARE PROVIDED, INCLUDING BUT NOT LIMITED TO:
(A) THE NUMBER AND TYPE OF COVERED ENTITIES;
(B) POPULATION DENSITY;
(C) COLLECTIONS METHODS EMPLOYED;
(D) DISTANCE TRAVELED BY COLLECTION VEHICLES TO CONSOLIDATION OR
TRANSFER FACILITIES; TO REUSE, RECYCLING, OR COMPOSTING FACILITIES; AND
TO RESPONSIBLE MARKETS;
(E) OTHER FACTORS THAT MAY CONTRIBUTE TO REGIONAL OR JURISDICTIONAL
COST DIFFERENCES;
(F) THE PROPORTION OF COVERED COMPOSTABLE MATERIALS WITHIN ALL SOURCE-
SEPARATED COMPOSTABLE MATERIALS COLLECTED OR MANAGED THROUGH COMPOSTING;
AND
(G) THE GENERAL QUALITY OF COVERED MATERIALS COLLECTED BY SERVICE
PROVIDERS;
S. 5062 27
(II) THE COST TO TRANSFER COLLECTED COVERED MATERIALS FROM CONSOL-
IDATION OR TRANSFER FACILITIES TO REUSING, PROCESSING, RECYCLING, OR
COMPOSTING FACILITIES OR TO RESPONSIBLE MARKETS;
(III) THE COST TO:
(A) SORT AND PROCESS COVERED MATERIALS FOR SALE OR USE AND REMOVE
CONTAMINATION FROM COVERED MATERIALS BY A RECYCLING OR COMPOSTING FACIL-
ITY, LESS THE AVERAGE FAIR MARKET VALUE FOR THAT COVERED MATERIAL BASED
ON MARKET INDICES FOR THE REGION; AND
(B) MANAGE CONTAMINATION REMOVED FROM COLLECTED COVERED MATERIAL;
(IV) ADMINISTRATIVE COSTS OF SERVICE PROVIDERS, INCLUDING EDUCATION,
PUBLIC AWARENESS CAMPAIGNS, AND OUTREACH PROGRAM COSTS AS APPLICABLE;
AND
(V) THE COSTS OF COVERED SERVICES FOR A REFILL SYSTEM OR COVERED
SERVICES PROVIDED FOR REUSABLE COVERED MATERIALS AND MANAGEMENT OF
CONTAMINATION.
(C) A SERVICE PROVIDER RETAINS ALL REVENUE FROM THE SALE OF COVERED
MATERIALS. NOTHING IN THIS TITLE MAY RESTRICT A SERVICE PROVIDER FROM
CHARGING A FEE FOR COVERED SERVICES OF COVERED MATERIALS TO THE EXTENT
THAT REIMBURSEMENT FROM A PRODUCER RESPONSIBILITY ORGANIZATION DOES NOT
COVER ALL COSTS OF SERVICES, INCLUDING CONTINUED INVESTMENT AND INNO-
VATION IN OPERATIONS, OPERATING PROFITS, AND RETURNS ON INVESTMENTS
REQUIRED BY A SERVICE PROVIDER TO PROVIDE SUSTAINABILITY OF THE
SERVICES.
(D) REIMBURSEMENT RATES MAY BE CALCULATED PER TON, BY HOUSEHOLD, OR BY
ANOTHER UNIT OF MEASUREMENT UNDER AN APPROVED STEWARDSHIP PLAN.
5. (A) NOTHING IN THIS SECTION SHALL BE CONSTRUED TO REQUIRE A POLI-
TICAL SUBDIVISION TO AGREE TO OPERATE UNDER A STEWARDSHIP PLAN, NOR DOES
IT RESTRICT THE AUTHORITY OF A POLITICAL SUBDIVISION TO PROVIDE WASTE
MANAGEMENT SERVICES TO RESIDENTS OR TO CONTRACT WITH ANY ENTITY TO
PROVIDE WASTE MANAGEMENT SERVICES. ANY POLITICAL SUBDIVISION THAT IS
ALSO A SERVICE PROVIDER IS ELIGIBLE TO BE REGISTERED WITH THE COMMIS-
SIONER AND REIMBURSED PER THE RATES AND SCHEDULE ESTABLISHED IN ACCORD-
ANCE WITH SUBDIVISION FOUR OF THIS SECTION.
