S T A T E O F N E W Y O R K
________________________________________________________________________
9976
I N S E N A T E
April 20, 2026
___________
Introduced by Sen. COMRIE -- read twice and ordered printed, and when
printed to be committed to the Committee on Energy and Telecommuni-
cations
AN ACT to amend the public service law, in relation to allowing issues
before the public service commission to be determined publicly rather
than through settlement discussions not open to the public
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Section 66 of the public service law is amended by adding a
new subdivision 33 to read as follows:
33. (A) IN ANY RATE PROCEEDING, ANY PARTY MAY SEEK TO SEVER FROM
CONSIDERATION IN THE SETTLEMENT PROCESS OR INCLUSION IN ANY JOINT
PROPOSAL ANY SUBSTANTIVE ISSUE THAT IT DISCUSSED IN ITS DIRECT TESTIMONY
THROUGH A MOTION TO THE PRESIDING ADMINISTRATIVE LAW JUDGE THAT IS FILED
NO LATER THAN TEN DAYS AFTER THE LAST PERMITTED DATE FOR THE FILING OF
REPLY TESTIMONY BY PARTIES. SUCH MOTION SHALL INDICATE THE SUBSTANTIVE
ISSUE OR ISSUES FOR WHICH THE MOVING PARTY SEEKS SEVERANCE AND THE
RELATED PAGE NUMBERS IN THE MOVING PARTY'S TESTIMONY. PARTIES MAY FILE
RESPONSIVE MOTIONS WITHIN TEN DAYS SUPPORTING OR CHALLENGING THE MOVING
PARTY'S ASSERTION THAT IT DEVELOPED THE IDENTIFIED SUBSTANTIVE ISSUE OR
ISSUES IN ITS DIRECT TESTIMONY. THE PRESIDING ADMINISTRATIVE LAW JUDGE
SHALL ISSUE A WRITTEN RULING WITHIN FIFTEEN DAYS AFTER THE FILING OF
RESPONSES THAT PROVIDES THE REASONS FOR CONCLUDING THAT THE MOVING PARTY
DID OR DID NOT PROVIDE A SUBSTANTIVE ISSUE OR SUBSTANTIVE ISSUES IN ITS
TESTIMONY. THE MOVING PARTY MAY APPEAL THE ADMINISTRATIVE LAW JUDGE'S
DECISION TO THE COMMISSION THROUGH A REQUEST FOR INTERLOCUTORY REVIEW
PURSUANT TO THE DEPARTMENT'S RULES.
(B) UPON THE GRANTING OF THE MOTION BY THE ADMINISTRATIVE LAW JUDGE,
OR OF THE REQUEST FOR INTERLOCUTORY REVIEW BY THE COMMISSION, THE IDEN-
TIFIED SUBSTANTIVE ISSUE OR ISSUES MAY BE DISCUSSED IN SETTLEMENT NEGO-
TIATIONS DURING THE FIRST SIXTY DAYS AFTER THE FORMAL COMMENCEMENT OF
SETTLEMENT NEGOTIATIONS. AFTER SIXTY DAYS HAVE ELAPSED, DISPOSITION OF
THE SUBSTANTIVE ISSUES OR ISSUES SHALL BE SUBJECT TO THE LITIGATION
PROCESS ONLY UNLESS THE MOVING PARTY ADVISES THE PARTIES, ADMINISTRATIVE
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD15110-01-6
S. 9976 2
LAW JUDGE, AND COMMISSION IN WRITING THAT IT WAIVES ITS RIGHT TO SEVER
THE IDENTIFIED SUBSTANTIVE ISSUE OR ISSUES FROM THE SETTLEMENT PROCESS
AND AGREES TO ALLOW DISCUSSION OF SUCH ISSUES IN SETTLEMENT NEGOTIATIONS
AND POTENTIAL INCLUSION IN A JOINT PROPOSAL. WAIVING THE RIGHT TO SEVER
DOES NOT PRECLUDE THE MOVING PARTY FROM OBJECTING TO ANY PROVISION
INCLUDED IN A FILED JOINT PROPOSAL.
(C) AS USED IN THIS SUBDIVISION, THE FOLLOWING TERMS SHALL HAVE THE
FOLLOWING MEANINGS:
(I) "JOINT PROPOSAL" SHALL MEAN A NEGOTIATED SETTLEMENT AGREEMENT
SIGNED BY TWO OR MORE PARTIES IN A RATE PROCEEDING.
