LBD14417-01-2
S. 6473 2
any income information other than whether the aforementioned threshold
has been exceeded. Such income certification form shall clearly state
that: (i) only tenants residing in housing accommodations which had a
maximum monthly rent equal to or in excess of the deregulation rent
threshold are required to complete the certification form; (ii) that
tenants have protections available to them which are designed to prevent
harassment; (iii) that tenants are not required to provide any informa-
tion regarding their income except that which is requested on the form
and may contain such other information the division deems appropriate.
The tenant or tenants shall return the completed certification to the
owner within thirty days after service upon the tenant or tenants. In
the event that the total AVERAGE annual income as certified is in excess
of the deregulation income threshold [in each of] FOR the two preceding
calendar years, the owner may file the certification with the state
division of housing and community renewal on or before June thirtieth of
such year. Upon filing such certification with the division, the divi-
sion shall, within thirty days after the filing, issue an order of
deregulation providing that such housing accommodations shall not be
subject to the provisions of this law as of the first day of June in the
year next succeeding the filing of the certification by the owner. A
copy of such order shall be mailed by regular and certified mail, return
receipt requested, to the tenant or tenants and a copy thereof shall be
mailed to the owner.
1. In the event that the tenant or tenants either fail to return the
completed certification to the owner on or before the date required by
subdivision (b) of this section or the owner disputes the certification
returned by the tenant or tenants, the owner may, on or before June
thirtieth of such year, petition the state division of housing and
community renewal to verify, pursuant to section one hundred seventy-
one-b of the tax law, whether the total AVERAGE annual income exceeds
the deregulation income threshold [in each of] FOR the two preceding
calendar years. Within twenty days after the filing of such request with
the division, the division shall notify the tenant or tenants that such
tenant or tenants must provide the division with such information as the
division and the department of taxation and finance shall require to
verify whether the total AVERAGE annual income exceeds the deregulation
income threshold [in each of] FOR the two preceding calendar years. The
division's notification shall require the tenant or tenants to provide
the information to the division within sixty days of service upon such
tenant or tenants and shall include a warning in bold faced type that
failure to respond will result in an order of deregulation being issued
by the division for such housing accommodation.
2. If the department of taxation and finance determines that the total
AVERAGE annual income is in excess of the deregulation income threshold
[in each of] FOR the two preceding calendar years, the division shall,
on or before November fifteenth of such year, notify the owner and
tenants of the results of such verification. Both the owner and the
tenants shall have thirty days within which to comment on such verifica-
tion results. Within forty-five days after the expiration of the comment
period, the division shall, where appropriate, issue an order of deregu-
lation providing that such housing accommodation shall not be subject to
the provisions of this law as of the first day of March in the year next
succeeding the filing of the owner's petition with the division. A copy
of such order shall be mailed by regular and certified mail, return
receipt requested, to the tenant or tenants and a copy thereof shall be
sent to the owner.
S. 6473 3
S 3. Paragraph 12 of subdivision a of section 5 of section 4 of chap-
ter 576 of the laws of 1974, constituting the emergency tenant
protection act of nineteen seventy-four, as amended by section 29 of
part B of chapter 97 of the laws of 2011, is amended to read as follows:
(12) upon issuance of an order by the division, housing accommodations
which are: (1) occupied by persons who have a total AVERAGE annual
income as defined in and subject to the limitations and process set
forth in section five-a of this act in excess of the deregulation income
threshold, as defined in section five-a of this act, [in each of] FOR
the two preceding calendar years; and (2) have a legal regulated rent
that equals or exceeds the deregulation rent threshold, as defined in
section five-a of this act. Provided however, that this exclusion shall
not apply to housing accommodations which became or become subject to
this act (a) by virtue of receiving tax benefits pursuant to section
four hundred twenty-one-a or four hundred eighty-nine of the real prop-
erty tax law, except as otherwise provided in subparagraph (i) of para-
graph (f) of subdivision two of section four hundred twenty-one-a of the
real property tax law, or (b) by virtue of article seven-C of the multi-
ple dwelling law.
