S T A T E   O F   N E W   Y O R K
 ________________________________________________________________________
 
     S. 7508                                                  A. 9508
 
                       S E N A T E - A S S E M B L Y
 
                             January 18, 2018
                                ___________
 
 IN  SENATE -- A BUDGET BILL, submitted by the Governor pursuant to arti-
   cle seven of the Constitution -- read twice and ordered  printed,  and
   when printed to be committed to the Committee on Finance
 
 IN  ASSEMBLY  --  A  BUDGET  BILL, submitted by the Governor pursuant to
   article seven of the Constitution -- read once  and  referred  to  the
   Committee on Ways and Means

 AN  ACT to amend the vehicle and traffic law and the transportation law,
   in relation to enhancing the ability of the state to enforce state and
   federal law relating to motor carriers,  commercial  drivers  and  bus
   operators and to increase penalties for violations of state law relat-
   ing  thereto  (Part A); to amend the highway law, in relation to road-
   side rest areas (Part B); to amend the transportation law, in relating
   to enhancing the ability of the state to enforce state and federal law
   relating to the safety of rail fixed  guideway  public  transportation
   systems  under the oversight of the public transportation safety board
   (Part C); to amend the public authorities law, in relation  to  agree-
   ments  for  fiber optics (Part D); to amend the transportation law, in
   relation to authorizing the department of transportation to charge one
   hundred twenty dollars for a semi-annual inspection  of  certain  for-
   profit  fleets  (Part E); to amend the highway law and the transporta-
   tion corporations law, in relation to occupancy of the state right  of
   way  for a fee; and to amend the general municipal law, in relation to
   small wireless facilities development (Part F); to amend  the  vehicle
   and  traffic law, in relation to seat belt requirements, proper safety
   restraints for children under the age of 8,  prohibiting  the  use  of
   mobile telephones and portable electronic devices by persons under the
   age  of 18, and permitting junior license holders to operate a vehicle
   in New York City; and to  amend the vehicle and traffic  law  and  the
   public officers law, in relation to authorizing political subdivisions
   and  commuter  railroads  to  establish  demonstration programs and to
   implement railroad grade crossing monitoring systems by means of photo
   devices (Part G); to amend part FF of chapter 55 of the laws  of  2017
   relating  to motor vehicles equipped with autonomous vehicle technolo-
   gy, in relation to  demonstrations  and  tests;  in  relation  to  the
   submission  or reports; and in relation to extending the effectiveness
   thereof; relates to  demonstrations  and  testing  of  motor  vehicles
 
              

  EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                       [ ] is old law to be omitted.
                                                            LBD12673-01-8

 S. 7508                             2                            A. 9508
 
   equipped  with  autonomous  vehicle  technology; and to repeal section
   1226 of the vehicle and traffic law, relating to control  of  steering
   mechanisms  (Part  H);  to amend the state finance law, in relation to
   removing  the  authorization  for  the  OSC  to  prescribe a reporting
   requirement to the city of New York (Part I); to amend the vehicle and
   traffic law, in relation to establishing a pre-licensing course inter-
   net program; and providing for the  repeal  of  such  provisions  upon
   expiration  thereof (Part J); to amend the vehicle and traffic law, in
   relation to the disposition  of  certain  proceeds  collected  by  the
   commissioner  of  motor  vehicles; to amend the transportation law and
   the tax law, in relation  to  the  disposition  of  certain  fees  and
   assessments;  to  amend  the  state  finance  law,  in relation to the
   special obligation reserve and payment account of the dedicated  high-
   way  and  bridge  trust  fund; to amend the public authorities law, in
   relation to the metropolitan transportation  authority  finance  fund;
   and  to  amend  the state finance law, in relation to the metropolitan
   transportation authority financial assistance fund; to repeal subdivi-
   sion 5 of section 317 of the  vehicle  and  traffic  law  relating  to
   certain assessments charged and collected by the commissioner of motor
   vehicles;  to repeal subdivision 6 of section 423-a of the vehicle and
   traffic law relating to funds collected by  the  department  of  motor
   vehicles  from the sale of certain assets; and to repeal subdivision 4
   of section 94 of the  transportation  law  relating  to  certain  fees
   collected by the commissioner of transportation (Part K); to amend the
   public  authorities  law,  in  relation  to creation of transportation
   improvement subdistricts; and to amend the real property tax  law,  in
   relation  to  authorizing a tax levy to fund certain operations of the
   Metropolitan Transportation Authority (Part L); to  amend  the  public
   authorities  law, in relation to the funding of the capital program of
   the metropolitan transportation  authority  (Part  M);  to  amend  the
   public  authorities  law,  in  relation to acceleration of procurement
   contracts made with foreign enterprises; in relation  to  acceleration
   of  procurements  made  for  smaller purchases; and in relation to the
   modification of service or funding agreements (Part N); to  amend  the
   New  York  state  urban  development  corporation  act, in relation to
   extending certain provisions relating to  the  empire  state  economic
   development  fund  (Part  O);  to amend the chapter 393 of the laws of
   1994, amending the New York state urban development  corporation  act,
   relating  to the powers of the New York state urban development corpo-
   ration to make loans, in relation to the effectiveness  thereof  (Part
   P);  to  amend  the  executive  law, the state finance law, the public
   authorities law, the public buildings  law,  and  the  penal  law,  in
   relation  to the reauthorization of the minority and women-owned busi-
   ness enterprise program; to amend chapter 261 of  the  laws  of  1988,
   amending  the  state  finance  law  and other laws relating to the New
   York state infrastructure fund, in relation to  the  effectiveness  of
   certain  provisions  thereof;  and  to  amend  the  executive  law, in
   relation to establishing the workforce diversity program; and  provid-
   ing for the repeal of certain provisions upon expiration thereof (Part
   Q); to amend the infrastructure investment act, in relation to author-
   ized entities and design-build contracts (Part R); to amend chapter 21
   of the laws of 2003, amending the executive law relating to permitting
   the  secretary  of state to provide special handling for all documents
   filed or issued by the division of corporations and  to  permit  addi-
   tional  levels of such expedited service, in relation to extending the
   expiration date thereof (Part S); to amend  the  business  corporation

 S. 7508                             3                            A. 9508
 
   law,  the cooperative corporations law, the executive law, the general
   associations law, the general  business  law,  the  limited  liability
   company  law, the not-for-profit corporation law, the partnership law,
   the  private  housing  finance law, the arts and cultural affairs law,
   the real property law and the tax law, in relation to streamlining the
   process by which service of process is served against a  corporate  or
   other  entity  with  the  secretary  of  state;  and to repeal certain
   provisions of the real property law  relating  thereto  (Part  T);  to
   amend the general municipal law, in relation to brownfield opportunity
   areas (Part U); to repeal section 159-j of the executive law, relating
   to  the local share requirement for providers under the federal commu-
   nity services block grant program (Part V); to amend the banking  law,
   in relation to student loan servicers (Subpart A); to amend the finan-
   cial services law, in relation to student debt collectors (Subpart B);
   and  to  amend  the education law, in relation to student loan debtors
   (Subpart C)(Part W); to amend chapter 584 of the laws of 2011,  amend-
   ing  the  public  authorities law relating to the powers and duties of
   the dormitory authority of the state  of  New  York  relative  to  the
   establishment of subsidiaries for certain purposes, in relation to the
   effectiveness  thereof  (Part X); to amend part S of chapter 58 of the
   laws of 2016, amending the New York  state  urban  development  corpo-
   ration  act  relating  to transferring the statutory authority for the
   promulgation of marketing orders from the  department  of  agriculture
   and  markets  to  the New York state urban development corporation, in
   relation to the effectiveness thereof (Part  Y);  to  amend  the  real
   property tax law, in relation to the taxation of forest land; to amend
   the  environmental  conservation  law,  in  relation to timber harvest
   notification and the creation  of  forest  protection  and  management
   programs;  and  to  amend  the  state  finance law, in relation to the
   procurement of wood and wood fiber projects (Part  Z);  to  amend  the
   state  finance law and the environmental conservation law, in relation
   to the environmental protection fund,  the  hazardous  waste  remedial
   fund  and  the mitigation and remediation of solid waste sites; and to
   repeal certain provisions of the state finance law  and  the  environ-
   mental conservation law relating thereto (Part AA); to amend the envi-
   ronmental conservation law, in relation to the donation of excess food
   and  recycling  of  food  scraps (Part BB); to amend the environmental
   conservation law, in relation to the Central  Pine  Barrens  area  and
   core  preservation area (Part CC); authorizing utility and cable tele-
   vision assessments to provide funds to the department of  health  from
   cable  television  assessment revenues and to the departments of agri-
   culture and markets,  environmental  conservation,  office  of  parks,
   recreation  and  historic preservation, and state from utility assess-
   ment revenues  (Part  DD);  authorizing  the  New  York  state  energy
   research  and  development  authority  to  finance  a  portion  of its
   research, development and demonstration, policy and planning, and Fuel
   NY programs, as well as the department of environmental conservation's
   climate change program and the department of agriculture and  markets'
   Fuel  NY  program, from an assessment on gas and electric corporations
   (Part EE); to amend the public authorities law, in relation  to  ener-
   gy-related  projects,  programs and services of the power authority of
   the state of New York (Part FF); and to amend the  public  authorities
   law, in relation to the provision of renewable power and energy by the
   power authority of the state of New York (Part GG)

 S. 7508                             4                            A. 9508
 
   THE  PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
 BLY, DO ENACT AS FOLLOWS:
 
   Section  1.  This  act enacts into law major components of legislation
 which are necessary to implement the state fiscal plan for the 2018-2019
 state fiscal year. Each component is  wholly  contained  within  a  Part
 identified as Parts A through GG. The effective date for each particular
 provision contained within such Part is set forth in the last section of
 such  Part.    Any  provision  in  any  section contained within a Part,
 including the effective date of the Part, which makes a reference  to  a
 section  "of  this  act",  when  used in connection with that particular
 component, shall be deemed  to  mean  and  refer  to  the  corresponding
 section of the Part in which it is found. Section three of this act sets
 forth the general effective date of this act.
 
                                  PART A
 
   Section  1.  Subparagraph  (iii)  of paragraph (b) of subdivision 2 of
 section 510 of the vehicle and traffic law, as amended by chapter 349 of
 1993, is amended to read as follows:
   (iii) such registrations shall be suspended when necessary  to  comply
 with  subdivision  nine of section one hundred forty or subdivision four
 of section one hundred forty-five of the transportation law OR  WITH  AN
 OUT OF SERVICE ORDER ISSUED BY THE UNITED STATES DEPARTMENT OF TRANSPOR-
 TATION. The commissioner shall have the authority to deny a registration
 or  renewal application to any other person for the same vehicle and may
 deny a registration or renewal application for any other  motor  vehicle
 registered  in  the  name  of the applicant where it has been determined
 that such registrant's intent has been to evade  the  purposes  of  this
 subdivision and where the commissioner has reasonable grounds to believe
 that  such registration or renewal will have the effect of defeating the
 purposes of this subdivision.  ANY SUSPENSION ISSUED  PURSUANT  TO  THIS
 SUBDIVISION  BY  REASON  OF AN OUT OF SERVICE ORDER ISSUED BY THE UNITED
 STATES DEPARTMENT OF TRANSPORTATION SHALL REMAIN IN  EFFECT  UNTIL  SUCH
 TIME  AS THE COMMISSIONER IS NOTIFIED BY THE UNITED STATES DEPARTMENT OF
 TRANSPORTATION OR THE COMMISSIONER  OF  TRANSPORTATION  THAT  THE  ORDER
 RESULTING IN THE SUSPENSION IS NO LONGER IN EFFECT.
   §  2. Subdivision 3 of section 145 of the transportation law, as added
 by chapter 635 of the laws of 1983, is amended to read as follows:
   3. In addition to, or in lieu of, any  sanctions  set  forth  in  this
 section,  the commissioner may, after a hearing, impose a penalty not to
 exceed a maximum of five thousand dollars in any one proceeding upon any
 person if the commissioner finds that such person or officer,  agent  or
 employee  thereof  has  failed  to  comply with the requirements of this
 chapter or any rule, regulation or order of the commissioner promulgated
 thereunder.  PROVIDED, HOWEVER, THAT THE COMMISSIONER MAY, AFTER A HEAR-
 ING, IMPOSE A PENALTY NOT TO EXCEED TEN THOUSAND  DOLLARS  IN  A  SECOND
 PROCEEDING  FOR ANOTHER VIOLATION COMMITTED WITHIN EIGHTEEN MONTHS AND A
 PENALTY NOT TO EXCEED TWENTY-FIVE THOUSAND DOLLARS IN A THIRD PROCEEDING
 FOR ADDITIONAL VIOLATIONS COMMITTED  WITHIN  EIGHTEEN  MONTHS.  If  such
 penalty  is  not  paid  within  four  months,  the amount thereof may be
 entered as a judgment in the office of the clerk of the county of Albany
 and in any other county in which the person  resides,  has  a  place  of
 business  or through which it operates. Thereafter, if said judgment has
 not been satisfied within ninety days, any certificate or permit held by
 any such person may be revoked upon notice but without a  further  hear-

 S. 7508                             5                            A. 9508

 ing.  Provided, however, that if a person shall apply for a rehearing of
 the determination of the penalty pursuant to the provisions  of  section
 eighty-nine  of  this  chapter,  judgment  shall  not be entered until a
 determination has been made on the application for a rehearing.  Further
 provided  however,  that  if  after a rehearing a penalty is imposed and
 such penalty is not paid within four months of the date  of  service  of
 the  rehearing  decision, the amount of such penalty may be entered as a
 judgment in the office of the clerk of the county of Albany and  in  any
 other  county  in  which  the person resides, has a place of business or
 through which it operates. Thereafter, if said  judgment  has  not  been
 satisfied within ninety days, any certificate or permit held by any such
 person may be revoked upon notice but without a further hearing.
   § 3. This act shall take effect immediately.
 
                                  PART B
 
   Section  1. Subdivision 3 of section 20 of the highway law, as amended
 by chapter 736 of the laws of 1984, is amended to read as follows:
   3. The commissioner may  in  his  discretion  develop  such  sites  by
 providing  any or all of the following: a water supply, sanitary facili-
 ties, parking space for automobiles or such other COMMERCIAL OR non-com-
 mercial facilities as are suitable for  rest  and  relaxation  stops  by
 highway  travelers. The commissioner may also permit the installation of
 vending machines dispensing such food, drink and other  articles  as  he
 deems appropriate or desirable.  Such sites shall be suitably marked and
 markings  indicating  their  location may be erected on highways leading
 thereto.
   § 2. This act shall take effect immediately.
 
                                  PART C
 
   Section 1. Section 217 of the transportation law is amended by  adding
 a new subdivision 9 to read as follows:
   9.  TO ENFORCE THE REQUIREMENTS OF SECTION FIVE THOUSAND THREE HUNDRED
 TWENTY-NINE OF TITLE FORTY-NINE OF THE UNITED STATES  CODE,  AS  AMENDED
 FROM  TIME  TO TIME, AS IT PERTAINS TO RAIL FIXED GUIDEWAY PUBLIC TRANS-
 PORTATION SYSTEMS.
   § 2. This act shall take effect immediately.
 
                                  PART D
 
   Section 1. Subdivision 6 of section 2897 of the public authorities law
 is amended by adding a new paragraph f to read as follows:
   F. NOTWITHSTANDING ANYTHING TO THE CONTRARY CONTAINED IN THIS SECTION,
 DISPOSALS FOR USE OF THE NEW YORK STATE THRUWAY AUTHORITY'S FIBER  OPTIC
 SYSTEM, OR ANY PART THEREOF, MAY BE MADE THROUGH AGREEMENTS BASED ON SET
 FEES RATHER THAN PUBLIC AUCTION OR NEGOTIATION, PROVIDED THAT:
   (I) THE THRUWAY AUTHORITY HAS DETERMINED THE DISPOSAL OF SUCH PROPERTY
 COMPLIES WITH ALL APPLICABLE PROVISIONS OF THIS CHAPTER;
   (II)  DISPOSAL OF SUCH PROPERTY IS IN THE BEST INTEREST OF THE THRUWAY
 AUTHORITY; AND
   (III) THE SET FEES ESTABLISHED FOR USE OF THE FIBER OPTIC  SYSTEM,  OR
 PART  THEREOF, WILL BE BASED ON AN APPRAISAL OF THE FAIR MARKET VALUE OF
 THE PROPERTY.
   DISPOSALS OF THE FIBER OPTIC SYSTEM, OR ANY  PART  THEREOF,  WILL  NOT
 REQUIRE THE EXPLANATORY STATEMENTS REQUIRED BY THIS SECTION.

 S. 7508                             6                            A. 9508
 
   § 2. This act shall take effect immediately.
 
                                  PART E
 
   Section  1.  The transportation law is amended by adding a new section
 144 to read as follows:
   § 144. FEES AND CHARGES. THE COMMISSIONER  OR  AUTHORIZED  OFFICER  OR
 EMPLOYEE  OF  THE DEPARTMENT SHALL CHARGE AND COLLECT ONE HUNDRED TWENTY
 DOLLARS FOR THE INSPECTION OR RE-INSPECTION OF ALL MOTOR VEHICLES TRANS-
 PORTING PASSENGERS SUBJECT TO THE DEPARTMENT'S  INSPECTION  REQUIREMENTS
 PURSUANT TO SECTION ONE HUNDRED FORTY OF THIS ARTICLE, EXCEPT SUCH MOTOR
 VEHICLES  OPERATED  UNDER CONTRACT WITH A MUNICIPALITY TO PROVIDE STATE-
 WIDE MASS TRANSPORTATION OPERATING ASSISTANCE ELIGIBLE SERVICE OR  MOTOR
 VEHICLES  USED  PRIMARILY  TO  TRANSPORT PASSENGERS PURSUANT TO SUBPARA-
 GRAPHS (I), (III) AND (V) OF PARAGRAPH A OF SUBDIVISION TWO  OF  SECTION
 ONE HUNDRED FORTY OF THIS ARTICLE. THE DEPARTMENT MAY DENY INSPECTION OF
 ANY  MOTOR  VEHICLE  TRANSPORTING PASSENGERS SUBJECT TO THE DEPARTMENT'S
 INSPECTION REQUIREMENTS IF SUCH FEE IS NOT PAID WITHIN  NINETY  DAYS  OF
 THE DATE NOTED ON THE DEPARTMENT INVOICE.
   § 2. This act shall take effect immediately.
 
                                  PART F
 
   Section  1.  The  first  undesignated paragraph of subdivision 24-b of
 section 10 of the highway law, as amended by  chapter  155  of  laws  of
 1985, is amended to read as follows:
   Have  power,  whenever such commissioner of transportation deems it is
 necessary as a result of work of construction, reconstruction or mainte-
 nance of  state  highways,  to  provide  for  the  removal,  relocation,
 replacement  or  reconstruction  of privately, publicly or cooperatively
 owned water, storm and sewer lines and facilities,  facilities  for  the
 transmission  and/or distribution of communications, power, electricity,
 light, heat, gas, crude products, steam and other  similar  commodities,
 municipal  utility  facilities, or facilities of a corporation organized
 pursuant to the transportation corporations  law  that  are  located  on
 privately  owned  property.  NOTWITHSTANDING  ANY OTHER PROVISION OF ANY
 LAW, THE COMMISSIONER OF TRANSPORTATION MAY ENTER INTO AN AGREEMENT WITH
 A FIBER OPTIC UTILITY FOR OCCUPANCY OF THE STATE RIGHT OF WAY,  PROVIDED
 HOWEVER, ANY PROVIDER OCCUPYING A RIGHT OF WAY IN FULFILLMENT OF A STATE
 GRANT AWARD THROUGH THE NEW NY BROADBAND PROGRAM SHALL NOT BE SUBJECT TO
 A  FEE  FOR  SUCH OCCUPANCY, AND PROVIDED FURTHER, ANY FEE FOR OCCUPANCY
 CHARGED TO A FIBER OPTIC UTILITY SHALL BE PROHIBITED FROM  BEING  PASSED
 THROUGH IN WHOLE OR IN PART AS A FEE, CHARGE, INCREASED SERVICE COST, OR
 BY ANY OTHER MEANS BY A FIBER OPTIC UTILITY TO ANY PERSON OR ENTITY THAT
 CONTRACTS  WITH  SUCH  FIBER  OPTIC  UTILITY  FOR  SERVICE, AND PROVIDED
 FURTHER THAT ANY COMPENSATION RECEIVED BY THE  STATE  PURSUANT  TO  SUCH
 AGREEMENT  SHALL  BE DEPOSITED BY THE COMPTROLLER INTO THE SPECIAL OBLI-
 GATION RESERVE AND PAYMENT ACCOUNT OF THE DEDICATED HIGHWAY  AND  BRIDGE
 TRUST  FUND  ESTABLISHED  PURSUANT TO SECTION EIGHTY-NINE-B OF THE STATE
 FINANCE LAW. If such work requires  additional  property  or  if  it  is
 necessary  that the relocation of such facilities be made to other prop-
 erty, he may acquire such property as may be necessary for the  purposes
 of  this  subdivision,  in the same manner as other property is acquired
 for state highway purposes pursuant to this  chapter,  and  he  and  the
 owner  of  such  facilities may enter into a written agreement to convey
 such property as deemed necessary for the purposes of  this  subdivision

 S. 7508                             7                            A. 9508
 
 to  such  owner  on  terms  beneficial to the state. The expense of such
 removal, relocation, replacement or reconstruction and cost of  property
 acquisition  shall  be  a  proper charge against funds available for the
 construction,  reconstruction  or maintenance of state highways.  Except
 when such facilities are owned by a corporation  organized  pursuant  to
 the  transportation  corporations  law,  the work of such removal, relo-
 cation, replacement or reconstruction shall be performed by contract  in
 the  same manner as provided for state highways in article three of this
 chapter, or, by the use of departmental  forces  and  equipment  and  of
 materials  purchased therefor, unless the commissioner of transportation
 consents to having the owner of such facilities provide for the work  of
 such  removal,  relocation,  replacement  or reconstruction. In the case
 where such facilities are owned by a corporation organized  pursuant  to
 the  transportation  corporations  law,  the work of such removal, relo-
 cation, replacement or reconstruction shall  be  provided  for  by  such
 corporation unless it consents to having the commissioner of transporta-
 tion  provide  for  such work to be performed by contract, in accordance
 with specifications provided by such corporation, in the same manner  as
 provided for state highways in article three of this chapter, or, by the
 use  of  departmental  forces  and  equipment and of materials purchased
 therefor. Upon the completion of the  work,  such  facilities  shall  be
 maintained by the owners thereof.
   §  2.  The  transportation corporations law is amended by adding a new
 section 7 to read as follows:
   § 7. AGREEMENT FOR FIBER OPTIC UTILITY OCCUPANCY  OF  STATE  RIGHT  OF
 WAY. NOTWITHSTANDING ANY OTHER PROVISION OF ANY LAW, THE COMMISSIONER OF
 TRANSPORTATION  MAY  ENTER  INTO AN AGREEMENT WITH A FIBER OPTIC UTILITY
 FOR OCCUPANCY OF THE STATE RIGHT OF WAY, PROVIDED HOWEVER, ANY  PROVIDER
 OCCUPYING  A  RIGHT OF WAY IN FULFILLMENT OF A STATE GRANT AWARD THROUGH
 THE NEW NY BROADBAND PROGRAM SHALL NOT BE SUBJECT  TO  A  FEE  FOR  SUCH
 OCCUPANCY,  AND  PROVIDED  FURTHER,  ANY  FEE FOR OCCUPANCY CHARGED TO A
 FIBER OPTIC UTILITY SHALL BE PROHIBITED FROM  BEING  PASSED  THROUGH  IN
 WHOLE  OR  IN  PART  AS A FEE, CHARGE, INCREASED SERVICE COST, OR BY ANY
 OTHER MEANS BY A FIBER OPTIC  UTILITY  TO  ANY  PERSON  OR  ENTITY  THAT
 CONTRACTS  WITH  SUCH  FIBER  OPTIC  UTILITY  FOR  SERVICE, AND PROVIDED
 FURTHER THAT ANY COMPENSATION RECEIVED BY THE  STATE  PURSUANT  TO  SUCH
 AGREEMENT  SHALL  BE DEPOSITED BY THE COMPTROLLER INTO THE SPECIAL OBLI-
 GATION RESERVE AND PAYMENT ACCOUNT OF THE DEDICATED HIGHWAY  AND  BRIDGE
 TRUST  FUND  ESTABLISHED  PURSUANT TO SECTION EIGHTY-NINE-B OF THE STATE
 FINANCE LAW.
   § 3. The general municipal law is amended by adding a new article 13-E
 to read as follows:
                               ARTICLE 13-E
                   SMALL WIRELESS FACILITIES DEPLOYMENT
 SECTION 300. DEFINITIONS.
         301. USE OF RIGHT OF WAY.
         302. COLLOCATION OF SMALL WIRELESS FACILITIES AND MICRO WIRELESS
                FACILITIES.
         303. ACCESS TO MUNICIPAL CORPORATION STRUCTURES.
         304. LOCAL AUTHORITY
         305. DISPUTE RESOLUTION.
         306. INDEMNIFICATION.
   § 300. DEFINITIONS. FOR THE PURPOSES OF THIS  ARTICLE,  THE  FOLLOWING
 TERMS  SHALL  HAVE  THE  FOLLOWING MEANINGS UNLESS THE CONTEXT INDICATES
 OTHERWISE:

 S. 7508                             8                            A. 9508
 
   1. "ANTENNA" MEANS COMMUNICATIONS EQUIPMENT THAT TRANSMITS OR RECEIVES
 ELECTROMAGNETIC RADIO FREQUENCY SIGNALS USED IN THE PROVISION  OF  WIRE-
 LESS SERVICES.
   2. "APPLICABLE CODES" MEANS THE NEW YORK STATE UNIFORM FIRE PREVENTION
 AND BUILDING CODE AS ADOPTED, AND AS MAY BE AMENDED, PURSUANT TO ARTICLE
 EIGHTEEN OF THE EXECUTIVE LAW.
   3.  "APPLICANT"  MEANS  ANY PERSON OR ENTITY THAT FILES AN APPLICATION
 WITH A MUNICIPAL CORPORATION TO INSTALL OR MODIFY WIRELESS FACILITIES ON
 BEHALF OF A COMMUNICATIONS SERVICE PROVIDER OR WIRELESS PROVIDER.
   4. "APPLICATION" MEANS A REQUEST SUBMITTED BY AN APPLICANT TO A  LOCAL
 GOVERNMENT  FOR  A  PERMIT TO COLLOCATE SMALL WIRELESS FACILITIES; OR TO
 APPROVE THE INSTALLATION OR MODIFICATION OF A UTILITY POLE  OR  WIRELESS
 SUPPORT STRUCTURE.
   5. "APPLICATION FEE" MEANS THE ONE TIME FEE CHARGED TO AN APPLICANT BY
 A  MUNICIPAL  CORPORATION  FOR REVIEW OF AN APPLICATION. THE APPLICATION
 FEE MAY NOT EXCEED THE ACTUAL REASONABLE COSTS INCURRED BY THE MUNICIPAL
 CORPORATION IN CONNECTION WITH ITS REVIEW OF THE APPLICATION.
   6. "POLE" MEANS: (I) A UTILITY POLE, OTHER THAN  A  UTILITY  POLE  FOR
 DESIGNATED SERVICES, OWNED OR OPERATED BY A MUNICIPAL CORPORATION IN THE
 RIGHT OF WAY, INCLUDING A UTILITY POLE THAT PROVIDES LIGHTING OR TRAFFIC
 CONTROL  FUNCTIONS,  INCLUDING  LIGHT POLES, TRAFFIC SIGNALS, AND STRUC-
 TURES FOR SIGNAGE; AND (II) A POLE OR SIMILAR STRUCTURE OWNED  OR  OPER-
 ATED  BY  A MUNICIPAL CORPORATION IN THE RIGHT OF WAY THAT SUPPORTS ONLY
 WIRELESS FACILITIES.
   7. "BASE STATION" MEANS WIRELESS  FACILITIES  OR  A  WIRELESS  SUPPORT
 STRUCTURE  OR  UTILITY POLE THAT CURRENTLY SUPPORTS WIRELESS FACILITIES.
 THE  TERM  DOES  NOT  INCLUDE  A  TOWER,  AS  DEFINED  IN  47  U.S.C.  §
 1.40001(B)(9), OR ASSOCIATED WIRELESS FACILITIES.
   8.  "COLLOCATE" MEANS TO INSTALL, MOUNT, MAINTAIN, MODIFY, OPERATE, OR
 REPLACE WIRELESS FACILITIES ON OR ADJACENT TO A WIRELESS SUPPORT  STRUC-
 TURE  OR  UTILITY POLE. THE TERM "COLLOCATION" HAS A CORRESPONDING MEAN-
 ING.
   9. "COMMUNICATIONS  SERVICE  PROVIDER"  MEANS  A  CABLE  OPERATOR,  AS
 DEFINED  IN  47  U.S.C.  § 522(5); A PROVIDER OF INFORMATION SERVICE, AS
 DEFINED IN 47 U.S.C. § 153(24); A TELECOMMUNICATIONS CARRIER, AS DEFINED
 IN 47 U.S.C. § 153(51); OR A WIRELESS PROVIDER.
   10. "FCC" MEANS THE FEDERAL COMMUNICATIONS COMMISSION  OF  THE  UNITED
 STATES.
   11. "FEE" MEANS A ONE-TIME CHARGE.
   12.  "LAW"  MEANS  FEDERAL,  STATE, OR LOCAL LAW, STATUTE, COMMON LAW,
 CODE, RULE, REGULATION, ORDER, OR ORDINANCE.
   13. "MICRO WIRELESS FACILITY" MEANS A WIRELESS FACILITY THAT MEETS THE
 FOLLOWING QUALIFICATIONS: (I) IS NOT LARGER IN  DIMENSION  THAN  TWENTY-
 FOUR  INCHES  IN  LENGTH,  FIFTEEN INCHES IN WIDTH, AND TWELVE INCHES IN
 HEIGHT; AND (II) ANY EXTERIOR ANTENNA IS NO LONGER THAN ELEVEN INCHES.
   14. "PERMIT" MEANS A WRITTEN AUTHORIZATION  REQUIRED  BY  A  MUNICIPAL
 CORPORATION  TO  PERFORM  AN ACTION OR INITIATE, CONTINUE, OR COMPLETE A
 PROJECT RELATING TO THE INSTALLATION OR MODIFICATION OF WIRELESS FACILI-
 TIES.
   15. "PERSON"  MEANS  AN  INDIVIDUAL,  CORPORATION,  LIMITED  LIABILITY
 COMPANY,  PARTNERSHIP,  ASSOCIATION, TRUST, OR OTHER ENTITY OR ORGANIZA-
 TION.
   16. "RATE" MEANS A RECURRING CHARGE.
   17. "RIGHT OF WAY" OR "ROW" MEANS THE  AREA  ON,  BELOW,  OR  ABOVE  A
 PUBLIC  ROADWAY,  HIGHWAY, STREET, SIDEWALK, ALLEY, UTILITY EASEMENT, OR
 SIMILAR PROPERTY, BUT NOT INCLUDING A FEDERAL INTERSTATE HIGHWAY.

 S. 7508                             9                            A. 9508
 
   18. "SMALL WIRELESS FACILITY" MEANS A  WIRELESS  FACILITY  THAT  MEETS
 BOTH OF THE FOLLOWING QUALIFICATIONS: (I) EACH ANTENNA IS LOCATED INSIDE
 AN ENCLOSURE OF NO MORE THAN SIX CUBIC FEET IN VOLUME OR, IN THE CASE OF
 AN ANTENNA THAT HAS EXPOSED ELEMENTS, THE ANTENNA AND ALL OF ITS EXPOSED
 ELEMENTS  COULD  FIT  WITHIN  AN IMAGINARY ENCLOSURE OF NO MORE THAN SIX
 CUBIC FEET; AND (II) ALL OTHER WIRELESS EQUIPMENT  ASSOCIATED  WITH  THE
 FACILITY IS CUMULATIVELY NO MORE THAN TWENTY-EIGHT CUBIC FEET IN VOLUME.
 THE  FOLLOWING  TYPES OF ASSOCIATED ANCILLARY EQUIPMENT ARE NOT INCLUDED
 IN THE CALCULATION OF  EQUIPMENT  VOLUME:  ELECTRIC  METER,  CONCEALMENT
 ELEMENTS,  TELECOMMUNICATIONS  DEMARCATION BOX, GROUND-BASED ENCLOSURES,
 GROUNDING EQUIPMENT, POWER TRANSFER SWITCH, CUT-OFF SWITCH, AND VERTICAL
 CABLE RUNS FOR THE CONNECTION OF POWER AND OTHER SERVICES.
   19. "SUBSTANTIAL MODIFICATION" MEANS A  PROPOSED  MODIFICATION  TO  AN
 EXISTING  WIRELESS SUPPORT STRUCTURE OR BASE STATION WHICH WILL SUBSTAN-
 TIALLY CHANGE THE PHYSICAL DIMENSIONS OF THE WIRELESS SUPPORT  STRUCTURE
 OR  BASE  STATION  UNDER  THE  OBJECTIVE STANDARD FOR SUBSTANTIAL CHANGE
 ADOPTED BY THE FEDERAL COMMUNICATIONS COMMISSION PURSUANT TO 47 C.F.R. §
 1.40001.
   20. "UTILITY POLE" MEANS A POLE OR SIMILAR STRUCTURE THAT IS  USED  IN
 WHOLE  OR  IN  PART BY A COMMUNICATIONS SERVICE PROVIDER OR FOR ELECTRIC
 DISTRIBUTION, LIGHTING, TRAFFIC CONTROL, SIGNAGE, OR A SIMILAR FUNCTION.
 SUCH TERM SHALL NOT INCLUDE STRUCTURES SUPPORTING ONLY WIRELESS  FACILI-
 TIES.
   21.  "UTILITY POLE FOR DESIGNATED SERVICES" MEANS A UTILITY POLE OWNED
 OR OPERATED IN THE ROW BY A  MUNICIPAL  CORPORATION,  A  PUBLIC  UTILITY
 DISTRICT,  AN ELECTRIC MEMBERSHIP CORPORATION, OR A RURAL ELECTRIC COOP-
 ERATIVE THAT IS DESIGNED TO, OR USED IN WHOLE OR IN PART FOR THE PURPOSE
 OF CARRYING ELECTRIC DISTRIBUTION LINES OR CABLES OR WIRES FOR  TELECOM-
 MUNICATIONS, CABLE, OR ELECTRIC SERVICE.
   22.  "WIRELESS  FACILITY"  MEANS  EQUIPMENT  AT  A FIXED LOCATION THAT
 ENABLES WIRELESS COMMUNICATIONS BETWEEN USER EQUIPMENT  AND  A  COMMUNI-
 CATIONS  NETWORK,  INCLUDING:  (I)  EQUIPMENT  ASSOCIATED  WITH WIRELESS
 COMMUNICATIONS;  AND  (II)  RADIO  TRANSCEIVERS,  ANTENNAS,  COAXIAL  OR
 FIBER-OPTIC  CABLE,  REGULAR  AND  BACKUP POWER SUPPLIES, AND COMPARABLE
 EQUIPMENT, REGARDLESS OF TECHNOLOGICAL CONFIGURATION. THE TERM  INCLUDES
 SMALL  WIRELESS  FACILITIES AND MICRO WIRELESS FACILITIES. THE TERM DOES
 NOT INCLUDE THE STRUCTURE OR IMPROVEMENTS ON, UNDER, OR WITHIN WHICH THE
 EQUIPMENT IS COLLOCATED. THE TERM DOES NOT INCLUDE: (I) THE STRUCTURE OR
 IMPROVEMENTS ON, UNDER, OR WITHIN WHICH THE EQUIPMENT IS COLLOCATED;  OR
 (II) COAXIAL OR FIBER-OPTIC CABLE THAT IS BETWEEN WIRELESS STRUCTURES OR
 UTILITY  POLES  OR  THAT  IS  OTHERWISE  NOT  IMMEDIATELY ADJACENT TO OR
 DIRECTLY ASSOCIATED WITH A PARTICULAR ANTENNA.
   23. "WIRELESS INFRASTRUCTURE PROVIDER" MEANS ANY PERSON,  INCLUDING  A
 PERSON  AUTHORIZED  TO  PROVIDE TELECOMMUNICATIONS SERVICE IN THE STATE,
 THAT BUILDS OR INSTALLS WIRELESS COMMUNICATION  TRANSMISSION  EQUIPMENT,
 WIRELESS  FACILITIES  OR  WIRELESS SUPPORT STRUCTURES, BUT THAT IS NOT A
 WIRELESS SERVICES PROVIDER.
   24. "WIRELESS PROVIDER" MEANS A WIRELESS INFRASTRUCTURE PROVIDER OR  A
 WIRELESS SERVICES PROVIDER.
   25.  "WIRELESS  SERVICES"  MEANS  ANY  SERVICES,  WHETHER  AT  A FIXED
 LOCATION OR MOBILE, PROVIDED USING WIRELESS FACILITIES.
   26. "WIRELESS SERVICES PROVIDER"  MEANS  ANY  PERSON  OR  ENTITY  THAT
 PROVIDES WIRELESS SERVICES.
   27.  "WIRELESS SUPPORT STRUCTURE" MEANS A FREESTANDING STRUCTURE, SUCH
 AS A MONOPOLE; TOWER, EITHER GUYED OR  SELF-SUPPORTING;  BILLBOARD;  OR,
 OTHER  EXISTING  OR PROPOSED STRUCTURE DESIGNED TO SUPPORT OR CAPABLE OF

 S. 7508                            10                            A. 9508
 
 SUPPORTING WIRELESS FACILITIES. SUCH TERM SHALL NOT  INCLUDE  A  UTILITY
 POLE.
   §  301. USE OF RIGHT OF WAY. 1. APPLICABILITY. THIS SECTION SHALL ONLY
 APPLY TO THE ACTIVITIES OF A WIRELESS PROVIDER WITHIN THE RIGHT OF WAY.
   2. EXCLUSIVE USE PROHIBITED. A MUNICIPAL  CORPORATION  MAY  NOT  ENTER
 INTO  AN  EXCLUSIVE  ARRANGEMENT WITH ANY PERSON FOR USE OF THE RIGHT OF
 WAY FOR THE CONSTRUCTION, OPERATION, MARKETING, OR MAINTENANCE OF  WIRE-
 LESS  FACILITIES  OR  WIRELESS  SUPPORT STRUCTURES OR THE COLLOCATION OF
 SMALL WIRELESS FACILITIES OR MICRO WIRELESS FACILITIES.
   3. RIGHT OF WAY RATES AND  FEES.  A  MUNICIPAL  CORPORATION  MAY  ONLY
 CHARGE A WIRELESS PROVIDER A RATE OR FEE FOR THE USE OF THE RIGHT OF WAY
 WITH  RESPECT  TO THE CONSTRUCTION, INSTALLATION, MOUNTING, MAINTENANCE,
 MODIFICATION, OPERATION, OR REPLACEMENT OF A WIRELESS FACILITY OR  WIRE-
 LESS  SUPPORT  STRUCTURE  IN  THE RIGHT OF WAY, INCLUDING COLLOCATION IN
 SUCH RIGHT OF WAY, IF THE MUNICIPAL CORPORATION CHARGES  OTHER  COMMUNI-
 CATIONS  SERVICE  PROVIDERS  OR  PUBLICLY, COOPERATIVELY, OR MUNICIPALLY
 OWNED UTILITIES FOR THE USE OF THE RIGHT OF WAY. IF A  MUNICIPAL  CORPO-
 RATION  IS AUTHORIZED BY APPLICABLE LAW TO CHARGE A RATE OR FEE TO THOSE
 PERSONS OR ENTITIES, AND DOES SO, ANY SUCH RATE OR FEE  FOR  A  WIRELESS
 PROVIDER MUST BE: (I) LIMITED TO NO MORE THAN THE DIRECT AND ACTUAL COST
 OF MANAGING THE RIGHT OF WAY; AND (II) COMPETITIVELY NEUTRAL WITH REGARD
 TO OTHER USERS OF THE RIGHT OF WAY, INCLUDING INVESTOR, MUNICIPAL CORPO-
 RATION,  OR COOPERATIVELY OWNED ENTITIES. NO RATE OR FEE MAY: (I) RESULT
 IN A DOUBLE RECOVERY  WHERE  EXISTING  RATES,  FEES,  OR  TAXES  ALREADY
 RECOVER  THE DIRECT AND ACTUAL COSTS OF MANAGING THE RIGHTS OF WAY; (II)
 BE IN THE FORM OF A FRANCHISE OR OTHER FEE BASED ON REVENUE OR  CUSTOMER
 COUNTS; (III) BE UNREASONABLE OR DISCRIMINATORY; (IV) VIOLATE ANY APPLI-
 CABLE  LAW; OR (V) EXCEED AN ANNUAL AMOUNT EQUAL TO TWENTY DOLLARS TIMES
 THE NUMBER OF UTILITY POLES OR WIRELESS SUPPORT STRUCTURES IN THE MUNIC-
 IPAL CORPORATION'S GEOGRAPHIC JURISDICTION ON WHICH THE WIRELESS PROVID-
 ER HAS COLLOCATED A SMALL WIRELESS FACILITY ANTENNA. NOTWITHSTANDING THE
 FOREGOING, IN RECOGNITION OF THE PUBLIC BENEFITS OF  THE  DEPLOYMENT  OF
 WIRELESS SERVICES, A MUNICIPAL CORPORATION IS PERMITTED, ON A NONDISCRI-
 MINATORY  BASIS,  TO REFRAIN FROM CHARGING ANY RATE OR FEE TO A WIRELESS
 PROVIDER FOR THE USE OF THE RIGHT OF WAY.
   4. RATE OR FEE ADJUSTMENT. SHOULD  A  MUNICIPAL  CORPORATION  HAVE  AN
 EXISTING  RATE  OR  FEE  TO CONSTRUCT, INSTALL, MOUNT, MAINTAIN, MODIFY,
 OPERATE, OR REPLACE A WIRELESS FACILITY OR WIRELESS SUPPORT STRUCTURE IN
 THE ROW, INCLUDING COLLOCATION IN SUCH ROW, CONTROLLED BY THE  MUNICIPAL
 CORPORATION  AND  SUCH RATE OR FEE DOES NOT COMPLY WITH THE REQUIREMENTS
 IN SUBDIVISION THREE OF THIS SECTION, NOT LATER THAN SIX MONTHS  FOLLOW-
 ING  THE EFFECTIVE DATE OF THIS ARTICLE, THE MUNICIPAL CORPORATION SHALL
 IMPLEMENT A REVISED RATE OR FEE TO ENSURE COMPLIANCE WITH SUCH  SUBDIVI-
 SION THREE FOR ALL AFFECTED PERSONS.
   5.  RIGHT  OF  ACCESS.  SUBJECT  TO THE PROVISIONS OF THIS SECTION AND
 APPROVAL OF AN APPLICATION, IF REQUIRED, A WIRELESS PROVIDER SHALL  HAVE
 THE  RIGHT, AS A PERMITTED USE NOT SUBJECT TO ZONING REVIEW OR APPROVAL,
 BUT SUBJECT TO THE ISSUANCE OF A PERMIT BY THE MUNICIPAL CORPORATION  AS
 PROVIDED   IN   THIS  ARTICLE,  TO  COLLOCATE  WIRELESS  FACILITIES  AND
 CONSTRUCT, MODIFY, MAINTAIN, AND OPERATE UTILITY POLES, WIRELESS SUPPORT
 STRUCTURES, CONDUIT, CABLE, AND  RELATED  APPURTENANCES  AND  FACILITIES
 ALONG,  ACROSS,  UPON, AND UNDER THE ROW. SUCH STRUCTURES AND FACILITIES
 SHALL BE SO CONSTRUCTED AND MAINTAINED AS NOT TO OBSTRUCT OR HINDER  THE
 USUAL  TRAVEL  OR PUBLIC SAFETY ON SUCH ROW OR OBSTRUCT THE LEGAL USE OF
 SUCH ROW BY OTHER UTILITIES. EACH NEW OR MODIFIED UTILITY POLE AND WIRE-
 LESS SUPPORT STRUCTURE INSTALLED IN THE ROW SHALL NOT EXCEED THE GREATER

 S. 7508                            11                            A. 9508
 
 OF (I) TEN FEET IN HEIGHT ABOVE THE TALLEST  EXISTING  UTILITY  POLE  IN
 PLACE  AS  OF  THE  EFFECTIVE  DATE  OF THIS ARTICLE LOCATED WITHIN FIVE
 HUNDRED FEET OF THE NEW POLE IN THE SAME ROW; OR (II) FIFTY  FEET  ABOVE
 GROUND LEVEL. NEW WIRELESS FACILITIES IN THE ROW MAY NOT EXTEND (I) MORE
 THAN  TEN FEET ABOVE AN EXISTING UTILITY POLE OR WIRELESS SUPPORT STRUC-
 TURE IN PLACE AS OF THE EFFECTIVE DATE OF THIS ARTICLE;  OR  (II)  ABOVE
 THE  HEIGHT  PERMITTED FOR A NEW UTILITY POLE OR WIRELESS SUPPORT STRUC-
 TURE UNDER THIS SECTION. NOTWITHSTANDING THE FOREGOING:
   A. SUBJECT TO THIS ARTICLE, A WIRELESS PROVIDER SHALL HAVE  THE  RIGHT
 TO  CONSTRUCT,  MODIFY  AND  MAINTAIN  A  UTILITY POLE, WIRELESS SUPPORT
 STRUCTURE, OR WIRELESS FACILITY THAT EXCEEDS THESE  SIZE  LIMITS  ALONG,
 ACROSS,  UPON  AND  UNDER  THE ROW, SUBJECT TO REVIEW IN ACCORDANCE WITH
 APPLICABLE MUNICIPAL ZONING REGULATIONS; AND
   B.  APPLICANTS  SHALL  COMPLY  WITH  NONDISCRIMINATORY  UNDERGROUNDING
 REQUIREMENTS  AFTER  OBTAINING  PRIOR ZONING APPROVAL IN AREAS ZONED FOR
 SINGLE FAMILY RESIDENTIAL USE, PROVIDED THAT SUCH REQUIREMENTS SHALL NOT
 PROHIBIT THE REPLACEMENT OF EXISTING STRUCTURES OR RESULT IN  AN  EFFEC-
 TIVE  PROHIBITION  OF  SERVICES.  IN  ALL  OTHER ZONING DISTRICTS, PRIOR
 ZONING APPROVAL SHALL NOT BE REQUIRED FOR UNDERGROUNDING NEW INFRASTRUC-
 TURE ASSOCIATED WITH SMALL WIRELESS FACILITIES.
   6. NO DISCRIMINATION. THE MUNICIPAL CORPORATION, IN  THE  EXERCISE  OF
 ITS  ADMINISTRATION  AND REGULATION RELATED TO THE MANAGEMENT OF THE ROW
 MUST BE COMPETITIVELY NEUTRAL WITH REGARD TO OTHER  USERS  OF  THE  ROW,
 INCLUDING  THAT  TERMS MAY NOT BE UNREASONABLE OR DISCRIMINATORY AND MAY
 NOT VIOLATE ANY APPLICABLE LAW.
   7. DAMAGE AND REPAIR. THE MUNICIPAL CORPORATION MAY REQUIRE A WIRELESS
 PROVIDER TO REPAIR ALL DAMAGE TO THE ROW DIRECTLY CAUSED BY  THE  ACTIV-
 ITIES  OF  THE WIRELESS PROVIDER, WHILE OCCUPYING, INSTALLING, REPAIRING
 OR MAINTAINING WIRELESS  FACILITIES,  WIRELESS  SUPPORT  STRUCTURES,  OR
 UTILITY  POLES IN THE ROW AND TO RETURN THE ROW TO ITS FUNCTIONAL EQUIV-
 ALENCE BEFORE THE DAMAGE PURSUANT TO THE COMPETITIVELY NEUTRAL,  REASON-
 ABLE  REQUIREMENTS  AND  SPECIFICATIONS OF THE MUNICIPAL CORPORATION. IF
 THE WIRELESS PROVIDER FAILS TO MAKE THE REPAIRS REASONABLY  REQUIRED  BY
 THE MUNICIPAL CORPORATION WITHIN A REASONABLE TIME AFTER WRITTEN NOTICE,
 THE MUNICIPAL CORPORATION MAY EFFECT THOSE REPAIRS AND CHARGE THE APPLI-
 CABLE PARTY THE REASONABLE, DOCUMENTED ACTUAL COST OF SUCH REPAIRS.
   §  302.  COLLOCATION  OF  SMALL WIRELESS FACILITIES AND MICRO WIRELESS
 FACILITIES. 1. APPLICABILITY. THE PROVISIONS OF THIS SECTION SHALL APPLY
 TO ACTIVITIES OF A WIRELESS PROVIDER WITHIN OR OUTSIDE OF THE  RIGHT  OF
 WAY.
   2.  EXCEPT  AS EXPRESSLY PROVIDED IN THIS ARTICLE, NO MUNICIPAL CORPO-
 RATION  MAY  REGULATE,  PROHIBIT  OR  CHARGE  FOR  THE  COLLOCATION   OF
 SMALL/MICRO WIRELESS FACILITIES.
   3.  SMALL  WIRELESS  FACILITIES AND MICRO WIRELESS FACILITIES SHALL BE
 CLASSIFIED AS PERMITTED  USES  AND  NOT  SUBJECT  TO  ZONING  REVIEW  OR
 APPROVAL  IF  THEY ARE COLLOCATED: (I) IN THE RIGHT OF WAY IN ANY ZONING
 DISTRICT; OR (II) OUTSIDE THE RIGHT OF WAY IN PROPERTY NOT ZONED  EXCLU-
 SIVELY FOR SINGLE FAMILY RESIDENTIAL USE.
   4.  A  MUNICIPAL CORPORATION MAY REQUIRE AN APPLICANT TO OBTAIN ONE OR
 MORE PERMITS TO COLLOCATE  A  SMALL  WIRELESS  FACILITY,  PROVIDED  SUCH
 PERMITS  ARE  OF  GENERAL  APPLICABILITY AND DO NOT APPLY EXCLUSIVELY TO
 WIRELESS FACILITIES. A MUNICIPAL CORPORATION SHALL RECEIVE  APPLICATIONS
 FOR,  PROCESS,  AND ISSUE SUCH PERMITS SUBJECT TO THE FOLLOWING REQUIRE-
 MENTS: (I) NO MUNICIPAL CORPORATION MAY, DIRECTLY OR INDIRECTLY, REQUIRE
 AN APPLICANT TO PERFORM SERVICES UNRELATED TO THE COLLOCATION FOR  WHICH
 APPROVAL  IS  SOUGHT,  SUCH  AS  IN-KIND  CONTRIBUTIONS TO THE MUNICIPAL

 S. 7508                            12                            A. 9508
 
 CORPORATION, INCLUDING RESERVING FIBER, CONDUIT, OR POLE SPACE  FOR  THE
 MUNICIPAL  CORPORATION;  (II)  NO APPLICANT SHALL BE REQUIRED TO PROVIDE
 MORE INFORMATION TO OBTAIN A PERMIT THAN COMMUNICATIONS SERVICE  PROVID-
 ERS  THAT ARE NOT WIRELESS PROVIDERS; (III) WITHIN TEN DAYS OF RECEIVING
 AN APPLICATION, A MUNICIPAL CORPORATION SHALL DETERMINE AND  NOTIFY  THE
 APPLICANT  WHETHER  THE  APPLICATION  IS  COMPLETE. IF AN APPLICATION IS
 INCOMPLETE, THE MUNICIPAL CORPORATION SHALL SPECIFICALLY  IDENTIFY  WHAT
 INFORMATION  IS  MISSING;  (IV)  AN  APPLICATION SHALL BE PROCESSED ON A
 NONDISCRIMINATORY BASIS AND SHALL BE DEEMED APPROVED  IF  THE  MUNICIPAL
 CORPORATION  FAILS  TO  OTHERWISE APPROVE OR DENY THE APPLICATION WITHIN
 SIXTY DAYS OF RECEIPT; AND (V) A MUNICIPAL CORPORATION SHALL APPROVE  AN
 APPLICATION  UNLESS  IT  DOES NOT MEET THE REQUIREMENTS OF THIS ARTICLE.
 THE MUNICIPAL CORPORATION SHALL  DOCUMENT  THE  BASIS  FOR  ANY  DENIAL,
 INCLUDING  THE  SPECIFIC  CODE PROVISIONS ON WHICH THE DENIAL WAS BASED,
 AND SEND THE DOCUMENTATION TO THE APPLICANT ON OR  BEFORE  THE  DAY  THE
 MUNICIPAL CORPORATION DENIES THE APPLICATION. THE APPLICANT MAY CURE THE
 DEFICIENCIES  IDENTIFIED  BY  THE MUNICIPAL CORPORATION AND RESUBMIT THE
 APPLICATION WITHIN THIRTY DAYS OF THE DENIAL  WITHOUT  PAYING  AN  ADDI-
 TIONAL  APPLICATION FEE. THE MUNICIPAL CORPORATION SHALL APPROVE OR DENY
 THE REVISED APPLICATION WITHIN THIRTY DAYS. ANY SUBSEQUENT REVIEW  SHALL
 BE  LIMITED  TO  THE DEFICIENCIES CITED IN THE DENIAL; (VI) AN APPLICANT
 SEEKING TO COLLOCATE SMALL WIRELESS FACILITIES WITHIN  THE  JURISDICTION
 OF  A  SINGLE MUNICIPAL CORPORATION SHALL BE ALLOWED, AT THE APPLICANT'S
 DISCRETION, TO FILE A CONSOLIDATED  APPLICATION  AND  RECEIVE  A  SINGLE
 PERMIT  FOR THE COLLOCATION OF MULTIPLE SMALL WIRELESS FACILITIES; (VII)
 COLLOCATION FOR WHICH A PERMIT HAS BEEN GRANTED  SHALL  COMMENCE  WITHIN
 ONE  YEAR  OF APPROVAL AND SHALL BE PURSUED TO COMPLETION; AND (VIII) NO
 MUNICIPAL CORPORATION MAY INSTITUTE, EITHER EXPRESSLY  OR  DE  FACTO,  A
 MORATORIUM  ON:  A. FILING, RECEIVING, OR PROCESSING APPLICATIONS; OR B.
 ISSUING PERMITS OR OTHER APPROVALS, IF ANY, FOR THE COLLOCATION OF SMALL
 WIRELESS FACILITIES.
   5. APPLICATION FEES SHALL BE SUBJECT TO  THE  FOLLOWING  REQUIREMENTS:
 (I)  A  MUNICIPAL CORPORATION MAY CHARGE AN APPLICATION FEE ONLY IF SUCH
 FEE IS REQUIRED FOR SIMILAR TYPES OF COMMERCIAL DEVELOPMENT  WITHIN  THE
 MUNICIPAL CORPORATION'S JURISDICTION; (II) A MUNICIPAL CORPORATION SHALL
 ONLY  CHARGE A FEE FOR THE ACTUAL, DIRECT, AND REASONABLE COSTS INCURRED
 BY THE MUNICIPAL CORPORATION RELATING TO THE GRANTING OR  PROCESSING  OF
 AN  APPLICATION.    SUCH FEES SHALL BE REASONABLY RELATED IN TIME TO THE
 INCURRING OF SUCH COSTS.   WHERE SUCH COSTS  ARE  ALREADY  RECOVERED  BY
 EXISTING  FEES, RATES, OR TAXES PAID BY A WIRELESS PROVIDER, NO APPLICA-
 TION FEE SHALL BE ASSESSED TO RECOVER SUCH COSTS; (III) A  FEE  MAY  NOT
 INCLUDE:  A.  TRAVEL EXPENSES INCURRED BY A THIRD PARTY IN ITS REVIEW OF
 AN APPLICATION; OR B. DIRECT PAYMENT OR  REIMBURSEMENT  OF  THIRD  PARTY
 RATES  OR FEES CHARGED ON A CONTINGENCY BASIS OR A RESULT-BASED ARRANGE-
 MENT; (IV) IN ANY CONTROVERSY CONCERNING THE APPROPRIATENESS OF  A  FEE,
 THE  MUNICIPAL CORPORATION SHALL HAVE THE BURDEN OF PROVING THAT THE FEE
 IS REASONABLY RELATED  TO  THE  ACTUAL,  DIRECT,  AND  REASONABLE  COSTS
 INCURRED BY THE MUNICIPAL CORPORATION; (V) TOTAL APPLICATION FEES, WHERE
 PERMITTED,  SHALL  NOT  EXCEED  THE  LESSER OF THE AMOUNT CHARGED BY THE
 MUNICIPAL CORPORATION FOR: A. A BUILDING PERMIT FOR ANY SIMILAR  COMMER-
 CIAL  CONSTRUCTION, ACTIVITY, OR LAND USE DEVELOPMENT; OR B. ONE HUNDRED
 DOLLARS EACH FOR UP TO FIVE SMALL WIRELESS FACILITIES  ADDRESSED  IN  AN
 APPLICATION AND FIFTY DOLLARS FOR EACH ADDITIONAL SMALL WIRELESS FACILI-
 TY ADDRESSED IN THE APPLICATION.
   6.  NO  MUNICIPAL  CORPORATION  SHALL REQUIRE AN APPLICATION FOR:  (I)
 ROUTINE MAINTENANCE; (II) THE REPLACEMENT OF  WIRELESS  FACILITIES  WITH

 S. 7508                            13                            A. 9508
 
 WIRELESS  FACILITIES  THAT ARE SUBSTANTIALLY SIMILAR OR THE SAME SIZE OR
 SMALLER; OR (III) THE INSTALLATION, PLACEMENT, MAINTENANCE, OPERATION OR
 REPLACEMENT OF MICRO WIRELESS  FACILITIES  THAT  ARE  STRUNG  ON  CABLES
 BETWEEN  EXISTING  UTILITY  POLES, IN COMPLIANCE WITH THE NATIONAL ELEC-
 TRICAL SAFETY CODE. A MUNICIPAL CORPORATION MAY REQUIRE A PERMIT TO WORK
 WITHIN THE RIGHT OF WAY FOR SUCH ACTIVITIES,  IF  APPLICABLE.  ANY  SUCH
 PERMITS SHALL BE SUBJECT TO THE REQUIREMENTS OF THIS SECTION.
   §  303. ACCESS TO MUNICIPAL CORPORATION STRUCTURES. 1.  COLLOCATION OF
 SMALL WIRELESS FACILITIES ON OR ADJACENT TO MUNICIPAL CORPORATION  POLES
 AND  UTILITY  POLES  FOR DESIGNATED SERVICES. (I) EXCLUSIVE ARRANGEMENTS
 PROHIBITED.  A PERSON OWNING OR CONTROLLING MUNICIPAL POLES  OR  UTILITY
 POLES  FOR  DESIGNATED SERVICES MAY NOT ENTER INTO AN EXCLUSIVE ARRANGE-
 MENT WITH ANY PERSON FOR THE RIGHT TO ATTACH  TO  OR  ADJACENT  TO  SUCH
 POLES.
   (II)  RATES.  A. THE RATES AND FEES FOR COLLOCATIONS ON OR ADJACENT TO
 MUNICIPAL CORPORATION POLES OR UTILITY  POLES  FOR  DESIGNATED  SERVICES
 SHALL  BE  NONDISCRIMINATORY  REGARDLESS OF THE SERVICES PROVIDED BY THE
 COLLOCATING PERSON; B. THE RATE TO COLLOCATE ON OR ADJACENT  TO  UTILITY
 POLES  FOR  DESIGNATED SERVICES MAY NOT EXCEED THE ANNUAL RECURRING RATE
 THAT WOULD BE PERMITTED UNDER RULES ADOPTED BY THE FCC UNDER 47 U.S.C. §
 224(E) IF THE RATES WERE REGULATED BY THE FCC OR TWENTY DOLLARS PER YEAR
 PER WOODEN UTILITY POLE OR TWO  HUNDRED  DOLLARS  PER  YEAR  PER  METAL,
 CONCRETE,  OR FIBERGLASS UTILITY POLE, WHICHEVER IS LESS; C. THE RATE TO
 COLLOCATE ON MUNICIPAL  CORPORATION  POLES  SHALL  RECOVER  THE  ACTUAL,
 DIRECT,  AND REASONABLE COSTS RELATED TO THE APPLICANT'S APPLICATION FOR
 AND USE OF SPACE ON THE MUNICIPAL CORPORATION POLE; D. THE TOTAL  ANNUAL
 RATE  FOR  COLLOCATIONS  AND ANY ACTIVITIES RELATED TO SUCH COLLOCATIONS
 SHALL NOT EXCEED THE LESSER OF  ACTUAL,  DIRECT,  AND  REASONABLE  COSTS
 RELATED  TO THE COLLOCATION ON OR ADJACENT TO THE POLE OR TWENTY DOLLARS
 PER YEAR PER WOODEN UTILITY POLE OR TWO HUNDRED  DOLLARS  PER  YEAR  PER
 METAL,  CONCRETE,  OR  FIBERGLASS UTILITY POLE, WHICHEVER IS LESS; E. IN
 ANY CONTROVERSY CONCERNING THE APPROPRIATENESS OF A RATE FOR A MUNICIPAL
 CORPORATION'S POLE, THE MUNICIPAL CORPORATION SHALL HAVE THE  BURDEN  OF
 PROVING THAT THE RATES ARE REASONABLY RELATED TO THE ACTUAL, DIRECT, AND
 REASONABLE  COSTS INCURRED FOR USE OF SPACE ON THE POLE FOR SUCH PERIOD;
 F.  SHOULD A MUNICIPAL CORPORATION, MUNICIPALLY-OWNED  OR  OPERATED-PER-
 SON,  PUBLIC  UTILITY  DISTRICT,  OR  COOPERATIVE  HAVE AN EXISTING POLE
 ATTACHMENT RATE, FEE, OR OTHER  TERM  THAT  DOES  NOT  COMPLY  WITH  THE
 REQUIREMENTS  OF  THIS  SECTION, THE MUNICIPAL CORPORATION, MUNICIPALLY-
 OWNED OR OPERATED PERSON, PUBLIC UTILITY DISTRICT, OR COOPERATIVE SHALL,
 NOT LATER THAN SIX MONTHS FOLLOWING THE EFFECTIVE DATE OF THIS  ARTICLE,
 REFORM SUCH RATE, FEE, OR TERM IN COMPLIANCE WITH THIS SUBDIVISION.
   (III) RATES, FEES, AND TERMS TO BE OFFERED. PERSONS OWNING OR CONTROL-
 LING  MUNICIPAL  CORPORATION  POLES  AND  UTILITY  POLES  FOR DESIGNATED
 SERVICES SHALL OFFER RATES, FEES, AND OTHER TERMS THAT COMPLY  WITH  THE
 PROVISION  SET  FORTH  IN THIS SECTION WITHIN THE LATER OF SIX MONTHS OF
 THE EFFECTIVE DATE OF THIS ARTICLE OR THREE  MONTHS  AFTER  RECEIVING  A
 REQUEST  TO  COLLOCATE  ITS FIRST SMALL WIRELESS FACILITY ON A MUNICIPAL
 CORPORATION POLE OR A UTILITY POLE  FOR  DESIGNATED  SERVICES  OWNED  OR
 CONTROLLED BY A MUNICIPAL CORPORATION.
   2.  COLLOCATION  ON  OR  ADJACENT  TO  MUNICIPAL  CORPORATION WIRELESS
 SUPPORT STRUCTURES AND UTILITY POLES OUTSIDE THE RIGHT OF WAY. A MUNICI-
 PAL CORPORATION SHALL AUTHORIZE THE COLLOCATION OF SMALL WIRELESS FACIL-
 ITIES AND MICRO WIRELESS FACILITIES ON OR ADJACENT TO  WIRELESS  SUPPORT
 STRUCTURES  AND  UTILITY POLES OWNED OR CONTROLLED BY A MUNICIPAL CORPO-
 RATION THAT ARE NOT LOCATED WITHIN THE RIGHT OF WAY TO THE  SAME  EXTENT

 S. 7508                            14                            A. 9508

 THE  MUNICIPAL  CORPORATION  PERMITS ACCESS TO SUCH STRUCTURES FOR OTHER
 COMMERCIAL PROJECTS OR USES.  SUCH  COLLOCATIONS  SHALL  BE  SUBJECT  TO
 REASONABLE  AND  NONDISCRIMINATORY RATES, FEES, AND TERMS AS PROVIDED IN
 AN  AGREEMENT BETWEEN THE MUNICIPAL CORPORATION AND THE WIRELESS PROVID-
 ER.
   § 304. LOCAL AUTHORITY. SUBJECT TO THE PROVISIONS OF THIS ARTICLE  AND
 APPLICABLE FEDERAL LAW, A MUNICIPAL CORPORATION MAY CONTINUE TO EXERCISE
 ZONING,  LAND USE, PLANNING AND PERMITTING AUTHORITY WITHIN ITS TERRITO-
 RIAL BOUNDARIES, INCLUDING WITH RESPECT TO  WIRELESS  SUPPORT  STRUCTURE
 AND  UTILITY  POLES;  EXCEPT THAT NO MUNICIPAL CORPORATION SHALL HAVE OR
 EXERCISE ANY JURISDICTION OR AUTHORITY  OVER  THE  DESIGN,  ENGINEERING,
 CONSTRUCTION,  INSTALLATION, OR OPERATION OF ANY SMALL WIRELESS FACILITY
 OR MICRO WIRELESS FACILITY LOCATED IN AN INTERIOR STRUCTURE OR UPON  THE
 SITE OF ANY CAMPUS, STADIUM, OR ATHLETIC FACILITY NOT OTHERWISE OWNED OR
 CONTROLLED  BY  THE  MUNICIPAL  CORPORATION,  OTHER  THAN TO COMPLY WITH
 APPLICABLE CODES. NOTHING IN THIS ARTICLE AUTHORIZES THE  STATE  OR  ANY
 POLITICAL  SUBDIVISION,  INCLUDING  A  MUNICIPAL CORPORATION, TO REQUIRE
 WIRELESS FACILITY DEPLOYMENT OR TO REGULATE WIRELESS SERVICES.
   § 305. DISPUTE RESOLUTION. COURTS OF COMPETENT JURISDICTION SHALL HAVE
 JURISDICTION TO DETERMINE ALL DISPUTES ARISING UNDER THIS ARTICLE.
   § 306. INDEMNIFICATION.   NO MUNICIPAL  CORPORATION  SHALL  REQUIRE  A
 WIRELESS  PROVIDER  TO  INDEMNIFY AND HOLD THE MUNICIPAL CORPORATION AND
 ITS OFFICERS AND EMPLOYEES HARMLESS AGAINST ANY CLAIMS, LAWSUITS,  JUDG-
 MENTS,  COSTS,  LIENS,  LOSSES, EXPENSES OR FEES, EXCEPT WHEN A COURT OF
 COMPETENT JURISDICTION HAS FOUND THAT THE  NEGLIGENCE  OF  THE  WIRELESS
 PROVIDER WHILE INSTALLING, REPAIRING OR MAINTAINING CAUSED THE HARM THAT
 CREATED   SUCH   CLAIMS,  LAWSUITS,  JUDGMENTS,  COSTS,  LIENS,  LOSSES,
 EXPENSES, OR FEES OR TO REQUIRE A WIRELESS PROVIDER TO OBTAIN  INSURANCE
 NAMING  THE MUNICIPAL CORPORATION OR ITS OFFICERS AND EMPLOYEES AN ADDI-
 TIONAL INSURED AGAINST ANY OF THE FOREGOING.
   § 4. This act shall take effect immediately; provided,  however,  that
 section  three  of this act shall take effect on the thirtieth day after
 it shall have become a law.
 
                                  PART G
 
   Section 1. Paragraph (c) of subdivision 3 of section 501 of the  vehi-
 cle  and  traffic  law,  as added by chapter 449 of the laws of 1989, is
 amended to read as follows:
   (c) in the city of New York, [driving shall be prohibited]  FROM  FIVE
 O'CLOCK  IN THE MORNING TO NINE O'CLOCK IN THE EVENING, WHEN ACCOMPANIED
 BY A PERSON AT LEAST TWENTY-ONE YEARS OF AGE AND WHO IS A DULY  LICENSED
 PARENT, GUARDIAN, PERSON IN A POSITION OF LOCO PARENTIS TO THE LICENSEE,
 DRIVER EDUCATION TEACHER, OR DRIVING SCHOOL INSTRUCTOR, WHEN OPERATING A
 VEHICLE EQUIPPED WITH DUAL BRAKE CONTROLS.
   § 2. Subdivision 2 of section 510-c of the vehicle and traffic law, as
 amended  by  section  5  of part B of chapter 55 of the laws of 2014, is
 amended to read as follows:
   2. For purposes of this section, the term "serious traffic  violation"
 shall  mean operating a motor vehicle in violation of any of the follow-
 ing provisions of this chapter:  articles  twenty-five  and  twenty-six;
 subdivision  one  of  section  six  hundred;  section  six  hundred one;
 sections eleven hundred eleven, eleven hundred seventy,  eleven  hundred
 seventy-two and eleven hundred seventy-four; subdivisions (a), (b), (c),
 (d)  and  (f)  of  section  eleven  hundred  eighty,  provided  that the
 violation involved ten or more  miles  per  hour  over  the  established

 S. 7508                            15                            A. 9508
 
 limit;  section eleven hundred eighty-two; subdivision [three-a] THREE-B
 of section twelve hundred twenty-nine-c for violations involving use  of
 safety  belts  or seats by a child under the age of sixteen; and section
 twelve hundred twelve of this chapter.
   §  3.  Subdivision 3 of section 1225-c of the vehicle and traffic law,
 as added by chapter 69 of the laws of 2001, is amended and a new  subdi-
 vision 2-a is added to read as follows:
   2-A. NO PERSON UNDER EIGHTEEN YEARS OF AGE SHALL OPERATE A MOTOR VEHI-
 CLE  UPON  A PUBLIC HIGHWAY WHILE ENGAGING IN A CALL WITH A HAND-HELD OR
 HANDS-FREE MOBILE TELEPHONE.  FOR  THE  PURPOSES  OF  THIS  SUBDIVISION,
 ENGAGING IN A CALL SHALL INCLUDE MAKING OR RECEIVING A CALL WITH A HAND-
 HELD OR HANDS-FREE MOBILE TELEPHONE.
   3.  [Subdivision] SUBDIVISIONS two AND TWO-A of this section shall not
 apply to (a) the use of a mobile  telephone  for  the  sole  purpose  of
 communicating  with  any  of  the following regarding an emergency situ-
 ation: an emergency response operator; a hospital, physician's office or
 health clinic;  an  ambulance  company  or  corps;  a  fire  department,
 district  or  company;  or a police department, (b) any of the following
 persons while in the performance of  their  official  duties:  a  police
 officer  or  peace  officer;  a member of a fire department, district or
 company; or the operator of an authorized emergency vehicle  as  defined
 in  section one hundred one of this chapter, or (c) EXCEPT AS APPLIED TO
 PERSONS UNDER THE AGE OF EIGHTEEN YEARS, the use of a hands-free  mobile
 telephone.
   §  4. Paragraphs (a) and (b) of subdivision 2 of section 1225-d of the
 vehicle and traffic law, as amended by section 8 of part C of chapter 58
 of the laws of 2013, are amended to read as follows:
   (a) "Portable electronic device" shall mean any hand-held mobile tele-
 phone, as defined by subdivision one of section twelve  hundred  twenty-
 five-c  of  this  article,  personal  digital  assistant (PDA), handheld
 device with  mobile  data  access,  laptop  computer,  pager,  broadband
 personal  communication  device,  two-way  messaging  device, electronic
 game, or portable computing device, or any other  [electronic]  PERSONAL
 WIRELESS COMMUNICATIONS device when used to input, write, send, receive,
 or  read  text  OR IMAGES for present or future communication, INCLUDING
 DOING SO FOR THE PURPOSE OF SMS TEXTING, EMAILING, INSTANT MESSAGING, OR
 ENGAGING IN ANY OTHER FORM OF ELECTRONIC DATA  RETRIEVAL  OR  ELECTRONIC
 DATA COMMUNICATION.
   (b) "Using" shall mean holding OR MAKING CONTACT WITH a portable elec-
 tronic device [while] FOR THE PURPOSE OF viewing, taking or transmitting
 images, playing games, or, for the purpose of present or future communi-
 cation: performing a command or request to access a world wide web page,
 composing, sending, reading, viewing, accessing, browsing, transmitting,
 saving  or  retrieving e-mail, text messages, instant messages, or other
 electronic data.
   § 5. Subdivision 2 of section 1225-d of the vehicle and traffic law is
 amended by adding a new paragraph (e) to read as follows:
   (E) "PERSONAL WIRELESS  COMMUNICATIONS  DEVICE"  (I)  MEANS  A  DEVICE
 THROUGH   WHICH  PERSONAL  WIRELESS  SERVICES  (AS  DEFINED  IN  SECTION
 332(C)(7)(C)(I)  OF  THE  COMMUNICATIONS  ACT   OF   1934   (47   U.S.C.
 332(C)(7)(C)(I))) ARE TRANSMITTED; AND
   (II)  DOES  NOT  INCLUDE A GLOBAL NAVIGATION SATELLITE SYSTEM RECEIVER
 USED FOR POSITIONING, EMERGENCY NOTIFICATION, OR NAVIGATION PURPOSES.
   § 6. Subdivision 4 of section 1225-d of the vehicle and  traffic  law,
 as amended by section 10 of part C of chapter 58 of the laws of 2013, is
 amended to read as follows:

 S. 7508                            16                            A. 9508
 
   4.  A  person  who  [holds]  USES  a  portable  electronic device in a
 conspicuous manner while operating a motor vehicle or while operating  a
 commercial motor vehicle on a public highway including while temporarily
 stationary because of traffic, a traffic control device, or other momen-
 tary  delays  but  not  including  when such commercial motor vehicle is
 stopped at the side of, or off, a public highway  in  a  location  where
 such  vehicle  is  not  otherwise prohibited from stopping by law, rule,
 regulation or any lawful order or  direction  of  a  police  officer  is
 presumed  to  be  using  such  device,  except that a person operating a
 commercial motor vehicle while using a portable electronic  device  when
 such  vehicle  is  stopped at the side of, or off, a public highway in a
 location where such vehicle is not otherwise prohibited from stopping by
 law, rule, regulation or any lawful order or direction of a police offi-
 cer shall not be presumed to  be  using  such  device.  The  presumption
 established  by  this  subdivision  is rebuttable by evidence tending to
 show that the operator was not using the device within  the  meaning  of
 this section.
   §  7.  Subdivision 3 of section 1229-c of the vehicle and traffic law,
 as added by chapter 365 of the laws of  1984,  is  amended  to  read  as
 follows:
   3.  No  person  shall  operate  a  motor vehicle unless such person is
 restrained by a safety belt approved  by  the  commissioner.  No  person
 sixteen years of age or over shall be a passenger in [the front seat of]
 a  motor  vehicle  unless  such  person  is  restrained by a safety belt
 approved by the commissioner.
   § 8. Subdivision 13 of section 1229-c of the vehicle and traffic  law,
 as  amended  by  chapter  20  of the laws of 2008, is amended to read as
 follows:
   13.  Notwithstanding  the  provisions  of  subdivision  four  of  this
 section,  no  person  shall  operate a school bus for which there are no
 applicable federal school bus safety standards unless all occupants  are
 restrained  by  a safety belt approved by the commissioner or, regarding
 occupants age four or older but under age [seven] EIGHT, are  restrained
 pursuant to subdivision one or two of this section.
   §  9.  The  vehicle and traffic law is amended by adding a new section
 1170-a to read as follows:
   § 1170-A. OWNER LIABILITY FOR FAILURE OF OPERATOR TO OBEY SIGNAL INDI-
 CATING APPROACH OF TRAIN. (A) 1. NOTWITHSTANDING ANY OTHER PROVISION  OF
 LAW,  ANY  POLITICAL  SUBDIVISION AS DEFINED HEREIN IS HEREBY AUTHORIZED
 AND EMPOWERED TO ADOPT AND AMEND A LOCAL LAW,  ORDINANCE  OR  RESOLUTION
 ESTABLISHING  A DEMONSTRATION PROGRAM IMPOSING MONETARY LIABILITY ON THE
 OWNER OF A VEHICLE FOR FAILURE OF AN OPERATOR  THEREOF  TO  COMPLY  WITH
 SECTION  ELEVEN  HUNDRED  SEVENTY  OF  THIS  ARTICLE. SUCH DEMONSTRATION
 PROGRAM SHALL EMPOWER A POLITICAL SUBDIVISION  TO  INSTALL  AND  OPERATE
 RAILROAD  GRADE CROSSING PHOTO VIOLATION-MONITORING DEVICES AT ANY RAIL-
 ROAD SIGN OR SIGNAL OVER WHICH IT HAS JURISDICTION.   THE  COST  OF  THE
 PHOTO  VIOLATION MONITORING DEVICES MAY BE BORNE BY THE POLITICAL SUBDI-
 VISION, A COMMUTER RAILROAD OPERATING WITHIN SUCH POLITICAL SUBDIVISION,
 OR A COMBINATION OF BOTH SUCH POLITICAL SUBDIVISION AND  COMMUTER  RAIL-
 ROAD PURSUANT TO A MEMORANDUM OF UNDERSTANDING.
   2.  SUCH DEMONSTRATION PROGRAM SHALL UTILIZE NECESSARY TECHNOLOGIES TO
 ENSURE, TO THE EXTENT PRACTICABLE, THAT  PHOTOGRAPHS  PRODUCED  BY  SUCH
 RAILROAD  GRADE  CROSSING  PHOTO  VIOLATION-MONITORING SYSTEMS SHALL NOT
 INCLUDE IMAGES THAT IDENTIFY THE DRIVER, THE PASSENGERS OR THE  CONTENTS
 OF  THE  VEHICLE.  NOTWITHSTANDING ANY FOREGOING, NO NOTICE OF LIABILITY
 ISSUED PURSUANT TO THIS SECTION SHALL  BE  DISMISSED  SOLELY  BECAUSE  A

 S. 7508                            17                            A. 9508
 
 PHOTOGRAPH  OR  PHOTOGRAPHS ALLOW FOR THE IDENTIFICATION OF THE CONTENTS
 OF A VEHICLE, PROVIDED  THAT  SUCH  POLITICAL  SUBDIVISION  HAS  MADE  A
 REASONABLE EFFORT TO COMPLY WITH THE PROVISIONS OF THIS PARAGRAPH.
   (B)  WITHIN  THE  JURISDICTION OF ANY SUCH POLITICAL SUBDIVISION WHICH
 HAS ADOPTED A LOCAL LAW, ORDINANCE OR RESOLUTION PURSUANT TO SUBDIVISION
 (A) OF THIS SECTION, THE OWNER OF A VEHICLE SHALL BE LIABLE FOR A PENAL-
 TY IMPOSED PURSUANT TO THIS SECTION IF SUCH VEHICLE WAS USED OR OPERATED
 WITH THE PERMISSION OF THE OWNER, EXPRESS OR IMPLIED,  IN  VIOLATION  OF
 SECTION  ELEVEN  HUNDRED  SEVENTY OF THIS ARTICLE, AND SUCH VIOLATION IS
 EVIDENCE BY INFORMATION OBTAINED FROM A RAILROAD  GRADE  CROSSING  PHOTO
 VIOLATION-MONITORING SYSTEM; PROVIDED, HOWEVER, THAT NO OWNER OF A VEHI-
 CLE SHALL BE LIABLE FOR A PENALTY IMPOSED PURSUANT TO THIS SECTION WHERE
 THE  OPERATOR  OF  SUCH  VEHICLE  HAS  BEEN  CONVICTED OF THE UNDERLYING
 VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY OF THIS ARTICLE.
   (C) FOR PURPOSES OF THIS SECTION, THE FOLLOWING TERMS SHALL  HAVE  THE
 FOLLOWING MEANING:
   1.  "OWNER"  SHALL  HAVE THE MEANING PROVIDED IN ARTICLE TWO-B OF THIS
 CHAPTER;
   2. "RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING  SYSTEM"  SHALL
 MEAN  A  VEHICLE SENSOR INSTALLED TO WORK IN CONJUNCTION WITH A RAILROAD
 SIGN OR SIGNAL WHICH AUTOMATICALLY PRODUCES TWO OR MORE PHOTOGRAPHS, TWO
 OR MORE MICROPHOTOGRAPHS, A VIDEOTAPE OR OTHER RECORDED IMAGES  OF  EACH
 VEHICLE AT THE TIME IT IS USED OR OPERATED IN VIOLATION OF SECTION ELEV-
 EN HUNDRED SEVENTY OF THIS ARTICLE;
   3. "POLITICAL SUBDIVISION" SHALL MEAN A COUNTY, CITY, TOWN, OR VILLAGE
 LOCATED  IN  THE  METROPOLITAN COMMUTER TRANSPORTATION DISTRICT, AS SUCH
 DISTRICT IS DEFINED IN SECTION TWELVE HUNDRED SIXTY-TWO  OF  THE  PUBLIC
 AUTHORITIES LAW; AND
   4. "COMMUTER RAILROAD" SHALL MEAN A RAILROAD OWNED AND OPERATED BY THE
 METROPOLITAN  TRANSPORTATION  AUTHORITY WITHIN THE METROPOLITAN COMMUTER
 TRANSPORTATION DISTRICT, AS SUCH  TERM  IS  DEFINED  IN  SECTION  TWELVE
 HUNDRED SIXTY-TWO OF THE PUBLIC AUTHORITIES LAW.
   (D)  A  CERTIFICATE,  SWORN TO OR AFFIRMED BY A TECHNICIAN EMPLOYED BY
 THE COMMUTER RAILROAD OR BY  THE  POLITICAL  SUBDIVISION  IN  WHICH  THE
 CHARGED   VIOLATION   OCCURRED,  OR  A  FACSIMILE  THEREOF,  BASED  UPON
 INSPECTION OF PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE OR OTHER RECORDED
 IMAGES PRODUCED BY A RAILROAD GRADE CROSSING PHOTO  VIOLATION-MONITORING
 SYSTEM,  SHALL  BE  PRIMA FACIE EVIDENCE OF THE FACTS CONTAINED THEREIN.
 ANY PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE OR  OTHER  RECORDED  IMAGES
 EVIDENCING  SUCH  A  VIOLATION  SHALL BE AVAILABLE FOR INSPECTION IN ANY
 PROCEEDING TO ADJUDICATE THE LIABILITY FOR SUCH VIOLATION PURSUANT TO  A
 LOCAL LAW, ORDINANCE OR RESOLUTION ADOPTED PURSUANT TO THIS SECTION.
   (E)  AN OWNER LIABLE FOR A VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY
 OF THIS ARTICLE PURSUANT TO A LOCAL LAW, ORDINANCE OR RESOLUTION ADOPTED
 PURSUANT TO THIS SECTION SHALL  BE  LIABLE  FOR  MONETARY  PENALTIES  IN
 ACCORDANCE  WITH  A SCHEDULE OF FINES AND PENALTIES TO BE ESTABLISHED IN
 SUCH LOCAL LAW, ORDINANCE OR RESOLUTION.  THE  LIABILITY  OF  THE  OWNER
 PURSUANT  TO THIS SECTION SHALL NOT EXCEED TWO HUNDRED FIFTY DOLLARS FOR
 EACH VIOLATION; PROVIDED, HOWEVER, THAT AN  ADJUDICATING  AUTHORITY  MAY
 PROVIDE  FOR  AN  ADDITIONAL  PENALTY NOT IN EXCESS OF FIFTY DOLLARS FOR
 EACH VIOLATION FOR THE FAILURE TO RESPOND TO A NOTICE OF LIABILITY WITH-
 IN THE PRESCRIBED PERIOD OF TIME.
   (F) AN IMPOSITION OF LIABILITY UNDER A LOCAL LAW, ORDINANCE OR  RESOL-
 UTION  ADOPTED PURSUANT TO THIS SECTION SHALL NOT BE DEEMED A CONVICTION
 AS AN OPERATOR AND SHALL NOT BE MADE PART OF THE OPERATING RECORD OF THE

 S. 7508                            18                            A. 9508

 PERSON UPON WHOM SUCH LIABILITY IS IMPOSED NOR  SHALL  IT  BE  USED  FOR
 INSURANCE PURPOSES IN THE PROVISION OF MOTOR VEHICLE INSURANCE COVERAGE.
   (G) 1. A NOTICE OF LIABILITY SHALL BE SENT BY FIRST CLASS MAIL TO EACH
 PERSON ALLEGED TO BE LIABLE AS AN OWNER FOR A VIOLATION OF SECTION ELEV-
 EN  HUNDRED  SEVENTY  OF THIS ARTICLE PURSUANT TO THIS SECTION. PERSONAL
 DELIVERY ON THE OWNER SHALL NOT  BE  REQUIRED.  A  MANUAL  OR  AUTOMATIC
 RECORD  OF  MAILING PREPARED IN THE ORDINARY COURSE OF BUSINESS SHALL BE
 PRIMA FACIE EVIDENCE OF THE FACTS CONTAINED THEREIN.
   2. A NOTICE OF LIABILITY SHALL CONTAIN THE NAME  AND  ADDRESS  OF  THE
 PERSON ALLEGED TO BE LIABLE AS AN OWNER FOR A VIOLATION OF SECTION ELEV-
 EN  HUNDRED SEVENTY OF THIS ARTICLE PURSUANT TO THIS SECTION, THE REGIS-
 TRATION NUMBER OF THE VEHICLE INVOLVED IN SUCH VIOLATION,  THE  LOCATION
 WHERE SUCH VIOLATION TOOK PLACE, THE DATE AND TIME OF SUCH VIOLATION AND
 THE  IDENTIFICATION NUMBER OF THE CAMERA WHICH RECORDED THE VIOLATION OR
 OTHER DOCUMENT LOCATOR NUMBER.
   3. THE NOTICE OF LIABILITY  SHALL  CONTAIN  INFORMATION  ADVISING  THE
 PERSON CHARGED OF THE MANNER AND THE TIME IN WHICH HE OR SHE MAY CONTEST
 THE LIABILITY ALLEGED IN THE NOTICE. SUCH NOTICE OF LIABILITY SHALL ALSO
 CONTAIN  A  WARNING TO ADVISE THE PERSON CHARGED THAT FAILURE TO CONTEST
 IN THE MANNER AND TIME PROVIDED SHALL BE DEEMED AN ADMISSION OF  LIABIL-
 ITY AND THAT A DEFAULT JUDGMENT MAY BE ENTERED THEREON.
   4.  THE  NOTICE OF LIABILITY SHALL BE PREPARED AND MAILED BY THE POLI-
 TICAL SUBDIVISION, OR BY ANY OTHER ENTITY AUTHORIZED BY  SUCH  POLITICAL
 SUBDIVISION TO PREPARE AND MAIL SUCH NOTIFICATION OF VIOLATION.
   (H)  ADJUDICATION OF THE LIABILITY IMPOSED UPON OWNERS BY THIS SECTION
 SHALL BE BY THE COURT  HAVING  JURISDICTION  OVER  TRAFFIC  INFRACTIONS,
 EXCEPT THAT IF SUCH POLITICAL SUBDIVISION HAS ESTABLISHED AN ADMINISTRA-
 TIVE  TRIBUNAL  TO  HEAR AND DETERMINE COMPLAINTS OF TRAFFIC INFRACTIONS
 CONSTITUTING PARKING, STANDING OR  STOPPING  VIOLATIONS  SUCH  POLITICAL
 SUBDIVISION  MAY,  BY  LOCAL  LAW,  AUTHORIZE  SUCH ADJUDICATION BY SUCH
 TRIBUNAL.
   (I) IF AN OWNER RECEIVES  A  NOTICE  OF  LIABILITY  PURSUANT  TO  THIS
 SECTION  FOR  ANY TIME PERIOD DURING WHICH THE VEHICLE WAS REPORTED TO A
 LAW ENFORCEMENT AGENCY AS HAVING  BEEN  STOLEN,  IT  SHALL  BE  A  VALID
 DEFENSE  TO AN ALLEGATION OF LIABILITY FOR A VIOLATION OF SECTION ELEVEN
 HUNDRED SEVENTY OF THIS ARTICLE PURSUANT TO THIS SECTION THAT THE  VEHI-
 CLE  HAS  BEEN  REPORTED  TO  THE POLICE AS STOLEN PRIOR TO THE TIME THE
 VIOLATION OCCURRED AND HAD NOT BEEN RECOVERED BY SUCH TIME. FOR PURPOSES
 OF ASSERTING THE DEFENSE PROVIDED BY THIS SUBDIVISION IT SHALL BE SUFFI-
 CIENT THAT A CERTIFIED COPY OF A POLICE REPORT ON THE STOLEN VEHICLE  BE
 SENT  BY  FIRST  CLASS  MAIL TO THE COURT HAVING JURISDICTION OR PARKING
 VIOLATIONS BUREAU.
   (J) 1. IN SUCH POLITICAL SUBDIVISION WHERE THE ADJUDICATION OF LIABIL-
 ITY IMPOSED UPON OWNERS PURSUANT TO THIS SECTION IS BY  A  COURT  HAVING
 JURISDICTION,  AND  AN  OWNER  WHO  IS  A LESSOR OF A VEHICLE TO WHICH A
 NOTICE OF LIABILITY WAS ISSUED  PURSUANT  TO  SUBDIVISION  (G)  OF  THIS
 SECTION  SHALL NOT BE LIABLE FOR THE VIOLATION OF SECTION ELEVEN HUNDRED
 SEVENTY OF THIS ARTICLE, PROVIDED THAT HE OR  SHE  SENDS  TO  THE  COURT
 HAVING  JURISDICTION  OF  A  COPY  OF  THE  RENTAL,  LEASE OR OTHER SUCH
 CONTRACT DOCUMENT COVERING SUCH VEHICLE ON THE DATE  OF  THE  VIOLATION,
 WITH  THE NAME AND ADDRESS OF THE LESSEE CLEARLY LEGIBLE, WITHIN THIRTY-
 SEVEN DAYS AFTER RECEIVING NOTICE FROM THE COURT OF THE DATE AND TIME OF
 SUCH VIOLATION, TOGETHER WITH THE OTHER  INFORMATION  CONTAINED  IN  THE
 ORIGINAL  NOTICE  OF  LIABILITY. FAILURE TO SEND SUCH INFORMATION WITHIN
 SUCH THIRTY-SEVEN DAY TIME PERIOD SHALL RENDER THE OWNER LIABLE FOR  THE
 PENALTY  PRESCRIBED  BY THIS SECTION. WHERE THE LESSOR COMPLIES WITH THE

 S. 7508                            19                            A. 9508
 
 PROVISIONS OF THIS PARAGRAPH, THE LESSEE OF SUCH VEHICLE ON THE DATE  OF
 SUCH  VIOLATION  SHALL  BE  DEEMED  TO  BE THE OWNER OF SUCH VEHICLE FOR
 PURPOSES OF  THIS  SECTION,  SHALL  BE  SUBJECT  TO  LIABILITY  FOR  THE
 VIOLATION  OF SECTION ELEVEN HUNDRED SEVENTY OF THIS ARTICLE PURSUANT TO
 SUBDIVISION (G) OF THIS SECTION.
   2. (I) IN ANY POLITICAL SUBDIVISION WHICH HAS AUTHORIZED  THE  ADJUDI-
 CATION  OF  LIABILITY  IMPOSED  UPON OWNERS BY THIS SECTION BY A PARKING
 VIOLATIONS BUREAU, AN OWNER WHO IS A LESSOR OF  A  VEHICLE  TO  WHICH  A
 NOTICE  OF  LIABILITY  WAS  ISSUED  PURSUANT  TO SUBDIVISION (G) OF THIS
 SECTION SHALL NOT BE LIABLE FOR THE VIOLATION OF SECTION ELEVEN  HUNDRED
 SEVENTY OF THIS ARTICLE, PROVIDED THAT:
   (A)  PRIOR  TO  THE VIOLATION, THE LESSOR HAS FILED WITH THE BUREAU IN
 ACCORDANCE WITH THE PROVISIONS OF SECTION  TWO  HUNDRED  THIRTY-NINE  OF
 THIS CHAPTER; AND
   (B) WITHIN THIRTY-SEVEN DAYS AFTER RECEIVING NOTICE FROM THE BUREAU OF
 THE  DATE  AND  TIME OF A LIABILITY, TOGETHER WITH THE OTHER INFORMATION
 CONTAINED IN THE ORIGINAL NOTICE OF LIABILITY, THE LESSOR SUBMITS TO THE
 BUREAU THE CORRECT NAME AND ADDRESS OF THE LESSEE OF THE VEHICLE IDENTI-
 FIED IN THE NOTICE OF LIABILITY AT THE TIME OF SUCH VIOLATION,  TOGETHER
 WITH SUCH OTHER ADDITIONAL INFORMATION CONTAINED IN THE RENTAL, LEASE OR
 OTHER  CONTRACT  DOCUMENT,  AS  MAY BE REASONABLY REQUIRED BY THE BUREAU
 PURSUANT TO REGULATIONS THAT MAY BE PROMULGATED FOR SUCH PURPOSE.
   (II) FAILURE TO COMPLY WITH CLAUSE (B) OF  SUBPARAGRAPH  (I)  OF  THIS
 PARAGRAPH  SHALL  RENDER  THE OWNER LIABLE FOR THE PENALTY PRESCRIBED IN
 THIS SECTION.
   (III) WHERE THE LESSOR COMPLIES WITH THE PROVISIONS OF THIS PARAGRAPH,
 THE LESSEE OF SUCH VEHICLE ON THE DATE OF SUCH VIOLATION SHALL BE DEEMED
 TO BE THE OWNER OF SUCH VEHICLE FOR PURPOSES OF THIS SECTION,  SHALL  BE
 SUBJECT  TO  LIABILITY  FOR  SUCH VIOLATION PURSUANT TO THIS SECTION AND
 SHALL BE SENT A NOTICE OF LIABILITY PURSUANT TO THIS SECTION  AND  SHALL
 BE  SENT  A  NOTICE  OF  LIABILITY  PURSUANT  TO SUBDIVISION (G) OF THIS
 SECTION.
   (K) 1. IF THE OWNER LIABLE FOR A VIOLATION OF SECTION  ELEVEN  HUNDRED
 SEVENTY OF THIS ARTICLE PURSUANT TO THIS SECTION WAS NOT THE OPERATOR OF
 THE  VEHICLE  AT  THE  TIME  OF THE VIOLATION, THE OWNER MAY MAINTAIN AN
 ACTION FOR INDEMNIFICATION AGAINST THE OPERATOR.
   2. NOTWITHSTANDING ANY OTHER PROVISION OF THIS SECTION, NO OWNER OF  A
 VEHICLE  SHALL  BE  SUBJECT  TO A MONETARY FINE IMPOSED PURSUANT TO THIS
 SECTION IF THE OPERATOR OF SUCH VEHICLE WAS OPERATING SUCH VEHICLE WITH-
 OUT THE CONSENT OF THE OWNER AT THE TIME SUCH OPERATOR FAILED TO  COMPLY
 WITH  THE  PROVISIONS OF SECTION ELEVEN HUNDRED SEVENTY OF THIS ARTICLE.
 FOR PURPOSES OF THIS SUBDIVISION THERE SHALL BE A PRESUMPTION  THAT  THE
 OPERATOR  OF SUCH VEHICLE WAS OPERATING SUCH VEHICLE WITH THE CONSENT OF
 THE OWNER AT THE TIME SUCH OPERATOR FAILED TO COMPLY WITH THE PROVISIONS
 OF SECTION ELEVEN HUNDRED SEVENTY OF THIS ARTICLE.
   (L) NOTHING IN THIS SECTION SHALL BE CONSTRUED TO LIMIT THE  LIABILITY
 OF  AN OPERATOR OF A VEHICLE FOR ANY VIOLATION OF SECTION ELEVEN HUNDRED
 SEVENTY OF THIS ARTICLE.
   (M) IN ANY SUCH POLITICAL SUBDIVISION  WHICH  ADOPTS  A  DEMONSTRATION
 PROGRAM  PURSUANT  TO  SUBDIVISION  (A)  OF THIS SECTION, SUCH POLITICAL
 SUBDIVISION SHALL SUBMIT AN ANNUAL REPORT ON THE RESULTS OF THE USE OF A
 RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING SYSTEM TO THE  GOVER-
 NOR, THE TEMPORARY PRESIDENT OF THE SENATE AND THE SPEAKER OF THE ASSEM-
 BLY  ON OR BEFORE JUNE FIRST, TWO THOUSAND EIGHTEEN AND ON THE SAME DATE
 IN EACH SUCCEEDING YEAR IN WHICH THE DEMONSTRATION PROGRAM IS  OPERABLE.
 SUCH REPORT SHALL INCLUDE, BUT NOT BE LIMITED TO:

 S. 7508                            20                            A. 9508
 
   1.  A  DESCRIPTION OF THE LOCATION WHERE RAILROAD GRADE CROSSING PHOTO
 VIOLATION-MONITORING SYSTEM WAS USED;
   2.  THE  AGGREGATE  NUMBER, TYPE AND SEVERITY OF ACCIDENTS REPORTED AT
 INTERSECTIONS WHERE A RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING
 SYSTEM IS USED FOR THE YEAR PRECEDING THE INSTALLATION OF  SUCH  SYSTEM,
 TO THE EXTENT THE INFORMATION IS MAINTAINED BY THE DEPARTMENT;
   3.  THE  AGGREGATE  NUMBER, TYPE AND SEVERITY OF ACCIDENTS REPORTED AT
 INTERSECTIONS WHERE A RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING
 SYSTEM IS USED, TO THE EXTENT  THE  INFORMATION  IS  MAINTAINED  BY  THE
 DEPARTMENT;
   4.  THE  NUMBER  OF  VIOLATIONS  RECORDED AT EACH INTERSECTION WHERE A
 RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING SYSTEM IS USED AND IN
 THE AGGREGATE ON A DAILY, WEEKLY, AND MONTHLY BASIS;
   5. THE TOTAL NUMBER OF NOTICES  OF  LIABILITY  ISSUED  FOR  VIOLATIONS
 RECORDED BY SUCH SYSTEMS;
   6.  THE  NUMBER  OF  FINES  AND TOTAL AMOUNT OF FINES PAID AFTER FIRST
 NOTICE OF LIABILITY ISSUED FOR VIOLATIONS RECORDED BY SUCH SYSTEMS;
   7. THE NUMBER OF VIOLATIONS ADJUDICATED AND RESULTS  OF  SUCH  ADJUDI-
 CATIONS   INCLUDING  BREAKDOWNS  OF  DISPOSITIONS  MADE  FOR  VIOLATIONS
 RECORDED BY SUCH SYSTEMS;
   8. THE TOTAL AMOUNT OF REVENUE REALIZED BY SUCH POLITICAL  SUBDIVISION
 FROM SUCH ADJUDICATIONS;
   9.  EXPENSES INCURRED BY SUCH POLITICAL SUBDIVISION IN CONNECTION WITH
 THE PROGRAM; AND
   10. QUALITY OF THE ADJUDICATION PROCESS AND ITS RESULTS.
   (N) IT SHALL BE AN  AFFIRMATIVE  DEFENSE  TO  ANY  PROSECUTION  FOR  A
 VIOLATION  OF SECTION ELEVEN HUNDRED SEVENTY OF THIS ARTICLE PURSUANT TO
 A LOCAL LAW OR ORDINANCE ADOPTED PURSUANT TO THIS SECTION THAT THERE  IS
 VERIFIED EVIDENCE THAT THE RAILROAD SIGNAL INDICATIONS WERE MALFUNCTION-
 ING AT THE TIME OF THE ALLEGED VIOLATION.
   §  10.  The vehicle and traffic law is amended by adding a new section
 1633 to read as follows:
   § 1633. RAILROAD GRADE CROSSING  ENFORCEMENT;  DEMONSTRATION  PROGRAM.
 (A)  1. NOTWITHSTANDING ANY OTHER PROVISION OF LAW, THE LONG ISLAND RAIL
 ROAD AND THE METRO-NORTH COMMUTER RAILROAD (HEREINAFTER REFERRED  TO  AS
 "THE  COMMUTER RAILROADS") ARE HEREBY AUTHORIZED AND EMPOWERED TO IMPLE-
 MENT A DEMONSTRATION PROGRAM IMPOSING MONETARY LIABILITY ON THE OWNER OF
 A VEHICLE FOR FAILURE OF AN OPERATOR  THEREOF  TO  COMPLY  WITH  SECTION
 ELEVEN HUNDRED SEVENTY OF THIS CHAPTER. SUCH DEMONSTRATION PROGRAM SHALL
 EMPOWER  EACH  OF THE COMMUTER RAILROADS TO INSTALL AND OPERATE RAILROAD
 GRADE CROSSING PHOTO VERIFICATION-MONITORING  DEVICES  AT  ANY  RAILROAD
 SIGN  OR  SIGNAL  THAT  INDICATES  THE  APPROACH OF ONE OF ITS TRAINS. A
 VIOLATION COMMITTED PURSUANT TO THE PROVISIONS OF THIS SECTION SHALL  BE
 DEEMED  A TRAFFIC INFRACTION, AND ADJUDICATION OF THE TRAFFIC INFRACTION
 AGAINST THE OWNER SHALL BE IN ACCORDANCE WITH  THE  PROVISIONS  OF  THIS
 CHAPTER.
   2.  SUCH DEMONSTRATION PROGRAM SHALL UTILIZE NECESSARY TECHNOLOGIES TO
 ENSURE, TO THE EXTENT PRACTICABLE, THAT  PHOTOGRAPHS  PRODUCED  BY  SUCH
 RAILROAD  GRADE  CROSSING  PHOTO  VIOLATION-MONITORING SYSTEMS SHALL NOT
 INCLUDE IMAGES THAT IDENTIFY THE DRIVER, THE PASSENGERS OR THE  CONTENTS
 OF  THE VEHICLE.   PROVIDED, HOWEVER, THAT NO NOTICE OF LIABILITY ISSUED
 PURSUANT TO THIS SECTION SHALL BE DISMISSED SOLELY BECAUSE A  PHOTOGRAPH
 OR  PHOTOGRAPHS  ALLOW FOR THE IDENTIFICATION OF THE CONTENTS OF A VEHI-
 CLE, PROVIDED THAT THE COMMUTER RAILROAD HAS MADE A REASONABLE EFFORT TO
 COMPLY WITH THE PROVISIONS OF THIS PARAGRAPH.

 S. 7508                            21                            A. 9508
 
   (B) WITHIN THE JURISDICTION OF ANY SUCH COMMUTER RAILROAD PURSUANT  TO
 SUBDIVISION (A) OF THIS SECTION, AND SUBJECT TO THE ADJUDICATORY PROCESS
 OF  THE  APPROPRIATE POLITICAL SUBDIVISION, THE OWNER OF A VEHICLE SHALL
 BE LIABLE FOR A PENALTY IMPOSED PURSUANT TO THIS SECTION IF SUCH VEHICLE
 WAS  USED  OR  OPERATED  WITH  THE  PERMISSION  OF THE OWNER, EXPRESS OR
 IMPLIED, IN VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY OF THIS CHAPTER,
 AND SUCH VIOLATION IS EVIDENCED BY INFORMATION OBTAINED FROM A  RAILROAD
 GRADE  CROSSING  PHOTO  VIOLATION-MONITORING  SYSTEM; PROVIDED, HOWEVER,
 THAT NO OWNER OF A VEHICLE SHALL BE LIABLE FOR A PENALTY IMPOSED  PURSU-
 ANT  TO  THIS  SECTION  WHERE  THE  OPERATOR  OF  SUCH  VEHICLE HAS BEEN
 CONVICTED OF THE UNDERLYING VIOLATION OF SECTION ELEVEN HUNDRED  SEVENTY
 OF THIS CHAPTER.
   (C)  FOR  PURPOSES OF THIS SECTION, THE FOLLOWING TERMS SHALL HAVE THE
 FOLLOWING MEANING:
   1. "OWNER" SHALL HAVE THE MEANING PROVIDED IN ARTICLE  TWO-B  OF  THIS
 CHAPTER;
   2.  "RAILROAD  GRADE CROSSING PHOTO VIOLATION-MONITORING SYSTEM" SHALL
 MEAN A VEHICLE SENSOR INSTALLED TO WORK IN CONJUNCTION WITH  A  RAILROAD
 SIGN OR SIGNAL WHICH AUTOMATICALLY PRODUCES TWO OR MORE PHOTOGRAPHS, TWO
 OR  MORE  MICROPHOTOGRAPHS, A VIDEOTAPE OR OTHER RECORDED IMAGES OF EACH
 VEHICLE AT THE TIME IT IS USED OR OPERATED IN VIOLATION OF SECTION ELEV-
 EN HUNDRED SEVENTY OF THIS CHAPTER;
   3. "POLITICAL SUBDIVISION" SHALL MEAN A COUNTY, CITY, TOWN OR  VILLAGE
 LOCATED  IN  THE  METROPOLITAN COMMUTER TRANSPORTATION DISTRICT, AS SUCH
 DISTRICT IS DEFINED IN SECTION TWELVE HUNDRED SIXTY-TWO  OF  THE  PUBLIC
 AUTHORITIES LAW;
   (D)  A  CERTIFICATE,  SWORN TO OR AFFIRMED BY A TECHNICIAN EMPLOYED BY
 THE COMMUTER RAILROAD WHERE THE CHARGED VIOLATION OCCURRED, OR A FACSIM-
 ILE THEREOF, BASED UPON  INSPECTION  OF  PHOTOGRAPHS,  MICROPHOTOGRAPHS,
 VIDEOTAPE OR OTHER RECORDED IMAGES PRODUCED BY A RAILROAD GRADE CROSSING
 PHOTO  VIOLATION-MONITORING SYSTEM, SHALL BE PRIMA FACIE EVIDENCE OF THE
 FACTS CONTAINED THEREIN.  ANY PHOTOGRAPHS,  MICROPHOTOGRAPHS,  VIDEOTAPE
 OR  OTHER RECORDED IMAGES EVIDENCING SUCH A VIOLATION SHALL BE AVAILABLE
 FOR INSPECTION IN ANY PROCEEDING TO ADJUDICATE THE  LIABILITY  FOR  SUCH
 VIOLATION PURSUANT TO LAW.
   (E)  AN OWNER LIABLE FOR A VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY
 OF THIS CHAPTER PURSUANT TO  A  RAILROAD  GRADE  CROSSING  DEMONSTRATION
 PROJECT  ADOPTED  PURSUANT  TO THIS SECTION SHALL BE LIABLE FOR MONETARY
 PENALTIES NOT TO EXCEED TWO HUNDRED FIFTY DOLLARS  FOR  EACH  VIOLATION;
 PROVIDED,  HOWEVER,  THAT  AN  ADJUDICATING AUTHORITY MAY PROVIDE FOR AN
 ADDITIONAL PENALTY OF NOT IN EXCESS OF FIFTY DOLLARS FOR EACH  VIOLATION
 FOR  THE  FAILURE  TO  RESPOND  TO  A  NOTICE  OF  LIABILITY  WITHIN THE
 PRESCRIBED PERIOD OF TIME.
   (F) AN IMPOSITION OF LIABILITY PURSUANT TO THIS SECTION SHALL  NOT  BE
 DEEMED  A  CONVICTION  AS  AN OPERATOR AND SHALL NOT BE MADE PART OF THE
 OPERATING RECORD OF THE PERSON UPON WHOM SUCH LIABILITY IS  IMPOSED  NOR
 SHALL  IT  BE  USED FOR INSURANCE PURPOSES IN THE PROVISION OF THE MOTOR
 VEHICLE INSURANCE COVERAGE.
   (G) 1. A NOTICE OF LIABILITY SHALL BE SENT BY FIRST CLASS MAIL TO EACH
 PERSON ALLEGED TO BE LIABLE AS AN OWNER FOR A VIOLATION OF SECTION ELEV-
 EN HUNDRED SEVENTY OF THIS CHAPTER PURSUANT TO  THIS  SECTION.  PERSONAL
 DELIVERY  ON  THE  OWNER  SHALL  NOT  BE REQUIRED. A MANUAL OR AUTOMATIC
 RECORD OF MAILING PREPARED IN THE ORDINARY COURSE OF BUSINESS  SHALL  BE
 PRIMA FACIE EVIDENCE OF THE FACTS CONTAINED THEREIN.
   2.  A  NOTICE  OF  LIABILITY SHALL CONTAIN THE NAME AND ADDRESS OF THE
 PERSON ALLEGED TO BE LIABLE AS AN OWNER FOR A VIOLATION OF SECTION ELEV-

 S. 7508                            22                            A. 9508

 EN HUNDRED SEVENTY OF THIS CHAPTER PURSUANT TO THIS SECTION, THE  REGIS-
 TRATION  NUMBER  OF THE VEHICLE INVOLVED IN SUCH VIOLATION, THE LOCATION
 WHERE SUCH VIOLATION TOOK PLACE, THE DATE AND TIME OF SUCH VIOLATION AND
 THE  IDENTIFICATION NUMBER OF THE CAMERA WHICH RECORDED THE VIOLATION OR
 OTHER DOCUMENT LOCATOR NUMBER.
   3. THE NOTICE OF LIABILITY  SHALL  CONTAIN  INFORMATION  ADVISING  THE
 PERSON CHARGED OF THE MANNER AND THE TIME IN WHICH HE OR SHE MAY CONTEST
 THE LIABILITY ALLEGED IN THE NOTICE. SUCH NOTICE OF LIABILITY SHALL ALSO
 CONTAIN  A  WARNING TO ADVISE THE PERSON CHARGED THAT FAILURE TO CONTEST
 IN THE MANNER AND TIME PROVIDED SHALL BE DEEMED AN ADMISSION OF  LIABIL-
 ITY AND THAT A DEFAULT JUDGMENT MAY BE ENTERED THEREON.
   4.  THE NOTICE OF LIABILITY SHALL BE PREPARED AND MAILED BY THE COMMU-
 TER RAILROAD, OR BY ANY OTHER ENTITY AUTHORIZED BY SUCH  COMMUTER  RAIL-
 ROAD TO PREPARE AND MAIL SUCH NOTIFICATION OF VIOLATION.
   (H)  ADJUDICATION OF THE LIABILITY IMPOSED UPON OWNERS BY THIS SECTION
 SHALL BE BY THE COURT  HAVING  JURISDICTION  OVER  TRAFFIC  INFRACTIONS,
 EXCEPT THAT IF A POLITICAL SUBDIVISION HAS ESTABLISHED AN ADMINISTRATIVE
 TRIBUNAL TO HEAR AND DETERMINE COMPLAINTS OF TRAFFIC INFRACTIONS CONSTI-
 TUTING  PARKING, STANDING OR STOPPING VIOLATIONS SUCH POLITICAL SUBDIVI-
 SION MAY, BY LOCAL LAW, AUTHORIZE SUCH ADJUDICATION BY SUCH TRIBUNAL.
   (I) IF AN OWNER RECEIVES  A  NOTICE  OF  LIABILITY  PURSUANT  TO  THIS
 SECTION  FOR  ANY TIME PERIOD DURING WHICH THE VEHICLE WAS REPORTED TO A
 LAW ENFORCEMENT AGENCY AS HAVING  BEEN  STOLEN,  IT  SHALL  BE  A  VALID
 DEFENSE  TO AN ALLEGATION OF LIABILITY FOR A VIOLATION OF SECTION ELEVEN
 HUNDRED SEVENTY OF THIS CHAPTER PURSUANT TO THIS SECTION THAT THE  VEHI-
 CLE  HAD  BEEN  REPORTED  TO  THE POLICE AS STOLEN PRIOR TO THE TIME THE
 VIOLATION OCCURRED AND HAS NOT BEEN RECOVERED BY SUCH TIME. FOR PURPOSES
 OF ASSERTING THE DEFENSE PROVIDED BY THIS SUBDIVISION IT SHALL BE SUFFI-
 CIENT THAT A CERTIFIED COPY OF A POLICE REPORT ON THE STOLEN VEHICLE  BE
 SENT  BY  FIRST  CLASS  MAIL TO THE COURT HAVING JURISDICTION OR PARKING
 VIOLATIONS BUREAU.
   (J) 1. IN ANY POLITICAL SUBDIVISION WHERE THE ADJUDICATION OF  LIABIL-
 ITY  IMPOSED  UPON  OWNERS PURSUANT TO THIS SECTION IS BY A COURT HAVING
 JURISDICTION, AN OWNER WHO IS A LESSOR OF A VEHICLE TO WHICH A NOTICE OF
 LIABILITY WAS ISSUED PURSUANT TO SUBDIVISION (G) OF THIS  SECTION  SHALL
 NOT  BE  LIABLE  FOR  THE VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY OF
 THIS CHAPTER, PROVIDED THAT HE OR SHE SEND TO THE COURT HAVING JURISDIC-
 TION A COPY OF THE RENTAL, LEASE OR OTHER SUCH CONTRACT DOCUMENT  COVER-
 ING SUCH VEHICLE ON THE DATE OF THE VIOLATION, WITH THE NAME AND ADDRESS
 OF  THE LESSEE CLEARLY LEGIBLE, WITHIN THIRTY-SEVEN DAYS AFTER RECEIVING
 NOTICE FROM THE COURT OF THE DATE AND TIME OF SUCH  VIOLATION,  TOGETHER
 WITH  THE  OTHER INFORMATION CONTAINED IN THE ORIGINAL NOTICE OF LIABIL-
 ITY. FAILURE TO SEND SUCH INFORMATION WITHIN SUCH THIRTY-SEVEN DAY  TIME
 PERIOD  SHALL RENDER THE OWNER LIABLE FOR THE PENALTY PRESCRIBED BY THIS
 SECTION.  WHERE THE LESSOR COMPLIES WITH THE PROVISIONS  OF  THIS  PARA-
 GRAPH, THE LESSEE OF SUCH VEHICLE ON THE DATE OF SUCH VIOLATION SHALL BE
 DEEMED  TO  BE  THE  OWNER OF SUCH VEHICLE FOR PURPOSES OF THIS SECTION,
 SHALL BE SUBJECT TO  LIABILITY  FOR  THE  VIOLATION  OF  SECTION  ELEVEN
 HUNDRED  SEVENTY  OF  THIS CHAPTER PURSUANT TO THIS SECTION AND SHALL BE
 SENT A NOTICE OF LIABILITY PURSUANT TO SUBDIVISION (G) OF THIS SECTION.
   2. (I) IN ANY POLITICAL SUBDIVISION WHICH HAS AUTHORIZED  THE  ADJUDI-
 CATION  OF  LIABILITY  IMPOSED  UPON OWNERS BY THIS SECTION BY A PARKING
 VIOLATIONS BUREAU, AN OWNER WHO IS A LESSOR OF  A  VEHICLE  TO  WHICH  A
 NOTICE  OF  LIABILITY  WAS  ISSUED  PURSUANT  TO SUBDIVISION (G) OF THIS
 SECTION SHALL NOT BE LIABLE FOR THE VIOLATION OF SECTION ELEVEN  HUNDRED
 SEVENTY OF THIS CHAPTER, PROVIDED THAT:

 S. 7508                            23                            A. 9508
 
   (A)  PRIOR  TO  THE VIOLATION, THE LESSOR HAS FILED WITH THE BUREAU IN
 ACCORDANCE WITH THE PROVISIONS OF SECTION  TWO  HUNDRED  THIRTY-NINE  OF
 THIS CHAPTER; AND
   (B) WITHIN THIRTY-SEVEN DAYS AFTER RECEIVING NOTICE FROM THE BUREAU OF
 THE  DATE  AND  TIME OF A LIABILITY, TOGETHER WITH THE OTHER INFORMATION
 CONTAINED IN THE ORIGINAL NOTICE OF LIABILITY, THE LESSOR SUBMITS TO THE
 BUREAU THE CORRECT NAME AND ADDRESS OF THE LESSEE OF THE VEHICLE IDENTI-
 FIED IN THE NOTICE OF LIABILITY AT THE TIME OF SUCH VIOLATION,  TOGETHER
 WITH SUCH OTHER ADDITIONAL INFORMATION CONTAINED IN THE RENTAL, LEASE OR
 OTHER  CONTRACT  DOCUMENT,  AS  MAY BE REASONABLY REQUIRED BY THE BUREAU
 PURSUANT TO REGULATIONS THAT MAY BE REASONABLY REQUIRED  BY  THE  BUREAU
 PURSUANT TO REGULATIONS THAT MAY BE PROMULGATED FOR SUCH PURPOSE.
   (II)  FAILURE  TO  COMPLY  WITH CLAUSE (B) OF SUBPARAGRAPH (I) OF THIS
 PARAGRAPH SHALL RENDER THE OWNER LIABLE FOR THE  PENALTY  PRESCRIBED  IN
 THIS SECTION.
   (III)  WHERE THE LESSOR COMPLIES WITH THE PROVISION OF THIS PARAGRAPH,
 THE LESSEE OF SUCH VEHICLE ON THE DATE OF SUCH VIOLATION SHALL BE DEEMED
 TO BE THE OWNER OF SUCH VEHICLE FOR PURPOSES OF THIS SECTION,  SHALL  BE
 SUBJECT  TO  LIABILITY  FOR  SUCH VIOLATION PURSUANT TO THIS SECTION AND
 SHALL BE SENT A NOTICE OF LIABILITY PURSUANT TO SUBDIVISION (G) OF  THIS
 SECTION.
   (K)  1.  IF THE OWNER LIABLE FOR A VIOLATION OF SECTION ELEVEN HUNDRED
 SEVENTY OF THIS CHAPTER PURSUANT TO THIS SECTION WAS NOT THE OPERATOR OF
 THE VEHICLE AT THE TIME OF THE VIOLATION,  THE  OWNER  MAY  MAINTAIN  AN
 ACTION FOR INDEMNIFICATION AGAINST THE OPERATOR.
   2.  NOTWITHSTANDING ANY OTHER PROVISION OF THIS SECTION, NO OWNER OF A
 VEHICLE SHALL BE SUBJECT TO A MONETARY FINE  IMPOSED  PURSUANT  TO  THIS
 SECTION IF THE OPERATOR OF SUCH VEHICLE WAS OPERATING SUCH VEHICLE WITH-
 OUT  THE CONSENT OF THE OWNER AT THE TIME SUCH OPERATOR FAILED TO OBEY A
 RAILROAD SIGN OR SIGNAL INDICATING THE APPROACH OF A TRAIN. FOR PURPOSES
 OF THIS SUBDIVISION THERE SHALL BE A PRESUMPTION THAT  THE  OPERATOR  OF
 SUCH VEHICLE WAS OPERATING SUCH VEHICLE WITH THE CONSENT OF THE OWNER AT
 THE TIME SUCH OPERATOR FAILED TO OBEY A RAILROAD SIGN OR SIGNAL INDICAT-
 ING THE APPROACH OF A TRAIN.
   (L)  NOTHING IN THIS SECTION SHALL BE CONSTRUED TO LIMIT THE LIABILITY
 OF AN OPERATOR OF A VEHICLE FOR ANY VIOLATION OF SECTION ELEVEN  HUNDRED
 SEVENTY OF THIS CHAPTER.
   (M)  WHERE A COMMUTER RAILROAD ADOPTS A DEMONSTRATION PROGRAM PURSUANT
 TO SUBDIVISION (A) OF THIS SECTION, SUCH RAILROAD SHALL SUBMIT AN ANNUAL
 REPORT ON THE RESULTS OF THE USE OF  A  RAILROAD  GRADE  CROSSING  PHOTO
 VIOLATION-MONITORING  SYSTEM TO THE GOVERNOR, THE TEMPORARY PRESIDENT OF
 THE SENATE AND THE SPEAKER OF THE ASSEMBLY ON OR BEFORE JUNE FIRST,  TWO
 THOUSAND  EIGHTEEN AND ON THE SAME DATE IN EACH SUCCEEDING YEAR IN WHICH
 THE DEMONSTRATION PROGRAM IS OPERABLE.  SUCH REPORT SHALL  INCLUDE,  BUT
 NOT BE LIMITED TO:
   1.  A DESCRIPTION OF THE LOCATIONS WHERE RAILROAD GRADE CROSSING PHOTO
 VIOLATION-MONITORING SYSTEMS WERE USED;
   2. THE AGGREGATE NUMBER, TYPE AND SEVERITY OF  ACCIDENTS  REPORTED  AT
 INTERSECTIONS WHERE A RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING
 SYSTEM  IS  USED FOR THE YEAR PRECEDING THE INSTALLATION OF SUCH SYSTEM,
 TO THE EXTENT THE INFORMATION IS MAINTAINED BY THE DEPARTMENT;
   3. THE AGGREGATE NUMBER, TYPE AND SEVERITY OF  ACCIDENTS  REPORTED  AT
 INTERSECTIONS WHERE A RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING
 SYSTEM  IS  USED,  TO  THE  EXTENT  THE INFORMATION IS MAINTAINED BY THE
 DEPARTMENT;

 S. 7508                            24                            A. 9508
 
   4. THE NUMBER OF VIOLATIONS RECORDED  AT  EACH  INTERSECTION  WHERE  A
 RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING SYSTEM IS USED AND IN
 THE AGGREGATE ON A DAILY, WEEKLY, AND MONTHLY BASIS;
   5.  THE  TOTAL  NUMBER  OF  NOTICES OF LIABILITY ISSUED FOR VIOLATIONS
 RECORDED BY SUCH SYSTEMS;
   6. THE NUMBER OF FINES AND TOTAL AMOUNT  OF  FINES  PAID  AFTER  FIRST
 NOTICE OF LIABILITY ISSUED FOR VIOLATIONS RECORDED BY SUCH SYSTEMS;
   7.  THE  NUMBER  OF VIOLATIONS ADJUDICATED AND RESULTS OF SUCH ADJUDI-
 CATIONS  INCLUDING  BREAKDOWNS  OF  DISPOSITIONS  MADE  FOR   VIOLATIONS
 RECORDED BY SUCH SYSTEMS;
   8.  THE  TOTAL  AMOUNT OF REVENUE REALIZED BY ALL APPLICABLE POLITICAL
 SUBDIVISION FROM SUCH ADJUDICATIONS;
   9. EXPENSES INCURRED BY SUCH COMMUTER RAILROAD IN CONNECTION WITH  THE
 PROGRAM; AND
   10. QUALITY OF THE ADJUDICATION PROCESS AND ITS RESULTS.
   (N)  IT  SHALL  BE  AN  AFFIRMATIVE  DEFENSE  TO ANY PROSECUTION FOR A
 VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY OF THIS CHAPTER PURSUANT  TO
 A  LOCAL LAW OR ORDINANCE ADOPTED PURSUANT TO THIS SECTION THAT THERE IS
 VERIFIED EVIDENCE THAT THE RAILROAD SIGNAL INDICATIONS WERE MALFUNCTION-
 ING AT THE TIME OF THE ALLEGED VIOLATION.
   § 11. The opening paragraph of subdivision 1 of section  1803  of  the
 vehicle  and traffic law, as amended by chapter 385 of the laws of 1999,
 is amended to read as follows:
   Except as otherwise  provided  in  subdivision  five  of  section  two
 hundred  twenty-seven  of  this  chapter  [and  as provided in], SECTION
 SIXTEEN HUNDRED THIRTY-THREE OF THIS CHAPTER AND section eleven  hundred
 ninety-seven  of  this  chapter, section ninety of the state finance law
 and sections fourteen-f and one hundred forty of the transportation law,
 all fines and penalties  collected  under  a  sentence  or  judgment  of
 conviction  of a violation of this chapter or of any act relating to the
 use of highways by motor vehicles or trailers, now in force or hereafter
 enacted, shall be distributed in the following manner:
   § 12. Section 1803 of the vehicle and traffic law is amended by adding
 a new subdivision 10 to read as follows:
   10. WHERE A COMMUTER RAILROAD ESTABLISHES A  RAILROAD  GRADE  CROSSING
 DEMONSTRATION  PROGRAM  PURSUANT TO SECTION SIXTEEN HUNDRED THIRTY-THREE
 OF THIS CHAPTER, ALL FINES, PENALTIES AND FORFEITURES COLLECTED PURSUANT
 TO SUCH SECTION SHALL BE PAID TO THE  COUNTY,  CITY,  TOWN,  OR  VILLAGE
 HAVING JURISDICTION OF THE RAILROAD GRADE CROSSING.
   §  13.  Subdivision  2  of  section  87  of the public officers law is
 amended by adding a new paragraph (p) to read as follows:
   (P) ARE PHOTOGRAPHS, MICROPHOTOGRAPHS,  VIDEOTAPE  OR  OTHER  RECORDED
 IMAGES  PREPARED UNDER THE AUTHORITY OF SECTION ELEVEN HUNDRED SEVENTY-A
 OR SECTION SIXTEEN HUNDRED THIRTY-THREE OF THE VEHICLE AND TRAFFIC LAW.
   § 14. This act shall take effect immediately; provided, however, that:
   (a) sections one, two, seven and eight of this act of this  act  shall
 take  effect  on the first of November next succeeding the date on which
 it shall have become a law;
   (b) sections three, four, five and six of this act shall  take  effect
 October 1, 2018; and provided, further that:
   (c)  sections nine, ten, eleven, twelve and thirteen of this act shall
 take effect on the thirtieth day after it shall have become a law.
 
                                  PART H

 S. 7508                            25                            A. 9508
 
   Section 1. Paragraph a of section 1 of part FF of chapter  55  of  the
 laws of 2017 relating to motor vehicles equipped with autonomous vehicle
 technology, is amended to read as follows:
   a.  Notwithstanding  the provisions of section 1226 of the vehicle and
 traffic law, the New York  state  commissioner  of  motor  vehicles  may
 approve  demonstrations and tests consisting of the operation of a motor
 vehicle equipped with autonomous vehicle  technology  while  such  motor
 vehicle  is  engaged  in  the  use of such technology on public highways
 within this state for the purposes of demonstrating  and  assessing  the
 current  development of autonomous vehicle technology and to begin iden-
 tifying potential impacts of such technology on safety, traffic control,
 traffic enforcement, emergency services, and such other areas as may  be
 identified  by  such  commissioner. Provided, however, that such [demon-
 strations and tests shall only take place under the  direct  supervision
 of  the New York state police. Such] demonstrations and tests shall take
 place in a manner and form prescribed by the commissioner of motor vehi-
 cles including, but not limited to: a requirement that a natural  person
 holding  a  valid license for the operation of the motor vehicle's class
 be present within such vehicle for the duration of the time it is  oper-
 ated  on  public highways; a requirement that the motor vehicle utilized
 in such demonstrations and tests complies with  all  applicable  federal
 motor  vehicle  safety  standards  and  New  York  state  motor  vehicle
 inspection standards; and a requirement that the motor vehicle  utilized
 in  such  demonstrations and tests has in place, at a minimum, financial
 security in the amount of five million  dollars.  Nothing  in  this  act
 shall  authorize  the  motor vehicle utilized in such demonstrations and
 tests to operate in violation of article 22 or title 7  of  the  vehicle
 and traffic law, excluding section 1226 of such law.
   §  2.  Section 2 of part FF of chapter 55 of the laws of 2017 relating
 to motor  vehicles  equipped  with  autonomous  vehicle  technology,  is
 amended to read as follows:
   §  2.  The  commissioner of motor vehicles shall, in consultation with
 the superintendent of state police, submit a report to the governor, the
 temporary president of the senate, the speaker of the assembly, and  the
 chairs  of  the  senate  and  assembly  transportation committees on the
 demonstrations and tests authorized by section one  of  this  act.  Such
 report shall include, but not be limited to, a description of the param-
 eters  and  purpose  of  such  demonstrations and tests, the location or
 locations where demonstrations and  tests  were  conducted,  the  demon-
 strations'  and  tests'  impacts  on  safety,  traffic  control, traffic
 enforcement, emergency services, and such other areas as may be  identi-
 fied by such commissioner. Such commissioner shall submit such report on
 or  before  June  [1,  2018]  FIRST OF EACH YEAR SECTION ONE OF THIS ACT
 REMAINS IN EFFECT.
   § 3. Section 3 of part FF of chapter 55 of the laws of  2017  relating
 to  motor  vehicles  equipped  with  autonomous  vehicle  technology, is
 amended to read as follows:
   § 3. This act shall take effect April 1, 2017; provided, however, that
 section one of this act shall expire and be  deemed  repealed  April  1,
 [2018] 2020.
   §  4. a. The New York state commissioner of motor vehicles may approve
 demonstrations and tests consisting of the operation of a motor  vehicle
 equipped  with autonomous vehicle technology while such motor vehicle is
 engaged in the use of such technology on  public  highways  within  this
 state for the purposes of demonstrating and assessing the current devel-
 opment  of autonomous vehicle technology and to begin identifying poten-

 S. 7508                            26                            A. 9508
 
 tial impacts of such technology  on  safety,  traffic  control,  traffic
 enforcement,  emergency services, and such other areas as may be identi-
 fied by such commissioner. Such  demonstrations  and  tests  shall  take
 place in a manner and form prescribed by the commissioner of motor vehi-
 cles including, but not limited to: a requirement that the motor vehicle
 utilized  in  such demonstrations and tests complies with all applicable
 federal motor vehicle safety standards and New York state motor  vehicle
 inspection  standards; and a requirement that the motor vehicle utilized
 in such demonstrations and tests has in place, at a  minimum,  financial
 security  in  the  amount  of five million dollars.  Nothing in this act
 shall authorize the motor vehicle utilized in  such  demonstrations  and
 tests  to  operate  in violation of article 22 or title 7 of the vehicle
 and traffic law, excluding section 1226 of such law.
   b. For the purposes of this  section,  the  term  "autonomous  vehicle
 technology"  shall  mean the hardware and software that are collectively
 capable of performing part or all of  the  dynamic  driving  task  on  a
 sustained  basis,  and the term "dynamic driving task" shall mean all of
 the real-time operational and tactical functions required to  operate  a
 vehicle  in  on-road  traffic, excluding the strategic functions such as
 trip scheduling and selection of destinations and waypoints.
   § 5. The commissioner of motor vehicles shall,  in  consultation  with
 the superintendent of state police, submit a report to the governor, the
 temporary  president of the senate, the speaker of the assembly, and the
 chairs of the senate  and  assembly  transportation  committees  on  the
 demonstrations  and  tests  authorized by section four of this act. Such
 report shall include, but not be limited to, a description of the param-
 eters and purpose of such demonstrations  and  tests,  the  location  or
 locations  where  demonstrations  and  tests  were conducted, the demon-
 strations' and  tests'  impacts  on  safety,  traffic  control,  traffic
 enforcement,  emergency services, and such other areas as may be identi-
 fied by such commissioner. Such commissioner shall submit such report on
 or before June first of each year section four of this  act  remains  in
 effect.
   § 6. Section 1226 of the vehicle and traffic law is REPEALED.
   §  7.  The  commissioner  of  motor vehicles and the superintendent of
 financial services shall establish regulations consistent with this act.
   § 8. This act shall take effect immediately; provided, however, that:
   (a) the amendments to subdivision a of section 1 of part FF of chapter
 55 of the laws of 2017 made by section one of this act shall not  affect
 the repeal of such section and shall be deemed to be repealed therewith;
 and
   (b) sections four, five and six of this act shall take effect April 1,
 2020.
 
                                  PART I
 
   Section  1.  The closing paragraph of subdivision 3 of section 99-a of
 the state finance law, as amended by section 3 of part GG of chapter  55
 of the laws of 2017, is amended to read as follows:
   The comptroller may require such reporting and record keeping as he or
 she  deems  necessary  to  ensure  the  proper distribution of moneys in
 accordance with applicable laws. A  justice  court  or  the  Nassau  and
 Suffolk  counties traffic and parking violations agencies or the city of
 Buffalo traffic violations agency [or the city of New York  pursuant  to
 article  two-A  of the vehicle and traffic law] may utilize these proce-

 S. 7508                            27                            A. 9508
 
 dures only when permitted by the comptroller, and such permission,  once
 given, may subsequently be withdrawn by the comptroller on due notice.
   §  2.  The  closing  paragraph of subdivision 3 of section 99-a of the
 state finance law, as amended by section 10 of chapter 157 of  the  laws
 of 2017, is amended to read as follows:
   The comptroller may require such reporting and record keeping as he or
 she  deems  necessary  to  ensure  the  proper distribution of moneys in
 accordance with applicable laws. A  justice  court  or  the  Nassau  and
 Suffolk  counties traffic and parking violations agencies or the city of
 Buffalo traffic violations agency  or  the  city  of  Rochester  traffic
 violations  agency [or the city of New York pursuant to article two-A of
 the vehicle and traffic law] may  utilize  these  procedures  only  when
 permitted  by  the  comptroller,  and  such  permission, once given, may
 subsequently be withdrawn by the comptroller on due notice.
   § 3. This act shall take effect immediately; provided,  however,  that
 the amendments to the closing paragraph of subdivision 3 of section 99-a
 of  the  state finance law as made by section two of this act shall take
 effect on the same date and in the same manner as section 10 of  chapter
 157  of the laws of 2017 takes effect, and shall be subject to the expi-
 ration of such subdivision pursuant to section 4 of part GG  of  chapter
 55  of  the laws of 2017, as amended, and shall be deemed expired there-
 with.
 
                                  PART J
 
   Section 1. The vehicle and traffic law is  amended  by  adding  a  new
 article 12-D to read as follows:
                                ARTICLE 12-D
                PRE-LICENSING COURSE INTERNET PILOT PROGRAM
 SECTION 399-P. PRE-LICENSING COURSE INTERNET PILOT PROGRAM.
         399-Q. APPLICATION.
         399-R. REGULATIONS AND FEES.
         399-S. PILOT PROGRAM SCOPE AND DURATION.
         399-T. REPORT BY COMMISSIONER.
   § 399-P. PRE-LICENSING COURSE INTERNET PILOT PROGRAM. THE COMMISSIONER
 SHALL  ESTABLISH,  BY REGULATION, A COMPREHENSIVE PILOT PROGRAM TO ALLOW
 USE OF THE  INTERNET,  FOR  THE  ADMINISTRATION  AND  COMPLETION  OF  AN
 APPROVED  PRE-LICENSING  COURSE, WHICH SHALL BE DEEMED THE EQUIVALENT OF
 THE COURSE REQUIRED BY SUBPARAGRAPH (I) OF PARAGRAPH (A) OF  SUBDIVISION
 FOUR OF SECTION FIVE HUNDRED TWO OF THIS CHAPTER.
   §  399-Q.  APPLICATION.  AN  APPLICANT  FOR PARTICIPATION IN THE PILOT
 PROGRAM ESTABLISHED PURSUANT TO THIS ARTICLE SHALL BE AN APPROVED  SPON-
 SOR  OF  AN  INTERNET  ACCIDENT  PREVENTION  COURSE, PURSUANT TO ARTICLE
 TWELVE-C OF THIS TITLE, PRIOR TO THE EFFECTIVE DATE OF THIS ARTICLE.  IN
 ORDER TO BE APPROVED FOR PARTICIPATION IN SUCH PILOT PROGRAM, THE COURSE
 MUST  COMPLY  WITH  PROVISIONS  OF LAW, RULES AND REGULATIONS APPLICABLE
 THERETO. THE COMMISSIONER MAY, IN HIS OR HER DISCRETION,  IMPOSE  A  FEE
 FOR  THE SUBMISSION OF EACH APPLICATION. SUCH FEE SHALL NOT EXCEED SEVEN
 THOUSAND FIVE HUNDRED DOLLARS, WHICH SHALL BE DEPOSITED IN THE DEDICATED
 HIGHWAY AND BRIDGE TRUST FUND ESTABLISHED PURSUANT  TO  SECTION  EIGHTY-
 NINE-B OF THE STATE FINANCE LAW.
   §  399-R.  REGULATIONS  AND FEES. 1. THE COMMISSIONER IS AUTHORIZED TO
 PROMULGATE  ANY  RULES  AND  REGULATIONS  NECESSARY  TO  IMPLEMENT   THE
 PROVISIONS  OF  THIS  ARTICLE  AND  TO  INSURE  THAT  THE INTERNET PILOT
 PROGRAM, AS APPROVED BY THE COMMISSIONER, CAN VALIDATE: STUDENT IDENTITY
 AT REGISTRATION AND THROUGHOUT THE COURSE; PARTICIPATION THROUGHOUT  THE

 S. 7508                            28                            A. 9508
 
 COURSE; THAT TIME THE REQUIREMENTS ARE MET; AND SUCCESSFUL COMPLETION OF
 THE COURSE. PROVIDED, HOWEVER, THAT ANY RULES AND REGULATIONS PROMULGAT-
 ED  PURSUANT TO THIS ARTICLE SHALL NOT STIPULATE ANY PARTICULAR LOCATION
 FOR  DELIVERY  OF A PRE-LICENSING COURSE OR LIMIT THE TIME OF DAY DURING
 WHICH SUCH COURSE MAY BE TAKEN.
   2. THE COMMISSIONER IS AUTHORIZED TO IMPOSE A FEE  UPON  EACH  PRE-LI-
 CENSING  COURSE SPONSORING AGENCY APPROVED TO DELIVER SUCH COURSE, WHICH
 SHALL NOT EXCEED EIGHT DOLLARS  FOR  EACH  STUDENT  WHO  COMPLETES  SUCH
 COURSE, AND WHICH SHALL BE DEPOSITED IN THE DEDICATED HIGHWAY AND BRIDGE
 TRUST  FUND  ESTABLISHED  PURSUANT TO SECTION EIGHTY-NINE-B OF THE STATE
 FINANCE LAW.
   § 399-S. PILOT PROGRAM SCOPE  AND  DURATION.  THE  COMMISSIONER  SHALL
 CONDUCT  A PILOT PROGRAM DESIGNED TO EVALUATE UTILIZING THE INTERNET FOR
 DELIVERING AN APPROVED PRE-LICENSING COURSE, WHICH SHALL BE  DEEMED  THE
 EQUIVALENT  OF  THE COURSE REQUIRED BY SUBPARAGRAPH (I) OF PARAGRAPH (A)
 OF SUBDIVISION FOUR OF SECTION FIVE HUNDRED  TWO  OF  THIS  CHAPTER,  BY
 PERMITTING  QUALIFIED APPLICANTS TO PARTICIPATE IN THE PILOT PROGRAM FOR
 A PERIOD OF FIVE YEARS.
   § 399-T. REPORT BY COMMISSIONER. WITHIN FIVE YEARS OF  THE  ESTABLISH-
 MENT  AND  IMPLEMENTATION OF THIS ARTICLE, THE COMMISSIONER SHALL REPORT
 TO THE GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE AND  THE  SPEAKER
 OF  THE  ASSEMBLY ON THE PRE-LICENSING COURSE INTERNET PILOT PROGRAM AND
 ITS RESULTS. SUCH REPORTS SHALL INCLUDE RECOMMENDATIONS AS TO THE FUTURE
 USE OF INTERNET AS AN EFFECTIVE WAY, IN ADDITION TO CLASSROOM  PRESENTA-
 TION, TO DELIVER TO THE PUBLIC APPROVED PRE-LICENSING COURSES, AND QUAL-
 IFICATIONS   FOR   PARTICIPANTS  IN  SUCH  APPROVED  INTERNET  DELIVERED
 PROGRAMS.
   § 2. Paragraph (h) of subdivision 4 of section 502 of the vehicle  and
 traffic  law,  as added by section 1 of part L of chapter 59 of the laws
 of 2009, is amended to read as follows:
   (h) Course completion certificate fee. The fee for a course completion
 certificate provided by the department to an entity that is approved  by
 the  commissioner  to  offer  the pre-licensing course, required by this
 subdivision,  for  issuance  by  such  entity  to  students  upon  their
 completion  of  such  pre-licensing course shall be one dollar. Such fee
 shall be paid by such entity and shall not be charged to  a  person  who
 takes  the course in any manner.  THE PROVISIONS OF THIS PARAGRAPH SHALL
 NOT APPLY TO A PRE-LICENSING  COURSE  ESTABLISHED  PURSUANT  TO  ARTICLE
 TWELVE-D OF THIS CHAPTER.
   § 3. This act shall take effect on the one hundred eightieth day after
 it  shall have become a law and shall expire and be deemed repealed five
 years after the  date  that  the  pre-licensing  course  internet  pilot
 program  is  established  and  implemented  by the commissioner of motor
 vehicles pursuant to article 12-D of the vehicle  and  traffic  law,  as
 added  by  section  one  of  this act; provided that any rules and regu-
 lations necessary to implement the provisions of this act on its  effec-
 tive  date are authorized and directed to be completed on or before such
 date; and provided, further, that the  commissioner  of  motor  vehicles
 shall  notify the legislative bill drafting commission of the date he or
 she establishes and implements the pre-licensing course  internet  pilot
 program  pursuant  to  article  12-D  of the vehicle and traffic law, as
 added by section one of this act, in  order  that  such  commission  may
 maintain an accurate and timely effective data base of the official text
 of  the  laws  of  the state of New York in furtherance of effecting the
 provisions of section 44 of the legislative law and section 70-b of  the
 public officers law.

 S. 7508                            29                            A. 9508
 
                                  PART K
 
   Section 1. Section 399-1 of the vehicle and traffic law, as amended by
 section  1  of  part  D of chapter 58 of the laws of 2016, is amended to
 read as follows:
   § 399-l.  Application.  Applicants  for  participation  in  the  pilot
 program  established pursuant to this article shall be among those acci-
 dent prevention course sponsoring agencies that have a  course  approved
 by  the commissioner pursuant to article twelve-B of this title prior to
 the effective date of this article and which deliver such course to  the
 public.   Provided,  however,  the  commissioner  may,  in  his  or  her
 discretion, approve  applications  after  such  date.  In  order  to  be
 approved for participation in such pilot program, the course must comply
 with  the  provisions  of law, rules and regulations applicable thereto.
 The commissioner may, in his or her discretion, impose  a  fee  for  the
 submission  of  each  application  to  participate  in the pilot program
 established pursuant to this article. Such fee shall  not  exceed  seven
 thousand  five  hundred  dollars.  [The  proceeds from such fee shall be
 deposited by the comptroller into the  special  obligation  reserve  and
 payment  account  of  the dedicated highway and bridge trust fund estab-
 lished pursuant to section eighty-nine-b of the state  finance  law  for
 the purposes established in this section.]
   §  2.  Paragraph  a of subdivision 5 of section 410 of the vehicle and
 traffic law, as amended by section 4 of part D of chapter 58 of the laws
 of 2016, is amended to read as follows:
   a. The annual fee for registration or reregistration of  a  motorcycle
 shall  be  eleven dollars and fifty cents.  Beginning April first, nine-
 teen hundred ninety-eight the annual fee for registration or reregistra-
 tion of a motorcycle shall be seventeen dollars  and  fifty  cents[,  of
 which  two dollars and fifty cents shall be deposited by the comptroller
 into the special obligation reserve and payment account of the dedicated
 highway and bridge trust fund established pursuant  to  section  eighty-
 nine-b  of  the  state  finance law for the purposes established in this
 section].
   § 3. Paragraph (c-1) of subdivision 2 of section 503  of  the  vehicle
 and  traffic law, as amended by section 5 of part D of chapter 58 of the
 laws of 2016, is amended to read as follows:
   (c-1) In addition to the fees established in paragraphs (b) and (c) of
 this subdivision, a fee of fifty cents for each six  months  or  portion
 thereof of the period of validity shall be paid upon the issuance of any
 permit, license or renewal of a license which is valid for the operation
 of a motorcycle, except a limited use motorcycle. [Fees collected pursu-
 ant  to  this  paragraph  shall be deposited by the comptroller into the
 special obligation reserve and payment account of the dedicated  highway
 and  bridge  trust fund established pursuant to section eighty-nine-b of
 the state finance law for the purposes established in this section.]
   § 4. Subdivision 5 of section 317 of the vehicle and  traffic  law  is
 REPEALED.
   §  5.  Paragraph  (b) of subdivision 1-a of section 318 of the vehicle
 and traffic law, as amended by section 9 of part D of chapter 58 of  the
 laws of 2016, is amended to read as follows:
   (b)  Notwithstanding  the provisions of paragraph (a) of this subdivi-
 sion, an order of suspension issued pursuant to paragraph (a) or (e)  of
 this subdivision may be terminated if the registrant pays to the commis-
 sioner a civil penalty in the amount of eight dollars for each day up to
 thirty  days  for  which  financial security was not in effect, plus ten

 S. 7508                            30                            A. 9508
 
 dollars for each day from the thirty-first to the sixtieth day for which
 financial security was not in effect, plus twelve dollars for  each  day
 from  the  sixty-first to the ninetieth day for which financial security
 was  not  in  effect. [Of each eight dollar penalty, six dollars will be
 deposited in the general fund and two dollars in the special  obligation
 reserve  and  payment  account of the dedicated highway and bridge trust
 fund established pursuant to section eighty-nine-b of the state  finance
 law  for  the  purposes established in this section.] Of each ten dollar
 penalty collected, [six] EIGHT dollars will be deposited in the  general
 fund[,  two  dollars will be deposited in the special obligation reserve
 and payment account of the  dedicated  highway  and  bridge  trust  fund
 established  pursuant  to section eighty-nine-b of the state finance law
 for the purposes established in this section,] and two dollars shall  be
 deposited  in  the  dedicated  highway and bridge trust fund established
 pursuant to section eighty-nine-b of the state finance law and the dedi-
 cated mass transportation fund established pursuant to  section  eighty-
 nine-c  of  the  state  finance  law  and  distributed  according to the
 provisions of subdivision (d) of section three hundred one-j of the  tax
 law.  Of  each twelve dollar penalty collected, [six] EIGHT dollars will
 be deposited into the general fund[, two dollars will be deposited  into
 the  special  obligation  reserve  and  payment account of the dedicated
 highway and bridge trust fund established pursuant  to  section  eighty-
 nine-b  of  the  state  finance law for the purposes established in this
 section,] and four dollars shall be deposited in the  dedicated  highway
 and  bridge  trust fund established pursuant to section eighty-nine-b of
 the state finance law and the dedicated mass transportation fund  estab-
 lished  pursuant  to  section eighty-nine-c of the state finance law and
 distributed according to the provisions of subdivision  (d)  of  section
 three  hundred one-j of the tax law. The foregoing provision shall apply
 only once during any thirty-six month period and only if the  registrant
 surrendered  the  certificate  of  registration and number plates to the
 commissioner not more than ninety days from the date of  termination  of
 financial security or submits to the commissioner new proof of financial
 security  which  took  effect  not more than ninety days from the termi-
 nation of financial security.
   § 6. Subdivision 6 of section 423-a of the vehicle and traffic law  is
 REPEALED.
   §  7.  Paragraph  (a)  of  subdivision  3 of section 89-b of the state
 finance law, as amended by section 11 of part D of  chapter  58  of  the
 laws of 2016, is amended to read as follows:
   (a)  The  special obligation reserve and payment account shall consist
 (i) of all moneys required to be deposited in the dedicated highway  and
 bridge  trust  fund  pursuant  to the provisions of sections two hundred
 five, two hundred  eighty-nine-e,  three  hundred  one-j,  five  hundred
 fifteen  and  eleven  hundred  sixty-seven  of the tax law, section four
 hundred one of the vehicle and traffic law, and  section  thirty-one  of
 chapter fifty-six of the laws of nineteen hundred ninety-three, (ii) all
 fees, fines or penalties collected by the commissioner of transportation
 and  the  commissioner  of motor vehicles pursuant to section fifty-two,
 section three hundred twenty-six, section eighty-eight  of  the  highway
 law,  subdivision fifteen of section three hundred eighty-five[, section
 four hundred twenty-three-a, section four  hundred  ten,  section  three
 hundred seventeen, section three hundred eighteen, article twelve-C, and
 paragraph (c-1) of subdivision two of section five hundred three] of the
 vehicle  and  traffic law, section two of the chapter of the laws of two
 thousand three that amended this paragraph, subdivision (d)  of  section

 S. 7508                            31                            A. 9508
 
 three  hundred  four-a, paragraph one of subdivision (a) and subdivision
 (d) of section three hundred five, subdivision  six-a  of  section  four
 hundred  fifteen and subdivision (g) of section twenty-one hundred twen-
 ty-five of the vehicle and traffic law, section fifteen of this chapter,
 excepting  moneys  deposited  with  the  state on account of betterments
 performed pursuant to subdivision twenty-seven  or  subdivision  thirty-
 five  of  section ten of the highway law, and [sections ninety-four, one
 hundred thirty-five, and] SECTION one hundred forty-five of  the  trans-
 portation law, (iii) any moneys collected by the department of transpor-
 tation  for  services  provided  pursuant  to agreements entered into in
 accordance with section ninety-nine-r of the general municipal law,  and
 (iv)  any  other  moneys  collected  therefor or credited or transferred
 thereto from any other fund, account or source.
   § 8. Paragraph (a) of subdivision 3  of  section  89-b  of  the  state
 finance  law,  as  amended  by section 12 of part D of chapter 58 of the
 laws of 2016, is amended to read as follows:
   (a) The special obligation reserve and payment account  shall  consist
 (i)  of all moneys required to be deposited in the dedicated highway and
 bridge trust fund pursuant to the provisions  of  sections  two  hundred
 eighty-nine-e,  three  hundred  one-j,  five  hundred fifteen and eleven
 hundred sixty-seven of the tax law, section  four  hundred  one  of  the
 vehicle  and traffic law, and section thirty-one of chapter fifty-six of
 the laws of nineteen hundred  ninety-three,  (ii)  all  fees,  fines  or
 penalties  collected  by  the  commissioner  of  transportation  and the
 commissioner of motor vehicles pursuant to  section  fifty-two,  section
 three  hundred  twenty-six,  section  eighty-eight  of  the highway law,
 subdivision fifteen of section three hundred eighty-five[, section  four
 hundred  twenty-three-a, section four hundred ten, section three hundred
 seventeen, section three hundred eighteen, article twelve-C,  and  para-
 graph  (c-1)  of  subdivision  two of section five hundred three] of the
 vehicle and traffic law, section  fifteen  of  this  chapter,  excepting
 moneys  deposited  with  the  state  on account of betterments performed
 pursuant to  subdivision  twenty-seven  or  subdivision  thirty-five  of
 section  ten  of the highway law, and [sections ninety-four, one hundred
 thirty-five, and] SECTION one hundred forty-five of  the  transportation
 law,  (iii) any moneys collected by the department of transportation for
 services provided pursuant to agreements entered into in accordance with
 section ninety-nine-r of the general municipal law, and (iv)  any  other
 moneys  collected  therefor  or credited or transferred thereto from any
 other fund, account or source.
   § 9. Subdivision  4  of  section  94  of  the  transportation  law  is
 REPEALED.
   §  10.  Subdivision  4  of  section  135 of the transportation law, as
 amended by section 4 of part C of chapter 57 of the  laws  of  2014,  is
 amended to read as follows:
   4. [All revenues collected pursuant to this section shall be deposited
 by  the  comptroller  into  the  special  obligation reserve and payment
 account of the dedicated  highway  and  bridge  trust  fund  established
 pursuant  to  section  eighty-nine-b  of  the  state finance law for the
 purposes established in this section.] Fees will be  based  on  revenues
 from the preceding calendar year and shall be assessed on or before July
 first  and  are  payable  by  September first of each year. On or before
 January first of each year following assessment of fees pursuant to this
 section, the commissioner shall report to the railroad companies  annual
 costs associated with this assessment.

 S. 7508                            32                            A. 9508
 
   §  11.  Subsection  (b)  of  section 805 of the tax law, as amended by
 section 1 of part C of chapter 25 of the laws of  2009,  is  amended  to
 read as follows:
   (b)  On  or before the twelfth and twenty-sixth day of each succeeding
 month, after reserving such amount for such refunds and  deducting  such
 amounts  for  such  costs,  as  provided  for  in subsection (a) of this
 section, the commissioner shall certify to the comptroller the amount of
 all revenues so received during the prior  month  as  a  result  of  the
 taxes,  interest  and  penalties  so  imposed. The amount of revenues so
 certified shall be paid over by the fifteenth and the final business day
 of each succeeding month from such account  WITHOUT  APPROPRIATION  into
 the  [mobility  tax  trust  account  of  the metropolitan transportation
 authority financial assistance  fund  established  pursuant  to  section
 ninety-two-ff  of the state finance law, for payment, pursuant to appro-
 priations by the legislature to the] metropolitan transportation author-
 ity finance fund established pursuant to section twelve  hundred  seven-
 ty-h  of  the  public  authorities  law,  PROVIDED,  HOWEVER,  THAT  THE
 COMPTROLLER SHALL ENSURE THAT ANY PAYMENTS TO THE METROPOLITAN TRANSPOR-
 TATION AUTHORITY FINANCE FUND WHICH ARE DUE TO  BE  PAID  BY  THE  FINAL
 BUSINESS  DAY IN THE MONTH OF DECEMBER PURSUANT TO THIS SUBSECTION SHALL
 BE RECEIVED BY THE METROPOLITAN TRANSPORTATION AUTHORITY FINANCE FUND ON
 THE SAME BUSINESS DAY IN WHICH IT IS PAID.
   § 12. Section 4 of the state finance law is amended by  adding  a  new
 subdivision 12 to read as follows:
   12.  NOTWITHSTANDING SUBDIVISION ONE OF THIS SECTION AND ANY OTHER LAW
 TO THE CONTRARY, THE REVENUE (INCLUDING TAXES, INTEREST  AND  PENALTIES)
 FROM  THE  METROPOLITAN  COMMUTER  TRANSPORTATION  MOBILITY  TAX IMPOSED
 PURSUANT TO ARTICLE TWENTY-THREE OF  THE  TAX  LAW  WHICH  ARE  PAID  IN
 ACCORDANCE  WITH SUBSECTION (B) OF SECTION EIGHT HUNDRED FIVE OF THE TAX
 LAW INTO THE METROPOLITAN TRANSPORTATION AUTHORITY FINANCE  FUND  ESTAB-
 LISHED BY SECTION TWELVE HUNDRED SEVENTY-H OF THE PUBLIC AUTHORITIES LAW
 SHALL BE MADE PURSUANT TO STATUTE BUT WITHOUT AN APPROPRIATION.
   §  13.  Subdivision 2 of section 1270-h of the public authorities law,
 as added by section 16 of part H of chapter 25 of the laws of  2009,  is
 amended to read as follows:
   2.  The comptroller shall deposit INTO THE METROPOLITAN TRANSPORTATION
 AUTHORITY FINANCE FUND (A) monthly, pursuant to appropriation, [into the
 metropolitan transportation authority finance fund] the moneys deposited
 in the mobility tax trust account  of  the  metropolitan  transportation
 authority financial assistance fund pursuant to [article twenty-three of
 the  tax  law, and] any [other] provision of law directing or permitting
 the deposit of moneys in such fund, AND (B) WITHOUT  APPROPRIATION,  THE
 REVENUE  INCLUDING TAXES, INTEREST AND PENALTIES COLLECTED IN ACCORDANCE
 WITH ARTICLE TWENTY-THREE OF THE TAX LAW.
   § 14. Subdivisions 3 and 5 of section 92-ff of the state finance  law,
 as  added by section 16 of part G of chapter 25 of the laws of 2009, are
 amended to read as follows:
   3. Such fund shall consist of all moneys collected [therefore]  THERE-
 FOR  or  credited or transferred thereto from any other fund, account or
 source, including, without limitation, the [revenues  derived  from  the
 metropolitan  commuter  transportation  mobility  tax imposed by article
 twenty-three of the tax law;] revenues derived from the special  supple-
 mental  tax  on  passenger car rentals imposed by section eleven hundred
 sixty-six-a of the tax law; revenues  derived  from  the  transportation
 surcharge  imposed  by article twenty-nine-A of the tax law; the supple-
 mental registration fees imposed by article seventeen-C of  the  vehicle

 S. 7508                            33                            A. 9508
 
 and  traffic law; and the supplemental metropolitan commuter transporta-
 tion district license fees imposed by section five hundred three of  the
 vehicle  and  traffic  law.  Any interest received by the comptroller on
 moneys on deposit in the metropolitan transportation authority financial
 assistance fund shall be retained in and become a part of such fund.
   5.  (a)  The  "mobility  tax trust account" shall consist of [revenues
 required to be deposited therein pursuant to the provisions  of  article
 twenty-three  of  the  tax  law and all other] moneys credited or trans-
 ferred thereto from any [other] fund or source pursuant to law.
   (b) Moneys in the "mobility tax  trust  account"  shall,  pursuant  to
 appropriation  by  the legislature, be transferred on a monthly basis to
 the metropolitan transportation authority finance  fund  established  by
 section  twelve  hundred  seventy-h  of  the  public authorities law and
 utilized in accordance with said section. It is the intent of the legis-
 lature to enact two appropriations from the mobility tax  trust  account
 to the metropolitan transportation authority finance fund established by
 section twelve hundred seventy-h of the public authorities law. One such
 appropriation  shall  be  equal  to the amounts expected to be available
 [for such purpose pursuant to article twenty-three of the  tax  law  or]
 from  any  [other] monies described in paragraph (a) of this subdivision
 during the two thousand [nine]  EIGHTEEN--two  thousand  [ten]  NINETEEN
 fiscal  year  and shall be effective in that fiscal year. The other such
 appropriation shall be equal to the amounts  expected  to  be  available
 [for  such  purpose  pursuant to article twenty-three of the tax law or]
 from any [other] monies described in paragraph (a) of  this  subdivision
 during  the  two  thousand  [ten] NINETEEN--two thousand [eleven] TWENTY
 fiscal year and shall, notwithstanding the provisions of  section  forty
 of  this chapter, take effect on the first day of the two thousand [ten]
 NINETEEN--two thousand [eleven] TWENTY fiscal year and lapse on the last
 day of that fiscal year. It is the intent of the governor to submit  and
 the  legislature  to  enact  for each fiscal year after the two thousand
 [nine] EIGHTEEN--two thousand [ten] NINETEEN fiscal year  in  an  annual
 budget  bill:  (i) an appropriation for the amount expected to be avail-
 able in the mobility tax trust account during such fiscal year  for  the
 metropolitan  transportation authority [pursuant to article twenty-three
 of the tax law or] FROM any [other] monies described in paragraph (a) of
 this subdivision; and (ii) an appropriation for the amount projected  by
 the  director  of  the  budget to be deposited in the mobility tax trust
 account [pursuant to article twenty-three of the tax law  or]  from  any
 [other]  monies  described  in paragraph (a) of this subdivision for the
 next succeeding fiscal year. Such appropriation for payment of  revenues
 projected  to be deposited in the succeeding fiscal year shall, notwith-
 standing the provisions of section forty of this chapter, take effect on
 the first day of such succeeding fiscal year and lapse on the  last  day
 of  such  fiscal year. If for any fiscal year commencing on or after the
 first day of April, two thousand ten the  governor  fails  to  submit  a
 budget  bill containing the foregoing, or the legislature fails to enact
 a bill  with  such  provisions,  then  the  metropolitan  transportation
 authority  shall notify the comptroller, the director of the budget, the
 chairperson of the senate finance committee and the chairperson  of  the
 assembly  ways  and  means committee of amounts required to be disbursed
 from the appropriation made during the preceding fiscal year for payment
 in such fiscal year. In no event shall the comptroller make any payments
 from such appropriation prior to May first  of  such  fiscal  year,  and
 unless  and  until  the  director  of the budget, the chairperson of the
 senate finance committee and the chairperson of the  assembly  ways  and

 S. 7508                            34                            A. 9508
 
 means  committee  have  been  notified  of the required payments and the
 timing of such payments to be made from the mobility tax  trust  account
 to the metropolitan transportation authority finance fund established by
 section  twelve hundred seventy-h of the public authorities law at least
 forty-eight hours prior  to  any  such  payments.  Until  such  time  as
 payments  pursuant  to  such appropriation are made in full, revenues in
 the mobility tax trust account shall not be  paid  over  to  any  person
 other than the metropolitan transportation authority.
   § 15. This act shall take effect April 1, 2018; provided however, that
 the  amendments  to section 399-l of the vehicle and traffic law made by
 section one of this act shall not affect the repeal of such section  and
 shall  be deemed repealed therewith; and provided further, however, that
 the amendments to paragraph (a) of subdivision 3 of section 89-b of  the
 state  finance law made by section seven of this act shall be subject to
 the expiration and reversion of such paragraph pursuant to section 13 of
 part U1 of chapter 62 of the laws of 2003, as amended,  when  upon  such
 date the provisions of section eight of this act shall take effect.

                                  PART L
 
   Section  1.  Legislative  findings and declaration. It is hereby found
 and declared that:
   Within the metropolitan commuter transportation district  created  and
 established  by  section  1262  of the public authorities law there have
 been and will be geographic areas  that  receive  special  economic  and
 other  benefits  from  capital  elements undertaken in connection with a
 capital program approved  pursuant  to  section  1269-b  of  the  public
 authorities law.
   It  is  further  found  and  declared that it is a matter of statewide
 concern that the transportation facilities of the metropolitan transpor-
 tation authority, the New York city transit authority and their  subsid-
 iaries  be  maintained and expanded to ensure the economic health of the
 metropolitan commuter transportation district and in furtherance thereof
 that all of the real property within those subdistricts that are  deter-
 mined  to be the beneficiary of such special economic and other benefits
 should contribute to the  funding  of  the  metropolitan  transportation
 authority's  capital programs at a level determined to be appropriate to
 the special benefits received within such subdistrict.
   For these reasons it is declared that these changes are  necessary  to
 protect  and promote the sound enhancement, renewal and expansion of the
 transportation facilities of the metropolitan transportation  authority,
 the  New  York  city transit authority and their subsidiaries, including
 the planning, design, acquisition, construction,  reconstruction,  reha-
 bilitation  and improvement of such facilities through the establishment
 of transportation improvement subdistricts and the use of  increases  in
 the  fair  market  value of real property in such subdistricts resulting
 from such improvements to transportation facilities to  provide  funding
 for   the   metropolitan  transportation  authority's  approved  capital
 programs.
   § 2. Section 1261 of the public authorities law is amended by adding a
 new subdivision 25 to read as follows:
   25. "TRANSPORTATION IMPROVEMENT SUBDISTRICT" SHALL MEAN AN AREA WITHIN
 THE METROPOLITAN COMMUTER TRANSPORTATION DISTRICT WHICH  AREA  HAS  BEEN
 ESTABLISHED  PURSUANT  TO  SECTION  TWELVE  HUNDRED SIXTY-NINE-H OF THIS
 ARTICLE AND INCLUDED ON THE LIST OF TRANSPORTATION  IMPROVEMENT  SUBDIS-
 TRICTS AS PROVIDED IN ARTICLE FIFTEEN-D OF THE REAL PROPERTY TAX LAW.