(II) "INTERLOCUTORY REVIEW" SHALL MEAN A MOTION TO THE COMMISSION
REQUESTING REVIEW OF A RULING BY AN ADMINISTRATIVE LAW JUDGE.
(III) THE "MOVING PARTY" SHALL MEAN THE PARTY WHO SEEKS SEVERANCE OF
AN ISSUE OR ISSUES UNDER THIS SUBDIVISION.
(IV) "PARTY" SHALL MEAN ANY PARTY TO A COMMISSION RATE PROCEEDING
OTHER THAN THE DEPARTMENT OR THE UTILITY.
(V) "SETTLEMENT PROCESS" SHALL MEAN A SET OF FORMAL NEGOTIATIONS OF
THE PARTIES ORGANIZED BY THE DEPARTMENT THAT IS INTENDED TO RESOLVE ALL
OR SOME OF THE ISSUES IN ANY RATE PROCEEDING AND LEAD TO A JOINT
PROPOSAL.
(VI) "SUBSTANTIVE ISSUE" SHALL MEAN AN ISSUE IN WHICH TESTIMONY BY A
MOVING PARTY CONTAINS ALLEGATIONS OF FACTS OR LAW, WHICH, AFTER FURTHER
DEVELOPMENT THROUGH THE LITIGATION PROCESS, INCLUDING EVIDENTIARY HEAR-
INGS, INTERROGATORIES OR DISCOVERY, MAY BE MATERIAL TO THE RESOLUTION OF
THE ISSUE IN THE RECOMMENDED DECISION OR FINAL ORDER. THE INTENT OF THIS
DEFINITION IS TO PERMIT ANY ALLEGATION OF FACT WITH ANY EVIDENTIARY
SUPPORT OR LEGAL CLAIM TO MEET THIS STANDARD; WHERE THE ISSUE CONCERNS
AT LEAST IN PART A FACTUAL ALLEGATION, ONLY CONCLUSORY ASSERTIONS OF
FACT WITHOUT ANY EVIDENTIARY SUPPORT IN THE MOVING PARTY'S TESTIMONY ARE
NOT SUBSTANTIVE.
§ 2. Section 89-c of the public service law is amended by adding a new
subdivision 18 to read as follows:
18. (A) IN ANY RATE PROCEEDING, ANY PARTY MAY SEEK TO SEVER FROM
CONSIDERATION IN THE SETTLEMENT PROCESS OR INCLUSION IN ANY JOINT
PROPOSAL ANY SUBSTANTIVE ISSUE THAT IT DISCUSSED IN ITS DIRECT TESTIMONY
THROUGH A MOTION TO THE PRESIDING ADMINISTRATIVE LAW JUDGE THAT IS FILED
NO LATER THAN TEN DAYS AFTER THE LAST PERMITTED DATE FOR THE FILING OF
REPLY TESTIMONY BY PARTIES. SUCH MOTION SHALL INDICATE THE SUBSTANTIVE
ISSUE OR ISSUES FOR WHICH THE MOVING PARTY SEEKS SEVERANCE AND THE
RELATED PAGE NUMBERS IN THE MOVING PARTY'S TESTIMONY. PARTIES MAY FILE
RESPONSIVE MOTIONS WITHIN TEN DAYS SUPPORTING OR CHALLENGING THE MOVING
PARTY'S ASSERTION THAT IT DEVELOPED THE IDENTIFIED SUBSTANTIVE ISSUE OR
ISSUES IN ITS DIRECT TESTIMONY. THE PRESIDING ADMINISTRATIVE LAW JUDGE
SHALL ISSUE A WRITTEN RULING WITHIN FIFTEEN DAYS AFTER THE FILING OF
RESPONSES THAT PROVIDES THE REASONS FOR CONCLUDING THAT THE MOVING PARTY
DID OR DID NOT PROVIDE A SUBSTANTIVE ISSUE OR SUBSTANTIVE ISSUES IN ITS
TESTIMONY. THE MOVING PARTY MAY APPEAL THE ADMINISTRATIVE LAW JUDGE'S
DECISION TO THE COMMISSION THROUGH A REQUEST FOR INTERLOCUTORY REVIEW
PURSUANT TO THE DEPARTMENT'S RULES.
