S T A T E O F N E W Y O R K
________________________________________________________________________
9933
I N S E N A T E
April 16, 2026
___________
Introduced by Sen. COMRIE -- read twice and ordered printed, and when
printed to be committed to the Committee on Energy and Telecommuni-
cations
AN ACT to amend the public service law, in relation to requiring an
administrative law judge to oversee the settlement negotiation process
in major electric, natural gas, water, and steam rate increase
proceedings before the public service commission
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Section 66 of the public service law is amended by adding a
new subdivision 33 to read as follows:
33. (A) IN ANY RATE PROCEEDING, UPON THE UTILITY FILING OF A NOTICE OF
IMPENDING NEGOTIATIONS PURSUANT TO THE DEPARTMENT'S RULES AND REGU-
LATIONS, THE DEPARTMENT SHALL ASSIGN AN ADMINISTRATIVE LAW JUDGE OR
JUDGES WHO HAVE RECEIVED TRAINING IN MEDIATION AND FACILITATION FROM AN
ORGANIZATION CERTIFIED TO PROVIDE SUCH TRAINING TO PRESIDE OVER THE
SETTLEMENT PROCESS. THE SETTLEMENT ADMINISTRATIVE LAW JUDGE OR JUDGES
SHALL PRESIDE OVER ALL RATE CASE SETTLEMENT NEGOTIATIONS FOR THE PURPOSE
OF ENSURING AN ORDERLY, CONSISTENT, FAIR, AND EFFICIENT PROCESS BY
ESTABLISHING STRUCTURE FOR THE NEGOTIATIONS, REDUCING IMPEDIMENTS TO
PARTICIPATION, AND ENCOURAGING OPEN COMMUNICATION. AMONG THE TASKS THE
JUDGE OR JUDGES SHALL PERFORM ARE COORDINATING SCHEDULING AND FACILITAT-
ING MEETINGS. THE JUDGE OR JUDGES SHALL OVERSEE THE SETTLEMENT PROCESS
IN A CONSISTENT AND PREDICTABLE MANNER SO THAT THE PROCESS ITSELF IS
SIMILAR FOR EACH RATE PROCEEDING AND NOT DEPENDENT ON THE INDIVIDUAL
JUDGE OR JUDGES ASSIGNED. TO ENSURE CONSISTENCY IN THE PROCESS, THE
DEPARTMENT SHALL CREATE AND SHARE PUBLIC STANDARDS EXPLAINING HOW THE
SETTLEMENT PROCESS SHALL BE ORGANIZED AND ADMINISTERED. AT THE REQUEST
OF ANY PARTY, THE JUDGE OR JUDGES MAY FUNCTION AS A MEDIATOR IN REGARD
TO ANY PARTICULAR TOPIC UNLESS ANOTHER PARTY THAT IS CONCERNED ABOUT THE
SAME TOPIC OBJECTS.
(B) AS USED IN THIS SUBDIVISION, THE FOLLOWING TERMS SHALL HAVE THE
FOLLOWING MEANINGS:
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD15469-01-6
S. 9933 2
(I) "SETTLEMENT ADMINISTRATIVE LAW JUDGE" OR "JUDGE" SHALL MEAN AN
ADMINISTRATIVE LAW JUDGE ASSIGNED BY THE DEPARTMENT TO OVERSEE SETTLE-
MENT NEGOTIATIONS INSTITUTED BY THE UTILITY FILING OF IMPENDING NEGOTI-
ATIONS PURSUANT TO THE DEPARTMENT'S RULES AND REGULATIONS.
(II) "SETTLEMENT PROCESS" SHALL MEAN A SET OF FORMAL NEGOTIATIONS OF
THE PARTIES ORGANIZED BY THE DEPARTMENT THAT IS INTENDED TO RESOLVE ALL
OR SOME OF THE ISSUES IN ANY RATE PROCEEDING AND LEAD TO A JOINT
PROPOSAL.