 S. 7508                            35                            A. 9508

   §  3.  The  public  authorities law is amended by adding a new section
 1269-h to read as follows:
   § 1269-H. TRANSPORTATION IMPROVEMENT SUBDISTRICTS. 1. THE BOARD OF THE
 METROPOLITAN  TRANSPORTATION  AUTHORITY SHALL ESTABLISH A TRANSPORTATION
 IMPROVEMENT SUBDISTRICT PURSUANT TO THE  PROCEDURE  SET  FORTH  IN  THIS
 SECTION INCLUDING, BUT NOT LIMITED TO, THE PROJECTS LISTED BELOW:
   (A)  PHASES  ONE,  TWO,  THREE  AND  FOUR  OF THE SECOND AVENUE SUBWAY
 PROJECT;
   (B) THE PROJECT TO BRING THE LONG ISLAND RAIL ROAD INTO GRAND  CENTRAL
 TERMINAL ("EAST SIDE ACCESS PROJECT");
   (C) PENN STATION ACCESS; AND
   (D) 125TH MNR AND SUBWAY STATIONS.
   2.  FROM  TIME  TO  TIME, THE BOARD OF THE METROPOLITAN TRANSPORTATION
 AUTHORITY MAY CREATE AND ESTABLISH  TRANSPORTATION  IMPROVEMENT  SUBDIS-
 TRICTS  AS  IT DEEMS NECESSARY AND APPROPRIATE PROVIDED THAT THE PLANNED
 CAPITAL PROGRAM  ELEMENTS  IN  AN  APPROVED  CAPITAL  PROGRAM  THAT  ARE
 EXPECTED TO RESULT IN AN INCREASE IN THE FAIR MARKET VALUE OF REAL PROP-
 ERTY  IN  SUCH  TRANSPORTATION IMPROVEMENT SUBDISTRICT HAVE AN ESTIMATED
 CAPITAL COST GREATER THAN ONE HUNDRED MILLION DOLLARS.
   3. PRIOR TO THE VOTE BY THE BOARD OF THE  METROPOLITAN  TRANSPORTATION
 AUTHORITY  TO  CREATE AND ESTABLISH A TRANSPORTATION IMPROVEMENT SUBDIS-
 TRICT, THE FOLLOWING SHALL HAVE OCCURRED:
   (A) THE LEGAL DESCRIPTION OF  THE  BOUNDARIES  OF  THE  TRANSPORTATION
 IMPROVEMENT  SUBDISTRICT  SHALL  HAVE  BEEN  PREPARED.  A TRANSPORTATION
 IMPROVEMENT SUBDISTRICT MAY BE ESTABLISHED ANYWHERE WITHIN A CITY  OF  A
 POPULATION OF ONE MILLION OR MORE THAT IS WITHIN THE METROPOLITAN COMMU-
 TER  TRANSPORTATION  DISTRICT PROVIDED THAT A TRANSPORTATION IMPROVEMENT
 SUBDISTRICT SHALL INCLUDE ONLY WHOLE TAX PARCELS, BUT  SHALL  EXTEND  NO
 FURTHER  THAN ONE MILE IN ANY DIRECTION FROM ANY PART OF THE TRANSPORTA-
 TION IMPROVEMENT.
   (B) THERE SHALL HAVE BEEN AN ANALYSIS PERFORMED BY OR ON BEHALF OF THE
 AUTHORITY AND SUBMITTED TO THE BOARD OF THE METROPOLITAN  TRANSPORTATION
 AUTHORITY  THAT  INDICATES  THAT  THE AGGREGATE FAIR MARKET VALUE OF THE
 REAL PROPERTY WITHIN THE  PROPOSED  BOUNDARIES  OF  SUCH  TRANSPORTATION
 IMPROVEMENT  SUBDISTRICT  INCREASED OR IS FORECAST TO INCREASE MORE THAN
 IT WOULD HAVE INCREASED IF  NO  WORK  PERFORMED  OR  ANTICIPATED  TO  BE
 PERFORMED PURSUANT TO ONE OR MORE CAPITAL PROGRAM ELEMENTS HAD OCCURRED.
 SUCH  ANALYSIS  SHALL  IDENTIFY GENERALLY THE ESTIMATED LEVEL OF AVERAGE
 INCREMENTAL INCREASE IN THE FAIR MARKET VALUE OF  REAL  PROPERTY  WITHIN
 THE  PROPOSED  TRANSPORTATION IMPROVEMENT SUBDISTRICT AS A RESULT OF THE
 IMPLEMENTATION OF THE SPECIFIED CAPITAL PROGRAM ELEMENTS SINCE  NINETEEN
 HUNDRED EIGHTY-ONE.
   (C)  THE AUTHORITY SHALL CONDUCT A PUBLIC HEARING ON THE ESTABLISHMENT
 OF SUCH PROPOSED TRANSPORTATION IMPROVEMENT SUBDISTRICT. NOTICE  OF  THE
 HEARING  SHALL:  (I)  BE  WRITTEN  IN  A CLEAR AND COHERENT MANNER; (II)
 GENERALLY  IDENTIFY  THE  BOUNDARIES  OF  THE  PROPOSED   TRANSPORTATION
 IMPROVEMENT  SUBDISTRICT;  (III) STATE THE PERCENTAGE OF THE INCREMENTAL
 REAL PROPERTY TAX LEVIED ON ALL PARCELS WITHIN THE PROPOSED  TRANSPORTA-
 TION IMPROVEMENT SUBDISTRICT THAT THE AUTHORITY PROPOSES TO BE ASSESSED;
 (IV) PROVIDE THE INTERNET ADDRESS WHERE A DETAILED MAP OF THE BOUNDARIES
 OF  THE  PROPOSED  TRANSPORTATION  IMPROVEMENT  SUBDISTRICT  IS PUBLICLY
 ACCESSIBLE, TOGETHER WITH A COPY OF THE ANALYSIS PROVIDED TO  THE  BOARD
 OF  THE  METROPOLITAN TRANSPORTATION AUTHORITY PURSUANT TO PARAGRAPH (B)
 OF THIS SUBDIVISION; (V) BE SENT TO THE MAYOR OF A  CITY  WITH  A  POPU-
 LATION  OF  ONE  MILLION  OR  MORE  IN WHICH THE PROPOSED TRANSPORTATION
 IMPROVEMENT SUBDISTRICT IS LOCATED AT LEAST THIRTY DAYS  PRIOR  TO  SUCH

 S. 7508                            36                            A. 9508
 
 PUBLIC  HEARING;  AND  (VI)  BE POSTED ON THE AUTHORITY'S WEBSITE FOR AT
 LEAST THIRTY DAYS PRIOR TO SUCH PUBLIC HEARING.
   (D)  AFTER  SUCH  HEARING AND AT ANY TIME PRIOR TO THE ADOPTION OF THE
 RESOLUTION RECOMMENDING ESTABLISHMENT OF  A  TRANSPORTATION  IMPROVEMENT
 SUBDISTRICT,  THE  AUTHORITY MAY AMEND THE BOUNDARIES OF THE RECOMMENDED
 TRANSPORTATION IMPROVEMENT SUBDISTRICT.
   (E) THE RESOLUTION BY WHICH THE BOARD OF THE METROPOLITAN  TRANSPORTA-
 TION  AUTHORITY SHALL ESTABLISH A TRANSPORTATION IMPROVEMENT SUBDISTRICT
 SHALL INCLUDE A DETAILED STATEMENT OF THE REASONS WHY THE BOARD  CONSID-
 ERS  THAT  THE PROPOSED TRANSPORTATION IMPROVEMENT SUBDISTRICT HAS BENE-
 FITTED OR WILL BENEFIT FROM  IMPLEMENTATION  OF  THE  SPECIFIED  CAPITAL
 PROGRAM  ELEMENTS  AND  SHALL  SPECIFY THE PERCENTAGE OF THE INCREMENTAL
 REAL PROPERTY TAX LEVIED ON ALL PARCELS WITHIN  EACH  OF  THE  FOLLOWING
 TRANSPORTATION  IMPROVEMENT SUBDISTRICTS THAT SHALL BE ASSESSED PROVIDED
 THAT SUCH PERCENTAGE MAY NOT EXCEED FIFTY PERCENT.
   (F) UPON APPROVAL BY THE  BOARD  OF  THE  METROPOLITAN  TRANSPORTATION
 AUTHORITY  OF  A  RESOLUTION  ESTABLISHING  A TRANSPORTATION IMPROVEMENT
 SUBDISTRICT, THE AUTHORITY SHALL ADD IT TO THE LIST OF  APPROVED  TRANS-
 PORTATION IMPROVEMENT SUBDISTRICTS SET FORTH IN ARTICLE FIFTEEN-D OF THE
 REAL PROPERTY TAX LAW THAT IT SHALL MAINTAIN ON THE AUTHORITY'S PUBLICLY
 AVAILABLE  WEBSITE AND ALSO SHALL NOTIFY THE METROPOLITAN TRANSPORTATION
 AUTHORITY CAPITAL PROGRAM REVIEW BOARD.
   (G) THE ADOPTION BY  THE  BOARD  OF  THE  METROPOLITAN  TRANSPORTATION
 AUTHORITY  OF  A  RESOLUTION  ESTABLISHING  A TRANSPORTATION IMPROVEMENT
 SUBDISTRICT SHALL NOT BE SUBJECT TO PROVISIONS OF ARTICLE  EIGHT,  NINE-
 TEEN,  TWENTY-FOUR OR TWENTY-FIVE OF THE ENVIRONMENTAL CONSERVATION LAW,
 OR TO ANY LOCAL LAW OR ORDINANCE ADOPTED PURSUANT TO SUCH ARTICLE.
   § 4. The real property tax law is amended by adding a new article 15-D
 to read as follows:
                                ARTICLE 15-D
                   TRANSPORTATION IMPROVEMENT DISTRICTS
 SECTION 1596. DEFINITIONS.
         1597. LEVYING ASSESSMENT.
         1598. COLLECTION OF ASSESSMENT.
   § 1596. DEFINITIONS. AS USED OR REFERRED TO IN THIS ARTICLE, UNLESS  A
 DIFFERENT MEANING CLEARLY APPEARS FROM THE CONTEXT:
   1.  "BASELINE  REAL  PROPERTY  TAX" SHALL MEAN THE TOTAL REAL PROPERTY
 TAXES LEVIED ON A PARCEL LAST LEVIED PRIOR TO THE EFFECTIVE DATE OF  THE
 RESOLUTION OF THE METROPOLITAN TRANSPORTATION AUTHORITY ESTABLISHING THE
 TRANSPORTATION  IMPROVEMENT  SUBDISTRICT IN WHICH SUCH PARCEL IS LOCATED
 AND SHALL ALSO INCLUDE ANY PAYMENTS IN LIEU OF TAXES MADE  WITH  RESPECT
 TO ANY SUCH PARCEL.
   2. "INCREMENTAL REAL PROPERTY TAX" SHALL MEAN THAT PORTION OF THE REAL
 PROPERTY  TAXES  LEVIED  ON A PARCEL EACH YEAR IN EXCESS OF THE BASELINE
 REAL PROPERTY TAX AND SHALL INCLUDE ANY PAYMENTS IN LIEU OF  TAXES  MADE
 WITH RESPECT TO ANY PARCEL.
   3.  "REAL  PROPERTY" SHALL MEAN "REAL PROPERTY" AS DEFINED IN SUBDIVI-
 SION TWELVE OF SECTION ONE HUNDRED TWO OF THIS CHAPTER.
   4. "PARCEL" SHALL MEAN A "PARCEL" AS DEFINED IN SUBDIVISION ELEVEN  OF
 SECTION ONE HUNDRED TWO OF THIS CHAPTER.
   5. "TAXING JURISDICTION" SHALL MEAN A MUNICIPAL CORPORATION OR SPECIAL
 DISTRICT WHICH IMPOSES A CHARGE UPON REAL PROPERTY LOCATED WITHIN A CITY
 OF A POPULATION OF ONE MILLION OR MORE.
   6.  "TRANSPORTATION  IMPROVEMENT SUBDISTRICT" SHALL MEAN A TRANSPORTA-
 TION IMPROVEMENT SUBDISTRICT DULY APPROVED BY THE BOARD OF THE METROPOL-
 ITAN TRANSPORTATION AUTHORITY PURSUANT TO SECTION TWELVE HUNDRED  SIXTY-

 S. 7508                            37                            A. 9508
 
 NINE-H  OF  THE  PUBLIC  AUTHORITIES  LAW  AND ADDED TO THE LIST OF SUCH
 TRANSPORTATION IMPROVEMENT SUBDISTRICTS MAINTAINED BY  THE  METROPOLITAN
 TRANSPORTATION AUTHORITY.
   §  1597.  LEVYING  ASSESSMENT. 1. FOR THE SOLE PURPOSE OF PROVIDING AN
 ADDITIONAL STABLE AND RELIABLE DEDICATED FUNDING SOURCE FOR  THE  METRO-
 POLITAN  TRANSPORTATION  AUTHORITY,  THE NEW YORK CITY TRANSIT AUTHORITY
 AND THEIR SUBSIDIARIES TO PRESERVE, OPERATE AND IMPROVE ESSENTIAL TRANS-
 IT AND TRANSPORTATION SERVICES IN THE METROPOLITAN COMMUTER  TRANSPORTA-
 TION DISTRICT, AN ASSESSMENT EQUAL TO NOT MORE THAN SEVENTY-FIVE PERCENT
 OF  THE  INCREMENTAL REAL PROPERTY TAX LEVIED ON ALL PARCELS WITHIN EACH
 OF  THE  FOLLOWING  TRANSPORTATION  IMPROVEMENT  SUBDISTRICTS  SHALL  BE
 LEVIED,  COMMENCING,  FOR  EACH  PARCEL  IN A TRANSPORTATION IMPROVEMENT
 SUBDISTRICT, WITH THE FIRST LEVY OF REAL PROPERTY TAXES ON  SUCH  PARCEL
 OCCURRING ON OR AFTER THE DATE OF CALCULATION OF THE BASELINE REAL PROP-
 ERTY  TAX  FOR SUCH PARCEL.   FOR THE TRANSPORTATION IMPROVEMENT SUBDIS-
 TRICTS ESTABLISHED PURSUANT TO SUBDIVISION TWO OF SECTION TWELVE HUNDRED
 SIXTY-NINE-H OF  THE  PUBLIC  AUTHORITIES  LAW,  SUCH  ASSESSMENT  SHALL
 COMMENCE FOR EACH PARCEL IN SUCH SUBDISTRICT WITH THE FIRST LEVY OF REAL
 PROPERTY TAXES ON SUCH PARCEL ON OR AFTER THE DATE THAT THE METROPOLITAN
 TRANSPORTATION  AUTHORITY  ADOPTS A RESOLUTION ESTABLISHING SUCH SUBDIS-
 TRICT. THE BASELINE REAL PROPERTY TAX THAT SHALL BE  USED  TO  DETERMINE
 THE  AMOUNT  OF SUCH ASSESSMENT SHALL BE THE FIRST LEVY OF REAL PROPERTY
 TAXES ON ANY PARCEL IN SUCH SUBDISTRICT FOLLOWING THE  APPROVAL  OF  THE
 PLANNING PROCESS FOR SUCH PROJECT BY THE CAPITAL PROGRAM REVIEW BOARD.
   2. NOTWITHSTANDING ANY LAW TO THE CONTRARY, THE METROPOLITAN TRANSPOR-
 TATION  AUTHORITY  SHALL HAVE NO LIABILITY TO ANY TAXING JURISDICTION OR
 TO ANY REAL PROPERTY TAXPAYER FOR ANY TAX CERTIORARI PROCEEDING  OR  ANY
 OTHER  JUDICIAL  OR  ADMINISTRATIVE PROCEEDING COMMENCED WITH RESPECT TO
 ANY REAL PROPERTY TAX ASSESSMENT.
   § 1598. COLLECTION OF ASSESSMENT. 1.  EACH  TAXING  JURISDICTION  WILL
 TIMELY COLLECT AND PAY OVER THE ASSESSMENT TO THE METROPOLITAN TRANSPOR-
 TATION AUTHORITY IN A FORM AND MANNER PRESCRIBED BY SUCH AUTHORITY.
   2.  IN  THE EVENT THAT ANY TAXING JURISDICTION WITH RESPONSIBILITY FOR
 COLLECTING THE TRANSPORTATION IMPROVEMENT  SUBDISTRICT  ASSESSMENT  DOES
 NOT  PAY  SUCH  ASSESSMENTS  WITHIN  THIRTY  DAYS OF THE RECEIPT OF SUCH
 ASSESSMENT, THE METROPOLITAN TRANSPORTATION AUTHORITY SHALL  NOTIFY  THE
 STATE COMPTROLLER IN WRITING AND SUCH COMPTROLLER SHALL, UPON REVIEW AND
 DETERMINATION  THAT  AN  ASSESSMENT  WAS NOT PAID, DEDUCT ANY AMOUNT NOT
 PAID FROM ANY AMOUNT OF STATE AID OR ANY OTHER STATE PAYMENT DUE TO SUCH
 TAXING JURISDICTION. THE STATE COMPTROLLER SHALL REMIT  THE  AMOUNTS  SO
 DEDUCTED AND RECOVERED TO THE METROPOLITAN TRANSPORTATION AUTHORITY.
   § 5. This act shall take effect immediately.
 
                                  PART M
 
   Section  1.  Legislative intent. Historically, under existing law, and
 pursuant to its master lease with the New York  city  transit  authority
 (NYCT), the city of New York is required to pay for the capital needs of
 the  NYCT.  This  obligation  has  never ceased from the initial chapter
 establishing the NYCT and  transferring  the  operation  of  the  city's
 subway system to the NYCT in 1953. This legislation clarifies this long-
 standing  obligation and establishes a process for state assistance when
 a disaster emergency is declared.
   § 2. Subdivision 1 of section 1269-b of the public authorities law, as
 amended by chapter 637 of the laws  of  1996,  is  amended  to  read  as
 follows:

 S. 7508                            38                            A. 9508
 
   1.    (a) On or before October first, nineteen hundred eighty-one, and
 on or before October first of every fifth year thereafter,  through  and
 including  October  first,  nineteen  hundred  ninety-one, the authority
 shall  submit  to  the  metropolitan  transportation  authority  capital
 program  review board two capital program plans for the five year period
 commencing January first of the following year;
   (b) not later than ten days after the effective date of this paragraph
 the authority shall submit to the metropolitan transportation  authority
 capital program review board two capital program plans for the five-year
 period commencing January first, nineteen hundred ninety-five; and
   (c) on or before October first, nineteen hundred ninety-nine and every
 fifth  year  thereafter,  the authority shall submit to the metropolitan
 transportation  authority  capital  program  review  board  two  capital
 program  plans  for the five-year period commencing January first of the
 following year.
   For each of the periods described above, one such plan  shall  contain
 the  capital program for the transit facilities operated by the New York
 city transit authority and its subsidiaries and for  the  Staten  Island
 rapid transit operating authority; the other such plan shall contain the
 capital  program  for  the railroad facilities, not including the Staten
 Island rapid transit operating authority, under the jurisdiction of  the
 authority.
   Each  plan  shall  set  system-wide  goals  and objectives for capital
 spending, establish standards for service and operations,  and  describe
 each  capital  element  proposed  to  be  initiated in each of the years
 covered by the plan and explain how each proposed element  supports  the
 achievement  of the service and operational standards established in the
 plan. Each plan shall also set forth an estimate of the amount of  capi-
 tal funding required each year and the expected sources of such funding,
 EXCEPT  THAT  FOR  SUCH  CAPITAL  FUNDING REQUIRED EACH YEAR FOR TRANSIT
 FACILITIES OPERATED BY THE NEW  YORK  CITY  TRANSIT  AUTHORITY  AND  ITS
 SUBSIDIARIES,  THE  CITY  OF  NEW YORK SHALL PROVIDE IN FULL ALL FUNDING
 REQUIRED TO MEET THE CAPITAL NEEDS OF THE NEW YORK CITY TRANSIT AUTHORI-
 TY IN SUCH PLAN.  Each plan subsequent to the first such plan  and  each
 proposed  amendment  or  modification  thereof  shall  also describe the
 current status of  each  capital  element  included  in  the  previously
 approved plan, if any. Each plan shall be accompanied or supplemented by
 such  supporting  materials as the metropolitan transportation authority
 capital program review board shall require.
   A capital element shall mean either a category of expenditure itemized
 in a plan, as hereinafter provided, for which a specified maximum dollar
 amount is proposed to be expended, or a particularly  described  capital
 project  within  one or more categories for which no maximum expenditure
 is proposed, but for which an estimate of expected cost is  provided.  A
 capital  element  shall be deemed to have been initiated for purposes of
 this section if in connection with  such  element  the  authority  shall
 certify  that  (i)  purchase or construction contracts have been entered
 into, obligating in the aggregate an amount exceeding ten percent of the
 maximum or estimated cost of the element as set forth in  a  plan,  (ii)
 financing  specific  to  the  project has been undertaken, or (iii) in a
 case where such element is limited to design or engineering, a  contract
 therefor has been entered into.
   § 3. Section 1269-b of the public authorities law is amended by adding
 a new subdivision 10 to read as follows:
   10.  IN  THE CASE OF A DISASTER EMERGENCY DECLARED PURSUANT TO SECTION
 TWENTY-EIGHT OF THE EXECUTIVE LAW, WHERE SUCH DISASTER EMERGENCY RELATES

 S. 7508                            39                            A. 9508

 TO THE CONTINUING FAILURES AND THE CONDITION OF THE TRACK,  SIGNALS  AND
 OTHER  INFRASTRUCTURE OF THE TRANSIT FACILITIES OPERATED BY THE NEW YORK
 CITY TRANSIT AUTHORITY, THE STATE  MAY  APPROPRIATE  REVENUES  IT  DEEMS
 NECESSARY  AND  APPROPRIATE  TO  FUND  THE  CAPITAL COSTS OF REPAIRS AND
 CONSTRUCTION DEEMED ESSENTIAL TO ENSURE THE CONTINUED SAFE AND EFFECTIVE
 OPERATION OF SUCH TRANSIT FACILITIES. UPON ANY SUCH  APPROPRIATION,  THE
 CITY  OF NEW YORK SHALL, WITHIN SIXTY DAYS, APPROPRIATE AN IDENTICAL SUM
 TO PROVIDE FOR CAPITAL REPAIRS AND CONSTRUCTION.
   § 4. This act shall take effect immediately.
 
                                  PART N
 
   Section 1. Paragraph (a) of subdivision  5  of  section  2879  of  the
 public  authorities  law, as amended by chapter 531 of the laws of 1993,
 is amended to read as follows:
   (a) Each corporation shall notify the commissioner of economic  devel-
 opment  of the award of a procurement contract for the purchase of goods
 or services from a foreign business enterprise in an amount equal to  or
 greater  than  one  million  dollars  simultaneously  with notifying the
 successful bidder therefor. [No corporation shall thereafter enter  into
 a procurement contract for said goods or services until at least fifteen
 days  has  elapsed, except for procurement contracts awarded on an emer-
 gency or critical basis, or where the commissioner of economic  develop-
 ment  waives  the  provisions of this sentence.] The notification to the
 commissioner of economic development shall include the name, address and
 telephone and facsimile number of the  foreign  business  enterprise,  a
 brief  description  of  the goods or services to be obtained pursuant to
 the proposed procurement contract, the amount of the  proposed  procure-
 ment  contract,  the  term of the proposed procurement contract, and the
 name of the individual at the foreign business enterprise or  acting  on
 behalf  of  the  same  who  is  principally responsible for the proposed
 procurement contract. Such notification shall be used by the commission-
 er of economic development solely to provide notification  to  New  York
 state  business  enterprises  of opportunities to participate as subcon-
 tractors and suppliers on such procurement  contracts,  to  promote  and
 encourage  the location and development of new business in the state, to
 assist New York state business enterprises in obtaining  offset  credits
 from  foreign  countries, and to otherwise investigate, study and under-
 take means of promoting and encouraging the prosperous  development  and
 protection  of  the  legitimate  interest  and welfare of New York state
 business enterprises, industry and commerce.
   § 2. Subdivision 7 of section 1209 of the public authorities  law,  as
 amended  by  section  1 of part OO of chapter 54 of the laws of 2016, is
 amended to read as follows:
   7. (a) Except as otherwise provided  in  this  section,  all  purchase
 contracts  for  supplies,  materials or equipment involving an estimated
 expenditure in excess of one [hundred thousand] MILLION dollars and  all
 contracts  for  public work involving an estimated expenditure in excess
 of one [hundred thousand]  MILLION  dollars  shall  be  awarded  by  the
 authority  to  the lowest responsible bidder after obtaining sealed bids
 in the manner hereinafter set forth. The aforesaid shall  not  apply  to
 contracts for personal, architectural, engineering or other professional
 services.  The  authority may reject all bids and obtain new bids in the
 manner provided by this section when it is deemed in the public interest
 to do so or, in cases where two or more responsible bidders submit iden-
 tical bids which are the lowest bids, award the contract to any of  such

 S. 7508                            40                            A. 9508
 
 bidders or obtain new bids from such bidders. Nothing herein shall obli-
 gate the authority to seek new bids after the rejection of bids or after
 cancellation  of  an  invitation  to  bid. Nothing in this section shall
 prohibit the evaluation of bids on the basis of costs or savings includ-
 ing  life  cycle  costs  of  the  item  to  be purchased, discounts, and
 inspection services so long as the invitation  to  bid  reasonably  sets
 forth  the criteria to be used in evaluating such costs or savings. Life
 cycle costs may include but shall not be limited  to  costs  or  savings
 associated  with  installation,  energy  use, maintenance, operation and
 salvage or disposal.
   (b) Section twenty-eight hundred seventy-nine of  this  chapter  shall
 apply  to  the authority's acquisition of goods or services of any kind,
 in the actual or estimated amount of fifteen thousand dollars  or  more,
 provided  that  (i)  a  contract for services in the actual or estimated
 amount of less than one [hundred thousand]  MILLION  dollars  shall  not
 require  approval by the board of the authority regardless of the length
 of the period over which the services are rendered, and provided further
 that a contract for services in the actual or estimated  amount  of  one
 [hundred thousand] MILLION dollars or more shall require approval by the
 board of the authority regardless of the length of the period over which
 the  services  are  rendered  unless  such  a contract is awarded to the
 lowest responsible bidder after obtaining sealed bids and (ii) the board
 of the authority may by resolution adopt guidelines that  authorize  the
 award  of  contracts  to  small  business  concerns, to service disabled
 veteran owned businesses certified pursuant to  article  seventeen-B  of
 the  executive  law,  or  minority  or  women-owned business enterprises
 certified pursuant  to  article  fifteen-A  of  the  executive  law,  or
 purchases of goods or technology that are recycled or remanufactured, in
 an  amount  not to exceed four hundred thousand dollars without a formal
 competitive process and without further board approval. The board of the
 authority shall adopt guidelines which shall be made publicly  available
 for the awarding of such contract without a formal competitive process.
   §  3.  Subparagraph (i) of paragraph (f) and subparagraph (i) of para-
 graph (g) of subdivision 9 of section 1209  of  the  public  authorities
 law,  as  amended  by  section 3 of part OO of chapter 54 of the laws of
 2016, are amended to read as follows:
   (i) Except for a contract  with  a  value  of  one  [hundred]  million
 dollars or less that is awarded pursuant to this paragraph to the propo-
 ser  whose  proposal  is  the  lowest  cost,  the  authority may award a
 contract pursuant to this paragraph only after a resolution approved  by
 a  two-thirds  vote of its members then in office at a public meeting of
 the authority with such resolution (A) disclosing  the  other  proposers
 and  the  substance  of their proposals, (B) summarizing the negotiation
 process including the opportunities, if any, available to  proposers  to
 present  and  modify their proposals, and (C) setting forth the criteria
 upon which the selection was made provided however that for purposes  of
 this  subparagraph  the  board  may,  at  its discretion, require such a
 resolution be approved for contracts  with  a  value  of  one  [hundred]
 million dollars or less.
   (i)  Except  for  a  contract  with  a  value of one [hundred] million
 dollars or less that is awarded pursuant to this paragraph to the propo-
 ser whose proposal is  the  lowest  cost,  the  authority  may  award  a
 contract  pursuant to this paragraph only after a resolution approved by
 a vote of not less than two-thirds of its members then in  office  at  a
 public  meeting of the authority with such resolution (A) disclosing the
 other proposers and the substance of their  proposals,  (B)  summarizing

 S. 7508                            41                            A. 9508
 
 the  negotiation  process including the opportunities, if any, available
 to proposers to present and modify  their  proposals,  and  (C)  setting
 forth  the  criteria  upon which the selection was made provided however
 that for purposes of this subparagraph the board may, at its discretion,
 require  such a resolution be approved for contracts with a value of one
 [hundred] million dollars or less.
   § 4. Paragraphs (a) and (b) of subdivision 2 of section 1265-a of  the
 public authorities law, as amended by section 8 of part OO of chapter 54
 of the laws of 2016, are amended to read as follows:
   (a)  Except  as  otherwise  provided  in  this  section,  all purchase
 contracts for supplies, materials or equipment  involving  an  estimated
 expenditure  in excess of one [hundred thousand] MILLION dollars and all
 contracts for public work involving an estimated expenditure  in  excess
 of  one  [hundred  thousand]  MILLION  dollars  shall  be awarded by the
 authority to the lowest responsible bidder after obtaining  sealed  bids
 in  the manner hereinafter set forth. For purposes hereof, contracts for
 public work shall exclude contracts for personal, engineering and archi-
 tectural, or professional services. The authority may  reject  all  bids
 and  obtain  new  bids in the manner provided by this section when it is
 deemed in the public interest to do so or, in cases where  two  or  more
 responsible  bidders  submit  identical  bids which are the lowest bids,
 award the contract to any of such bidders or obtain new bids  from  such
 bidders.  Nothing  herein  shall obligate the authority to seek new bids
 after the rejection of bids or after cancellation of  an  invitation  to
 bid.  Nothing  in  this section shall prohibit the evaluation of bids on
 the basis of costs or savings including life cycle costs of the item  to
 be  purchased, discounts, and inspection services so long as the invita-
 tion to bid reasonably sets forth the criteria to be used in  evaluating
 such  costs  or  savings.  Life cycle costs may include but shall not be
 limited to costs or savings associated with  installation,  energy  use,
 maintenance, operation and salvage or disposal.
   (b)  Section  twenty-eight  hundred seventy-nine of this chapter shall
 apply to the authority's acquisition of goods or services of  any  kind,
 in  the  actual or estimated amount of fifteen thousand dollars or more,
 provided (i) that a contract for services in  the  actual  or  estimated
 amount  of  less  than  one [hundred thousand] MILLION dollars shall not
 require approval by the board of the authority regardless of the  length
 of the period over which the services are rendered, and provided further
 that  a  contract  for services in the actual or estimated amount of one
 [hundred thousand] MILLION dollars or more shall require approval by the
 board of the authority regardless of the length of the period over which
 the services are rendered unless such  a  contract  is  awarded  to  the
 lowest  responsible  bidder  after  obtaining  sealed bids, and (ii) the
 board of the authority may by resolution adopt guidelines that authorize
 the award of contracts to small business concerns, to  service  disabled
 veteran  owned  businesses  certified pursuant to article seventeen-B of
 the executive law,  or  minority  or  women-owned  business  enterprises
 certified  pursuant  to  article  fifteen-A  of  the  executive  law, or
 purchases of goods or technology that are recycled or remanufactured, in
 an amount not to exceed four hundred thousand dollars without  a  formal
 competitive process and without further board approval. The board of the
 authority  shall adopt guidelines which shall be made publicly available
 for the awarding of such contract without a formal competitive process.
   § 5. Subparagraph (i) of paragraph (f) and subparagraph (i)  of  para-
 graph  (g)  of subdivision 4 of section 1265-a of the public authorities

 S. 7508                            42                            A. 9508
 
 law, as amended by section 9 of part OO of chapter 54  of  the  laws  of
 2016, are amended to read as follows:
   (i)  Except  for  a  contract  with  a  value of one [hundred] million
 dollars or less that is awarded pursuant to this paragraph to the propo-
 ser whose proposal is  the  lowest  cost,  the  authority  may  award  a
 contract  pursuant to this paragraph only after a resolution approved by
 a two-thirds vote of its members then in office at a public  meeting  of
 the  authority  with  such resolution (A) disclosing the other proposers
 and the substance of their proposals, (B)  summarizing  the  negotiation
 process  including  the opportunities, if any, available to proposers to
 present and modify their proposals, and (C) setting forth  the  criteria
 upon  which the selection was made provided however that for purposes of
 this subparagraph the board may,  at  its  discretion,  require  such  a
 resolution  be  approved  for  contracts  with  a value of one [hundred]
 million dollars or less.
   (i) Except for a contract  with  a  value  of  one  [hundred]  million
 dollars or less that is awarded pursuant to this paragraph to the propo-
 ser  whose  proposal  is  the  lowest  cost,  the  authority may award a
 contract pursuant to this paragraph only after a resolution approved  by
 a  vote of not less than a two-thirds vote of its members then in office
 at a public meeting of the authority with such resolution (A) disclosing
 the other proposers and the substance of their proposals, (B)  summariz-
 ing  the negotiation process including the opportunities, if any, avail-
 able to proposers to present and modify their proposals, and (C) setting
 forth the criteria upon which the selection was  made  provided  however
 that for purposes of this subparagraph the board may, at its discretion,
 require  such a resolution be approved for contracts with a value of one
 [hundred] million dollars or less.
   § 6. Subdivision 22 of section 553 of the public authorities  law,  as
 added  by  section  12  of part OO of chapter 54 of the laws of 2016, is
 amended to read as follows:
   22. Section twenty-eight hundred seventy-nine of  this  chapter  shall
 apply  to  the authority's acquisition of goods or services of any kind,
 in the actual or estimated amount of fifteen thousand dollars  or  more,
 provided  that  (i)  a  contract for services in the actual or estimated
 amount of less than one [hundred thousand]  MILLION  dollars  shall  not
 require  approval by the board of the authority regardless of the length
 of the period over which the services are rendered, and provided further
 that a contract for services in the actual or estimated  amount  of  one
 [hundred thousand] MILLION dollars or more shall require approval by the
 board of the authority regardless of the length of the period over which
 the  services  are  rendered  unless  such  a contract is awarded to the
 lowest responsible bidder after obtaining sealed bids and (ii) the board
 of the authority may by resolution adopt guidelines that  authorize  the
 award  of  contracts  to  small  business  concerns, to service disabled
 veteran owned businesses certified  pursuant  to  article  [seventeen-b]
 SEVENTEEN-B  of  the  executive law, or minority or women-owned business
 enterprises certified pursuant to article [fifteen-a] FIFTEEN-A  of  the
 executive  law, or purchases of goods or technology that are recycled or
 remanufactured, in an amount not to exceed four hundred thousand dollars
 without a formal competitive process and without further board approval.
 The board of the authority shall adopt guidelines which  shall  be  made
 publicly  available  for  the awarding of such contract without a formal
 competitive process.
   § 7. Section 1266 of the public authorities law is amended by adding a
 new subdivision 19 to read as follows:

 S. 7508                            43                            A. 9508
 
   19. THE BOARD OF THE AUTHORITY SHALL BE AUTHORIZED TO TERMINATE, MODI-
 FY OR AMEND ANY SERVICE OR  FUNDING  AGREEMENT  APPROVED  PRIOR  TO  THE
 EFFECTIVE DATE OF THIS SUBDIVISION THAT DOES NOT INCLUDE A DEFINED DURA-
 TION  TERM, OR CONTAINS AN INITIAL TERM THAT EXPLICITLY OR IN EFFECT HAS
 A DURATION LONGER THAN TWENTY YEARS.
   §  8.  This  act  shall  take  effect April 1, 2018; provided that the
 amendments to subdivisions 7 and 9 of section 1209, subdivisions 2 and 4
 of section 1265-a, and subdivision 22  of  section  553  of  the  public
 authorities  law made by sections two, three, four, five and six of this
 act shall be subject to the expiration and reversion or repeal  of  such
 provisions  pursuant  to section 15 of part OO of chapter 54 of the laws
 of 2016, as amended, and shall expire and be deemed repealed therewith.
 
                                  PART O
 
   Section 1. Subdivision 3 of section 16-m of section 1 of  chapter  174
 of  the  laws  of 1968 constituting the New York state urban development
 corporation act, as amended by section 1 of part M of chapter 58 of  the
 laws of 2017, is amended to read as follows:
   3.  The  provisions  of this section shall expire, notwithstanding any
 inconsistent provision of subdivision 4 of section 469 of chapter 309 of
 the laws of 1996 or of any other law, on July 1, [2018] 2019.
   § 2. This act shall take effect immediately and  shall  be  deemed  to
 have been in full force and effect on and after July 1, 2018.
 
                                  PART P

   Section  1. Section 2 of chapter 393 of the laws of 1994, amending the
 New York state urban development corporation act, relating to the powers
 of the New York state urban development corporation to  make  loans,  as
 amended  by  section  1  of part N of chapter 58 of the laws of 2017, is
 amended to read as follows:
   § 2. This act shall take effect immediately  provided,  however,  that
 section  one  of  this act shall expire on July 1, [2018] 2019, at which
 time the provisions of subdivision 26 of section 5 of the New York state
 urban development corporation act shall be  deemed  repealed;  provided,
 however,  that neither the expiration nor the repeal of such subdivision
 as provided for herein shall be deemed to affect or impair in any manner
 any loan made pursuant to the authority of  such  subdivision  prior  to
 such expiration and repeal.
   §  2.  This  act  shall take effect immediately and shall be deemed to
 have been in full force and effect on and after April 1, 2018.
 
                                  PART Q
 
   Section 1. Subdivisions 2, 7, 8, 13, 14, 15, 16, 19, 20, 21 and 22  of
 section  310  of the executive law, subdivisions 2, 8 and 14 as added by
 chapter 261 of the laws of 1988, subdivisions 7 and  15  as  amended  by
 chapter 22 of the laws of 2014, subdivision 13 as amended by chapter 506
 of  the laws of 2009, subdivision 16, as amended by section 3 of part BB
 of chapter 59 of the laws of 2006, subdivisions 19, 20,  21  and  22  as
 added  by chapter 175 of the laws of 2010 are amended and a new subdivi-
 sion 24 is added to read as follows:
   2. "Contracting agency" shall mean  a  state  agency  OR  STATE-FUNDED
 ENTITY  which  is a party or a proposed party to a state contract or, in
 the case of a state contract described in paragraph (c)  of  subdivision

 S. 7508                            44                            A. 9508
 
 thirteen  of this section, shall mean the New York state housing finance
 agency, housing trust fund  corporation  or  affordable  housing  corpo-
 ration, whichever has made or proposes to make the grant or loan for the
 state assisted housing project.
   7.  "Minority-owned  business enterprise" shall mean a business enter-
 prise, including a sole proprietorship, partnership,  limited  liability
 company or corporation that is:
   (a)  at  least  fifty-one  percent owned by one or more minority group
 members;
   (b) an enterprise in which such minority ownership is  real,  substan-
 tial and continuing;
   (c)  an  enterprise in which such minority ownership has and exercises
 the authority to control independently the day-to-day business decisions
 of the enterprise;
   (d) an enterprise authorized to do business in this  state  and  inde-
 pendently owned and operated;
   (e)  an enterprise owned by an individual or individuals, whose owner-
 ship, control and operation are relied upon for  certification,  with  a
 personal net worth that does not exceed three million five hundred thou-
 sand  dollars,  OR  SUCH OTHER AMOUNT AS THE DIRECTOR SHALL SET FORTH IN
 REGULATIONS, as adjusted annually on the first of January for  inflation
 according to the consumer price index of the previous year; and
   (f)  an  enterprise  that  is a small business pursuant to subdivision
 twenty of this section.
   8. "Minority group member" shall  mean  a  United  States  citizen  or
 permanent resident alien who is and can demonstrate membership in one of
 the following groups:
   (a)  Black  persons  having origins in any of the Black African racial
 groups;
   (b) Hispanic persons  of  Mexican,  Puerto  Rican,  Dominican,  Cuban,
 Central  or  South American of either Indian or Hispanic origin, regard-
 less of race;
   (c) Native American or Alaskan native persons having origins in any of
 the original peoples of North America.
   (d) Asian and Pacific Islander persons having origins in  any  of  the
 Far  East  countries,  South  East  Asia, the Indian subcontinent or the
 Pacific Islands.
   13. "State contract" shall mean: (a) a written agreement  or  purchase
 order  instrument, providing for a total expenditure in excess of [twen-
 ty-five] FIFTY thousand dollars, whereby a contracting agency is commit-
 ted to expend or does  expend  OR  GRANT  funds  in  return  for  labor,
 services including but not limited to legal, financial and other profes-
 sional  services,  supplies,  equipment, materials or any combination of
 the foregoing, to be performed for, or  rendered  or  furnished  to  the
 contracting  agency;  (b)  a  written  agreement  in excess of [one] TWO
 hundred thousand dollars whereby a contracting agency  is  committed  to
 expend  or does expend OR GRANT funds for the acquisition, construction,
 demolition, replacement, major repair or renovation of real property and
 improvements thereon; [and] (c) a written agreement in excess  of  [one]
 TWO hundred thousand dollars whereby the owner of a state assisted hous-
 ing project is committed to expend or does expend funds for the acquisi-
 tion,  construction, demolition, replacement, major repair or renovation
 of real property and improvements thereon for such project;  AND  (D)  A
 WRITTEN  AGREEMENT  OR  PURCHASE ORDER INSTRUMENT, PROVIDING FOR A TOTAL
 EXPENDITURE IN EXCESS OF FIFTY THOUSAND DOLLARS, WHEREBY A  STATE-FUNDED
 ENTITY  IS  COMMITTED  TO EXPEND OR DOES EXPEND FUNDS PAID TO THE STATE-

 S. 7508                            45                            A. 9508
 
 FUNDED ENTITY BY THE STATE OF NEW YORK,  INCLUDING  THOSE  PAID  TO  THE
 STATE-FUNDED  ENTITY  PURSUANT  TO  AN APPROPRIATION, FOR ANY PRODUCT OR
 SERVICE.
   14.  "Subcontract"  shall  mean  an  agreement  [providing for a total
 expenditure  in  excess  of  twenty-five  thousand   dollars   for   the
 construction,  demolition,  replacement, major repair, renovation, plan-
 ning or design of real property  and  improvements  thereon]  between  a
 contractor  and  any individual or business enterprise, including a sole
 proprietorship, partnership, corporation, or not-for-profit corporation,
 in which a portion of a contractor's obligation under a  state  contract
 is  undertaken or assumed, but shall not include any construction, demo-
 lition, replacement, major repair, renovation,  planning  or  design  of
 real  property  or  improvements  thereon  for the beneficial use of the
 contractor.
   15. "Women-owned business enterprise" shall  mean  a  business  enter-
 prise,  including  a sole proprietorship, partnership, limited liability
 company or corporation that is:
   (a) at least fifty-one percent owned by  one  or  more  United  States
 citizens or permanent resident aliens who are women;
   (b)  an  enterprise  in  which the ownership interest of such women is
 real, substantial and continuing;
   (c) an enterprise in which such women ownership has and exercises  the
 authority  to control independently the day-to-day business decisions of
 the enterprise;
   (d) an enterprise authorized to do business in this  state  and  inde-
 pendently owned and operated;
   (e)  an enterprise owned by an individual or individuals, whose owner-
 ship, control and operation are relied upon for  certification,  with  a
 personal net worth that does not exceed three million five hundred thou-
 sand  dollars,  OR  SUCH OTHER AMOUNT AS THE DIRECTOR SHALL SET FORTH IN
 REGULATIONS, as adjusted annually on the first of January for  inflation
 according to the consumer price index of the previous year; and
   (f)  an  enterprise  that  is a small business pursuant to subdivision
 twenty of this section.
   A firm owned by a minority group member who is also  a  woman  may  be
 certified  as  a minority-owned business enterprise, a women-owned busi-
 ness enterprise, or both, and may be counted towards either a  minority-
 owned  business  enterprise  goal  or  a women-owned business enterprise
 goal, in regard to any contract or any goal, set by an agency or author-
 ity, but such participation may not be counted towards both such  goals.
 Such  an  enterprise's  participation  in  a contract may not be divided
 between the minority-owned business enterprise goal and the  women-owned
 business enterprise goal.
   16.  "Statewide  advocate"  shall  mean  the  person  appointed by the
 [commissioner] DIRECTOR to serve in the capacity  of  the  minority  and
 women-owned business enterprise statewide advocate.
   19.  "Personal  net worth" shall mean the aggregate adjusted net value
 of the assets of an individual remaining  after  total  liabilities  are
 deducted.  Personal  net worth includes the individual's share of assets
 held jointly with said individual's spouse  and  does  not  include  the
 individual's  ownership  interest  in  the certified minority and women-
 owned business enterprise, the individual's [equity in his or her prima-
 ry residence] OWNERSHIP INTEREST IN ANY HOLDING COMPANY THAT LEASES REAL
 PROPERTY, MACHINERY, EQUIPMENT, OR VEHICLES EXCLUSIVELY TO THE CERTIFIED
 MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE, UP TO TWO  HUNDRED  PERCENT
 OF  THE MEDIAN VALUE OF OWNER-OCCUPIED HOUSING UNITS IN THE MUNICIPALITY

 S. 7508                            46                            A. 9508
 
 IN WHICH THE INDIVIDUAL RESIDES, or up to five hundred thousand  dollars
 of  the  present  cash value of any qualified retirement savings plan or
 individual retirement account held by the individual less any  penalties
 for early withdrawal.
   20.  "Small  business" as used in this section, unless otherwise indi-
 cated, shall mean a business which has a significant  business  presence
 in  the  state, is independently owned and operated, not dominant in its
 field and employs, based on its industry, a certain number of persons as
 determined by the director[, but not to exceed  three  hundred],  taking
 into consideration factors which include, but are not limited to, feder-
 al  small  business administration standards pursuant to 13 CFR part 121
 and any amendments thereto. The director may issue  regulations  on  the
 construction of the terms in this definition.
   21.  "The  [2010]  disparity  study"  shall  refer  to the MOST RECENT
 disparity study commissioned by the  [empire  state  development  corpo-
 ration]  DEPARTMENT  OF  ECONOMIC DEVELOPMENT, pursuant to section three
 hundred twelve-a of this article[, and published on  April  twenty-nine,
 two thousand ten].
   22.  "Diversity  practices"  shall mean the contractor's practices and
 policies with respect to:
   (a) [utilizing] MENTORING certified minority and women-owned  business
 enterprises  in  contracts  awarded  by  a  state agency or other public
 corporation, as subcontractors and suppliers; [and]
   (b) entering  into  partnerships,  joint  ventures  or  other  similar
 arrangements  with  certified  minority  and women-owned business enter-
 prises as defined in this article or other applicable statute  or  regu-
 lation  governing  an  entity's  utilization  of minority or women-owned
 business enterprises; AND
   (C) THE REPRESENTATION OF MINORITY GROUP MEMBERS AND WOMEN AS  MEMBERS
 OF THE BOARD OF DIRECTORS OR EXECUTIVE OFFICERS OF THE CONTRACTOR.
   24.  "STATE-FUNDED  ENTITY"  SHALL  MEAN ANY UNIT OF LOCAL GOVERNMENT,
 INCLUDING, BUT NOT LIMITED TO, A COUNTY, CITY, TOWN, VILLAGE, OR  SCHOOL
 DISTRICT  THAT  IS PAID PURSUANT TO AN APPROPRIATION IN ANY STATE FISCAL
 YEAR.
   § 2. Subdivision 4 of section 311 of the executive law, as amended  by
 chapter 361 of the laws of 2009, is amended to read as follows:
   4.  The  director  [may]  SHALL  provide assistance to, and facilitate
 access to programs serving [certified businesses as well as  applicants]
 MINORITY  AND WOMEN-OWNED BUSINESS ENTERPRISES to ensure that such busi-
 nesses benefit, as needed, from technical, managerial and financial, and
 general  business  assistance;  training;  marketing;  organization  and
 personnel  skill  development; project management assistance; technology
 assistance; bond and insurance education assistance; and other  business
 development  assistance.  THE DIRECTOR SHALL MAINTAIN A TOLL-FREE NUMBER
 AT THE DEPARTMENT OF ECONOMIC DEVELOPMENT TO BE USED TO ANSWER QUESTIONS
 CONCERNING THE MWBE CERTIFICATION PROCESS.  In  addition,  the  director
 may, either independently or in conjunction with other state agencies:
   (a)  develop  a  clearinghouse of information on programs and services
 provided by entities that may assist such businesses;
   (b) review bonding and paperwork requirements imposed  by  contracting
 agencies that may unnecessarily impede the ability of such businesses to
 compete; and
   (c)  seek to maximize utilization by minority and women-owned business
 enterprises of available federal resources including but not limited  to
 federal grants, loans, loan guarantees, surety bonding guarantees, tech-

 S. 7508                            47                            A. 9508
 
 nical  assistance,  and programs and services of the federal small busi-
 ness administration.
   § 3. Section 311-a of the executive law, as added by section 4 of part
 BB of chapter 59 of the laws of 2006, is amended to read as follows:
   §  311-a. Minority and women-owned business enterprise statewide advo-
 cate. 1.  There is hereby established within the [department of  econom-
 ic]  DIVISION OF MINORITY AND WOMEN'S BUSINESS development [an office of
 the minority and women-owned business enterprise] A statewide  advocate.
 The  statewide advocate shall be appointed by the [commissioner with the
 advice of the small business advisory board as  established  in  section
 one hundred thirty-three of the economic development law and shall serve
 in  the  unclassified  service of the] director. [The statewide advocate
 shall be located in the Albany empire state development office.]
   2. The advocate shall act as a liaison for  minority  and  women-owned
 business  enterprises  (MWBEs)  to  assist  them in obtaining technical,
 managerial, financial and other business assistance for certified  busi-
 nesses  and  applicants.  The  advocate  shall  RECEIVE  AND investigate
 complaints brought by or on behalf of  MWBEs  concerning  [certification
 delays  and  instances  of] violations of [law] THE REQUIREMENTS OF THIS
 ARTICLE by CONTRACTORS AND state agencies. [The statewide advocate shall
 assist certified businesses and applicants in the certification process.
 Other functions of the statewide  advocate  shall  be  directed  by  the
 commissioner.  The  advocate  may  request  and the director may appoint
 staff and employees of the  division  of  minority  and  women  business
 development to support the administration of the office of the statewide
 advocate.]
   3.  The  statewide advocate [shall establish a toll-free number at the
 department of economic  development  to  be  used  to  answer  questions
 concerning the MWBE certification process] SHALL CONDUCT PERIODIC AUDITS
 OF  STATE  AGENCIES'  COMPLIANCE  WITH THE REQUIREMENTS OF SECTION THREE
 HUNDRED FIFTEEN OF THIS ARTICLE, WHICH AUDITS SHALL INCLUDE A REVIEW  OF
 THE  BOOKS AND RECORDS OF STATE AGENCIES CONCERNING, AMONG OTHER THINGS,
 ANNUAL AGENCY EXPENDITURES, ANNUAL PARTICIPATION OF MINORITY AND  WOMEN-
 OWNED  BUSINESS  ENTERPRISES  AS PRIME CONTRACTORS AND SUBCONTRACTORS IN
 STATE AGENCIES' STATE CONTRACTS, AND DOCUMENTATION  OF  STATE  AGENCIES'
 GOOD  FAITH EFFORTS TO MAXIMIZE MINORITY AND WOMEN-OWNED BUSINESS ENTER-
 PRISE PARTICIPATION IN SUCH STATE AGENCIES' CONTRACTING.
   [4. The statewide advocate shall report to the  director  and  commis-
 sioner  by  November  fifteenth  on  an  annual  basis on all activities
 related to fulfilling the obligations of the  office  of  the  statewide
 advocate. The commissioner shall include the unedited text of the state-
 wide advocate's report within the reports submitted by the department of
 economic development to the governor and the legislature.]
   §  4.  Section  312-a of the executive law, as amended by section 1 of
 part Q of chapter 58 of the laws of 2015, is amended to read as follows:
   § 312-a.  Study  of  minority  and  women-owned  business  [enterprise
 programs]  ENTERPRISES.  1. The director of the division of minority and
 [women-owned] WOMEN'S business development [in the department of econom-
 ic development] is authorized and directed to recommission  a  statewide
 disparity  study regarding the participation of minority and women-owned
 business enterprises in state contracts  since  the  amendment  of  this
 article  to  be delivered to the governor and legislature [no later than
 August fifteenth, two thousand sixteen]. The study shall be prepared  by
 an  entity  independent of the department and selected through a request
 for proposal process. The purpose of such study is:

 S. 7508                            48                            A. 9508
 
   (a) to determine whether there is a disparity between  the  number  of
 qualified minority and women-owned businesses ready, willing and able to
 perform  state contracts for commodities, services and construction, and
 the  number  of  such  contractors  actually  engaged  to  perform  such
 contracts,  and  to  determine  what  changes, if any, should be made to
 state policies affecting minority and women-owned business  enterprises;
 and  (b) to determine whether there is a disparity between the number of
 qualified minorities and women ready, willing and able, with respect  to
 labor markets, qualifications and other relevant factors, to participate
 in  contractor  employment, management level bodies, including boards of
 directors, and as senior executive officers within contracting  entities
 and  the  number  of  such group members actually employed or affiliated
 with state contractors in the aforementioned capacities, and  to  deter-
 mine  what  changes,  if any, should be made to state policies affecting
 minority and women group populations with regard to  state  contractors'
 employment  and appointment practices relative to diverse group members.
 Such study shall include, but not be limited  to,  an  analysis  of  the
 history  of  minority  and  women-owned business enterprise programs and
 their effectiveness as a means of securing and ensuring participation by
 minorities and women, and a disparity analysis by market area and region
 of the state. Such  study  shall  distinguish  between  minority  males,
 minority females and non-minority females in the statistical analysis.
   2.  The director of the division of minority and [women-owned] WOMEN'S
 business development is directed to transmit the disparity study to  the
 governor and the legislature [not later than August fifteenth, two thou-
 sand sixteen], and to post the study on the website of the department of
 economic development.
   §  5.  Section  313 of the executive law, as amended by chapter 175 of
 the laws of 2010, is amended to read as follows:
   § 313. Opportunities for  minority  and  women-owned  business  enter-
 prises.  1.  [Goals and requirements for agencies and contractors.  Each
 agency shall structure procurement procedures for contracts made direct-
 ly or indirectly to minority and women-owned  business  enterprises,  in
 accordance  with  the  findings of the two thousand ten disparity study,
 consistent with the purposes of this article, to attempt to achieve  the
 following results with regard to total annual statewide procurement:
   (a) construction industry for certified minority-owned business enter-
 prises: fourteen and thirty-four hundredths percent;
   (b)  construction  industry  for certified women-owned business enter-
 prises: eight and forty-one hundredths percent;
   (c) construction related professional services industry for  certified
 minority-owned  business enterprises: thirteen and twenty-one hundredths
 percent;
   (d) construction related professional services industry for  certified
 women-owned  business  enterprises:  eleven  and  thirty-two  hundredths
 percent;
   (e) non-construction related services industry for  certified  minori-
 ty-owned business enterprises: nineteen and sixty hundredths percent;
   (f)  non-construction  related  services industry for certified women-
 owned business enterprises: seventeen and forty-four hundredths percent;
   (g) commodities industry for certified minority-owned business  enter-
 prises: sixteen and eleven hundredths percent;
   (h)  commodities  industry  for  certified women-owned business enter-
 prises:  ten and ninety-three hundredths percent;

 S. 7508                            49                            A. 9508

   (i) overall agency total dollar value  of  procurement  for  certified
 minority-owned  business enterprises: sixteen and fifty-three hundredths
 percent;
   (j)  overall  agency  total  dollar value of procurement for certified
 women-owned business  enterprises:  twelve  and  thirty-nine  hundredths
 percent; and
   (k)  overall  agency  total  dollar value of procurement for certified
 minority, women-owned business enterprises: twenty-eight and  ninety-two
 hundredths percent.
   1-a.  The  director  shall  ensure  that  each  state  agency has been
 provided with a copy of the two thousand ten disparity study.
   1-b. Each agency shall develop and adopt agency-specific  goals  based
 on the findings of the two thousand ten disparity study.
   2.]  The  director shall promulgate rules and regulations [pursuant to
 the goals established in subdivision one of this section]  that  provide
 measures  and  procedures  to  ensure that certified minority and women-
 owned businesses shall be given the  opportunity  for  maximum  feasible
 participation in the performance of state contracts and to assist in the
 agency's  identification of those state contracts for which minority and
 women-owned certified businesses may best bid to actively  and  affirma-
 tively  promote  and  assist  their  participation in the performance of
 state contracts [so as to facilitate the  agency's  achievement  of  the
 maximum  feasible portion of the goals for state contracts to such busi-
 nesses].
   [2-a.] 2. The director shall promulgate  rules  and  regulations  that
 will accomplish the following:
   (a)  provide for the certification and decertification of minority and
 women-owned business enterprises for all agencies through a single proc-
 ess that meets applicable requirements;
   (b) require that each contract solicitation document accompanying each
 solicitation set forth the expected degree of minority  and  women-owned
 business enterprise participation based, in part, on:
   (i)  the  potential  subcontract  opportunities available in the prime
 procurement contract; [and]
   (ii) the availability[, as contained within the study,]  of  certified
 minority  and  women-owned business enterprises to respond competitively
 to the potential subcontract opportunities, AS REFLECTED  IN  THE  DIVI-
 SION'S  DIRECTORY  OF CERTIFIED MINORITY AND WOMEN-OWNED BUSINESS ENTER-
 PRISES; AND
   (III) THE FINDINGS OF THE DISPARITY STUDY.
   (c) [require that each agency provide  a  current  list  of  certified
 minority business enterprises to each prospective contractor;
   (d)]  allow  a contractor that is a certified minority-owned or women-
 owned business enterprise to use the work it performs to  meet  require-
 ments for use of certified minority-owned or women-owned business enter-
 prises as subcontractors;
   (D)  ESTABLISH  CRITERIA  FOR  AGENCIES TO CREDIT THE PARTICIPATION OF
 MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISES TOWARDS THE ACHIEVEMENT OF
 THE MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE PARTICIPATION GOALS  ON
 A  STATE  CONTRACT BASED ON THE COMMERCIALLY USEFUL FUNCTION PROVIDED BY
 EACH MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE ON THE CONTRACT;
   (e) provide for joint ventures, which a bidder may count toward  meet-
 ing its minority and women-owned business enterprise participation;
   (f)  consistent  with  subdivision  six  of  this section, provide for
 circumstances under which an agency OR  STATE-FUNDED  ENTITY  may  waive

 S. 7508                            50                            A. 9508
 
 obligations of the contractor relating to minority and women-owned busi-
 ness enterprise participation;
   (g) require that an agency OR STATE-FUNDED ENTITY verify that minority
 and  women-owned  business  enterprises  listed  in a successful bid are
 actually participating to the extent listed in the project for which the
 bid was submitted;
   (h) provide for the collection of  statistical  data  by  each  agency
 concerning  actual  minority and women-owned business enterprise partic-
 ipation; [and]
   (i) require each agency to consult the most  current  disparity  study
 when  calculating  [agency-wide and contract specific] CONTRACT-SPECIFIC
 participation goals pursuant to this article; AND
   (J) PROVIDE FOR THE PERIODIC COLLECTION OF REPORTS  FROM  STATE-FUNDED
 ENTITIES IN SUCH FORM AND AT SUCH TIME AS THE DIRECTOR SHALL REQUIRE.
   3.  Solely for the purpose of providing the opportunity for meaningful
 participation by  certified  businesses  in  the  performance  of  state
 contracts  as  provided  in  this section, state contracts shall include
 leases of real property by a state agency to a lessee where:  the  terms
 of  such  leases  provide for the construction, demolition, replacement,
 major repair or renovation of real property and improvements thereon  by
 such lessee; and the cost of such construction, demolition, replacement,
 major  repair  or  renovation  of real property and improvements thereon
 shall exceed the sum of [one] TWO hundred thousand dollars.  Reports  to
 the  director  pursuant to section three hundred fifteen of this article
 shall include activities with  respect  to  all  such  state  contracts.
 Contracting  agencies  shall  include  or  require  to  be included with
 respect to state contracts for the  acquisition,  construction,  demoli-
 tion,  replacement,  major  repair  or  renovation  of real property and
 improvements thereon, such provisions as may be necessary to  effectuate
 the  provisions  of  this  section  in every bid specification and state
 contract, including,  but  not  limited  to:  (a)  provisions  requiring
 contractors  to make a good faith effort to solicit active participation
 by enterprises identified  in  the  directory  of  certified  businesses
 [provided  to  the  contracting agency by the office]; (b) requiring the
 parties to agree as a condition of entering into such  contract,  to  be
 bound  by  the provisions of section three hundred sixteen of this arti-
 cle; and (c) requiring the contractor  to  include  the  provisions  set
 forth in paragraphs (a) and (b) of this subdivision in every subcontract
 in  a manner that the provisions will be binding upon each subcontractor
 as to work in connection with such contract. Provided, however, that  no
 such  provisions  shall be binding upon contractors or subcontractors in
 the performance of work or the provision of services that are unrelated,
 separate or distinct from the state contract as expressed by its  terms,
 and  nothing  in  this  section  shall  authorize  the  director  or any
 contracting agency to impose any requirement on a contractor or  subcon-
 tractor except with respect to a state contract.
   4. In the implementation of this section, the contracting agency shall
 (a) consult the findings contained within the disparity study evidencing
 relevant   industry  specific  [availability  of  certified  businesses]
 DISPARITIES IN THE UTILIZATION OF MINORITY  AND  WOMEN-OWNED  BUSINESSES
 RELATIVE TO THEIR AVAILABILITY;
   (b)  implement  a program that will enable the agency to evaluate each
 contract to determine the  [appropriateness  of  the]  APPROPRIATE  goal
 [pursuant  to  subdivision  one  of  this  section] FOR PARTICIPATION BY
 MINORITY-OWNED   BUSINESS   ENTERPRISES   AND    WOMEN-OWNED    BUSINESS
 ENTERPRISES;

 S. 7508                            51                            A. 9508
 
   (c)  consider  where  practicable,  the  severability  of construction
 projects and other bundled contracts; and
   (d)  consider  compliance  with  the  requirements  of any federal law
 concerning opportunities for minority and  women-owned  business  enter-
 prises  which  effectuates  the purpose of this section. The contracting
 agency shall determine whether the imposition of the requirements of any
 such law duplicate or conflict with the provisions hereof  and  if  such
 duplication  or  conflict exists, the contracting agency shall waive the
 applicability of this section to  the  extent  of  such  duplication  or
 conflict.
   5. (a) Contracting agencies shall administer the rules and regulations
 promulgated by the director in a good faith effort to [meet] ACHIEVE the
 maximum  feasible  [portion of the agency's goals adopted] PARTICIPATION
 OF MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISES pursuant to this  arti-
 cle  and  the  regulations  of the director. Such rules and regulations:
 shall require a contractor to submit a utilization plan after  bids  are
 opened,  when  bids  are  required,  but  prior  to the award of a state
 contract; shall require the contracting agency to review the utilization
 plan submitted by the contractor [and to post the utilization  plan  and
 any  waivers  of  compliance  issued pursuant to subdivision six of this
 section on the website of the contracting agency]  within  a  reasonable
 period  of  time  as  established  by  the  director;  shall require the
 contracting agency to notify the contractor in writing within  a  period
 of  time  specified  by the director as to any deficiencies contained in
 the contractor's utilization plan; shall require remedy thereof within a
 period of time specified by the director; shall require  the  contractor
 to  submit  periodic  compliance  reports  relating to the operation and
 implementation of any utilization plan; shall not  allow  any  automatic
 waivers  but  shall  allow  a contractor to apply for a partial or total
 waiver of the minority and women-owned business enterprise participation
 requirements pursuant to subdivisions six and  seven  of  this  section;
 shall  allow a contractor to file a complaint with the director pursuant
 to subdivision eight of this section in the event a  contracting  agency
 has  failed or refused to issue a waiver of the minority and women-owned
 business  enterprise  participation  requirements  or  has  denied  such
 request  for  a  waiver;  and shall allow a contracting agency to file a
 complaint with the director pursuant to subdivision nine of this section
 in the event a contractor is failing or has failed to  comply  with  the
 minority  and women-owned business enterprise participation requirements
 set forth in the state contract where no waiver has been granted.
   (b) The rules and regulations promulgated pursuant to this subdivision
 regarding a utilization plan shall provide that where  enterprises  have
 been  identified  within a utilization plan, a contractor shall attempt,
 in good faith, to utilize such enterprise at least to the  extent  indi-
 cated. A contracting agency may require a contractor to indicate, within
 a  utilization  plan,  what measures and procedures he or she intends to
 take to comply with the provisions of this article, but may not require,
 as a condition of award of,  or  compliance  with,  a  contract  that  a
 contractor  utilize  a  particular  enterprise  in  performance  of  the
 contract.
   (c) Without limiting other grounds for the disqualification of bids or
 proposals on the basis of non-responsibility, a contracting  agency  may
 disqualify  the bid or proposal of a contractor as being non-responsible
 for failure to remedy notified deficiencies contained  in  the  contrac-
 tor's  utilization plan within a period of time specified in regulations
 promulgated by the director after receiving notification of  such  defi-

 S. 7508                            52                            A. 9508
 
 ciencies  from the contracting agency. Where failure to remedy any noti-
 fied deficiency in the utilization plan is a  ground  for  disqualifica-
 tion,  that  issue  and  all other grounds for disqualification shall be
 stated in writing by the contracting agency. Where the contracting agen-
 cy states that a failure to remedy any notified deficiency in the utili-
 zation  plan  is  a  ground for disqualification the contractor shall be
 entitled to an  administrative  hearing,  on  a  record,  involving  all
 grounds  stated  by  the  contracting  agency.  Such  hearing  shall  be
 conducted by the appropriate authority  of  the  contracting  agency  to
 review  the  determination  of  disqualification. A final administrative
 determination made following such  hearing  shall  be  reviewable  in  a
 proceeding  commenced  under article seventy-eight of the civil practice
 law and rules, provided that such proceeding is commenced within  thirty
 days  of  the  notice  given  by certified mail return receipt requested
 rendering such final administrative determination. Such proceeding shall
 be commenced in the supreme court, appellate division, third  department
 and  such  proceeding  shall  be  preferred  over all other civil causes
 except election causes, and shall be heard and determined in  preference
 to  all  other  civil business pending therein, except election matters,
 irrespective of position on the calendar. Appeals taken to the court  of
 appeals  of  the  state of New York shall be subject to the same prefer-
 ence.
   6. Where it appears that a  contractor  cannot,  after  a  good  faith
 effort,  comply  with  the  minority and women-owned business enterprise
 participation requirements set forth in a particular state  contract,  a
 contractor  may  file  a written application with the contracting agency
 requesting a partial or total waiver of such requirements setting  forth
 the  reasons  for  such contractor's inability to meet any or all of the
 participation requirements together with an explanation of  the  efforts
 undertaken  by the contractor to obtain the required minority and women-
 owned business enterprise participation. In implementing the  provisions
 of  this  section,  the contracting agency shall consider the number and
 types of minority and women-owned business enterprises [located]  AVAIL-
 ABLE  TO  PROVIDE  GOODS  OR SERVICES REQUIRED UNDER THE CONTRACT in the
 region in which the state contract is to be performed, the total  dollar
 value  of  the state contract, the scope of work to be performed and the
 project size and term. If, based on such considerations, the contracting
 agency determines there is not a reasonable availability of  contractors
 on  the  list of certified business to furnish services for the project,
 it shall issue a waiver of compliance to the contractor. In making  such
 determination,  the  contracting  agency shall first consider the avail-
 ability of other business enterprises located in the  region  and  shall
 thereafter  consider  the  financial ability of minority and women-owned
 businesses located outside the region in which the  contract  is  to  be
 performed to perform the state contract.
   7.  For  purposes  of  determining a contractor's good faith effort to
 comply with the requirements of this section or  to  be  entitled  to  a
 waiver therefrom the contracting agency shall consider:
   (a)  whether  the  contractor  has  [advertised in general circulation
 media, trade association publications, and minority-focus and  women-fo-
 cus  media  and, in such event, (i) whether or not certified minority or
 women-owned businesses which  have  been  solicited  by  the  contractor
 exhibited  interest  in submitting proposals for a particular project by
 attending] ATTENDED a pre-bid conference, IF ANY, SCHEDULED BY THE STATE
 AGENCY AWARDING THE STATE CONTRACT WITH CERTIFIED  MINORITY  AND  WOMEN-
 OWNED BUSINESS ENTERPRISES; and

 S. 7508                            53                            A. 9508
 
   [(ii)  whether  certified  businesses which have been solicited by the
 contractor have responded in a timely fashion to the contractor's solic-
 itations for timely competitive bid quotations prior to the  contracting
 agency's bid date; and]
   (b)  whether  [there  has been] THE CONTRACTOR PROVIDED TIMELY written
 notification OF SUBCONTRACTING OPPORTUNITIES ON THE  STATE  CONTRACT  to
 appropriate  certified businesses that appear in the directory of certi-
 fied businesses prepared pursuant to paragraph (f) of subdivision  three
 of section three hundred eleven of this article; and
   (c) whether the contractor can reasonably structure the amount of work
 to  be  performed under subcontracts in order to increase the likelihood
 of participation by certified businesses.
   8. In the event that a contracting agency fails or refuses to issue  a
 waiver to a contractor as requested within twenty days after having made
 application  therefor  pursuant to subdivision six of this section or if
 the contracting agency denies such application, in whole or in part, the
 contractor may file a complaint with the director  pursuant  to  section
 three  hundred  sixteen  of  this  article  setting  forth the facts and
 circumstances giving rise to the contractor's complaint together with  a
 demand  for  relief. The contractor shall serve a copy of such complaint
 upon the contracting agency by personal service or  by  certified  mail,
 return  receipt  requested.  The contracting agency shall be afforded an
 opportunity to respond to such complaint in writing.
   9. If, after the review of a contractor's  minority  and  women  owned
 business  utilization plan or review of a periodic compliance report and
 after such contractor has been afforded an opportunity to respond  to  a
 notice  of  deficiency  issued  by  the contracting agency in connection
 therewith, it appears that a contractor is failing or refusing to comply
 with the minority and women-owned business participation requirements as
 set forth in the state contract and where no waiver from  such  require-
 ments  has  been  granted,  the  contracting  agency  may file a written
 complaint with the director pursuant to section three hundred sixteen of
 this article setting forth the facts and circumstances  giving  rise  to
 the  contracting  agency's  complaint together with a demand for relief.
 The contracting agency shall serve a copy of  such  complaint  upon  the
 contractor  by  personal  service  or  by certified mail, return receipt
 requested. The contractor shall be afforded an opportunity to respond to
 such complaint in writing.
   § 6. Section 314 of the executive law, as added by chapter 261 of  the
 laws  of  1988, subdivision 2-a as amended by chapter 175 of the laws of
 2010, subdivision 4 as amended and subdivision 5 as added by chapter 399
 of the laws of 2014, is amended to read as follows:
   § 314. Statewide certification program. 1. The director shall  promul-
 gate  rules  and regulations providing for the establishment of a state-
 wide certification program including rules and regulations governing the
 approval, denial or revocation of any  such  certification.  SUCH  RULES
 SHALL  SET  FORTH  THE  MAXIMUM  PERSONAL  NET WORTH OF A MINORITY GROUP
 MEMBER OR WOMAN WHO MAY BE RELIED UPON TO CERTIFY A BUSINESS AS A MINOR-
 ITY-OWNED BUSINESS ENTERPRISE OR WOMEN-OWNED  BUSINESS  ENTERPRISE,  AND
 MAY ESTABLISH DIFFERENT MAXIMUM LEVELS OF PERSONAL NET WORTH FOR MINORI-
 TY  GROUP  MEMBERS  AND  WOMEN ON AN INDUSTRY-BY-INDUSTRY BASIS FOR SUCH
 INDUSTRIES AS THE DIRECTOR SHALL DETERMINE. Such rules  and  regulations
 shall include, but not be limited to, such matters as may be required to
 ensure  that  the established procedures thereunder shall at least be in
 compliance with the code of fair procedure set forth in  section  seven-
 ty-three of the civil rights law.

 S. 7508                            54                            A. 9508
 
   2.  For  the purposes of this article, the office shall be responsible
 for verifying businesses as being owned,  operated,  and  controlled  by
 minority  group  members or women and for certifying such verified busi-
 nesses. The director shall prepare a directory of  certified  businesses
 for  use  by  contracting  agencies  and contractors in carrying out the
 provisions of this article. The director shall periodically  update  the
 directory.
   2-a.  (a) The director shall establish a procedure enabling the office
 to accept New York municipal corporation certification verification  for
 minority  and  women-owned  business  enterprise  applicants  in lieu of
 requiring the applicant to complete the state certification process. The
 director shall promulgate rules and regulations to  set  forth  criteria
 for  the acceptance of municipal corporation certification. All eligible
 municipal corporation certifications shall require business  enterprises
 seeking certification to meet the following standards:
   (i)  have  at  least  fifty-one  percent  ownership by a minority or a
 women-owned enterprise and be owned by United States citizens or  perma-
 nent resident aliens;
   (ii)  be  an  enterprise  in which the minority and/or women-ownership
 interest is real, substantial and continuing;
   (iii) be an enterprise in which the  minority  and/or  women-ownership
 has  and exercises the authority to control independently the day-to-day
 business decisions of the enterprise;
   (iv) be an enterprise authorized to do business in this state;
   (v) be subject to a physical site inspection to verify  the  fifty-one
 percent ownership requirement;
   (vi)  be  owned  by  an  individual  or  individuals, whose ownership,
 control and operation are relied upon for certification, with a personal
 net worth that does not  exceed  three  million  five  hundred  thousand
 dollars,  OR  SUCH OTHER AMOUNT AS THE DIRECTOR SHALL SET FORTH IN REGU-
 LATIONS, as adjusted annually for inflation according  to  the  consumer
 price index; and
   (vii)  be  an enterprise that is a small business pursuant to subdivi-
 sion twenty of section three hundred ten of this article.
   (b) The director shall work with all municipal corporations that  have
 a  municipal  minority  and  women-owned  business enterprise program to
 develop standards to accept state certification to  meet  the  municipal
 corporation  minority  and women-owned business enterprise certification
 standards.
   (c) The director shall establish a procedure enabling the division  to
 accept  federal  certification verification for minority and women-owned
 business enterprise applicants, provided  said  standards  comport  with
 those  required  by the state minority and women-owned business program,
 in lieu of requiring the applicant to complete the  state  certification
 process.  The  director  shall  promulgate  rules and regulations to set
 forth criteria for the acceptance of federal certification.
   2-B. EACH BUSINESS  APPLYING  FOR  MINORITY  OR  WOMEN-OWNED  BUSINESS
 ENTERPRISE  CERTIFICATION  PURSUANT TO THIS SECTION MUST AGREE TO ALLOW:
 (I) THE DEPARTMENT OF TAXATION AND FINANCE TO SHARE ITS TAX  INFORMATION
 WITH  THE DIVISION AND (II) THE DEPARTMENT OF LABOR TO SHARE ITS TAX AND
 EMPLOYER INFORMATION WITH THE DIVISION.
   3. Following application for certification pursuant to  this  section,
 the  director  shall  provide  the  applicant with written notice of the
 status of the application, including notice of any outstanding deficien-
 cies[, within thirty days].  Within [sixty] THIRTY days of submission of
 a final completed application, the director shall provide the  applicant

 S. 7508                            55                            A. 9508
 
 with  written notice of a determination by the office approving or deny-
 ing such certification and, in the event of a denial a statement setting
 forth the reasons for such  denial.  Upon  a  determination  denying  or
 revoking  certification, the business enterprise for which certification
 has been so denied or revoked shall, upon written  request  made  within
 thirty days from receipt of notice of such determination, be entitled to
 a  hearing  before  an  independent  hearing officer designated for such
 purpose by the director. In the event that a request for  a  hearing  is
 not  made  within  such  thirty  day period, such determination shall be
 deemed to be final.   The independent hearing officer  shall  conduct  a
 hearing  and upon the conclusion of such hearing, issue a written recom-
 mendation to the director to affirm, reverse  or  modify  such  determi-
 nation  of  the director. Such written recommendation shall be issued to
 the parties.  The director, within thirty days, by order,  must  accept,
 reject  or  modify  such  recommendation  of the hearing officer and set
 forth in writing the reasons therefor. The director shall serve  a  copy
 of  such  order  and  reasons  therefor  upon the business enterprise by
 personal service or by certified  mail  return  receipt  requested.  The
 order  of  the  director  shall be subject to review pursuant to article
 seventy-eight of the civil practice law and rules.
   4. The director may, after performing  an  availability  analysis  and
 upon  a finding that industry-specific factors coupled with personal net
 worth or small business eligibility requirements  pursuant  to  subdivi-
 sions  nineteen and twenty of section three hundred ten of this article,
 respectively, have led to the significant exclusion of businesses  owned
 by  minority  group members or women in that industry, grant provisional
 MWBE certification status to applicants from that  designated  industry,
 provided,  however,  that all other eligibility requirements pursuant to
 subdivision seven or fifteen of section three hundred ten of this  arti-
 cle, as applicable, are satisfied. Any industry-based determination made
 under this section by the director shall be made widely available to the
 public and posted on the division's website.
   5.  With  the exception of provisional MWBE certification, as provided
 for in subdivision twenty-three of section three  hundred  ten  of  this
 article, all MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE certifications
 shall be valid for a period of three years.
   §  7. Subdivisions 2, 3, 4, 5, 6 and 7 of section 315 of the executive
 law, subdivision 2 as added by chapter 261 of  the  laws  of  1988,  and
 subdivision  3  as  amended  and  subdivisions 4, 5, 6 and 7 as added by
 chapter 175 of the laws of 2010, are amended to read as follows:
   2. [Each contracting agency shall provide  to  prospective  bidders  a
 current copy of the directory of certified businesses, and a copy of the
 regulations required pursuant to sections three hundred twelve and three
 hundred  thirteen  of  this  article  at  the time bids or proposals are
 solicited.
   3.] Each contracting agency shall report to the director with  respect
 to activities undertaken to promote employment of minority group members
 and women and promote and increase participation by certified businesses
 with  respect to state contracts and subcontracts. Such reports shall be
 submitted periodically,  but  not  less  frequently  than  annually,  as
 required  by  the  director,  and  shall  include such information as is
 necessary for the director to determine whether the  contracting  agency
 and  contractor have complied with the purposes of this article, includ-
 ing, without limitation, a summary of all waivers of the requirements of
 subdivisions six and seven of section three  hundred  thirteen  of  this
 article  allowed  by the contracting agency during the period covered by

 S. 7508                            56                            A. 9508
 
 the report, [including a description of the basis of the waiver  request
 and  the  rationale for granting any such waiver] ANY INSTANCES IN WHICH
 THE STATE AGENCY HAS DEEMED A CONTRACTOR TO HAVE COMMITTED  A  VIOLATION
 PURSUANT  TO  SECTION  THREE HUNDRED SIXTEEN-A OF THIS ARTICLE, AND SUCH
 OTHER INFORMATION AS THE DIRECTOR SHALL REQUIRE. Each agency shall  also
 include  in  such  annual  report whether or not it has been required to
 prepare a remedial plan, and, if so, the plan and the  extent  to  which
 the agency has complied with each element of the plan.
   [4.]  3.  The  division  of  minority and women's business development
 shall issue an annual report which: (a) summarizes the report  submitted
 by  each  contracting agency pursuant to subdivision [three] TWO of this
 section; (b) contains such  comparative  or  other  information  as  the
 director  deems appropriate, including but not limited to goals compared
 to actual participation of minority and women-owned business enterprises
 in state contracting, to evaluate the effectiveness  of  the  activities
 undertaken  by each such contracting agency to promote increased partic-
 ipation by certified minority or women-owned businesses with respect  to
 state  contracts and subcontracts; (c) contains a summary of all waivers
 of the requirements of subdivisions  six  and  seven  of  section  three
 hundred  thirteen  of  this  article  allowed by each contracting agency
 during the period covered by the report[, including a description of the
 basis of the waiver request and the contracting agency's  rationale  for
 granting  any  such  waiver]; AND (d) [describes any efforts to create a
 database or other information storage and  retrieval  system  containing
 information  relevant to contracting with minority and women-owned busi-
 ness enterprises; and (e)] contains a summary of (i) all  determinations
 of  violations  of  this article by a contractor or a contracting agency
 made during the period covered by the annual report pursuant to  section
 three hundred sixteen-a of this article and
   (ii)  the  penalties or sanctions, if any, assessed in connection with
 such determinations and the rationale for such penalties  or  sanctions.
 Copies  of  the annual report shall be provided to the commissioner, the
 governor, the comptroller, the temporary president of  the  senate,  the
 speaker of the assembly, the minority leader of the senate, the minority
 leader  of  the  assembly and shall also be made widely available to the
 public via, among other things, publication on a website  maintained  by
 the division of minority and women's business development.
   [5.] 4. Each agency shall include in its annual report to the governor
 and legislature pursuant to section one hundred sixty-four of [the exec-
 utive  law]  THIS  CHAPTER its annual goals for contracts with minority-
 owned  and  women-owned  business  enterprises,  the  number  of  actual
 contracts issued to minority-owned and women-owned business enterprises;
 and a summary of all waivers of the requirements of subdivisions six and
 seven  of  section three hundred thirteen of this article allowed by the
 reporting agency during the preceding year, including a  description  of
 the  basis  of  the  waiver  request and the rationale for granting such
 waiver. Each agency shall also include in such annual report whether  or
 not  it  has  been  required to prepare a remedial plan, and, if so, the
 plan and the extent to which the agency has complied with  each  element
 of the plan.
   [6.]  5. Each contracting agency that substantially fails to [meet the
 goals supported by the disparity study] MAKE A  GOOD  FAITH  EFFORT,  as
 defined  by  regulation of the director, TO ACHIEVE THE MAXIMUM FEASIBLE
 PARTICIPATION OF MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISES  IN  SUCH
 AGENCY'S CONTRACTING shall be required to submit to the director a reme-
 dial action plan to remedy such failure.

 S. 7508                            57                            A. 9508

   [7.] 6. If it is determined by the director that any agency has failed
 to  act in good faith to implement the remedial action plan, pursuant to
 subdivision [six] FIVE of this section within  one  year,  the  director
 shall  provide written notice of such a finding, which shall be publicly
 available, and direct implementation of remedial actions to:
   (a) assure that sufficient and effective solicitation efforts to women
 and minority-owned business enterprises are being made by said agency;
   (b)  divide  contract  requirements,  when economically feasible, into
 quantities that will expand the participation  of  women  and  minority-
 owned business enterprises;
   (c) eliminate extended experience or capitalization requirements, when
 programmatically  and  economically  feasible,  that will expand partic-
 ipation by women and minority-owned business enterprises;
   (d) identify specific proposed contracts as particularly attractive or
 appropriate for  participation  by  women  and  minority-owned  business
 enterprises  with such identification to result from and be coupled with
 the efforts of paragraphs (a), (b), and (c) of this subdivision; and
   (e) upon a finding by the director that an agency has failed  to  take
 affirmative measures to implement the remedial plan and to follow any of
 the  remedial  actions  set forth by the director, and in the absence of
 any objective progress towards the agency's goals, require some  or  all
 of  the  agency's procurement, for a specified period of time, be placed
 under the direction and control of another agency or agencies.
   § 8. Section 316-a of the executive law, as added by  chapter  175  of
 the laws of 2010, is amended to read as follows:
   §  316-a.  Prohibitions  in  contracts;  violations. Every contracting
 agency shall include  a  provision  in  its  state  contracts  expressly
 providing that any contractor who [willfully and intentionally] fails TO
 MAKE  A  GOOD  FAITH  EFFORT to comply with the minority and women-owned
 participation requirements of this article as set forth  in  such  state
 contract  shall  be  liable  to the contracting agency for liquidated or
 other appropriate damages and shall provide for other appropriate  reme-
 dies  on  account  of  such  breach. A contracting agency that elects to
 proceed against a contractor for breach of contract as provided in  this
 section  shall be precluded from seeking enforcement pursuant to section
 three hundred sixteen  of  this  article;  provided  however,  that  the
 contracting  agency  shall  include a summary of all enforcement actions
 undertaken pursuant to this  section  in  its  annual  report  submitted
 pursuant to [subdivision three of] section three hundred fifteen of this
 article.
   § 9. Subdivision 6 of section 163 of the state finance law, as amended
 by chapter 569 of the laws of 2015, is amended to read as follows:
   6. Discretionary buying thresholds. Pursuant to guidelines established
 by the state procurement council: the commissioner may purchase services
 and  commodities in an amount not exceeding eighty-five thousand dollars
 without a  formal  competitive  process;  state  agencies  may  purchase
 services  and  commodities  in  an  amount  not exceeding fifty thousand
 dollars without a formal competitive process;  and  state  agencies  may
 purchase  commodities  or services from small business concerns or those
 certified pursuant to articles fifteen-A and seventeen-B of  the  execu-
 tive  law,  or commodities or technology that are recycled or remanufac-
 tured, or commodities that are food, including milk and  milk  products,
 grown,  produced or harvested in New York state in an amount not exceed-
 ing [two] FOUR hundred thousand dollars  without  a  formal  competitive
 process.

 S. 7508                            58                            A. 9508
 
   §  10.  Subparagraph  (i) of paragraph (b) of subdivision 3 of section
 2879 of the public authorities law, as amended by  chapter  174  of  the
 laws of 2010, is amended to read as follows:
   (i)  for the selection of such contractors on a competitive basis, and
 provisions relating to the circumstances under which the  board  may  by
 resolution  waive  competition,  including,  notwithstanding  any  other
 provision of  law  requiring  competition,  the  purchase  of  goods  or
 services  from small business concerns or those certified as minority or
 women-owned business enterprises, or goods or technology that are  recy-
 cled  or  remanufactured,  in an amount not to exceed [two] FOUR hundred
 thousand dollars without a formal competitive process;
   § 11. Paragraph a of subdivision 3  of  section  139-j  of  the  state
 finance law is amended by adding two new subparagraphs 10 and 11 to read
 as follows:
   (10)  COMPLAINTS BY MINORITY-OWNED BUSINESS ENTERPRISES OR WOMEN-OWNED
 BUSINESS ENTERPRISES, CERTIFIED AS SUCH BY THE DIVISION OF MINORITY  AND
 WOMEN'S  BUSINESS  DEVELOPMENT, TO THE MINORITY AND WOMEN-OWNED BUSINESS
 ENTERPRISE STATEWIDE  ADVOCATE  CONCERNING  THE  PROCURING  GOVERNMENTAL
 ENTITY'S  FAILURE  TO  COMPLY  WITH  THE  REQUIREMENTS  OF SECTION THREE
 HUNDRED FIFTEEN OF THE EXECUTIVE LAW;
   (11) COMMUNICATIONS BETWEEN  THE  MINORITY  AND  WOMEN-OWNED  BUSINESS
 ENTERPRISE  STATEWIDE  ADVOCATE AND THE PROCURING GOVERNMENTAL ENTITY IN
 FURTHERANCE OF AN INVESTIGATION OF THE MINORITY AND WOMEN-OWNED BUSINESS
 ENTERPRISE STATEWIDE ADVOCATE PURSUANT TO SECTION THREE HUNDRED TWELVE-A
 OF THE EXECUTIVE LAW;
   § 12. Subdivision 6 of section 8  of  the  public  buildings  law,  as
 amended  by  chapter  840  of  the  laws  of 1980, is amended to read as
 follows:
   6. All contracts for amounts in excess of five  thousand  dollars  for
 the work of construction, reconstruction, alteration, repair or improve-
 ment  of  any  state  building, whether constructed or to be constructed
 must be offered for public bidding and may  be  awarded  to  the  lowest
 responsible  and reliable bidder, as will best promote the public inter-
 est, by the said department or other agency with  the  approval  of  the
 comptroller  for the whole or any part of the work to be performed, and,
 in the discretion of the said department or other agency, such contracts
 may be sublet; provided, however, that no such contract shall be awarded
 to a bidder other than  the  lowest  responsible  and  reliable  bidder,
 EXCEPT FOR CERTAIN CONTRACTS AWARDED TO MINORITY OR WOMEN-OWNED BUSINESS
 ENTERPRISES  AS  PROVIDED  HEREIN,  without  the written approval of the
 comptroller. When a proposal consists of unit prices of items  specified
 to be performed, the lowest bid shall be deemed to be that which specif-
 ically  states  the  lowest  gross sum for which the entire work will be
 performed, EXCEPT FOR CERTAIN CONTRACTS AWARDED TO  MINORITY  OR  WOMEN-
 OWNED  BUSINESS  ENTERPRISES AS PROVIDED HEREIN, including all the items
 specified in the proposal thereof. The lowest bid shall be determined by
 the commissioner of general services on the basis of the gross  sum  for
 which  the entire work will be performed, arrived at by a correct compu-
 tation of all the items specified in the proposal therefor at  the  unit
 prices contained in the bid. PROVIDED, HOWEVER, THAT WHERE A RESPONSIBLE
 AND RELIABLE BIDDER CERTIFIED AS A MINORITY-OWNED BUSINESS ENTERPRISE OR
 WOMEN-OWNED  BUSINESS  ENTERPRISE  PURSUANT  TO ARTICLE FIFTEEN-A OF THE
 EXECUTIVE LAW SUBMITS A BID OF ONE MILLION FOUR HUNDRED THOUSAND DOLLARS
 OR LESS, AS ADJUSTED ANNUALLY FOR INFLATION BEGINNING JANUARY FIRST, TWO
 THOUSAND NINETEEN, THE BID  OF  THE  MINORITY  OR  WOMEN-OWNED  BUSINESS

 S. 7508                            59                            A. 9508
 
 ENTERPRISE  SHALL  BE DEEMED THE LOWEST BID UNLESS IT EXCEEDS THE BID OF
 ANY OTHER BIDDER BY MORE THAN TEN PERCENT.
   §  13. The penal law is amended by adding a new article 181 to read as
 follows:
 
                                ARTICLE 181
             MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD
 
 SECTION 181.00 DEFINITIONS.
         181.10 MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN  THE
                  THIRD DEGREE.
         181.20 MINORITY  OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN THE
                  SECOND DEGREE.
         181.30 MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN  THE
                  FIRST DEGREE.
 § 181.00 DEFINITIONS.
   1.  "MINORITY-OWNED  BUSINESS  ENTERPRISE" MEANS A BUSINESS ENTERPRISE
 CERTIFIED AS SUCH PURSUANT TO ARTICLE FIFTEEN-A OF THE EXECUTIVE LAW.
   2. "STATE  CONTRACT"  SHALL  HAVE  THE  SAME  MEANING  AS  IN  ARTICLE
 FIFTEEN-A OF THE EXECUTIVE LAW.
   3.  "WOMEN-OWNED  BUSINESS  ENTERPRISE"  MEANS  A  BUSINESS ENTERPRISE
 CERTIFIED AS SUCH PURSUANT TO ARTICLE FIFTEEN-A OF THE EXECUTIVE LAW.
 § 181.10 MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN THE  THIRD
             DEGREE.
   A  PERSON  IS  GUILTY  OF  MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE
 FRAUD IN THE THIRD DEGREE WHEN HE OR SHE KNOWINGLY  PROVIDES  MATERIALLY
 FALSE  INFORMATION  OR  OMITS MATERIAL INFORMATION CONCERNING THE USE OR
 IDENTIFICATION OF A MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FOR  THE
 PURPOSE  OF BEING AWARDED, OR DEMONSTRATING COMPLIANCE WITH THE MINORITY
 AND  WOMEN-OWNED  BUSINESS  PARTICIPATION  REQUIREMENTS  OF,   A   STATE
 CONTRACT.
   MINORITY  OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN THE THIRD DEGREE
 IS A CLASS A MISDEMEANOR.
 § 181.20 MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN THE SECOND
             DEGREE.
   A PERSON IS GUILTY OF  MINORITY  OR  WOMEN-OWNED  BUSINESS  ENTERPRISE
 FRAUD  IN THE SECOND DEGREE WHEN HE OR SHE KNOWINGLY PROVIDES MATERIALLY
 FALSE INFORMATION OR OMITS MATERIAL INFORMATION CONCERNING  THE  USE  OR
 IDENTIFICATION  OF A MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FOR THE
 PURPOSE OF BEING AWARDED, OR DEMONSTRATING COMPLIANCE WITH THE  MINORITY
 AND   WOMEN-OWNED   BUSINESS  PARTICIPATION  REQUIREMENTS  OF,  A  STATE
 CONTRACT, AND THE STATE CONTRACT IS VALUED IN EXCESS OF  FIFTY  THOUSAND
 DOLLARS.
   MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN THE SECOND DEGREE
 IS A CLASS E FELONY.
 § 181.30 MINORITY  OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN THE FIRST
             DEGREE.
   A PERSON IS GUILTY OF  MINORITY  OR  WOMEN-OWNED  BUSINESS  ENTERPRISE
 FRAUD  IN  THE FIRST DEGREE WHEN HE OR SHE KNOWINGLY PROVIDES MATERIALLY
 FALSE INFORMATION OR OMITS MATERIAL INFORMATION CONCERNING  THE  USE  OR
 IDENTIFICATION  OF A MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FOR THE
 PURPOSE OF BEING AWARDED, OR DEMONSTRATING COMPLIANCE WITH THE  MINORITY
 AND   WOMEN-OWNED   BUSINESS  PARTICIPATION  REQUIREMENTS  OF,  A  STATE
 CONTRACT, AND THE STATE CONTRACT IS VALUED  IN  EXCESS  OF  ONE  MILLION
 DOLLARS.

 S. 7508                            60                            A. 9508
 
   MINORITY  OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN THE FIRST DEGREE
 IS A CLASS D FELONY.
   § 14. The opening paragraph of subdivision (h) of section 121 of chap-
 ter  261  of  the laws of 1988, amending the state finance law and other
 laws relating to the  New  York  state  infrastructure  trust  fund,  as
 amended  by  section  1  of  part  CCC of chapter 59 of laws of 2017, is
 amended to read as follows:
   The provisions of sections sixty-two through  sixty-six  of  this  act
 shall expire [April fifteenth, two thousand eighteen, provided, however,
 that  if  the  statewide  disparity study regarding the participation of
 minority  and  women-owned  business  enterprises  in  state   contracts
 required  pursuant  to subdivision one of section three hundred twelve-a
 of the executive law is completed and delivered to the governor and  the
 legislature  on  or  before June thirtieth, two thousand seventeen, then
 the provisions of sections sixty-two through sixty-six of this act shall
 expire] AND BE DEEMED REPEALED on December  thirty-first,  two  thousand
 [eighteen] TWENTY-THREE, except that:
   §  15.  The  executive  law  is  amended by adding a new article 28 as
 follows:
 
                                ARTICLE 28
                        WORKFORCE DIVERSITY PROGRAM
 
 SECTION 821. DEFINITIONS.
         822. WORKFORCE PARTICIPATION GOALS.
         823. REPORTING.
         824. ENFORCEMENT.
         825. POWERS AND RESPONSIBILITIES OF THE DIVISION.
         826. SEVERABILITY.
   § 821. DEFINITIONS. AS USED IN THIS ARTICLE, THE FOLLOWING TERMS SHALL
 HAVE THE FOLLOWING MEANINGS:
   1. "CONTRACTOR" SHALL  MEAN  AN  INDIVIDUAL,  A  BUSINESS  ENTERPRISE,
 INCLUDING  A  SOLE  PROPRIETORSHIP, A PARTNERSHIP, A CORPORATION, A NOT-
 FOR-PROFIT CORPORATION, OR ANY OTHER PARTY TO A  STATE  CONTRACT,  OR  A
 BIDDER  IN  CONJUNCTION WITH THE AWARD OF A STATE CONTRACT OR A PROPOSED
 PARTY TO A STATE CONTRACT.
   2. "DEPARTMENT" SHALL MEAN THE DEPARTMENT OF LABOR.
   3. "DIRECTOR" SHALL MEAN THE DIRECTOR OF THE DIVISION OF MINORITY  AND
 WOMEN'S BUSINESS DEVELOPMENT.
   4.  "DISPARITY  STUDY" SHALL MEAN THE MOST RECENT STUDY OF DISPARITIES
 BETWEEN THE UTILIZATION OF MINORITY  GROUP  MEMBERS  AND  WOMEN  IN  THE
 PERFORMANCE  OF  STATE  CONTRACTS AND THE AVAILABILITY OF MINORITY GROUP
 MEMBERS AND WOMEN TO PERFORM SUCH WORK BY THE DIRECTOR PURSUANT TO ARTI-
 CLE FIFTEEN-A OF THIS CHAPTER.
   5. "DIVISION" SHALL MEAN  THE  DEPARTMENT  OF  ECONOMIC  DEVELOPMENT'S
 DIVISION OF MINORITY AND WOMEN'S BUSINESS DEVELOPMENT.
   6.  "LIST  OF NON-COMPLIANT CONTRACTORS" SHALL MEAN A LIST OF CONTRAC-
 TORS AND SUBCONTRACTORS, MAINTAINED BY THE DIVISION AND PUBLISHED ON THE
 WEBSITE OF THE DIVISION, THAT ARE INELIGIBLE TO PARTICIPATE AS  CONTRAC-
 TORS  OR SUBCONTRACTORS IN THE PERFORMANCE OF STATE CONTRACTS FOR A TERM
 DETERMINED BY THE DIRECTOR.
   7. "MINORITY GROUP MEMBER" SHALL  MEAN  A  UNITED  STATES  CITIZEN  OR
 PERMANENT RESIDENT ALIEN WHO IS AND CAN DEMONSTRATE MEMBERSHIP IN ONE OF
 THE FOLLOWING GROUPS:
   (A)  BLACK  PERSONS  HAVING ORIGINS IN ANY OF THE BLACK AFRICAN RACIAL
 GROUPS;

 S. 7508                            61                            A. 9508
 
   (B) HISPANIC PERSONS  OF  MEXICAN,  PUERTO  RICAN,  DOMINICAN,  CUBAN,
 CENTRAL  OR  SOUTH AMERICAN OF EITHER INDIAN OR HISPANIC ORIGIN, REGARD-
 LESS OF RACE;
   (C) NATIVE AMERICAN OR ALASKAN NATIVE PERSONS HAVING ORIGINS IN ANY OF
 THE ORIGINAL PEOPLES OF NORTH AMERICA;
   (D)  ASIAN  AND  PACIFIC ISLANDER PERSONS HAVING ORIGINS IN ANY OF THE
 FAR EAST COUNTRIES, SOUTH EAST ASIA,  THE  INDIAN  SUBCONTINENT  OR  THE
 PACIFIC ISLANDS.
   8. "NON-COMPLIANT CONTRACTOR" SHALL MEAN A CONTRACTOR OR SUBCONTRACTOR
 THAT  HAS  FAILED  TO  MAKE  A  GOOD  FAITH EFFORT TO MEET THE WORKFORCE
 PARTICIPATION GOAL ESTABLISHED BY A STATE AGENCY ON  A  STATE  CONTRACT,
 AND  HAS  BEEN  LISTED  BY  THE  DIVISION  ON  ITS LIST OF NON-COMPLIANT
 CONTRACTORS.
   9. "STATE AGENCY" SHALL MEAN (A)(I) ANY STATE DEPARTMENT, OR (II)  ANY
 DIVISION,  BOARD, COMMISSION OR BUREAU OF ANY STATE DEPARTMENT, OR (III)
 THE STATE UNIVERSITY OF NEW YORK AND THE CITY UNIVERSITY  OF  NEW  YORK,
 INCLUDING  ALL THEIR CONSTITUENT UNITS EXCEPT COMMUNITY COLLEGES AND THE
 INDEPENDENT INSTITUTIONS OPERATING STATUTORY  OR  CONTRACT  COLLEGES  ON
 BEHALF  OF  THE  STATE, OR (IV) A BOARD, A MAJORITY OF WHOSE MEMBERS ARE
 APPOINTED BY THE GOVERNOR OR WHO SERVE BY VIRTUE OF BEING STATE OFFICERS
 OR EMPLOYEES AS DEFINED IN SUBPARAGRAPH (I), (II) OR (III) OF  PARAGRAPH
 (I)  OF  SUBDIVISION ONE OF SECTION SEVENTY-THREE OF THE PUBLIC OFFICERS
 LAW.
   (B) A "STATE AUTHORITY," AS DEFINED IN SUBDIVISION ONE OF SECTION  TWO
 OF THE PUBLIC AUTHORITIES LAW, AND THE FOLLOWING:
 ALBANY COUNTY AIRPORT AUTHORITY;
 ALBANY PORT DISTRICT COMMISSION;
 ALFRED, ALMOND, HORNELLSVILLE SEWER AUTHORITY;
 BATTERY PARK CITY AUTHORITY;
 CAYUGA COUNTY WATER AND SEWER AUTHORITY;
 (NELSON A. ROCKEFELLER) EMPIRE STATE PLAZA PERFORMING ARTS CENTER
 CORPORATION;
 INDUSTRIAL EXHIBIT AUTHORITY;
 LIVINGSTON COUNTY WATER AND SEWER AUTHORITY;
 LONG ISLAND POWER AUTHORITY;
 LONG ISLAND RAIL ROAD;
 LONG ISLAND MARKET AUTHORITY;
 MANHATTAN AND BRONX SURFACE TRANSIT OPERATING AUTHORITY;
 METRO-NORTH COMMUTER RAILROAD;
 METROPOLITAN SUBURBAN BUS AUTHORITY;
 METROPOLITAN TRANSPORTATION AUTHORITY;
 NATURAL HERITAGE TRUST;
 NEW YORK CITY TRANSIT AUTHORITY;
 NEW YORK CONVENTION CENTER OPERATING CORPORATION;
 NEW YORK STATE BRIDGE AUTHORITY;
 NEW YORK STATE OLYMPIC REGIONAL DEVELOPMENT AUTHORITY;
 NEW YORK STATE THRUWAY AUTHORITY;
 NIAGARA FALLS PUBLIC WATER AUTHORITY;
 NIAGARA FALLS WATER BOARD;
 PORT OF OSWEGO AUTHORITY;
 POWER AUTHORITY OF THE STATE OF NEW YORK;
 ROOSEVELT ISLAND OPERATING CORPORATION;
 SCHENECTADY METROPLEX DEVELOPMENT AUTHORITY;
 STATE INSURANCE FUND;
 STATEN ISLAND RAPID TRANSIT OPERATING AUTHORITY;
 STATE UNIVERSITY CONSTRUCTION FUND;

 S. 7508                            62                            A. 9508
 
 SYRACUSE REGIONAL AIRPORT AUTHORITY;
 TRIBOROUGH BRIDGE AND TUNNEL AUTHORITY;
 UPPER MOHAWK VALLEY REGIONAL WATER BOARD;
 UPPER MOHAWK VALLEY REGIONAL WATER FINANCE AUTHORITY;
 UPPER MOHAWK VALLEY MEMORIAL AUDITORIUM AUTHORITY;
 URBAN DEVELOPMENT CORPORATION AND ITS SUBSIDIARY CORPORATIONS.
 (C) THE FOLLOWING ONLY TO THE EXTENT OF STATE CONTRACTS ENTERED INTO FOR
 ITS OWN ACCOUNT OR FOR THE BENEFIT OF A STATE AGENCY AS DEFINED IN PARA-
 GRAPH (A) OR (B) OF THIS SUBDIVISION:
 DORMITORY AUTHORITY OF THE STATE OF NEW YORK;
 FACILITIES DEVELOPMENT CORPORATION;
 NEW YORK STATE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY;
 NEW YORK STATE SCIENCE AND TECHNOLOGY FOUNDATION.
   10.  "STATE  CONTRACT" SHALL MEAN: (A) A WRITTEN AGREEMENT OR PURCHASE
 ORDER INSTRUMENT, PROVIDING FOR A TOTAL EXPENDITURE IN EXCESS  OF  FIFTY
 THOUSAND  DOLLARS, WHEREBY A STATE AGENCY IS COMMITTED TO EXPEND OR DOES
 EXPEND OR GRANT FUNDS IN RETURN FOR LABOR, SERVICES  INCLUDING  BUT  NOT
 LIMITED  TO  LEGAL, FINANCIAL AND OTHER PROFESSIONAL SERVICES, SUPPLIES,
 EQUIPMENT,  MATERIALS  OR  ANY  COMBINATION  OF  THE  FOREGOING,  TO  BE
 PERFORMED ON BEHALF OF, FOR, OR RENDERED OR FURNISHED TO THE STATE AGEN-
 CY;  (B)  A  WRITTEN AGREEMENT IN EXCESS OF TWO HUNDRED THOUSAND DOLLARS
 WHEREBY A STATE AGENCY IS COMMITTED TO EXPEND OR DOES  EXPEND  OR  GRANT
 FUNDS  FOR THE ACQUISITION, CONSTRUCTION, DEMOLITION, REPLACEMENT, MAJOR
 REPAIR OR RENOVATION OF REAL PROPERTY AND IMPROVEMENTS THEREON; AND  (C)
 A  WRITTEN  AGREEMENT  IN EXCESS OF TWO HUNDRED THOUSAND DOLLARS WHEREBY
 THE OWNER OF A STATE ASSISTED HOUSING PROJECT IS COMMITTED TO EXPEND  OR
 DOES   EXPEND  FUNDS  FOR  THE  ACQUISITION,  CONSTRUCTION,  DEMOLITION,
 REPLACEMENT, MAJOR REPAIR OR RENOVATION OF REAL  PROPERTY  AND  IMPROVE-
 MENTS THEREON FOR SUCH PROJECT.
   11.  "SUBCONTRACTOR"  SHALL MEAN ANY INDIVIDUAL OR BUSINESS ENTERPRISE
 THAT PROVIDES GOODS OR SERVICES TO ANY INDIVIDUAL OR BUSINESS FOR USE IN
 THE PERFORMANCE OF A STATE  CONTRACT,  WHETHER  OR  NOT  SUCH  GOODS  OR
 SERVICES ARE PROVIDED TO A PARTY TO A STATE CONTRACT.
   §  822.  WORKFORCE PARTICIPATION GOALS.  1. THE DIRECTOR, IN CONSULTA-
 TION WITH THE DEPARTMENT,  SHALL  DEVELOP  ASPIRATIONAL  GOALS  FOR  THE
 UTILIZATION  OF  MINORITY GROUP MEMBERS AND WOMEN IN CONSTRUCTION TRADE,
 PROFESSION, AND OCCUPATION.
   (A) ASPIRATIONAL GOALS FOR THE UTILIZATION OF MINORITY  GROUP  MEMBERS
 AND  WOMEN  MUST  SET FORTH THE EXPECTED PARTICIPATION OF MINORITY GROUP
 MEMBERS AND WOMEN IN EACH CONSTRUCTION TRADE,  PROFESSION,  AND  OCCUPA-
 TION,  AND SHALL BE EXPRESSED AS A PERCENTAGE OF THE TOTAL HOURS OF WORK
 TO BE PERFORMED BY EACH TRADE, PROFESSION, AND OCCUPATION BASED  ON  THE
 AVAILABILITY  OF  MINORITY  GROUP  MEMBERS  AND WOMEN WITHIN EACH TRADE,
 PROFESSION, AND OCCUPATION.
   (I) THE ASPIRATIONAL GOALS SHALL SET FORTH SEPARATE LEVELS OF EXPECTED
 PARTICIPATION BY MEN AND WOMEN FOR EACH MINORITY GROUP, AND  FOR  CAUCA-
 SIAN WOMEN, IN EACH CONSTRUCTION TRADE, PROFESSION, AND OCCUPATION.
   (II)  ASPIRATIONAL  GOALS  FOR  THE EXPECTED PARTICIPATION OF MINORITY
 GROUP MEMBERS AND WOMEN SHALL BE ESTABLISHED  FOR  EACH  COUNTY  OF  THE
 STATE.  THE  DIRECTOR  MAY ESTABLISH ASPIRATIONAL GOALS FOR THE EXPECTED
 PARTICIPATION OF MINORITY GROUP MEMBERS  AND  WOMEN  FOR  MUNICIPALITIES
 WHERE THE DIRECTOR DEEMS FEASIBLE AND APPROPRIATE.
   (III)  THE  DIRECTOR  SHALL,  IN  ESTABLISHING THE ASPIRATIONAL GOALS,
 CONSIDER THE FINDINGS OF THE MOST RECENT DISPARITY STUDY AND  ANY  RELE-
 VANT DATA PUBLISHED BY THE UNITED STATES CENSUS BUREAU.

 S. 7508                            63                            A. 9508
 
   (B)  THE  DIRECTOR  SHALL  UPDATE THE ASPIRATIONAL GOALS ON A PERIODIC
 BASIS, NO LESS THAN ANNUALLY.
   2.  STATE  AGENCIES  SHALL,  FOR EACH INVITATION FOR BIDS, REQUEST FOR
 PROPOSALS, OR OTHER SOLICITATION THAT WILL RESULT  IN  THE  AWARD  OF  A
 STATE CONTRACT, SET FORTH THE EXPECTED DEGREE OF WORKFORCE PARTICIPATION
 BY MINORITY GROUP MEMBERS AND WOMEN.
   (A)  EACH  WORKFORCE  PARTICIPATION GOAL ESTABLISHED BY A STATE AGENCY
 SHALL SET FORTH THE EXPECTED LEVEL OF PARTICIPATION  BY  MINORITY  GROUP
 MEMBERS  AND  WOMEN  IN  THE  PERFORMANCE OF EACH TRADE, PROFESSION, AND
 OCCUPATION REQUIRED IN THE PERFORMANCE OF THE CONTRACT.
   (B) GOALS FOR THE PARTICIPATION OF MINORITY GROUP  MEMBERS  AND  WOMEN
 SHALL  SET FORTH SEPARATE GOALS FOR EACH OF THE FOLLOWING GROUPS IN EACH
 TRADE, PROFESSION, AND OCCUPATION:
   (I) BLACK MEN;
   (II) BLACK WOMEN;
   (III) HISPANIC MEN;
   (IV) HISPANIC WOMEN;
   (V) NATIVE AMERICAN MEN;
   (VI) NATIVE AMERICAN WOMEN;
   (VII) ASIAN MEN;
   (VIII) ASIAN WOMEN;
   (IX) CAUCASIAN WOMEN.
   (C) IN ESTABLISHING  WORKFORCE  PARTICIPATION  GOALS,  STATE  AGENCIES
 SHALL CONSIDER FACTORS INCLUDING, BUT NOT LIMITED TO:
   (I) THE FINDINGS OF THE DISPARITY STUDY;
   (II)  ANY  RELEVANT DATA PUBLISHED BY THE UNITED STATES CENSUS BUREAU;
 AND
   (III) IF APPLICABLE, ANY ASPIRATIONAL GOAL ESTABLISHED  BY  THE  DIVI-
 SION.
   (D)  IN  ANY CASE WHERE A STATE AGENCY ESTABLISHES A WORKFORCE PARTIC-
 IPATION GOAL ON AN INVITATION FOR BIDS, REQUEST FOR PROPOSALS, OR  OTHER
 SOLICITATION  THAT  WILL  RESULT  IN  THE  AWARD OF A STATE CONTRACT FOR
 CONSTRUCTION THAT DEVIATES FROM THE ASPIRATIONAL GOAL  FOR  CONSTRUCTION
 WORK  IN THE COUNTY OR MUNICIPALITY IN WHICH THE WORK WILL BE PERFORMED,
 THE STATE AGENCY SHALL DOCUMENT NUMERICAL  EVIDENCE  DEMONSTRATING  THAT
 THE  APPLICATION OF THE ASPIRATIONAL GOAL WOULD NOT BE PRACTICAL, FEASI-
 BLE, OR APPROPRIATE.
   3. EVERY CONTRACTOR RESPONDING TO AN INVITATION FOR BIDS, REQUEST  FOR
 PROPOSALS,  OR  OTHER  SOLICITATION  THAT  WILL RESULT IN THE AWARD OF A
 STATE CONTRACT SUBJECT TO WORKFORCE PARTICIPATION GOALS PURSUANT TO THIS
 SECTION SHALL AGREE TO MAKE A GOOD FAITH EFFORT TO  ACHIEVE  SUCH  WORK-
 FORCE PARTICIPATION GOAL OR REQUEST A WAIVER OF SUCH GOAL.
   (A)  A CONTRACTOR THAT CERTIFIES THAT IT WILL MAKE A GOOD FAITH EFFORT
 TO ACHIEVE  A  WORKFORCE  PARTICIPATION  GOAL  SHALL  PROVIDE  WITH  ITS
 RESPONSE  TO  THE APPLICABLE INVITATION FOR BIDS, REQUEST FOR PROPOSALS,
 OR OTHER SOLICITATION:
   (I) A CERTIFICATION STATING THAT THE CONTRACTOR WILL MAKE A GOOD FAITH
 EFFORT TO ACHIEVE THE APPLICABLE WORKFORCE PARTICIPATION GOAL  AND  WILL
 CONTRACTUALLY  REQUIRE  ANY  SUBCONTRACTORS  TO THE CONTRACTOR TO MAKE A
 GOOD FAITH EFFORT TO ACHIEVE THE APPLICABLE WORKFORCE PARTICIPATION GOAL
 IN ANY SUBCONTRACTED WORK, WHICH CERTIFICATION  SHALL  ACKNOWLEDGE  THAT
 FAILURE  BY  THE  CONTRACTOR OR ANY OF ITS SUBCONTRACTORS TO MAKE A GOOD
 FAITH EFFORT TO ACHIEVE THE APPLICABLE WORKFORCE PARTICIPATION GOAL  MAY
 RESULT  IN  A  DETERMINATION  BY  THE  CONTRACTING STATE AGENCY THAT THE
 CONTRACTOR OR ITS SUBCONTRACTOR IS A NON-COMPLIANT CONTRACTOR;

 S. 7508                            64                            A. 9508
 
   (II) THE LEVEL OF ANTICIPATED PARTICIPATION BY MINORITY GROUP  MEMBERS
 AND  WOMEN  AS  EMPLOYEES TO THE CONTRACTOR, OR, IF THE STATE AGENCY HAS
 SPECIFICALLY INDICATED THAT SUCH DOCUMENTATION IS NOT REQUIRED  AS  PART
 OF  THE  RESPONSE  TO THE INVITATION FOR BIDS, REQUEST FOR PROPOSALS, OR
 OTHER SOLICITATION, A DATE CERTAIN FOR THE SUBMISSION OF SUCH DOCUMENTA-
 TION AFTER THE AWARD OF THE STATE CONTRACT;
   (III)  A LIST OF ALL SUBCONTRACTORS ANTICIPATED TO PERFORM WORK ON THE
 STATE CONTRACT AND THE LEVEL OF ANTICIPATED  PARTICIPATION  BY  MINORITY
 GROUP  MEMBERS  AND WOMEN AS EMPLOYEES TO EACH SUBCONTRACTOR, OR, IF THE
 STATE AGENCY HAS SPECIFICALLY INDICATED THAT SUCH DOCUMENTATION  IS  NOT
 REQUIRED AS PART OF THE RESPONSE TO THE INVITATION FOR BIDS, REQUEST FOR
 PROPOSALS,  OR  OTHER SOLICITATION, A DATE CERTAIN FOR THE SUBMISSION OF
 SUCH DOCUMENTATION AFTER THE AWARD OF THE STATE CONTRACT; AND
   (IV) SUCH OTHER INFORMATION AS  THE  CONTRACTING  STATE  AGENCY  SHALL
 REQUIRE.
   (B)  A  CONTRACTOR THAT REQUESTS A WAIVER OF A WORKFORCE PARTICIPATION
 GOAL SHALL PROVIDE WITH ITS RESPONSE TO THE  APPLICABLE  INVITATION  FOR
 BIDS, REQUEST FOR PROPOSALS, OR OTHER SOLICITATION:
   (I)  NUMERICAL EVIDENCE SETTING FORTH WHY THE ACHIEVEMENT OF THE WORK-
 FORCE PARTICIPATION GOAL IS NOT PRACTICAL, FEASIBLE, OR  APPROPRIATE  IN
 LIGHT  OF  THE  TRADES, PROFESSIONS, AND OCCUPATIONS REQUIRED TO PERFORM
 THE WORK OF THE STATE CONTRACT;
   (II) DOCUMENTATION OF THE CONTRACTOR'S EFFORTS,  AND  ANY  EFFORTS  BY
 SUBCONTRACTORS  TO  THE CONTRACTOR, TO PROMOTE THE INCLUSION OF MINORITY
 GROUP MEMBERS AND WOMEN IN TRADES, PROFESSIONS, AND OCCUPATIONS REQUIRED
 IN THE PERFORMANCE OF THE STATE CONTRACT;
   (III) THE MAXIMUM FEASIBLE LEVEL OF PARTICIPATION  BY  MINORITY  GROUP
 MEMBERS  AND  WOMEN  IN EACH OF THE TRADES, PROFESSIONS, AND OCCUPATIONS
 REQUIRED IN THE PERFORMANCE OF THE WORK OF THE STATE CONTRACT;
   (IV) THE LEVEL OF ANTICIPATED PARTICIPATION BY MINORITY GROUP  MEMBERS
 AND WOMEN AS EMPLOYEES TO THE CONTRACTOR;
   (V)  A  LIST  OF ALL SUBCONTRACTORS ANTICIPATED TO PERFORM WORK ON THE
 STATE CONTRACT AND THE LEVEL OF ANTICIPATED  PARTICIPATION  BY  MINORITY
 GROUP MEMBERS AND WOMEN AS EMPLOYEES TO EACH SUBCONTRACTOR; AND
   (VI)  ANY  OTHER RELEVANT INFORMATION EVIDENCING THAT THE CONTRACTOR'S
 ACHIEVEMENT OF THE WORKFORCE PARTICIPATION GOAL WOULD NOT BE  PRACTICAL,
 FEASIBLE, OR APPROPRIATE.
   4.  A  STATE  AGENCY  SHALL NOT AWARD A STATE CONTRACT TO A CONTRACTOR
 UNLESS THE CONTRACTOR HAS (I) CERTIFIED THAT IT WILL MAKE A  GOOD  FAITH
 EFFORT  TO  ACHIEVE  THE  APPLICABLE  WORKFORCE  PARTICIPATION  GOAL AND
 PROVIDED DOCUMENTATION OF THE WORKFORCE ANTICIPATED TO PERFORM THE  WORK
 OF THE STATE CONTRACT OR (II) SUBMITTED A WAIVER REQUEST WHICH THE STATE
 AGENCY  DEEMS  TO REFLECT THE MAXIMUM FEASIBLE PARTICIPATION OF MINORITY
 GROUP MEMBERS AND WOMEN IN EACH OF THE TRADES, PROFESSIONS, AND  OCCUPA-
 TIONS REQUIRED IN PERFORMANCE OF THE WORK OF THE STATE CONTRACT.
   (A)  IN  THE EVENT THAT A CONTRACTOR SUBMITS A CERTIFICATION OR WAIVER
 REQUEST THAT IS ACCEPTED BY THE STATE AGENCY,  THE  STATE  AGENCY  SHALL
 ESTABLISH  IN  THE STATE CONTRACT THE EXPECTED LEVEL OF PARTICIPATION BY
 MINORITY GROUP MEMBERS AND WOMEN IN EACH OF THE TRADES, PROFESSIONS, AND
 OCCUPATIONS REQUIRED IN PERFORMANCE OF THE WORK OF THE  STATE  CONTRACT,
 REQUIRE  THAT  THE  CONTRACTOR  MAKE  GOOD FAITH EFFORTS TO ACHIEVE SUCH
 WORKFORCE PARTICIPATION GOALS, REQUIRE THAT THE CONTRACTOR  REQUIRE  ANY
 SUBCONTRACTORS  TO  MAKE  A  GOOD FAITH EFFORT TO ACHIEVE THE APPLICABLE
 WORKFORCE PARTICIPATION GOAL IN ANY  SUBCONTRACTED  WORK,  AND  INDICATE
 THAT  THE FAILURE OF THE CONTRACTOR OR ANY OF ITS SUBCONTRACTORS TO MAKE
 A GOOD FAITH EFFORT TO ACHIEVE  THE  WORKFORCE  PARTICIPATION  GOAL  MAY

 S. 7508                            65                            A. 9508
 
 RESULT  IN  THE CONTRACTOR OR SUBCONTRACTOR BEING DEEMED A NON-COMPLIANT
 CONTRACTOR.
   (B)  IN  THE  EVENT THAT A CONTRACTOR FAILS TO SUBMIT A CERTIFICATION,
 WAIVER REQUEST, OR ANY OTHER INFORMATION REQUIRED BY THE  STATE  AGENCY,
 OR  THE  STATE AGENCY DETERMINES THAT A CONTRACTOR'S WAIVER REQUEST DOES
 NOT DEMONSTRATE THAT THE  APPLICABLE  WORKFORCE  PARTICIPATION  GOAL  IS
 IMPRACTICAL, UNFEASIBLE, OR INAPPROPRIATE, THE STATE AGENCY SHALL NOTIFY
 THE  CONTRACTOR  OF THE DEFICIENCY IN WRITING AND PROVIDE THE CONTRACTOR
 FIVE BUSINESS DAYS TO REMEDY THE  NOTICED  DEFICIENCY.  A  STATE  AGENCY
 SHALL  REJECT  ANY  BID OR PROPOSAL OF A CONTRACTOR THAT FAILS TO TIMELY
 RESPOND TO A NOTICE OF DEFICIENCY OR TO PROVIDE DOCUMENTATION  REMEDYING
 THE DEFICIENCY TO THE SATISFACTION OF THE STATE AGENCY.
   (I)  WHERE  FAILURE TO REMEDY ANY NOTIFIED DEFICIENCY IN THE WORKFORCE
 UTILIZATION PLAN IS A GROUND FOR DISQUALIFICATION, THAT  ISSUE  AND  ALL
 OTHER  GROUNDS  FOR  DISQUALIFICATION  SHALL BE STATED IN WRITING BY THE
 CONTRACTING STATE AGENCY. THE CONTRACTOR SHALL BE ENTITLED TO AN  ADMIN-
 ISTRATIVE  HEARING,  ON  A  RECORD,  INVOLVING ALL GROUNDS STATED BY THE
 CONTRACTING STATE AGENCY IN ITS NOTICE OF THE CONTRACTOR'S DISQUALIFICA-
 TION. SUCH HEARING SHALL BE CONDUCTED BY THE  APPROPRIATE  AUTHORITY  OF
 THE  CONTRACTING AGENCY TO REVIEW THE DETERMINATION OF DISQUALIFICATION.
 A FINAL ADMINISTRATIVE DETERMINATION MADE FOLLOWING SUCH  HEARING  SHALL
 BE  REVIEWABLE  IN A PROCEEDING COMMENCED UNDER ARTICLE SEVENTY-EIGHT OF
 THE CIVIL PRACTICE LAW AND  RULES,  PROVIDED  THAT  SUCH  PROCEEDING  IS
 COMMENCED  WITHIN  THIRTY  DAYS  OF  THE  NOTICE GIVEN BY CERTIFIED MAIL
 RETURN RECEIPT REQUESTED RENDERING SUCH  FINAL  ADMINISTRATIVE  DETERMI-
 NATION.  SUCH PROCEEDING SHALL BE COMMENCED IN THE SUPREME COURT, APPEL-
 LATE DIVISION, THIRD DEPARTMENT AND SUCH PROCEEDING SHALL  BE  PREFERRED
 OVER  ALL  OTHER CIVIL CAUSES EXCEPT ELECTION CAUSES, AND SHALL BE HEARD
 AND DETERMINED IN PREFERENCE TO ALL OTHER CIVIL BUSINESS PENDING  THERE-
 IN,  EXCEPT  ELECTION MATTERS, IRRESPECTIVE OF POSITION ON THE CALENDAR.
 APPEALS TAKEN TO THE COURT OF APPEALS OF THE STATE OF NEW YORK SHALL  BE
 SUBJECT TO THE SAME PREFERENCE.
   §  823.  REPORTING.    1. STATE CONTRACTS SHALL REQUIRE CONTRACTORS TO
 SUBMIT, AND TO REQUIRE ANY SUBCONTRACTORS TO SUBMIT, TO THE  CONTRACTING
 STATE  AGENCY  REPORTS  DOCUMENTING THE HOURS WORKED BY EMPLOYEES OF THE
 CONTRACTOR AND ANY SUBCONTRACTORS IN THE PERFORMANCE OF THE WORK OF  THE
 STATE  CONTRACT. SUCH REPORTS SHALL BE SUBMITTED NO LESS FREQUENTLY THAN
 MONTHLY FOR STATE CONTRACTS FOR CONSTRUCTION AND QUARTERLY FOR ALL OTHER
 STATE CONTRACTS.  SUCH  REPORTS  SHALL  IDENTIFY  THE  RACE,  ETHNICITY,
 GENDER, AND TRADE, PROFESSION, OR OCCUPATION OF EACH EMPLOYEE PERFORMING
 WORK ON A STATE CONTRACT.
   2.  STATE  AGENCIES  SHALL SUBMIT PERIODIC REPORTS TO THE DIRECTOR, OR
 THE DESIGNEE OF THE DIRECTOR, CONCERNING THE PARTICIPATION  OF  MINORITY
 GROUP MEMBERS AND WOMEN IN STATE CONTRACTS LET BY SUCH AGENCIES AND SUCH
 STATE  AGENCIES'  COMPLIANCE  WITH  THIS  ARTICLE. SUCH REPORTS SHALL BE
 SUBMITTED AT SUCH TIME, AND INCLUDE SUCH INFORMATION,  AS  THE  DIRECTOR
 SHALL  REQUIRE IN REGULATIONS. STATE AGENCIES SHALL MAKE AVAILABLE THEIR
 FACILITIES, BOOKS, AND RECORDS FOR INSPECTION, UPON  REASONABLE  NOTICE,
 BY THE DIRECTOR OR THE DIRECTOR'S DESIGNEE.
   3.  THE DEPARTMENT SHALL PROVIDE SUCH ASSISTANCE AS THE DIRECTOR SHALL
 REQUIRE IN CARRYING OUT THE REQUIREMENTS OF THIS SECTION.
   § 824. ENFORCEMENT.  1. WHERE IT APPEARS  THAT  A  CONTRACTOR  CANNOT,
 AFTER  A  GOOD  FAITH EFFORT, MEET THE WORKFORCE PARTICIPATION GOALS SET
 FORTH IN A PARTICULAR STATE CONTRACT, A CONTRACTOR MAY  FILE  A  WRITTEN
 APPLICATION  WITH  THE  CONTRACTING STATE AGENCY REQUESTING A PARTIAL OR
 TOTAL WAIVER OF SUCH REQUIREMENTS. SUCH  REQUEST  SHALL  SET  FORTH  THE

 S. 7508                            66                            A. 9508
 
 REASONS  FOR  SUCH  CONTRACTOR'S INABILITY TO MEET THE WORKFORCE PARTIC-
 IPATION GOAL, SPECIFICALLY DESCRIBE THE REASONS FOR ANY DEVIATIONS  FROM
 THE  ANTICIPATED  WORKFORCE  PARTICIPATION SET FORTH IN THE CONTRACTOR'S
 BID OR PROPOSAL LEADING TO THE AWARD OF THE STATE CONTRACT, AND DESCRIBE
 THE  EFFORTS  BY  THE  CONTRACTOR  AND ANY SUBCONTRACTORS TO ACHIEVE THE
 MAXIMUM FEASIBLE PARTICIPATION OF MINORITY GROUP MEMBERS  AND  WOMEN  IN
 THE  PERFORMANCE  OF  THE WORK OF THE STATE CONTRACT. WHERE THE CONTRAC-
 TOR'S INABILITY TO ACHIEVE THE WORKFORCE PARTICIPATION GOAL ON  A  STATE
 CONTRACT IS ATTRIBUTABLE TO THE FAILURE OF ONE OR MORE SUBCONTRACTORS TO
 MAKE GOOD FAITH EFFORTS TO ACHIEVE THE MAXIMUM FEASIBLE PARTICIPATION OF
 MINORITY  GROUP  MEMBERS AND WOMEN IN THE PERFORMANCE OF THE WORK OF THE
 STATE CONTRACT, THE CONTRACTOR  SHALL  IDENTIFY  SUCH  SUBCONTRACTOR  OR
 SUBCONTRACTORS TO THE CONTRACTING STATE AGENCY.
   2.  A  STATE  AGENCY  SHALL  GRANT A REQUEST FOR A WAIVER OF WORKFORCE
 PARTICIPATION GOALS ON A STATE CONTRACT WHERE:
   (A) THE CONTRACTOR DEMONSTRATES THAT THE CONTRACTOR  AND  ITS  SUBCON-
 TRACTORS  MADE GOOD FAITH EFFORTS TO ACHIEVE THE WORKFORCE PARTICIPATION
 GOAL ON THE STATE CONTRACT, AND THAT INSUFFICIENT MINORITY GROUP MEMBERS
 OR WOMEN WERE AVAILABLE IN  THE  TRADES,  PROFESSIONS,  AND  OCCUPATIONS
 REQUIRED TO PERFORM THE WORK OF THE STATE CONTRACT; OR,
   (B)  THE  CONTRACTOR CONTRACTUALLY REQUIRED EACH OF ITS SUBCONTRACTORS
 TO MAKE A GOOD FAITH EFFORT TO  ACHIEVE  THE  MAXIMUM  FEASIBLE  PARTIC-
 IPATION  OF  MINORITY  GROUP MEMBERS AND WOMEN IN THE PERFORMANCE OF THE
 SUBCONTRACTED WORK, PERIODICALLY MONITORED SUCH SUBCONTRACTORS'  DEPLOY-
 MENT  OF  MINORITY  GROUP  MEMBERS  AND  WOMEN IN THE PERFORMANCE OF THE
 SUBCONTRACTED WORK, PROVIDED NOTICE TO SUCH SUBCONTRACTORS OF ANY  DEFI-
 CIENCIES  IN THEIR DEPLOYMENT OF MINORITY GROUP MEMBERS AND WOMEN IN THE
 PERFORMANCE OF SUCH SUBCONTRACTED WORK, AND COULD NOT ACHIEVE THE  WORK-
 FORCE PARTICIPATION GOAL FOR ONE OR MORE TRADES, PROFESSIONS, OR OCCUPA-
 TIONS WITHOUT THE GOOD FAITH EFFORTS OF SUCH SUBCONTRACTORS.
   3.  WHERE A STATE AGENCY DENIES A CONTRACTOR'S REQUEST FOR A WAIVER OF
 WORKFORCE PARTICIPATION GOALS PURSUANT TO THIS SECTION, THE STATE AGENCY
 SHALL RECOMMEND TO THE DIRECTOR AND THE DEPARTMENT THAT  THE  CONTRACTOR
 BE DEEMED A NON-COMPLIANT CONTRACTOR.
   4.  WHERE  A  STATE  AGENCY GRANTS A REQUEST FOR A WAIVER OF WORKFORCE
 PARTICIPATION GOALS PURSUANT TO  THIS  SECTION  BASED  ON  ONE  OR  MORE
 SUBCONTRACTORS'  FAILURE TO MAKE GOOD FAITH EFFORTS TO ACHIEVE THE MAXI-
 MUM FEASIBLE PARTICIPATION OF MINORITY GROUP MEMBERS AND  WOMEN  IN  THE
 PERFORMANCE  OF THE SUBCONTRACTED WORK, THE STATE AGENCY SHALL RECOMMEND
 TO THE DIRECTOR AND THE DEPARTMENT THAT THE SUBCONTRACTOR  BE  DEEMED  A
 NON-COMPLIANT CONTRACTOR.
   5.  UPON  RECEIPT  OF  A  RECOMMENDATION  FROM  A  STATE AGENCY THAT A
 CONTRACTOR OR SUBCONTRACTOR SHOULD BE DEEMED A NON-COMPLIANT CONTRACTOR,
 THE DIRECTOR SHALL, WITH THE ASSISTANCE OF THE  DEPARTMENT,  REVIEW  THE
 FACTS  AND  CIRCUMSTANCES  FORMING  THE  BASIS OF THE RECOMMENDATION AND
 ISSUE A DETERMINATION AS TO WHETHER OR NOT THE CONTRACTOR OR SUBCONTRAC-
 TOR SHOULD BE DEEMED A NON-COMPLIANT CONTRACTOR AND, IF SO, THE DURATION
 OF SUCH STATUS AS A NON-COMPLIANT CONTRACTOR. IN DETERMINING  THE  DURA-
 TION  OF  A  CONTRACTOR'S  OR  SUBCONTRACTOR'S STATUS AS A NON-COMPLIANT
 CONTRACTOR, THE DIRECTOR SHALL CONSIDER:
   (I) WHETHER THE CONTRACTOR OR SUBCONTRACTOR HAS PREVIOUSLY BEEN DEEMED
 A NON-COMPLIANT CONTRACTOR;
   (II) THE NUMBER OF HOURS OF EXPECTED PARTICIPATION BY  MINORITY  GROUP
 MEMBERS  AND  WOMEN  LOST AS A RESULT OF THE CONTRACTOR'S OR SUBCONTRAC-
 TOR'S FAILURE TO MAKE GOOD  FAITH  EFFORTS  TO  INCLUDE  MINORITY  GROUP
 MEMBERS OR WOMEN IN THE PERFORMANCE OF ONE OR MORE STATE CONTRACTS; AND

 S. 7508                            67                            A. 9508
 
   (III)  WHETHER  THE CONTRACTOR OR SUBCONTRACTOR HAS OFFERED TO PROVIDE
 EMPLOYMENT OPPORTUNITIES, TRAINING, OR OTHER REMEDIAL BENEFITS TO MINOR-
 ITY GROUP MEMBERS OR WOMEN IN RELEVANT TRADES, PROFESSIONS,  OR  OCCUPA-
 TIONS.
   6.  A CONTRACTOR OR SUBCONTRACTOR DEEMED A NON-COMPLIANT CONTRACTOR BY
 THE DIRECTOR MAY REQUEST AN ADMINISTRATIVE HEARING BEFORE AN INDEPENDENT
 HEARING OFFICER TO APPEAL THE DETERMINATION OF THE DIRECTOR.  THE  DECI-
 SION  OF  THE  HEARING OFFICER SHALL BE FINAL AND MAY ONLY BE VACATED OR
 MODIFIED AS PROVIDED IN ARTICLE SEVENTY-EIGHT OF THE CIVIL PRACTICE  LAW
 AND  RULES  UPON  AN  APPLICATION  MADE WITHIN THE TIME PROVIDED BY SUCH
 ARTICLE.
   7. UPON A FINAL DETERMINATION THAT A CONTRACTOR OR SUBCONTRACTOR IS  A
 NON-COMPLIANT  CONTRACTOR,  THE  DIRECTOR  SHALL  LIST THE CONTRACTOR OR
 SUBCONTRACTOR AS SUCH ON ITS WEBSITE  AND  INDICATE  THE  TERM  OF  SUCH
 CONTRACTOR'S  OR SUBCONTRACTOR'S STATUS AS A NON-COMPLIANT CONTRACTOR. A
 NON-COMPLIANT  CONTRACTOR  SHALL  BE  INELIGIBLE  TO  PARTICIPATE  AS  A
 CONTRACTOR OR SUBCONTRACTOR ON ANY STATE CONTRACT.
   §  825.  POWERS AND RESPONSIBILITIES OF THE DIVISION.  1. THE DIRECTOR
 SHALL POST TO THE WEBSITE OF THE DIVISION ON OR BEFORE  APRIL  FIRST  OF
 EACH  YEAR  THE ASPIRATIONAL GOALS FOR THE UTILIZATION OF MINORITY GROUP
 MEMBERS AND WOMEN IN CONSTRUCTION REQUIRED  PURSUANT  TO  SECTION  EIGHT
 HUNDRED TWENTY-TWO OF THIS ARTICLE.
   2.  THE DIRECTOR SHALL PROMULGATE RULES AND REGULATIONS FOR THE IMPLE-
 MENTATION OF THIS ARTICLE, INCLUDING, BUT NOT LIMITED TO, PROCEDURES FOR
 THE SUBMISSION OF CERTIFICATIONS  AND  WORKFORCE  UTILIZATION  PLANS  BY
 CONTRACTORS,  CRITERIA  FOR  GRANTING WAIVERS OF WORKFORCE PARTICIPATION
 GOALS, AND THE CONTENTS OF REPORTS BY STATE  AGENCIES  CONCERNING  THEIR
 IMPLEMENTATION OF THE REQUIREMENTS OF THIS ARTICLE.
   3.  THE  DIVISION  SHALL,  FROM  TIME  TO TIME, REVIEW THE FACILITIES,
 BOOKS, AND RECORDS OF STATE AGENCIES TO ASCERTAIN THE ACCURACY OF  THEIR
 REPORTS  AND THEIR COMPLIANCE WITH THE REQUIREMENTS OF THIS ARTICLE. THE
 DEPARTMENT SHALL PROVIDE SUCH ASSISTANCE AS THE DIRECTOR  SHALL  REQUIRE
 IN CARRYING OUT THE REQUIREMENTS OF THIS SECTION.
   §  826.  SEVERABILITY.  IF ANY CLAUSE, SENTENCE, PARAGRAPH, SECTION OR
 PART OF THIS ARTICLE SHALL BE ADJUDGED BY ANY COURT OF COMPETENT  JURIS-
 DICTION  TO BE INVALID, THE JUDGMENT SHALL NOT AFFECT, IMPAIR OR INVALI-
 DATE THE REMAINDER THEREOF, BUT SHALL BE CONFINED IN  ITS  OPERATION  TO
 THE CLAUSE, SENTENCE, PARAGRAPH, SECTION OR PART OF THIS ARTICLE DIRECT-
 LY  INVOLVED  IN  THE  CONTROVERSY IN WHICH THE JUDGMENT SHALL HAVE BEEN
 RENDERED.
   § 16. This act shall take effect on April 1, 2018; provided,  however,
 that
   (a)  the  amendments  to  article  15-A  of the executive law, made by
 sections one, two, three, four, five, six, seven and eight of this  act,
 shall  not  affect  the  expiration and repeal of such article and shall
 expire and be deemed repealed therewith;
   (b) the amendments to section 163 of the state finance  law,  made  by
 section  nine of this act, shall not affect the expiration and repeal of
 such section, and shall expire and be deemed repealed therewith;
   (c) the amendments to section 139-j of the state finance law, made  by
 section  eleven  of this act, shall not affect the expiration and repeal
 of such section, and shall expire and be deemed repealed therewith; and
   (d) section fifteen of this act shall expire and  be  deemed  repealed
 December 31, 2023.
 
                                  PART R

 S. 7508                            68                            A. 9508
 
   Section  1. Paragraph (i) of subdivision (a) of section 2 of part F of
 chapter 60 of the laws of 2015, constituting the infrastructure  invest-
 ment  act, as amended by section 1 of part RRR of chapter 59 of the laws
 of 2017, is amended to read as follows:
   (i)  "authorized  state  entity" shall mean the New York state thruway
 authority, the department of transportation, the office of parks, recre-
 ation and historic preservation, the department of environmental conser-
 vation [and], the New York state bridge authority, THE DORMITORY AUTHOR-
 ITY, THE NEW YORK STATE URBAN DEVELOPMENT  CORPORATION,  THE  OFFICE  OF
 GENERAL SERVICES, THE DEPARTMENT OF HEALTH, AND THE NEW YORK STATE OLYM-
 PIC REGIONAL DEVELOPMENT AUTHORITY.
   § 2. Section 3 of part F of chapter 60 of the laws of 2015, constitut-
 ing  the  infrastructure investment act, as amended by section 3 of part
 RRR of chapter 59 of the laws of 2017, is amended to read as follows:
   § 3. Notwithstanding the provisions of section 38 of the highway  law,
 section  136-a  of  the state finance law, [section] SECTIONS 359, 1678,
 1680, 1680-A  AND  2879-A  of  the  public  authorities  law,  [section]
 SECTIONS  407-A, 6281 AND 7210 of the education law, SECTIONS 8 AND 9 OF
 THE PUBLIC BUILDINGS LAW, SECTION 11 OF CHAPTER 795 OF THE LAWS OF 1967,
 SECTIONS 8 AND 9 OF SECTION 1 OF CHAPTER 359 OF  THE  LAWS  OF  1968  AS
 AMENDED,  SECTION 11 OF SECTION 1 OF CHAPTER 174 OF THE LAWS OF 1968, AS
 AMENDED, SECTION 29 OF CHAPTER 337 OF THE LAWS OF 1972,  SECTION  21  OF
 CHAPTER  464  OF  THE LAWS OF 1972, SECTION 103 OF THE GENERAL MUNICIPAL
 LAW, and the provisions of  any  other  law  to  the  contrary,  and  in
 conformity with the requirements of this act, an authorized state entity
 may  utilize the alternative delivery method referred to as design-build
 contracts, in consultation with relevant local labor  organizations  and
 construction  industry,  for  capital  projects LOCATED IN THE STATE AND
 related to [the state's] physical  infrastructure,  including,  but  not
 limited  to,  [the  state's] BUILDINGS AND APPURTENANT STRUCTURES, high-
 ways, bridges, dams, flood control projects, canals, and parks,  includ-
 ing, but not limited to, to repair damage caused by natural disaster, to
 correct  health  and  safety  defects,  to comply with federal and state
 laws, standards, and regulations,  to  extend  the  useful  life  of  or
 replace  [the  state's]  BUILDINGS AND APPURTENANT STRUCTURES, highways,
 bridges, dams, flood control projects, canals, and parks or  to  improve
 or  add to [the state's] BUILDINGS AND APPURTENANT STRUCTURES, highways,
 bridges, dams, flood control projects, canals, and parks; provided  that
 for  the  contracts  executed  by  the department of transportation, the
 office of parks, recreation and historic preservation, or the department
 of environmental conservation, THE OFFICE OF THE GENERAL SERVICES OR THE
 DEPARTMENT OF HEALTH, the total cost of each such project shall  not  be
 less than ten million dollars ($10,000,000).
   § 3. Section 7 of part F of chapter 60 of the laws of 2015, constitut-
 ing the infrastructure investment act, is amended to read as follows:
   §  7.  If  otherwise  applicable,  capital  projects undertaken by the
 authorized state entity pursuant to this act shall be subject to section
 135 of the state finance law, SECTION 101 OF THE GENERAL  MUNICIPAL  LAW
 and  section 222 of the labor law; PROVIDED, HOWEVER, THAT AN AUTHORIZED
 ENTITY MAY FULFILL ITS  OBLIGATIONS  UNDER  SECTION  135  OF  THE  STATE
 FINANCE LAW OR SECTION 101 OF THE GENERAL MUNICIPAL LAW BY REQUIRING THE
 CONTRACTOR TO PREPARE SEPARATE SPECIFICATIONS IN ACCORDANCE WITH SECTION
 135 OF THE STATE FINANCE LAW OR SECTION 101 OF THE GENERAL MUNICIPAL LAW
 AS THE CASE MAY BE.
   §  4.  Section 13 of part F of chapter 60 of the laws of 2015, consti-
 tuting the infrastructure investment act, as amended by  section  11  of

 S. 7508                            69                            A. 9508
 
 part  RRR  of  chapter  59  of  the  laws of 2017, is amended to read as
 follows:
   §  13. Alternative construction awarding processes.  (a) Notwithstand-
 ing the provisions of any other law  to  the  contrary,  the  authorized
 state entity may award a construction contract:
   1. To the contractor offering the best value[; or]:
   [2.]  (I) Utilizing a cost-plus not to exceed guaranteed maximum price
 form of contract in which the authorized state entity shall be  entitled
 to monitor and audit all project costs. In establishing the schedule and
 process for determining a guaranteed maximum price, the contract between
 the authorized state entity and the contractor shall:
   [(i)]  (A)  describe  the scope of the work and the cost of performing
 such work;
   [(ii)] (B) include a detailed line item cost breakdown;
   [(iii)] (C) include a list of all drawings, specifications  and  other
 information on which the guaranteed maximum price is based;
   [(iv)]  (D)  include the dates for substantial and final completion on
 which the guaranteed maximum price is based; and
   [(v)] (E) include a schedule of unit prices; or
   [3.] (II) Utilizing a lump sum contract in which the contractor agrees
 to accept a set dollar amount for a contract which  comprises  a  single
 bid  without providing a cost breakdown for all costs such as for equip-
 ment, labor, materials, as well as such contractor's profit for complet-
 ing all items of work comprising the project WHICH LUMP SUM PRICE MAY BE
 NEGOTIATED AND ESTABLISHED BY THE AUTHORIZED STATE  ENTITY  BASED  ON  A
 PROPOSED GUARANTEED MAXIMUM PRICE.
   2.  THE  DESIGN-BUILD  CONTRACT MAY INCLUDE BOTH LUMP SUM ELEMENTS AND
 COST-PLUS NOT TO EXCEED GUARANTEED MAXIMUM PRICE ELEMENTS, AND ALSO  MAY
 PROVIDE FOR PROFESSIONAL SERVICES ON A FEE-FOR-SERVICE BASIS.
   (b)  Capital  projects  undertaken  by  an authorized state entity may
 include an incentive clause in  the  contract  for  various  performance
 objectives, but the incentive clause shall not include an incentive that
 exceeds the quantifiable value of the benefit received by the authorized
 state  entity.  [The] NOTWITHSTANDING THE PROVISIONS OF SECTIONS 136 AND
 137 OF THE STATE FINANCE LAW, THE authorized state entity  shall  estab-
 lish  such  performance and payment bonds, BONDS OR OTHER FORM OF UNDER-
 TAKING, as it deems necessary.
   § 5. Part F of chapter 60  of  the  laws  of  2015,  constituting  the
 infrastructure  investment  act, is amended by adding a new section 15-a
 to read as follows:
   § 15-A. ANY CONTRACT AWARDED PURSUANT TO THIS ACT SHALL BE  DEEMED  TO
 BE AWARDED PURSUANT TO A COMPETITIVE PROCUREMENT FOR PURPOSES OF SECTION
 2879-A OF THE PUBLIC AUTHORITIES LAW.
   §  6.  This  act shall take effect immediately; provided, however that
 the amendments to the infrastructure investment act made by sections one
 through five of this act shall not affect the repeal  of  such  act  and
 shall be deemed repealed therewith.
 
                                  PART S
 
   Section  1.  Section 2 of chapter 21 of the laws of 2003, amending the
 executive law relating to permitting the secretary of state  to  provide
 special  handling  for  all documents filed or issued by the division of
 corporations and to permit additional levels of such expedited  service,
 as  amended by section 1 of part Q of chapter 58 of the laws of 2017, is
 amended to read as follows:

 S. 7508                            70                            A. 9508
 
   § 2. This act shall take effect immediately,  provided  however,  that
 section  one  of this act shall be deemed to have been in full force and
 effect on and after April 1, 2003 and shall expire  March  31,  [2018]
 2019.
   §  2.  This  act  shall take effect immediately and shall be deemed to
 have been in full force and effect on and after March 31, 2018.
 
                                  PART T

   Section 1. Paragraph (d) of section 304 of  the  business  corporation
 law is amended to read as follows:
   (d)  ANY DESIGNATED POST OFFICE ADDRESS MAINTAINED BY THE SECRETARY OF
 STATE AS AGENT OF A DOMESTIC CORPORATION OR FOREIGN CORPORATION FOR  THE
 PURPOSE  OF  MAILING PROCESS SHALL BE THE POST OFFICE ADDRESS, WITHIN OR
 WITHOUT THE STATE, TO WHICH A PERSON SHALL  MAIL  PROCESS  AGAINST  SUCH
 CORPORATION  AS  REQUIRED  BY THIS ARTICLE. Any designated [post-office]
 POST OFFICE address to which the secretary of state OR  A  PERSON  shall
 mail  a  copy of ANY process served upon [him] THE SECRETARY OF STATE as
 agent of a domestic corporation or a foreign corporation, shall continue
 until the filing of a certificate under this chapter directing the mail-
 ing to a different [post-office] POST OFFICE address.
   § 2. Paragraph (a) of section 305 of the business corporation law,  as
 amended  by  chapter  131  of  the  laws  of 1985, is amended to read as
 follows:
   (a) In addition to such designation of the secretary of  state,  every
 domestic  corporation  or authorized foreign corporation may designate a
 registered agent in this state upon whom  process  against  such  corpo-
 ration may be served. The agent shall be a natural person who is a resi-
 dent  of or has a business address in this state [or], a domestic corpo-
 ration or foreign corporation of any type or kind formed, or  authorized
 to  do  business  in this state[,] under this chapter or under any other
 statute of this state,  OR  A  DOMESTIC  LIMITED  LIABILITY  COMPANY  OR
 FOREIGN LIMITED LIABILITY COMPANY FORMED OR AUTHORIZED TO DO BUSINESS IN
 THIS STATE.
   §  3.  Subparagraph  1 of paragraph (b) of section 306 of the business
 corporation law, as amended by chapter 419  of  the  laws  of  1990,  is
 amended to read as follows:
   (1)  Service of process on the secretary of state as agent of a domes-
 tic or authorized foreign corporation, OR OTHER BUSINESS ENTITY THAT HAS
 DESIGNATED THE SECRETARY OF STATE AS AGENT FOR SERVICE OF PROCESS PURSU-
 ANT TO ARTICLE NINE OF THIS CHAPTER, shall be made by [personally deliv-
 ering to and leaving with the secretary of state or a  deputy,  or  with
 any person authorized by the secretary of state to receive such service,
 at  the  office of the department of state in the city of Albany, dupli-
 cate copies of such process together with the statutory fee,  which  fee
 shall  be  a  taxable  disbursement]  MAILING  THE PROCESS AND NOTICE OF
 SERVICE THEREOF BY CERTIFIED MAIL, RETURN  RECEIPT  REQUESTED,  TO  SUCH
 CORPORATION OR OTHER BUSINESS ENTITY, AT THE POST OFFICE ADDRESS ON FILE
 IN  THE DEPARTMENT OF STATE SPECIFIED FOR THIS PURPOSE. IF A DOMESTIC OR
 AUTHORIZED FOREIGN CORPORATION HAS  NO  SUCH  ADDRESS  ON  FILE  IN  THE
 DEPARTMENT  OF STATE, THE PROCESS AND NOTICE OF SERVICE THEREOF SHALL BE
 MAILED, IN THE CASE OF A DOMESTIC CORPORATION, IN CARE OF  ANY  DIRECTOR
 NAMED  IN  ITS  CERTIFICATE  OF  INCORPORATION AT THE DIRECTOR'S ADDRESS
 STATED THEREIN OR, IN THE CASE OF AN AUTHORIZED FOREIGN CORPORATION,  TO
 SUCH  CORPORATION AT THE ADDRESS OF ITS OFFICE WITHIN THIS STATE ON FILE
 IN THE DEPARTMENT. ON THE SAME DAY THAT SUCH PROCESS IS MAILED, A DUPLI-

 S. 7508                            71                            A. 9508
 
 CATE COPY OF SUCH PROCESS AND PROOF OF MAILING TOGETHER WITH THE  STATU-
 TORY FEE, WHICH FEE SHALL BE A TAXABLE DISBURSEMENT, SHALL BE PERSONALLY
 DELIVERED  TO  AND LEFT WITH THE SECRETARY OF STATE OR A DEPUTY, OR WITH
 ANY PERSON AUTHORIZED BY THE SECRETARY OF STATE TO RECEIVE SUCH SERVICE,
 AT THE OFFICE OF THE DEPARTMENT OF STATE IN THE CITY OF ALBANY. PROOF OF
 MAILING  SHALL  BE BY AFFIDAVIT OF COMPLIANCE WITH THIS SECTION. Service
 of process on  such  corporation  OR  OTHER  BUSINESS  ENTITY  shall  be
 complete  when  the  secretary  of state is so served. [The secretary of
 state shall promptly send one of such copies by certified  mail,  return
 receipt  requested,  to such corporation, at the post office address, on
 file in the department of state, specified for the purpose. If a  domes-
 tic or authorized foreign corporation has no such address on file in the
 department  of state, the secretary of state shall so mail such copy, in
 the case of a domestic corporation, in care of any director named in its
 certificate of incorporation at the director's  address  stated  therein
 or,  in  the  case  of an authorized foreign corporation, to such corpo-
 ration at the address of its office within this state  on  file  in  the
 department.]
   §  4.  Subparagraphs  2 and 3 of paragraph (a) of section 306-A of the
 business corporation law, as added by chapter 469 of the laws  of  1997,
 are amended to read as follows:
   (2)  That  the  address of the party has been designated by the corpo-
 ration as the post office address to which [the secretary  of  state]  A
 PERSON shall mail a copy of any process served on the secretary of state
 as  agent  for  such corporation, SPECIFYING SUCH ADDRESS, and that such
 party wishes to resign.
   (3) That AT LEAST sixty days prior to the filing of the certificate of
 resignation FOR RECEIPT OF PROCESS with  the  department  of  state  the
 party  has  sent a copy of the certificate of resignation for receipt of
 process by registered or certified mail to the address of the registered
 agent of the designating corporation, if other than the party filing the
 certificate of resignation[,] for receipt of process, or if the [resign-
 ing] DESIGNATING corporation has no registered agent, then to  the  last
 address  of  the  designating corporation known to the party, specifying
 the address to which the copy was sent. If there is no registered  agent
 and  no  known  address  of the designating corporation, the party shall
 attach an affidavit to the  certificate  stating  that  a  diligent  but
 unsuccessful  search  was  made  by the party to locate the corporation,
 specifying what efforts were made.
   § 5. Subparagraph 7 of paragraph (a) of section 402  of  the  business
 corporation law is amended to read as follows:
   (7)  A  designation  of  the secretary of state as agent of the corpo-
 ration upon whom process against it may be served and  the  post  office
 address, within or without this state, to which [the secretary of state]
 A  PERSON  shall mail a copy of any process against it served upon [him]
 THE SECRETARY OF STATE.
   § 6. Subparagraph (c) of paragraph 1 of section 408  of  the  business
 corporation  law, as amended by section 3 of part S of chapter 59 of the
 laws of 2015, is amended to read as follows:
   (c) The post office address, within or without this  state,  to  which
 [the  secretary  of  state]  A  PERSON  shall mail a copy of any process
 against it served upon [him or  her]  THE  SECRETARY  OF  STATE.    Such
 address shall supersede any previous address on file with the department
 of state for this purpose.
   §  7.  Subparagraph  4 of paragraph (b) of section 801 of the business
 corporation law is amended to read as follows:

 S. 7508                            72                            A. 9508
 
   (4) To specify or change the post office address to which [the  secre-
 tary  of  state]  A  PERSON shall mail a copy of any process against the
 corporation served upon [him] THE SECRETARY OF STATE.
   §  8.  Subparagraph  2 of paragraph (b) of section 803 of the business
 corporation law, as amended by chapter 803  of  the  laws  of  1965,  is
 amended to read as follows:
   (2) To  specify or change the post office address to which [the secre-
 tary of state] A PERSON shall mail a copy of  any  process  against  the
 corporation served upon [him] THE SECRETARY OF STATE.
   §  9.  Paragraph (b) of section 805-A of the business corporation law,
 as added by chapter 725 of the laws of  1964,  is  amended  to  read  as
 follows:
   (b) A certificate of change which changes only the post office address
 to  which  [the  secretary  of  state] A PERSON shall mail a copy of any
 process against a corporation served upon  [him  or]  THE  SECRETARY  OF
 STATE  AND/OR the address of the registered agent, provided such address
 being changed is the address of a person, partnership, LIMITED LIABILITY
 COMPANY or other corporation whose address, as agent, is the address  to
 be  changed  or  who  has  been  designated as registered agent for such
 corporation, may be signed[, verified] and delivered to  the  department
 of  state  by  such agent. The certificate of change shall set forth the
 statements required under subparagraphs [(a)] (1), (2) and (3) OF  PARA-
 GRAPH  (A)  of  this  section;  that a notice of the proposed change was
 mailed to the corporation by the party signing the certificate not  less
 than  thirty  days  prior  to the date of delivery to the department and
 that such corporation has not objected thereto; and that the party sign-
 ing the certificate is the agent of such corporation  to  whose  address
 [the  secretary of state] A PERSON is required to mail copies of process
 SERVED ON THE SECRETARY OF STATE or the registered agent, if such be the
 case. A certificate signed[, verified] and delivered  under  this  para-
 graph  shall  not be deemed to effect a change of location of the office
 of the corporation in whose behalf such certificate is filed.
   § 10. Subparagraph 8 of paragraph (a) of section 904-a of the business
 corporation law, as amended by chapter 177  of  the  laws  of  2008,  is
 amended to read as follows:
   (8)  If  the surviving or resulting entity is a foreign corporation or
 other business entity, a designation of the secretary of  state  as  its
 agent upon whom process against it may be served in the manner set forth
 in  paragraph  (b)  of section three hundred six of this chapter, in any
 action or special proceeding, and a post office address, within or with-
 out this state, to which [the secretary of state] A PERSON shall mail  a
 copy of any process against it served upon [him] THE SECRETARY OF STATE.
 Such post office address shall supersede any prior address designated as
 the address to which process shall be mailed;
   §  11. Clause (G) of subparagraph 2 of paragraph (e) of section 907 of
 the business corporation law, as amended by chapter 494 of the  laws  of
 1997, is amended to read as follows:
   (G)  A  designation  of  the secretary of state as its agent upon whom
 process against it may be served in the manner set  forth  in  paragraph
 (b)  of  section  306  (Service  of  process),  in any action or special
 proceeding, and a post office address, within or without this state,  to
 which [the secretary of state] A PERSON shall mail a copy of any process
 against  it  served  upon [him] THE SECRETARY OF STATE. Such post office
 address shall supersede any prior address designated as the  address  to
 which process shall be mailed.

 S. 7508                            73                            A. 9508
 
   §  12. Subparagraph 6 of paragraph (a) of section 1304 of the business
 corporation law, as amended by chapter 684 of the laws of  1963  and  as
 renumbered  by  chapter  590  of the laws of 1982, is amended to read as
 follows:
   (6)  A  designation  of  the secretary of state as its agent upon whom
 process against it may be served and the post office address, within  or
 without  this  state,  to  which [the secretary of state] A PERSON shall
 mail a copy of any process against it served upon [him] THE SECRETARY OF
 STATE.
   § 13. Subparagraph 7 of paragraph (a) of section 1308 of the  business
 corporation  law,  as  amended by chapter 725 of the laws of 1964 and as
 renumbered by chapter 186 of the laws of 1983, is  amended  to  read  as
 follows:
   (7)  To specify or change the post office address to which [the secre-
 tary of state] A PERSON shall mail a copy  of  any  process  against  it
 served upon [him] THE SECRETARY OF STATE.
   §  14.  Subparagraph  2  of paragraph (a) and paragraph (c) of section
 1309-A of the business corporation law, subparagraph 2 of paragraph  (a)
 as added by chapter 725 of the laws of 1964 and paragraph (c) as amended
 by chapter 172 of the laws of 1999, are amended to read as follows:
   (2)  To specify or change the post office address to which [the secre-
 tary of state] A PERSON shall mail a copy  of  any  process  against  it
 served upon [him] THE SECRETARY OF STATE.
   (c) A certificate of change of application for authority which changes
 only  the post office address to which [the secretary of state] A PERSON
 shall mail a copy of any process against an  authorized  foreign  corpo-
 ration  served upon [him or which] THE SECRETARY OF STATE AND/OR changes
 the address of its  registered  agent,  provided  such  address  is  the
 address  of  a  person,  partnership, LIMITED LIABILITY COMPANY or other
 corporation whose address, as agent, is the address to be changed or who
 has been designated as registered  agent  for  such  authorized  foreign
 corporation,  may  be signed and delivered to the department of state by
 such agent. The certificate of change of application for authority shall
 set forth the statements required under subparagraphs (1), (2), (3)  and
 (4)  of  paragraph  (b)  of  this section; that a notice of the proposed
 change was mailed by the party signing the certificate to the authorized
 foreign corporation not less than thirty  days  prior  to  the  date  of
 delivery  to  the  department and that such corporation has not objected
 thereto; and that the party signing the certificate is the agent of such
 foreign corporation to whose address [the secretary of state]  A  PERSON
 is  required  to mail copies of process SERVED ON THE SECRETARY OF STATE
 or the registered agent, if such be the case. A certificate  signed  and
 delivered under this paragraph shall not be deemed to effect a change of
 location  of  the office of the corporation in whose behalf such certif-
 icate is filed.
   § 15. Subparagraphs 1 and 6 of paragraph (a) of section  1310  of  the
 business  corporation  law,  subparagraph 1 as amended by chapter 590 of
 the laws of 1982, are amended to read as follows:
   (1) The name of the foreign corporation as it appears on the index  of
 names  of  existing  domestic and authorized foreign corporations of any
 type or kind in the department of state, division of corporations  [or,]
 AND  the  fictitious  name, IF ANY, the corporation has agreed to use in
 this state pursuant to paragraph (d) of section 1301 of  this  [chapter]
 ARTICLE.