S 4. Subdivisions (b) and (c) of sect6ion 5-a of section 4 of chapter
576 of the laws of 1974, constituting the emergency tenant protection
act of nineteen seventy-four, as amended by section 30 of part B of
chapter 97 of the laws of 2011, are amended to read as follows:
(b) On or before the first day of May in each calendar year, the owner
of each housing accommodation for which the legal regulated monthly rent
equals or exceeds the deregulation rent threshold may provide the tenant
or tenants residing therein with an income certification form prepared
by the division of housing and community renewal on which such tenant or
tenants shall identify all persons referred to in subdivision (a) of
this section and shall certify whether the total AVERAGE annual income
is in excess of the deregulation income threshold [in each of] FOR the
two preceding calendar years. Such income certification form shall
state that the income level certified to by the tenant may be subject to
verification by the department of taxation and finance pursuant to
section one hundred seventy-one-b of the tax law, and shall not require
disclosure of any information other than whether the aforementioned
threshold has been exceeded. Such income certification form shall clear-
ly state that: (i) only tenants residing in housing accommodations which
had a legal regulated monthly rent that equals or exceeds the deregu-
lation rent threshold are required to complete the certification form;
(ii) that tenants have protections available to them which are designed
to prevent harassment; (iii) that tenants are not required to provide
any information regarding their income except that which is requested on
the form and may contain such other information the division deems
appropriate. The tenant or tenants shall return the completed certif-
ication to the owner within thirty days after service upon the tenant or
tenants. In the event that the total AVERAGE annual income as certified
is in excess of the deregulation income threshold [in each of] FOR the
two preceding calendar years, the owner may file the certification with
the state division of housing and community renewal on or before June
thirtieth of such year. Upon filing such certification with the divi-
sion, the division shall, within thirty days after the filing, issue an
order providing that such housing accommodation shall not be subject to
the provisions of this act upon the expiration of the existing lease. A
copy of such order shall be mailed by regular and certified mail, return
S. 6473 4
receipt requested, to the tenant or tenants and a copy thereof shall be
mailed to the owner.
(c) 1. In the event that the tenant or tenants either fail to return
the completed certification to the owner on or before the date required
by subdivision (b) of this section or the owner disputes the certif-
ication returned by the tenant or tenants, the owner may, on or before
June thirtieth of such year, petition the state division of housing and
community renewal to verify, pursuant to section one hundred seventy-
one-b of the tax law, whether the total AVERAGE annual income exceeds
the deregulation income threshold [in each of] FOR the two preceding
calendar years. Within twenty days after the filing of such request
with the division, the division shall notify the tenant or tenants that
such tenant or tenants named on the lease must provide the division with
such information as the division and the department of taxation and
finance shall require to verify whether the total AVERAGE annual income
exceeds the deregulation income threshold [in each of] FOR the two
preceding calendar years. The division's notification shall require the
tenant or tenants to provide the information to the division within
sixty days of service upon such tenant or tenants and shall include a
warning in bold faced type that failure to respond will result in an
order being issued by the division providing that such housing accommo-
dations shall not be subject to the provisions of this act.
2. If the department of taxation and finance determines that the total
AVERAGE annual income is in excess of the deregulation income threshold
[in each of] FOR the two preceding calendar years, the division shall,
on or before November fifteenth of such year, notify the owner and
tenants of the results of such verification. Both the owner and the
tenants shall have thirty days within which to comment on such verifica-
tion results. Within forty-five days after the expiration of the
comment period, the division shall, where appropriate, issue an order
providing that such housing accommodation shall not be subject to the
provisions of this act upon expiration of the existing lease. A copy of
such order shall be mailed by regular and certified mail, return receipt
requested, to the tenant or tenants and a copy thereof shall be sent to
the owner.
3. In the event the tenant or tenants fail to provide the information
required pursuant to paragraph one of this subdivision, the division
shall issue, on or before December first of such year, an order provid-
ing that such housing accommodation shall not be subject to the
provisions of this act upon the expiration of the current lease. A copy
of such order shall be mailed by regular and certified mail, return
receipt requested, to the tenant or tenants and a copy thereof shall be
sent to the owner.
4. The provisions of the state freedom of information act shall not
apply to any income information obtained by the division pursuant to
this section.
