Legislation
ARTICLE 23-A
Fraudulent Practices In Respect to Stocks, Bonds and Other Securities
General Business (GBS) CHAPTER 20
ARTICLE 23-A
FRAUDULENT PRACTICES IN RESPECT TO STOCKS,
BONDS AND OTHER SECURITIES
Section 352. Investigation by attorney-general.
352-a. Foreign corporation to make designation.
352-b. Non-resident brokers, dealers, salesmen and
investment advisors; designation of secretary of
state as agent for service of process; service of
process.
352-c. Prohibited acts constituting misdemeanor; felony.
352-d. Effect of prosecution under previous section.
352-e. Real estate syndication offerings.
352-ee. Conversion of non-residential property to residential
cooperative or condominium ownership.
352-eee. Conversions to cooperative or condominium ownership
in certain cities, towns and villages located in
the counties of Nassau, Westchester and Rockland.
352-eeee. Conversions to cooperative or condominium ownership
in the city of New York.
352-f. Description of realty bonds.
352-g. Exemptions.
352-h. Trust funds.
352-i. Injunctive relief.
352-j. Application of article.
352-k. Broker dealer minimum capital requirements.
352-l. Cooperative corporations.
353. Action by attorney-general.
353-a. Receivers.
354. Examination of witnesses and preliminary injunction.
355. Procedure on hearing.
356. Powers of referee.
357. Application of provisions of civil practice law and
rules.
358. Criminal prosecution.
359. Immunity.
359-a. Appointment of deputies.
359-b. Effect of unconstitutionality of part of article.
359-c. Publication of state notices.
359-e. Definitions.
359-ee. Report of existence.
359-eee. Definitions.
359-f. Exemptions from certain provisions of section three
hundred fifty-nine-e.
359-ff. Registration of intra-state offerings.
359-fff. Chain distributor schemes prohibited.
359-g. Violations and penalties.
359-h. Destruction of certain records, books and other data
by the attorney-general.
FRAUDULENT PRACTICES IN RESPECT TO STOCKS,
BONDS AND OTHER SECURITIES
Section 352. Investigation by attorney-general.
352-a. Foreign corporation to make designation.
352-b. Non-resident brokers, dealers, salesmen and
investment advisors; designation of secretary of
state as agent for service of process; service of
process.
352-c. Prohibited acts constituting misdemeanor; felony.
352-d. Effect of prosecution under previous section.
352-e. Real estate syndication offerings.
352-ee. Conversion of non-residential property to residential
cooperative or condominium ownership.
352-eee. Conversions to cooperative or condominium ownership
in certain cities, towns and villages located in
the counties of Nassau, Westchester and Rockland.
352-eeee. Conversions to cooperative or condominium ownership
in the city of New York.
352-f. Description of realty bonds.
352-g. Exemptions.
352-h. Trust funds.
352-i. Injunctive relief.
352-j. Application of article.
352-k. Broker dealer minimum capital requirements.
352-l. Cooperative corporations.
353. Action by attorney-general.
353-a. Receivers.
354. Examination of witnesses and preliminary injunction.
355. Procedure on hearing.
356. Powers of referee.
357. Application of provisions of civil practice law and
rules.
358. Criminal prosecution.
359. Immunity.
359-a. Appointment of deputies.
359-b. Effect of unconstitutionality of part of article.
359-c. Publication of state notices.
359-e. Definitions.
359-ee. Report of existence.
359-eee. Definitions.
359-f. Exemptions from certain provisions of section three
hundred fifty-nine-e.
359-ff. Registration of intra-state offerings.
359-fff. Chain distributor schemes prohibited.
359-g. Violations and penalties.
359-h. Destruction of certain records, books and other data
by the attorney-general.