 S. 7508                            74                            A. 9508
 
   (6) A post office address, within or without this state, to which [the
 secretary of state] A PERSON shall mail a copy of any process against it
 served upon [him] THE SECRETARY OF STATE.
   §  16. Subparagraph 4 of paragraph (d) of section 1310 of the business
 corporation law is amended to read as follows:
   (4) The changed post office address, within or without this state,  to
 which [the secretary of state] A PERSON shall mail a copy of any process
 against it served upon [him] THE SECRETARY OF STATE.
   §  17.  Section  1311  of  the business corporation law, as amended by
 chapter 375 of the laws of 1998, is amended to read as follows:
 § 1311. Termination of existence.
   When an authorized foreign corporation is dissolved or  its  authority
 or existence is otherwise terminated or cancelled in the jurisdiction of
 its  incorporation  or  when  such foreign corporation is merged into or
 consolidated with another foreign  corporation,  a  certificate  of  the
 secretary of state, or official performing the equivalent function as to
 corporate  records, of the jurisdiction of incorporation of such foreign
 corporation attesting to the occurrence of any such event or a certified
 copy of an order or decree of a court of such jurisdiction directing the
 dissolution of such foreign corporation, the termination of  its  exist-
 ence  or  the  cancellation  of  its authority shall be delivered to the
 department of state. The filing of  the  certificate,  order  or  decree
 shall  have  the same effect as the filing of a certificate of surrender
 of authority under section 1310 (Surrender of authority). The  secretary
 of  state  shall  continue as agent of the foreign corporation upon whom
 process against it may be served in the manner set  forth  in  paragraph
 (b)  of  section  306  (Service  of  process),  in any action or special
 proceeding based upon  any  liability  or  obligation  incurred  by  the
 foreign  corporation  within  this  state  prior  to  the filing of such
 certificate, order or decree and [he] THE PERSON  SERVING  SUCH  PROCESS
 shall  [promptly  cause  a  copy  of  any  such] SEND THE process [to be
 mailed] by [registered] CERTIFIED mail,  return  receipt  requested,  to
 such foreign corporation at the post office address on file in [his] THE
 office  OF  THE  SECRETARY OF STATE specified for such purpose AND SHALL
 PROVIDE THE SECRETARY OF STATE WITH PROOF OF SUCH MAILING IN THE  MANNER
 SET  FORTH  IN  PARAGRAPH  (B) OF SECTION 306 (SERVICE OF PROCESS).  The
 post office address may be changed by  signing  and  delivering  to  the
 department of state a certificate of change setting forth the statements
 required  under  section  1309-A  (Certificate  of  change; contents) to
 effect a change in the post office address under subparagraph  SEVEN  OF
 PARAGRAPH (a) [(4)] of section 1308 (Amendments or changes).
   §  18. Subparagraph 6 of paragraph (a) of section 1530 of the business
 corporation law, as added by chapter 505 of the laws of 1983, is amended
 to read as follows:
   (6) A designation of the secretary of state as  its  agent  upon  whom
 process  against it may be served and the post office address, within or
 without this state, to which [the secretary of  state]  A  PERSON  shall
 mail a copy of any process against it served upon [him] THE SECRETARY OF
 STATE.
   §  19.  Subdivision  10  of section 11 of the cooperative corporations
 law, as added by chapter 97 of the laws of 1969, is amended to  read  as
 follows:
   10. A  designation  of  the  secretary of state as agent of the corpo-
 ration upon whom process against it may be served and  the  post  office
 address, within or without this state, to which [the secretary of state]

 S. 7508                            75                            A. 9508
 
 A  PERSON  shall mail a copy of any process against it served upon [him]
 THE SECRETARY OF STATE.
   § 20. Subdivision 10 of section 96 of the executive law, as amended by
 chapter 39 of the laws of 1987, is amended to read as follows:
   10.  For service of process on the secretary of state, acting as agent
 for a third party pursuant to  law,  except  as  otherwise  specifically
 provided  by  law,  forty dollars. No fee shall be collected for process
 served on behalf of [a] ANY STATE OFFICIAL, DEPARTMENT,  BOARD,  AGENCY,
 AUTHORITY,  county, city, town or village or other political subdivision
 of the state. The fees paid the secretary of state shall  be  a  taxable
 disbursement.
   §  21.  The  opening  paragraph  of subdivision 2 and subdivision 3 of
 section 18 of the general associations law, as amended by chapter 13  of
 the laws of 1938, are amended and two new subdivisions 5 and 6 are added
 to read as follows:
   Every  association  doing business within this state shall file in the
 department of state a certificate in its  associate  name,  signed  [and
 acknowledged]  by  its  president, or a vice-president, or secretary, or
 treasurer, or managing director, or trustee, designating  the  secretary
 of  state  as  an  agent  upon  whom process in any action or proceeding
 against the association may be served within  this  state,  and  setting
 forth an address to which [the secretary of state] A PERSON shall mail a
 copy  of  any  process  against the association which may be served upon
 [him] THE SECRETARY OF STATE pursuant to law.   Annexed to  the  certif-
 icate  of  designation shall be a statement, executed in the same manner
 as the certificate is required to be executed under this section,  which
 shall set forth:
   3.    Any  association,  from  time to time, may change the address to
 which [the secretary of state] A PERSON is directed to  mail  copies  of
 process  SERVED ON THE SECRETARY OF STATE, by filing a statement to that
 effect, executed[,] AND signed [and acknowledged] in like  manner  as  a
 certificate of designation as herein provided.
   5.   ANY DESIGNATED POST OFFICE ADDRESS MAINTAINED BY THE SECRETARY OF
 STATE AS AGENT IN ANY ACTION OR PROCEEDING AGAINST THE  ASSOCIATION  FOR
 THE  PURPOSE OF MAILING PROCESS SHALL BE THE POST OFFICE ADDRESS, WITHIN
 OR WITHOUT THE STATE, TO WHICH A PERSON SHALL MAIL PROCESS AGAINST  SUCH
 ASSOCIATION  AS  REQUIRED  BY  THIS ARTICLE. SUCH ADDRESS SHALL CONTINUE
 UNTIL THE FILING OF A CERTIFICATE UNDER THIS CHAPTER DIRECTING THE MAIL-
 ING TO A DIFFERENT POST OFFICE ADDRESS.
   6. "PROCESS" MEANS JUDICIAL PROCESS AND ALL ORDERS,  DEMANDS,  NOTICES
 OR  OTHER PAPERS REQUIRED OR PERMITTED BY LAW TO BE PERSONALLY SERVED ON
 AN ASSOCIATION, FOR THE PURPOSE OF ACQUIRING JURISDICTION OF SUCH  ASSO-
 CIATION  IN  ANY  ACTION OR PROCEEDING, CIVIL OR CRIMINAL, WHETHER JUDI-
 CIAL, ADMINISTRATIVE, ARBITRATIVE OR OTHERWISE, IN THIS STATE OR IN  THE
 FEDERAL COURTS SITTING IN OR FOR THIS STATE.
   §  22. Section 19 of the general associations law, as amended by chap-
 ter 166 of the laws of 1991, is amended to read as follows:
   § 19.  Service of process. 1. Service of process  against  an  associ-
 ation  upon  the secretary of state shall be made by MAILING THE PROCESS
 AND  NOTICE  OF  SERVICE  THEREOF  BY  CERTIFIED  MAIL,  RETURN  RECEIPT
 REQUESTED,  TO  SUCH  CORPORATION  OR OTHER BUSINESS ENTITY, AT THE POST
 OFFICE ADDRESS ON FILE IN THE DEPARTMENT OF  STATE  SPECIFIED  FOR  THIS
 PURPOSE.  ON  THE SAME DAY THAT SUCH PROCESS IS MAILED, A DUPLICATE COPY
 OF SUCH PROCESS AND PROOF OF MAILING SHALL  BE  personally  [delivering]
 DELIVERED  to  and [leaving] LEFT with [him] THE SECRETARY OF STATE or a
 deputy [secretary of state or an associate attorney, senior attorney  or

 S. 7508                            76                            A. 9508

 attorney  in the corporation division of the department of state, dupli-
 cate copies of such process at the office of the department of state  in
 the  city  of  Albany]  SO  DESIGNATED.  At the time of such service the
 plaintiff  shall  pay  a fee of forty dollars to the secretary of state,
 which shall be a taxable disbursement. [If the cost of  registered  mail
 for  transmitting  a  copy  of  the process shall exceed two dollars, an
 additional fee equal to such excess shall be paid at  the  time  of  the
 service  of such process. The secretary of state shall forthwith send by
 registered mail one of such copies to the  association  at  the  address
 fixed for that purpose, as herein provided.]
   2.  PROOF  OF  MAILING  SHALL  BE BY AFFIDAVIT OF COMPLIANCE WITH THIS
 SECTION. SERVICE OF PROCESS ON SUCH ASSOCIATION SHALL BE  COMPLETE  WHEN
 THE  SECRETARY  OF  STATE  IS  SO SERVED. If the action or proceeding is
 instituted in a court of limited jurisdiction, service of process may be
 made in the manner provided in this section if the cause of action arose
 within the territorial jurisdiction of the court and the office  of  the
 defendant, as set forth in its statement filed pursuant to section eigh-
 teen of this [chapter] ARTICLE, is within such territorial jurisdiction.
   §  23.  Subdivision 2 of section 352-b of the general business law, as
 amended by chapter 252 of the laws  of  1983,  is  amended  to  read  as
 follows:
   2.  Service  of such process upon the secretary of state shall be made
 by personally delivering to and leaving with [him or] THE  SECRETARY  OF
 STATE,  a  deputy secretary of state, OR WITH A PERSON AUTHORIZED BY THE
 SECRETARY OF STATE TO RECEIVE SUCH SERVICE, a copy thereof at the office
 of the department of state in the city of Albany, and such service shall
 be sufficient service provided that notice of such service and a copy of
 such process are forthwith sent by the attorney general to such  person,
 partnership,  corporation,  company, trust or association, by registered
 or certified mail with return receipt requested, at  [his  or  its]  THE
 office  as  set  forth  in  the "broker-dealer's statement", "salesman's
 statement" or "investment advisor's statement" filed in  the  department
 of  law  pursuant to section three hundred fifty-nine-e or section three
 hundred fifty-nine-eee of this article, or in default of the  filing  of
 such  statement,  at  the  last  address  known to the attorney general.
 Service of such process shall be complete on  receipt  by  the  attorney
 general  of a return receipt purporting to be signed by the addressee or
 a person qualified to receive [his or its] registered or certified mail,
 in accordance with the rules and customs of the post office  department,
 or,  if  acceptance  was  refused by the addressee or [his or its] THEIR
 agent, on return to the attorney general of the original envelope  bear-
 ing  a  notation  by  the  postal  authorities  that receipt thereof was
 refused.
   § 24. Section 686 of the general business law, as added by chapter 730
 of the laws of 1980, is amended to read as follows:
   § 686. Designation of secretary of state as agent for service of proc-
 ess; service of process. Any person who shall offer to sell  or  sell  a
 franchise  in  this  state  as  a franchisor, subfranchisor or franchise
 sales agent shall be deemed to have irrevocably appointed the  secretary
 of  state as his or [its] HER agent upon whom may be served any summons,
 complaint, subpoena, subpoena duces tecum, notice, order or other  proc-
 ess  directed to such person, or any partner, principal, officer, sales-
 man or director thereof, or his or [its] HER successor, administrator or
 executor, in any action, investigation, or proceeding which arises under
 this article or a rule hereunder, with the same force and validity as if
 served personally on such person.  Service  of  such  process  upon  the

 S. 7508                            77                            A. 9508
 
 secretary of state shall be made by personally delivering to and leaving
 with  [him  or]  THE SECRETARY OF STATE, a deputy secretary of state, OR
 WITH ANY PERSON AUTHORIZED BY THE SECRETARY OF  STATE  TO  RECEIVE  SUCH
 SERVICE,  a  copy  thereof at the office of the department of state, and
 such service shall be sufficient provided that notice  of  such  service
 and  a copy of such process are sent forthwith by the department to such
 person, by registered or certified mail with return  receipt  requested,
 at  [his] THE address [as] set forth in the application for registration
 of his OR HER offering prospectus or in the registered offering prospec-
 tus itself filed with the department of law pursuant to this article, or
 in default of the filing of such application or prospectus, at the  last
 address  known  to  the  department.  Service  of  such process shall be
 complete upon receipt by the department of a return  receipt  purporting
 to  be  signed by the addressee or a person qualified to receive [his or
 its] registered or certified mail, in  accordance  with  the  rules  and
 customs  of the post office department, or, if acceptance was refused or
 unclaimed by the addressee or his or [its] HER agent, or if the address-
 ee moved without leaving  a  forwarding  address,  upon  return  to  the
 department  of  the  original  envelope bearing a notation by the postal
 authorities that receipt thereof was  refused  or  that  such  mail  was
 otherwise undeliverable.
   §  25.  Paragraph  4  of subdivision (e) of section 203 of the limited
 liability company law, as added by chapter 470 of the laws of  1997,  is
 amended to read as follows:
   (4)  a  designation  of the secretary of state as agent of the limited
 liability company upon whom process against it may  be  served  and  the
 post  office address, within or without this state, to which [the secre-
 tary of state] A PERSON shall mail a copy of  any  process  against  the
 limited  liability  company  served  upon  [him or her] THE SECRETARY OF
 STATE;
   § 26. Paragraph 4 of subdivision (a) of section  206  of  the  limited
 liability  company law, as amended by chapter 44 of the laws of 2006, is
 amended to read as follows:
   (4) a statement that the secretary of state  has  been  designated  as
 agent  of the limited liability company upon whom process against it may
 be served and the post office address, within or without this state,  to
 which [the secretary of state] A PERSON shall mail a copy of any process
 against it served upon [him or her] THE SECRETARY OF STATE;
   §  27.  Paragraph  6  of subdivision (d) of section 211 of the limited
 liability company law is amended to read as follows:
   (6) a change in the post office address to  which  [the  secretary  of
 state]  A  PERSON  shall  mail a copy of any process against the limited
 liability company served upon [him or her] THE  SECRETARY  OF  STATE  if
 such  change is made other than pursuant to section three hundred one of
 this chapter;
   § 28. Section 211-A of the limited liability company law, as added  by
 chapter 448 of the laws of 1998, is amended to read as follows:
   §  211-A.  Certificate  of change. (a) A limited liability company may
 amend its articles of organization from time to time to (i)  specify  or
 change  the  location  of  the  limited liability company's office; (ii)
 specify or change the post office address to  which  [the  secretary  of
 state]  A  PERSON  shall  mail a copy of any process against the limited
 liability company served upon [him] THE SECRETARY OF  STATE;  and  (iii)
 make, revoke or change the designation of a registered agent, or specify
 or  change  the  address  of  the registered agent. Any one or more such
 changes may be accomplished by filing  a  certificate  of  change  which

 S. 7508                            78                            A. 9508
 
 shall  be  entitled  "Certificate  of Change of ....... (name of limited
 liability company) under section 211-A of the Limited Liability  Company
 Law"  and  shall  be signed and delivered to the department of state. It
 shall set forth:
   (1)  the  name  of  the  limited liability company, and if it has been
 changed, the name under which it was formed;
   (2) the date the articles of organization were filed by the department
 of state; and
   (3) each change effected thereby.
   (b) A certificate of change which changes only the post office address
 to which [the secretary of state] A PERSON shall  mail  a  copy  of  any
 process  against  a  limited  liability company served upon [him or] THE
 SECRETARY OF STATE AND/OR the address of the registered agent,  provided
 such  address  being  changed  is  the address of a person, partnership,
 LIMITED LIABILITY COMPANY or corporation whose address, as agent, is the
 address to be changed or who has been designated as registered agent for
 such limited liability company  may  be  signed  and  delivered  to  the
 department  of  state by such agent. The certificate of change shall set
 forth the statements required under subdivision  (a)  of  this  section;
 that  a notice of the proposed change was mailed to the domestic limited
 liability company by the party signing the  certificate  not  less  than
 thirty days prior to the date of delivery to the department of state and
 that  such  domestic limited liability company has not objected thereto;
 and that the party signing the certificate is the agent of such  limited
 liability  company to whose address [the secretary of state] A PERSON is
 required to mail copies of process SERVED ON THE SECRETARY OF  STATE  or
 the  registered  agent,  if  such  be the case. A certificate signed and
 delivered under this subdivision shall not be deemed to effect a  change
 of  location  of  the  office  of the limited liability company in whose
 behalf such certificate is filed.
   § 29. Paragraph 2 of subdivision (b) of section  213  of  the  limited
 liability company law is amended to read as follows:
   (2)  to  change  the  post  office  address to which [the secretary of
 state] A PERSON shall mail a copy of any  process  against  the  limited
 liability company served upon [him or her] THE SECRETARY OF STATE; and
   § 30. Subdivisions (c) and (e) of section 301 of the limited liability
 company  law, subdivision (e) as amended by section 5 of part S of chap-
 ter 59 of the laws of 2015, are amended to read as follows:
   (c) ANY DESIGNATED POST OFFICE ADDRESS MAINTAINED BY THE SECRETARY  OF
 STATE AS AGENT OF A DOMESTIC LIMITED LIABILITY COMPANY OR FOREIGN LIMIT-
 ED  LIABILITY  COMPANY  FOR  THE PURPOSE OF MAILING PROCESS SHALL BE THE
 POST OFFICE ADDRESS, WITHIN OR WITHOUT THE  STATE,  TO  WHICH  A  PERSON
 SHALL MAIL PROCESS AGAINST SUCH LIMITED LIABILITY COMPANY AS REQUIRED BY
 THIS  ARTICLE. Any designated post office address to which the secretary
 of state OR A PERSON shall mail a copy of process served  upon  [him  or
 her]  THE  SECRETARY  OF  STATE as agent of a domestic limited liability
 company or a foreign limited liability company shall continue until  the
 filing  of  a  certificate under this chapter directing the mailing to a
 different post office address.
   [(e)] (D) (1) Except as otherwise provided in this subdivision,  every
 limited liability company to which this chapter applies, shall biennial-
 ly  in  the  calendar month during which its articles of organization or
 application for authority were filed, or effective date thereof if stat-
 ed, file on forms prescribed by the  secretary  of  state,  a  statement
 setting  forth  the  post office address within or without this state to
 which [the secretary of state] A PERSON shall mail a copy of any process

 S. 7508                            79                            A. 9508
 
 accepted against it served upon [him or her]  THE  SECRETARY  OF  STATE.
 Such  address  shall  supersede  any  previous  address on file with the
 department of state for this purpose.
   (2)  The  commissioner  of  taxation  and finance and the secretary of
 state may agree to allow limited  liability  companies  to  include  the
 statement  specified in paragraph one of this subdivision on tax reports
 filed with the department of taxation and finance in  lieu  of  biennial
 statements  and  in  a manner prescribed by the commissioner of taxation
 and finance.  If this agreement is made,  starting  with  taxable  years
 beginning  on or after January first, two thousand sixteen, each limited
 liability company required to file the statement specified in  paragraph
 one  of  this  subdivision  that is subject to the filing fee imposed by
 paragraph three of subsection (c) of section six hundred fifty-eight  of
 the  tax  law  shall  provide  such statement annually on its filing fee
 payment form filed with the department of taxation and finance  in  lieu
 of  filing  a statement under this section with the department of state.
 However, each limited liability company required  to  file  a  statement
 under this section must continue to file the biennial statement required
 by this section with the department of state until the limited liability
 company  in fact has filed a filing fee payment form with the department
 of taxation and finance that includes all  required  information.  After
 that time, the limited liability company shall continue to provide annu-
 ally the statement specified in paragraph one of this subdivision on its
 filing  fee  payment  form in lieu of the biennial statement required by
 this subdivision.
   (3) If the agreement described in paragraph two of this subdivision is
 made, the department of  taxation  and  finance  shall  deliver  to  the
 department  of  state  the  statement specified in paragraph one of this
 subdivision contained on filing fee payment  forms.  The  department  of
 taxation  and  finance  must,  to  the extent feasible, also include the
 current name of the limited liability company, department of state iden-
 tification number for such limited liability company, the  name,  signa-
 ture  and  capacity  of  the  signer  of  the statement, name and street
 address of the filer of the statement, and the email address, if any, of
 the filer of the statement.
   § 31. Paragraphs 2 and 3 of  subdivision  (a),  subparagraph  (ii)  of
 paragraph  2  and subparagraph (ii) of paragraph 3 of subdivision (e) of
 section 301-A of the limited liability company law, as added by  chapter
 448 of the laws of 1998, are amended to read as follows:
   (2)  that  the address of the party has been designated by the limited
 liability company as the post office address to which [the secretary  of
 state] A PERSON shall mail a copy of any process served on the secretary
 of  state  as agent for such limited liability company, SUCH ADDRESS and
 that such party wishes to resign.
   (3) that AT LEAST  sixty days prior to the filing of  the  certificate
 of  resignation  FOR RECEIPT OF PROCESS with the department of state the
 party has sent a copy of the certificate of resignation for  receipt  of
 process by registered or certified mail to the address of the registered
 agent  of  the  designated  limited liability company, if other than the
 party filing the certificate of resignation[,] for receipt  of  process,
 or  if  the  [resigning]  DESIGNATING  limited  liability company has no
 registered agent, then to the last address  of  the  designated  limited
 liability  company  known  to the party, specifying the address to which
 the copy was sent. If there is no registered agent and no known  address
 of  the designating limited liability company, the party shall attach an
 affidavit to the certificate stating that a  diligent  but  unsuccessful

 S. 7508                            80                            A. 9508
 
 search  was  made  by the party to locate the limited liability company,
 specifying what efforts were made.
   (ii)  sent  by or on behalf of the plaintiff to such limited LIABILITY
 company by registered or certified mail with return receipt requested to
 the last address of such limited liability company known to  the  plain-
 tiff.
   (ii)  Where  service  of  a copy of process was effected by mailing in
 accordance with this section, proof of service shall be by affidavit  of
 compliance  with  this  section filed, together with the process, within
 thirty days after receipt of the return receipt signed  by  the  limited
 liability company or other official proof of delivery or of the original
 envelope  mailed.  If a copy of the process is mailed in accordance with
 this section, there shall be filed  with  the  affidavit  of  compliance
 either  the  return  receipt signed by such limited LIABILITY company or
 other official proof of delivery, if acceptance was refused by  it,  the
 original envelope with a notation by the postal authorities that accept-
 ance  was  refused.  If  acceptance was refused a copy of the notice and
 process together with notice of the mailing by registered  or  certified
 mail  and  refusal  to  accept  shall  be  promptly sent to such limited
 liability company at the same address by ordinary mail and the affidavit
 of compliance shall so state. Service of process shall be  complete  ten
 days  after  such  papers  are  filed  with  the clerk of the court. The
 refusal to accept delivery of the registered or  certified  mail  or  to
 sign the return receipt shall not affect the validity of the service and
 such  limited  liability  company  refusing to accept such registered or
 certified mail shall be charged with knowledge of the contents thereof.
   § 32. Subdivision (a) of section 303 of the limited liability  company
 law,  as  relettered  by  chapter 341 of the laws of 1999, is amended to
 read as follows:
   (a) Service of process on the secretary of state as agent of a  domes-
 tic limited liability company [or], authorized foreign limited liability
 company,  OR  OTHER BUSINESS ENTITY THAT HAS DESIGNATED THE SECRETARY OF
 STATE AS AGENT FOR SERVICE OF PROCESS PURSUANT TO ARTICLE  TEN  OF  THIS
 CHAPTER,  SHALL  BE  MADE  BY  MAILING THE PROCESS AND NOTICE OF SERVICE
 THEREOF BY CERTIFIED MAIL, RETURN RECEIPT  REQUESTED,  TO  SUCH  LIMITED
 LIABILITY  COMPANY  OR OTHER BUSINESS ENTITY, AT THE POST OFFICE ADDRESS
 ON FILE IN THE DEPARTMENT OF STATE SPECIFIED FOR THIS  PURPOSE.  ON  THE
 SAME DAY AS SUCH PROCESS IS MAILED, A DUPLICATE COPY OF SUCH PROCESS AND
 PROOF OF MAILING shall be [made by] personally [delivering] DELIVERED to
 and  [leaving] LEFT with the secretary of state or his or her deputy, or
 with any person authorized by the secretary of  state  to  receive  such
 service, at the office of the department of state in the city of Albany,
 [duplicate  copies  of  such  process]  together with the statutory fee,
 which fee shall be a taxable disbursement.  PROOF OF MAILING SHALL BE BY
 AFFIDAVIT OF COMPLIANCE WITH THIS SECTION. Service of  process  on  such
 limited  liability  company  OR  OTHER BUSINESS ENTITY shall be complete
 when the secretary of state is so served. [The secretary of state  shall
 promptly  send  one  of  such  copies  by certified mail, return receipt
 requested, to such limited liability company at the post office  address
 on file in the department of state specified for that purpose.]
   §  33.  Section 305 of the limited liability company law is amended to
 read as follows:
   § 305. Records of process served on  the  secretary  of  state.    The
 [secretary  of  state]  DEPARTMENT  OF STATE shall keep a record of each
 process served upon the secretary of state under this chapter, including
 the date of such service [and the action of the secretary of state  with

 S. 7508                            81                            A. 9508

 reference thereto]. IT SHALL, UPON REQUEST MADE WITHIN TEN YEARS OF SUCH
 SERVICE, ISSUE A CERTIFICATE UNDER ITS SEAL CERTIFYING AS TO THE RECEIPT
 OF  THE  PROCESS  BY  AN  AUTHORIZED  PERSON, THE DATE AND PLACE OF SUCH
 SERVICE  AND  THE  RECEIPT OF THE STATUTORY FEE. PROCESS SERVED UPON THE
 SECRETARY OF STATE UNDER THIS CHAPTER SHALL BE DESTROYED BY THE  DEPART-
 MENT OF STATE AFTER A PERIOD OF TEN YEARS FROM SUCH SERVICE.
   §  34.  Paragraph  4  of subdivision (a) of section 802 of the limited
 liability company law, as amended by chapter 470 of the laws of 1997, is
 amended to read as follows:
   (4) a designation of the secretary of state as  its  agent  upon  whom
 process  against it may be served and the post office address, within or
 without this state, to which [the secretary of  state]  A  PERSON  shall
 mail  a  copy  of  any  process  against it served upon [him or her] THE
 SECRETARY OF STATE;
   § 35. Section 804-A of the limited liability company law, as added  by
 chapter 448 of the laws of 1998, is amended to read as follows:
   § 804-A. Certificate of change. (a) A foreign limited liability compa-
 ny  may  amend  its  application  for authority from time to time to (i)
 specify or change  the  location  of  the  limited  liability  company's
 office;  (ii)  specify  or  change the post office address to which [the
 secretary of state] A PERSON shall mail a copy of  any  process  against
 the  limited liability company served upon [him] THE SECRETARY OF STATE;
 and (iii) to make, revoke or change  the  designation  of  a  registered
 agent,  or  to  specify or change the address of a registered agent. Any
 one or more such changes may be accomplished by filing a certificate  of
 change  which shall be entitled "Certificate of Change of ........ (name
 of limited liability company) under section 804-A of the Limited Liabil-
 ity Company Law" and shall be signed and delivered to the department  of
 state. It shall set forth:
   (1) the name of the foreign limited liability company and, if applica-
 ble, the fictitious name the limited liability company has agreed to use
 in this state pursuant to section eight hundred two of this article;
   (2) the date its application for authority was filed by the department
 of state; and
   (3) each change effected thereby[,].
   (b) A certificate of change which changes only the post office address
 to  which  [the  secretary  of  state] A PERSON shall mail a copy of any
 process against a foreign limited liability company served upon [him or]
 THE SECRETARY OF STATE AND/OR  the  address  of  the  registered  agent,
 provided such address being changed is the address of a person, partner-
 ship [or], corporation OR OTHER LIMITED LIABILITY COMPANY whose address,
 as  agent,  is  the address to be  changed or who has been designated as
 registered agent for such limited liability company may  be  signed  and
 delivered  to  the department of state by such agent. The certificate of
 change shall set forth the statements required under subdivision (a)  of
 this  section;  that  a  notice of the proposed change was mailed to the
 foreign limited liability company by the party signing  the  certificate
 not  less  than thirty days prior to the date of delivery to the depart-
 ment of state and that such foreign limited liability  company  has  not
 objected  thereto;  and  that  the  party signing the certificate is the
 agent of such foreign limited liability company to  whose  address  [the
 secretary  of  state]  A  PERSON  is  required to mail copies of process
 SERVED ON THE SECRETARY OF STATE or the registered agent, if such be the
 case. A certificate signed and delivered under  this  subdivision  shall
 not  be  deemed  to  effect  a  change  of location of the office of the

 S. 7508                            82                            A. 9508
 
 foreign limited liability company in whose behalf  such  certificate  is
 filed.
   §  36.  Paragraph  6  of subdivision (b) of section 806 of the limited
 liability company law is amended to read as follows:
   (6) a post office address, within or without this state, to which [the
 secretary of state] A PERSON shall mail a copy of any process against it
 served upon [him or her] THE SECRETARY OF STATE.
   § 37. Paragraph 11 of subdivision (a) of section 1003 of  the  limited
 liability company law, as amended by chapter 374 of the laws of 1998, is
 amended to read as follows:
   (11)  a  designation  of the secretary of state as its agent upon whom
 process against it may be served in the  manner  set  forth  in  article
 three  of  this  chapter in any action or special proceeding, and a post
 office address, within or without this state, to which [the secretary of
 state] A PERSON shall mail a copy of any process  served  upon  [him  or
 her]  THE  SECRETARY  OF STATE. Such post office address shall supersede
 any prior address designated as the address to which  process  shall  be
 mailed;
   §  38.  Clause  (iv) of subparagraph (A) of paragraph 2 of subdivision
 (c) of section 1203 of the limited liability company law, as amended  by
 chapter 44 of the laws of 2006, is amended to read as follows:
   (iv)  a  statement  that the secretary of state has been designated as
 agent of the professional service limited liability  company  upon  whom
 process  against it may be served and the post office address, within or
 without this state, to which [the secretary of  state]  A  PERSON  shall
 mail  a  copy  of  any  process  against it served upon [him or her] THE
 SECRETARY OF STATE;
   § 39. Paragraph 6 of subdivision (a) and subparagraph 5  of  paragraph
 (i)  of subdivision (d) of section 1306 of the limited liability company
 law, subparagraph 5 of paragraph (i) of subdivision (d)  as  amended  by
 chapter 44 of the laws of 2006, are amended to read as follows:
   (6)  a  designation  of  the secretary of state as its agent upon whom
 process against it may be served and the post office address, within  or
 without  this  state,  to  which [the secretary of state] A PERSON shall
 mail a copy of any process against it  served  upon  [him  or  her]  THE
 SECRETARY OF STATE; and
   (5)  a  statement  that  the secretary of state has been designated as
 agent of the foreign professional service limited liability company upon
 whom process against it may be served and the post office address, with-
 in or without this state, to which [the secretary  of  state]  A  PERSON
 shall mail a copy of any process against it served upon [him or her] THE
 SECRETARY OF STATE;
   §  40.  Paragraph (d) of section 304 of the not-for-profit corporation
 law, as amended by chapter 358 of the laws of 2015, is amended  to  read
 as follows:
   (d)  ANY DESIGNATED POST OFFICE ADDRESS MAINTAINED BY THE SECRETARY OF
 STATE AS AGENT OF A DOMESTIC NOT-FOR-PROFIT CORPORATION OR FOREIGN  NOT-
 FOR-PROFIT  CORPORATION  FOR THE PURPOSE OF MAILING PROCESS SHALL BE THE
 POST OFFICE ADDRESS, WITHIN OR WITHOUT THE  STATE,  TO  WHICH  A  PERSON
 SHALL MAIL PROCESS AGAINST SUCH CORPORATION AS REQUIRED BY THIS ARTICLE.
 Any  designated [post-office] POST OFFICE address to which the secretary
 of state OR A PERSON shall mail a copy of process served  upon  [him  or
 her]  THE  SECRETARY  OF STATE as agent of a domestic corporation formed
 under article four of this chapter or foreign corporation, shall contin-
 ue until the filing of a certificate under this  chapter  directing  the
 mailing to a different [post-office] POST OFFICE address.

 S. 7508                            83                            A. 9508
 
   §  41.  Paragraph (a) of section 305 of the not-for-profit corporation
 law, as amended by chapter 549 of the laws of 2013, is amended  to  read
 as follows:
   (a)  Every  domestic corporation or authorized foreign corporation may
 designate a registered agent in this state  upon  whom  process  against
 such  corporation may be served. The agent shall be a natural person who
 is a resident of or has a business address in this state or  a  domestic
 corporation  or  foreign corporation of any kind formed[,] or authorized
 to do business in this state[,] under this chapter or  under  any  other
 statute  of  this  state,  OR  A DOMESTIC LIMITED LIABILITY COMPANY OR A
 FOREIGN LIMITED LIABILITY COMPANY AUTHORIZED  TO  DO  BUSINESS  IN  THIS
 STATE.
   §  42.  Paragraph (b) of section 306 of the not-for-profit corporation
 law, as amended by chapter 23 of the laws of 2014, is amended to read as
 follows:
   (b) Service of process on the secretary of state as agent of a  domes-
 tic  corporation formed under article four of this chapter or an author-
 ized foreign corporation shall be made by MAILING THE PROCESS AND NOTICE
 OF SERVICE THEREOF BY CERTIFIED MAIL, RETURN RECEIPT REQUESTED, TO  SUCH
 CORPORATION OR OTHER BUSINESS ENTITY, AT THE POST OFFICE ADDRESS ON FILE
 IN  THE  DEPARTMENT OF STATE SPECIFIED FOR THIS PURPOSE. ON THE SAME DAY
 THAT SUCH PROCESS IS MAILED, A DUPLICATE COPY OF SUCH PROCESS AND  PROOF
 OF  MAILING  SHALL BE personally [delivering] DELIVERED to and [leaving]
 LEFT with the secretary of state or his  or  her  deputy,  or  with  any
 person  authorized by the secretary of state to receive such service, at
 the office of the department of state in the city of Albany,  [duplicate
 copies of such process] together with the statutory fee, which fee shall
 be  a  taxable disbursement.   PROOF OF MAILING SHALL BE BY AFFIDAVIT OF
 COMPLIANCE WITH THIS SECTION. Service of process on such corporation  OR
 OTHER  BUSINESS  ENTITY shall be complete when the secretary of state is
 so served.  [The secretary of state shall  promptly  send  one  of  such
 copies by certified mail, return receipt requested, to such corporation,
 at  the  post office address, on file in the department of state, speci-
 fied for the purpose.] If a domestic corporation  formed  under  article
 four  of  this  chapter or an authorized foreign corporation has no such
 address on file in the department of  state,  the  [secretary  of  state
 shall  so  mail  such]  DUPLICATE copy OF THE PROCESS SHALL BE MAILED to
 such corporation at the address of its office within this state on  file
 in the department.
   §  43.  Subparagraph 6 of paragraph (a) of section 402 of the not-for-
 profit corporation law, as added by chapter 564 of the laws of 1981  and
 as  renumbered by chapter 132 of the laws of 1985, is amended to read as
 follows:
   (6) A designation of the secretary of state as  agent  of  the  corpo-
 ration  upon  whom  process against it may be served and the post office
 address, within or without this state, to which [the secretary of state]
 A PERSON shall mail a copy of any process against it served  upon  [him]
 THE SECRETARY OF STATE.
   §  44.  Subparagraph 7 of paragraph (b) of section 801 of the not-for-
 profit corporation law, as amended by chapter 438 of the laws  of  1984,
 is amended to read as follows:
   (7)  To specify or change the post office address to which [the secre-
 tary of state] A PERSON shall mail a copy of  any  process  against  the
 corporation served upon [him] THE SECRETARY OF STATE.

 S. 7508                            84                            A. 9508
 
   §  45.  Subparagraph 2 of paragraph (c) of section 802 of the not-for-
 profit corporation law, as amended by chapter 186 of the laws  of  1983,
 is amended to read as follows:
   (2)  To specify or change the post office address to which [the secre-
 tary of state] A PERSON shall mail a copy of  any  process  against  the
 corporation served upon [him] THE SECRETARY OF STATE.
   §  46.  Subparagraph 6 of paragraph (a) of section 803 of the not-for-
 profit corporation law, as amended by chapter 23 of the laws of 2014, is
 amended to read as follows:
   (6) A designation of the secretary of state as  agent  of  the  corpo-
 ration  upon  whom  process against it may be served and the post office
 address,   within or without this state,  to  which  [the  secretary  of
 state]  A PERSON shall mail a copy of any process against it served upon
 the secretary OF STATE.
   § 47. Paragraph (b) of section 803-A of the not-for-profit corporation
 law, as amended by chapter 172 of the laws of 1999, is amended  to  read
 as follows:
   (b) A certificate of change which changes only the post office address
 to  which  [the  secretary  of  state] A PERSON shall mail a copy of any
 process against the corporation served upon [him or]  THE  SECRETARY  OF
 STATE  AND/OR the address of the registered agent, provided such address
 being changed is the address of a person, partnership, LIMITED LIABILITY
 COMPANY or other corporation whose address, as agent, is the address  to
 be  changed  or  who  has  been  designated as registered agent for such
 corporation, may be signed and delivered to the department of  state  by
 such  agent.  The  certificate  of change shall set forth the statements
 required under subparagraphs (1), (2) and (3) of paragraph (a)  of  this
 section;  that  a notice of the proposed change was mailed to the corpo-
 ration by the party signing the certificate not less  than  thirty  days
 prior  to  the  date  of delivery to the department and that such corpo-
 ration has not objected thereto; and that the party signing the  certif-
 icate  is  the agent of such corporation to whose address [the secretary
 of state] A PERSON is required to mail copies of any process against the
 corporation served upon [him] THE SECRETARY OF STATE or  the  registered
 agent,  if  such  be  the case. A certificate signed and delivered under
 this paragraph shall not be deemed to effect a change of location of the
 office of the corporation in whose behalf such certificate is filed.
   § 48. Clause (E) of subparagraph 2 of paragraph (d) of section 906  of
 the  not-for-profit  corporation  law, as amended by chapter 1058 of the
 laws of 1971, is amended to read as follows:
   (E) A designation of the secretary of state as  its  agent  upon  whom
 process  against  it  may be served in the manner set forth in paragraph
 (b) of section 306 (Service  of  process),  in  any  action  or  special
 proceeding  described  in [subparagraph] CLAUSE (D) OF THIS SUBPARAGRAPH
 and a post office address, within or without this state, to  which  [the
 secretary  of  state]  A PERSON shall mail a copy of the process in such
 action or special proceeding SERVED UPON THE SECRETARY OF STATE.
   § 49. Clause (F) of subparagraph 2 of paragraph (d) of section 908  of
 the not-for-profit corporation law is amended to read as follows:
   (F)  A  designation  of the secretary of state as [his] ITS agent upon
 whom process against it may be served in the manner set forth  in  para-
 graph  (b) of section 306 (Service of process), in any action or special
 proceeding described in [subparagraph] CLAUSE (D) OF  THIS  SUBPARAGRAPH
 and  a  post  office address, within or without the state, to which [the
 secretary of state] A PERSON shall mail a copy of the  process  in  such
 action or special proceeding SERVED UPON BY THE SECRETARY OF STATE.

 S. 7508                            85                            A. 9508
 
   §  50. Subparagraph 6 of paragraph (a) of section 1304 of the not-for-
 profit corporation law, as renumbered by chapter  590  of  the  laws  of
 1982, is amended to read as follows:
   (6)  A  designation  of  the secretary of state as its agent upon whom
 process against it may be served and the post office address, within  or
 without  this  state,  to  which [the secretary of state] A PERSON shall
 mail a copy of any process against it served upon [him] THE SECRETARY OF
 STATE.
   § 51. Subparagraph 7 of paragraph (a) of section 1308 of the  not-for-
 profit  corporation  law,  as  renumbered  by chapter 186 of the laws of
 1983, is amended to read as follows:
   (7) To specify or change the post office address to which [the  secre-
 tary  of  state]  A  PERSON  shall mail a copy of any process against it
 served upon [him] THE SECRETARY OF STATE.
   § 52. Subparagraph 2 of paragraph (a) and  paragraph  (c)  of  section
 1310  of the not-for-profit corporation law, paragraph (c) as amended by
 chapter 172 of the laws of 1999, are amended to read as follows:
   (2) To specify or change the post office address to which [the  secre-
 tary  of  state]  A  PERSON  shall mail a copy of any process against it
 served upon [him] THE SECRETARY OF STATE.
   (c) A certificate of change of application for authority which changes
 only the post office address to which [the secretary of state] A  PERSON
 shall  mail  a  copy of any process against an authorized foreign corpo-
 ration served upon [him or] THE SECRETARY OF STATE AND/OR which  changes
 the  address  of  its  registered  agent,  provided  such address is the
 address of a person, partnership, LIMITED  LIABILITY  COMPANY  or  other
 corporation whose address, as agent, is the address to be changed or who
 has  been  designated  as  registered  agent for such authorized foreign
 corporation, may be signed and delivered to the department of  state  by
 such agent. The certificate of change of application for authority shall
 set  forth the statements required under subparagraphs (1), (2), (3) and
 (4) of paragraph (b) of this section; that  a  notice  of  the  proposed
 change was mailed by the party signing the certificate to the authorized
 foreign  corporation  not  less  than  thirty  days prior to the date of
 delivery to the department and that such corporation  has  not  objected
 thereto; and that the party signing the certificate is the agent of such
 foreign  corporation  to whose address [the secretary of state] A PERSON
 is required to mail copies of process SERVED ON THE SECRETARY  OF  STATE
 or  the  registered agent, if such be the case. A certificate signed and
 delivered under this paragraph shall not be deemed to effect a change of
 location of the office of the corporation in whose behalf  such  certif-
 icate is filed.
   §  53. Subparagraph 6 of paragraph (a) and subparagraph 4 of paragraph
 (d) of section 1311 of the not-for-profit corporation law are amended to
 read as follows:
   (6) A post office address, within or without this state, to which [the
 secretary of state] A PERSON shall mail a copy of any process against it
 served upon [him] THE SECRETARY OF STATE.
   (4) The changed post office address, within or without this state,  to
 which [the secretary of state] A PERSON shall mail a copy of any process
 against it served upon [him] THE SECRETARY OF STATE.
   §  54.  Section 1312 of the not-for-profit corporation law, as amended
 by chapter 375 of the laws of 1998, is amended to read as follows:
 § 1312. Termination of existence.
   When an authorized foreign corporation is dissolved or  its  authority
 or existence is otherwise terminated or cancelled in the jurisdiction of

 S. 7508                            86                            A. 9508
 
 its  incorporation  or  when  such foreign corporation is merged into or
 consolidated with another foreign  corporation,  a  certificate  of  the
 secretary of state, or official performing the equivalent function as to
 corporate  records, of the jurisdiction of incorporation of such foreign
 corporation attesting to the occurrence of any such event or a certified
 copy of an order or decree of a court of such jurisdiction directing the
 dissolution of such foreign corporation, the termination of  its  exist-
 ence  or  the  cancellation  of  its authority shall be delivered to the
 department of state.  The filing of the  certificate,  order  or  decree
 shall  have  the same effect as the filing of a certificate of surrender
 of authority under section 1311 (Surrender of authority).  The secretary
 of state shall continue as agent of the foreign  corporation  upon  whom
 process  against  it  may be served in the manner set forth in paragraph
 (b) of section 306 (Service  of  process),  in  any  action  or  special
 proceeding  based  upon  any  liability  or  obligation  incurred by the
 foreign corporation within this  state  prior  to  the  filing  of  such
 certificate,  order  or  decree and [he] THE PERSON SERVING SUCH PROCESS
 shall promptly cause a copy of any such process to be mailed by  [regis-
 tered]  CERTIFIED mail, return receipt requested, to such foreign corpo-
 ration at the post office address on  file  [in  his  office]  WITH  THE
 DEPARTMENT  specified  for such purpose.  The post office address may be
 changed by signing and delivering to the department of state  a  certif-
 icate of change setting forth the statements required under section 1310
 (Certificate  of change, contents) to effect a change in the post office
 address under subparagraph [(a) (4)] (7) OF  PARAGRAPH  (A)  of  section
 1308 (Amendments or changes).
   §  55.  Subdivision  (c) of section 121-104 of the partnership law, as
 added by chapter 950 of the laws of 1990, is amended to read as follows:
   (c) ANY DESIGNATED POST OFFICE ADDRESS MAINTAINED BY THE SECRETARY  OF
 STATE  AS  AGENT  OF  A  DOMESTIC LIMITED PARTNERSHIP OR FOREIGN LIMITED
 PARTNERSHIP FOR THE PURPOSE OF MAILING PROCESS SHALL BE THE POST  OFFICE
 ADDRESS, WITHIN OR WITHOUT THE STATE, TO WHICH A PERSON SHALL MAIL PROC-
 ESS  AGAINST  SUCH  LIMITED PARTNERSHIP AS REQUIRED BY THIS ARTICLE. Any
 designated post office address to which the  secretary  of  state  OR  A
 PERSON  shall  mail a copy of process served upon [him] THE SECRETARY OF
 STATE as agent of a domestic  limited  partnership  or  foreign  limited
 partnership  shall continue until the filing of a certificate under this
 article directing the mailing to a different post office address.
   § 56. Paragraphs 1, 2 and 3 of subdivision (a) of section 121-104-A of
 the partnership law, as added by chapter 448 of the laws  of  1998,  are
 amended to read as follows:
   (1)  the  name of the limited partnership and the date that its [arti-
 cles of organization] CERTIFICATE OF LIMITED PARTNERSHIP or  application
 for authority was filed by the department of state.
   (2)  that  the address of the party has been designated by the limited
 partnership as the post office address to which [the secretary of state]
 A PERSON shall mail a copy of any process served  on  the  secretary  of
 state  as agent for such limited partnership, and that such party wishes
 to resign.
   (3) that AT LEAST sixty days prior to the filing of the certificate of
 resignation FOR RECEIPT OF PROCESS with  the  department  of  state  the
 party  has  sent a copy of the certificate of resignation for receipt of
 process by registered or certified mail to the address of the registered
 agent of the [designated] DESIGNATING limited partnership, if other than
 the party filing the certificate of resignation[,] for receipt of  proc-
 ess, or if the [resigning] DESIGNATING limited partnership has no regis-

 S. 7508                            87                            A. 9508
 
 tered  agent,  then  to the last address of the [designated] DESIGNATING
 limited partnership, known to the party, specifying the address to which
 the copy was sent. If there is no registered agent and no known  address
 of the designating limited partnership the party shall attach an affida-
 vit  to  the certificate stating that a diligent but unsuccessful search
 was made by the party to locate the limited partnership, specifying what
 efforts were made.
   § 57. Subdivision (a) of section 121-105 of the  partnership  law,  as
 added by chapter 950 of the laws of 1990, is amended to read as follows:
   (a)  In  addition  to  the designation of the secretary of state, each
 limited partnership or authorized foreign limited partnership may desig-
 nate a registered agent upon whom process against the  limited  partner-
 ship  may  be  served.  The  agent must be (i) a natural person who is a
 resident of this state or has a business address  in  this  state,  [or]
 (ii)  a  domestic  corporation or a foreign corporation authorized to do
 business in this state, OR (III) A DOMESTIC LIMITED LIABILITY COMPANY OR
 A FOREIGN LIMITED LIABILITY COMPANY AUTHORIZED TO DO  BUSINESS  IN  THIS
 STATE.
   §  58.  Subdivisions (a) and (c) of section 121-109 of the partnership
 law, as added by chapter 950 of the laws of 1990 and  as  relettered  by
 chapter 341 of the laws of 1999, are amended to read as follows:
   (a)  Service of process on the secretary of state as agent of a domes-
 tic or authorized foreign limited partnership, OR OTHER BUSINESS  ENTITY
 THAT HAS DESIGNATED THE SECRETARY OF STATE AS AGENT FOR SERVICE OF PROC-
 ESS PURSUANT TO THIS CHAPTER, shall be made [as follows:
   (1) By] BY MAILING THE PROCESS AND NOTICE OF SERVICE OF PROCESS PURSU-
 ANT TO THIS SECTION BY CERTIFIED MAIL, RETURN RECEIPT REQUESTED, TO SUCH
 DOMESTIC  OR  AUTHORIZED  FOREIGN  LIMITED PARTNERSHIP OR OTHER BUSINESS
 ENTITY, AT THE POST OFFICE ADDRESS ON FILE IN THE  DEPARTMENT  OF  STATE
 SPECIFIED  FOR THIS PURPOSE. ON THE SAME DAY AS THE PROCESS IS MAILED, A
 DUPLICATE COPY OF SUCH PROCESS AND PROOF OF MAILING SHALL BE  personally
 [delivering]  DELIVERED  to  and  [leaving]  LEFT  with [him or his] THE
 SECRETARY OF STATE OR A deputy, or with any  person  authorized  by  the
 secretary of state to receive such service, at the office of the depart-
 ment  of state in the city of Albany, [duplicate copies of such process]
 together with the statutory fee, which fee shall be a taxable  disburse-
 ment.  PROOF  OF  MAILING  SHALL BE BY AFFIDAVIT OF COMPLIANCE WITH THIS
 SECTION. SERVICE OF PROCESS ON SUCH LIMITED PARTNERSHIP OR  OTHER  BUSI-
 NESS ENTITY SHALL BE COMPLETE WHEN THE SECRETARY OF STATE IS SO SERVED.
   [(2)  The  service  on  the  limited  partnership is complete when the
 secretary of state is so served.
   (3) The secretary of state shall promptly send one of such  copies  by
 certified mail, return receipt requested, addressed to the limited part-
 nership  at the post office address, on file in the department of state,
 specified for that purpose.]
   (c) The [secretary of state] DEPARTMENT OF STATE shall keep  a  record
 of  all process served upon [him] IT under this section and shall record
 therein the date of such service [and his action with  reference  there-
 to]. IT SHALL, UPON REQUEST MADE WITHIN TEN YEARS OF SUCH SERVICE, ISSUE
 A CERTIFICATE UNDER ITS SEAL CERTIFYING AS TO THE RECEIPT OF THE PROCESS
 BY  AN  AUTHORIZED  PERSON,  THE  DATE AND PLACE OF SUCH SERVICE AND THE
 RECEIPT OF THE STATUTORY FEE. PROCESS SERVED UPON THE SECRETARY OF STATE
 UNDER THIS CHAPTER SHALL BE DESTROYED BY THE DEPARTMENT AFTER  A  PERIOD
 OF TEN YEARS FROM SUCH SERVICE.
   §  59.  Paragraph 3 of subdivision (a) and subparagraph 4 of paragraph
 (i) of subdivision (c) of section 121-201 of the partnership law,  para-

 S. 7508                            88                            A. 9508
 
 graph  3  of  subdivision  (a)  as amended by chapter 264 of the laws of
 1991, and subparagraph 4 of paragraph (i) of subdivision (c) as  amended
 by chapter 44 of the laws of 2006, are amended to read as follows:
   (3)  a  designation  of the secretary of state as agent of the limited
 partnership upon whom process against it may  be  served  and  the  post
 office address, within or without this state, to which [the secretary of
 state]  A PERSON shall mail a copy of any process against it served upon
 [him] THE SECRETARY OF STATE;
   (4) a statement that the secretary of state  has  been  designated  as
 agent  of  the  limited  partnership upon whom process against it may be
 served and the post office address, within or  without  this  state,  to
 which [the secretary of state] A PERSON shall mail a copy of any process
 against it served upon [him or her] THE SECRETARY OF STATE;
   §  60.  Paragraph 4 of subdivision (b) of section 121-202 of the part-
 nership law, as amended by chapter 576 of the laws of 1994,  is  amended
 to read as follows:
   (4)  a  change  in the name of the limited partnership, or a change in
 the post office address to which [the secretary of state] A PERSON shall
 mail a copy of any process against the  limited  partnership  served  on
 [him]  THE SECRETARY OF STATE, or a change in the name or address of the
 registered agent, if such change is made other than pursuant to  section
 121-104 or 121-105 of this article.
   §  61.  Section  121-202-A of the partnership law, as added by chapter
 448 of the laws of 1998, paragraph 2 of subdivision (a)  as  amended  by
 chapter 172 of the laws of 1999, is amended to read as follows:
   § 121-202-A. Certificate of change. (a) A certificate of limited part-
 nership  may be changed by filing with the department of state a certif-
 icate of change entitled "Certificate of Change of ..... (name of limit-
 ed  partnership)  under  Section  121-202-A  of  the   Revised   Limited
 Partnership  Act" and shall be signed and delivered to the department of
 state. A certificate of change may (i) specify or change the location of
 the limited partnership's office; (ii) specify or change the post office
 address to which [the secretary of state] A PERSON shall mail a copy  of
 process  against the limited partnership served upon [him] THE SECRETARY
 OF STATE; and (iii) make, revoke or change the designation of  a  regis-
 tered  agent,  or  to  specify  or  change the address of its registered
 agent. It shall set forth:
   (1) the name of the limited partnership, and if it has  been  changed,
 the name under which it was formed;
   (2)  the  date its certificate of limited partnership was filed by the
 department of state; and
   (3) each change effected thereby.
   (b) A certificate of change which changes only the post office address
 to which [the secretary of state] A PERSON shall  mail  a  copy  of  any
 process against a limited partnership served upon [him or] THE SECRETARY
 OF  STATE  AND/OR  the  address  of  the registered agent, provided such
 address being changed is the address of a person,  partnership,  LIMITED
 LIABILITY  CORPORATION  or  corporation  whose address, as agent, is the
 address to be changed or who has been designated as registered agent for
 such limited partnership shall be signed and delivered to the department
 of state by such agent. The certificate of change shall  set  forth  the
 statements required under subdivision (a) of this section; that a notice
 of the proposed change was mailed to the domestic limited partnership by
 the party signing the certificate not less than thirty days prior to the
 date  of  delivery  to  the  department  of state and that such domestic
 limited partnership has not objected thereto; and that the party signing

 S. 7508                            89                            A. 9508
 
 the certificate is the  agent  of  such  limited  partnership  to  whose
 address  [the secretary of state] A PERSON is required to mail copies of
 process SERVED ON THE SECRETARY OF STATE or  the  registered  agent,  if
 such be the case. A certificate signed and delivered under this subdivi-
 sion shall not be deemed to effect a change of location of the office of
 the limited partnership in whose behalf such certificate is filed.
   §  62.  Paragraph 4 of subdivision (a) and subparagraph 5 of paragraph
 (i) of subdivision (d) of section 121-902 of the partnership law,  para-
 graph 4 of subdivision (a) as amended by chapter 172 of the laws of 1999
 and  subparagraph  5  of  paragraph (i) of subdivision (d) as amended by
 chapter 44 of the laws of 2006, are amended to read as follows:
   (4) a designation of the secretary of state as  its  agent  upon  whom
 process  against it may be served and the post office address, within or
 without this state, to which [the secretary of  state]  A  PERSON  shall
 mail a copy of any process against it served upon [him] THE SECRETARY OF
 STATE;
   (5) a statement that the secretary of state has been designated as its
 agent  upon  whom  process  against it may be served and the post office
 address, within or without this state, to which [the secretary of state]
 A PERSON shall mail a copy of any process against it served upon [him or
 her] THE SECRETARY OF STATE;
   § 63. Section 121-903-A of the partnership law, as  added  by  chapter
 448 of the laws of 1998, is amended to read as follows:
   §  121-903-A. Certificate of change. (a) A foreign limited partnership
 may change its application for authority by filing with  the  department
 of  state  a  certificate  of  change  entitled  "Certificate  of Change
 of ........ (name of limited partnership) under Section 121-903-A of the
 Revised Limited Partnership Act" and shall be signed  and  delivered  to
 the  department  of  state.  A  certificate of change may (i) change the
 location of the limited  partnership's  office;  (ii)  change  the  post
 office  address  to which [the secretary of state] A PERSON shall mail a
 copy of process against the limited partnership served  upon  [him]  THE
 SECRETARY  OF STATE; and (iii) make, revoke or change the designation of
 a registered agent, or to specify or change the address  of  its  regis-
 tered agent. It shall set forth:
   (1)  the  name  of the foreign limited partnership and, if applicable,
 the fictitious name the foreign limited partnership has agreed to use in
 this state pursuant to section 121-902 of this article;
   (2) the date its application for authority was filed by the department
 of state; and
   (3) each change effected thereby.
   (b) A certificate of change which changes only the post office address
 to which [the secretary of state] A PERSON shall  mail  a  copy  of  any
 process  against  a foreign limited partnership served upon [him or] THE
 SECRETARY OF STATE AND/OR the address of the registered agent,  provided
 such  address  being  changed  is  the address of a person, partnership,
 LIMITED LIABILITY COMPANY or corporation whose address, as agent, is the
 address to be changed or who has been designated as registered agent for
 such foreign limited partnership shall be signed and  delivered  to  the
 department  of  state by such agent. The certificate of change shall set
 forth the statements required under subdivision  (a)  of  this  section;
 that  a  notice of the proposed change was mailed to the foreign limited
 partnership by the party signing the certificate not  less  than  thirty
 days  prior  to the date of delivery to the department of state and that
 such foreign limited partnership has not objected thereto; and that  the
 party signing the certificate is the agent of such foreign limited part-

 S. 7508                            90                            A. 9508
 
 nership  to  whose address [the secretary of state] A PERSON is required
 to mail copies of process SERVED ON THE SECRETARY OF STATE or the regis-
 tered agent, if such be the case. A  certificate  signed  and  delivered
 under  this  subdivision  shall  not  be  deemed  to  effect a change of
 location of the office of the limited partnership in whose  behalf  such
 certificate is filed.
   §  64.  Paragraph 6 of subdivision (b) of section 121-905 of the part-
 nership law, as added by chapter 950 of the laws of 1990, is amended  to
 read as follows:
   (6) a post office address, within or without this state, to which [the
 secretary of state] A PERSON shall mail a copy of any process against it
 served upon [him] THE SECRETARY OF STATE.
   §  65. Paragraph 7 of subdivision (a) of section 121-1103 of the part-
 nership law, as added by chapter 950 of the laws of 1990, is amended  to
 read as follows:
   (7)  A  designation  of  the secretary of state as its agent upon whom
 process against it may be served in the  manner  set  forth  in  section
 121-109  of this article in any action or special proceeding, and a post
 office address, within or without this state, to which [the secretary of
 state] A PERSON shall mail a copy of any process served upon  [him]  THE
 SECRETARY  OF STATE.  Such post office address shall supersede any prior
 address designated as the address to which process shall be mailed.
   § 66. Subparagraphs 2 and 4 of paragraph (I) and clause 4 of  subpara-
 graph  (A)  of  paragraph (II) of subdivision (a) of section 121-1500 of
 the partnership law, subparagraph 2 of paragraph (I) as added by chapter
 576 of the laws of 1994, subparagraph 4 of paragraph (I) as  amended  by
 chapter  643  of  the laws of 1995 and such paragraph as redesignated by
 chapter 767 of the laws of 2005 and clause  4  of  subparagraph  (A)  of
 paragraph (II) as amended by chapter 44 of the laws of 2006, are amended
 to read as follows:
   (2)  the  address,  WITHIN  THIS STATE, of the principal office of the
 partnership without limited partners;
   (4) a designation of the secretary of state as agent of  the  partner-
 ship without limited partners upon whom process against it may be served
 and  the post office address, within or without this state, to which the
 [secretary of state] A PERSON shall mail a copy of any  process  against
 it or served [upon it] ON THE SECRETARY OF STATE;
   (4)  a  statement  that  the secretary of state has been designated as
 agent of the registered limited liability partnership upon whom  process
 against  it may be served and the post office address, within or without
 this state, to which [the secretary of state] A PERSON shall mail a copy
 of any process against it served upon [him  or  her]  THE  SECRETARY  OF
 STATE;
   § 67. Paragraphs (ii) and (iii) of subdivision (g) of section 121-1500
 of  the partnership law, as amended by section 8 of part S of chapter 59
 of the laws of 2015, are amended to read as follows:
   (ii) the address, WITHIN THIS STATE, of the principal  office  of  the
 registered limited liability partnership, (iii) the post office address,
 within or without this state, to which [the secretary of state] A PERSON
 shall mail a copy of any process accepted against it served upon [him or
 her]  THE SECRETARY OF STATE, which address shall supersede any previous
 address on file with the department of state for this purpose, and
   § 68. Subdivision (j-1) of section 121-1500 of the partnership law, as
 added by chapter 448 of the laws of 1998, is amended to read as follows:
   (j-1) A certificate of change  which  changes  only  the  post  office
 address  to which [the secretary of state] A PERSON shall mail a copy of

 S. 7508                            91                            A. 9508
 
 any process against a registered limited  liability  partnership  served
 upon  [him]  THE SECRETARY OF STATE AND/or the address of the registered
 agent, provided such address being changed is the address of  a  person,
 partnership,  LIMITED LIABILITY COMPANY or corporation whose address, as
 agent, is the address to be changed or who has been designated as regis-
 tered agent for such registered limited liability partnership  shall  be
 signed  and  delivered  to  the  department  of state by such agent. The
 certificate of change shall set forth: (i) the name  of  the  registered
 limited  liability  partnership  and,  if  it has been changed, the name
 under which it was originally filed with the department of  state;  (ii)
 the  date  of  filing  of  its initial registration or notice statement;
 (iii) each change effected thereby; (iv) that a notice of  the  proposed
 change  was  mailed  to  the  limited liability partnership by the party
 signing the certificate not less than thirty days prior to the  date  of
 delivery  to  the  department  of  state and that such limited liability
 partnership has not objected thereto; and (v) that the party signing the
 certificate is the agent of such limited liability partnership to  whose
 address  [the secretary of state] A PERSON is required to mail copies of
 process SERVED ON THE SECRETARY OF STATE or  the  registered  agent,  if
 such be the case. A certificate signed and delivered under this subdivi-
 sion shall not be deemed to effect a change of location of the office of
 the  limited  liability  partnership in whose behalf such certificate is
 filed. The certificate of change shall be accompanied by a fee  of  five
 dollars.
   §  69.  Subdivision (a) of section 121-1502 of the partnership law, as
 amended by chapter 643 of the laws of 1995, paragraph (v) as amended  by
 chapter 470 of the laws of 1997, is amended to read as follows:
   (a)  In  order for a foreign limited liability partnership to carry on
 or conduct or transact business or activities as a New  York  registered
 foreign limited liability partnership in this state, such foreign limit-
 ed  liability  partnership  shall  file  with  the department of state a
 notice which shall set forth: (i)  the  name  under  which  the  foreign
 limited liability partnership intends to carry on or conduct or transact
 business  or  activities  in  this state; (ii) the date on which and the
 jurisdiction in which it registered as a limited liability  partnership;
 (iii)  the  address,  WITHIN  THIS STATE, of the principal office of the
 foreign  limited  liability  partnership;   (iv)   the   profession   or
 professions  to  be practiced by such foreign limited liability partner-
 ship and a statement that it is a foreign limited liability  partnership
 eligible  to  file a notice under this chapter; (v) a designation of the
 secretary of state as agent of the foreign limited liability partnership
 upon whom process against it may be served and the post  office  address
 within or without this state, to which [the secretary of state] A PERSON
 shall  mail  a  copy of any process against it [or] served upon [it] THE
 SECRETARY OF STATE; (vi) if the foreign limited liability partnership is
 to have a registered agent, its name and address in  this  state  and  a
 statement  that  the  registered agent is to be the agent of the foreign
 limited liability partnership  upon  whom  process  against  it  may  be
 served;  (vii)  a statement that its registration as a limited liability
 partnership is effective in the jurisdiction in which it registered as a
 limited liability partnership at the time of the filing of such  notice;
 (viii)  a  statement  that  the foreign limited liability partnership is
 filing a notice in order to obtain  status  as  a  New  York  registered
 foreign  limited  liability partnership; (ix) if the registration of the
 foreign limited liability partnership is to be effective on a date later
 than the time of filing, the date, not to exceed  sixty  days  from  the

 S. 7508                            92                            A. 9508
 
 date  of  filing,  of  such  proposed  effectiveness;  and (x) any other
 matters the foreign limited liability partnership determines to  include
 in  the notice. Such notice shall be accompanied by either (1) a copy of
 the  last  registration  or renewal registration (or similar filing), if
 any, filed by the foreign limited liability partnership with the  juris-
 diction  where it registered as a limited liability partnership or (2) a
 certificate, issued by the jurisdiction where it registered as a limited
 liability partnership, substantially to the  effect  that  such  foreign
 limited  liability  partnership  has  filed  a registration as a limited
 liability partnership which is effective on the date of the  certificate
 (if  such  registration,  renewal  registration  or  certificate is in a
 foreign language, a translation thereof under  oath  of  the  translator
 shall  be  attached thereto). Such notice shall also be accompanied by a
 fee of two hundred fifty dollars.
   § 70. Subparagraphs (ii) and (iii) of paragraph (I) of subdivision (f)
 of section 121-1502 of the partnership law, as amended by section  9  of
 part  S  of  chapter  59  of  the  laws  of 2015, are amended to read as
 follows:
   (ii) the address, WITHIN THIS STATE, of the principal  office  of  the
 New  York  registered  foreign  limited liability partnership, (iii) the
 post office address, within or without this state, to which [the  secre-
 tary  of  state]  A  PERSON  shall  mail  a copy of any process accepted
 against it served upon [him  or  her]  THE  SECRETARY  OF  STATE,  which
 address shall supersede any previous address on file with the department
 of state for this purpose, and
   §  71.  Clause  5 of subparagraph (A) of paragraph (II) of subdivision
 (f) of section 121-1502 of the partnership law, as amended by chapter 44
 of the laws of 2006, is amended to read as follows:
   (5) a statement that the secretary of state  has  been  designated  as
 agent  of  the  foreign  limited liability partnership upon whom process
 against it may be served and the post office address, within or  without
 this state, to which [the secretary of state] A PERSON shall mail a copy
 of  any  process  against  it  served upon [him or her] THE SECRETARY OF
 STATE;
   § 72. Subdivision (i-1) of section 121-1502 of the partnership law, as
 added by chapter 448 of the laws of 1998, is amended to read as follows:
   (i-1) A certificate of change  which  changes  only  the  post  office
 address  to which [the secretary of state] A PERSON shall mail a copy of
 any process against a New  York  registered  foreign  limited  liability
 partnership  served upon [him] THE SECRETARY OF STATE AND/or the address
 of the registered agent, provided such  address  being  changed  is  the
 address  of  a  person, partnership, LIMITED LIABILITY COMPANY or corpo-
 ration whose address, as agent, is the address to be changed or who  has
 been  designated  as registered agent of such registered foreign limited
 liability partnership shall be signed and delivered to the department of
 state by such agent. The certificate of change shall set forth: (i)  the
 name  of  the New York registered foreign limited liability partnership;
 (ii) the date of filing of its initial registration or notice statement;
 (iii) each change effected thereby; (iv) that a notice of  the  proposed
 change  was  mailed  to  the  limited liability partnership by the party
 signing the certificate not less than thirty days prior to the  date  of
 delivery  to  the  department  of  state and that such limited liability
 partnership has not objected thereto; and (v) that the party signing the
 certificate is the agent of such limited liability partnership to  whose
 address  [the secretary of state] A PERSON is required to mail copies of
 process SERVED ON THE SECRETARY OF STATE or  the  registered  agent,  if

 S. 7508                            93                            A. 9508
 
 such be the case. A certificate signed and delivered under this subdivi-
 sion shall not be deemed to effect a change of location of the office of
 the  limited  liability  partnership in whose behalf such certificate is
 filed.  The  certificate of change shall be accompanied by a fee of five
 dollars.
   § 73. Subdivision (a) of section 121-1505 of the partnership  law,  as
 added  by chapter 470 of the laws of 1997, is amended and two new subdi-
 visions (d) and (e) are added to read as follows:
   (a) Service of process on the secretary of state as agent of a  regis-
 tered  limited  liability  partnership  OR  NEW  YORK REGISTERED FOREIGN
 LIMITED LIABILITY PARTNERSHIP under this article shall be made by  MAIL-
 ING  THE PROCESS AND NOTICE OF SERVICE THEREOF BY CERTIFIED MAIL, RETURN
 RECEIPT REQUESTED, TO SUCH REGISTERED LIMITED LIABILITY  PARTNERSHIP  OR
 NEW  YORK  REGISTERED FOREIGN LIMITED LIABILITY PARTNERSHIP, AT THE POST
 OFFICE ADDRESS ON FILE IN THE DEPARTMENT OF  STATE  SPECIFIED  FOR  SUCH
 PURPOSE.  ON THE SAME DATE THAT SUCH PROCESS IS MAILED, A DUPLICATE COPY
 OF SUCH PROCESS AND PROOF OF MAILING TOGETHER WITH  THE  STATUTORY  FEE,
 WHICH FEE SHALL BE A TAXABLE DISBURSEMENT, SHALL BE personally [deliver-
 ing]  DELIVERED  to  and [leaving] LEFT with the secretary of state or a
 deputy, or with any person authorized  by  the  secretary  of  state  to
 receive  such  service,  at the office of the department of state in the
 city of Albany, [duplicate copies of such  process]  together  with  the
 statutory fee, which fee shall be a taxable disbursement. PROOF OF MAIL-
 ING  SHALL  BE  BY AFFIDAVIT OF COMPLIANCE WITH THIS SECTION. Service of
 process on such registered limited liability  partnership  OR  NEW  YORK
 REGISTERED  FOREIGN LIMITED LIABILITY PARTNERSHIP shall be complete when
 the secretary of state is so  served.  [The  secretary  of  state  shall
 promptly  send  one  of  such  copies  by certified mail, return receipt
 requested, to such registered limited liability partnership, at the post
 office address on file in the department of  state  specified  for  such
 purpose.]
   (D) THE DEPARTMENT OF STATE SHALL KEEP A RECORD OF EACH PROCESS SERVED
 UPON  THE  SECRETARY  OF STATE UNDER THIS CHAPTER, INCLUDING THE DATE OF
 SUCH SERVICE. IT SHALL, UPON REQUEST  MADE  WITHIN  TEN  YEARS  OF  SUCH
 SERVICE, ISSUE A CERTIFICATE UNDER ITS SEAL CERTIFYING AS TO THE RECEIPT
 OF  THE  PROCESS  BY  AN  AUTHORIZED  PERSON, THE DATE AND PLACE OF SUCH
 SERVICE AND THE RECEIPT OF THE STATUTORY FEE.  PROCESS SERVED  UPON  THE
 SECRETARY  OF STATE UNDER THIS CHAPTER SHALL BE DESTROYED BY THE DEPART-
 MENT OF STATE AFTER A PERIOD OF TEN YEARS FROM SUCH SERVICE.
   (E) ANY DESIGNATED POST OFFICE ADDRESS MAINTAINED BY THE SECRETARY  OF
 STATE AS AGENT OF A REGISTERED LIMITED LIABILITY PARTNERSHIP OR NEW YORK
 REGISTERED  FOREIGN  LIMITED  LIABILITY  PARTNERSHIP  FOR THE PURPOSE OF
 MAILING PROCESS SHALL BE THE POST OFFICE ADDRESS, WITHIN OR WITHOUT  THE
 STATE, TO WHICH A PERSON SHALL MAIL PROCESS AGAINST SUCH LIMITED LIABIL-
 ITY  COMPANY  AS  REQUIRED  BY THIS ARTICLE. SUCH ADDRESS SHALL CONTINUE
 UNTIL THE FILING OF A CERTIFICATE UNDER THIS CHAPTER DIRECTING THE MAIL-
 ING TO A DIFFERENT POST OFFICE ADDRESS.
   § 74. Subdivision (b) of section 121-1506 of the partnership  law,  as
 added  by  chapter  448  of  the laws of 1998, paragraph 4 as amended by
 chapter 172 of the laws of 1999, is amended to read as follows:
   (b) The party (or the party's legal representative) whose post  OFFICE
 address  has  been  supplied  by  a limited liability partnership as its
 address for process may resign. A certificate entitled  "Certificate  of
 Resignation  for  Receipt  of  Process  under Section 121-1506(b) of the
 Partnership Law" shall be signed by such  party  and  delivered  to  the
 department of state. It shall set forth:

 S. 7508                            94                            A. 9508
 
   (1)  The  name  of the limited liability partnership and the date that
 its certificate of registration was filed by the department of state.
   (2)  That  the address of the party has been designated by the limited
 liability partnership as the post office address to which [the secretary
 of state] A PERSON shall mail a copy of any process served on the secre-
 tary of state as agent for such limited liability partnership  and  that
 such party wishes to resign.
   (3) That AT LEAST sixty days prior to the filing of the certificate of
 resignation  FOR  RECEIPT  OF  PROCESS  with the department of state the
 party has sent a copy of the certificate of resignation for  receipt  of
 process by registered or certified mail to the address of the registered
 agent  of the [designated] DESIGNATING limited liability partnership, if
 other than the party filing the certificate of resignation, for  receipt
 of process, or if the [resigning] DESIGNATING limited liability partner-
 ship  has  no  registered agent, then to the last address of the [desig-
 nated] DESIGNATING limited liability partnership, known  to  the  party,
 specifying the address to which the copy was sent. If there is no regis-
 tered  agent  and  no known address of the designating limited liability
 partnership the party shall attach an affidavit to the certificate stat-
 ing that a diligent but unsuccessful search was made  by  the  party  to
 locate  the  limited liability partnership, specifying what efforts were
 made.
   (4) That the [designated] DESIGNATING limited liability partnership is
 required to deliver to the department of state a certificate  of  amend-
 ment  providing for the designation by the limited liability partnership
 of a new address and that upon its failure to file such certificate, its
 authority to do business in this state shall be suspended.
   § 75. Paragraph 16 of subdivision 1 of  section  103  of  the  private
 housing  finance  law,  as  added  by chapter 22 of the laws of 1970, is
 amended to read as follows:
   (16) A designation of the secretary of state as agent  of  the  corpo-
 ration  upon  whom  process against it may be served and the post office
 address, within or without this state, to which [the secretary of state]
 A PERSON shall mail a copy of any process against it served  upon  [him]
 THE SECRETARY OF STATE.
   §  76.  Subdivision  7  of  section  339-n of the real property law is
 REPEALED and subdivisions 8 and 9 are renumbered subdivisions 7 and 8.
   § 76-a. Subdivision 15 of section  20.03  of  the  arts  and  cultural
 affairs  law, as added by chapter 656 of the laws of 1991, is amended to
 read as follows:
   15. "Non-institutional portion" shall mean the part or  portion  of  a
 combined-use  facility other than the institutional portion. If the non-
 institutional portion, or any part thereof, consists of  a  condominium,
 the  consent  of the trust which has developed or approved the developer
 of such condominium shall be required prior  to  any  amendment  of  the
 declaration  of such condominium pursuant to subdivision [nine] EIGHT of
 section three hundred thirty-nine-n of the real property law  and  prior
 to  any  amendment  of the by-laws of such condominium pursuant to para-
 graph (j) of subdivision one of section three hundred  thirty-nine-v  of
 the  real property law, and whether or not such trust is a unit owner of
 such condominium, it may exercise the rights of the  board  of  managers
 and an aggrieved unit owner under section three hundred thirty-nine-j of
 the real property law in the case of a failure of any unit owner of such
 condominium  to comply with the by-laws of such condominium and with the
 rules, regulations, and decisions adopted pursuant thereto.

 S. 7508                            95                            A. 9508
 
   § 77. Subdivision 2 of section 339-s of  the  real  property  law,  as
 added by chapter 346 of the laws of 1997, is amended to read as follows:
   2.  [Each  such  declaration,  and any amendment or amendments thereof
 shall be filed with the department of state] (A) THE BOARD  OF  MANAGERS
 FOR  EACH CONDOMINIUM SUBJECT TO THIS ARTICLE SHALL FILE WITH THE SECRE-
 TARY OF STATE A CERTIFICATE, IN WRITING, SIGNED, DESIGNATING THE  SECRE-
 TARY  OF  STATE  AS  AGENT  OF  THE  BOARD OF MANAGERS UPON WHOM PROCESS
 AGAINST IT MAY BE SERVED AND THE POST OFFICE ADDRESS TO WHICH  A  PERSON
 SHALL MAIL A COPY OF SUCH PROCESS.  THE CERTIFICATE SHALL BE ACCOMPANIED
 BY A FEE OF SIXTY DOLLARS.
   (B)  ANY  BOARD  OF  MANAGERS MAY CHANGE THE ADDRESS TO WHICH A PERSON
 SHALL MAIL A COPY OF PROCESS SERVED UPON  THE  SECRETARY  OF  STATE,  BY
 FILING  A  SIGNED CERTIFICATE OF AMENDMENT WITH THE DEPARTMENT OF STATE.
 SUCH CERTIFICATE SHALL BE ACCOMPANIED BY A FEE OF SIXTY DOLLARS.
   (C) SERVICE OF PROCESS ON THE SECRETARY OF STATE AS AGENT OF  A  BOARD
 OF  MANAGERS  SHALL BE MADE BY MAILING THE PROCESS AND NOTICE OF SERVICE
 OF PROCESS PURSUANT TO THIS SECTION BY CERTIFIED  MAIL,  RETURN  RECEIPT
 REQUESTED, TO SUCH BOARD OF MANAGERS, AT THE POST OFFICE ADDRESS ON FILE
 IN  THE  DEPARTMENT OF STATE SPECIFIED FOR THIS PURPOSE. ON THE SAME DAY
 THAT SUCH PROCESS IS MAILED, A DUPLICATE COPY OF SUCH PROCESS AND  PROOF
 OF  MAILING SHALL BE PERSONALLY DELIVERED TO AND LEFT WITH THE SECRETARY
 OF STATE OR A DEPUTY, OR WITH ANY PERSON AUTHORIZED BY THE SECRETARY  OF
 STATE  TO RECEIVE SUCH SERVICE, AT THE OFFICE OF THE DEPARTMENT OF STATE
 IN THE CITY OF ALBANY, A DUPLICATE COPY OF SUCH PROCESS  WITH  PROOF  OF
 MAILING  TOGETHER  WITH  THE  STATUTORY  FEE,  WHICH  SHALL BE A TAXABLE
 DISBURSEMENT. PROOF OF MAILING SHALL BE BY AFFIDAVIT OF COMPLIANCE  WITH
 THIS  SECTION.  SERVICE  OF  PROCESS  ON  A  BOARD  OF MANAGERS SHALL BE
 COMPLETE WHEN THE SECRETARY OF STATE IS SO SERVED.
   (D) AS USED IN THIS ARTICLE, "PROCESS" SHALL MEAN JUDICIAL PROCESS AND
 ALL ORDERS, DEMANDS, NOTICES OR OTHER PAPERS REQUIRED  OR  PERMITTED  BY
 LAW  TO  BE PERSONALLY SERVED ON A BOARD OF MANAGERS, FOR THE PURPOSE OF
 ACQUIRING JURISDICTION OF SUCH  BOARD  OF  MANAGERS  IN  ANY  ACTION  OR
 PROCEEDING,  CIVIL  OR CRIMINAL, WHETHER JUDICIAL, ADMINISTRATIVE, ARBI-
 TRATIVE OR OTHERWISE, IN THIS STATE OR IN THE FEDERAL COURTS SITTING  IN
 OR FOR THIS STATE.
   (E) NOTHING IN THIS SECTION SHALL AFFECT THE RIGHT TO SERVE PROCESS IN
 ANY OTHER MANNER PERMITTED BY LAW.
   (F) THE DEPARTMENT OF STATE SHALL KEEP A RECORD OF EACH PROCESS SERVED
 UNDER  THIS  SECTION,  INCLUDING  THE  DATE  OF  SERVICE. IT SHALL, UPON
 REQUEST, MADE WITHIN TEN YEARS OF  SUCH  SERVICE,  ISSUE  A  CERTIFICATE
 UNDER  ITS SEAL CERTIFYING AS TO THE RECEIPT OF PROCESS BY AN AUTHORIZED
 PERSON, THE DATE AND PLACE OF SUCH SERVICE AND THE RECEIPT OF THE STATU-
 TORY FEE. PROCESS SERVED ON THE SECRETARY OF STATE  UNDER  THIS  SECTION
 SHALL  BE  DESTROYED  BY  THE  DEPARTMENT OF STATE AFTER A PERIOD OF TEN
 YEARS FROM SUCH SERVICE.
   (G) ANY DESIGNATED POST OFFICE ADDRESS MAINTAINED BY THE SECRETARY  OF
 STATE AS AGENT OF THE BOARD OF MANAGERS FOR THE PURPOSE OF MAILING PROC-
 ESS  SHALL  BE  THE POST OFFICE ADDRESS, WITHIN OR WITHOUT THE STATE, TO
 WHICH A PERSON SHALL MAIL PROCESS AGAINST SUCH BOARD AS REQUIRED BY THIS
 ARTICLE. SUCH ADDRESS SHALL CONTINUE UNTIL THE FILING OF  A  CERTIFICATE
 UNDER  THIS  CHAPTER  DIRECTING  THE  MAILING TO A DIFFERENT POST OFFICE
 ADDRESS.
   § 78. Subdivisions 3 and 4 of section 442-g of the real property  law,
 as  amended  by  chapter 482 of the laws of 1963, are amended to read as
 follows:

 S. 7508                            96                            A. 9508
 
   3. Service of such process upon the secretary of state shall  be  made
 by  personally delivering to and leaving with [him or his] THE SECRETARY
 OF STATE OR A deputy, or with any person authorized by the secretary  of
 state  to receive such service, at the office of the department of state
 in  the  city  of  Albany, [duplicate copies] A COPY of such process AND
 PROOF OF MAILING together with a fee of five dollars if  the  action  is
 solely  for  the recovery of a sum of money not in excess of two hundred
 dollars and the process is so endorsed, and a fee of ten dollars in  any
 other  action  or proceeding, which fee shall be a taxable disbursement.
 If such process is served  upon  behalf  of  a  county,  city,  town  or
 village, or other political subdivision of the state, the fee to be paid
 to  the  secretary  of  state shall be five dollars, irrespective of the
 amount involved or the nature of the action on  account  of  which  such
 service  of  process is made. [If the cost of registered mail for trans-
 mitting a copy of the process shall exceed two  dollars,  an  additional
 fee  equal  to  such  excess shall be paid at the time of the service of
 such process.] PROOF OF MAILING SHALL BE BY AFFIDAVIT OF COMPLIANCE WITH
 THIS SECTION. Proof of service shall be by affidavit of compliance  with
 this  subdivision  filed  by or on behalf of the plaintiff together with
 the process, within ten days after such service, with the clerk  of  the
 court  in  which  the  action or special proceeding is pending.  Service
 made as provided in this section shall be complete ten days  after  such
 papers  are  filed  with  the clerk of the court and shall have the same
 force and validity as if served on him personally within the  state  and
 within  the territorial jurisdiction of the court from which the process
 issues.
   4. The [secretary of state] PERSON SERVING SUCH PROCESS shall [prompt-
 ly] send [one of] such [copies] PROCESS by [registered] CERTIFIED  mail,
 return  receipt  requested,  to  the  nonresident  broker or nonresident
 salesman at the post office address of his main office as set  forth  in
 the last application filed by him.
   § 79. Subdivision 2 of section 203 of the tax law, as amended by chap-
 ter 100 of the laws of 1964, is amended to read as follows:
   2.    Every  foreign  corporation  (other  than a moneyed corporation)
 subject to the provisions of this article, except a corporation having a
 certificate of authority [under section two hundred twelve of the gener-
 al corporation law] or having authority to  do  business  by  virtue  of
 section  thirteen  hundred  five  of the business corporation law, shall
 file in the department of state a  certificate  of  designation  in  its
 corporate  name, signed and acknowledged by its president or a vice-pre-
 sident or its secretary or treasurer, under its corporate  seal,  desig-
 nating  the  secretary  of  state  as its agent upon whom process in any
 action provided for by this article may be served within this state, and
 setting forth an address to which [the  secretary  of  state]  A  PERSON
 shall  mail a copy of any such process against the corporation which may
 be served upon [him] THE SECRETARY OF STATE.   In case any  such  corpo-
 ration  shall  have  failed  to file such certificate of designation, it
 shall be deemed to have designated the secretary of state as  its  agent
 upon whom such process against it may be served; and until a certificate
 of  designation shall have been filed the corporation shall be deemed to
 have directed [the secretary of state] A PERSON SERVING PROCESS to  mail
 copies of process served upon [him] THE SECRETARY OF STATE to the corpo-
 ration  at  its  last  known office address within or without the state.
 When a certificate of designation has been  filed  by  such  corporation
 [the  secretary  of state] A PERSON SERVING PROCESS shall mail copies of
 process thereafter served upon [him]  THE  SECRETARY  OF  STATE  to  the

 S. 7508                            97                            A. 9508
 
 address  set forth in such certificate.  Any such corporation, from time
 to time, may change the address to which  [the  secretary  of  state]  A
 PERSON is directed to mail copies of process, by filing a certificate to
 that  effect  executed,  signed  and  acknowledged  in  like manner as a
 certificate of designation as herein provided.  Service of process  upon
 any  such  corporation  or  upon any corporation having a certificate of
 authority [under section two hundred twelve of the  general  corporation
 law]  or  having  authority to do business by virtue of section thirteen
 hundred five of the business corporation law, in any action commenced at
 any time pursuant to the provisions of this  article,  may  be  made  by
 either  (1)  personally  delivering to and leaving with the secretary of
 state, a deputy secretary of state or with any person authorized by  the
 secretary  of  state  to  receive such service [duplicate copies] A COPY
 thereof at the office of the department of state in the city of  Albany,
 in  which  event  [the secretary of state] A PERSON SERVING SUCH PROCESS
 shall forthwith send by  [registered]  CERTIFIED  mail,  return  receipt
 requested,  [one  of such copies] A DUPLICATE COPY to the corporation at
 the address designated by it or at its last known office address  within
 or  without  the state, or (2) personally delivering to and leaving with
 the secretary of state, a deputy secretary of state or with  any  person
 authorized  by  the  secretary  of state to receive such service, a copy
 thereof at the office of the department of state in the city  of  Albany
 and  by  delivering  a  copy thereof to, and leaving such copy with, the
 president, vice-president, secretary,  assistant  secretary,  treasurer,
 assistant  treasurer,  or  cashier  of  such corporation, or the officer
 performing corresponding functions under another name, or a director  or
 managing agent of such corporation, personally without the state.  Proof
 of such personal service without the state shall be filed with the clerk
 of  the  court  in  which the action is pending within thirty days after
 such service, and such service shall be complete ten  days  after  proof
 thereof is filed.
   §  80. Section 216 of the tax law, as added by chapter 415 of the laws
 of 1944, the opening paragraph as amended by chapter 100 of the laws  of
 1964  and redesignated by chapter 613 of the laws of 1976, is amended to
 read as follows:
   § 216. Collection of taxes. Every foreign corporation  (other  than  a
 moneyed corporation) subject to the provisions of this article, except a
 corporation having a certificate of authority [under section two hundred
 twelve  of  the general corporation law] or having authority to do busi-
 ness by virtue of section thirteen hundred five of the  business  corpo-
 ration  law,  shall  file  in  the  department of state a certificate of
 designation in its corporate name, signed and acknowledged by its presi-
 dent or a vice-president or its secretary or treasurer, under its corpo-
 rate seal, designating the secretary of state as  its  agent  upon  whom
 process  in any action provided for by this article may be served within
 this state, and setting forth an address  to  which  [the  secretary  of
 state] A PERSON shall mail a copy of any such process against the corpo-
 ration  which  may  be served upon [him] THE SECRETARY OF STATE. In case
 any such corporation shall have  failed  to  file  such  certificate  of
 designation,  it  shall  be  deemed  to have designated the secretary of
 state as its agent upon whom such process against it may be served;  and
 until a certificate of designation shall have been filed the corporation
 shall  be  deemed  to have directed [the secretary of state] A PERSON to
 mail [copies] A COPY of process served upon [him] THE SECRETARY OF STATE
 to the corporation at its last known office address  within  or  without
 the  state.    When  a certificate of designation has been filed by such

 S. 7508                            98                            A. 9508
 
 corporation [the secretary of state] A PERSON SERVING SUCH PROCESS shall
 mail [copies] A COPY of process thereafter served upon  [him]  A  PERSON
 SERVING  SUCH PROCESS to the address set forth in such certificate.  Any
 such  corporation,  from  time  to time, may change the address to which
 [the secretary of state] A PERSON is directed to mail copies of process,
 by filing a certificate to that effect executed, signed and acknowledged
 in like manner as a  certificate  of  designation  as  herein  provided.
 Service  of  process  upon  any such corporation or upon any corporation
 having a certificate of authority [under section two hundred  twelve  of
 the  general  corporation  law]  or  having  authority to do business by
 virtue of section thirteen hundred five of the business corporation law,
 in any action commenced at any time pursuant to the provisions  of  this
 article,  may be made by either (1) personally delivering to and leaving
 with the secretary of state, a deputy secretary of  state  or  with  any
 person  authorized  by  the  secretary  of state to receive such service
 [duplicate copies] A COPY thereof at the office  of  the  department  of
 state  in  the city of Albany, in which event [the secretary of state] A
 PERSON SERVING SUCH PROCESS shall forthwith send by [registered]  CERTI-
 FIED  mail,  return  receipt requested, [one of such copies] A DUPLICATE
 COPY to the corporation at the address designated by it or at  its  last
 known  office  address  within  or  without the state, or (2) personally
 delivering to and leaving with the secretary of state, a  deputy  secre-
 tary of state or with any person authorized by the secretary of state to
 receive  such service, a copy thereof at the office of the department of
 state in the city of Albany and by delivering a  copy  thereof  to,  and
 leaving  such  copy  with,  the  president,  vice-president,  secretary,
 assistant secretary, treasurer, assistant treasurer, or cashier of  such
 corporation,  or  the  officer  performing corresponding functions under
 another name, or a director  or  managing  agent  of  such  corporation,
 personally  without  the state.   Proof of such personal service without
 the state shall be filed with the clerk of the court in which the action
 is pending within thirty days after such service, and such service shall
 be complete ten days after proof thereof is filed.
   § 81. Subdivisions (a) and (b) of section 310 of the tax law, as added
 by chapter 400 of the laws of 1983, are amended to read as follows:
   (a) Designation for  service  of  process.--Every  petroleum  business
 which  is  a  corporation,  except  such  a  petroleum business having a
 certificate of authority [under section two hundred twelve of the gener-
 al corporation law] or having authority to  do  business  by  virtue  of
 section  thirteen  hundred  five  of the business corporation law, shall
 file in the department of state a  certificate  of  designation  in  its
 corporate  name, signed and acknowledged by its president or vice-presi-
 dent or its secretary or treasurer, under its corporate seal,  designat-
 ing  the secretary of state as its agent upon whom process in any action
 provided for by this article  may  be  served  within  this  state,  and
 setting  forth  an  address  to  which [the secretary of state] A PERSON
 shall mail a copy of any such process against  such  petroleum  business
 which  may be served upon [him] THE SECRETARY OF STATE. In case any such
 petroleum business shall have failed to file such certificate of  desig-
 nation,  it shall be deemed to have designated the secretary of state as
 its agent upon whom such process against it may be served; and  until  a
 certificate  of designation shall have been filed such a petroleum busi-
 ness shall be deemed to have directed [the secretary of state] A  PERSON
 to  mail  copies  of process served upon [him] THE SECRETARY OF STATE to
 such petroleum business at its last known office address within or with-
 out the state. When a certificate of designation has been filed by  such

 S. 7508                            99                            A. 9508
 
 a  petroleum  business [the secretary of state] A PERSON SERVING PROCESS
 shall mail copies of process thereafter served upon [him] THE  SECRETARY
 OF STATE to the address set forth in such certificate. Any such petrole-
 um  business,  from  time  to time, may change the address to which [the
 secretary of state] A PERSON is directed to mail copies of  process,  by
 filing a certificate to that effect executed, signed and acknowledged in
 like manner as a certificate of designation as herein provided.
   (b)  Service  of process.--Service of process upon any petroleum busi-
 ness which is a  corporation  (including  any  such  petroleum  business
 having  a  certificate of authority [under section two hundred twelve of
 the general corporation law] or  having  authority  to  do  business  by
 virtue  of  section  thirteen  hundred  five of the business corporation
 law), in any action commenced at any time pursuant to the provisions  of
 this  article,  may  be  made by either (1) personally delivering to and
 leaving with the secretary of state, a deputy secretary of state or with
 any person authorized by the secretary of state to receive such  service
 [duplicate  copies]  A  COPY  thereof at the office of the department of
 state in the city of Albany, in which event [the secretary of  state]  A
 PERSON  SERVING  PROCESS  shall forthwith send by [registered] CERTIFIED
 mail, return receipt requested, [one of such copies] A DUPLICATE COPY to
 such petroleum business at the address designated by it or at  its  last
 known  office  address  within  or  without the state, or (2) personally
 delivering to and leaving with the secretary of state, a  deputy  secre-
 tary of state or with any person authorized by the secretary of state to
 receive  such service, a copy thereof at the office of the department of
 state in the city of Albany and by delivering a  copy  thereof  to,  and
 leaving  such  copy  with,  the  president,  vice-president,  secretary,
 assistant secretary, treasurer, assistant treasurer, or cashier of  such
 petroleum  business,  or  the officer performing corresponding functions
 under another name, or a director or managing agent  of  such  petroleum
 business,  personally  without the state. Proof of such personal service
 without the state shall be filed with the clerk of the  court  in  which
 the  action  is  pending within thirty days after such service, and such
 service shall be complete ten days after proof thereof is filed.
   § 82. This act shall take effect on  the  one  hundred  twentieth  day
 after it shall have become a law.
 
                                  PART U
 
   Section  1.  Section  970-r  of the general municipal law, as added by
 section 1 of part F of chapter 1 of the laws  of  2003,  subdivision  1,
 paragraph f of subdivision 3 and paragraph h of subdivision 6 as amended
 by  section  1 of part F of chapter 577 of the laws of 2004, paragraph a
 of subdivision 1 as amended and paragraph h of subdivision 1 as added by
 chapter 386 of the laws of 2007, paragraph i of subdivision 1  as  added
 and  paragraph  e  of subdivision 1, paragraph a of subdivision 2, para-
 graph d of subdivision 2, the opening paragraph of paragraph e of subdi-
 vision 2, subparagraph 6 of paragraph e of subdivision 2, paragraph f of
 subdivision 2, paragraph g of subdivision 2, paragraph b of  subdivision
 3, the opening paragraph of paragraph f of subdivision 3, subparagraph 6
 of paragraph f of subdivision 3, paragraph g of subdivision 3, paragraph
 h of subdivision 3, paragraph i of subdivision 3, and subdivisions 7 and
 9 as amended by chapter 390 of the laws of 2008, paragraph b of subdivi-
 sion 2 as amended by section 26 and subparagraphs 2 and 5 of paragraph c
 of  subdivision 2 as amended by section 27, paragraph a of subdivision 3
 as amended by section 28, subparagraphs 2 and 5 of paragraph e of subdi-

 S. 7508                            100                           A. 9508
 
 vision 3 and subdivision 4 as amended by section  29,  paragraph  a  and
 subparagraphs  2  and  5  of  paragraph e of subdivision 6 as amended by
 section 30 and subdivision 10 as added by section 31 of part BB of chap-
 ter 56 of the laws of 2015, is amended to read as follows:
   §  970-r. State assistance for brownfield opportunity areas. 1.  Defi-
 nitions. a. "Applicant" shall mean  the  municipality,  community  board
 and/or  community  based  organization  submitting an application in the
 manner authorized by this section.
   b. "Commissioner" shall mean the commissioner  of  the  department  of
 environmental conservation.
   c.  "Community  based organization" shall mean a not-for-profit corpo-
 ration exempt from taxation under  section  501(c)(3)  of  the  internal
 revenue code whose stated mission is promoting reuse of brownfield sites
 OR  COMMUNITY REVITALIZATION within a specified geographic area in which
 the community based  organization  is  located;  which  has  twenty-five
 percent  or  more of its board of directors residing in the community in
 such area; and represents a  community  with  a  demonstrated  financial
 need.  "Community based organization" shall not include any not-for-pro-
 fit corporation that has caused or contributed to the release or threat-
 ened release of a contaminant from or onto the brownfield site,  or  any
 not-for-profit  corporation that generated, transported, or disposed of,
 or that arranged for, or  caused,  the  generation,  transportation,  or
 disposal  of  contamination from or onto the brownfield site. This defi-
 nition shall not apply if more than twenty-five percent of the  members,
 officers  or  directors  of  the  not-for-profit corporation are or were
 employed or receiving compensation from any  person  responsible  for  a
 site  under  title thirteen or title fourteen of article twenty-seven of
 the environmental conservation law, article twelve of the navigation law
 or under applicable principles of statutory or common law liability.
   d. "Brownfield site" shall have the  same  meaning  as  set  forth  in
 section 27-1405 of the environmental conservation law.
   e. "Department" shall mean the department of state.
   f.  "Contamination"  or  "contaminated" shall have the same meaning as
 provided in section 27-1405 of the environmental conservation law.
   g. "Municipality" shall have the same meaning as set forth in subdivi-
 sion fifteen of section 56-0101 of the environmental conservation law.
   h. "Community board" shall have the  same  meaning  as  set  forth  in
 section twenty-eight hundred of the New York city charter.
   i. "Secretary" shall mean the secretary of state.
   J.  "NOMINATION"  SHALL  MEAN  A STUDY, ANALYSIS, OUTLINE, AND WRITTEN
 PLAN FOR REDEVELOPMENT AND REVITALIZATION OF ANY  AREA  WHEREIN  ONE  OR
 MORE  KNOWN  OR  SUSPECTED  BROWNFIELD  SITES ARE LOCATED, THAT CONTAINS
 THOSE ELEMENTS REQUIRED BY  THE  SECRETARY  PURSUANT  TO  THIS  SECTION,
 WHETHER  OR NOT SUCH NOMINATION WAS FUNDED PURSUANT TO THIS SECTION, AND
 THAT IS SUBMITTED TO THE SECRETARY  AS  A  PREREQUISITE  FOR  BROWNFIELD
 OPPORTUNITY AREA DESIGNATION IN ACCORDANCE WITH THE CRITERIA ESTABLISHED
 BY THIS SECTION.
   2.  [State assistance for pre-nomination study for brownfield opportu-
 nity areas. a. Within the limits of appropriations therefor, the  secre-
 tary is authorized to provide, on a competitive basis, financial assist-
 ance  to  municipalities, to community based organizations, to community
 boards, or to municipalities and community based organizations acting in
 cooperation to prepare a pre-nomination study for a brownfield  opportu-
 nity area designation. Such financial assistance shall not exceed ninety
 percent of the costs of such pre-nomination study for any such area.

 S. 7508                            101                           A. 9508

   b.  Activities  eligible to receive such assistance shall include, but
 are not limited to, the assembly and development  of  basic  information
 about:
   (1) the borders of the proposed brownfield opportunity area;
   (2) the number and size of known or suspected brownfield sites;
   (3)  current  and  anticipated  uses of the properties in the proposed
 brownfield opportunity area;
   (4) current and anticipated future conditions of  groundwater  in  the
 proposed brownfield opportunity area;
   (5) known data about the environmental conditions of the properties in
 the proposed brownfield opportunity area;
   (6) ownership of the properties in the proposed brownfield opportunity
 area and whether the owners are participating in the brownfield opportu-
 nity area planning process; and
   (7) preliminary descriptions of possible remediation strategies, reuse
 opportunities, necessary infrastructure improvements and other public or
 private measures needed to stimulate investment, promote revitalization,
 and enhance community health and environmental conditions.
   c. Funding preferences shall be given to applications for such assist-
 ance that relate to areas having one or more of the following character-
 istics:
   (1)  areas  for  which the application is a partnered application by a
 municipality and a community based organization;
   (2) areas with concentrations of known or suspected brownfield sites;
   (3) areas for which the application demonstrates support from a  muni-
 cipality and a community based organization;
   (4)  areas showing indicators of economic distress including low resi-
 dent  incomes,  high  unemployment,  high  commercial   vacancy   rates,
 depressed property values; and
   (5)  areas with known or suspected brownfield sites presenting strate-
 gic opportunities to stimulate economic development, community revitali-
 zation or the siting of public amenities.
   d. The secretary, upon the receipt of an application for such  assist-
 ance  from  a  community  based organization not in cooperation with the
 local government having jurisdiction over the proposed brownfield oppor-
 tunity area, shall request the municipal government to review and  state
 the  municipal  government's  support  or lack of support. The municipal
 government's statement shall be considered a part of the application.
   e. Each application for assistance shall be submitted to the secretary
 in a format, and containing  such  information,  as  prescribed  by  the
 secretary but shall include, at a minimum, the following:
   (1)  a statement of the rationale or relationship between the proposed
 assistance and the criteria set forth in this subdivision for the evalu-
 ation and ranking of assistance applications;
   (2) the processes by which local participation in the  development  of
 the application has been sought;
   (3) the process to be carried out with the state assistance including,
 but  not  limited  to,  the goals of and budget for the effort, the work
 plan and timeline for the attainment of these goals,  and  the  intended
 process for community participation in the process;
   (4)  the  manner  and  extent to which public or governmental agencies
 with jurisdiction over issues that will be addressed in the data gather-
 ing process will be involved in this process;
   (5) other planning and development initiatives proposed or in progress
 in the proposed brownfield opportunity area; and

 S. 7508                            102                           A. 9508

   (6) for each community based organization which is an applicant  or  a
 co-applicant, a copy of its determination of tax exempt status issued by
 the  federal  internal  revenue  service  pursuant to section 501 of the
 internal revenue code, a description of  the  relationship  between  the
 community  based  organization  and  the area that is the subject of the
 application, its financial and institutional accountability, its experi-
 ence in conducting and completing planning initiatives  and  in  working
 with the local government associated with the proposed brownfield oppor-
 tunity area.
   f. Prior to making an award for assistance, the secretary shall notify
 the temporary president of the senate and speaker of the assembly.
   g.  Following  notification  to the applicant that assistance has been
 awarded, and prior  to  disbursement  of  funds,  a  contract  shall  be
 executed  between the department and the applicant or co-applicants. The
 secretary shall establish terms and conditions for such contracts as the
 secretary deems appropriate, including provisions to define: applicant's
 work scope, work schedule, and deliverables; fiscal reports on  budgeted
 and  actual  use of funds expended; and requirements for submission of a
 final fiscal report. The contract shall also require the distribution of
 work products to the department, and, for community based organizations,
 to the applicant's municipality. Applicants shall be  required  to  make
 the results publicly available.
   3.]  State assistance for nominations to designate brownfield opportu-
 nity areas. a. Within the limits of appropriations therefor, the  secre-
 tary is authorized to provide, on a competitive basis, financial assist-
 ance  to  municipalities, to community based organizations, to community
 boards, or to municipalities and community based organizations acting in
 cooperation to prepare a nomination  for  designation  of  a  brownfield
 opportunity  area.  Such  financial  assistance  shall not exceed ninety
 percent of the costs of such nomination for any such area. A  nomination
 study  must  include  sufficient information to designate the brownfield
 opportunity area. [The contents of the nomination study shall be  devel-
 oped  based on pre-nomination study information, which shall principally
 consist of an area-wide study, documenting the historic brownfield  uses
 in the area proposed for designation.]
   b. An application for such financial assistance shall include an indi-
 cation of support from owners of brownfield sites in the proposed brown-
 field  opportunity  area.  All  residents  and  property  owners  in the
 proposed brownfield opportunity area shall receive notice in  such  form
 and manner as the secretary shall prescribe.
   c.  No  application  for such financial assistance shall be considered
 unless the applicant demonstrates that it has,  to  the  maximum  extent
 practicable,  solicited  and  considered  the  views of residents of the
 proposed brownfield opportunity area, the views of state and local offi-
 cials elected to represent such residents and  the  local  organizations
 representing such residents.
   d.  Activities  eligible  to  receive  such financial assistance shall
 include  the  identification,  preparation,  creation,  development  and
 assembly  of information and elements to be included in a nomination for
 designation of a brownfield opportunity area[,].
   E. A NOMINATION FOR DESIGNATION OF A BROWNFIELD OPPORTUNITY AREA SHALL
 CONTAIN SUCH ELEMENTS AS DETERMINED BY THE SECRETARY OF STATE, including
 but not limited to:
   (1) the borders of the proposed brownfield opportunity area;

 S. 7508                            103                           A. 9508
 
   (2) [the] AN INVENTORY OF KNOWN OR SUSPECTED BROWNFIELD SITES, INCLUD-
 ING location AND SIZE of each known or suspected brownfield site in  the
 proposed brownfield opportunity area;
   (3)  the  identification of strategic sites within the proposed brown-
 field opportunity area;
   (4) the type of potential developments anticipated  for  sites  within
 the  proposed brownfield opportunity area proposed by either the current
 or the prospective owners of such sites;
   (5) local legislative or regulatory action which may  be  required  to
 implement a plan for the redevelopment of the proposed brownfield oppor-
 tunity area;
   (6)  priorities  for  public and private investment in infrastructure,
 open space, economic development, housing, or  community  facilities  in
 the proposed brownfield opportunity area;
   (7) IDENTIFICATION, DISCUSSION, AND mapping of current and anticipated
 uses of the properties and groundwater in the proposed brownfield oppor-
 tunity area;
   (8)  existing detailed assessments of individual brownfield sites and,
 where the consent of the site owner has  been  obtained,  the  need  for
 conducting on-site assessments;
   (9) known data about the environmental conditions of properties in the
 proposed brownfield opportunity area;
   (10)  ownership of the KNOWN OR SUSPECTED BROWNFIELD properties in the
 proposed brownfield opportunity area;
   (11) descriptions of possible remediation strategies,  REUSE  OPPORTU-
 NITIES,  brownfield redevelopment, necessary infrastructure improvements
 and other public or private measures  needed  to  stimulate  investment,
 promote  revitalization,  and enhance community health and environmental
 conditions;
   (12) the goals and objectives, both short term and long term, for  the
 economic  revitalization  of  the  proposed brownfield opportunity area;
 [and]
   (13) the publicly controlled and other developable lands and buildings
 within the proposed brownfield opportunity area which are  or  could  be
 made    available    for    residential,   industrial   and   commercial
 development[.]; AND
   (14) A COMMUNITY PARTICIPATION STRATEGY TO SOLICIT  AND  CONSIDER  THE
 VIEWS  OF  RESIDENTS,  BUSINESSES AND OTHER STAKEHOLDERS OF THE PROPOSED
 BROWNFIELD OPPORTUNITY AREA.
   [e.] F. Funding preferences shall be given to  applications  for  such
 assistance  that  relate  to  areas  having one or more of the following
 characteristics:
   (1) areas for which the application is a partnered  application  by  a
 municipality and a community based organization;
   (2) areas with concentrations of known or suspected brownfield sites;
   (3)  areas for which the application demonstrates support from a muni-
 cipality and a community based organization;
   (4) areas showing indicators of economic distress including low  resi-
 dent   incomes,   high  unemployment,  high  commercial  vacancy  rates,
 depressed property values; and
   (5) areas with known or suspected brownfield sites presenting  strate-
 gic opportunities to stimulate economic development, community revitali-
 zation or the siting of public amenities.
   [f.] G. Each application for such assistance shall be submitted to the
 secretary in a format, and containing such information, as prescribed by
 the secretary but shall include, at a minimum, the following:

 S. 7508                            104                           A. 9508
 
   (1)  a statement of the rationale or relationship between the proposed
 assistance and the criteria set forth in this section for the evaluation
 and ranking of assistance applications;
   (2)  the  processes by which local participation in the development of
 the application has been sought;
   (3) the process to be carried out under the state  assistance  includ-
 ing,  but  not  limited  to, the goals of and budget for the effort, the
 work plan and timeline for  the  attainment  of  these  goals,  and  the
 intended process for public participation in the process;
   (4)  the  manner  and  extent to which public or governmental agencies
 with jurisdiction over issues that will be addressed in the data gather-
 ing process will be involved in this process;
   (5) other planning and development initiatives proposed or in progress
 in the proposed brownfield opportunity area;
   (6) for each community based organization which is an applicant  or  a
 co-applicant, a copy of its determination of tax exempt status issued by
 the  federal  internal  revenue  service  pursuant to section 501 of the
 internal revenue code, a description of  the  relationship  between  the
 community  based  organization  and  the area that is the subject of the
 application, its financial and institutional accountability, its experi-
 ence in conducting and completing planning initiatives  and  in  working
 with the local government associated with the proposed brownfield oppor-
 tunity area; and
   (7)  the  financial  commitments the applicant will make to the brown-
 field opportunity area for activities including,  but  not  limited  to,
 marketing  of the area for business development, human resource services
 for residents and businesses in the  brownfield  opportunity  area,  and
 services for small and minority and women-owned businesses.
   [g.  The secretary, upon the receipt of an] H. AN application for such
 assistance from a community based organization not in  cooperation  with
 the  local  government  having jurisdiction over the proposed brownfield
 opportunity area, shall [request the municipal government to review  and
 state  the  municipal government's support or lack of support] INCLUDE A
 STATEMENT OF SUPPORT FROM THE CITY, TOWN, OR VILLAGE WITH  PLANNING  AND
 LAND USE AUTHORITY IN WHICH THE BROWNFIELD OPPORTUNITY AREA IS PROPOSED.
 The  [municipal government's] statement FROM SUCH CITY, TOWN, OR VILLAGE
 shall be considered a part of the application.
   [h.] I. Prior to making an award for assistance, the  secretary  shall
 notify  the  temporary president of the senate and speaker of the assem-
 bly.
   [i.] J. Following notification to the applicant  that  assistance  has
 been  awarded,  and  prior to disbursement of funds, a contract shall be
 executed between the department and the applicant or co-applicants.  The
 secretary shall establish terms and conditions for such contracts as the
 secretary deems appropriate, including provisions to define: applicant's
 work  scope, work schedule, and deliverables; fiscal reports on budgeted
 and actual use of funds expended; and requirements for submission  of  a
 final fiscal report. The contract shall also require the distribution of
 work products to the department, and, for community based organizations,
 to  the  applicant's  municipality. Applicants shall be required to make
 the results publicly available. Such contract shall  further  include  a
 provision providing that if any responsible party payments become avail-
 able  to  the  applicant,  the  amount  of such payments attributable to
 expenses paid by the award shall be paid to the department by the appli-
 cant; provided that the applicant may first apply such responsible party
 payments toward any actual project costs incurred by the applicant.

 S. 7508                            105                           A. 9508
 
   3. STATE ASSISTANCE FOR ACTIVITIES TO ADVANCE  BROWNFIELD  OPPORTUNITY
 AREA REVITALIZATION. WITHIN AMOUNTS APPROPRIATED THEREFOR, THE SECRETARY
 IS  AUTHORIZED  TO PROVIDE, ON A COMPETITIVE BASIS, FINANCIAL ASSISTANCE
 TO MUNICIPALITIES, TO COMMUNITY BASED  ORGANIZATIONS,  OR  TO  COMMUNITY
 BOARDS  TO  CONDUCT  PREDEVELOPMENT AND OTHER ACTIVITIES WITHIN A DESIG-
 NATED OR PROPOSED BROWNFIELD OPPORTUNITY AREA TO ADVANCE THE  GOALS  AND
 PRIORITIES  SET  FORTH  IN  A  NOMINATION  AS  DEFINED  PURSUANT TO THIS
 SECTION. SUCH FINANCIAL ASSISTANCE SHALL NOT EXCEED  NINETY  PERCENT  OF
 THE  COSTS  OF  SUCH  ACTIVITIES.  ACTIVITIES  ELIGIBLE  TO RECEIVE SUCH
 ASSISTANCE SHALL INCLUDE: DEVELOPMENT AND  IMPLEMENTATION  OF  MARKETING
 STRATEGIES;   DEVELOPMENT  OF  PLANS  AND  SPECIFICATIONS;  REAL  ESTATE
 SERVICES; BUILDING CONDITION STUDIES;  INFRASTRUCTURE  ANALYSES;  ZONING
 AND  REGULATORY  UPDATES;  ENVIRONMENTAL,  HOUSING AND ECONOMIC STUDIES,
 ANALYSES AND REPORTS; PUBLIC OUTREACH; BUILDING OF LOCAL  CAPACITY;  AND
 OTHER ACTIVITIES AS DETERMINED BY THE SECRETARY.
   4.  Designation  of  brownfield opportunity area. Upon completion of a
 nomination for designation of a brownfield opportunity area, it shall be
 forwarded by the applicant to the secretary, who shall determine whether
 it is consistent with the provisions of this section. The secretary  may
 review and approve a nomination for designation of a brownfield opportu-
 nity  area  at any time. If the secretary determines that the nomination
 is consistent with the provisions of this section, the brownfield oppor-
 tunity area shall be designated. If the secretary  determines  that  the
 nomination  is  not  consistent with the provisions of this section, the
 secretary shall make recommendations in writing to the applicant of  the
 manner and nature in which the nomination should be amended.
   5.  Priority  and preference. The designation of a brownfield opportu-
 nity area pursuant to this section is intended to serve  as  a  planning
 tool.   It alone shall not impose any new obligations on any property or
 property owner. To the extent authorized by law, projects in  brownfield
 opportunity  areas  designated  pursuant to this section shall receive a
 priority and preference when considered for financial assistance  pursu-
 ant  to articles fifty-four and fifty-six of the environmental conserva-
 tion law. To the extent authorized by law, projects in brownfield oppor-
 tunity areas designated pursuant to this section may receive a  priority
 and  preference when considered for financial assistance pursuant to any
 other state, federal or local law.
   6. State assistance for  brownfield  site  assessments  in  brownfield
 opportunity  areas. a. Within the limits of appropriations therefor, the
 secretary of state, is authorized to provide, on  a  competitive  basis,
 financial  assistance  to  municipalities,  to community based organiza-
 tions, to community boards, or to  municipalities  and  community  based
 organizations  acting  in cooperation to conduct brownfield site assess-
 ments. Such financial assistance shall not exceed ninety percent of  the
 costs of such brownfield site assessment.
   b.  Brownfield  sites  eligible for such assistance must be owned by a
 municipality, or volunteer as such term is defined in section 27-1405 of
 the environmental conservation law.
   c. Brownfield site assessment activities eligible for funding include,
 but are not limited to, testing of properties to  determine  the  nature
 and  extent of the contamination (including soil and groundwater), envi-
 ronmental assessments, the development of a proposed remediation strate-
 gy to address any identified contamination,  and  any  other  activities
 deemed  appropriate  by the commissioner in consultation with the secre-
 tary of state. Any environmental assessment  shall  be  subject  to  the
 review and approval of such commissioner.

 S. 7508                            106                           A. 9508
 
   d.  Applications for such assistance shall be submitted to the commis-
 sioner in a format, and containing such information,  as  prescribed  by
 the commissioner in consultation with the secretary of state.
   e. Funding preferences shall be given to applications for such assist-
 ance that relate to areas having one or more of the following character-
 istics:
   (1)  areas  for  which the application is a partnered application by a
 municipality and a community based organization;
   (2) areas with concentrations of known or suspected brownfield sites;
   (3) areas for which the application demonstrates support from a  muni-
 cipality and a community based organization;
   (4)  areas showing indicators of economic distress including low resi-
 dent  incomes,  high  unemployment,  high  commercial   vacancy   rates,
 depressed property values; and
   (5)  areas with known or suspected brownfield sites presenting strate-
 gic opportunities to stimulate economic development, community revitali-
 zation or the siting of public amenities.
   f. The commissioner, upon the  receipt  of  an  application  for  such
 assistance  from  a community based organization not in cooperation with
 the local government having jurisdiction over  the  proposed  brownfield
 opportunity  area,  shall request the municipal government to review and
 state the municipal government's support or lack of support. The munici-
 pal government's statement shall be considered a part  of  the  applica-
 tion.
   g.  Prior  to  making  an award for assistance, the commissioner shall
 notify the temporary president of the senate  and  the  speaker  of  the
 assembly.
   h.  Following  notification  to the applicant that assistance has been
 awarded, and prior  to  disbursement  of  funds,  a  contract  shall  be
 executed  between the department and the applicant or co-applicants. The
 commissioner shall establish terms and conditions for such contracts  as
 the commissioner deems appropriate in consultation with the secretary of
 state,  including  provisions  to  define:  applicant's work scope, work
 schedule, and deliverables; fiscal reports on budgeted and actual use of
 funds expended; and  requirements  for  submission  of  a  final  fiscal
 report.  The  contract  shall  also  require  the  distribution  of work
 products to the department, and, for community based  organizations,  to
 the  applicant's  municipality. Applicants shall be required to make the
 results publicly  available.  Such  contract  shall  further  include  a
 provision providing that if any responsible party payments become avail-
 able  to  the  applicant,  the  amount  of such payments attributable to
 expenses paid by the award shall be paid to the department by the appli-
 cant; provided that the applicant may first apply such responsible party
 payments towards actual project costs incurred by the applicant.
   7. Amendments to designated area. Any proposed amendment to  a  brown-
 field  opportunity  area  designated  pursuant  to this section shall be
 proposed, and reviewed by the secretary, in the same  manner  and  using
 the same criteria set forth in this section and applicable to an initial
 nomination for the designation of a brownfield opportunity area.
   8.  Applications FOR BROWNFIELD OPPORTUNITY AREA DESIGNATION. [a.] All
 applications for [pre-nomination study assistance or  applications  for]
 designation  of a brownfield opportunity area shall demonstrate that the
 following community participation activities  have  been  [or  will  be]
 performed [by the applicant] IN DEVELOPMENT OF THE NOMINATION:
   (1)  identification  of  the  interested  public  and preparation of a
 contact list;

 S. 7508                            107                           A. 9508
 
   (2) identification of major issues of public concern;
   (3)  [provision to] PUBLIC access to (I) the [draft and final applica-
 tion for pre-nomination assistance and] NOMINATION  FOR  DESIGNATION  OF
 THE  brownfield  opportunity area [designation], AND (II) ANY supporting
 documents in a manner [convenient to the public] AS THE SECRETARY  SHALL
 PRESCRIBE;
   (4)  public notice and newspaper notice of (i) the intent of the muni-
 cipality and/or community based organization to [undertake a pre-nomina-
 tion process or prepare] NOMINATE a brownfield opportunity  area  [plan]
 FOR DESIGNATION, and (ii) the availability of such application[.
   b.  Application  for nomination of a brownfield opportunity area shall
 provide the following minimum community participation activities:];
   [(1)] (5) a comment period of at least thirty days on a draft applica-
 tion; AND
   [(2)] (6) a public meeting on a brownfield  opportunity  area  [draft]
 application FOR DESIGNATION.
   9.  Financial  assistance;  advance payment. Notwithstanding any other
 law to the contrary,  financial  assistance  pursuant  to  this  section
 provided  by  the commissioner and the secretary pursuant to an executed
 contract may include an advance payment up to twenty-five percent of the
 contract amount.
   10. The secretary shall establish criteria for brownfield  opportunity
 area  conformance determinations for purposes of the brownfield redevel-
 opment tax credit component pursuant to clause (ii) of subparagraph  (B)
 of  paragraph [(5)] FIVE of subdivision (a) of section twenty-one of the
 tax law. In establishing criteria, the secretary shall be guided by, but
 not limited to, the following considerations: how the proposed  use  and
 development  advances  the designated brownfield opportunity area plan's
 vision statement, goals  and  objectives  for  revitalization;  how  the
 density  of development and associated buildings and structures advances
 the plan's objectives, desired redevelopment and priorities for  invest-
 ment;  and how the project complies with zoning and other local laws and
 standards to guide and ensure appropriate use of the project site.
   § 2. This act shall take effect immediately.
 
                                  PART V
 
   Section 1. Section 159-j of the executive law is REPEALED.
   § 2. This act shall take effect October 1, 2018.
 
                                  PART W
 
   Section 1. This act enacts into law major  components  of  legislation
 relating  to student loan servicers and student debt relief consultants.
 Each component is  wholly  contained  within  a  Subpart  identified  as
 Subparts  A  through C. The effective date for each particular provision
 contained within such Subpart is set forth in the last section  of  such
 Subpart.  Any  provision  in  any  section  contained  within a Subpart,
 including the effective date of the Subpart, which makes a reference  to
 a  section  "of  this act", when used in connection with that particular
 component, shall be deemed  to  mean  and  refer  to  the  corresponding
 section of the Subpart in which it is found.
 
                                 SUBPART A

 S. 7508                            108                           A. 9508
 
   Section  1. The banking law is amended by adding a new article 14-A to
 read as follows:
                               ARTICLE XIV-A
                          STUDENT LOAN SERVICERS
 SECTION 710. DEFINITIONS.
         711. LICENSING.
         712. APPLICATION FOR A STUDENT LOAN SERVICER LICENSE; FEES.
         713. APPLICATION  PROCESS  TO  RECEIVE  LICENSE TO ENGAGE IN THE
                BUSINESS OF STUDENT LOAN SERVICING.
         714. CHANGES IN OFFICERS AND DIRECTORS.
         715. CHANGES IN CONTROL.
         716. GROUNDS FOR SUSPENSION OR REVOCATION OF LICENSE.
         717. BOOKS AND RECORDS; REPORTS AND ELECTRONIC FILING.
         718. RULES AND REGULATIONS.
         719. PROHIBITED PRACTICES.
         720. SERVICING STUDENT LOANS WITHOUT A LICENSE.
         721. RESPONSIBILITIES.
         722. EXAMINATIONS.
         723. PENALTIES FOR VIOLATION OF THIS ARTICLE.
         724. SEVERABILITY OF PROVISIONS.
         725. COMPLIANCE WITH OTHER LAWS.
   § 710. DEFINITIONS. 1. "APPLICANT" SHALL MEAN ANY PERSON APPLYING  FOR
 A LICENSE TO BE A STUDENT LOAN SERVICER.
   2. "BORROWER" SHALL MEAN ANY RESIDENT OF THIS STATE WHO HAS RECEIVED A
 STUDENT  LOAN  OR  AGREED IN WRITING TO PAY A STUDENT LOAN OR ANY PERSON
 WHO SHARES A LEGAL OBLIGATION WITH SUCH RESIDENT FOR REPAYING A  STUDENT
 LOAN.
   3. "BORROWER BENEFIT" SHALL MEAN AN INCENTIVE OFFERED TO A BORROWER IN
 CONNECTION  WITH  THE  ORIGINATION  OF A STUDENT LOAN, INCLUDING BUT NOT
 LIMITED TO AN INTEREST RATE REDUCTION, PRINCIPAL REBATE, FEE  WAIVER  OR
 REBATE, LOAN CANCELLATION, OR COSIGNER RELEASE.
   4.  "EXEMPT ORGANIZATION" SHALL MEAN ANY BANKING ORGANIZATION, FOREIGN
 BANKING CORPORATION, NATIONAL BANK, FEDERAL SAVINGS ASSOCIATION, FEDERAL
 CREDIT UNION, OR ANY BANK, TRUST COMPANY, SAVINGS BANK, SAVINGS AND LOAN
 ASSOCIATION, OR CREDIT UNION ORGANIZED  UNDER  THE  LAWS  OF  ANY  OTHER
 STATE,  OR  ANY PERSON LICENSED OR SUPERVISED BY THE DEPARTMENT EXEMPTED
 BY THE SUPERINTENDENT PURSUANT TO REGULATIONS PROMULGATED IN  ACCORDANCE
 WITH THIS ARTICLE.
   5.  "PERSON"  SHALL  MEAN  ANY  INDIVIDUAL,  ASSOCIATION, CORPORATION,
 LIMITED LIABILITY COMPANY, PARTNERSHIP, TRUST, UNINCORPORATED  ORGANIZA-
 TION, GOVERNMENT, AND ANY OTHER ENTITY.
   6.  "SERVICER" OR "STUDENT LOAN SERVICER" SHALL MEAN A PERSON LICENSED
 PURSUANT TO SECTION SEVEN HUNDRED ELEVEN OF THIS ARTICLE  TO  ENGAGE  IN
 THE BUSINESS OF SERVICING ANY STUDENT LOAN OF A BORROWER.
   7. "SERVICING" SHALL MEAN:
   (A) RECEIVING ANY PAYMENT FROM A BORROWER PURSUANT TO THE TERMS OF ANY
 STUDENT LOAN;
   (B) APPLYING ANY PAYMENT TO A BORROWER'S ACCOUNT PURSUANT TO THE TERMS
 OF  A  STUDENT  LOAN OR THE CONTRACT GOVERNING THE SERVICING OF ANY SUCH
 LOAN;
   (C) PROVIDING ANY NOTIFICATION OF AMOUNTS OWED ON A STUDENT LOAN BY OR
 ON ACCOUNT OF ANY BORROWER;
   (D) DURING A PERIOD WHEN A BORROWER IS NOT REQUIRED TO MAKE A  PAYMENT
 ON  A STUDENT LOAN, MAINTAINING ACCOUNT RECORDS FOR THE STUDENT LOAN AND
 COMMUNICATING WITH THE BORROWER REGARDING THE STUDENT LOAN ON BEHALF  OF
 THE OWNER OF THE STUDENT LOAN PROMISSORY NOTE;

 S. 7508                            109                           A. 9508
 
   (E)  INTERACTING  WITH  A  BORROWER  WITH  RESPECT TO OR REGARDING ANY
 ATTEMPT TO AVOID DEFAULT ON THE BORROWER'S STUDENT LOAN, OR FACILITATING
 THE ACTIVITIES DESCRIBED IN PARAGRAPH (A) OR (B) OF THIS SUBDIVISION; OR
   (F) PERFORMING OTHER ADMINISTRATIVE SERVICES WITH RESPECT TO A BORROW-
 ER'S STUDENT LOAN.
   8. "STUDENT LOAN" SHALL MEAN ANY LOAN TO A BORROWER TO FINANCE POSTSE-
 CONDARY EDUCATION OR EXPENSES RELATED TO POSTSECONDARY EDUCATION.
   § 711. LICENSING. 1. NO PERSON SHALL ENGAGE IN THE BUSINESS OF SERVIC-
 ING  STUDENT  LOANS OWED BY ONE OR MORE BORROWERS RESIDING IN THIS STATE
 WITHOUT FIRST BEING LICENSED BY THE SUPERINTENDENT  AS  A  STUDENT  LOAN
 SERVICER  IN ACCORDANCE WITH THIS ARTICLE AND SUCH REGULATIONS AS MAY BE
 PRESCRIBED BY THE SUPERINTENDENT.
   2. THE LICENSING PROVISIONS OF THIS SUBDIVISION SHALL NOT APPLY TO ANY
 EXEMPT ORGANIZATION; PROVIDED THAT SUCH EXEMPT ORGANIZATION NOTIFIES THE
 SUPERINTENDENT THAT IT IS ACTING AS A  STUDENT  LOAN  SERVICER  IN  THIS
 STATE  AND  COMPLIES  WITH  SECTIONS  SEVEN  HUNDRED  NINETEEN AND SEVEN
 HUNDRED TWENTY-ONE OF THIS ARTICLE  AND  ANY  REGULATION  APPLICABLE  TO
 STUDENT LOAN SERVICERS PROMULGATED BY THE SUPERINTENDENT.
   §  712. APPLICATION FOR A STUDENT LOAN SERVICER LICENSE; FEES. 1.  THE
 APPLICATION FOR A LICENSE TO BE A STUDENT  LOAN  SERVICER  SHALL  BE  IN
 WRITING,  UNDER  OATH, AND IN THE FORM PRESCRIBED BY THE SUPERINTENDENT.
 NOTWITHSTANDING ARTICLE THREE OF THE STATE TECHNOLOGY LAW OR  ANY  OTHER
 LAW  TO THE CONTRARY, THE SUPERINTENDENT MAY REQUIRE THAT AN APPLICATION
 FOR A LICENSE OR ANY OTHER SUBMISSION OR APPLICATION FOR APPROVAL AS MAY
 BE REQUIRED BY THIS ARTICLE BE MADE OR EXECUTED BY ELECTRONIC  MEANS  IF
 HE  OR  SHE  DEEMS  IT  NECESSARY  TO ENSURE THE EFFICIENT AND EFFECTIVE
 ADMINISTRATION  OF  THIS  ARTICLE.  THE  APPLICATION  SHALL  INCLUDE   A
 DESCRIPTION  OF  THE ACTIVITIES OF THE APPLICANT, IN SUCH DETAIL AND FOR
 SUCH PERIODS AS THE SUPERINTENDENT MAY REQUIRE, INCLUDING:
   (A) AN AFFIRMATION OF FINANCIAL SOLVENCY  NOTING  SUCH  CAPITALIZATION
 REQUIREMENTS  AS  MAY  BE  REQUIRED BY THE SUPERINTENDENT, AND ACCESS TO
 SUCH CREDIT AS MAY BE REQUIRED BY THE SUPERINTENDENT;
   (B) A FINANCIAL STATEMENT PREPARED BY A CERTIFIED  PUBLIC  ACCOUNTANT,
 THE  ACCURACY  OF WHICH IS SWORN TO UNDER OATH BEFORE A NOTARY PUBLIC BY
 AN OFFICER OR OTHER REPRESENTATIVE OF THE APPLICANT WHO IS AUTHORIZED TO
 EXECUTE SUCH DOCUMENTS;
   (C) AN AFFIRMATION THAT THE APPLICANT, OR ITS MEMBERS, OFFICERS, PART-
 NERS, DIRECTORS AND PRINCIPALS AS MAY BE APPROPRIATE, ARE AT LEAST TWEN-
 TY-ONE YEARS OF AGE;
   (D) INFORMATION AS TO THE CHARACTER, FITNESS, FINANCIAL  AND  BUSINESS
 RESPONSIBILITY,  BACKGROUND  AND  EXPERIENCES  OF  THE APPLICANT, OR ITS
 MEMBERS, OFFICERS, PARTNERS, DIRECTORS AND PRINCIPALS AS MAY  BE  APPRO-
 PRIATE;
   (E)  ANY  ADDITIONAL DETAIL OR INFORMATION REQUIRED BY THE SUPERINTEN-
 DENT.
   2. AN APPLICATION TO BECOME A STUDENT LOAN SERVICER OR ANY APPLICATION
 WITH RESPECT TO A STUDENT LOAN SERVICER SHALL BE ACCOMPANIED BY A FEE AS
 PRESCRIBED PURSUANT TO SECTION EIGHTEEN-A OF THIS CHAPTER.
   § 713. APPLICATION PROCESS TO RECEIVE LICENSE TO ENGAGE IN  THE  BUSI-
 NESS OF STUDENT LOAN SERVICING. 1. UPON THE FILING OF AN APPLICATION FOR
 A LICENSE, IF THE SUPERINTENDENT SHALL FIND THAT THE FINANCIAL RESPONSI-
 BILITY, EXPERIENCE, CHARACTER, AND GENERAL FITNESS OF THE APPLICANT AND,
 IF APPLICABLE, THE MEMBERS, OFFICERS, PARTNERS, DIRECTORS AND PRINCIPALS
 OF  THE APPLICANT ARE SUCH AS TO COMMAND THE CONFIDENCE OF THE COMMUNITY
 AND TO WARRANT BELIEF THAT THE BUSINESS WILL BE OPERATED HONESTLY, FAIR-
 LY, AND EFFICIENTLY WITHIN THE PURPOSE OF THIS ARTICLE, THE  SUPERINTEN-

 S. 7508                            110                           A. 9508
 
 DENT SHALL THEREUPON ISSUE A LICENSE IN DUPLICATE TO ENGAGE IN THE BUSI-
 NESS  OF  SERVICING STUDENT LOANS DESCRIBED IN SECTION SEVEN HUNDRED TEN
 OF THIS ARTICLE IN ACCORDANCE WITH THE PROVISIONS OF  THIS  ARTICLE.  IF
 THE SUPERINTENDENT SHALL NOT SO FIND, THE SUPERINTENDENT SHALL NOT ISSUE
 A  LICENSE,  AND  THE  SUPERINTENDENT SHALL SO NOTIFY THE APPLICANT. THE
 SUPERINTENDENT SHALL TRANSMIT ONE COPY OF A LICENSE TO THE APPLICANT AND
 FILE ANOTHER IN THE OFFICE OF THE DEPARTMENT.    UPON  RECEIPT  OF  SUCH
 LICENSE,  A  STUDENT  LOAN SERVICER SHALL BE AUTHORIZED TO ENGAGE IN THE
 BUSINESS OF SERVICING STUDENT LOANS IN ACCORDANCE WITH THE PROVISIONS OF
 THIS ARTICLE. SUCH LICENSE SHALL REMAIN IN FULL FORCE AND  EFFECT  UNTIL
 IT IS SURRENDERED BY THE SERVICER OR REVOKED OR SUSPENDED AS HEREINAFTER
 PROVIDED.
   2.  THE  SUPERINTENDENT MAY REFUSE TO ISSUE A LICENSE PURSUANT TO THIS
 ARTICLE IF HE OR SHE SHALL FIND THAT THE APPLICANT, OR ANY PERSON WHO IS
 A DIRECTOR,  OFFICER,  PARTNER,  AGENT,  EMPLOYEE,  MEMBER,  SUBSTANTIAL
 STOCKHOLDER OF THE APPLICANT:
   (A)  HAS  BEEN  CONVICTED  OF A CRIME INVOLVING AN ACTIVITY WHICH IS A
 FELONY UNDER THIS CHAPTER OR UNDER ARTICLE ONE HUNDRED  FIFTY-FIVE,  ONE
 HUNDRED  SEVENTY, ONE HUNDRED SEVENTY-FIVE, ONE HUNDRED SEVENTY-SIX, ONE
 HUNDRED EIGHTY, ONE HUNDRED EIGHTY-FIVE, ONE HUNDRED  EIGHTY-SEVEN,  ONE
 HUNDRED  NINETY, TWO HUNDRED, TWO HUNDRED TEN OR FOUR HUNDRED SEVENTY OF
 THE PENAL LAW OR ANY COMPARABLE FELONY UNDER THE LAWS OF ANY OTHER STATE
 OR THE UNITED STATES, PROVIDED THAT SUCH CRIME  WOULD  BE  A  FELONY  IF
 COMMITTED AND PROSECUTED UNDER THE LAWS OF THIS STATE;
   (B) HAS HAD A LICENSE OR REGISTRATION REVOKED BY THE SUPERINTENDENT OR
 ANY OTHER REGULATOR OR JURISDICTION;
   (C)  HAS  BEEN  AN  OFFICER,  DIRECTOR, PARTNER, MEMBER OR SUBSTANTIAL
 STOCKHOLDER OF AN ENTITY WHICH HAS HAD A LICENSE OR REGISTRATION REVOKED
 BY THE SUPERINTENDENT OR ANY OTHER REGULATOR OR JURISDICTION; OR
   (D) HAS BEEN AN AGENT, EMPLOYEE, OFFICER, DIRECTOR, PARTNER OR  MEMBER
 OF  AN  ENTITY  WHICH  HAS  HAD A LICENSE OR REGISTRATION REVOKED BY THE
 SUPERINTENDENT WHERE SUCH PERSON SHALL HAVE BEEN  FOUND  BY  THE  SUPER-
 INTENDENT TO BEAR RESPONSIBILITY IN CONNECTION WITH THE REVOCATION.
   3.  THE  TERM  "SUBSTANTIAL STOCKHOLDER", AS USED IN THIS SUBDIVISION,
 SHALL BE DEEMED TO REFER TO A PERSON OWNING OR CONTROLLING  DIRECTLY  OR
 INDIRECTLY  TEN  PER  CENTUM OR MORE OF THE TOTAL OUTSTANDING STOCK OF A
 CORPORATION.
   § 714. CHANGES IN OFFICERS AND DIRECTORS. UPON ANY CHANGE  OF  ANY  OF
 THE  EXECUTIVE  OFFICERS,  DIRECTORS, PARTNERS OR MEMBERS OF ANY STUDENT
 LOAN SERVICER, THE STUDENT LOAN SERVICER SHALL SUBMIT TO THE SUPERINTEN-
 DENT THE NAME, ADDRESS, AND OCCUPATION OF EACH  NEW  OFFICER,  DIRECTOR,
 PARTNER OR MEMBER, AND PROVIDE SUCH OTHER INFORMATION AS THE SUPERINTEN-
 DENT MAY REQUIRE.
   §  715.  CHANGES  IN CONTROL. 1. IT SHALL BE UNLAWFUL, EXCEPT WITH THE
 PRIOR APPROVAL OF THE SUPERINTENDENT, FOR ANY ACTION TO BE  TAKEN  WHICH
 RESULTS  IN A CHANGE OF CONTROL OF THE BUSINESS OF A STUDENT LOAN SERVI-
 CER. PRIOR TO ANY CHANGE OF CONTROL, THE PERSON  DESIROUS  OF  ACQUIRING
 CONTROL  OF  THE  BUSINESS OF A STUDENT LOAN SERVICER SHALL MAKE WRITTEN
 APPLICATION TO THE  SUPERINTENDENT  AND  PAY  AN  INVESTIGATION  FEE  AS
 PRESCRIBED  PURSUANT TO SECTION EIGHTEEN-A OF THIS CHAPTER TO THE SUPER-
 INTENDENT. THE APPLICATION SHALL CONTAIN SUCH INFORMATION AS THE  SUPER-
 INTENDENT,  BY  RULE OR REGULATION, MAY PRESCRIBE AS NECESSARY OR APPRO-
 PRIATE  FOR  THE  PURPOSE  OF  MAKING  THE  DETERMINATION  REQUIRED   BY
 SUBDIVISION TWO OF THIS SECTION. THIS INFORMATION SHALL INCLUDE, BUT NOT
 BE LIMITED TO, THE INFORMATION AND OTHER MATERIAL REQUIRED FOR A STUDENT

 S. 7508                            111                           A. 9508
 
 LOAN SERVICER BY SUBDIVISION ONE OF SECTION SEVEN HUNDRED TWELVE OF THIS
 ARTICLE.
   2.  THE SUPERINTENDENT SHALL APPROVE OR DISAPPROVE THE PROPOSED CHANGE
 OF CONTROL OF A STUDENT LOAN SERVICER IN ACCORDANCE WITH THE  PROVISIONS
 OF SECTION SEVEN HUNDRED THIRTEEN OF THIS ARTICLE.
   3.  FOR  A PERIOD OF SIX MONTHS FROM THE DATE OF QUALIFICATION THEREOF
 AND FOR SUCH  ADDITIONAL  PERIOD  OF  TIME  AS  THE  SUPERINTENDENT  MAY
 PRESCRIBE,  IN  WRITING,  THE  PROVISIONS OF SUBDIVISIONS ONE AND TWO OF
 THIS SECTION SHALL NOT APPLY TO A TRANSFER OF CONTROL  BY  OPERATION  OF
 LAW  TO THE LEGAL REPRESENTATIVE, AS HEREINAFTER DEFINED, OF ONE WHO HAS
 CONTROL OF A STUDENT LOAN SERVICER.  THEREAFTER,  SUCH  LEGAL  REPRESEN-
 TATIVE  SHALL  COMPLY WITH THE PROVISIONS OF SUBDIVISIONS ONE AND TWO OF
 THIS SECTION. THE PROVISIONS OF SUBDIVISIONS ONE AND TWO OF THIS SECTION
 SHALL BE APPLICABLE TO AN APPLICATION MADE UNDER THIS SECTION BY A LEGAL
 REPRESENTATIVE. THE TERM "LEGAL REPRESENTATIVE",  FOR  THE  PURPOSES  OF
 THIS  SUBDIVISION,  SHALL  MEAN  A  PERSON  DULY APPOINTED BY A COURT OF
 COMPETENT JURISDICTION  TO  ACT  AS  EXECUTOR,  ADMINISTRATOR,  TRUSTEE,
 COMMITTEE,  CONSERVATOR  OR RECEIVER, INCLUDING ONE WHO SUCCEEDS A LEGAL
 REPRESENTATIVE AND ONE  ACTING  IN  AN  ANCILLARY  CAPACITY  THERETO  IN
 ACCORDANCE WITH THE PROVISIONS OF SUCH COURT APPOINTMENT.
   4.  AS  USED  IN THIS SECTION THE TERM "CONTROL" MEANS THE POSSESSION,
 DIRECTLY OR INDIRECTLY, OF THE POWER TO DIRECT OR CAUSE THE DIRECTION OF
 THE MANAGEMENT AND POLICIES OF A STUDENT LOAN SERVICER, WHETHER  THROUGH
 THE  OWNERSHIP OF VOTING STOCK OF SUCH STUDENT LOAN SERVICER, THE OWNER-
 SHIP OF VOTING STOCK OF ANY PERSON WHICH POSSESSES SUCH POWER OR  OTHER-
 WISE.  CONTROL  SHALL  BE  PRESUMED  TO EXIST IF ANY PERSON, DIRECTLY OR
 INDIRECTLY, OWNS, CONTROLS OR HOLDS WITH POWER TO VOTE TEN PER CENTUM OR
 MORE OF THE VOTING STOCK OF ANY STUDENT LOAN SERVICER OR OF  ANY  PERSON
 WHICH  OWNS, CONTROLS OR HOLDS WITH POWER TO VOTE TEN PER CENTUM OR MORE
 OF THE VOTING STOCK OF ANY STUDENT LOAN SERVICER, BUT NO PERSON SHALL BE
 DEEMED TO CONTROL A STUDENT LOAN SERVICER SOLELY BY REASON OF  BEING  AN
 OFFICER  OR  DIRECTOR  OF SUCH STUDENT LOAN SERVICER. THE SUPERINTENDENT
 MAY IN HIS DISCRETION, UPON THE APPLICATION OF A STUDENT  LOAN  SERVICER
 OR  ANY PERSON WHO, DIRECTLY OR INDIRECTLY, OWNS, CONTROLS OR HOLDS WITH
 POWER TO VOTE OR SEEKS TO OWN, CONTROL OR HOLD WITH POWER  TO  VOTE  ANY
 VOTING STOCK OF SUCH STUDENT LOAN SERVICER, DETERMINE WHETHER OR NOT THE
 OWNERSHIP,  CONTROL OR HOLDING OF SUCH VOTING STOCK CONSTITUTES OR WOULD
 CONSTITUTE CONTROL OF SUCH STUDENT LOAN SERVICER FOR  PURPOSES  OF  THIS
 SECTION.
   §  716.  GROUNDS  FOR  SUSPENSION  OR  REVOCATION OF LICENSE. 1. AFTER
 NOTICE AND A HEARING, THE  SUPERINTENDENT  MAY  REVOKE  ANY  LICENSE  TO
 ENGAGE  IN  THE  BUSINESS  OF A STUDENT LOAN SERVICER ISSUED PURSUANT TO
 THIS ARTICLE IF HE OR SHE SHALL FIND THAT:
   (A) A SERVICER HAS VIOLATED ANY PROVISION OF THIS ARTICLE, ANY RULE OR
 REGULATION PROMULGATED  BY  THE  SUPERINTENDENT  UNDER  AND  WITHIN  THE
 AUTHORITY OF THIS ARTICLE, OR ANY OTHER APPLICABLE LAW;
   (B)  ANY FACT OR CONDITION EXISTS WHICH, IF IT HAD EXISTED AT THE TIME
 OF THE ORIGINAL APPLICATION FOR SUCH LICENSE, WOULD HAVE  WARRANTED  THE
 SUPERINTENDENT REFUSING ORIGINALLY TO ISSUE SUCH LICENSE;
   (C) A SERVICER DOES NOT COOPERATE WITH AN EXAMINATION OR INVESTIGATION
 BY THE SUPERINTENDENT;
   (D)  A  SERVICER  ENGAGES  IN FRAUD, INTENTIONAL MISREPRESENTATION, OR
 GROSS NEGLIGENCE IN SERVICING A STUDENT LOAN;
   (E) THE COMPETENCE, EXPERIENCE, CHARACTER, OR GENERAL FITNESS  OF  THE
 SERVICER, AN INDIVIDUAL CONTROLLING, DIRECTLY OR INDIRECTLY, TEN PERCENT
 OR  MORE  OF  THE  OUTSTANDING  INTERESTS, OR ANY PERSON RESPONSIBLE FOR

 S. 7508                            112                           A. 9508

 SERVICING A STUDENT LOAN FOR THE SERVICER INDICATES THAT IT  IS  NOT  IN
 THE PUBLIC INTEREST TO PERMIT THE SERVICER TO CONTINUE SERVICING STUDENT
 LOANS;
   (F) THE SERVICER ENGAGES IN AN UNSAFE OR UNSOUND PRACTICE;
   (G) THE SERVICER IS INSOLVENT, SUSPENDS PAYMENT OF ITS OBLIGATIONS, OR
 MAKES A GENERAL ASSIGNMENT FOR THE BENEFIT OF ITS CREDITORS; OR
   (H) A SERVICER HAS VIOLATED THE LAWS OF THIS STATE, ANY OTHER STATE OR
 ANY  FEDERAL  LAW  INVOLVING FRAUDULENT OR DISHONEST DEALING, OR A FINAL
 JUDGMENT HAS BEEN ENTERED AGAINST A STUDENT LOAN  SERVICER  IN  A  CIVIL
 ACTION UPON GROUNDS OF FRAUD, MISREPRESENTATION OR DECEIT.
   2.  THE  SUPERINTENDENT  MAY, ON GOOD CAUSE SHOWN, OR WHERE THERE IS A
 SUBSTANTIAL RISK OF PUBLIC HARM, SUSPEND ANY LICENSE FOR  A  PERIOD  NOT
 EXCEEDING  THIRTY  DAYS, PENDING INVESTIGATION. "GOOD CAUSE", AS USED IN
 THIS SUBDIVISION, SHALL EXIST WHEN A STUDENT LOAN SERVICER HAS DEFAULTED
 OR IS LIKELY TO DEFAULT  IN  PERFORMING  ITS  FINANCIAL  ENGAGEMENTS  OR
 ENGAGES  IN  DISHONEST OR INEQUITABLE PRACTICES WHICH MAY CAUSE SUBSTAN-
 TIAL HARM TO THE PERSONS AFFORDED THE PROTECTION OF THIS ARTICLE.
   3. EXCEPT AS PROVIDED IN SUBDIVISION TWO OF THIS SECTION,  NO  LICENSE
 SHALL BE REVOKED OR SUSPENDED EXCEPT AFTER NOTICE AND A HEARING THEREON.
 ANY ORDER OF SUSPENSION ISSUED AFTER NOTICE AND A HEARING MAY INCLUDE AS
 A  CONDITION OF REINSTATEMENT THAT THE STUDENT LOAN SERVICER MAKE RESTI-
 TUTION TO CONSUMERS OF FEES OR OTHER CHARGES WHICH HAVE BEEN  IMPROPERLY
 CHARGED  OR  COLLECTED,  INCLUDING  BUT  NOT  LIMITED  TO  BY ALLOCATING
 PAYMENTS CONTRARY TO A BORROWER'S DIRECTION OR IN A MANNER THAT FAILS TO
 HELP A BORROWER AVOID DEFAULT, AS DETERMINED BY THE SUPERINTENDENT.  ANY
 HEARING  HELD  PURSUANT  TO  THE  PROVISIONS  OF  THIS  SECTION SHALL BE
 NOTICED, CONDUCTED AND ADMINISTERED IN COMPLIANCE WITH THE STATE  ADMIN-
 ISTRATIVE PROCEDURE ACT.
   4.  ANY  STUDENT LOAN SERVICER MAY SURRENDER ANY LICENSE BY DELIVERING
 TO THE SUPERINTENDENT WRITTEN NOTICE THAT  IT  THEREBY  SURRENDERS  SUCH
 LICENSE,  BUT  SUCH  SURRENDER  SHALL NOT AFFECT THE SERVICER'S CIVIL OR
 CRIMINAL LIABILITY FOR ACTS COMMITTED PRIOR TO SUCH SURRENDER.  IF  SUCH
 SURRENDER  IS  MADE AFTER THE ISSUANCE BY THE SUPERINTENDENT OF A STATE-
 MENT OF CHARGES AND NOTICE OF HEARING, THE  SUPERINTENDENT  MAY  PROCEED
 AGAINST THE SERVICER AS IF THE SURRENDER HAD NOT TAKEN PLACE.
   5. NO REVOCATION, SUSPENSION, OR SURRENDER OF ANY LICENSE SHALL IMPAIR
 OR AFFECT THE OBLIGATION OF ANY PRE-EXISTING LAWFUL CONTRACT BETWEEN THE
 STUDENT LOAN SERVICER AND ANY PERSON, INCLUDING THE DEPARTMENT.
   6. EVERY LICENSE ISSUED PURSUANT TO THIS ARTICLE SHALL REMAIN IN FORCE
 AND  EFFECT  UNTIL  THE  SAME  SHALL  HAVE  BEEN SURRENDERED, REVOKED OR
 SUSPENDED IN ACCORDANCE WITH ANY OTHER PROVISIONS OF THIS ARTICLE.
   7. WHENEVER THE SUPERINTENDENT  SHALL  REVOKE  OR  SUSPEND  A  LICENSE
 ISSUED  PURSUANT  TO  THIS ARTICLE, HE OR SHE SHALL FORTHWITH EXECUTE IN
 DUPLICATE A WRITTEN ORDER TO THAT EFFECT. THE SUPERINTENDENT SHALL  FILE
 ONE  COPY OF SUCH ORDER IN THE OFFICE OF THE DEPARTMENT AND SHALL FORTH-
 WITH SERVE THE OTHER COPY UPON THE STUDENT LOAN SERVICER. ANY SUCH ORDER
 MAY BE REVIEWED IN THE MANNER PROVIDED BY ARTICLE SEVENTY-EIGHT  OF  THE
 CIVIL PRACTICE LAW AND RULES.
   §  717.  BOOKS  AND  RECORDS;  REPORTS  AND ELECTRONIC FILING. 1. EACH
 STUDENT LOAN SERVICER AND EXEMPT ORGANIZATION SHALL KEEP AND USE IN  ITS
 BUSINESS SUCH BOOKS, ACCOUNTS AND RECORDS AS WILL ENABLE THE SUPERINTEN-
 DENT TO DETERMINE WHETHER THE SERVICER OR EXEMPT ORGANIZATION IS COMPLY-
 ING  WITH  THE  PROVISIONS  OF THIS ARTICLE AND WITH THE RULES AND REGU-
 LATIONS LAWFULLY MADE BY THE SUPERINTENDENT. EVERY SERVICER  AND  EXEMPT
 ORGANIZATION  SHALL  PRESERVE  SUCH BOOKS, ACCOUNTS, AND RECORDS, FOR AT
 LEAST THREE YEARS.

