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This entry was published on 2014-09-22
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ARTICLE 23-A
Fraudulent Practices In Respect to Stocks, Bonds and Other Securities
General Business (GBS) CHAPTER 20
ARTICLE 23-A

FRAUDULENT PRACTICES IN RESPECT TO STOCKS,

BONDS AND OTHER SECURITIES
Section 352. Investigation by attorney-general.

352-a. Foreign corporation to make designation.

352-b. Non-resident brokers, dealers, salesmen and

investment advisors; designation of secretary of

state as agent for service of process; service of

process.

352-c. Prohibited acts constituting misdemeanor; felony.

352-d. Effect of prosecution under previous section.

352-e. Real estate syndication offerings.

352-ee. Conversion of non-residential property to residential

cooperative or condominium ownership.

352-eee. Conversions to cooperative or condominium ownership

in certain cities, towns and villages located in

the counties of Nassau, Westchester and Rockland.

352-eeee. Conversions to cooperative or condominium ownership

in the city of New York.

352-f. Description of realty bonds.

352-g. Exemptions.

352-h. Trust funds.

352-i. Injunctive relief.

352-j. Application of article.

352-k. Broker dealer minimum capital requirements.

352-l. Cooperative corporations.

353. Action by attorney-general.

353-a. Receivers.

354. Examination of witnesses and preliminary injunction.

355. Procedure on hearing.

356. Powers of referee.

357. Application of provisions of civil practice law and

rules.

358. Criminal prosecution.

359. Immunity.

359-a. Appointment of deputies.

359-b. Effect of unconstitutionality of part of article.

359-c. Publication of state notices.

359-e. Definitions.

359-ee. Report of existence.

359-eee. Definitions.

359-f. Exemptions from certain provisions of section three

hundred fifty-nine-e.

359-ff. Registration of intra-state offerings.

359-fff. Chain distributor schemes prohibited.

359-g. Violations and penalties.

359-h. Destruction of certain records, books and other data

by the attorney-general.