(B) NOTHING IN THIS TITLE RESTRICTS THE AUTHORITY OF A POLITICAL
SUBDIVISION TO PROVIDE WASTE MANAGEMENT SERVICES TO RESIDENTS, TO
CONTRACT WITH ANY ENTITY TO PROVIDE WASTE MANAGEMENT SERVICES, OR TO
EXERCISE ITS AUTHORITY GRANTED UNDER SECTION ONE HUNDRED TWENTY-W OF THE
GENERAL MUNICIPAL LAW. A PRODUCER RESPONSIBILITY ORGANIZATION MAY NOT
RESTRICT OR OTHERWISE INTERFERE WITH A POLITICAL SUBDIVISION EXERCISING
ITS AUTHORITY PURSUANT TO SECTION ONE HUNDRED TWENTY-W OF THE GENERAL
MUNICIPAL LAW TO ORGANIZE COLLECTION OF SOLID WASTE, INCLUDING MATERIALS
COLLECTED FOR RECYCLING OR COMPOSTING, OR TO EXTEND, RENEW, OR OTHERWISE
MANAGE ANY CONTRACTS ENTERED INTO AS A RESULT OF EXERCISING SUCH AUTHOR-
ITY OR OTHERWISE RESULTING FROM A COMPETITIVE PROCUREMENT PROCESS. A
PRODUCER RESPONSIBILITY ORGANIZATION SHALL NOT BE REQUIRED TO REIMBURSE
A SERVICE PROVIDER OUTSIDE THE SCOPE OF A STEWARDSHIP PLAN. MUNICI-
PALITIES MAY NOT IMPOSE A MANDATE FOR COVERED MATERIALS OR ACTIVITIES
COVERED BY THIS TITLE.
6. A PRODUCER RESPONSIBILITY ORGANIZATION SHALL ESTABLISH A DISPUTE
RESOLUTION PROCESS UTILIZING THIRD-PARTY MEDIATORS FOR DISPUTES RELATED
TO REIMBURSEMENTS.
§ 27-3431. REPORTING.
1. (A) BY APRIL FIRST OF THE FIFTH CALENDAR YEAR FOLLOWING THE EFFEC-
TIVE DATE OF THIS TITLE, AND ANNUALLY THEREAFTER, A PRODUCER RESPONSI-
BILITY ORGANIZATION SHALL SUBMIT A WRITTEN REPORT TO THE COMMISSIONER
S. 5062 28
THAT CONTAINS, AT A MINIMUM, THE FOLLOWING INFORMATION FOR THE PREVIOUS
CALENDAR YEAR:
(I) THE AMOUNT OF COVERED MATERIALS INTRODUCED, BY EACH COVERED MATE-
RIALS TYPE, REPORTED IN THE SAME UNITS USED TO ESTABLISH FEES PURSUANT
TO PARAGRAPH (A) OF SUBDIVISION ONE OF SECTION 27-3427 OF THIS TITLE;
(II) PROGRESS MADE TOWARD THE PERFORMANCE TARGETS REPORTED IN THE SAME
UNITS USED TO ESTABLISH PRODUCER FEES PURSUANT TO PARAGRAPH (A) OF
SUBDIVISION ONE OF SECTION 27-3427 OF THIS TITLE, AND REPORTED STATEWIDE
AND FOR EACH COUNTY, INCLUDING:
(A) THE AMOUNT OF COVERED MATERIALS SUCCESSFULLY WASTE REDUCED,
REUSED, RECYCLED, AND COMPOSTED BY COVERED MATERIALS TYPE AND THE STRAT-
EGIES OR COLLECTION METHOD USED; AND
(B) INFORMATION ABOUT THIRD-PARTY CERTIFICATIONS OBTAINED;
(III) THE TOTAL COST TO IMPLEMENT THE PROGRAM AND A DETAILED
DESCRIPTION OF PROGRAM EXPENDITURES BY CATEGORY, INCLUDING:
(A) THE TOTAL AMOUNT OF PRODUCER FEES COLLECTED;
(B) A DESCRIPTION OF INFRASTRUCTURE INVESTMENTS MADE; AND
(C) A BREAKDOWN OF REIMBURSEMENTS BY COVERED SERVICES, COVERED ENTI-