 S. 7508                            113                           A. 9508
 
   2. (A) EACH STUDENT LOAN SERVICER SHALL ANNUALLY, ON OR BEFORE A  DATE
 TO  BE  DETERMINED  BY THE SUPERINTENDENT, FILE A REPORT WITH THE SUPER-
 INTENDENT GIVING SUCH INFORMATION  AS  THE  SUPERINTENDENT  MAY  REQUIRE
 CONCERNING  THE  BUSINESS  AND  OPERATIONS DURING THE PRECEDING CALENDAR
 YEAR OF SUCH SERVICER UNDER AUTHORITY OF THIS ARTICLE. SUCH REPORT SHALL
 BE  SUBSCRIBED  AND AFFIRMED AS TRUE BY THE SERVICER UNDER THE PENALTIES
 OF PERJURY AND SHALL BE IN THE FORM PRESCRIBED BY THE SUPERINTENDENT.
   (B) IN ADDITION TO ANNUAL REPORTS, THE SUPERINTENDENT MAY REQUIRE SUCH
 ADDITIONAL REGULAR OR SPECIAL REPORTS AS HE OR SHE MAY DEEM NECESSARY TO
 THE PROPER SUPERVISION OF STUDENT LOAN  SERVICERS  UNDER  THIS  ARTICLE.
 SUCH  ADDITIONAL REPORTS SHALL BE SUBSCRIBED AND AFFIRMED AS TRUE BY THE
 SERVICER UNDER THE PENALTIES  OF  PERJURY  AND  SHALL  BE  IN  THE  FORM
 PRESCRIBED BY THE SUPERINTENDENT.
   3.  NOTWITHSTANDING  ARTICLE  THREE OF THE STATE TECHNOLOGY LAW OR ANY
 OTHER LAW TO THE CONTRARY,  THE  SUPERINTENDENT  MAY  REQUIRE  THAT  ANY
 SUBMISSION  OR APPROVAL AS MAY BE REQUIRED BY THE SUPERINTENDENT BE MADE
 OR EXECUTED BY ELECTRONIC MEANS IF HE  OR  SHE  DEEMS  IT  NECESSARY  TO
 ENSURE THE EFFICIENT ADMINISTRATION OF THIS ARTICLE.
   §  718.  RULES  AND  REGULATIONS. 1. IN ADDITION TO SUCH POWERS AS MAY
 OTHERWISE BE PRESCRIBED BY THIS CHAPTER, THE  SUPERINTENDENT  IS  HEREBY
 AUTHORIZED AND EMPOWERED TO PROMULGATE SUCH RULES AND REGULATIONS AS MAY
 IN THE JUDGMENT OF THE SUPERINTENDENT BE CONSISTENT WITH THE PURPOSES OF
 THIS  ARTICLE,  OR  APPROPRIATE FOR THE EFFECTIVE ADMINISTRATION OF THIS
 ARTICLE, INCLUDING, BUT NOT LIMITED TO:
   (A) SUCH RULES AND REGULATIONS IN CONNECTION WITH  THE  ACTIVITIES  OF
 STUDENT  LOAN SERVICERS AND EXEMPT ORGANIZATIONS AS MAY BE NECESSARY AND
 APPROPRIATE FOR THE PROTECTION OF BORROWERS IN THIS STATE.
   (B) SUCH RULES AND REGULATIONS AS MAY BE NECESSARY AND APPROPRIATE  TO
 DEFINE UNFAIR, DECEPTIVE OR ABUSIVE ACTS OR PRACTICES IN CONNECTION WITH
 THE  ACTIVITIES  OF  STUDENT  LOAN SERVICERS AND EXEMPT ORGANIZATIONS IN
 SERVICING STUDENT LOANS.
   (C) SUCH RULES AND REGULATIONS AS MAY DEFINE THE TERMS  USED  IN  THIS
 ARTICLE  AND AS MAY BE NECESSARY AND APPROPRIATE TO INTERPRET AND IMPLE-
 MENT THE PROVISIONS OF THIS ARTICLE.
   (D) SUCH RULES AND REGULATIONS AS MAY BE NECESSARY FOR THE ENFORCEMENT
 OF THIS ARTICLE.
   2. THE SUPERINTENDENT IS HEREBY AUTHORIZED AND EMPOWERED TO MAKE  SUCH
 SPECIFIC  RULINGS,  DEMANDS  AND FINDINGS AS THE SUPERINTENDENT MAY DEEM
 NECESSARY FOR THE PROPER CONDUCT OF THE STUDENT LOAN SERVICING INDUSTRY.
   § 719. PROHIBITED PRACTICES. NO STUDENT LOAN SERVICER SHALL:
   1. EMPLOY ANY SCHEME, DEVICE OR  ARTIFICE  TO  DEFRAUD  OR  MISLEAD  A
 BORROWER.
   2. ENGAGE IN ANY UNFAIR, DECEPTIVE OR PREDATORY ACT OR PRACTICE TOWARD
 ANY   PERSON  OR  MISREPRESENT  OR  OMIT  ANY  MATERIAL  INFORMATION  IN
 CONNECTION WITH THE SERVICING OF A  STUDENT  LOAN,  INCLUDING,  BUT  NOT
 LIMITED  TO,  MISREPRESENTING  THE AMOUNT, NATURE OR TERMS OF ANY FEE OR
 PAYMENT DUE OR CLAIMED TO BE DUE ON A STUDENT LOAN, THE TERMS AND CONDI-
 TIONS OF THE LOAN AGREEMENT OR  THE  BORROWER'S  OBLIGATIONS  UNDER  THE
 LOAN.
   3. MISAPPLY PAYMENTS TO THE OUTSTANDING BALANCE OF ANY STUDENT LOAN OR
 TO ANY RELATED INTEREST OR FEES.
   4. PROVIDE INACCURATE INFORMATION TO A CONSUMER REPORTING AGENCY.
   5.  REFUSE  TO  COMMUNICATE  WITH  AN AUTHORIZED REPRESENTATIVE OF THE
 BORROWER WHO PROVIDES A WRITTEN AUTHORIZATION SIGNED  BY  THE  BORROWER,
 PROVIDED  THAT  THE  SERVICER MAY ADOPT PROCEDURES REASONABLY RELATED TO

 S. 7508                            114                           A. 9508
 
 VERIFYING THAT THE REPRESENTATIVE IS IN FACT AUTHORIZED TO ACT ON BEHALF
 OF THE BORROWER.
   6. MAKE ANY FALSE STATEMENT OR MAKE ANY OMISSION OF A MATERIAL FACT IN
 CONNECTION  WITH  ANY  INFORMATION  OR REPORTS FILED WITH A GOVERNMENTAL
 AGENCY OR IN CONNECTION WITH ANY INVESTIGATION CONDUCTED BY  THE  SUPER-
 INTENDENT OR ANOTHER GOVERNMENTAL AGENCY.
   §  720. SERVICING STUDENT LOANS WITHOUT A LICENSE. 1. WHENEVER, IN THE
 OPINION OF THE SUPERINTENDENT, A PERSON IS ENGAGED IN  THE  BUSINESS  OF
 SERVICING  STUDENT LOANS, EITHER ACTUALLY OR THROUGH SUBTERFUGE, WITHOUT
 A LICENSE FROM THE SUPERINTENDENT, THE  SUPERINTENDENT  MAY  ORDER  THAT
 PERSON  TO DESIST AND REFRAIN FROM ENGAGING IN THE BUSINESS OF SERVICING
 STUDENT LOANS IN THE STATE. IF, WITHIN THIRTY DAYS  AFTER  AN  ORDER  IS
 SERVED,  A  REQUEST FOR A HEARING IS FILED IN WRITING AND THE HEARING IS
 NOT HELD WITHIN SIXTY DAYS OF THE FILING, THE ORDER SHALL BE RESCINDED.
   2. THIS SECTION SHALL NOT APPLY TO EXEMPT ORGANIZATIONS.
   § 721. RESPONSIBILITIES. 1.  IF  A  STUDENT  LOAN  SERVICER  REGULARLY
 REPORTS  INFORMATION  TO A CONSUMER REPORTING AGENCY, THE SERVICER SHALL
 ACCURATELY REPORT A BORROWER'S  PAYMENT  PERFORMANCE  TO  AT  LEAST  ONE
 CONSUMER REPORTING AGENCY THAT COMPILES AND MAINTAINS FILES ON CONSUMERS
 ON  A  NATIONWIDE BASIS AS DEFINED IN SECTION 603(P) OF THE FEDERAL FAIR
 CREDIT REPORTING ACT (15 U.S.C. SEC. 1681A(P)),  UPON  ACCEPTANCE  AS  A
 DATA FURNISHER BY THAT CONSUMER REPORTING AGENCY.
   2. (A) EXCEPT AS PROVIDED IN FEDERAL LAW OR REQUIRED BY A STUDENT LOAN
 AGREEMENT,  A  STUDENT  LOAN SERVICER SHALL INQUIRE OF A BORROWER HOW TO
 APPLY A BORROWER'S NONCONFORMING PAYMENT. A BORROWER'S DIRECTION ON  HOW
 TO  APPLY  A NONCONFORMING PAYMENT SHALL REMAIN IN EFFECT FOR ANY FUTURE
 NONCONFORMING PAYMENT DURING THE  TERM  OF  A  STUDENT  LOAN  UNTIL  THE
 BORROWER PROVIDES DIFFERENT DIRECTIONS.
   (B)  FOR  PURPOSES  OF THIS SUBDIVISION, "NONCONFORMING PAYMENT" SHALL
 MEAN A PAYMENT THAT IS EITHER MORE OR LESS THAN THE BORROWER'S  REQUIRED
 STUDENT LOAN PAYMENT.
   3.  (A) IF THE SALE, ASSIGNMENT, OR OTHER TRANSFER OF THE SERVICING OF
 A STUDENT LOAN RESULTS IN A CHANGE IN THE IDENTITY OF THE PERSON TO WHOM
 THE BORROWER IS REQUIRED TO  SEND  SUBSEQUENT  PAYMENTS  OR  DIRECT  ANY
 COMMUNICATIONS  CONCERNING  THE  STUDENT  LOAN,  A STUDENT LOAN SERVICER
 SHALL TRANSFER  ALL  INFORMATION  REGARDING  A  BORROWER,  A  BORROWER'S
 ACCOUNT, AND A BORROWER'S STUDENT LOAN, INCLUDING BUT NOT LIMITED TO THE
 BORROWER'S  REPAYMENT  STATUS  AND ANY BORROWER BENEFITS ASSOCIATED WITH
 THE BORROWER'S STUDENT LOAN, TO THE NEW STUDENT LOAN SERVICER  SERVICING
 THE BORROWER'S STUDENT LOAN WITHIN FORTY-FIVE DAYS.
   (B)  A  STUDENT  LOAN  SERVICER SHALL ADOPT POLICIES AND PROCEDURES TO
 VERIFY THAT IT HAS RECEIVED ALL  INFORMATION  REGARDING  A  BORROWER,  A
 BORROWER'S  ACCOUNT,  AND  A  BORROWER'S STUDENT LOAN, INCLUDING BUT NOT
 LIMITED TO THE BORROWER'S REPAYMENT STATUS  AND  ANY  BORROWER  BENEFITS
 ASSOCIATED  WITH  THE BORROWER'S STUDENT LOAN, WHEN THE SERVICER OBTAINS
 THE RIGHT TO SERVICE A STUDENT LOAN.
   4. IF A STUDENT LOAN SERVICER SELLS, ASSIGNS, OR  OTHERWISE  TRANSFERS
 THE  SERVICING OF A STUDENT LOAN TO A NEW SERVICER, THE SALE, ASSIGNMENT
 OR OTHER TRANSFER SHALL BE COMPLETED AT  LEAST  SEVEN  DAYS  BEFORE  THE
 BORROWER'S NEXT PAYMENT IS DUE.
   5.  (A)  A  STUDENT  LOAN  SERVICER  THAT SELLS, ASSIGNS, OR OTHERWISE
 TRANSFERS THE SERVICING OF A STUDENT LOAN SHALL REQUIRE AS  A  CONDITION
 OF  SUCH  SALE,  ASSIGNMENT  OR OTHER TRANSFER THAT THE NEW STUDENT LOAN
 SERVICER SHALL HONOR ALL BORROWER  BENEFITS  ORIGINALLY  REPRESENTED  AS
 BEING  AVAILABLE  TO A BORROWER DURING THE REPAYMENT OF THE STUDENT LOAN
 AND THE POSSIBILITY OF SUCH BENEFITS, INCLUDING ANY BENEFITS  THAT  WERE

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 REPRESENTED  AS  BEING  AVAILABLE BUT FOR WHICH THE BORROWER HAD NOT YET
 QUALIFIED.
   (B)  A  STUDENT  LOAN  SERVICER  THAT  OBTAINS  THE RIGHT TO SERVICE A
 STUDENT LOAN SHALL HONOR ALL BORROWER BENEFITS ORIGINALLY REPRESENTED AS
 BEING AVAILABLE TO A BORROWER DURING THE REPAYMENT OF THE  STUDENT  LOAN
 AND  THE  POSSIBILITY OF SUCH BENEFITS, INCLUDING ANY BENEFITS THAT WERE
 REPRESENTED AS BEING AVAILABLE BUT FOR WHICH THE BORROWER  HAD  NOT  YET
 QUALIFIED.
   6.  A  STUDENT  LOAN  SERVICER  SHALL RESPOND WITHIN THIRTY DAYS AFTER
 RECEIPT TO A WRITTEN INQUIRY FROM A BORROWER OR A  BORROWER'S  REPRESEN-
 TATIVE.
   7. A STUDENT LOAN SERVICER SHALL PRESERVE RECORDS OF EACH STUDENT LOAN
 AND  ALL  COMMUNICATIONS  WITH  BORROWERS  FOR  NOT  LESS THAN TWO YEARS
 FOLLOWING THE FINAL PAYMENT ON A STUDENT LOAN OR THE SALE, ASSIGNMENT OR
 OTHER TRANSFER OF THE SERVICING OF  A  STUDENT  LOAN,  WHICHEVER  OCCURS
 FIRST,  OR  SUCH LONGER PERIOD AS MAY BE REQUIRED BY ANY OTHER PROVISION
 OF LAW.
   § 722. EXAMINATIONS. 1. THE SUPERINTENDENT MAY AT  ANY  TIME,  AND  AS
 OFTEN  AS HE OR SHE MAY DETERMINE, EITHER PERSONALLY OR BY A PERSON DULY
 DESIGNATED BY THE SUPERINTENDENT, INVESTIGATE THE BUSINESS  AND  EXAMINE
 THE  BOOKS,  ACCOUNTS,  RECORDS, AND FILES USED THEREIN OF EVERY STUDENT
 LOAN SERVICER. FOR THAT PURPOSE THE SUPERINTENDENT AND HIS OR  HER  DULY
 DESIGNATED  REPRESENTATIVE  SHALL  HAVE  FREE  ACCESS TO THE OFFICES AND
 PLACES OF BUSINESS, BOOKS, ACCOUNTS, PAPERS, RECORDS, FILES,  SAFES  AND
 VAULTS  OF ALL STUDENT LOAN SERVICERS. THE SUPERINTENDENT AND ANY PERSON
 DULY DESIGNATED BY HIM OR HER SHALL HAVE THE AUTHORITY  TO  REQUIRE  THE
 ATTENDANCE  OF  AND TO EXAMINE UNDER OATH ALL PERSONS WHOSE TESTIMONY HE
 OR SHE MAY REQUIRE RELATIVE TO SUCH BUSINESS.
   2. NO PERSON  SUBJECT  TO  INVESTIGATION  OR  EXAMINATION  UNDER  THIS
 SECTION  MAY  KNOWINGLY WITHHOLD, ABSTRACT, REMOVE, MUTILATE, DESTROY OR
 SECRETE ANY BOOKS, RECORDS, COMPUTER RECORDS OR OTHER INFORMATION.
   3. THE EXPENSES INCURRED IN MAKING ANY EXAMINATION  PURSUANT  TO  THIS
 SECTION  SHALL BE ASSESSED AGAINST AND PAID BY THE STUDENT LOAN SERVICER
 SO EXAMINED, EXCEPT THAT TRAVELING AND SUBSISTENCE EXPENSES SO  INCURRED
 SHALL  BE  CHARGED  AGAINST AND PAID BY SERVICERS IN SUCH PROPORTIONS AS
 THE SUPERINTENDENT SHALL DEEM JUST  AND  REASONABLE,  AND  SUCH  PROPOR-
 TIONATE  CHARGES  SHALL BE ADDED TO THE ASSESSMENT OF THE OTHER EXPENSES
 INCURRED UPON EACH EXAMINATION. UPON WRITTEN NOTICE BY  THE  SUPERINTEN-
 DENT  OF  THE TOTAL AMOUNT OF SUCH ASSESSMENT, THE SERVICER SHALL BECOME
 LIABLE FOR AND SHALL PAY SUCH ASSESSMENT TO THE SUPERINTENDENT.
   4. IN ANY HEARING IN WHICH A DEPARTMENT EMPLOYEE ACTING UNDER AUTHORI-
 TY OF THIS CHAPTER IS  AVAILABLE  FOR  CROSS-EXAMINATION,  ANY  OFFICIAL
 WRITTEN  REPORT, WORKSHEET, OTHER RELATED PAPERS, OR DULY CERTIFIED COPY
 THEREOF, COMPILED, PREPARED, DRAFTED, OR OTHERWISE MADE BY SUCH  DEPART-
 MENT  EMPLOYEE,  AFTER  BEING DULY AUTHENTICATED BY THE EMPLOYEE, MAY BE
 ADMITTED AS COMPETENT EVIDENCE UPON THE OATH OF THE EMPLOYEE  THAT  SUCH
 WORKSHEET,   INVESTIGATIVE  REPORT,  OR  OTHER  RELATED  DOCUMENTS  WERE
 PREPARED AS A RESULT OF AN EXAMINATION OF THE BOOKS  AND  RECORDS  OF  A
 SERVICER  OR  OTHER  PERSON, CONDUCTED PURSUANT TO THE AUTHORITY OF THIS
 CHAPTER.
   5. UNLESS OTHERWISE EXEMPT PURSUANT  TO  SUBDIVISION  TWO  OF  SECTION
 SEVEN  HUNDRED  ELEVEN  OF  THIS  ARTICLE,  AFFILIATES OF A STUDENT LOAN
 SERVICER ARE SUBJECT TO EXAMINATION BY THE SUPERINTENDENT  ON  THE  SAME
 TERMS  AS THE SERVICER, BUT ONLY WHEN REPORTS FROM, OR EXAMINATION OF, A
 SERVICER PROVIDES EVIDENCE OF UNLAWFUL ACTIVITY BETWEEN A  SERVICER  AND

 S. 7508                            116                           A. 9508
 
 AFFILIATE  BENEFITTING,  AFFECTING, OR ARISING FROM THE ACTIVITIES REGU-
 LATED BY THIS ARTICLE.
   § 723. PENALTIES FOR VIOLATION OF THIS ARTICLE. 1. IN ADDITION TO SUCH
 PENALTIES AS MAY OTHERWISE BE APPLICABLE BY LAW, THE SUPERINTENDENT MAY,
 AFTER  NOTICE  AND  HEARING,  REQUIRE  ANY  PERSON  FOUND  VIOLATING THE
 PROVISIONS OF THIS ARTICLE OR THE RULES OR REGULATIONS PROMULGATED HERE-
 UNDER TO PAY TO THE PEOPLE OF THIS STATE A PENALTY FOR EACH VIOLATION OF
 THE ARTICLE OR ANY REGULATION OR POLICY PROMULGATED HEREUNDER A SUM  NOT
 TO EXCEED AN AMOUNT AS DETERMINED PURSUANT TO SECTION FORTY-FOUR OF THIS
 CHAPTER FOR EACH SUCH VIOLATION.
   2.  NOTHING  IN  THIS  ARTICLE SHALL LIMIT ANY STATUTORY OR COMMON-LAW
 RIGHT OF ANY PERSON TO BRING ANY ACTION IN ANY COURT FOR ANY ACT, OR THE
 RIGHT OF THE STATE TO PUNISH ANY PERSON FOR ANY VIOLATION OF ANY LAW.
   § 724. SEVERABILITY OF PROVISIONS. IF ANY PROVISION OF  THIS  ARTICLE,
 OR  THE  APPLICATION  OF  SUCH  PROVISION TO ANY PERSON OR CIRCUMSTANCE,
 SHALL BE HELD INVALID, ILLEGAL OR UNENFORCEABLE, THE  REMAINDER  OF  THE
 ARTICLE,  AND  THE  APPLICATION  OF SUCH PROVISION TO PERSONS OR CIRCUM-
 STANCES OTHER THAN THOSE AS TO WHICH IT  IS  HELD  INVALID,  ILLEGAL  OR
 UNENFORCEABLE, SHALL NOT BE AFFECTED THEREBY.
   §  725.  COMPLIANCE  WITH  OTHER LAWS. 1. STUDENT LOAN SERVICERS SHALL
 ENGAGE IN THE BUSINESS OF SERVICING STUDENT LOANS IN CONFORMITY WITH THE
 PROVISIONS OF THE FINANCIAL SERVICES LAW, THIS CHAPTER, SUCH  RULES  AND
 REGULATIONS  AS  MAY BE PROMULGATED BY THE SUPERINTENDENT THEREUNDER AND
 ALL APPLICABLE FEDERAL LAWS AND THE RULES  AND  REGULATIONS  PROMULGATED
 THEREUNDER.
   2.  NOTHING  IN THIS SECTION SHALL BE CONSTRUED TO LIMIT ANY OTHERWISE
 APPLICABLE STATE OR FEDERAL LAW OR REGULATIONS.
   § 2. Subdivision 10 of section 36 of the banking law,  as  amended  by
 chapter 182 of the laws of 2011, is amended to read as follows:
   10. All reports of examinations and investigations, correspondence and
 memoranda  concerning  or  arising  out of such examination and investi-
 gations, including any duly authenticated copy or copies thereof in  the
 possession  of  any  banking  organization,  bank holding company or any
 subsidiary thereof (as such terms "bank holding  company"  and  "subsid-
 iary"  are  defined in article three-A of this chapter), any corporation
 or any other entity affiliated with a banking  organization  within  the
 meaning  of  subdivision six of this section and any non-banking subsid-
 iary of a corporation or any other entity which is  an  affiliate  of  a
 banking  organization  within  the  meaning of subdivision six-a of this
 section, foreign banking corporation, licensed lender,  licensed  casher
 of   checks,  licensed  mortgage  banker,  registered  mortgage  broker,
 licensed mortgage  loan  originator,  licensed  sales  finance  company,
 registered  mortgage  loan  servicer,  LICENSED  STUDENT  LOAN SERVICER,
 licensed insurance  premium  finance  agency,  licensed  transmitter  of
 money,  licensed  budget  planner, any other person or entity subject to
 supervision under this chapter, or the department, shall be confidential
 communications, shall not be subject to subpoena and shall not  be  made
 public  unless,  in  the  judgment  of  the  superintendent, the ends of
 justice and the public advantage will be subserved  by  the  publication
 thereof,  in which event the superintendent may publish or authorize the
 publication of a copy of any such report or any  part  thereof  in  such
 manner  as may be deemed proper or unless such laws specifically author-
 ize such disclosure. For the purposes of this subdivision,  "reports  of
 examinations  and  investigations,  and any correspondence and memoranda
 concerning or arising out  of  such  examinations  and  investigations",
 includes any such materials of a bank, insurance or securities regulato-

 S. 7508                            117                           A. 9508
 
 ry  agency  or  any unit of the federal government or that of this state
 any other state or that of any foreign government which  are  considered
 confidential  by  such agency or unit and which are in the possession of
 the  department  or which are otherwise confidential materials that have
 been shared by the department with any such agency or unit  and  are  in
 the possession of such agency or unit.
   §  3.  Subdivisions  1,  2,  3 and 5 of section 39 of the banking law,
 subdivisions 1, 2 and 5 as amended by chapter 123 of the  laws  of  2009
 and  subdivision  3  as  amended by chapter 155 of the laws of 2012, are
 amended to read as follows:
   1. To appear and explain an  apparent  violation.  Whenever  it  shall
 appear to the superintendent that any banking organization, bank holding
 company,  registered mortgage broker, licensed mortgage banker, LICENSED
 STUDENT LOAN SERVICER, registered mortgage loan servicer, licensed mort-
 gage loan  originator,  licensed  lender,  licensed  casher  of  checks,
 licensed sales finance company, licensed insurance premium finance agen-
 cy, licensed transmitter of money, licensed budget planner, out-of-state
 state  bank  that  maintains  a  branch or branches or representative or
 other offices in this state, or foreign banking corporation licensed  by
 the superintendent to do business or maintain a representative office in
 this  state has violated any law or regulation, he or she may, in his or
 her discretion, issue an order describing such  apparent  violation  and
 requiring  such  banking  organization, bank holding company, registered
 mortgage broker, licensed mortgage banker, LICENSED STUDENT LOAN  SERVI-
 CER, licensed mortgage loan originator, licensed lender, licensed casher
 of  checks,  licensed  sales finance company, licensed insurance premium
 finance agency, licensed transmitter of money, licensed budget  planner,
 out-of-state state bank that maintains a branch or branches or represen-
 tative or other offices in this state, or foreign banking corporation to
 appear  before  him  or her, at a time and place fixed in said order, to
 present an explanation of such apparent violation.
   2. To discontinue unauthorized or unsafe and unsound practices.  When-
 ever  it  shall  appear to the superintendent that any banking organiza-
 tion, bank holding company, registered mortgage broker,  licensed  mort-
 gage  banker,  LICENSED  STUDENT LOAN SERVICER, registered mortgage loan
 servicer, licensed mortgage loan originator, licensed  lender,  licensed
 casher  of  checks,  licensed  sales finance company, licensed insurance
 premium finance agency, licensed transmitter of money,  licensed  budget
 planner,  out-of-state state bank that maintains a branch or branches or
 representative or other offices in this state, or foreign banking corpo-
 ration licensed by the superintendent to do business in  this  state  is
 conducting  business in an unauthorized or unsafe and unsound manner, he
 or she may, in his or her  discretion,  issue  an  order  directing  the
 discontinuance of such unauthorized or unsafe and unsound practices, and
 fixing a time and place at which such banking organization, bank holding
 company,  registered mortgage broker, licensed mortgage banker, LICENSED
 STUDENT LOAN SERVICER, registered mortgage loan servicer, licensed mort-
 gage loan  originator,  licensed  lender,  licensed  casher  of  checks,
 licensed sales finance company, licensed insurance premium finance agen-
 cy, licensed transmitter of money, licensed budget planner, out-of-state
 state  bank  that  maintains  a  branch or branches or representative or
 other offices in this state, or foreign banking corporation  may  volun-
 tarily appear before him or her to present any explanation in defense of
 the practices directed in said order to be discontinued.
   3.  To  make  good  impairment of capital or to ensure compliance with
 financial requirements. Whenever it shall appear to  the  superintendent

 S. 7508                            118                           A. 9508
 
 that  the  capital  or  capital  stock of any banking organization, bank
 holding company or any subsidiary thereof which is  organized,  licensed
 or  registered  pursuant  to this chapter, is impaired, or the financial
 requirements  imposed by subdivision one of section two hundred two-b of
 this chapter or any regulation of the superintendent on  any  branch  or
 agency  of  a  foreign banking corporation or the financial requirements
 imposed by this chapter or any regulation of the superintendent  on  any
 licensed  lender,  registered mortgage broker, licensed mortgage banker,
 LICENSED STUDENT LOAN SERVICER,  licensed  casher  of  checks,  licensed
 sales  finance  company,  licensed  insurance  premium  finance  agency,
 licensed transmitter of money, licensed budget planner or private banker
 are not satisfied,  the  superintendent  may,  in  the  superintendent's
 discretion,  issue  an  order  directing that such banking organization,
 bank holding company, branch or agency of a foreign banking corporation,
 registered mortgage broker, licensed mortgage banker,  LICENSED  STUDENT
 LOAN  SERVICER,  licensed  lender,  licensed  casher of checks, licensed
 sales  finance  company,  licensed  insurance  premium  finance  agency,
 licensed transmitter of money, licensed budget planner, or private bank-
 er  make  good  such  deficiency forthwith or within a time specified in
 such order.
   5. To keep books and accounts as prescribed. Whenever it shall  appear
 to the superintendent that any banking organization, bank holding compa-
 ny,  registered  mortgage  broker,  licensed  mortgage  banker, LICENSED
 STUDENT LOAN SERVICER, registered mortgage loan servicer, licensed mort-
 gage loan  originator,  licensed  lender,  licensed  casher  of  checks,
 licensed sales finance company, licensed insurance premium finance agen-
 cy,  licensed  transmitter  of money, licensed budget planner, agency or
 branch of a foreign banking corporation licensed by  the  superintendent
 to  do  business  in this state, does not keep its books and accounts in
 such manner as to enable him or her to readily ascertain its true condi-
 tion, he or she may, in his or her discretion, issue an order  requiring
 such  banking  organization,  bank  holding company, registered mortgage
 broker, licensed mortgage banker, LICENSED STUDENT LOAN SERVICER, regis-
 tered  mortgage  loan  servicer,  licensed  mortgage  loan   originator,
 licensed  lender,  licensed  casher  of  checks,  licensed sales finance
 company, licensed insurance premium finance agency, licensed transmitter
 of money, licensed budget planner, or foreign  banking  corporation,  or
 the  officers  or  agents thereof, or any of them, to open and keep such
 books or accounts as he or she may, in his or her discretion,  determine
 and prescribe for the purpose of keeping accurate and convenient records
 of its transactions and accounts.
   §  4. Paragraph (a) of subdivision 1 of section 44 of the banking law,
 as amended by chapter 155 of the laws of 2012, is  amended  to  read  as
 follows:
   (a) Without limiting any power granted to the superintendent under any
 other provision of this chapter, the superintendent may, in a proceeding
 after  notice  and a hearing, require any safe deposit company, licensed
 lender, licensed casher  of  checks,  licensed  sales  finance  company,
 licensed  insurance  premium  finance  agency,  licensed  transmitter of
 money, licensed mortgage banker, LICENSED STUDENT LOAN SERVICER,  regis-
 tered  mortgage  broker,  licensed  mortgage loan originator, registered
 mortgage loan servicer or licensed budget planner to pay to  the  people
 of  this  state  a  penalty for any violation of this chapter, any regu-
 lation promulgated thereunder,  any  final  or  temporary  order  issued
 pursuant  to  section thirty-nine of this article, any condition imposed
 in writing by the superintendent in connection with  the  grant  of  any

 S. 7508                            119                           A. 9508

 application  or  request, or any written agreement entered into with the
 superintendent.
   § 5. This act shall take effect on the one hundred eightieth day after
 it shall have become a law.
 
                                 SUBPART B
 
   Section 1. The financial services law is amended by adding a new arti-
 cle 7 to read as follows:
 
                                 ARTICLE 7
                         STUDENT DEBT CONSULTANTS
 SECTION 701. DEFINITIONS.
         702. PROHIBITIONS.
         703. DISCLOSURE REQUIREMENTS.
         704. STUDENT DEBT CONSULTING CONTRACTS.
         705. PENALTIES AND OTHER PROVISIONS.
         706. RULES AND REGULATIONS.
   §  701. DEFINITIONS.   (A) THE TERM "ADVERTISEMENT" SHALL INCLUDE, BUT
 IS NOT LIMITED TO, ALL FORMS  OF  MARKETING,  SOLICITATION,  OR  DISSEM-
 INATION  OF  INFORMATION RELATED, DIRECTLY OR INDIRECTLY, TO SECURING OR
 OBTAINING A STUDENT DEBT CONSULTING CONTRACT OR  SERVICES.  FURTHER,  IT
 SHALL  INCLUDE  ANY AND ALL COMMONLY RECOGNIZED FORMS OF MEDIA MARKETING
 VIA TELEVISION, RADIO, PRINT MEDIA, ALL  FORMS  OF  ELECTRONIC  COMMUNI-
 CATION  VIA  THE INTERNET, AND ALL PREPARED SALES PRESENTATIONS GIVEN IN
 PERSON OR OVER THE INTERNET TO THE GENERAL PUBLIC.
   (B) "BORROWER" MEANS ANY RESIDENT OF THIS STATE  WHO  HAS  RECEIVED  A
 STUDENT  LOAN  OR  AGREED IN WRITING TO PAY A STUDENT LOAN OR ANY PERSON
 WHO SHARES A LEGAL OBLIGATION WITH SUCH RESIDENT FOR REPAYING A  STUDENT
 LOAN.
   (C)  "FSA ID" MEANS A USERNAME AND PASSWORD ALLOCATED TO AN INDIVIDUAL
 BY THE FEDERAL GOVERNMENT TO ENABLE THE INDIVIDUAL TO LOG IN TO  CERTAIN
 UNITED  STATES DEPARTMENT OF EDUCATION WEBSITES, AND MAY BE USED TO SIGN
 CERTAIN DOCUMENTS ELECTRONICALLY.
   (D) "STUDENT LOAN" MEANS ANY LOAN TO A BORROWER TO FINANCE POST-SECON-
 DARY EDUCATION OR EXPENSES RELATED TO POST-SECONDARY EDUCATION.
   (E) "STUDENT DEBT CONSULTING CONTRACT" OR "CONTRACT" MEANS  AN  AGREE-
 MENT  BETWEEN  A  BORROWER  AND  A CONSULTANT UNDER WHICH THE CONSULTANT
 AGREES TO PROVIDE STUDENT DEBT CONSULTING SERVICES.
   (F) "STUDENT DEBT CONSULTANT" OR "CONSULTANT" MEANS AN INDIVIDUAL OR A
 CORPORATION, PARTNERSHIP, LIMITED LIABILITY COMPANY  OR  OTHER  BUSINESS
 ENTITY  THAT,  DIRECTLY OR INDIRECTLY, SOLICITS OR UNDERTAKES EMPLOYMENT
 TO PROVIDE STUDENT DEBT  CONSULTING  SERVICES.  A  CONSULTANT  DOES  NOT
 INCLUDE THE FOLLOWING:
   (1)  A  PERSON  OR  ENTITY  WHO  HOLDS OR IS OWED AN OBLIGATION ON THE
 STUDENT LOAN WHILE THE PERSON OR ENTITY PERFORMS SERVICES IN  CONNECTION
 WITH THE STUDENT LOAN;
   (2)  A  BANK,  TRUST  COMPANY,  PRIVATE  BANKER, BANK HOLDING COMPANY,
 SAVINGS BANK, SAVINGS AND  LOAN  ASSOCIATION,  THRIFT  HOLDING  COMPANY,
 CREDIT  UNION  OR  INSURANCE  COMPANY  ORGANIZED  UNDER THE LAWS OF THIS
 STATE, ANOTHER STATE OR THE UNITED STATES, OR A SUBSIDIARY OR  AFFILIATE
 OF  SUCH  ENTITY OR A FOREIGN BANKING CORPORATION LICENSED BY THE SUPER-
 INTENDENT OF FINANCIAL SERVICES OR THE COMPTROLLER OF THE CURRENCY;
   (3) A BONA FIDE NOT-FOR-PROFIT ORGANIZATION THAT OFFERS COUNSELING  OR
 ADVICE TO BORROWERS; OR

 S. 7508                            120                           A. 9508
 
   (4)  SUCH OTHER PERSONS AS THE SUPERINTENDENT PRESCRIBES OR INTERPRETS
 BY RULE.
   (G)  "STUDENT  DEBT CONSULTING SERVICES" MEANS SERVICES THAT A STUDENT
 DEBT CONSULTANT PROVIDES TO A BORROWER THAT  THE  CONSULTANT  REPRESENTS
 WILL HELP TO ACHIEVE ANY OF THE FOLLOWING:
   (1)  STOP,  ENJOIN,  DELAY, VOID, SET ASIDE, ANNUL, STAY OR POSTPONE A
 DEFAULT, BANKRUPTCY, TAX OFFSET, OR GARNISHMENT PROCEEDING;
   (2) OBTAIN A FORBEARANCE, DEFERMENT, OR OTHER RELIEF THAT  TEMPORARILY
 HALTS REPAYMENT OF A STUDENT LOAN;
   (3)  ASSIST THE BORROWER WITH PREPARING OR FILING DOCUMENTS RELATED TO
 STUDENT LOAN REPAYMENT;
   (4) ADVISE THE BORROWER WHICH STUDENT LOAN REPAYMENT PLAN OR  FORGIVE-
 NESS PROGRAM TO CONSIDER;
   (5)  ENROLL  THE  BORROWER IN ANY STUDENT LOAN REPAYMENT, FORGIVENESS,
 DISCHARGE, OR CONSOLIDATION PROGRAM;
   (6) ASSIST THE BORROWER IN  RE-ESTABLISHING  ELIGIBILITY  FOR  FEDERAL
 STUDENT FINANCIAL ASSISTANCE;
   (7) ASSIST THE BORROWER IN REMOVING A STUDENT LOAN FROM DEFAULT; OR
   (8) EDUCATE THE BORROWER ABOUT STUDENT LOAN REPAYMENT.
   §  702.  PROHIBITIONS.    A STUDENT DEBT CONSULTANT IS PROHIBITED FROM
 DOING THE FOLLOWING:
   (A) PERFORMING STUDENT DEBT CONSULTING  SERVICES  WITHOUT  A  WRITTEN,
 FULLY EXECUTED CONTRACT WITH A BORROWER;
   (B)  CHARGING FOR OR ACCEPTING ANY PAYMENT FOR STUDENT DEBT CONSULTING
 SERVICES BEFORE THE FULL COMPLETION OF ALL SUCH  SERVICES,  INCLUDING  A
 PAYMENT  TO  BE  PLACED  IN  ESCROW  OR  ANY  OTHER  ACCOUNT PENDING THE
 COMPLETION OF SUCH SERVICES;
   (C) TAKING A POWER OF ATTORNEY FROM A BORROWER;
   (D) RETAINING ANY ORIGINAL LOAN DOCUMENT OR  OTHER  ORIGINAL  DOCUMENT
 RELATED TO A BORROWER'S STUDENT LOAN;
   (E)  REQUESTING  THAT  A  BORROWER  PROVIDE  HIS  OR HER FSA ID TO THE
 CONSULTANT, OR ACCEPTING A BORROWER'S FSA ID;
   (F) STATING OR IMPLYING THAT A BORROWER WILL NOT  BE  ABLE  TO  OBTAIN
 RELIEF ON THEIR OWN;
   (G) MISREPRESENTING, EXPRESSLY OR BY IMPLICATION, THAT:
   (1) THE CONSULTANT IS A PART OF, AFFILIATED WITH, OR ENDORSED OR SPON-
 SORED  BY  THE  GOVERNMENT,  GOVERNMENT LOAN PROGRAMS, THE UNITED STATES
 DEPARTMENT OF EDUCATION, OR BORROWERS' STUDENT LOAN SERVICERS; OR
   (2) SOME OR ALL OF A BORROWER'S PAYMENTS TO  THE  CONSULTANT  WILL  BE
 APPLIED TOWARDS THE BORROWER'S STUDENT LOANS.
   (H)  INDUCING  OR  ATTEMPTING  TO  INDUCE  A STUDENT DEBTOR TO ENTER A
 CONTRACT THAT DOES NOT FULLY COMPLY WITH THE PROVISIONS OF THIS ARTICLE;
 OR
   (I) ENGAGING IN ANY UNFAIR, DECEPTIVE, OR ABUSIVE ACT OR PRACTICE.
   § 703. DISCLOSURE REQUIREMENTS.  (A) A STUDENT DEBT  CONSULTANT  SHALL
 CLEARLY AND CONSPICUOUSLY DISCLOSE IN ALL ADVERTISEMENTS:
   (1) THE ACTUAL SERVICES THE CONSULTANT PROVIDES TO BORROWERS;
   (2)  THAT  BORROWERS CAN APPLY FOR AND OBTAIN CONSOLIDATION LOANS FROM
 THE UNITED STATES DEPARTMENT OF EDUCATION AT NO COST, INCLUDING  PROVID-
 ING  A DIRECT LINK IN ALL WRITTEN ADVERTISING TO THE APPLICATION MATERI-
 ALS FOR A DIRECT CONSOLIDATION LOAN FROM THE U.S. DEPARTMENT  OF  EDUCA-
 TION;
   (3) THAT CONSOLIDATION OR OTHER SERVICES OFFERED BY THE CONSULTANT MAY
 NOT BE THE BEST OR ONLY OPTION FOR BORROWERS;

 S. 7508                            121                           A. 9508
 
   (4) THAT A BORROWER MAY OBTAIN ALTERNATIVE FEDERAL STUDENT LOAN REPAY-
 MENT  PLANS,  INCLUDING  INCOME-BASED  PROGRAMS,  WITHOUT  CONSOLIDATING
 EXISTING FEDERAL STUDENT LOANS; AND
   (5)  THAT  BORROWERS  SHOULD  CONSIDER  CONSULTING  THEIR STUDENT LOAN
 SERVICER BEFORE SIGNING ANY LEGAL DOCUMENT CONCERNING A STUDENT LOAN.
   (B) THE DISCLOSURES REQUIRED BY SUBSECTION (A)  OF  THIS  SECTION,  IF
 DISSEMINATED  THROUGH  PRINT MEDIA OR THE INTERNET, SHALL BE CLEARLY AND
 LEGIBLY PRINTED OR DISPLAYED IN NOT LESS THAN  TWELVE-POINT  BOLD  TYPE,
 OR,  IF  THE  ADVERTISEMENT  IS PRINTED TO BE DISPLAYED IN PRINT THAT IS
 SMALLER THAN TWELVE POINT, IN BOLD TYPE PRINT THAT IS  NO  SMALLER  THAN
 THE  PRINT  IN  WHICH  THE  TEXT  OF  THE  ADVERTISEMENT  IS  PRINTED OR
 DISPLAYED.
   (C) THE PROVISIONS OF THIS SECTION SHALL APPLY TO ALL CONSULTANTS  WHO
 DISSEMINATE  ADVERTISEMENTS  IN  THE  STATE OF NEW YORK OR WHO INTEND TO
 DIRECTLY OR INDIRECTLY CONTACT A BORROWER WHO HAS A STUDENT LOAN AND  IS
 IN NEW YORK STATE. CONSULTANTS SHALL ESTABLISH AND AT ALL TIMES MAINTAIN
 CONTROL OVER THE CONTENT, FORM AND METHOD OF DISSEMINATION OF ALL ADVER-
 TISEMENTS  OF  THEIR  SERVICES.    FURTHER,  ALL ADVERTISEMENTS SHALL BE
 SUFFICIENTLY COMPLETE AND CLEAR TO AVOID THE POSSIBILITY OF DECEPTION OR
 THE ABILITY TO MISLEAD OR DECEIVE.
   § 704. STUDENT DEBT CONSULTING CONTRACTS.  (A) A STUDENT DEBT CONSULT-
 ING CONTRACT SHALL:
   (1) CONTAIN THE ENTIRE AGREEMENT OF THE PARTIES;
   (2) BE PROVIDED IN WRITING TO THE BORROWER FOR REVIEW BEFORE SIGNING;
   (3) BE PRINTED IN AT LEAST TWELVE-POINT TYPE AND WRITTEN IN  THE  SAME
 LANGUAGE  THAT  IS  USED  BY  THE  BORROWER  AND WAS USED IN DISCUSSIONS
 BETWEEN THE CONSULTANT AND  THE  BORROWER  TO  DESCRIBE  THE  BORROWER'S
 SERVICES OR TO NEGOTIATE THE CONTRACT;
   (4)  FULLY DISCLOSE THE EXACT NATURE OF THE SERVICES TO BE PROVIDED BY
 THE CONSULTANT OR ANYONE WORKING IN ASSOCIATION WITH THE CONSULTANT;
   (5) FULLY DISCLOSE THE TOTAL AMOUNT AND TERMS OF COMPENSATION FOR SUCH
 SERVICES;
   (6) CONTAIN THE NAME, BUSINESS ADDRESS AND  TELEPHONE  NUMBER  OF  THE
 CONSULTANT AND THE STREET ADDRESS, IF DIFFERENT, AND FACSIMILE NUMBER OR
 EMAIL ADDRESS OF THE CONSULTANT WHERE COMMUNICATIONS FROM THE DEBTOR MAY
 BE DELIVERED;
   (7)  BE DATED AND PERSONALLY SIGNED BY THE BORROWER AND THE CONSULTANT
 AND BE WITNESSED AND ACKNOWLEDGED BY A NEW YORK NOTARY PUBLIC; AND
   (8) CONTAIN THE FOLLOWING NOTICE, WHICH SHALL BE PRINTED IN  AT  LEAST
 FOURTEEN-POINT  BOLDFACE  TYPE, COMPLETED WITH THE NAME OF THE PROVIDER,
 AND LOCATED IN  IMMEDIATE  PROXIMITY  TO  THE  SPACE  RESERVED  FOR  THE
 DEBTOR'S SIGNATURE:
 "NOTICE REQUIRED BY NEW YORK LAW
 YOU  MAY CANCEL THIS CONTRACT, WITHOUT ANY PENALTY OR OBLIGATION, AT ANY
 TIME BEFORE MIDNIGHT OF
 ......... (FIFTH BUSINESS DAY AFTER EXECUTION).
 ......... (NAME OF CONSULTANT) (THE "CONSULTANT") OR ANYONE WORKING  FOR
 THE  CONSULTANT  MAY  NOT  TAKE  ANY MONEY FROM YOU OR ASK YOU FOR MONEY
 UNTIL THE CONSULTANT  HAS  COMPLETELY  FINISHED  DOING  EVERYTHING  THIS
 CONTRACT SAYS THE CONSULTANT WILL DO.
 YOU SHOULD CONSIDER CONTACTING YOUR STUDENT LOAN SERVICER BEFORE SIGNING
 ANY  LEGAL  DOCUMENT  CONCERNING YOUR STUDENT LOAN. IN ADDITION, YOU MAY
 WANT TO VISIT THE NEW  YORK  STATE  DEPARTMENT  OF  FINANCIAL  SERVICES'
 STUDENT LENDING RESOURCE CENTER AT WWW.DFS.NY.GOV/STUDENTPROTECTION. THE
 LAW REQUIRES THAT THIS CONTRACT CONTAIN THE ENTIRE AGREEMENT BETWEEN YOU

 S. 7508                            122                           A. 9508
 
 AND  THE  PROVIDER.  YOU  SHOULD NOT RELY UPON ANY OTHER WRITTEN OR ORAL
 AGREEMENT OR PROMISE."
 THE  PROVIDER  SHALL  ACCURATELY  ENTER  THE  DATE ON WHICH THE RIGHT TO
 CANCEL ENDS.
   (B) (1) THE BORROWER HAS THE RIGHT TO CANCEL, WITHOUT ANY  PENALTY  OR
 OBLIGATION,  ANY  CONTRACT WITH A CONSULTANT UNTIL MIDNIGHT OF THE FIFTH
 BUSINESS DAY FOLLOWING THE DAY ON WHICH THE CONSULTANT AND THE  BORROWER
 SIGN  A CONSULTING CONTRACT. CANCELLATION OCCURS WHEN THE BORROWER, OR A
 REPRESENTATIVE OF  THE  BORROWER,  EITHER  DELIVERS  WRITTEN  NOTICE  OF
 CANCELLATION  IN  PERSON  TO  THE  ADDRESS  SPECIFIED  IN THE CONSULTING
 CONTRACT OR SENDS A WRITTEN COMMUNICATION BY FACSIMILE, BY UNITED STATES
 MAIL OR BY AN ESTABLISHED COMMERCIAL LETTER DELIVERY  SERVICE.  A  DATED
 PROOF  OF  FACSIMILE  DELIVERY OR PROOF OF MAILING CREATES A PRESUMPTION
 THAT THE NOTICE OF CANCELLATION HAS  BEEN  DELIVERED  ON  THE  DATE  THE
 FACSIMILE  IS  SENT  OR  THE NOTICE IS DEPOSITED IN THE MAIL OR WITH THE
 DELIVERY SERVICE. CANCELLATION OF THE CONTRACT SHALL RELEASE THE BORROW-
 ER FROM ALL OBLIGATIONS TO PAY FEES OR ANY  OTHER  COMPENSATION  TO  THE
 CONSULTANT.
   (2)  THE  CONTRACT  SHALL  BE  ACCOMPANIED  BY  TWO  COPIES OF A FORM,
 CAPTIONED "NOTICE OF CANCELLATION" IN AT LEAST TWELVE-POINT  BOLD  TYPE.
 THIS FORM SHALL BE ATTACHED TO THE CONTRACT, SHALL BE EASILY DETACHABLE,
 AND  SHALL  CONTAIN THE FOLLOWING STATEMENT WRITTEN IN THE SAME LANGUAGE
 AS USED IN THE CONTRACT, AND THE CONTRACTOR SHALL INSERT ACCURATE INFOR-
 MATION AS TO THE DATE ON WHICH THE RIGHT TO CANCEL ENDS AND THE CONTRAC-
 TOR'S CONTACT INFORMATION:
 "NOTICE OF CANCELLATION
 NOTE: YOU MAY CANCEL THIS CONTRACT, WITHOUT ANY PENALTY  OR  OBLIGATION,
 AT ANY TIME BEFORE MIDNIGHT OF (ENTER DATE)
 TO  CANCEL THIS CONTRACT, SIGN AND DATE BOTH COPIES OF THIS CANCELLATION
 NOTICE AND PERSONALLY DELIVER ONE COPY OR SEND IT BY  FACSIMILE,  UNITED
 STATES MAIL, OR AN ESTABLISHED COMMERCIAL LETTER DELIVERY SERVICE, INDI-
 CATING CANCELLATION TO THE CONSULTANT AT ONE OF THE FOLLOWING:
 NAME OF CONSULTANT
 STREET ADDRESS
 CITY, STATE, ZIP
 FACSIMILE:
 I HEREBY CANCEL THIS TRANSACTION.
 NAME OF BORROWER:
 SIGNATURE OF BORROWER:
 DATE:             "
   (3)  WITHIN  TEN  DAYS  FOLLOWING  RECEIPT OF A NOTICE OF CANCELLATION
 GIVEN IN ACCORDANCE WITH THIS SUBSECTION, THE  CONSULTANT  SHALL  RETURN
 ANY  ORIGINAL  CONTRACT AND ANY OTHER DOCUMENTS SIGNED BY OR PROVIDED BY
 THE BORROWER. CANCELLATION SHALL RELEASE THE BORROWER OF ALL OBLIGATIONS
 TO PAY ANY FEES OR COMPENSATION TO THE CONSULTANT.
   § 705. PENALTIES AND OTHER PROVISIONS.    (A)  IF  THE  SUPERINTENDENT
 FINDS,  AFTER  NOTICE  AND  HEARING,  THAT A CONSULTANT HAS VIOLATED ANY
 PROVISION OF THIS ARTICLE, THE SUPERINTENDENT MAY:  (1)  MAKE  NULL  AND
 VOID  ANY  AGREEMENT  BETWEEN  THE  BORROWER AND THE CONSULTANT; AND (2)
 IMPOSE A CIVIL PENALTY OF NOT MORE THAN TEN THOUSAND  DOLLARS  FOR  EACH
 VIOLATION.
   (B)  IF  THE CONSULTANT VIOLATES ANY PROVISION OF THIS ARTICLE AND THE
 BORROWER SUFFERS DAMAGE BECAUSE  OF  THE  VIOLATION,  THE  BORROWER  MAY
 RECOVER  ACTUAL  AND CONSEQUENTIAL DAMAGES AND COSTS FROM THE CONSULTANT
 IN AN ACTION BASED ON THIS ARTICLE. IF THE CONSULTANT  INTENTIONALLY  OR

 S. 7508                            123                           A. 9508
 
 RECKLESSLY  VIOLATES  ANY PROVISION OF THIS ARTICLE, THE COURT MAY AWARD
 THE BORROWER TREBLE DAMAGES, ATTORNEYS' FEES AND COSTS.
   (C)  ANY PROVISION OF A STUDENT DEBT CONSULTING CONTRACT THAT ATTEMPTS
 OR PURPORTS TO LIMIT THE LIABILITY OF THE CONSULTANT UNDER THIS  ARTICLE
 SHALL  BE NULL AND VOID. INCLUSION OF SUCH PROVISION SHALL AT THE OPTION
 OF THE BORROWER RENDER THE CONTRACT VOID. ANY PROVISION  IN  A  CONTRACT
 WHICH ATTEMPTS OR PURPORTS TO REQUIRE ARBITRATION OF ANY DISPUTE ARISING
 UNDER  THIS  ARTICLE  SHALL  BE  VOID AT THE OPTION OF THE BORROWER. ANY
 WAIVER OF THE PROVISIONS OF THIS ARTICLE SHALL BE VOID AND UNENFORCEABLE
 AS CONTRARY TO PUBLIC POLICY.
   (D) THE PROVISIONS OF THIS ARTICLE ARE NOT EXCLUSIVE AND ARE IN  ADDI-
 TION TO ANY OTHER REQUIREMENTS, RIGHTS, REMEDIES, AND PENALTIES PROVIDED
 BY LAW.
   §  706.  RULES  AND  REGULATIONS.    IN ADDITION TO SUCH POWERS AS MAY
 OTHERWISE BE PRESCRIBED BY THIS CHAPTER, THE  SUPERINTENDENT  IS  HEREBY
 AUTHORIZED AND EMPOWERED TO PROMULGATE SUCH RULES AND REGULATIONS AS MAY
 IN THE JUDGMENT OF THE SUPERINTENDENT BE CONSISTENT WITH THE PURPOSES OF
 THIS  ARTICLE,  OR  APPROPRIATE FOR THE EFFECTIVE ADMINISTRATION OF THIS
 ARTICLE.
   § 2. This act shall take effect on the one hundred eightieth day after
 it shall have become a law.
 
                                 SUBPART C
 
   Section 1. The education law is amended by adding a new  article  13-C
 to read as follows:
 
                               ARTICLE 13-C
                           STUDENT LOAN DEBTORS
 SECTION 633. NO DENIAL OF LICENSES FOR STUDENT LOAN DEBTORS.
   §  633.  NO  DENIAL OF LICENSES FOR STUDENT LOAN DEBTORS. 1.  NOTWITH-
 STANDING ANY OTHER PROVISION OF LAW, RULE, OR REGULATION TO THE  CONTRA-
 RY,  ANY AGENCY, DEPARTMENT, OFFICE, BOARD, OR ANY OTHER INSTRUMENTALITY
 OF THE STATE AUTHORIZED TO ISSUE  PROFESSIONAL  LICENSES  IN  THE  STATE
 SHALL BE PROHIBITED FROM TAKING ANY ADVERSE ACTION AGAINST ANY LICENSEE,
 INCLUDING BUT NOT LIMITED TO FINE, NONRENEWAL, SUSPENSION, OR REVOCATION
 OF  A  PROFESSIONAL  LICENSE,  BASED UPON THE STATUS OF ANY STUDENT LOAN
 OBLIGATION OF SUCH LICENSEE.
   2. NOTWITHSTANDING ANY OTHER PROVISION OF LAW, RULE, OR REGULATION  TO
 THE  CONTRARY,  ANY  AGENCY,  DEPARTMENT,  OFFICE,  BOARD,  OR ANY OTHER
 INSTRUMENTALITY OF THE STATE AUTHORIZED TO ISSUE  PROFESSIONAL  LICENSES
 IN  THE STATE SHALL BE PROHIBITED FROM TAKING ANY ADVERSE ACTION RELATED
 TO ISSUANCE OF A PROFESSIONAL LICENSE AGAINST ANY INDIVIDUAL  OR  APPLI-
 CANT  FOR A PROFESSIONAL LICENSE, INCLUDING BUT NOT LIMITED TO DENIAL OF
 A PROFESSIONAL LICENSE OR DISAPPROVAL OF AN APPLICATION  FOR  A  PROFES-
 SIONAL  LICENSE, BASED UPON THE STATUS OF ANY STUDENT LOAN OBLIGATION OF
 SUCH INDIVIDUAL OR APPLICANT FOR A PROFESSIONAL LICENSE.
   3. FOR PURPOSES OF THIS SECTION "PROFESSIONAL LICENSE" MEANS  AUTHORI-
 ZATION,  LICENSURE, OR CERTIFICATION TO PRACTICE ANY PROFESSIONAL ACTIV-
 ITY IN THE STATE, WHETHER TEMPORARY OR PERMANENT, ISSUED BY ANY  AGENCY,
 DEPARTMENT, OFFICE, BOARD, OR ANY OTHER INSTRUMENTALITY OF THE STATE.
   4.  FOR  PURPOSES  OF  THIS SECTION "STUDENT LOAN" MEANS ANY LOAN TO A
 BORROWER TO FINANCE POSTSECONDARY EDUCATION OR EXPENSES RELATED TO POST-
 SECONDARY EDUCATION.
   § 2. This act shall take effect immediately.

 S. 7508                            124                           A. 9508
 
   § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
 sion, section or subpart of this act shall be adjudged by any  court  of
 competent  jurisdiction  to  be invalid, such judgment shall not affect,
 impair, or invalidate the remainder thereof, but shall  be  confined  in
 its  operation  to the clause, sentence, paragraph, subdivision, section
 or subpart thereof directly involved in the controversy  in  which  such
 judgment  shall  have  been  rendered.  It  is hereby declared to be the
 intent of the legislature that this act would have been enacted even  if
 such invalid provisions had not been included herein.
   §  3.  This  act shall take effect immediately provided, however, that
 the applicable effective date of Subparts A through C of this act  shall
 be as specifically set forth in the last section of such Subparts.
 
                                  PART X
 
   Section  1. Section 2 of chapter 584 of the laws of 2011, amending the
 public authorities law relating to the powers and duties of the dormito-
 ry authority of the state of New York relative to the  establishment  of
 subsidiaries  for certain purposes, as amended by section 1 of part P of
 chapter 58 of the laws of 2016, is amended to read as follows:
   § 2. This act shall take effect immediately and shall  expire  and  be
 deemed repealed on July 1, [2018] 2020; provided however, that the expi-
 ration  of  this  act  shall  not  impair or otherwise affect any of the
 powers, duties, responsibilities, functions, rights  or  liabilities  of
 any  subsidiary  duly  created  pursuant  to  subdivision twenty-five of
 section 1678 of the public authorities law prior to such expiration.
   § 2. This act shall take effect immediately.
 
                                  PART Y
 
   Section 1. Section 3 of part S of chapter  58  of  the  laws  of  2016
 amending  the  New York state urban development corporation act relating
 to transferring the statutory authority for the promulgation of  market-
 ing  orders  from  the  department of agriculture and markets to the New
 York state urban development corporation is amended to read as follows:
   § 3. This act shall take effect on the ninetieth day  after  it  shall
 have  become  a  law  [and shall expire and be deemed repealed two years
 after such date]; provided, however, that any assessment due and payable
 under such marketing orders shall be remitted to the  urban  development
 corporation starting 30 days after such effective date.
   § 2. This act shall take effect immediately.
 
                                  PART Z
 
   Section  1.  This  act  shall be known and may be cited as the "empire
 forests for the future initiative".
   § 2. Subdivision 9 of section 480 of the real  property  tax  law,  as
 added by chapter 814 of the laws of 1974, is amended to read as follows:
   9. No lands shall be classified pursuant to this section after Septem-
 ber  first, nineteen hundred seventy-four. As to lands classified pursu-
 ant to this section prior to such date, the owner thereof may  elect  to
 continue  to  have  such lands so classified, subject to all the duties,
 responsibilities and privileges under this section, or  he  OR  SHE  may
 elect  to  make  application  for certification pursuant to section four
 hundred eighty-a hereof UNTIL MARCH FIRST, TWO  THOUSAND  NINETEEN    OR
 SECTION FOUR HUNDRED EIGHTY-B OF THIS TITLE.

 S. 7508                            125                           A. 9508
 
   § 3. Section 480-a of the real property tax law, as amended by chapter
 428  of  the  laws of 1987, paragraph (a) of subdivision 1 as amended by
 chapter 396 of the laws of 2008, subparagraph (ii) of paragraph  (a)  of
 subdivision 3 as further amended by subdivision (b) of section 1 of part
 W of chapter 56 of the laws of 2010, subdivision 4 as amended by chapter
 316  of  the  laws of 1992 and paragraph (b) of subdivision 4 as further
 amended by subdivision (b) of section 1 of part W of chapter 56  of  the
 laws  of  2010,  paragraphs  (a)  and (c) of subdivision 4 as amended by
 chapter 440 of the laws of 1993 and paragraph (c) of  subdivision  4  as
 further  amended by subdivision (b) of section 1 of part W of chapter 56
 of the laws of 2010, paragraph (e) of subdivision 7 as amended by  chap-
 ter  590 of the laws of 1994 and paragraph (i) of subdivision 7 as added
 by chapter 2 of the laws of 1997, is amended to read as follows:
   § 480-a. Taxation of forest land UNDER AN  APPROVED  MANAGEMENT  PLAN.
 1. As used in this section:
   (a)  "Approved  management plan" shall mean[:  (i)] a plan approved by
 the department for the management  of  an  eligible  tract  which  shall
 contain  requirements  and standards to ensure the continuing production
 of a merchantable forest crop selected  by  the  owner.  Every  approved
 management  plan  shall set forth requirements and standards relating to
 stocking, cutting, forest management access, and any  specified  use  of
 the  eligible  tract  other  than  for  the production of a merchantable
 forest crop which is  desired  by  the  owner  and  compatible  with  or
 supportive  of  the continuing production of a merchantable forest crop.
 Such plan shall include provisions accommodating endangered and  threat-
 ened  animals  and  plants.  Such  plan must be prepared by or under the
 direct supervision of a DEPARTMENT APPROVED  forester  who  may  be  the
 owner  or  an  agent of the owner, including an industrial forester or a
 cooperating consultant forester[; or
   (ii) participation in a forest certification program (such  as  Forest
 Stewardship  Council  certification,  Sustainable  Forestry  Initiative;
 American Tree Farm Program, etc.) recognized in the regulations  of  the
 department].
   (b) "Commitment" shall mean a declaration to the [department] ASSESSOR
 AND  COUNTY  CLERK  made  on an annual basis by the owner of a certified
 eligible tract committing such tract to continued forest crop production
 for the next succeeding ten years under  an  approved  management  plan.
 THE  DOCUMENT  ON  WHICH  THE  COMMITMENT  IS MADE SHALL BE KNOWN AS THE
 "COMMITMENT FORM" AND  SHALL  INCLUDE  THE  "VERIFICATION  OF  CONTINUED
 ELIGIBILITY"  AS DEFINED BY PARAGRAPH (I) OF THIS SUBDIVISION. A COMMIT-
 MENT FORM WITHOUT A PROPERLY COMPLETED VERIFICATION OF CONTINUED  ELIGI-
 BILITY SHALL HAVE NO LEGAL EFFECT.
   (c)  "Cooperating consultant forester" shall mean a qualified forester
 who, or a qualified forestry consultant firm which, has entered into  an
 agreement  with  the  department  under  the  New York state cooperating
 consultant foresters program pursuant to section 9-0713 of the  environ-
 mental conservation law.
   (d)  "Department" shall mean the department of environmental conserva-
 tion.
   (e) "Eligible tract" shall mean a tract of privately owned forest land
 of at least fifty contiguous acres, exclusive of any portion thereof not
 devoted to the production of forest crops.  Lands  divided  by  federal,
 state, county or town roads, easements or rights-of-way, or energy tran-
 smission  corridors  or similar facilities will be considered contiguous
 for purposes of this section, unless vehicular access for forest manage-
 ment purposes is precluded. Lands from which a merchantable forest  crop

 S. 7508                            126                           A. 9508
 
 has been cut or removed within three years prior to the time of applica-
 tion for certification under this section will be ineligible unless such
 cutting  or  removal  was accomplished under a forest management program
 designed to provide for the continuing production of merchantable forest
 crops AS DETERMINED BY THE STATE FORESTER OR HIS OR HER DESIGNEE.
   (f)  "Forest land" shall mean land exclusively devoted to and suitable
 for forest crop production through natural regeneration or through fore-
 station and shall be stocked with a stand of forest trees sufficient  to
 produce  a  merchantable  forest crop within thirty years of the time of
 original certification.
   (g) "Merchantable forest crop" shall mean timber or pulpwood,  includ-
 ing  veneer  bolts, sawlogs, poles, posts and fuelwood, that is produced
 on forest land, has a value in the market and may be sold.
   (h) ["Stumpage value"  shall  mean  the  current  market  worth  of  a
 merchantable  forest  crop  as  it  stands at the time of sale, cutting,
 required cutting or removal] "CERTIFICATE OF ELIGIBILITY" SHALL  MEAN  A
 CERTIFICATE  ISSUED  BY  THE  DEPARTMENT TO THE LANDOWNER OF AN ELIGIBLE
 TRACT THAT CONFIRMS SUCH ELIGIBLE TRACT MEETS ALL  REQUIREMENTS  OF  THE
 APPROVED MANAGEMENT PLAN FOR THE TRACT.
   (I)  "VERIFICATION  OF  CONTINUED ELIGIBILITY" SHALL MEAN A PORTION OF
 THE COMMITMENT FORM, PRESCRIBED BY THE DEPARTMENT, PREPARED  AND  SIGNED
 BY THE LANDOWNER WHICH CERTIFIES THAT SUCH LANDOWNER CONTINUES TO SATIS-
 FY  ALL  CONDITIONS  AND  REQUIREMENTS  OF HIS OR HER INITIAL ENROLLMENT
 UNDER THIS SECTION.
   2. (a) An owner of an eligible tract may [make application]  APPLY  to
 the  department  for  [certification] A CERTIFICATE OF ELIGIBILITY under
 this section on forms prescribed by the department.  If  the  department
 finds  that  such  tract is an eligible tract it shall forward a certif-
 icate of [approval] ELIGIBILITY to the owner thereof[, together with the
 approved management plan, and a copy of a commitment  certified  by  the
 department for the eligible tract].
   (b)  The department shall, after public hearings, adopt and promulgate
 rules and regulations necessary for the implementation  of  the  depart-
 ment's  responsibilities  pursuant  to  this  section.  Such regulations
 relating to approved management plans or amendments thereto may  provide
 for  alternative  or  contingent requirements and standards based on the
 size and nature of the tract and other criteria consistent with environ-
 mentally and economically sound silvicultural practices.
   (c) Any tract certified  pursuant  hereto  shall  be  subject  to  the
 provisions  of  this section. [The] WHEN PROPERTY IS TRANSFERRED OR SOLD
 TO ONE OR MORE FAMILY MEMBERS OF THE LANDOWNER  AND  THE  NEW  OWNER  OR
 OWNERS  CHOOSE TO CONTINUE PARTICIPATING IN THE PROGRAM AS AUTHORIZED BY
 PARAGRAPH (A) OF SUBDIVISION TWELVE OF THIS SECTION, THE obligations  of
 this section shall devolve upon and the benefits inure to [the] SUCH NEW
 owner[, his heirs, successors and assigns] OR OWNERS.
   (D)  NO  NEW  OR  ADDITIONAL TRACT SHALL BE ELIGIBLE FOR CERTIFICATION
 UNDER AN APPROVED MANAGEMENT PLAN AFTER MARCH FIRST, TWO THOUSAND  NINE-
 TEEN.
   3.  (a)  To qualify for a forest land exemption under this section the
 owner of a certified eligible tract shall:
   (i) file the certificate of [approval] ELIGIBILITY in  the  office  of
 the  clerk  of  the  county or counties in which such tract is situated.
 Such certificate shall specify  that  the  tract  described  therein  is
 committed  to continued forest crop production UNDER AN APPROVED MANAGE-
 MENT PLAN for an initial period of  ten  years.  Upon  receipt  of  such
 certificate,  the  county  clerk shall record the same in the books kept

 S. 7508                            127                           A. 9508
 
 for the recording of deeds and shall index the same in  the  deed  index
 against  the  name of the owner of the property. Until notice of revoca-
 tion of the certificate of [approval] ELIGIBILITY has been recorded  and
 indexed  as  provided  in  subdivision seven or eight of this section, a
 certificate that has been recorded and indexed pursuant to this subdivi-
 sion shall give notice that  the  certified  tract  is  subject  to  the
 provisions of this section; and
   (ii)  prior  to  the taxable status date for the first assessment roll
 upon which such exemption is sought, file  an  initial  application  for
 exemption  with  the  appropriate  assessor  on  forms prescribed by the
 commissioner. Such application  must  be  accompanied  by  a  [certified
 commitment]  CERTIFICATE OF ELIGIBILITY issued by the department [pursu-
 ant to subdivision two of this section] AND THE COMMITMENT FORM; and
   (iii) prior to the taxable status date for each subsequent  assessment
 roll  upon  which  such  exemption  is sought, file with the appropriate
 assessor a [certified] commitment [of] FORM FOR such tract to  continued
 forest  crop  production  UNDER AN APPROVED MANAGEMENT PLAN for the next
 succeeding ten years [under the approved  management  plan.  Application
 for  such  commitment  shall  be  made by the owner of such tract to the
 department, and the commitment shall be certified by the department].
   (b) If [the assessor is  satisfied  that]  the  requirements  of  this
 section  are met, [he or she] THE ASSESSOR shall approve the application
 and such eligible tract shall be exempt from taxation pursuant to subdi-
 vision four of this section to be effective  as  of  the  first  taxable
 status date occurring subsequent to such approval, and shall continue to
 be  so  exempt  thereafter upon receipt by the assessor of a [certified]
 commitment FORM filed in accordance with subparagraph (iii) of paragraph
 (a) of this subdivision and so long as the certification of the eligible
 tract [shall] HAS not [be] BEEN revoked by the department.
   (c) Failure on the part of the owner to file the  [certified]  commit-
 ment FORM in any year following initial certification will result in the
 termination  of  the forest land exemption under this section[, if any,]
 applicable to the property for that and  succeeding  taxable  years  for
 which  no  such commitments are filed. Failure to file a commitment FORM
 will not constitute a conversion of the tract or breach of the  approved
 management  plan,  pursuant to subdivision seven hereof, and the commit-
 ment of the property  to  forest  crop  production  under  the  approved
 management plan shall remain in force for the next succeeding nine years
 following  the last taxable year for which a [certified] commitment FORM
 was filed.
   (d) Following failure to file a [certified] commitment FORM in one  or
 more  years,  in  order  to  obtain  a  forest land exemption under this
 section, an owner of a certified tract may submit a [certified]  commit-
 ment  FORM  to the assessor before the taxable status date in any subse-
 quent year, except that a new application under paragraph (a) of  subdi-
 vision two of this section and subparagraph (i) of paragraph (a) of this
 subdivision  also shall be required if more than five years have elapsed
 since the owner's last [certified] commitment FORM was filed.  Such  new
 application  also shall be required whenever, during the preceding year,
 the approved management plan has been amended with respect to the  acre-
 age or location of forest land committed to forest crop production under
 this section.
   4.  (a)  Certified  eligible  tracts approved for exemption under this
 section shall be exempt from taxation to the extent of eighty per centum
 of the assessed valuation thereof, or to the extent  that  the  assessed
 valuation exceeds the amount resulting from multiplying the latest state

 S. 7508                            128                           A. 9508
 
 equalization  rate or, where a special equalization rate has been estab-
 lished pursuant to section twelve hundred twenty-four  of  this  chapter
 for the purposes of this section, the special equalization rate by forty
 dollars per acre, whichever is the lesser.
   (b)  The  assessed value of the exemption, if any, granted pursuant to
 this section shall be entered by the assessor on the assessment roll  in
 such manner as shall be prescribed by the commissioner.
   (c)  Where  a  special  equalization  rate has been established by the
 commissioner pursuant to section  twelve  hundred  twenty-four  of  this
 chapter, the assessor is directed and authorized to recompute the forest
 land exemption on the assessment roll by applying such special equaliza-
 tion rate instead of the latest state equalization rate in computing the
 forest  land  exemption,  and to make the appropriate corrections on the
 assessment roll, subject to the  provisions  of  title  two  of  article
 twelve of this chapter. Upon completion of the final assessment roll or,
 where  a special equalization rate has been established, upon recomputa-
 tion of the forest land exemption, the assessor  shall  certify  to  the
 department  each  exemption granted pursuant to this section in a manner
 prescribed by the commissioner.
   5. (a) Whenever any cutting of the merchantable  forest  crop  on  any
 certified  eligible  tract  is  proposed during the period of commitment
 pursuant to subdivision three of this section, the owner shall give  not
 less  than  thirty  days'  notice to the department in a manner and upon
 such form as may be prescribed by  the  department.  Such  notice  shall
 include  information  as to the [stumpage value,] amount and location of
 such cutting. [The department shall, within fifteen days  after  receipt
 of  such  notice  from the owner, certify the stumpage value, if any, to
 the owner and to the county treasurer of the county or counties in which
 the tract is situated. No later than thirty days after receipt  of  such
 certification  of  value, the owner shall pay a six percentum tax on the
 certified stumpage value of the merchantable forest crop to such  county
 treasurer.]
   (b)  [Notwithstanding the provisions of paragraph (a) of this subdivi-
 sion, if the stumpage value of a merchantable forest crop will be deter-
 mined with reference to a scale to be conducted after  the  commencement
 of  the  proposed cutting, the owner may elect to be taxed in accordance
 with this paragraph. Such election shall be made not  less  than  thirty
 days  in advance of commencement of the cutting, in such manner and upon
 such form as may be prescribed by  the  department.  Such  notice  shall
 include  information as to the estimated volume, scaling method, and the
 schedule and length of the cutting period, not to exceed one year. If  a
 proper  election  has  been  made in accordance with this paragraph, the
 department shall so notify the owner before any cutting takes  place  on
 the  eligible  tract,  and it shall certify the scaled stumpage value to
 the owner of the tract and to the county  treasurer  of  the  county  or
 counties when the cutting has concluded. No later than thirty days after
 the  receipt  of  such certification of value, the owner shall pay a six
 per centum tax on the stumpage value of the merchantable forest crop  to
 such county treasurer.
   (c)  In the event that a tax required by this subdivision or by subdi-
 vision six of this section shall not be timely paid, it shall be  levied
 and  collected, together with any penalty or penalties determined pursu-
 ant to subdivision seven of this section, in the same manner and at  the
 same  time  as  other taxes imposed and levied on the next completed tax
 roll of such county or counties.

 S. 7508                            129                           A. 9508

   (d)] Notwithstanding the foregoing provisions of this subdivision  and
 the provisions of subdivision six of this section, the owner of any land
 certified  under  this  section  may make all intermediate noncommercial
 cuttings, as prescribed in the approved management plan, and may annual-
 ly  cut,  in accordance with sound forestry practices, NOT MORE THAN ten
 standard cords or the equivalent  for  such  owner's  own  use,  without
 notice [and free of tax imposed by this section].
   6.  (a)  The department may serve notice upon the owner of a certified
 tract directing such owner to  make  a  cutting  as  prescribed  in  the
 approved management plan for such tract. Should such cutting involve the
 sale  or utilization of a merchantable forest crop, not less than thirty
 days in advance of cutting the owner shall give notice to the department
 of the [stumpage value,] amount and location of the cutting  on  a  form
 prescribed  by the department. [The department shall within fifteen days
 after receipt of such notice from the owner, certify the stumpage value,
 if any, to the owner and to the county treasurer of the county or  coun-
 ties  in  which  such tract is situated. No later than thirty days after
 receipt of such certification of value, the owner shall pay  a  six  per
 centum tax on the certified stumpage value to such county treasurer.]
   (b)  Any  cutting of a merchantable forest crop under this subdivision
 must be conducted within two years from  the  date  of  service  of  the
 notice  upon  the  owner  issued by the department. [Upon failure of the
 owner within such period to conduct such cutting, the  department  shall
 certify  to the owner and the county treasurer of the county or counties
 the stumpage value of such merchantable forest crop. No later than thir-
 ty days after receipt of such certification of value,  the  owner  shall
 pay  a six per centum tax on the certified stumpage value to such county
 treasurer.]
   (c) Any noncommercial cutting under this subdivision must be conducted
 within one year from the date of service of the notice  upon  the  owner
 issued by the department.
   (d)  If  such owner, within the period prescribed by this subdivision,
 makes such cuttings as directed  by  the  department,  the  tract  shall
 continue  to  be certified as long as the owner shall continue to comply
 with the provisions of this section and manage the same  in  the  manner
 prescribed in the approved management plan for such tract.
   7.  (a) The department shall, after notice and hearing, issue a notice
 of violation of this section for any certified tract whenever  it  finds
 that:
   (i) any tract or portion thereof is converted to a use which precludes
 management of the land for forest crop production; or
   (ii)  the  owner fails to give WRITTEN notice of a proposed cutting on
 such tract [or fails to timely pay the appropriate tax on  the  stumpage
 value of the merchantable forest crop determined pursuant to subdivision
 five or six of this section]; or
   (iii)  the owner fails to comply with the approved management plan for
 such tract at any time during the commitment period; or
   (iv) the owner fails to make a timely cutting in accordance  with  the
 provisions of subdivision six of this section after service of notice by
 the department to make such a cutting.
   (b) Notwithstanding the finding of an occurrence described by subpara-
 graph  (ii),  (iii)  or  (iv)  of paragraph (a) of this subdivision, the
 department, upon prior notice to the appropriate assessor, may determine
 that a violation has not occurred if the failure to comply  was  due  to
 reasons  beyond  the  control  of  the  owner  and  such  failure can be

 S. 7508                            130                           A. 9508
 
 corrected forthwith without significant effect on the overall purpose of
 the management plan.
   (c)  The  owner of [such] AN ELIGIBLE tract, following the issuance of
 such notice by the department for one or more of the reasons  set  forth
 in  paragraph  (a) of this subdivision, shall be subject to a penalty as
 provided in paragraph (d) or (e) of this subdivision, whichever applies.
 Penalties imposed by this section shall be subject to  interest  charges
 at  the  rate established pursuant to section nine hundred twenty-four-a
 of this chapter for each applicable year or, for years prior to nineteen
 hundred eighty-four, at a rate of six per centum per  annum  compounded.
 Such  interest shall accrue in the year with reference to which a penal-
 ty, or portion thereof, is attributed.
   (d) Except as otherwise provided in paragraph  (e)  of  this  subdivi-
 sion[,]:
   (I)  the penalty imposed under paragraph (c) of this subdivision FOR A
 PARCEL THAT HAS BEEN ENROLLED UNDER THIS SECTION FOR LESS THAN TEN YEARS
 shall be computed by multiplying by two and one-half the amount of taxes
 that would have been levied on the forest land exemption entered on  the
 assessment  roll  pursuant  to  subdivision four of this section for the
 current year and any prior years in which such an exemption was granted,
 utilizing the applicable tax rate for the  current  year  and  for  such
 prior years[, not to exceed a total of ten years].
   (II) THE PENALTY IMPOSED UNDER PARAGRAPH (C) OF THIS SUBDIVISION FOR A
 PARCEL  THAT  HAS  BEEN ENROLLED UNDER THIS SECTION FOR A MINIMUM OF TEN
 YEARS BUT LESS THAN TWENTY YEARS SHALL BE COMPUTED BY MULTIPLYING BY ONE
 AND ONE-HALF THE AMOUNT OF TAXES THAT WOULD  HAVE  BEEN  LEVIED  ON  THE
 FOREST  LAND EXEMPTION ENTERED ON THE ASSESSMENT ROLL PURSUANT TO SUBDI-
 VISION FOUR OF THIS SECTION FOR THE CURRENT  YEAR  AND  PRIOR  YEARS  IN
 WHICH  SUCH  AN EXEMPTION WAS GRANTED, UTILIZING THE APPLICABLE TAX RATE
 FOR THE CURRENT YEAR AND FOR SUCH PRIOR YEARS, NOT TO EXCEED A TOTAL  OF
 TEN YEARS.
   (III)  THE PENALTY IMPOSED UNDER PARAGRAPH (C) OF THIS SUBDIVISION FOR
 A PARCEL THAT HAS BEEN ENROLLED UNDER THIS  SECTION  FOR  A  MINIMUM  OF
 TWENTY YEARS SHALL BE THE AMOUNT OF TAXES THAT WOULD HAVE BEEN LEVIED ON
 THE  FOREST  LAND  EXEMPTION  ENTERED ON THE ASSESSMENT ROLL PURSUANT TO
 SUBDIVISION FOUR OF THIS SECTION FOR THE  CURRENT  YEAR  AND  THE  PRIOR
 YEARS  IN  WHICH SUCH AN EXEMPTION WAS GRANTED, UTILIZING THE APPLICABLE
 TAX RATE FOR THE CURRENT YEAR AND FOR SUCH PRIOR YEARS, NOT TO EXCEED  A
 TOTAL OF TEN YEARS.
   (e) The penalty imposed under paragraph (c) of this subdivision appli-
 cable  to converted land which constitutes only a portion of a certified
 eligible tract shall be twice the amount determined under paragraph  (d)
 of  this  subdivision. In calculating such penalty, only that portion of
 the tract that was actually converted to a use that precludes management
 of the land for forest crop production shall be used as  the  basis  for
 determining the penalty.
   (f) A notice of violation issued under this subdivision shall be given
 by the department to the owner and to the county treasurer of the county
 or counties in which such tract is located, and the penalty and interest
 charges  shall  be  computed  for  each of the municipal corporations in
 which such tract is located by such county treasurer. Upon completion of
 the computation of the penalty and interest, the county treasurer  shall
 give  notice to the owner of the amount of the penalty and interest, and
 the amount shall be entered on the next completed tax roll of such coun-
 ty or  counties.  Such  penalties  and  interest  shall  be  levied  and
 collected  in  the  same  manner and at the same time as other taxes are

 S. 7508                            131                           A. 9508
 
 imposed and levied on such roll. Upon collection of such  penalties  and
 interest, such county treasurer shall pay the amounts due to each of the
 appropriate municipal corporations.
   (g)  Upon  receipt  of  proof  satisfactory to the department that all
 penalties[, stumpage taxes] and interest imposed by  this  section  have
 been  fully  paid  or satisfied, the department shall revoke the certif-
 icate of [approval] ELIGIBILITY issued pursuant to  subdivision  two  of
 this  section, and notice of such revocation shall be given to the owner
 and to the county clerk of the county or counties in which the tract  is
 located.  Upon  receipt  of  such notice of revocation, the county clerk
 shall record the same in the books kept for the recording of  deeds  and
 shall  index the same in the deed index against the name of the owner of
 the property. The county clerk shall also note on the face of  the  last
 certificate  of  [approval or certified] ELIGIBILITY AND commitment FORM
 previously recorded pursuant to this section the word "REVOKED" followed
 by a reference to the liber and page where the notice of  revocation  is
 recorded pursuant to this subdivision.
   (h) The certificate of [approval] ELIGIBILITY of a certified tract for
 which  no  notice  of violation has been issued shall be revoked without
 penalty upon receipt of proof satisfactory to the department  that  nine
 years  have passed from the year of the last [certified] commitment FORM
 filed with the assessor by the owner pursuant to  subdivision  three  of
 this  section.   Notice of such revocation shall be recorded and indexed
 as provided in paragraph (g) of this subdivision.
   (i) No fee, penalty or rollback of taxes  otherwise  due  pursuant  to
 this  section  may  be  imposed upon the city of New York for failure to
 comply with [a certified] AN APPROVED management plan  for  an  eligible
 tract that the city acquires for watershed purposes.
   8.  (a)  The  owner  of  a certified tract shall not be subject to any
 penalty under this section that would otherwise apply because such tract
 or any portion thereof is converted to a  use  other  than  forest  crop
 production  by virtue of: (i) an involuntary taking by eminent domain or
 other involuntary proceeding, except a tax sale,  or  (ii)  a  voluntary
 proceeding,  providing  such  proceeding  involves  the establishment of
 rights-of-way for public highway or energy transmission purposes wherein
 such corridors have been established subsequent  to  public  hearing  as
 needed  in  the public interest and environmentally compatible, or (iii)
 oil, gas or mineral  exploration,  development  or  extraction  activity
 undertaken  by  an  independent  grantee  pursuant  to  a lease or other
 conveyance of subsurface rights recorded more than ten  years  prior  to
 the  date  of  the  certificate  of [approval] ELIGIBILITY issued by the
 department under subdivision two of this section, or (iv) where all or a
 substantial portion of the certified tract is destroyed  or  irreparably
 damaged by reason of an act of God or a natural disaster.
   (b) In the event the land so converted to a use other than forest crop
 production  constitutes only a portion of such tract, the assessor shall
 apportion the assessment, and enter that portion so converted as a sepa-
 rately assessed parcel on the  appropriate  portion  of  the  assessment
 roll. The assessor shall then adjust the forest land exemption attribut-
 able  to  the  portion  of the tract not so converted by subtracting the
 proportionate part of the exemption of the converted parcel.
   (c) If the portion so converted divides the tract  into  two  or  more
 separate  parcels,  such  remaining parcels not so converted will remain
 [certified] ELIGIBLE under this section, regardless of size, except that
 should any remaining parcel be no longer accessible for continued forest
 crop production, the department shall, after notice and hearing,  revoke

 S. 7508                            132                           A. 9508
 
 the  [certification]  CERTIFICATE  OF  ELIGIBILITY  of  the inaccessible
 parcel or parcels, and notice of such revocation shall be  recorded  and
 indexed  as  provided in subdivision seven of this section. Such revoca-
 tion  shall  not  subject  the  owner  of  the tract to penalty, but the
 exemption under this section shall no  longer  apply  to  the  tract  or
 portion thereof no longer accessible.
   (d)  The  owner  of a certified ELIGIBLE tract shall not be subject to
 penalty under this section that would otherwise apply because the forest
 crop on the certified ELIGIBLE tract or portion is, through no fault  of
 the  owner,  damaged  or destroyed by fire, infestation, disease, storm,
 flood, or other natural disaster, act of God, accident, trespass or war.
 If a merchantable forest crop is to be cut or removed in connection with
 necessary salvage operations resulting from any such  event,  the  owner
 shall give notice of cutting[, the department shall certify the stumpage
 value,  and  stumpage  tax  shall  be payable, collected and enforced as
 provided in subdivisions five and seven of  this  section].  Nothing  in
 this paragraph shall be construed to subject any person to penalty under
 subdivision  seven  of  this  section for immediate action taken in good
 faith in the event of an emergency.
   9.  All  [stumpage  tax,]  penalties  and  interest  charges   thereon
 collected  pursuant  to subdivisions five, six and seven of this section
 shall be apportioned to the applicable municipal corporations  in  which
 such tract is situated.
   10.  (a)  Management plans approved pursuant to this section shall not
 be deemed to authorize or permit any practice  or  activity  prohibited,
 restricted or requiring further approval under the environmental conser-
 vation  law,  or  any  other general or special law of the state, or any
 lawful rule or regulation duly promulgated thereunder.
   (b) No otherwise eligible tract, or portion thereof, shall  be  deemed
 to  be ineligible for certification or qualification under this section,
 and no certificate of [approval] ELIGIBILITY shall be revoked or penalty
 imposed, solely on the ground that any  such  law,  rule  or  regulation
 partially  restricts  or  requires  further  approval  for  forest  crop
 production practices or activities on such tract or portion.
   11. THE OWNER OF AN ELIGIBLE TRACT CERTIFIED UNDER AN APPROVED MANAGE-
 MENT PLAN UNDER THIS SECTION AS OF MARCH FIRST,  TWO  THOUSAND  NINETEEN
 MAY  WITHDRAW  SUCH  ELIGIBLE  TRACT FROM COMMITMENT, WITHOUT PENALTY OR
 OBLIGATION TO FOLLOW THE APPROVED  MANAGEMENT  PLAN  FOR  THE  REMAINING
 COMMITMENT  TERM, UNTIL FEBRUARY TWENTY-EIGHTH, TWO THOUSAND TWENTY. THE
 OWNER OF AN ELIGIBLE TRACT CERTIFIED UNDER AN APPROVED  MANAGEMENT  PLAN
 UNDER  THIS  SECTION  MAY  WITHDRAW SUCH ELIGIBLE TRACT FROM COMMITMENT,
 WITHOUT PENALTY, UPON COMMITMENT TO SUSTAINABLE FOREST MANAGEMENT  UNDER
 A FOREST CERTIFICATION PROGRAM OF SUCH ELIGIBLE TRACT OR IMPLEMENTING AN
 APPROVED  FOREST  MANAGEMENT  PRACTICE  ON  A  QUALIFYING  PORTION UNDER
 SECTION FOUR HUNDRED EIGHTY-B OF THIS TITLE AT ANY TIME.
   12. NOTWITHSTANDING ANY LAW TO THE CONTRARY, IN THE EVENT  THAT  LANDS
 SUBJECT  TO AN APPROVED MANAGEMENT PLAN AND A CERTIFICATE OF ELIGIBILITY
 PURSUANT TO THIS SECTION OF LAW ARE:
   (A) TRANSFERRED OR SOLD TO FAMILY MEMBERS OF THE LANDOWNER, AS DEFINED
 BY REGULATIONS OF THE DEPARTMENT, SUCH LANDS MAY CONTINUE TO BE ELIGIBLE
 TO PARTICIPATE IN THE PROGRAM AND ALL  MANAGEMENT  OBLIGATIONS  OF  SUCH
 LANDS  MAY ALSO BE TRANSFERRED IF SUCH NEW LANDOWNER DESIRES TO CONTINUE
 PARTICIPATION IN SUCH PROGRAM.  IF  SUCH  LANDOWNER  DOES  NOT  WANT  TO
 CONTINUE  TO PARTICIPATE IN THE PROGRAM AUTHORIZED BY THIS SECTION, SUCH
 LANDS SHALL NO LONGER BE ELIGIBLE FOR THE  PROGRAM  AND  SUCH  LANDOWNER
 SHALL  BE  RESPONSIBLE  FOR  THE  REMAINING NINE YEARS OF THE COMMITMENT

 S. 7508                            133                           A. 9508
 
 INCLUDING ALL MANAGEMENT OBLIGATIONS OR SUCH NEW LANDOWNER MAY APPLY FOR
 A PROGRAM PURSUANT TO SECTION FOUR HUNDRED EIGHTY-B OF THIS TITLE AT ANY
 TIME.
   (B)  TRANSFERRED  OR SOLD TO NON-FAMILY MEMBERS OF THE LANDOWNER, SUCH
 LANDS SHALL NO LONGER BE ELIGIBLE  FOR  PARTICIPATION  IN  THE  PROGRAM.
 HOWEVER,  SUCH NEW LANDOWNER SHALL BE RESPONSIBLE FOR THE REMAINING NINE
 YEARS OF THE COMMITMENT INCLUDING ALL MANAGEMENT OBLIGATIONS OR SUCH NEW
 LANDOWNER MAY APPLY, IF DESIRED, UNDER SECTION FOUR HUNDRED EIGHTY-B  OF
 THIS TITLE.
   (C)  THE  SUBJECT  OF  AN  APPLICATION  FOR ELIGIBILITY UNDER A FOREST
 MANAGEMENT PRACTICE PLAN PURSUANT TO SECTION FOUR  HUNDRED  EIGHTY-B  OF
 THIS  TITLE  AFTER  THE SALE OR TRANSFER OF LAND AS LISTED IN PARAGRAPHS
 (A) AND (B) OF THIS SUBDIVISION, SUCH LANDOWNERS SHALL NOT  BE  REQUIRED
 TO  CONDUCT  A  QUALIFYING  MANAGEMENT  PRACTICE  TO BE ELIGIBLE FOR THE
 PROGRAM AUTHORIZED PURSUANT TO SECTION FOUR  HUNDRED  EIGHTY-B  OF  THIS
 TITLE.
   13.  (A)  ANY  COUNTY,  TOWN  OR  SCHOOL  DISTRICT  IN WHICH THE TOTAL
 ASSESSED VALUE EXEMPTED BY THIS SECTION AND SECTIONS FOUR HUNDRED EIGHTY
 AND FOUR HUNDRED EIGHTY-B OF THIS TITLE REPRESENTS ONE PERCENT  OR  MORE
 OF  THE  TOTAL TAXABLE ASSESSED VALUE ON THE FINAL TAX ROLL, AS COMPUTED
 AND VERIFIED BY THE DEPARTMENT OF TAXATION AND FINANCE, SHALL BE  ELIGI-
 BLE TO RECEIVE FORESTRY EXEMPTION ASSISTANCE.
   (B)(I)  THE  COUNTY  TREASURER  OF  ANY ELIGIBLE COUNTY SHALL ANNUALLY
 SUBMIT TO THE DEPARTMENT OF TAXATION AND FINANCE A LIST OF  ANY  CHANGES
 TO  THE  ASSESSED  VALUE,  TAXABLE  STATUS  OR ACREAGE OF ALL LANDS MADE
 SUBSEQUENT TO THE FILING OF THOSE ASSESSMENTS ROLLS  UPON  WHICH  COUNTY
 TAXES  ARE  EXTENDED, AND THE COUNTY TAX RATE AND TOWN TAX RATE EXTENDED
 AGAINST ANY PARCEL RECEIVING ONE OF THOSE EXEMPTIONS.  SUCH  LIST  SHALL
 INCLUDE A STATEMENT OF THE TOTAL TAXABLE ASSESSED VALUE, BOTH BEFORE AND
 AFTER  APPLICATION  OF  THE  EXEMPTION, OF THE COUNTY AND OF EACH LISTED
 TOWN AND PARCEL.
   (II) THE BUSINESS MANAGER OF ANY ELIGIBLE SCHOOL DISTRICT SHALL  ANNU-
 ALLY  SUBMIT  TO  THE  DEPARTMENT  OF TAXATION AND FINANCE A LIST OF ANY
 CHANGES TO THE ASSESSED VALUE, TAXABLE STATUS OR ACREAGE  OF  ALL  LANDS
 MADE  SUBSEQUENT  TO  THE  FILING  OF  THOSE ASSESSMENT ROLLS UPON WHICH
 SCHOOL TAXES ARE EXTENDED, AND THE SCHOOL TAX RATE EXTENDED AGAINST  ANY
 PARCEL  RECEIVING  ONE  OF  THOSE  EXEMPTIONS. SUCH LIST SHALL INCLUDE A
 STATEMENT OF THE TOTAL TAXABLE ASSESSED VALUE,  BOTH  BEFORE  AND  AFTER
 APPLICATION  OF THE EXEMPTION, OF THE SCHOOL DISTRICT AND OF EACH LISTED
 PARCEL.
   (III) LISTS PREPARED PURSUANT TO THIS PARAGRAPH SHALL  BE  FILED  WITH
 THE DEPARTMENT OF TAXATION AND FINANCE WITHIN THIRTY DAYS OF THE LEVY OF
 TAXES  EACH YEAR. IN THE EVENT THAT A TAX ROLL OR FINAL ROLL IS REVISED,
 CORRECTED, OR ALTERED FOR ANY REASON WITHIN  THIRTY-SIX  MONTHS  OF  THE
 FILING  OF  SUCH LIST, A COUNTY, TOWN OR SCHOOL DISTRICT SHALL SO NOTIFY
 THE DEPARTMENT OF TAXATION AND FINANCE. THE DEPARTMENT OF  TAXATION  AND
 FINANCE  SHALL  THEREUPON  INCREASE OR DECREASE THE NEXT PAYMENT OF SUCH
 ASSISTANCE TO THE AFFECTED COUNTY, TOWN AND/OR SCHOOL  DISTRICT  TO  THE
 EXTENT  THE  PRIOR  PAYMENT  WAS  TOO  LOW  OR TOO HIGH IN LIGHT OF SUCH
 REVISION, CORRECTION, OR ALTERATION.
   (C) THE DEPARTMENT OF TAXATION AND FINANCE SHALL ANNUALLY COMPUTE  THE
 AMOUNT OF FORESTRY EXEMPTION ASSISTANCE PAYABLE TO OR FOR THE BENEFIT OF
 A COUNTY, TOWN OR SCHOOL DISTRICT.
   (D)  (I)  SUBJECT  TO  APPROPRIATION, THE AMOUNT OF FORESTRY EXEMPTION
 ASSISTANCE PAID TO A COUNTY, TOWN OR SCHOOL DISTRICT  PURSUANT  TO  THIS
 SUBDIVISION  IN  ANY  YEAR SHALL EQUAL THE TAX EXEMPT VALUE THAT EXCEEDS

 S. 7508                            134                           A. 9508
 
 ONE PERCENT OF THE REDUCED TOTAL TAXABLE ASSESSED VALUE, AS COMPUTED  BY
 PARAGRAPH  (A)  OF  THIS  SUBDIVISION,  MULTIPLIED BY THE APPLICABLE TAX
 RATE, AS DETERMINED BY THE COMMISSIONER OF TAXATION AND FINANCE, IN SUCH
 TOWN, COUNTY, OR SCHOOL DISTRICT.
   (II)  ANY FORESTRY EXEMPTION ASSISTANCE PROVIDED TO A COUNTY OR SCHOOL
 DISTRICT UNDER THIS SUBDIVISION IN ANY YEAR  SHALL  BE  REDUCED  BY  THE
 AMOUNT  OF  SMALL  GOVERNMENT  ASSISTANCE  PAID TO SUCH COUNTY OR SCHOOL
 DISTRICT IN THE CURRENT STATE FISCAL YEAR, AND, IN THE CASE OF  A  TOWN,
 SHALL  BE  REDUCED  BY THE AMOUNT OF SMALL GOVERNMENT ASSISTANCE PAID TO
 SUCH TOWN IN STATE FISCAL  YEAR  TWO  THOUSAND  FOUR-TWO  THOUSAND  FIVE
 PURSUANT TO CHAPTER FIFTY OF THE LAWS OF TWO THOUSAND FOUR, AND SHALL BE
 FURTHER REDUCED BY THE AMOUNT THAT WAS ADDED TO THE BASE LEVEL GRANT FOR
 SUCH  TOWN  PURSUANT TO SUBPARAGRAPH EIGHT OF PARAGRAPH B OF SUBDIVISION
 TEN OF SECTION FIFTY-FOUR OF THE STATE FINANCE LAW AS ADDED  BY  SECTION
 TWO  OF PART M OF CHAPTER FIFTY-SIX OF THE LAWS OF TWO THOUSAND FIVE, AS
 REPORTED TO THE DEPARTMENT OF TAXATION AND FINANCE BY  THE  DIVISION  OF
 THE BUDGET.
   (E)  THE  DEPARTMENT OF TAXATION AND FINANCE SHALL ANNUALLY CERTIFY TO
 THE STATE COMPTROLLER THE AMOUNT OF FORESTRY EXEMPTION ASSISTANCE  PAYA-
 BLE  PURSUANT TO THIS SUBDIVISION, AND SHALL MAIL A COPY OF SUCH CERTIF-
 ICATION TO THE COUNTY TREASURER OF EACH COUNTY AND BUSINESS  MANAGER  OF
 EACH  SCHOOL  DISTRICT  CONTAINING  ELIGIBLE PRIVATE FOREST TRACTS. SUCH
 FORESTRY EXEMPTION ASSISTANCE SHALL BE PAID ON AUDIT AND WARRANT OF  THE
 COMPTROLLER OUT OF MONIES APPROPRIATED BY THE LEGISLATURE, PROVIDED THAT
 IF  AN  APPROPRIATION DOES NOT FULLY REIMBURSE ALL IMPACTED TOWNS, COUN-
 TIES AND SCHOOL DISTRICTS, THE AMOUNT SHALL BE PROVIDED ON  A  PRO  RATA
 BASIS TO EACH ELIGIBLE TOWN, COUNTY AND SCHOOL DISTRICT.
   §  4.  The  real  property  tax law is amended by adding a new section
 480-b to read as follows:
   § 480-B. TAXATION OF FOREST LAND UNDER A FOREST  PRACTICE  PROGRAM  OR
 FOREST CERTIFICATION PROGRAM. 1. AS USED IN THIS SECTION:
   (A)  "AGRICULTURAL LAND" SHALL MEAN LAND THAT HAS RECEIVED AN AGRICUL-
 TURAL ASSESSMENT PURSUANT TO SECTION THREE HUNDRED FIVE OR SECTION THREE
 HUNDRED SIX OF THE AGRICULTURE AND MARKETS LAW, PROVIDED THAT FARM WOOD-
 LAND THAT HAS RECEIVED AN AGRICULTURAL ASSESSMENT IN EACH OF THE  PREVI-
 OUS  FIVE  YEARS MAY QUALIFY FOR THE EXEMPTION PROVIDED BY THIS SECTION.
 FARM WOODLAND THAT QUALIFIES FOR AND RECEIVES THIS EXEMPTION  SHALL  NOT
 ALSO RECEIVE AN AGRICULTURAL ASSESSMENT.
   (B)  "COMMITMENT"  SHALL MEAN A DECLARATION TO THE ASSESSOR AND COUNTY
 CLERK MADE ON AN ANNUAL BASIS BY THE OWNER OF A CERTIFIED ELIGIBLE TRACT
 EITHER (I) COMMITTING SUCH TRACT TO SUSTAINABLE  FOREST  MANAGEMENT  FOR
 THE  NEXT  SUCCEEDING TEN YEARS UNDER A FOREST CERTIFICATION PROGRAM, OR
 (II) COMMITTING SUCH TRACT TO SUSTAINABLE FORESTRY AND OPEN SPACE  PRES-
 ERVATION  FOR  THE  NEXT  SUCCEEDING TEN YEARS UNDER A FOREST MANAGEMENT
 PRACTICE PLAN. THE  COMMITMENT  MADE  SHALL  BE  ON  A  COMMITMENT  FORM
 PRESCRIBED  BY  THE  DEPARTMENT,  AND  SHALL INCLUDE THE VERIFICATION OF
 CONTINUED ELIGIBILITY. A COMMITMENT FORM WITHOUT  A  PROPERLY  COMPLETED
 VERIFICATION OF CONTINUED ELIGIBILITY SHALL BE OF NO LEGAL EFFECT.
   (C)  "CERTIFICATE  OF  ELIGIBILITY" SHALL MEAN A CERTIFICATE ISSUED BY
 THE DEPARTMENT AND SENT TO THE  LANDOWNER  OF  AN  ELIGIBLE  TRACT  THAT
 DEMONSTRATES SUCH TRACT MEETS ALL REQUIREMENTS OF A FOREST CERTIFICATION
 PROGRAM OR FOREST MANAGEMENT PRACTICE PLAN IN WHICH IT IS ENROLLED.
   (D)  "DEPARTMENT" SHALL MEAN THE DEPARTMENT OF ENVIRONMENTAL CONSERVA-
 TION.
   (E) "ELIGIBLE TRACT" SHALL MEAN A TRACT OF PRIVATELY OWNED LAND OF  AT
 LEAST TWENTY-FIVE CONTIGUOUS ACRES, EXCLUSIVE OF ANY PORTION THEREOF NOT

 S. 7508                            135                           A. 9508
 
 DEVOTED  TO  FOREST  OR  OTHER OPEN SPACE, AS DEFINED IN REGULATIONS, OF
 WHICH AT LEAST HALF OF THE ACRES MUST BE FOREST LAND. LANDS  DIVIDED  BY
 FEDERAL,  STATE,  COUNTY  OR  TOWN ROADS, EASEMENTS OR RIGHTS-OF-WAY, OR
 ENERGY  TRANSMISSION  CORRIDORS OR SIMILAR FACILITIES WILL BE CONSIDERED
 CONTIGUOUS FOR PURPOSES OF THIS SECTION,  UNLESS  VEHICULAR  ACCESS  FOR
 FOREST MANAGEMENT PURPOSES IS PRECLUDED. LANDS FROM WHICH A MERCHANTABLE
 FOREST  CROP, AS DEFINED IN SECTION FOUR HUNDRED EIGHTY-A OF THIS TITLE,
 HAS BEEN CUT OR REMOVED WITHIN THREE YEARS PRIOR TO THE TIME OF APPLICA-
 TION FOR CERTIFICATION UNDER THIS SECTION WILL BE INELIGIBLE UNLESS SUCH
 CUTTING OR REMOVAL WAS ACCOMPLISHED UNDER A FOREST  MANAGEMENT  PRACTICE
 PLAN  DESIGNED  TO PROVIDE FOR SUSTAINABLE FORESTRY AS DETERMINED BY THE
 STATE FORESTER OR HIS OR HER DESIGNEE.  AGRICULTURAL LAND IS NOT  ELIGI-
 BLE FOR ENROLLMENT UNDER THIS PROGRAM.
   (F)  "FOREST LAND" SHALL MEAN LAND SUITABLE FOR FOREST CROP PRODUCTION
 THROUGH NATURAL REGENERATION OR THROUGH FORESTATION AND SHALL BE STOCKED
 WITH A STAND OF FOREST TREES SUFFICIENT TO PRODUCE A MERCHANTABLE FOREST
 CROP IN THE FUTURE.
   (G) "FOREST CERTIFICATION PROGRAM" SHALL MEAN A  FOREST  CERTIFICATION
 PROGRAM, SELECTED BY THE OWNER, AND WHICH IS ADMINISTERED BY A QUALIFIED
 THIRD  PARTY TO ENSURE SUSTAINABLE FOREST MANAGEMENT IS PRACTICED ON THE
 LAND, AS SPECIFIED IN REGULATIONS PROMULGATED BY THE DEPARTMENT.
   (H) "QUALIFYING FOREST MANAGEMENT PRACTICE" SHALL MEAN ANY CUTTING  OF
 TREES  RELATED  TO COMMERCIAL HARVESTING INCLUDING REGENERATION HARVEST-
 ING; TIMBER STAND IMPROVEMENT INCLUDING WEEDING, THINNING, OR CROP  TREE
 RELEASE;  SITE PREPARATION FOR PLANTING; INVASIVE AND/OR COMPETING VEGE-
 TATION CONTROL; RIPARIAN BUFFER ESTABLISHMENT OR ENHANCEMENT;  OR  OTHER
 ACTIVITIES AS SPECIFIED IN REGULATIONS PROMULGATED BY THE DEPARTMENT.
   (I)  "FOREST  MANAGEMENT  PRACTICE PLAN" SHALL MEAN A PLAN APPROVED BY
 THE DEPARTMENT FOR ONE OR MORE QUALIFYING FOREST MANAGEMENT PRACTICE  TO
 BE CONDUCTED ON A COMBINED TOTAL OF AT LEAST TEN ACRES OF FOREST LAND OF
 AN  ELIGIBLE  TRACT  WHICH SHALL SET FORTH REQUIREMENTS AND STANDARDS AS
 DEFINED IN REGULATIONS TO ENSURE AND ENHANCE THE FUTURE PRODUCTIVITY AND
 SUSTAINABILITY OF THE FOREST TREATED, AND ENSURE SUCCESSFUL REGENERATION
 OF DESIRABLE SPECIES, WHEN PLANNED. SUCH PLAN MUST  BE  PREPARED  BY  OR
 UNDER THE DIRECT SUPERVISION OF A DEPARTMENT APPROVED FORESTER AS SPECI-
 FIED IN REGULATIONS PROMULGATED BY THE DEPARTMENT.
   (J)  "VERIFICATION  OF  CONTINUED ELIGIBILITY" SHALL MEAN A PORTION OF
 THE COMMITMENT FORM PREPARED AND SIGNED BY THE LANDOWNER WHICH CERTIFIES
 THAT SUCH LANDOWNER CONTINUES TO SATISFY ALL CONDITIONS AND REQUIREMENTS
 OF HIS OR HER INITIAL ENROLLMENT UNDER THIS SECTION.
   2. (A) AN OWNER OF AN ELIGIBLE TRACT MAY APPLY TO THE DEPARTMENT FOR A
 CERTIFICATE OF ELIGIBILITY UNDER A FOREST MANAGEMENT  PRACTICE  PLAN  OR
 FOREST   CERTIFICATION   PROGRAM  PURSUANT  TO  THIS  SECTION  ON  FORMS
 PRESCRIBED BY THE DEPARTMENT.  IF THE DEPARTMENT FINDS THAT  SUCH  TRACT
 IS  AN  ELIGIBLE TRACT, IT SHALL FORWARD A CERTIFICATE OF ELIGIBILITY TO
 THE OWNER THEREOF.
   (B) THE DEPARTMENT SHALL, AFTER PUBLIC HEARINGS, ADOPT AND  PROMULGATE
 RULES  AND REGULATIONS NECESSARY FOR THE IMPLEMENTATION OF THIS SECTION,
 INCLUDING SPECIFYING FOREST MANAGEMENT PRACTICES WHICH WOULD  QUALIFY  A
 TRACT FOR CERTIFICATION.
   (C)  ANY TRACT CERTIFIED PURSUANT TO THIS SUBDIVISION SHALL BE SUBJECT
 TO THE PROVISIONS OF THIS SECTION. THE OBLIGATIONS OF THIS SECTION SHALL
 DEVOLVE UPON AND THE BENEFITS INURE TO THE  OWNER,  HIS  OR  HER  HEIRS,
 SUCCESSORS AND ASSIGNS.
   3.  (A)  TO QUALIFY FOR A FOREST LAND EXEMPTION UNDER THIS SECTION THE
 OWNER OF A CERTIFIED ELIGIBLE TRACT SHALL:

 S. 7508                            136                           A. 9508
 
   (I) FILE THE CERTIFICATE OF ELIGIBILITY IN THE OFFICE OF THE CLERK  OF
 THE COUNTY OR COUNTIES IN WHICH SUCH TRACT IS SITUATED. SUCH CERTIFICATE
 SHALL  SPECIFY  THAT  THE TRACT DESCRIBED THEREIN IS COMMITTED TO EITHER
 (A) SUSTAINABLE FOREST MANAGEMENT UNDER A FOREST  CERTIFICATION  PROGRAM
 OR  (B)  SUSTAINABLE  FORESTRY  AND  OPEN  SPACE  PRESERVATION  UNDER AN
 APPROVED FOREST MANAGEMENT PRACTICE PLAN, WHICHEVER IS  APPLICABLE,  FOR
 AN  INITIAL  PERIOD  OF TEN YEARS. UPON RECEIPT OF SUCH CERTIFICATE, THE
 COUNTY CLERK SHALL RECORD THE SAME IN THE BOOKS KEPT FOR  THE  RECORDING
 OF  DEEDS AND SHALL INDEX THE SAME IN THE DEED INDEX AGAINST THE NAME OF
 THE OWNER OF THE PROPERTY; AND (II) PRIOR TO THE TAXABLE STATUS DATE FOR
 THE FIRST ASSESSMENT ROLL UPON WHICH SUCH EXEMPTION IS SOUGHT,  FILE  AN
 INITIAL APPLICATION FOR EXEMPTION WITH THE APPROPRIATE ASSESSOR ON FORMS
 PRESCRIBED BY THE COMMISSIONER.  SUCH APPLICATION MUST BE ACCOMPANIED BY
 A CERTIFICATE OF ELIGIBILITY ISSUED BY THE DEPARTMENT AND THE COMMITMENT
 FORM; (III) PRIOR TO THE TAXABLE STATUS DATE FOR EACH SUBSEQUENT ASSESS-
 MENT ROLL UPON WHICH SUCH EXEMPTION IS SOUGHT, FILE WITH THE APPROPRIATE
 ASSESSOR  THE  COMMITMENT  FORM FOR SUCH TRACT TO EITHER (A) SUSTAINABLE
 FOREST MANAGEMENT UNDER A FOREST CERTIFICATION PROGRAM OR (B)  SUSTAINA-
 BLE  FORESTRY AND OPEN SPACE PROTECTION UNDER AN APPROVED FOREST MANAGE-
 MENT PRACTICE PLAN, WHICHEVER IS APPLICABLE, FOR THE NEXT SUCCEEDING TEN
 YEARS; AND (IV) CONDUCT AN APPROVED INITIAL QUALIFYING FOREST MANAGEMENT
 PRACTICE ON A COMBINED TOTAL OF AT LEAST TEN ACRES OF FOREST LAND OF  AN
 ELIGIBLE TRACT.
   (B)  IF  THE  REQUIREMENTS OF THIS SECTION ARE MET, THE ASSESSOR SHALL
 APPROVE THE APPLICATION AND SUCH ELIGIBLE TRACT  SHALL  BE  EXEMPT  FROM
 TAXATION PURSUANT TO SUBDIVISION FOUR OF THIS SECTION TO BE EFFECTIVE AS
 OF  THE FIRST TAXABLE STATUS DATE OCCURRING SUBSEQUENT TO SUCH APPROVAL,
 AND SHALL CONTINUE TO BE SO EXEMPT THEREAFTER UPON RECEIPT BY THE ASSES-
 SOR OF A COMMITMENT FORM FILED IN ACCORDANCE WITH SUBPARAGRAPH (III)  OF
 PARAGRAPH  (A)  OF  THIS SUBDIVISION AND SO LONG AS THE CERTIFICATION OF
 THE ELIGIBLE TRACT HAS NOT BEEN REVOKED BY THE DEPARTMENT.
   (C) FAILURE ON THE PART OF THE OWNER TO FILE THE  COMMITMENT  FORM  IN
 ANY  YEAR FOLLOWING INITIAL CERTIFICATION WILL RESULT IN THE TERMINATION
 OF THE FOREST LAND EXEMPTION UNDER THIS SECTION APPLICABLE TO THE  PROP-
 ERTY  FOR  THAT  AND  EACH  SUCCEEDING  TAXABLE YEARS. FAILURE TO FILE A
 COMMITMENT FORM WILL NOT CONSTITUTE A CONVERSION OF THE TRACT OR  BREACH
 OF  THE  COMMITMENT,  PURSUANT TO SUBDIVISION SEVEN OF THIS SECTION, AND
 THE COMMITMENT OF THE PROPERTY TO EITHER (I) SUSTAINABLE FOREST  MANAGE-
 MENT  UNDER  A FOREST CERTIFICATION PROGRAM OR (II) SUSTAINABLE FORESTRY
 OR OPEN SPACE PRESERVATION THROUGH THE APPROVED FOREST MANAGEMENT  PRAC-
 TICE PLAN OPTION, WHICHEVER IS APPLICABLE, SHALL REMAIN IN FORCE FOR THE
 NEXT  SUCCEEDING  NINE YEARS FOLLOWING THE LAST TAXABLE YEAR FOR WHICH A
 COMMITMENT FORM WAS FILED.
   (D) FOLLOWING FAILURE TO FILE A COMMITMENT FORM IN ONE OR MORE  YEARS,
 IN  ORDER TO OBTAIN A FOREST LAND EXEMPTION UNDER THIS SECTION, AN OWNER
 OF A CERTIFIED TRACT MAY SUBMIT A COMMITMENT FORM TO THE ASSESSOR BEFORE
 THE TAXABLE STATUS DATE IN ANY SUBSEQUENT YEAR, EXCEPT THAT A NEW APPLI-
 CATION UNDER PARAGRAPH (A)  OF  SUBDIVISION  TWO  OF  THIS  SECTION  AND
 SUBPARAGRAPH  (I)  OF  PARAGRAPH  (A)  OF THIS SUBDIVISION ALSO SHALL BE
 REQUIRED IF MORE THAN FIVE YEARS HAVE ELAPSED  SINCE  THE  OWNER'S  LAST
 COMMITMENT  FORM  AND  VERIFICATION  OF CONTINUED ELIGIBILITY WAS FILED.
 SUCH NEW APPLICATION ALSO SHALL BE REQUIRED WHENEVER, DURING THE PRECED-
 ING YEAR, THE APPROVED FOREST MANAGEMENT PRACTICE PLAN HAS BEEN  AMENDED
 WITH  RESPECT  TO THE ACREAGE OF LAND COMMITTED TO SUSTAINABLE FORESTRY,
 UNDER A FOREST CERTIFICATION PROGRAM OR SUSTAINABLE  FORESTRY  AND  OPEN
 SPACE PRESERVATION UNDER THIS SECTION.

 S. 7508                            137                           A. 9508
 
   4.  (A)  CERTIFIED  ELIGIBLE  TRACTS APPROVED FOR EXEMPTION UNDER THIS
 SECTION SHALL BE EXEMPT FROM TAXATION TO THE EXTENT OF (I)  SEVENTY  PER
 CENTUM  OF  THE  ASSESSED  VALUATION  THEREOF IN THE CASE OF AN ELIGIBLE
 TRACT  ENROLLED  UNDER  A  DEPARTMENT  RECOGNIZED  FOREST  CERTIFICATION
 PROGRAM,  OR  (II) FORTY PER CENTUM OF THE ASSESSED VALUATION THEREOF IN
 THE CASE OF AN ELIGIBLE TRACT ENROLLED THROUGH A FOREST MANAGEMENT PRAC-
 TICE PLAN.
   (B) THE ASSESSED VALUE OF  THE  EXEMPTION  GRANTED  PURSUANT  TO  THIS
 SECTION  SHALL BE ENTERED BY THE ASSESSOR ON THE ASSESSMENT ROLL IN SUCH
 MANNER AS SHALL BE PRESCRIBED BY THE COMMISSIONER.
   5. (A) FOR LANDS ELIGIBLE PURSUANT TO  A  FOREST  MANAGEMENT  PRACTICE
 PLAN,  WHENEVER ANY FOREST MANAGEMENT PRACTICE ON ANY CERTIFIED ELIGIBLE
 TRACT IS PROPOSED DURING THE PERIOD OF COMMITMENT PURSUANT  TO  SUBDIVI-
 SION  THREE  OF THIS SECTION, THE OWNER SHALL SUBMIT A FOREST MANAGEMENT
 PRACTICE PLAN TO THE DEPARTMENT FOR APPROVAL NO LESS  THAN  THIRTY  DAYS
 PRIOR  TO  THE ANTICIPATED COMMENCEMENT OF SUCH PLAN AND IN A MANNER AND
 UPON SUCH FORM AS MAY BE PRESCRIBED BY THE DEPARTMENT.
   (B) NOTWITHSTANDING THE FOREGOING PROVISIONS OF THIS  SUBDIVISION  AND
 THE PROVISIONS OF SUBDIVISION SIX OF THIS SECTION, THE OWNER OF ANY LAND
 CERTIFIED  UNDER THIS SECTION MAY ANNUALLY CUT, IN ACCORDANCE WITH SOUND
 FORESTRY PRACTICES, NOT MORE THAN TEN STANDARD CORDS OR  THE  EQUIVALENT
 FOR SUCH OWNER'S OWN USE, WITHOUT NOTICE.
   6.  ANY  QUALIFYING  FOREST MANAGEMENT PRACTICE UNDER THIS SUBDIVISION
 MUST BE CONDUCTED WITHIN TWO YEARS FROM THE DATE OF DEPARTMENT  APPROVAL
 OF THE FOREST MANAGEMENT PRACTICE PLAN.
   7.  (A) THE DEPARTMENT SHALL, AFTER NOTICE AND HEARING, ISSUE A NOTICE
 OF VIOLATION OF THIS SECTION FOR ANY CERTIFIED TRACT WHENEVER  IT  FINDS
 THAT:
   (I) ANY TRACT OR PORTION THEREOF IS CONVERTED TO A USE WHICH PRECLUDES
 MANAGEMENT OF THE LAND FOR SUSTAINABLE FORESTRY OR OPEN SPACE; OR
   (II)  THE  OWNER  FAILS TO SUBMIT A FOREST MANAGEMENT PRACTICE PLAN TO
 THE DEPARTMENT FOR APPROVAL PRIOR TO COMMENCING SUCH PRACTICE; OR
   (III) THE OWNER FAILS TO MAINTAIN THEIR PARTICIPATION IN A  DEPARTMENT
 RECOGNIZED FOREST CERTIFICATION PROGRAM DURING THE COMMITMENT PERIOD; OR
   (IV)  THE  OWNER  FAILS  TO  CARRY OUT A FOREST MANAGEMENT PRACTICE IN
 ACCORDANCE WITH THE SPECIFICATIONS OF THE QUALIFYING  FOREST  MANAGEMENT
 PRACTICE PLAN.
   (B) NOTWITHSTANDING THE FINDING OF AN OCCURRENCE DESCRIBED BY SUBPARA-
 GRAPH  (II),  (III)  OR  (IV)  OF PARAGRAPH (A) OF THIS SUBDIVISION, THE
 DEPARTMENT, UPON PRIOR NOTICE TO THE APPROPRIATE ASSESSOR, MAY DETERMINE
 THAT A VIOLATION HAS NOT OCCURRED IF THE FAILURE TO COMPLY  WAS  DUE  TO
 REASONS  BEYOND  THE  CONTROL  OF  THE  OWNER  AND  SUCH  FAILURE CAN BE
 CORRECTED FORTHWITH WITHOUT SIGNIFICANT EFFECT ON THE OVERALL PURPOSE OF
 THE COMMITMENT.
   (C) THE OWNER OF SUCH TRACT, FOLLOWING THE ISSUANCE OF SUCH NOTICE  BY
 THE DEPARTMENT FOR ONE OR MORE OF THE REASONS SET FORTH IN PARAGRAPH (A)
 OF  THIS SUBDIVISION, SHALL BE SUBJECT TO A PENALTY AS PROVIDED IN PARA-
 GRAPH (D) OR (E)  OF  THIS  SUBDIVISION,  WHICHEVER  APPLIES.  PENALTIES
 IMPOSED BY THIS SECTION SHALL BE SUBJECT TO INTEREST CHARGES AT THE RATE
 ESTABLISHED PURSUANT TO SECTION NINE HUNDRED TWENTY-FOUR-A OF THIS CHAP-
 TER  FOR  EACH APPLICABLE YEAR.   SUCH INTEREST SHALL ACCRUE IN THE YEAR
 WITH REFERENCE TO WHICH A PENALTY, OR PORTION THEREOF, IS ATTRIBUTED.
   (D) EXCEPT AS OTHERWISE PROVIDED IN PARAGRAPH (E) OF THIS SUBDIVISION:
   (I) THE PENALTY IMPOSED UNDER PARAGRAPH (C) OF THIS SUBDIVISION FOR  A
 PARCEL THAT HAS BEEN ENROLLED UNDER THIS SECTION FOR LESS THAN TEN YEARS
 SHALL BE COMPUTED BY MULTIPLYING BY TWO AND ONE-HALF THE AMOUNT OF TAXES

 S. 7508                            138                           A. 9508
 
 THAT  WOULD HAVE BEEN LEVIED ON THE FOREST LAND EXEMPTION ENTERED ON THE
 ASSESSMENT ROLL PURSUANT TO SUBDIVISION FOUR OF  THIS  SECTION  FOR  THE
 CURRENT YEAR AND ANY PRIOR YEARS IN WHICH SUCH AN EXEMPTION WAS GRANTED,
 UTILIZING  THE  APPLICABLE  TAX  RATE  FOR THE CURRENT YEAR AND FOR SUCH
 PRIOR YEARS.
   (II) THE PENALTY IMPOSED UNDER PARAGRAPH (C) OF THIS SUBDIVISION FOR A
 PARCEL THAT HAS BEEN ENROLLED UNDER THIS SECTION FOR A  MINIMUM  OF  TEN
 YEARS BUT LESS THAN TWENTY YEARS SHALL BE COMPUTED BY MULTIPLYING BY ONE
 AND  ONE-HALF  THE  AMOUNT  OF  TAXES THAT WOULD HAVE BEEN LEVIED ON THE
 FOREST LAND EXEMPTION ENTERED ON THE ASSESSMENT ROLL PURSUANT TO  SUBDI-
 VISION  FOUR  OF  THIS  SECTION  FOR THE CURRENT YEAR AND PRIOR YEARS IN
 WHICH SUCH AN EXEMPTION WAS GRANTED, UTILIZING THE APPLICABLE  TAX  RATE
 FOR  THE CURRENT YEAR AND FOR SUCH PRIOR YEARS, NOT TO EXCEED A TOTAL OF
 TEN YEARS.
   (III) THE PENALTY IMPOSED UNDER PARAGRAPH (C) OF THIS SUBDIVISION  FOR
 A  PARCEL  THAT  HAS  BEEN  ENROLLED UNDER THIS SECTION FOR A MINIMUM OF
 TWENTY YEARS SHALL BE THE AMOUNT OF TAXES THAT WOULD HAVE BEEN LEVIED ON
 THE FOREST LAND EXEMPTION ENTERED ON THE  ASSESSMENT  ROLL  PURSUANT  TO
 SUBDIVISION FOUR OF THIS SECTION FOR THE CURRENT YEAR AND PRIOR YEARS IN
 WHICH  SUCH  AN EXEMPTION WAS GRANTED, UTILIZING THE APPLICABLE TAX RATE
 FOR THE CURRENT YEAR AND FOR SUCH PRIOR YEARS, NOT TO EXCEED A TOTAL  OF
 TEN YEARS.
   (E) THE PENALTY IMPOSED UNDER PARAGRAPH (C) OF THIS SUBDIVISION APPLI-
 CABLE  TO CONVERTED LAND WHICH CONSTITUTES ONLY A PORTION OF A CERTIFIED
 ELIGIBLE TRACT SHALL BE TWICE THE AMOUNT DETERMINED UNDER PARAGRAPH  (D)
 OF  THIS SUBDIVISION.  IN CALCULATING SUCH PENALTY, ONLY THAT PORTION OF
 THE TRACT THAT WAS ACTUALLY CONVERTED TO A USE THAT PRECLUDES EITHER (I)
 SUSTAINABLE FOREST MANAGEMENT UNDER A FOREST  CERTIFICATION  PROGRAM  OR
 (II)  MANAGEMENT  OF THE LAND FOR SUSTAINABLE FOREST MANAGEMENT AND OPEN
 SPACE, SHALL BE USED AS THE BASIS FOR DETERMINING  THE  PENALTY,  UNLESS
 THE  REMAINING  PORTION NO LONGER MEETS THE MINIMUM ACREAGE REQUIREMENTS
 OF PARAGRAPH (E) OF SUBDIVISION ONE OF THIS SECTION, IN WHICH  CASE  THE
 ENTIRE  TRACT  SHALL  BE DEEMED INELIGIBLE AND SUBJECT TO REVOCATION AND
 PENALTIES.
   (F) A NOTICE OF VIOLATION ISSUED UNDER THIS SUBDIVISION SHALL BE GIVEN
 BY THE DEPARTMENT TO THE OWNER AND TO THE COUNTY TREASURER OF THE COUNTY
 OR COUNTIES IN WHICH SUCH TRACT IS LOCATED, AND THE PENALTY AND INTEREST
 CHARGES SHALL BE COMPUTED FOR EACH  OF  THE  MUNICIPAL  CORPORATIONS  IN
 WHICH SUCH TRACT IS LOCATED BY SUCH COUNTY TREASURER. UPON COMPLETION OF
 THE  COMPUTATION OF THE PENALTY AND INTEREST, THE COUNTY TREASURER SHALL
 GIVE NOTICE TO THE OWNER OF THE AMOUNT OF THE PENALTY AND INTEREST,  AND
 THE AMOUNT SHALL BE ENTERED ON THE NEXT COMPLETED TAX ROLL OF SUCH COUN-
 TY  OR  COUNTIES.  SUCH  PENALTIES  AND  INTEREST  SHALL  BE  LEVIED AND
 COLLECTED IN THE SAME MANNER AND AT THE SAME TIME  AS  OTHER  TAXES  ARE
 IMPOSED  AND  LEVIED ON SUCH ROLL. UPON COLLECTION OF SUCH PENALTIES AND
 INTEREST, SUCH COUNTY TREASURER SHALL PAY THE AMOUNTS DUE TO EACH OF THE
 APPROPRIATE MUNICIPAL CORPORATIONS.
   (G) UPON A FINDING OF A VIOLATION, THE  DEPARTMENT  SHALL  REVOKE  THE
 CERTIFICATE  OF  ELIGIBILITY  ISSUED PURSUANT TO SUBDIVISION TWO OF THIS
 SECTION, AND NOTICE OF SUCH REVOCATION SHALL BE GIVEN TO THE  OWNER  AND
 TO  THE  COUNTY  CLERK  OF  THE COUNTY OR COUNTIES IN WHICH THE TRACT IS
 LOCATED.  UPON RECEIPT OF SUCH NOTICE OF REVOCATION,  THE  COUNTY  CLERK
 SHALL  RECORD  THE SAME IN THE BOOKS KEPT FOR THE RECORDING OF DEEDS AND
 SHALL INDEX THE SAME IN THE DEED INDEX AGAINST THE NAME OF THE OWNER  OF
 THE  PROPERTY.  THE COUNTY CLERK SHALL ALSO NOTE ON THE FACE OF THE LAST
 CERTIFICATE OF  ELIGIBILITY  AND  COMMITMENT  FORM  PREVIOUSLY  RECORDED

 S. 7508                            139                           A. 9508
 
 PURSUANT  TO  THIS SECTION THE WORD "REVOKED" FOLLOWED BY A REFERENCE TO
 THE LIBER AND PAGE WHERE THE NOTICE OF REVOCATION IS  RECORDED  PURSUANT
 TO THIS SUBDIVISION.
   (H)  THE  CERTIFICATE OF ELIGIBILITY OF A TRACT FOR WHICH NO NOTICE OF
 VIOLATION HAS BEEN ISSUED SHALL BE REVOKED WITHOUT PENALTY UPON  RECEIPT
 OF PROOF SATISFACTORY TO THE DEPARTMENT THAT NINE YEARS HAVE PASSED FROM
 THE  YEAR  OF  THE  LAST  COMMITMENT FORM FILED WITH THE ASSESSOR BY THE
 OWNER PURSUANT TO SUBDIVISION THREE OF  THIS  SECTION.  NOTICE  OF  SUCH
 REVOCATION SHALL BE RECORDED AND INDEXED AS PROVIDED IN PARAGRAPH (G) OF
 THIS SUBDIVISION.
   (I)  NO  FEE,  PENALTY  OR ROLLBACK OF TAXES OTHERWISE DUE PURSUANT TO
 THIS SECTION MAY BE IMPOSED UPON THE CITY OF NEW  YORK  FOR  FAILURE  TO
 COMPLY  WITH AN APPROVED FOREST MANAGEMENT PRACTICE PLAN FOR AN ELIGIBLE
 TRACT THAT THE CITY ACQUIRES FOR WATERSHED PURPOSES.
   8. (A) THE OWNER OF A CERTIFIED ELIGIBLE TRACT SHALL NOT BE SUBJECT TO
 ANY PENALTY UNDER THIS SECTION THAT WOULD OTHERWISE APPLY  BECAUSE  SUCH
 TRACT  OR  ANY  PORTION  THEREOF  IS  CONVERTED  TO A USE OTHER THAN (I)
 SUSTAINABLE FOREST MANAGEMENT UNDER A FOREST  CERTIFICATION  PROGRAM  OR
 (II)  SUSTAINABLE FORESTRY AND OPEN SPACE PRESERVATION UNDER AN APPROVED
 FOREST MANAGEMENT PRACTICE, WHICHEVER IS APPLICABLE, BY VIRTUE  OF:  (A)
 AN INVOLUNTARY TAKING BY EMINENT DOMAIN OR OTHER INVOLUNTARY PROCEEDING,
 EXCEPT A TAX SALE, OR (B) A VOLUNTARY PROCEEDING, PROVIDED SUCH PROCEED-
 ING  INVOLVES  THE  ESTABLISHMENT OF RIGHTS-OF-WAY FOR PUBLIC HIGHWAY OR
 ENERGY TRANSMISSION PURPOSES WHEREIN SUCH  CORRIDORS  HAVE  BEEN  ESTAB-
 LISHED SUBSEQUENT TO PUBLIC HEARING AS NEEDED IN THE PUBLIC INTEREST AND
 ENVIRONMENTALLY  COMPATIBLE,  OR  (C)  OIL,  GAS OR MINERAL EXPLORATION,
 DEVELOPMENT OR EXTRACTION ACTIVITY UNDERTAKEN BY AN INDEPENDENT  GRANTEE
 PURSUANT  TO  A  LEASE OR OTHER CONVEYANCE OF SUBSURFACE RIGHTS RECORDED
 MORE THAN TEN YEARS PRIOR TO THE DATE OF THE CERTIFICATE OF  ELIGIBILITY
 ISSUED  BY  THE DEPARTMENT UNDER SUBDIVISION TWO OF THIS SECTION, OR (D)
 WHERE ALL OR A SUBSTANTIAL PORTION OF THE CERTIFIED TRACT  IS  DESTROYED
 OR IRREPARABLY DAMAGED BY REASON OF AN ACT OF GOD OR A NATURAL DISASTER.
   (B)  IN  THE  EVENT  THE  LAND  SO  CONVERTED  TO A USE OTHER THAN (I)
 SUSTAINABLE FOREST MANAGEMENT UNDER A FOREST  CERTIFICATION  PROGRAM  OR
 (II)  SUSTAINABLE FORESTRY AND OPEN SPACE PRESERVATION UNDER AN APPROVED
 FOREST MANAGEMENT PRACTICE PLAN, WHICHEVER  IS  APPLICABLE,  CONSTITUTES
 ONLY  A  PORTION OF SUCH TRACT, THE ASSESSOR SHALL APPORTION THE ASSESS-
 MENT, AND ENTER THAT PORTION  SO  CONVERTED  AS  A  SEPARATELY  ASSESSED
 PARCEL  ON  THE APPROPRIATE PORTION OF THE ASSESSMENT ROLL. THE ASSESSOR
 SHALL THEN ADJUST THE FOREST LAND EXEMPTION ATTRIBUTABLE TO THE  PORTION
 OF  THE  TRACT NOT SO CONVERTED BY SUBTRACTING THE PROPORTIONATE PART OF
 THE EXEMPTION OF THE CONVERTED PARCEL.
   (C) IF THE PORTION SO CONVERTED DIVIDES THE TRACT  INTO  TWO  OR  MORE
 SEPARATE  PARCELS,  SUCH  REMAINING PARCELS NOT SO CONVERTED WILL REMAIN
 ELIGIBLE UNDER THIS SECTION, REGARDLESS OF SIZE.
   (D) THE OWNER OF A CERTIFIED TRACT SHALL NOT  BE  SUBJECT  TO  PENALTY
 UNDER THIS SECTION THAT WOULD OTHERWISE APPLY BECAUSE THE FOREST OR OPEN
 SPACE  ON  THE  CERTIFIED  TRACT  OR PORTION IS, THROUGH NO FAULT OF THE
 OWNER, DAMAGED OR DESTROYED BY FIRE, INFESTATION, DISEASE, STORM, FLOOD,
 OR OTHER NATURAL DISASTER, ACT OF GOD, ACCIDENT, TRESPASS OR WAR.  IF  A
 FOREST  MANAGEMENT  PRACTICE  IS  TO  OCCUR IN CONNECTION WITH NECESSARY
 SALVAGE OPERATIONS RESULTING FROM ANY SUCH EVENT, THE OWNER SHALL SUBMIT
 A FOREST MANAGEMENT PRACTICE PLAN TO THE DEPARTMENT FOR  APPROVAL  PRIOR
 TO THE COMMENCEMENT OF SUCH PRACTICE. NOTHING IN THIS PARAGRAPH SHALL BE
 CONSTRUED  TO  SUBJECT  ANY PERSON TO PENALTY UNDER SUBDIVISION SEVEN OF

 S. 7508                            140                           A. 9508
 
 THIS SECTION FOR IMMEDIATE ACTION TAKEN IN GOOD FAITH IN THE EVENT OF AN
 EMERGENCY.
   9.  ALL  PENALTIES  AND INTEREST CHARGES THEREON COLLECTED PURSUANT TO
 SUBDIVISIONS FIVE, SIX AND SEVEN OF THIS SECTION SHALL BE APPORTIONED TO
 THE APPLICABLE MUNICIPAL CORPORATIONS IN WHICH SUCH TRACT IS SITUATED.
   10. (A) FOREST CERTIFICATION PROGRAMS RECOGNIZED AND FOREST MANAGEMENT
 PRACTICE PLANS APPROVED PURSUANT TO THIS SECTION SHALL NOT BE DEEMED  TO
 AUTHORIZE  OR  PERMIT ANY PRACTICE OR ACTIVITY PROHIBITED, RESTRICTED OR
 REQUIRING FURTHER APPROVAL UNDER THE ENVIRONMENTAL CONSERVATION LAW,  OR
 ANY  OTHER  GENERAL  OR  SPECIAL LAW OF THE STATE, OR ANY LAWFUL RULE OR
 REGULATION DULY PROMULGATED THEREUNDER.
   (B) NO OTHERWISE ELIGIBLE TRACT, OR PORTION THEREOF, SHALL  BE  DEEMED
 TO  BE INELIGIBLE FOR CERTIFICATION OR QUALIFICATION UNDER THIS SECTION,
 AND NO CERTIFICATE OF ELIGIBILITY SHALL BE REVOKED OR  PENALTY  IMPOSED,
 SOLELY  ON  THE  GROUND  THAT ANY SUCH LAW, RULE OR REGULATION PARTIALLY
 RESTRICTS OR REQUIRES FURTHER APPROVAL FOR FOREST  MANAGEMENT  PRACTICES
 OR ACTIVITIES ON SUCH TRACT OR PORTION.
   §  5.   Section 9-0815 of the environmental conservation law, as added
 by chapter 602 of the laws of 2003, the section heading and  subdivision
 3  as  amended by chapter 623 of the laws of 2003, is amended to read as
 follows:
 § 9-0815. [Request for comment on local laws or ordinances pertaining to
             the practice of forestry] FORESTRY PRACTICE REQUIREMENTS.
   [The commissioner upon his or her own initiative, or upon the  written
 request  of a municipality or an owner of forest land within the munici-
 pality, may elect to comment upon a  proposed  local  law  or  ordinance
 which may restrict the practice of forestry. The requesting municipality
 or  owner  of  forest land shall provide, at a minimum, the full text of
 the proposed local law  or  ordinance  to  the  commissioner  with  such
 request.]
   1.  [Upon  receipt  of such written request or upon the commissioner's
 determination to comment on a local law or ordinance,  the  commissioner
 shall  notify the municipal legislative body, in writing, of the receipt
 date or the date of such determination] A. ANY MUNICIPALITY PROPOSING AN
 ORDINANCE, REGULATION OR PERMIT REQUIREMENT WHICH MAY RESTRICT THE PRAC-
 TICE OF FORESTRY, INCLUDING BUT NOT LIMITED TO, TIMBER HARVESTING, OTHER
 FOREST MANAGEMENT PRACTICES, AND TEMPORARY STORAGE OR TRANSPORT OF  LOGS
 OR  OTHER  WOOD PRODUCTS FROM HARVEST SITES, SHALL SUBMIT SUCH PROPOSALS
 TO THE DEPARTMENT FOR REVIEW, COMMENT AND INPUT, TO ENSURE THEY  DO  NOT
 ADVERSELY IMPACT THE LANDOWNER'S RIGHT TO PRACTICE FORESTRY.
   [2.  An  owner  of  forest  land shall provide notice to the municipal
 legislative body proposing the local  law  or  ordinance  of  a  written
 request  to  the  commissioner  in  the time, manner, and form as may be
 prescribed by the commissioner] B.   THE  REQUIRING  MUNICIPALITY  SHALL
 PROVIDE,  AT A MINIMUM, THE FULL TEXT OF THE PROPOSED LOCAL LAW OR ORDI-
 NANCE TO THE COMMISSIONER.
   [3.] C. The commissioner, in preparing his or her comments for consid-
 eration by the municipality, may consider  factors  including,  but  not
 limited  to,  the impact of the proposed local law or ordinance upon the
 long-term viability of forests in the municipality and any modifications
 or alternatives which a  municipality  may  undertake  to  minimize  the
 impacts to the practice of forestry in preparing his or her comments.
   [4.]  D.  The commissioner shall have forty-five days after receipt of
 an ordinance to provide his or her comments, if any,  to  the  municipal
 legislative  body proposing the law or ordinance. Any municipal legisla-
 tive body shall defer the adoption of such local law or ordinance  pend-

 S. 7508                            141                           A. 9508

 ing receipt of comments, if any, from the commissioner or the passage of
 forty-five  days  from  the date of receipt of the proposed local law or
 ordinance by the commissioner. The commissioner shall have the  opportu-
 nity  to  [respond]  REVIEW  AND  PROVIDE  COMMENTS only to the original
 proposal considered by the local governing body.
   [5.] E. For purposes of this section, "forest land"  shall  mean  land
 that is suitable to forest crop production.
   F.  IF  THE  DEPARTMENT  RECOMMENDS  MODIFICATION  OR DISAPPROVAL OF A
 PROPOSED ACTION, THE REFERRING BODY  SHALL  NOT  ACT  CONTRARY  TO  SUCH
 RECOMMENDATION  EXCEPT  BY  A  VOTE  OF  A  MAJORITY PLUS ONE OF ALL THE
 MEMBERS THEREOF.
   2. THE DEPARTMENT SHALL PROMULGATE RULES AND REGULATIONS REQUIRING ALL
 LANDOWNERS, OR THEIR AUTHORIZED AGENTS, TO PROVIDE NOTIFICATION  TO  THE
 DEPARTMENT  PRIOR  TO  ENGAGING  IN  ANY  COMMERCIAL TIMBER HARVEST OF A
 MERCHANTABLE FOREST CROP FROM  TEN  OR  MORE  ACRES  OF  PRIVATELY-OWNED
 FOREST LAND IN ANY GIVEN YEAR.
   A.  SUCH  NOTIFICATION SHALL BE IN THE MANNER AND FORMAT PRESCRIBED BY
 THE DEPARTMENT AND, AT MINIMUM, SHALL INCLUDE:
   (I) NAME AND ADDRESS OF THE LANDOWNER;
   (II) NAME AND  ADDRESS  OF  ANY  AUTHORIZED  AGENT  OF  THE  LANDOWNER
 CONDUCTING FORESTRY RELATED ACTIVITIES, SUCH AS A FORESTER, LAND MANAGER
 OR LOGGER;
   (III)  LOCATION  AND  ACREAGE  OF THE AREA TO BE HARVESTED AND PLANNED
 POINT OR POINTS OF ACCESS TO PUBLIC ROAD OR ROADS;
   (IV) APPROXIMATE START AND END DATES OF THE HARVEST;
   (V) APPROXIMATE VOLUME TO BE HARVESTED;
   (VI) PRODUCTS AND SPECIES TO BE HARVESTED;
   (VII) WHETHER THE HARVEST IS BEING CONDUCTED  PURSUANT  TO  A  WRITTEN
 FOREST  MANAGEMENT PLAN UNDER SECTION FOUR HUNDRED EIGHTY-A OR A PROGRAM
 UNDER SECTION FOUR HUNDRED EIGHTY-B OF THE REAL PROPERTY TAX LAW AND, IF
 APPLICABLE, THE NAME AND  ADDRESS  OF  THE  INDIVIDUAL  OR  ENTITY  THAT
 PREPARED THE PLAN;
   (VIII) WHETHER THE HARVEST IS BEING CONDUCTED PURSUANT TO A HARVESTING
 CONTRACT; AND
   (IX) OTHER INFORMATION AS DEEMED NECESSARY AND BENEFICIAL.
   B.  THE  DEPARTMENT  SHALL SHARE TIMBER HARVEST NOTIFICATIONS WITH ANY
 MUNICIPALITY THAT REQUESTS SUCH NOTIFICATIONS, IN WRITING, FOR  HARVESTS
 IN SUCH MUNICIPALITY.
   C.  ANY  PROVISION OF ANY LOCAL LAW OR ORDINANCE, OR ANY RULE OR REGU-
 LATION PROMULGATED THERETO, GOVERNING TIMBER HARVEST NOTIFICATION  SHALL
 UPON  THE  EFFECTIVE DATE OF A CHAPTER OF THE LAWS OF TWO THOUSAND EIGH-
 TEEN THAT AMENDED THIS SECTION BE PREEMPTED.
   § 6. Article 9 of the environmental conservation  law  is  amended  by
 adding two new titles 23 and 25 to read as follows:
                                 TITLE 23
                      COMMUNITY FOREST GRANT PROGRAM
 SECTION 9-2301. DEFINITIONS.
         9-2303. CRITERIA FOR COMMUNITY FOREST PROJECTS.
         9-2305. STATE ASSISTANCE APPLICATION PROCEDURE.
         9-2307. REGULATIONS.
         9-2309. CONTRACTS FOR STATE ASSISTANCE PAYMENTS.
         9-2311. POWERS AND DUTIES OF THE COMMISSIONER.
 § 9-2301. DEFINITIONS.
   FOR  THE  PURPOSE  OF  THIS  TITLE, THE FOLLOWING TERMS SHALL HAVE THE
 FOLLOWING MEANINGS:

 S. 7508                            142                           A. 9508
 
   1. "ELIGIBLE LAND" SHALL MEAN PRIVATE FOREST LAND IN THE STATE THAT IS
 AT LEAST TWENTY-FIVE ACRES IN SIZE, SUITABLE TO  SUSTAIN  NATURAL  VEGE-
 TATION, WHICH IS AT LEAST SEVENTY-FIVE PERCENT FORESTED.
   2.  "MUNICIPALITY" SHALL MEAN A COUNTY, CITY, TOWN, VILLAGE, OR INDIAN
 NATION OR TRIBE RECOGNIZED BY THE UNITED STATES WITH A RESERVATION WHOL-
 LY OR PARTLY WITHIN THE BOUNDARIES OF THE STATE, A LOCAL PUBLIC AUTHORI-
 TY OR PUBLIC BENEFIT CORPORATION, OR ANY COMBINATION THEREOF.
   3. "NOT-FOR-PROFIT CONSERVATION ORGANIZATION" MEANS  A  NOT-FOR-PROFIT
 CORPORATION ORGANIZED FOR THE CONSERVATION OR PRESERVATION OF REAL PROP-
 ERTY AND WHICH HAS THE POWER TO ACQUIRE INTERESTS IN REAL PROPERTY. SUCH
 ORGANIZATION  MUST  HAVE  QUALIFIED  AS  EXEMPT FOR FEDERAL TAX PURPOSES
 PURSUANT TO SECTION 501 (C)(3) OF THE INTERNAL REVENUE CODE OR ANY SIMI-
 LAR SUCCESSOR STATUTORY PROVISION.
 § 9-2303. CRITERIA FOR COMMUNITY FOREST PROJECTS.
   1. THE DEPARTMENT  SHALL  PROVIDE,  ON  A  COMPETITIVE  BASIS,  WITHIN
 AMOUNTS APPROPRIATED STATE ASSISTANCE TO MUNICIPALITIES AND NOT-FOR-PRO-
 FIT  CONSERVATION  ORGANIZATIONS  FOR  THE  PURCHASE  OF  LANDS  FOR THE
 PURPOSES HEREIN PROVIDED, TO ESTABLISH FOREST  PLANTATIONS  OR  FOR  THE
 CARE  AND  MANAGEMENT  OF  FORESTS.  THE  PROGRAM  SHALL REQUIRE A FIFTY
 PERCENT NON-STATE MATCH.
   2. THE PURPOSE OF THE PROGRAM IS TO  ESTABLISH  COMMUNITY  FORESTS  TO
 PROTECT  FOREST  LAND  FROM  CONVERSION  TO  NON-FOREST USES AND PROVIDE
 COMMUNITY BENEFITS SUCH AS SUSTAINABLE FOREST MANAGEMENT,  ENVIRONMENTAL
 BENEFITS INCLUDING CLEAN AIR, WATER, AND WILDLIFE HABITAT; BENEFITS FROM
 FOREST-BASED  EDUCATIONAL  PROGRAMS;  BENEFITS FROM SERVING AS MODELS OF
 EFFECTIVE FOREST STEWARDSHIP; AND  RECREATIONAL  BENEFITS  SECURED  WITH
 PUBLIC ACCESS.
 § 9-2305. STATE ASSISTANCE APPLICATION PROCEDURE.
   1. A MUNICIPALITY UPON THE APPROVAL OF ITS GOVERNING BODY, OR NOT-FOR-
 PROFIT  CONSERVATION  ORGANIZATION,  MAY  SUBMIT  AN  APPLICATION TO THE
 COMMISSIONER, IN SUCH  FORM  AND  CONTAINING  SUCH  INFORMATION  AS  THE
 COMMISSIONER  MAY REQUIRE, FOR STATE ASSISTANCE PAYMENTS TOWARD THE COST
 OF A PROJECT WHICH IS ELIGIBLE FOR STATE  ASSISTANCE  PURSUANT  TO  THIS
 TITLE.
   2.  THE  COMMISSIONER  SHALL  REVIEW  SUCH PROJECT APPLICATION AND MAY
 APPROVE, DISAPPROVE OR RECOMMEND MODIFICATIONS THERETO  CONSISTENT  WITH
 APPLICABLE LAW, CRITERIA, STANDARDS OR RULES AND REGULATIONS RELATIVE TO
 SUCH PROJECTS.
 § 9-2307. REGULATIONS.
   THE  DEPARTMENT  MAY PROMULGATE ANY RULES AND REGULATIONS NECESSARY TO
 IMPLEMENT AND ADMINISTER THIS TITLE INCLUDING BUT NOT LIMITED TO  APPLI-
 CATION PROCEDURES, REVIEW PROCESSES, AND PROJECT APPROVAL GUIDELINES AND
 CRITERIA.
 § 9-2309. CONTRACTS FOR STATE ASSISTANCE PAYMENTS.
   THE COMMISSIONER SHALL IMPOSE SUCH CONTRACTUAL REQUIREMENTS AND CONDI-
 TIONS  UPON  ANY MUNICIPALITY AND ANY NOT-FOR-PROFIT CONSERVATION ORGAN-
 IZATION WHICH RECEIVE FUNDS PURSUANT TO THIS TITLE AS MAY  BE  NECESSARY
 AND  APPROPRIATE  TO  ASSURE THAT A PUBLIC BENEFIT SHALL ACCRUE FROM THE
 USE OF PUBLIC FUNDS BY SUCH MUNICIPALITY AND NOT-FOR-PROFIT CONSERVATION
 ORGANIZATION.
 § 9-2311. POWERS AND DUTIES OF THE COMMISSIONER.
   IN ADMINISTERING THE PROVISIONS OF THIS TITLE THE COMMISSIONER:
   1.  SHALL  MAKE  AN  ITEMIZED  ESTIMATE  OF  FUNDS  OR  APPROPRIATIONS
 REQUESTED ANNUALLY FOR INCLUSION IN THE EXECUTIVE BUDGET;
   2.  MAY,  IN  THE  NAME  OF THE STATE, AS FURTHER PROVIDED WITHIN THIS
 TITLE, CONTRACT TO MAKE, WITHIN THE LIMITATIONS OF APPROPRIATION  AVAIL-

 S. 7508                            143                           A. 9508
 
 ABLE THEREFOR, STATE ASSISTANCE PAYMENTS TOWARD THE COSTS OF AN APPROVED
 PROJECT.  SUCH CONTRACTS SHALL BE SUBJECT TO APPROVAL BY THE STATE COMP-
 TROLLER AND, AS TO FORM, BY THE ATTORNEY GENERAL;
   3.  SHALL  APPROVE  VOUCHERS  FOR THE PAYMENTS PURSUANT TO AN APPROVED
 CONTRACT. ALL SUCH PAYMENTS SHALL BE PAID ON THE AUDIT  AND  WARRANT  OF
 THE STATE COMPTROLLER; AND
   4. MAY PERFORM SUCH OTHER AND FURTHER ACTS AS MAY BE NECESSARY, PROPER
 OR DESIRABLE TO CARRY OUT THE PROVISIONS OF THIS ARTICLE.
                                 TITLE 25
                      EMPIRE FOREST INCENTIVE PROGRAM
 SECTION 9-2501. DEFINITIONS.
         9-2503. CRITERIA FOR EMPIRE FOREST INCENTIVE PROJECTS.
         9-2505. STATE ASSISTANCE APPLICATION PROCEDURE.
         9-2507. REGULATIONS.
         9-2509. CONTRACTS FOR STATE ASSISTANCE PAYMENTS.
         9-2511. POWERS AND DUTIES OF THE COMMISSIONER.
 § 9-2501. DEFINITIONS.
   FOR  THE  PURPOSE  OF  THIS  TITLE, "ELIGIBLE LAND" SHALL MEAN PRIVATE
 FOREST LAND IN THE STATE THAT IS AT LEAST  TWENTY-FIVE  ACRES  IN  SIZE,
 SUITABLE TO SUSTAIN NATURAL VEGETATION.
 § 9-2503. CRITERIA FOR EMPIRE FOREST INCENTIVE PROJECTS.
   1.  THE DEPARTMENT SHALL PROVIDE THROUGH A COMPETITIVE PROCESS, WITHIN
 AMOUNTS APPROPRIATED, STATE ASSISTANCE PAYMENTS PURSUANT TO  THE  EMPIRE
 FOREST  INCENTIVE  PROGRAM  TO  LANDOWNERS FOR THE COSTS ASSOCIATED WITH
 SOUND, SCIENTIFICALLY BASED  FOREST  MANAGEMENT  PRACTICES  ON  ELIGIBLE
 LAND.  THE  PROGRAM  SHALL REQUIRE A NON-STATE MATCH. THE DEPARTMENT MAY
 CONTRACT WITH AN INDEPENDENT THIRD PARTY ORGANIZATION TO ADMINISTER SUCH
 STATE ASSISTANCE PROGRAM, PROVIDED THAT NOT MORE THAN TEN PERCENT OF ALL
 FUNDS MAY BE MADE AVAILABLE TO CARRY OUT THE  PROGRAM  FOR  EACH  FISCAL
 YEAR  FOR  PROGRAM  ADMINISTRATION  AND  TECHNICAL ASSISTANCE UNDER SUCH
 CONTRACT.
   2. THE PROJECTS THAT QUALIFY FOR STATE ASSISTANCE PAYMENTS UNDER  THIS
 TITLE SHALL INCLUDE BUT ARE NOT LIMITED TO:
   A. FOREST STEWARDSHIP PLANNING PROJECTS, INCLUDING UPGRADING AN EXIST-
 ING  PLAN  TO  STATE  APPROVED  STANDARDS.  FOREST  STEWARDSHIP PLANNING
 PROJECTS MUST BE COMPLETED AND APPROVED BY  THE  DEPARTMENT  BEFORE  THE
 LANDOWNER IS ELIGIBLE FOR OTHER PROJECTS.
   B.  FOREST STAND IMPROVEMENT PROJECTS TO ENHANCE GROWTH AND QUALITY OF
 WOOD FIBER FOR ACTIVITIES SUCH AS TREE MARKING, THINNING, CULL  REMOVAL,
 OR GRAPEVINE REMOVAL.
   C.  INVASIVE  SPECIES CONTROL PROJECTS TO LIMIT THE SPREAD OF INVASIVE
 SPECIES IN FORESTED ENVIRONMENTS THROUGH ERADICATION OR MANAGEMENT PRAC-
 TICES THAT SUPPORT THE FOREST OWNER'S  MANAGEMENT  GOALS.  THIS  PROJECT
 DOES   NOT  INCLUDE  ORCHARD,  ORNAMENTAL,  NURSERY  OR  CHRISTMAS  TREE
 PURPOSES.
   D. AFFORESTATION OR REFORESTATION PROJECTS TO  ENCOURAGE  REGENERATION
 OF FOREST COVER THROUGH SITE PREPARATION, PLANTING, SEEDING, FENCING, OR
 TREE  SHELTERS  FOR THE PURPOSES OF TIMBER OR FIBER PRODUCTION OR CARBON
 SEQUESTRATION. PLANTING SHALL BE LIMITED TO NON-INVASIVE NATIVE OR NATU-
 RALIZED SPECIES AND CANNOT BE USED FOR ORCHARD, ORNAMENTAL,  NURSERY  OR
 CHRISTMAS TREE PURPOSES.
   E.  WATER  QUALITY  IMPROVEMENT  PROJECTS  TO IMPROVE OR PROTECT WATER
 QUALITY, RIPARIAN AREAS, FOREST WETLANDS AND FOREST  WATERSHEDS  THROUGH
 THE   ESTABLISHMENT,  MAINTENANCE,  RENOVATION,  AND/OR  RESTORATION  OF
 APPROVED PROJECTS.

 S. 7508                            144                           A. 9508
 
   F. FISH AND WILDLIFE HABITAT IMPROVEMENT PROJECTS TO CREATE,  PROTECT,
 OR  MAINTAIN  FISH  AND  WILDLIFE HABITAT THROUGH ESTABLISHMENT, MAINTE-
 NANCE, AND RESTORATION PROJECTS.
   G. FOREST HEALTH PROJECTS TO IMPROVE, PROTECT OR RESTORE FOREST HEALTH
 RELATIVE  TO  DETECTION  OF  OR DAMAGE BY INSECTS, DISEASES, AND ANIMALS
 AFFECTING ESTABLISHED STANDS. THE PROJECT DOES NOT INCLUDE  COST-SHARING
 FOR  APPLICATIONS OF CHEMICAL OR BIOLOGICAL AGENTS FOR CONTROL OF FOREST
 PESTS.
   H. WILDFIRE AND CATASTROPHIC EVENT REHABILITATION PROJECTS TO  RESTORE
 AND  REHABILITATE  FORESTS FOLLOWING CATASTROPHIC NATURAL EVENTS SUCH AS
 WILDFIRE, WIND, AND ICE STORMS. SUCH ACTIVITIES MAY INCLUDE  STABILIZING
 FIREBREAK SOILS OR BURNED AREAS, TREE DESIGNATION FOR STAND IMPROVEMENT,
 AND THINNING.
 § 9-2505. STATE ASSISTANCE APPLICATION PROCEDURE.
   1.  A LANDOWNER MAY SUBMIT AN APPLICATION TO THE COMMISSIONER, IN SUCH
 FORM AND CONTAINING SUCH INFORMATION AS THE  COMMISSIONER  MAY  REQUIRE,
 FOR STATE ASSISTANCE PAYMENTS TOWARD THE COST OF A QUALIFYING PROJECT ON
 ELIGIBLE LAND.
   2.  THE  COMMISSIONER  SHALL  REVIEW  SUCH PROJECT APPLICATION AND MAY
 APPROVE, DISAPPROVE OR RECOMMEND MODIFICATIONS THERETO  CONSISTENT  WITH
 APPLICABLE LAW, CRITERIA, STANDARDS OR RULES AND REGULATIONS RELATIVE TO
 SUCH PROJECTS.
 § 9-2507. REGULATIONS.
   THE DEPARTMENT SHALL PROMULGATE ANY RULES AND REGULATIONS NECESSARY TO
 IMPLEMENT  AND  ADMINISTER  THIS  TITLE INCLUDING BUT NOT LIMITED TO THE
 AMOUNT OR PERCENTAGE FOR FUNDING MATCHES, APPLICATION PROCEDURES, REVIEW
 PROCESSES, AND PROJECT APPROVAL GUIDELINES AND CRITERIA.
 § 9-2509. CONTRACTS FOR STATE ASSISTANCE PAYMENTS.
   THE COMMISSIONER SHALL IMPOSE SUCH CONTRACTUAL REQUIREMENTS AND CONDI-
 TIONS UPON ANY LANDOWNER AND ANY INDEPENDENT  THIRD  PARTY  ORGANIZATION
 WHICH  RECEIVE  FUNDS  PURSUANT  TO  THIS  TITLE AS MAY BE NECESSARY AND
 APPROPRIATE TO ASSURE THAT A PUBLIC BENEFIT SHALL ACCRUE FROM THE USE OF
 PUBLIC FUNDS BY SUCH LANDOWNER AND INDEPENDENT THIRD PARTY ORGANIZATION.
 § 9-2511. POWERS AND DUTIES OF THE COMMISSIONER.
   IN ADMINISTERING THE PROVISIONS OF THIS TITLE THE COMMISSIONER:
   1.  SHALL  MAKE  AN  ITEMIZED  ESTIMATE  OF  FUNDS  OR  APPROPRIATIONS
 REQUESTED ANNUALLY FOR INCLUSION IN THE EXECUTIVE BUDGET;
   2.  MAY,  IN  THE  NAME  OF THE STATE, AS FURTHER PROVIDED WITHIN THIS
 TITLE, CONTRACT TO MAKE, WITHIN THE LIMITATIONS OF APPROPRIATION  AVAIL-
 ABLE THEREFOR, STATE ASSISTANCE PAYMENTS TOWARD THE COSTS OF AN APPROVED
 PROJECT ON ELIGIBLE LAND. SUCH CONTRACTS SHALL BE SUBJECT TO APPROVAL BY
 THE STATE COMPTROLLER AND, AS TO FORM, BY THE ATTORNEY GENERAL;
   3.  SHALL  APPROVE  VOUCHERS  FOR THE PAYMENTS PURSUANT TO AN APPROVED
 CONTRACT. ALL SUCH PAYMENTS SHALL BE PAID ON THE AUDIT  AND  WARRANT  OF
 THE STATE COMPTROLLER; AND
   4. MAY PERFORM SUCH OTHER AND FURTHER ACTS AS MAY BE NECESSARY, PROPER
 OR DESIRABLE TO CARRY OUT THE PROVISIONS OF THIS ARTICLE.
   §  7. Subdivision 1 of section 163 of the state finance law is amended
 by adding a new paragraph l to read as follows:
   L. "WOOD PRODUCTS" SHALL MEAN ANY ITEMS MADE OF  WOOD  OR  WOOD  FIBER
 FROM ANY SPECIES OF TREE.
   § 8. Subdivision 6 of section 163 of the state finance law, as amended
 by chapter 569 of the laws of 2015, is amended to read as follows:
   6. Discretionary buying thresholds. Pursuant to guidelines established
 by the state procurement council: the commissioner may purchase services
 and  commodities in an amount not exceeding eighty-five thousand dollars

 S. 7508                            145                           A. 9508
 
 without a  formal  competitive  process;  state  agencies  may  purchase
 services  and  commodities  in  an  amount  not exceeding fifty thousand
 dollars without a formal competitive process;  and  state  agencies  may
 purchase  commodities  or services from small business concerns or those
 certified pursuant to articles fifteen-A and seventeen-B of  the  execu-
 tive  law,  or commodities or technology that are recycled or remanufac-
 tured, or commodities that are food, including milk and  milk  products,
 grown,  produced  or  harvested in New York state; OR WOOD PRODUCTS MADE
 FROM WOOD OR WOOD FIBER, GROWN AND MANUFACTURED IN NEW YORK STATE in  an
 amount  not  exceeding  two  hundred  thousand  dollars without a formal
 competitive process.
   § 9. Subdivision 6-c of section 163 of the state finance law, as added
 by section 2 of part P of chapter 55 of the laws of 2013, is amended  to
 read as follows:
   6-c.  Pursuant  to  the  authority provided in subdivision six of this
 section, for the purchase of commodities that are food,  including  milk
 and  milk  products,  grown, produced or harvested in New York state, OR
 WOOD PRODUCTS MADE FROM WOOD OR WOOD FIBER, GROWN  AND  MANUFACTURED  IN
 NEW  YORK  STATE where such commodities exceed fifty thousand dollars in
 value, state agencies must advertise the discretionary purchase  on  the
 state  agency  website  for  a  reasonable  period  of time and make the
 discretionary purchase based on the lowest price that  meets  the  state
 agency's form, function and utility.
   § 10. If any clause, sentence, paragraph, subdivision, section or part
 of  this act shall be adjudged by any court of competent jurisdiction to
 be invalid, such judgment shall not affect, impair,  or  invalidate  the
 remainder thereof, but shall be confined in its operation to the clause,
 sentence,  paragraph,  subdivision,  section  or  part  thereof directly
 involved in the controversy in  which  such  judgment  shall  have  been
 rendered. It is hereby declared to be the intent of the legislature that
 this act would have been enacted even if such invalid provisions had not
 been included herein.
   §  11.  This  act  shall take effect immediately, provided however the
 amendments to sections 480-a and 480-b of the real property tax law made
 by sections three and four of this act shall take effect on  January  1,
 2019,  provided  further that the amendments to section 163 of the state
 finance law made by sections seven, eight and nine of this act shall not
 affect the repeal of such section and shall be  deemed  repealed  there-
 with, provided further that, the forestry exemption assistance in subdi-
 vision  13  of  section  480-a  of the real property tax law as added by
 section three of this act shall apply beginning  with  final  tax  rolls
 filed in 2019.
 
                                  PART AA
 
   Section  1. Subdivision 3 of section 92-s of the state finance law, as
 amended by section 2-a of part JJ of chapter 58 of the laws of 2017,  is
 amended to read as follows:
   3.  Such  fund shall consist of the amount of revenue collected within
 the state from the amount of revenue, interest and  penalties  deposited
 pursuant  to  section  fourteen  hundred  twenty-one of the tax law, the
 amount of fees and penalties received from easements or leases  pursuant
 to  subdivision fourteen of section seventy-five of the public lands law
 and the money received as annual service  charges  pursuant  to  section
 four  hundred four-n of the vehicle and traffic law, all moneys required
 to be deposited therein from the contingency reserve  fund  pursuant  to

 S. 7508                            146                           A. 9508

 section  two  hundred  ninety-four of chapter fifty-seven of the laws of
 nineteen hundred ninety-three,  all  moneys  required  to  be  deposited
 pursuant  to  section thirteen of chapter six hundred ten of the laws of
 nineteen  hundred  ninety-three,  repayments  of  loans made pursuant to
 section 54-0511 of the environmental conservation law, all moneys to  be
 deposited from the Northville settlement pursuant to section one hundred
 twenty-four  of  chapter  three  hundred  nine  of  the laws of nineteen
 hundred ninety-six, provided however, that such  moneys  shall  only  be
 used  for  the cost of the purchase of private lands in the core area of
 the central Suffolk pine barrens pursuant to a consent  order  with  the
 Northville  industries  signed  on  October thirteenth, nineteen hundred
 ninety-four and the related resource restoration and  replacement  plan,
 the  amount  of  penalties  required  to be deposited therein by section
 71-2724 of the environmental conservation law, all moneys required to be
 deposited pursuant to article thirty-three of the environmental  conser-
 vation  law, all fees collected pursuant to subdivision eight of section
 70-0117 of the environmental  conservation  law,  all  moneys  collected
 pursuant  to  title thirty-three of article fifteen of the environmental
 conservation law, beginning with the fiscal  year  commencing  on  April
 first,  two  thousand thirteen, nineteen million dollars, and all fiscal
 years thereafter, twenty-three million dollars plus all  funds  received
 by  the  state  each  fiscal year in excess of the greater of the amount
 received from April first, two thousand  twelve  through  March  thirty-
 first,  two  thousand  thirteen  or  one  hundred twenty-two million two
 hundred thousand dollars, from the payments collected pursuant to subdi-
 vision four of section 27-1012 of the environmental conservation law and
 all funds collected pursuant to section  27-1015  of  the  environmental
 conservation  law,  [provided  such  funds  shall  not be less than four
 million dollars for the fiscal year commencing April first, two thousand
 thirteen, and not less than eight million dollars for all  fiscal  years
 thereafter]  and  all  other moneys credited or transferred thereto from
 any other fund or source pursuant to law.  All  such  revenue  shall  be
 initially deposited into the environmental protection fund, for applica-
 tion as provided in subdivision five of this section.
   §  2.  Paragraph  (i)  of  subdivision 2 and paragraphs (k) and (l) of
 subdivision 3 of section 97-b of the state finance law are REPEALED.
   § 3. Subdivision 1 of section  97-b  of  the  state  finance  law,  as
 amended  by  section  5  of part T of chapter 57 of the laws of 2017, is
 amended to read as follows:
   1. There is hereby established in the custody of the state comptroller
 a nonlapsing revolving fund to be known as the "hazardous waste remedial
 fund", which shall consist of a  "site  investigation  and  construction
 account", an "industry fee transfer account", an "environmental restora-
 tion project account", "hazardous waste cleanup account", AND a "hazard-
 ous waste remediation oversight and assistance account"[, a "solid waste
 mitigation account", and a "drinking water response account"].
   §  4.  Subdivisions  4  and  7 of section 27-1201 of the environmental
 conservation law are REPEALED and subdivisions 5, 6, and  8  of  section
 27-1201 are renumbered subdivisions 4, 5, and 6.
   §  5.  Subdivision 6 of section 27-1203 of the environmental conserva-
 tion law, as added by section 4 of part T of chapter 57 of the  laws  of
 2017, is amended to read as follows:
   6.  Where the department has determined through a preliminary investi-
 gation conducted pursuant to subdivision four of  this  section  that  a
 solid  waste  site  is  causing or substantially contributing to contam-
 ination of a public drinking water supply, the owner or  operator  of  a

 S. 7508                            147                           A. 9508
 
 solid  waste  site shall, at the department's written request, cooperate
 with any and all remedial measures deemed necessary and which  shall  be
 undertaken  by  the  department,  in  conjunction with the department of
 health, for the mitigation and remediation of a solid waste site or area
 which is necessary to ensure that drinking water meets applicable stand-
 ards, including maximum contaminant levels, notification levels, maximum
 residual  disinfectant  levels,  or  action  levels  established  by the
 department of health. The department may implement necessary measures to
 mitigate and remediate the solid waste site within amounts  appropriated
 for such purposes from the solid waste mitigation [account] PROGRAM.
   §  6. Paragraph b of subdivision 6, subdivision 9, subdivision 11, and
 paragraph e of subdivision 12 of section 27-1205  of  the  environmental
 conservation  law,  as added by section 4 of part T of chapter 57 of the
 laws of 2017, are amended to read as follows:
   b. the threat makes it prejudicial to the  public  interest  to  delay
 action  until  a hearing can be held pursuant to this title, the depart-
 ment may, pursuant to paragraph a of subdivision three of  this  section
 and within the funds available to the department from the drinking water
 response  [account]  PROGRAM, develop and implement, in conjunction with
 the department of health, all reasonable and  necessary  mitigation  and
 remedial  measures to address drinking water contamination for such site
 to ensure that drinking  water  meets  applicable  standards,  including
 maximum contaminant levels, notification levels, maximum residual disin-
 fectant levels or action levels established by the department of health.
 Findings  required  pursuant to this subdivision shall be in writing and
 may be made by the commissioner of health on an ex parte  basis  subject
 to judicial review.
   9.  When a municipality develops and implements remediation to address
 a drinking water contamination site, determined pursuant to  subdivision
 four  of  this  section,  and the plan is approved by the department, in
 conjunction with the department of health, which is owned  or  has  been
 operated  by  such  municipality  or when the department, in conjunction
 with the department of health, pursuant to an agreement with  a  munici-
 pality,  develops  and  implements  such  remediation,  the commissioner
 shall, in the name of the state, agree in such agreement to provide from
 the drinking water response [account] PROGRAM, within the limitations of
 appropriations therefor, seventy-five percent of the eligible design and
 construction costs of such program for which such municipality is liable
 solely because of its ownership and/or operation of such site and  which
 are  not  recovered from or reimbursed or paid by a responsible party or
 the federal government.
   11. Moneys for actions taken or to be taken  by  the  department,  the
 department  of  health  or any other state agency pursuant to this title
 shall be payable directly to  such  agencies  from  the  drinking  water
 response  [account]  PROGRAM  pursuant  to section ninety-seven-b of the
 state finance law.
   e. The expense of any such mitigation by the department or the depart-
 ment of health shall be paid by the drinking  water  response  [account]
 PROGRAM,  but may be recovered from any responsible person in any action
 or proceeding brought pursuant to the state  finance  law,  this  title,
 other  state  or federal statute, or common law if the person so author-
 ized in writing is an employee, agent, consultant, or  contractor  of  a
 responsible  person  acting at the direction of the department, then the
 expense of any such sampling and analysis shall be paid by the responsi-
 ble person.

 S. 7508                            148                           A. 9508
 
   § 7. The section heading and subdivisions 2 and 3 of  section  27-1207
 of  the  environmental conservation law, as added by section 4 of part T
 of chapter 57 of the laws of 2017, are amended and a new  subdivision  5
 is added to read as follows:
   Use  and reporting of the solid waste mitigation [account] PROGRAM and
 the drinking water response [account] PROGRAM.
   2. The solid waste mitigation [account] PROGRAM shall be  made  avail-
 able  to the department and the department of health, as applicable, for
 the following purposes:
   a. enumeration and assessment of solid waste sites;
   b. investigation and environmental  characterization  of  solid  waste
 sites, including environmental sampling;
   c. mitigation and remediation of solid waste sites;
   d. monitoring of solid waste sites; and
   e.  administration  and  enforcement  of  the  requirements of section
 27-1203 of this title.
   3. The drinking water response [account] PROGRAM shall be made  avail-
 able  to the department and the department of health, as applicable, for
 the following purposes:
   a. mitigation of drinking water contamination;
   b. investigation of drinking water contamination;
   c. remediation of drinking water contamination; and
   d. administration and enforcement of the requirements  of  this  title
 except the provisions of section 27-1203.
   5.  ALL  MONEYS  RECOVERED PURSUANT TO TITLE TWELVE OF ARTICLE TWENTY-
 SEVEN OF THIS CHAPTER SHALL BE DEPOSITED INTO THE CAPITAL PROJECTS  FUND
 (30000).
   § 8. This act shall take effect immediately.
 
                                  PART BB
 
   Section 1. Approximately 40 percent of the food produced in the United
 States  today goes uneaten. Much of this organic waste is disposed of in
 solid waste landfills, where its  decomposition  accounts  for  over  15
 percent  of  our nation's emissions of methane, a potent greenhouse gas.
 Meanwhile, an estimated 2.5 million New Yorkers are  facing  hunger  and
 food insecurity.  Recognizing the importance of food scraps on our envi-
 ronment,  economy, and the health of New Yorkers, this act establishes a
 food scraps hierarchy for the state of New York. The first tier  of  the
 hierarchy  is  source  reduction,  reducing  the  volume of surplus food
 generated. The second tier is recovery, feeding wholesome food to hungry
 people.  Third is repurposing, feeding  animals.  Fourth  is  recycling,
 processing  any  leftover  food  such  as  by  composting  or  anaerobic
 digestion to create a nutrient-rich soil amendment.  This legislation is
 designed to address each tier of the  hierarchy  by:    encouraging  the
 prevention  of food scraps generation by commercial generators and resi-
 dents; directing the recovery of excess wholesome food from  high-volume
 commercial  food  scraps  generators;  and  ensuring  that a significant
 portion of inedible food scraps from high-volume food scraps  generators
 is  managed  in  a sustainable manner, and does not end up being sent to
 landfills or incinerators.   In addition, the state  is  supporting  the
 recovery  of  wholesome  food by providing grants from the environmental
 protection fund to increase capacity of food banks, conduct food  scraps
 audits  of high-volume generators of food scraps, support implementation
 of pollution prevention projects identified by such audits,  and  expand
 capacity of generators and municipalities to donate and recycle food.