S 5. Clause 1 of subparagraph (j) of paragraph 2 of subdivision e of
section 26-403 of the administrative code of the city of New York, as
amended by section 33 of part B of chapter 97 of the laws of 2011, is
amended to read as follows:
(1) are occupied by persons who have a total AVERAGE annual income, as
defined in and subject to the limitations and process set forth in
section 26-403.1 of this chapter, in excess of the deregulation income
threshold, as defined in section 26-403.1 of this chapter, [in each of]
FOR the two preceding calendar years; and
S. 6473 5
S 6. Subdivision (b) and paragraphs 1 and 2 of subdivision (c) of
section 26-403.1 of the administrative code of the city of New York, as
amended by section 34 of part B of chapter 97 of the laws of 2011, are
amended to read as follows:
(b) On or before the first day of May in each calendar year, the owner
of each housing accommodation for which the maximum rent equals or
exceeds the deregulation rent threshold may provide the tenant or
tenants residing therein with an income certification form prepared by
the division of housing and community renewal on which such tenant or
tenants shall identify all persons referred to in subdivision (a) of
this section and shall certify whether the total AVERAGE annual income
is in excess of the deregulation income threshold [in each of] FOR the
two preceding calendar years. Such income certification form shall state
that the income level certified to by the tenant may be subject to
verification by the department of taxation and finance pursuant to
section one hundred seventy-one-b of the tax law and shall not require
disclosure of any income information other than whether the aforemen-
tioned threshold has been exceeded. Such income certification form shall
clearly state that: (i) only tenants residing in housing accommodations
which have a maximum monthly rent that equals or exceeds the deregu-
lation rent threshold are required to complete the certification form;
(ii) that tenants have protections available to them which are designed
to prevent harassment; (iii) that tenants are not required to provide
any information regarding their income except that which is requested on
the form and may contain such other information the division deems
appropriate. The tenant or tenants shall return the completed certif-
ication to the owner within thirty days after service upon the tenant or
tenants. In the event that the total AVERAGE annual income as certified
is in excess of the deregulation income threshold [in each of] FOR the
two preceding calendar years, the owner may file the certification with
the state division of housing and community renewal on or before June
thirtieth of such year. Upon filing such certification with the divi-
sion, the division shall, within thirty days after the filing, issue an
order of deregulation providing that such housing accommodations shall
not be subject to the provisions of this law as of the first day of June
in the year next succeeding the filing of the certification by the
owner. A copy of such order shall be mailed by regular and certified
mail, return receipt requested, to the tenant or tenants and a copy
thereof shall be mailed to the owner.
1. In the event that the tenant or tenants either fail to return the
completed certification to the owner on or before the date required by
subdivision (b) of this section or the owner disputes the certification
returned by the tenant or tenants, the owner may, on or before June
thirtieth of such year, petition the state division of housing and
community renewal to verify, pursuant to section one hundred seventy-
one-b of the tax law, whether the total AVERAGE annual income exceeds
the deregulation income threshold [in each of] FOR the two preceding
calendar years. Within twenty days after the filing of such request with
the division, the division shall notify the tenant or tenants that such
tenant or tenants must provide the division with such information as the
division and the department of taxation and finance shall require to
verify whether the total AVERAGE annual income exceeds the deregulation
income threshold [in each of] FOR the two preceding calendar years. The
division's notification shall require the tenant or tenants to provide
the information to the division within sixty days of service upon such
tenant or tenants and shall include a warning in bold faced type that
S. 6473 6
failure to respond will result in an order of deregulation being issued
by the division for such housing accommodation.
2. If the department of taxation and finance determines that the total
AVERAGE annual income is in excess of the deregulation income threshold
[in each of] FOR the two preceding calendar years, the division shall,
on or before November fifteenth of such year, notify the owner and
tenants of the results of such verification. Both the owner and the
tenants shall have thirty days within which to comment on such verifica-
tion results. Within forty-five days after the expiration of the comment
period, the division shall, where appropriate, issue an order of deregu-
lation providing that such housing accommodation shall not be subject to
the provisions of this law as of the first day of March in the year next
succeeding the filing of the owner's petition with the division. A copy
of such order shall be mailed by regular and certified mail, return
receipt requested, to the tenant or tenants and a copy thereof shall be
sent to the owner.
S 7. Section 26-504.1 of the administrative code of the city of New
York, as amended by section 35 of part B of chapter 97 of the laws of
2011, is amended to read as follows:
S 26-504.1 Exclusion of accommodations of high income renters. Upon
the issuance of an order by the division, "housing accommodations" shall
not include housing accommodations which: (1) are occupied by persons
who have a total AVERAGE annual income, as defined in and subject to the
limitations and process set forth in section 26-504.3 of this chapter,
in excess of the deregulation income threshold, as defined in section
26-504.3 of this chapter, for [each of] the two preceding calendar
years; and (2) have a legal regulated monthly rent that equals or
exceeds the deregulation rent threshold, as defined in section 26-504.3
of this chapter. Provided, however, that this exclusion shall not apply
to housing accommodations which became or become subject to this law (a)
by virtue of receiving tax benefits pursuant to section four hundred
twenty-one-a or four hundred eighty-nine of the real property tax law,
except as otherwise provided in subparagraph (i) of paragraph (f) of
subdivision two of section four hundred twenty-one-a of the real proper-
ty tax law, or (b) by virtue of article seven-C of the multiple dwelling
law.