TIES, AND REGIONS OF THE STATE;
(IV) A COPY OF A FINANCIAL AUDIT OF PROGRAM OPERATIONS CONDUCTED BY AN
INDEPENDENT AUDITOR APPROVED BY THE COMMISSIONER THAT MEETS THE REQUIRE-
MENTS OF THE FINANCIAL ACCOUNTING STANDARDS BOARD'S ACCOUNTING STANDARDS
UPDATE 2016-14, NOT-FOR-PROFIT ENTITIES (TOPIC 958), AS AMENDED;
(V) A DESCRIPTION OF PROGRAM PERFORMANCE PROBLEMS THAT EMERGED IN
SPECIFIC LOCATIONS AND EFFORTS TAKEN OR PROPOSED BY THE PRODUCER RESPON-
SIBILITY ORGANIZATION TO ADDRESS THEM;
(VI) A DISCUSSION OF TECHNICAL ASSISTANCE PROVIDED TO PRODUCERS
REGARDING TOXIC SUBSTANCES IN COVERED MATERIALS AND ACTIONS TAKEN BY
PRODUCERS TO REDUCE INTENTIONALLY ADDED TOXIC SUBSTANCES IN COVERED
MATERIALS BEYOND COMPLIANCE WITH PROHIBITIONS ALREADY ESTABLISHED IN
LAW;
(VII) A DESCRIPTION OF PUBLIC AWARENESS, EDUCATION, AND OUTREACH
ACTIVITIES UNDERTAKEN, INCLUDING ANY EVALUATIONS CONDUCTED OF THEIR
EFFICACY, PLANS FOR NEXT CALENDAR YEAR'S ACTIVITIES, AND AN EVALUATION
OF THE PROCESS ESTABLISHED BY THE PRODUCER RESPONSIBILITY ORGANIZATION
TO ANSWER QUESTIONS FROM CONSUMERS REGARDING COLLECTION, RECYCLING,
COMPOSTING, WASTE REDUCTION, AND REUSE ACTIVITIES; THE PRODUCER RESPON-
SIBILITY ORGANIZATION SHALL NOT BE REQUIRED TO PROVIDE A SERVICE UNDER
THIS SUBDIVISION ALREADY PROVIDED BY A STATE AGENCY;
(VIII) A SUMMARY OF CONSULTATIONS HELD WITH THE ADVISORY BOARD AND HOW
ANY FEEDBACK WAS INCORPORATED INTO THE REPORT AS A RESULT, TOGETHER WITH
A LIST OF REJECTED RECOMMENDATIONS AND THE REASONS FOR REJECTION;
(IX) A LIST OF PRODUCERS FOUND TO BE OUT OF COMPLIANCE WITH THIS TITLE
AND ACTIONS TAKEN BY THE PRODUCER RESPONSIBILITY ORGANIZATION TO RETURN
PRODUCERS TO COMPLIANCE, AND NOTIFICATION OF ANY PRODUCERS THAT ARE NO
LONGER PARTICIPATING IN THE PRODUCER RESPONSIBILITY ORGANIZATION OR HAVE
BEEN EXPELLED DUE TO THEIR LACK OF COMPLIANCE;
(X) PROPOSED AMENDMENTS TO THE STEWARDSHIP PLAN TO IMPROVE PROGRAM
PERFORMANCE OR REDUCE COSTS, INCLUDING CHANGES TO PRODUCER FEES, INFRAS-
TRUCTURE INVESTMENTS, OR REIMBURSEMENT RATES;
(XI) RECOMMENDATIONS FOR ADDITIONS OR REMOVAL OF COVERED MATERIALS TO
OR FROM THE RECYCLABLE OR COMPOSTABLE COVERED MATERIALS LISTS DEVELOPED
UNDER SECTION 27-3425 OF THIS TITLE; AND
(XII) INFORMATION REQUESTED BY THE COMMISSIONER TO EVALUATE THE EFFEC-
TIVENESS OF THE PROGRAM AS IT IS DESCRIBED IN THE STEWARDSHIP PLAN AND
TO ASSIST WITH DETERMINING COMPLIANCE WITH THIS TITLE.