 S. 7508                            149                           A. 9508
 
   §  2.  Article  27 of the environmental conservation law is amended by
 adding a new title 22 to read as follows:
                                 TITLE 22
                        FOOD RECOVERY AND RECYCLING
 SECTION 27-2201. DEFINITIONS.
         27-2203. DESIGNATED FOOD SCRAPS GENERATOR RESPONSIBILITIES.
         27-2205. TRANSPORTER RESPONSIBILITIES.
         27-2207. TRANSFER  FACILITY  OR  OTHER INTERMEDIARY RESPONSIBIL-
                    ITIES.
         27-2209. FOOD SCRAPS DISPOSAL PROHIBITION.
         27-2211. DEPARTMENT RESPONSIBILITIES.
         27-2213. REGULATIONS.
         27-2215. EXCLUSIONS.
         27-2217. PREEMPTION AND SEVERABILITY.
 § 27-2201. DEFINITIONS.
   1. "DESIGNATED FOOD SCRAPS GENERATOR" MEANS A PERSON WHO GENERATES  AT
 A  SINGLE  LOCATION  AN  ANNUAL  AVERAGE OF TWO TONS PER WEEK OR MORE OF
 EXCESS FOOD AND FOOD SCRAPS, BASED ON A METHODOLOGY ESTABLISHED  BY  THE
 DEPARTMENT  PURSUANT  TO  REGULATIONS,  INCLUDING,  BUT  NOT LIMITED TO,
 SUPERMARKETS, RESTAURANTS, HIGHER EDUCATIONAL INSTITUTIONS, HOTELS, FOOD
 PROCESSORS, CORRECTIONAL FACILITIES, SPORTS OR ENTERTAINMENT VENUES, AND
 HOSPITALS OR OTHER HEALTH CARE FACILITIES. FOR A LOCATION WITH  MULTIPLE
 INDEPENDENT  FOOD  SERVICE BUSINESSES, SUCH AS A MALL OR COLLEGE CAMPUS,
 THE ENTITY RESPONSIBLE FOR CONTRACTING  WITH  A  TRANSPORTER  FOR  SOLID
 WASTE  TRANSPORTATION  SERVICES  IS RESPONSIBLE FOR MANAGING EXCESS FOOD
 AND FOOD SCRAPS FROM THE INDEPENDENT  BUSINESSES  FOR  THE  PURPOSES  OF
 DETERMINING IF THE GENERATOR IS A DESIGNATED FOOD SCRAPS GENERATOR.
   2.  "EXCESS FOOD" MEANS WHOLESOME FOOD THAT IS NOT SOLD OR USED BY ITS
 GENERATOR.
   3. "FOOD SCRAPS" MEANS INEDIBLE SOLID OR LIQUID FOOD,  TRIMMINGS  FROM
 THE  PREPARATION OF FOOD, FOOD-SOILED PAPER, AND EXCESS FOOD THAT IS NOT
 DONATED. FOOD SCRAPS SHALL NOT INCLUDE USED COOKING OIL,  YELLOW  GREASE
 OR  FOOD  FROM  RESIDENTIAL  SOURCES  OR  ANY FOOD WHICH IS SUBJECT TO A
 RECALL OR SEIZURE DUE TO THE PRESENCE OF PATHOGENS,  INCLUDING  BUT  NOT
 LIMITED TO:  LISTERIA MONOCYTOGENES, CONFIRMED CLOSTRIDIUM BOTULINUM, E.
 COLI 0157:H7 AND ALL SALMONELLA IN READY-TO-EAT FOODS.
   4.  "INCINERATOR"  SHALL HAVE THE SAME MEANING AS SUCH TERM IS DEFINED
 IN SECTION 27-0707 OF THIS ARTICLE.
   5. "ORGANICS RECYCLER" MEANS A  FACILITY  THAT  RECYCLES  FOOD  SCRAPS
 THROUGH  USE AS ANIMAL FEED OR A FEED INGREDIENT, RENDERING, LAND APPLI-
 CATION, COMPOSTING, AEROBIC DIGESTION, ANAEROBIC DIGESTION, OR FERMENTA-
 TION.  ANIMAL SCRAPS, FOOD SOILED PAPER, AND POST-CONSUMER  FOOD  SCRAPS
 ARE  PROHIBITED  FOR  USE  AS  ANIMAL  FEED OR AS A FEED INGREDIENT. THE
 PROPORTION OF THE PRODUCT CREATED FROM FOOD SCRAPS BY  A  COMPOSTING  OR
 DIGESTION FACILITY, INCLUDING A WASTEWATER TREATMENT PLANT THAT OPERATES
 A DIGESTION FACILITY, OR OTHER TREATMENT SYSTEM, MUST BE USED IN A BENE-
 FICIAL MANNER AS A SOIL AMENDMENT AND SHALL NOT BE DISPOSED OF OR INCIN-
 ERATED.    THE DEPARTMENT MAY DESIGNATE OTHER TECHNIQUES OR TECHNOLOGIES
 BY REGULATION, PROVIDED THEY DO NOT INCLUDE INCINERATION OR LANDFILLING.
 IF WASTEWATER TREATMENT PLANTS RECYCLING FOOD SCRAPS CAN DEMONSTRATE  TO
 THE  DEPARTMENT'S  SATISFACTION  THAT BENEFICIAL USE OF BIOSOLIDS IS NOT
 AVAILABLE OR NOT ECONOMICALLY FEASIBLE, THE BIOSOLIDS MAY BE DISPOSED OF
 IN A LANDFILL OR INCINERATED AT A FACILITY AUTHORIZED  TO  ACCEPT  THOSE
 WASTES.
   6. "PERSON" MEANS ANY INDIVIDUAL, BUSINESS ENTITY, PARTNERSHIP, COMPA-
 NY,  CORPORATION,  NOT-FOR-PROFIT CORPORATION, ASSOCIATION, GOVERNMENTAL

 S. 7508                            150                           A. 9508
 
 ENTITY, PUBLIC BENEFIT CORPORATION, PUBLIC AUTHORITY, FIRM, ORGANIZATION
 OR ANY OTHER GROUP OF INDIVIDUALS, OR ANY OFFICER OR EMPLOYEE  OR  AGENT
 THEREOF.
   7. "SINGLE LOCATION" MEANS CONTIGUOUS PROPERTY UNDER COMMON OWNERSHIP,
 WHICH MAY INCLUDE ONE OR MORE BUILDINGS.
   8.  "TRANSFER FACILITY" MEANS A FACILITY THAT RECEIVES SOLID WASTE FOR
 THE PURPOSE OF SUBSEQUENT TRANSFER TO ANOTHER FACILITY FOR FURTHER PROC-
 ESSING, TREATMENT, TRANSFER, OR DISPOSAL.
 § 27-2203. DESIGNATED FOOD SCRAPS GENERATOR RESPONSIBILITIES.
   1. BEGINNING JANUARY FIRST, TWO THOUSAND TWENTY-ONE:
   (A) ALL DESIGNATED FOOD SCRAPS GENERATORS SHALL SEPARATE THEIR  EXCESS
 FOOD  FOR DONATION FOR HUMAN CONSUMPTION TO THE MAXIMUM EXTENT PRACTICA-
 BLE, AND IN ACCORDANCE  WITH  APPLICABLE  LAWS,  RULES  AND  REGULATIONS
 RELATED TO FOOD DONATION; AND
   (B)  EXCEPT  AS  PROVIDED  IN  PARAGRAPH (C) OF THIS SUBDIVISION, EACH
 DESIGNATED FOOD SCRAPS GENERATOR THAT IS WITHIN A FORTY-MILE  RADIUS  OF
 AN ORGANICS RECYCLER REGULATED BY THE DEPARTMENT, TO THE EXTENT THAT THE
 RECYCLER  HAS  CAPACITY  TO  ACCEPT  A SUBSTANTIAL PORTION OR ALL OF THE
 GENERATOR'S FOOD SCRAPS AS DETERMINED BY  THE  DEPARTMENT  ON  A  YEARLY
 BASIS, SHALL:
   (I) SEPARATE ITS REMAINING FOOD SCRAPS FROM OTHER SOLID WASTE;
   (II)  ENSURE  PROPER  STORAGE FOR FOOD SCRAPS COLLECTION ON SITE WHICH
 SHALL PRECLUDE  SUCH  MATERIALS  FROM  BECOMING  ODOROUS  OR  ATTRACTING
 VECTORS  SUCH  AS  A CONTAINER THAT HAS A LID AND A LATCH THAT KEEPS THE
 LID CLOSED, IS RESISTANT TO TAMPERING BY RODENTS OR OTHER  WILDLIFE  AND
 HAS SUFFICIENT CAPACITY;
   (III)  HAVE  INFORMATION  AVAILABLE AND PROVIDE TRAINING FOR EMPLOYEES
 CONCERNING THE PROPER METHODS TO SEPARATE AND STORE FOOD SCRAPS; AND
   (IV) OBTAIN A TRANSPORTER THAT WILL DELIVER  ITS  FOOD  SCRAPS  TO  AN
 ORGANICS RECYCLER, EITHER DIRECTLY OR THROUGH AN INTERMEDIARY, SELF-HAUL
 ITS  FOOD  SCRAPS TO AN ORGANICS RECYCLER, EITHER DIRECTLY OR THROUGH AN
 INTERMEDIARY, OR PROVIDE FOR ORGANICS RECYCLING ON-SITE.
   (C) THE PROVISIONS OF PARAGRAPH (B)  OF  THIS  SUBDIVISION  SHALL  NOT
 APPLY  TO ANY DESIGNATED FOOD SCRAPS GENERATOR THAT HAS ALL OF ITS SOLID
 WASTE PROCESSED IN A MIXED SOLID WASTE COMPOSTING OR OTHER  MIXED  SOLID
 WASTE ORGANICS RECYCLING FACILITY.
   2. ALL DESIGNATED FOOD SCRAPS GENERATORS SHALL SUBMIT AN ANNUAL REPORT
 TO THE DEPARTMENT ON OR BEFORE MARCH FIRST, TWO THOUSAND TWENTY-TWO, AND
 ANNUALLY  THEREAFTER,  IN  AN  ELECTRONIC FORMAT. THE ANNUAL REPORT MUST
 SUMMARIZE THE AMOUNT OF EXCESS  FOOD  AND  FOOD  SCRAPS  GENERATED,  THE
 AMOUNT  OF EXCESS FOOD DONATED, AN OUTLINE OF ITS EFFORTS TO ESTABLISH A
 RELATIONSHIP WITH A FOOD  RECOVERY  ORGANIZATION,  THE  AMOUNT  OF  FOOD
 SCRAPS  RECYCLED,  THE  ORGANICS  RECYCLER  OR  RECYCLERS AND ASSOCIATED
 TRANSPORTERS USED, AND ANY OTHER INFORMATION AS REQUIRED BY THE  DEPART-
 MENT.
   3.  A DESIGNATED FOOD SCRAPS GENERATOR MAY PETITION THE DEPARTMENT FOR
 A TEMPORARY WAIVER FROM SOME OR ALL OF THE REQUIREMENTS OF  THIS  TITLE.
 THE  PETITION MUST INCLUDE EVIDENCE OF UNDUE HARDSHIP BASED ON:  (A) THE
 ORGANICS RECYCLER LOCATED WITHIN A FORTY-MILE RADIUS OF  THE  DESIGNATED
 FOOD  SCRAPS GENERATOR NOT HAVING SUFFICIENT CAPACITY; OR (B) THE UNIQUE
 CIRCUMSTANCES OF THE GENERATOR.
   THE DEPARTMENT SHALL ISSUE A WAIVER FROM THE RECYCLING REQUIREMENTS OF
 THIS SECTION PURSUANT TO PARAGRAPH (B) OF THIS SUBDIVISION IF THE DESIG-
 NATED FOOD SCRAP GENERATOR DEMONSTRATES THAT THE COST OF RECYCLING  FOOD
 SCRAPS IS MORE THAN THE COST OF DISPOSING OF OR INCINERATING SOLID WASTE
 BY  PROVIDING ESTIMATES FROM TWO DISPOSAL FACILITIES, THREE HAULERS, AND

 S. 7508                            151                           A. 9508
 
 TWO RECYCLERS THAT ARE REPRESENTATIVE OF THE COSTS THAT WOULD BE  APPLI-
 CABLE TO THE GENERATOR UNDER NORMAL CIRCUMSTANCES.  A WAIVER SHALL BE NO
 LONGER  THAN ONE YEAR IN DURATION; PROVIDED, HOWEVER, THE DEPARTMENT MAY
 RENEW SUCH WAIVER.
 § 27-2205. TRANSPORTER RESPONSIBILITIES.
   1.  ANY  TRANSPORTER  THAT  COLLECTS  SOURCE-SEPARATED FOOD SCRAPS FOR
 RECYCLING FROM A DESIGNATED FOOD SCRAPS GENERATOR SHALL:
   (A) DELIVER COLLECTED FOOD SCRAPS TO  A  TRANSFER  FACILITY  OR  OTHER
 INTERMEDIARY THAT WILL DELIVER SUCH FOOD SCRAPS TO AN ORGANICS RECYCLER;
 OR
   (B) DELIVER COLLECTED FOOD SCRAPS DIRECTLY TO AN ORGANICS RECYCLER.
   2.  ANY  TRANSPORTER THAT COLLECTS SOURCE-SEPARATED FOOD SCRAPS FROM A
 DESIGNATED FOOD SCRAPS GENERATOR SHALL NOT  COMMINGLE  THE  FOOD  SCRAPS
 WITH  ANY  OTHER  SOLID  WASTE  UNLESS SUCH WASTE CAN BE PROCESSED BY AN
 ORGANICS RECYCLER.
 § 27-2207. TRANSFER FACILITY OR OTHER INTERMEDIARY RESPONSIBILITIES.
   ANY TRANSFER FACILITY OR OTHER INTERMEDIARY THAT RECEIVES SOURCE-SEPA-
 RATED FOOD SCRAPS FROM A DESIGNATED FOOD SCRAPS  GENERATOR  MUST  ENSURE
 THAT  THE  FOOD  SCRAPS  ARE  TAKEN TO AN ORGANICS RECYCLER. NO TRANSFER
 FACILITY OR OTHER INTERMEDIARY MAY COMMINGLE THE FOOD  SCRAPS  WITH  ANY
 OTHER  SOLID  WASTE  UNLESS  SUCH  WASTE CAN BE PROCESSED BY AN ORGANICS
 RECYCLER.
 § 27-2209. FOOD SCRAPS DISPOSAL PROHIBITION.
   NO INCINERATOR OR LANDFILL SHALL KNOWINGLY ACCEPT  OR  COMMINGLE  WITH
 SOLID  WASTE  SOURCE-SEPARATED  FOOD  SCRAPS FROM DESIGNATED FOOD SCRAPS
 GENERATORS REQUIRED TO SEND FOOD  SCRAPS  TO  AN  ORGANICS  RECYCLER  AS
 OUTLINED UNDER SECTION 27-2203 OF THIS TITLE, EITHER DIRECTLY OR FROM AN
 INTERMEDIARY,  AFTER  JANUARY FIRST, TWO THOUSAND TWENTY-ONE, UNLESS THE
 DESIGNATED FOOD SCRAPS GENERATOR HAS RECEIVED A TEMPORARY  WAIVER  UNDER
 SUBDIVISION THREE OF SECTION 27-2203 OF THIS TITLE.
 § 27-2211. DEPARTMENT RESPONSIBILITIES.
   1.  THE  DEPARTMENT  SHALL PUBLISH ON ITS WEBSITE A LIST OF ALL DESIG-
 NATED FOOD SCRAPS GENERATORS, ORGANICS RECYCLERS, FOOD  RECOVERY  ORGAN-
 IZATIONS, AND ALL TRANSPORTERS THAT MANAGE SOURCE-SEPARATED FOOD SCRAPS.
   2. NO LATER THAN JUNE FIRST, TWO THOUSAND TWENTY, THE DEPARTMENT SHALL
 ASSESS  THE  CAPACITY  OF  ORGANIC  RECYCLERS AND NOTIFY DESIGNATED FOOD
 SCRAPS GENERATORS IF THEY ARE REQUIRED TO COMPLY WITH THE PROVISIONS  OF
 PARAGRAPH (B) OF SUBDIVISION ONE OF SECTION 27-2203 OF THIS TITLE.
   3. THE DEPARTMENT SHALL DEVELOP AND MAKE AVAILABLE EDUCATIONAL MATERI-
 ALS  TO  ASSIST  DESIGNATED  FOOD SCRAPS GENERATORS WITH COMPLIANCE WITH
 THIS TITLE. THE DEPARTMENT SHALL ALSO  DEVELOP  EDUCATION  MATERIALS  ON
 FOOD  WASTE  MINIMIZATION  AND  ENCOURAGE  MUNICIPALITIES TO DISSEMINATE
 THESE MATERIALS BOTH ON THEIR MUNICIPAL WEBSITES  AND  IN  ANY  RELEVANT
 FUTURE MAILINGS TO THEIR RESIDENTS AS THEY MAY DISTRIBUTE.
 § 27-2213. REGULATIONS.
   THE  DEPARTMENT  SHALL  PROMULGATE  RULES AND REGULATIONS NECESSARY TO
 IMPLEMENT THE PROVISIONS OF THIS TITLE. AT  A  MINIMUM,  THE  DEPARTMENT
 SHALL  PROMULGATE  RULES  AND REGULATIONS THAT SET FORTH THE METHODOLOGY
 THE DEPARTMENT WILL USE TO DETERMINE WHO IS  A  DESIGNATED  FOOD  SCRAPS
 GENERATOR,  AFTER  CONSULTING  WITH  INDUSTRY  REPRESENTATIVES, AND WHAT
 PROCESS A DESIGNATED GENERATOR MUST  FOLLOW  TO  DISPUTE  SUCH  DETERMI-
 NATION,  THE  WAIVER  PROCESS, AND HOW DESIGNATED FOOD SCRAPS GENERATORS
 SHALL COMPLY WITH THE PROVISIONS OF PARAGRAPH (A) AND  SUBPARAGRAPH  (I)
 OF PARAGRAPH (B) OF SUBDIVISION ONE OF SECTION 27-2203 OF THIS TITLE.
 § 27-2215. EXCLUSIONS.

 S. 7508                            152                           A. 9508
 
   1. THIS TITLE SHALL NOT APPLY TO ANY DESIGNATED FOOD SCRAPS GENERATORS
 LOCATED  IN  A CITY WITH A POPULATION OF ONE MILLION OR MORE WHICH HAS A
 LOCAL LAW, ORDINANCE OR REGULATION IN PLACE WHICH REQUIRES THE DIVERSION
 OF EXCESS FOOD AND FOOD SCRAPS FROM DISPOSAL.
   2. THIS TITLE DOES NOT APPLY TO ELEMENTARY AND SECONDARY SCHOOLS.
 § 27-2217. PREEMPTION AND SEVERABILITY.
   1.  ANY  PROVISION  OF  ANY  LOCAL LAW OR ORDINANCE, OR ANY REGULATION
 PROMULGATED THERETO, GOVERNING THE RECYCLING OF FOOD SCRAPS  SHALL  UPON
 THE  EFFECTIVE  DATE OF THIS TITLE BE PREEMPTED, EXCEPT IN A CITY WITH A
 POPULATION OF ONE MILLION OF MORE.  HOWEVER, LOCAL LAWS  OR  ORDINANCES,
 OR  PARTS  THEREOF,  AFFECTING THE RECYCLING OF FOOD SCRAPS THAT INCLUDE
 GENERATORS NOT COVERED BY THIS TITLE SHALL NOT BE PREEMPTED.
   2. THE PROVISIONS OF THIS TITLE SHALL BE SEVERABLE AND IF ANY  PORTION
 THEREOF  OR  THE APPLICABILITY THEREOF TO ANY PERSON OR CIRCUMSTANCES IS
 HELD INVALID, THE REMAINDER OF THIS TITLE AND  THE  APPLICATION  THEREOF
 SHALL NOT BE AFFECTED THEREBY.
   § 3. This act shall take effect immediately.
 
                                  PART CC
 
   Section  1.  Subdivisions 10 and 11 of section 57-0107 of the environ-
 mental conservation law, as amended by chapter 267 of the laws of  2015,
 are amended to read as follows:
   10.  "Central  Pine  Barrens  area"  shall mean the contiguous area as
 described and bounded as follows:
   Beginning at a point where the southerly side of Route 25A  intersects
 the easterly side of Miller Place Road; thence southward along the east-
 erly  boundary  of  Miller  Place Road to Helme Avenue; thence southward
 along the easterly boundary  of  Helme  Avenue  to  Miller  Place-Middle
 Island  Road;  thence  southward  along  the easterly boundary of Miller
 Place-Middle Island Road to Whiskey  Road;  thence  westward  along  the
 southerly  boundary  of  Whiskey  Road to Mount Sinai-Coram Road; thence
 southward along the easterly  boundary  of  Mount  Sinai-Coram  Road  to
 Middle  Country  Road  (Route  25);  thence westward along the southerly
 boundary of Route 25 to Patchogue-Mount Sinai Road  (County  Route  83);
 thence southward along the easterly boundary of County Route 83 to Bicy-
 cle  Path Drive; thence southeastward along the easterly side of Bicycle
 Path Drive to Mt. McKinley Avenue; thence southward along  the  easterly
 boundary  of  Mt.  McKinley  Avenue to Granny Road; thence northeastward
 along the northerly boundary of Granny Road to Port  Jefferson-Patchogue
 Road  (Route 112); thence southward along the easterly boundary of Route
 112 to Horse Block Road (County Route 16);  thence  eastward  along  the
 northerly  boundary of County Route 16 to Maine Avenue; thence northward
 along the westerly boundary of Maine Avenue to Fire Avenue; thence east-
 ward along the northerly boundary of  Fire  Avenue  to  John  Roe  Smith
 Avenue;  thence  southward along the easterly boundary of John Roe Smith
 Avenue to Jeff Street; thence eastward along the northerly  boundary  of
 Jeff  Street  to  Hagerman  Avenue;  thence southward along the easterly
 boundary of Hagerman Avenue to the Long Island Expressway  (Route  495);
 thence eastward along the northerly boundary of Route 495 to the wester-
 ly  side  of Yaphank Avenue (County Road 21); thence southward along the
 westerly side of Yaphank Avenue to the south side  of  the  Long  Island
 Expressway  (Route 495); thence eastward along the southerly side of the
 Long Island Expressway (Route 495)  to  the  easterly  side  of  Yaphank
 Avenue;  thence  southward  along  the  easterly side of Yaphank Avenue,
 crossing Sunrise Highway (Route 27) to the south side of Montauk Highway

 S. 7508                            153                           A. 9508
 
 (County Road 80); thence southwestward along the south side  of  Montauk
 Highway  (County  Road 80) to South Country Road; thence southward along
 the easterly side of South Country Road to Fireplace Neck  Road;  thence
 southward  along  the easterly side of Fireplace Neck Road to Beaver Dam
 Road; thence eastward along the northerly side of Beaver Dam Road to the
 westerly boundary of the Carmans River and the lands owned by the United
 States known as Wertheim National Wildlife Refuge (the "Refuge"); thence
 generally westerly and southerly to the waters of Bellport  Bay;  thence
 generally easterly across the Bay and northerly along the easterly boun-
 dary of the Refuge, including all lands currently part of the Refuge and
 any lands which may become part of the Refuge in the future, to the east
 side  of the southern terminus of Smith Road; thence northward along the
 easterly side of Smith Road to the southwesterly corner of the  property
 identified  as  District  200,  Section  974.50, Block 1, Lot 11; thence
 eastward, northward and westward in a counter-clockwise direction  along
 the  southern,  eastern  and northern boundaries of that property to the
 easterly side of Smith Road; thence northward along  the  east  side  of
 Smith  Road  to  Merrick  Road; thence northeasterly along the northerly
 side of Merrick Road to the easterly  side  of  Surrey  Circle  and  the
 southwest  corner  of  the  property identified as District 200, Section
 880, Block 3, Lot 58.1; running thence easterly along the southerly side
 of said lot to the west side of William Floyd Parkway (County Road  46);
 thence northerly along the westerly side of William Floyd Parkway (Coun-
 ty  Road  46),  crossing  Route  27, to the Long Island Railroad (LIRR);
 thence eastward along the northerly boundary of  the  Long  Island  Rail
 Road  tracks  7,500 feet; thence southward 500 feet; thence eastward 525
 feet to the intersection of North Street and Manor-Yaphank Road;  thence
 southward  along  the easterly boundary of Manor-Yaphank Road to Morich-
 es-Middle Island Road; thence eastward along the northerly  boundary  of
 Moriches-Middle  Island Road to Sunrise Highway (Route 27); thence east-
 ward along the northerly boundary of Route 27 to an old  railroad  grade
 (unpaved);  thence southeastward along the northerly boundary of the old
 railroad grade (unpaved) to Old County Road (Route 71); thence  eastward
 along  the  northerly  boundary of Route 71 to the Long Island Rail Road
 tracks; thence eastward along the northerly boundary of the Long  Island
 Rail Road tracks to Montauk Highway; thence eastward along the northerly
 boundary  of  Montauk  Highway  to  Route 24; thence northward along the
 westerly boundary of Route 24 to  Sunrise  Highway  (Route  27);  thence
 eastward  along  the  northerly boundary of Route 27 to Squiretown Road;
 thence northward along the westerly boundary of Squiretown Road to Upper
 Red Creek Road; thence westward along the southern boundary of Upper Red
 Creek to Lower Red Creek Road; thence southward along the easterly boun-
 dary of Lower Red Creek Road to Hubbard  County  Park;  thence  westward
 along  the northern boundary of Hubbard County Park to Riverhead-Hampton
 Bays Road (Route 24); thence westward along the  southerly  boundary  of
 Route 24 to Peconic Avenue; thence northward along the westerly boundary
 of  Peconic  Avenue to the Riverhead-Southampton border; thence westward
 along the  Riverhead-Southampton  border  and  the  Riverhead-Brookhaven
 border  to  the  Forge  Road Bridge; thence northward along the westerly
 boundary of the Forge Road Bridge to Forge  Road;  thence  northwestward
 along the westerly boundary of Forge Road to the railroad tracks; thence
 northward  along  the  westerly  boundary of Forge Road (unpaved) to the
 intersection of Route 25 and  River  Road;  thence  westward  along  the
 southerly  boundary  of  River  Road to Edwards Avenue; thence northward
 along the westerly boundary of Edwards Avenue 3,800 feet;  thence  west-
 ward  4,400 feet to an unnamed, unpaved road; thence northward along the

 S. 7508                            154                           A. 9508
 
 westerly boundary of the unnamed, unpaved road 150 feet; thence westward
 and northwestward along  the  eastern  boundary  of  the  United  States
 Navy/Grumman  Aerospace  Corporation  property  (as  of  1982) up to its
 intersection  with Middle Country Road (Route 25); thence westward along
 the southerly boundary of Route 25 to the intersection of Route  25  and
 25A; thence northeastward, westward, and southwestward along the eastern
 and northern boundary of the United States Navy/Grumman Aerospace Corpo-
 ration  (as  of  1982) and located immediately east of Route 25A, to its
 intersection with Route 25A; THENCE WESTWARD ALONG THE SOUTHERLY BOUNDA-
 RY OF ROUTE 25A TO A POINT DUE SOUTH OF  THE  SOUTHEAST  CORNER  OF  THE
 PARCEL IDENTIFIED AS DISTRICT 200, SECTION 128, BLOCK 1, LOT 3.1; THENCE
 NORTHEASTWARD,  NORTHWARD AND WESTWARD ALONG THE SOUTHERLY, EASTERLY AND
 NORTHERLY SIDES OF THE PARCEL IDENTIFIED AS DISTRICT 200,  SECTION  128,
 BLOCK  1,  LOT  1  TO  THE  SOUTHEAST CORNER OF THE PARCEL IDENTIFIED AS
 DISTRICT 200, SECTION 82, BLOCK 1, LOT 5.2; THENCE NORTHWARD  ALONG  THE
 EAST  SIDE OF THIS PARCEL TO NORTH COUNTRY ROAD; THENCE NORTHWARD CROSS-
 ING NORTH COUNTRY ROAD TO ITS NORTHERLY SIDE; THENCE EASTWARD ALONG  THE
 NORTHERLY  SIDE  OF  NORTH COUNTRY ROAD TO THE BROOKHAVEN TOWN-RIVERHEAD
 TOWN LINE; THENCE IN A GENERALLY NORTHWESTWARD DIRECTION ALONG SAID TOWN
 LINE TO A POINT IN WADING RIVER  CREEK  WITH  THE  COORDINATES  40.96225
 LATITUDE AND -72.863633 LONGITUDE; THENCE WESTWARD A DISTANCE OF APPROX-
 IMATELY  90  FEET  TO  THE EASTERLY SIDE OF LILCO ROAD; THENCE SOUTHWARD
 ALONG LILCO ROAD TO ITS INTERSECTION WITH THE NORTH SIDE OF NORTH  COUN-
 TRY  ROAD; THENCE WESTWARD ALONG THE NORTH SIDE OF NORTH COUNTRY ROAD TO
 THE SOUTHEAST CORNER OF THE PARCEL IDENTIFIED AS DISTRICT  200,  SECTION
 39,  BLOCK  1, LOT 2; THENCE IN A NORTHWARD AND WESTWARD DIRECTION ALONG
 THE EASTERLY AND NORTHERLY SIDES OF SAID PARCEL TO ITS NORTHWEST CORNER;
 THENCE NORTHWARD ALONG THE WESTERLY BOUNDARY OF THE PARCEL IDENTIFIED AS
 DISTRICT 200, SECTION 83, BLOCK 1, LOT 1.4 TO ITS NORTHWEST CORNER;  AND
 THENCE  CONTINUING  IN  A WESTWARD DIRECTION ALONG THE NORTHERLY SIDE OF
 THE PARCEL IDENTIFIED AS DISTRICT 200, SECTION 39, BLOCK 1, LOT 1.2  AND
 THE SOUTHERLY EXTENT OF LONG ISLAND SOUND TO THE NORTHWEST CORNER OF THE
 PROPERTY  IDENTIFIED  AS  DISTRICT  200,  SECTION  39, BLOCK 1, LOT 1.2;
 THENCE SOUTHWARD ALONG THE WESTERLY BOUNDARY OF SAID PROPERTY  TO  NORTH
 COUNTRY  ROAD; THENCE WEST ALONG THE SOUTHERLY BOUNDARY OF NORTH COUNTRY
 ROAD TO THE NORTHWESTERN CORNER OF PROPERTY IDENTIFIED AS DISTRICT  200,
 SECTION  82,  BLOCK 1, LOT 1.1; THENCE SOUTH ALONG THE WESTERLY BOUNDARY
 OF SAID PROPERTY AND THE WESTERLY BOUNDARY OF THE PROPERTY IDENTIFIED AS
 DISTRICT 200, SECTION 82, BLOCK 1, LOT 1.2 TO THE  NORTHWEST  CORNER  OF
 PROPERTY  IDENTIFIED  AS  DISTRICT  200,  SECTION  82, BLOCK 1, LOT 5.1;
 THENCE SOUTHWARD ALONG THE WESTERLY BOUNDARY OF  SAID  PROPERTY  TO  THE
 NORTHEAST  CORNER  OF  THE  PROPERTY IDENTIFIED AS DISTRICT 200, SECTION
 105, BLOCK 3, LOT 5, THENCE SOUTHWARD ALONG  THE  EASTERLY  BOUNDARY  OF
 SAID  PROPERTY TO THE NORTH SIDE OF ROUTE 25A; THENCE SOUTHWARD CROSSING
 ROUTE 25A TO ITS SOUTH SIDE; thence westward along the southerly bounda-
 ry of Route 25A to the point or place of beginning, and excluding  [one]
 TWO  distinct  [area] AREAS described as follows: The FIRST area defined
 as beginning at a point where the westerly side of William Floyd Parkway
 (County Road 46) meets  northerly  side  of  the  Long  Island  Railroad
 (LIRR);  thence westward along the northerly side of the LIRR to Morich-
 es-Middle Island Road; thence generally northwestward along the norther-
 ly side of Moriches-Middle Island Road to the  southerly  side  of  Long
 Island  Expressway (Route 495); thence eastward along the southerly side
 of the Long Island Expressway  (Route  495)  to  the  westerly  side  of
 William  Floyd  Parkway  (County  Road  46);  thence southward along the
 westerly side of William Floyd Parkway (County Road 46)  and  containing

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 the  subdivision  known  as RB Industrial Park, to the point or place of
 beginning AND THE SECOND AREA  DEFINED  AS  THE  PROPERTY  DESCRIBED  AS
 DISTRICT 200, SECTION 39, BLOCK 1, LOT 1.1.
   11.  "Core preservation area" shall mean the core preservation area of
 the Central Pine Barrens area which comprise the largest intact areas of
 undeveloped pine barrens as described and bounded as follows:
   Beginning at a point where the northwestern corner  of  the  New  York
 State Rocky Point Natural Resource Management Area (the "NYS Rocky Point
 Land")  intersects the southerly side of NYS Route 25A; thence generally
 southward and eastward along the generally westerly and southerly bound-
 aries of the NYS Rocky Point Land (including the Currans Road Pond State
 Wildlife Management Area, all adjacent or contiguous undeveloped Town of
 Brookhaven parks, preserves, open space areas, or  reserved  areas,  and
 the  crossings  of  the undeveloped Suffolk County property known as the
 Port Jefferson - Westhampton road right of  way,  Whiskey  Road,  County
 Route  21,  and Currans Road), and including those properties identified
 as District 200, Section 346, Block 1, Lots 3 and 4, to the point  where
 the  NYS  Rocky  Point  Land  meets  the  northerly side of NYS Route 25
 (Middle Country Road); thence eastward along the northerly  boundary  of
 NYS  Route  25 to the southeastern corner of that property west of Wood-
 lots Road which is identified as District 200, Section 349, Block 2, Lot
 1.3; thence northward along the easterly boundary of  that  property  to
 the  Suffolk  County  Pine  Trail  Nature  Preserve; thence eastward and
 southeastward along the southerly boundary of the  Suffolk  County  Pine
 Trail  Nature  Preserve  where  the  Preserve  is  adjacent to developed
 parcels or parcels in agricultural or horticultural use, or along a line
 parallel to, and 100 (one hundred) feet south of, the Preserve where the
 Preserve is adjacent to parcels which are  undeveloped  as  of  June  1,
 1993,  to  County Route 46; thence southward along the easterly boundary
 of County Route 46 to NYS Route 25; thence eastward along the  southerly
 boundary  of  NYS  Route  25  to  the  Suffolk  County Pine Trail Nature
 Preserve; thence southward along the westerly boundary  of  the  Suffolk
 County  Pine  Trail  Nature  Preserve  where the Preserve is adjacent to
 developed parcels, or along a line parallel to, and  100  (one  hundred)
 feet  west  of,  the  Preserve where the Preserve is adjacent to parcels
 which are undeveloped as of June 1, 1993, to the  northern  boundary  of
 the  United  States land known as Brookhaven National Laboratory; thence
 generally westward along the northerly boundary of  Brookhaven  National
 Laboratory  to County Route 46 (William Floyd Parkway); thence generally
 northwestward on a straight line to the intersection of Sally  Lane  and
 Pond Lane; thence westward along the southerly side of Pond Lane to Ruth
 Lane; thence northward along the westerly side of Ruth Lane to NYS Route
 25;  thence  westward  along  the  northerly side of NYS Route 25 to the
 southeast corner of the NYS Middle Island State Game Farm  and  Environ-
 mental Education Center; thence northward, westward, and southward along
 the  easterly,  northerly,  and  westerly  boundaries  of the NYS Middle
 Island State Game Farm and Environmental Education Center to  NYS  Route
 25;  thence westward along the southerly side of NYS Route 25, excluding
 all parcels abutting that road which are developed as of June  1,  1993,
 to Giant Oak Road; thence southward along the easterly side of Giant Oak
 Road  to Medford Road; thence southwestward along the southeasterly side
 of Medford Road crossing to the west side of Smith Road; thence souther-
 ly along the westerly side of Smith Road  to  the  southeast  corner  of
 District 200, Section 406, Block 1, Lot 6; thence westward and northward
 along  the  southerly and westerly sides of said parcel to the southerly
 side of the developed lands known as Strathmore Ridge; thence  westward,

 S. 7508                            156                           A. 9508
 
 northward and eastward along the southerly, westerly and northerly sides
 of the developed lands known as Strathmore Ridge to the westerly side of
 Smith  Road;  thence  northerly along the westerly side of Smith Road to
 the  southerly side of NYS Route 25; thence westerly along the southerly
 side of NYS Route 25, to the northwestern corner of that property  which
 is  identified  as  District  200, Section 406, Block 1, Lot 4.3; thence
 southerly along the westerly boundary of that  property  and  continuing
 southward  along  the  westerly  sides  of  the properties identified as
 District 200, Section 406, Block 1, Lot 4.6; District 200, Section  406,
 Block  1,  Lot  4.4 and District 200, Section 504, Block 1, Lot 2 to the
 southerly side of Longwood Road; thence  eastward  along  the  southerly
 side of Longwood Road to the northwest corner of the property identified
 as  District  200,  Section  504, Block 1, Lot 7.2; thence southward and
 westward along the generally westerly boundary of  that  parcel  to  the
 eastern  end of Rugby Lane (also known as Rugby Avenue or Rugby Road), a
 paper street shown on Suffolk County tax  maps  District  200,  Sections
 500, 502, and 503; thence westward along the northerly boundary of Rugby
 Lane,  across  County Route 21, to the westerly boundary of County Route
 21 (Yaphank - Middle Island Road); thence southward along  the  westerly
 boundary  of  County  Route  21 to the northeastern corner of the parcel
 identified as District 200, Section 529, Block 1, Lot 28, and  which  is
 coterminous  with the southerly boundaries of the parcels located on the
 south side of Rustic Lane; thence westward along the northerly  boundary
 of  that  parcel  to  the  southwest  corner of the parcel identified as
 District 200, Section 528, Block 5, Lot  2;  thence  northward  along  a
 portion  of  the easterly boundary of the Carmans River, which comprises
 the easterly boundary of the parcel identified as District 200,  Section
 528,  Block  5, Lot 1, to its intersection with the southern boundary of
 the Suffolk County Nature Preserve parcel identified  as  District  200,
 Section 500, Block 1, Lot 1.4; thence eastward along the southern bound-
 ary of that parcel to the southeast corner of that parcel; thence north-
 ward  along the easterly boundary of that Suffolk County Nature Preserve
 parcel to the southeast corner of the  Suffolk  County  Nature  Preserve
 parcel identified as District 200, Section 500, Block 1, Lot 3.1, thence
 generally  northward  along  the easterly boundary of that parcel to the
 north side of East Bartlett Road; thence easterly along the  north  side
 of  East Bartlett Road to the east side of County Road 21; thence south-
 erly along the east side of County Road 21 to the  southwest  corner  of
 District  200, Section 501, Block 1, Lot 2.1; thence easterly and north-
 erly along the southern and eastern sides of that property and northward
 along the easterly side of District 0200, 50100, Block 0100, Lot  002002
 and across to the north side of Longwood Road; thence westerly along the
 north  side  of  Longwood  Road to the southeast corner of District 200,
 Section 482, Block 1, Lot 3.1; thence northward and eastward  along  the
 easterly and southerly boundaries of that parcel to the northwest corner
 of the parcel identified as District 200, Section 483, Block 2, Lot 1.4;
 thence  eastward  along  the  southerly  property boundary of the parcel
 identified as District 200, Section 482, Block 1, Lot 4 to the southeast
 corner of that parcel; thence northward along the easterly  boundary  of
 that  parcel to the northeast corner of that parcel; thence eastward and
 northward along the southerly and  easterly  boundaries  of  the  parcel
 identified as District 200, Section 456, Block 2, Lot 4 to the northeast
 corner of that parcel; thence generally northerly and westerly along the
 easterly  and northerly boundary of Prosser Pines County Nature Preserve
 to County Road 21; thence westward (directly  across  County  Route  21)
 along the southerly boundary of the property identified as District 200,

 S. 7508                            157                           A. 9508
 
 Section  434, Block 1, Lot 12.1, to the southwest corner of the property
 identified as District 200, Section 434, Block 1, Lot 14.3, adjacent  to
 the  eastern side of Cathedral Pines County Park; thence northward along
 the  eastern  boundary  of  Cathedral Pines County Park to the southeast
 corner of the property identified as District 200, Section 402, Block 1,
 Lot 23.1, thence continuing northward along  the  easterly  boundary  of
 that  property  to the southerly side of Lafayette Road; thence westward
 along the southerly side of Lafayette Road to the  eastern  boundary  of
 the property identified as District 200, Section 402, Block 1, Lot 24.7;
 thence  generally  in  a counter-clockwise direction along the easterly,
 northerly, westerly and northerly boundaries of  that  property  to  the
 easterly boundary of the parcel identified as District 200, Section 402,
 Block  1, Lot 19.2; thence northerly along the easterly side of said lot
 to the southeast corner of the  property  identified  as  District  200,
 Section  402,  Block  1, Lot 20, thence westward and northward along the
 southerly and westerly sides of that property to the southerly  side  of
 NYS  Route 25; thence westward along the southerly boundary of NYS Route
 25 to the northwestern corner of the parcel identified as District  200,
 Section  402,  Block  1,  Lot 16.4; thence generally southward along the
 westerly boundary of that parcel to the northerly boundary of the parcel
 identified as District 200, Section 454, Block 1, Lot 9.1; thence  west-
 ward  along the northerly boundary of that parcel to East Bartlett Road;
 thence southward along the easterly boundary of East  Bartlett  Road  to
 its  intersection  with Ashton Road; thence westward to the northeastern
 corner of the old filed map shown on District 200, Section  499;  thence
 westward  and  southward  along the northerly and westerly boundaries of
 the old filed map  shown  on  Suffolk  County  tax  maps  District  200,
 Sections  498, 499, and 527 to Hillcrest Road; thence eastward along the
 southerly boundary of Hillcrest Road to Ashton  Road;  thence  southward
 along  the  easterly side of Ashton Road to Granny Road; thence eastward
 along the southerly side of Granny Road to the northwesterly  corner  of
 District  200,  Section  547, Block 1, Lot 18.1; thence generally south-
 ward, westward, southward, eastward and northward in a counter-clockwise
 direction along the western, northern, southern and  eastern  boundaries
 of  said  parcel  to  the  southeast  corner of the parcel identified as
 District 200, Section 548, Block 1, Lot 3; thence  northward  along  the
 easterly  boundary of that parcel to its northeast corner; thence gener-
 ally northward, northeastward and eastward along the westerly, northwes-
 terly and northerly sides of German Boulevard to its  intersection  with
 the northeasterly side of Lakeview Boulevard; thence southeastward along
 the northeasterly side of Lakeview Boulevard to the westerly boundary of
 the  parcel  identified  as  District  200, Section 611, Block 1, Lot 5;
 thence northward along the westerly  boundary  of  that  parcel  to  its
 northwest  corner;  thence  southward along the westerly boundary of the
 parcel identified as District 200, Section 579, Block 3, Lot 1, compris-
 ing part of the western bank of the Carmans River also  known  as  Upper
 Lake,  to  the  northerly  side of Mill Road, also known as County Route
 101; thence eastward along the northerly side of Mill Road to the north-
 east corner of the parcel identified as District 200, Section 579, Block
 3, Lot 19; thence westerly along the northerly boundary of  that  parcel
 to  the  eastern  boundary  of  the  parcel  identified as District 200,
 Section 579, Block 3, Lot 1; thence northward along the easterly side of
 that parcel, comprising part of the eastern bank of  the  Carmans  River
 also  known as Upper Lake, to the southwest corner of the parcel identi-
 fied as District 200, Section 548, Block 2,  Lot  5.1;  thence  eastward
 along  the  southern  boundary  of  that parcel to its southeast corner;

 S. 7508                            158                           A. 9508
 
 thence eastward across County Route 21  to  its  easterly  side;  thence
 northward  along  the easterly boundary of County Route 21 to the south-
 west corner of the  Suffolk  County  Nature  Preserve  parcel  known  as
 Warbler  Woods and identified as District 200, Section 551, Block 1, Lot
 4; thence generally eastward along the southerly boundary of the Warbler
 Woods parcel and then southward along the westerly boundary of an exten-
 sion of that parcel's southerly boundary to the southeast corner of  the
 southern  terminus  of Harold Road; thence generally westward, southward
 and westward in  a  counter-clockwise  direction  along  the  northerly,
 westerly, northerly and westerly boundaries of the Suffolk County Nature
 Preserve  parcel  known  as  Fox  Lair,  and identified as District 200,
 Section 580, Block 3, Lot 24.2, to the northwest corner  of  the  parcel
 Suffolk  County  Water  Authority  parcel  identified  as  District 200,
 Section 580, Block 3, Lot 24.6; thence southward, eastward and southward
 along the westerly boundary and southerly  boundaries  of  that  Suffolk
 County  Water Authority parcel to Main Street; thence eastward along the
 north side of Main Street to the southeast corner of said Suffolk County
 Water Authority parcel to its southeast corner; thence  northward  along
 the  easterly boundary of that parcel to the southwest property boundary
 of the Suffolk County Nature Preserve parcel known as Fox Lair and iden-
 tified as District 200, Section 580, Block 3, Lot 24.2, thence generally
 eastward, southward, eastward, northward and eastward along the souther-
 ly boundaries of said parcel and eastward along the  southerly  boundary
 of the Suffolk County Nature Preserve parcel identified as District 200,
 Section 583, Block 1, Lot 4.1, to the west side of the unimproved north-
 south  oriented  road  known  variously as Smith Road, Longwood Road and
 Private Road; thence southward along the westerly boundary of Smith Road
 to the north side of the Long Island Expressway; thence  westward  along
 the  northerly  boundary of the Long Island Expressway to the south side
 of Main Street in Yaphank; thence westward along the southerly  boundary
 of Main Street in Yaphank to the westernmost extent along Main Street of
 the  Southaven  County Park boundary; thence westward across County Road
 21 to the western boundary of the County Road  21  right-of-way;  thence
 southward  along the western boundary of the County Road 21 right-of-way
 to the northerly side of the parcel identified as District 200,  Section
 611, Block 3, Lot 16, comprising the northerly bank of the Carmans River
 known  as  Lower  Lake; thence westward along the northerly side of that
 property to the southwest corner of the parcel  identified  as  District
 200,  Section  612,  Block 4, Lot 1; thence northward along the westerly
 boundary of that parcel to the southerly side of County Route  21  known
 as Main Street; thence westward along the southerly side of County Route
 21 known as Main Street to the northeast corner of the parcel identified
 as  District  200,  Section 612, Block 2, Lot 12; thence southward along
 the easterly boundary of that parcel to  the  southeast  corner  of  the
 parcel  identified as District 200, Section 612, Block 2, Lot 11; thence
 westward and northwestward along the northerly and northeasterly bounda-
 ries of the Town  of  Brookhaven  parcel  identified  as  District  200,
 Section  611,  Block 3, Lot 9 to the south side of Mill Road, also known
 as County Road 101; thence generally westward and  southward  along  the
 southerly  side  of Mill Road and continuing southward along the eastern
 side of Patchogue-Yaphank Road, also known as County Road  101,  to  the
 southerly  side of Gerard Road; thence eastward along the southerly side
 of Gerard Road to its westerly  boundary  known  as  the  map  of  Grand
 Heights, filed in the offices of the Suffolk County clerk; thence south-
 ward along the westerly map line of the filed map known as Grand Heights
 to  the  north  side of the Long Island Expressway NYS Route 495; thence

 S. 7508                            159                           A. 9508
 
 easterly along the northerly side of  the  Long  Island  Expressway  NYS
 Route  495  to  the  westerly  side  of County Route 21 known as Yaphank
 Avenue; thence southward along the westerly side of  Yaphank  Avenue  to
 the  south side of the Long Island Expressway; thence eastward along the
 south side of the Long Island Expressway to  the  westerly  boundary  of
 Southaven  County  Park,  thence  generally southward along the westerly
 boundary of Southaven County Park to the northeast corner of  the  lands
 of  Suffolk County identified as District 200, Section 665, Block 2, Lot
 1; thence generally southward along the easterly boundary of  said  lot,
 crossing  the  LIRR  and  Park Street and continuing southward along the
 westerly boundary of Davenport Avenue as shown  on  the  old  filed  map
 known  as  Bellhaven  Terrace;  thence  southward and eastward along the
 westerly and southerly boundaries of the parcel identified  as  District
 200, Section 744, Block 1, Lot 10 to the westerly boundary of the parcel
 identified  as  District  200,  Section  781,  Block  1, Lot 3.1; thence
 continuing southerly along the westerly boundary of that parcel  to  the
 easterly  boundary  of  Gerard Road; thence southward along the easterly
 boundary of Gerard Road to Victory Avenue;  thence  eastward  along  the
 northerly  boundary  of Victory Avenue to a point where the west bank of
 the Carmans River passes under Victory Avenue and Route 27; thence south
 under Route 27 to the southerly side of Montauk Highway  also  known  as
 County  Road  80;  thence  westward  along the southerly side of Montauk
 Highway County Road 80, including lands owned by the United States known
 as Wertheim National Wildlife Refuge (the "Refuge"), to the eastern side
 of Old Stump Road; thence southward along the easterly side of Old Stump
 Road to the northerly side of Beaver Dam Road; thence eastward along the
 northerly side of Beaver Dam Road to  the  lands  owned  by  the  United
 States  known  as  Wertheim  National  Wildlife  Refuge  (the "Refuge"),
 including the Carmans River; thence generally westerly and southerly  to
 the waters of Bellport Bay; thence generally easterly across the Bay and
 northerly along the easterly boundary of the Refuge, including all lands
 currently  part of the Refuge and any lands which may become part of the
 Refuge in the future to the east side of the southern terminus of  Smith
 Road;  thence  northward  along  the  easterly side of Smith Road to the
 southwesterly corner of the property identified as District 200, Section
 974.50, Block 1, Lot 11; thence eastward, northward and  westward  in  a
 counter-clockwise  direction  along  the  southern, eastern and northern
 boundaries of that property to the easterly side of Smith  Road;  thence
 northward along the easterly side of Smith Road to the northerly side of
 Montauk Highway County Road 80; thence northeasterly to the southwester-
 ly corner of the property identified as District 200, Section 849, Block
 2,  Lot 2; thence eastward along the northerly boundary of Montauk High-
 way to the southeasterly corner of the property identified  as  District
 200,  Section 850, Block 3, Lot 8; thence northward to the northeasterly
 corner of that parcel, including all lands owned by  the  United  States
 known  as  Wertheim  National Wildlife Refuge (the "Refuge") at any time
 between June 1, 1993 and the present, and any  lands  which  may  become
 part  of  the  Refuge in the future; thence northwestward across Sunrise
 Highway (NYS Route 27) to the southwesterly corner of the property iden-
 tified as District 200, Section 850, Block 2, Lot  1;  thence  northward
 along the westerly boundary of that parcel across to the northerly boun-
 dary  of Victory Avenue; thence westward along the northerly boundary of
 Victory Avenue to the westerly boundary of River Road; thence  northward
 along  the westerly boundary of River Road to the north side of the Long
 Island Rail Road right-of-way; thence easterly along the northerly  side
 of  the  Long Island Rail Road right-of-way to the north side of Morich-

 S. 7508                            160                           A. 9508
 
 es-Middle Island Road; thence generally northward and westward along the
 northerly side of Moriches-Middle Island Road to the northerly  side  of
 the Long Island Expressway; thence westward along the northerly boundary
 of  the  Long Island Expressway to the southeasterly corner of the Long-
 wood Greenbelt  property  (the  property  identified  as  District  200,
 Section  583,  Block  2,  Lot  1.1); thence northward along the easterly
 boundary of the Longwood Greenbelt property  to  its  northeast  corner;
 thence  eastward  to  the  southwesterly corner of the property known as
 District 200, Section 552, Block 1, Lot 8; thence  generally  northeast-
 ward  along the easterly boundary of the property identified as District
 200, Section 552, Block 1, Lot 1.7 to the northeasterly corner  of  that
 parcel;  thence  eastward  along the southerly boundaries of the parcels
 identified as District 200, Section 504, Block 1, Lot  8,  and  District
 200,  Section  504,  Block  1,  Lot  11, to the westerly boundary of the
 William Floyd Parkway (County Route  46);  thence  northward  along  the
 westerly  side  of  County  Route 46 to a point 2000 (two thousand) feet
 south of the southern bank of the Peconic River crossing of County Route
 46; thence generally southeastward along a line parallel  to,  and  2000
 (two  thousand)  feet  generally south or southwest of, and parallel to,
 the southernmost bank of the Peconic River to a point where the  Peconic
 River  crosses  the  unpaved,  unnamed, north-south firebreak and patrol
 road on the eastern half of the Brookhaven National Laboratory property;
 thence southward and southwestward along the easterly and  southeasterly
 boundaries  of  the  unpaved,  unnamed, north-south firebreak and patrol
 road starting on the eastern half of the Brookhaven National  Laboratory
 property  to the Brookhaven National Laboratory road known as Brookhaven
 Avenue; thence due westward along a  straight  line  to  the  Brookhaven
 National  Laboratory  road  known  as  Princeton Avenue; thence westward
 along the southerly boundary of Princeton Avenue to the unnamed  Labora-
 tory road which diverts southwest in the vicinity of the Laboratory gate
 house;  thence  southwestward  along  the  southerly side of the unnamed
 Laboratory road just described to  County  Route  46;  thence  southward
 along  the  easterly  side  of  County Route 46 to NYS Route 495; thence
 eastward along the northerly boundary of NYS Route 495 to  County  Route
 111;  thence  southeastward along the northerly boundary of County Route
 111 to NYS Route 27 (Sunrise Highway); thence generally southward across
 NYS Route 27 to the westernmost extent along NYS Route 27 of  the  unde-
 veloped  portion (as of June 1, 1993) of the parcel assemblage comprised
 of those parcels identified as District 200, Section 594, Block 2, Lot 4
 and District 900, Section 325, Block 1, Lot 41.2; thence southward along
 the westerly boundary of the undeveloped portion (as of June 1, 1993) of
 that parcel assemblage to County Route 71  (Old  Country  Road);  thence
 eastward  along  the northerly boundary of County Route 71 to the south-
 eastern corner of the Suffolk County Nature  Preserve  lands  which  run
 from NYS Route 27 south to County Route 111 and which adjoin the easter-
 ly side of the preceding assemblage; thence northward along the easterly
 boundary of that Suffolk County Nature Preserve assemblage (crossing the
 County  Route  111  right of way) to NYS Route 27; thence eastward along
 the southerly boundary of NYS Route 27  to  the  westerly  end  of  19th
 Street  as shown in the old filed map contained within the tax map iden-
 tified as District 900, Section 276, Block 2; thence southward along the
 westerly boundary of that old filed map (shown in District 900, Sections
 276, 302, 303, 327, and 328), and coterminous with the westerly side  of
 those  parcels  along  the westerly side of Oishei Road, to County Route
 71; thence eastward along the northerly boundary of County Route  71  to
 the  southeasterly  corner  of  the  parcel  identified as District 900,

 S. 7508                            161                           A. 9508
 
 Section 328, Block 2, Lot 19; thence northward along the easterly bound-
 ary of that old filed map surrounding Oishei Road, and coterminous  with
 the  easterly  side  of  those parcels along the easterly side of Oishei
 Road, to a point along that line due west of the northwesterly corner of
 the  parcel  containing  the  Suffolk  County  facilities  identified as
 District 900, Section 331, Block 1, Lot 1; thence due eastward  along  a
 straight  line  to the northwesterly corner of that parcel; thence east-
 ward along the northerly boundary of that parcel  to  its  northeasterly
 corner  shown  in District 900, Section 307; thence due eastward along a
 straight line to Summit Boulevard; thence southward along  the  westerly
 side  of  Summit Boulevard to County Route 71; thence eastward along the
 northerly side of County Route 71, excluding all parcels  abutting  that
 road  which  are  developed  as of June 1, 1993, to the Long Island Rail
 Road tracks; thence eastward along the northerly boundary  of  the  Long
 Island  Rail Road tracks to County Route 31 (Old Riverhead Road); thence
 northward along the westerly boundary of County Route 31 to  that  point
 opposite  the point along the easterly side of County Route 31 (north of
 the Stewart Avenue intersection) at which the undeveloped portion (as of
 June 1, 1993) of the Suffolk County Airport (Gabreski  Airport)  occurs;
 thence  generally northward, eastward and southward around the westerly,
 northerly and easterly boundaries of the undeveloped portion (as of June
 1, 1993) of the airport property (excluding from the  Core  Preservation
 Area  those  portions  of the airport property which are occupied by the
 runways, their associated maintenance areas, and those areas  identified
 for future use in the Suffolk County Airport Master Plan approved by the
 County  Legislature)  to  the Long Island Rail Road tracks (including in
 the Core Preservation Area those portions of the airport property  which
 are adjacent to the Quogue Wildlife Refuge's westerly boundary and which
 are in their natural state); thence eastward along the northerly bounda-
 ry  of  the  Long Island Rail Road tracks to the southeasterly corner of
 the Town of Southampton parcel identified as District  902,  Section  1,
 Block  1,  Lot  22.1;  thence generally northward and eastward along the
 easterly border of that parcel and the Town of  Southampton  parcels  to
 the  immediate  north  identified as District 900, Section 313, Block 1,
 Lot 42.1 and District 900, Section 287, Block  1,  Lot  1.55  to  County
 Route  104; thence northward along the westerly boundary of County Route
 104 to a point 1000 (one thousand)  feet  southward  of  NYS  Route  27;
 thence  eastward  along a line parallel to, and 1000 (one thousand) feet
 south of, NYS Route 27, to the westerly boundary of the  parcel  identi-
 fied  as  District  900,  Section  252, Block 1, Lot 1; thence southward
 along the westerly boundary of that parcel to the Long Island Rail  Road
 tracks;  thence eastward along the northerly boundary of the Long Island
 Rail Road tracks to Montauk Highway; thence eastward along the northerly
 boundary of Montauk Highway to that point where the boundary  of  Sears-
 Bellows  County Park heads northward along the eastern side of the Munns
 Pond portion; thence northward along the easterly boundary of Sears-Bel-
 lows County Park, to NYS Route 27; thence eastward along  the  northerly
 boundary  of  NYS  Route  27  to  NYS Route 24 (Riverhead - Hampton Bays
 Road); thence generally northwestward and westward along  the  southwes-
 terly boundary of NYS Route 24 to the easternmost extent along NYS Route
 24  of  the  Suffolk County Parkland known as Flanders or Hubbard County
 Park; thence generally northward,  westward,  and  southward  along  the
 easterly,  northerly,  and  westerly  boundaries  of Flanders or Hubbard
 County Park, including all adjacent or contiguous  undeveloped  Town  of
 Southampton  parks,  preserves,  open space areas, or reserved areas, to
 NYS Route 24; thence westward along the southerly boundary of NYS  Route

 S. 7508                            162                           A. 9508
 
 24  to  Pleasure  Drive; thence southward along the easterly boundary of
 Pleasure Drive a distance of 2000 (two  thousand)  feet,  excluding  all
 parcels  abutting  that  road  which  are  developed as of June 1, 1993;
 thence  generally  westward  along  a  straight line to the southernmost
 extent of the NYS David Sarnoff Preserve along the  westerly  boundaries
 of  the parcels on the westerly side of Brookhaven Avenue; thence gener-
 ally northward and westward along the easterly and northerly boundary of
 the NYS David Sarnoff Pine Barrens Preserve, crossing County Routes  105
 and  104, to County Route 63 (Riverhead-Moriches Road); thence generally
 westward and northward along the northerly boundary of the Suffolk Coun-
 ty Cranberry Bog County Nature  Preserve  to  County  Route  51;  thence
 southwesterly along the westerly side of County Route 51 to the boundary
 of  the Cranberry Bog County Nature Preserve; thence westward and north-
 ward along the northeasterly boundary of  Cranberry  Bog  County  Nature
 Preserve  to  County  Route  94  (also  known as NYS Route 24, or Nugent
 Drive); thence eastward along the northerly side of County Route  94  to
 the County Route 94A bridge; thence northward along the westerly side of
 the  County Route 94A bridge to the Riverhead-Southampton border; thence
 westward along the Riverhead-Southampton border, and the  Riverhead-Bro-
 okhaven  Border,  to  the  Forge Road Bridge; thence northward along the
 westerly boundary of  the  Forge  Road  Bridge  to  Forge  Road;  thence
 northwestward  along  the  westerly  boundary  of Forge Road to the Long
 Island Rail Road tracks; thence northward along the westerly boundary of
 Forge Road (unpaved) to the intersection of NYS Route 25 and River Road;
 thence westward along the southerly boundary of River  Road  to  Edwards
 Avenue;  thence  westward  along  the  southerly  boundary of River Road
 (Grumman Boulevard or Swan Pond Road) to the southeast  corner  of  that
 parcel  containing Conoe (or Canoe) Lake and identified as District 600,
 Section 137, Block 1, Lot 1; thence northward, westward,  and  southward
 along  the  borders  of  that parcel containing Conoe (or Canoe) Lake to
 River Road (Grumman Boulevard);  thence  westward  along  the  northerly
 boundary  of  Grumman  Boulevard  to  the southeasternmost corner of the
 undeveloped  portion  (as  of  June  1,  1993)  of  the  United   States
 Navy/Grumman  Corporation  property located on the north side of Grumman
 Boulevard and adjacent to the Grumman entrance known as the South  Gate;
 thence  due north along the easternmost edge of that undeveloped portion
 (as of June 1, 1993) of the United States Navy/Grumman Corporation prop-
 erty to NYS Route 25; thence along a straight line to the northerly side
 of NYS Route 25 to a point occupied by the  southeasternmost  corner  of
 the  parcel  assemblage  comprised of District 600, Section 75, Block 3,
 Lot 10.1, and District 600, Section 96, Block 1, Lot 14,  and  otherwise
 known as Camp Wauwepex; thence northward, westward, and generally south-
 ward along the easterly, northerly, and generally westerly boundaries of
 the  Camp Wauwepex assemblage to NYS Route 25; thence westward along the
 northerly side of NYS Route 25 to Montauk  Trail;  thence  northeastward
 along  the northwesterly side of Montauk Trail to Panamoka Trail; thence
 northward along the westerly  side  of  Panamoka  Trail,  excluding  all
 parcels  abutting  that  road which are developed as of June 1, 1993, to
 Matinecock Trail; thence westward along the southerly side of Matinecock
 Trail to the easterly boundary of Brookhaven State Park; thence general-
 ly northward along the  easterly  boundary  of  Brookhaven  State  Park,
 including  all  adjacent  or  contiguous  undeveloped Town of Brookhaven
 parks, preserves, open space areas, or reserved  areas,  to  its  inter-
 section with NYS Route 25A; [thence westward along the southerly side of
 NYS  Route  25A  to  the  northeast  corner of the Shoreham-Wading River
 school district property;] THENCE EASTWARD ALONG THE SOUTHERLY  BOUNDARY

 S. 7508                            163                           A. 9508
 
 OF  ROUTE 25A TO A POINT DUE SOUTH OF THE SOUTHEAST CORNER OF THE PARCEL
 IDENTIFIED AS DISTRICT 200,  SECTION  128,  BLOCK  1,  LOT  3.1;  THENCE
 NORTHEASTWARD,  NORTHWARD AND WESTWARD ALONG THE SOUTHERLY, EASTERLY AND
 NORTHERLY  SIDES  OF THE PARCEL IDENTIFIED AS DISTRICT 200, SECTION 128,
 BLOCK 1, LOT 1 TO THE SOUTHEAST  CORNER  OF  THE  PARCEL  IDENTIFIED  AS
 DISTRICT  200,  SECTION 82, BLOCK 1, LOT 5.2; THENCE NORTHWARD ALONG THE
 EAST SIDE OF THIS PARCEL TO ITS INTERSECTION  WITH  THE  SOUTH  SIDE  OF
 NORTH  COUNTRY ROAD; THENCE NORTHWARD CROSSING NORTH COUNTRY ROAD TO ITS
 NORTHERLY SIDE; THENCE EASTWARD ALONG THE NORTHERLY SIDE OF NORTH  COUN-
 TRY  ROAD TO THE BROOKHAVEN TOWN-RIVERHEAD TOWN LINE; THENCE IN A GENER-
 ALLY NORTHWESTWARD DIRECTION ALONG SAID TOWN LINE TO A POINT  IN  WADING
 RIVER CREEK WITH THE COORDINATES 40.96225 LATITUDE AND -72.863633 LONGI-
 TUDE; THENCE WESTWARD A DISTANCE OF APPROXIMATELY 90 FEET TO THE EASTER-
 LY  SIDE  OF LILCO ROAD; THENCE SOUTHWARD ALONG LILCO ROAD TO ITS INTER-
 SECTION WITH THE NORTH SIDE OF NORTH COUNTRY ROAD; THENCE WESTWARD ALONG
 THE NORTH SIDE OF NORTH COUNTRY ROAD TO  THE  SOUTHEAST  CORNER  OF  THE
 PARCEL IDENTIFIED AS DISTRICT 200, SECTION 39, BLOCK 1, LOT 2; THENCE IN
 A  NORTHWARD  AND  WESTWARD  DIRECTION  ALONG THE EASTERLY AND NORTHERLY
 SIDES OF SAID PARCEL TO ITS NORTHWEST CORNER; THENCE NORTHWARD ALONG THE
 WESTERLY BOUNDARY OF THE PARCEL IDENTIFIED AS DISTRICT 200, SECTION  83,
 BLOCK  1,  LOT  1.4  TO  ITS  NORTHWEST CORNER AND THE SHORELINE OF LONG
 ISLAND SOUND; THENCE WESTWARD /ALONG THE NORTHERLY SIDE  OF  THE  PARCEL
 IDENTIFIED  AS DISTRICT 200, SECTION 83, BLOCK 1, LOT 1.4 AND CONTINUING
 IN A WESTWARD DIRECTION ALONG THE NORTHERLY SIDE OF THE  PARCEL  IDENTI-
 FIED  AS  DISTRICT  200,  SECTION 39, BLOCK 1, LOT 1.2 AND THE SOUTHERLY
 EXTENT OF THE LONG ISLAND SOUND TO THE NORTHWEST CORNER OF THE  PROPERTY
 IDENTIFIED  AS DISTRICT 200, SECTION 39, BLOCK 1, LOT 1.2; THENCE SOUTH-
 WARD ALONG THE WESTERLY BOUNDARY OF SAID PROPERTY TO NORTH COUNTRY ROAD;
 THENCE WEST ALONG THE SOUTHERLY BOUNDARY OF NORTH COUNTRY  ROAD  TO  THE
 NORTHWESTERN  CORNER OF THE PROPERTY IDENTIFIED AS DISTRICT 200, SECTION
 82, BLOCK 1, LOT 1.1; THENCE SOUTH ALONG THE WESTERLY BOUNDARY  OF  SAID
 PROPERTY  AND  THE  WESTERLY  BOUNDARY  OF  THE  PROPERTY  IDENTIFIED AS
 DISTRICT 200, SECTION 39, BLOCK 1, LOT 1.2 TO THE  NORTHWEST  CORNER  OF
 PROPERTY  IDENTIFIED  AS  DISTRICT  200,  SECTION  82, BLOCK 1, LOT 5.1;
 THENCE SOUTHWARD ALONG THE WESTERLY BOUNDARY OF SAID PROPERTY IN A  LINE
 TO  THE NORTHEAST CORNER OF PROPERTY IDENTIFIED AS DISTRICT 200, SECTION
 105, BLOCK 3, LOT 5; THENCE SOUTHWARD ALONG  THE  EASTERLY  BOUNDARY  OF
 SAID  PROPERTY TO THE NORTH SIDE OF ROUTE 25A; THENCE EASTWARD ALONG THE
 NORTH SIDE OF ROUTE 25A TO A  POINT  DIRECTLY  NORTH  OF  THE  NORTHEAST
 CORNER  OF  THE  SHOREHAM-WADING  RIVER SCHOOL DISTRICT PROPERTY; THENCE
 SOUTHWARD, CROSSING ROUTE 25A TO ITS SOUTHERLY BOUNDARY AND  THE  NORTH-
 EAST  CORNER  OF  THE  SHOREHAM-WADING  RIVER  SCHOOL DISTRICT PROPERTY;
 thence southward, westward, and northward along the easterly, southerly,
 and westerly boundaries of the  Shoreham-Wading  River  school  district
 property  to  NYS Route 25A; thence westward along the southerly side of
 NYS Route 25A to County Route 46; thence southward  along  the  easterly
 side of County Route 46 to its intersection with the Suffolk County Pine
 Trail  Nature  Preserve; thence westward along the northerly boundary of
 the Suffolk County Pine Trail Nature  Preserve  where  the  Preserve  is
 adjacent to developed parcels or parcels in agricultural or horticultur-
 al  use,  or  along a line parallel to, and 100 (one hundred) feet north
 of, the Preserve where the Preserve is adjacent  to  parcels  which  are
 undeveloped as of June 1, 1993, to the southeastern corner of the parcel
 west of Woodlots Road and identified as District 200, Section 291, Block
 1, Lot 14.1; thence northward and westward along the easterly and north-
 erly  boundaries  of  that parcel to Whiskey Road; thence westward along

 S. 7508                            164                           A. 9508
 
 the southerly side of Whiskey Road to Wading River Hollow  Road;  thence
 northward  along  the  westerly  side of Wading River Hollow Road to the
 boundary of the NYS Rocky Point Land; thence generally  northward  along
 the  easterly  boundary of the NYS Rocky Point Land, including all adja-
 cent or contiguous undeveloped Town of Brookhaven parks, preserves, open
 space areas, or reserved areas, to NYS Route 25A; thence westward  along
 the  southerly  side  of NYS Route 25A, excluding those parcels abutting
 that road which are developed as of June 1, 1993, and those lands  iden-
 tified for the reroute of Route 25A by the NYS Department of Transporta-
 tion,  to  the  northeastern corner of the parcel identified as District
 200, Section 102, Block 3, Lot 1.4; thence southward along the  westerly
 boundary  of  that  parcel  to  the  parcel  identified as District 200,
 Section 102, Block 3, Lot 1.6; thence generally westward  and  southward
 along the westerly boundaries of that parcel and the adjoining southerly
 parcel  identified as District 200, Section 102, Block 3, Lot 1.5 to the
 boundary of the NYS Rocky Point Land; thence westward along the norther-
 ly boundary of the NYS Rocky Point  Land  to  County  Route  21;  thence
 generally  westward  along a straight line across County Route 21 to the
 northernmost extent along County Route 21 of the NYS Rocky  Point  Land;
 thence  generally westward along the generally northerly boundary of the
 NYS Rocky Point Land to the point or place of beginning,  and  excluding
 the area defined as beginning at a point where the southerly boundary of
 NYS  Route  25  meets the easterly side of the Suffolk County Pine Trail
 Nature Preserve; thence southeastward along the  easterly  side  of  the
 Suffolk County Pine Trail Nature Preserve where the Preserve is adjacent
 to developed parcels, or along a line parallel to, and 100 (one hundred)
 feet  east  of,  the  Preserve where the Preserve is adjacent to parcels
 which are undeveloped as of June 1, 1993, to the  Long  Island  Lighting
 Company  high  voltage  transmission  lines;  thence northward along the
 westerly side of the Long Island Lighting Company  high  voltage  trans-
 mission  lines to NYS Route 25; thence westward along the southerly side
 of NYS Route 25 to the point or place of beginning;
 and excluding two distinct areas described as follows: Area One  is  the
 area defined as beginning at a point where the southerly boundary of NYS
 Route 25 meets the easterly side of the Suffolk County Pine Trail Nature
 Preserve;  thence  southeastward  along the easterly side of the Suffolk
 County Pine Trail Nature Preserve where  the  Preserve  is  adjacent  to
 developed  parcels,  or  along a line parallel to, and 100 (one hundred)
 feet east of, the Preserve where the Preserve  is  adjacent  to  parcels
 which  are  undeveloped  as of June 1, 1993, to the Long Island Lighting
 Company high voltage transmission  lines;  thence  northward  along  the
 westerly  side  of  the Long Island Lighting Company high voltage trans-
 mission lines to NYS Route 25; thence westward along the southerly  side
 of NYS Route 25 to the point or place of beginning; Area Two is the area
 defined as beginning at the northwest corner of the parcel identified as
 District  200,  Section 552, Block 1, Lot 3; thence eastward, southwest-
 ward and generally northward  along  the  northerly,  southeasterly  and
 westerly  boundaries  of  that  parcel,  containing the sewage treatment
 facility known as the Dorade facility, to the point of  beginning;  Area
 three  is  defined as the parcel identified as district 200, section 82,
 block 1, lot 3.
   § 2. The town of Brookhaven, the county of Suffolk,  and  the  Central
 Pine Barrens joint planning and policy commission shall compile a report
 providing  an  assessment of properties that would be suitable for solar
 projects including an inventory of specific parcels within the  town  of
 Brookhaven  that  minimize  the  need to utilize undisturbed open space.

 S. 7508                            165                           A. 9508
 
 Such report shall be submitted to the governor no later than January  1,
 2020.
   §  3. The definitions of "central pine barrens" and "core preservation
 area" of section 57-0107 of the environmental conservation law shall  be
 amended  to  include the property described as thence eastward along the
 northerly boundary of Moriches-Middle Island Road to a point  due  north
 of  the easterly boundary of Cranford Boulevard; thence southward across
 Moriches-Middle Island Road and along the easterly boundary of  Cranford
 Boulevard  to  the  south-western  corner  of the property identified as
 District 200, Section 645, Block 3, Lot 29.1; thence southeastward along
 the southerly boundary of said property to its intersection with proper-
 ty identified as District 200, Section  712,  Block  9,  Lot  1;  thence
 generally  southward along the westerly boundary of said property to its
 intersection with the northerly side of the eastward extension of  Grove
 Drive;  thence  southward crossing Grove Drive to its south side; thence
 westward along the southerly boundary of the Grove Drive road  extension
 to  the  northwestern corner of the property identified as District 200,
 Section 749, Block 3, Lot 41.1; and comprised of parcels  owned  by  the
 county  of  Suffolk  and the town of Brookhaven; thence southward to the
 southwestern corner of property identified as District 200, Section 749,
 Block 3, Lot 43; thence eastward along the southerly  boundary  of  said
 property  to  the  west  side of Lambert Avenue; thence crossing Lambert
 Avenue to its easterly side; thence southward along the easterly bounda-
 ry of Lambert Avenue to the northerly boundary of  the  Sunrise  Highway
 Service  Road;  thence northeastward along the northerly boundary of the
 Sunrise Highway Service Road to Barnes Road; thence northward along  the
 westerly  boundary of Barnes Road to the northeastern corner of property
 identified as District 200, Section 750, Block 3, Lot 40.2; thence west-
 ward along the northerly boundary of said property to the property iden-
 tified as District 200, Section 713, Block 1,  Lot  2;  thence  westward
 along  the  northerly  boundary  of property identified as District 200,
 Section 713, Block 1, Lot 1; thence northward along the westerly side of
 Weeks Avenue to  the  northeastern  corner  of  property  identified  as
 District  200,  Section  713,  Block 3, Lot 1; thence westward along the
 northerly boundary of said property to Michigan Avenue; thence northward
 along the easterly boundary of Michigan Ave  to  Moriches-Middle  Island
 Road,  comprising  of  all  lands  owned  by  the Town of Brookhaven and
 Suffolk county therein and excluding all privately owned real property.
   § 4. This act shall take effect January 1, 2019; provided that if  the
 provisions  of this act establishing a new description and boundaries of
 the Central Pine Barrens Area or the core preservation area  removes  or
 excludes  any  of the lands of the Central Pine Barrens Area or the core
 preservation area as such lands are described and bounded in chapter 267
 of the laws of 2015, and/or protections established and/or  provided  by
 such  act,  this act shall be deemed repealed and of no force and effect
 and chapter 267 of the laws of 2015  shall  remain  in  full  force  and
 effect.   The state legislature shall notify the legislative bill draft-
 ing commission of any such decrease and resulting repeal in  order  that
 the  commission  may maintain an accurate and timely effective data base
 of the official text of the laws of the state of New York in furtherance
 of effectuating the provisions of section 44 of the legislative law  and
 section 70-b of the public officers law.
 
                                  PART DD

 S. 7508                            166                           A. 9508
 
   Section  1.  Expenditures  of  moneys appropriated in a chapter of the
 laws of 2018 to the department  of  agriculture  and  markets  from  the
 special  revenue  funds-other/state  operations,  miscellaneous  special
 revenue fund-339,  public  service  account  shall  be  subject  to  the
 provisions  of  this section. Notwithstanding any other provision of law
 to the contrary, direct and indirect expenses relating to the department
 of  agriculture  and  markets'  participation  in   general   ratemaking
 proceedings  pursuant to section 65 of the public service law or certif-
 ication proceedings pursuant to article 7 or 10 of  the  public  service
 law, shall be deemed expenses of the department of public service within
 the  meaning  of  section  18-a of the public service law. No later than
 August 15, 2019, the commissioner of the department of  agriculture  and
 markets  shall submit an accounting of such expenses, including, but not
 limited to, expenses in the 2018 -- 2019 fiscal year  for  personal  and
 non-personal  services  and  fringe benefits, to the chair of the public
 service commission for the chair's review pursuant to the provisions  of
 section 18-a of the public service law.
   §  2.  Expenditures of moneys appropriated in a chapter of the laws of
 2018 to  the  department  of  state  from  the  special  revenue  funds-
 other/state  operations,  miscellaneous special revenue fund-339, public
 service account shall be subject to  the  provisions  of  this  section.
 Notwithstanding  any  other provision of law to the contrary, direct and
 indirect expenses relating  to  the  activities  of  the  department  of
 state's  utility  intervention unit pursuant to subdivision 4 of section
 94-a of the executive law, including, but not limited  to  participation
 in  general  ratemaking proceedings pursuant to section 65 of the public
 service law or certification proceedings pursuant to article 7 or 10  of
 the  public  service  law, shall be deemed expenses of the department of
 public service within the meaning of section 18-a of the public  service
 law.  No later than August 15, 2019, the secretary of state shall submit
 an  accounting of such expenses, including, but not limited to, expenses
 in the 2018 -- 2019 fiscal year for personal and  non-personal  services
 and  fringe  benefits, to the chair of the public service commission for
 the chair's review pursuant to the provisions of  section  18-a  of  the
 public service law.
   §  3.  Expenditures of moneys appropriated in a chapter of the laws of
 2018 to the office of parks, recreation and historic  preservation  from
 the  special revenue funds-other/state operations, miscellaneous special
 revenue fund-339,  public  service  account  shall  be  subject  to  the
 provisions  of  this section. Notwithstanding any other provision of law
 to the contrary, direct and indirect expenses relating to the office  of
 parks,  recreation  and historic preservation's participation in general
 ratemaking proceedings pursuant to section 65 of the public service  law
 or  certification  proceedings pursuant to article 7 or 10 of the public
 service law, shall be  deemed  expenses  of  the  department  of  public
 service within the meaning of section 18-a of the public service law. No
 later  than  August  15,  2019, the commissioner of the office of parks,
 recreation and historic preservation shall submit an accounting of  such
 expenses,  including,  but  not limited to, expenses in the 2018 -- 2019
 fiscal year for personal and non-personal services and fringe  benefits,
 to  the  chair  of  the public service commission for the chair's review
 pursuant to the provisions of section 18-a of the public service law.
   § 4. Expenditures of moneys appropriated in a chapter of the  laws  of
 2018  to  the  department of environmental conservation from the special
 revenue funds-other/state operations, environmental conservation special
 revenue fund-301, utility  environmental  regulation  account  shall  be

 S. 7508                            167                           A. 9508
 
 subject  to  the  provisions  of this section. Notwithstanding any other
 provision of law to the contrary, direct and indirect expenses  relating
 to the department of environmental conservation's participation in state
 energy  policy  proceedings,  or  certification  proceedings pursuant to
 article 7 or 10 of the public service law, shall be deemed  expenses  of
 the  department  of public service within the meaning of section 18-a of
 the public service law. No later than August 15, 2019, the  commissioner
 of the department of environmental conservation shall submit an account-
 ing  of  such  expenses,  including, but not limited to, expenses in the
 2018 -- 2019 fiscal year for  personal  and  non-personal  services  and
 fringe  benefits,  to the chair of the public service commission for the
 chair's review pursuant to the provisions of section 18-a of the  public
 service law.
   §  5. Notwithstanding any other law, rule or regulation to the contra-
 ry, expenses of  the  department  of  health  public  service  education
 program  incurred  pursuant  to appropriations from the cable television
 account of the state miscellaneous special revenue funds shall be deemed
 expenses of the department of public service. No later than  August  15,
 2019,  the  commissioner  of  the  department  of health shall submit an
 accounting of expenses in the 2018 -- 2019 fiscal year to the  chair  of
 the  public  service  commission  for the chair's review pursuant to the
 provisions of section 217 of the public service law.
   § 6. Any expense deemed to be expenses of  the  department  of  public
 service  pursuant  to sections one through four of this act shall not be
 recovered through assessments imposed  upon  telephone  corporations  as
 defined in subdivision 17 of section 2 of the public service law.
   §  7.  This  act  shall take effect immediately and shall be deemed to
 have been in full force and effect on and after April 1, 2018 and  shall
 be deemed repealed April 1, 2019.
 
                                  PART EE
 
   Section  1.  Expenditures  of  moneys  by  the  New  York state energy
 research and development authority for  services  and  expenses  of  the
 energy   research,  development  and  demonstration  program,  including
 grants, the energy policy and planning program, the zero emissions vehi-
 cle and electric vehicle rebate program, and the Fuel NY  program  shall
 be  subject  to  the  provisions  of  this  section. Notwithstanding the
 provisions of subdivision 4-a of section 18-a of the public service law,
 all moneys committed or expended in an amount not to exceed  $19,700,000
 shall  be  reimbursed by assessment against gas corporations, as defined
 in subdivision 11 of section 2 of the public service  law  and  electric
 corporations  as  defined  in  subdivision 13 of section 2 of the public
 service law, where such gas corporations and electric corporations  have
 gross  revenues from intrastate utility operations in excess of $500,000
 in the preceding calendar year,  and  the  total  amount  which  may  be
 charged  to  any  gas corporation and any electric corporation shall not
 exceed one cent per one thousand cubic feet of gas sold  and  .010  cent
 per  kilowatt-hour  of  electricity  sold  by such corporations in their
 intrastate utility operations in calendar year 2016. Such amounts  shall
 be  excluded  from the general assessment provisions of subdivision 2 of
 section 18-a of the public service law. The chair of the public  service
 commission  shall  bill  such  gas and/or electric corporations for such
 amounts on or before August 10, 2018 and such amounts shall be  paid  to
 the  New  York  state  energy  research  and development authority on or
 before September 10, 2018. Upon  receipt,  the  New  York  state  energy

 S. 7508                            168                           A. 9508
 
 research and development authority shall deposit such funds in the ener-
 gy  research  and  development  operating  fund  established pursuant to
 section 1859 of the public authorities law. The New  York  state  energy
 research  and  development  authority is authorized and directed to: (1)
 transfer $1 million to the state general fund for services and  expenses
 of  the  department of environmental conservation, $150,000 to the state
 general fund for services and expenses of the department of  agriculture
 and  markets, and $825,000 to the University of Rochester laboratory for
 laser energetics from the funds received; and (2)  commencing  in  2016,
 provide  to  the chair of the public service commission and the director
 of the budget and the chairs and secretaries of the  legislative  fiscal
 committees,  on or before August first of each year, an itemized record,
 certified by the president and chief executive officer of the authority,
 or his or her designee, detailing any and all expenditures  and  commit-
 ments  ascribable  to  moneys received as a result of this assessment by
 the chair of the department of public service pursuant to  section  18-a
 of  the public service law.  This itemized record shall include an item-
 ized breakdown of the programs being funded  by  this  section  and  the
 amount  committed  to each program.   The authority shall not commit for
 any expenditure, any moneys derived from the assessment provided for  in
 this  section,  until  the chair of such authority shall have submitted,
 and the director of the budget  shall  have  approved,  a  comprehensive
 financial  plan encompassing all moneys available to and all anticipated
 commitments and expenditures by such authority from any source  for  the
 operations  of  such  authority.    Copies of the approved comprehensive
 financial plan shall be immediately submitted by the chair to the chairs
 and secretaries of the legislative fiscal committees.   Any such  amount
 not  committed by such authority to contracts or contracts to be awarded
 or otherwise expended by the authority during the fiscal year  shall  be
 refunded  by such authority on a pro-rata basis to such gas and/or elec-
 tric corporations, in a manner to be determined  by  the  department  of
 public  service,  and any refund amounts must be explicitly lined out in
 the itemized record described above.
   § 2. This act shall take effect immediately and  shall  be  deemed  to
 have been in full force and effect on and after April 1, 2018.
 
                                  PART FF
 
   Section  1.  Paragraph  (a)  of  subdivision 17 of section 1005 of the
 public authorities law, as amended by chapter 494 of the laws  of  2011,
 is amended to read as follows:
   (a)  As  deemed  feasible  and  advisable  by the trustees, to finance
 [and], design, develop, construct,  implement,  provide  and  administer
 energy-related  projects,  programs  and services for any public entity,
 any independent not-for-profit institution of  higher  education  within
 the  state,  [and]  any  recipient  of [the] economic development power,
 expansion power, replacement power, preservation power, high load factor
 power, municipal distribution agency power, [power  for  jobs,  and]  OR
 recharge New York power [programs administered] ALLOCATED by the author-
 ity,  AND  ANY  PARTY  LOCATED  WITHIN THE STATE UNDER CONTRACT WITH THE
 AUTHORITY TO PURCHASE POWER FROM THE AUTHORITY PURSUANT TO THIS TITLE OR
 ANY OTHER LAW.  In  establishing  and  providing  high  performance  and
 sustainable  building  programs and services authorized by this subdivi-
 sion, the authority is  authorized  to  consult  standards,  guidelines,
 rating  systems,  and/or criteria established or adopted by other organ-
 izations, including but not limited to the United States green  building

 S. 7508                            169                           A. 9508
 
 council  under  its leadership in energy and environmental design (LEED)
 programs, the green building initiative's green  globes  rating  system,
 and the American National Standards Institute. The source of any financ-
 ing  and/or  loans  provided  by  the authority for the purposes of this
 subdivision may be the proceeds of notes issued pursuant to section  one
 thousand  nine-a of this title, the proceeds of bonds issued pursuant to
 section one thousand ten of this title, or any other available authority
 funds.
   § 2. Subparagraph 2 of paragraph (b) of subdivision 17 of section 1005
 of the public authorities law, as added by chapter 477 of  the  laws  of
 2009  and  such  subdivision  as  renumbered by section 16 of part CC of
 chapter 60 of the laws of 2011, is amended to read as follows:
   (2) "Energy-related projects,  programs  and  services"  means  ENERGY
 MANAGEMENT,  DISTRIBUTION,  OR  CONTROL  PROJECTS  AND  SERVICES, ENERGY
 SUPPLY SECURITY, RESILIENCY OR RELIABILITY PROJECTS AND SERVICES, ENERGY
 PROCUREMENT PROGRAMS AND SERVICES FOR PUBLIC ENTITIES, energy efficiency
 projects and services, clean energy technology  projects  and  services,
 and high performance and sustainable building programs and services, and
 the  construction, installation and/or operation of facilities or equip-
 ment done in connection with any such ENERGY-RELATED projects,  programs
 or services.
   § 3. Subparagraph 5 of paragraph (b) of subdivision 17 of section 1005
 of  the  public  authorities law, as added by chapter 477 of the laws of
 2009 and such subdivision as renumbered by section  16  of  part  CC  of
 chapter 60 of the laws of 2011, is amended to read as follows:
   (5)  "Public entity" means an agency, public authority, public benefit
 corporation, public corporation, municipal corporation, school district,
 board of  cooperative  educational  services,  public  university,  fire
 district, district corporation, or special improvement district governed
 by  a  separate board of commissioners, INCLUDING AN ENTITY FORMED BY OR
 UNDER CONTRACT WITH ONE OR MORE  PUBLIC  ENTITIES  FOR  THE  PURPOSE  OF
 FACILITATING THE DELIVERY, IMPLEMENTATION OR MANAGEMENT OF ENERGY-RELAT-
 ED PROJECTS, PROGRAMS AND SERVICES.
   § 4. This act shall take effect immediately.
 
                                  PART GG
 
   Section  1.  Section  1005 of the public authorities law is amended by
 adding a new subdivision 26 to read as follows:
   26. (A) NOTWITHSTANDING ANY INCONSISTENT PROVISION OF THIS  TITLE,  AS
 DEEMED  FEASIBLE AND ADVISABLE BY THE TRUSTEES, THE AUTHORITY IS AUTHOR-
 IZED TO FINANCE, PLAN, DESIGN, ENGINEER, ACQUIRE, CONSTRUCT, OPERATE  OR
 MANAGE  (COLLECTIVELY,  "DEVELOP")  THROUGHOUT  ITS AREA OF SERVICE SUCH
 RENEWABLE POWER AND ENERGY GENERATING PROJECTS, AND PROCURE SUCH RENEWA-
 BLE POWER, ENERGY, OR RELATED  ATTRIBUTES,  WHICH  THE  AUTHORITY  DEEMS
 NECESSARY  OR  DESIRABLE  TO ASSIST THE STATE IN MEETING ANY STATE CLEAN
 ENERGY STANDARD OR GOALS, AND/OR SUPPLY THE NEEDS OF ANY  PUBLIC  ENTITY
 OR AUTHORITY CUSTOMER WITHIN THE STATE. THE AUTHORITY IS FURTHER AUTHOR-
 IZED TO ALLOCATE AND SELL RENEWABLE POWER, ENERGY, OR RELATED ATTRIBUTES
 THAT  IS  PRODUCED  BY RENEWABLE POWER AND ENERGY GENERATING PROJECTS IT
 DEVELOPS, OR THAT IT PROCURES, TO ANY PUBLIC ENTITY OR AUTHORITY CUSTOM-
 ER. THE AUTHORITY SHALL BE ENTITLED TO FULLY RECOVER ITS COSTS,  INCLUD-
 ING  ITS ACQUISITION, FINANCE, PLANNING, CONTRACTING, CAPITAL, OPERATING
 AND MAINTENANCE COSTS, FROM THE ENTITIES THAT PURCHASE RENEWABLE  POWER,
 ENERGY AND RELATED ATTRIBUTES FROM THE AUTHORITY.

 S. 7508                            170                           A. 9508
 
   (B) THE SOURCE OF ANY FINANCING AND/OR LOANS PROVIDED BY THE AUTHORITY
 FOR THE PURPOSES OF THIS SUBDIVISION MAY BE THE PROCEEDS OF NOTES ISSUED
 PURSUANT  TO  SECTION ONE THOUSAND NINE-A OF THIS TITLE, THE PROCEEDS OF
 BONDS ISSUED PURSUANT TO SECTION ONE THOUSAND TEN OF THIS TITLE, OR  ANY
 OTHER AVAILABLE AUTHORITY FUNDS.
   (C)  FOR  PURPOSES OF THIS SUBDIVISION, THE FOLLOWING TERMS SHALL HAVE
 THE MEANINGS INDICATED IN THIS PARAGRAPH UNLESS  THE  CONTEXT  INDICATES
 ANOTHER MEANING OR INTENT:
   (1)  "AUTHORITY  CUSTOMER"  MEANS  AN ENTITY LOCATED IN THE STATE THAT
 PURCHASES OR IS UNDER CONTRACT TO PURCHASE  POWER  OR  ENERGY  FROM  THE
 AUTHORITY.
   (2)  "PUBLIC ENTITY" HAS THE MEANING ASCRIBED TO THAT TERM BY SUBPARA-
 GRAPH FIVE OF PARAGRAPH (B) OF SUBDIVISION SEVENTEEN OF THIS SECTION.
   (3) "RENEWABLE ENERGY RESOURCES" MEANS SOLAR POWER, WIND POWER, HYDRO-
 ELECTRIC, AND ANY OTHER GENERATION RESOURCE AUTHORIZED BY ANY  RENEWABLE
 ENERGY STANDARD ADOPTED BY THE STATE FOR THE PURPOSE OF IMPLEMENTING ANY
 STATE CLEAN ENERGY STANDARD.
   (4)  "RENEWABLE  POWER  AND ENERGY GENERATING PROJECTS" MEANS PROJECTS
 THAT GENERATE POWER AND ENERGY BY MEANS OF RENEWABLE  ENERGY  RESOURCES,
 OR  THAT STORE AND SUPPLY POWER AND ENERGY GENERATED BY MEANS OF RENEWA-
 BLE ENERGY RESOURCES, AND INCLUDE THE CONSTRUCTION, INSTALLATION  AND/OR
 OPERATION  OF  ANCILLARY FACILITIES OR EQUIPMENT DONE IN CONNECTION WITH
 ANY SUCH RENEWABLE  POWER  AND  ENERGY  GENERATING  PROJECTS,  PROVIDED,
 HOWEVER, THAT SUCH TERM SHALL NOT INCLUDE THE AUTHORITY'S SAINT LAWRENCE
 AND NIAGARA HYDROELECTRIC.
   (5) "STATE" MEANS THE STATE OF NEW YORK.
   (D) NOTHING IN THIS SUBDIVISION IS INTENDED TO LIMIT, IMPAIR OR AFFECT
 THE AUTHORITY'S LEGAL AUTHORITY UNDER ANY OTHER PROVISION OF THIS TITLE.
   § 2. This act shall take effect immediately.
   § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
 sion,  section  or  part  of  this act shall be adjudged by any court of
 competent jurisdiction to be invalid, such judgment  shall  not  affect,
 impair,  or  invalidate  the remainder thereof, but shall be confined in
 its operation to the clause, sentence, paragraph,  subdivision,  section
 or part thereof directly involved in the controversy in which such judg-
 ment shall have been rendered. It is hereby declared to be the intent of
 the  legislature  that  this  act  would  have been enacted even if such
 invalid provisions had not been included herein.
   § 3. This act shall take effect immediately  provided,  however,  that
 the applicable effective date of Parts A through GG of this act shall be
 as specifically set forth in the last section of such Parts.

                            
 
                     S T A T E   O F   N E W   Y O R K
 ________________________________________________________________________
 
     S. 7508--A                                            A. 9508--A
 
                       S E N A T E - A S S E M B L Y
 
                             January 18, 2018
                                ___________
 
 IN  SENATE -- A BUDGET BILL, submitted by the Governor pursuant to arti-
   cle seven of the Constitution -- read twice and ordered  printed,  and
   when  printed to be committed to the Committee on Finance -- committee
   discharged, bill amended, ordered reprinted as amended and recommitted
   to said committee
 
 IN ASSEMBLY -- A BUDGET BILL, submitted  by  the  Governor  pursuant  to
   article  seven  of  the  Constitution -- read once and referred to the
   Committee on Ways and Means --  committee  discharged,  bill  amended,
   ordered reprinted as amended and recommitted to said committee
 
 AN  ACT to amend the vehicle and traffic law and the transportation law,
   in relation to enhancing the ability of the state to enforce state and
   federal law relating to motor carriers,  commercial  drivers  and  bus
   operators and to increase penalties for violations of state law relat-
   ing  thereto  (Part A); to amend the highway law, in relation to road-
   side rest areas (Part B); to amend the transportation law, in relating
   to enhancing the ability of the state to enforce state and federal law
   relating to the safety of rail fixed  guideway  public  transportation
   systems  under the oversight of the public transportation safety board
   (Part C); to amend the public authorities law, in relation  to  agree-
   ments  for  fiber optics (Part D); to amend the transportation law, in
   relation to authorizing the department of transportation to charge one
   hundred twenty dollars for a semi-annual inspection  of  certain  for-
   profit  fleets  (Part E); to amend the highway law and the transporta-
   tion corporations law, in relation to occupancy of the state right  of
   way  for a fee; and to amend the general municipal law, in relation to
   small wireless facilities development (Part F); to amend  the  vehicle
   and  traffic law, in relation to seat belt requirements, proper safety
   restraints for children under the age of 8,  prohibiting  the  use  of
   mobile telephones and portable electronic devices by persons under the
   age  of 18, and permitting junior license holders to operate a vehicle
   in New York City; and to  amend the vehicle and traffic  law  and  the
   public officers law, in relation to authorizing political subdivisions
   and  commuter  railroads  to  establish  demonstration programs and to
   implement railroad grade crossing monitoring systems by means of photo
   devices (Part G); to amend part FF of chapter 55 of the laws  of  2017
   relating  to motor vehicles equipped with autonomous vehicle technolo-
 
              

  EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                       [ ] is old law to be omitted.
                                                            LBD12673-03-8

 S. 7508--A                          2                         A. 9508--A
 
   gy, in relation to  demonstrations  and  tests;  in  relation  to  the
   submission  or reports; and in relation to extending the effectiveness
   thereof; relates to  demonstrations  and  testing  of  motor  vehicles
   equipped  with  autonomous  vehicle  technology; and to repeal section
   1226 of the vehicle and traffic law, relating to control  of  steering
   mechanisms  (Part  H);  to amend the state finance law, in relation to
   removing the authorization  for  the  OSC  to  prescribe  a  reporting
   requirement to the city of New York (Part I); to amend the vehicle and
   traffic law, in relation to establishing a pre-licensing course inter-
   net  program;  and  providing  for  the repeal of such provisions upon
   expiration thereof (Part J); to amend the vehicle and traffic law,  in
   relation  to  the  disposition  of  certain  proceeds collected by the
   commissioner of motor vehicles; to amend the  transportation  law  and
   the  tax  law,  in  relation  to  the  disposition of certain fees and
   assessments; to amend the  state  finance  law,  in  relation  to  the
   special  obligation reserve and payment account of the dedicated high-
   way and bridge trust fund; to amend the  public  authorities  law,  in
   relation  to  the  metropolitan transportation authority finance fund;
   and to amend the state finance law, in relation  to  the  metropolitan
   transportation authority financial assistance fund; to repeal subdivi-
   sion  5  of  section  317  of  the vehicle and traffic law relating to
   certain assessments charged and collected by the commissioner of motor
   vehicles; to repeal subdivision 6 of section 423-a of the vehicle  and
   traffic  law  relating  to  funds collected by the department of motor
   vehicles from the sale of certain assets; and to repeal subdivision  4
   of  section  94  of  the  transportation  law relating to certain fees
   collected by the commissioner of transportation (Part K); to amend the
   public authorities law, in  relation  to  creation  of  transportation
   improvement  subdistricts;  and to amend the real property tax law, in
   relation to authorizing a tax levy to fund certain operations  of  the
   Metropolitan  Transportation  Authority  (Part L); to amend the public
   authorities law, in relation to the funding of the capital program  of
   the  metropolitan  transportation  authority  (Part  M);  to amend the
   public authorities law, in relation  to  acceleration  of  procurement
   contracts  made  with foreign enterprises; in relation to acceleration
   of procurements made for smaller purchases; and  in  relation  to  the
   modification  of  service or funding agreements (Part N); to amend the
   New York state urban  development  corporation  act,  in  relation  to
   extending  certain  provisions  relating  to the empire state economic
   development fund (Part O); to amend the chapter 393  of  the  laws  of
   1994,  amending  the New York state urban development corporation act,
   relating to the powers of the New York state urban development  corpo-
   ration  to  make loans, in relation to the effectiveness thereof (Part
   P); to amend the executive law, the  state  finance  law,  the  public
   authorities  law,  the  public  buildings  law,  and the penal law, in
   relation to the reauthorization of the minority and women-owned  busi-
   ness  enterprise  program;  to  amend chapter 261 of the laws of 1988,
   amending the state finance law and other  laws  relating  to  the  New
   York  state  infrastructure  fund, in relation to the effectiveness of
   certain provisions  thereof;  and  to  amend  the  executive  law,  in
   relation  to establishing the workforce diversity program; and provid-
   ing for the repeal of certain provisions upon expiration thereof (Part
   Q); to amend the infrastructure investment act, in relation to author-
   ized entities and design-build contracts (Part R); to amend chapter 21
   of the laws of 2003, amending the executive law relating to permitting
   the secretary of state to provide special handling for  all  documents

 S. 7508--A                          3                         A. 9508--A
 
   filed  or  issued  by the division of corporations and to permit addi-
   tional levels of such expedited service, in relation to extending  the
   expiration  date  thereof  (Part S); to amend the business corporation
   law,  the cooperative corporations law, the executive law, the general
   associations law, the general  business  law,  the  limited  liability
   company  law, the not-for-profit corporation law, the partnership law,
   the private housing finance law, the arts and  cultural  affairs  law,
   the real property law and the tax law, in relation to streamlining the
   process  by  which service of process is served against a corporate or
   other entity with the  secretary  of  state;  and  to  repeal  certain
   provisions  of  the  real  property  law relating thereto (Part T); to
   amend the general municipal law, in relation to brownfield opportunity
   areas (Part U); to repeal section 159-j of the executive law, relating
   to the local share requirement for providers under the federal  commu-
   nity  services block grant program (Part V); to amend the banking law,
   in relation to student loan servicers (Subpart A); to amend the finan-
   cial services law, in relation to student debt collectors (Subpart B);
   and to amend the education law, in relation to  student  loan  debtors
   (Subpart  C)(Part W); to amend chapter 584 of the laws of 2011, amend-
   ing the public authorities law relating to the powers  and  duties  of
   the  dormitory  authority  of  the  state  of New York relative to the
   establishment of subsidiaries for certain purposes, in relation to the
   effectiveness thereof (Part X); to amend part S of chapter 58  of  the
   laws  of  2016,  amending  the New York state urban development corpo-
   ration act relating to transferring the statutory  authority  for  the
   promulgation  of  marketing  orders from the department of agriculture
   and markets to the New York state urban  development  corporation,  in
   relation  to  the  effectiveness  thereof  (Part Y); to amend the real
   property tax law, in relation to the taxation of forest land; to amend
   the environmental conservation law,  in  relation  to  timber  harvest
   notification  and  the  creation  of  forest protection and management
   programs; and to amend the state  finance  law,  in  relation  to  the
   procurement  of  wood  and  wood fiber projects (Part Z); to amend the
   state finance law and the environmental conservation law, in  relation
   to  the  environmental  protection  fund, the hazardous waste remedial
   fund and the mitigation and remediation of solid waste sites;  and  to
   repeal  certain  provisions  of the state finance law and the environ-
   mental conservation law relating thereto (Part AA); to amend the envi-
   ronmental conservation law, in relation to the donation of excess food
   and recycling of food scraps (Part BB);  to  amend  the  environmental
   conservation  law,  in  relation  to the Central Pine Barrens area and
   core preservation area (Part CC); authorizing utility and cable  tele-
   vision  assessments  to provide funds to the department of health from
   cable television assessment revenues and to the departments  of  agri-
   culture  and  markets,  environmental  conservation,  office of parks,
   recreation and historic preservation, and state from  utility  assess-
   ment  revenues  (Part  DD);  authorizing  the  New  York  state energy
   research and  development  authority  to  finance  a  portion  of  its
   research, development and demonstration, policy and planning, and Fuel
   NY programs, as well as the department of environmental conservation's
   climate  change program and the department of agriculture and markets'
   Fuel NY program, from an assessment on gas and  electric  corporations
   (Part  EE);  to amend the public authorities law, in relation to ener-
   gy-related projects, programs and services of the power  authority  of
   the  state of New York (Part FF); to amend the public authorities law,
   in relation to the provision of renewable  power  and  energy  by  the

 S. 7508--A                          4                         A. 9508--A
 
   power authority of the state of New York (Part GG); and ; to amend the
   real  property  actions  and  proceedings  law, in relation to reverse
   mortgages (Part HH); and to amend the vehicle  and  traffic  law,  the
   general  municipal  law,  and  the public officers law, in relation to
   owner liability for failure of an operator  to  comply  with  stopping
   requirements  in certain portions of the city of New York; and provid-
   ing for the repeal of such provisions upon  expiration  thereof  (Part
   II)
 
   THE  PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
 BLY, DO ENACT AS FOLLOWS:
 
   Section 1. This act enacts into law major  components  of  legislation
 which are necessary to implement the state fiscal plan for the 2018-2019
 state  fiscal  year.  Each  component  is wholly contained within a Part
 identified as Parts A through II. The effective date for each particular
 provision contained within such Part is set forth in the last section of
 such Part.   Any provision in  any  section  contained  within  a  Part,
 including  the  effective date of the Part, which makes a reference to a
 section "of this act", when used  in  connection  with  that  particular
 component,  shall  be  deemed  to  mean  and  refer to the corresponding
 section of the Part in which it is found. Section three of this act sets
 forth the general effective date of this act.
 
                                  PART A
 
   Section 1. Subparagraph (iii) of paragraph (b)  of  subdivision  2  of
 section 510 of the vehicle and traffic law, as amended by chapter 349 of
 1993, is amended to read as follows:
   (iii)  such  registrations shall be suspended when necessary to comply
 with subdivision nine of section one hundred forty or  subdivision  four
 of  section  one hundred forty-five of the transportation law OR WITH AN
 OUT OF SERVICE ORDER ISSUED BY THE UNITED STATES DEPARTMENT OF TRANSPOR-
 TATION. The commissioner shall have the authority to deny a registration
 or renewal application to any other person for the same vehicle and  may
 deny  a  registration or renewal application for any other motor vehicle
 registered in the name of the applicant where  it  has  been  determined
 that  such  registrant's  intent  has been to evade the purposes of this
 subdivision and where the commissioner has reasonable grounds to believe
 that such registration or renewal will have the effect of defeating  the
 purposes  of  this subdivision.   ANY SUSPENSION ISSUED PURSUANT TO THIS
 SUBDIVISION BY REASON OF AN OUT OF SERVICE ORDER ISSUED  BY  THE  UNITED
 STATES  DEPARTMENT  OF  TRANSPORTATION SHALL REMAIN IN EFFECT UNTIL SUCH
 TIME AS THE COMMISSIONER IS NOTIFIED BY THE UNITED STATES DEPARTMENT  OF
 TRANSPORTATION  OR  THE  COMMISSIONER  OF  TRANSPORTATION THAT THE ORDER
 RESULTING IN THE SUSPENSION IS NO LONGER IN EFFECT.
   § 2. Subdivision 3 of section 145 of the transportation law, as  added
 by chapter 635 of the laws of 1983, is amended to read as follows:
   3.  In  addition  to,  or  in lieu of, any sanctions set forth in this
 section, the commissioner may, after a hearing, impose a penalty not  to
 exceed a maximum of five thousand dollars in any one proceeding upon any
 person  if  the commissioner finds that such person or officer, agent or
 employee thereof has failed to comply  with  the  requirements  of  this
 chapter or any rule, regulation or order of the commissioner promulgated
 thereunder.  PROVIDED, HOWEVER, THAT THE COMMISSIONER MAY, AFTER A HEAR-

 S. 7508--A                          5                         A. 9508--A

 ING,  IMPOSE  A  PENALTY  NOT TO EXCEED TEN THOUSAND DOLLARS IN A SECOND
 PROCEEDING FOR ANOTHER VIOLATION COMMITTED WITHIN EIGHTEEN MONTHS AND  A
 PENALTY NOT TO EXCEED TWENTY-FIVE THOUSAND DOLLARS IN A THIRD PROCEEDING
 FOR  ADDITIONAL  VIOLATIONS  COMMITTED  WITHIN  EIGHTEEN MONTHS. If such
 penalty is not paid within  four  months,  the  amount  thereof  may  be
 entered as a judgment in the office of the clerk of the county of Albany
 and  in  any  other  county  in which the person resides, has a place of
 business or through which it operates. Thereafter, if said judgment  has
 not been satisfied within ninety days, any certificate or permit held by
 any  such  person may be revoked upon notice but without a further hear-
 ing. Provided, however, that if a person shall apply for a rehearing  of
 the  determination  of the penalty pursuant to the provisions of section
 eighty-nine of this chapter, judgment  shall  not  be  entered  until  a
 determination has been made on the application for a rehearing.  Further
 provided  however,  that  if  after a rehearing a penalty is imposed and
 such penalty is not paid within four months of the date  of  service  of
 the  rehearing  decision, the amount of such penalty may be entered as a
 judgment in the office of the clerk of the county of Albany and  in  any
 other  county  in  which  the person resides, has a place of business or
 through which it operates. Thereafter, if said  judgment  has  not  been
 satisfied within ninety days, any certificate or permit held by any such
 person may be revoked upon notice but without a further hearing.
   § 3. This act shall take effect immediately.
 
                                  PART B

   Section  1. Subdivision 3 of section 20 of the highway law, as amended
 by chapter 736 of the laws of 1984, is amended to read as follows:
   3. The commissioner may  in  his  discretion  develop  such  sites  by
 providing  any or all of the following: a water supply, sanitary facili-
 ties, parking space for automobiles or such other COMMERCIAL OR non-com-
 mercial facilities as are suitable for  rest  and  relaxation  stops  by
 highway  travelers. The commissioner may also permit the installation of
 vending machines dispensing such food, drink and other  articles  as  he
 deems appropriate or desirable.  Such sites shall be suitably marked and
 markings  indicating  their  location may be erected on highways leading
 thereto.
   § 2. This act shall take effect immediately.
 
                                  PART C

   Section 1. Section 217 of the transportation law is amended by  adding
 a new subdivision 9 to read as follows:
   9.  TO ENFORCE THE REQUIREMENTS OF SECTION FIVE THOUSAND THREE HUNDRED
 TWENTY-NINE OF TITLE FORTY-NINE OF THE UNITED STATES  CODE,  AS  AMENDED
 FROM  TIME  TO TIME, AS IT PERTAINS TO RAIL FIXED GUIDEWAY PUBLIC TRANS-
 PORTATION SYSTEMS.
   § 2. This act shall take effect immediately.
 
                                  PART D
 
   Section 1. Subdivision 6 of section 2897 of the public authorities law
 is amended by adding a new paragraph f to read as follows:
   F. NOTWITHSTANDING ANYTHING TO THE CONTRARY CONTAINED IN THIS SECTION,
 DISPOSALS FOR USE OF THE NEW YORK STATE THRUWAY AUTHORITY'S FIBER  OPTIC

 S. 7508--A                          6                         A. 9508--A
 
 SYSTEM, OR ANY PART THEREOF, MAY BE MADE THROUGH AGREEMENTS BASED ON SET
 FEES RATHER THAN PUBLIC AUCTION OR NEGOTIATION, PROVIDED THAT:
   (I) THE THRUWAY AUTHORITY HAS DETERMINED THE DISPOSAL OF SUCH PROPERTY
 COMPLIES WITH ALL APPLICABLE PROVISIONS OF THIS CHAPTER;
   (II)  DISPOSAL OF SUCH PROPERTY IS IN THE BEST INTEREST OF THE THRUWAY
 AUTHORITY; AND
   (III) THE SET FEES ESTABLISHED FOR USE OF THE FIBER OPTIC  SYSTEM,  OR
 PART  THEREOF, WILL BE BASED ON AN APPRAISAL OF THE FAIR MARKET VALUE OF
 THE PROPERTY.
   DISPOSALS OF THE FIBER OPTIC SYSTEM, OR ANY  PART  THEREOF,  WILL  NOT
 REQUIRE THE EXPLANATORY STATEMENTS REQUIRED BY THIS SECTION.
   § 2. This act shall take effect immediately.
 
                                  PART E
 
   Section  1.  The transportation law is amended by adding a new section
 144 to read as follows:
   § 144. FEES AND CHARGES. THE COMMISSIONER  OR  AUTHORIZED  OFFICER  OR
 EMPLOYEE  OF  THE DEPARTMENT SHALL CHARGE AND COLLECT ONE HUNDRED TWENTY
 DOLLARS FOR THE INSPECTION OR RE-INSPECTION OF ALL MOTOR VEHICLES TRANS-
 PORTING PASSENGERS SUBJECT TO THE DEPARTMENT'S  INSPECTION  REQUIREMENTS
 PURSUANT TO SECTION ONE HUNDRED FORTY OF THIS ARTICLE, EXCEPT SUCH MOTOR
 VEHICLES  OPERATED  UNDER CONTRACT WITH A MUNICIPALITY TO PROVIDE STATE-
 WIDE MASS TRANSPORTATION OPERATING ASSISTANCE ELIGIBLE SERVICE OR  MOTOR
 VEHICLES  USED  PRIMARILY  TO  TRANSPORT PASSENGERS PURSUANT TO SUBPARA-
 GRAPHS (I), (III) AND (V) OF PARAGRAPH A OF SUBDIVISION TWO  OF  SECTION
 ONE HUNDRED FORTY OF THIS ARTICLE. THE DEPARTMENT MAY DENY INSPECTION OF
 ANY  MOTOR  VEHICLE  TRANSPORTING PASSENGERS SUBJECT TO THE DEPARTMENT'S
 INSPECTION REQUIREMENTS IF SUCH FEE IS NOT PAID WITHIN  NINETY  DAYS  OF
 THE DATE NOTED ON THE DEPARTMENT INVOICE.
   § 2. This act shall take effect immediately.
 
                                  PART F
 
   Section  1.  The  first  undesignated paragraph of subdivision 24-b of
 section 10 of the highway law, as amended by  chapter  155  of  laws  of
 1985, is amended to read as follows:
   Have  power,  whenever such commissioner of transportation deems it is
 necessary as a result of work of construction, reconstruction or mainte-
 nance of  state  highways,  to  provide  for  the  removal,  relocation,
 replacement  or  reconstruction  of privately, publicly or cooperatively
 owned water, storm and sewer lines and facilities,  facilities  for  the
 transmission  and/or distribution of communications, power, electricity,
 light, heat, gas, crude products, steam and other  similar  commodities,
 municipal  utility  facilities, or facilities of a corporation organized
 pursuant to the transportation corporations  law  that  are  located  on
 privately  owned  property.  NOTWITHSTANDING  ANY OTHER PROVISION OF ANY
 LAW, THE COMMISSIONER OF TRANSPORTATION MAY ENTER INTO AN AGREEMENT WITH
 A FIBER OPTIC UTILITY FOR OCCUPANCY OF THE STATE RIGHT OF WAY,  PROVIDED
 HOWEVER, ANY PROVIDER OCCUPYING A RIGHT OF WAY IN FULFILLMENT OF A STATE
 GRANT AWARD THROUGH THE NEW NY BROADBAND PROGRAM SHALL NOT BE SUBJECT TO
 A  FEE  FOR  SUCH OCCUPANCY, AND PROVIDED FURTHER, ANY FEE FOR OCCUPANCY
 CHARGED TO A FIBER OPTIC UTILITY SHALL BE PROHIBITED FROM  BEING  PASSED
 THROUGH IN WHOLE OR IN PART AS A FEE, CHARGE, INCREASED SERVICE COST, OR
 BY ANY OTHER MEANS BY A FIBER OPTIC UTILITY TO ANY PERSON OR ENTITY THAT
 CONTRACTS  WITH  SUCH  FIBER  OPTIC  UTILITY  FOR  SERVICE, AND PROVIDED

 S. 7508--A                          7                         A. 9508--A
 
 FURTHER THAT ANY COMPENSATION RECEIVED BY THE  STATE  PURSUANT  TO  SUCH
 AGREEMENT  SHALL  BE DEPOSITED BY THE COMPTROLLER INTO THE SPECIAL OBLI-
 GATION RESERVE AND PAYMENT ACCOUNT OF THE DEDICATED HIGHWAY  AND  BRIDGE
 TRUST  FUND  ESTABLISHED  PURSUANT TO SECTION EIGHTY-NINE-B OF THE STATE
 FINANCE LAW. If such work requires  additional  property  or  if  it  is
 necessary  that the relocation of such facilities be made to other prop-
 erty, he may acquire such property as may be necessary for the  purposes
 of  this  subdivision,  in the same manner as other property is acquired
 for state highway purposes pursuant to this  chapter,  and  he  and  the
 owner  of  such  facilities may enter into a written agreement to convey
 such property as deemed necessary for the purposes of  this  subdivision
 to  such  owner  on  terms  beneficial to the state. The expense of such
 removal, relocation, replacement or reconstruction and cost of  property
 acquisition  shall  be  a  proper charge against funds available for the
 construction, reconstruction or maintenance of state highways.    Except
 when  such  facilities  are owned by a corporation organized pursuant to
 the transportation corporations law, the work  of  such  removal,  relo-
 cation,  replacement or reconstruction shall be performed by contract in
 the same manner as provided for state highways in article three of  this
 chapter,  or,  by  the  use  of departmental forces and equipment and of
 materials purchased therefor, unless the commissioner of  transportation
 consents  to having the owner of such facilities provide for the work of
 such removal, relocation, replacement or  reconstruction.  In  the  case
 where  such  facilities are owned by a corporation organized pursuant to
 the transportation corporations law, the work  of  such  removal,  relo-
 cation,  replacement  or  reconstruction  shall  be provided for by such
 corporation unless it consents to having the commissioner of transporta-
 tion provide for such work to be performed by  contract,  in  accordance
 with  specifications provided by such corporation, in the same manner as
 provided for state highways in article three of this chapter, or, by the
 use of departmental forces and  equipment  and  of  materials  purchased
 therefor.  Upon  the  completion  of  the work, such facilities shall be
 maintained by the owners thereof.
   § 2. The transportation corporations law is amended by  adding  a  new
 section 7 to read as follows:
   §  7.  AGREEMENT  FOR  FIBER OPTIC UTILITY OCCUPANCY OF STATE RIGHT OF
 WAY. NOTWITHSTANDING ANY OTHER PROVISION OF ANY LAW, THE COMMISSIONER OF
 TRANSPORTATION MAY ENTER INTO AN AGREEMENT WITH A  FIBER  OPTIC  UTILITY
 FOR  OCCUPANCY OF THE STATE RIGHT OF WAY, PROVIDED HOWEVER, ANY PROVIDER
 OCCUPYING A RIGHT OF WAY IN FULFILLMENT OF A STATE GRANT  AWARD  THROUGH
 THE  NEW  NY  BROADBAND  PROGRAM  SHALL NOT BE SUBJECT TO A FEE FOR SUCH
 OCCUPANCY, AND PROVIDED FURTHER, ANY FEE  FOR  OCCUPANCY  CHARGED  TO  A
 FIBER  OPTIC  UTILITY  SHALL  BE PROHIBITED FROM BEING PASSED THROUGH IN
 WHOLE OR IN PART AS A FEE, CHARGE, INCREASED SERVICE  COST,  OR  BY  ANY
 OTHER  MEANS  BY  A  FIBER  OPTIC  UTILITY  TO ANY PERSON OR ENTITY THAT
 CONTRACTS WITH SUCH  FIBER  OPTIC  UTILITY  FOR  SERVICE,  AND  PROVIDED
 FURTHER  THAT  ANY  COMPENSATION  RECEIVED BY THE STATE PURSUANT TO SUCH
 AGREEMENT SHALL BE DEPOSITED BY THE COMPTROLLER INTO THE  SPECIAL  OBLI-
 GATION  RESERVE  AND PAYMENT ACCOUNT OF THE DEDICATED HIGHWAY AND BRIDGE
 TRUST FUND ESTABLISHED PURSUANT TO SECTION EIGHTY-NINE-B  OF  THE  STATE
 FINANCE LAW.
   § 3. The general municipal law is amended by adding a new article 13-E
 to read as follows:
                               ARTICLE 13-E
                   SMALL WIRELESS FACILITIES DEPLOYMENT
 SECTION 300. DEFINITIONS.

 S. 7508--A                          8                         A. 9508--A
 
         301. USE OF RIGHT OF WAY.
         302. COLLOCATION OF SMALL WIRELESS FACILITIES AND MICRO WIRELESS
                FACILITIES.
         303. ACCESS TO MUNICIPAL CORPORATION STRUCTURES.
         304. LOCAL AUTHORITY
         305. DISPUTE RESOLUTION.
         306. INDEMNIFICATION.
   §  300.  DEFINITIONS.  FOR THE PURPOSES OF THIS ARTICLE, THE FOLLOWING
 TERMS SHALL HAVE THE FOLLOWING MEANINGS  UNLESS  THE  CONTEXT  INDICATES
 OTHERWISE:
   1. "ANTENNA" MEANS COMMUNICATIONS EQUIPMENT THAT TRANSMITS OR RECEIVES
 ELECTROMAGNETIC  RADIO  FREQUENCY SIGNALS USED IN THE PROVISION OF WIRE-
 LESS SERVICES.
   2. "APPLICABLE CODES" MEANS THE NEW YORK STATE UNIFORM FIRE PREVENTION
 AND BUILDING CODE AS ADOPTED, AND AS MAY BE AMENDED, PURSUANT TO ARTICLE
 EIGHTEEN OF THE EXECUTIVE LAW.
   3. "APPLICANT" MEANS ANY PERSON OR ENTITY THAT  FILES  AN  APPLICATION
 WITH A MUNICIPAL CORPORATION TO INSTALL OR MODIFY WIRELESS FACILITIES ON
 BEHALF OF A COMMUNICATIONS SERVICE PROVIDER OR WIRELESS PROVIDER.
   4.  "APPLICATION" MEANS A REQUEST SUBMITTED BY AN APPLICANT TO A LOCAL
 GOVERNMENT FOR A PERMIT TO COLLOCATE SMALL WIRELESS  FACILITIES;  OR  TO
 APPROVE  THE  INSTALLATION OR MODIFICATION OF A UTILITY POLE OR WIRELESS
 SUPPORT STRUCTURE.
   5. "APPLICATION FEE" MEANS THE ONE TIME FEE CHARGED TO AN APPLICANT BY
 A MUNICIPAL CORPORATION FOR REVIEW OF AN  APPLICATION.  THE  APPLICATION
 FEE MAY NOT EXCEED THE ACTUAL REASONABLE COSTS INCURRED BY THE MUNICIPAL
 CORPORATION IN CONNECTION WITH ITS REVIEW OF THE APPLICATION.
   6.  "POLE"  MEANS:  (I)  A UTILITY POLE, OTHER THAN A UTILITY POLE FOR
 DESIGNATED SERVICES, OWNED OR OPERATED BY A MUNICIPAL CORPORATION IN THE
 RIGHT OF WAY, INCLUDING A UTILITY POLE THAT PROVIDES LIGHTING OR TRAFFIC
 CONTROL FUNCTIONS, INCLUDING LIGHT POLES, TRAFFIC  SIGNALS,  AND  STRUC-
 TURES  FOR  SIGNAGE; AND (II) A POLE OR SIMILAR STRUCTURE OWNED OR OPER-
 ATED BY A MUNICIPAL CORPORATION IN THE RIGHT OF WAY THAT  SUPPORTS  ONLY
 WIRELESS FACILITIES.
   7.  "BASE  STATION"  MEANS  WIRELESS  FACILITIES OR A WIRELESS SUPPORT
 STRUCTURE OR UTILITY POLE THAT CURRENTLY SUPPORTS  WIRELESS  FACILITIES.
 THE  TERM  DOES  NOT  INCLUDE  A  TOWER,  AS  DEFINED  IN 47 C.F.R. § 1.
 40001(B)(9), OR ASSOCIATED WIRELESS FACILITIES.
   8. "COLLOCATE" MEANS TO INSTALL, MOUNT, MAINTAIN, MODIFY, OPERATE,  OR
 REPLACE  WIRELESS FACILITIES ON OR ADJACENT TO A WIRELESS SUPPORT STRUC-
 TURE OR UTILITY POLE. THE TERM "COLLOCATION" HAS A  CORRESPONDING  MEAN-
 ING.
   9.  "COMMUNICATIONS  SERVICE  PROVIDER"  MEANS  A  CABLE  OPERATOR, AS
 DEFINED IN 47 U.S.C. § 522(5); A PROVIDER  OF  INFORMATION  SERVICE,  AS
 DEFINED IN 47 U.S.C. § 153(24); A TELECOMMUNICATIONS CARRIER, AS DEFINED
 IN 47 U.S.C. § 153(51); OR A WIRELESS PROVIDER.
   10.  "FCC"  MEANS  THE FEDERAL COMMUNICATIONS COMMISSION OF THE UNITED
 STATES.
   11. "FEE" MEANS A ONE-TIME CHARGE.
   12. "LAW" MEANS FEDERAL, STATE, OR LOCAL  LAW,  STATUTE,  COMMON  LAW,
 CODE, RULE, REGULATION, ORDER, OR ORDINANCE.
   13. "MICRO WIRELESS FACILITY" MEANS A WIRELESS FACILITY THAT MEETS THE
 FOLLOWING  QUALIFICATIONS:  (I)  IS NOT LARGER IN DIMENSION THAN TWENTY-
 FOUR INCHES IN LENGTH, FIFTEEN INCHES IN WIDTH,  AND  TWELVE  INCHES  IN
 HEIGHT; AND (II) ANY EXTERIOR ANTENNA IS NO LONGER THAN ELEVEN INCHES.

 S. 7508--A                          9                         A. 9508--A
 
   14.  "PERMIT"  MEANS  A  WRITTEN AUTHORIZATION REQUIRED BY A MUNICIPAL
 CORPORATION TO PERFORM AN ACTION OR INITIATE, CONTINUE,  OR  COMPLETE  A
 PROJECT RELATING TO THE INSTALLATION OR MODIFICATION OF WIRELESS FACILI-
 TIES.
   15.  "PERSON"  MEANS  AN  INDIVIDUAL,  CORPORATION,  LIMITED LIABILITY
 COMPANY, PARTNERSHIP, ASSOCIATION, TRUST, OR OTHER ENTITY  OR  ORGANIZA-
 TION.
   16. "RATE" MEANS A RECURRING CHARGE.
   17.  "RIGHT  OF  WAY"  OR  "ROW"  MEANS THE AREA ON, BELOW, OR ABOVE A
 PUBLIC ROADWAY, HIGHWAY, STREET, SIDEWALK, ALLEY, UTILITY  EASEMENT,  OR
 SIMILAR PROPERTY, BUT NOT INCLUDING A FEDERAL INTERSTATE HIGHWAY.
   18.  "SMALL  WIRELESS  FACILITY"  MEANS A WIRELESS FACILITY THAT MEETS
 BOTH OF THE FOLLOWING QUALIFICATIONS: (I) EACH ANTENNA IS LOCATED INSIDE
 AN ENCLOSURE OF NO MORE THAN SIX CUBIC FEET IN VOLUME OR, IN THE CASE OF
 AN ANTENNA THAT HAS EXPOSED ELEMENTS, THE ANTENNA AND ALL OF ITS EXPOSED
 ELEMENTS COULD FIT WITHIN AN IMAGINARY ENCLOSURE OF  NO  MORE  THAN  SIX
 CUBIC  FEET;  AND  (II) ALL OTHER WIRELESS EQUIPMENT ASSOCIATED WITH THE
 FACILITY IS CUMULATIVELY NO MORE THAN TWENTY-EIGHT CUBIC FEET IN VOLUME.
 THE FOLLOWING TYPES OF ASSOCIATED ANCILLARY EQUIPMENT ARE  NOT  INCLUDED
 IN  THE  CALCULATION  OF  EQUIPMENT  VOLUME: ELECTRIC METER, CONCEALMENT
 ELEMENTS, TELECOMMUNICATIONS DEMARCATION BOX,  GROUND-BASED  ENCLOSURES,
 GROUNDING EQUIPMENT, POWER TRANSFER SWITCH, CUT-OFF SWITCH, AND VERTICAL
 CABLE RUNS FOR THE CONNECTION OF POWER AND OTHER SERVICES.
   19.  "SUBSTANTIAL  MODIFICATION"  MEANS  A PROPOSED MODIFICATION TO AN
 EXISTING WIRELESS SUPPORT STRUCTURE OR BASE STATION WHICH WILL  SUBSTAN-
 TIALLY  CHANGE THE PHYSICAL DIMENSIONS OF THE WIRELESS SUPPORT STRUCTURE
 OR BASE STATION UNDER THE  OBJECTIVE  STANDARD  FOR  SUBSTANTIAL  CHANGE
 ADOPTED BY THE FEDERAL COMMUNICATIONS COMMISSION PURSUANT TO 47 C.F.R. §
 1.40001.
   20.  "UTILITY  POLE" MEANS A POLE OR SIMILAR STRUCTURE THAT IS USED IN
 WHOLE OR IN PART BY A COMMUNICATIONS SERVICE PROVIDER  OR  FOR  ELECTRIC
 DISTRIBUTION, LIGHTING, TRAFFIC CONTROL, SIGNAGE, OR A SIMILAR FUNCTION.
 SUCH  TERM SHALL NOT INCLUDE STRUCTURES SUPPORTING ONLY WIRELESS FACILI-
 TIES.
   21. "UTILITY POLE FOR DESIGNATED SERVICES" MEANS A UTILITY POLE  OWNED
 OR  OPERATED  IN  THE  ROW  BY A MUNICIPAL CORPORATION, A PUBLIC UTILITY
 DISTRICT, AN ELECTRIC MEMBERSHIP CORPORATION, OR A RURAL ELECTRIC  COOP-
 ERATIVE THAT IS DESIGNED TO, OR USED IN WHOLE OR IN PART FOR THE PURPOSE
 OF  CARRYING ELECTRIC DISTRIBUTION LINES OR CABLES OR WIRES FOR TELECOM-
 MUNICATIONS, CABLE, OR ELECTRIC SERVICE.
   22. "WIRELESS FACILITY" MEANS  EQUIPMENT  AT  A  FIXED  LOCATION  THAT
 ENABLES  WIRELESS  COMMUNICATIONS  BETWEEN USER EQUIPMENT AND A COMMUNI-
 CATIONS NETWORK,  INCLUDING:  (I)  EQUIPMENT  ASSOCIATED  WITH  WIRELESS
 COMMUNICATIONS;  AND  (II)  RADIO  TRANSCEIVERS,  ANTENNAS,  COAXIAL  OR
 FIBER-OPTIC CABLE, REGULAR AND BACKUP  POWER  SUPPLIES,  AND  COMPARABLE
 EQUIPMENT,  REGARDLESS OF TECHNOLOGICAL CONFIGURATION. THE TERM INCLUDES
 SMALL WIRELESS FACILITIES AND MICRO WIRELESS FACILITIES. THE  TERM  DOES
 NOT INCLUDE THE STRUCTURE OR IMPROVEMENTS ON, UNDER, OR WITHIN WHICH THE
 EQUIPMENT IS COLLOCATED. THE TERM DOES NOT INCLUDE: (I) THE STRUCTURE OR
 IMPROVEMENTS  ON, UNDER, OR WITHIN WHICH THE EQUIPMENT IS COLLOCATED; OR
 (II) COAXIAL OR FIBER-OPTIC CABLE THAT IS BETWEEN WIRELESS STRUCTURES OR
 UTILITY POLES OR THAT  IS  OTHERWISE  NOT  IMMEDIATELY  ADJACENT  TO  OR
 DIRECTLY ASSOCIATED WITH A PARTICULAR ANTENNA.
   23.  "WIRELESS  INFRASTRUCTURE PROVIDER" MEANS ANY PERSON, INCLUDING A
 PERSON AUTHORIZED TO PROVIDE TELECOMMUNICATIONS SERVICE  IN  THE  STATE,
 THAT  BUILDS  OR INSTALLS WIRELESS COMMUNICATION TRANSMISSION EQUIPMENT,

 S. 7508--A                         10                         A. 9508--A
 
 WIRELESS FACILITIES OR WIRELESS SUPPORT STRUCTURES, BUT THAT  IS  NOT  A
 WIRELESS SERVICES PROVIDER.
   24.  "WIRELESS PROVIDER" MEANS A WIRELESS INFRASTRUCTURE PROVIDER OR A
 WIRELESS SERVICES PROVIDER.
   25. "WIRELESS  SERVICES"  MEANS  ANY  SERVICES,  WHETHER  AT  A  FIXED
 LOCATION OR MOBILE, PROVIDED USING WIRELESS FACILITIES.
   26.  "WIRELESS  SERVICES  PROVIDER"  MEANS  ANY  PERSON OR ENTITY THAT
 PROVIDES WIRELESS SERVICES.
   27. "WIRELESS SUPPORT STRUCTURE" MEANS A FREESTANDING STRUCTURE,  SUCH
 AS  A  MONOPOLE;  TOWER, EITHER GUYED OR SELF-SUPPORTING; BILLBOARD; OR,
 OTHER EXISTING OR PROPOSED STRUCTURE DESIGNED TO SUPPORT OR  CAPABLE  OF
 SUPPORTING  WIRELESS  FACILITIES.  SUCH TERM SHALL NOT INCLUDE A UTILITY
 POLE.
   § 301. USE OF RIGHT OF WAY. 1. APPLICABILITY. THIS SECTION SHALL  ONLY
 APPLY TO THE ACTIVITIES OF A WIRELESS PROVIDER WITHIN THE RIGHT OF WAY.
   2.  EXCLUSIVE  USE  PROHIBITED.  A MUNICIPAL CORPORATION MAY NOT ENTER
 INTO AN EXCLUSIVE ARRANGEMENT WITH ANY PERSON FOR USE OF  THE  RIGHT  OF
 WAY  FOR THE CONSTRUCTION, OPERATION, MARKETING, OR MAINTENANCE OF WIRE-
 LESS FACILITIES OR WIRELESS SUPPORT STRUCTURES  OR  THE  COLLOCATION  OF
 SMALL WIRELESS FACILITIES OR MICRO WIRELESS FACILITIES.
   3.  RIGHT  OF  WAY  RATES  AND  FEES. A MUNICIPAL CORPORATION MAY ONLY
 CHARGE A WIRELESS PROVIDER A RATE OR FEE FOR THE USE OF THE RIGHT OF WAY
 WITH RESPECT TO THE CONSTRUCTION, INSTALLATION,  MOUNTING,  MAINTENANCE,
 MODIFICATION,  OPERATION, OR REPLACEMENT OF A WIRELESS FACILITY OR WIRE-
 LESS SUPPORT STRUCTURE IN THE RIGHT OF  WAY,  INCLUDING  COLLOCATION  IN
 SUCH  RIGHT  OF WAY, IF THE MUNICIPAL CORPORATION CHARGES OTHER COMMUNI-
 CATIONS SERVICE PROVIDERS OR  PUBLICLY,  COOPERATIVELY,  OR  MUNICIPALLY
 OWNED  UTILITIES  FOR THE USE OF THE RIGHT OF WAY. IF A MUNICIPAL CORPO-
 RATION IS AUTHORIZED BY APPLICABLE LAW TO CHARGE A RATE OR FEE TO  THOSE
 PERSONS  OR  ENTITIES,  AND DOES SO, ANY SUCH RATE OR FEE FOR A WIRELESS
 PROVIDER MUST BE: (I) LIMITED TO NO MORE THAN THE DIRECT AND ACTUAL COST
 OF MANAGING THE RIGHT OF WAY; AND (II) COMPETITIVELY NEUTRAL WITH REGARD
 TO OTHER USERS OF THE RIGHT OF WAY, INCLUDING INVESTOR, MUNICIPAL CORPO-
 RATION, OR COOPERATIVELY OWNED ENTITIES. NO RATE OR FEE MAY: (I)  RESULT
 IN  A  DOUBLE  RECOVERY  WHERE  EXISTING  RATES,  FEES, OR TAXES ALREADY
 RECOVER THE DIRECT AND ACTUAL COSTS OF MANAGING THE RIGHTS OF WAY;  (II)
 BE  IN THE FORM OF A FRANCHISE OR OTHER FEE BASED ON REVENUE OR CUSTOMER
 COUNTS; (III) BE UNREASONABLE OR DISCRIMINATORY; (IV) VIOLATE ANY APPLI-
 CABLE LAW; OR (V) EXCEED AN ANNUAL AMOUNT EQUAL TO TWENTY DOLLARS  TIMES
 THE NUMBER OF UTILITY POLES OR WIRELESS SUPPORT STRUCTURES IN THE MUNIC-
 IPAL CORPORATION'S GEOGRAPHIC JURISDICTION ON WHICH THE WIRELESS PROVID-
 ER HAS COLLOCATED A SMALL WIRELESS FACILITY ANTENNA. NOTWITHSTANDING THE
 FOREGOING,  IN  RECOGNITION  OF THE PUBLIC BENEFITS OF THE DEPLOYMENT OF
 WIRELESS SERVICES, A MUNICIPAL CORPORATION IS PERMITTED, ON A NONDISCRI-
 MINATORY BASIS, TO REFRAIN FROM CHARGING ANY RATE OR FEE TO  A  WIRELESS
 PROVIDER FOR THE USE OF THE RIGHT OF WAY.
   4.  RATE  OR  FEE  ADJUSTMENT.  SHOULD A MUNICIPAL CORPORATION HAVE AN
 EXISTING RATE OR FEE TO CONSTRUCT,  INSTALL,  MOUNT,  MAINTAIN,  MODIFY,
 OPERATE, OR REPLACE A WIRELESS FACILITY OR WIRELESS SUPPORT STRUCTURE IN
 THE  ROW, INCLUDING COLLOCATION IN SUCH ROW, CONTROLLED BY THE MUNICIPAL
 CORPORATION AND SUCH RATE OR FEE DOES NOT COMPLY WITH  THE  REQUIREMENTS
 IN  SUBDIVISION THREE OF THIS SECTION, NOT LATER THAN SIX MONTHS FOLLOW-
 ING THE EFFECTIVE DATE OF THIS ARTICLE, THE MUNICIPAL CORPORATION  SHALL
 IMPLEMENT  A REVISED RATE OR FEE TO ENSURE COMPLIANCE WITH SUCH SUBDIVI-
 SION THREE FOR ALL AFFECTED PERSONS.

 S. 7508--A                         11                         A. 9508--A
 
   5. RIGHT OF ACCESS. SUBJECT TO THE  PROVISIONS  OF  THIS  SECTION  AND
 APPROVAL  OF AN APPLICATION, IF REQUIRED, A WIRELESS PROVIDER SHALL HAVE
 THE RIGHT, AS A PERMITTED USE NOT SUBJECT TO ZONING REVIEW OR  APPROVAL,
 BUT  SUBJECT TO THE ISSUANCE OF A PERMIT BY THE MUNICIPAL CORPORATION AS
 PROVIDED   IN   THIS  ARTICLE,  TO  COLLOCATE  WIRELESS  FACILITIES  AND
 CONSTRUCT, MODIFY, MAINTAIN, AND OPERATE UTILITY POLES, WIRELESS SUPPORT
 STRUCTURES, CONDUIT, CABLE, AND  RELATED  APPURTENANCES  AND  FACILITIES
 ALONG,  ACROSS,  UPON, AND UNDER THE ROW. SUCH STRUCTURES AND FACILITIES
 SHALL BE SO CONSTRUCTED AND MAINTAINED AS NOT TO OBSTRUCT OR HINDER  THE
 USUAL  TRAVEL  OR PUBLIC SAFETY ON SUCH ROW OR OBSTRUCT THE LEGAL USE OF
 SUCH ROW BY OTHER UTILITIES. EACH NEW OR MODIFIED UTILITY POLE AND WIRE-
 LESS SUPPORT STRUCTURE INSTALLED IN THE ROW SHALL NOT EXCEED THE GREATER
 OF (I) TEN FEET IN HEIGHT ABOVE THE TALLEST  EXISTING  UTILITY  POLE  IN
 PLACE  AS  OF  THE  EFFECTIVE  DATE  OF THIS ARTICLE LOCATED WITHIN FIVE
 HUNDRED FEET OF THE NEW POLE IN THE SAME ROW; OR (II) FIFTY  FEET  ABOVE
 GROUND LEVEL. NEW WIRELESS FACILITIES IN THE ROW MAY NOT EXTEND (I) MORE
 THAN  TEN FEET ABOVE AN EXISTING UTILITY POLE OR WIRELESS SUPPORT STRUC-
 TURE IN PLACE AS OF THE EFFECTIVE DATE OF THIS ARTICLE;  OR  (II)  ABOVE
 THE  HEIGHT  PERMITTED FOR A NEW UTILITY POLE OR WIRELESS SUPPORT STRUC-
 TURE UNDER THIS SECTION. NOTWITHSTANDING THE FOREGOING:
   A. SUBJECT TO THIS ARTICLE, A WIRELESS PROVIDER SHALL HAVE  THE  RIGHT
 TO  CONSTRUCT,  MODIFY  AND  MAINTAIN  A  UTILITY POLE, WIRELESS SUPPORT
 STRUCTURE, OR WIRELESS FACILITY THAT EXCEEDS THESE  SIZE  LIMITS  ALONG,
 ACROSS,  UPON  AND  UNDER  THE ROW, SUBJECT TO REVIEW IN ACCORDANCE WITH
 APPLICABLE MUNICIPAL ZONING REGULATIONS; AND
   B.  APPLICANTS  SHALL  COMPLY  WITH  NONDISCRIMINATORY  UNDERGROUNDING
 REQUIREMENTS  AFTER  OBTAINING  PRIOR ZONING APPROVAL IN AREAS ZONED FOR
 SINGLE FAMILY RESIDENTIAL USE, PROVIDED THAT SUCH REQUIREMENTS SHALL NOT
 PROHIBIT THE REPLACEMENT OF EXISTING STRUCTURES OR RESULT IN  AN  EFFEC-
 TIVE  PROHIBITION  OF  SERVICES.  IN  ALL  OTHER ZONING DISTRICTS, PRIOR
 ZONING APPROVAL SHALL NOT BE REQUIRED FOR UNDERGROUNDING NEW INFRASTRUC-
 TURE ASSOCIATED WITH SMALL WIRELESS FACILITIES.
   6. NO DISCRIMINATION. THE MUNICIPAL CORPORATION, IN  THE  EXERCISE  OF
 ITS  ADMINISTRATION  AND REGULATION RELATED TO THE MANAGEMENT OF THE ROW
 MUST BE COMPETITIVELY NEUTRAL WITH REGARD TO OTHER  USERS  OF  THE  ROW,
 INCLUDING  THAT  TERMS MAY NOT BE UNREASONABLE OR DISCRIMINATORY AND MAY
 NOT VIOLATE ANY APPLICABLE LAW.
   7. DAMAGE AND REPAIR. THE MUNICIPAL CORPORATION MAY REQUIRE A WIRELESS
 PROVIDER TO REPAIR ALL DAMAGE TO THE ROW DIRECTLY CAUSED BY  THE  ACTIV-
 ITIES  OF  THE WIRELESS PROVIDER, WHILE OCCUPYING, INSTALLING, REPAIRING
 OR MAINTAINING WIRELESS  FACILITIES,  WIRELESS  SUPPORT  STRUCTURES,  OR
 UTILITY  POLES IN THE ROW AND TO RETURN THE ROW TO ITS FUNCTIONAL EQUIV-
 ALENCE BEFORE THE DAMAGE PURSUANT TO THE COMPETITIVELY NEUTRAL,  REASON-
 ABLE  REQUIREMENTS  AND  SPECIFICATIONS OF THE MUNICIPAL CORPORATION. IF
 THE WIRELESS PROVIDER FAILS TO MAKE THE REPAIRS REASONABLY  REQUIRED  BY
 THE MUNICIPAL CORPORATION WITHIN A REASONABLE TIME AFTER WRITTEN NOTICE,
 THE MUNICIPAL CORPORATION MAY EFFECT THOSE REPAIRS AND CHARGE THE APPLI-
 CABLE PARTY THE REASONABLE, DOCUMENTED ACTUAL COST OF SUCH REPAIRS.
   §  302.  COLLOCATION  OF  SMALL WIRELESS FACILITIES AND MICRO WIRELESS
 FACILITIES. 1. APPLICABILITY. THE PROVISIONS OF THIS SECTION SHALL APPLY
 TO ACTIVITIES OF A WIRELESS PROVIDER WITHIN OR OUTSIDE OF THE  RIGHT  OF
 WAY.
   2.  EXCEPT  AS EXPRESSLY PROVIDED IN THIS ARTICLE, NO MUNICIPAL CORPO-
 RATION  MAY  REGULATE,  PROHIBIT  OR  CHARGE  FOR  THE  COLLOCATION   OF
 SMALL/MICRO WIRELESS FACILITIES.

 S. 7508--A                         12                         A. 9508--A
 
   3.  SMALL  WIRELESS  FACILITIES AND MICRO WIRELESS FACILITIES SHALL BE
 CLASSIFIED AS PERMITTED  USES  AND  NOT  SUBJECT  TO  ZONING  REVIEW  OR
 APPROVAL  IF  THEY ARE COLLOCATED: (I) IN THE RIGHT OF WAY IN ANY ZONING
 DISTRICT; OR (II) OUTSIDE THE RIGHT OF WAY IN PROPERTY NOT ZONED  EXCLU-
 SIVELY FOR SINGLE FAMILY RESIDENTIAL USE.
   4.  A  MUNICIPAL CORPORATION MAY REQUIRE AN APPLICANT TO OBTAIN ONE OR
 MORE PERMITS TO COLLOCATE  A  SMALL  WIRELESS  FACILITY,  PROVIDED  SUCH
 PERMITS  ARE  OF  GENERAL  APPLICABILITY AND DO NOT APPLY EXCLUSIVELY TO
 WIRELESS FACILITIES. A MUNICIPAL CORPORATION SHALL RECEIVE  APPLICATIONS
 FOR,  PROCESS,  AND ISSUE SUCH PERMITS SUBJECT TO THE FOLLOWING REQUIRE-
 MENTS: (I) NO MUNICIPAL CORPORATION MAY, DIRECTLY OR INDIRECTLY, REQUIRE
 AN APPLICANT TO PERFORM SERVICES UNRELATED TO THE COLLOCATION FOR  WHICH
 APPROVAL  IS  SOUGHT,  SUCH  AS  IN-KIND  CONTRIBUTIONS TO THE MUNICIPAL
 CORPORATION, INCLUDING RESERVING FIBER, CONDUIT, OR POLE SPACE  FOR  THE
 MUNICIPAL  CORPORATION;  (II)  NO APPLICANT SHALL BE REQUIRED TO PROVIDE
 MORE INFORMATION TO OBTAIN A PERMIT THAN COMMUNICATIONS SERVICE  PROVID-
 ERS  THAT ARE NOT WIRELESS PROVIDERS; (III) WITHIN TEN DAYS OF RECEIVING
 AN APPLICATION, A MUNICIPAL CORPORATION SHALL DETERMINE AND  NOTIFY  THE
 APPLICANT  WHETHER  THE  APPLICATION  IS  COMPLETE. IF AN APPLICATION IS
 INCOMPLETE, THE MUNICIPAL CORPORATION SHALL SPECIFICALLY  IDENTIFY  WHAT
 INFORMATION  IS  MISSING;  (IV)  AN  APPLICATION SHALL BE PROCESSED ON A
 NONDISCRIMINATORY BASIS AND SHALL BE DEEMED APPROVED  IF  THE  MUNICIPAL
 CORPORATION  FAILS  TO  OTHERWISE APPROVE OR DENY THE APPLICATION WITHIN
 SIXTY DAYS OF RECEIPT; AND (V) A MUNICIPAL CORPORATION SHALL APPROVE  AN
 APPLICATION  UNLESS  IT  DOES NOT MEET THE REQUIREMENTS OF THIS ARTICLE.
 THE MUNICIPAL CORPORATION SHALL  DOCUMENT  THE  BASIS  FOR  ANY  DENIAL,
 INCLUDING  THE  SPECIFIC  CODE PROVISIONS ON WHICH THE DENIAL WAS BASED,
 AND SEND THE DOCUMENTATION TO THE APPLICANT ON OR  BEFORE  THE  DAY  THE
 MUNICIPAL CORPORATION DENIES THE APPLICATION. THE APPLICANT MAY CURE THE
 DEFICIENCIES  IDENTIFIED  BY  THE MUNICIPAL CORPORATION AND RESUBMIT THE
 APPLICATION WITHIN THIRTY DAYS OF THE DENIAL  WITHOUT  PAYING  AN  ADDI-
 TIONAL  APPLICATION FEE. THE MUNICIPAL CORPORATION SHALL APPROVE OR DENY
 THE REVISED APPLICATION WITHIN THIRTY DAYS. ANY SUBSEQUENT REVIEW  SHALL
 BE  LIMITED  TO  THE DEFICIENCIES CITED IN THE DENIAL; (VI) AN APPLICANT
 SEEKING TO COLLOCATE SMALL WIRELESS FACILITIES WITHIN  THE  JURISDICTION
 OF  A  SINGLE MUNICIPAL CORPORATION SHALL BE ALLOWED, AT THE APPLICANT'S
 DISCRETION, TO FILE A CONSOLIDATED  APPLICATION  AND  RECEIVE  A  SINGLE
 PERMIT  FOR THE COLLOCATION OF MULTIPLE SMALL WIRELESS FACILITIES; (VII)
 COLLOCATION FOR WHICH A PERMIT HAS BEEN GRANTED  SHALL  COMMENCE  WITHIN
 ONE  YEAR  OF APPROVAL AND SHALL BE PURSUED TO COMPLETION; AND (VIII) NO
 MUNICIPAL CORPORATION MAY INSTITUTE, EITHER EXPRESSLY  OR  DE  FACTO,  A
 MORATORIUM  ON:  A. FILING, RECEIVING, OR PROCESSING APPLICATIONS; OR B.
 ISSUING PERMITS OR OTHER APPROVALS, IF ANY, FOR THE COLLOCATION OF SMALL
 WIRELESS FACILITIES.
   5. APPLICATION FEES SHALL BE SUBJECT TO  THE  FOLLOWING  REQUIREMENTS:
 (I)  A  MUNICIPAL CORPORATION MAY CHARGE AN APPLICATION FEE ONLY IF SUCH
 FEE IS REQUIRED FOR SIMILAR TYPES OF COMMERCIAL DEVELOPMENT  WITHIN  THE
 MUNICIPAL CORPORATION'S JURISDICTION; (II) A MUNICIPAL CORPORATION SHALL
 ONLY  CHARGE A FEE FOR THE ACTUAL, DIRECT, AND REASONABLE COSTS INCURRED
 BY THE MUNICIPAL CORPORATION RELATING TO THE GRANTING OR  PROCESSING  OF
 AN  APPLICATION.    SUCH FEES SHALL BE REASONABLY RELATED IN TIME TO THE
 INCURRING OF SUCH COSTS.   WHERE SUCH COSTS  ARE  ALREADY  RECOVERED  BY
 EXISTING  FEES, RATES, OR TAXES PAID BY A WIRELESS PROVIDER, NO APPLICA-
 TION FEE SHALL BE ASSESSED TO RECOVER SUCH COSTS; (III) A  FEE  MAY  NOT
 INCLUDE:  A.  TRAVEL EXPENSES INCURRED BY A THIRD PARTY IN ITS REVIEW OF
 AN APPLICATION; OR B. DIRECT PAYMENT OR  REIMBURSEMENT  OF  THIRD  PARTY

 S. 7508--A                         13                         A. 9508--A
 
 RATES  OR FEES CHARGED ON A CONTINGENCY BASIS OR A RESULT-BASED ARRANGE-
 MENT; (IV) IN ANY CONTROVERSY CONCERNING THE APPROPRIATENESS OF  A  FEE,
 THE  MUNICIPAL CORPORATION SHALL HAVE THE BURDEN OF PROVING THAT THE FEE
 IS  REASONABLY  RELATED  TO  THE  ACTUAL,  DIRECT,  AND REASONABLE COSTS
 INCURRED BY THE MUNICIPAL CORPORATION; (V) TOTAL APPLICATION FEES, WHERE
 PERMITTED, SHALL NOT EXCEED THE LESSER OF  THE  AMOUNT  CHARGED  BY  THE
 MUNICIPAL  CORPORATION FOR: A. A BUILDING PERMIT FOR ANY SIMILAR COMMER-
 CIAL CONSTRUCTION, ACTIVITY, OR LAND USE DEVELOPMENT; OR B. ONE  HUNDRED
 DOLLARS  EACH  FOR  UP TO FIVE SMALL WIRELESS FACILITIES ADDRESSED IN AN
 APPLICATION AND FIFTY DOLLARS FOR EACH ADDITIONAL SMALL WIRELESS FACILI-
 TY ADDRESSED IN THE APPLICATION.
   6. NO MUNICIPAL CORPORATION SHALL REQUIRE AN  APPLICATION  FOR:    (I)
 ROUTINE  MAINTENANCE;  (II)  THE REPLACEMENT OF WIRELESS FACILITIES WITH
 WIRELESS FACILITIES THAT ARE SUBSTANTIALLY SIMILAR OR THE SAME  SIZE  OR
 SMALLER; OR (III) THE INSTALLATION, PLACEMENT, MAINTENANCE, OPERATION OR
 REPLACEMENT  OF  MICRO  WIRELESS  FACILITIES  THAT  ARE STRUNG ON CABLES
 BETWEEN EXISTING UTILITY POLES, IN COMPLIANCE WITH  THE  NATIONAL  ELEC-
 TRICAL SAFETY CODE. A MUNICIPAL CORPORATION MAY REQUIRE A PERMIT TO WORK
 WITHIN  THE  RIGHT  OF  WAY FOR SUCH ACTIVITIES, IF APPLICABLE. ANY SUCH
 PERMITS SHALL BE SUBJECT TO THE REQUIREMENTS OF THIS SECTION.
   § 303. ACCESS TO MUNICIPAL CORPORATION STRUCTURES. 1.  COLLOCATION  OF
 SMALL  WIRELESS FACILITIES ON OR ADJACENT TO MUNICIPAL CORPORATION POLES
 AND UTILITY POLES FOR DESIGNATED SERVICES.  (I)  EXCLUSIVE  ARRANGEMENTS
 PROHIBITED.    A PERSON OWNING OR CONTROLLING MUNICIPAL POLES OR UTILITY
 POLES FOR DESIGNATED SERVICES MAY NOT ENTER INTO AN  EXCLUSIVE  ARRANGE-
 MENT  WITH  ANY  PERSON  FOR  THE RIGHT TO ATTACH TO OR ADJACENT TO SUCH
 POLES.
   (II) RATES. A. THE RATES AND FEES FOR COLLOCATIONS ON OR  ADJACENT  TO
 MUNICIPAL  CORPORATION  POLES  OR  UTILITY POLES FOR DESIGNATED SERVICES
 SHALL BE NONDISCRIMINATORY REGARDLESS OF THE SERVICES  PROVIDED  BY  THE
 COLLOCATING  PERSON;  B. THE RATE TO COLLOCATE ON OR ADJACENT TO UTILITY
 POLES FOR DESIGNATED SERVICES MAY NOT EXCEED THE ANNUAL  RECURRING  RATE
 THAT WOULD BE PERMITTED UNDER RULES ADOPTED BY THE FCC UNDER 47 U.S.C. §
 224(E) IF THE RATES WERE REGULATED BY THE FCC OR TWENTY DOLLARS PER YEAR
 PER  WOODEN  UTILITY  POLE  OR  TWO  HUNDRED DOLLARS PER YEAR PER METAL,
 CONCRETE, OR FIBERGLASS UTILITY POLE, WHICHEVER IS LESS; C. THE RATE  TO
 COLLOCATE  ON  MUNICIPAL  CORPORATION  POLES  SHALL  RECOVER THE ACTUAL,
 DIRECT, AND REASONABLE COSTS RELATED TO THE APPLICANT'S APPLICATION  FOR
 AND  USE OF SPACE ON THE MUNICIPAL CORPORATION POLE; D. THE TOTAL ANNUAL
 RATE FOR COLLOCATIONS AND ANY ACTIVITIES RELATED  TO  SUCH  COLLOCATIONS
 SHALL  NOT  EXCEED  THE  LESSER  OF ACTUAL, DIRECT, AND REASONABLE COSTS
 RELATED TO THE COLLOCATION ON OR ADJACENT TO THE POLE OR TWENTY  DOLLARS
 PER  YEAR  PER  WOODEN  UTILITY POLE OR TWO HUNDRED DOLLARS PER YEAR PER
 METAL, CONCRETE, OR FIBERGLASS UTILITY POLE, WHICHEVER IS  LESS;  E.  IN
 ANY CONTROVERSY CONCERNING THE APPROPRIATENESS OF A RATE FOR A MUNICIPAL
 CORPORATION'S  POLE,  THE MUNICIPAL CORPORATION SHALL HAVE THE BURDEN OF
 PROVING THAT THE RATES ARE REASONABLY RELATED TO THE ACTUAL, DIRECT, AND
 REASONABLE COSTS INCURRED FOR USE OF SPACE ON THE POLE FOR SUCH  PERIOD;
 F.    SHOULD A MUNICIPAL CORPORATION, MUNICIPALLY-OWNED OR OPERATED-PER-
 SON, PUBLIC UTILITY DISTRICT,  OR  COOPERATIVE  HAVE  AN  EXISTING  POLE
 ATTACHMENT  RATE,  FEE,  OR  OTHER  TERM  THAT  DOES NOT COMPLY WITH THE
 REQUIREMENTS OF THIS SECTION, THE  MUNICIPAL  CORPORATION,  MUNICIPALLY-
 OWNED OR OPERATED PERSON, PUBLIC UTILITY DISTRICT, OR COOPERATIVE SHALL,
 NOT  LATER THAN SIX MONTHS FOLLOWING THE EFFECTIVE DATE OF THIS ARTICLE,
 REFORM SUCH RATE, FEE, OR TERM IN COMPLIANCE WITH THIS SUBDIVISION.

 S. 7508--A                         14                         A. 9508--A
 
   (III) RATES, FEES, AND TERMS TO BE OFFERED. PERSONS OWNING OR CONTROL-
 LING MUNICIPAL  CORPORATION  POLES  AND  UTILITY  POLES  FOR  DESIGNATED
 SERVICES  SHALL  OFFER RATES, FEES, AND OTHER TERMS THAT COMPLY WITH THE
 PROVISION SET FORTH IN THIS SECTION WITHIN THE LATER OF  SIX  MONTHS  OF
 THE  EFFECTIVE  DATE  OF  THIS ARTICLE OR THREE MONTHS AFTER RECEIVING A
 REQUEST TO COLLOCATE ITS FIRST SMALL WIRELESS FACILITY  ON  A  MUNICIPAL
 CORPORATION  POLE  OR  A  UTILITY  POLE FOR DESIGNATED SERVICES OWNED OR
 CONTROLLED BY A MUNICIPAL CORPORATION.
   2. COLLOCATION  ON  OR  ADJACENT  TO  MUNICIPAL  CORPORATION  WIRELESS
 SUPPORT STRUCTURES AND UTILITY POLES OUTSIDE THE RIGHT OF WAY. A MUNICI-
 PAL CORPORATION SHALL AUTHORIZE THE COLLOCATION OF SMALL WIRELESS FACIL-
 ITIES  AND  MICRO WIRELESS FACILITIES ON OR ADJACENT TO WIRELESS SUPPORT
 STRUCTURES AND UTILITY POLES OWNED OR CONTROLLED BY A  MUNICIPAL  CORPO-
 RATION  THAT  ARE NOT LOCATED WITHIN THE RIGHT OF WAY TO THE SAME EXTENT
 THE MUNICIPAL CORPORATION PERMITS ACCESS TO SUCH  STRUCTURES  FOR  OTHER
 COMMERCIAL  PROJECTS  OR  USES.  SUCH  COLLOCATIONS  SHALL BE SUBJECT TO
 REASONABLE AND NONDISCRIMINATORY RATES, FEES, AND TERMS AS  PROVIDED  IN
 AN  AGREEMENT BETWEEN THE MUNICIPAL CORPORATION AND THE WIRELESS PROVID-
 ER.
   § 304. LOCAL AUTHORITY. SUBJECT TO THE PROVISIONS OF THIS ARTICLE  AND
 APPLICABLE FEDERAL LAW, A MUNICIPAL CORPORATION MAY CONTINUE TO EXERCISE
 ZONING,  LAND USE, PLANNING AND PERMITTING AUTHORITY WITHIN ITS TERRITO-
 RIAL BOUNDARIES, INCLUDING WITH RESPECT TO  WIRELESS  SUPPORT  STRUCTURE
 AND  UTILITY  POLES;  EXCEPT THAT NO MUNICIPAL CORPORATION SHALL HAVE OR
 EXERCISE ANY JURISDICTION OR AUTHORITY  OVER  THE  DESIGN,  ENGINEERING,
 CONSTRUCTION,  INSTALLATION, OR OPERATION OF ANY SMALL WIRELESS FACILITY
 OR MICRO WIRELESS FACILITY LOCATED IN AN INTERIOR STRUCTURE OR UPON  THE
 SITE OF ANY CAMPUS, STADIUM, OR ATHLETIC FACILITY NOT OTHERWISE OWNED OR
 CONTROLLED  BY  THE  MUNICIPAL  CORPORATION,  OTHER  THAN TO COMPLY WITH
 APPLICABLE CODES. NOTHING IN THIS ARTICLE AUTHORIZES THE  STATE  OR  ANY
 POLITICAL  SUBDIVISION,  INCLUDING  A  MUNICIPAL CORPORATION, TO REQUIRE
 WIRELESS FACILITY DEPLOYMENT OR TO REGULATE WIRELESS SERVICES.
   § 305. DISPUTE RESOLUTION. COURTS OF COMPETENT JURISDICTION SHALL HAVE
 JURISDICTION TO DETERMINE ALL DISPUTES ARISING UNDER THIS ARTICLE.
   § 306. INDEMNIFICATION.   NO MUNICIPAL  CORPORATION  SHALL  REQUIRE  A
 WIRELESS  PROVIDER  TO  INDEMNIFY AND HOLD THE MUNICIPAL CORPORATION AND
 ITS OFFICERS AND EMPLOYEES HARMLESS AGAINST ANY CLAIMS, LAWSUITS,  JUDG-
 MENTS,  COSTS,  LIENS,  LOSSES, EXPENSES OR FEES, EXCEPT WHEN A COURT OF
 COMPETENT JURISDICTION HAS FOUND THAT THE  NEGLIGENCE  OF  THE  WIRELESS
 PROVIDER WHILE INSTALLING, REPAIRING OR MAINTAINING CAUSED THE HARM THAT
 CREATED   SUCH   CLAIMS,  LAWSUITS,  JUDGMENTS,  COSTS,  LIENS,  LOSSES,
 EXPENSES, OR FEES OR TO REQUIRE A WIRELESS PROVIDER TO OBTAIN  INSURANCE
 NAMING  THE MUNICIPAL CORPORATION OR ITS OFFICERS AND EMPLOYEES AN ADDI-
 TIONAL INSURED AGAINST ANY OF THE FOREGOING.
   § 4. This act shall take effect immediately; provided,  however,  that
 section  three  of this act shall take effect on the thirtieth day after
 it shall have become a law.
 