(III) "JOINT PROPOSAL" SHALL MEAN A NEGOTIATED SETTLEMENT AGREEMENT
SIGNED BY TWO OR MORE PARTIES IN A RATE PROCEEDING.
§ 2. Section 80 of the public service law is amended by adding a new
subdivision 13 to read as follows:
13. (A) IN ANY RATE PROCEEDING, UPON THE UTILITY FILING OF A NOTICE OF
IMPENDING NEGOTIATIONS PURSUANT TO THE DEPARTMENT'S RULES AND REGU-
LATIONS, THE DEPARTMENT SHALL ASSIGN AN ADMINISTRATIVE LAW JUDGE OR
JUDGES WHO HAVE RECEIVED TRAINING IN MEDIATION AND FACILITATION FROM AN
ORGANIZATION CERTIFIED TO PROVIDE SUCH TRAINING TO PRESIDE OVER THE
SETTLEMENT PROCESS. THE SETTLEMENT ADMINISTRATIVE LAW JUDGE OR JUDGES
SHALL PRESIDE OVER ALL RATE CASE SETTLEMENT NEGOTIATIONS FOR THE PURPOSE
OF ENSURING AN ORDERLY, CONSISTENT, FAIR, AND EFFICIENT PROCESS BY
ESTABLISHING STRUCTURE FOR THE NEGOTIATIONS, REDUCING IMPEDIMENTS TO
PARTICIPATION, AND ENCOURAGING OPEN COMMUNICATION. AMONG THE TASKS THE
JUDGE OR JUDGES SHALL PERFORM ARE COORDINATING SCHEDULING AND FACILITAT-
ING MEETINGS. THE JUDGE OR JUDGES SHALL OVERSEE THE SETTLEMENT PROCESS
IN A CONSISTENT AND PREDICTABLE MANNER SO THAT THE PROCESS ITSELF IS
SIMILAR FOR EACH RATE PROCEEDING AND NOT DEPENDENT ON THE INDIVIDUAL
JUDGE OR JUDGES ASSIGNED. TO ENSURE CONSISTENCY IN THE PROCESS, THE
DEPARTMENT SHALL CREATE AND SHARE PUBLIC STANDARDS EXPLAINING HOW THE
SETTLEMENT PROCESS SHALL BE ORGANIZED AND ADMINISTERED. AT THE REQUEST
OF ANY PARTY, THE JUDGE OR JUDGES MAY FUNCTION AS A MEDIATOR IN REGARD
TO ANY PARTICULAR TOPIC UNLESS ANOTHER PARTY THAT IS CONCERNED ABOUT THE
SAME TOPIC OBJECTS.
(B) AS USED IN THIS SUBDIVISION, THE FOLLOWING TERMS SHALL HAVE THE
FOLLOWING MEANINGS:
(I) "SETTLEMENT ADMINISTRATIVE LAW JUDGE" SHALL MEAN AN ADMINISTRATIVE
LAW JUDGE ASSIGNED BY THE DEPARTMENT TO OVERSEE SETTLEMENT NEGOTIATIONS
INSTITUTED BY THE UTILITY FILING OF IMPENDING NEGOTIATIONS PURSUANT TO
SECTION 3.9 OF THE DEPARTMENT'S RULES AND REGULATIONS.
(II) "SETTLEMENT PROCESS" SHALL MEAN A SET OF FORMAL NEGOTIATIONS OF
THE PARTIES ORGANIZED BY THE DEPARTMENT THAT IS INTENDED TO RESOLVE ALL
OR SOME OF THE ISSUES IN ANY RATE PROCEEDING AND LEAD TO A JOINT
PROPOSAL.
(III) "JOINT PROPOSAL" SHALL MEAN A NEGOTIATED SETTLEMENT AGREEMENT
SIGNED BY TWO OR MORE PARTIES IN A RATE PROCEEDING.