S. 5062 29
(B) EVERY FOURTH YEAR AFTER A STEWARDSHIP PLAN IS APPROVED BY THE
COMMISSIONER, A PERFORMANCE AUDIT OF THE PROGRAM SHALL BE COMPLETED BY
THE PRODUCER RESPONSIBILITY ORGANIZATION. THE PERFORMANCE AUDIT SHALL
CONFORM TO AUDIT STANDARDS ESTABLISHED BY THE UNITED STATES GOVERNMENT
ACCOUNTABILITY OFFICE; THE NATIONAL ASSOCIATION OF STATE AUDITORS, COMP-
TROLLERS, AND TREASURERS; OR ANOTHER NATIONALLY RECOGNIZED ORGANIZATION
APPROVED BY THE COMMISSIONER.
2. A PRODUCER RESPONSIBILITY ORGANIZATION THAT FAILS TO MEET A
PERFORMANCE TARGET APPROVED IN A STEWARDSHIP PLAN SHALL, WITHIN NINETY
DAYS OF FILING AN ANNUAL REPORT UNDER THIS SECTION, FILE WITH THE
COMMISSIONER AN EXPLANATION OF THE FACTORS CONTRIBUTING TO THE FAILURE
AND PROPOSE AN AMENDMENT TO THE STEWARDSHIP PLAN SPECIFYING CHANGES IN
OPERATIONS THAT THE PRODUCER RESPONSIBILITY ORGANIZATION WILL MAKE THAT
ARE DESIGNED TO ACHIEVE THE PERFORMANCE TARGETS. IF A PERFORMANCE TARGET
IS UNMET DUE TO LACK OF POLITICAL SUBDIVISION PARTICIPATION IN THE
PROGRAM, THE COMMISSIONER MAY REVISE THE STATEWIDE REQUIREMENTS DEVEL-
OPED PURSUANT TO SUBDIVISION SEVEN OF SECTION 27-3423 OF THIS TITLE. IF
A REVISION TO THE STATEWIDE REQUIREMENTS IS COMPLETED BY THE COMMISSION-
ER, THE PRODUCER RESPONSIBILITY ORGANIZATION MAY REVISE THE PERFORMANCE
TARGETS AT THE SAME TIME. AN AMENDMENT FILED UNDER THIS SUBDIVISION
SHALL BE REVIEWED BY THE ADVISORY BOARD AND REVIEWED AND APPROVED BY THE
COMMISSIONER IN THE MANNER SPECIFIED IN SUBDIVISIONS TWO AND FOUR OF
SECTION 27-3423 OF THIS TITLE.
3. BY OCTOBER FIFTEENTH OF THE SEVENTH CALENDAR YEAR FOLLOWING THE
EFFECTIVE DATE OF THIS TITLE, AND EVERY TWO YEARS THEREAFTER, THE
COMMISSIONER SHALL SUBMIT A REPORT TO THE GOVERNOR AND TO THE CHAIRS AND
RANKING MINORITY MEMBERS OF THE LEGISLATIVE COMMITTEES WITH JURISDICTION
OVER SOLID WASTE. THE REPORT SHALL CONTAIN:
(A) A SUMMARY OF THE OPERATIONS OF THIS TITLE DURING THE PREVIOUS
YEARS;
(B) A SUMMARY OF THE NEEDS ASSESSMENT;
(C) A LINK TO REPORTS FILED UNDER SUBDIVISIONS ONE AND TWO OF THIS
SECTION;
(D) RECOMMENDATIONS FOR POLICY, STATUTORY, OR REGULATORY CHANGES TO
THE PROGRAM;
(E) AN ANALYSIS OF THE IMPACTS OF EXEMPTING CERTAIN MATERIALS FROM THE
DEFINITION OF COVERED MATERIALS AND OF EXEMPTING CERTAIN PERSONS FROM
THE DEFINITION OF PRODUCER;
(F) A LIST OF EFFORTS UNDERTAKEN BY THE COMMISSIONER TO ENFORCE AND
SECURE COMPLIANCE WITH THIS TITLE; AND
(G) ANY OTHER INFORMATION THE COMMISSIONER DEEMS TO BE RELEVANT.