                                  PART G
 
   Section 1. Paragraph (c) of subdivision 3 of section 501 of the  vehi-
 cle  and  traffic  law,  as added by chapter 449 of the laws of 1989, is
 amended to read as follows:
   (c) in the city of New York, driving shall be prohibited  EXCEPT  FROM
 FIVE O'CLOCK IN THE MORNING TO NINE O'CLOCK IN THE EVENING WHEN ACCOMPA-
 NIED  BY  A  PERSON  AT  LEAST TWENTY-ONE YEARS OF AGE AND WHO IS A DULY

 S. 7508--A                         15                         A. 9508--A
 
 LICENSED PARENT, GUARDIAN, PERSON IN A POSITION OF LOCO PARENTIS TO  THE
 LICENSEE,  DRIVER  EDUCATION  TEACHER, OR DRIVING SCHOOL INSTRUCTOR WHEN
 OPERATING A VEHICLE EQUIPPED WITH DUAL BRAKE CONTROLS.
   § 2. Subdivision 2 of section 510-c of the vehicle and traffic law, as
 amended  by  section  5  of part B of chapter 55 of the laws of 2014, is
 amended to read as follows:
   2. For purposes of this section, the term "serious traffic  violation"
 shall  mean operating a motor vehicle in violation of any of the follow-
 ing provisions of this chapter:  articles  twenty-five  and  twenty-six;
 subdivision  one  of  section  six  hundred;  section  six  hundred one;
 sections eleven hundred eleven, eleven hundred seventy,  eleven  hundred
 seventy-two and eleven hundred seventy-four; subdivisions (a), (b), (c),
 (d)  and  (f)  of  section  eleven  hundred  eighty,  provided  that the
 violation involved ten or more  miles  per  hour  over  the  established
 limit;  section eleven hundred eighty-two; subdivision [three-a] THREE-B
 of section twelve hundred twenty-nine-c for violations involving use  of
 safety  belts  or seats by a child under the age of sixteen; and section
 twelve hundred twelve of this chapter.
   § 3. Subdivision 3 of section 1225-c of the vehicle and  traffic  law,
 as  added by chapter 69 of the laws of 2001, is amended and a new subdi-
 vision 2-a is added to read as follows:
   2-A. NO PERSON UNDER EIGHTEEN YEARS OF AGE SHALL OPERATE A MOTOR VEHI-
 CLE UPON A PUBLIC HIGHWAY WHILE ENGAGING IN A CALL WITH A  HAND-HELD  OR
 HANDS-FREE  MOBILE  TELEPHONE.  FOR  THE  PURPOSES  OF THIS SUBDIVISION,
 ENGAGING IN A CALL SHALL INCLUDE MAKING OR RECEIVING A CALL WITH A HAND-
 HELD OR HANDS-FREE MOBILE TELEPHONE.
   3. [Subdivision] SUBDIVISIONS two AND TWO-A of this section shall  not
 apply  to  (a)  the  use  of  a mobile telephone for the sole purpose of
 communicating with any of the following  regarding  an  emergency  situ-
 ation: an emergency response operator; a hospital, physician's office or
 health  clinic;  an  ambulance  company  or  corps;  a  fire department,
 district or company; or a police department, (b) any  of  the  following
 persons  while  in  the  performance  of their official duties: a police
 officer or peace officer; a member of a  fire  department,  district  or
 company;  or  the operator of an authorized emergency vehicle as defined
 in section one hundred one of this chapter, or (c) EXCEPT AS APPLIED  TO
 PERSONS  UNDER THE AGE OF EIGHTEEN YEARS, the use of a hands-free mobile
 telephone.
   § 4. Paragraphs (a) and (b) of subdivision 2 of section 1225-d of  the
 vehicle and traffic law, as amended by section 8 of part C of chapter 58
 of the laws of 2013, are amended to read as follows:
   (a) "Portable electronic device" shall mean any hand-held mobile tele-
 phone,  as  defined by subdivision one of section twelve hundred twenty-
 five-c of this  article,  personal  digital  assistant  (PDA),  handheld
 device  with  mobile  data  access,  laptop  computer,  pager, broadband
 personal communication  device,  two-way  messaging  device,  electronic
 game,  or  portable computing device, or any other [electronic] PERSONAL
 WIRELESS COMMUNICATIONS device when used to input, write, send, receive,
 or read text OR IMAGES for present or  future  communication,  INCLUDING
 DOING SO FOR THE PURPOSE OF SMS TEXTING, EMAILING, INSTANT MESSAGING, OR
 ENGAGING  IN  ANY  OTHER FORM OF ELECTRONIC DATA RETRIEVAL OR ELECTRONIC
 DATA COMMUNICATION.
   (b) "Using" shall mean holding OR MAKING CONTACT WITH a portable elec-
 tronic device [while] FOR THE PURPOSE OF viewing, taking or transmitting
 images, playing games, or, for the purpose of present or future communi-
 cation: performing a command or request to access a world wide web page,

 S. 7508--A                         16                         A. 9508--A
 
 composing, sending, reading, viewing, accessing, browsing, transmitting,
 saving or retrieving e-mail, text messages, instant messages,  or  other
 electronic data.
   § 5. Subdivision 2 of section 1225-d of the vehicle and traffic law is
 amended by adding a new paragraph (e) to read as follows:
   (E)  "PERSONAL  WIRELESS  COMMUNICATIONS  DEVICE"  (I)  MEANS A DEVICE
 THROUGH  WHICH  PERSONAL  WIRELESS  SERVICES  (AS  DEFINED  IN   SECTION
 332(C)(7)(C)(I)   OF   THE   COMMUNICATIONS   ACT  OF  1934  (47  U.S.C.
 332(C)(7)(C)(I))) ARE TRANSMITTED; AND
   (II) DOES NOT INCLUDE A GLOBAL NAVIGATION  SATELLITE  SYSTEM  RECEIVER
 USED FOR POSITIONING, EMERGENCY NOTIFICATION, OR NAVIGATION PURPOSES.
   §  6.  Subdivision 4 of section 1225-d of the vehicle and traffic law,
 as amended by section 10 of part C of chapter 58 of the laws of 2013, is
 amended to read as follows:
   4. A person who  [holds]  USES  a  portable  electronic  device  in  a
 conspicuous  manner while operating a motor vehicle or while operating a
 commercial motor vehicle on a public highway including while temporarily
 stationary because of traffic, a traffic control device, or other momen-
 tary delays but not including when  such  commercial  motor  vehicle  is
 stopped  at  the  side  of, or off, a public highway in a location where
 such vehicle is not otherwise prohibited from  stopping  by  law,  rule,
 regulation  or  any  lawful  order  or  direction of a police officer is
 presumed to be using such device,  except  that  a  person  operating  a
 commercial  motor  vehicle while using a portable electronic device when
 such vehicle is stopped at the side of, or off, a public  highway  in  a
 location where such vehicle is not otherwise prohibited from stopping by
 law, rule, regulation or any lawful order or direction of a police offi-
 cer  shall  not  be  presumed  to  be using such device. The presumption
 established by this subdivision is rebuttable  by  evidence  tending  to
 show  that  the  operator was not using the device within the meaning of
 this section.
   § 7. Subdivision 3 of section 1229-c of the vehicle and  traffic  law,
 as  added  by  chapter  365  of  the laws of 1984, is amended to read as
 follows:
   3. No person shall operate a  motor  vehicle  unless  such  person  is
 restrained  by  a  safety  belt  approved by the commissioner. No person
 sixteen years of age or over shall be a passenger in [the front seat of]
 a motor vehicle unless such  person  is  restrained  by  a  safety  belt
 approved by the commissioner.
   §  8. Subdivision 13 of section 1229-c of the vehicle and traffic law,
 as amended by chapter 20 of the laws of 2008,  is  amended  to  read  as
 follows:
   13.  Notwithstanding  the  provisions  of  subdivision  four  of  this
 section, no person shall operate a school bus for  which  there  are  no
 applicable  federal school bus safety standards unless all occupants are
 restrained by a safety belt approved by the commissioner  or,  regarding
 occupants  age four or older but under age [seven] EIGHT, are restrained
 pursuant to subdivision one or two of this section.
   § 9. The vehicle and traffic law is amended by adding  a  new  section
 1170-a to read as follows:
   § 1170-A. OWNER LIABILITY FOR FAILURE OF OPERATOR TO OBEY SIGNAL INDI-
 CATING  APPROACH OF TRAIN. (A) 1. NOTWITHSTANDING ANY OTHER PROVISION OF
 LAW, ANY POLITICAL SUBDIVISION AS DEFINED HEREIN  IS  HEREBY  AUTHORIZED
 AND  EMPOWERED  TO  ADOPT AND AMEND A LOCAL LAW, ORDINANCE OR RESOLUTION
 ESTABLISHING A DEMONSTRATION PROGRAM IMPOSING MONETARY LIABILITY ON  THE
 OWNER  OF  A  VEHICLE  FOR FAILURE OF AN OPERATOR THEREOF TO COMPLY WITH

 S. 7508--A                         17                         A. 9508--A

 SECTION ELEVEN HUNDRED  SEVENTY  OF  THIS  ARTICLE.  SUCH  DEMONSTRATION
 PROGRAM  SHALL  EMPOWER  A POLITICAL SUBDIVISION WITH THE CONCURRENCE OF
 THE SUBJECT COMMUTER RAILROAD TO  INSTALL  AND  OPERATE  RAILROAD  GRADE
 CROSSING PHOTO VIOLATION-MONITORING DEVICES AT ANY RAILROAD GRADE CROSS-
 ING  LOCATED  WITHIN ITS JURISDICTION.   THE COST OF THE PHOTO VIOLATION
 MONITORING DEVICES MAY BE BORNE BY THE POLITICAL SUBDIVISION, A COMMUTER
 RAILROAD OPERATING WITHIN SUCH POLITICAL SUBDIVISION, OR  A  COMBINATION
 OF  BOTH  SUCH POLITICAL SUBDIVISION AND COMMUTER RAILROAD PURSUANT TO A
 MEMORANDUM OF UNDERSTANDING.
   2. SUCH DEMONSTRATION PROGRAM SHALL UTILIZE NECESSARY TECHNOLOGIES  TO
 ENSURE,  TO  THE  EXTENT  PRACTICABLE, THAT PHOTOGRAPHS PRODUCED BY SUCH
 RAILROAD GRADE CROSSING PHOTO  VIOLATION-MONITORING  SYSTEMS  SHALL  NOT
 INCLUDE  IMAGES THAT IDENTIFY THE DRIVER, THE PASSENGERS OR THE CONTENTS
 OF THE VEHICLE. NOTWITHSTANDING ANY FOREGOING, NO  NOTICE  OF  LIABILITY
 ISSUED  PURSUANT  TO  THIS  SECTION  SHALL BE DISMISSED SOLELY BECAUSE A
 PHOTOGRAPH OR PHOTOGRAPHS ALLOW FOR THE IDENTIFICATION OF  THE  CONTENTS
 OF  A  VEHICLE,  PROVIDED  THAT  SUCH  POLITICAL  SUBDIVISION HAS MADE A
 REASONABLE EFFORT TO COMPLY WITH THE PROVISIONS OF THIS PARAGRAPH.
   (B) WITHIN THE JURISDICTION OF ANY SUCH  POLITICAL  SUBDIVISION  WHICH
 HAS ADOPTED A LOCAL LAW, ORDINANCE OR RESOLUTION PURSUANT TO SUBDIVISION
 (A) OF THIS SECTION, THE OWNER OF A VEHICLE SHALL BE LIABLE FOR A PENAL-
 TY IMPOSED PURSUANT TO THIS SECTION IF SUCH VEHICLE WAS USED OR OPERATED
 WITH  THE  PERMISSION  OF THE OWNER, EXPRESS OR IMPLIED, IN VIOLATION OF
 SECTION ELEVEN HUNDRED SEVENTY OF THIS ARTICLE, AND  SUCH  VIOLATION  IS
 EVIDENCE  BY  INFORMATION  OBTAINED FROM A RAILROAD GRADE CROSSING PHOTO
 VIOLATION-MONITORING SYSTEM; PROVIDED, HOWEVER, THAT NO OWNER OF A VEHI-
 CLE SHALL BE LIABLE FOR A PENALTY IMPOSED PURSUANT TO THIS SECTION WHERE
 THE OPERATOR OF SUCH  VEHICLE  HAS  BEEN  CONVICTED  OF  THE  UNDERLYING
 VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY OF THIS ARTICLE.
   (C)  FOR  PURPOSES OF THIS SECTION, THE FOLLOWING TERMS SHALL HAVE THE
 FOLLOWING MEANING:
   1. "OWNER" SHALL HAVE THE MEANING PROVIDED IN ARTICLE  TWO-B  OF  THIS
 CHAPTER;
   2.  "RAILROAD  GRADE CROSSING PHOTO VIOLATION-MONITORING SYSTEM" SHALL
 MEAN A VEHICLE SENSOR INSTALLED TO WORK IN CONJUNCTION WITH  A  RAILROAD
 SIGN OR SIGNAL WHICH AUTOMATICALLY PRODUCES TWO OR MORE PHOTOGRAPHS, TWO
 OR  MORE  MICROPHOTOGRAPHS, A VIDEOTAPE OR OTHER RECORDED IMAGES OF EACH
 VEHICLE AT THE TIME IT IS USED OR OPERATED IN VIOLATION OF SECTION ELEV-
 EN HUNDRED SEVENTY OF THIS ARTICLE;
   3. "POLITICAL SUBDIVISION" SHALL MEAN A COUNTY, CITY, TOWN, OR VILLAGE
 LOCATED IN THE METROPOLITAN COMMUTER TRANSPORTATION  DISTRICT,  AS  SUCH
 DISTRICT  IS  DEFINED  IN SECTION TWELVE HUNDRED SIXTY-TWO OF THE PUBLIC
 AUTHORITIES LAW; AND
   4. "COMMUTER RAILROAD" SHALL MEAN A RAILROAD OWNED AND OPERATED BY THE
 METROPOLITAN TRANSPORTATION AUTHORITY WITHIN THE  METROPOLITAN  COMMUTER
 TRANSPORTATION  DISTRICT,  AS  SUCH  TERM  IS  DEFINED IN SECTION TWELVE
 HUNDRED SIXTY-TWO OF THE PUBLIC AUTHORITIES LAW.
   (D) A CERTIFICATE, SWORN TO OR AFFIRMED BY A  TECHNICIAN  EMPLOYED  BY
 THE  COMMUTER  RAILROAD  OR  BY  THE  POLITICAL SUBDIVISION IN WHICH THE
 CHARGED  VIOLATION  OCCURRED,  OR  A  FACSIMILE  THEREOF,   BASED   UPON
 INSPECTION OF PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE OR OTHER RECORDED
 IMAGES  PRODUCED BY A RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING
 SYSTEM, SHALL BE PRIMA FACIE EVIDENCE OF THE  FACTS  CONTAINED  THEREIN.
 ANY  PHOTOGRAPHS,  MICROPHOTOGRAPHS,  VIDEOTAPE OR OTHER RECORDED IMAGES
 EVIDENCING SUCH A VIOLATION SHALL BE AVAILABLE  FOR  INSPECTION  IN  ANY

 S. 7508--A                         18                         A. 9508--A
 
 PROCEEDING  TO ADJUDICATE THE LIABILITY FOR SUCH VIOLATION PURSUANT TO A
 LOCAL LAW, ORDINANCE OR RESOLUTION ADOPTED PURSUANT TO THIS SECTION.
   (E)  AN OWNER LIABLE FOR A VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY
 OF THIS ARTICLE PURSUANT TO A LOCAL LAW, ORDINANCE OR RESOLUTION ADOPTED
 PURSUANT TO THIS SECTION SHALL  BE  LIABLE  FOR  MONETARY  PENALTIES  IN
 ACCORDANCE  WITH  A SCHEDULE OF FINES AND PENALTIES TO BE ESTABLISHED IN
 SUCH LOCAL LAW, ORDINANCE OR RESOLUTION.  THE  LIABILITY  OF  THE  OWNER
 PURSUANT  TO THIS SECTION SHALL NOT EXCEED TWO HUNDRED FIFTY DOLLARS FOR
 EACH VIOLATION; PROVIDED, HOWEVER, THAT AN  ADJUDICATING  AUTHORITY  MAY
 PROVIDE  FOR  AN  ADDITIONAL  PENALTY NOT IN EXCESS OF FIFTY DOLLARS FOR
 EACH VIOLATION FOR THE FAILURE TO RESPOND TO A NOTICE OF LIABILITY WITH-
 IN THE PRESCRIBED PERIOD OF TIME.
   (F) AN IMPOSITION OF LIABILITY UNDER A LOCAL LAW, ORDINANCE OR  RESOL-
 UTION  ADOPTED PURSUANT TO THIS SECTION SHALL NOT BE DEEMED A CONVICTION
 AS AN OPERATOR AND SHALL NOT BE MADE PART OF THE OPERATING RECORD OF THE
 PERSON UPON WHOM SUCH LIABILITY IS IMPOSED NOR  SHALL  IT  BE  USED  FOR
 INSURANCE PURPOSES IN THE PROVISION OF MOTOR VEHICLE INSURANCE COVERAGE.
   (G) 1. A NOTICE OF LIABILITY SHALL BE SENT BY FIRST CLASS MAIL TO EACH
 PERSON ALLEGED TO BE LIABLE AS AN OWNER FOR A VIOLATION OF SECTION ELEV-
 EN  HUNDRED  SEVENTY  OF THIS ARTICLE PURSUANT TO THIS SECTION. PERSONAL
 DELIVERY ON THE OWNER SHALL NOT  BE  REQUIRED.  A  MANUAL  OR  AUTOMATIC
 RECORD  OF  MAILING PREPARED IN THE ORDINARY COURSE OF BUSINESS SHALL BE
 PRIMA FACIE EVIDENCE OF THE FACTS CONTAINED THEREIN.
   2. A NOTICE OF LIABILITY SHALL CONTAIN THE NAME  AND  ADDRESS  OF  THE
 PERSON ALLEGED TO BE LIABLE AS AN OWNER FOR A VIOLATION OF SECTION ELEV-
 EN  HUNDRED SEVENTY OF THIS ARTICLE PURSUANT TO THIS SECTION, THE REGIS-
 TRATION NUMBER OF THE VEHICLE INVOLVED IN SUCH VIOLATION,  THE  LOCATION
 WHERE SUCH VIOLATION TOOK PLACE, THE DATE AND TIME OF SUCH VIOLATION AND
 THE  IDENTIFICATION NUMBER OF THE CAMERA WHICH RECORDED THE VIOLATION OR
 OTHER DOCUMENT LOCATOR NUMBER.
   3. THE NOTICE OF LIABILITY  SHALL  CONTAIN  INFORMATION  ADVISING  THE
 PERSON CHARGED OF THE MANNER AND THE TIME IN WHICH HE OR SHE MAY CONTEST
 THE LIABILITY ALLEGED IN THE NOTICE. SUCH NOTICE OF LIABILITY SHALL ALSO
 CONTAIN  A  WARNING TO ADVISE THE PERSON CHARGED THAT FAILURE TO CONTEST
 IN THE MANNER AND TIME PROVIDED SHALL BE DEEMED AN ADMISSION OF  LIABIL-
 ITY AND THAT A DEFAULT JUDGMENT MAY BE ENTERED THEREON.
   4.  THE  NOTICE OF LIABILITY SHALL BE PREPARED AND MAILED BY THE POLI-
 TICAL SUBDIVISION, OR BY ANY OTHER ENTITY AUTHORIZED BY  SUCH  POLITICAL
 SUBDIVISION TO PREPARE AND MAIL SUCH NOTIFICATION OF VIOLATION.
   (H)  ADJUDICATION OF ANY LIABILITY IMPOSED UPON OWNERS BY THIS SECTION
 SHALL BE BY A TRAFFIC VIOLATIONS BUREAU ESTABLISHED PURSUANT TO  SECTION
 THREE  HUNDRED SEVENTY OF THE GENERAL MUNICIPAL LAW OR, IF THERE BY NONE
 BY THE COURT HAVING JURISDICTION OVER TRAFFIC INFRACTIONS,  EXCEPT  THAT
 ANY  CITY WHICH HAS ESTABLISHED OR DESIGNATED AN ADMINISTRATIVE TRIBUNAL
 TO HEAR AND DETERMINE OWNER LIABILITY ESTABLISHED BY ARTICLE TWENTY-FOUR
 OF THE VEHICLE AND TRAFFIC  LAW  FOR  FAILURE  TO  COMPLY  WITH  TRAFFIC
 CONTROL  INDICATIONS SHALL USE SUCH TRIBUNAL TO ADJUDICATE THE LIABILITY
 IMPOSED BY THIS SECTION.
   (I) IF AN OWNER RECEIVES  A  NOTICE  OF  LIABILITY  PURSUANT  TO  THIS
 SECTION  FOR  ANY TIME PERIOD DURING WHICH THE VEHICLE WAS REPORTED TO A
 LAW ENFORCEMENT AGENCY AS HAVING  BEEN  STOLEN,  IT  SHALL  BE  A  VALID
 DEFENSE  TO AN ALLEGATION OF LIABILITY FOR A VIOLATION OF SECTION ELEVEN
 HUNDRED SEVENTY OF THIS ARTICLE PURSUANT TO THIS SECTION THAT THE  VEHI-
 CLE  HAS  BEEN  REPORTED  TO  THE POLICE AS STOLEN PRIOR TO THE TIME THE
 VIOLATION OCCURRED AND HAD NOT BEEN RECOVERED BY SUCH TIME. FOR PURPOSES
 OF ASSERTING THE DEFENSE PROVIDED BY THIS SUBDIVISION IT SHALL BE SUFFI-

 S. 7508--A                         19                         A. 9508--A
 
 CIENT THAT A CERTIFIED COPY OF A POLICE REPORT ON THE STOLEN VEHICLE  BE
 SENT  BY  FIRST  CLASS  MAIL TO THE COURT HAVING JURISDICTION OR PARKING
 VIOLATIONS BUREAU.
   (J) 1. IN SUCH POLITICAL SUBDIVISION WHERE THE ADJUDICATION OF LIABIL-
 ITY  IMPOSED  UPON  OWNERS PURSUANT TO THIS SECTION IS BY A COURT HAVING
 JURISDICTION, AND AN OWNER WHO IS A LESSOR  OF  A  VEHICLE  TO  WHICH  A
 NOTICE  OF  LIABILITY  WAS  ISSUED  PURSUANT  TO SUBDIVISION (G) OF THIS
 SECTION SHALL NOT BE LIABLE FOR THE VIOLATION OF SECTION ELEVEN  HUNDRED
 SEVENTY  OF  THIS  ARTICLE,  PROVIDED  THAT HE OR SHE SENDS TO THE COURT
 HAVING JURISDICTION OF A  COPY  OF  THE  RENTAL,  LEASE  OR  OTHER  SUCH
 CONTRACT  DOCUMENT  COVERING  SUCH VEHICLE ON THE DATE OF THE VIOLATION,
 WITH THE NAME AND ADDRESS OF THE LESSEE CLEARLY LEGIBLE, WITHIN  THIRTY-
 SEVEN DAYS AFTER RECEIVING NOTICE FROM THE COURT OF THE DATE AND TIME OF
 SUCH  VIOLATION,  TOGETHER  WITH  THE OTHER INFORMATION CONTAINED IN THE
 ORIGINAL NOTICE OF LIABILITY. FAILURE TO SEND  SUCH  INFORMATION  WITHIN
 SUCH  THIRTY-SEVEN DAY TIME PERIOD SHALL RENDER THE OWNER LIABLE FOR THE
 PENALTY PRESCRIBED BY THIS SECTION. WHERE THE LESSOR COMPLIES  WITH  THE
 PROVISIONS  OF THIS PARAGRAPH, THE LESSEE OF SUCH VEHICLE ON THE DATE OF
 SUCH VIOLATION SHALL BE DEEMED TO BE  THE  OWNER  OF  SUCH  VEHICLE  FOR
 PURPOSES  OF  THIS  SECTION,  SHALL  BE  SUBJECT  TO  LIABILITY  FOR THE
 VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY OF THIS ARTICLE PURSUANT  TO
 SUBDIVISION (G) OF THIS SECTION.
   2.  (I)  IN ANY POLITICAL SUBDIVISION WHICH HAS AUTHORIZED THE ADJUDI-
 CATION OF LIABILITY IMPOSED UPON OWNERS BY THIS  SECTION  BY  A  PARKING
 VIOLATIONS  BUREAU,  AN  OWNER  WHO  IS A LESSOR OF A VEHICLE TO WHICH A
 NOTICE OF LIABILITY WAS ISSUED  PURSUANT  TO  SUBDIVISION  (G)  OF  THIS
 SECTION  SHALL NOT BE LIABLE FOR THE VIOLATION OF SECTION ELEVEN HUNDRED
 SEVENTY OF THIS ARTICLE, PROVIDED THAT:
   (A) PRIOR TO THE VIOLATION, THE LESSOR HAS FILED WITH  THE  BUREAU  IN
 ACCORDANCE  WITH  THE  PROVISIONS  OF SECTION TWO HUNDRED THIRTY-NINE OF
 THIS CHAPTER; AND
   (B) WITHIN THIRTY-SEVEN DAYS AFTER RECEIVING NOTICE FROM THE BUREAU OF
 THE DATE AND TIME OF A LIABILITY, TOGETHER WITH  THE  OTHER  INFORMATION
 CONTAINED IN THE ORIGINAL NOTICE OF LIABILITY, THE LESSOR SUBMITS TO THE
 BUREAU THE CORRECT NAME AND ADDRESS OF THE LESSEE OF THE VEHICLE IDENTI-
 FIED  IN THE NOTICE OF LIABILITY AT THE TIME OF SUCH VIOLATION, TOGETHER
 WITH SUCH OTHER ADDITIONAL INFORMATION CONTAINED IN THE RENTAL, LEASE OR
 OTHER CONTRACT DOCUMENT, AS MAY BE REASONABLY  REQUIRED  BY  THE  BUREAU
 PURSUANT TO REGULATIONS THAT MAY BE PROMULGATED FOR SUCH PURPOSE.
   (II)  FAILURE  TO  COMPLY  WITH CLAUSE (B) OF SUBPARAGRAPH (I) OF THIS
 PARAGRAPH SHALL RENDER THE OWNER LIABLE FOR THE  PENALTY  PRESCRIBED  IN
 THIS SECTION.
   (III) WHERE THE LESSOR COMPLIES WITH THE PROVISIONS OF THIS PARAGRAPH,
 THE LESSEE OF SUCH VEHICLE ON THE DATE OF SUCH VIOLATION SHALL BE DEEMED
 TO  BE  THE OWNER OF SUCH VEHICLE FOR PURPOSES OF THIS SECTION, SHALL BE
 SUBJECT TO LIABILITY FOR SUCH VIOLATION PURSUANT  TO  THIS  SECTION  AND
 SHALL  BE  SENT A NOTICE OF LIABILITY PURSUANT TO THIS SECTION AND SHALL
 BE SENT A NOTICE OF  LIABILITY  PURSUANT  TO  SUBDIVISION  (G)  OF  THIS
 SECTION.
   (K)  1.  IF THE OWNER LIABLE FOR A VIOLATION OF SECTION ELEVEN HUNDRED
 SEVENTY OF THIS ARTICLE PURSUANT TO THIS SECTION WAS NOT THE OPERATOR OF
 THE VEHICLE AT THE TIME OF THE VIOLATION,  THE  OWNER  MAY  MAINTAIN  AN
 ACTION FOR INDEMNIFICATION AGAINST THE OPERATOR.
   2.  NOTWITHSTANDING ANY OTHER PROVISION OF THIS SECTION, NO OWNER OF A
 VEHICLE SHALL BE SUBJECT TO A MONETARY FINE  IMPOSED  PURSUANT  TO  THIS
 SECTION IF THE OPERATOR OF SUCH VEHICLE WAS OPERATING SUCH VEHICLE WITH-

 S. 7508--A                         20                         A. 9508--A
 
 OUT  THE CONSENT OF THE OWNER AT THE TIME SUCH OPERATOR FAILED TO COMPLY
 WITH THE PROVISIONS OF SECTION ELEVEN HUNDRED SEVENTY OF  THIS  ARTICLE.
 FOR  PURPOSES  OF THIS SUBDIVISION THERE SHALL BE A PRESUMPTION THAT THE
 OPERATOR  OF SUCH VEHICLE WAS OPERATING SUCH VEHICLE WITH THE CONSENT OF
 THE OWNER AT THE TIME SUCH OPERATOR FAILED TO COMPLY WITH THE PROVISIONS
 OF SECTION ELEVEN HUNDRED SEVENTY OF THIS ARTICLE.
   (L) NOTHING IN THIS SECTION SHALL BE CONSTRUED TO LIMIT THE  LIABILITY
 OF  AN OPERATOR OF A VEHICLE FOR ANY VIOLATION OF SECTION ELEVEN HUNDRED
 SEVENTY OF THIS ARTICLE.
   (M) IN ANY SUCH POLITICAL SUBDIVISION  WHICH  ADOPTS  A  DEMONSTRATION
 PROGRAM  PURSUANT  TO  SUBDIVISION  (A)  OF THIS SECTION, SUCH POLITICAL
 SUBDIVISION SHALL SUBMIT AN ANNUAL REPORT ON THE RESULTS OF THE USE OF A
 RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING SYSTEM TO THE  GOVER-
 NOR, THE TEMPORARY PRESIDENT OF THE SENATE AND THE SPEAKER OF THE ASSEM-
 BLY  ON OR BEFORE JUNE FIRST, TWO THOUSAND EIGHTEEN AND ON THE SAME DATE
 IN EACH SUCCEEDING YEAR IN WHICH THE DEMONSTRATION PROGRAM IS  OPERABLE.
 SUCH REPORT SHALL INCLUDE, BUT NOT BE LIMITED TO:
   1.  A  DESCRIPTION OF THE LOCATION WHERE RAILROAD GRADE CROSSING PHOTO
 VIOLATION-MONITORING SYSTEM WAS USED;
   2. THE AGGREGATE NUMBER, TYPE AND SEVERITY OF  ACCIDENTS  REPORTED  AT
 INTERSECTIONS WHERE A RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING
 SYSTEM  IS  USED FOR THE YEAR PRECEDING THE INSTALLATION OF SUCH SYSTEM,
 TO THE EXTENT THE INFORMATION IS MAINTAINED BY THE DEPARTMENT;
   3. THE AGGREGATE NUMBER, TYPE AND SEVERITY OF  ACCIDENTS  REPORTED  AT
 INTERSECTIONS WHERE A RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING
 SYSTEM  IS  USED,  TO  THE  EXTENT  THE INFORMATION IS MAINTAINED BY THE
 DEPARTMENT;
   4. THE NUMBER OF VIOLATIONS RECORDED  AT  EACH  INTERSECTION  WHERE  A
 RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING SYSTEM IS USED AND IN
 THE AGGREGATE ON A DAILY, WEEKLY, AND MONTHLY BASIS;
   5.  THE  TOTAL  NUMBER  OF  NOTICES OF LIABILITY ISSUED FOR VIOLATIONS
 RECORDED BY SUCH SYSTEMS;
   6. THE NUMBER OF FINES AND TOTAL AMOUNT  OF  FINES  PAID  AFTER  FIRST
 NOTICE OF LIABILITY ISSUED FOR VIOLATIONS RECORDED BY SUCH SYSTEMS;
   7.  THE  NUMBER  OF VIOLATIONS ADJUDICATED AND RESULTS OF SUCH ADJUDI-
 CATIONS  INCLUDING  BREAKDOWNS  OF  DISPOSITIONS  MADE  FOR   VIOLATIONS
 RECORDED BY SUCH SYSTEMS;
   8.  THE TOTAL AMOUNT OF REVENUE REALIZED BY SUCH POLITICAL SUBDIVISION
 FROM SUCH ADJUDICATIONS;
   9. EXPENSES INCURRED BY SUCH POLITICAL SUBDIVISION IN CONNECTION  WITH
 THE PROGRAM; AND
   10. QUALITY OF THE ADJUDICATION PROCESS AND ITS RESULTS.
   (N)  IT  SHALL  BE  AN  AFFIRMATIVE  DEFENSE  TO ANY PROSECUTION FOR A
 VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY OF THIS ARTICLE PURSUANT  TO
 A  LOCAL LAW OR ORDINANCE ADOPTED PURSUANT TO THIS SECTION THAT THERE IS
 VERIFIED EVIDENCE THAT THE RAILROAD SIGNAL INDICATIONS WERE MALFUNCTION-
 ING AT THE TIME OF THE ALLEGED VIOLATION.
   § 10. The vehicle and traffic law is amended by adding a  new  section
 1633 to read as follows:
   §  1633.  RAILROAD  GRADE CROSSING ENFORCEMENT; DEMONSTRATION PROGRAM.
 (A) 1. NOTWITHSTANDING ANY OTHER PROVISION OF LAW, THE LONG ISLAND  RAIL
 ROAD  AND  THE METRO-NORTH COMMUTER RAILROAD (HEREINAFTER REFERRED TO AS
 "THE COMMUTER RAILROADS") ARE HEREBY AUTHORIZED AND EMPOWERED TO  IMPLE-
 MENT A DEMONSTRATION PROGRAM IMPOSING MONETARY LIABILITY ON THE OWNER OF
 A  VEHICLE  FOR  FAILURE  OF  AN OPERATOR THEREOF TO COMPLY WITH SECTION
 ELEVEN HUNDRED SEVENTY OF THIS CHAPTER. SUCH DEMONSTRATION PROGRAM SHALL

 S. 7508--A                         21                         A. 9508--A
 
 EMPOWER EACH OF THE COMMUTER RAILROADS TO INSTALL AND  OPERATE  RAILROAD
 GRADE  CROSSING  PHOTO  VERIFICATION-MONITORING  DEVICES AT ANY RAILROAD
 SIGN OR SIGNAL THAT INDICATES THE APPROACH OF ONE OF ITS TRAINS.
   2.  SUCH DEMONSTRATION PROGRAM SHALL UTILIZE NECESSARY TECHNOLOGIES TO
 ENSURE, TO THE EXTENT PRACTICABLE, THAT  PHOTOGRAPHS  PRODUCED  BY  SUCH
 RAILROAD  GRADE  CROSSING  PHOTO  VIOLATION-MONITORING SYSTEMS SHALL NOT
 INCLUDE IMAGES THAT IDENTIFY THE DRIVER, THE PASSENGERS OR THE  CONTENTS
 OF  THE VEHICLE.   PROVIDED, HOWEVER, THAT NO NOTICE OF LIABILITY ISSUED
 PURSUANT TO THIS SECTION SHALL BE DISMISSED SOLELY BECAUSE A  PHOTOGRAPH
 OR  PHOTOGRAPHS  ALLOW FOR THE IDENTIFICATION OF THE CONTENTS OF A VEHI-
 CLE, PROVIDED THAT THE COMMUTER RAILROAD HAS MADE A REASONABLE EFFORT TO
 COMPLY WITH THE PROVISIONS OF THIS PARAGRAPH.
   (B) WITHIN THE JURISDICTION OF ANY SUCH COMMUTER RAILROAD PURSUANT  TO
 SUBDIVISION (A) OF THIS SECTION, AND SUBJECT TO THE ADJUDICATORY PROCESS
 OF  THE  APPROPRIATE POLITICAL SUBDIVISION, THE OWNER OF A VEHICLE SHALL
 BE LIABLE FOR A PENALTY IMPOSED PURSUANT TO THIS SECTION IF SUCH VEHICLE
 WAS USED OR OPERATED WITH  THE  PERMISSION  OF  THE  OWNER,  EXPRESS  OR
 IMPLIED, IN VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY OF THIS CHAPTER,
 AND  SUCH VIOLATION IS EVIDENCED BY INFORMATION OBTAINED FROM A RAILROAD
 GRADE CROSSING PHOTO  VIOLATION-MONITORING  SYSTEM;  PROVIDED,  HOWEVER,
 THAT  NO OWNER OF A VEHICLE SHALL BE LIABLE FOR A PENALTY IMPOSED PURSU-
 ANT TO THIS  SECTION  WHERE  THE  OPERATOR  OF  SUCH  VEHICLE  HAS  BEEN
 CONVICTED  OF THE UNDERLYING VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY
 OF THIS CHAPTER.
   (C) FOR PURPOSES OF THIS SECTION, THE FOLLOWING TERMS SHALL  HAVE  THE
 FOLLOWING MEANING:
   1.  "OWNER"  SHALL  HAVE THE MEANING PROVIDED IN ARTICLE TWO-B OF THIS
 CHAPTER;
   2. "RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING  SYSTEM"  SHALL
 MEAN  A  VEHICLE SENSOR INSTALLED TO WORK IN CONJUNCTION WITH A RAILROAD
 SIGN OR SIGNAL WHICH AUTOMATICALLY PRODUCES TWO OR MORE PHOTOGRAPHS, TWO
 OR MORE MICROPHOTOGRAPHS, A VIDEOTAPE OR OTHER RECORDED IMAGES  OF  EACH
 VEHICLE AT THE TIME IT IS USED OR OPERATED IN VIOLATION OF SECTION ELEV-
 EN HUNDRED SEVENTY OF THIS CHAPTER;
   3.  "POLITICAL SUBDIVISION" SHALL MEAN A COUNTY, CITY, TOWN OR VILLAGE
 LOCATED IN THE METROPOLITAN COMMUTER TRANSPORTATION  DISTRICT,  AS  SUCH
 DISTRICT  IS  DEFINED  IN SECTION TWELVE HUNDRED SIXTY-TWO OF THE PUBLIC
 AUTHORITIES LAW;
   (D) A CERTIFICATE, SWORN TO OR AFFIRMED BY A  TECHNICIAN  EMPLOYED  BY
 THE COMMUTER RAILROAD WHERE THE CHARGED VIOLATION OCCURRED, OR A FACSIM-
 ILE  THEREOF,  BASED  UPON  INSPECTION OF PHOTOGRAPHS, MICROPHOTOGRAPHS,
 VIDEOTAPE OR OTHER RECORDED IMAGES PRODUCED BY A RAILROAD GRADE CROSSING
 PHOTO VIOLATION-MONITORING SYSTEM, SHALL BE PRIMA FACIE EVIDENCE OF  THE
 FACTS  CONTAINED THEREIN.   ANY PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE
 OR OTHER RECORDED IMAGES EVIDENCING SUCH A VIOLATION SHALL BE  AVAILABLE
 FOR  INSPECTION  IN  ANY PROCEEDING TO ADJUDICATE THE LIABILITY FOR SUCH
 VIOLATION PURSUANT TO LAW.
   (E) AN OWNER LIABLE FOR A VIOLATION OF SECTION ELEVEN HUNDRED  SEVENTY
 OF  THIS  CHAPTER  PURSUANT  TO  A RAILROAD GRADE CROSSING DEMONSTRATION
 PROJECT ADOPTED PURSUANT TO THIS SECTION SHALL BE  LIABLE  FOR  MONETARY
 PENALTIES  NOT  TO  EXCEED TWO HUNDRED FIFTY DOLLARS FOR EACH VIOLATION;
 PROVIDED, HOWEVER, THAT AN ADJUDICATING AUTHORITY  MAY  PROVIDE  FOR  AN
 ADDITIONAL  PENALTY OF NOT IN EXCESS OF FIFTY DOLLARS FOR EACH VIOLATION
 FOR THE  FAILURE  TO  RESPOND  TO  A  NOTICE  OF  LIABILITY  WITHIN  THE
 PRESCRIBED PERIOD OF TIME.

 S. 7508--A                         22                         A. 9508--A
 
   (F)  AN  IMPOSITION OF LIABILITY PURSUANT TO THIS SECTION SHALL NOT BE
 DEEMED A CONVICTION AS AN OPERATOR AND SHALL NOT BE  MADE  PART  OF  THE
 OPERATING  RECORD  OF THE PERSON UPON WHOM SUCH LIABILITY IS IMPOSED NOR
 SHALL IT BE USED FOR INSURANCE PURPOSES IN THE PROVISION  OF  THE  MOTOR
 VEHICLE INSURANCE COVERAGE.
   (G) 1. A NOTICE OF LIABILITY SHALL BE SENT BY FIRST CLASS MAIL TO EACH
 PERSON ALLEGED TO BE LIABLE AS AN OWNER FOR A VIOLATION OF SECTION ELEV-
 EN  HUNDRED  SEVENTY  OF THIS CHAPTER PURSUANT TO THIS SECTION. PERSONAL
 DELIVERY ON THE OWNER SHALL NOT  BE  REQUIRED.  A  MANUAL  OR  AUTOMATIC
 RECORD  OF  MAILING PREPARED IN THE ORDINARY COURSE OF BUSINESS SHALL BE
 PRIMA FACIE EVIDENCE OF THE FACTS CONTAINED THEREIN.
   2. A NOTICE OF LIABILITY SHALL CONTAIN THE NAME  AND  ADDRESS  OF  THE
 PERSON ALLEGED TO BE LIABLE AS AN OWNER FOR A VIOLATION OF SECTION ELEV-
 EN  HUNDRED SEVENTY OF THIS CHAPTER PURSUANT TO THIS SECTION, THE REGIS-
 TRATION NUMBER OF THE VEHICLE INVOLVED IN SUCH VIOLATION,  THE  LOCATION
 WHERE SUCH VIOLATION TOOK PLACE, THE DATE AND TIME OF SUCH VIOLATION AND
 THE  IDENTIFICATION NUMBER OF THE CAMERA WHICH RECORDED THE VIOLATION OR
 OTHER DOCUMENT LOCATOR NUMBER.
   3. THE NOTICE OF LIABILITY  SHALL  CONTAIN  INFORMATION  ADVISING  THE
 PERSON CHARGED OF THE MANNER AND THE TIME IN WHICH HE OR SHE MAY CONTEST
 THE LIABILITY ALLEGED IN THE NOTICE. SUCH NOTICE OF LIABILITY SHALL ALSO
 CONTAIN  A  WARNING TO ADVISE THE PERSON CHARGED THAT FAILURE TO CONTEST
 IN THE MANNER AND TIME PROVIDED SHALL BE DEEMED AN ADMISSION OF  LIABIL-
 ITY AND THAT A DEFAULT JUDGMENT MAY BE ENTERED THEREON.
   4.  THE NOTICE OF LIABILITY SHALL BE PREPARED AND MAILED BY THE COMMU-
 TER RAILROAD, OR BY ANY OTHER ENTITY AUTHORIZED BY SUCH  COMMUTER  RAIL-
 ROAD TO PREPARE AND MAIL SUCH NOTIFICATION OF VIOLATION.
   (H)  ADJUDICATION OF ANY LIABILITY IMPOSED UPON OWNERS BY THIS SECTION
 SHALL BE BY A TRAFFIC VIOLATIONS BUREAU ESTABLISHED PURSUANT TO  SECTION
 THREE  HUNDRED SEVENTY OF THE GENERAL MUNICIPAL LAW OR, IF THERE BY NONE
 BY THE COURT HAVING JURISDICTION OVER TRAFFIC INFRACTIONS,  EXCEPT  THAT
 ANY  CITY WHICH HAS ESTABLISHED OR DESIGNATED AN ADMINISTRATIVE TRIBUNAL
 TO HEAR AND DETERMINE OWNER LIABILITY ESTABLISHED BY ARTICLE TWENTY-FOUR
 OF THE VEHICLE AND TRAFFIC  LAW  FOR  FAILURE  TO  COMPLY  WITH  TRAFFIC
 CONTROL  INDICATIONS SHALL USE SUCH TRIBUNAL TO ADJUDICATE THE LIABILITY
 IMPOSED BY THIS SECTION.
   (I) IF AN OWNER RECEIVES  A  NOTICE  OF  LIABILITY  PURSUANT  TO  THIS
 SECTION  FOR  ANY TIME PERIOD DURING WHICH THE VEHICLE WAS REPORTED TO A
 LAW ENFORCEMENT AGENCY AS HAVING  BEEN  STOLEN,  IT  SHALL  BE  A  VALID
 DEFENSE  TO AN ALLEGATION OF LIABILITY FOR A VIOLATION OF SECTION ELEVEN
 HUNDRED SEVENTY OF THIS CHAPTER PURSUANT TO THIS SECTION THAT THE  VEHI-
 CLE  HAD  BEEN  REPORTED  TO  THE POLICE AS STOLEN PRIOR TO THE TIME THE
 VIOLATION OCCURRED AND HAS NOT BEEN RECOVERED BY SUCH TIME. FOR PURPOSES
 OF ASSERTING THE DEFENSE PROVIDED BY THIS SUBDIVISION IT SHALL BE SUFFI-
 CIENT THAT A CERTIFIED COPY OF A POLICE REPORT ON THE STOLEN VEHICLE  BE
 SENT  BY  FIRST  CLASS  MAIL TO THE COURT HAVING JURISDICTION OR PARKING
 VIOLATIONS BUREAU.
   (J) 1. IN ANY POLITICAL SUBDIVISION WHERE THE ADJUDICATION OF  LIABIL-
 ITY  IMPOSED  UPON  OWNERS PURSUANT TO THIS SECTION IS BY A COURT HAVING
 JURISDICTION, AN OWNER WHO IS A LESSOR OF A VEHICLE TO WHICH A NOTICE OF
 LIABILITY WAS ISSUED PURSUANT TO SUBDIVISION (G) OF THIS  SECTION  SHALL
 NOT  BE  LIABLE  FOR  THE VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY OF
 THIS CHAPTER, PROVIDED THAT HE OR SHE SEND TO THE COURT HAVING JURISDIC-
 TION A COPY OF THE RENTAL, LEASE OR OTHER SUCH CONTRACT DOCUMENT  COVER-
 ING SUCH VEHICLE ON THE DATE OF THE VIOLATION, WITH THE NAME AND ADDRESS
 OF  THE LESSEE CLEARLY LEGIBLE, WITHIN THIRTY-SEVEN DAYS AFTER RECEIVING

 S. 7508--A                         23                         A. 9508--A
 
 NOTICE FROM THE COURT OF THE DATE AND TIME OF SUCH  VIOLATION,  TOGETHER
 WITH  THE  OTHER INFORMATION CONTAINED IN THE ORIGINAL NOTICE OF LIABIL-
 ITY. FAILURE TO SEND SUCH INFORMATION WITHIN SUCH THIRTY-SEVEN DAY  TIME
 PERIOD  SHALL RENDER THE OWNER LIABLE FOR THE PENALTY PRESCRIBED BY THIS
 SECTION.  WHERE THE LESSOR COMPLIES WITH THE PROVISIONS  OF  THIS  PARA-
 GRAPH, THE LESSEE OF SUCH VEHICLE ON THE DATE OF SUCH VIOLATION SHALL BE
 DEEMED  TO  BE  THE  OWNER OF SUCH VEHICLE FOR PURPOSES OF THIS SECTION,
 SHALL BE SUBJECT TO  LIABILITY  FOR  THE  VIOLATION  OF  SECTION  ELEVEN
 HUNDRED  SEVENTY  OF  THIS CHAPTER PURSUANT TO THIS SECTION AND SHALL BE
 SENT A NOTICE OF LIABILITY PURSUANT TO SUBDIVISION (G) OF THIS SECTION.
   2. (I) IN ANY POLITICAL SUBDIVISION WHICH HAS AUTHORIZED  THE  ADJUDI-
 CATION  OF  LIABILITY  IMPOSED  UPON OWNERS BY THIS SECTION BY A PARKING
 VIOLATIONS BUREAU, AN OWNER WHO IS A LESSOR OF  A  VEHICLE  TO  WHICH  A
 NOTICE  OF  LIABILITY  WAS  ISSUED  PURSUANT  TO SUBDIVISION (G) OF THIS
 SECTION SHALL NOT BE LIABLE FOR THE VIOLATION OF SECTION ELEVEN  HUNDRED
 SEVENTY OF THIS CHAPTER, PROVIDED THAT:
   (A)  PRIOR  TO  THE VIOLATION, THE LESSOR HAS FILED WITH THE BUREAU IN
 ACCORDANCE WITH THE PROVISIONS OF SECTION  TWO  HUNDRED  THIRTY-NINE  OF
 THIS CHAPTER; AND
   (B) WITHIN THIRTY-SEVEN DAYS AFTER RECEIVING NOTICE FROM THE BUREAU OF
 THE  DATE  AND  TIME OF A LIABILITY, TOGETHER WITH THE OTHER INFORMATION
 CONTAINED IN THE ORIGINAL NOTICE OF LIABILITY, THE LESSOR SUBMITS TO THE
 BUREAU THE CORRECT NAME AND ADDRESS OF THE LESSEE OF THE VEHICLE IDENTI-
 FIED IN THE NOTICE OF LIABILITY AT THE TIME OF SUCH VIOLATION,  TOGETHER
 WITH SUCH OTHER ADDITIONAL INFORMATION CONTAINED IN THE RENTAL, LEASE OR
 OTHER  CONTRACT  DOCUMENT,  AS  MAY BE REASONABLY REQUIRED BY THE BUREAU
 PURSUANT TO REGULATIONS THAT MAY BE REASONABLY REQUIRED  BY  THE  BUREAU
 PURSUANT TO REGULATIONS THAT MAY BE PROMULGATED FOR SUCH PURPOSE.
   (II)  FAILURE  TO  COMPLY  WITH CLAUSE (B) OF SUBPARAGRAPH (I) OF THIS
 PARAGRAPH SHALL RENDER THE OWNER LIABLE FOR THE  PENALTY  PRESCRIBED  IN
 THIS SECTION.
   (III)  WHERE THE LESSOR COMPLIES WITH THE PROVISION OF THIS PARAGRAPH,
 THE LESSEE OF SUCH VEHICLE ON THE DATE OF SUCH VIOLATION SHALL BE DEEMED
 TO BE THE OWNER OF SUCH VEHICLE FOR PURPOSES OF THIS SECTION,  SHALL  BE
 SUBJECT  TO  LIABILITY  FOR  SUCH VIOLATION PURSUANT TO THIS SECTION AND
 SHALL BE SENT A NOTICE OF LIABILITY PURSUANT TO SUBDIVISION (G) OF  THIS
 SECTION.
   (K)  1.  IF THE OWNER LIABLE FOR A VIOLATION OF SECTION ELEVEN HUNDRED
 SEVENTY OF THIS CHAPTER PURSUANT TO THIS SECTION WAS NOT THE OPERATOR OF
 THE VEHICLE AT THE TIME OF THE VIOLATION,  THE  OWNER  MAY  MAINTAIN  AN
 ACTION FOR INDEMNIFICATION AGAINST THE OPERATOR.
   2.  NOTWITHSTANDING ANY OTHER PROVISION OF THIS SECTION, NO OWNER OF A
 VEHICLE SHALL BE SUBJECT TO A MONETARY FINE  IMPOSED  PURSUANT  TO  THIS
 SECTION IF THE OPERATOR OF SUCH VEHICLE WAS OPERATING SUCH VEHICLE WITH-
 OUT  THE CONSENT OF THE OWNER AT THE TIME SUCH OPERATOR FAILED TO OBEY A
 RAILROAD SIGN OR SIGNAL INDICATING THE APPROACH OF A TRAIN. FOR PURPOSES
 OF THIS SUBDIVISION THERE SHALL BE A PRESUMPTION THAT  THE  OPERATOR  OF
 SUCH VEHICLE WAS OPERATING SUCH VEHICLE WITH THE CONSENT OF THE OWNER AT
 THE TIME SUCH OPERATOR FAILED TO OBEY A RAILROAD SIGN OR SIGNAL INDICAT-
 ING THE APPROACH OF A TRAIN.
   (L)  NOTHING IN THIS SECTION SHALL BE CONSTRUED TO LIMIT THE LIABILITY
 OF AN OPERATOR OF A VEHICLE FOR ANY VIOLATION OF SECTION ELEVEN  HUNDRED
 SEVENTY OF THIS CHAPTER.
   (M)  WHERE A COMMUTER RAILROAD ADOPTS A DEMONSTRATION PROGRAM PURSUANT
 TO SUBDIVISION (A) OF THIS SECTION, SUCH RAILROAD SHALL SUBMIT AN ANNUAL
 REPORT ON THE RESULTS OF THE USE OF  A  RAILROAD  GRADE  CROSSING  PHOTO

 S. 7508--A                         24                         A. 9508--A

 VIOLATION-MONITORING  SYSTEM TO THE GOVERNOR, THE TEMPORARY PRESIDENT OF
 THE SENATE AND THE SPEAKER OF THE ASSEMBLY ON OR BEFORE JUNE FIRST,  TWO
 THOUSAND  EIGHTEEN AND ON THE SAME DATE IN EACH SUCCEEDING YEAR IN WHICH
 THE  DEMONSTRATION  PROGRAM IS OPERABLE.  SUCH REPORT SHALL INCLUDE, BUT
 NOT BE LIMITED TO:
   1. A DESCRIPTION OF THE LOCATIONS WHERE RAILROAD GRADE CROSSING  PHOTO
 VIOLATION-MONITORING SYSTEMS WERE USED;
   2.  THE  AGGREGATE  NUMBER, TYPE AND SEVERITY OF ACCIDENTS REPORTED AT
 INTERSECTIONS WHERE A RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING
 SYSTEM IS USED FOR THE YEAR PRECEDING THE INSTALLATION OF  SUCH  SYSTEM,
 TO THE EXTENT THE INFORMATION IS MAINTAINED BY THE DEPARTMENT;
   3.  THE  AGGREGATE  NUMBER, TYPE AND SEVERITY OF ACCIDENTS REPORTED AT
 INTERSECTIONS WHERE A RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING
 SYSTEM IS USED, TO THE EXTENT  THE  INFORMATION  IS  MAINTAINED  BY  THE
 DEPARTMENT;
   4.  THE  NUMBER  OF  VIOLATIONS  RECORDED AT EACH INTERSECTION WHERE A
 RAILROAD GRADE CROSSING PHOTO VIOLATION-MONITORING SYSTEM IS USED AND IN
 THE AGGREGATE ON A DAILY, WEEKLY, AND MONTHLY BASIS;
   5. THE TOTAL NUMBER OF NOTICES  OF  LIABILITY  ISSUED  FOR  VIOLATIONS
 RECORDED BY SUCH SYSTEMS;
   6.  THE  NUMBER  OF  FINES  AND TOTAL AMOUNT OF FINES PAID AFTER FIRST
 NOTICE OF LIABILITY ISSUED FOR VIOLATIONS RECORDED BY SUCH SYSTEMS;
   7. THE NUMBER OF VIOLATIONS ADJUDICATED AND RESULTS  OF  SUCH  ADJUDI-
 CATIONS   INCLUDING  BREAKDOWNS  OF  DISPOSITIONS  MADE  FOR  VIOLATIONS
 RECORDED BY SUCH SYSTEMS;
   8. THE TOTAL AMOUNT OF REVENUE REALIZED BY  ALL  APPLICABLE  POLITICAL
 SUBDIVISION FROM SUCH ADJUDICATIONS;
   9.  EXPENSES INCURRED BY SUCH COMMUTER RAILROAD IN CONNECTION WITH THE
 PROGRAM; AND
   10. QUALITY OF THE ADJUDICATION PROCESS AND ITS RESULTS.
   (N) IT SHALL BE AN  AFFIRMATIVE  DEFENSE  TO  ANY  PROSECUTION  FOR  A
 VIOLATION  OF SECTION ELEVEN HUNDRED SEVENTY OF THIS CHAPTER PURSUANT TO
 A LOCAL LAW OR ORDINANCE ADOPTED PURSUANT TO THIS SECTION THAT THERE  IS
 VERIFIED EVIDENCE THAT THE RAILROAD SIGNAL INDICATIONS WERE MALFUNCTION-
 ING AT THE TIME OF THE ALLEGED VIOLATION.
   §  11.  The  opening paragraph of subdivision 1 of section 1803 of the
 vehicle and traffic law, as amended by chapter 385 of the laws of  1999,
 is amended to read as follows:
   Except  as  otherwise  provided  in  subdivision  five  of section two
 hundred twenty-seven of this  chapter  [and  as  provided  in],  SECTION
 SIXTEEN  HUNDRED THIRTY-THREE OF THIS CHAPTER AND section eleven hundred
 ninety-seven of this chapter, section ninety of the  state  finance  law
 and sections fourteen-f and one hundred forty of the transportation law,
 all  fines  and  penalties  collected  under  a  sentence or judgment of
 conviction of a violation of this chapter or of any act relating to  the
 use of highways by motor vehicles or trailers, now in force or hereafter
 enacted, shall be distributed in the following manner:
   § 12. Section 1803 of the vehicle and traffic law is amended by adding
 a new subdivision 10 to read as follows:
   10.  WHERE  A  COMMUTER RAILROAD ESTABLISHES A RAILROAD GRADE CROSSING
 DEMONSTRATION PROGRAM PURSUANT TO SECTION SIXTEEN  HUNDRED  THIRTY-THREE
 OF THIS CHAPTER, ALL FINES, PENALTIES AND FORFEITURES COLLECTED PURSUANT
 TO  SUCH  SECTION  SHALL  BE  PAID TO THE COUNTY, CITY, TOWN, OR VILLAGE
 HAVING JURISDICTION OF THE RAILROAD GRADE CROSSING.
   § 13. Subdivision 2 of section  87  of  the  public  officers  law  is
 amended by adding a new paragraph (p) to read as follows:

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   (P)  ARE  PHOTOGRAPHS,  MICROPHOTOGRAPHS,  VIDEOTAPE OR OTHER RECORDED
 IMAGES PREPARED UNDER THE AUTHORITY OF SECTION ELEVEN HUNDRED  SEVENTY-A
 OR SECTION SIXTEEN HUNDRED THIRTY-THREE OF THE VEHICLE AND TRAFFIC LAW.
   § 14. This act shall take effect immediately; provided, however, that:
   (a)  sections  one, two, seven and eight of this act of this act shall
 take effect on the first of November next succeeding the date  on  which
 it shall have become a law;
   (b)  sections  three, four, five and six of this act shall take effect
 October 1, 2018; and provided, further that:
   (c) sections nine, ten, eleven, twelve and thirteen of this act  shall
 take effect on the thirtieth day after it shall have become a law.
 
                                  PART H
 
   Section  1.  Paragraph  a of section 1 of part FF of chapter 55 of the
 laws of 2017 relating to motor vehicles equipped with autonomous vehicle
 technology, is amended to read as follows:
   a. Notwithstanding the provisions of section 1226 of the  vehicle  and
 traffic  law,  the  New  York  state  commissioner of motor vehicles may
 approve demonstrations and tests consisting of the operation of a  motor
 vehicle  equipped  with  autonomous  vehicle technology while such motor
 vehicle is engaged in the use of  such  technology  on  public  highways
 within  this  state  for the purposes of demonstrating and assessing the
 current development of autonomous vehicle technology and to begin  iden-
 tifying potential impacts of such technology on safety, traffic control,
 traffic  enforcement, emergency services, and such other areas as may be
 identified by such commissioner. Provided, however,  that  such  [demon-
 strations  and  tests shall only take place under the direct supervision
 of the New York state police. Such] demonstrations and tests shall  take
 place in a manner and form prescribed by the commissioner of motor vehi-
 cles  including, but not limited to: a requirement that a natural person
 holding a valid license for the operation of the motor  vehicle's  class
 be  present within such vehicle for the duration of the time it is oper-
 ated on public highways; a requirement that the motor  vehicle  utilized
 in  such  demonstrations  and tests complies with all applicable federal
 motor  vehicle  safety  standards  and  New  York  state  motor  vehicle
 inspection  standards; and a requirement that the motor vehicle utilized
 in such demonstrations and tests has in place, at a  minimum,  financial
 security  in  the  amount  of  five million dollars. Nothing in this act
 shall authorize the motor vehicle utilized in  such  demonstrations  and
 tests  to  operate  in violation of article 22 or title 7 of the vehicle
 and traffic law, excluding section 1226 of such law.
   § 2. Section 2 of part FF of chapter 55 of the laws of  2017  relating
 to  motor  vehicles  equipped  with  autonomous  vehicle  technology, is
 amended to read as follows:
   § 2. The commissioner of motor vehicles shall,  in  consultation  with
 the superintendent of state police, submit a report to the governor, the
 temporary  president of the senate, the speaker of the assembly, and the
 chairs of the senate  and  assembly  transportation  committees  on  the
 demonstrations  and  tests  authorized  by section one of this act. Such
 report shall include, but not be limited to, a description of the param-
 eters and purpose of such demonstrations  and  tests,  the  location  or
 locations  where  demonstrations  and  tests  were conducted, the demon-
 strations' and  tests'  impacts  on  safety,  traffic  control,  traffic
 enforcement,  emergency services, and such other areas as may be identi-
 fied by such commissioner. Such commissioner shall submit such report on

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 or before June [1, 2018] FIRST OF EACH YEAR  SECTION  ONE  OF  THIS  ACT
 REMAINS IN EFFECT.
   §  3.  Section 3 of part FF of chapter 55 of the laws of 2017 relating
 to motor  vehicles  equipped  with  autonomous  vehicle  technology,  is
 amended to read as follows:
   § 3. This act shall take effect April 1, 2017; provided, however, that
 section  one  of  this  act shall expire and be deemed repealed April 1,
 [2018] 2020.
   § 4. a. The New York state commissioner of motor vehicles may  approve
 demonstrations  and tests consisting of the operation of a motor vehicle
 equipped with autonomous vehicle technology while such motor vehicle  is
 engaged  in  the  use  of such technology on public highways within this
 state for the purposes of demonstrating and assessing the current devel-
 opment of autonomous vehicle technology and to begin identifying  poten-
 tial  impacts  of  such  technology  on safety, traffic control, traffic
 enforcement, emergency services, and such other areas as may be  identi-
 fied  by  such  commissioner.  Such  demonstrations and tests shall take
 place in a manner and form prescribed by the commissioner of motor vehi-
 cles including, but not limited to: a requirement that the motor vehicle
 utilized in such demonstrations and tests complies with  all  applicable
 federal  motor vehicle safety standards and New York state motor vehicle
 inspection standards; and a requirement that the motor vehicle  utilized
 in  such  demonstrations and tests has in place, at a minimum, financial
 security in the amount of five million dollars.   Nothing  in  this  act
 shall  authorize  the  motor vehicle utilized in such demonstrations and
 tests to operate in violation of article 22 or title 7  of  the  vehicle
 and traffic law, excluding section 1226 of such law.
   b.  For  the  purposes  of  this section, the term "autonomous vehicle
 technology" shall mean the hardware and software that  are  collectively
 capable  of  performing  part  or  all  of the dynamic driving task on a
 sustained basis, and the term "dynamic driving task" shall mean  all  of
 the  real-time  operational and tactical functions required to operate a
 vehicle in on-road traffic, excluding the strategic  functions  such  as
 trip scheduling and selection of destinations and waypoints.
   §  5.  The  commissioner of motor vehicles shall, in consultation with
 the superintendent of state police, submit a report to the governor, the
 temporary president of the senate, the speaker of the assembly, and  the
 chairs  of  the  senate  and  assembly  transportation committees on the
 demonstrations and tests authorized by section four of  this  act.  Such
 report shall include, but not be limited to, a description of the param-
 eters  and  purpose  of  such  demonstrations and tests, the location or
 locations where demonstrations and  tests  were  conducted,  the  demon-
 strations'  and  tests'  impacts  on  safety,  traffic  control, traffic
 enforcement, emergency services, and such other areas as may be  identi-
 fied by such commissioner. Such commissioner shall submit such report on
 or  before  June  first of each year section four of this act remains in
 effect.
   § 6. Section 1226 of the vehicle and traffic law is REPEALED.
   § 7. The commissioner of motor  vehicles  and  the  superintendent  of
 financial services shall establish regulations consistent with this act.
   § 8. This act shall take effect immediately; provided, however, that:
   (a) the amendments to subdivision a of section 1 of part FF of chapter
 55  of the laws of 2017 made by section one of this act shall not affect
 the repeal of such section and shall be deemed to be repealed therewith;
 and

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   (b) sections four, five and six of this act shall take effect April 1,
 2020.
 
                                  PART I
 
   Section  1.  The closing paragraph of subdivision 3 of section 99-a of
 the state finance law, as amended by section 3 of part GG of chapter  55
 of the laws of 2017, is amended to read as follows:
   The comptroller may require such reporting and record keeping as he or
 she  deems  necessary  to  ensure  the  proper distribution of moneys in
 accordance with applicable laws. A  justice  court  or  the  Nassau  and
 Suffolk  counties traffic and parking violations agencies or the city of
 Buffalo traffic violations agency [or the city of New York  pursuant  to
 article  two-A  of the vehicle and traffic law] may utilize these proce-
 dures only when permitted by the comptroller, and such permission,  once
 given, may subsequently be withdrawn by the comptroller on due notice.
   §  2.  The  closing  paragraph of subdivision 3 of section 99-a of the
 state finance law, as amended by section 10 of chapter 157 of  the  laws
 of 2017, is amended to read as follows:
   The comptroller may require such reporting and record keeping as he or
 she  deems  necessary  to  ensure  the  proper distribution of moneys in
 accordance with applicable laws. A  justice  court  or  the  Nassau  and
 Suffolk  counties traffic and parking violations agencies or the city of
 Buffalo traffic violations agency  or  the  city  of  Rochester  traffic
 violations  agency [or the city of New York pursuant to article two-A of
 the vehicle and traffic law] may  utilize  these  procedures  only  when
 permitted  by  the  comptroller,  and  such  permission, once given, may
 subsequently be withdrawn by the comptroller on due notice.
   § 3. This act shall take effect immediately; provided,  however,  that
 the amendments to the closing paragraph of subdivision 3 of section 99-a
 of  the  state finance law as made by section two of this act shall take
 effect on the same date and in the same manner as section 10 of  chapter
 157  of the laws of 2017 takes effect, and shall be subject to the expi-
 ration of such subdivision pursuant to section 4 of part GG  of  chapter
 55  of  the laws of 2017, as amended, and shall be deemed expired there-
 with.
 
                                  PART J
 
   Section 1. The vehicle and traffic law is  amended  by  adding  a  new
 article 12-D to read as follows:
                                ARTICLE 12-D
                PRE-LICENSING COURSE INTERNET PILOT PROGRAM
 SECTION 399-P. PRE-LICENSING COURSE INTERNET PILOT PROGRAM.
         399-Q. APPLICATION.
         399-R. REGULATIONS AND FEES.
         399-S. PILOT PROGRAM SCOPE AND DURATION.
         399-T. REPORT BY COMMISSIONER.
   § 399-P. PRE-LICENSING COURSE INTERNET PILOT PROGRAM. THE COMMISSIONER
 SHALL  ESTABLISH,  BY REGULATION, A COMPREHENSIVE PILOT PROGRAM TO ALLOW
 USE OF THE  INTERNET,  FOR  THE  ADMINISTRATION  AND  COMPLETION  OF  AN
 APPROVED  PRE-LICENSING  COURSE, WHICH SHALL BE DEEMED THE EQUIVALENT OF
 THE COURSE REQUIRED BY SUBPARAGRAPH (I) OF PARAGRAPH (A) OF  SUBDIVISION
 FOUR OF SECTION FIVE HUNDRED TWO OF THIS CHAPTER.
   §  399-Q.  APPLICATION.  AN  APPLICANT  FOR PARTICIPATION IN THE PILOT
 PROGRAM ESTABLISHED PURSUANT TO THIS ARTICLE SHALL BE AN APPROVED  SPON-

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 SOR  OF  AN  INTERNET  ACCIDENT  PREVENTION  COURSE, PURSUANT TO ARTICLE
 TWELVE-C OF THIS TITLE, PRIOR TO THE EFFECTIVE DATE OF THIS ARTICLE.  IN
 ORDER TO BE APPROVED FOR PARTICIPATION IN SUCH PILOT PROGRAM, THE COURSE
 MUST  COMPLY  WITH  PROVISIONS  OF LAW, RULES AND REGULATIONS APPLICABLE
 THERETO. THE COMMISSIONER MAY, IN HIS OR HER DISCRETION,  IMPOSE  A  FEE
 FOR  THE SUBMISSION OF EACH APPLICATION. SUCH FEE SHALL NOT EXCEED SEVEN
 THOUSAND FIVE HUNDRED DOLLARS, WHICH SHALL BE DEPOSITED IN THE DEDICATED
 HIGHWAY AND BRIDGE TRUST FUND ESTABLISHED PURSUANT  TO  SECTION  EIGHTY-
 NINE-B OF THE STATE FINANCE LAW.
   §  399-R.  REGULATIONS  AND FEES. 1. THE COMMISSIONER IS AUTHORIZED TO
 PROMULGATE  ANY  RULES  AND  REGULATIONS  NECESSARY  TO  IMPLEMENT   THE
 PROVISIONS  OF  THIS  ARTICLE  AND  TO  INSURE  THAT  THE INTERNET PILOT
 PROGRAM, AS APPROVED BY THE COMMISSIONER, CAN VALIDATE: STUDENT IDENTITY
 AT REGISTRATION AND THROUGHOUT THE COURSE; PARTICIPATION THROUGHOUT  THE
 COURSE; THAT TIME THE REQUIREMENTS ARE MET; AND SUCCESSFUL COMPLETION OF
 THE COURSE. PROVIDED, HOWEVER, THAT ANY RULES AND REGULATIONS PROMULGAT-
 ED  PURSUANT TO THIS ARTICLE SHALL NOT STIPULATE ANY PARTICULAR LOCATION
 FOR DELIVERY OF A PRE-LICENSING COURSE OR LIMIT THE TIME OF  DAY  DURING
 WHICH SUCH COURSE MAY BE TAKEN.
   2.  THE  COMMISSIONER  IS AUTHORIZED TO IMPOSE A FEE UPON EACH PRE-LI-
 CENSING COURSE SPONSORING AGENCY APPROVED TO DELIVER SUCH COURSE,  WHICH
 SHALL  NOT  EXCEED  EIGHT  DOLLARS  FOR  EACH STUDENT WHO COMPLETES SUCH
 COURSE, AND WHICH SHALL BE DEPOSITED IN THE DEDICATED HIGHWAY AND BRIDGE
 TRUST FUND ESTABLISHED PURSUANT TO SECTION EIGHTY-NINE-B  OF  THE  STATE
 FINANCE LAW.
   §  399-S.  PILOT  PROGRAM  SCOPE  AND DURATION. THE COMMISSIONER SHALL
 CONDUCT A PILOT PROGRAM DESIGNED TO EVALUATE UTILIZING THE INTERNET  FOR
 DELIVERING  AN  APPROVED PRE-LICENSING COURSE, WHICH SHALL BE DEEMED THE
 EQUIVALENT OF THE COURSE REQUIRED BY SUBPARAGRAPH (I) OF  PARAGRAPH  (A)
 OF  SUBDIVISION  FOUR  OF  SECTION  FIVE HUNDRED TWO OF THIS CHAPTER, BY
 PERMITTING QUALIFIED APPLICANTS TO PARTICIPATE IN THE PILOT PROGRAM  FOR
 A PERIOD OF FIVE YEARS.
   §  399-T.  REPORT BY COMMISSIONER. WITHIN FIVE YEARS OF THE ESTABLISH-
 MENT AND IMPLEMENTATION OF THIS ARTICLE, THE COMMISSIONER  SHALL  REPORT
 TO  THE  GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE AND THE SPEAKER
 OF THE ASSEMBLY ON THE PRE-LICENSING COURSE INTERNET PILOT  PROGRAM  AND
 ITS RESULTS. SUCH REPORTS SHALL INCLUDE RECOMMENDATIONS AS TO THE FUTURE
 USE  OF INTERNET AS AN EFFECTIVE WAY, IN ADDITION TO CLASSROOM PRESENTA-
 TION, TO DELIVER TO THE PUBLIC APPROVED PRE-LICENSING COURSES, AND QUAL-
 IFICATIONS  FOR  PARTICIPANTS  IN  SUCH  APPROVED   INTERNET   DELIVERED
 PROGRAMS.
   §  2. Paragraph (h) of subdivision 4 of section 502 of the vehicle and
 traffic law, as added by section 1 of part L of chapter 59 of  the  laws
 of 2009, is amended to read as follows:
   (h) Course completion certificate fee. The fee for a course completion
 certificate  provided by the department to an entity that is approved by
 the commissioner to offer the pre-licensing  course,  required  by  this
 subdivision,  for  issuance  by  such  entity  to  students  upon  their
 completion of such pre-licensing course shall be one  dollar.  Such  fee
 shall  be  paid  by such entity and shall not be charged to a person who
 takes the course in any manner.  THE PROVISIONS OF THIS PARAGRAPH  SHALL
 NOT  APPLY  TO  A  PRE-LICENSING  COURSE ESTABLISHED PURSUANT TO ARTICLE
 TWELVE-D OF THIS CHAPTER.
   § 3. This act shall take effect on the one hundred eightieth day after
 it shall have become a law and shall expire and be deemed repealed  five
 years  after  the  date  that  the  pre-licensing  course internet pilot

 S. 7508--A                         29                         A. 9508--A
 
 program is established and implemented  by  the  commissioner  of  motor
 vehicles  pursuant  to  article  12-D of the vehicle and traffic law, as
 added by section one of this act; provided  that  any  rules  and  regu-
 lations  necessary to implement the provisions of this act on its effec-
 tive date are authorized and directed to be completed on or before  such
 date;  and  provided,  further,  that the commissioner of motor vehicles
 shall notify the legislative bill drafting commission of the date he  or
 she  establishes  and implements the pre-licensing course internet pilot
 program pursuant to article 12-D of the  vehicle  and  traffic  law,  as
 added  by  section  one  of  this act, in order that such commission may
 maintain an accurate and timely effective data base of the official text
 of the laws of the state of New York in  furtherance  of  effecting  the
 provisions  of section 44 of the legislative law and section 70-b of the
 public officers law.
 
                                  PART K
 
   Section 1. Section 399-1 of the vehicle and traffic law, as amended by
 section 1 of part D of chapter 58 of the laws of  2016,  is  amended  to
 read as follows:
   §  399-l.  Application.  Applicants  for  participation  in  the pilot
 program established pursuant to this article shall be among those  acci-
 dent  prevention  course sponsoring agencies that have a course approved
 by the commissioner pursuant to article twelve-B of this title prior  to
 the  effective date of this article and which deliver such course to the
 public.  Provided,  however,  the  commissioner  may,  in  his  or   her
 discretion,  approve  applications  after  such  date.  In  order  to be
 approved for participation in such pilot program, the course must comply
 with the provisions of law, rules and  regulations  applicable  thereto.
 The  commissioner  may,  in  his or her discretion, impose a fee for the
 submission of each application  to  participate  in  the  pilot  program
 established  pursuant  to  this article. Such fee shall not exceed seven
 thousand five hundred dollars. [The proceeds  from  such  fee  shall  be
 deposited  by  the  comptroller  into the special obligation reserve and
 payment account of the dedicated highway and bridge  trust  fund  estab-
 lished  pursuant  to  section eighty-nine-b of the state finance law for
 the purposes established in this section.]
   § 2. Paragraph a of subdivision 5 of section 410 of  the  vehicle  and
 traffic law, as amended by section 4 of part D of chapter 58 of the laws
 of 2016, is amended to read as follows:
   a.  The  annual fee for registration or reregistration of a motorcycle
 shall be eleven dollars and fifty cents.  Beginning April  first,  nine-
 teen hundred ninety-eight the annual fee for registration or reregistra-
 tion  of  a  motorcycle  shall be seventeen dollars and fifty cents[, of
 which two dollars and fifty cents shall be deposited by the  comptroller
 into the special obligation reserve and payment account of the dedicated
 highway  and  bridge  trust fund established pursuant to section eighty-
 nine-b of the state finance law for the  purposes  established  in  this
 section].
   §  3.  Paragraph  (c-1) of subdivision 2 of section 503 of the vehicle
 and traffic law, as amended by section 5 of part D of chapter 58 of  the
 laws of 2016, is amended to read as follows:
   (c-1) In addition to the fees established in paragraphs (b) and (c) of
 this  subdivision,  a  fee of fifty cents for each six months or portion
 thereof of the period of validity shall be paid upon the issuance of any
 permit, license or renewal of a license which is valid for the operation

 S. 7508--A                         30                         A. 9508--A
 
 of a motorcycle, except a limited use motorcycle. [Fees collected pursu-
 ant to this paragraph shall be deposited by  the  comptroller  into  the
 special  obligation reserve and payment account of the dedicated highway
 and  bridge  trust fund established pursuant to section eighty-nine-b of
 the state finance law for the purposes established in this section.]
   § 4. Subdivision 5 of section 317 of the vehicle and  traffic  law  is
 REPEALED.
   §  5.  Paragraph  (b) of subdivision 1-a of section 318 of the vehicle
 and traffic law, as amended by section 9 of part D of chapter 58 of  the
 laws of 2016, is amended to read as follows:
   (b)  Notwithstanding  the provisions of paragraph (a) of this subdivi-
 sion, an order of suspension issued pursuant to paragraph (a) or (e)  of
 this subdivision may be terminated if the registrant pays to the commis-
 sioner a civil penalty in the amount of eight dollars for each day up to
 thirty  days  for  which  financial security was not in effect, plus ten
 dollars for each day from the thirty-first to the sixtieth day for which
 financial security was not in effect, plus twelve dollars for  each  day
 from  the  sixty-first to the ninetieth day for which financial security
 was not in effect. [Of each eight dollar penalty, six  dollars  will  be
 deposited  in the general fund and two dollars in the special obligation
 reserve and payment account of the dedicated highway  and  bridge  trust
 fund  established pursuant to section eighty-nine-b of the state finance
 law for the purposes established in this section.] Of  each  ten  dollar
 penalty  collected, [six] EIGHT dollars will be deposited in the general
 fund[, two dollars will be deposited in the special  obligation  reserve
 and  payment  account  of  the  dedicated  highway and bridge trust fund
 established pursuant to section eighty-nine-b of the state  finance  law
 for  the purposes established in this section,] and two dollars shall be
 deposited in the dedicated highway and  bridge  trust  fund  established
 pursuant to section eighty-nine-b of the state finance law and the dedi-
 cated  mass  transportation fund established pursuant to section eighty-
 nine-c of the  state  finance  law  and  distributed  according  to  the
 provisions  of subdivision (d) of section three hundred one-j of the tax
 law. Of each twelve dollar penalty collected, [six] EIGHT  dollars  will
 be  deposited into the general fund[, two dollars will be deposited into
 the special obligation reserve and  payment  account  of  the  dedicated
 highway  and  bridge  trust fund established pursuant to section eighty-
 nine-b of the state finance law for the  purposes  established  in  this
 section,]  and  four dollars shall be deposited in the dedicated highway
 and bridge trust fund established pursuant to section  eighty-nine-b  of
 the  state finance law and the dedicated mass transportation fund estab-
 lished pursuant to section eighty-nine-c of the state  finance  law  and
 distributed  according  to  the provisions of subdivision (d) of section
 three hundred one-j of the tax law. The foregoing provision shall  apply
 only  once during any thirty-six month period and only if the registrant
 surrendered the certificate of registration and  number  plates  to  the
 commissioner  not  more than ninety days from the date of termination of
 financial security or submits to the commissioner new proof of financial
 security which took effect not more than ninety  days  from  the  termi-
 nation of financial security.
   §  6. Subdivision 6 of section 423-a of the vehicle and traffic law is
 REPEALED.
   § 7. Paragraph (a) of subdivision 3  of  section  89-b  of  the  state
 finance  law,  as  amended  by section 11 of part D of chapter 58 of the
 laws of 2016, is amended to read as follows:

 S. 7508--A                         31                         A. 9508--A
 
   (a) The special obligation reserve and payment account  shall  consist
 (i)  of all moneys required to be deposited in the dedicated highway and
 bridge trust fund pursuant to the provisions  of  sections  two  hundred
 five,  two  hundred  eighty-nine-e,  three  hundred  one-j, five hundred
 fifteen  and  eleven  hundred  sixty-seven  of the tax law, section four
 hundred one of the vehicle and traffic law, and  section  thirty-one  of
 chapter fifty-six of the laws of nineteen hundred ninety-three, (ii) all
 fees, fines or penalties collected by the commissioner of transportation
 and  the  commissioner  of motor vehicles pursuant to section fifty-two,
 section three hundred twenty-six, section eighty-eight  of  the  highway
 law,  subdivision fifteen of section three hundred eighty-five[, section
 four hundred twenty-three-a, section four  hundred  ten,  section  three
 hundred seventeen, section three hundred eighteen, article twelve-C, and
 paragraph (c-1) of subdivision two of section five hundred three] of the
 vehicle  and  traffic law, section two of the chapter of the laws of two
 thousand three that amended this paragraph, subdivision (d)  of  section
 three  hundred  four-a, paragraph one of subdivision (a) and subdivision
 (d) of section three hundred five, subdivision  six-a  of  section  four
 hundred  fifteen and subdivision (g) of section twenty-one hundred twen-
 ty-five of the vehicle and traffic law, section fifteen of this chapter,
 excepting moneys deposited with the  state  on  account  of  betterments
 performed  pursuant  to  subdivision twenty-seven or subdivision thirty-
 five of section ten of the highway law, and [sections  ninety-four,  one
 hundred  thirty-five,  and] SECTION one hundred forty-five of the trans-
 portation law, (iii) any moneys collected by the department of transpor-
 tation for services provided pursuant  to  agreements  entered  into  in
 accordance  with section ninety-nine-r of the general municipal law, and
 (iv) any other moneys collected  therefor  or  credited  or  transferred
 thereto from any other fund, account or source.
   §  8.  Paragraph  (a)  of  subdivision  3 of section 89-b of the state
 finance law, as amended by section 12 of part D of  chapter  58  of  the
 laws of 2016, is amended to read as follows:
   (a)  The  special obligation reserve and payment account shall consist
 (i) of all moneys required to be deposited in the dedicated highway  and
 bridge  trust  fund  pursuant  to the provisions of sections two hundred
 eighty-nine-e, three hundred one-j,  five  hundred  fifteen  and  eleven
 hundred  sixty-seven  of  the  tax  law, section four hundred one of the
 vehicle and traffic law, and section thirty-one of chapter fifty-six  of
 the  laws  of  nineteen  hundred  ninety-three,  (ii) all fees, fines or
 penalties collected  by  the  commissioner  of  transportation  and  the
 commissioner  of  motor  vehicles pursuant to section fifty-two, section
 three hundred twenty-six,  section  eighty-eight  of  the  highway  law,
 subdivision  fifteen of section three hundred eighty-five[, section four
 hundred twenty-three-a, section four hundred ten, section three  hundred
 seventeen,  section  three hundred eighteen, article twelve-C, and para-
 graph (c-1) of subdivision two of section five  hundred  three]  of  the
 vehicle  and  traffic  law,  section  fifteen of this chapter, excepting
 moneys deposited with the state  on  account  of  betterments  performed
 pursuant  to  subdivision  twenty-seven  or  subdivision  thirty-five of
 section ten of the highway law, and [sections ninety-four,  one  hundred
 thirty-five,  and]  SECTION one hundred forty-five of the transportation
 law, (iii) any moneys collected by the department of transportation  for
 services provided pursuant to agreements entered into in accordance with
 section  ninety-nine-r  of the general municipal law, and (iv) any other
 moneys collected therefor or credited or transferred  thereto  from  any
 other fund, account or source.

 S. 7508--A                         32                         A. 9508--A
 
   §  9.  Subdivision  4  of  section  94  of  the  transportation law is
 REPEALED.
   §  10.  Subdivision  4  of  section  135 of the transportation law, as
 amended by section 4 of part C of chapter 57 of the  laws  of  2014,  is
 amended to read as follows:
   4. [All revenues collected pursuant to this section shall be deposited
 by  the  comptroller  into  the  special  obligation reserve and payment
 account of the dedicated  highway  and  bridge  trust  fund  established
 pursuant  to  section  eighty-nine-b  of  the  state finance law for the
 purposes established in this section.] Fees will be  based  on  revenues
 from the preceding calendar year and shall be assessed on or before July
 first  and  are  payable  by  September first of each year. On or before
 January first of each year following assessment of fees pursuant to this
 section, the commissioner shall report to the railroad companies  annual
 costs associated with this assessment.
   §  11.  Subsection  (b)  of  section 805 of the tax law, as amended by
 section 1 of part C of chapter 25 of the laws of  2009,  is  amended  to
 read as follows:
   (b)  On  or before the twelfth and twenty-sixth day of each succeeding
 month, after reserving such amount for such refunds and  deducting  such
 amounts  for  such  costs,  as  provided  for  in subsection (a) of this
 section, the commissioner shall certify to the comptroller the amount of
 all revenues so received during the prior  month  as  a  result  of  the
 taxes,  interest  and  penalties  so  imposed. The amount of revenues so
 certified shall be paid over by the fifteenth and the final business day
 of each succeeding month from such account  WITHOUT  APPROPRIATION  into
 the  [mobility  tax  trust  account  of  the metropolitan transportation
 authority financial assistance  fund  established  pursuant  to  section
 ninety-two-ff  of the state finance law, for payment, pursuant to appro-
 priations by the legislature to the] metropolitan transportation author-
 ity finance fund established pursuant to section twelve  hundred  seven-
 ty-h  of  the  public  authorities  law,  PROVIDED,  HOWEVER,  THAT  THE
 COMPTROLLER SHALL ENSURE THAT ANY PAYMENTS TO THE METROPOLITAN TRANSPOR-
 TATION AUTHORITY FINANCE FUND WHICH ARE DUE TO  BE  PAID  BY  THE  FINAL
 BUSINESS  DAY IN THE MONTH OF DECEMBER PURSUANT TO THIS SUBSECTION SHALL
 BE RECEIVED BY THE METROPOLITAN TRANSPORTATION AUTHORITY FINANCE FUND ON
 THE SAME BUSINESS DAY IN WHICH IT IS PAID.
   § 12. Section 4 of the state finance law is amended by  adding  a  new
 subdivision 12 to read as follows:
   12.  NOTWITHSTANDING SUBDIVISION ONE OF THIS SECTION AND ANY OTHER LAW
 TO THE CONTRARY, THE REVENUE (INCLUDING TAXES, INTEREST  AND  PENALTIES)
 FROM  THE  METROPOLITAN  COMMUTER  TRANSPORTATION  MOBILITY  TAX IMPOSED
 PURSUANT TO ARTICLE TWENTY-THREE OF  THE  TAX  LAW  WHICH  ARE  PAID  IN
 ACCORDANCE  WITH SUBSECTION (B) OF SECTION EIGHT HUNDRED FIVE OF THE TAX
 LAW INTO THE METROPOLITAN TRANSPORTATION AUTHORITY FINANCE  FUND  ESTAB-
 LISHED BY SECTION TWELVE HUNDRED SEVENTY-H OF THE PUBLIC AUTHORITIES LAW
 SHALL BE MADE PURSUANT TO STATUTE BUT WITHOUT AN APPROPRIATION.
   §  13.  Subdivision 2 of section 1270-h of the public authorities law,
 as added by section 16 of part H of chapter 25 of the laws of  2009,  is
 amended to read as follows:
   2.  The comptroller shall deposit INTO THE METROPOLITAN TRANSPORTATION
 AUTHORITY FINANCE FUND (A) monthly, pursuant to appropriation, [into the
 metropolitan transportation authority finance fund] the moneys deposited
 in the mobility tax trust account  of  the  metropolitan  transportation
 authority financial assistance fund pursuant to [article twenty-three of
 the  tax  law, and] any [other] provision of law directing or permitting

 S. 7508--A                         33                         A. 9508--A
 
 the deposit of moneys in such fund, AND (B) WITHOUT  APPROPRIATION,  THE
 REVENUE  INCLUDING TAXES, INTEREST AND PENALTIES COLLECTED IN ACCORDANCE
 WITH ARTICLE TWENTY-THREE OF THE TAX LAW.
   §  14. Subdivisions 3 and 5 of section 92-ff of the state finance law,
 as added by section 16 of part G of chapter 25 of the laws of 2009,  are
 amended to read as follows:
   3.  Such fund shall consist of all moneys collected [therefore] THERE-
 FOR or credited or transferred thereto from any other fund,  account  or
 source,  including,  without  limitation, the [revenues derived from the
 metropolitan commuter transportation mobility  tax  imposed  by  article
 twenty-three  of the tax law;] revenues derived from the special supple-
 mental tax on passenger car rentals imposed by  section  eleven  hundred
 sixty-six-a  of  the  tax  law; revenues derived from the transportation
 surcharge imposed by article twenty-nine-A of the tax law;  the  supple-
 mental  registration  fees imposed by article seventeen-C of the vehicle
 and traffic law; and the supplemental metropolitan commuter  transporta-
 tion  district license fees imposed by section five hundred three of the
 vehicle and traffic law. Any interest received  by  the  comptroller  on
 moneys on deposit in the metropolitan transportation authority financial
 assistance fund shall be retained in and become a part of such fund.
   5.  (a)  The  "mobility  tax trust account" shall consist of [revenues
 required to be deposited therein pursuant to the provisions  of  article
 twenty-three  of  the  tax  law and all other] moneys credited or trans-
 ferred thereto from any [other] fund or source pursuant to law.
   (b) Moneys in the "mobility tax  trust  account"  shall,  pursuant  to
 appropriation  by  the legislature, be transferred on a monthly basis to
 the metropolitan transportation authority finance  fund  established  by
 section  twelve  hundred  seventy-h  of  the  public authorities law and
 utilized in accordance with said section. It is the intent of the legis-
 lature to enact two appropriations from the mobility tax  trust  account
 to the metropolitan transportation authority finance fund established by
 section twelve hundred seventy-h of the public authorities law. One such
 appropriation  shall  be  equal  to the amounts expected to be available
 [for such purpose pursuant to article twenty-three of the  tax  law  or]
 from  any  [other] monies described in paragraph (a) of this subdivision
 during the two thousand [nine]  EIGHTEEN--two  thousand  [ten]  NINETEEN
 fiscal  year  and shall be effective in that fiscal year. The other such
 appropriation shall be equal to the amounts  expected  to  be  available
 [for  such  purpose  pursuant to article twenty-three of the tax law or]
 from any [other] monies described in paragraph (a) of  this  subdivision
 during  the  two  thousand  [ten] NINETEEN--two thousand [eleven] TWENTY
 fiscal year and shall, notwithstanding the provisions of  section  forty
 of  this chapter, take effect on the first day of the two thousand [ten]
 NINETEEN--two thousand [eleven] TWENTY fiscal year and lapse on the last
 day of that fiscal year. It is the intent of the governor to submit  and
 the  legislature  to  enact  for each fiscal year after the two thousand
 [nine] EIGHTEEN--two thousand [ten] NINETEEN fiscal year  in  an  annual
 budget  bill:  (i) an appropriation for the amount expected to be avail-
 able in the mobility tax trust account during such fiscal year  for  the
 metropolitan  transportation authority [pursuant to article twenty-three
 of the tax law or] FROM any [other] monies described in paragraph (a) of
 this subdivision; and (ii) an appropriation for the amount projected  by
 the  director  of  the  budget to be deposited in the mobility tax trust
 account [pursuant to article twenty-three of the tax law  or]  from  any
 [other]  monies  described  in paragraph (a) of this subdivision for the
 next succeeding fiscal year. Such appropriation for payment of  revenues

 S. 7508--A                         34                         A. 9508--A
 
 projected  to be deposited in the succeeding fiscal year shall, notwith-
 standing the provisions of section forty of this chapter, take effect on
 the first day of such succeeding fiscal year and lapse on the  last  day
 of  such  fiscal year. If for any fiscal year commencing on or after the
 first day of April, two thousand ten the  governor  fails  to  submit  a
 budget  bill containing the foregoing, or the legislature fails to enact
 a bill  with  such  provisions,  then  the  metropolitan  transportation
 authority  shall notify the comptroller, the director of the budget, the
 chairperson of the senate finance committee and the chairperson  of  the
 assembly  ways  and  means committee of amounts required to be disbursed
 from the appropriation made during the preceding fiscal year for payment
 in such fiscal year. In no event shall the comptroller make any payments
 from such appropriation prior to May first  of  such  fiscal  year,  and
 unless  and  until  the  director  of the budget, the chairperson of the
 senate finance committee and the chairperson of the  assembly  ways  and
 means  committee  have  been  notified  of the required payments and the
 timing of such payments to be made from the mobility tax  trust  account
 to the metropolitan transportation authority finance fund established by
 section  twelve hundred seventy-h of the public authorities law at least
 forty-eight hours prior  to  any  such  payments.  Until  such  time  as
 payments  pursuant  to  such appropriation are made in full, revenues in
 the mobility tax trust account shall not be  paid  over  to  any  person
 other than the metropolitan transportation authority.
   § 15. This act shall take effect April 1, 2018; provided however, that
 the  amendments  to section 399-l of the vehicle and traffic law made by
 section one of this act shall not affect the repeal of such section  and
 shall  be deemed repealed therewith; and provided further, however, that
 the amendments to paragraph (a) of subdivision 3 of section 89-b of  the
 state  finance law made by section seven of this act shall be subject to
 the expiration and reversion of such paragraph pursuant to section 13 of
 part U1 of chapter 62 of the laws of 2003, as amended,  when  upon  such
 date the provisions of section eight of this act shall take effect.
 
                                  PART L
 
   Section  1.  Legislative  findings and declaration. It is hereby found
 and declared that:
   Within the metropolitan commuter transportation district  created  and
 established  by  section  1262  of the public authorities law there have
 been and will be geographic areas  that  receive  special  economic  and
 other  benefits  from  capital  elements undertaken in connection with a
 capital program approved  pursuant  to  section  1269-b  of  the  public
 authorities law.
   It  is  further  found  and  declared that it is a matter of statewide
 concern that the transportation facilities of the metropolitan transpor-
 tation authority, the New York city transit authority and their  subsid-
 iaries  be  maintained and expanded to ensure the economic health of the
 metropolitan commuter transportation district and in furtherance thereof
 that all of the real property within those subdistricts that are  deter-
 mined  to be the beneficiary of such special economic and other benefits
 should contribute to the  funding  of  the  metropolitan  transportation
 authority's  capital programs at a level determined to be appropriate to
 the special benefits received within such subdistrict.
   For these reasons it is declared that these changes are  necessary  to
 protect  and promote the sound enhancement, renewal and expansion of the
 transportation facilities of the metropolitan transportation  authority,

 S. 7508--A                         35                         A. 9508--A
 
 the  New  York  city transit authority and their subsidiaries, including
 the planning, design, acquisition, construction,  reconstruction,  reha-
 bilitation  and improvement of such facilities through the establishment
 of  transportation  improvement subdistricts and the use of increases in
 the fair market value of real property in  such  subdistricts  resulting
 from  such  improvements to transportation facilities to provide funding
 for  the  metropolitan  transportation  authority's   approved   capital
 programs.
   § 2. Section 1261 of the public authorities law is amended by adding a
 new subdivision 25 to read as follows:
   25. "TRANSPORTATION IMPROVEMENT SUBDISTRICT" SHALL MEAN AN AREA WITHIN
 THE  METROPOLITAN  COMMUTER  TRANSPORTATION DISTRICT WHICH AREA HAS BEEN
 ESTABLISHED PURSUANT TO SECTION  TWELVE  HUNDRED  SIXTY-NINE-H  OF  THIS
 ARTICLE  AND  INCLUDED ON THE LIST OF TRANSPORTATION IMPROVEMENT SUBDIS-
 TRICTS AS PROVIDED IN ARTICLE FIFTEEN-D OF THE REAL PROPERTY TAX LAW.
   § 3. The public authorities law is amended by  adding  a  new  section
 1269-h to read as follows:
   § 1269-H. TRANSPORTATION IMPROVEMENT SUBDISTRICTS. 1. THE BOARD OF THE
 METROPOLITAN  TRANSPORTATION  AUTHORITY SHALL ESTABLISH A TRANSPORTATION
 IMPROVEMENT SUBDISTRICT PURSUANT TO THE  PROCEDURE  SET  FORTH  IN  THIS
 SECTION INCLUDING, BUT NOT LIMITED TO, THE PROJECTS LISTED BELOW:
   (A)  PHASES  ONE,  TWO,  THREE  AND  FOUR  OF THE SECOND AVENUE SUBWAY
 PROJECT;
   (B) THE PROJECT TO BRING THE LONG ISLAND RAIL ROAD INTO GRAND  CENTRAL
 TERMINAL ("EAST SIDE ACCESS PROJECT");
   (C) PENN STATION ACCESS; AND
   (D) 125TH MNR AND SUBWAY STATIONS.
   2.  FROM  TIME  TO  TIME, THE BOARD OF THE METROPOLITAN TRANSPORTATION
 AUTHORITY MAY CREATE AND ESTABLISH  TRANSPORTATION  IMPROVEMENT  SUBDIS-
 TRICTS  AS  IT DEEMS NECESSARY AND APPROPRIATE PROVIDED THAT THE PLANNED
 CAPITAL PROGRAM  ELEMENTS  IN  AN  APPROVED  CAPITAL  PROGRAM  THAT  ARE
 EXPECTED TO RESULT IN AN INCREASE IN THE FAIR MARKET VALUE OF REAL PROP-
 ERTY  IN  SUCH  TRANSPORTATION IMPROVEMENT SUBDISTRICT HAVE AN ESTIMATED
 CAPITAL COST GREATER THAN ONE HUNDRED MILLION DOLLARS.
   3. PRIOR TO THE VOTE BY THE BOARD OF THE  METROPOLITAN  TRANSPORTATION
 AUTHORITY  TO  CREATE AND ESTABLISH A TRANSPORTATION IMPROVEMENT SUBDIS-
 TRICT, THE FOLLOWING SHALL HAVE OCCURRED:
   (A) THE LEGAL DESCRIPTION OF  THE  BOUNDARIES  OF  THE  TRANSPORTATION
 IMPROVEMENT  SUBDISTRICT  SHALL  HAVE  BEEN  PREPARED.  A TRANSPORTATION
 IMPROVEMENT SUBDISTRICT MAY BE ESTABLISHED ANYWHERE WITHIN A CITY  OF  A
 POPULATION OF ONE MILLION OR MORE THAT IS WITHIN THE METROPOLITAN COMMU-
 TER  TRANSPORTATION  DISTRICT PROVIDED THAT A TRANSPORTATION IMPROVEMENT
 SUBDISTRICT SHALL INCLUDE ONLY WHOLE TAX PARCELS, BUT  SHALL  EXTEND  NO
 FURTHER  THAN ONE MILE IN ANY DIRECTION FROM ANY PART OF THE TRANSPORTA-
 TION IMPROVEMENT.
   (B) THERE SHALL HAVE BEEN AN ANALYSIS PERFORMED BY OR ON BEHALF OF THE
 AUTHORITY AND SUBMITTED TO THE BOARD OF THE METROPOLITAN  TRANSPORTATION
 AUTHORITY  THAT  INDICATES  THAT  THE AGGREGATE FAIR MARKET VALUE OF THE
 REAL PROPERTY WITHIN THE  PROPOSED  BOUNDARIES  OF  SUCH  TRANSPORTATION
 IMPROVEMENT  SUBDISTRICT  INCREASED OR IS FORECAST TO INCREASE MORE THAN
 IT WOULD HAVE INCREASED IF  NO  WORK  PERFORMED  OR  ANTICIPATED  TO  BE
 PERFORMED PURSUANT TO ONE OR MORE CAPITAL PROGRAM ELEMENTS HAD OCCURRED.
 SUCH  ANALYSIS  SHALL  IDENTIFY GENERALLY THE ESTIMATED LEVEL OF AVERAGE
 INCREMENTAL INCREASE IN THE FAIR MARKET VALUE OF  REAL  PROPERTY  WITHIN
 THE  PROPOSED  TRANSPORTATION IMPROVEMENT SUBDISTRICT AS A RESULT OF THE

 S. 7508--A                         36                         A. 9508--A
 
 IMPLEMENTATION OF THE SPECIFIED CAPITAL PROGRAM ELEMENTS SINCE  NINETEEN
 HUNDRED EIGHTY-ONE.
   (C)  THE AUTHORITY SHALL CONDUCT A PUBLIC HEARING ON THE ESTABLISHMENT
 OF SUCH PROPOSED TRANSPORTATION IMPROVEMENT SUBDISTRICT. NOTICE  OF  THE
 HEARING  SHALL:  (I)  BE  WRITTEN  IN  A CLEAR AND COHERENT MANNER; (II)
 GENERALLY  IDENTIFY  THE  BOUNDARIES  OF  THE  PROPOSED   TRANSPORTATION
 IMPROVEMENT  SUBDISTRICT;  (III) STATE THE PERCENTAGE OF THE INCREMENTAL
 REAL PROPERTY TAX LEVIED ON ALL PARCELS WITHIN THE PROPOSED  TRANSPORTA-
 TION IMPROVEMENT SUBDISTRICT THAT THE AUTHORITY PROPOSES TO BE ASSESSED;
 (IV) PROVIDE THE INTERNET ADDRESS WHERE A DETAILED MAP OF THE BOUNDARIES
 OF  THE  PROPOSED  TRANSPORTATION  IMPROVEMENT  SUBDISTRICT  IS PUBLICLY
 ACCESSIBLE, TOGETHER WITH A COPY OF THE ANALYSIS PROVIDED TO  THE  BOARD
 OF  THE  METROPOLITAN TRANSPORTATION AUTHORITY PURSUANT TO PARAGRAPH (B)
 OF THIS SUBDIVISION; (V) BE SENT TO THE MAYOR OF A  CITY  WITH  A  POPU-
 LATION  OF  ONE  MILLION  OR  MORE  IN WHICH THE PROPOSED TRANSPORTATION
 IMPROVEMENT SUBDISTRICT IS LOCATED AT LEAST THIRTY DAYS  PRIOR  TO  SUCH
 PUBLIC  HEARING;  AND  (VI)  BE POSTED ON THE AUTHORITY'S WEBSITE FOR AT
 LEAST THIRTY DAYS PRIOR TO SUCH PUBLIC HEARING.
   (D) AFTER SUCH HEARING AND AT ANY TIME PRIOR TO THE  ADOPTION  OF  THE
 RESOLUTION  RECOMMENDING  ESTABLISHMENT  OF A TRANSPORTATION IMPROVEMENT
 SUBDISTRICT, THE AUTHORITY MAY AMEND THE BOUNDARIES OF  THE  RECOMMENDED
 TRANSPORTATION IMPROVEMENT SUBDISTRICT.
   (E)  THE RESOLUTION BY WHICH THE BOARD OF THE METROPOLITAN TRANSPORTA-
 TION AUTHORITY SHALL ESTABLISH A TRANSPORTATION IMPROVEMENT  SUBDISTRICT
 SHALL  INCLUDE A DETAILED STATEMENT OF THE REASONS WHY THE BOARD CONSID-
 ERS THAT THE PROPOSED TRANSPORTATION IMPROVEMENT SUBDISTRICT  HAS  BENE-
 FITTED  OR  WILL  BENEFIT  FROM  IMPLEMENTATION OF THE SPECIFIED CAPITAL
 PROGRAM ELEMENTS AND SHALL SPECIFY THE  PERCENTAGE  OF  THE  INCREMENTAL
 REAL  PROPERTY  TAX  LEVIED  ON ALL PARCELS WITHIN EACH OF THE FOLLOWING
 TRANSPORTATION IMPROVEMENT SUBDISTRICTS THAT SHALL BE ASSESSED  PROVIDED
 THAT SUCH PERCENTAGE MAY NOT EXCEED FIFTY PERCENT.
   (F)  UPON  APPROVAL  BY  THE  BOARD OF THE METROPOLITAN TRANSPORTATION
 AUTHORITY OF A  RESOLUTION  ESTABLISHING  A  TRANSPORTATION  IMPROVEMENT
 SUBDISTRICT,  THE  AUTHORITY SHALL ADD IT TO THE LIST OF APPROVED TRANS-
 PORTATION IMPROVEMENT SUBDISTRICTS SET FORTH IN ARTICLE FIFTEEN-D OF THE
 REAL PROPERTY TAX LAW THAT IT SHALL MAINTAIN ON THE AUTHORITY'S PUBLICLY
 AVAILABLE WEBSITE AND ALSO SHALL NOTIFY THE METROPOLITAN  TRANSPORTATION
 AUTHORITY CAPITAL PROGRAM REVIEW BOARD.
   (G)  THE  ADOPTION  BY  THE  BOARD  OF THE METROPOLITAN TRANSPORTATION
 AUTHORITY OF A  RESOLUTION  ESTABLISHING  A  TRANSPORTATION  IMPROVEMENT
 SUBDISTRICT  SHALL  NOT BE SUBJECT TO PROVISIONS OF ARTICLE EIGHT, NINE-
 TEEN, TWENTY-FOUR OR TWENTY-FIVE OF THE ENVIRONMENTAL CONSERVATION  LAW,
 OR TO ANY LOCAL LAW OR ORDINANCE ADOPTED PURSUANT TO SUCH ARTICLE.
   § 4. The real property tax law is amended by adding a new article 15-D
 to read as follows:
                                ARTICLE 15-D
                   TRANSPORTATION IMPROVEMENT DISTRICTS
 SECTION 1596. DEFINITIONS.
         1597. LEVYING ASSESSMENT.
         1598. COLLECTION OF ASSESSMENT.
   §  1596. DEFINITIONS. AS USED OR REFERRED TO IN THIS ARTICLE, UNLESS A
 DIFFERENT MEANING CLEARLY APPEARS FROM THE CONTEXT:
   1. "BASELINE REAL PROPERTY TAX" SHALL MEAN  THE  TOTAL  REAL  PROPERTY
 TAXES  LEVIED ON A PARCEL LAST LEVIED PRIOR TO THE EFFECTIVE DATE OF THE
 RESOLUTION OF THE METROPOLITAN TRANSPORTATION AUTHORITY ESTABLISHING THE
 TRANSPORTATION IMPROVEMENT SUBDISTRICT IN WHICH SUCH PARCEL  IS  LOCATED

 S. 7508--A                         37                         A. 9508--A
 
 AND  SHALL  ALSO INCLUDE ANY PAYMENTS IN LIEU OF TAXES MADE WITH RESPECT
 TO ANY SUCH PARCEL.
   2. "INCREMENTAL REAL PROPERTY TAX" SHALL MEAN THAT PORTION OF THE REAL
 PROPERTY  TAXES  LEVIED  ON A PARCEL EACH YEAR IN EXCESS OF THE BASELINE
 REAL PROPERTY TAX AND SHALL INCLUDE ANY PAYMENTS IN LIEU OF  TAXES  MADE
 WITH RESPECT TO ANY PARCEL.
   3.  "REAL  PROPERTY" SHALL MEAN "REAL PROPERTY" AS DEFINED IN SUBDIVI-
 SION TWELVE OF SECTION ONE HUNDRED TWO OF THIS CHAPTER.
   4. "PARCEL" SHALL MEAN A "PARCEL" AS DEFINED IN SUBDIVISION ELEVEN  OF
 SECTION ONE HUNDRED TWO OF THIS CHAPTER.
   5. "TAXING JURISDICTION" SHALL MEAN A MUNICIPAL CORPORATION OR SPECIAL
 DISTRICT WHICH IMPOSES A CHARGE UPON REAL PROPERTY LOCATED WITHIN A CITY
 OF A POPULATION OF ONE MILLION OR MORE.
   6.  "TRANSPORTATION  IMPROVEMENT SUBDISTRICT" SHALL MEAN A TRANSPORTA-
 TION IMPROVEMENT SUBDISTRICT DULY APPROVED BY THE BOARD OF THE METROPOL-
 ITAN TRANSPORTATION AUTHORITY PURSUANT TO SECTION TWELVE HUNDRED  SIXTY-
 NINE-H  OF  THE  PUBLIC  AUTHORITIES  LAW  AND ADDED TO THE LIST OF SUCH
 TRANSPORTATION IMPROVEMENT SUBDISTRICTS MAINTAINED BY  THE  METROPOLITAN
 TRANSPORTATION AUTHORITY.
   §  1597.  LEVYING  ASSESSMENT. 1. FOR THE SOLE PURPOSE OF PROVIDING AN
 ADDITIONAL STABLE AND RELIABLE DEDICATED FUNDING SOURCE FOR  THE  METRO-
 POLITAN  TRANSPORTATION  AUTHORITY,  THE NEW YORK CITY TRANSIT AUTHORITY
 AND THEIR SUBSIDIARIES TO PRESERVE, OPERATE AND IMPROVE ESSENTIAL TRANS-
 IT AND TRANSPORTATION SERVICES IN THE METROPOLITAN COMMUTER  TRANSPORTA-
 TION DISTRICT, AN ASSESSMENT EQUAL TO NOT MORE THAN SEVENTY-FIVE PERCENT
 OF  THE  INCREMENTAL REAL PROPERTY TAX LEVIED ON ALL PARCELS WITHIN EACH
 OF  THE  FOLLOWING  TRANSPORTATION  IMPROVEMENT  SUBDISTRICTS  SHALL  BE
 LEVIED,  COMMENCING,  FOR  EACH  PARCEL  IN A TRANSPORTATION IMPROVEMENT
 SUBDISTRICT, WITH THE FIRST LEVY OF REAL PROPERTY TAXES ON  SUCH  PARCEL
 OCCURRING ON OR AFTER THE DATE OF CALCULATION OF THE BASELINE REAL PROP-
 ERTY  TAX  FOR SUCH PARCEL.   FOR THE TRANSPORTATION IMPROVEMENT SUBDIS-
 TRICTS ESTABLISHED PURSUANT TO SUBDIVISION TWO OF SECTION TWELVE HUNDRED
 SIXTY-NINE-H OF  THE  PUBLIC  AUTHORITIES  LAW,  SUCH  ASSESSMENT  SHALL
 COMMENCE FOR EACH PARCEL IN SUCH SUBDISTRICT WITH THE FIRST LEVY OF REAL
 PROPERTY TAXES ON SUCH PARCEL ON OR AFTER THE DATE THAT THE METROPOLITAN
 TRANSPORTATION  AUTHORITY  ADOPTS A RESOLUTION ESTABLISHING SUCH SUBDIS-
 TRICT. THE BASELINE REAL PROPERTY TAX THAT SHALL BE  USED  TO  DETERMINE
 THE  AMOUNT  OF SUCH ASSESSMENT SHALL BE THE FIRST LEVY OF REAL PROPERTY
 TAXES ON ANY PARCEL IN SUCH SUBDISTRICT FOLLOWING THE  APPROVAL  OF  THE
 PLANNING PROCESS FOR SUCH PROJECT BY THE CAPITAL PROGRAM REVIEW BOARD.
   2. NOTWITHSTANDING ANY LAW TO THE CONTRARY, THE METROPOLITAN TRANSPOR-
 TATION  AUTHORITY  SHALL HAVE NO LIABILITY TO ANY TAXING JURISDICTION OR
 TO ANY REAL PROPERTY TAXPAYER FOR ANY TAX CERTIORARI PROCEEDING  OR  ANY
 OTHER  JUDICIAL  OR  ADMINISTRATIVE PROCEEDING COMMENCED WITH RESPECT TO
 ANY REAL PROPERTY TAX ASSESSMENT.
   § 1598. COLLECTION OF ASSESSMENT. 1.  EACH  TAXING  JURISDICTION  WILL
 TIMELY COLLECT AND PAY OVER THE ASSESSMENT TO THE METROPOLITAN TRANSPOR-
 TATION AUTHORITY IN A FORM AND MANNER PRESCRIBED BY SUCH AUTHORITY.
   2.  IN  THE EVENT THAT ANY TAXING JURISDICTION WITH RESPONSIBILITY FOR
 COLLECTING THE TRANSPORTATION IMPROVEMENT  SUBDISTRICT  ASSESSMENT  DOES
 NOT  PAY  SUCH  ASSESSMENTS  WITHIN  THIRTY  DAYS OF THE RECEIPT OF SUCH
 ASSESSMENT, THE METROPOLITAN TRANSPORTATION AUTHORITY SHALL  NOTIFY  THE
 STATE COMPTROLLER IN WRITING AND SUCH COMPTROLLER SHALL, UPON REVIEW AND
 DETERMINATION  THAT  AN  ASSESSMENT  WAS NOT PAID, DEDUCT ANY AMOUNT NOT
 PAID FROM ANY AMOUNT OF STATE AID OR ANY OTHER STATE PAYMENT DUE TO SUCH

 S. 7508--A                         38                         A. 9508--A

 TAXING JURISDICTION. THE STATE COMPTROLLER SHALL REMIT  THE  AMOUNTS  SO
 DEDUCTED AND RECOVERED TO THE METROPOLITAN TRANSPORTATION AUTHORITY.
   § 5. This act shall take effect immediately.
 
                                  PART M
 
   Section  1.  Legislative intent. Historically, under existing law, and
 pursuant to its master lease with the New York  city  transit  authority
 (NYCT), the city of New York is required to pay for the capital needs of
 the  NYCT.  This  obligation  has  never ceased from the initial chapter
 establishing the NYCT and  transferring  the  operation  of  the  city's
 subway system to the NYCT in 1953. This legislation clarifies this long-
 standing  obligation and establishes a process for state assistance when
 a disaster emergency is declared.
   § 2. Subdivision 1 of section 1269-b of the public authorities law, as
 amended by chapter 637 of the laws  of  1996,  is  amended  to  read  as
 follows:
   1.    (a) On or before October first, nineteen hundred eighty-one, and
 on or before October first of every fifth year thereafter,  through  and
 including  October  first,  nineteen  hundred  ninety-one, the authority
 shall  submit  to  the  metropolitan  transportation  authority  capital
 program  review board two capital program plans for the five year period
 commencing January first of the following year;
   (b) not later than ten days after the effective date of this paragraph
 the authority shall submit to the metropolitan transportation  authority
 capital program review board two capital program plans for the five-year
 period commencing January first, nineteen hundred ninety-five; and
   (c) on or before October first, nineteen hundred ninety-nine and every
 fifth  year  thereafter,  the authority shall submit to the metropolitan
 transportation  authority  capital  program  review  board  two  capital
 program  plans  for the five-year period commencing January first of the
 following year.
   For each of the periods described above, one such plan  shall  contain
 the  capital program for the transit facilities operated by the New York
 city transit authority and its subsidiaries and for  the  Staten  Island
 rapid transit operating authority; the other such plan shall contain the
 capital  program  for  the railroad facilities, not including the Staten
 Island rapid transit operating authority, under the jurisdiction of  the
 authority.
   Each  plan  shall  set  system-wide  goals  and objectives for capital
 spending, establish standards for service and operations,  and  describe
 each  capital  element  proposed  to  be  initiated in each of the years
 covered by the plan and explain how each proposed element  supports  the
 achievement  of the service and operational standards established in the
 plan. Each plan shall also set forth an estimate of the amount of  capi-
 tal funding required each year and the expected sources of such funding,
 EXCEPT  THAT  FOR  SUCH  CAPITAL  FUNDING REQUIRED EACH YEAR FOR TRANSIT
 FACILITIES OPERATED BY THE NEW  YORK  CITY  TRANSIT  AUTHORITY  AND  ITS
 SUBSIDIARIES,  THE  CITY  OF  NEW YORK SHALL PROVIDE IN FULL ALL FUNDING
 REQUIRED TO MEET THE CAPITAL NEEDS OF THE NEW YORK CITY TRANSIT AUTHORI-
 TY IN SUCH PLAN.  Each plan subsequent to the first such plan  and  each
 proposed  amendment  or  modification  thereof  shall  also describe the
 current status of  each  capital  element  included  in  the  previously
 approved plan, if any. Each plan shall be accompanied or supplemented by
 such  supporting  materials as the metropolitan transportation authority
 capital program review board shall require.

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   A capital element shall mean either a category of expenditure itemized
 in a plan, as hereinafter provided, for which a specified maximum dollar
 amount is proposed to be expended, or a particularly  described  capital
 project  within  one or more categories for which no maximum expenditure
 is  proposed,  but for which an estimate of expected cost is provided. A
 capital element shall be deemed to have been initiated for  purposes  of
 this  section  if  in  connection  with such element the authority shall
 certify that (i) purchase or construction contracts  have  been  entered
 into, obligating in the aggregate an amount exceeding ten percent of the
 maximum  or  estimated  cost of the element as set forth in a plan, (ii)
 financing specific to the project has been undertaken,  or  (iii)  in  a
 case  where such element is limited to design or engineering, a contract
 therefor has been entered into.
   § 3. Section 1269-b of the public authorities law is amended by adding
 a new subdivision 10 to read as follows:
   10. IN THE CASE OF A DISASTER EMERGENCY DECLARED PURSUANT  TO  SECTION
 TWENTY-EIGHT OF THE EXECUTIVE LAW, WHERE SUCH DISASTER EMERGENCY RELATES
 TO  THE  CONTINUING FAILURES AND THE CONDITION OF THE TRACK, SIGNALS AND
 OTHER INFRASTRUCTURE OF THE TRANSIT FACILITIES OPERATED BY THE NEW  YORK
 CITY  TRANSIT  AUTHORITY,  THE  STATE  MAY APPROPRIATE REVENUES IT DEEMS
 NECESSARY AND APPROPRIATE TO FUND  THE  CAPITAL  COSTS  OF  REPAIRS  AND
 CONSTRUCTION DEEMED ESSENTIAL TO ENSURE THE CONTINUED SAFE AND EFFECTIVE
 OPERATION  OF  SUCH TRANSIT FACILITIES. UPON ANY SUCH APPROPRIATION, THE
 CITY OF NEW YORK SHALL, WITHIN SIXTY DAYS, APPROPRIATE AN IDENTICAL  SUM
 TO PROVIDE FOR CAPITAL REPAIRS AND CONSTRUCTION.
   § 4. This act shall take effect immediately.
 
                                  PART N
 
   Section  1.  Paragraph  (a)  of  subdivision  5 of section 2879 of the
 public authorities law, as amended by chapter 531 of the laws  of  1993,
 is amended to read as follows:
   (a)  Each corporation shall notify the commissioner of economic devel-
 opment of the award of a procurement contract for the purchase of  goods
 or  services from a foreign business enterprise in an amount equal to or
 greater than one  million  dollars  simultaneously  with  notifying  the
 successful  bidder therefor. [No corporation shall thereafter enter into
 a procurement contract for said goods or services until at least fifteen
 days has elapsed, except for procurement contracts awarded on  an  emer-
 gency  or critical basis, or where the commissioner of economic develop-
 ment waives the provisions of this sentence.] The  notification  to  the
 commissioner of economic development shall include the name, address and
 telephone  and  facsimile  number  of the foreign business enterprise, a
 brief description of the goods or services to be  obtained  pursuant  to
 the  proposed  procurement contract, the amount of the proposed procure-
 ment contract, the term of the proposed procurement  contract,  and  the
 name  of  the individual at the foreign business enterprise or acting on
 behalf of the same who  is  principally  responsible  for  the  proposed
 procurement contract. Such notification shall be used by the commission-
 er  of  economic  development solely to provide notification to New York
 state business enterprises of opportunities to  participate  as  subcon-
 tractors  and  suppliers  on  such procurement contracts, to promote and
 encourage the location and development of new business in the state,  to
 assist  New  York state business enterprises in obtaining offset credits
 from foreign countries, and to otherwise investigate, study  and  under-
 take  means  of promoting and encouraging the prosperous development and

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 protection of the legitimate interest and  welfare  of  New  York  state
 business enterprises, industry and commerce.
   §  2.  Subdivision 7 of section 1209 of the public authorities law, as
 amended by section 1 of part OO of chapter 54 of the laws  of  2016,  is
 amended to read as follows:
   7.  (a)  Except  as  otherwise  provided in this section, all purchase
 contracts for supplies, materials or equipment  involving  an  estimated
 expenditure  in excess of one [hundred thousand] MILLION dollars and all
 contracts for public work involving an estimated expenditure  in  excess
 of  one  [hundred  thousand]  MILLION  dollars  shall  be awarded by the
 authority to the lowest responsible bidder after obtaining  sealed  bids
 in  the  manner  hereinafter set forth. The aforesaid shall not apply to
 contracts for personal, architectural, engineering or other professional
 services. The authority may reject all bids and obtain new bids  in  the
 manner provided by this section when it is deemed in the public interest
 to do so or, in cases where two or more responsible bidders submit iden-
 tical  bids which are the lowest bids, award the contract to any of such
 bidders or obtain new bids from such bidders. Nothing herein shall obli-
 gate the authority to seek new bids after the rejection of bids or after
 cancellation of an invitation to bid.  Nothing  in  this  section  shall
 prohibit the evaluation of bids on the basis of costs or savings includ-
 ing  life  cycle  costs  of  the  item  to  be purchased, discounts, and
 inspection services so long as the invitation  to  bid  reasonably  sets
 forth  the criteria to be used in evaluating such costs or savings. Life
 cycle costs may include but shall not be limited  to  costs  or  savings
 associated  with  installation,  energy  use, maintenance, operation and
 salvage or disposal.
   (b) Section twenty-eight hundred seventy-nine of  this  chapter  shall
 apply  to  the authority's acquisition of goods or services of any kind,
 in the actual or estimated amount of fifteen thousand dollars  or  more,
 provided  that  (i)  a  contract for services in the actual or estimated
 amount of less than one [hundred thousand]  MILLION  dollars  shall  not
 require  approval by the board of the authority regardless of the length
 of the period over which the services are rendered, and provided further
 that a contract for services in the actual or estimated  amount  of  one
 [hundred thousand] MILLION dollars or more shall require approval by the
 board of the authority regardless of the length of the period over which
 the  services  are  rendered  unless  such  a contract is awarded to the
 lowest responsible bidder after obtaining sealed bids and (ii) the board
 of the authority may by resolution adopt guidelines that  authorize  the
 award  of  contracts  to  small  business  concerns, to service disabled
 veteran owned businesses certified pursuant to  article  seventeen-B  of
 the  executive  law,  or  minority  or  women-owned business enterprises
 certified pursuant  to  article  fifteen-A  of  the  executive  law,  or
 purchases of goods or technology that are recycled or remanufactured, in
 an  amount  not to exceed four hundred thousand dollars without a formal
 competitive process and without further board approval. The board of the
 authority shall adopt guidelines which shall be made publicly  available
 for the awarding of such contract without a formal competitive process.
   §  3.  Subparagraph (i) of paragraph (f) and subparagraph (i) of para-
 graph (g) of subdivision 9 of section 1209  of  the  public  authorities
 law,  as  amended  by  section 3 of part OO of chapter 54 of the laws of
 2016, are amended to read as follows:
   (i) Except for a contract  with  a  value  of  one  [hundred]  million
 dollars or less that is awarded pursuant to this paragraph to the propo-
 ser  whose  proposal  is  the  lowest  cost,  the  authority may award a

 S. 7508--A                         41                         A. 9508--A
 
 contract pursuant to this paragraph only after a resolution approved  by
 a  two-thirds  vote of its members then in office at a public meeting of
 the authority with such resolution (A) disclosing  the  other  proposers
 and  the  substance  of their proposals, (B) summarizing the negotiation
 process including the opportunities, if any, available to  proposers  to
 present  and  modify their proposals, and (C) setting forth the criteria
 upon which the selection was made provided however that for purposes  of
 this  subparagraph  the  board  may,  at  its discretion, require such a
 resolution be approved for contracts  with  a  value  of  one  [hundred]
 million dollars or less.
   (i)  Except  for  a  contract  with  a  value of one [hundred] million
 dollars or less that is awarded pursuant to this paragraph to the propo-
 ser whose proposal is  the  lowest  cost,  the  authority  may  award  a
 contract  pursuant to this paragraph only after a resolution approved by
 a vote of not less than two-thirds of its members then in  office  at  a
 public  meeting of the authority with such resolution (A) disclosing the
 other proposers and the substance of their  proposals,  (B)  summarizing
 the  negotiation  process including the opportunities, if any, available
 to proposers to present and modify  their  proposals,  and  (C)  setting
 forth  the  criteria  upon which the selection was made provided however
 that for purposes of this subparagraph the board may, at its discretion,
 require such a resolution be approved for contracts with a value of  one
 [hundred] million dollars or less.
   §  4. Paragraphs (a) and (b) of subdivision 2 of section 1265-a of the
 public authorities law, as amended by section 8 of part OO of chapter 54
 of the laws of 2016, are amended to read as follows:
   (a) Except  as  otherwise  provided  in  this  section,  all  purchase
 contracts  for  supplies,  materials or equipment involving an estimated
 expenditure in excess of one [hundred thousand] MILLION dollars and  all
 contracts  for  public work involving an estimated expenditure in excess
 of one [hundred thousand]  MILLION  dollars  shall  be  awarded  by  the
 authority  to  the lowest responsible bidder after obtaining sealed bids
 in the manner hereinafter set forth. For purposes hereof, contracts  for
 public work shall exclude contracts for personal, engineering and archi-
 tectural,  or  professional  services. The authority may reject all bids
 and obtain new bids in the manner provided by this section  when  it  is
 deemed  in  the  public interest to do so or, in cases where two or more
 responsible bidders submit identical bids which  are  the  lowest  bids,
 award  the  contract to any of such bidders or obtain new bids from such
 bidders. Nothing herein shall obligate the authority to  seek  new  bids
 after  the  rejection  of bids or after cancellation of an invitation to
 bid. Nothing in this section shall prohibit the evaluation  of  bids  on
 the  basis of costs or savings including life cycle costs of the item to
 be purchased, discounts, and inspection services so long as the  invita-
 tion  to bid reasonably sets forth the criteria to be used in evaluating
 such costs or savings. Life cycle costs may include  but  shall  not  be
 limited  to  costs  or savings associated with installation, energy use,
 maintenance, operation and salvage or disposal.
   (b) Section twenty-eight hundred seventy-nine of  this  chapter  shall
 apply  to  the authority's acquisition of goods or services of any kind,
 in the actual or estimated amount of fifteen thousand dollars  or  more,
 provided  (i)  that  a  contract for services in the actual or estimated
 amount of less than one [hundred thousand]  MILLION  dollars  shall  not
 require  approval by the board of the authority regardless of the length
 of the period over which the services are rendered, and provided further
 that a contract for services in the actual or estimated  amount  of  one

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 [hundred thousand] MILLION dollars or more shall require approval by the
 board of the authority regardless of the length of the period over which
 the  services  are  rendered  unless  such  a contract is awarded to the
 lowest  responsible  bidder  after  obtaining  sealed bids, and (ii) the
 board of the authority may by resolution adopt guidelines that authorize
 the award of contracts to small business concerns, to  service  disabled
 veteran  owned  businesses  certified pursuant to article seventeen-B of
 the executive law,  or  minority  or  women-owned  business  enterprises
 certified  pursuant  to  article  fifteen-A  of  the  executive  law, or
 purchases of goods or technology that are recycled or remanufactured, in
 an amount not to exceed four hundred thousand dollars without  a  formal
 competitive process and without further board approval. The board of the
 authority  shall adopt guidelines which shall be made publicly available
 for the awarding of such contract without a formal competitive process.
   § 5. Subdivision 22 of section 553 of the public authorities  law,  as
 added  by  section  12  of part OO of chapter 54 of the laws of 2016, is
 amended to read as follows:
   22. Section twenty-eight hundred seventy-nine of  this  chapter  shall
 apply  to  the authority's acquisition of goods or services of any kind,
 in the actual or estimated amount of fifteen thousand dollars  or  more,
 provided  that  (i)  a  contract for services in the actual or estimated
 amount of less than one [hundred thousand]  MILLION  dollars  shall  not
 require  approval by the board of the authority regardless of the length
 of the period over which the services are rendered, and provided further
 that a contract for services in the actual or estimated  amount  of  one
 [hundred thousand] MILLION dollars or more shall require approval by the
 board of the authority regardless of the length of the period over which
 the  services  are  rendered  unless  such  a contract is awarded to the
 lowest responsible bidder after obtaining sealed bids and (ii) the board
 of the authority may by resolution adopt guidelines that  authorize  the
 award  of  contracts  to  small  business  concerns, to service disabled
 veteran owned businesses certified  pursuant  to  article  [seventeen-b]
 SEVENTEEN-B  of  the  executive law, or minority or women-owned business
 enterprises certified pursuant to article [fifteen-a] FIFTEEN-A  of  the
 executive  law, or purchases of goods or technology that are recycled or
 remanufactured, in an amount not to exceed four hundred thousand dollars
 without a formal competitive process and without further board approval.
 The board of the authority shall adopt guidelines which  shall  be  made
 publicly  available  for  the awarding of such contract without a formal
 competitive process.
   § 6. Section 1266 of the public authorities law is amended by adding a
 new subdivision 19 to read as follows:
   19. THE BOARD OF THE AUTHORITY SHALL BE AUTHORIZED TO TERMINATE, MODI-
 FY OR AMEND ANY SERVICE OR  FUNDING  AGREEMENT  APPROVED  PRIOR  TO  THE
 EFFECTIVE DATE OF THIS SUBDIVISION THAT DOES NOT INCLUDE A DEFINED DURA-
 TION  TERM, OR CONTAINS AN INITIAL TERM THAT EXPLICITLY OR IN EFFECT HAS
 A DURATION LONGER THAN TWENTY YEARS.
   § 7. This act shall take effect  April  1,  2018;  provided  that  the
 amendments  to  subdivisions  7  and 9 of section 1209, subdivision 2 of
 section 1265-a, and subdivision 22 of section 553 of the public authori-
 ties law made by sections two, three, four, and five of this  act  shall
 be  subject to the expiration and reversion or repeal of such provisions
 pursuant to section 15 of part OO of chapter 54 of the laws of 2016,  as
 amended, and shall expire and be deemed repealed therewith.
 
                                  PART O

 S. 7508--A                         43                         A. 9508--A
 
   Section  1.  Subdivision 3 of section 16-m of section 1 of chapter 174
 of the laws of 1968 constituting the New York  state  urban  development
 corporation  act, as amended by section 1 of part M of chapter 58 of the
 laws of 2017, is amended to read as follows:
   3.  The  provisions  of this section shall expire, notwithstanding any
 inconsistent provision of subdivision 4 of section 469 of chapter 309 of
 the laws of 1996 or of any other law, on July 1, [2018] 2019.
   § 2. This act shall take effect immediately and  shall  be  deemed  to
 have been in full force and effect on and after July 1, 2018.
 
                                  PART P
 
   Section  1. Section 2 of chapter 393 of the laws of 1994, amending the
 New York state urban development corporation act, relating to the powers
 of the New York state urban development corporation to  make  loans,  as
 amended  by  section  1  of part N of chapter 58 of the laws of 2017, is
 amended to read as follows:
   § 2. This act shall take effect immediately  provided,  however,  that
 section  one  of  this act shall expire on July 1, [2018] 2019, at which
 time the provisions of subdivision 26 of section 5 of the New York state
 urban development corporation act shall be  deemed  repealed;  provided,
 however,  that neither the expiration nor the repeal of such subdivision
 as provided for herein shall be deemed to affect or impair in any manner
 any loan made pursuant to the authority of  such  subdivision  prior  to
 such expiration and repeal.
   §  2.  This  act  shall take effect immediately and shall be deemed to
 have been in full force and effect on and after April 1, 2018.
 
                                  PART Q
 
   Section 1. Subdivisions 2, 7, 8, 13, 14, 15, 16, 19, 20, 21 and 22  of
 section  310  of the executive law, subdivisions 2, 8 and 14 as added by
 chapter 261 of the laws of 1988, subdivisions 7 and  15  as  amended  by
 chapter 22 of the laws of 2014, subdivision 13 as amended by chapter 506
 of  the laws of 2009, subdivision 16, as amended by section 3 of part BB
 of chapter 59 of the laws of 2006, subdivisions 19, 20,  21  and  22  as
 added  by chapter 175 of the laws of 2010 are amended and a new subdivi-
 sion 24 is added to read as follows:
   2. "Contracting agency" shall mean  a  state  agency  OR  STATE-FUNDED
 ENTITY  which  is a party or a proposed party to a state contract or, in
 the case of a state contract described in paragraph (c)  of  subdivision
 thirteen  of this section, shall mean the New York state housing finance
 agency, housing trust fund  corporation  or  affordable  housing  corpo-
 ration, whichever has made or proposes to make the grant or loan for the
 state assisted housing project.
   7.  "Minority-owned  business enterprise" shall mean a business enter-
 prise, including a sole proprietorship, partnership,  limited  liability
 company or corporation that is:
   (a)  at  least  fifty-one  percent owned by one or more minority group
 members;
   (b) an enterprise in which such minority ownership is  real,  substan-
 tial and continuing;
   (c)  an  enterprise in which such minority ownership has and exercises
 the authority to control independently the day-to-day business decisions
 of the enterprise;

 S. 7508--A                         44                         A. 9508--A
 
   (d) an enterprise authorized to do business in this  state  and  inde-
 pendently owned and operated;
   (e)  an enterprise owned by an individual or individuals, whose owner-
 ship, control and operation are relied upon for  certification,  with  a
 personal net worth that does not exceed three million five hundred thou-
 sand  dollars,  OR  SUCH OTHER AMOUNT AS THE DIRECTOR SHALL SET FORTH IN
 REGULATIONS, as adjusted annually on the first of January for  inflation
 according to the consumer price index of the previous year; and
   (f)  an  enterprise  that  is a small business pursuant to subdivision
 twenty of this section.
   8. "Minority group member" shall  mean  a  United  States  citizen  or
 permanent resident alien who is and can demonstrate membership in one of
 the following groups:
   (a)  Black  persons  having origins in any of the Black African racial
 groups;
   (b) Hispanic persons  of  Mexican,  Puerto  Rican,  Dominican,  Cuban,
 Central  or  South American of either Indian or Hispanic origin, regard-
 less of race;
   (c) Native American or Alaskan native persons having origins in any of
 the original peoples of North America.
   (d) Asian and Pacific Islander persons having origins in  any  of  the
 Far  East  countries,  South  East  Asia, the Indian subcontinent or the
 Pacific Islands.
   13. "State contract" shall mean: (a) a written agreement  or  purchase
 order  instrument, providing for a total expenditure in excess of [twen-
 ty-five] FIFTY thousand dollars, whereby a contracting agency is commit-
 ted to expend or does  expend  OR  GRANT  funds  in  return  for  labor,
 services including but not limited to legal, financial and other profes-
 sional  services,  supplies,  equipment, materials or any combination of
 the foregoing, to be performed for, or  rendered  or  furnished  to  the
 contracting  agency;  (b)  a  written  agreement  in excess of [one] TWO
 hundred thousand dollars whereby a contracting agency  is  committed  to
 expend  or does expend OR GRANT funds for the acquisition, construction,
 demolition, replacement, major repair or renovation of real property and
 improvements thereon; [and] (c) a written agreement in excess  of  [one]
 TWO hundred thousand dollars whereby the owner of a state assisted hous-
 ing project is committed to expend or does expend funds for the acquisi-
 tion,  construction, demolition, replacement, major repair or renovation
 of real property and improvements thereon for such project;  AND  (D)  A
 WRITTEN  AGREEMENT  OR  PURCHASE ORDER INSTRUMENT, PROVIDING FOR A TOTAL
 EXPENDITURE IN EXCESS OF FIFTY THOUSAND DOLLARS, WHEREBY A  STATE-FUNDED
 ENTITY  IS  COMMITTED  TO EXPEND OR DOES EXPEND FUNDS PAID TO THE STATE-
 FUNDED ENTITY BY THE STATE OF NEW YORK,  INCLUDING  THOSE  PAID  TO  THE
 STATE-FUNDED  ENTITY  PURSUANT  TO  AN APPROPRIATION, FOR ANY PRODUCT OR
 SERVICE.
   14. "Subcontract" shall mean  an  agreement  [providing  for  a  total
 expenditure   in   excess   of  twenty-five  thousand  dollars  for  the
 construction, demolition, replacement, major repair,  renovation,  plan-
 ning  or  design  of  real  property and improvements thereon] between a
 contractor and any individual or business enterprise, including  a  sole
 proprietorship, partnership, corporation, or not-for-profit corporation,
 in  which  a portion of a contractor's obligation under a state contract
 is undertaken or assumed, but shall not include any construction,  demo-
 lition,  replacement,  major  repair,  renovation, planning or design of
 real property or improvements thereon for  the  beneficial  use  of  the
 contractor.

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   15.  "Women-owned  business  enterprise"  shall mean a business enter-
 prise, including a sole proprietorship, partnership,  limited  liability
 company or corporation that is:
   (a)  at  least  fifty-one  percent  owned by one or more United States
 citizens or permanent resident aliens who are women;
   (b) an enterprise in which the ownership interest  of  such  women  is
 real, substantial and continuing;
   (c)  an enterprise in which such women ownership has and exercises the
 authority to control independently the day-to-day business decisions  of
 the enterprise;
   (d)  an  enterprise  authorized to do business in this state and inde-
 pendently owned and operated;
   (e) an enterprise owned by an individual or individuals, whose  owner-
 ship,  control  and  operation are relied upon for certification, with a
 personal net worth that does not exceed three million five hundred thou-
 sand dollars, OR SUCH OTHER AMOUNT AS THE DIRECTOR SHALL  SET  FORTH  IN
 REGULATIONS,  as adjusted annually on the first of January for inflation
 according to the consumer price index of the previous year; and
   (f) an enterprise that is a small  business  pursuant  to  subdivision
 twenty of this section.
   A  firm  owned  by  a minority group member who is also a woman may be
 certified as a minority-owned business enterprise, a  women-owned  busi-
 ness  enterprise, or both, and may be counted towards either a minority-
 owned business enterprise goal  or  a  women-owned  business  enterprise
 goal, in regard to any contract or any goal, set by an agency or author-
 ity,  but such participation may not be counted towards both such goals.
 Such an enterprise's participation in a  contract  may  not  be  divided
 between  the minority-owned business enterprise goal and the women-owned
 business enterprise goal.
   16. "Statewide advocate"  shall  mean  the  person  appointed  by  the
 [commissioner]  DIRECTOR  to  serve  in the capacity of the minority and
 women-owned business enterprise statewide advocate.
   19. "Personal net worth" shall mean the aggregate adjusted  net  value
 of  the  assets  of  an individual remaining after total liabilities are
 deducted. Personal net worth includes the individual's share  of  assets
 held  jointly  with  said  individual's  spouse and does not include the
 individual's ownership interest in the  certified  minority  and  women-
 owned business enterprise, the individual's [equity in his or her prima-
 ry residence] OWNERSHIP INTEREST IN ANY HOLDING COMPANY THAT LEASES REAL
 PROPERTY, MACHINERY, EQUIPMENT, OR VEHICLES EXCLUSIVELY TO THE CERTIFIED
 MINORITY  OR  WOMEN-OWNED BUSINESS ENTERPRISE, UP TO TWO HUNDRED PERCENT
 OF THE MEDIAN VALUE OF OWNER-OCCUPIED HOUSING UNITS IN THE  MUNICIPALITY
 IN  WHICH THE INDIVIDUAL RESIDES, or up to five hundred thousand dollars
 of the present cash value of any qualified retirement  savings  plan  or
 individual  retirement account held by the individual less any penalties
 for early withdrawal.
   20. "Small business" as used in this section, unless  otherwise  indi-
 cated,  shall  mean a business which has a significant business presence
 in the state, is independently owned and operated, not dominant  in  its
 field and employs, based on its industry, a certain number of persons as
 determined  by  the  director[, but not to exceed three hundred], taking
 into consideration factors which include, but are not limited to, feder-
 al small business administration standards pursuant to 13 CFR  part  121
 and  any  amendments  thereto. The director may issue regulations on the
 construction of the terms in this definition.

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   21. "The [2010] disparity  study"  shall  refer  to  the  MOST  RECENT
 disparity  study  commissioned  by  the [empire state development corpo-
 ration] DEPARTMENT OF ECONOMIC DEVELOPMENT, pursuant  to  section  three
 hundred  twelve-a  of this article[, and published on April twenty-nine,
 two thousand ten].
   22.  "Diversity  practices"  shall mean the contractor's practices and
 policies with respect to:
   (a) [utilizing] MENTORING certified minority and women-owned  business
 enterprises  in  contracts  awarded  by  a  state agency or other public
 corporation, as subcontractors and suppliers; [and]
   (b) entering  into  partnerships,  joint  ventures  or  other  similar
 arrangements  with  certified  minority  and women-owned business enter-
 prises as defined in this article or other applicable statute  or  regu-
 lation  governing  an  entity's  utilization  of minority or women-owned
 business enterprises; AND
   (C) THE REPRESENTATION OF MINORITY GROUP MEMBERS AND WOMEN AS  MEMBERS
 OF THE BOARD OF DIRECTORS OR EXECUTIVE OFFICERS OF THE CONTRACTOR.
   24.  "STATE-FUNDED  ENTITY"  SHALL  MEAN ANY UNIT OF LOCAL GOVERNMENT,
 INCLUDING, BUT NOT LIMITED TO, A COUNTY, CITY, TOWN, VILLAGE, OR  SCHOOL
 DISTRICT  THAT  IS PAID PURSUANT TO AN APPROPRIATION IN ANY STATE FISCAL
 YEAR.
   § 2. Subdivision 4 of section 311 of the executive law, as amended  by
 chapter 361 of the laws of 2009, is amended to read as follows:
   4.  The  director  [may]  SHALL  provide assistance to, and facilitate
 access to programs serving [certified businesses as well as  applicants]
 MINORITY  AND WOMEN-OWNED BUSINESS ENTERPRISES to ensure that such busi-
 nesses benefit, as needed, from technical, managerial and financial, and
 general  business  assistance;  training;  marketing;  organization  and
 personnel  skill  development; project management assistance; technology
 assistance; bond and insurance education assistance; and other  business
 development  assistance.  THE DIRECTOR SHALL MAINTAIN A TOLL-FREE NUMBER
 AT THE DEPARTMENT OF ECONOMIC DEVELOPMENT TO BE USED TO ANSWER QUESTIONS
 CONCERNING THE MWBE CERTIFICATION PROCESS.  In  addition,  the  director
 may, either independently or in conjunction with other state agencies:
   (a)  develop  a  clearinghouse of information on programs and services
 provided by entities that may assist such businesses;
   (b) review bonding and paperwork requirements imposed  by  contracting
 agencies that may unnecessarily impede the ability of such businesses to
 compete; and
   (c)  seek to maximize utilization by minority and women-owned business
 enterprises of available federal resources including but not limited  to
 federal grants, loans, loan guarantees, surety bonding guarantees, tech-
 nical  assistance,  and programs and services of the federal small busi-
 ness administration.
   § 3. Section 311-a of the executive law, as added by section 4 of part
 BB of chapter 59 of the laws of 2006, is amended to read as follows:
   § 311-a. Minority and women-owned business enterprise statewide  advo-
 cate.  1.  There is hereby established within the [department of econom-
 ic] DIVISION OF MINORITY AND WOMEN'S BUSINESS development [an office  of
 the  minority and women-owned business enterprise] A statewide advocate.
 The statewide advocate shall be appointed by the [commissioner with  the
 advice  of  the  small business advisory board as established in section
 one hundred thirty-three of the economic development law and shall serve
 in the unclassified service of the] director.  [The  statewide  advocate
 shall be located in the Albany empire state development office.]