§ 3. Section 89-c of the public service law is amended by adding a new
subdivision 18 to read as follows:
18. (A) IN ANY RATE PROCEEDING, UPON THE UTILITY FILING OF A NOTICE OF
IMPENDING NEGOTIATIONS PURSUANT TO THE DEPARTMENT'S RULES AND REGU-
LATIONS, THE DEPARTMENT SHALL ASSIGN AN ADMINISTRATIVE LAW JUDGE OR
JUDGES WHO HAVE RECEIVED TRAINING IN MEDIATION AND FACILITATION FROM AN
ORGANIZATION CERTIFIED TO PROVIDE SUCH TRAINING TO PRESIDE OVER THE
SETTLEMENT PROCESS. THE SETTLEMENT ADMINISTRATIVE LAW JUDGE OR JUDGES
SHALL PRESIDE OVER ALL RATE CASE SETTLEMENT NEGOTIATIONS FOR THE PURPOSE
OF ENSURING AN ORDERLY, CONSISTENT, FAIR, AND EFFICIENT PROCESS BY
ESTABLISHING STRUCTURE FOR THE NEGOTIATIONS, REDUCING IMPEDIMENTS TO
PARTICIPATION, AND ENCOURAGING OPEN COMMUNICATION. AMONG THE TASKS THE
S. 9933 3
JUDGE OR JUDGES SHALL PERFORM ARE COORDINATING SCHEDULING AND FACILITAT-
ING MEETINGS. THE JUDGE OR JUDGES SHALL OVERSEE THE SETTLEMENT PROCESS
IN A CONSISTENT AND PREDICTABLE MANNER SO THAT THE PROCESS ITSELF IS
SIMILAR FOR EACH RATE PROCEEDING AND NOT DEPENDENT ON THE INDIVIDUAL
JUDGE OR JUDGES ASSIGNED. TO ENSURE CONSISTENCY IN THE PROCESS, THE
DEPARTMENT SHALL CREATE AND SHARE PUBLIC STANDARDS EXPLAINING HOW THE
SETTLEMENT PROCESS SHALL BE ORGANIZED AND ADMINISTERED. AT THE REQUEST
OF ANY PARTY, THE JUDGE OR JUDGES MAY FUNCTION AS A MEDIATOR IN REGARD
TO ANY PARTICULAR TOPIC UNLESS ANOTHER PARTY THAT IS CONCERNED ABOUT THE
SAME TOPIC OBJECTS.
(B) AS USED IN THIS SUBDIVISION, THE FOLLOWING TERMS SHALL HAVE THE
FOLLOWING MEANINGS:
(I) "SETTLEMENT ADMINISTRATIVE LAW JUDGE" SHALL MEAN AN ADMINISTRATIVE
LAW JUDGE ASSIGNED BY THE DEPARTMENT TO OVERSEE SETTLEMENT NEGOTIATIONS
INSTITUTED BY THE UTILITY FILING OF IMPENDING NEGOTIATIONS PURSUANT TO
SECTION 3.9 OF THE DEPARTMENT'S RULES AND REGULATIONS.
(II) "SETTLEMENT PROCESS" SHALL MEAN A SET OF FORMAL NEGOTIATIONS OF
THE PARTIES ORGANIZED BY THE DEPARTMENT THAT IS INTENDED TO RESOLVE ALL
OR SOME OF THE ISSUES IN ANY RATE PROCEEDING AND LEAD TO A JOINT
PROPOSAL.
(III) "JOINT PROPOSAL" SHALL MEAN A NEGOTIATED SETTLEMENT AGREEMENT
SIGNED BY TWO OR MORE PARTIES IN A RATE PROCEEDING.
§ 4. This act shall take effect on the one hundred twentieth day after
it shall have become a law, and shall apply to public service commission
proceedings initiated on or after such date. Effective immediately, the
addition, amendment and/or repeal of any rule or regulation necessary
for the implementation of this act on its effective date are authorized
to be made and completed on or before such effective date.