4. SERVICE PROVIDERS SHALL PROVIDE PRODUCER RESPONSIBILITY ORGANIZA-
TIONS WITH DATA NECESSARY TO COMPLETE THE REPORTS REQUIRED BY THIS
SECTION UPON REQUEST.
§ 27-3433. PRODUCER RESPONSIBILITY ORGANIZATION WEBSITES.
A PRODUCER RESPONSIBILITY ORGANIZATION SHALL MAINTAIN A WEBSITE THAT
USES BEST PRACTICES FOR ACCESSIBILITY AND CONTAINS, INCLUDING, BUT NOT
LIMITED TO:
(A) INFORMATION REGARDING A PROCESS THAT MEMBERS OF THE PUBLIC CAN USE
TO CONTACT THE PRODUCER RESPONSIBILITY ORGANIZATION WITH QUESTIONS;
(B) A DIRECTORY OF ALL SERVICE PROVIDERS OPERATING UNDER THE STEWARD-
SHIP PLAN ADMINISTERED BY THE PRODUCER RESPONSIBILITY ORGANIZATION,
GROUPED BY LOCATION OR POLITICAL SUBDIVISION, AND INFORMATION ABOUT HOW
TO REQUEST SERVICE;
(C) REGISTRATION MATERIALS SUBMITTED TO THE COMMISSIONER UNDER SECTION
27-3407 OF THIS TITLE;
S. 5062 30
(D) THE DRAFT AND APPROVED STEWARDSHIP PLAN AND ANY DRAFT AND APPROVED
AMENDMENTS;
(E) INFORMATION ON HOW TO MANAGE MATERIALS INCLUDED IN LISTS ESTAB-
LISHED UNDER SECTION 27-3425 OF THIS TITLE;
(F) THE LIST OF EXEMPT MATERIALS AS DEFINED IN THIS TITLE AND COVERED
MATERIALS EXEMPT FROM PERFORMANCE TARGETS AND STATEWIDE REQUIREMENTS AS
APPROVED IN THE STEWARDSHIP PLAN;
(G) CURRENT AND ALL PAST NEEDS ASSESSMENTS;
(H) ANNUAL REPORTS SUBMITTED TO THE COMMISSIONER BY THE PRODUCER
RESPONSIBILITY ORGANIZATION;
(I) A LINK TO ADMINISTRATIVE RULES IMPLEMENTING THIS TITLE;
(J) COMMENTS OF THE ADVISORY BOARD ON THE DOCUMENTS LISTED IN SUBDIVI-
SIONS (D), (E), (F) AND (G) OF THIS SECTION AND THE RESPONSES OF THE
PRODUCER RESPONSIBILITY ORGANIZATION TO SUCH COMMENTS;
(K) THE NAMES OF PRODUCERS AND BRANDS THAT ARE NOT IN COMPLIANCE WITH
SECTION 27-3417 OF THIS TITLE;
(L) A LIST, UPDATED AT LEAST MONTHLY, OF ALL MEMBER PRODUCERS THAT
WILL OPERATE UNDER THE STEWARDSHIP PLAN ADMINISTERED BY THE PRODUCER
RESPONSIBILITY ORGANIZATION AND, FOR EACH PRODUCER, A LIST OF ALL BRANDS
OF THE PRODUCER'S COVERED MATERIALS; AND
(M) EDUCATION MATERIALS ON WASTE REDUCTION, REUSE, RECYCLING, AND
COMPOSTING FOR PRODUCERS AND THE GENERAL PUBLIC.
§ 27-3435. ANTICOMPETITIVE CONDUCT.
A PRODUCER RESPONSIBILITY ORGANIZATION THAT ARRANGES COLLECTION, RECY-
CLING, COMPOSTING, WASTE REDUCTION, OR REUSE SERVICES UNDER THIS TITLE
MAY ENGAGE IN ANTICOMPETITIVE CONDUCT TO THE EXTENT NECESSARY TO PLAN
AND IMPLEMENT COLLECTION, RECYCLING, COMPOSTING, WASTE REDUCTION, OR
REUSE SYSTEMS TO MEET THE OBLIGATIONS UNDER THIS TITLE, AND IS IMMUNE
FROM LIABILITY UNDER STATE LAWS RELATING TO ANTITRUST, RESTRAINT OF
TRADE, AND UNFAIR TRADE PRACTICES.