(B) UPON THE GRANTING OF THE MOTION BY THE ADMINISTRATIVE LAW JUDGE,
OR OF THE REQUEST FOR INTERLOCUTORY REVIEW BY THE COMMISSION, THE IDEN-
TIFIED SUBSTANTIVE ISSUE OR ISSUES MAY BE DISCUSSED IN SETTLEMENT NEGO-
TIATIONS DURING THE FIRST SIXTY DAYS AFTER THE FORMAL COMMENCEMENT OF
SETTLEMENT NEGOTIATIONS. AFTER SIXTY DAYS HAVE ELAPSED, DISPOSITION OF
THE SUBSTANTIVE ISSUES OR ISSUES SHALL BE SUBJECT TO THE LITIGATION
PROCESS ONLY UNLESS THE MOVING PARTY ADVISES THE PARTIES, ADMINISTRATIVE
S. 9976 3
LAW JUDGE, AND COMMISSION IN WRITING THAT IT WAIVES ITS RIGHT TO SEVER
THE IDENTIFIED SUBSTANTIVE ISSUE OR ISSUES FROM THE SETTLEMENT PROCESS
AND AGREES TO ALLOW DISCUSSION OF SUCH ISSUES IN SETTLEMENT NEGOTIATIONS
AND POTENTIAL INCLUSION IN A JOINT PROPOSAL. WAIVING THE RIGHT TO SEVER
DOES NOT PRECLUDE THE MOVING PARTY FROM OBJECTING TO ANY PROVISION
INCLUDED IN A FILED JOINT PROPOSAL.
(C) AS USED IN THIS SUBDIVISION, THE FOLLOWING TERMS SHALL HAVE THE
FOLLOWING MEANINGS:
(I) "JOINT PROPOSAL" SHALL MEAN A NEGOTIATED SETTLEMENT AGREEMENT
SIGNED BY TWO OR MORE PARTIES IN A RATE PROCEEDING.
(II) "INTERLOCUTORY REVIEW" SHALL MEAN A MOTION TO THE COMMISSION
REQUESTING REVIEW OF A RULING BY AN ADMINISTRATIVE LAW JUDGE.
(III) THE "MOVING PARTY" SHALL MEAN THE PARTY WHO SEEKS SEVERANCE OF
AN ISSUE OR ISSUES UNDER THIS SUBDIVISION.
(IV) "PARTY" SHALL MEAN ANY PARTY TO A COMMISSION RATE PROCEEDING
OTHER THAN THE DEPARTMENT OR THE UTILITY.
(V) "SETTLEMENT PROCESS" SHALL MEAN A SET OF FORMAL NEGOTIATIONS OF
THE PARTIES ORGANIZED BY THE DEPARTMENT THAT IS INTENDED TO RESOLVE ALL
OR SOME OF THE ISSUES IN ANY RATE PROCEEDING AND LEAD TO A JOINT
PROPOSAL.
(VI) "SUBSTANTIVE ISSUE" SHALL MEAN AN ISSUE IN WHICH TESTIMONY BY A
MOVING PARTY CONTAINS ALLEGATIONS OF FACTS OR LAW, WHICH, AFTER FURTHER
DEVELOPMENT THROUGH THE LITIGATION PROCESS, INCLUDING EVIDENTIARY HEAR-
INGS, INTERROGATORIES OR DISCOVERY, MAY BE MATERIAL TO THE RESOLUTION OF
THE ISSUE IN THE RECOMMENDED DECISION OR FINAL ORDER. THE INTENT OF THIS
DEFINITION IS TO PERMIT ANY ALLEGATION OF FACT WITH ANY EVIDENTIARY
SUPPORT OR LEGAL CLAIM TO MEET THIS STANDARD; WHERE THE ISSUE CONCERNS
AT LEAST IN PART A FACTUAL ALLEGATION, ONLY CONCLUSORY ASSERTIONS OF
FACT WITHOUT ANY EVIDENTIARY SUPPORT IN THE MOVING PARTY'S TESTIMONY ARE
NOT SUBSTANTIVE.
§ 3. This act shall take effect on the one hundred twentieth day after
it shall have become a law and shall apply to public service commission
proceedings initiated on or after such date. Effective immediately, the
addition, amendment and/or repeal of any rule or regulation necessary
for the implementation of this act on its effective date are authorized
to be made and completed on or before such effective date.