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   2.  The  advocate  shall act as a liaison for minority and women-owned
 business enterprises (MWBEs) to  assist  them  in  obtaining  technical,
 managerial,  financial and other business assistance for certified busi-
 nesses and  applicants.  The  advocate  shall  RECEIVE  AND  investigate
 complaints  brought  by  or on behalf of MWBEs concerning [certification
 delays and instances of] violations of [law] THE  REQUIREMENTS  OF  THIS
 ARTICLE by CONTRACTORS AND state agencies. [The statewide advocate shall
 assist certified businesses and applicants in the certification process.
 Other  functions  of  the  statewide  advocate  shall be directed by the
 commissioner. The advocate may request  and  the  director  may  appoint
 staff  and  employees  of  the  division  of minority and women business
 development to support the administration of the office of the statewide
 advocate.]
   3. The statewide advocate [shall establish a toll-free number  at  the
 department  of  economic  development  to  be  used  to answer questions
 concerning the MWBE certification process] SHALL CONDUCT PERIODIC AUDITS
 OF STATE AGENCIES' COMPLIANCE WITH THE  REQUIREMENTS  OF  SECTION  THREE
 HUNDRED  FIFTEEN OF THIS ARTICLE, WHICH AUDITS SHALL INCLUDE A REVIEW OF
 THE BOOKS AND RECORDS OF STATE AGENCIES CONCERNING, AMONG OTHER  THINGS,
 ANNUAL  AGENCY EXPENDITURES, ANNUAL PARTICIPATION OF MINORITY AND WOMEN-
 OWNED BUSINESS ENTERPRISES AS PRIME CONTRACTORS  AND  SUBCONTRACTORS  IN
 STATE  AGENCIES'  STATE  CONTRACTS, AND DOCUMENTATION OF STATE AGENCIES'
 GOOD FAITH EFFORTS TO MAXIMIZE MINORITY AND WOMEN-OWNED BUSINESS  ENTER-
 PRISE PARTICIPATION IN SUCH STATE AGENCIES' CONTRACTING.
   [4.  The  statewide  advocate shall report to the director and commis-
 sioner by November fifteenth  on  an  annual  basis  on  all  activities
 related  to  fulfilling  the  obligations of the office of the statewide
 advocate. The commissioner shall include the unedited text of the state-
 wide advocate's report within the reports submitted by the department of
 economic development to the governor and the legislature.]
   § 4. Section 312-a of the executive law, as amended by  section  1  of
 part Q of chapter 58 of the laws of 2015, is amended to read as follows:
   §  312-a.  Study  of  minority  and  women-owned  business [enterprise
 programs] ENTERPRISES. 1. The director of the division of  minority  and
 [women-owned] WOMEN'S business development [in the department of econom-
 ic  development]  is authorized and directed to recommission a statewide
 disparity study regarding the participation of minority and  women-owned
 business  enterprises  in  state  contracts  since the amendment of this
 article to be delivered to the governor and legislature [no  later  than
 August  fifteenth, two thousand sixteen]. The study shall be prepared by
 an entity independent of the department and selected through  a  request
 for proposal process. The purpose of such study is:
   (a)  to  determine  whether there is a disparity between the number of
 qualified minority and women-owned businesses ready, willing and able to
 perform state contracts for commodities, services and construction,  and
 the  number  of  such  contractors  actually  engaged  to  perform  such
 contracts, and to determine what changes, if  any,  should  be  made  to
 state  policies affecting minority and women-owned business enterprises;
 and (b) to determine whether there is a disparity between the number  of
 qualified  minorities and women ready, willing and able, with respect to
 labor markets, qualifications and other relevant factors, to participate
 in contractor employment, management level bodies, including  boards  of
 directors,  and as senior executive officers within contracting entities
 and the number of such group members  actually  employed  or  affiliated
 with  state  contractors in the aforementioned capacities, and to deter-
 mine what changes, if any, should be made to  state  policies  affecting

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 minority  and  women group populations with regard to state contractors'
 employment and appointment practices relative to diverse group  members.
 Such  study  shall  include,  but  not be limited to, an analysis of the
 history  of  minority  and  women-owned business enterprise programs and
 their effectiveness as a means of securing and ensuring participation by
 minorities and women, and a disparity analysis by market area and region
 of the state. Such  study  shall  distinguish  between  minority  males,
 minority females and non-minority females in the statistical analysis.
   2.  The director of the division of minority and [women-owned] WOMEN'S
 business development is directed to transmit the disparity study to  the
 governor and the legislature [not later than August fifteenth, two thou-
 sand sixteen], and to post the study on the website of the department of
 economic development.
   §  5.  Section  313 of the executive law, as amended by chapter 175 of
 the laws of 2010, is amended to read as follows:
   § 313. Opportunities for  minority  and  women-owned  business  enter-
 prises.  1.  [Goals and requirements for agencies and contractors.  Each
 agency shall structure procurement procedures for contracts made direct-
 ly or indirectly to minority and women-owned  business  enterprises,  in
 accordance  with  the  findings of the two thousand ten disparity study,
 consistent with the purposes of this article, to attempt to achieve  the
 following results with regard to total annual statewide procurement:
   (a) construction industry for certified minority-owned business enter-
 prises: fourteen and thirty-four hundredths percent;
   (b)  construction  industry  for certified women-owned business enter-
 prises: eight and forty-one hundredths percent;
   (c) construction related professional services industry for  certified
 minority-owned  business enterprises: thirteen and twenty-one hundredths
 percent;
   (d) construction related professional services industry for  certified
 women-owned  business  enterprises:  eleven  and  thirty-two  hundredths
 percent;
   (e) non-construction related services industry for  certified  minori-
 ty-owned business enterprises: nineteen and sixty hundredths percent;
   (f)  non-construction  related  services industry for certified women-
 owned business enterprises: seventeen and forty-four hundredths percent;
   (g) commodities industry for certified minority-owned business  enter-
 prises: sixteen and eleven hundredths percent;
   (h)  commodities  industry  for  certified women-owned business enter-
 prises:  ten and ninety-three hundredths percent;
   (i) overall agency total dollar value  of  procurement  for  certified
 minority-owned  business enterprises: sixteen and fifty-three hundredths
 percent;
   (j) overall agency total dollar value  of  procurement  for  certified
 women-owned  business  enterprises:  twelve  and  thirty-nine hundredths
 percent; and
   (k) overall agency total dollar value  of  procurement  for  certified
 minority,  women-owned business enterprises: twenty-eight and ninety-two
 hundredths percent.
   1-a. The director  shall  ensure  that  each  state  agency  has  been
 provided with a copy of the two thousand ten disparity study.
   1-b.  Each  agency shall develop and adopt agency-specific goals based
 on the findings of the two thousand ten disparity study.
   2.] The director shall promulgate rules and regulations  [pursuant  to
 the  goals  established in subdivision one of this section] that provide
 measures and procedures to ensure that  certified  minority  and  women-

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 owned  businesses  shall  be  given the opportunity for maximum feasible
 participation in the performance of state contracts and to assist in the
 agency's identification of those state contracts for which minority  and
 women-owned  certified  businesses may best bid to actively and affirma-
 tively promote and assist their  participation  in  the  performance  of
 state  contracts  [so  as  to facilitate the agency's achievement of the
 maximum feasible portion of the goals for state contracts to such  busi-
 nesses].
   [2-a.]  2.  The  director  shall promulgate rules and regulations that
 will accomplish the following:
   (a) provide for the certification and decertification of minority  and
 women-owned business enterprises for all agencies through a single proc-
 ess that meets applicable requirements;
   (b) require that each contract solicitation document accompanying each
 solicitation  set  forth the expected degree of minority and women-owned
 business enterprise participation based, in part, on:
   (i) the potential subcontract opportunities  available  in  the  prime
 procurement contract; [and]
   (ii)  the  availability[, as contained within the study,] of certified
 minority and women-owned business enterprises to  respond  competitively
 to  the  potential  subcontract opportunities, AS REFLECTED IN THE DIVI-
 SION'S DIRECTORY OF CERTIFIED MINORITY AND WOMEN-OWNED  BUSINESS  ENTER-
 PRISES; AND
   (III) THE FINDINGS OF THE DISPARITY STUDY.
   (c)  [require  that  each  agency  provide a current list of certified
 minority business enterprises to each prospective contractor;
   (d)] allow a contractor that is a certified minority-owned  or  women-
 owned  business  enterprise to use the work it performs to meet require-
 ments for use of certified minority-owned or women-owned business enter-
 prises as subcontractors;
   (D) ESTABLISH CRITERIA FOR AGENCIES TO  CREDIT  THE  PARTICIPATION  OF
 MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISES TOWARDS THE ACHIEVEMENT OF
 THE  MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE PARTICIPATION GOALS ON
 A STATE CONTRACT BASED ON THE COMMERCIALLY USEFUL FUNCTION  PROVIDED  BY
 EACH MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE ON THE CONTRACT;
   (e)  provide for joint ventures, which a bidder may count toward meet-
 ing its minority and women-owned business enterprise participation;
   (f) consistent with subdivision  six  of  this  section,  provide  for
 circumstances  under  which  an  agency OR STATE-FUNDED ENTITY may waive
 obligations of the contractor relating to minority and women-owned busi-
 ness enterprise participation;
   (g) require that an agency OR STATE-FUNDED ENTITY verify that minority
 and women-owned business enterprises listed  in  a  successful  bid  are
 actually participating to the extent listed in the project for which the
 bid was submitted;
   (h)  provide  for  the  collection  of statistical data by each agency
 concerning actual minority and women-owned business  enterprise  partic-
 ipation; [and]
   (i)  require  each  agency to consult the most current disparity study
 when calculating [agency-wide and contract  specific]  CONTRACT-SPECIFIC
 participation goals pursuant to this article; AND
   (J)  PROVIDE  FOR THE PERIODIC COLLECTION OF REPORTS FROM STATE-FUNDED
 ENTITIES IN SUCH FORM AND AT SUCH TIME AS THE DIRECTOR SHALL REQUIRE.
   3. Solely for the purpose of providing the opportunity for  meaningful
 participation  by  certified  businesses  in  the  performance  of state
 contracts as provided in this section,  state  contracts  shall  include

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 leases  of  real property by a state agency to a lessee where: the terms
 of such leases provide for the  construction,  demolition,  replacement,
 major  repair or renovation of real property and improvements thereon by
 such lessee; and the cost of such construction, demolition, replacement,
 major  repair  or  renovation  of real property and improvements thereon
 shall exceed the sum of [one] TWO hundred thousand dollars.  Reports  to
 the  director  pursuant to section three hundred fifteen of this article
 shall include activities with  respect  to  all  such  state  contracts.
 Contracting  agencies  shall  include  or  require  to  be included with
 respect to state contracts for the  acquisition,  construction,  demoli-
 tion,  replacement,  major  repair  or  renovation  of real property and
 improvements thereon, such provisions as may be necessary to  effectuate
 the  provisions  of  this  section  in every bid specification and state
 contract, including,  but  not  limited  to:  (a)  provisions  requiring
 contractors  to make a good faith effort to solicit active participation
 by enterprises identified  in  the  directory  of  certified  businesses
 [provided  to  the  contracting agency by the office]; (b) requiring the
 parties to agree as a condition of entering into such  contract,  to  be
 bound  by  the provisions of section three hundred sixteen of this arti-
 cle; and (c) requiring the contractor  to  include  the  provisions  set
 forth in paragraphs (a) and (b) of this subdivision in every subcontract
 in  a manner that the provisions will be binding upon each subcontractor
 as to work in connection with such contract. Provided, however, that  no
 such  provisions  shall be binding upon contractors or subcontractors in
 the performance of work or the provision of services that are unrelated,
 separate or distinct from the state contract as expressed by its  terms,
 and  nothing  in  this  section  shall  authorize  the  director  or any
 contracting agency to impose any requirement on a contractor or  subcon-
 tractor except with respect to a state contract.
   4. In the implementation of this section, the contracting agency shall
 (a) consult the findings contained within the disparity study evidencing
 relevant   industry  specific  [availability  of  certified  businesses]
 DISPARITIES IN THE UTILIZATION OF MINORITY  AND  WOMEN-OWNED  BUSINESSES
 RELATIVE TO THEIR AVAILABILITY;
   (b)  implement  a program that will enable the agency to evaluate each
 contract to determine the  [appropriateness  of  the]  APPROPRIATE  goal
 [pursuant  to  subdivision  one  of  this  section] FOR PARTICIPATION BY
 MINORITY-OWNED   BUSINESS   ENTERPRISES   AND    WOMEN-OWNED    BUSINESS
 ENTERPRISES;
   (c)  consider  where  practicable,  the  severability  of construction
 projects and other bundled contracts; and
   (d) consider compliance with  the  requirements  of  any  federal  law
 concerning  opportunities  for  minority and women-owned business enter-
 prises which effectuates the purpose of this  section.  The  contracting
 agency shall determine whether the imposition of the requirements of any
 such  law  duplicate  or conflict with the provisions hereof and if such
 duplication or conflict exists, the contracting agency shall  waive  the
 applicability  of  this  section  to  the  extent of such duplication or
 conflict.
   5. (a) Contracting agencies shall administer the rules and regulations
 promulgated by the director in a good faith effort to [meet] ACHIEVE the
 maximum feasible [portion of the agency's goals  adopted]  PARTICIPATION
 OF  MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISES pursuant to this arti-
 cle and the regulations of the director.  Such  rules  and  regulations:
 shall  require  a contractor to submit a utilization plan after bids are
 opened, when bids are required, but  prior  to  the  award  of  a  state

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 contract; shall require the contracting agency to review the utilization
 plan  submitted  by the contractor [and to post the utilization plan and
 any waivers of compliance issued pursuant to  subdivision  six  of  this
 section  on  the  website of the contracting agency] within a reasonable
 period of time  as  established  by  the  director;  shall  require  the
 contracting  agency  to notify the contractor in writing within a period
 of time specified by the director as to any  deficiencies  contained  in
 the contractor's utilization plan; shall require remedy thereof within a
 period  of  time specified by the director; shall require the contractor
 to submit periodic compliance reports  relating  to  the  operation  and
 implementation  of  any  utilization plan; shall not allow any automatic
 waivers but shall allow a contractor to apply for  a  partial  or  total
 waiver of the minority and women-owned business enterprise participation
 requirements  pursuant  to  subdivisions  six and seven of this section;
 shall allow a contractor to file a complaint with the director  pursuant
 to  subdivision  eight of this section in the event a contracting agency
 has failed or refused to issue a waiver of the minority and  women-owned
 business  enterprise  participation  requirements  or  has  denied  such
 request for a waiver; and shall allow a contracting  agency  to  file  a
 complaint with the director pursuant to subdivision nine of this section
 in  the  event  a contractor is failing or has failed to comply with the
 minority and women-owned business enterprise participation  requirements
 set forth in the state contract where no waiver has been granted.
   (b) The rules and regulations promulgated pursuant to this subdivision
 regarding  a  utilization plan shall provide that where enterprises have
 been identified within a utilization plan, a contractor  shall  attempt,
 in  good  faith, to utilize such enterprise at least to the extent indi-
 cated. A contracting agency may require a contractor to indicate, within
 a utilization plan, what measures and procedures he or  she  intends  to
 take to comply with the provisions of this article, but may not require,
 as  a  condition  of  award  of,  or  compliance with, a contract that a
 contractor  utilize  a  particular  enterprise  in  performance  of  the
 contract.
   (c) Without limiting other grounds for the disqualification of bids or
 proposals  on  the basis of non-responsibility, a contracting agency may
 disqualify the bid or proposal of a contractor as being  non-responsible
 for  failure  to  remedy notified deficiencies contained in the contrac-
 tor's utilization plan within a period of time specified in  regulations
 promulgated  by  the director after receiving notification of such defi-
 ciencies from the contracting agency. Where failure to remedy any  noti-
 fied  deficiency  in  the utilization plan is a ground for disqualifica-
 tion, that issue and all other grounds  for  disqualification  shall  be
 stated in writing by the contracting agency. Where the contracting agen-
 cy states that a failure to remedy any notified deficiency in the utili-
 zation  plan  is  a  ground for disqualification the contractor shall be
 entitled to an  administrative  hearing,  on  a  record,  involving  all
 grounds  stated  by  the  contracting  agency.  Such  hearing  shall  be
 conducted by the appropriate authority  of  the  contracting  agency  to
 review  the  determination  of  disqualification. A final administrative
 determination made following such  hearing  shall  be  reviewable  in  a
 proceeding  commenced  under article seventy-eight of the civil practice
 law and rules, provided that such proceeding is commenced within  thirty
 days  of  the  notice  given  by certified mail return receipt requested
 rendering such final administrative determination. Such proceeding shall
 be commenced in the supreme court, appellate division, third  department
 and  such  proceeding  shall  be  preferred  over all other civil causes

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 except election causes, and shall be heard and determined in  preference
 to  all  other  civil business pending therein, except election matters,
 irrespective of position on the calendar. Appeals taken to the court  of
 appeals  of  the  state of New York shall be subject to the same prefer-
 ence.
   6. Where it appears that a  contractor  cannot,  after  a  good  faith
 effort,  comply  with  the  minority and women-owned business enterprise
 participation requirements set forth in a particular state  contract,  a
 contractor  may  file  a written application with the contracting agency
 requesting a partial or total waiver of such requirements setting  forth
 the  reasons  for  such contractor's inability to meet any or all of the
 participation requirements together with an explanation of  the  efforts
 undertaken  by the contractor to obtain the required minority and women-
 owned business enterprise participation. In implementing the  provisions
 of  this  section,  the contracting agency shall consider the number and
 types of minority and women-owned business enterprises [located]  AVAIL-
 ABLE  TO  PROVIDE  GOODS  OR SERVICES REQUIRED UNDER THE CONTRACT in the
 region in which the state contract is to be performed, the total  dollar
 value  of  the state contract, the scope of work to be performed and the
 project size and term. If, based on such considerations, the contracting
 agency determines there is not a reasonable availability of  contractors
 on  the  list of certified business to furnish services for the project,
 it shall issue a waiver of compliance to the contractor. In making  such
 determination,  the  contracting  agency shall first consider the avail-
 ability of other business enterprises located in the  region  and  shall
 thereafter  consider  the  financial ability of minority and women-owned
 businesses located outside the region in which the  contract  is  to  be
 performed to perform the state contract.
   7.  For  purposes  of  determining a contractor's good faith effort to
 comply with the requirements of this section or  to  be  entitled  to  a
 waiver therefrom the contracting agency shall consider:
   (a)  whether  the  contractor  has  [advertised in general circulation
 media, trade association publications, and minority-focus and  women-fo-
 cus  media  and, in such event, (i) whether or not certified minority or
 women-owned businesses which  have  been  solicited  by  the  contractor
 exhibited  interest  in submitting proposals for a particular project by
 attending] ATTENDED a pre-bid conference, IF ANY, SCHEDULED BY THE STATE
 AGENCY AWARDING THE STATE CONTRACT WITH CERTIFIED  MINORITY  AND  WOMEN-
 OWNED BUSINESS ENTERPRISES; and
   [(ii)  whether  certified  businesses which have been solicited by the
 contractor have responded in a timely fashion to the contractor's solic-
 itations for timely competitive bid quotations prior to the  contracting
 agency's bid date; and]
   (b)  whether  [there  has been] THE CONTRACTOR PROVIDED TIMELY written
 notification OF SUBCONTRACTING OPPORTUNITIES ON THE  STATE  CONTRACT  to
 appropriate  certified businesses that appear in the directory of certi-
 fied businesses prepared pursuant to paragraph (f) of subdivision  three
 of section three hundred eleven of this article; and
   (c) whether the contractor can reasonably structure the amount of work
 to  be  performed under subcontracts in order to increase the likelihood
 of participation by certified businesses.
   8. In the event that a contracting agency fails or refuses to issue  a
 waiver to a contractor as requested within twenty days after having made
 application  therefor  pursuant to subdivision six of this section or if
 the contracting agency denies such application, in whole or in part, the
 contractor may file a complaint with the director  pursuant  to  section

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 three  hundred  sixteen  of  this  article  setting  forth the facts and
 circumstances giving rise to the contractor's complaint together with  a
 demand  for  relief. The contractor shall serve a copy of such complaint
 upon  the  contracting  agency by personal service or by certified mail,
 return receipt requested. The contracting agency shall  be  afforded  an
 opportunity to respond to such complaint in writing.
   9.  If,  after  the  review of a contractor's minority and women owned
 business utilization plan or review of a periodic compliance report  and
 after  such  contractor has been afforded an opportunity to respond to a
 notice of deficiency issued by  the  contracting  agency  in  connection
 therewith, it appears that a contractor is failing or refusing to comply
 with the minority and women-owned business participation requirements as
 set  forth  in the state contract and where no waiver from such require-
 ments has been granted,  the  contracting  agency  may  file  a  written
 complaint with the director pursuant to section three hundred sixteen of
 this  article  setting  forth the facts and circumstances giving rise to
 the contracting agency's complaint together with a  demand  for  relief.
 The  contracting  agency  shall  serve a copy of such complaint upon the
 contractor by personal service or  by  certified  mail,  return  receipt
 requested. The contractor shall be afforded an opportunity to respond to
 such complaint in writing.
   §  6. Section 314 of the executive law, as added by chapter 261 of the
 laws of 1988, subdivision 2-a as amended by chapter 175 of the  laws  of
 2010, subdivision 4 as amended and subdivision 5 as added by chapter 399
 of the laws of 2014, is amended to read as follows:
   § 314. Statewide  certification program. 1. The director shall promul-
 gate rules and regulations providing for the establishment of  a  state-
 wide certification program including rules and regulations governing the
 approval,  denial  or  revocation  of any such certification. SUCH RULES
 SHALL SET FORTH THE MAXIMUM PERSONAL  NET  WORTH  OF  A  MINORITY  GROUP
 MEMBER OR WOMAN WHO MAY BE RELIED UPON TO CERTIFY A BUSINESS AS A MINOR-
 ITY-OWNED  BUSINESS  ENTERPRISE  OR WOMEN-OWNED BUSINESS ENTERPRISE, AND
 MAY ESTABLISH DIFFERENT MAXIMUM LEVELS OF PERSONAL NET WORTH FOR MINORI-
 TY GROUP MEMBERS AND WOMEN ON AN  INDUSTRY-BY-INDUSTRY  BASIS  FOR  SUCH
 INDUSTRIES  AS  THE DIRECTOR SHALL DETERMINE. Such rules and regulations
 shall include, but not be limited to, such matters as may be required to
 ensure that the established procedures thereunder shall at least  be  in
 compliance  with  the code of fair procedure set forth in section seven-
 ty-three of the civil rights law.
   2. For the purposes of this article, the office shall  be  responsible
 for  verifying  businesses  as  being owned, operated, and controlled by
 minority group members or women and for certifying such  verified  busi-
 nesses.  The  director shall prepare a directory of certified businesses
 for use by contracting agencies and  contractors  in  carrying  out  the
 provisions  of  this article. The director shall periodically update the
 directory.
   2-a. (a) The director shall establish a procedure enabling the  office
 to  accept New York municipal corporation certification verification for
 minority and women-owned  business  enterprise  applicants  in  lieu  of
 requiring the applicant to complete the state certification process. The
 director  shall  promulgate  rules and regulations to set forth criteria
 for the acceptance of municipal corporation certification. All  eligible
 municipal  corporation certifications shall require business enterprises
 seeking certification to meet the following standards:

 S. 7508--A                         54                         A. 9508--A
 
   (i) have at least fifty-one percent  ownership  by  a  minority  or  a
 women-owned  enterprise and be owned by United States citizens or perma-
 nent resident aliens;
   (ii)  be  an  enterprise  in which the minority and/or women-ownership
 interest is real, substantial and continuing;
   (iii) be an enterprise in which the  minority  and/or  women-ownership
 has  and exercises the authority to control independently the day-to-day
 business decisions of the enterprise;
   (iv) be an enterprise authorized to do business in this state;
   (v) be subject to a physical site inspection to verify  the  fifty-one
 percent ownership requirement;
   (vi)  be  owned  by  an  individual  or  individuals, whose ownership,
 control and operation are relied upon for certification, with a personal
 net worth that does not  exceed  three  million  five  hundred  thousand
 dollars,  OR  SUCH OTHER AMOUNT AS THE DIRECTOR SHALL SET FORTH IN REGU-
 LATIONS, as adjusted annually for inflation according  to  the  consumer
 price index; and
   (vii)  be  an enterprise that is a small business pursuant to subdivi-
 sion twenty of section three hundred ten of this article.
   (b) The director shall work with all municipal corporations that  have
 a  municipal  minority  and  women-owned  business enterprise program to
 develop standards to accept state certification to  meet  the  municipal
 corporation  minority  and women-owned business enterprise certification
 standards.
   (c) The director shall establish a procedure enabling the division  to
 accept  federal  certification verification for minority and women-owned
 business enterprise applicants, provided  said  standards  comport  with
 those  required  by the state minority and women-owned business program,
 in lieu of requiring the applicant to complete the  state  certification
 process.  The  director  shall  promulgate  rules and regulations to set
 forth criteria for the acceptance of federal certification.
   2-B. EACH BUSINESS  APPLYING  FOR  MINORITY  OR  WOMEN-OWNED  BUSINESS
 ENTERPRISE  CERTIFICATION  PURSUANT TO THIS SECTION MUST AGREE TO ALLOW:
 (I) THE DEPARTMENT OF TAXATION AND FINANCE TO SHARE ITS TAX  INFORMATION
 WITH  THE DIVISION AND (II) THE DEPARTMENT OF LABOR TO SHARE ITS TAX AND
 EMPLOYER INFORMATION WITH THE DIVISION.
   3. Following application for certification pursuant to  this  section,
 the  director  shall  provide  the  applicant with written notice of the
 status of the application, including notice of any outstanding deficien-
 cies[, within thirty days].  Within [sixty] THIRTY days of submission of
 a final completed application, the director shall provide the  applicant
 with  written notice of a determination by the office approving or deny-
 ing such certification and, in the event of a denial a statement setting
 forth the reasons for such  denial.  Upon  a  determination  denying  or
 revoking  certification, the business enterprise for which certification
 has been so denied or revoked shall, upon written  request  made  within
 thirty days from receipt of notice of such determination, be entitled to
 a  hearing  before  an  independent  hearing officer designated for such
 purpose by the director. In the event that a request for  a  hearing  is
 not  made  within  such  thirty  day period, such determination shall be
 deemed to be final.   The independent hearing officer  shall  conduct  a
 hearing  and upon the conclusion of such hearing, issue a written recom-
 mendation to the director to affirm, reverse  or  modify  such  determi-
 nation  of  the director. Such written recommendation shall be issued to
 the parties.  The director, within thirty days, by order,  must  accept,
 reject  or  modify  such  recommendation  of the hearing officer and set

 S. 7508--A                         55                         A. 9508--A
 
 forth in writing the reasons therefor. The director shall serve  a  copy
 of  such  order  and  reasons  therefor  upon the business enterprise by
 personal service or by certified  mail  return  receipt  requested.  The
 order  of  the  director  shall be subject to review pursuant to article
 seventy-eight of the civil practice law and rules.
   4. The director may, after performing  an  availability  analysis  and
 upon  a finding that industry-specific factors coupled with personal net
 worth or small business eligibility requirements  pursuant  to  subdivi-
 sions  nineteen and twenty of section three hundred ten of this article,
 respectively, have led to the significant exclusion of businesses  owned
 by  minority  group members or women in that industry, grant provisional
 MWBE certification status to applicants from that  designated  industry,
 provided,  however,  that all other eligibility requirements pursuant to
 subdivision seven or fifteen of section three hundred ten of this  arti-
 cle, as applicable, are satisfied. Any industry-based determination made
 under this section by the director shall be made widely available to the
 public and posted on the division's website.
   5.  With  the exception of provisional MWBE certification, as provided
 for in subdivision twenty-three of section three  hundred  ten  of  this
 article, all MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE certifications
 shall be valid for a period of three years.
   §  7. Subdivisions 2, 3, 4, 5, 6 and 7 of section 315 of the executive
 law, subdivision 2 as added by chapter 261 of  the  laws  of  1988,  and
 subdivision  3  as  amended  and  subdivisions 4, 5, 6 and 7 as added by
 chapter 175 of the laws of 2010, are amended to read as follows:
   2. [Each contracting agency shall provide  to  prospective  bidders  a
 current copy of the directory of certified businesses, and a copy of the
 regulations required pursuant to sections three hundred twelve and three
 hundred  thirteen  of  this  article  at  the time bids or proposals are
 solicited.
   3.] Each contracting agency shall report to the director with  respect
 to activities undertaken to promote employment of minority group members
 and women and promote and increase participation by certified businesses
 with  respect to state contracts and subcontracts. Such reports shall be
 submitted periodically,  but  not  less  frequently  than  annually,  as
 required  by  the  director,  and  shall  include such information as is
 necessary for the director to determine whether the  contracting  agency
 and  contractor have complied with the purposes of this article, includ-
 ing, without limitation, a summary of all waivers of the requirements of
 subdivisions six and seven of section three  hundred  thirteen  of  this
 article  allowed  by the contracting agency during the period covered by
 the report, [including a description of the basis of the waiver  request
 and  the  rationale for granting any such waiver] ANY INSTANCES IN WHICH
 THE STATE AGENCY HAS DEEMED A CONTRACTOR TO HAVE COMMITTED  A  VIOLATION
 PURSUANT  TO  SECTION  THREE HUNDRED SIXTEEN-A OF THIS ARTICLE, AND SUCH
 OTHER INFORMATION AS THE DIRECTOR SHALL REQUIRE. Each agency shall  also
 include  in  such  annual  report whether or not it has been required to
 prepare a remedial plan, and, if so, the plan and the  extent  to  which
 the agency has complied with each element of the plan.
   [4.]  3.  The  division  of  minority and women's business development
 shall issue an annual report which: (a) summarizes the report  submitted
 by  each  contracting agency pursuant to subdivision [three] TWO of this
 section; (b) contains such  comparative  or  other  information  as  the
 director  deems appropriate, including but not limited to goals compared
 to actual participation of minority and women-owned business enterprises
 in state contracting, to evaluate the effectiveness  of  the  activities

 S. 7508--A                         56                         A. 9508--A
 
 undertaken  by each such contracting agency to promote increased partic-
 ipation by certified minority or women-owned businesses with respect  to
 state  contracts and subcontracts; (c) contains a summary of all waivers
 of  the  requirements  of  subdivisions  six  and seven of section three
 hundred thirteen of this article  allowed  by  each  contracting  agency
 during the period covered by the report[, including a description of the
 basis  of  the waiver request and the contracting agency's rationale for
 granting any such waiver]; AND (d) [describes any efforts  to  create  a
 database  or  other  information storage and retrieval system containing
 information relevant to contracting with minority and women-owned  busi-
 ness  enterprises; and (e)] contains a summary of (i) all determinations
 of violations of this article by a contractor or  a  contracting  agency
 made  during the period covered by the annual report pursuant to section
 three hundred sixteen-a of this article and
   (ii) the penalties or sanctions, if any, assessed in  connection  with
 such  determinations  and the rationale for such penalties or sanctions.
 Copies of the annual report shall be provided to the  commissioner,  the
 governor,  the  comptroller,  the temporary president of the senate, the
 speaker of the assembly, the minority leader of the senate, the minority
 leader of the assembly and shall also be made widely  available  to  the
 public  via,  among other things, publication on a website maintained by
 the division of minority and women's business development.
   [5.] 4. Each agency shall include in its annual report to the governor
 and legislature pursuant to section one hundred sixty-four of [the exec-
 utive law] THIS CHAPTER its annual goals for  contracts  with  minority-
 owned  and  women-owned  business  enterprises,  the  number  of  actual
 contracts issued to minority-owned and women-owned business enterprises;
 and a summary of all waivers of the requirements of subdivisions six and
 seven of section three hundred thirteen of this article allowed  by  the
 reporting  agency  during the preceding year, including a description of
 the basis of the waiver request and  the  rationale  for  granting  such
 waiver.  Each agency shall also include in such annual report whether or
 not it has been required to prepare a remedial plan,  and,  if  so,  the
 plan  and  the extent to which the agency has complied with each element
 of the plan.
   [6.] 5. Each contracting agency that substantially fails to [meet  the
 goals  supported  by  the  disparity study] MAKE A GOOD FAITH EFFORT, as
 defined by regulation of the director, TO ACHIEVE THE  MAXIMUM  FEASIBLE
 PARTICIPATION  OF  MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISES IN SUCH
 AGENCY'S CONTRACTING shall be required to submit to the director a reme-
 dial action plan to remedy such failure.
   [7.] 6. If it is determined by the director that any agency has failed
 to act in good faith to implement the remedial action plan, pursuant  to
 subdivision  [six]  FIVE  of  this section within one year, the director
 shall provide written notice of such a finding, which shall be  publicly
 available, and direct implementation of remedial actions to:
   (a) assure that sufficient and effective solicitation efforts to women
 and minority-owned business enterprises are being made by said agency;
   (b)  divide  contract  requirements,  when economically feasible, into
 quantities that will expand the participation  of  women  and  minority-
 owned business enterprises;
   (c) eliminate extended experience or capitalization requirements, when
 programmatically  and  economically  feasible,  that will expand partic-
 ipation by women and minority-owned business enterprises;
   (d) identify specific proposed contracts as particularly attractive or
 appropriate for  participation  by  women  and  minority-owned  business

 S. 7508--A                         57                         A. 9508--A
 
 enterprises  with such identification to result from and be coupled with
 the efforts of paragraphs (a), (b), and (c) of this subdivision; and
   (e)  upon  a finding by the director that an agency has failed to take
 affirmative measures to implement the remedial plan and to follow any of
 the remedial actions set forth by the director, and in  the  absence  of
 any  objective  progress towards the agency's goals, require some or all
 of the agency's procurement, for a specified period of time,  be  placed
 under the direction and control of another agency or agencies.
   §  8.  Section  316-a of the executive law, as added by chapter 175 of
 the laws of 2010, is amended to read as follows:
   § 316-a. Prohibitions  in  contracts;  violations.  Every  contracting
 agency  shall  include  a  provision  in  its  state contracts expressly
 providing that any contractor who [willfully and intentionally] fails TO
 MAKE A GOOD FAITH EFFORT to comply with  the  minority  and  women-owned
 participation  requirements  of  this article as set forth in such state
 contract shall be liable to the contracting  agency  for  liquidated  or
 other  appropriate damages and shall provide for other appropriate reme-
 dies on account of such breach. A  contracting  agency  that  elects  to
 proceed  against a contractor for breach of contract as provided in this
 section shall be precluded from seeking enforcement pursuant to  section
 three  hundred  sixteen  of  this  article;  provided  however, that the
 contracting agency shall include a summary of  all  enforcement  actions
 undertaken  pursuant  to  this  section  in  its annual report submitted
 pursuant to [subdivision three of] section three hundred fifteen of this
 article.
   § 9. Subdivision 6 of section 163 of the state finance law, as amended
 by chapter 569 of the laws of 2015, is amended to read as follows:
   6. Discretionary buying thresholds. Pursuant to guidelines established
 by the state procurement council: the commissioner may purchase services
 and commodities in an amount not exceeding eighty-five thousand  dollars
 without  a  formal  competitive  process;  state  agencies  may purchase
 services and commodities in  an  amount  not  exceeding  fifty  thousand
 dollars  without  a  formal  competitive process; and state agencies may
 purchase commodities or services from small business concerns  or  those
 certified  pursuant  to articles fifteen-A and seventeen-B of the execu-
 tive law, or commodities or technology that are recycled  or  remanufac-
 tured,  or  commodities that are food, including milk and milk products,
 grown, produced or harvested in New York state in an amount not  exceed-
 ing  [two]  FOUR  hundred  thousand dollars without a formal competitive
 process.
   § 10. Subparagraph (i) of paragraph (b) of subdivision  3  of  section
 2879  of  the  public  authorities law, as amended by chapter 174 of the
 laws of 2010, is amended to read as follows:
   (i) for the selection of such contractors on a competitive basis,  and
 provisions  relating  to  the circumstances under which the board may by
 resolution  waive  competition,  including,  notwithstanding  any  other
 provision  of  law  requiring  competition,  the  purchase  of  goods or
 services from small business concerns or those certified as minority  or
 women-owned  business enterprises, or goods or technology that are recy-
 cled or remanufactured, in an amount not to exceed  [two]  FOUR  hundred
 thousand dollars without a formal competitive process;
   §  11.  Paragraph  a  of  subdivision  3 of section 139-j of the state
 finance law is amended by adding two new subparagraphs 10 and 11 to read
 as follows:
   (10) COMPLAINTS BY MINORITY-OWNED BUSINESS ENTERPRISES OR  WOMEN-OWNED
 BUSINESS  ENTERPRISES, CERTIFIED AS SUCH BY THE DIVISION OF MINORITY AND

 S. 7508--A                         58                         A. 9508--A
 
 WOMEN'S BUSINESS DEVELOPMENT, TO THE MINORITY AND  WOMEN-OWNED  BUSINESS
 ENTERPRISE  STATEWIDE  ADVOCATE  CONCERNING  THE  PROCURING GOVERNMENTAL
 ENTITY'S FAILURE TO  COMPLY  WITH  THE  REQUIREMENTS  OF  SECTION  THREE
 HUNDRED FIFTEEN OF THE EXECUTIVE LAW;
   (11)  COMMUNICATIONS  BETWEEN  THE  MINORITY  AND WOMEN-OWNED BUSINESS
 ENTERPRISE STATEWIDE ADVOCATE AND THE PROCURING GOVERNMENTAL  ENTITY  IN
 FURTHERANCE OF AN INVESTIGATION OF THE MINORITY AND WOMEN-OWNED BUSINESS
 ENTERPRISE STATEWIDE ADVOCATE PURSUANT TO SECTION THREE HUNDRED TWELVE-A
 OF THE EXECUTIVE LAW;
   §  12.  Subdivision  6  of  section  8 of the public buildings law, as
 amended by chapter 840 of the laws  of  1980,  is  amended  to  read  as
 follows:
   6.  All  contracts  for amounts in excess of five thousand dollars for
 the work of construction, reconstruction, alteration, repair or improve-
 ment of any state building, whether constructed  or  to  be  constructed
 must  be  offered  for  public  bidding and may be awarded to the lowest
 responsible and reliable bidder, as will best promote the public  inter-
 est,  by  the  said  department or other agency with the approval of the
 comptroller for the whole or any part of the work to be performed,  and,
 in the discretion of the said department or other agency, such contracts
 may be sublet; provided, however, that no such contract shall be awarded
 to  a  bidder  other  than  the  lowest responsible and reliable bidder,
 EXCEPT FOR CERTAIN CONTRACTS AWARDED TO MINORITY OR WOMEN-OWNED BUSINESS
 ENTERPRISES AS PROVIDED HEREIN, without  the  written  approval  of  the
 comptroller.  When a proposal consists of unit prices of items specified
 to be performed, the lowest bid shall be deemed to be that which specif-
 ically states the lowest gross sum for which the  entire  work  will  be
 performed,  EXCEPT  FOR  CERTAIN CONTRACTS AWARDED TO MINORITY OR WOMEN-
 OWNED BUSINESS ENTERPRISES AS PROVIDED HEREIN, including all  the  items
 specified in the proposal thereof. The lowest bid shall be determined by
 the  commissioner  of general services on the basis of the gross sum for
 which the entire work will be performed, arrived at by a correct  compu-
 tation  of  all the items specified in the proposal therefor at the unit
 prices contained in the bid. PROVIDED, HOWEVER, THAT WHERE A RESPONSIBLE
 AND RELIABLE BIDDER CERTIFIED AS A MINORITY-OWNED BUSINESS ENTERPRISE OR
 WOMEN-OWNED BUSINESS ENTERPRISE PURSUANT TO  ARTICLE  FIFTEEN-A  OF  THE
 EXECUTIVE LAW SUBMITS A BID OF ONE MILLION FOUR HUNDRED THOUSAND DOLLARS
 OR LESS, AS ADJUSTED ANNUALLY FOR INFLATION BEGINNING JANUARY FIRST, TWO
 THOUSAND  NINETEEN,  THE  BID  OF  THE  MINORITY OR WOMEN-OWNED BUSINESS
 ENTERPRISE SHALL BE DEEMED THE LOWEST BID UNLESS IT EXCEEDS THE  BID  OF
 ANY OTHER BIDDER BY MORE THAN TEN PERCENT.
   §  13. The penal law is amended by adding a new article 181 to read as
 follows:
 
                                ARTICLE 181
             MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD
 
 SECTION 181.00 DEFINITIONS.
         181.10 MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN  THE
                  THIRD DEGREE.
         181.20 MINORITY  OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN THE
                  SECOND DEGREE.
         181.30 MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN  THE
                  FIRST DEGREE.
 § 181.00 DEFINITIONS.

 S. 7508--A                         59                         A. 9508--A

   1.  "MINORITY-OWNED  BUSINESS  ENTERPRISE" MEANS A BUSINESS ENTERPRISE
 CERTIFIED AS SUCH PURSUANT TO ARTICLE FIFTEEN-A OF THE EXECUTIVE LAW.
   2.  "STATE  CONTRACT"  SHALL  HAVE  THE  SAME  MEANING  AS  IN ARTICLE
 FIFTEEN-A OF THE EXECUTIVE LAW.
   3. "WOMEN-OWNED  BUSINESS  ENTERPRISE"  MEANS  A  BUSINESS  ENTERPRISE
 CERTIFIED AS SUCH PURSUANT TO ARTICLE FIFTEEN-A OF THE EXECUTIVE LAW.
 § 181.10 MINORITY  OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN THE THIRD
             DEGREE.
   A PERSON IS GUILTY OF  MINORITY  OR  WOMEN-OWNED  BUSINESS  ENTERPRISE
 FRAUD  IN  THE THIRD DEGREE WHEN HE OR SHE KNOWINGLY PROVIDES MATERIALLY
 FALSE INFORMATION OR OMITS MATERIAL INFORMATION CONCERNING  THE  USE  OR
 IDENTIFICATION  OF A MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FOR THE
 PURPOSE OF BEING AWARDED, OR DEMONSTRATING COMPLIANCE WITH THE  MINORITY
 AND   WOMEN-OWNED   BUSINESS  PARTICIPATION  REQUIREMENTS  OF,  A  STATE
 CONTRACT.
   MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN THE THIRD  DEGREE
 IS A CLASS A MISDEMEANOR.
 § 181.20 MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN THE SECOND
             DEGREE.
   A  PERSON  IS  GUILTY  OF  MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE
 FRAUD IN THE SECOND DEGREE WHEN HE OR SHE KNOWINGLY PROVIDES  MATERIALLY
 FALSE  INFORMATION  OR  OMITS MATERIAL INFORMATION CONCERNING THE USE OR
 IDENTIFICATION OF A MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FOR  THE
 PURPOSE  OF BEING AWARDED, OR DEMONSTRATING COMPLIANCE WITH THE MINORITY
 AND  WOMEN-OWNED  BUSINESS  PARTICIPATION  REQUIREMENTS  OF,   A   STATE
 CONTRACT,  AND  THE STATE CONTRACT IS VALUED IN EXCESS OF FIFTY THOUSAND
 DOLLARS.
   MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN THE SECOND DEGREE
 IS A CLASS E FELONY.
 § 181.30 MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN THE  FIRST
             DEGREE.
   A  PERSON  IS  GUILTY  OF  MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE
 FRAUD IN THE FIRST DEGREE WHEN HE OR SHE KNOWINGLY  PROVIDES  MATERIALLY
 FALSE  INFORMATION  OR  OMITS MATERIAL INFORMATION CONCERNING THE USE OR
 IDENTIFICATION OF A MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FOR  THE
 PURPOSE  OF BEING AWARDED, OR DEMONSTRATING COMPLIANCE WITH THE MINORITY
 AND  WOMEN-OWNED  BUSINESS  PARTICIPATION  REQUIREMENTS  OF,   A   STATE
 CONTRACT,  AND  THE  STATE  CONTRACT  IS VALUED IN EXCESS OF ONE MILLION
 DOLLARS.
   MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE FRAUD IN THE FIRST  DEGREE
 IS A CLASS D FELONY.
   § 14. The opening paragraph of subdivision (h) of section 121 of chap-
 ter  261  of  the laws of 1988, amending the state finance law and other
 laws relating to the  New  York  state  infrastructure  trust  fund,  as
 amended  by  section  1  of  part  CCC of chapter 59 of laws of 2017, is
 amended to read as follows:
   The provisions of sections sixty-two through  sixty-six  of  this  act
 shall expire [April fifteenth, two thousand eighteen, provided, however,
 that  if  the  statewide  disparity study regarding the participation of
 minority  and  women-owned  business  enterprises  in  state   contracts
 required  pursuant  to subdivision one of section three hundred twelve-a
 of the executive law is completed and delivered to the governor and  the
 legislature  on  or  before June thirtieth, two thousand seventeen, then
 the provisions of sections sixty-two through sixty-six of this act shall
 expire] AND BE DEEMED REPEALED on December  thirty-first,  two  thousand
 [eighteen] TWENTY-THREE, except that:

 S. 7508--A                         60                         A. 9508--A
 
   §  15.  The  executive  law  is  amended by adding a new article 28 as
 follows:

                                ARTICLE 28
                        WORKFORCE DIVERSITY PROGRAM
 
 SECTION 821. DEFINITIONS.
         822. WORKFORCE PARTICIPATION GOALS.
         823. REPORTING.
         824. ENFORCEMENT.
         825. POWERS AND RESPONSIBILITIES OF THE DIVISION.
         826. SEVERABILITY.
   § 821. DEFINITIONS. AS USED IN THIS ARTICLE, THE FOLLOWING TERMS SHALL
 HAVE THE FOLLOWING MEANINGS:
   1.  "CONTRACTOR"  SHALL  MEAN  AN  INDIVIDUAL,  A BUSINESS ENTERPRISE,
 INCLUDING A SOLE PROPRIETORSHIP, A PARTNERSHIP, A  CORPORATION,  A  NOT-
 FOR-PROFIT  CORPORATION,  OR  ANY  OTHER PARTY TO A STATE CONTRACT, OR A
 BIDDER IN CONJUNCTION WITH THE AWARD OF A STATE CONTRACT OR  A  PROPOSED
 PARTY TO A STATE CONTRACT.
   2. "DEPARTMENT" SHALL MEAN THE DEPARTMENT OF LABOR.
   3.  "DIRECTOR" SHALL MEAN THE DIRECTOR OF THE DIVISION OF MINORITY AND
 WOMEN'S BUSINESS DEVELOPMENT.
   4. "DISPARITY STUDY" SHALL MEAN THE MOST RECENT STUDY  OF  DISPARITIES
 BETWEEN  THE  UTILIZATION  OF  MINORITY  GROUP  MEMBERS AND WOMEN IN THE
 PERFORMANCE OF STATE CONTRACTS AND THE AVAILABILITY  OF  MINORITY  GROUP
 MEMBERS AND WOMEN TO PERFORM SUCH WORK BY THE DIRECTOR PURSUANT TO ARTI-
 CLE FIFTEEN-A OF THIS CHAPTER.
   5.  "DIVISION"  SHALL  MEAN  THE  DEPARTMENT OF ECONOMIC DEVELOPMENT'S
 DIVISION OF MINORITY AND WOMEN'S BUSINESS DEVELOPMENT.
   6. "LIST OF NON-COMPLIANT CONTRACTORS" SHALL MEAN A LIST  OF  CONTRAC-
 TORS AND SUBCONTRACTORS, MAINTAINED BY THE DIVISION AND PUBLISHED ON THE
 WEBSITE  OF THE DIVISION, THAT ARE INELIGIBLE TO PARTICIPATE AS CONTRAC-
 TORS OR SUBCONTRACTORS IN THE PERFORMANCE OF STATE CONTRACTS FOR A  TERM
 DETERMINED BY THE DIRECTOR.
   7.  "MINORITY  GROUP  MEMBER"  SHALL  MEAN  A UNITED STATES CITIZEN OR
 PERMANENT RESIDENT ALIEN WHO IS AND CAN DEMONSTRATE MEMBERSHIP IN ONE OF
 THE FOLLOWING GROUPS:
   (A) BLACK PERSONS HAVING ORIGINS IN ANY OF THE  BLACK  AFRICAN  RACIAL
 GROUPS;
   (B)  HISPANIC  PERSONS  OF  MEXICAN,  PUERTO  RICAN, DOMINICAN, CUBAN,
 CENTRAL OR SOUTH AMERICAN OF EITHER INDIAN OR HISPANIC  ORIGIN,  REGARD-
 LESS OF RACE;
   (C) NATIVE AMERICAN OR ALASKAN NATIVE PERSONS HAVING ORIGINS IN ANY OF
 THE ORIGINAL PEOPLES OF NORTH AMERICA;
   (D)  ASIAN  AND  PACIFIC ISLANDER PERSONS HAVING ORIGINS IN ANY OF THE
 FAR EAST COUNTRIES, SOUTH EAST ASIA,  THE  INDIAN  SUBCONTINENT  OR  THE
 PACIFIC ISLANDS.
   8. "NON-COMPLIANT CONTRACTOR" SHALL MEAN A CONTRACTOR OR SUBCONTRACTOR
 THAT  HAS  FAILED  TO  MAKE  A  GOOD  FAITH EFFORT TO MEET THE WORKFORCE
 PARTICIPATION GOAL ESTABLISHED BY A STATE AGENCY ON  A  STATE  CONTRACT,
 AND  HAS  BEEN  LISTED  BY  THE  DIVISION  ON  ITS LIST OF NON-COMPLIANT
 CONTRACTORS.
   9. "STATE AGENCY" SHALL MEAN (A)(I) ANY STATE DEPARTMENT, OR (II)  ANY
 DIVISION,  BOARD, COMMISSION OR BUREAU OF ANY STATE DEPARTMENT, OR (III)
 THE STATE UNIVERSITY OF NEW YORK AND THE CITY UNIVERSITY  OF  NEW  YORK,
 INCLUDING  ALL THEIR CONSTITUENT UNITS EXCEPT COMMUNITY COLLEGES AND THE

 S. 7508--A                         61                         A. 9508--A
 
 INDEPENDENT INSTITUTIONS OPERATING STATUTORY  OR  CONTRACT  COLLEGES  ON
 BEHALF  OF  THE  STATE, OR (IV) A BOARD, A MAJORITY OF WHOSE MEMBERS ARE
 APPOINTED BY THE GOVERNOR OR WHO SERVE BY VIRTUE OF BEING STATE OFFICERS
 OR  EMPLOYEES AS DEFINED IN SUBPARAGRAPH (I), (II) OR (III) OF PARAGRAPH
 (I) OF SUBDIVISION ONE OF SECTION SEVENTY-THREE OF THE  PUBLIC  OFFICERS
 LAW.
   (B)  A "STATE AUTHORITY," AS DEFINED IN SUBDIVISION ONE OF SECTION TWO
 OF THE PUBLIC AUTHORITIES LAW, AND THE FOLLOWING:
 ALBANY COUNTY AIRPORT AUTHORITY;
 ALBANY PORT DISTRICT COMMISSION;
 ALFRED, ALMOND, HORNELLSVILLE SEWER AUTHORITY;
 BATTERY PARK CITY AUTHORITY;
 CAYUGA COUNTY WATER AND SEWER AUTHORITY;
 (NELSON A. ROCKEFELLER) EMPIRE STATE PLAZA PERFORMING ARTS CENTER
 CORPORATION;
 INDUSTRIAL EXHIBIT AUTHORITY;
 LIVINGSTON COUNTY WATER AND SEWER AUTHORITY;
 LONG ISLAND POWER AUTHORITY;
 LONG ISLAND RAIL ROAD;
 LONG ISLAND MARKET AUTHORITY;
 MANHATTAN AND BRONX SURFACE TRANSIT OPERATING AUTHORITY;
 METRO-NORTH COMMUTER RAILROAD;
 METROPOLITAN SUBURBAN BUS AUTHORITY;
 METROPOLITAN TRANSPORTATION AUTHORITY;
 NATURAL HERITAGE TRUST;
 NEW YORK CITY TRANSIT AUTHORITY;
 NEW YORK CONVENTION CENTER OPERATING CORPORATION;
 NEW YORK STATE BRIDGE AUTHORITY;
 NEW YORK STATE OLYMPIC REGIONAL DEVELOPMENT AUTHORITY;
 NEW YORK STATE THRUWAY AUTHORITY;
 NIAGARA FALLS PUBLIC WATER AUTHORITY;
 NIAGARA FALLS WATER BOARD;
 PORT OF OSWEGO AUTHORITY;
 POWER AUTHORITY OF THE STATE OF NEW YORK;
 ROOSEVELT ISLAND OPERATING CORPORATION;
 SCHENECTADY METROPLEX DEVELOPMENT AUTHORITY;
 STATE INSURANCE FUND;
 STATEN ISLAND RAPID TRANSIT OPERATING AUTHORITY;
 STATE UNIVERSITY CONSTRUCTION FUND;
 SYRACUSE REGIONAL AIRPORT AUTHORITY;
 TRIBOROUGH BRIDGE AND TUNNEL AUTHORITY;
 UPPER MOHAWK VALLEY REGIONAL WATER BOARD;
 UPPER MOHAWK VALLEY REGIONAL WATER FINANCE AUTHORITY;
 UPPER MOHAWK VALLEY MEMORIAL AUDITORIUM AUTHORITY;
 URBAN DEVELOPMENT CORPORATION AND ITS SUBSIDIARY CORPORATIONS.
 (C) THE FOLLOWING ONLY TO THE EXTENT OF STATE CONTRACTS ENTERED INTO FOR
 ITS OWN ACCOUNT OR FOR THE BENEFIT OF A STATE AGENCY AS DEFINED IN PARA-
 GRAPH (A) OR (B) OF THIS SUBDIVISION:
 DORMITORY AUTHORITY OF THE STATE OF NEW YORK;
 FACILITIES DEVELOPMENT CORPORATION;
 NEW YORK STATE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY;
 NEW YORK STATE SCIENCE AND TECHNOLOGY FOUNDATION.
   10. "STATE CONTRACT" SHALL MEAN: (A) A WRITTEN AGREEMENT  OR  PURCHASE
 ORDER  INSTRUMENT,  PROVIDING FOR A TOTAL EXPENDITURE IN EXCESS OF FIFTY
 THOUSAND DOLLARS, WHEREBY A STATE AGENCY IS COMMITTED TO EXPEND OR  DOES
 EXPEND  OR  GRANT  FUNDS IN RETURN FOR LABOR, SERVICES INCLUDING BUT NOT

 S. 7508--A                         62                         A. 9508--A
 
 LIMITED TO LEGAL, FINANCIAL AND OTHER PROFESSIONAL  SERVICES,  SUPPLIES,
 EQUIPMENT,  MATERIALS  OR  ANY  COMBINATION  OF  THE  FOREGOING,  TO  BE
 PERFORMED ON BEHALF OF, FOR, OR RENDERED OR FURNISHED TO THE STATE AGEN-
 CY;  (B)  A  WRITTEN AGREEMENT IN EXCESS OF TWO HUNDRED THOUSAND DOLLARS
 WHEREBY A STATE AGENCY IS COMMITTED TO EXPEND OR DOES  EXPEND  OR  GRANT
 FUNDS  FOR THE ACQUISITION, CONSTRUCTION, DEMOLITION, REPLACEMENT, MAJOR
 REPAIR OR RENOVATION OF REAL PROPERTY AND IMPROVEMENTS THEREON; AND  (C)
 A  WRITTEN  AGREEMENT  IN EXCESS OF TWO HUNDRED THOUSAND DOLLARS WHEREBY
 THE OWNER OF A STATE ASSISTED HOUSING PROJECT IS COMMITTED TO EXPEND  OR
 DOES   EXPEND  FUNDS  FOR  THE  ACQUISITION,  CONSTRUCTION,  DEMOLITION,
 REPLACEMENT, MAJOR REPAIR OR RENOVATION OF REAL  PROPERTY  AND  IMPROVE-
 MENTS THEREON FOR SUCH PROJECT.
   11.  "SUBCONTRACTOR"  SHALL MEAN ANY INDIVIDUAL OR BUSINESS ENTERPRISE
 THAT PROVIDES GOODS OR SERVICES TO ANY INDIVIDUAL OR BUSINESS FOR USE IN
 THE PERFORMANCE OF A STATE  CONTRACT,  WHETHER  OR  NOT  SUCH  GOODS  OR
 SERVICES ARE PROVIDED TO A PARTY TO A STATE CONTRACT.
   §  822.  WORKFORCE PARTICIPATION GOALS.  1. THE DIRECTOR, IN CONSULTA-
 TION WITH THE DEPARTMENT,  SHALL  DEVELOP  ASPIRATIONAL  GOALS  FOR  THE
 UTILIZATION  OF  MINORITY GROUP MEMBERS AND WOMEN IN CONSTRUCTION TRADE,
 PROFESSION, AND OCCUPATION.
   (A) ASPIRATIONAL GOALS FOR THE UTILIZATION OF MINORITY  GROUP  MEMBERS
 AND  WOMEN  MUST  SET FORTH THE EXPECTED PARTICIPATION OF MINORITY GROUP
 MEMBERS AND WOMEN IN EACH CONSTRUCTION TRADE,  PROFESSION,  AND  OCCUPA-
 TION,  AND SHALL BE EXPRESSED AS A PERCENTAGE OF THE TOTAL HOURS OF WORK
 TO BE PERFORMED BY EACH TRADE, PROFESSION, AND OCCUPATION BASED  ON  THE
 AVAILABILITY  OF  MINORITY  GROUP  MEMBERS  AND WOMEN WITHIN EACH TRADE,
 PROFESSION, AND OCCUPATION.
   (I) THE ASPIRATIONAL GOALS SHALL SET FORTH SEPARATE LEVELS OF EXPECTED
 PARTICIPATION BY MEN AND WOMEN FOR EACH MINORITY GROUP, AND  FOR  CAUCA-
 SIAN WOMEN, IN EACH CONSTRUCTION TRADE, PROFESSION, AND OCCUPATION.
   (II)  ASPIRATIONAL  GOALS  FOR  THE EXPECTED PARTICIPATION OF MINORITY
 GROUP MEMBERS AND WOMEN SHALL BE ESTABLISHED  FOR  EACH  COUNTY  OF  THE
 STATE.  THE  DIRECTOR  MAY ESTABLISH ASPIRATIONAL GOALS FOR THE EXPECTED
 PARTICIPATION OF MINORITY GROUP MEMBERS  AND  WOMEN  FOR  MUNICIPALITIES
 WHERE THE DIRECTOR DEEMS FEASIBLE AND APPROPRIATE.
   (III)  THE  DIRECTOR  SHALL,  IN  ESTABLISHING THE ASPIRATIONAL GOALS,
 CONSIDER THE FINDINGS OF THE MOST RECENT DISPARITY STUDY AND  ANY  RELE-
 VANT DATA PUBLISHED BY THE UNITED STATES CENSUS BUREAU.
   (B)  THE  DIRECTOR  SHALL  UPDATE THE ASPIRATIONAL GOALS ON A PERIODIC
 BASIS, NO LESS THAN ANNUALLY.
   2. STATE AGENCIES SHALL, FOR EACH INVITATION  FOR  BIDS,  REQUEST  FOR
 PROPOSALS,  OR  OTHER  SOLICITATION  THAT  WILL RESULT IN THE AWARD OF A
 STATE CONTRACT, SET FORTH THE EXPECTED DEGREE OF WORKFORCE PARTICIPATION
 BY MINORITY GROUP MEMBERS AND WOMEN.
   (A) EACH WORKFORCE PARTICIPATION GOAL ESTABLISHED BY  A  STATE  AGENCY
 SHALL  SET  FORTH  THE EXPECTED LEVEL OF PARTICIPATION BY MINORITY GROUP
 MEMBERS AND WOMEN IN THE PERFORMANCE  OF  EACH  TRADE,  PROFESSION,  AND
 OCCUPATION REQUIRED IN THE PERFORMANCE OF THE CONTRACT.
   (B)  GOALS  FOR  THE PARTICIPATION OF MINORITY GROUP MEMBERS AND WOMEN
 SHALL SET FORTH SEPARATE GOALS FOR EACH OF THE FOLLOWING GROUPS IN  EACH
 TRADE, PROFESSION, AND OCCUPATION:
   (I) BLACK MEN;
   (II) BLACK WOMEN;
   (III) HISPANIC MEN;
   (IV) HISPANIC WOMEN;
   (V) NATIVE AMERICAN MEN;

 S. 7508--A                         63                         A. 9508--A
 
   (VI) NATIVE AMERICAN WOMEN;
   (VII) ASIAN MEN;
   (VIII) ASIAN WOMEN;
   (IX) CAUCASIAN WOMEN.
   (C)  IN  ESTABLISHING  WORKFORCE  PARTICIPATION  GOALS, STATE AGENCIES
 SHALL CONSIDER FACTORS INCLUDING, BUT NOT LIMITED TO:
   (I) THE FINDINGS OF THE DISPARITY STUDY;
   (II) ANY RELEVANT DATA PUBLISHED BY THE UNITED STATES  CENSUS  BUREAU;
 AND
   (III)  IF  APPLICABLE,  ANY ASPIRATIONAL GOAL ESTABLISHED BY THE DIVI-
 SION.
   (D) IN ANY CASE WHERE A STATE AGENCY ESTABLISHES A  WORKFORCE  PARTIC-
 IPATION  GOAL ON AN INVITATION FOR BIDS, REQUEST FOR PROPOSALS, OR OTHER
 SOLICITATION THAT WILL RESULT IN THE  AWARD  OF  A  STATE  CONTRACT  FOR
 CONSTRUCTION  THAT  DEVIATES FROM THE ASPIRATIONAL GOAL FOR CONSTRUCTION
 WORK IN THE COUNTY OR MUNICIPALITY IN WHICH THE WORK WILL BE  PERFORMED,
 THE  STATE  AGENCY  SHALL DOCUMENT NUMERICAL EVIDENCE DEMONSTRATING THAT
 THE APPLICATION OF THE ASPIRATIONAL GOAL WOULD NOT BE PRACTICAL,  FEASI-
 BLE, OR APPROPRIATE.
   3.  EVERY CONTRACTOR RESPONDING TO AN INVITATION FOR BIDS, REQUEST FOR
 PROPOSALS, OR OTHER SOLICITATION THAT WILL RESULT  IN  THE  AWARD  OF  A
 STATE CONTRACT SUBJECT TO WORKFORCE PARTICIPATION GOALS PURSUANT TO THIS
 SECTION  SHALL  AGREE  TO MAKE A GOOD FAITH EFFORT TO ACHIEVE SUCH WORK-
 FORCE PARTICIPATION GOAL OR REQUEST A WAIVER OF SUCH GOAL.
   (A) A CONTRACTOR THAT CERTIFIES THAT IT WILL MAKE A GOOD FAITH  EFFORT
 TO  ACHIEVE  A  WORKFORCE  PARTICIPATION  GOAL  SHALL  PROVIDE  WITH ITS
 RESPONSE TO THE APPLICABLE INVITATION FOR BIDS, REQUEST  FOR  PROPOSALS,
 OR OTHER SOLICITATION:
   (I) A CERTIFICATION STATING THAT THE CONTRACTOR WILL MAKE A GOOD FAITH
 EFFORT  TO  ACHIEVE THE APPLICABLE WORKFORCE PARTICIPATION GOAL AND WILL
 CONTRACTUALLY REQUIRE ANY SUBCONTRACTORS TO THE  CONTRACTOR  TO  MAKE  A
 GOOD FAITH EFFORT TO ACHIEVE THE APPLICABLE WORKFORCE PARTICIPATION GOAL
 IN  ANY  SUBCONTRACTED  WORK, WHICH CERTIFICATION SHALL ACKNOWLEDGE THAT
 FAILURE BY THE CONTRACTOR OR ANY OF ITS SUBCONTRACTORS TO  MAKE  A  GOOD
 FAITH  EFFORT TO ACHIEVE THE APPLICABLE WORKFORCE PARTICIPATION GOAL MAY
 RESULT IN A DETERMINATION BY  THE  CONTRACTING  STATE  AGENCY  THAT  THE
 CONTRACTOR OR ITS SUBCONTRACTOR IS A NON-COMPLIANT CONTRACTOR;
   (II)  THE LEVEL OF ANTICIPATED PARTICIPATION BY MINORITY GROUP MEMBERS
 AND WOMEN AS EMPLOYEES TO THE CONTRACTOR, OR, IF THE  STATE  AGENCY  HAS
 SPECIFICALLY  INDICATED  THAT SUCH DOCUMENTATION IS NOT REQUIRED AS PART
 OF THE RESPONSE TO THE INVITATION FOR BIDS, REQUEST  FOR  PROPOSALS,  OR
 OTHER SOLICITATION, A DATE CERTAIN FOR THE SUBMISSION OF SUCH DOCUMENTA-
 TION AFTER THE AWARD OF THE STATE CONTRACT;
   (III)  A LIST OF ALL SUBCONTRACTORS ANTICIPATED TO PERFORM WORK ON THE
 STATE CONTRACT AND THE LEVEL OF ANTICIPATED  PARTICIPATION  BY  MINORITY
 GROUP  MEMBERS  AND WOMEN AS EMPLOYEES TO EACH SUBCONTRACTOR, OR, IF THE
 STATE AGENCY HAS SPECIFICALLY INDICATED THAT SUCH DOCUMENTATION  IS  NOT
 REQUIRED AS PART OF THE RESPONSE TO THE INVITATION FOR BIDS, REQUEST FOR
 PROPOSALS,  OR  OTHER SOLICITATION, A DATE CERTAIN FOR THE SUBMISSION OF
 SUCH DOCUMENTATION AFTER THE AWARD OF THE STATE CONTRACT; AND
   (IV) SUCH OTHER INFORMATION AS  THE  CONTRACTING  STATE  AGENCY  SHALL
 REQUIRE.
   (B)  A  CONTRACTOR THAT REQUESTS A WAIVER OF A WORKFORCE PARTICIPATION
 GOAL SHALL PROVIDE WITH ITS RESPONSE TO THE  APPLICABLE  INVITATION  FOR
 BIDS, REQUEST FOR PROPOSALS, OR OTHER SOLICITATION:

 S. 7508--A                         64                         A. 9508--A
 
   (I)  NUMERICAL EVIDENCE SETTING FORTH WHY THE ACHIEVEMENT OF THE WORK-
 FORCE PARTICIPATION GOAL IS NOT PRACTICAL, FEASIBLE, OR  APPROPRIATE  IN
 LIGHT  OF  THE  TRADES, PROFESSIONS, AND OCCUPATIONS REQUIRED TO PERFORM
 THE WORK OF THE STATE CONTRACT;
   (II)  DOCUMENTATION  OF  THE  CONTRACTOR'S EFFORTS, AND ANY EFFORTS BY
 SUBCONTRACTORS TO THE CONTRACTOR, TO PROMOTE THE INCLUSION  OF  MINORITY
 GROUP MEMBERS AND WOMEN IN TRADES, PROFESSIONS, AND OCCUPATIONS REQUIRED
 IN THE PERFORMANCE OF THE STATE CONTRACT;
   (III)  THE  MAXIMUM  FEASIBLE LEVEL OF PARTICIPATION BY MINORITY GROUP
 MEMBERS AND WOMEN IN EACH OF THE TRADES,  PROFESSIONS,  AND  OCCUPATIONS
 REQUIRED IN THE PERFORMANCE OF THE WORK OF THE STATE CONTRACT;
   (IV)  THE LEVEL OF ANTICIPATED PARTICIPATION BY MINORITY GROUP MEMBERS
 AND WOMEN AS EMPLOYEES TO THE CONTRACTOR;
   (V) A LIST OF ALL SUBCONTRACTORS ANTICIPATED TO PERFORM  WORK  ON  THE
 STATE  CONTRACT  AND  THE LEVEL OF ANTICIPATED PARTICIPATION BY MINORITY
 GROUP MEMBERS AND WOMEN AS EMPLOYEES TO EACH SUBCONTRACTOR; AND
   (VI) ANY OTHER RELEVANT INFORMATION EVIDENCING THAT  THE  CONTRACTOR'S
 ACHIEVEMENT  OF THE WORKFORCE PARTICIPATION GOAL WOULD NOT BE PRACTICAL,
 FEASIBLE, OR APPROPRIATE.
   4. A STATE AGENCY SHALL NOT AWARD A STATE  CONTRACT  TO  A  CONTRACTOR
 UNLESS  THE  CONTRACTOR HAS (I) CERTIFIED THAT IT WILL MAKE A GOOD FAITH
 EFFORT TO  ACHIEVE  THE  APPLICABLE  WORKFORCE  PARTICIPATION  GOAL  AND
 PROVIDED  DOCUMENTATION OF THE WORKFORCE ANTICIPATED TO PERFORM THE WORK
 OF THE STATE CONTRACT OR (II) SUBMITTED A WAIVER REQUEST WHICH THE STATE
 AGENCY DEEMS TO REFLECT THE MAXIMUM FEASIBLE PARTICIPATION  OF  MINORITY
 GROUP  MEMBERS AND WOMEN IN EACH OF THE TRADES, PROFESSIONS, AND OCCUPA-
 TIONS REQUIRED IN PERFORMANCE OF THE WORK OF THE STATE CONTRACT.
   (A) IN THE EVENT THAT A CONTRACTOR SUBMITS A CERTIFICATION  OR  WAIVER
 REQUEST  THAT  IS  ACCEPTED  BY THE STATE AGENCY, THE STATE AGENCY SHALL
 ESTABLISH IN THE STATE CONTRACT THE EXPECTED LEVEL OF  PARTICIPATION  BY
 MINORITY GROUP MEMBERS AND WOMEN IN EACH OF THE TRADES, PROFESSIONS, AND
 OCCUPATIONS  REQUIRED  IN PERFORMANCE OF THE WORK OF THE STATE CONTRACT,
 REQUIRE THAT THE CONTRACTOR MAKE GOOD  FAITH  EFFORTS  TO  ACHIEVE  SUCH
 WORKFORCE  PARTICIPATION  GOALS, REQUIRE THAT THE CONTRACTOR REQUIRE ANY
 SUBCONTRACTORS TO MAKE A GOOD FAITH EFFORT  TO  ACHIEVE  THE  APPLICABLE
 WORKFORCE  PARTICIPATION  GOAL  IN  ANY SUBCONTRACTED WORK, AND INDICATE
 THAT THE FAILURE OF THE CONTRACTOR OR ANY OF ITS SUBCONTRACTORS TO  MAKE
 A  GOOD  FAITH  EFFORT  TO  ACHIEVE THE WORKFORCE PARTICIPATION GOAL MAY
 RESULT IN THE CONTRACTOR OR SUBCONTRACTOR BEING DEEMED  A  NON-COMPLIANT
 CONTRACTOR.
   (B)  IN  THE  EVENT THAT A CONTRACTOR FAILS TO SUBMIT A CERTIFICATION,
 WAIVER REQUEST, OR ANY OTHER INFORMATION REQUIRED BY THE  STATE  AGENCY,
 OR  THE  STATE AGENCY DETERMINES THAT A CONTRACTOR'S WAIVER REQUEST DOES
 NOT DEMONSTRATE THAT THE  APPLICABLE  WORKFORCE  PARTICIPATION  GOAL  IS
 IMPRACTICAL, UNFEASIBLE, OR INAPPROPRIATE, THE STATE AGENCY SHALL NOTIFY
 THE  CONTRACTOR  OF THE DEFICIENCY IN WRITING AND PROVIDE THE CONTRACTOR
 FIVE BUSINESS DAYS TO REMEDY THE  NOTICED  DEFICIENCY.  A  STATE  AGENCY
 SHALL  REJECT  ANY  BID OR PROPOSAL OF A CONTRACTOR THAT FAILS TO TIMELY
 RESPOND TO A NOTICE OF DEFICIENCY OR TO PROVIDE DOCUMENTATION  REMEDYING
 THE DEFICIENCY TO THE SATISFACTION OF THE STATE AGENCY.
   (I)  WHERE  FAILURE TO REMEDY ANY NOTIFIED DEFICIENCY IN THE WORKFORCE
 UTILIZATION PLAN IS A GROUND FOR DISQUALIFICATION, THAT  ISSUE  AND  ALL
 OTHER  GROUNDS  FOR  DISQUALIFICATION  SHALL BE STATED IN WRITING BY THE
 CONTRACTING STATE AGENCY. THE CONTRACTOR SHALL BE ENTITLED TO AN  ADMIN-
 ISTRATIVE  HEARING,  ON  A  RECORD,  INVOLVING ALL GROUNDS STATED BY THE
 CONTRACTING STATE AGENCY IN ITS NOTICE OF THE CONTRACTOR'S DISQUALIFICA-

 S. 7508--A                         65                         A. 9508--A
 
 TION. SUCH HEARING SHALL BE CONDUCTED BY THE  APPROPRIATE  AUTHORITY  OF
 THE  CONTRACTING AGENCY TO REVIEW THE DETERMINATION OF DISQUALIFICATION.
 A FINAL ADMINISTRATIVE DETERMINATION MADE FOLLOWING SUCH  HEARING  SHALL
 BE  REVIEWABLE  IN A PROCEEDING COMMENCED UNDER ARTICLE SEVENTY-EIGHT OF
 THE CIVIL PRACTICE LAW AND  RULES,  PROVIDED  THAT  SUCH  PROCEEDING  IS
 COMMENCED  WITHIN  THIRTY  DAYS  OF  THE  NOTICE GIVEN BY CERTIFIED MAIL
 RETURN RECEIPT REQUESTED RENDERING SUCH  FINAL  ADMINISTRATIVE  DETERMI-
 NATION.  SUCH PROCEEDING SHALL BE COMMENCED IN THE SUPREME COURT, APPEL-
 LATE DIVISION, THIRD DEPARTMENT AND SUCH PROCEEDING SHALL  BE  PREFERRED
 OVER  ALL  OTHER CIVIL CAUSES EXCEPT ELECTION CAUSES, AND SHALL BE HEARD
 AND DETERMINED IN PREFERENCE TO ALL OTHER CIVIL BUSINESS PENDING  THERE-
 IN,  EXCEPT  ELECTION MATTERS, IRRESPECTIVE OF POSITION ON THE CALENDAR.
 APPEALS TAKEN TO THE COURT OF APPEALS OF THE STATE OF NEW YORK SHALL  BE
 SUBJECT TO THE SAME PREFERENCE.
   §  823.  REPORTING.    1. STATE CONTRACTS SHALL REQUIRE CONTRACTORS TO
 SUBMIT, AND TO REQUIRE ANY SUBCONTRACTORS TO SUBMIT, TO THE  CONTRACTING
 STATE  AGENCY  REPORTS  DOCUMENTING THE HOURS WORKED BY EMPLOYEES OF THE
 CONTRACTOR AND ANY SUBCONTRACTORS IN THE PERFORMANCE OF THE WORK OF  THE
 STATE  CONTRACT. SUCH REPORTS SHALL BE SUBMITTED NO LESS FREQUENTLY THAN
 MONTHLY FOR STATE CONTRACTS FOR CONSTRUCTION AND QUARTERLY FOR ALL OTHER
 STATE CONTRACTS.  SUCH  REPORTS  SHALL  IDENTIFY  THE  RACE,  ETHNICITY,
 GENDER, AND TRADE, PROFESSION, OR OCCUPATION OF EACH EMPLOYEE PERFORMING
 WORK ON A STATE CONTRACT.
   2.  STATE  AGENCIES  SHALL SUBMIT PERIODIC REPORTS TO THE DIRECTOR, OR
 THE DESIGNEE OF THE DIRECTOR, CONCERNING THE PARTICIPATION  OF  MINORITY
 GROUP MEMBERS AND WOMEN IN STATE CONTRACTS LET BY SUCH AGENCIES AND SUCH
 STATE  AGENCIES'  COMPLIANCE  WITH  THIS  ARTICLE. SUCH REPORTS SHALL BE
 SUBMITTED AT SUCH TIME, AND INCLUDE SUCH INFORMATION,  AS  THE  DIRECTOR
 SHALL  REQUIRE IN REGULATIONS. STATE AGENCIES SHALL MAKE AVAILABLE THEIR
 FACILITIES, BOOKS, AND RECORDS FOR INSPECTION, UPON  REASONABLE  NOTICE,
 BY THE DIRECTOR OR THE DIRECTOR'S DESIGNEE.
   3.  THE DEPARTMENT SHALL PROVIDE SUCH ASSISTANCE AS THE DIRECTOR SHALL
 REQUIRE IN CARRYING OUT THE REQUIREMENTS OF THIS SECTION.
   § 824. ENFORCEMENT.  1. WHERE IT APPEARS  THAT  A  CONTRACTOR  CANNOT,
 AFTER  A  GOOD  FAITH EFFORT, MEET THE WORKFORCE PARTICIPATION GOALS SET
 FORTH IN A PARTICULAR STATE CONTRACT, A CONTRACTOR MAY  FILE  A  WRITTEN
 APPLICATION  WITH  THE  CONTRACTING STATE AGENCY REQUESTING A PARTIAL OR
 TOTAL WAIVER OF SUCH REQUIREMENTS. SUCH  REQUEST  SHALL  SET  FORTH  THE
 REASONS  FOR  SUCH  CONTRACTOR'S INABILITY TO MEET THE WORKFORCE PARTIC-
 IPATION GOAL, SPECIFICALLY DESCRIBE THE REASONS FOR ANY DEVIATIONS  FROM
 THE  ANTICIPATED  WORKFORCE  PARTICIPATION SET FORTH IN THE CONTRACTOR'S
 BID OR PROPOSAL LEADING TO THE AWARD OF THE STATE CONTRACT, AND DESCRIBE
 THE EFFORTS BY THE CONTRACTOR AND  ANY  SUBCONTRACTORS  TO  ACHIEVE  THE
 MAXIMUM  FEASIBLE  PARTICIPATION  OF MINORITY GROUP MEMBERS AND WOMEN IN
 THE PERFORMANCE OF THE WORK OF THE STATE CONTRACT.  WHERE  THE  CONTRAC-
 TOR'S  INABILITY  TO ACHIEVE THE WORKFORCE PARTICIPATION GOAL ON A STATE
 CONTRACT IS ATTRIBUTABLE TO THE FAILURE OF ONE OR MORE SUBCONTRACTORS TO
 MAKE GOOD FAITH EFFORTS TO ACHIEVE THE MAXIMUM FEASIBLE PARTICIPATION OF
 MINORITY GROUP MEMBERS AND WOMEN IN THE PERFORMANCE OF THE WORK  OF  THE
 STATE  CONTRACT,  THE  CONTRACTOR  SHALL  IDENTIFY SUCH SUBCONTRACTOR OR
 SUBCONTRACTORS TO THE CONTRACTING STATE AGENCY.
   2. A STATE AGENCY SHALL GRANT A REQUEST  FOR  A  WAIVER  OF  WORKFORCE
 PARTICIPATION GOALS ON A STATE CONTRACT WHERE:
   (A)  THE  CONTRACTOR  DEMONSTRATES THAT THE CONTRACTOR AND ITS SUBCON-
 TRACTORS MADE GOOD FAITH EFFORTS TO ACHIEVE THE WORKFORCE  PARTICIPATION
 GOAL ON THE STATE CONTRACT, AND THAT INSUFFICIENT MINORITY GROUP MEMBERS

 S. 7508--A                         66                         A. 9508--A
 
 OR  WOMEN  WERE  AVAILABLE  IN  THE TRADES, PROFESSIONS, AND OCCUPATIONS
 REQUIRED TO PERFORM THE WORK OF THE STATE CONTRACT; OR,
   (B)  THE  CONTRACTOR CONTRACTUALLY REQUIRED EACH OF ITS SUBCONTRACTORS
 TO MAKE A GOOD FAITH EFFORT TO  ACHIEVE  THE  MAXIMUM  FEASIBLE  PARTIC-
 IPATION  OF  MINORITY  GROUP MEMBERS AND WOMEN IN THE PERFORMANCE OF THE
 SUBCONTRACTED WORK, PERIODICALLY MONITORED SUCH SUBCONTRACTORS'  DEPLOY-
 MENT  OF  MINORITY  GROUP  MEMBERS  AND  WOMEN IN THE PERFORMANCE OF THE
 SUBCONTRACTED WORK, PROVIDED NOTICE TO SUCH SUBCONTRACTORS OF ANY  DEFI-
 CIENCIES  IN THEIR DEPLOYMENT OF MINORITY GROUP MEMBERS AND WOMEN IN THE
 PERFORMANCE OF SUCH SUBCONTRACTED WORK, AND COULD NOT ACHIEVE THE  WORK-
 FORCE PARTICIPATION GOAL FOR ONE OR MORE TRADES, PROFESSIONS, OR OCCUPA-
 TIONS WITHOUT THE GOOD FAITH EFFORTS OF SUCH SUBCONTRACTORS.
   3.  WHERE A STATE AGENCY DENIES A CONTRACTOR'S REQUEST FOR A WAIVER OF
 WORKFORCE PARTICIPATION GOALS PURSUANT TO THIS SECTION, THE STATE AGENCY
 SHALL RECOMMEND TO THE DIRECTOR AND THE DEPARTMENT THAT  THE  CONTRACTOR
 BE DEEMED A NON-COMPLIANT CONTRACTOR.
   4.  WHERE  A  STATE  AGENCY GRANTS A REQUEST FOR A WAIVER OF WORKFORCE
 PARTICIPATION GOALS PURSUANT TO  THIS  SECTION  BASED  ON  ONE  OR  MORE
 SUBCONTRACTORS'  FAILURE TO MAKE GOOD FAITH EFFORTS TO ACHIEVE THE MAXI-
 MUM FEASIBLE PARTICIPATION OF MINORITY GROUP MEMBERS AND  WOMEN  IN  THE
 PERFORMANCE  OF THE SUBCONTRACTED WORK, THE STATE AGENCY SHALL RECOMMEND
 TO THE DIRECTOR AND THE DEPARTMENT THAT THE SUBCONTRACTOR  BE  DEEMED  A
 NON-COMPLIANT CONTRACTOR.
   5.  UPON  RECEIPT  OF  A  RECOMMENDATION  FROM  A  STATE AGENCY THAT A
 CONTRACTOR OR SUBCONTRACTOR SHOULD BE DEEMED A NON-COMPLIANT CONTRACTOR,
 THE DIRECTOR SHALL, WITH THE ASSISTANCE OF THE  DEPARTMENT,  REVIEW  THE
 FACTS  AND  CIRCUMSTANCES  FORMING  THE  BASIS OF THE RECOMMENDATION AND
 ISSUE A DETERMINATION AS TO WHETHER OR NOT THE CONTRACTOR OR SUBCONTRAC-
 TOR SHOULD BE DEEMED A NON-COMPLIANT CONTRACTOR AND, IF SO, THE DURATION
 OF SUCH STATUS AS A NON-COMPLIANT CONTRACTOR. IN DETERMINING  THE  DURA-
 TION  OF  A  CONTRACTOR'S  OR  SUBCONTRACTOR'S STATUS AS A NON-COMPLIANT
 CONTRACTOR, THE DIRECTOR SHALL CONSIDER:
   (I) WHETHER THE CONTRACTOR OR SUBCONTRACTOR HAS PREVIOUSLY BEEN DEEMED
 A NON-COMPLIANT CONTRACTOR;
   (II) THE NUMBER OF HOURS OF EXPECTED PARTICIPATION BY  MINORITY  GROUP
 MEMBERS  AND  WOMEN  LOST AS A RESULT OF THE CONTRACTOR'S OR SUBCONTRAC-
 TOR'S FAILURE TO MAKE GOOD  FAITH  EFFORTS  TO  INCLUDE  MINORITY  GROUP
 MEMBERS OR WOMEN IN THE PERFORMANCE OF ONE OR MORE STATE CONTRACTS; AND
   (III)  WHETHER  THE CONTRACTOR OR SUBCONTRACTOR HAS OFFERED TO PROVIDE
 EMPLOYMENT OPPORTUNITIES, TRAINING, OR OTHER REMEDIAL BENEFITS TO MINOR-
 ITY GROUP MEMBERS OR WOMEN IN RELEVANT TRADES, PROFESSIONS,  OR  OCCUPA-
 TIONS.
   6.  A CONTRACTOR OR SUBCONTRACTOR DEEMED A NON-COMPLIANT CONTRACTOR BY
 THE DIRECTOR MAY REQUEST AN ADMINISTRATIVE HEARING BEFORE AN INDEPENDENT
 HEARING OFFICER TO APPEAL THE DETERMINATION OF THE DIRECTOR.  THE  DECI-
 SION  OF  THE  HEARING OFFICER SHALL BE FINAL AND MAY ONLY BE VACATED OR
 MODIFIED AS PROVIDED IN ARTICLE SEVENTY-EIGHT OF THE CIVIL PRACTICE  LAW
 AND  RULES  UPON  AN  APPLICATION  MADE WITHIN THE TIME PROVIDED BY SUCH
 ARTICLE.
   7. UPON A FINAL DETERMINATION THAT A CONTRACTOR OR SUBCONTRACTOR IS  A
 NON-COMPLIANT  CONTRACTOR,  THE  DIRECTOR  SHALL  LIST THE CONTRACTOR OR
 SUBCONTRACTOR AS SUCH ON ITS WEBSITE  AND  INDICATE  THE  TERM  OF  SUCH
 CONTRACTOR'S  OR SUBCONTRACTOR'S STATUS AS A NON-COMPLIANT CONTRACTOR. A
 NON-COMPLIANT  CONTRACTOR  SHALL  BE  INELIGIBLE  TO  PARTICIPATE  AS  A
 CONTRACTOR OR SUBCONTRACTOR ON ANY STATE CONTRACT.

 S. 7508--A                         67                         A. 9508--A
 
   §  825.  POWERS AND RESPONSIBILITIES OF THE DIVISION.  1. THE DIRECTOR
 SHALL POST TO THE WEBSITE OF THE DIVISION ON OR BEFORE  APRIL  FIRST  OF
 EACH  YEAR  THE ASPIRATIONAL GOALS FOR THE UTILIZATION OF MINORITY GROUP
 MEMBERS AND WOMEN IN CONSTRUCTION REQUIRED  PURSUANT  TO  SECTION  EIGHT
 HUNDRED TWENTY-TWO OF THIS ARTICLE.
   2.  THE DIRECTOR SHALL PROMULGATE RULES AND REGULATIONS FOR THE IMPLE-
 MENTATION OF THIS ARTICLE, INCLUDING, BUT NOT LIMITED TO, PROCEDURES FOR
 THE SUBMISSION OF CERTIFICATIONS  AND  WORKFORCE  UTILIZATION  PLANS  BY
 CONTRACTORS,  CRITERIA  FOR  GRANTING WAIVERS OF WORKFORCE PARTICIPATION
 GOALS, AND THE CONTENTS OF REPORTS BY STATE  AGENCIES  CONCERNING  THEIR
 IMPLEMENTATION OF THE REQUIREMENTS OF THIS ARTICLE.
   3.  THE  DIVISION  SHALL,  FROM  TIME  TO TIME, REVIEW THE FACILITIES,
 BOOKS, AND RECORDS OF STATE AGENCIES TO ASCERTAIN THE ACCURACY OF  THEIR
 REPORTS  AND THEIR COMPLIANCE WITH THE REQUIREMENTS OF THIS ARTICLE. THE
 DEPARTMENT SHALL PROVIDE SUCH ASSISTANCE AS THE DIRECTOR  SHALL  REQUIRE
 IN CARRYING OUT THE REQUIREMENTS OF THIS SECTION.
   §  826.  SEVERABILITY.  IF ANY CLAUSE, SENTENCE, PARAGRAPH, SECTION OR
 PART OF THIS ARTICLE SHALL BE ADJUDGED BY ANY COURT OF COMPETENT  JURIS-
 DICTION  TO BE INVALID, THE JUDGMENT SHALL NOT AFFECT, IMPAIR OR INVALI-
 DATE THE REMAINDER THEREOF, BUT SHALL BE CONFINED IN  ITS  OPERATION  TO
 THE CLAUSE, SENTENCE, PARAGRAPH, SECTION OR PART OF THIS ARTICLE DIRECT-
 LY  INVOLVED  IN  THE  CONTROVERSY IN WHICH THE JUDGMENT SHALL HAVE BEEN
 RENDERED.
   § 16. This act shall take effect on April 1, 2018; provided,  however,
 that
   (a)  the  amendments  to  article  15-A  of the executive law, made by
 sections one, two, three, four, five, six, seven and eight of this  act,
 shall  not  affect  the  expiration and repeal of such article and shall
 expire and be deemed repealed therewith;
   (b) the amendments to section 163 of the state finance  law,  made  by
 section  nine of this act, shall not affect the expiration and repeal of
 such section, and shall expire and be deemed repealed therewith;
   (c) the amendments to section 139-j of the state finance law, made  by
 section  eleven  of this act, shall not affect the expiration and repeal
 of such section, and shall expire and be deemed repealed therewith; and
   (d) section fifteen of this act shall expire and  be  deemed  repealed
 December 31, 2023.

                                  PART R
 
   Section  1. Paragraph (i) of subdivision (a) of section 2 of part F of
 chapter 60 of the laws of 2015, constituting the infrastructure  invest-
 ment  act, as amended by section 1 of part RRR of chapter 59 of the laws
 of 2017, is amended to read as follows:
   (i) "authorized state entity" shall mean the New  York  state  thruway
 authority, the department of transportation, the office of parks, recre-
 ation and historic preservation, the department of environmental conser-
 vation [and], the New York state bridge authority, THE DORMITORY AUTHOR-
 ITY,  THE  NEW  YORK  STATE URBAN DEVELOPMENT CORPORATION, THE OFFICE OF
 GENERAL SERVICES, THE DEPARTMENT OF HEALTH, AND THE NEW YORK STATE OLYM-
 PIC REGIONAL DEVELOPMENT AUTHORITY.
   § 2. Section 3 of part F of chapter 60 of the laws of 2015, constitut-
 ing the infrastructure investment act, as amended by section 3  of  part
 RRR of chapter 59 of the laws of 2017, is amended to read as follows:
   §  3. Notwithstanding the provisions of section 38 of the highway law,
 section 136-a of the state finance law, [section]  SECTIONS  359,  1678,

 S. 7508--A                         68                         A. 9508--A
 
 1680,  1680-A  AND  2879-A  of  the  public  authorities  law, [section]
 SECTIONS 407-A, 6281 AND 7210 of the education law, SECTIONS 8 AND 9  OF
 THE PUBLIC BUILDINGS LAW, SECTION 11 OF CHAPTER 795 OF THE LAWS OF 1967,
 SECTIONS  8  AND  9  OF  SECTION 1 OF CHAPTER 359 OF THE LAWS OF 1968 AS
 AMENDED, SECTION 11 OF SECTION 1 OF CHAPTER 174 OF THE LAWS OF 1968,  AS
 AMENDED,  SECTION  29  OF CHAPTER 337 OF THE LAWS OF 1972, SECTION 21 OF
 CHAPTER 464 OF THE LAWS OF 1972, SECTION 103 OF  THE  GENERAL  MUNICIPAL
 LAW,  and  the  provisions  of  any  other  law  to the contrary, and in
 conformity with the requirements of this act, an authorized state entity
 may utilize the alternative delivery method referred to as  design-build
 contracts,  in  consultation with relevant local labor organizations and
 construction industry, for capital projects LOCATED  IN  THE  STATE  AND
 related  to  [the  state's]  physical infrastructure, including, but not
 limited to, [the state's] BUILDINGS AND  APPURTENANT  STRUCTURES,  high-
 ways,  bridges, dams, flood control projects, canals, and parks, includ-
 ing, but not limited to, to repair damage caused by natural disaster, to
 correct health and safety defects, to  comply  with  federal  and  state
 laws,  standards,  and  regulations,  to  extend  the  useful life of or
 replace [the state's] BUILDINGS AND  APPURTENANT  STRUCTURES,  highways,
 bridges,  dams,  flood control projects, canals, and parks or to improve
 or add to [the state's] BUILDINGS AND APPURTENANT STRUCTURES,  highways,
 bridges,  dams, flood control projects, canals, and parks; provided that
 for the contracts executed by  the  department  of  transportation,  the
 office of parks, recreation and historic preservation, or the department
 of environmental conservation, THE OFFICE OF THE GENERAL SERVICES OR THE
 DEPARTMENT  OF  HEALTH, the total cost of each such project shall not be
 less than ten million dollars ($10,000,000).
   § 3. Section 7 of part F of chapter 60 of the laws of 2015, constitut-
 ing the infrastructure investment act, is amended to read as follows:
   § 7. If otherwise  applicable,  capital  projects  undertaken  by  the
 authorized state entity pursuant to this act shall be subject to section
 135  of  the state finance law, SECTION 101 OF THE GENERAL MUNICIPAL LAW
 and section 222 of the labor law; PROVIDED, HOWEVER, THAT AN  AUTHORIZED
 ENTITY  MAY  FULFILL  ITS  OBLIGATIONS  UNDER  SECTION  135 OF THE STATE
 FINANCE LAW OR SECTION 101 OF THE GENERAL MUNICIPAL LAW BY REQUIRING THE
 CONTRACTOR TO PREPARE SEPARATE SPECIFICATIONS IN ACCORDANCE WITH SECTION
 135 OF THE STATE FINANCE LAW OR SECTION 101 OF THE GENERAL MUNICIPAL LAW
 AS THE CASE MAY BE.
   § 4. Section 13 of part F of chapter 60 of the laws of  2015,  consti-
 tuting  the  infrastructure  investment act, as amended by section 11 of
 part RRR of chapter 59 of the laws  of  2017,  is  amended  to  read  as
 follows:
   §  13. Alternative construction awarding processes.  (a) Notwithstand-
 ing the provisions of any other law  to  the  contrary,  the  authorized
 state entity may award a construction contract:
   1. To the contractor offering the best value[; or]:
   [2.]  (I) Utilizing a cost-plus not to exceed guaranteed maximum price
 form of contract in which the authorized state entity shall be  entitled
 to monitor and audit all project costs. In establishing the schedule and
 process for determining a guaranteed maximum price, the contract between
 the authorized state entity and the contractor shall:
   [(i)]  (A)  describe  the scope of the work and the cost of performing
 such work;
   [(ii)] (B) include a detailed line item cost breakdown;
   [(iii)] (C) include a list of all drawings, specifications  and  other
 information on which the guaranteed maximum price is based;

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   [(iv)]  (D)  include the dates for substantial and final completion on
 which the guaranteed maximum price is based; and
   [(v)] (E) include a schedule of unit prices; or
   [3.] (II) Utilizing a lump sum contract in which the contractor agrees
 to  accept  a  set dollar amount for a contract which comprises a single
 bid without providing a cost breakdown for all costs such as for  equip-
 ment, labor, materials, as well as such contractor's profit for complet-
 ing all items of work comprising the project WHICH LUMP SUM PRICE MAY BE
 NEGOTIATED  AND  ESTABLISHED  BY  THE AUTHORIZED STATE ENTITY BASED ON A
 PROPOSED GUARANTEED MAXIMUM PRICE.
   2. THE DESIGN-BUILD CONTRACT MAY INCLUDE BOTH LUMP  SUM  ELEMENTS  AND
 COST-PLUS  NOT TO EXCEED GUARANTEED MAXIMUM PRICE ELEMENTS, AND ALSO MAY
 PROVIDE FOR PROFESSIONAL SERVICES ON A FEE-FOR-SERVICE BASIS.
   (b) Capital projects undertaken by  an  authorized  state  entity  may
 include  an  incentive  clause  in  the contract for various performance
 objectives, but the incentive clause shall not include an incentive that
 exceeds the quantifiable value of the benefit received by the authorized
 state entity. [The] NOTWITHSTANDING THE PROVISIONS OF SECTIONS  136  AND
 137  OF  THE STATE FINANCE LAW, THE authorized state entity shall estab-
 lish such performance and payment bonds, BONDS OR OTHER FORM  OF  UNDER-
 TAKING, as it deems necessary.
   §  5.  Part  F  of  chapter  60  of the laws of 2015, constituting the
 infrastructure investment act, is amended by adding a new  section  15-a
 to read as follows:
   §  15-A.  ANY CONTRACT AWARDED PURSUANT TO THIS ACT SHALL BE DEEMED TO
 BE AWARDED PURSUANT TO A COMPETITIVE PROCUREMENT FOR PURPOSES OF SECTION
 2879-A OF THE PUBLIC AUTHORITIES LAW.
   § 6. This act shall take effect immediately;  provided,  however  that
 the amendments to the infrastructure investment act made by sections one
 through  five  of  this  act shall not affect the repeal of such act and
 shall be deemed repealed therewith.
 
                                  PART S
 
   Section 1. Section 2 of chapter 21 of the laws of 2003,  amending  the
 executive  law  relating to permitting the secretary of state to provide
 special handling for all documents filed or issued by  the  division  of
 corporations  and to permit additional levels of such expedited service,
 as amended by section 1 of part Q of chapter 58 of the laws of 2017,  is
 amended to read as follows:
   §  2.  This  act shall take effect immediately, provided however, that
 section one of this act shall be deemed to have been in full  force  and
 effect  on  and  after  April 1, 2003 and shall expire March 31, [2018]
 2019.
   § 2. This act shall take effect immediately and  shall  be  deemed  to
 have been in full force and effect on and after March 31, 2018.
 
                                  PART T
 
   Section  1.  Paragraph  (d) of section 304 of the business corporation
 law is amended to read as follows:
   (d) ANY DESIGNATED POST OFFICE ADDRESS MAINTAINED BY THE SECRETARY  OF
 STATE  AS AGENT OF A DOMESTIC CORPORATION OR FOREIGN CORPORATION FOR THE
 PURPOSE OF MAILING PROCESS SHALL BE THE POST OFFICE ADDRESS,  WITHIN  OR
 WITHOUT  THE  STATE,  TO  WHICH A PERSON SHALL MAIL PROCESS AGAINST SUCH
 CORPORATION AS REQUIRED BY THIS ARTICLE.  Any  designated  [post-office]

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 POST  OFFICE  address  to which the secretary of state OR A PERSON shall
 mail a copy of ANY process served upon [him] THE SECRETARY OF  STATE  as
 agent of a domestic corporation or a foreign corporation, shall continue
 until the filing of a certificate under this chapter directing the mail-
 ing to a different [post-office] POST OFFICE address.
   §  2. Paragraph (a) of section 305 of the business corporation law, as
 amended by chapter 131 of the laws  of  1985,  is  amended  to  read  as
 follows:
   (a)  In  addition to such designation of the secretary of state, every
 domestic corporation or authorized foreign corporation may  designate  a
 registered  agent  in  this  state upon whom process against such corpo-
 ration may be served. The agent shall be a natural person who is a resi-
 dent of or has a business address in this state [or], a domestic  corpo-
 ration  or foreign corporation of any type or kind formed, or authorized
 to do business in this state[,] under this chapter or  under  any  other
 statute  of  this  state,  OR  A  DOMESTIC  LIMITED LIABILITY COMPANY OR
 FOREIGN LIMITED LIABILITY COMPANY FORMED OR AUTHORIZED TO DO BUSINESS IN
 THIS STATE.
   § 3. Subparagraph 1 of paragraph (b) of section 306  of  the  business
 corporation  law,  as  amended  by  chapter  419 of the laws of 1990, is
 amended to read as follows:
   (1) Service of process on the secretary of state as agent of a  domes-
 tic or authorized foreign corporation, OR OTHER BUSINESS ENTITY THAT HAS
 DESIGNATED THE SECRETARY OF STATE AS AGENT FOR SERVICE OF PROCESS PURSU-
 ANT TO ARTICLE NINE OF THIS CHAPTER, shall be made by [personally deliv-
 ering  to  and  leaving with the secretary of state or a deputy, or with
 any person authorized by the secretary of state to receive such service,
 at the office of the department of state in the city of  Albany,  dupli-
 cate  copies  of such process together with the statutory fee, which fee
 shall be a taxable disbursement]  MAILING  THE  PROCESS  AND  NOTICE  OF
 SERVICE  THEREOF  BY  CERTIFIED  MAIL, RETURN RECEIPT REQUESTED, TO SUCH
 CORPORATION OR OTHER BUSINESS ENTITY, AT THE POST OFFICE ADDRESS ON FILE
 IN THE DEPARTMENT OF STATE SPECIFIED FOR THIS PURPOSE. IF A DOMESTIC  OR
 AUTHORIZED  FOREIGN  CORPORATION  HAS  NO  SUCH  ADDRESS  ON FILE IN THE
 DEPARTMENT OF STATE, THE PROCESS AND NOTICE OF SERVICE THEREOF SHALL  BE
 MAILED,  IN  THE CASE OF A DOMESTIC CORPORATION, IN CARE OF ANY DIRECTOR
 NAMED IN ITS CERTIFICATE OF  INCORPORATION  AT  THE  DIRECTOR'S  ADDRESS
 STATED  THEREIN OR, IN THE CASE OF AN AUTHORIZED FOREIGN CORPORATION, TO
 SUCH CORPORATION AT THE ADDRESS OF ITS OFFICE WITHIN THIS STATE ON  FILE
 IN THE DEPARTMENT. ON THE SAME DAY THAT SUCH PROCESS IS MAILED, A DUPLI-
 CATE  COPY OF SUCH PROCESS AND PROOF OF MAILING TOGETHER WITH THE STATU-
 TORY FEE, WHICH FEE SHALL BE A TAXABLE DISBURSEMENT, SHALL BE PERSONALLY
 DELIVERED TO AND LEFT WITH THE SECRETARY OF STATE OR A DEPUTY,  OR  WITH
 ANY PERSON AUTHORIZED BY THE SECRETARY OF STATE TO RECEIVE SUCH SERVICE,
 AT THE OFFICE OF THE DEPARTMENT OF STATE IN THE CITY OF ALBANY. PROOF OF
 MAILING  SHALL  BE BY AFFIDAVIT OF COMPLIANCE WITH THIS SECTION. Service
 of process on  such  corporation  OR  OTHER  BUSINESS  ENTITY  shall  be
 complete  when  the  secretary  of state is so served. [The secretary of
 state shall promptly send one of such copies by certified  mail,  return
 receipt  requested,  to such corporation, at the post office address, on
 file in the department of state, specified for the purpose. If a  domes-
 tic or authorized foreign corporation has no such address on file in the
 department  of state, the secretary of state shall so mail such copy, in
 the case of a domestic corporation, in care of any director named in its
 certificate of incorporation at the director's  address  stated  therein
 or,  in  the  case  of an authorized foreign corporation, to such corpo-

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 ration at the address of its office within this state  on  file  in  the
 department.]
   §  4.  Subparagraphs  2 and 3 of paragraph (a) of section 306-A of the
 business corporation law, as added by chapter 469 of the laws  of  1997,
 are amended to read as follows:
   (2)  That  the  address of the party has been designated by the corpo-
 ration as the post office address to which [the secretary  of  state]  A
 PERSON shall mail a copy of any process served on the secretary of state
 as  agent  for  such corporation, SPECIFYING SUCH ADDRESS, and that such
 party wishes to resign.
   (3) That AT LEAST sixty days prior to the filing of the certificate of
 resignation FOR RECEIPT OF PROCESS with  the  department  of  state  the
 party  has  sent a copy of the certificate of resignation for receipt of
 process by registered or certified mail to the address of the registered
 agent of the designating corporation, if other than the party filing the
 certificate of resignation[,] for receipt of process, or if the [resign-
 ing] DESIGNATING corporation has no registered agent, then to  the  last
 address  of  the  designating corporation known to the party, specifying
 the address to which the copy was sent. If there is no registered  agent
 and  no  known  address  of the designating corporation, the party shall
 attach an affidavit to the  certificate  stating  that  a  diligent  but
 unsuccessful  search  was  made  by the party to locate the corporation,
 specifying what efforts were made.
   § 5. Subparagraph 7 of paragraph (a) of section 402  of  the  business
 corporation law is amended to read as follows:
   (7)  A  designation  of  the secretary of state as agent of the corpo-
 ration upon whom process against it may be served and  the  post  office
 address, within or without this state, to which [the secretary of state]
 A  PERSON  shall mail a copy of any process against it served upon [him]
 THE SECRETARY OF STATE.
   § 6. Subparagraph (c) of paragraph 1 of section 408  of  the  business
 corporation  law, as amended by section 3 of part S of chapter 59 of the
 laws of 2015, is amended to read as follows:
   (c) The post office address, within or without this  state,  to  which
 [the  secretary  of  state]  A  PERSON  shall mail a copy of any process
 against it served upon [him or  her]  THE  SECRETARY  OF  STATE.    Such
 address shall supersede any previous address on file with the department
 of state for this purpose.
   §  7.  Subparagraph  4 of paragraph (b) of section 801 of the business
 corporation law is amended to read as follows:
   (4) To specify or change the post office address to which [the  secre-
 tary  of  state]  A  PERSON shall mail a copy of any process against the
 corporation served upon [him] THE SECRETARY OF STATE.
   § 8. Subparagraph 2 of paragraph (b) of section 803  of  the  business
 corporation  law,  as  amended  by  chapter  803 of the laws of 1965, is
 amended to read as follows:
   (2) To specify or change the post office address to which [the  secre-
 tary  of  state]  A  PERSON shall mail a copy of any process against the
 corporation served upon [him] THE SECRETARY OF STATE.
   § 9. Paragraph (b) of section 805-A of the business  corporation  law,
 as  added  by  chapter  725  of  the laws of 1964, is amended to read as
 follows:
   (b) A certificate of change which changes only the post office address
 to which [the secretary of state] A PERSON shall  mail  a  copy  of  any
 process  against  a  corporation  served  upon [him or] THE SECRETARY OF
 STATE AND/OR the address of the registered agent, provided such  address

 S. 7508--A                         72                         A. 9508--A
 
 being changed is the address of a person, partnership, LIMITED LIABILITY
 COMPANY  or other corporation whose address, as agent, is the address to
 be changed or who has been  designated  as  registered  agent  for  such
 corporation,  may  be signed[, verified] and delivered to the department
 of state by such agent. The certificate of change shall  set  forth  the
 statements  required under subparagraphs [(a)] (1), (2) and (3) OF PARA-
 GRAPH (A) of this section; that a notice  of  the  proposed  change  was
 mailed  to the corporation by the party signing the certificate not less
 than thirty days prior to the date of delivery  to  the  department  and
 that such corporation has not objected thereto; and that the party sign-
 ing  the  certificate  is the agent of such corporation to whose address
 [the secretary of state] A PERSON is required to mail copies of  process
 SERVED ON THE SECRETARY OF STATE or the registered agent, if such be the
 case.  A  certificate  signed[, verified] and delivered under this para-
 graph shall not be deemed to effect a change of location of  the  office
 of the corporation in whose behalf such certificate is filed.
   § 10. Subparagraph 8 of paragraph (a) of section 904-a of the business
 corporation  law,  as  amended  by  chapter  177 of the laws of 2008, is
 amended to read as follows:
   (8) If the surviving or resulting entity is a foreign  corporation  or
 other  business  entity,  a designation of the secretary of state as its
 agent upon whom process against it may be served in the manner set forth
 in paragraph (b) of section three hundred six of this  chapter,  in  any
 action or special proceeding, and a post office address, within or with-
 out  this state, to which [the secretary of state] A PERSON shall mail a
 copy of any process against it served upon [him] THE SECRETARY OF STATE.
 Such post office address shall supersede any prior address designated as
 the address to which process shall be mailed;
   § 11. Clause (G) of subparagraph 2 of paragraph (e) of section 907  of
 the  business  corporation law, as amended by chapter 494 of the laws of
 1997, is amended to read as follows:
   (G) A designation of the secretary of state as  its  agent  upon  whom
 process  against  it  may be served in the manner set forth in paragraph
 (b) of section 306 (Service  of  process),  in  any  action  or  special
 proceeding,  and a post office address, within or without this state, to
 which [the secretary of state] A PERSON shall mail a copy of any process
 against it served upon [him] THE SECRETARY OF STATE.  Such  post  office
 address  shall  supersede any prior address designated as the address to
 which process shall be mailed.
   § 12. Subparagraph 6 of paragraph (a) of section 1304 of the  business
 corporation  law,  as  amended by chapter 684 of the laws of 1963 and as
 renumbered by chapter 590 of the laws of 1982, is  amended  to  read  as
 follows:
   (6)  A  designation  of  the secretary of state as its agent upon whom
 process against it may be served and the post office address, within  or
 without  this  state,  to  which [the secretary of state] A PERSON shall
 mail a copy of any process against it served upon [him] THE SECRETARY OF
 STATE.
   § 13. Subparagraph 7 of paragraph (a) of section 1308 of the  business
 corporation  law,  as  amended by chapter 725 of the laws of 1964 and as
 renumbered by chapter 186 of the laws of 1983, is  amended  to  read  as
 follows:
   (7)  To specify or change the post office address to which [the secre-
 tary of state] A PERSON shall mail a copy  of  any  process  against  it
 served upon [him] THE SECRETARY OF STATE.

 S. 7508--A                         73                         A. 9508--A
 
   §  14.  Subparagraph  2  of paragraph (a) and paragraph (c) of section
 1309-A of the business corporation law, subparagraph 2 of paragraph  (a)
 as added by chapter 725 of the laws of 1964 and paragraph (c) as amended
 by chapter 172 of the laws of 1999, are amended to read as follows:
   (2)  To specify or change the post office address to which [the secre-
 tary of state] A PERSON shall mail a copy  of  any  process  against  it
 served upon [him] THE SECRETARY OF STATE.
   (c) A certificate of change of application for authority which changes
 only  the post office address to which [the secretary of state] A PERSON
 shall mail a copy of any process against an  authorized  foreign  corpo-
 ration  served upon [him or which] THE SECRETARY OF STATE AND/OR changes
 the address of its  registered  agent,  provided  such  address  is  the
 address  of  a  person,  partnership, LIMITED LIABILITY COMPANY or other
 corporation whose address, as agent, is the address to be changed or who
 has been designated as registered  agent  for  such  authorized  foreign
 corporation,  may  be signed and delivered to the department of state by
 such agent. The certificate of change of application for authority shall
 set forth the statements required under subparagraphs (1), (2), (3)  and
 (4)  of  paragraph  (b)  of  this section; that a notice of the proposed
 change was mailed by the party signing the certificate to the authorized
 foreign corporation not less than thirty  days  prior  to  the  date  of
 delivery  to  the  department and that such corporation has not objected
 thereto; and that the party signing the certificate is the agent of such
 foreign corporation to whose address [the secretary of state]  A  PERSON
 is  required  to mail copies of process SERVED ON THE SECRETARY OF STATE
 or the registered agent, if such be the case. A certificate  signed  and
 delivered under this paragraph shall not be deemed to effect a change of
 location  of  the office of the corporation in whose behalf such certif-
 icate is filed.
   § 15. Subparagraphs 1 and 6 of paragraph (a) of section  1310  of  the
 business  corporation  law,  subparagraph 1 as amended by chapter 590 of
 the laws of 1982, are amended to read as follows:
   (1) The name of the foreign corporation as it appears on the index  of
 names  of  existing  domestic and authorized foreign corporations of any
 type or kind in the department of state, division of corporations  [or,]
 AND  the  fictitious  name, IF ANY, the corporation has agreed to use in
 this state pursuant to paragraph (d) of section 1301 of  this  [chapter]
 ARTICLE.
   (6) A post office address, within or without this state, to which [the
 secretary of state] A PERSON shall mail a copy of any process against it
 served upon [him] THE SECRETARY OF STATE.
   §  16. Subparagraph 4 of paragraph (d) of section 1310 of the business
 corporation law is amended to read as follows:
   (4) The changed post office address, within or without this state,  to
 which [the secretary of state] A PERSON shall mail a copy of any process
 against it served upon [him] THE SECRETARY OF STATE.
   §  17.  Section  1311  of  the business corporation law, as amended by
 chapter 375 of the laws of 1998, is amended to read as follows:
 § 1311. Termination of existence.
   When an authorized foreign corporation is dissolved or  its  authority
 or existence is otherwise terminated or cancelled in the jurisdiction of
 its  incorporation  or  when  such foreign corporation is merged into or
 consolidated with another foreign  corporation,  a  certificate  of  the
 secretary of state, or official performing the equivalent function as to
 corporate  records, of the jurisdiction of incorporation of such foreign
 corporation attesting to the occurrence of any such event or a certified

 S. 7508--A                         74                         A. 9508--A
 
 copy of an order or decree of a court of such jurisdiction directing the
 dissolution of such foreign corporation, the termination of  its  exist-
 ence  or  the  cancellation  of  its authority shall be delivered to the
 department  of  state.  The  filing  of the certificate, order or decree
 shall have the same effect as the filing of a certificate  of  surrender
 of  authority under section 1310 (Surrender of authority). The secretary
 of state shall continue as agent of the foreign  corporation  upon  whom
 process  against  it  may be served in the manner set forth in paragraph
 (b) of section 306 (Service  of  process),  in  any  action  or  special
 proceeding  based  upon  any  liability  or  obligation  incurred by the
 foreign corporation within this  state  prior  to  the  filing  of  such
 certificate,  order  or  decree and [he] THE PERSON SERVING SUCH PROCESS
 shall [promptly cause a copy of  any  such]  SEND  THE  process  [to  be
 mailed]  by  [registered]  CERTIFIED  mail, return receipt requested, to
 such foreign corporation at the post office address on file in [his] THE
 office OF THE SECRETARY OF STATE specified for such  purpose  AND  SHALL
 PROVIDE  THE SECRETARY OF STATE WITH PROOF OF SUCH MAILING IN THE MANNER
 SET FORTH IN PARAGRAPH (B) OF SECTION 306 (SERVICE  OF  PROCESS).    The
 post  office  address  may  be  changed by signing and delivering to the
 department of state a certificate of change setting forth the statements
 required under section  1309-A  (Certificate  of  change;  contents)  to
 effect  a  change in the post office address under subparagraph SEVEN OF
 PARAGRAPH (a) [(4)] of section 1308 (Amendments or changes).
   § 18. Subparagraph 6 of paragraph (a) of section 1530 of the  business
 corporation law, as added by chapter 505 of the laws of 1983, is amended
 to read as follows:
   (6)  A  designation  of  the secretary of state as its agent upon whom
 process against it may be served and the post office address, within  or
 without  this  state,  to  which [the secretary of state] A PERSON shall
 mail a copy of any process against it served upon [him] THE SECRETARY OF
 STATE.
   § 19. Subdivision 10 of section 11  of  the  cooperative  corporations
 law,  as  added by chapter 97 of the laws of 1969, is amended to read as
 follows:
   10. A designation of the secretary of state as  agent  of  the  corpo-
 ration  upon  whom  process against it may be served and the post office
 address, within or without this state, to which [the secretary of state]
 A PERSON shall mail a copy of any process against it served  upon  [him]
 THE SECRETARY OF STATE.
   § 20. Subdivision 10 of section 96 of the executive law, as amended by
 chapter 39 of the laws of 1987, is amended to read as follows:
   10.  For service of process on the secretary of state, acting as agent
 for a third party pursuant to  law,  except  as  otherwise  specifically
 provided  by  law,  forty dollars. No fee shall be collected for process
 served on behalf of [a] ANY STATE OFFICIAL, DEPARTMENT,  BOARD,  AGENCY,
 AUTHORITY,  county, city, town or village or other political subdivision
 of the state. The fees paid the secretary of state shall  be  a  taxable
 disbursement.
   §  21.  The  opening  paragraph  of subdivision 2 and subdivision 3 of
 section 18 of the general associations law, as amended by chapter 13  of
 the laws of 1938, are amended and two new subdivisions 5 and 6 are added
 to read as follows:
   Every  association  doing business within this state shall file in the
 department of state a certificate in its  associate  name,  signed  [and
 acknowledged]  by  its  president, or a vice-president, or secretary, or
 treasurer, or managing director, or trustee, designating  the  secretary

 S. 7508--A                         75                         A. 9508--A
 
 of  state  as  an  agent  upon  whom process in any action or proceeding
 against the association may be served within  this  state,  and  setting
 forth an address to which [the secretary of state] A PERSON shall mail a
 copy  of  any  process  against the association which may be served upon
 [him] THE SECRETARY OF STATE pursuant to law.   Annexed to  the  certif-
 icate  of  designation shall be a statement, executed in the same manner
 as the certificate is required to be executed under this section,  which
 shall set forth:
   3.    Any  association,  from  time to time, may change the address to
 which [the secretary of state] A PERSON is directed to  mail  copies  of
 process  SERVED ON THE SECRETARY OF STATE, by filing a statement to that
 effect, executed[,] AND signed [and acknowledged] in like  manner  as  a
 certificate of designation as herein provided.
   5.   ANY DESIGNATED POST OFFICE ADDRESS MAINTAINED BY THE SECRETARY OF
 STATE AS AGENT IN ANY ACTION OR PROCEEDING AGAINST THE  ASSOCIATION  FOR
 THE  PURPOSE OF MAILING PROCESS SHALL BE THE POST OFFICE ADDRESS, WITHIN
 OR WITHOUT THE STATE, TO WHICH A PERSON SHALL MAIL PROCESS AGAINST  SUCH
 ASSOCIATION  AS  REQUIRED  BY  THIS ARTICLE. SUCH ADDRESS SHALL CONTINUE
 UNTIL THE FILING OF A CERTIFICATE UNDER THIS CHAPTER DIRECTING THE MAIL-
 ING TO A DIFFERENT POST OFFICE ADDRESS.
   6. "PROCESS" MEANS JUDICIAL PROCESS AND ALL ORDERS,  DEMANDS,  NOTICES
 OR  OTHER PAPERS REQUIRED OR PERMITTED BY LAW TO BE PERSONALLY SERVED ON
 AN ASSOCIATION, FOR THE PURPOSE OF ACQUIRING JURISDICTION OF SUCH  ASSO-
 CIATION  IN  ANY  ACTION OR PROCEEDING, CIVIL OR CRIMINAL, WHETHER JUDI-
 CIAL, ADMINISTRATIVE, ARBITRATIVE OR OTHERWISE, IN THIS STATE OR IN  THE
 FEDERAL COURTS SITTING IN OR FOR THIS STATE.
   §  22. Section 19 of the general associations law, as amended by chap-
 ter 166 of the laws of 1991, is amended to read as follows:
   § 19.  Service of process. 1. Service of process  against  an  associ-
 ation  upon  the secretary of state shall be made by MAILING THE PROCESS
 AND  NOTICE  OF  SERVICE  THEREOF  BY  CERTIFIED  MAIL,  RETURN  RECEIPT
 REQUESTED,  TO  SUCH  CORPORATION  OR OTHER BUSINESS ENTITY, AT THE POST
 OFFICE ADDRESS ON FILE IN THE DEPARTMENT OF  STATE  SPECIFIED  FOR  THIS
 PURPOSE.  ON  THE SAME DAY THAT SUCH PROCESS IS MAILED, A DUPLICATE COPY
 OF SUCH PROCESS AND PROOF OF MAILING SHALL  BE  personally  [delivering]
 DELIVERED  to  and [leaving] LEFT with [him] THE SECRETARY OF STATE or a
 deputy [secretary of state or an associate attorney, senior attorney  or
 attorney  in the corporation division of the department of state, dupli-
 cate copies of such process at the office of the department of state  in
 the  city  of  Albany]  SO  DESIGNATED.  At the time of such service the
 plaintiff shall pay a fee of forty dollars to the  secretary  of  state,
 which  shall  be a taxable disbursement. [If the cost of registered mail
 for transmitting a copy of the process  shall  exceed  two  dollars,  an
 additional  fee  equal  to  such excess shall be paid at the time of the
 service of such process. The secretary of state shall forthwith send  by
 registered  mail  one  of  such copies to the association at the address
 fixed for that purpose, as herein provided.]
   2. PROOF OF MAILING SHALL BE BY  AFFIDAVIT  OF  COMPLIANCE  WITH  THIS
 SECTION.  SERVICE  OF PROCESS ON SUCH ASSOCIATION SHALL BE COMPLETE WHEN
 THE SECRETARY OF STATE IS SO SERVED. If  the  action  or  proceeding  is
 instituted in a court of limited jurisdiction, service of process may be
 made in the manner provided in this section if the cause of action arose
 within  the  territorial jurisdiction of the court and the office of the
 defendant, as set forth in its statement filed pursuant to section eigh-
 teen of this [chapter] ARTICLE, is within such territorial jurisdiction.

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   § 23. Subdivision 2 of section 352-b of the general business  law,  as
 amended  by  chapter  252  of  the  laws  of 1983, is amended to read as
 follows:
   2.  Service  of such process upon the secretary of state shall be made
 by personally delivering to and leaving with [him or] THE  SECRETARY  OF
 STATE,  a  deputy secretary of state, OR WITH A PERSON AUTHORIZED BY THE
 SECRETARY OF STATE TO RECEIVE SUCH SERVICE, a copy thereof at the office
 of the department of state in the city of Albany, and such service shall
 be sufficient service provided that notice of such service and a copy of
 such process are forthwith sent by the attorney general to such  person,
 partnership,  corporation,  company, trust or association, by registered
 or certified mail with return receipt requested, at  [his  or  its]  THE
 office  as  set  forth  in  the "broker-dealer's statement", "salesman's
 statement" or "investment advisor's statement" filed in  the  department
 of  law  pursuant to section three hundred fifty-nine-e or section three
 hundred fifty-nine-eee of this article, or in default of the  filing  of
 such  statement,  at  the  last  address  known to the attorney general.
 Service of such process shall be complete on  receipt  by  the  attorney
 general  of a return receipt purporting to be signed by the addressee or
 a person qualified to receive [his or its] registered or certified mail,
 in accordance with the rules and customs of the post office  department,
 or,  if  acceptance  was  refused by the addressee or [his or its] THEIR
 agent, on return to the attorney general of the original envelope  bear-
 ing  a  notation  by  the  postal  authorities  that receipt thereof was
 refused.
   § 24. Section 686 of the general business law, as added by chapter 730
 of the laws of 1980, is amended to read as follows:
   § 686. Designation of secretary of state as agent for service of proc-
 ess; service of process. Any person who shall offer to sell  or  sell  a
 franchise  in  this  state  as  a franchisor, subfranchisor or franchise
 sales agent shall be deemed to have irrevocably appointed the  secretary
 of  state as his or [its] HER agent upon whom may be served any summons,
 complaint, subpoena, subpoena duces tecum, notice, order or other  proc-
 ess  directed to such person, or any partner, principal, officer, sales-
 man or director thereof, or his or [its] HER successor, administrator or
 executor, in any action, investigation, or proceeding which arises under
 this article or a rule hereunder, with the same force and validity as if
 served personally on such person.  Service  of  such  process  upon  the
 secretary of state shall be made by personally delivering to and leaving
 with  [him  or]  THE SECRETARY OF STATE, a deputy secretary of state, OR
 WITH ANY PERSON AUTHORIZED BY THE SECRETARY OF  STATE  TO  RECEIVE  SUCH
 SERVICE,  a  copy  thereof at the office of the department of state, and
 such service shall be sufficient provided that notice  of  such  service
 and  a copy of such process are sent forthwith by the department to such
 person, by registered or certified mail with return  receipt  requested,
 at  [his] THE address [as] set forth in the application for registration
 of his OR HER offering prospectus or in the registered offering prospec-
 tus itself filed with the department of law pursuant to this article, or
 in default of the filing of such application or prospectus, at the  last
 address  known  to  the  department.  Service  of  such process shall be
 complete upon receipt by the department of a return  receipt  purporting
 to  be  signed by the addressee or a person qualified to receive [his or
 its] registered or certified mail, in  accordance  with  the  rules  and
 customs  of the post office department, or, if acceptance was refused or
 unclaimed by the addressee or his or [its] HER agent, or if the address-
 ee moved without leaving  a  forwarding  address,  upon  return  to  the

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 department  of  the  original  envelope bearing a notation by the postal
 authorities that receipt thereof was  refused  or  that  such  mail  was
 otherwise undeliverable.
   §  25.  Paragraph  4  of subdivision (e) of section 203 of the limited
 liability company law, as added by chapter 470 of the laws of  1997,  is
 amended to read as follows:
   (4)  a  designation  of the secretary of state as agent of the limited
 liability company upon whom process against it may  be  served  and  the
 post  office address, within or without this state, to which [the secre-
 tary of state] A PERSON shall mail a copy of  any  process  against  the
 limited  liability  company  served  upon  [him or her] THE SECRETARY OF
 STATE;
   § 26. Paragraph 4 of subdivision (a) of section  206  of  the  limited
 liability  company law, as amended by chapter 44 of the laws of 2006, is
 amended to read as follows:
   (4) a statement that the secretary of state  has  been  designated  as
 agent  of the limited liability company upon whom process against it may
 be served and the post office address, within or without this state,  to
 which [the secretary of state] A PERSON shall mail a copy of any process
 against it served upon [him or her] THE SECRETARY OF STATE;
   §  27.  Paragraph  6  of subdivision (d) of section 211 of the limited
 liability company law is amended to read as follows:
   (6) a change in the post office address to  which  [the  secretary  of
 state]  A  PERSON  shall  mail a copy of any process against the limited
 liability company served upon [him or her] THE  SECRETARY  OF  STATE  if
 such  change is made other than pursuant to section three hundred one of
 this chapter;
   § 28. Section 211-A of the limited liability company law, as added  by
 chapter 448 of the laws of 1998, is amended to read as follows:
   §  211-A.  Certificate  of change. (a) A limited liability company may
 amend its articles of organization from time to time to (i)  specify  or
 change  the  location  of  the  limited liability company's office; (ii)
 specify or change the post office address to  which  [the  secretary  of
 state]  A  PERSON  shall  mail a copy of any process against the limited
 liability company served upon [him] THE SECRETARY OF  STATE;  and  (iii)
 make, revoke or change the designation of a registered agent, or specify
 or  change  the  address  of  the registered agent. Any one or more such
 changes may be accomplished by filing  a  certificate  of  change  which
 shall  be  entitled  "Certificate  of Change of ....... (name of limited
 liability company) under section 211-A of the Limited Liability  Company
 Law"  and  shall  be signed and delivered to the department of state. It
 shall set forth:
   (1) the name of the limited liability company,  and  if  it  has  been
 changed, the name under which it was formed;
   (2) the date the articles of organization were filed by the department
 of state; and
   (3) each change effected thereby.
   (b) A certificate of change which changes only the post office address
 to  which  [the  secretary  of  state] A PERSON shall mail a copy of any
 process against a limited liability company served  upon  [him  or]  THE
 SECRETARY  OF STATE AND/OR the address of the registered agent, provided
 such address being changed is the  address  of  a  person,  partnership,
 LIMITED LIABILITY COMPANY or corporation whose address, as agent, is the
 address to be changed or who has been designated as registered agent for
 such  limited  liability  company  may  be  signed  and delivered to the
 department of state by such agent. The certificate of change  shall  set

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 forth  the  statements  required  under subdivision (a) of this section;
 that a notice of the proposed change was mailed to the domestic  limited
 liability  company  by  the  party signing the certificate not less than
 thirty days prior to the date of delivery to the department of state and
 that  such  domestic limited liability company has not objected thereto;
 and that the party signing the certificate is the agent of such  limited
 liability  company to whose address [the secretary of state] A PERSON is
 required to mail copies of process SERVED ON THE SECRETARY OF  STATE  or
 the  registered  agent,  if  such  be the case. A certificate signed and
 delivered under this subdivision shall not be deemed to effect a  change
 of  location  of  the  office  of the limited liability company in whose
 behalf such certificate is filed.
   § 29. Paragraph 2 of subdivision (b) of section  213  of  the  limited
 liability company law is amended to read as follows:
   (2)  to  change  the  post  office  address to which [the secretary of
 state] A PERSON shall mail a copy of any  process  against  the  limited
 liability company served upon [him or her] THE SECRETARY OF STATE; and
   § 30. Subdivisions (c) and (e) of section 301 of the limited liability
 company  law, subdivision (e) as amended by section 5 of part S of chap-
 ter 59 of the laws of 2015, are amended to read as follows:
   (c) ANY DESIGNATED POST OFFICE ADDRESS MAINTAINED BY THE SECRETARY  OF
 STATE AS AGENT OF A DOMESTIC LIMITED LIABILITY COMPANY OR FOREIGN LIMIT-
 ED  LIABILITY  COMPANY  FOR  THE PURPOSE OF MAILING PROCESS SHALL BE THE
 POST OFFICE ADDRESS, WITHIN OR WITHOUT THE  STATE,  TO  WHICH  A  PERSON
 SHALL MAIL PROCESS AGAINST SUCH LIMITED LIABILITY COMPANY AS REQUIRED BY
 THIS  ARTICLE. Any designated post office address to which the secretary
 of state OR A PERSON shall mail a copy of process served  upon  [him  or
 her]  THE  SECRETARY  OF  STATE as agent of a domestic limited liability
 company or a foreign limited liability company shall continue until  the
 filing  of  a  certificate under this chapter directing the mailing to a
 different post office address.
   [(e)] (D) (1) Except as otherwise provided in this subdivision,  every
 limited liability company to which this chapter applies, shall biennial-
 ly  in  the  calendar month during which its articles of organization or
 application for authority were filed, or effective date thereof if stat-
 ed, file on forms prescribed by the  secretary  of  state,  a  statement
 setting  forth  the  post office address within or without this state to
 which [the secretary of state] A PERSON shall mail a copy of any process
 accepted against it served upon [him or her]  THE  SECRETARY  OF  STATE.
 Such  address  shall  supersede  any  previous  address on file with the
 department of state for this purpose.
   (2) The commissioner of taxation and  finance  and  the  secretary  of
 state  may  agree  to  allow  limited liability companies to include the
 statement specified in paragraph one of this subdivision on tax  reports
 filed  with  the  department of taxation and finance in lieu of biennial
 statements and in a manner prescribed by the  commissioner  of  taxation
 and  finance.    If  this agreement is made, starting with taxable years
 beginning on or after January first, two thousand sixteen, each  limited
 liability  company required to file the statement specified in paragraph
 one of this subdivision that is subject to the  filing  fee  imposed  by
 paragraph  three of subsection (c) of section six hundred fifty-eight of
 the tax law shall provide such statement  annually  on  its  filing  fee
 payment  form  filed with the department of taxation and finance in lieu
 of filing a statement under this section with the department  of  state.
 However,  each  limited  liability  company required to file a statement
 under this section must continue to file the biennial statement required

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 by this section with the department of state until the limited liability
 company in fact has filed a filing fee payment form with the  department
 of  taxation  and  finance that includes all required information. After
 that time, the limited liability company shall continue to provide annu-
 ally the statement specified in paragraph one of this subdivision on its
 filing  fee  payment  form in lieu of the biennial statement required by
 this subdivision.
   (3) If the agreement described in paragraph two of this subdivision is
 made, the department of  taxation  and  finance  shall  deliver  to  the
 department  of  state  the  statement specified in paragraph one of this
 subdivision contained on filing fee payment  forms.  The  department  of
 taxation  and  finance  must,  to  the extent feasible, also include the
 current name of the limited liability company, department of state iden-
 tification number for such limited liability company, the  name,  signa-
 ture  and  capacity  of  the  signer  of  the statement, name and street
 address of the filer of the statement, and the email address, if any, of
 the filer of the statement.
   § 31. Paragraphs 2 and 3 of  subdivision  (a),  subparagraph  (ii)  of
 paragraph  2  and subparagraph (ii) of paragraph 3 of subdivision (e) of
 section 301-A of the limited liability company law, as added by  chapter
 448 of the laws of 1998, are amended to read as follows:
   (2)  that  the address of the party has been designated by the limited
 liability company as the post office address to which [the secretary  of
 state] A PERSON shall mail a copy of any process served on the secretary
 of  state  as agent for such limited liability company, SUCH ADDRESS and
 that such party wishes to resign.
   (3) that AT LEAST  sixty days prior to the filing of  the  certificate
 of  resignation  FOR RECEIPT OF PROCESS with the department of state the
 party has sent a copy of the certificate of resignation for  receipt  of
 process by registered or certified mail to the address of the registered
 agent  of  the  designated  limited liability company, if other than the
 party filing the certificate of resignation[,] for receipt  of  process,
 or  if  the  [resigning]  DESIGNATING  limited  liability company has no
 registered agent, then to the last address  of  the  designated  limited
 liability  company  known  to the party, specifying the address to which
 the copy was sent. If there is no registered agent and no known  address
 of  the designating limited liability company, the party shall attach an
 affidavit to the certificate stating that a  diligent  but  unsuccessful
 search  was  made  by the party to locate the limited liability company,
 specifying what efforts were made.
   (ii) sent by or on behalf of the plaintiff to such  limited  LIABILITY
 company by registered or certified mail with return receipt requested to
 the  last  address of such limited liability company known to the plain-
 tiff.
   (ii) Where service of a copy of process was  effected  by  mailing  in
 accordance  with this section, proof of service shall be by affidavit of
 compliance with this section filed, together with  the  process,  within
 thirty  days  after  receipt of the return receipt signed by the limited
 liability company or other official proof of delivery or of the original
 envelope mailed. If a copy of the process is mailed in  accordance  with
 this  section,  there  shall  be  filed with the affidavit of compliance
 either the return receipt signed by such limited  LIABILITY  company  or
 other  official  proof of delivery, if acceptance was refused by it, the
 original envelope with a notation by the postal authorities that accept-
 ance was refused. If acceptance was refused a copy  of  the  notice  and
 process  together  with notice of the mailing by registered or certified

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 mail and refusal to accept  shall  be  promptly  sent  to  such  limited
 liability company at the same address by ordinary mail and the affidavit
 of  compliance  shall so state. Service of process shall be complete ten
 days  after  such  papers  are  filed  with  the clerk of the court. The
 refusal to accept delivery of the registered or  certified  mail  or  to
 sign the return receipt shall not affect the validity of the service and
 such  limited  liability  company  refusing to accept such registered or
 certified mail shall be charged with knowledge of the contents thereof.
   § 32. Subdivision (a) of section 303 of the limited liability  company
 law,  as  relettered  by  chapter 341 of the laws of 1999, is amended to
 read as follows:
   (a) Service of process on the secretary of state as agent of a  domes-
 tic limited liability company [or], authorized foreign limited liability
 company,  OR  OTHER BUSINESS ENTITY THAT HAS DESIGNATED THE SECRETARY OF
 STATE AS AGENT FOR SERVICE OF PROCESS PURSUANT TO ARTICLE  TEN  OF  THIS
 CHAPTER,  SHALL  BE  MADE  BY  MAILING THE PROCESS AND NOTICE OF SERVICE
 THEREOF BY CERTIFIED MAIL, RETURN RECEIPT  REQUESTED,  TO  SUCH  LIMITED
 LIABILITY  COMPANY  OR OTHER BUSINESS ENTITY, AT THE POST OFFICE ADDRESS
 ON FILE IN THE DEPARTMENT OF STATE SPECIFIED FOR THIS  PURPOSE.  ON  THE
 SAME DAY AS SUCH PROCESS IS MAILED, A DUPLICATE COPY OF SUCH PROCESS AND
 PROOF OF MAILING shall be [made by] personally [delivering] DELIVERED to
 and  [leaving] LEFT with the secretary of state or his or her deputy, or
 with any person authorized by the secretary of  state  to  receive  such
 service, at the office of the department of state in the city of Albany,
 [duplicate  copies  of  such  process]  together with the statutory fee,
 which fee shall be a taxable disbursement.  PROOF OF MAILING SHALL BE BY
 AFFIDAVIT OF COMPLIANCE WITH THIS SECTION. Service of  process  on  such
 limited  liability  company  OR  OTHER BUSINESS ENTITY shall be complete
 when the secretary of state is so served. [The secretary of state  shall
 promptly  send  one  of  such  copies  by certified mail, return receipt
 requested, to such limited liability company at the post office  address
 on file in the department of state specified for that purpose.]
   §  33.  Section 305 of the limited liability company law is amended to
 read as follows:
   § 305. Records of process served on  the  secretary  of  state.    The
 [secretary  of  state]  DEPARTMENT  OF STATE shall keep a record of each
 process served upon the secretary of state under this chapter, including
 the date of such service [and the action of the secretary of state  with
 reference thereto]. IT SHALL, UPON REQUEST MADE WITHIN TEN YEARS OF SUCH
 SERVICE, ISSUE A CERTIFICATE UNDER ITS SEAL CERTIFYING AS TO THE RECEIPT
 OF  THE  PROCESS  BY  AN  AUTHORIZED  PERSON, THE DATE AND PLACE OF SUCH
 SERVICE AND THE RECEIPT OF THE STATUTORY FEE. PROCESS  SERVED  UPON  THE
 SECRETARY  OF STATE UNDER THIS CHAPTER SHALL BE DESTROYED BY THE DEPART-
 MENT OF STATE AFTER A PERIOD OF TEN YEARS FROM SUCH SERVICE.
   § 34. Paragraph 4 of subdivision (a) of section  802  of  the  limited
 liability company law, as amended by chapter 470 of the laws of 1997, is
 amended to read as follows:
   (4)  a  designation  of  the secretary of state as its agent upon whom
 process against it may be served and the post office address, within  or
 without  this  state,  to  which [the secretary of state] A PERSON shall
 mail a copy of any process against it  served  upon  [him  or  her]  THE
 SECRETARY OF STATE;
   §  35. Section 804-A of the limited liability company law, as added by
 chapter 448 of the laws of 1998, is amended to read as follows:
   § 804-A. Certificate of change. (a) A foreign limited liability compa-
 ny may amend its application for authority from  time  to  time  to  (i)

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 specify  or  change  the  location  of  the  limited liability company's
 office; (ii) specify or change the post office  address  to  which  [the
 secretary  of  state]  A PERSON shall mail a copy of any process against
 the  limited liability company served upon [him] THE SECRETARY OF STATE;
 and (iii) to make, revoke or change  the  designation  of  a  registered
 agent,  or  to  specify or change the address of a registered agent. Any
 one or more such changes may be accomplished by filing a certificate  of
 change  which shall be entitled "Certificate of Change of ........ (name
 of limited liability company) under section 804-A of the Limited Liabil-
 ity Company Law" and shall be signed and delivered to the department  of
 state. It shall set forth:
   (1) the name of the foreign limited liability company and, if applica-
 ble, the fictitious name the limited liability company has agreed to use
 in this state pursuant to section eight hundred two of this article;
   (2) the date its application for authority was filed by the department
 of state; and
   (3) each change effected thereby[,].
   (b) A certificate of change which changes only the post office address
 to  which  [the  secretary  of  state] A PERSON shall mail a copy of any
 process against a foreign limited liability company served upon [him or]
 THE SECRETARY OF STATE AND/OR  the  address  of  the  registered  agent,
 provided such address being changed is the address of a person, partner-
 ship [or], corporation OR OTHER LIMITED LIABILITY COMPANY whose address,
 as  agent,  is  the address to be  changed or who has been designated as
 registered agent for such limited liability company may  be  signed  and
 delivered  to  the department of state by such agent. The certificate of
 change shall set forth the statements required under subdivision (a)  of
 this  section;  that  a  notice of the proposed change was mailed to the
 foreign limited liability company by the party signing  the  certificate
 not  less  than thirty days prior to the date of delivery to the depart-
 ment of state and that such foreign limited liability  company  has  not
 objected  thereto;  and  that  the  party signing the certificate is the
 agent of such foreign limited liability company to  whose  address  [the
 secretary  of  state]  A  PERSON  is  required to mail copies of process
 SERVED ON THE SECRETARY OF STATE or the registered agent, if such be the
 case. A certificate signed and delivered under  this  subdivision  shall
 not  be  deemed  to  effect  a  change  of location of the office of the
 foreign limited liability company in whose behalf  such  certificate  is
 filed.
   §  36.  Paragraph  6  of subdivision (b) of section 806 of the limited
 liability company law is amended to read as follows:
   (6) a post office address, within or without this state, to which [the
 secretary of state] A PERSON shall mail a copy of any process against it
 served upon [him or her] THE SECRETARY OF STATE.
   § 37. Paragraph 11 of subdivision (a) of section 1003 of  the  limited
 liability company law, as amended by chapter 374 of the laws of 1998, is
 amended to read as follows:
   (11)  a  designation  of the secretary of state as its agent upon whom
 process against it may be served in the  manner  set  forth  in  article
 three  of  this  chapter in any action or special proceeding, and a post
 office address, within or without this state, to which [the secretary of
 state] A PERSON shall mail a copy of any process  served  upon  [him  or
 her]  THE  SECRETARY  OF STATE. Such post office address shall supersede
 any prior address designated as the address to which  process  shall  be
 mailed;

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   §  38.  Clause  (iv) of subparagraph (A) of paragraph 2 of subdivision
 (c) of section 1203 of the limited liability company law, as amended  by
 chapter 44 of the laws of 2006, is amended to read as follows:
   (iv)  a  statement  that the secretary of state has been designated as
 agent of the professional service limited liability  company  upon  whom
 process  against it may be served and the post office address, within or
 without this state, to which [the secretary of  state]  A  PERSON  shall
 mail  a  copy  of  any  process  against it served upon [him or her] THE
 SECRETARY OF STATE;
   § 39. Paragraph 6 of subdivision (a) and subparagraph 5  of  paragraph
 (i)  of subdivision (d) of section 1306 of the limited liability company
 law, subparagraph 5 of paragraph (i) of subdivision (d)  as  amended  by
 chapter 44 of the laws of 2006, are amended to read as follows:
   (6)  a  designation  of  the secretary of state as its agent upon whom
 process against it may be served and the post office address, within  or
 without  this  state,  to  which [the secretary of state] A PERSON shall
 mail a copy of any process against it  served  upon  [him  or  her]  THE
 SECRETARY OF STATE; and
   (5)  a  statement  that  the secretary of state has been designated as
 agent of the foreign professional service limited liability company upon
 whom process against it may be served and the post office address, with-
 in or without this state, to which [the secretary  of  state]  A  PERSON
 shall mail a copy of any process against it served upon [him or her] THE
 SECRETARY OF STATE;
   §  40.  Paragraph (d) of section 304 of the not-for-profit corporation
 law, as amended by chapter 358 of the laws of 2015, is amended  to  read
 as follows:
   (d)  ANY DESIGNATED POST OFFICE ADDRESS MAINTAINED BY THE SECRETARY OF
 STATE AS AGENT OF A DOMESTIC NOT-FOR-PROFIT CORPORATION OR FOREIGN  NOT-
 FOR-PROFIT  CORPORATION  FOR THE PURPOSE OF MAILING PROCESS SHALL BE THE
 POST OFFICE ADDRESS, WITHIN OR WITHOUT THE  STATE,  TO  WHICH  A  PERSON
 SHALL MAIL PROCESS AGAINST SUCH CORPORATION AS REQUIRED BY THIS ARTICLE.
 Any  designated [post-office] POST OFFICE address to which the secretary
 of state OR A PERSON shall mail a copy of process served  upon  [him  or
 her]  THE  SECRETARY  OF STATE as agent of a domestic corporation formed
 under article four of this chapter or foreign corporation, shall contin-
 ue until the filing of a certificate under this  chapter  directing  the
 mailing to a different [post-office] POST OFFICE address.
   §  41.  Paragraph (a) of section 305 of the not-for-profit corporation
 law, as amended by chapter 549 of the laws of 2013, is amended  to  read
 as follows:
   (a)  Every  domestic corporation or authorized foreign corporation may
 designate a registered agent in this state  upon  whom  process  against
 such  corporation may be served. The agent shall be a natural person who
 is a resident of or has a business address in this state or  a  domestic
 corporation  or  foreign corporation of any kind formed[,] or authorized
 to do business in this state[,] under this chapter or  under  any  other
 statute  of  this  state,  OR  A DOMESTIC LIMITED LIABILITY COMPANY OR A
 FOREIGN LIMITED LIABILITY COMPANY AUTHORIZED  TO  DO  BUSINESS  IN  THIS
 STATE.
   §  42.  Paragraph (b) of section 306 of the not-for-profit corporation
 law, as amended by chapter 23 of the laws of 2014, is amended to read as
 follows:
   (b) Service of process on the secretary of state as agent of a  domes-
 tic  corporation formed under article four of this chapter or an author-
 ized foreign corporation shall be made by MAILING THE PROCESS AND NOTICE

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 OF SERVICE THEREOF BY CERTIFIED MAIL, RETURN RECEIPT REQUESTED, TO  SUCH
 CORPORATION OR OTHER BUSINESS ENTITY, AT THE POST OFFICE ADDRESS ON FILE
 IN  THE  DEPARTMENT OF STATE SPECIFIED FOR THIS PURPOSE. ON THE SAME DAY
 THAT  SUCH PROCESS IS MAILED, A DUPLICATE COPY OF SUCH PROCESS AND PROOF
 OF MAILING SHALL BE personally [delivering] DELIVERED to  and  [leaving]
 LEFT  with  the  secretary  of  state  or his or her deputy, or with any
 person authorized by the secretary of state to receive such service,  at
 the  office of the department of state in the city of Albany, [duplicate
 copies of such process] together with the statutory fee, which fee shall
 be a taxable disbursement.  PROOF OF MAILING SHALL BE  BY  AFFIDAVIT  OF
 COMPLIANCE  WITH THIS SECTION. Service of process on such corporation OR
 OTHER BUSINESS ENTITY shall be complete when the secretary of  state  is
 so  served.    [The  secretary  of state shall promptly send one of such
 copies by certified mail, return receipt requested, to such corporation,
 at the post office address, on file in the department of  state,  speci-
 fied  for  the  purpose.] If a domestic corporation formed under article
 four of this chapter or an authorized foreign corporation  has  no  such
 address  on  file  in  the  department of state, the [secretary of state
 shall so mail such] DUPLICATE copy OF THE PROCESS  SHALL  BE  MAILED  to
 such  corporation at the address of its office within this state on file
 in the department.
   § 43. Subparagraph 6 of paragraph (a) of section 402 of  the  not-for-
 profit  corporation law, as added by chapter 564 of the laws of 1981 and
 as renumbered by chapter 132 of the laws of 1985, is amended to read  as
 follows:
   (6)  A  designation  of  the secretary of state as agent of the corpo-
 ration upon whom process against it may be served and  the  post  office
 address, within or without this state, to which [the secretary of state]
 A  PERSON  shall mail a copy of any process against it served upon [him]
 THE SECRETARY OF STATE.
   § 44. Subparagraph 7 of paragraph (b) of section 801 of  the  not-for-
 profit  corporation  law, as amended by chapter 438 of the laws of 1984,
 is amended to read as follows:
   (7) To specify or change the post office address to which [the  secre-
 tary  of  state]  A  PERSON shall mail a copy of any process against the
 corporation served upon [him] THE SECRETARY OF STATE.
   § 45. Subparagraph 2 of paragraph (c) of section 802 of  the  not-for-
 profit  corporation  law, as amended by chapter 186 of the laws of 1983,
 is amended to read as follows:
   (2) To specify or change the post office address to which [the  secre-
 tary  of  state]  A  PERSON shall mail a copy of any process against the
 corporation served upon [him] THE SECRETARY OF STATE.
   § 46. Subparagraph 6 of paragraph (a) of section 803 of  the  not-for-
 profit corporation law, as amended by chapter 23 of the laws of 2014, is
 amended to read as follows:
   (6)  A  designation  of  the secretary of state as agent of the corpo-
 ration upon whom process against it may be served and  the  post  office
 address,    within  or  without  this  state, to which [the secretary of
 state] A PERSON shall mail a copy of any process against it served  upon
 the secretary OF STATE.
   § 47. Paragraph (b) of section 803-A of the not-for-profit corporation
 law,  as  amended by chapter 172 of the laws of 1999, is amended to read
 as follows:
   (b) A certificate of change which changes only the post office address
 to which [the secretary of state] A PERSON shall  mail  a  copy  of  any
 process  against  the  corporation served upon [him or] THE SECRETARY OF

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 STATE AND/OR the address of the registered agent, provided such  address
 being changed is the address of a person, partnership, LIMITED LIABILITY
 COMPANY  or other corporation whose address, as agent, is the address to
 be  changed  or  who  has  been  designated as registered agent for such
 corporation, may be signed and delivered to the department of  state  by
 such  agent.  The  certificate  of change shall set forth the statements
 required under subparagraphs (1), (2) and (3) of paragraph (a)  of  this
 section;  that  a notice of the proposed change was mailed to the corpo-
 ration by the party signing the certificate not less  than  thirty  days
 prior  to  the  date  of delivery to the department and that such corpo-
 ration has not objected thereto; and that the party signing the  certif-
 icate  is  the agent of such corporation to whose address [the secretary
 of state] A PERSON is required to mail copies of any process against the
 corporation served upon [him] THE SECRETARY OF STATE or  the  registered
 agent,  if  such  be  the case. A certificate signed and delivered under
 this paragraph shall not be deemed to effect a change of location of the
 office of the corporation in whose behalf such certificate is filed.
   § 48. Clause (E) of subparagraph 2 of paragraph (d) of section 906  of
 the  not-for-profit  corporation  law, as amended by chapter 1058 of the
 laws of 1971, is amended to read as follows:
   (E) A designation of the secretary of state as  its  agent  upon  whom
 process  against  it  may be served in the manner set forth in paragraph
 (b) of section 306 (Service  of  process),  in  any  action  or  special
 proceeding  described  in [subparagraph] CLAUSE (D) OF THIS SUBPARAGRAPH
 and a post office address, within or without this state, to  which  [the
 secretary  of  state]  A PERSON shall mail a copy of the process in such
 action or special proceeding SERVED UPON THE SECRETARY OF STATE.
   § 49. Clause (F) of subparagraph 2 of paragraph (d) of section 908  of
 the not-for-profit corporation law is amended to read as follows:
   (F)  A  designation  of the secretary of state as [his] ITS agent upon
 whom process against it may be served in the manner set forth  in  para-
 graph  (b) of section 306 (Service of process), in any action or special
 proceeding described in [subparagraph] CLAUSE (D) OF  THIS  SUBPARAGRAPH
 and  a  post  office address, within or without the state, to which [the
 secretary of state] A PERSON shall mail a copy of the  process  in  such
 action or special proceeding SERVED UPON BY THE SECRETARY OF STATE.
   §  50. Subparagraph 6 of paragraph (a) of section 1304 of the not-for-
 profit corporation law, as renumbered by chapter  590  of  the  laws  of
 1982, is amended to read as follows:
   (6)  A  designation  of  the secretary of state as its agent upon whom
 process against it may be served and the post office address, within  or
 without  this  state,  to  which [the secretary of state] A PERSON shall
 mail a copy of any process against it served upon [him] THE SECRETARY OF
 STATE.
   § 51. Subparagraph 7 of paragraph (a) of section 1308 of the  not-for-
 profit  corporation  law,  as  renumbered  by chapter 186 of the laws of
 1983, is amended to read as follows:
   (7) To specify or change the post office address to which [the  secre-
 tary  of  state]  A  PERSON  shall mail a copy of any process against it
 served upon [him] THE SECRETARY OF STATE.
   § 52. Subparagraph 2 of paragraph (a) and  paragraph  (c)  of  section
 1310  of the not-for-profit corporation law, paragraph (c) as amended by
 chapter 172 of the laws of 1999, are amended to read as follows:
   (2) To specify or change the post office address to which [the  secre-
 tary  of  state]  A  PERSON  shall mail a copy of any process against it
 served upon [him] THE SECRETARY OF STATE.

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   (c) A certificate of change of application for authority which changes
 only the post office address to which [the secretary of state] A  PERSON
 shall  mail  a  copy of any process against an authorized foreign corpo-
 ration served upon [him or] THE SECRETARY OF STATE AND/OR which  changes
 the  address  of  its  registered  agent,  provided  such address is the
 address of a person, partnership, LIMITED  LIABILITY  COMPANY  or  other
 corporation whose address, as agent, is the address to be changed or who
 has  been  designated  as  registered  agent for such authorized foreign
 corporation, may be signed and delivered to the department of  state  by
 such agent. The certificate of change of application for authority shall
 set  forth the statements required under subparagraphs (1), (2), (3) and
 (4) of paragraph (b) of this section; that  a  notice  of  the  proposed
 change was mailed by the party signing the certificate to the authorized
 foreign  corporation  not  less  than  thirty  days prior to the date of
 delivery to the department and that such corporation  has  not  objected
 thereto; and that the party signing the certificate is the agent of such
 foreign  corporation  to whose address [the secretary of state] A PERSON
 is required to mail copies of process SERVED ON THE SECRETARY  OF  STATE
 or  the  registered agent, if such be the case. A certificate signed and
 delivered under this paragraph shall not be deemed to effect a change of
 location of the office of the corporation in whose behalf  such  certif-
 icate is filed.
   §  53. Subparagraph 6 of paragraph (a) and subparagraph 4 of paragraph
 (d) of section 1311 of the not-for-profit corporation law are amended to
 read as follows:
   (6) A post office address, within or without this state, to which [the
 secretary of state] A PERSON shall mail a copy of any process against it
 served upon [him] THE SECRETARY OF STATE.
   (4) The changed post office address, within or without this state,  to
 which [the secretary of state] A PERSON shall mail a copy of any process
 against it served upon [him] THE SECRETARY OF STATE.
   §  54.  Section 1312 of the not-for-profit corporation law, as amended
 by chapter 375 of the laws of 1998, is amended to read as follows:
 § 1312. Termination of existence.
   When an authorized foreign corporation is dissolved or  its  authority
 or existence is otherwise terminated or cancelled in the jurisdiction of
 its  incorporation  or  when  such foreign corporation is merged into or
 consolidated with another foreign  corporation,  a  certificate  of  the
 secretary of state, or official performing the equivalent function as to
 corporate  records, of the jurisdiction of incorporation of such foreign
 corporation attesting to the occurrence of any such event or a certified
 copy of an order or decree of a court of such jurisdiction directing the
 dissolution of such foreign corporation, the termination of  its  exist-
 ence  or  the  cancellation  of  its authority shall be delivered to the
 department of state.  The filing of the  certificate,  order  or  decree
 shall  have  the same effect as the filing of a certificate of surrender
 of authority under section 1311 (Surrender of authority).  The secretary
 of state shall continue as agent of the foreign  corporation  upon  whom
 process  against  it  may be served in the manner set forth in paragraph
 (b) of section 306 (Service  of  process),  in  any  action  or  special
 proceeding  based  upon  any  liability  or  obligation  incurred by the
 foreign corporation within this  state  prior  to  the  filing  of  such
 certificate,  order  or  decree and [he] THE PERSON SERVING SUCH PROCESS
 shall promptly cause a copy of any such process to be mailed by  [regis-
 tered]  CERTIFIED mail, return receipt requested, to such foreign corpo-
 ration at the post office address on  file  [in  his  office]  WITH  THE

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 DEPARTMENT  specified  for such purpose.  The post office address may be
 changed by signing and delivering to the department of state  a  certif-
 icate of change setting forth the statements required under section 1310
 (Certificate  of change, contents) to effect a change in the post office
 address under subparagraph [(a) (4)] (7) OF  PARAGRAPH  (A)  of  section
 1308 (Amendments or changes).
   §  55.  Subdivision  (c) of section 121-104 of the partnership law, as
 added by chapter 950 of the laws of 1990, is amended to read as follows:
   (c) ANY DESIGNATED POST OFFICE ADDRESS MAINTAINED BY THE SECRETARY  OF
 STATE  AS  AGENT  OF  A  DOMESTIC LIMITED PARTNERSHIP OR FOREIGN LIMITED
 PARTNERSHIP FOR THE PURPOSE OF MAILING PROCESS SHALL BE THE POST  OFFICE
 ADDRESS, WITHIN OR WITHOUT THE STATE, TO WHICH A PERSON SHALL MAIL PROC-
 ESS  AGAINST  SUCH  LIMITED PARTNERSHIP AS REQUIRED BY THIS ARTICLE. Any
 designated post office address to which the  secretary  of  state  OR  A
 PERSON  shall  mail a copy of process served upon [him] THE SECRETARY OF
 STATE as agent of a domestic  limited  partnership  or  foreign  limited
 partnership  shall continue until the filing of a certificate under this
 article directing the mailing to a different post office address.
   § 56. Paragraphs 1, 2 and 3 of subdivision (a) of section 121-104-A of
 the partnership law, as added by chapter 448 of the laws  of  1998,  are
 amended to read as follows:
   (1)  the  name of the limited partnership and the date that its [arti-
 cles of organization] CERTIFICATE OF LIMITED PARTNERSHIP or  application
 for authority was filed by the department of state.
   (2)  that  the address of the party has been designated by the limited
 partnership as the post office address to which [the secretary of state]
 A PERSON shall mail a copy of any process served  on  the  secretary  of
 state  as agent for such limited partnership, and that such party wishes
 to resign.
   (3) that AT LEAST sixty days prior to the filing of the certificate of
 resignation FOR RECEIPT OF PROCESS with  the  department  of  state  the
 party  has  sent a copy of the certificate of resignation for receipt of
 process by registered or certified mail to the address of the registered
 agent of the [designated] DESIGNATING limited partnership, if other than
 the party filing the certificate of resignation[,] for receipt of  proc-
 ess, or if the [resigning] DESIGNATING limited partnership has no regis-
 tered  agent,  then  to the last address of the [designated] DESIGNATING
 limited partnership, known to the party, specifying the address to which
 the copy was sent. If there is no registered agent and no known  address
 of the designating limited partnership the party shall attach an affida-
 vit  to  the certificate stating that a diligent but unsuccessful search
 was made by the party to locate the limited partnership, specifying what
 efforts were made.
   § 57. Subdivision (a) of section 121-105 of the  partnership  law,  as
 added by chapter 950 of the laws of 1990, is amended to read as follows:
   (a)  In  addition  to  the designation of the secretary of state, each
 limited partnership or authorized foreign limited partnership may desig-
 nate a registered agent upon whom process against the  limited  partner-
 ship  may  be  served.  The  agent must be (i) a natural person who is a
 resident of this state or has a business address  in  this  state,  [or]
 (ii)  a  domestic  corporation or a foreign corporation authorized to do
 business in this state, OR (III) A DOMESTIC LIMITED LIABILITY COMPANY OR
 A FOREIGN LIMITED LIABILITY COMPANY AUTHORIZED TO DO  BUSINESS  IN  THIS
 STATE.

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   §  58.  Subdivisions (a) and (c) of section 121-109 of the partnership
 law, as added by chapter 950 of the laws of 1990 and  as  relettered  by
 chapter 341 of the laws of 1999, are amended to read as follows:
   (a)  Service of process on the secretary of state as agent of a domes-
 tic or authorized foreign limited partnership, OR OTHER BUSINESS  ENTITY
 THAT HAS DESIGNATED THE SECRETARY OF STATE AS AGENT FOR SERVICE OF PROC-
 ESS PURSUANT TO THIS CHAPTER, shall be made [as follows:
   (1) By] BY MAILING THE PROCESS AND NOTICE OF SERVICE OF PROCESS PURSU-
 ANT TO THIS SECTION BY CERTIFIED MAIL, RETURN RECEIPT REQUESTED, TO SUCH
 DOMESTIC  OR  AUTHORIZED  FOREIGN  LIMITED PARTNERSHIP OR OTHER BUSINESS
 ENTITY, AT THE POST OFFICE ADDRESS ON FILE IN THE  DEPARTMENT  OF  STATE
 SPECIFIED  FOR THIS PURPOSE. ON THE SAME DAY AS THE PROCESS IS MAILED, A
 DUPLICATE COPY OF SUCH PROCESS AND PROOF OF MAILING SHALL BE  personally
 [delivering]  DELIVERED  to  and  [leaving]  LEFT  with [him or his] THE
 SECRETARY OF STATE OR A deputy, or with any  person  authorized  by  the
 secretary of state to receive such service, at the office of the depart-
 ment  of state in the city of Albany, [duplicate copies of such process]
 together with the statutory fee, which fee shall be a taxable  disburse-
 ment.  PROOF  OF  MAILING  SHALL BE BY AFFIDAVIT OF COMPLIANCE WITH THIS
 SECTION. SERVICE OF PROCESS ON SUCH LIMITED PARTNERSHIP OR  OTHER  BUSI-
 NESS ENTITY SHALL BE COMPLETE WHEN THE SECRETARY OF STATE IS SO SERVED.
   [(2)  The  service  on  the  limited  partnership is complete when the
 secretary of state is so served.
   (3) The secretary of state shall promptly send one of such  copies  by
 certified mail, return receipt requested, addressed to the limited part-
 nership  at the post office address, on file in the department of state,
 specified for that purpose.]
   (c) The [secretary of state] DEPARTMENT OF STATE shall keep  a  record
 of  all process served upon [him] IT under this section and shall record
 therein the date of such service [and his action with  reference  there-
 to]. IT SHALL, UPON REQUEST MADE WITHIN TEN YEARS OF SUCH SERVICE, ISSUE
 A CERTIFICATE UNDER ITS SEAL CERTIFYING AS TO THE RECEIPT OF THE PROCESS
 BY  AN  AUTHORIZED  PERSON,  THE  DATE AND PLACE OF SUCH SERVICE AND THE
 RECEIPT OF THE STATUTORY FEE. PROCESS SERVED UPON THE SECRETARY OF STATE
 UNDER THIS CHAPTER SHALL BE DESTROYED BY THE DEPARTMENT AFTER  A  PERIOD
 OF TEN YEARS FROM SUCH SERVICE.
   §  59.  Paragraph 3 of subdivision (a) and subparagraph 4 of paragraph
 (i) of subdivision (c) of section 121-201 of the partnership law,  para-
 graph  3  of  subdivision  (a)  as amended by chapter 264 of the laws of
 1991, and subparagraph 4 of paragraph (i) of subdivision (c) as  amended
 by chapter 44 of the laws of 2006, are amended to read as follows:
   (3)  a  designation  of the secretary of state as agent of the limited
 partnership upon whom process against it may  be  served  and  the  post
 office address, within or without this state, to which [the secretary of
 state]  A PERSON shall mail a copy of any process against it served upon
 [him] THE SECRETARY OF STATE;
   (4) a statement that the secretary of state  has  been  designated  as
 agent  of  the  limited  partnership upon whom process against it may be
 served and the post office address, within or  without  this  state,  to
 which [the secretary of state] A PERSON shall mail a copy of any process
 against it served upon [him or her] THE SECRETARY OF STATE;
   §  60.  Paragraph 4 of subdivision (b) of section 121-202 of the part-
 nership law, as amended by chapter 576 of the laws of 1994,  is  amended
 to read as follows:
   (4)  a  change  in the name of the limited partnership, or a change in
 the post office address to which [the secretary of state] A PERSON shall

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 mail a copy of any process against the  limited  partnership  served  on
 [him]  THE SECRETARY OF STATE, or a change in the name or address of the
 registered agent, if such change is made other than pursuant to  section
 121-104 or 121-105 of this article.
   §  61.  Section  121-202-A of the partnership law, as added by chapter
 448 of the laws of 1998, paragraph 2 of subdivision (a)  as  amended  by
 chapter 172 of the laws of 1999, is amended to read as follows:
   § 121-202-A. Certificate of change. (a) A certificate of limited part-
 nership  may be changed by filing with the department of state a certif-
 icate of change entitled "Certificate of Change of ..... (name of limit-
 ed  partnership)  under  Section  121-202-A  of  the   Revised   Limited
 Partnership  Act" and shall be signed and delivered to the department of
 state. A certificate of change may (i) specify or change the location of
 the limited partnership's office; (ii) specify or change the post office
 address to which [the secretary of state] A PERSON shall mail a copy  of
 process  against the limited partnership served upon [him] THE SECRETARY
 OF STATE; and (iii) make, revoke or change the designation of  a  regis-
 tered  agent,  or  to  specify  or  change the address of its registered
 agent. It shall set forth:
   (1) the name of the limited partnership, and if it has  been  changed,
 the name under which it was formed;
   (2)  the  date its certificate of limited partnership was filed by the
 department of state; and
   (3) each change effected thereby.
   (b) A certificate of change which changes only the post office address
 to which [the secretary of state] A PERSON shall  mail  a  copy  of  any
 process against a limited partnership served upon [him or] THE SECRETARY
 OF  STATE  AND/OR  the  address  of  the registered agent, provided such
 address being changed is the address of a person,  partnership,  LIMITED
 LIABILITY  CORPORATION  or  corporation  whose address, as agent, is the
 address to be changed or who has been designated as registered agent for
 such limited partnership shall be signed and delivered to the department
 of state by such agent. The certificate of change shall  set  forth  the
 statements required under subdivision (a) of this section; that a notice
 of the proposed change was mailed to the domestic limited partnership by
 the party signing the certificate not less than thirty days prior to the
 date  of  delivery  to  the  department  of state and that such domestic
 limited partnership has not objected thereto; and that the party signing
 the certificate is the  agent  of  such  limited  partnership  to  whose
 address  [the secretary of state] A PERSON is required to mail copies of
 process SERVED ON THE SECRETARY OF STATE or  the  registered  agent,  if
 such be the case. A certificate signed and delivered under this subdivi-
 sion shall not be deemed to effect a change of location of the office of
 the limited partnership in whose behalf such certificate is filed.
   §  62.  Paragraph 4 of subdivision (a) and subparagraph 5 of paragraph
 (i) of subdivision (d) of section 121-902 of the partnership law,  para-
 graph 4 of subdivision (a) as amended by chapter 172 of the laws of 1999
 and  subparagraph  5  of  paragraph (i) of subdivision (d) as amended by
 chapter 44 of the laws of 2006, are amended to read as follows:
   (4) a designation of the secretary of state as  its  agent  upon  whom
 process  against it may be served and the post office address, within or
 without this state, to which [the secretary of  state]  A  PERSON  shall
 mail a copy of any process against it served upon [him] THE SECRETARY OF
 STATE;
   (5) a statement that the secretary of state has been designated as its
 agent  upon  whom  process  against it may be served and the post office

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 address, within or without this state, to which [the secretary of state]
 A PERSON shall mail a copy of any process against it served upon [him or
 her] THE SECRETARY OF STATE;
   §  63.  Section  121-903-A of the partnership law, as added by chapter
 448 of the laws of 1998, is amended to read as follows:
   § 121-903-A. Certificate of change. (a) A foreign limited  partnership
 may  change  its application for authority by filing with the department
 of state  a  certificate  of  change  entitled  "Certificate  of  Change
 of ........ (name of limited partnership) under Section 121-903-A of the
 Revised  Limited  Partnership  Act" and shall be signed and delivered to
 the department of state. A certificate of  change  may  (i)  change  the
 location  of  the  limited  partnership's  office;  (ii) change the post
 office address to which [the secretary of state] A PERSON shall  mail  a
 copy  of  process  against the limited partnership served upon [him] THE
 SECRETARY OF STATE; and (iii) make, revoke or change the designation  of
 a  registered  agent,  or to specify or change the address of its regis-
 tered agent. It shall set forth:
   (1) the name of the foreign limited partnership  and,  if  applicable,
 the fictitious name the foreign limited partnership has agreed to use in
 this state pursuant to section 121-902 of this article;
   (2) the date its application for authority was filed by the department
 of state; and
   (3) each change effected thereby.
   (b) A certificate of change which changes only the post office address
 to  which  [the  secretary  of  state] A PERSON shall mail a copy of any
 process against a foreign limited partnership served upon [him  or]  THE
 SECRETARY  OF STATE AND/OR the address of the registered agent, provided
 such address being changed is the  address  of  a  person,  partnership,
 LIMITED LIABILITY COMPANY or corporation whose address, as agent, is the
 address to be changed or who has been designated as registered agent for
 such  foreign  limited  partnership shall be signed and delivered to the
 department of state by such agent. The certificate of change  shall  set
 forth  the  statements  required  under subdivision (a) of this section;
 that a notice of the proposed change was mailed to the  foreign  limited
 partnership  by  the  party signing the certificate not less than thirty
 days prior to the date of delivery to the department of state  and  that
 such  foreign limited partnership has not objected thereto; and that the
 party signing the certificate is the agent of such foreign limited part-
 nership to whose address [the secretary of state] A PERSON  is  required
 to mail copies of process SERVED ON THE SECRETARY OF STATE or the regis-
 tered  agent,  if  such  be the case. A certificate signed and delivered
 under this subdivision shall  not  be  deemed  to  effect  a  change  of
 location  of  the office of the limited partnership in whose behalf such
 certificate is filed.
   § 64. Paragraph 6 of subdivision (b) of section 121-905 of  the  part-
 nership  law, as added by chapter 950 of the laws of 1990, is amended to
 read as follows:
   (6) a post office address, within or without this state, to which [the
 secretary of state] A PERSON shall mail a copy of any process against it
 served upon [him] THE SECRETARY OF STATE.
   § 65. Paragraph 7 of subdivision (a) of section 121-1103 of the  part-
 nership  law, as added by chapter 950 of the laws of 1990, is amended to
 read as follows:
   (7) A designation of the secretary of state as  its  agent  upon  whom
 process  against  it  may  be  served in the manner set forth in section
 121-109 of this article in any action or special proceeding, and a  post

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 office address, within or without this state, to which [the secretary of
 state]  A  PERSON shall mail a copy of any process served upon [him] THE
 SECRETARY OF STATE.  Such post office address shall supersede any  prior
 address designated as the address to which process shall be mailed.
   §  66. Subparagraphs 2 and 4 of paragraph (I) and clause 4 of subpara-
 graph (A) of paragraph (II) of subdivision (a) of  section  121-1500  of
 the partnership law, subparagraph 2 of paragraph (I) as added by chapter
 576  of  the laws of 1994, subparagraph 4 of paragraph (I) as amended by
 chapter 643 of the laws of 1995 and such paragraph  as  redesignated  by
 chapter  767  of  the  laws  of 2005 and clause 4 of subparagraph (A) of
 paragraph (II) as amended by chapter 44 of the laws of 2006, are amended
 to read as follows:
   (2) the address, WITHIN THIS STATE, of the  principal  office  of  the
 partnership without limited partners;
   (4)  a  designation of the secretary of state as agent of the partner-
 ship without limited partners upon whom process against it may be served
 and the post office address, within or without this state, to which  the
 [secretary  of  state] A PERSON shall mail a copy of any process against
 it or served [upon it] ON THE SECRETARY OF STATE;
   (4) a statement that the secretary of state  has  been  designated  as
 agent  of the registered limited liability partnership upon whom process
 against it may be served and the post office address, within or  without
 this state, to which [the secretary of state] A PERSON shall mail a copy
 of  any  process  against  it  served upon [him or her] THE SECRETARY OF
 STATE;
   § 67. Paragraphs (ii) and (iii) of subdivision (g) of section 121-1500
 of the partnership law, as amended by section 8 of part S of chapter  59
 of the laws of 2015, are amended to read as follows:
   (ii)  the  address,  WITHIN THIS STATE, of the principal office of the
 registered limited liability partnership, (iii) the post office address,
 within or without this state, to which [the secretary of state] A PERSON
 shall mail a copy of any process accepted against it served upon [him or
 her] THE SECRETARY OF STATE, which address shall supersede any  previous
 address on file with the department of state for this purpose, and
   § 68. Subdivision (j-1) of section 121-1500 of the partnership law, as
 added by chapter 448 of the laws of 1998, is amended to read as follows:
   (j-1)  A  certificate  of  change  which  changes only the post office
 address to which [the secretary of state] A PERSON shall mail a copy  of
 any  process  against  a registered limited liability partnership served
 upon [him] THE SECRETARY OF STATE AND/or the address of  the  registered
 agent,  provided  such address being changed is the address of a person,
 partnership, LIMITED LIABILITY COMPANY or corporation whose address,  as
 agent, is the address to be changed or who has been designated as regis-
 tered  agent  for such registered limited liability partnership shall be
 signed and delivered to the department  of  state  by  such  agent.  The
 certificate  of  change  shall set forth: (i) the name of the registered
 limited liability partnership and, if it  has  been  changed,  the  name
 under  which  it was originally filed with the department of state; (ii)
 the date of filing of its  initial  registration  or  notice  statement;
 (iii)  each  change effected thereby; (iv) that a notice of the proposed
 change was mailed to the limited  liability  partnership  by  the  party
 signing  the  certificate not less than thirty days prior to the date of
 delivery to the department of state  and  that  such  limited  liability
 partnership has not objected thereto; and (v) that the party signing the
 certificate  is the agent of such limited liability partnership to whose
 address [the secretary of state] A PERSON is required to mail copies  of

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 process  SERVED  ON  THE  SECRETARY OF STATE or the registered agent, if
 such be the case. A certificate signed and delivered under this subdivi-
 sion shall not be deemed to effect a change of location of the office of
 the  limited  liability  partnership in whose behalf such certificate is
 filed. The certificate of change shall be accompanied by a fee  of  five
 dollars.
   §  69.  Subdivision (a) of section 121-1502 of the partnership law, as
 amended by chapter 643 of the laws of 1995, paragraph (v) as amended  by
 chapter 470 of the laws of 1997, is amended to read as follows:
   (a)  In  order for a foreign limited liability partnership to carry on
 or conduct or transact business or activities as a New  York  registered
 foreign limited liability partnership in this state, such foreign limit-
 ed  liability  partnership  shall  file  with  the department of state a
 notice which shall set forth: (i)  the  name  under  which  the  foreign
 limited liability partnership intends to carry on or conduct or transact
 business  or  activities  in  this state; (ii) the date on which and the
 jurisdiction in which it registered as a limited liability  partnership;
 (iii)  the  address,  WITHIN  THIS STATE, of the principal office of the
 foreign  limited  liability  partnership;   (iv)   the   profession   or
 professions  to  be practiced by such foreign limited liability partner-
 ship and a statement that it is a foreign limited liability  partnership
 eligible  to  file a notice under this chapter; (v) a designation of the
 secretary of state as agent of the foreign limited liability partnership
 upon whom process against it may be served and the post  office  address
 within or without this state, to which [the secretary of state] A PERSON
 shall  mail  a  copy of any process against it [or] served upon [it] THE
 SECRETARY OF STATE; (vi) if the foreign limited liability partnership is
 to have a registered agent, its name and address in  this  state  and  a
 statement  that  the  registered agent is to be the agent of the foreign
 limited liability partnership  upon  whom  process  against  it  may  be
 served;  (vii)  a statement that its registration as a limited liability
 partnership is effective in the jurisdiction in which it registered as a
 limited liability partnership at the time of the filing of such  notice;
 (viii)  a  statement  that  the foreign limited liability partnership is
 filing a notice in order to obtain  status  as  a  New  York  registered
 foreign  limited  liability partnership; (ix) if the registration of the
 foreign limited liability partnership is to be effective on a date later
 than the time of filing, the date, not to exceed  sixty  days  from  the
 date  of  filing,  of  such  proposed  effectiveness;  and (x) any other
 matters the foreign limited liability partnership determines to  include
 in  the notice. Such notice shall be accompanied by either (1) a copy of
 the last registration or renewal registration (or  similar  filing),  if
 any,  filed by the foreign limited liability partnership with the juris-
 diction where it registered as a limited liability partnership or (2)  a
 certificate, issued by the jurisdiction where it registered as a limited
 liability  partnership,  substantially  to  the effect that such foreign
 limited liability partnership has filed  a  registration  as  a  limited
 liability  partnership which is effective on the date of the certificate
 (if such registration, renewal  registration  or  certificate  is  in  a
 foreign  language,  a  translation  thereof under oath of the translator
 shall be attached thereto). Such notice shall also be accompanied  by  a
 fee of two hundred fifty dollars.
   § 70. Subparagraphs (ii) and (iii) of paragraph (I) of subdivision (f)
 of  section  121-1502 of the partnership law, as amended by section 9 of
 part S of chapter 59 of the  laws  of  2015,  are  amended  to  read  as
 follows:

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   (ii)  the  address,  WITHIN THIS STATE, of the principal office of the
 New York registered foreign limited  liability  partnership,  (iii)  the
 post  office address, within or without this state, to which [the secre-
 tary of state] A PERSON shall  mail  a  copy  of  any  process  accepted
 against  it  served  upon  [him  or  her]  THE SECRETARY OF STATE, which
 address shall supersede any previous address on file with the department
 of state for this purpose, and
   § 71. Clause 5 of subparagraph (A) of paragraph  (II)  of  subdivision
 (f) of section 121-1502 of the partnership law, as amended by chapter 44
 of the laws of 2006, is amended to read as follows:
   (5)  a  statement  that  the secretary of state has been designated as
 agent of the foreign limited liability  partnership  upon  whom  process
 against  it may be served and the post office address, within or without
 this state, to which [the secretary of state] A PERSON shall mail a copy
 of any process against it served upon [him  or  her]  THE  SECRETARY  OF
 STATE;
   § 72. Subdivision (i-1) of section 121-1502 of the partnership law, as
 added by chapter 448 of the laws of 1998, is amended to read as follows:
   (i-1)  A  certificate  of  change  which  changes only the post office
 address to which [the secretary of state] A PERSON shall mail a copy  of
 any  process  against  a  New  York registered foreign limited liability
 partnership served upon [him] THE SECRETARY OF STATE AND/or the  address
 of  the  registered  agent,  provided  such address being changed is the
 address of a person, partnership, LIMITED LIABILITY  COMPANY  or  corpo-
 ration  whose address, as agent, is the address to be changed or who has
 been designated as registered agent of such registered  foreign  limited
 liability partnership shall be signed and delivered to the department of
 state  by such agent. The certificate of change shall set forth: (i) the
 name of the New York registered foreign limited  liability  partnership;
 (ii) the date of filing of its initial registration or notice statement;
 (iii)  each  change effected thereby; (iv) that a notice of the proposed
 change was mailed to the limited  liability  partnership  by  the  party
 signing  the  certificate not less than thirty days prior to the date of
 delivery to the department of state  and  that  such  limited  liability
 partnership has not objected thereto; and (v) that the party signing the
 certificate  is the agent of such limited liability partnership to whose
 address [the secretary of state] A PERSON is required to mail copies  of
 process  SERVED  ON  THE  SECRETARY OF STATE or the registered agent, if
 such be the case. A certificate signed and delivered under this subdivi-
 sion shall not be deemed to effect a change of location of the office of
 the limited liability partnership in whose behalf  such  certificate  is
 filed.  The  certificate of change shall be accompanied by a fee of five
 dollars.
   § 73. Subdivision (a) of section 121-1505 of the partnership  law,  as
 added  by chapter 470 of the laws of 1997, is amended and two new subdi-
 visions (d) and (e) are added to read as follows:
   (a) Service of process on the secretary of state as agent of a  regis-
 tered  limited  liability  partnership  OR  NEW  YORK REGISTERED FOREIGN
 LIMITED LIABILITY PARTNERSHIP under this article shall be made by  MAIL-
 ING  THE PROCESS AND NOTICE OF SERVICE THEREOF BY CERTIFIED MAIL, RETURN
 RECEIPT REQUESTED, TO SUCH REGISTERED LIMITED LIABILITY  PARTNERSHIP  OR
 NEW  YORK  REGISTERED FOREIGN LIMITED LIABILITY PARTNERSHIP, AT THE POST
 OFFICE ADDRESS ON FILE IN THE DEPARTMENT OF  STATE  SPECIFIED  FOR  SUCH
 PURPOSE.  ON THE SAME DATE THAT SUCH PROCESS IS MAILED, A DUPLICATE COPY
 OF SUCH PROCESS AND PROOF OF MAILING TOGETHER WITH  THE  STATUTORY  FEE,
 WHICH FEE SHALL BE A TAXABLE DISBURSEMENT, SHALL BE personally [deliver-

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 ing]  DELIVERED  to  and [leaving] LEFT with the secretary of state or a
 deputy, or with any person authorized  by  the  secretary  of  state  to
 receive  such  service,  at the office of the department of state in the
 city  of  Albany,  [duplicate  copies of such process] together with the
 statutory fee, which fee shall be a taxable disbursement. PROOF OF MAIL-
 ING SHALL BE BY AFFIDAVIT OF COMPLIANCE WITH THIS  SECTION.  Service  of
 process  on  such  registered  limited liability partnership OR NEW YORK
 REGISTERED FOREIGN LIMITED LIABILITY PARTNERSHIP shall be complete  when
 the  secretary  of  state  is  so  served. [The secretary of state shall
 promptly send one of such  copies  by  certified  mail,  return  receipt
 requested, to such registered limited liability partnership, at the post
 office  address  on  file  in the department of state specified for such
 purpose.]
   (D) THE DEPARTMENT OF STATE SHALL KEEP A RECORD OF EACH PROCESS SERVED
 UPON THE SECRETARY OF STATE UNDER THIS CHAPTER, INCLUDING  THE  DATE  OF
 SUCH  SERVICE.  IT  SHALL,  UPON  REQUEST  MADE WITHIN TEN YEARS OF SUCH
 SERVICE, ISSUE A CERTIFICATE UNDER ITS SEAL CERTIFYING AS TO THE RECEIPT
 OF THE PROCESS BY AN AUTHORIZED PERSON,  THE  DATE  AND  PLACE  OF  SUCH
 SERVICE  AND  THE RECEIPT OF THE STATUTORY FEE.  PROCESS SERVED UPON THE
 SECRETARY OF STATE UNDER THIS CHAPTER SHALL BE DESTROYED BY THE  DEPART-
 MENT OF STATE AFTER A PERIOD OF TEN YEARS FROM SUCH SERVICE.
   (E)  ANY DESIGNATED POST OFFICE ADDRESS MAINTAINED BY THE SECRETARY OF
 STATE AS AGENT OF A REGISTERED LIMITED LIABILITY PARTNERSHIP OR NEW YORK
 REGISTERED FOREIGN LIMITED LIABILITY  PARTNERSHIP  FOR  THE  PURPOSE  OF
 MAILING  PROCESS SHALL BE THE POST OFFICE ADDRESS, WITHIN OR WITHOUT THE
 STATE, TO WHICH A PERSON SHALL MAIL PROCESS AGAINST SUCH LIMITED LIABIL-
 ITY COMPANY AS REQUIRED BY THIS ARTICLE.  SUCH  ADDRESS  SHALL  CONTINUE
 UNTIL THE FILING OF A CERTIFICATE UNDER THIS CHAPTER DIRECTING THE MAIL-
 ING TO A DIFFERENT POST OFFICE ADDRESS.
   §  74.  Subdivision (b) of section 121-1506 of the partnership law, as
 added by chapter 448 of the laws of 1998,  paragraph  4  as  amended  by
 chapter 172 of the laws of 1999, is amended to read as follows:
   (b)  The party (or the party's legal representative) whose post OFFICE
 address has been supplied by a  limited  liability  partnership  as  its
 address  for  process may resign. A certificate entitled "Certificate of
 Resignation for Receipt of Process  under  Section  121-1506(b)  of  the
 Partnership  Law"  shall  be  signed  by such party and delivered to the
 department of state. It shall set forth:
   (1) The name of the limited liability partnership and  the  date  that
 its certificate of registration was filed by the department of state.
   (2)  That  the address of the party has been designated by the limited
 liability partnership as the post office address to which [the secretary
 of state] A PERSON shall mail a copy of any process served on the secre-
 tary of state as agent for such limited liability partnership  and  that
 such party wishes to resign.
   (3) That AT LEAST sixty days prior to the filing of the certificate of
 resignation  FOR  RECEIPT  OF  PROCESS  with the department of state the
 party has sent a copy of the certificate of resignation for  receipt  of
 process by registered or certified mail to the address of the registered
 agent  of the [designated] DESIGNATING limited liability partnership, if
 other than the party filing the certificate of resignation, for  receipt
 of process, or if the [resigning] DESIGNATING limited liability partner-
 ship  has  no  registered agent, then to the last address of the [desig-
 nated] DESIGNATING limited liability partnership, known  to  the  party,
 specifying the address to which the copy was sent. If there is no regis-
 tered  agent  and  no known address of the designating limited liability

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 partnership the party shall attach an affidavit to the certificate stat-
 ing that a diligent but unsuccessful search was made  by  the  party  to
 locate  the  limited liability partnership, specifying what efforts were
 made.
   (4) That the [designated] DESIGNATING limited liability partnership is
 required  to  deliver to the department of state a certificate of amend-
 ment providing for the designation by the limited liability  partnership
 of a new address and that upon its failure to file such certificate, its
 authority to do business in this state shall be suspended.
   §  75.  Paragraph  16  of  subdivision 1 of section 103 of the private
 housing finance law, as added by chapter 22 of  the  laws  of  1970,  is
 amended to read as follows:
   (16)  A  designation  of the secretary of state as agent of the corpo-
 ration upon whom process against it may be served and  the  post  office
 address, within or without this state, to which [the secretary of state]
 A  PERSON  shall mail a copy of any process against it served upon [him]
 THE SECRETARY OF STATE.
   § 76. Subdivision 7 of section 339-n  of  the  real  property  law  is
 REPEALED and subdivisions 8 and 9 are renumbered subdivisions 7 and 8.
   §  76-a.  Subdivision  15  of  section  20.03 of the arts and cultural
 affairs law, as added by chapter 656 of the laws of 1991, is amended  to
 read as follows:
   15. "Non-institutional  portion"  shall  mean the part or portion of a
 combined-use facility other than the institutional portion. If the  non-
 institutional  portion,  or any part thereof, consists of a condominium,
 the consent of the trust which has developed or approved  the  developer
 of  such  condominium  shall  be  required prior to any amendment of the
 declaration of such condominium pursuant to subdivision [nine] EIGHT  of
 section  three  hundred thirty-nine-n of the real property law and prior
 to any amendment of the by-laws of such condominium  pursuant  to  para-
 graph  (j)  of subdivision one of section three hundred thirty-nine-v of
 the real property law, and whether or not such trust is a unit owner  of
 such  condominium,  it  may exercise the rights of the board of managers
 and an aggrieved unit owner under section three hundred thirty-nine-j of
 the real property law in the case of a failure of any unit owner of such
 condominium to comply with the by-laws of such condominium and with  the
 rules, regulations, and decisions adopted pursuant thereto.
   §  77.  Subdivision  2  of  section 339-s of the real property law, as
 added by chapter 346 of the laws of 1997, is amended to read as follows:
   2. [Each such declaration, and any  amendment  or  amendments  thereof
 shall  be  filed with the department of state] (A) THE BOARD OF MANAGERS
 FOR EACH CONDOMINIUM SUBJECT TO THIS ARTICLE SHALL FILE WITH THE  SECRE-
 TARY  OF STATE A CERTIFICATE, IN WRITING, SIGNED, DESIGNATING THE SECRE-
 TARY OF STATE AS AGENT OF  THE  BOARD  OF  MANAGERS  UPON  WHOM  PROCESS
 AGAINST  IT  MAY BE SERVED AND THE POST OFFICE ADDRESS TO WHICH A PERSON
 SHALL MAIL A COPY OF SUCH PROCESS.  THE CERTIFICATE SHALL BE ACCOMPANIED
 BY A FEE OF SIXTY DOLLARS.
   (B) ANY BOARD OF MANAGERS MAY CHANGE THE ADDRESS  TO  WHICH  A  PERSON
 SHALL  MAIL  A  COPY  OF  PROCESS SERVED UPON THE SECRETARY OF STATE, BY
 FILING A SIGNED CERTIFICATE OF AMENDMENT WITH THE DEPARTMENT  OF  STATE.
 SUCH CERTIFICATE SHALL BE ACCOMPANIED BY A FEE OF SIXTY DOLLARS.
   (C)  SERVICE  OF PROCESS ON THE SECRETARY OF STATE AS AGENT OF A BOARD
 OF MANAGERS SHALL BE MADE BY MAILING THE PROCESS AND NOTICE  OF  SERVICE
 OF  PROCESS  PURSUANT  TO THIS SECTION BY CERTIFIED MAIL, RETURN RECEIPT
 REQUESTED, TO SUCH BOARD OF MANAGERS, AT THE POST OFFICE ADDRESS ON FILE
 IN THE DEPARTMENT OF STATE SPECIFIED FOR THIS PURPOSE. ON THE  SAME  DAY

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 THAT  SUCH PROCESS IS MAILED, A DUPLICATE COPY OF SUCH PROCESS AND PROOF
 OF MAILING SHALL BE PERSONALLY DELIVERED TO AND LEFT WITH THE  SECRETARY
 OF  STATE OR A DEPUTY, OR WITH ANY PERSON AUTHORIZED BY THE SECRETARY OF
 STATE  TO RECEIVE SUCH SERVICE, AT THE OFFICE OF THE DEPARTMENT OF STATE
 IN THE CITY OF ALBANY, A DUPLICATE COPY OF SUCH PROCESS  WITH  PROOF  OF
 MAILING  TOGETHER  WITH  THE  STATUTORY  FEE,  WHICH  SHALL BE A TAXABLE
 DISBURSEMENT. PROOF OF MAILING SHALL BE BY AFFIDAVIT OF COMPLIANCE  WITH
 THIS  SECTION.  SERVICE  OF  PROCESS  ON  A  BOARD  OF MANAGERS SHALL BE
 COMPLETE WHEN THE SECRETARY OF STATE IS SO SERVED.
   (D) AS USED IN THIS ARTICLE, "PROCESS" SHALL MEAN JUDICIAL PROCESS AND
 ALL ORDERS, DEMANDS, NOTICES OR OTHER PAPERS REQUIRED  OR  PERMITTED  BY
 LAW  TO  BE PERSONALLY SERVED ON A BOARD OF MANAGERS, FOR THE PURPOSE OF
 ACQUIRING JURISDICTION OF SUCH  BOARD  OF  MANAGERS  IN  ANY  ACTION  OR
 PROCEEDING,  CIVIL  OR CRIMINAL, WHETHER JUDICIAL, ADMINISTRATIVE, ARBI-
 TRATIVE OR OTHERWISE, IN THIS STATE OR IN THE FEDERAL COURTS SITTING  IN
 OR FOR THIS STATE.
   (E) NOTHING IN THIS SECTION SHALL AFFECT THE RIGHT TO SERVE PROCESS IN
 ANY OTHER MANNER PERMITTED BY LAW.
   (F) THE DEPARTMENT OF STATE SHALL KEEP A RECORD OF EACH PROCESS SERVED
 UNDER  THIS  SECTION,  INCLUDING  THE  DATE  OF  SERVICE. IT SHALL, UPON
 REQUEST, MADE WITHIN TEN YEARS OF  SUCH  SERVICE,  ISSUE  A  CERTIFICATE
 UNDER  ITS SEAL CERTIFYING AS TO THE RECEIPT OF PROCESS BY AN AUTHORIZED
 PERSON, THE DATE AND PLACE OF SUCH SERVICE AND THE RECEIPT OF THE STATU-
 TORY FEE. PROCESS SERVED ON THE SECRETARY OF STATE  UNDER  THIS  SECTION
 SHALL  BE  DESTROYED  BY  THE  DEPARTMENT OF STATE AFTER A PERIOD OF TEN
 YEARS FROM SUCH SERVICE.
   (G) ANY DESIGNATED POST OFFICE ADDRESS MAINTAINED BY THE SECRETARY  OF
 STATE AS AGENT OF THE BOARD OF MANAGERS FOR THE PURPOSE OF MAILING PROC-
 ESS  SHALL  BE  THE POST OFFICE ADDRESS, WITHIN OR WITHOUT THE STATE, TO
 WHICH A PERSON SHALL MAIL PROCESS AGAINST SUCH BOARD AS REQUIRED BY THIS
 ARTICLE. SUCH ADDRESS SHALL CONTINUE UNTIL THE FILING OF  A  CERTIFICATE
 UNDER  THIS  CHAPTER  DIRECTING  THE  MAILING TO A DIFFERENT POST OFFICE
 ADDRESS.
   § 78. Subdivisions 3 and 4 of section 442-g of the real property  law,
 as  amended  by  chapter 482 of the laws of 1963, are amended to read as
 follows:
   3. Service of such process upon the secretary of state shall  be  made
 by  personally delivering to and leaving with [him or his] THE SECRETARY
 OF STATE OR A deputy, or with any person authorized by the secretary  of
 state  to receive such service, at the office of the department of state
 in the city of Albany, [duplicate copies] A COPY  of  such  process  AND
 PROOF  OF  MAILING  together with a fee of five dollars if the action is
 solely for the recovery of a sum of money not in excess of  two  hundred
 dollars  and the process is so endorsed, and a fee of ten dollars in any
 other action or proceeding, which fee shall be a  taxable  disbursement.
 If  such  process  is  served  upon  behalf  of  a county, city, town or
 village, or other political subdivision of the state, the fee to be paid
 to the secretary of state shall be five  dollars,  irrespective  of  the
 amount  involved  or  the  nature of the action on account of which such
 service of process is made. [If the cost of registered mail  for  trans-
 mitting  a  copy  of the process shall exceed two dollars, an additional
 fee equal to such excess shall be paid at the time  of  the  service  of
 such process.] PROOF OF MAILING SHALL BE BY AFFIDAVIT OF COMPLIANCE WITH
 THIS  SECTION. Proof of service shall be by affidavit of compliance with
 this subdivision filed by or on behalf of the  plaintiff  together  with
 the  process,  within ten days after such service, with the clerk of the

 S. 7508--A                         96                         A. 9508--A
 
 court in which the action or special proceeding  is  pending.    Service
 made  as  provided in this section shall be complete ten days after such
 papers are filed with the clerk of the court and  shall  have  the  same
 force  and  validity as if served on him personally within the state and
 within the territorial jurisdiction of the court from which the  process
 issues.
   4. The [secretary of state] PERSON SERVING SUCH PROCESS shall [prompt-
 ly]  send [one of] such [copies] PROCESS by [registered] CERTIFIED mail,
 return receipt requested,  to  the  nonresident  broker  or  nonresident
 salesman  at  the post office address of his main office as set forth in
 the last application filed by him.
   § 79. Subdivision 2 of section 203 of the tax law, as amended by chap-
 ter 100 of the laws of 1964, is amended to read as follows:
   2.   Every foreign corporation  (other  than  a  moneyed  corporation)
 subject to the provisions of this article, except a corporation having a
 certificate of authority [under section two hundred twelve of the gener-
 al  corporation  law]  or  having  authority to do business by virtue of
 section thirteen hundred five of the  business  corporation  law,  shall
 file  in  the  department  of  state a certificate of designation in its
 corporate name, signed and acknowledged by its president or a  vice-pre-
 sident  or  its secretary or treasurer, under its corporate seal, desig-
 nating the secretary of state as its agent  upon  whom  process  in  any
 action provided for by this article may be served within this state, and
 setting  forth  an  address  to  which [the secretary of state] A PERSON
 shall mail a copy of any such process against the corporation which  may
 be  served  upon  [him] THE SECRETARY OF STATE.  In case any such corpo-
 ration shall have failed to file such  certificate  of  designation,  it
 shall  be  deemed to have designated the secretary of state as its agent
 upon whom such process against it may be served; and until a certificate
 of designation shall have been filed the corporation shall be deemed  to
 have  directed [the secretary of state] A PERSON SERVING PROCESS to mail
 copies of process served upon [him] THE SECRETARY OF STATE to the corpo-
 ration at its last known office address within  or  without  the  state.
 When  a  certificate  of  designation has been filed by such corporation
 [the secretary of state] A PERSON SERVING PROCESS shall mail  copies  of
 process  thereafter  served  upon  [him]  THE  SECRETARY OF STATE to the
 address set forth in such certificate.  Any such corporation, from  time
 to  time,  may  change  the  address to which [the secretary of state] A
 PERSON is directed to mail copies of process, by filing a certificate to
 that effect executed, signed  and  acknowledged  in  like  manner  as  a
 certificate  of designation as herein provided.  Service of process upon
 any such corporation or upon any corporation  having  a  certificate  of
 authority  [under  section two hundred twelve of the general corporation
 law] or having authority to do business by virtue  of  section  thirteen
 hundred five of the business corporation law, in any action commenced at
 any  time  pursuant  to  the  provisions of this article, may be made by
 either (1) personally delivering to and leaving with  the  secretary  of
 state,  a deputy secretary of state or with any person authorized by the
 secretary of state to receive such service  [duplicate  copies]  A  COPY
 thereof  at the office of the department of state in the city of Albany,
 in which event [the secretary of state] A PERSON  SERVING  SUCH  PROCESS
 shall  forthwith  send  by  [registered]  CERTIFIED mail, return receipt
 requested, [one of such copies] A DUPLICATE COPY to the  corporation  at
 the  address designated by it or at its last known office address within
 or without the state, or (2) personally delivering to and  leaving  with
 the  secretary  of state, a deputy secretary of state or with any person

 S. 7508--A                         97                         A. 9508--A
 
 authorized by the secretary of state to receive  such  service,  a  copy
 thereof  at  the office of the department of state in the city of Albany
 and by delivering a copy thereof to, and leaving  such  copy  with,  the
 president,  vice-president,  secretary,  assistant secretary, treasurer,
 assistant treasurer, or cashier of  such  corporation,  or  the  officer
 performing  corresponding functions under another name, or a director or
 managing agent of such corporation, personally without the state.  Proof
 of such personal service without the state shall be filed with the clerk
 of the court in which the action is pending  within  thirty  days  after
 such  service,  and  such service shall be complete ten days after proof
 thereof is filed.
   § 80. Section 216 of the tax law, as added by chapter 415 of the  laws
 of  1944, the opening paragraph as amended by chapter 100 of the laws of
 1964 and redesignated by chapter 613 of the laws of 1976, is amended  to
 read as follows:
   §  216.  Collection  of taxes. Every foreign corporation (other than a
 moneyed corporation) subject to the provisions of this article, except a
 corporation having a certificate of authority [under section two hundred
 twelve of the general corporation law] or having authority to  do  busi-
 ness  by  virtue of section thirteen hundred five of the business corpo-
 ration law, shall file in the  department  of  state  a  certificate  of
 designation in its corporate name, signed and acknowledged by its presi-
 dent or a vice-president or its secretary or treasurer, under its corpo-
 rate  seal,  designating  the  secretary of state as its agent upon whom
 process in any action provided for by this article may be served  within
 this  state,  and  setting  forth  an address to which [the secretary of
 state] A PERSON shall mail a copy of any such process against the corpo-
 ration which may be served upon [him] THE SECRETARY OF  STATE.  In  case
 any  such  corporation  shall  have  failed  to file such certificate of
 designation, it shall be deemed to  have  designated  the  secretary  of
 state  as its agent upon whom such process against it may be served; and
 until a certificate of designation shall have been filed the corporation
 shall be deemed to have directed [the secretary of state]  A  PERSON  to
 mail [copies] A COPY of process served upon [him] THE SECRETARY OF STATE
 to  the  corporation  at its last known office address within or without
 the state.  When a certificate of designation has  been  filed  by  such
 corporation [the secretary of state] A PERSON SERVING SUCH PROCESS shall
 mail  [copies]  A  COPY of process thereafter served upon [him] A PERSON
 SERVING SUCH PROCESS to the address set forth in such certificate.   Any
 such  corporation,  from  time  to time, may change the address to which
 [the secretary of state] A PERSON is directed to mail copies of process,
 by filing a certificate to that effect executed, signed and acknowledged
 in like manner as a  certificate  of  designation  as  herein  provided.
 Service  of  process  upon  any such corporation or upon any corporation
 having a certificate of authority [under section two hundred  twelve  of
 the  general  corporation  law]  or  having  authority to do business by
 virtue of section thirteen hundred five of the business corporation law,
 in any action commenced at any time pursuant to the provisions  of  this
 article,  may be made by either (1) personally delivering to and leaving
 with the secretary of state, a deputy secretary of  state  or  with  any
 person  authorized  by  the  secretary  of state to receive such service
 [duplicate copies] A COPY thereof at the office  of  the  department  of
 state  in  the city of Albany, in which event [the secretary of state] A
 PERSON SERVING SUCH PROCESS shall forthwith send by [registered]  CERTI-
 FIED  mail,  return  receipt requested, [one of such copies] A DUPLICATE
 COPY to the corporation at the address designated by it or at  its  last

 S. 7508--A                         98                         A. 9508--A
 
 known  office  address  within  or  without the state, or (2) personally
 delivering to and leaving with the secretary of state, a  deputy  secre-
 tary of state or with any person authorized by the secretary of state to
 receive  such service, a copy thereof at the office of the department of
 state in the city of Albany and by delivering a  copy  thereof  to,  and
 leaving  such  copy  with,  the  president,  vice-president,  secretary,
 assistant secretary, treasurer, assistant treasurer, or cashier of  such
 corporation,  or  the  officer  performing corresponding functions under
 another name, or a director  or  managing  agent  of  such  corporation,
 personally  without  the state.   Proof of such personal service without
 the state shall be filed with the clerk of the court in which the action
 is pending within thirty days after such service, and such service shall
 be complete ten days after proof thereof is filed.
   § 81. Subdivisions (a) and (b) of section 310 of the tax law, as added
 by chapter 400 of the laws of 1983, are amended to read as follows:
   (a) Designation for  service  of  process.--Every  petroleum  business
 which  is  a  corporation,  except  such  a  petroleum business having a
 certificate of authority [under section two hundred twelve of the gener-
 al corporation law] or having authority to  do  business  by  virtue  of
 section  thirteen  hundred  five  of the business corporation law, shall
 file in the department of state a  certificate  of  designation  in  its
 corporate  name, signed and acknowledged by its president or vice-presi-
 dent or its secretary or treasurer, under its corporate seal,  designat-
 ing  the secretary of state as its agent upon whom process in any action
 provided for by this article  may  be  served  within  this  state,  and
 setting  forth  an  address  to  which [the secretary of state] A PERSON
 shall mail a copy of any such process against  such  petroleum  business
 which  may be served upon [him] THE SECRETARY OF STATE. In case any such
 petroleum business shall have failed to file such certificate of  desig-
 nation,  it shall be deemed to have designated the secretary of state as
 its agent upon whom such process against it may be served; and  until  a
 certificate  of designation shall have been filed such a petroleum busi-
 ness shall be deemed to have directed [the secretary of state] A  PERSON
 to  mail  copies  of process served upon [him] THE SECRETARY OF STATE to
 such petroleum business at its last known office address within or with-
 out the state. When a certificate of designation has been filed by  such
 a  petroleum  business [the secretary of state] A PERSON SERVING PROCESS
 shall mail copies of process thereafter served upon [him] THE  SECRETARY
 OF STATE to the address set forth in such certificate. Any such petrole-
 um  business,  from  time  to time, may change the address to which [the
 secretary of state] A PERSON is directed to mail copies of  process,  by
 filing a certificate to that effect executed, signed and acknowledged in
 like manner as a certificate of designation as herein provided.
   (b)  Service  of process.--Service of process upon any petroleum busi-
 ness which is a  corporation  (including  any  such  petroleum  business
 having  a  certificate of authority [under section two hundred twelve of
 the general corporation law] or  having  authority  to  do  business  by
 virtue  of  section  thirteen  hundred  five of the business corporation
 law), in any action commenced at any time pursuant to the provisions  of
 this  article,  may  be  made by either (1) personally delivering to and
 leaving with the secretary of state, a deputy secretary of state or with
 any person authorized by the secretary of state to receive such  service
 [duplicate  copies]  A  COPY  thereof at the office of the department of
 state in the city of Albany, in which event [the secretary of  state]  A
 PERSON  SERVING  PROCESS  shall forthwith send by [registered] CERTIFIED
 mail, return receipt requested, [one of such copies] A DUPLICATE COPY to

 S. 7508--A                         99                         A. 9508--A
 
 such petroleum business at the address designated by it or at  its  last
 known  office  address  within  or  without the state, or (2) personally
 delivering to and leaving with the secretary of state, a  deputy  secre-
 tary of state or with any person authorized by the secretary of state to
 receive  such service, a copy thereof at the office of the department of
 state in the city of Albany and by delivering a  copy  thereof  to,  and
 leaving  such  copy  with,  the  president,  vice-president,  secretary,
 assistant secretary, treasurer, assistant treasurer, or cashier of  such
 petroleum  business,  or  the officer performing corresponding functions
 under another name, or a director or managing agent  of  such  petroleum
 business,  personally  without the state. Proof of such personal service
 without the state shall be filed with the clerk of the  court  in  which
 the  action  is  pending within thirty days after such service, and such
 service shall be complete ten days after proof thereof is filed.
   § 82. This act shall take effect on  the  one  hundred  twentieth  day
 after it shall have become a law.
 