§ 27-3437. RULEMAKING.
THE COMMISSIONER MAY ADOPT ANY RULES AND REGULATIONS NECESSARY FOR THE
IMPLEMENTATION OF THIS TITLE.
§ 27-3439. PROVIDING INFORMATION.
UPON REQUEST OF THE COMMISSIONER FOR PURPOSES OF DETERMINING COMPLI-
ANCE WITH THIS TITLE, OR FOR PURPOSES OF IMPLEMENTING THIS TITLE, A
PERSON SHALL FURNISH TO THE COMMISSIONER ANY INFORMATION THAT THE PERSON
HAS OR MAY REASONABLY OBTAIN.
§ 27-3441. DEPOSIT RETURN SYSTEM.
THIS TITLE SHALL NOT APPLY TO CONTAINERS SUBJECT TO TITLE TEN OF THIS
ARTICLE.
§ 27-3443. ENFORCEMENT.
THE COMMISSIONER SHALL ENFORCE THE PROVISIONS OF THIS TITLE AS
PROVIDED UNDER THIS SECTION.
1. ANY PERSON WHO VIOLATES ANY OF THE PROVISIONS OF, OR WHO FAILS TO
PERFORM ANY DUTY IMPOSED BY, THIS TITLE OR ANY RULE OR REGULATION
PROMULGATED PURSUANT THERETO, OR ANY FINAL DETERMINATION OR ORDER OF THE
COMMISSIONER MADE PURSUANT TO THIS TITLE SHALL BE LIABLE FOR A CIVIL
PENALTY NOT TO EXCEED SEVEN THOUSAND FIVE HUNDRED DOLLARS FOR EACH SUCH
VIOLATION AND AN ADDITIONAL PENALTY OF NOT MORE THAN ONE THOUSAND FIVE
HUNDRED DOLLARS FOR EACH DAY DURING WHICH SUCH VIOLATION CONTINUES, TO
BE ASSESSED BY THE COMMISSIONER AFTER AN OPPORTUNITY TO BE HEARD PURSU-
ANT TO THE PROVISIONS OF SECTION 71-1709 OF THIS CHAPTER, OR BY THE
COURT IN ANY ACTION OR PROCEEDING PURSUANT TO SECTION 71-2727 OF THIS
CHAPTER, AND, IN ADDITION THERETO, SUCH PERSON MAY BY SIMILAR PROCESS BE
ENJOINED FROM CONTINUING SUCH VIOLATION.
S. 5062 31
§ 27-3445. PACKAGING PRODUCT STEWARDSHIP ACCOUNT.
1. THE PACKAGING PRODUCT STEWARDSHIP ACCOUNT IS ESTABLISHED AS A SEPA-
RATE ACCOUNT IN THE SPECIAL REVENUE FUND IN THE STATE TREASURY. APPRO-
PRIATIONS AND TRANSFERS TO THE ACCOUNT AND FEES COLLECTED UNDER SECTION
27-3407 OF THIS TITLE SHALL BE CREDITED TO THE ACCOUNT. EARNINGS, SUCH
AS INTEREST, DIVIDENDS, AND ANY OTHER EARNINGS ARISING FROM ASSETS OF
THE ACCOUNT, SHALL BE CREDITED TO THE ACCOUNT. MONEY REMAINING IN THE
ACCOUNT AT THE END OF A FISCAL YEAR DOES NOT CANCEL TO THE GENERAL FUND
BUT REMAINS IN THE ACCOUNT UNTIL EXPENDED.
2. MONEY FROM THE ACCOUNT IS APPROPRIATED TO THE COMMISSIONER TO PAY
THE REASONABLE COSTS OF THE DEPARTMENT'S TO ADMINISTER THE PROVISIONS OF
THIS TITLE.
§ 2. This act shall take effect on the first day of the second calen-
dar month following the date on which it shall have become a law.