S 8. Subdivision (b) and paragraphs 1 and 2 of subdivision (c) of
section 26-504.3 of the administrative code of the city of New York, as
amended by section 36 of part B of chapter 97 of the laws of 2011, are
amended to read as follows:
(b) On or before the first day of May in each calendar year, the owner
of each housing accommodation for which the legal regulated rent equals
or exceeds the deregulation rent threshold may provide the tenant or
tenants residing therein with an income certification form prepared by
the division of housing and community renewal on which such tenant or
tenants shall identify all persons referred to in subdivision (a) of
this section and shall certify whether the total AVERAGE annual income
is in excess of the deregulation income threshold [in each of] FOR the
two preceding calendar years. Such income certification form shall state
that the income level certified to by the tenant may be subject to
verification by the department of taxation and finance pursuant to
section one hundred seventy-one-b of the tax law and shall not require
disclosure of any income information other than whether the aforemen-
tioned threshold has been exceeded. Such income certification form shall
clearly state that: (i) only tenants residing in housing accommodations
which have a legal regulated monthly rent, that equals or exceeds the
S. 6473 7
deregulation rent threshold are required to complete the certification
form; (ii) that tenants have protections available to them which are
designed to prevent harassment; (iii) that tenants are not required to
provide any information regarding their income except that which is
requested on the form and may contain such other information the divi-
sion deems appropriate. The tenant or tenants shall return the completed
certification to the owner within thirty days after service upon the
tenant or tenants. In the event that the total AVERAGE annual income as
certified is in excess of the deregulation income threshold [in each of]
FOR the two preceding calendar years, the owner may file the certif-
ication with the state division of housing and community renewal on or
before June thirtieth of such year. Upon filing such certification with
the division, the division shall, within thirty days after the filing,
issue an order providing that such housing accommodation shall not be
subject to the provisions of this act upon the expiration of the exist-
ing lease. A copy of such order shall be mailed by regular and certi-
fied mail, return receipt requested, to the tenant or tenants and a copy
thereof shall be mailed to the owner.
1. In the event that the tenant or tenants either fail to return the
completed certification to the owner on or before the date required by
subdivision (b) of this section or the owner disputes the certification
returned by the tenant or tenants, the owner may, on or before June
thirtieth of such year, petition the state division of housing and
community renewal to verify, pursuant to section one hundred seventy-
one-b of the tax law, whether the total AVERAGE annual income exceeds
the deregulation income threshold [in each of] FOR the two preceding
calendar years. Within twenty days after the filing of such request with
the division, the division shall notify the tenant or tenants named on
the lease that such tenant or tenants must provide the division with
such information as the division and the department of taxation and
finance shall require to verify whether the total AVERAGE annual income
exceeds the deregulation income threshold [in each of] FOR the two
preceding calendar years. The division's notification shall require the
tenant or tenants to provide the information to the division within
sixty days of service upon such tenant or tenants and shall include a
warning in bold faced type that failure to respond will result in an
order being issued by the division providing that such housing accommo-
dation shall not be subject to the provisions of this law.
2. If the department of taxation and finance determines that the total
AVERAGE annual income is in excess of the deregulation income threshold
[in each of] FOR the two preceding calendar years, the division shall,
on or before November fifteenth of such year, notify the owner and
tenants of the results of such verification. Both the owner and the
tenants shall have thirty days within which to comment on such verifica-
tion results. Within forty-five days after the expiration of the comment
period, the division shall, where appropriate, issue an order providing
that such housing accommodation shall not be subject to the provisions
of this law upon the expiration of the existing lease. A copy of such
order shall be mailed by regular and certified mail, return receipt
requested, to the tenant or tenants and a copy thereof shall be sent to
the owner.
S 9. This act shall take effect immediately and shall apply to income
certification forms served on and after January 1, 2013; provided that:
(a) the amendments to the emergency housing rent control law made by
sections one and two of this act shall expire on the same date as such
S. 6473 8
law expires and shall not affect the expiration of such law as provided
in subdivision 2 of section 1 of chapter 274 of the laws of 1946;
(b) the amendments to the emergency tenant protection act of nineteen
seventy-four made by sections three and four of this act shall expire on
the same date as such act expires and shall not affect the expiration of
such act as provided in section 17 of chapter 576 of the laws of 1974;
(c) the amendments to the city rent and rehabilitation law made by
sections five and six of this act shall remain in full force and effect
only as long as the public emergency requiring the regulation and
control of residential rents and evictions continues, as provided in
subdivision 3 of section 1 of the local emergency housing rent control
act; and
(d) the amendments to chapter 4 of title 26 of the administrative code
of the city of New York made by sections seven and eight of this act
shall expire on the same date as such law expires and shall not affect
the expiration of such law as provided under section 26-520 of such law.