                                  PART U
 
   Section  1.  Section  970-r  of the general municipal law, as added by
 section 1 of part F of chapter 1 of the laws  of  2003,  subdivision  1,
 paragraph f of subdivision 3 and paragraph h of subdivision 6 as amended
 by  section  1 of part F of chapter 577 of the laws of 2004, paragraph a
 of subdivision 1 as amended and paragraph h of subdivision 1 as added by
 chapter 386 of the laws of 2007, paragraph i of subdivision 1  as  added
 and  paragraph  e  of subdivision 1, paragraph a of subdivision 2, para-
 graph d of subdivision 2, the opening paragraph of paragraph e of subdi-
 vision 2, subparagraph 6 of paragraph e of subdivision 2, paragraph f of
 subdivision 2, paragraph g of subdivision 2, paragraph b of  subdivision
 3, the opening paragraph of paragraph f of subdivision 3, subparagraph 6
 of paragraph f of subdivision 3, paragraph g of subdivision 3, paragraph
 h of subdivision 3, paragraph i of subdivision 3, and subdivisions 7 and
 9 as amended by chapter 390 of the laws of 2008, paragraph b of subdivi-
 sion 2 as amended by section 26 and subparagraphs 2 and 5 of paragraph c
 of  subdivision 2 as amended by section 27, paragraph a of subdivision 3
 as amended by section 28, subparagraphs 2 and 5 of paragraph e of subdi-
 vision 3 and subdivision 4 as amended by section  29,  paragraph  a  and
 subparagraphs  2  and  5  of  paragraph e of subdivision 6 as amended by
 section 30 and subdivision 10 as added by section 31 of part BB of chap-
 ter 56 of the laws of 2015, is amended to read as follows:
   § 970-r. State assistance for brownfield opportunity areas. 1.   Defi-
 nitions.  a.  "Applicant"  shall  mean the municipality, community board
 and/or community based organization submitting  an  application  in  the
 manner authorized by this section.
   b.  "Commissioner"  shall  mean  the commissioner of the department of
 environmental conservation.
   c. "Community based organization" shall mean a  not-for-profit  corpo-
 ration  exempt  from  taxation  under  section 501(c)(3) of the internal
 revenue code whose stated mission is promoting reuse of brownfield sites
 OR COMMUNITY REVITALIZATION within a specified geographic area in  which
 the  community  based  organization  is  located;  which has twenty-five
 percent or more of its board of directors residing in the  community  in
 such  area;  and  represents  a  community with a demonstrated financial
 need. "Community based organization" shall not include any  not-for-pro-
 fit corporation that has caused or contributed to the release or threat-
 ened  release  of a contaminant from or onto the brownfield site, or any

 S. 7508--A                         100                        A. 9508--A
 
 not-for-profit corporation that generated, transported, or disposed  of,
 or  that  arranged  for,  or  caused, the generation, transportation, or
 disposal of contamination from or onto the brownfield site.  This  defi-
 nition  shall not apply if more than twenty-five percent of the members,
 officers or directors of the  not-for-profit  corporation  are  or  were
 employed  or  receiving  compensation  from any person responsible for a
 site under title thirteen or title fourteen of article  twenty-seven  of
 the environmental conservation law, article twelve of the navigation law
 or under applicable principles of statutory or common law liability.
   d.  "Brownfield  site"  shall  have  the  same meaning as set forth in
 section 27-1405 of the environmental conservation law.
   e. "Department" shall mean the department of state.
   f. "Contamination" or "contaminated" shall have the  same  meaning  as
 provided in section 27-1405 of the environmental conservation law.
   g. "Municipality" shall have the same meaning as set forth in subdivi-
 sion fifteen of section 56-0101 of the environmental conservation law.
   h.  "Community  board"  shall  have  the  same meaning as set forth in
 section twenty-eight hundred of the New York city charter.
   i. "Secretary" shall mean the secretary of state.
   J. "NOMINATION" SHALL MEAN A STUDY,  ANALYSIS,  OUTLINE,  AND  WRITTEN
 PLAN  FOR  REDEVELOPMENT  AND  REVITALIZATION OF ANY AREA WHEREIN ONE OR
 MORE KNOWN OR SUSPECTED BROWNFIELD  SITES  ARE  LOCATED,  THAT  CONTAINS
 THOSE  ELEMENTS  REQUIRED  BY  THE  SECRETARY  PURSUANT TO THIS SECTION,
 WHETHER OR NOT SUCH NOMINATION WAS FUNDED PURSUANT TO THIS SECTION,  AND
 THAT  IS  SUBMITTED  TO  THE  SECRETARY AS A PREREQUISITE FOR BROWNFIELD
 OPPORTUNITY AREA DESIGNATION IN ACCORDANCE WITH THE CRITERIA ESTABLISHED
 BY THIS SECTION.
   2. [State assistance for pre-nomination study for brownfield  opportu-
 nity  areas. a. Within the limits of appropriations therefor, the secre-
 tary is authorized to provide, on a competitive basis, financial assist-
 ance to municipalities, to community based organizations,  to  community
 boards, or to municipalities and community based organizations acting in
 cooperation  to prepare a pre-nomination study for a brownfield opportu-
 nity area designation. Such financial assistance shall not exceed ninety
 percent of the costs of such pre-nomination study for any such area.
   b. Activities eligible to receive such assistance shall  include,  but
 are  not  limited  to, the assembly and development of basic information
 about:
   (1) the borders of the proposed brownfield opportunity area;
   (2) the number and size of known or suspected brownfield sites;
   (3) current and anticipated uses of the  properties  in  the  proposed
 brownfield opportunity area;
   (4)  current  and  anticipated future conditions of groundwater in the
 proposed brownfield opportunity area;
   (5) known data about the environmental conditions of the properties in
 the proposed brownfield opportunity area;
   (6) ownership of the properties in the proposed brownfield opportunity
 area and whether the owners are participating in the brownfield opportu-
 nity area planning process; and
   (7) preliminary descriptions of possible remediation strategies, reuse
 opportunities, necessary infrastructure improvements and other public or
 private measures needed to stimulate investment, promote revitalization,
 and enhance community health and environmental conditions.
   c. Funding preferences shall be given to applications for such assist-
 ance that relate to areas having one or more of the following character-
 istics:

 S. 7508--A                         101                        A. 9508--A

   (1) areas for which the application is a partnered  application  by  a
 municipality and a community based organization;
   (2) areas with concentrations of known or suspected brownfield sites;
   (3)  areas for which the application demonstrates support from a muni-
 cipality and a community based organization;
   (4) areas showing indicators of economic distress including low  resi-
 dent   incomes,   high  unemployment,  high  commercial  vacancy  rates,
 depressed property values; and
   (5) areas with known or suspected brownfield sites presenting  strate-
 gic opportunities to stimulate economic development, community revitali-
 zation or the siting of public amenities.
   d.  The secretary, upon the receipt of an application for such assist-
 ance from a community based organization not  in  cooperation  with  the
 local government having jurisdiction over the proposed brownfield oppor-
 tunity  area, shall request the municipal government to review and state
 the municipal government's support or lack  of  support.  The  municipal
 government's statement shall be considered a part of the application.
   e. Each application for assistance shall be submitted to the secretary
 in  a  format,  and  containing  such  information, as prescribed by the
 secretary but shall include, at a minimum, the following:
   (1) a statement of the rationale or relationship between the  proposed
 assistance and the criteria set forth in this subdivision for the evalu-
 ation and ranking of assistance applications;
   (2)  the  processes by which local participation in the development of
 the application has been sought;
   (3) the process to be carried out with the state assistance including,
 but not limited to, the goals of and budget for  the  effort,  the  work
 plan  and  timeline  for the attainment of these goals, and the intended
 process for community participation in the process;
   (4) the manner and extent to which  public  or  governmental  agencies
 with jurisdiction over issues that will be addressed in the data gather-
 ing process will be involved in this process;
   (5) other planning and development initiatives proposed or in progress
 in the proposed brownfield opportunity area; and
   (6)  for  each community based organization which is an applicant or a
 co-applicant, a copy of its determination of tax exempt status issued by
 the federal internal revenue service pursuant  to  section  501  of  the
 internal  revenue  code,  a  description of the relationship between the
 community based organization and the area that is  the  subject  of  the
 application, its financial and institutional accountability, its experi-
 ence  in  conducting  and completing planning initiatives and in working
 with the local government associated with the proposed brownfield oppor-
 tunity area.
   f. Prior to making an award for assistance, the secretary shall notify
 the temporary president of the senate and speaker of the assembly.
   g. Following notification to the applicant that  assistance  has  been
 awarded,  and  prior  to  disbursement  of  funds,  a  contract shall be
 executed between the department and the applicant or co-applicants.  The
 secretary shall establish terms and conditions for such contracts as the
 secretary deems appropriate, including provisions to define: applicant's
 work  scope, work schedule, and deliverables; fiscal reports on budgeted
 and actual use of funds expended; and requirements for submission  of  a
 final fiscal report. The contract shall also require the distribution of
 work products to the department, and, for community based organizations,
 to  the  applicant's  municipality. Applicants shall be required to make
 the results publicly available.

 S. 7508--A                         102                        A. 9508--A

   3.] State assistance for nominations to designate brownfield  opportu-
 nity  areas. a. Within the limits of appropriations therefor, the secre-
 tary is authorized to provide, on a competitive basis, financial assist-
 ance to municipalities, to community based organizations,  to  community
 boards, or to municipalities and community based organizations acting in
 cooperation  to  prepare  a  nomination  for designation of a brownfield
 opportunity area. Such financial  assistance  shall  not  exceed  ninety
 percent  of the costs of such nomination for any such area. A nomination
 study must include sufficient information to  designate  the  brownfield
 opportunity  area. [The contents of the nomination study shall be devel-
 oped based on pre-nomination study information, which shall  principally
 consist  of an area-wide study, documenting the historic brownfield uses
 in the area proposed for designation.]
   b. An application for such financial assistance shall include an indi-
 cation of support from owners of brownfield sites in the proposed brown-
 field opportunity  area.  All  residents  and  property  owners  in  the
 proposed  brownfield  opportunity area shall receive notice in such form
 and manner as the secretary shall prescribe.
   c. No application for such financial assistance  shall  be  considered
 unless  the  applicant  demonstrates  that it has, to the maximum extent
 practicable, solicited and considered the  views  of  residents  of  the
 proposed brownfield opportunity area, the views of state and local offi-
 cials  elected  to  represent such residents and the local organizations
 representing such residents.
   d. Activities eligible to  receive  such  financial  assistance  shall
 include  the  identification,  preparation,  creation,  development  and
 assembly of information and elements to be included in a nomination  for
 designation of a brownfield opportunity area[,].
   E. A NOMINATION FOR DESIGNATION OF A BROWNFIELD OPPORTUNITY AREA SHALL
 CONTAIN SUCH ELEMENTS AS DETERMINED BY THE SECRETARY OF STATE, including
 but not limited to:
   (1) the borders of the proposed brownfield opportunity area;
   (2) [the] AN INVENTORY OF KNOWN OR SUSPECTED BROWNFIELD SITES, INCLUD-
 ING  location AND SIZE of each known or suspected brownfield site in the
 proposed brownfield opportunity area;
   (3) the identification of strategic sites within the  proposed  brown-
 field opportunity area;
   (4)  the  type  of potential developments anticipated for sites within
 the proposed brownfield opportunity area proposed by either the  current
 or the prospective owners of such sites;
   (5)  local  legislative  or regulatory action which may be required to
 implement a plan for the redevelopment of the proposed brownfield oppor-
 tunity area;
   (6) priorities for public and private  investment  in  infrastructure,
 open  space,  economic  development, housing, or community facilities in
 the proposed brownfield opportunity area;
   (7) IDENTIFICATION, DISCUSSION, AND mapping of current and anticipated
 uses of the properties and groundwater in the proposed brownfield oppor-
 tunity area;
   (8) existing detailed assessments of individual brownfield sites  and,
 where  the  consent  of  the  site owner has been obtained, the need for
 conducting on-site assessments;
   (9) known data about the environmental conditions of properties in the
 proposed brownfield opportunity area;
   (10) ownership of the KNOWN OR SUSPECTED BROWNFIELD properties in  the
 proposed brownfield opportunity area;

 S. 7508--A                         103                        A. 9508--A
 
   (11)  descriptions  of possible remediation strategies, REUSE OPPORTU-
 NITIES, brownfield redevelopment, necessary infrastructure  improvements
 and  other  public  or  private measures needed to stimulate investment,
 promote revitalization, and enhance community health  and  environmental
 conditions;
   (12)  the goals and objectives, both short term and long term, for the
 economic revitalization of the  proposed  brownfield  opportunity  area;
 [and]
   (13) the publicly controlled and other developable lands and buildings
 within  the  proposed  brownfield opportunity area which are or could be
 made   available   for   residential,    industrial    and    commercial
 development[.]; AND
   (14)  A  COMMUNITY  PARTICIPATION STRATEGY TO SOLICIT AND CONSIDER THE
 VIEWS OF RESIDENTS, BUSINESSES AND OTHER STAKEHOLDERS  OF  THE  PROPOSED
 BROWNFIELD OPPORTUNITY AREA.
   [e.]  F.  Funding  preferences shall be given to applications for such
 assistance that relate to areas having one  or  more  of  the  following
 characteristics:
   (1)  areas  for  which the application is a partnered application by a
 municipality and a community based organization;
   (2) areas with concentrations of known or suspected brownfield sites;
   (3) areas for which the application demonstrates support from a  muni-
 cipality and a community based organization;
   (4)  areas showing indicators of economic distress including low resi-
 dent  incomes,  high  unemployment,  high  commercial   vacancy   rates,
 depressed property values; and
   (5)  areas with known or suspected brownfield sites presenting strate-
 gic opportunities to stimulate economic development, community revitali-
 zation or the siting of public amenities.
   [f.] G. Each application for such assistance shall be submitted to the
 secretary in a format, and containing such information, as prescribed by
 the secretary but shall include, at a minimum, the following:
   (1) a statement of the rationale or relationship between the  proposed
 assistance and the criteria set forth in this section for the evaluation
 and ranking of assistance applications;
   (2)  the  processes by which local participation in the development of
 the application has been sought;
   (3) the process to be carried out under the state  assistance  includ-
 ing,  but  not  limited  to, the goals of and budget for the effort, the
 work plan and timeline for  the  attainment  of  these  goals,  and  the
 intended process for public participation in the process;
   (4)  the  manner  and  extent to which public or governmental agencies
 with jurisdiction over issues that will be addressed in the data gather-
 ing process will be involved in this process;
   (5) other planning and development initiatives proposed or in progress
 in the proposed brownfield opportunity area;
   (6) for each community based organization which is an applicant  or  a
 co-applicant, a copy of its determination of tax exempt status issued by
 the  federal  internal  revenue  service  pursuant to section 501 of the
 internal revenue code, a description of  the  relationship  between  the
 community  based  organization  and  the area that is the subject of the
 application, its financial and institutional accountability, its experi-
 ence in conducting and completing planning initiatives  and  in  working
 with the local government associated with the proposed brownfield oppor-
 tunity area; and

 S. 7508--A                         104                        A. 9508--A
 
   (7)  the  financial  commitments the applicant will make to the brown-
 field opportunity area for activities including,  but  not  limited  to,
 marketing  of the area for business development, human resource services
 for residents and businesses in the  brownfield  opportunity  area,  and
 services for small and minority and women-owned businesses.
   [g.  The secretary, upon the receipt of an] H. AN application for such
 assistance from a community based organization not in  cooperation  with
 the  local  government  having jurisdiction over the proposed brownfield
 opportunity area, shall [request the municipal government to review  and
 state  the  municipal government's support or lack of support] INCLUDE A
 STATEMENT OF SUPPORT FROM THE CITY, TOWN, OR VILLAGE WITH  PLANNING  AND
 LAND USE AUTHORITY IN WHICH THE BROWNFIELD OPPORTUNITY AREA IS PROPOSED.
 The  [municipal government's] statement FROM SUCH CITY, TOWN, OR VILLAGE
 shall be considered a part of the application.
   [h.] I. Prior to making an award for assistance, the  secretary  shall
 notify  the  temporary president of the senate and speaker of the assem-
 bly.
   [i.] J. Following notification to the applicant  that  assistance  has
 been  awarded,  and  prior to disbursement of funds, a contract shall be
 executed between the department and the applicant or co-applicants.  The
 secretary shall establish terms and conditions for such contracts as the
 secretary deems appropriate, including provisions to define: applicant's
 work  scope, work schedule, and deliverables; fiscal reports on budgeted
 and actual use of funds expended; and requirements for submission  of  a
 final fiscal report. The contract shall also require the distribution of
 work products to the department, and, for community based organizations,
 to  the  applicant's  municipality. Applicants shall be required to make
 the results publicly available. Such contract shall  further  include  a
 provision providing that if any responsible party payments become avail-
 able  to  the  applicant,  the  amount  of such payments attributable to
 expenses paid by the award shall be paid to the department by the appli-
 cant; provided that the applicant may first apply such responsible party
 payments toward any actual project costs incurred by the applicant.
   3. STATE ASSISTANCE FOR ACTIVITIES TO ADVANCE  BROWNFIELD  OPPORTUNITY
 AREA REVITALIZATION. WITHIN AMOUNTS APPROPRIATED THEREFOR, THE SECRETARY
 IS  AUTHORIZED  TO PROVIDE, ON A COMPETITIVE BASIS, FINANCIAL ASSISTANCE
 TO MUNICIPALITIES, TO COMMUNITY BASED  ORGANIZATIONS,  OR  TO  COMMUNITY
 BOARDS  TO  CONDUCT  PREDEVELOPMENT AND OTHER ACTIVITIES WITHIN A DESIG-
 NATED OR PROPOSED BROWNFIELD OPPORTUNITY AREA TO ADVANCE THE  GOALS  AND
 PRIORITIES  SET  FORTH  IN  A  NOMINATION  AS  DEFINED  PURSUANT TO THIS
 SECTION. SUCH FINANCIAL ASSISTANCE SHALL NOT EXCEED  NINETY  PERCENT  OF
 THE  COSTS  OF  SUCH  ACTIVITIES.  ACTIVITIES  ELIGIBLE  TO RECEIVE SUCH
 ASSISTANCE SHALL INCLUDE: DEVELOPMENT AND  IMPLEMENTATION  OF  MARKETING
 STRATEGIES;   DEVELOPMENT  OF  PLANS  AND  SPECIFICATIONS;  REAL  ESTATE
 SERVICES; BUILDING CONDITION STUDIES;  INFRASTRUCTURE  ANALYSES;  ZONING
 AND  REGULATORY  UPDATES;  ENVIRONMENTAL,  HOUSING AND ECONOMIC STUDIES,
 ANALYSES AND REPORTS; PUBLIC OUTREACH; BUILDING OF LOCAL  CAPACITY;  AND
 OTHER ACTIVITIES AS DETERMINED BY THE SECRETARY.
   4.  Designation  of  brownfield opportunity area. Upon completion of a
 nomination for designation of a brownfield opportunity area, it shall be
 forwarded by the applicant to the secretary, who shall determine whether
 it is consistent with the provisions of this section. The secretary  may
 review and approve a nomination for designation of a brownfield opportu-
 nity  area  at any time. If the secretary determines that the nomination
 is consistent with the provisions of this section, the brownfield oppor-
 tunity area shall be designated. If the secretary  determines  that  the

 S. 7508--A                         105                        A. 9508--A
 
 nomination  is  not  consistent with the provisions of this section, the
 secretary shall make recommendations in writing to the applicant of  the
 manner and nature in which the nomination should be amended.
   5.  Priority  and preference. The designation of a brownfield opportu-
 nity area pursuant to this section is intended to serve  as  a  planning
 tool.   It alone shall not impose any new obligations on any property or
 property owner. To the extent authorized by law, projects in  brownfield
 opportunity  areas  designated  pursuant to this section shall receive a
 priority and preference when considered for financial assistance  pursu-
 ant  to articles fifty-four and fifty-six of the environmental conserva-
 tion law. To the extent authorized by law, projects in brownfield oppor-
 tunity areas designated pursuant to this section may receive a  priority
 and  preference when considered for financial assistance pursuant to any
 other state, federal or local law.
   6. State assistance for  brownfield  site  assessments  in  brownfield
 opportunity  areas. a. Within the limits of appropriations therefor, the
 secretary of state, is authorized to provide, on  a  competitive  basis,
 financial  assistance  to  municipalities,  to community based organiza-
 tions, to community boards, or to  municipalities  and  community  based
 organizations  acting  in cooperation to conduct brownfield site assess-
 ments. Such financial assistance shall not exceed ninety percent of  the
 costs of such brownfield site assessment.
   b.  Brownfield  sites  eligible for such assistance must be owned by a
 municipality, or volunteer as such term is defined in section 27-1405 of
 the environmental conservation law.
   c. Brownfield site assessment activities eligible for funding include,
 but are not limited to, testing of properties to  determine  the  nature
 and  extent of the contamination (including soil and groundwater), envi-
 ronmental assessments, the development of a proposed remediation strate-
 gy to address any identified contamination,  and  any  other  activities
 deemed  appropriate  by the commissioner in consultation with the secre-
 tary of state. Any environmental assessment  shall  be  subject  to  the
 review and approval of such commissioner.
   d.  Applications for such assistance shall be submitted to the commis-
 sioner in a format, and containing such information,  as  prescribed  by
 the commissioner in consultation with the secretary of state.
   e. Funding preferences shall be given to applications for such assist-
 ance that relate to areas having one or more of the following character-
 istics:
   (1)  areas  for  which the application is a partnered application by a
 municipality and a community based organization;
   (2) areas with concentrations of known or suspected brownfield sites;
   (3) areas for which the application demonstrates support from a  muni-
 cipality and a community based organization;
   (4)  areas showing indicators of economic distress including low resi-
 dent  incomes,  high  unemployment,  high  commercial   vacancy   rates,
 depressed property values; and
   (5)  areas with known or suspected brownfield sites presenting strate-
 gic opportunities to stimulate economic development, community revitali-
 zation or the siting of public amenities.
   f. The commissioner, upon the  receipt  of  an  application  for  such
 assistance  from  a community based organization not in cooperation with
 the local government having jurisdiction over  the  proposed  brownfield
 opportunity  area,  shall request the municipal government to review and
 state the municipal government's support or lack of support. The munici-

 S. 7508--A                         106                        A. 9508--A
 
 pal government's statement shall be considered a part  of  the  applica-
 tion.
   g.  Prior  to  making  an award for assistance, the commissioner shall
 notify the temporary president of the senate  and  the  speaker  of  the
 assembly.
   h.  Following  notification  to the applicant that assistance has been
 awarded, and prior  to  disbursement  of  funds,  a  contract  shall  be
 executed  between the department and the applicant or co-applicants. The
 commissioner shall establish terms and conditions for such contracts  as
 the commissioner deems appropriate in consultation with the secretary of
 state,  including  provisions  to  define:  applicant's work scope, work
 schedule, and deliverables; fiscal reports on budgeted and actual use of
 funds expended; and  requirements  for  submission  of  a  final  fiscal
 report.  The  contract  shall  also  require  the  distribution  of work
 products to the department, and, for community based  organizations,  to
 the  applicant's  municipality. Applicants shall be required to make the
 results publicly  available.  Such  contract  shall  further  include  a
 provision providing that if any responsible party payments become avail-
 able  to  the  applicant,  the  amount  of such payments attributable to
 expenses paid by the award shall be paid to the department by the appli-
 cant; provided that the applicant may first apply such responsible party
 payments towards actual project costs incurred by the applicant.
   7. Amendments to designated area. Any proposed amendment to  a  brown-
 field  opportunity  area  designated  pursuant  to this section shall be
 proposed, and reviewed by the secretary, in the same  manner  and  using
 the same criteria set forth in this section and applicable to an initial
 nomination for the designation of a brownfield opportunity area.
   8.  Applications FOR BROWNFIELD OPPORTUNITY AREA DESIGNATION. [a.] All
 applications for [pre-nomination study assistance or  applications  for]
 designation  of a brownfield opportunity area shall demonstrate that the
 following community participation activities  have  been  [or  will  be]
 performed [by the applicant] IN DEVELOPMENT OF THE NOMINATION:
   (1)  identification  of  the  interested  public  and preparation of a
 contact list;
   (2) identification of major issues of public concern;
   (3) [provision to] PUBLIC access to (I) the [draft and final  applica-
 tion  for  pre-nomination  assistance and] NOMINATION FOR DESIGNATION OF
 THE brownfield opportunity area [designation], AND (II)  ANY  supporting
 documents  in a manner [convenient to the public] AS THE SECRETARY SHALL
 PRESCRIBE;
   (4) public notice and newspaper notice of (i) the intent of the  muni-
 cipality and/or community based organization to [undertake a pre-nomina-
 tion  process  or prepare] NOMINATE a brownfield opportunity area [plan]
 FOR DESIGNATION, and (ii) the availability of such application[.
   b. Application for nomination of a brownfield opportunity  area  shall
 provide the following minimum community participation activities:];
   [(1)] (5) a comment period of at least thirty days on a draft applica-
 tion; AND
   [(2)]  (6)  a  public meeting on a brownfield opportunity area [draft]
 application FOR DESIGNATION.
   9. Financial assistance; advance payment.  Notwithstanding  any  other
 law  to  the  contrary,  financial  assistance  pursuant to this section
 provided by the commissioner and the secretary pursuant to  an  executed
 contract may include an advance payment up to twenty-five percent of the
 contract amount.

 S. 7508--A                         107                        A. 9508--A

   10.  The secretary shall establish criteria for brownfield opportunity
 area conformance determinations for purposes of the brownfield  redevel-
 opment  tax credit component pursuant to clause (ii) of subparagraph (B)
 of paragraph [(5)] FIVE of subdivision (a) of section twenty-one of  the
 tax law. In establishing criteria, the secretary shall be guided by, but
 not  limited  to, the following considerations: how the proposed use and
 development advances the designated brownfield opportunity  area  plan's
 vision  statement,  goals  and  objectives  for  revitalization; how the
 density of development and associated buildings and structures  advances
 the  plan's objectives, desired redevelopment and priorities for invest-
 ment; and how the project complies with zoning and other local laws  and
 standards to guide and ensure appropriate use of the project site.
   § 2. This act shall take effect immediately.
 
                                  PART V
 
   Section 1. Section 159-j of the executive law is REPEALED.
   § 2. This act shall take effect October 1, 2018.
 
                                  PART W
 
   Section  1.  This  act enacts into law major components of legislation
 relating to student loan servicers and student debt relief  consultants.
 Each  component  is  wholly  contained  within  a  Subpart identified as
 Subparts A through C. The effective date for each  particular  provision
 contained  within  such Subpart is set forth in the last section of such
 Subpart. Any provision  in  any  section  contained  within  a  Subpart,
 including  the effective date of the Subpart, which makes a reference to
 a section "of this act", when used in connection  with  that  particular
 component,  shall  be  deemed  to  mean  and  refer to the corresponding
 section of the Subpart in which it is found.
 
                                 SUBPART A
 
   Section 1. The banking law is amended by adding a new article 14-A  to
 read as follows:
                               ARTICLE XIV-A
                          STUDENT LOAN SERVICERS
 SECTION 710. DEFINITIONS.
         711. LICENSING.
         712. APPLICATION FOR A STUDENT LOAN SERVICER LICENSE; FEES.
         713. APPLICATION  PROCESS  TO  RECEIVE  LICENSE TO ENGAGE IN THE
                BUSINESS OF STUDENT LOAN SERVICING.
         714. CHANGES IN OFFICERS AND DIRECTORS.
         715. CHANGES IN CONTROL.
         716. GROUNDS FOR SUSPENSION OR REVOCATION OF LICENSE.
         717. BOOKS AND RECORDS; REPORTS AND ELECTRONIC FILING.
         718. RULES AND REGULATIONS.
         719. PROHIBITED PRACTICES.
         720. SERVICING STUDENT LOANS WITHOUT A LICENSE.
         721. RESPONSIBILITIES.
         722. EXAMINATIONS.
         723. PENALTIES FOR VIOLATION OF THIS ARTICLE.
         724. SEVERABILITY OF PROVISIONS.
         725. COMPLIANCE WITH OTHER LAWS.

 S. 7508--A                         108                        A. 9508--A
 
   § 710. DEFINITIONS. 1. "APPLICANT" SHALL MEAN ANY PERSON APPLYING  FOR
 A LICENSE TO BE A STUDENT LOAN SERVICER.
   2. "BORROWER" SHALL MEAN ANY RESIDENT OF THIS STATE WHO HAS RECEIVED A
 STUDENT  LOAN  OR  AGREED IN WRITING TO PAY A STUDENT LOAN OR ANY PERSON
 WHO SHARES A LEGAL OBLIGATION WITH SUCH RESIDENT FOR REPAYING A  STUDENT
 LOAN.
   3. "BORROWER BENEFIT" SHALL MEAN AN INCENTIVE OFFERED TO A BORROWER IN
 CONNECTION  WITH  THE  ORIGINATION  OF A STUDENT LOAN, INCLUDING BUT NOT
 LIMITED TO AN INTEREST RATE REDUCTION, PRINCIPAL REBATE, FEE  WAIVER  OR
 REBATE, LOAN CANCELLATION, OR COSIGNER RELEASE.
   4.  "EXEMPT ORGANIZATION" SHALL MEAN ANY BANKING ORGANIZATION, FOREIGN
 BANKING CORPORATION, NATIONAL BANK, FEDERAL SAVINGS ASSOCIATION, FEDERAL
 CREDIT UNION, OR ANY BANK, TRUST COMPANY, SAVINGS BANK, SAVINGS AND LOAN
 ASSOCIATION, OR CREDIT UNION ORGANIZED  UNDER  THE  LAWS  OF  ANY  OTHER
 STATE,  OR  ANY PERSON LICENSED OR SUPERVISED BY THE DEPARTMENT EXEMPTED
 BY THE SUPERINTENDENT PURSUANT TO REGULATIONS PROMULGATED IN  ACCORDANCE
 WITH THIS ARTICLE.
   5.  "PERSON"  SHALL  MEAN  ANY  INDIVIDUAL,  ASSOCIATION, CORPORATION,
 LIMITED LIABILITY COMPANY, PARTNERSHIP, TRUST, UNINCORPORATED  ORGANIZA-
 TION, GOVERNMENT, AND ANY OTHER ENTITY.
   6.  "SERVICER" OR "STUDENT LOAN SERVICER" SHALL MEAN A PERSON LICENSED
 PURSUANT TO SECTION SEVEN HUNDRED ELEVEN OF THIS ARTICLE  TO  ENGAGE  IN
 THE BUSINESS OF SERVICING ANY STUDENT LOAN OF A BORROWER.
   7. "SERVICING" SHALL MEAN:
   (A) RECEIVING ANY PAYMENT FROM A BORROWER PURSUANT TO THE TERMS OF ANY
 STUDENT LOAN;
   (B) APPLYING ANY PAYMENT TO A BORROWER'S ACCOUNT PURSUANT TO THE TERMS
 OF  A  STUDENT  LOAN OR THE CONTRACT GOVERNING THE SERVICING OF ANY SUCH
 LOAN;
   (C) PROVIDING ANY NOTIFICATION OF AMOUNTS OWED ON A STUDENT LOAN BY OR
 ON ACCOUNT OF ANY BORROWER;
   (D) DURING A PERIOD WHEN A BORROWER IS NOT REQUIRED TO MAKE A  PAYMENT
 ON  A STUDENT LOAN, MAINTAINING ACCOUNT RECORDS FOR THE STUDENT LOAN AND
 COMMUNICATING WITH THE BORROWER REGARDING THE STUDENT LOAN ON BEHALF  OF
 THE OWNER OF THE STUDENT LOAN PROMISSORY NOTE;
   (E)  INTERACTING  WITH  A  BORROWER  WITH  RESPECT TO OR REGARDING ANY
 ATTEMPT TO AVOID DEFAULT ON THE BORROWER'S STUDENT LOAN, OR FACILITATING
 THE ACTIVITIES DESCRIBED IN PARAGRAPH (A) OR (B) OF THIS SUBDIVISION; OR
   (F) PERFORMING OTHER ADMINISTRATIVE SERVICES WITH RESPECT TO A BORROW-
 ER'S STUDENT LOAN.
   8. "STUDENT LOAN" SHALL MEAN ANY LOAN TO A BORROWER TO FINANCE POSTSE-
 CONDARY EDUCATION OR EXPENSES RELATED TO POSTSECONDARY EDUCATION.
   § 711. LICENSING. 1. NO PERSON SHALL ENGAGE IN THE BUSINESS OF SERVIC-
 ING STUDENT LOANS OWED BY ONE OR MORE BORROWERS RESIDING IN  THIS  STATE
 WITHOUT  FIRST  BEING  LICENSED  BY THE SUPERINTENDENT AS A STUDENT LOAN
 SERVICER IN ACCORDANCE WITH THIS ARTICLE AND SUCH REGULATIONS AS MAY  BE
 PRESCRIBED BY THE SUPERINTENDENT.
   2. THE LICENSING PROVISIONS OF THIS SUBDIVISION SHALL NOT APPLY TO ANY
 EXEMPT ORGANIZATION; PROVIDED THAT SUCH EXEMPT ORGANIZATION NOTIFIES THE
 SUPERINTENDENT  THAT  IT  IS  ACTING  AS A STUDENT LOAN SERVICER IN THIS
 STATE AND COMPLIES  WITH  SECTIONS  SEVEN  HUNDRED  NINETEEN  AND  SEVEN
 HUNDRED  TWENTY-ONE  OF  THIS  ARTICLE  AND ANY REGULATION APPLICABLE TO
 STUDENT LOAN SERVICERS PROMULGATED BY THE SUPERINTENDENT.
   § 712. APPLICATION FOR A STUDENT LOAN SERVICER LICENSE; FEES. 1.   THE
 APPLICATION  FOR  A  LICENSE  TO  BE A STUDENT LOAN SERVICER SHALL BE IN
 WRITING, UNDER OATH, AND IN THE FORM PRESCRIBED BY  THE  SUPERINTENDENT.

 S. 7508--A                         109                        A. 9508--A
 
 NOTWITHSTANDING  ARTICLE  THREE OF THE STATE TECHNOLOGY LAW OR ANY OTHER
 LAW TO THE CONTRARY, THE SUPERINTENDENT MAY REQUIRE THAT AN  APPLICATION
 FOR A LICENSE OR ANY OTHER SUBMISSION OR APPLICATION FOR APPROVAL AS MAY
 BE  REQUIRED  BY THIS ARTICLE BE MADE OR EXECUTED BY ELECTRONIC MEANS IF
 HE OR SHE DEEMS IT NECESSARY  TO  ENSURE  THE  EFFICIENT  AND  EFFECTIVE
 ADMINISTRATION   OF  THIS  ARTICLE.  THE  APPLICATION  SHALL  INCLUDE  A
 DESCRIPTION OF THE ACTIVITIES OF THE APPLICANT, IN SUCH DETAIL  AND  FOR
 SUCH PERIODS AS THE SUPERINTENDENT MAY REQUIRE, INCLUDING:
   (A)  AN  AFFIRMATION  OF FINANCIAL SOLVENCY NOTING SUCH CAPITALIZATION
 REQUIREMENTS AS MAY BE REQUIRED BY THE  SUPERINTENDENT,  AND  ACCESS  TO
 SUCH CREDIT AS MAY BE REQUIRED BY THE SUPERINTENDENT;
   (B)  A  FINANCIAL STATEMENT PREPARED BY A CERTIFIED PUBLIC ACCOUNTANT,
 THE ACCURACY OF WHICH IS SWORN TO UNDER OATH BEFORE A NOTARY  PUBLIC  BY
 AN OFFICER OR OTHER REPRESENTATIVE OF THE APPLICANT WHO IS AUTHORIZED TO
 EXECUTE SUCH DOCUMENTS;
   (C) AN AFFIRMATION THAT THE APPLICANT, OR ITS MEMBERS, OFFICERS, PART-
 NERS, DIRECTORS AND PRINCIPALS AS MAY BE APPROPRIATE, ARE AT LEAST TWEN-
 TY-ONE YEARS OF AGE;
   (D)  INFORMATION  AS TO THE CHARACTER, FITNESS, FINANCIAL AND BUSINESS
 RESPONSIBILITY, BACKGROUND AND EXPERIENCES  OF  THE  APPLICANT,  OR  ITS
 MEMBERS,  OFFICERS,  PARTNERS, DIRECTORS AND PRINCIPALS AS MAY BE APPRO-
 PRIATE;
   (E) ANY ADDITIONAL DETAIL OR INFORMATION REQUIRED BY  THE  SUPERINTEN-
 DENT.
   2. AN APPLICATION TO BECOME A STUDENT LOAN SERVICER OR ANY APPLICATION
 WITH RESPECT TO A STUDENT LOAN SERVICER SHALL BE ACCOMPANIED BY A FEE AS
 PRESCRIBED PURSUANT TO SECTION EIGHTEEN-A OF THIS CHAPTER.
   §  713.  APPLICATION PROCESS TO RECEIVE LICENSE TO ENGAGE IN THE BUSI-
 NESS OF STUDENT LOAN SERVICING. 1. UPON THE FILING OF AN APPLICATION FOR
 A LICENSE, IF THE SUPERINTENDENT SHALL FIND THAT THE FINANCIAL RESPONSI-
 BILITY, EXPERIENCE, CHARACTER, AND GENERAL FITNESS OF THE APPLICANT AND,
 IF APPLICABLE, THE MEMBERS, OFFICERS, PARTNERS, DIRECTORS AND PRINCIPALS
 OF THE APPLICANT ARE SUCH AS TO COMMAND THE CONFIDENCE OF THE  COMMUNITY
 AND TO WARRANT BELIEF THAT THE BUSINESS WILL BE OPERATED HONESTLY, FAIR-
 LY,  AND EFFICIENTLY WITHIN THE PURPOSE OF THIS ARTICLE, THE SUPERINTEN-
 DENT SHALL THEREUPON ISSUE A LICENSE IN DUPLICATE TO ENGAGE IN THE BUSI-
 NESS OF SERVICING STUDENT LOANS DESCRIBED IN SECTION SEVEN  HUNDRED  TEN
 OF  THIS  ARTICLE  IN ACCORDANCE WITH THE PROVISIONS OF THIS ARTICLE. IF
 THE SUPERINTENDENT SHALL NOT SO FIND, THE SUPERINTENDENT SHALL NOT ISSUE
 A LICENSE, AND THE SUPERINTENDENT SHALL SO  NOTIFY  THE  APPLICANT.  THE
 SUPERINTENDENT SHALL TRANSMIT ONE COPY OF A LICENSE TO THE APPLICANT AND
 FILE  ANOTHER  IN  THE  OFFICE OF THE DEPARTMENT.   UPON RECEIPT OF SUCH
 LICENSE, A STUDENT LOAN SERVICER SHALL BE AUTHORIZED TO  ENGAGE  IN  THE
 BUSINESS OF SERVICING STUDENT LOANS IN ACCORDANCE WITH THE PROVISIONS OF
 THIS  ARTICLE.  SUCH LICENSE SHALL REMAIN IN FULL FORCE AND EFFECT UNTIL
 IT IS SURRENDERED BY THE SERVICER OR REVOKED OR SUSPENDED AS HEREINAFTER
 PROVIDED.
   2. THE SUPERINTENDENT MAY REFUSE TO ISSUE A LICENSE PURSUANT  TO  THIS
 ARTICLE IF HE OR SHE SHALL FIND THAT THE APPLICANT, OR ANY PERSON WHO IS
 A  DIRECTOR,  OFFICER,  PARTNER,  AGENT,  EMPLOYEE,  MEMBER, SUBSTANTIAL
 STOCKHOLDER OF THE APPLICANT:
   (A) HAS BEEN CONVICTED OF A CRIME INVOLVING AN  ACTIVITY  WHICH  IS  A
 FELONY  UNDER  THIS CHAPTER OR UNDER ARTICLE ONE HUNDRED FIFTY-FIVE, ONE
 HUNDRED SEVENTY, ONE HUNDRED SEVENTY-FIVE, ONE HUNDRED SEVENTY-SIX,  ONE
 HUNDRED  EIGHTY,  ONE HUNDRED EIGHTY-FIVE, ONE HUNDRED EIGHTY-SEVEN, ONE
 HUNDRED NINETY, TWO HUNDRED, TWO HUNDRED TEN OR FOUR HUNDRED SEVENTY  OF

 S. 7508--A                         110                        A. 9508--A
 
 THE PENAL LAW OR ANY COMPARABLE FELONY UNDER THE LAWS OF ANY OTHER STATE
 OR  THE  UNITED  STATES,  PROVIDED  THAT SUCH CRIME WOULD BE A FELONY IF
 COMMITTED AND PROSECUTED UNDER THE LAWS OF THIS STATE;
   (B) HAS HAD A LICENSE OR REGISTRATION REVOKED BY THE SUPERINTENDENT OR
 ANY OTHER REGULATOR OR JURISDICTION;
   (C)  HAS  BEEN  AN  OFFICER,  DIRECTOR, PARTNER, MEMBER OR SUBSTANTIAL
 STOCKHOLDER OF AN ENTITY WHICH HAS HAD A LICENSE OR REGISTRATION REVOKED
 BY THE SUPERINTENDENT OR ANY OTHER REGULATOR OR JURISDICTION; OR
   (D) HAS BEEN AN AGENT, EMPLOYEE, OFFICER, DIRECTOR, PARTNER OR  MEMBER
 OF  AN  ENTITY  WHICH  HAS  HAD A LICENSE OR REGISTRATION REVOKED BY THE
 SUPERINTENDENT WHERE SUCH PERSON SHALL HAVE BEEN  FOUND  BY  THE  SUPER-
 INTENDENT TO BEAR RESPONSIBILITY IN CONNECTION WITH THE REVOCATION.
   3.  THE  TERM  "SUBSTANTIAL STOCKHOLDER", AS USED IN THIS SUBDIVISION,
 SHALL BE DEEMED TO REFER TO A PERSON OWNING OR CONTROLLING  DIRECTLY  OR
 INDIRECTLY  TEN  PER  CENTUM OR MORE OF THE TOTAL OUTSTANDING STOCK OF A
 CORPORATION.
   § 714. CHANGES IN OFFICERS AND DIRECTORS. UPON ANY CHANGE  OF  ANY  OF
 THE  EXECUTIVE  OFFICERS,  DIRECTORS, PARTNERS OR MEMBERS OF ANY STUDENT
 LOAN SERVICER, THE STUDENT LOAN SERVICER SHALL SUBMIT TO THE SUPERINTEN-
 DENT THE NAME, ADDRESS, AND OCCUPATION OF EACH  NEW  OFFICER,  DIRECTOR,
 PARTNER OR MEMBER, AND PROVIDE SUCH OTHER INFORMATION AS THE SUPERINTEN-
 DENT MAY REQUIRE.
   §  715.  CHANGES  IN CONTROL. 1. IT SHALL BE UNLAWFUL, EXCEPT WITH THE
 PRIOR APPROVAL OF THE SUPERINTENDENT, FOR ANY ACTION TO BE  TAKEN  WHICH
 RESULTS  IN A CHANGE OF CONTROL OF THE BUSINESS OF A STUDENT LOAN SERVI-
 CER. PRIOR TO ANY CHANGE OF CONTROL, THE PERSON  DESIROUS  OF  ACQUIRING
 CONTROL  OF  THE  BUSINESS OF A STUDENT LOAN SERVICER SHALL MAKE WRITTEN
 APPLICATION TO THE  SUPERINTENDENT  AND  PAY  AN  INVESTIGATION  FEE  AS
 PRESCRIBED  PURSUANT TO SECTION EIGHTEEN-A OF THIS CHAPTER TO THE SUPER-
 INTENDENT. THE APPLICATION SHALL CONTAIN SUCH INFORMATION AS THE  SUPER-
 INTENDENT,  BY  RULE OR REGULATION, MAY PRESCRIBE AS NECESSARY OR APPRO-
 PRIATE  FOR  THE  PURPOSE  OF  MAKING  THE  DETERMINATION  REQUIRED   BY
 SUBDIVISION TWO OF THIS SECTION. THIS INFORMATION SHALL INCLUDE, BUT NOT
 BE LIMITED TO, THE INFORMATION AND OTHER MATERIAL REQUIRED FOR A STUDENT
 LOAN SERVICER BY SUBDIVISION ONE OF SECTION SEVEN HUNDRED TWELVE OF THIS
 ARTICLE.
   2.  THE SUPERINTENDENT SHALL APPROVE OR DISAPPROVE THE PROPOSED CHANGE
 OF CONTROL OF A STUDENT LOAN SERVICER IN ACCORDANCE WITH THE  PROVISIONS
 OF SECTION SEVEN HUNDRED THIRTEEN OF THIS ARTICLE.
   3.  FOR  A PERIOD OF SIX MONTHS FROM THE DATE OF QUALIFICATION THEREOF
 AND FOR SUCH  ADDITIONAL  PERIOD  OF  TIME  AS  THE  SUPERINTENDENT  MAY
 PRESCRIBE,  IN  WRITING,  THE  PROVISIONS OF SUBDIVISIONS ONE AND TWO OF
 THIS SECTION SHALL NOT APPLY TO A TRANSFER OF CONTROL  BY  OPERATION  OF
 LAW  TO THE LEGAL REPRESENTATIVE, AS HEREINAFTER DEFINED, OF ONE WHO HAS
 CONTROL OF A STUDENT LOAN SERVICER.  THEREAFTER,  SUCH  LEGAL  REPRESEN-
 TATIVE  SHALL  COMPLY WITH THE PROVISIONS OF SUBDIVISIONS ONE AND TWO OF
 THIS SECTION. THE PROVISIONS OF SUBDIVISIONS ONE AND TWO OF THIS SECTION
 SHALL BE APPLICABLE TO AN APPLICATION MADE UNDER THIS SECTION BY A LEGAL
 REPRESENTATIVE. THE TERM "LEGAL REPRESENTATIVE",  FOR  THE  PURPOSES  OF
 THIS  SUBDIVISION,  SHALL  MEAN  A  PERSON  DULY APPOINTED BY A COURT OF
 COMPETENT JURISDICTION  TO  ACT  AS  EXECUTOR,  ADMINISTRATOR,  TRUSTEE,
 COMMITTEE,  CONSERVATOR  OR RECEIVER, INCLUDING ONE WHO SUCCEEDS A LEGAL
 REPRESENTATIVE AND ONE  ACTING  IN  AN  ANCILLARY  CAPACITY  THERETO  IN
 ACCORDANCE WITH THE PROVISIONS OF SUCH COURT APPOINTMENT.
   4.  AS  USED  IN THIS SECTION THE TERM "CONTROL" MEANS THE POSSESSION,
 DIRECTLY OR INDIRECTLY, OF THE POWER TO DIRECT OR CAUSE THE DIRECTION OF

 S. 7508--A                         111                        A. 9508--A
 
 THE MANAGEMENT AND POLICIES OF A STUDENT LOAN SERVICER, WHETHER  THROUGH
 THE  OWNERSHIP OF VOTING STOCK OF SUCH STUDENT LOAN SERVICER, THE OWNER-
 SHIP OF VOTING STOCK OF ANY PERSON WHICH POSSESSES SUCH POWER OR  OTHER-
 WISE.  CONTROL  SHALL  BE  PRESUMED  TO EXIST IF ANY PERSON, DIRECTLY OR
 INDIRECTLY, OWNS, CONTROLS OR HOLDS WITH POWER TO VOTE TEN PER CENTUM OR
 MORE OF THE VOTING STOCK OF ANY STUDENT LOAN SERVICER OR OF  ANY  PERSON
 WHICH  OWNS, CONTROLS OR HOLDS WITH POWER TO VOTE TEN PER CENTUM OR MORE
 OF THE VOTING STOCK OF ANY STUDENT LOAN SERVICER, BUT NO PERSON SHALL BE
 DEEMED TO CONTROL A STUDENT LOAN SERVICER SOLELY BY REASON OF  BEING  AN
 OFFICER  OR  DIRECTOR  OF SUCH STUDENT LOAN SERVICER. THE SUPERINTENDENT
 MAY IN HIS DISCRETION, UPON THE APPLICATION OF A STUDENT  LOAN  SERVICER
 OR  ANY PERSON WHO, DIRECTLY OR INDIRECTLY, OWNS, CONTROLS OR HOLDS WITH
 POWER TO VOTE OR SEEKS TO OWN, CONTROL OR HOLD WITH POWER  TO  VOTE  ANY
 VOTING STOCK OF SUCH STUDENT LOAN SERVICER, DETERMINE WHETHER OR NOT THE
 OWNERSHIP,  CONTROL OR HOLDING OF SUCH VOTING STOCK CONSTITUTES OR WOULD
 CONSTITUTE CONTROL OF SUCH STUDENT LOAN SERVICER FOR  PURPOSES  OF  THIS
 SECTION.
   §  716.  GROUNDS  FOR  SUSPENSION  OR  REVOCATION OF LICENSE. 1. AFTER
 NOTICE AND A HEARING, THE  SUPERINTENDENT  MAY  REVOKE  ANY  LICENSE  TO
 ENGAGE  IN  THE  BUSINESS  OF A STUDENT LOAN SERVICER ISSUED PURSUANT TO
 THIS ARTICLE IF HE OR SHE SHALL FIND THAT:
   (A) A SERVICER HAS VIOLATED ANY PROVISION OF THIS ARTICLE, ANY RULE OR
 REGULATION PROMULGATED  BY  THE  SUPERINTENDENT  UNDER  AND  WITHIN  THE
 AUTHORITY OF THIS ARTICLE, OR ANY OTHER APPLICABLE LAW;
   (B)  ANY FACT OR CONDITION EXISTS WHICH, IF IT HAD EXISTED AT THE TIME
 OF THE ORIGINAL APPLICATION FOR SUCH LICENSE, WOULD HAVE  WARRANTED  THE
 SUPERINTENDENT REFUSING ORIGINALLY TO ISSUE SUCH LICENSE;
   (C) A SERVICER DOES NOT COOPERATE WITH AN EXAMINATION OR INVESTIGATION
 BY THE SUPERINTENDENT;
   (D)  A  SERVICER  ENGAGES  IN FRAUD, INTENTIONAL MISREPRESENTATION, OR
 GROSS NEGLIGENCE IN SERVICING A STUDENT LOAN;
   (E) THE COMPETENCE, EXPERIENCE, CHARACTER, OR GENERAL FITNESS  OF  THE
 SERVICER, AN INDIVIDUAL CONTROLLING, DIRECTLY OR INDIRECTLY, TEN PERCENT
 OR  MORE  OF  THE  OUTSTANDING  INTERESTS, OR ANY PERSON RESPONSIBLE FOR
 SERVICING A STUDENT LOAN FOR THE SERVICER INDICATES THAT IT  IS  NOT  IN
 THE PUBLIC INTEREST TO PERMIT THE SERVICER TO CONTINUE SERVICING STUDENT
 LOANS;
   (F) THE SERVICER ENGAGES IN AN UNSAFE OR UNSOUND PRACTICE;
   (G) THE SERVICER IS INSOLVENT, SUSPENDS PAYMENT OF ITS OBLIGATIONS, OR
 MAKES A GENERAL ASSIGNMENT FOR THE BENEFIT OF ITS CREDITORS; OR
   (H) A SERVICER HAS VIOLATED THE LAWS OF THIS STATE, ANY OTHER STATE OR
 ANY  FEDERAL  LAW  INVOLVING FRAUDULENT OR DISHONEST DEALING, OR A FINAL
 JUDGMENT HAS BEEN ENTERED AGAINST A STUDENT LOAN  SERVICER  IN  A  CIVIL
 ACTION UPON GROUNDS OF FRAUD, MISREPRESENTATION OR DECEIT.
   2.  THE  SUPERINTENDENT  MAY, ON GOOD CAUSE SHOWN, OR WHERE THERE IS A
 SUBSTANTIAL RISK OF PUBLIC HARM, SUSPEND ANY LICENSE FOR  A  PERIOD  NOT
 EXCEEDING  THIRTY  DAYS, PENDING INVESTIGATION. "GOOD CAUSE", AS USED IN
 THIS SUBDIVISION, SHALL EXIST WHEN A STUDENT LOAN SERVICER HAS DEFAULTED
 OR IS LIKELY TO DEFAULT  IN  PERFORMING  ITS  FINANCIAL  ENGAGEMENTS  OR
 ENGAGES  IN  DISHONEST OR INEQUITABLE PRACTICES WHICH MAY CAUSE SUBSTAN-
 TIAL HARM TO THE PERSONS AFFORDED THE PROTECTION OF THIS ARTICLE.
   3. EXCEPT AS PROVIDED IN SUBDIVISION TWO OF THIS SECTION,  NO  LICENSE
 SHALL BE REVOKED OR SUSPENDED EXCEPT AFTER NOTICE AND A HEARING THEREON.
 ANY ORDER OF SUSPENSION ISSUED AFTER NOTICE AND A HEARING MAY INCLUDE AS
 A  CONDITION OF REINSTATEMENT THAT THE STUDENT LOAN SERVICER MAKE RESTI-
 TUTION TO CONSUMERS OF FEES OR OTHER CHARGES WHICH HAVE BEEN  IMPROPERLY

 S. 7508--A                         112                        A. 9508--A

 CHARGED  OR  COLLECTED,  INCLUDING  BUT  NOT  LIMITED  TO  BY ALLOCATING
 PAYMENTS CONTRARY TO A BORROWER'S DIRECTION OR IN A MANNER THAT FAILS TO
 HELP A BORROWER AVOID DEFAULT, AS DETERMINED BY THE SUPERINTENDENT.  ANY
 HEARING  HELD  PURSUANT  TO  THE  PROVISIONS  OF  THIS  SECTION SHALL BE
 NOTICED, CONDUCTED AND ADMINISTERED IN COMPLIANCE WITH THE STATE  ADMIN-
 ISTRATIVE PROCEDURE ACT.
   4.  ANY  STUDENT LOAN SERVICER MAY SURRENDER ANY LICENSE BY DELIVERING
 TO THE SUPERINTENDENT WRITTEN NOTICE THAT  IT  THEREBY  SURRENDERS  SUCH
 LICENSE,  BUT  SUCH  SURRENDER  SHALL NOT AFFECT THE SERVICER'S CIVIL OR
 CRIMINAL LIABILITY FOR ACTS COMMITTED PRIOR TO SUCH SURRENDER.  IF  SUCH
 SURRENDER  IS  MADE AFTER THE ISSUANCE BY THE SUPERINTENDENT OF A STATE-
 MENT OF CHARGES AND NOTICE OF HEARING, THE  SUPERINTENDENT  MAY  PROCEED
 AGAINST THE SERVICER AS IF THE SURRENDER HAD NOT TAKEN PLACE.
   5. NO REVOCATION, SUSPENSION, OR SURRENDER OF ANY LICENSE SHALL IMPAIR
 OR AFFECT THE OBLIGATION OF ANY PRE-EXISTING LAWFUL CONTRACT BETWEEN THE
 STUDENT LOAN SERVICER AND ANY PERSON, INCLUDING THE DEPARTMENT.
   6. EVERY LICENSE ISSUED PURSUANT TO THIS ARTICLE SHALL REMAIN IN FORCE
 AND  EFFECT  UNTIL  THE  SAME  SHALL  HAVE  BEEN SURRENDERED, REVOKED OR
 SUSPENDED IN ACCORDANCE WITH ANY OTHER PROVISIONS OF THIS ARTICLE.
   7. WHENEVER THE SUPERINTENDENT  SHALL  REVOKE  OR  SUSPEND  A  LICENSE
 ISSUED  PURSUANT  TO  THIS ARTICLE, HE OR SHE SHALL FORTHWITH EXECUTE IN
 DUPLICATE A WRITTEN ORDER TO THAT EFFECT. THE SUPERINTENDENT SHALL  FILE
 ONE  COPY OF SUCH ORDER IN THE OFFICE OF THE DEPARTMENT AND SHALL FORTH-
 WITH SERVE THE OTHER COPY UPON THE STUDENT LOAN SERVICER. ANY SUCH ORDER
 MAY BE REVIEWED IN THE MANNER PROVIDED BY ARTICLE SEVENTY-EIGHT  OF  THE
 CIVIL PRACTICE LAW AND RULES.
   §  717.  BOOKS  AND  RECORDS;  REPORTS  AND ELECTRONIC FILING. 1. EACH
 STUDENT LOAN SERVICER AND EXEMPT ORGANIZATION SHALL KEEP AND USE IN  ITS
 BUSINESS SUCH BOOKS, ACCOUNTS AND RECORDS AS WILL ENABLE THE SUPERINTEN-
 DENT TO DETERMINE WHETHER THE SERVICER OR EXEMPT ORGANIZATION IS COMPLY-
 ING  WITH  THE  PROVISIONS  OF THIS ARTICLE AND WITH THE RULES AND REGU-
 LATIONS LAWFULLY MADE BY THE SUPERINTENDENT. EVERY SERVICER  AND  EXEMPT
 ORGANIZATION  SHALL  PRESERVE  SUCH BOOKS, ACCOUNTS, AND RECORDS, FOR AT
 LEAST THREE YEARS.
   2. (A) EACH STUDENT LOAN SERVICER SHALL ANNUALLY, ON OR BEFORE A  DATE
 TO  BE  DETERMINED  BY THE SUPERINTENDENT, FILE A REPORT WITH THE SUPER-
 INTENDENT GIVING SUCH INFORMATION  AS  THE  SUPERINTENDENT  MAY  REQUIRE
 CONCERNING  THE  BUSINESS  AND  OPERATIONS DURING THE PRECEDING CALENDAR
 YEAR OF SUCH SERVICER UNDER AUTHORITY OF THIS ARTICLE. SUCH REPORT SHALL
 BE SUBSCRIBED AND AFFIRMED AS TRUE BY THE SERVICER UNDER  THE  PENALTIES
 OF PERJURY AND SHALL BE IN THE FORM PRESCRIBED BY THE SUPERINTENDENT.
   (B) IN ADDITION TO ANNUAL REPORTS, THE SUPERINTENDENT MAY REQUIRE SUCH
 ADDITIONAL REGULAR OR SPECIAL REPORTS AS HE OR SHE MAY DEEM NECESSARY TO
 THE  PROPER  SUPERVISION  OF  STUDENT LOAN SERVICERS UNDER THIS ARTICLE.
 SUCH ADDITIONAL REPORTS SHALL BE SUBSCRIBED AND AFFIRMED AS TRUE BY  THE
 SERVICER  UNDER  THE  PENALTIES  OF  PERJURY  AND  SHALL  BE IN THE FORM
 PRESCRIBED BY THE SUPERINTENDENT.
   3. NOTWITHSTANDING ARTICLE THREE OF THE STATE TECHNOLOGY  LAW  OR  ANY
 OTHER  LAW  TO  THE  CONTRARY,  THE  SUPERINTENDENT MAY REQUIRE THAT ANY
 SUBMISSION OR APPROVAL AS MAY BE REQUIRED BY THE SUPERINTENDENT BE  MADE
 OR  EXECUTED  BY  ELECTRONIC  MEANS  IF  HE OR SHE DEEMS IT NECESSARY TO
 ENSURE THE EFFICIENT ADMINISTRATION OF THIS ARTICLE.
   § 718. RULES AND REGULATIONS. 1. IN ADDITION TO  SUCH  POWERS  AS  MAY
 OTHERWISE  BE  PRESCRIBED  BY THIS CHAPTER, THE SUPERINTENDENT IS HEREBY
 AUTHORIZED AND EMPOWERED TO PROMULGATE SUCH RULES AND REGULATIONS AS MAY
 IN THE JUDGMENT OF THE SUPERINTENDENT BE CONSISTENT WITH THE PURPOSES OF

 S. 7508--A                         113                        A. 9508--A
 
 THIS ARTICLE, OR APPROPRIATE FOR THE EFFECTIVE  ADMINISTRATION  OF  THIS
 ARTICLE, INCLUDING, BUT NOT LIMITED TO:
   (A)  SUCH  RULES  AND REGULATIONS IN CONNECTION WITH THE ACTIVITIES OF
 STUDENT LOAN SERVICERS AND EXEMPT ORGANIZATIONS AS MAY BE NECESSARY  AND
 APPROPRIATE FOR THE PROTECTION OF BORROWERS IN THIS STATE.
   (B)  SUCH RULES AND REGULATIONS AS MAY BE NECESSARY AND APPROPRIATE TO
 DEFINE UNFAIR, DECEPTIVE OR ABUSIVE ACTS OR PRACTICES IN CONNECTION WITH
 THE ACTIVITIES OF STUDENT LOAN SERVICERS  AND  EXEMPT  ORGANIZATIONS  IN
 SERVICING STUDENT LOANS.
   (C)  SUCH  RULES  AND REGULATIONS AS MAY DEFINE THE TERMS USED IN THIS
 ARTICLE AND AS MAY BE NECESSARY AND APPROPRIATE TO INTERPRET AND  IMPLE-
 MENT THE PROVISIONS OF THIS ARTICLE.
   (D) SUCH RULES AND REGULATIONS AS MAY BE NECESSARY FOR THE ENFORCEMENT
 OF THIS ARTICLE.
   2.  THE SUPERINTENDENT IS HEREBY AUTHORIZED AND EMPOWERED TO MAKE SUCH
 SPECIFIC RULINGS, DEMANDS AND FINDINGS AS THE  SUPERINTENDENT  MAY  DEEM
 NECESSARY FOR THE PROPER CONDUCT OF THE STUDENT LOAN SERVICING INDUSTRY.
   § 719. PROHIBITED PRACTICES. NO STUDENT LOAN SERVICER SHALL:
   1.  EMPLOY  ANY  SCHEME,  DEVICE  OR  ARTIFICE TO DEFRAUD OR MISLEAD A
 BORROWER.
   2. ENGAGE IN ANY UNFAIR, DECEPTIVE OR PREDATORY ACT OR PRACTICE TOWARD
 ANY  PERSON  OR  MISREPRESENT  OR  OMIT  ANY  MATERIAL  INFORMATION   IN
 CONNECTION  WITH  THE  SERVICING  OF  A STUDENT LOAN, INCLUDING, BUT NOT
 LIMITED TO, MISREPRESENTING THE AMOUNT, NATURE OR TERMS OF  ANY  FEE  OR
 PAYMENT DUE OR CLAIMED TO BE DUE ON A STUDENT LOAN, THE TERMS AND CONDI-
 TIONS  OF  THE  LOAN  AGREEMENT  OR THE BORROWER'S OBLIGATIONS UNDER THE
 LOAN.
   3. MISAPPLY PAYMENTS TO THE OUTSTANDING BALANCE OF ANY STUDENT LOAN OR
 TO ANY RELATED INTEREST OR FEES.
   4. PROVIDE INACCURATE INFORMATION TO A CONSUMER REPORTING AGENCY.
   5. REFUSE TO COMMUNICATE WITH  AN  AUTHORIZED  REPRESENTATIVE  OF  THE
 BORROWER  WHO  PROVIDES  A WRITTEN AUTHORIZATION SIGNED BY THE BORROWER,
 PROVIDED THAT THE SERVICER MAY ADOPT PROCEDURES  REASONABLY  RELATED  TO
 VERIFYING THAT THE REPRESENTATIVE IS IN FACT AUTHORIZED TO ACT ON BEHALF
 OF THE BORROWER.
   6. MAKE ANY FALSE STATEMENT OR MAKE ANY OMISSION OF A MATERIAL FACT IN
 CONNECTION  WITH  ANY  INFORMATION  OR REPORTS FILED WITH A GOVERNMENTAL
 AGENCY OR IN CONNECTION WITH ANY INVESTIGATION CONDUCTED BY  THE  SUPER-
 INTENDENT OR ANOTHER GOVERNMENTAL AGENCY.
   §  720. SERVICING STUDENT LOANS WITHOUT A LICENSE. 1. WHENEVER, IN THE
 OPINION OF THE SUPERINTENDENT, A PERSON IS ENGAGED IN  THE  BUSINESS  OF
 SERVICING  STUDENT LOANS, EITHER ACTUALLY OR THROUGH SUBTERFUGE, WITHOUT
 A LICENSE FROM THE SUPERINTENDENT, THE  SUPERINTENDENT  MAY  ORDER  THAT
 PERSON  TO DESIST AND REFRAIN FROM ENGAGING IN THE BUSINESS OF SERVICING
 STUDENT LOANS IN THE STATE. IF, WITHIN THIRTY DAYS  AFTER  AN  ORDER  IS
 SERVED,  A  REQUEST FOR A HEARING IS FILED IN WRITING AND THE HEARING IS
 NOT HELD WITHIN SIXTY DAYS OF THE FILING, THE ORDER SHALL BE RESCINDED.
   2. THIS SECTION SHALL NOT APPLY TO EXEMPT ORGANIZATIONS.
   § 721. RESPONSIBILITIES. 1.  IF  A  STUDENT  LOAN  SERVICER  REGULARLY
 REPORTS  INFORMATION  TO A CONSUMER REPORTING AGENCY, THE SERVICER SHALL
 ACCURATELY REPORT A BORROWER'S  PAYMENT  PERFORMANCE  TO  AT  LEAST  ONE
 CONSUMER REPORTING AGENCY THAT COMPILES AND MAINTAINS FILES ON CONSUMERS
 ON  A  NATIONWIDE BASIS AS DEFINED IN SECTION 603(P) OF THE FEDERAL FAIR
 CREDIT REPORTING ACT (15 U.S.C. SEC. 1681A(P)),  UPON  ACCEPTANCE  AS  A
 DATA FURNISHER BY THAT CONSUMER REPORTING AGENCY.

 S. 7508--A                         114                        A. 9508--A
 
   2. (A) EXCEPT AS PROVIDED IN FEDERAL LAW OR REQUIRED BY A STUDENT LOAN
 AGREEMENT,  A  STUDENT  LOAN SERVICER SHALL INQUIRE OF A BORROWER HOW TO
 APPLY A BORROWER'S NONCONFORMING PAYMENT. A BORROWER'S DIRECTION ON  HOW
 TO  APPLY  A NONCONFORMING PAYMENT SHALL REMAIN IN EFFECT FOR ANY FUTURE
 NONCONFORMING  PAYMENT  DURING  THE  TERM  OF  A  STUDENT LOAN UNTIL THE
 BORROWER PROVIDES DIFFERENT DIRECTIONS.
   (B) FOR PURPOSES OF THIS SUBDIVISION,  "NONCONFORMING  PAYMENT"  SHALL
 MEAN  A PAYMENT THAT IS EITHER MORE OR LESS THAN THE BORROWER'S REQUIRED
 STUDENT LOAN PAYMENT.
   3. (A) IF THE SALE, ASSIGNMENT, OR OTHER TRANSFER OF THE SERVICING  OF
 A STUDENT LOAN RESULTS IN A CHANGE IN THE IDENTITY OF THE PERSON TO WHOM
 THE  BORROWER  IS  REQUIRED  TO  SEND  SUBSEQUENT PAYMENTS OR DIRECT ANY
 COMMUNICATIONS CONCERNING THE STUDENT  LOAN,  A  STUDENT  LOAN  SERVICER
 SHALL  TRANSFER  ALL  INFORMATION  REGARDING  A  BORROWER,  A BORROWER'S
 ACCOUNT, AND A BORROWER'S STUDENT LOAN, INCLUDING BUT NOT LIMITED TO THE
 BORROWER'S REPAYMENT STATUS AND ANY BORROWER  BENEFITS  ASSOCIATED  WITH
 THE  BORROWER'S STUDENT LOAN, TO THE NEW STUDENT LOAN SERVICER SERVICING
 THE BORROWER'S STUDENT LOAN WITHIN FORTY-FIVE DAYS.
   (B) A STUDENT LOAN SERVICER SHALL ADOPT  POLICIES  AND  PROCEDURES  TO
 VERIFY  THAT  IT  HAS  RECEIVED  ALL INFORMATION REGARDING A BORROWER, A
 BORROWER'S ACCOUNT, AND A BORROWER'S STUDENT  LOAN,  INCLUDING  BUT  NOT
 LIMITED  TO  THE  BORROWER'S  REPAYMENT STATUS AND ANY BORROWER BENEFITS
 ASSOCIATED WITH THE BORROWER'S STUDENT LOAN, WHEN THE  SERVICER  OBTAINS
 THE RIGHT TO SERVICE A STUDENT LOAN.
   4.  IF  A STUDENT LOAN SERVICER SELLS, ASSIGNS, OR OTHERWISE TRANSFERS
 THE SERVICING OF A STUDENT LOAN TO A NEW SERVICER, THE SALE,  ASSIGNMENT
 OR  OTHER  TRANSFER  SHALL  BE  COMPLETED AT LEAST SEVEN DAYS BEFORE THE
 BORROWER'S NEXT PAYMENT IS DUE.
   5. (A) A STUDENT LOAN  SERVICER  THAT  SELLS,  ASSIGNS,  OR  OTHERWISE
 TRANSFERS  THE  SERVICING OF A STUDENT LOAN SHALL REQUIRE AS A CONDITION
 OF SUCH SALE, ASSIGNMENT OR OTHER TRANSFER THAT  THE  NEW  STUDENT  LOAN
 SERVICER  SHALL  HONOR  ALL  BORROWER BENEFITS ORIGINALLY REPRESENTED AS
 BEING AVAILABLE TO A BORROWER DURING THE REPAYMENT OF THE  STUDENT  LOAN
 AND  THE  POSSIBILITY OF SUCH BENEFITS, INCLUDING ANY BENEFITS THAT WERE
 REPRESENTED AS BEING AVAILABLE BUT FOR WHICH THE BORROWER  HAD  NOT  YET
 QUALIFIED.
   (B)  A  STUDENT  LOAN  SERVICER  THAT  OBTAINS  THE RIGHT TO SERVICE A
 STUDENT LOAN SHALL HONOR ALL BORROWER BENEFITS ORIGINALLY REPRESENTED AS
 BEING AVAILABLE TO A BORROWER DURING THE REPAYMENT OF THE  STUDENT  LOAN
 AND  THE  POSSIBILITY OF SUCH BENEFITS, INCLUDING ANY BENEFITS THAT WERE
 REPRESENTED AS BEING AVAILABLE BUT FOR WHICH THE BORROWER  HAD  NOT  YET
 QUALIFIED.
   6.  A  STUDENT  LOAN  SERVICER  SHALL RESPOND WITHIN THIRTY DAYS AFTER
 RECEIPT TO A WRITTEN INQUIRY FROM A BORROWER OR A  BORROWER'S  REPRESEN-
 TATIVE.
   7. A STUDENT LOAN SERVICER SHALL PRESERVE RECORDS OF EACH STUDENT LOAN
 AND  ALL  COMMUNICATIONS  WITH  BORROWERS  FOR  NOT  LESS THAN TWO YEARS
 FOLLOWING THE FINAL PAYMENT ON A STUDENT LOAN OR THE SALE, ASSIGNMENT OR
 OTHER TRANSFER OF THE SERVICING OF  A  STUDENT  LOAN,  WHICHEVER  OCCURS
 FIRST,  OR  SUCH LONGER PERIOD AS MAY BE REQUIRED BY ANY OTHER PROVISION
 OF LAW.
   § 722. EXAMINATIONS. 1. THE SUPERINTENDENT MAY AT  ANY  TIME,  AND  AS
 OFTEN  AS HE OR SHE MAY DETERMINE, EITHER PERSONALLY OR BY A PERSON DULY
 DESIGNATED BY THE SUPERINTENDENT, INVESTIGATE THE BUSINESS  AND  EXAMINE
 THE  BOOKS,  ACCOUNTS,  RECORDS, AND FILES USED THEREIN OF EVERY STUDENT
 LOAN SERVICER. FOR THAT PURPOSE THE SUPERINTENDENT AND HIS OR  HER  DULY

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 DESIGNATED  REPRESENTATIVE  SHALL  HAVE  FREE  ACCESS TO THE OFFICES AND
 PLACES OF BUSINESS, BOOKS, ACCOUNTS, PAPERS, RECORDS, FILES,  SAFES  AND
 VAULTS  OF ALL STUDENT LOAN SERVICERS. THE SUPERINTENDENT AND ANY PERSON
 DULY  DESIGNATED  BY  HIM OR HER SHALL HAVE THE AUTHORITY TO REQUIRE THE
 ATTENDANCE OF AND TO EXAMINE UNDER OATH ALL PERSONS WHOSE  TESTIMONY  HE
 OR SHE MAY REQUIRE RELATIVE TO SUCH BUSINESS.
   2.  NO  PERSON  SUBJECT  TO  INVESTIGATION  OR  EXAMINATION UNDER THIS
 SECTION MAY KNOWINGLY WITHHOLD, ABSTRACT, REMOVE, MUTILATE,  DESTROY  OR
 SECRETE ANY BOOKS, RECORDS, COMPUTER RECORDS OR OTHER INFORMATION.
   3.  THE  EXPENSES  INCURRED IN MAKING ANY EXAMINATION PURSUANT TO THIS
 SECTION SHALL BE ASSESSED AGAINST AND PAID BY THE STUDENT LOAN  SERVICER
 SO  EXAMINED, EXCEPT THAT TRAVELING AND SUBSISTENCE EXPENSES SO INCURRED
 SHALL BE CHARGED AGAINST AND PAID BY SERVICERS IN  SUCH  PROPORTIONS  AS
 THE  SUPERINTENDENT  SHALL  DEEM  JUST  AND REASONABLE, AND SUCH PROPOR-
 TIONATE CHARGES SHALL BE ADDED TO THE ASSESSMENT OF THE  OTHER  EXPENSES
 INCURRED  UPON  EACH EXAMINATION. UPON WRITTEN NOTICE BY THE SUPERINTEN-
 DENT OF THE TOTAL AMOUNT OF SUCH ASSESSMENT, THE SERVICER  SHALL  BECOME
 LIABLE FOR AND SHALL PAY SUCH ASSESSMENT TO THE SUPERINTENDENT.
   4. IN ANY HEARING IN WHICH A DEPARTMENT EMPLOYEE ACTING UNDER AUTHORI-
 TY  OF  THIS  CHAPTER  IS  AVAILABLE FOR CROSS-EXAMINATION, ANY OFFICIAL
 WRITTEN REPORT, WORKSHEET, OTHER RELATED PAPERS, OR DULY CERTIFIED  COPY
 THEREOF,  COMPILED, PREPARED, DRAFTED, OR OTHERWISE MADE BY SUCH DEPART-
 MENT EMPLOYEE, AFTER BEING DULY AUTHENTICATED BY THE  EMPLOYEE,  MAY  BE
 ADMITTED  AS  COMPETENT EVIDENCE UPON THE OATH OF THE EMPLOYEE THAT SUCH
 WORKSHEET,  INVESTIGATIVE  REPORT,  OR  OTHER  RELATED  DOCUMENTS   WERE
 PREPARED  AS  A  RESULT  OF AN EXAMINATION OF THE BOOKS AND RECORDS OF A
 SERVICER OR OTHER PERSON, CONDUCTED PURSUANT TO THE  AUTHORITY  OF  THIS
 CHAPTER.
   5.  UNLESS  OTHERWISE  EXEMPT  PURSUANT  TO SUBDIVISION TWO OF SECTION
 SEVEN HUNDRED ELEVEN OF THIS  ARTICLE,  AFFILIATES  OF  A  STUDENT  LOAN
 SERVICER  ARE  SUBJECT  TO EXAMINATION BY THE SUPERINTENDENT ON THE SAME
 TERMS AS THE SERVICER, BUT ONLY WHEN REPORTS FROM, OR EXAMINATION OF,  A
 SERVICER  PROVIDES  EVIDENCE OF UNLAWFUL ACTIVITY BETWEEN A SERVICER AND
 AFFILIATE BENEFITTING, AFFECTING, OR ARISING FROM THE  ACTIVITIES  REGU-
 LATED BY THIS ARTICLE.
   § 723. PENALTIES FOR VIOLATION OF THIS ARTICLE. 1. IN ADDITION TO SUCH
 PENALTIES AS MAY OTHERWISE BE APPLICABLE BY LAW, THE SUPERINTENDENT MAY,
 AFTER  NOTICE  AND  HEARING,  REQUIRE  ANY  PERSON  FOUND  VIOLATING THE
 PROVISIONS OF THIS ARTICLE OR THE RULES OR REGULATIONS PROMULGATED HERE-
 UNDER TO PAY TO THE PEOPLE OF THIS STATE A PENALTY FOR EACH VIOLATION OF
 THE ARTICLE OR ANY REGULATION OR POLICY PROMULGATED HEREUNDER A SUM  NOT
 TO EXCEED AN AMOUNT AS DETERMINED PURSUANT TO SECTION FORTY-FOUR OF THIS
 CHAPTER FOR EACH SUCH VIOLATION.
   2.  NOTHING  IN  THIS  ARTICLE SHALL LIMIT ANY STATUTORY OR COMMON-LAW
 RIGHT OF ANY PERSON TO BRING ANY ACTION IN ANY COURT FOR ANY ACT, OR THE
 RIGHT OF THE STATE TO PUNISH ANY PERSON FOR ANY VIOLATION OF ANY LAW.
   § 724. SEVERABILITY OF PROVISIONS. IF ANY PROVISION OF  THIS  ARTICLE,
 OR  THE  APPLICATION  OF  SUCH  PROVISION TO ANY PERSON OR CIRCUMSTANCE,
 SHALL BE HELD INVALID, ILLEGAL OR UNENFORCEABLE, THE  REMAINDER  OF  THE
 ARTICLE,  AND  THE  APPLICATION  OF SUCH PROVISION TO PERSONS OR CIRCUM-
 STANCES OTHER THAN THOSE AS TO WHICH IT  IS  HELD  INVALID,  ILLEGAL  OR
 UNENFORCEABLE, SHALL NOT BE AFFECTED THEREBY.
   §  725.  COMPLIANCE  WITH  OTHER LAWS. 1. STUDENT LOAN SERVICERS SHALL
 ENGAGE IN THE BUSINESS OF SERVICING STUDENT LOANS IN CONFORMITY WITH THE
 PROVISIONS OF THE FINANCIAL SERVICES LAW, THIS CHAPTER, SUCH  RULES  AND
 REGULATIONS  AS  MAY BE PROMULGATED BY THE SUPERINTENDENT THEREUNDER AND

 S. 7508--A                         116                        A. 9508--A
 
 ALL APPLICABLE FEDERAL LAWS AND THE RULES  AND  REGULATIONS  PROMULGATED
 THEREUNDER.
   2.  NOTHING  IN THIS SECTION SHALL BE CONSTRUED TO LIMIT ANY OTHERWISE
 APPLICABLE STATE OR FEDERAL LAW OR REGULATIONS.
   § 2. Subdivision 10 of section 36 of the banking law,  as  amended  by
 chapter 182 of the laws of 2011, is amended to read as follows:
   10. All reports of examinations and investigations, correspondence and
 memoranda  concerning  or  arising  out of such examination and investi-
 gations, including any duly authenticated copy or copies thereof in  the
 possession  of  any  banking  organization,  bank holding company or any
 subsidiary thereof (as such terms "bank holding  company"  and  "subsid-
 iary"  are  defined in article three-A of this chapter), any corporation
 or any other entity affiliated with a banking  organization  within  the
 meaning  of  subdivision six of this section and any non-banking subsid-
 iary of a corporation or any other entity which is  an  affiliate  of  a
 banking  organization  within  the  meaning of subdivision six-a of this
 section, foreign banking corporation, licensed lender,  licensed  casher
 of   checks,  licensed  mortgage  banker,  registered  mortgage  broker,
 licensed mortgage  loan  originator,  licensed  sales  finance  company,
 registered  mortgage  loan  servicer,  LICENSED  STUDENT  LOAN SERVICER,
 licensed insurance  premium  finance  agency,  licensed  transmitter  of
 money,  licensed  budget  planner, any other person or entity subject to
 supervision under this chapter, or the department, shall be confidential
 communications, shall not be subject to subpoena and shall not  be  made
 public  unless,  in  the  judgment  of  the  superintendent, the ends of
 justice and the public advantage will be subserved  by  the  publication
 thereof,  in which event the superintendent may publish or authorize the
 publication of a copy of any such report or any  part  thereof  in  such
 manner  as may be deemed proper or unless such laws specifically author-
 ize such disclosure. For the purposes of this subdivision,  "reports  of
 examinations  and  investigations,  and any correspondence and memoranda
 concerning or arising out  of  such  examinations  and  investigations",
 includes any such materials of a bank, insurance or securities regulato-
 ry  agency  or  any unit of the federal government or that of this state
 any other state or that of any foreign government which  are  considered
 confidential  by  such agency or unit and which are in the possession of
 the department or which are otherwise confidential materials  that  have
 been  shared  by  the department with any such agency or unit and are in
 the possession of such agency or unit.
   § 3. Subdivisions 1, 2, 3 and 5 of section  39  of  the  banking  law,
 subdivisions  1,  2  and 5 as amended by chapter 123 of the laws of 2009
 and subdivision 3 as amended by chapter 155 of the  laws  of  2012,  are
 amended to read as follows:
   1.  To  appear  and  explain  an apparent violation. Whenever it shall
 appear to the superintendent that any banking organization, bank holding
 company, registered mortgage broker, licensed mortgage banker,  LICENSED
 STUDENT LOAN SERVICER, registered mortgage loan servicer, licensed mort-
 gage  loan  originator,  licensed  lender,  licensed  casher  of checks,
 licensed sales finance company, licensed insurance premium finance agen-
 cy, licensed transmitter of money, licensed budget planner, out-of-state
 state bank that maintains a branch  or  branches  or  representative  or
 other  offices in this state, or foreign banking corporation licensed by
 the superintendent to do business or maintain a representative office in
 this state has violated any law or regulation, he or she may, in his  or
 her  discretion,  issue  an order describing such apparent violation and
 requiring such banking organization, bank  holding  company,  registered

 S. 7508--A                         117                        A. 9508--A
 
 mortgage  broker, licensed mortgage banker, LICENSED STUDENT LOAN SERVI-
 CER, licensed mortgage loan originator, licensed lender, licensed casher
 of checks, licensed sales finance company,  licensed  insurance  premium
 finance  agency, licensed transmitter of money, licensed budget planner,
 out-of-state state bank that maintains a branch or branches or represen-
 tative or other offices in this state, or foreign banking corporation to
 appear before him or her, at a time and place fixed in  said  order,  to
 present an explanation of such apparent violation.
   2.  To discontinue unauthorized or unsafe and unsound practices. When-
 ever it shall appear to the superintendent that  any  banking  organiza-
 tion,  bank  holding company, registered mortgage broker, licensed mort-
 gage banker, LICENSED STUDENT LOAN SERVICER,  registered  mortgage  loan
 servicer,  licensed  mortgage loan originator, licensed lender, licensed
 casher of checks, licensed sales  finance  company,  licensed  insurance
 premium  finance  agency, licensed transmitter of money, licensed budget
 planner, out-of-state state bank that maintains a branch or branches  or
 representative or other offices in this state, or foreign banking corpo-
 ration  licensed  by  the superintendent to do business in this state is
 conducting business in an unauthorized or unsafe and unsound manner,  he
 or  she  may,  in  his  or  her discretion, issue an order directing the
 discontinuance of such unauthorized or unsafe and unsound practices, and
 fixing a time and place at which such banking organization, bank holding
 company, registered mortgage broker, licensed mortgage banker,  LICENSED
 STUDENT LOAN SERVICER, registered mortgage loan servicer, licensed mort-
 gage  loan  originator,  licensed  lender,  licensed  casher  of checks,
 licensed sales finance company, licensed insurance premium finance agen-
 cy, licensed transmitter of money, licensed budget planner, out-of-state
 state bank that maintains a branch  or  branches  or  representative  or
 other  offices  in this state, or foreign banking corporation may volun-
 tarily appear before him or her to present any explanation in defense of
 the practices directed in said order to be discontinued.
   3. To make good impairment of capital or  to  ensure  compliance  with
 financial  requirements.  Whenever it shall appear to the superintendent
 that the capital or capital stock  of  any  banking  organization,  bank
 holding  company  or any subsidiary thereof which is organized, licensed
 or registered pursuant to this chapter, is impaired,  or  the  financial
 requirements  imposed by subdivision one of section two hundred two-b of
 this chapter or any regulation of the superintendent on  any  branch  or
 agency  of  a  foreign banking corporation or the financial requirements
 imposed by this chapter or any regulation of the superintendent  on  any
 licensed  lender,  registered mortgage broker, licensed mortgage banker,
 LICENSED STUDENT LOAN SERVICER,  licensed  casher  of  checks,  licensed
 sales  finance  company,  licensed  insurance  premium  finance  agency,
 licensed transmitter of money, licensed budget planner or private banker
 are not satisfied,  the  superintendent  may,  in  the  superintendent's
 discretion,  issue  an  order  directing that such banking organization,
 bank holding company, branch or agency of a foreign banking corporation,
 registered mortgage broker, licensed mortgage banker,  LICENSED  STUDENT
 LOAN  SERVICER,  licensed  lender,  licensed  casher of checks, licensed
 sales  finance  company,  licensed  insurance  premium  finance  agency,
 licensed transmitter of money, licensed budget planner, or private bank-
 er  make  good  such  deficiency forthwith or within a time specified in
 such order.
   5. To keep books and accounts as prescribed. Whenever it shall  appear
 to the superintendent that any banking organization, bank holding compa-
 ny,  registered  mortgage  broker,  licensed  mortgage  banker, LICENSED

 S. 7508--A                         118                        A. 9508--A
 
 STUDENT LOAN SERVICER, registered mortgage loan servicer, licensed mort-
 gage loan  originator,  licensed  lender,  licensed  casher  of  checks,
 licensed sales finance company, licensed insurance premium finance agen-
 cy,  licensed  transmitter  of money, licensed budget planner, agency or
 branch of a foreign banking corporation licensed by  the  superintendent
 to  do  business  in this state, does not keep its books and accounts in
 such manner as to enable him or her to readily ascertain its true condi-
 tion, he or she may, in his or her discretion, issue an order  requiring
 such  banking  organization,  bank  holding company, registered mortgage
 broker, licensed mortgage banker, LICENSED STUDENT LOAN SERVICER, regis-
 tered  mortgage  loan  servicer,  licensed  mortgage  loan   originator,
 licensed  lender,  licensed  casher  of  checks,  licensed sales finance
 company, licensed insurance premium finance agency, licensed transmitter
 of money, licensed budget planner, or foreign  banking  corporation,  or
 the  officers  or  agents thereof, or any of them, to open and keep such
 books or accounts as he or she may, in his or her discretion,  determine
 and prescribe for the purpose of keeping accurate and convenient records
 of its transactions and accounts.
   §  4. Paragraph (a) of subdivision 1 of section 44 of the banking law,
 as amended by chapter 155 of the laws of 2012, is  amended  to  read  as
 follows:
   (a) Without limiting any power granted to the superintendent under any
 other provision of this chapter, the superintendent may, in a proceeding
 after  notice  and a hearing, require any safe deposit company, licensed
 lender, licensed casher  of  checks,  licensed  sales  finance  company,
 licensed  insurance  premium  finance  agency,  licensed  transmitter of
 money, licensed mortgage banker, LICENSED STUDENT LOAN SERVICER,  regis-
 tered  mortgage  broker,  licensed  mortgage loan originator, registered
 mortgage loan servicer or licensed budget planner to pay to  the  people
 of  this  state  a  penalty for any violation of this chapter, any regu-
 lation promulgated thereunder,  any  final  or  temporary  order  issued
 pursuant  to  section thirty-nine of this article, any condition imposed
 in writing by the superintendent in connection with  the  grant  of  any
 application  or  request, or any written agreement entered into with the
 superintendent.
   § 5. This act shall take effect on the one hundred eightieth day after
 it shall have become a law.
 
                                 SUBPART B
 
   Section 1. The financial services law is amended by adding a new arti-
 cle 7 to read as follows:

                                 ARTICLE 7
                         STUDENT DEBT CONSULTANTS
 SECTION 701. DEFINITIONS.
         702. PROHIBITIONS.
         703. DISCLOSURE REQUIREMENTS.
         704. STUDENT DEBT CONSULTING CONTRACTS.
         705. PENALTIES AND OTHER PROVISIONS.
         706. RULES AND REGULATIONS.
   § 701. DEFINITIONS.  (A) THE TERM "ADVERTISEMENT" SHALL  INCLUDE,  BUT
 IS  NOT  LIMITED  TO,  ALL  FORMS OF MARKETING, SOLICITATION, OR DISSEM-
 INATION OF INFORMATION RELATED, DIRECTLY OR INDIRECTLY, TO  SECURING  OR
 OBTAINING  A  STUDENT  DEBT CONSULTING CONTRACT OR SERVICES. FURTHER, IT
 SHALL INCLUDE ANY AND ALL COMMONLY RECOGNIZED FORMS OF  MEDIA  MARKETING

 S. 7508--A                         119                        A. 9508--A
 
 VIA  TELEVISION,  RADIO,  PRINT  MEDIA, ALL FORMS OF ELECTRONIC COMMUNI-
 CATION VIA THE INTERNET, AND ALL PREPARED SALES PRESENTATIONS  GIVEN  IN
 PERSON OR OVER THE INTERNET TO THE GENERAL PUBLIC.
   (B)  "BORROWER"  MEANS  ANY  RESIDENT OF THIS STATE WHO HAS RECEIVED A
 STUDENT LOAN OR AGREED IN WRITING TO PAY A STUDENT LOAN  OR  ANY  PERSON
 WHO  SHARES A LEGAL OBLIGATION WITH SUCH RESIDENT FOR REPAYING A STUDENT
 LOAN.
   (C) "FSA ID" MEANS A USERNAME AND PASSWORD ALLOCATED TO AN  INDIVIDUAL
 BY  THE FEDERAL GOVERNMENT TO ENABLE THE INDIVIDUAL TO LOG IN TO CERTAIN
 UNITED STATES DEPARTMENT OF EDUCATION WEBSITES, AND MAY BE USED TO  SIGN
 CERTAIN DOCUMENTS ELECTRONICALLY.
   (D) "STUDENT LOAN" MEANS ANY LOAN TO A BORROWER TO FINANCE POST-SECON-
 DARY EDUCATION OR EXPENSES RELATED TO POST-SECONDARY EDUCATION.
   (E)  "STUDENT  DEBT CONSULTING CONTRACT" OR "CONTRACT" MEANS AN AGREE-
 MENT BETWEEN A BORROWER AND A  CONSULTANT  UNDER  WHICH  THE  CONSULTANT
 AGREES TO PROVIDE STUDENT DEBT CONSULTING SERVICES.
   (F) "STUDENT DEBT CONSULTANT" OR "CONSULTANT" MEANS AN INDIVIDUAL OR A
 CORPORATION,  PARTNERSHIP,  LIMITED  LIABILITY COMPANY OR OTHER BUSINESS
 ENTITY THAT, DIRECTLY OR INDIRECTLY, SOLICITS OR  UNDERTAKES  EMPLOYMENT
 TO  PROVIDE  STUDENT  DEBT  CONSULTING  SERVICES.  A CONSULTANT DOES NOT
 INCLUDE THE FOLLOWING:
   (1) A PERSON OR ENTITY WHO HOLDS OR  IS  OWED  AN  OBLIGATION  ON  THE
 STUDENT  LOAN WHILE THE PERSON OR ENTITY PERFORMS SERVICES IN CONNECTION
 WITH THE STUDENT LOAN;
   (2) A BANK, TRUST  COMPANY,  PRIVATE  BANKER,  BANK  HOLDING  COMPANY,
 SAVINGS  BANK,  SAVINGS  AND  LOAN  ASSOCIATION, THRIFT HOLDING COMPANY,
 CREDIT UNION OR INSURANCE COMPANY  ORGANIZED  UNDER  THE  LAWS  OF  THIS
 STATE,  ANOTHER STATE OR THE UNITED STATES, OR A SUBSIDIARY OR AFFILIATE
 OF SUCH ENTITY OR A FOREIGN BANKING CORPORATION LICENSED BY  THE  SUPER-
 INTENDENT OF FINANCIAL SERVICES OR THE COMPTROLLER OF THE CURRENCY;
   (3)  A BONA FIDE NOT-FOR-PROFIT ORGANIZATION THAT OFFERS COUNSELING OR
 ADVICE TO BORROWERS; OR
   (4) SUCH OTHER PERSONS AS THE SUPERINTENDENT PRESCRIBES OR  INTERPRETS
 BY RULE.
   (G)  "STUDENT  DEBT CONSULTING SERVICES" MEANS SERVICES THAT A STUDENT
 DEBT CONSULTANT PROVIDES TO A BORROWER THAT  THE  CONSULTANT  REPRESENTS
 WILL HELP TO ACHIEVE ANY OF THE FOLLOWING:
   (1)  STOP,  ENJOIN,  DELAY, VOID, SET ASIDE, ANNUL, STAY OR POSTPONE A
 DEFAULT, BANKRUPTCY, TAX OFFSET, OR GARNISHMENT PROCEEDING;
   (2) OBTAIN A FORBEARANCE, DEFERMENT, OR OTHER RELIEF THAT  TEMPORARILY
 HALTS REPAYMENT OF A STUDENT LOAN;
   (3)  ASSIST THE BORROWER WITH PREPARING OR FILING DOCUMENTS RELATED TO
 STUDENT LOAN REPAYMENT;
   (4) ADVISE THE BORROWER WHICH STUDENT LOAN REPAYMENT PLAN OR  FORGIVE-
 NESS PROGRAM TO CONSIDER;
   (5)  ENROLL  THE  BORROWER IN ANY STUDENT LOAN REPAYMENT, FORGIVENESS,
 DISCHARGE, OR CONSOLIDATION PROGRAM;
   (6) ASSIST THE BORROWER IN  RE-ESTABLISHING  ELIGIBILITY  FOR  FEDERAL
 STUDENT FINANCIAL ASSISTANCE;
   (7) ASSIST THE BORROWER IN REMOVING A STUDENT LOAN FROM DEFAULT; OR
   (8) EDUCATE THE BORROWER ABOUT STUDENT LOAN REPAYMENT.
   §  702.  PROHIBITIONS.    A STUDENT DEBT CONSULTANT IS PROHIBITED FROM
 DOING THE FOLLOWING:
   (A) PERFORMING STUDENT DEBT CONSULTING  SERVICES  WITHOUT  A  WRITTEN,
 FULLY EXECUTED CONTRACT WITH A BORROWER;

 S. 7508--A                         120                        A. 9508--A
 
   (B)  CHARGING FOR OR ACCEPTING ANY PAYMENT FOR STUDENT DEBT CONSULTING
 SERVICES BEFORE THE FULL COMPLETION OF ALL SUCH  SERVICES,  INCLUDING  A
 PAYMENT  TO  BE  PLACED  IN  ESCROW  OR  ANY  OTHER  ACCOUNT PENDING THE
 COMPLETION OF SUCH SERVICES;
   (C) TAKING A POWER OF ATTORNEY FROM A BORROWER;
   (D)  RETAINING  ANY  ORIGINAL LOAN DOCUMENT OR OTHER ORIGINAL DOCUMENT
 RELATED TO A BORROWER'S STUDENT LOAN;
   (E) REQUESTING THAT A BORROWER PROVIDE  HIS  OR  HER  FSA  ID  TO  THE
 CONSULTANT, OR ACCEPTING A BORROWER'S FSA ID;
   (F)  STATING  OR  IMPLYING  THAT A BORROWER WILL NOT BE ABLE TO OBTAIN
 RELIEF ON THEIR OWN;
   (G) MISREPRESENTING, EXPRESSLY OR BY IMPLICATION, THAT:
   (1) THE CONSULTANT IS A PART OF, AFFILIATED WITH, OR ENDORSED OR SPON-
 SORED BY THE GOVERNMENT, GOVERNMENT LOAN  PROGRAMS,  THE  UNITED  STATES
 DEPARTMENT OF EDUCATION, OR BORROWERS' STUDENT LOAN SERVICERS; OR
   (2)  SOME  OR  ALL  OF A BORROWER'S PAYMENTS TO THE CONSULTANT WILL BE
 APPLIED TOWARDS THE BORROWER'S STUDENT LOANS.
   (H) INDUCING OR ATTEMPTING TO INDUCE  A  STUDENT  DEBTOR  TO  ENTER  A
 CONTRACT THAT DOES NOT FULLY COMPLY WITH THE PROVISIONS OF THIS ARTICLE;
 OR
   (I) ENGAGING IN ANY UNFAIR, DECEPTIVE, OR ABUSIVE ACT OR PRACTICE.
   §  703.  DISCLOSURE REQUIREMENTS.  (A) A STUDENT DEBT CONSULTANT SHALL
 CLEARLY AND CONSPICUOUSLY DISCLOSE IN ALL ADVERTISEMENTS:
   (1) THE ACTUAL SERVICES THE CONSULTANT PROVIDES TO BORROWERS;
   (2) THAT BORROWERS CAN APPLY FOR AND OBTAIN CONSOLIDATION  LOANS  FROM
 THE  UNITED STATES DEPARTMENT OF EDUCATION AT NO COST, INCLUDING PROVID-
 ING A DIRECT LINK IN ALL WRITTEN ADVERTISING TO THE APPLICATION  MATERI-
 ALS  FOR  A DIRECT CONSOLIDATION LOAN FROM THE U.S. DEPARTMENT OF EDUCA-
 TION;
   (3) THAT CONSOLIDATION OR OTHER SERVICES OFFERED BY THE CONSULTANT MAY
 NOT BE THE BEST OR ONLY OPTION FOR BORROWERS;
   (4) THAT A BORROWER MAY OBTAIN ALTERNATIVE FEDERAL STUDENT LOAN REPAY-
 MENT  PLANS,  INCLUDING  INCOME-BASED  PROGRAMS,  WITHOUT  CONSOLIDATING
 EXISTING FEDERAL STUDENT LOANS; AND
   (5)  THAT  BORROWERS  SHOULD  CONSIDER  CONSULTING  THEIR STUDENT LOAN
 SERVICER BEFORE SIGNING ANY LEGAL DOCUMENT CONCERNING A STUDENT LOAN.
   (B) THE DISCLOSURES REQUIRED BY SUBSECTION (A)  OF  THIS  SECTION,  IF
 DISSEMINATED  THROUGH  PRINT MEDIA OR THE INTERNET, SHALL BE CLEARLY AND
 LEGIBLY PRINTED OR DISPLAYED IN NOT LESS THAN  TWELVE-POINT  BOLD  TYPE,
 OR,  IF  THE  ADVERTISEMENT  IS PRINTED TO BE DISPLAYED IN PRINT THAT IS
 SMALLER THAN TWELVE POINT, IN BOLD TYPE PRINT THAT IS  NO  SMALLER  THAN
 THE  PRINT  IN  WHICH  THE  TEXT  OF  THE  ADVERTISEMENT  IS  PRINTED OR
 DISPLAYED.
   (C) THE PROVISIONS OF THIS SECTION SHALL APPLY TO ALL CONSULTANTS  WHO
 DISSEMINATE  ADVERTISEMENTS  IN  THE  STATE OF NEW YORK OR WHO INTEND TO
 DIRECTLY OR INDIRECTLY CONTACT A BORROWER WHO HAS A STUDENT LOAN AND  IS
 IN NEW YORK STATE. CONSULTANTS SHALL ESTABLISH AND AT ALL TIMES MAINTAIN
 CONTROL OVER THE CONTENT, FORM AND METHOD OF DISSEMINATION OF ALL ADVER-
 TISEMENTS  OF  THEIR  SERVICES.    FURTHER,  ALL ADVERTISEMENTS SHALL BE
 SUFFICIENTLY COMPLETE AND CLEAR TO AVOID THE POSSIBILITY OF DECEPTION OR
 THE ABILITY TO MISLEAD OR DECEIVE.
   § 704. STUDENT DEBT CONSULTING CONTRACTS.  (A) A STUDENT DEBT CONSULT-
 ING CONTRACT SHALL:
   (1) CONTAIN THE ENTIRE AGREEMENT OF THE PARTIES;
   (2) BE PROVIDED IN WRITING TO THE BORROWER FOR REVIEW BEFORE SIGNING;

 S. 7508--A                         121                        A. 9508--A
 
   (3) BE PRINTED IN AT LEAST TWELVE-POINT TYPE AND WRITTEN IN  THE  SAME
 LANGUAGE  THAT  IS  USED  BY  THE  BORROWER  AND WAS USED IN DISCUSSIONS
 BETWEEN THE CONSULTANT AND  THE  BORROWER  TO  DESCRIBE  THE  BORROWER'S
 SERVICES OR TO NEGOTIATE THE CONTRACT;
   (4)  FULLY DISCLOSE THE EXACT NATURE OF THE SERVICES TO BE PROVIDED BY
 THE CONSULTANT OR ANYONE WORKING IN ASSOCIATION WITH THE CONSULTANT;
   (5) FULLY DISCLOSE THE TOTAL AMOUNT AND TERMS OF COMPENSATION FOR SUCH
 SERVICES;
   (6) CONTAIN THE NAME, BUSINESS ADDRESS AND  TELEPHONE  NUMBER  OF  THE
 CONSULTANT AND THE STREET ADDRESS, IF DIFFERENT, AND FACSIMILE NUMBER OR
 EMAIL ADDRESS OF THE CONSULTANT WHERE COMMUNICATIONS FROM THE DEBTOR MAY
 BE DELIVERED;
   (7)  BE DATED AND PERSONALLY SIGNED BY THE BORROWER AND THE CONSULTANT
 AND BE WITNESSED AND ACKNOWLEDGED BY A NEW YORK NOTARY PUBLIC; AND
   (8) CONTAIN THE FOLLOWING NOTICE, WHICH SHALL BE PRINTED IN  AT  LEAST
 FOURTEEN-POINT  BOLDFACE  TYPE, COMPLETED WITH THE NAME OF THE PROVIDER,
 AND LOCATED IN  IMMEDIATE  PROXIMITY  TO  THE  SPACE  RESERVED  FOR  THE
 DEBTOR'S SIGNATURE:
 "NOTICE REQUIRED BY NEW YORK LAW
 YOU  MAY CANCEL THIS CONTRACT, WITHOUT ANY PENALTY OR OBLIGATION, AT ANY
 TIME BEFORE MIDNIGHT OF
 ......... (FIFTH BUSINESS DAY AFTER EXECUTION).
 ......... (NAME OF CONSULTANT) (THE "CONSULTANT") OR ANYONE WORKING  FOR
 THE  CONSULTANT  MAY  NOT  TAKE  ANY MONEY FROM YOU OR ASK YOU FOR MONEY
 UNTIL THE CONSULTANT  HAS  COMPLETELY  FINISHED  DOING  EVERYTHING  THIS
 CONTRACT SAYS THE CONSULTANT WILL DO.
 YOU SHOULD CONSIDER CONTACTING YOUR STUDENT LOAN SERVICER BEFORE SIGNING
 ANY  LEGAL  DOCUMENT  CONCERNING YOUR STUDENT LOAN. IN ADDITION, YOU MAY
 WANT TO VISIT THE NEW  YORK  STATE  DEPARTMENT  OF  FINANCIAL  SERVICES'
 STUDENT LENDING RESOURCE CENTER AT WWW.DFS.NY.GOV/STUDENTPROTECTION. THE
 LAW REQUIRES THAT THIS CONTRACT CONTAIN THE ENTIRE AGREEMENT BETWEEN YOU
 AND  THE  PROVIDER.  YOU  SHOULD NOT RELY UPON ANY OTHER WRITTEN OR ORAL
 AGREEMENT OR PROMISE."
 THE PROVIDER SHALL ACCURATELY ENTER THE  DATE  ON  WHICH  THE  RIGHT  TO
 CANCEL ENDS.
   (B)  (1)  THE BORROWER HAS THE RIGHT TO CANCEL, WITHOUT ANY PENALTY OR
 OBLIGATION, ANY CONTRACT WITH A CONSULTANT UNTIL MIDNIGHT OF  THE  FIFTH
 BUSINESS  DAY FOLLOWING THE DAY ON WHICH THE CONSULTANT AND THE BORROWER
 SIGN A CONSULTING CONTRACT. CANCELLATION OCCURS WHEN THE BORROWER, OR  A
 REPRESENTATIVE  OF  THE  BORROWER,  EITHER  DELIVERS  WRITTEN  NOTICE OF
 CANCELLATION IN PERSON  TO  THE  ADDRESS  SPECIFIED  IN  THE  CONSULTING
 CONTRACT OR SENDS A WRITTEN COMMUNICATION BY FACSIMILE, BY UNITED STATES
 MAIL  OR  BY  AN ESTABLISHED COMMERCIAL LETTER DELIVERY SERVICE. A DATED
 PROOF OF FACSIMILE DELIVERY OR PROOF OF MAILING  CREATES  A  PRESUMPTION
 THAT  THE  NOTICE  OF  CANCELLATION  HAS  BEEN DELIVERED ON THE DATE THE
 FACSIMILE IS SENT OR THE NOTICE IS DEPOSITED IN THE  MAIL  OR  WITH  THE
 DELIVERY SERVICE. CANCELLATION OF THE CONTRACT SHALL RELEASE THE BORROW-
 ER  FROM  ALL  OBLIGATIONS  TO PAY FEES OR ANY OTHER COMPENSATION TO THE
 CONSULTANT.
   (2) THE CONTRACT SHALL  BE  ACCOMPANIED  BY  TWO  COPIES  OF  A  FORM,
 CAPTIONED  "NOTICE  OF CANCELLATION" IN AT LEAST TWELVE-POINT BOLD TYPE.
 THIS FORM SHALL BE ATTACHED TO THE CONTRACT, SHALL BE EASILY DETACHABLE,
 AND SHALL CONTAIN THE FOLLOWING STATEMENT WRITTEN IN THE  SAME  LANGUAGE
 AS USED IN THE CONTRACT, AND THE CONTRACTOR SHALL INSERT ACCURATE INFOR-
 MATION AS TO THE DATE ON WHICH THE RIGHT TO CANCEL ENDS AND THE CONTRAC-
 TOR'S CONTACT INFORMATION:

 S. 7508--A                         122                        A. 9508--A
 
 "NOTICE OF CANCELLATION
 NOTE:  YOU  MAY CANCEL THIS CONTRACT, WITHOUT ANY PENALTY OR OBLIGATION,
 AT ANY TIME BEFORE MIDNIGHT OF (ENTER DATE)
 TO CANCEL THIS CONTRACT, SIGN AND DATE BOTH COPIES OF THIS  CANCELLATION
 NOTICE  AND  PERSONALLY DELIVER ONE COPY OR SEND IT BY FACSIMILE, UNITED
 STATES MAIL, OR AN ESTABLISHED COMMERCIAL LETTER DELIVERY SERVICE, INDI-
 CATING CANCELLATION TO THE CONSULTANT AT ONE OF THE FOLLOWING:
 NAME OF CONSULTANT
 STREET ADDRESS
 CITY, STATE, ZIP
 FACSIMILE:
 I HEREBY CANCEL THIS TRANSACTION.
 NAME OF BORROWER:
 SIGNATURE OF BORROWER:
 DATE:             "
   (3) WITHIN TEN DAYS FOLLOWING RECEIPT  OF  A  NOTICE  OF  CANCELLATION
 GIVEN  IN  ACCORDANCE  WITH THIS SUBSECTION, THE CONSULTANT SHALL RETURN
 ANY ORIGINAL CONTRACT AND ANY OTHER DOCUMENTS SIGNED BY OR  PROVIDED  BY
 THE BORROWER. CANCELLATION SHALL RELEASE THE BORROWER OF ALL OBLIGATIONS
 TO PAY ANY FEES OR COMPENSATION TO THE CONSULTANT.
   §  705.  PENALTIES  AND  OTHER PROVISIONS.   (A) IF THE SUPERINTENDENT
 FINDS, AFTER NOTICE AND HEARING, THAT  A  CONSULTANT  HAS  VIOLATED  ANY
 PROVISION  OF  THIS  ARTICLE,  THE SUPERINTENDENT MAY: (1) MAKE NULL AND
 VOID ANY AGREEMENT BETWEEN THE BORROWER  AND  THE  CONSULTANT;  AND  (2)
 IMPOSE  A  CIVIL  PENALTY OF NOT MORE THAN TEN THOUSAND DOLLARS FOR EACH
 VIOLATION.
   (B) IF THE CONSULTANT VIOLATES ANY PROVISION OF THIS ARTICLE  AND  THE
 BORROWER  SUFFERS  DAMAGE  BECAUSE  OF  THE  VIOLATION, THE BORROWER MAY
 RECOVER ACTUAL AND CONSEQUENTIAL DAMAGES AND COSTS FROM  THE  CONSULTANT
 IN  AN  ACTION BASED ON THIS ARTICLE. IF THE CONSULTANT INTENTIONALLY OR
 RECKLESSLY VIOLATES ANY PROVISION OF THIS ARTICLE, THE COURT  MAY  AWARD
 THE BORROWER TREBLE DAMAGES, ATTORNEYS' FEES AND COSTS.
   (C)  ANY PROVISION OF A STUDENT DEBT CONSULTING CONTRACT THAT ATTEMPTS
 OR PURPORTS TO LIMIT THE LIABILITY OF THE CONSULTANT UNDER THIS  ARTICLE
 SHALL  BE NULL AND VOID. INCLUSION OF SUCH PROVISION SHALL AT THE OPTION
 OF THE BORROWER RENDER THE CONTRACT VOID. ANY PROVISION  IN  A  CONTRACT
 WHICH ATTEMPTS OR PURPORTS TO REQUIRE ARBITRATION OF ANY DISPUTE ARISING
 UNDER  THIS  ARTICLE  SHALL  BE  VOID AT THE OPTION OF THE BORROWER. ANY
 WAIVER OF THE PROVISIONS OF THIS ARTICLE SHALL BE VOID AND UNENFORCEABLE
 AS CONTRARY TO PUBLIC POLICY.
   (D) THE PROVISIONS OF THIS ARTICLE ARE NOT EXCLUSIVE AND ARE IN  ADDI-
 TION TO ANY OTHER REQUIREMENTS, RIGHTS, REMEDIES, AND PENALTIES PROVIDED
 BY LAW.
   §  706.  RULES  AND  REGULATIONS.    IN ADDITION TO SUCH POWERS AS MAY
 OTHERWISE BE PRESCRIBED BY THIS CHAPTER, THE  SUPERINTENDENT  IS  HEREBY
 AUTHORIZED AND EMPOWERED TO PROMULGATE SUCH RULES AND REGULATIONS AS MAY
 IN THE JUDGMENT OF THE SUPERINTENDENT BE CONSISTENT WITH THE PURPOSES OF
 THIS  ARTICLE,  OR  APPROPRIATE FOR THE EFFECTIVE ADMINISTRATION OF THIS
 ARTICLE.
   § 2. This act shall take effect on the one hundred eightieth day after
 it shall have become a law.
 
                                 SUBPART C
 
   Section 1. The education law is amended by adding a new  article  13-C
 to read as follows:

 S. 7508--A                         123                        A. 9508--A
 
                               ARTICLE 13-C
                           STUDENT LOAN DEBTORS
 SECTION 633. NO DENIAL OF LICENSES FOR STUDENT LOAN DEBTORS.
   §  633.  NO  DENIAL OF LICENSES FOR STUDENT LOAN DEBTORS. 1.  NOTWITH-
 STANDING ANY OTHER PROVISION OF LAW, RULE, OR REGULATION TO THE  CONTRA-
 RY,  ANY AGENCY, DEPARTMENT, OFFICE, BOARD, OR ANY OTHER INSTRUMENTALITY
 OF THE STATE AUTHORIZED TO ISSUE  PROFESSIONAL  LICENSES  IN  THE  STATE
 SHALL BE PROHIBITED FROM TAKING ANY ADVERSE ACTION AGAINST ANY LICENSEE,
 INCLUDING BUT NOT LIMITED TO FINE, NONRENEWAL, SUSPENSION, OR REVOCATION
 OF  A  PROFESSIONAL  LICENSE,  BASED UPON THE STATUS OF ANY STUDENT LOAN
 OBLIGATION OF SUCH LICENSEE.
   2. NOTWITHSTANDING ANY OTHER PROVISION OF LAW, RULE, OR REGULATION  TO
 THE  CONTRARY,  ANY  AGENCY,  DEPARTMENT,  OFFICE,  BOARD,  OR ANY OTHER
 INSTRUMENTALITY OF THE STATE AUTHORIZED TO ISSUE  PROFESSIONAL  LICENSES
 IN  THE STATE SHALL BE PROHIBITED FROM TAKING ANY ADVERSE ACTION RELATED
 TO ISSUANCE OF A PROFESSIONAL LICENSE AGAINST ANY INDIVIDUAL  OR  APPLI-
 CANT  FOR A PROFESSIONAL LICENSE, INCLUDING BUT NOT LIMITED TO DENIAL OF
 A PROFESSIONAL LICENSE OR DISAPPROVAL OF AN APPLICATION  FOR  A  PROFES-
 SIONAL  LICENSE, BASED UPON THE STATUS OF ANY STUDENT LOAN OBLIGATION OF
 SUCH INDIVIDUAL OR APPLICANT FOR A PROFESSIONAL LICENSE.
   3. FOR PURPOSES OF THIS SECTION "PROFESSIONAL LICENSE" MEANS  AUTHORI-
 ZATION,  LICENSURE, OR CERTIFICATION TO PRACTICE ANY PROFESSIONAL ACTIV-
 ITY IN THE STATE, WHETHER TEMPORARY OR PERMANENT, ISSUED BY ANY  AGENCY,
 DEPARTMENT, OFFICE, BOARD, OR ANY OTHER INSTRUMENTALITY OF THE STATE.
   4.  FOR  PURPOSES  OF  THIS SECTION "STUDENT LOAN" MEANS ANY LOAN TO A
 BORROWER TO FINANCE POSTSECONDARY EDUCATION OR EXPENSES RELATED TO POST-
 SECONDARY EDUCATION.
   § 2. This act shall take effect immediately.
   § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
 sion, section or subpart of this act shall be adjudged by any  court  of
 competent  jurisdiction  to  be invalid, such judgment shall not affect,
 impair, or invalidate the remainder thereof, but shall  be  confined  in
 its  operation  to the clause, sentence, paragraph, subdivision, section
 or subpart thereof directly involved in the controversy  in  which  such
 judgment  shall  have  been  rendered.  It  is hereby declared to be the
 intent of the legislature that this act would have been enacted even  if
 such invalid provisions had not been included herein.
   §  3.  This  act shall take effect immediately provided, however, that
 the applicable effective date of Subparts A through C of this act  shall
 be as specifically set forth in the last section of such Subparts.

                                  PART X
 
   Section  1. Section 2 of chapter 584 of the laws of 2011, amending the
 public authorities law relating to the powers and duties of the dormito-
 ry authority of the state of New York relative to the  establishment  of
 subsidiaries  for certain purposes, as amended by section 1 of part P of
 chapter 58 of the laws of 2016, is amended to read as follows:
   § 2. This act shall take effect immediately and shall  expire  and  be
 deemed repealed on July 1, [2018] 2020; provided however, that the expi-
 ration  of  this  act  shall  not  impair or otherwise affect any of the
 powers, duties, responsibilities, functions, rights  or  liabilities  of
 any  subsidiary  duly  created  pursuant  to  subdivision twenty-five of
 section 1678 of the public authorities law prior to such expiration.
   § 2. This act shall take effect immediately.

 S. 7508--A                         124                        A. 9508--A
 
                                  PART Y
 
   Section  1.  Section  3  of  part  S of chapter 58 of the laws of 2016
 amending the New York state urban development corporation  act  relating
 to  transferring the statutory authority for the promulgation of market-
 ing orders from the department of agriculture and  markets  to  the  New
 York state urban development corporation is amended to read as follows:
   §  3.  This  act shall take effect on the ninetieth day after it shall
 have become a law [and shall expire and be  deemed  repealed  two  years
 after such date]; provided, however, that any assessment due and payable
 under  such  marketing orders shall be remitted to the urban development
 corporation starting 30 days after such effective date.
   § 2. This act shall take effect immediately.
 
                                  PART Z
 
   Section 1. This act shall be known and may be  cited  as  the  "empire
 forests for the future initiative".
   §  2.  Subdivision  9  of section 480 of the real property tax law, as
 added by chapter 814 of the laws of 1974, is amended to read as follows:
   9. No lands shall be classified pursuant to this section after Septem-
 ber first, nineteen hundred seventy-four. As to lands classified  pursu-
 ant  to  this section prior to such date, the owner thereof may elect to
 continue to have such lands so classified, subject to  all  the  duties,
 responsibilities  and  privileges  under  this section, or he OR SHE may
 elect to make application for certification  pursuant  to  section  four
 hundred  eighty-a  hereof  UNTIL  MARCH FIRST, TWO THOUSAND NINETEEN  OR
 SECTION FOUR HUNDRED EIGHTY-B OF THIS TITLE.
   § 3. Section 480-a of the real property tax law, as amended by chapter
 428 of the laws of 1987, paragraph (a) of subdivision 1  as  amended  by
 chapter  396  of the laws of 2008, subparagraph (ii) of paragraph (a) of
 subdivision 3 as further amended by subdivision (b) of section 1 of part
 W of chapter 56 of the laws of 2010, subdivision 4 as amended by chapter
 316 of the laws of 1992 and paragraph (b) of subdivision  4  as  further
 amended  by  subdivision (b) of section 1 of part W of chapter 56 of the
 laws of 2010, paragraphs (a) and (c) of  subdivision  4  as  amended  by
 chapter  440  of  the laws of 1993 and paragraph (c) of subdivision 4 as
 further amended by subdivision (b) of section 1 of part W of chapter  56
 of  the laws of 2010, paragraph (e) of subdivision 7 as amended by chap-
 ter 590 of the laws of 1994 and paragraph (i) of subdivision 7 as  added
 by chapter 2 of the laws of 1997, is amended to read as follows:
   §  480-a.  Taxation  of forest land UNDER AN APPROVED MANAGEMENT PLAN.
 1. As used in this section:
   (a) "Approved management plan" shall mean[:  (i)] a plan  approved  by
 the  department  for  the  management  of  an eligible tract which shall
 contain requirements and standards to ensure the  continuing  production
 of  a  merchantable  forest  crop  selected by the owner. Every approved
 management plan shall set forth requirements and standards  relating  to
 stocking,  cutting,  forest  management access, and any specified use of
 the eligible tract other than  for  the  production  of  a  merchantable
 forest  crop  which  is  desired  by  the  owner  and compatible with or
 supportive of the continuing production of a merchantable  forest  crop.
 Such  plan shall include provisions accommodating endangered and threat-
 ened animals and plants. Such plan must be  prepared  by  or  under  the
 direct  supervision  of  a  DEPARTMENT  APPROVED forester who may be the

 S. 7508--A                         125                        A. 9508--A
 
 owner or an agent of the owner, including an industrial  forester  or  a
 cooperating consultant forester[; or
   (ii)  participation  in a forest certification program (such as Forest
 Stewardship  Council  certification,  Sustainable  Forestry  Initiative;
 American  Tree  Farm Program, etc.) recognized in the regulations of the
 department].
   (b) "Commitment" shall mean a declaration to the [department] ASSESSOR
 AND COUNTY CLERK made on an annual basis by the  owner  of  a  certified
 eligible tract committing such tract to continued forest crop production
 for  the  next  succeeding  ten years under an approved management plan.
 THE DOCUMENT ON WHICH THE COMMITMENT IS  MADE  SHALL  BE  KNOWN  AS  THE
 "COMMITMENT  FORM"  AND  SHALL  INCLUDE  THE  "VERIFICATION OF CONTINUED
 ELIGIBILITY" AS DEFINED BY PARAGRAPH (I) OF THIS SUBDIVISION. A  COMMIT-
 MENT  FORM WITHOUT A PROPERLY COMPLETED VERIFICATION OF CONTINUED ELIGI-
 BILITY SHALL HAVE NO LEGAL EFFECT.
   (c) "Cooperating consultant forester" shall mean a qualified  forester
 who,  or a qualified forestry consultant firm which, has entered into an
 agreement with the department  under  the  New  York  state  cooperating
 consultant  foresters program pursuant to section 9-0713 of the environ-
 mental conservation law.
   (d) "Department" shall mean the department of environmental  conserva-
 tion.
   (e) "Eligible tract" shall mean a tract of privately owned forest land
 of at least fifty contiguous acres, exclusive of any portion thereof not
 devoted  to  the  production  of forest crops. Lands divided by federal,
 state, county or town roads, easements or rights-of-way, or energy tran-
 smission corridors or similar facilities will be  considered  contiguous
 for purposes of this section, unless vehicular access for forest manage-
 ment  purposes is precluded. Lands from which a merchantable forest crop
 has been cut or removed within three years prior to the time of applica-
 tion for certification under this section will be ineligible unless such
 cutting or removal was accomplished under a  forest  management  program
 designed to provide for the continuing production of merchantable forest
 crops AS DETERMINED BY THE STATE FORESTER OR HIS OR HER DESIGNEE.
   (f)  "Forest land" shall mean land exclusively devoted to and suitable
 for forest crop production through natural regeneration or through fore-
 station and shall be stocked with a stand of forest trees sufficient  to
 produce  a  merchantable  forest crop within thirty years of the time of
 original certification.
   (g) "Merchantable forest crop" shall mean timber or pulpwood,  includ-
 ing  veneer  bolts, sawlogs, poles, posts and fuelwood, that is produced
 on forest land, has a value in the market and may be sold.
   (h) ["Stumpage value"  shall  mean  the  current  market  worth  of  a
 merchantable  forest  crop  as  it  stands at the time of sale, cutting,
 required cutting or removal] "CERTIFICATE OF ELIGIBILITY" SHALL  MEAN  A
 CERTIFICATE  ISSUED  BY  THE  DEPARTMENT TO THE LANDOWNER OF AN ELIGIBLE
 TRACT THAT CONFIRMS SUCH ELIGIBLE TRACT MEETS ALL  REQUIREMENTS  OF  THE
 APPROVED MANAGEMENT PLAN FOR THE TRACT.
   (I)  "VERIFICATION  OF  CONTINUED ELIGIBILITY" SHALL MEAN A PORTION OF
 THE COMMITMENT FORM, PRESCRIBED BY THE DEPARTMENT, PREPARED  AND  SIGNED
 BY THE LANDOWNER WHICH CERTIFIES THAT SUCH LANDOWNER CONTINUES TO SATIS-
 FY  ALL  CONDITIONS  AND  REQUIREMENTS  OF HIS OR HER INITIAL ENROLLMENT
 UNDER THIS SECTION.
   2. (a) An owner of an eligible tract may [make application]  APPLY  to
 the  department  for  [certification] A CERTIFICATE OF ELIGIBILITY under
 this section on forms prescribed by the department.  If  the  department

 S. 7508--A                         126                        A. 9508--A
 
 finds  that  such  tract is an eligible tract it shall forward a certif-
 icate of [approval] ELIGIBILITY to the owner thereof[, together with the
 approved management plan, and a copy of a commitment  certified  by  the
 department for the eligible tract].
   (b)  The department shall, after public hearings, adopt and promulgate
 rules and regulations necessary for the implementation  of  the  depart-
 ment's  responsibilities  pursuant  to  this  section.  Such regulations
 relating to approved management plans or amendments thereto may  provide
 for  alternative  or  contingent requirements and standards based on the
 size and nature of the tract and other criteria consistent with environ-
 mentally and economically sound silvicultural practices.
   (c) Any tract certified  pursuant  hereto  shall  be  subject  to  the
 provisions  of  this section. [The] WHEN PROPERTY IS TRANSFERRED OR SOLD
 TO ONE OR MORE FAMILY MEMBERS OF THE LANDOWNER  AND  THE  NEW  OWNER  OR
 OWNERS  CHOOSE TO CONTINUE PARTICIPATING IN THE PROGRAM AS AUTHORIZED BY
 PARAGRAPH (A) OF SUBDIVISION TWELVE OF THIS SECTION, THE obligations  of
 this section shall devolve upon and the benefits inure to [the] SUCH NEW
 owner[, his heirs, successors and assigns] OR OWNERS.
   (D)  NO  NEW  OR  ADDITIONAL TRACT SHALL BE ELIGIBLE FOR CERTIFICATION
 UNDER AN APPROVED MANAGEMENT PLAN AFTER MARCH FIRST, TWO THOUSAND  NINE-
 TEEN.
   3.  (a)  To qualify for a forest land exemption under this section the
 owner of a certified eligible tract shall:
   (i) file the certificate of [approval] ELIGIBILITY in  the  office  of
 the  clerk  of  the  county or counties in which such tract is situated.
 Such certificate shall specify  that  the  tract  described  therein  is
 committed  to continued forest crop production UNDER AN APPROVED MANAGE-
 MENT PLAN for an initial period of  ten  years.  Upon  receipt  of  such
 certificate,  the  county  clerk shall record the same in the books kept
 for the recording of deeds and shall index the same in  the  deed  index
 against  the  name of the owner of the property. Until notice of revoca-
 tion of the certificate of [approval] ELIGIBILITY has been recorded  and
 indexed  as  provided  in  subdivision seven or eight of this section, a
 certificate that has been recorded and indexed pursuant to this subdivi-
 sion shall give notice that  the  certified  tract  is  subject  to  the
 provisions of this section; and
   (ii)  prior  to  the taxable status date for the first assessment roll
 upon which such exemption is sought, file  an  initial  application  for
 exemption  with  the  appropriate  assessor  on  forms prescribed by the
 commissioner. Such application  must  be  accompanied  by  a  [certified
 commitment]  CERTIFICATE OF ELIGIBILITY issued by the department [pursu-
 ant to subdivision two of this section] AND THE COMMITMENT FORM; and
   (iii) prior to the taxable status date for each subsequent  assessment
 roll  upon  which  such  exemption  is sought, file with the appropriate
 assessor a [certified] commitment [of] FORM FOR such tract to  continued
 forest  crop  production  UNDER AN APPROVED MANAGEMENT PLAN for the next
 succeeding ten years [under the approved  management  plan.  Application
 for  such  commitment  shall  be  made by the owner of such tract to the
 department, and the commitment shall be certified by the department].
   (b) If [the assessor is  satisfied  that]  the  requirements  of  this
 section  are met, [he or she] THE ASSESSOR shall approve the application
 and such eligible tract shall be exempt from taxation pursuant to subdi-
 vision four of this section to be effective  as  of  the  first  taxable
 status date occurring subsequent to such approval, and shall continue to
 be  so  exempt  thereafter upon receipt by the assessor of a [certified]
 commitment FORM filed in accordance with subparagraph (iii) of paragraph

 S. 7508--A                         127                        A. 9508--A
 
 (a) of this subdivision and so long as the certification of the eligible
 tract [shall] HAS not [be] BEEN revoked by the department.
   (c)  Failure  on the part of the owner to file the [certified] commit-
 ment FORM in any year following initial certification will result in the
 termination of the forest land exemption under this section[,  if  any,]
 applicable  to  the  property  for that and succeeding taxable years for
 which no such commitments are filed. Failure to file a  commitment  FORM
 will  not constitute a conversion of the tract or breach of the approved
 management plan, pursuant to subdivision seven hereof, and  the  commit-
 ment  of  the  property  to  forest  crop  production under the approved
 management plan shall remain in force for the next succeeding nine years
 following the last taxable year for which a [certified] commitment  FORM
 was filed.
   (d)  Following failure to file a [certified] commitment FORM in one or
 more years, in order to  obtain  a  forest  land  exemption  under  this
 section,  an owner of a certified tract may submit a [certified] commit-
 ment FORM to the assessor before the taxable status date in  any  subse-
 quent  year, except that a new application under paragraph (a) of subdi-
 vision two of this section and subparagraph (i) of paragraph (a) of this
 subdivision also shall be required if more than five years have  elapsed
 since  the  owner's last [certified] commitment FORM was filed. Such new
 application also shall be required whenever, during the preceding  year,
 the  approved management plan has been amended with respect to the acre-
 age or location of forest land committed to forest crop production under
 this section.
   4. (a) Certified eligible tracts approved  for  exemption  under  this
 section shall be exempt from taxation to the extent of eighty per centum
 of  the  assessed  valuation thereof, or to the extent that the assessed
 valuation exceeds the amount resulting from multiplying the latest state
 equalization rate or, where a special equalization rate has been  estab-
 lished  pursuant  to  section twelve hundred twenty-four of this chapter
 for the purposes of this section, the special equalization rate by forty
 dollars per acre, whichever is the lesser.
   (b) The assessed value of the exemption, if any, granted  pursuant  to
 this  section shall be entered by the assessor on the assessment roll in
 such manner as shall be prescribed by the commissioner.
   (c) Where a special equalization rate  has  been  established  by  the
 commissioner  pursuant  to  section  twelve  hundred twenty-four of this
 chapter, the assessor is directed and authorized to recompute the forest
 land exemption on the assessment roll by applying such special equaliza-
 tion rate instead of the latest state equalization rate in computing the
 forest land exemption, and to make the appropriate  corrections  on  the
 assessment  roll,  subject  to  the  provisions  of title two of article
 twelve of this chapter. Upon completion of the final assessment roll or,
 where a special equalization rate has been established, upon  recomputa-
 tion  of  the  forest  land exemption, the assessor shall certify to the
 department each exemption granted pursuant to this section in  a  manner
 prescribed by the commissioner.
   5.  (a)  Whenever  any  cutting of the merchantable forest crop on any
 certified eligible tract is proposed during  the  period  of  commitment
 pursuant  to subdivision three of this section, the owner shall give not
 less than thirty days' notice to the department in  a  manner  and  upon
 such  form  as  may  be  prescribed by the department. Such notice shall
 include information as to the [stumpage value,] amount and  location  of
 such  cutting.  [The department shall, within fifteen days after receipt
 of such notice from the owner, certify the stumpage value,  if  any,  to

 S. 7508--A                         128                        A. 9508--A

 the owner and to the county treasurer of the county or counties in which
 the  tract  is situated. No later than thirty days after receipt of such
 certification of value, the owner shall pay a six percentum tax  on  the
 certified  stumpage value of the merchantable forest crop to such county
 treasurer.]
   (b) [Notwithstanding the provisions of paragraph (a) of this  subdivi-
 sion, if the stumpage value of a merchantable forest crop will be deter-
 mined  with  reference to a scale to be conducted after the commencement
 of the proposed cutting, the owner may elect to be taxed  in  accordance
 with  this  paragraph.  Such election shall be made not less than thirty
 days in advance of commencement of the cutting, in such manner and  upon
 such  form  as  may  be  prescribed by the department. Such notice shall
 include information as to the estimated volume, scaling method, and  the
 schedule  and length of the cutting period, not to exceed one year. If a
 proper election has been made in accordance  with  this  paragraph,  the
 department  shall  so notify the owner before any cutting takes place on
 the eligible tract, and it shall certify the scaled  stumpage  value  to
 the  owner  of  the  tract  and to the county treasurer of the county or
 counties when the cutting has concluded. No later than thirty days after
 the receipt of such certification of value, the owner shall  pay  a  six
 per  centum tax on the stumpage value of the merchantable forest crop to
 such county treasurer.
   (c) In the event that a tax required by this subdivision or by  subdi-
 vision  six of this section shall not be timely paid, it shall be levied
 and collected, together with any penalty or penalties determined  pursu-
 ant  to subdivision seven of this section, in the same manner and at the
 same time as other taxes imposed and levied on the  next  completed  tax
 roll of such county or counties.
   (d)]  Notwithstanding the foregoing provisions of this subdivision and
 the provisions of subdivision six of this section, the owner of any land
 certified under this section may  make  all  intermediate  noncommercial
 cuttings, as prescribed in the approved management plan, and may annual-
 ly  cut,  in accordance with sound forestry practices, NOT MORE THAN ten
 standard cords or the equivalent  for  such  owner's  own  use,  without
 notice [and free of tax imposed by this section].
   6.  (a)  The department may serve notice upon the owner of a certified
 tract directing such owner to  make  a  cutting  as  prescribed  in  the
 approved management plan for such tract. Should such cutting involve the
 sale  or utilization of a merchantable forest crop, not less than thirty
 days in advance of cutting the owner shall give notice to the department
 of the [stumpage value,] amount and location of the cutting  on  a  form
 prescribed  by the department. [The department shall within fifteen days
 after receipt of such notice from the owner, certify the stumpage value,
 if any, to the owner and to the county treasurer of the county or  coun-
 ties  in  which  such tract is situated. No later than thirty days after
 receipt of such certification of value, the owner shall pay  a  six  per
 centum tax on the certified stumpage value to such county treasurer.]
   (b)  Any  cutting of a merchantable forest crop under this subdivision
 must be conducted within two years from  the  date  of  service  of  the
 notice  upon  the  owner  issued by the department. [Upon failure of the
 owner within such period to conduct such cutting, the  department  shall
 certify  to the owner and the county treasurer of the county or counties
 the stumpage value of such merchantable forest crop. No later than thir-
 ty days after receipt of such certification of value,  the  owner  shall
 pay  a six per centum tax on the certified stumpage value to such county
 treasurer.]

 S. 7508--A                         129                        A. 9508--A
 
   (c) Any noncommercial cutting under this subdivision must be conducted
 within one year from the date of service of the notice  upon  the  owner
 issued by the department.
   (d)  If  such owner, within the period prescribed by this subdivision,
 makes such cuttings as directed  by  the  department,  the  tract  shall
 continue  to  be certified as long as the owner shall continue to comply
 with the provisions of this section and manage the same  in  the  manner
 prescribed in the approved management plan for such tract.
   7.  (a) The department shall, after notice and hearing, issue a notice
 of violation of this section for any certified tract whenever  it  finds
 that:
   (i) any tract or portion thereof is converted to a use which precludes
 management of the land for forest crop production; or
   (ii)  the  owner fails to give WRITTEN notice of a proposed cutting on
 such tract [or fails to timely pay the appropriate tax on  the  stumpage
 value of the merchantable forest crop determined pursuant to subdivision
 five or six of this section]; or
   (iii)  the owner fails to comply with the approved management plan for
 such tract at any time during the commitment period; or
   (iv) the owner fails to make a timely cutting in accordance  with  the
 provisions of subdivision six of this section after service of notice by
 the department to make such a cutting.
   (b) Notwithstanding the finding of an occurrence described by subpara-
 graph  (ii),  (iii)  or  (iv)  of paragraph (a) of this subdivision, the
 department, upon prior notice to the appropriate assessor, may determine
 that a violation has not occurred if the failure to comply  was  due  to
 reasons  beyond  the  control  of  the  owner  and  such  failure can be
 corrected forthwith without significant effect on the overall purpose of
 the management plan.
   (c) The owner of [such] AN ELIGIBLE tract, following the  issuance  of
 such  notice  by the department for one or more of the reasons set forth
 in paragraph (a) of this subdivision, shall be subject to a  penalty  as
 provided in paragraph (d) or (e) of this subdivision, whichever applies.
 Penalties  imposed  by this section shall be subject to interest charges
 at the rate established pursuant to section nine  hundred  twenty-four-a
 of this chapter for each applicable year or, for years prior to nineteen
 hundred  eighty-four,  at a rate of six per centum per annum compounded.
 Such interest shall accrue in the year with reference to which a  penal-
 ty, or portion thereof, is attributed.
   (d)  Except  as  otherwise  provided in paragraph (e) of this subdivi-
 sion[,]:
   (I) the penalty imposed under paragraph (c) of this subdivision FOR  A
 PARCEL THAT HAS BEEN ENROLLED UNDER THIS SECTION FOR LESS THAN TEN YEARS
 shall be computed by multiplying by two and one-half the amount of taxes
 that  would have been levied on the forest land exemption entered on the
 assessment roll pursuant to subdivision four of  this  section  for  the
 current year and any prior years in which such an exemption was granted,
 utilizing  the  applicable  tax  rate  for the current year and for such
 prior years[, not to exceed a total of ten years].
   (II) THE PENALTY IMPOSED UNDER PARAGRAPH (C) OF THIS SUBDIVISION FOR A
 PARCEL THAT HAS BEEN ENROLLED UNDER THIS SECTION FOR A  MINIMUM  OF  TEN
 YEARS BUT LESS THAN TWENTY YEARS SHALL BE COMPUTED BY MULTIPLYING BY ONE
 AND  ONE-HALF  THE  AMOUNT  OF  TAXES THAT WOULD HAVE BEEN LEVIED ON THE
 FOREST LAND EXEMPTION ENTERED ON THE ASSESSMENT ROLL PURSUANT TO  SUBDI-
 VISION  FOUR  OF  THIS  SECTION  FOR THE CURRENT YEAR AND PRIOR YEARS IN
 WHICH SUCH AN EXEMPTION WAS GRANTED, UTILIZING THE APPLICABLE  TAX  RATE

 S. 7508--A                         130                        A. 9508--A
 
 FOR  THE CURRENT YEAR AND FOR SUCH PRIOR YEARS, NOT TO EXCEED A TOTAL OF
 TEN YEARS.
   (III)  THE PENALTY IMPOSED UNDER PARAGRAPH (C) OF THIS SUBDIVISION FOR
 A PARCEL THAT HAS BEEN ENROLLED UNDER THIS  SECTION  FOR  A  MINIMUM  OF
 TWENTY YEARS SHALL BE THE AMOUNT OF TAXES THAT WOULD HAVE BEEN LEVIED ON
 THE  FOREST  LAND  EXEMPTION  ENTERED ON THE ASSESSMENT ROLL PURSUANT TO
 SUBDIVISION FOUR OF THIS SECTION FOR THE  CURRENT  YEAR  AND  THE  PRIOR
 YEARS  IN  WHICH SUCH AN EXEMPTION WAS GRANTED, UTILIZING THE APPLICABLE
 TAX RATE FOR THE CURRENT YEAR AND FOR SUCH PRIOR YEARS, NOT TO EXCEED  A
 TOTAL OF TEN YEARS.
   (e) The penalty imposed under paragraph (c) of this subdivision appli-
 cable  to converted land which constitutes only a portion of a certified
 eligible tract shall be twice the amount determined under paragraph  (d)
 of  this  subdivision. In calculating such penalty, only that portion of
 the tract that was actually converted to a use that precludes management
 of the land for forest crop production shall be used as  the  basis  for
 determining the penalty.
   (f) A notice of violation issued under this subdivision shall be given
 by the department to the owner and to the county treasurer of the county
 or counties in which such tract is located, and the penalty and interest
 charges  shall  be  computed  for  each of the municipal corporations in
 which such tract is located by such county treasurer. Upon completion of
 the computation of the penalty and interest, the county treasurer  shall
 give  notice to the owner of the amount of the penalty and interest, and
 the amount shall be entered on the next completed tax roll of such coun-
 ty or  counties.  Such  penalties  and  interest  shall  be  levied  and
 collected  in  the  same  manner and at the same time as other taxes are
 imposed and levied on such roll. Upon collection of such  penalties  and
 interest, such county treasurer shall pay the amounts due to each of the
 appropriate municipal corporations.
   (g)  Upon  receipt  of  proof  satisfactory to the department that all
 penalties[, stumpage taxes] and interest imposed by  this  section  have
 been  fully  paid  or satisfied, the department shall revoke the certif-
 icate of [approval] ELIGIBILITY issued pursuant to  subdivision  two  of
 this  section, and notice of such revocation shall be given to the owner
 and to the county clerk of the county or counties in which the tract  is
 located.  Upon  receipt  of  such notice of revocation, the county clerk
 shall record the same in the books kept for the recording of  deeds  and
 shall  index the same in the deed index against the name of the owner of
 the property. The county clerk shall also note on the face of  the  last
 certificate  of  [approval or certified] ELIGIBILITY AND commitment FORM
 previously recorded pursuant to this section the word "REVOKED" followed
 by a reference to the liber and page where the notice of  revocation  is
 recorded pursuant to this subdivision.
   (h) The certificate of [approval] ELIGIBILITY of a certified tract for
 which  no  notice  of violation has been issued shall be revoked without
 penalty upon receipt of proof satisfactory to the department  that  nine
 years  have passed from the year of the last [certified] commitment FORM
 filed with the assessor by the owner pursuant to  subdivision  three  of
 this  section.   Notice of such revocation shall be recorded and indexed
 as provided in paragraph (g) of this subdivision.
   (i) No fee, penalty or rollback of taxes  otherwise  due  pursuant  to
 this  section  may  be  imposed upon the city of New York for failure to
 comply with [a certified] AN APPROVED management plan  for  an  eligible
 tract that the city acquires for watershed purposes.

 S. 7508--A                         131                        A. 9508--A
 
   8.  (a)  The  owner  of  a certified tract shall not be subject to any
 penalty under this section that would otherwise apply because such tract
 or any portion thereof is converted to a  use  other  than  forest  crop
 production  by virtue of: (i) an involuntary taking by eminent domain or
 other  involuntary  proceeding,  except  a tax sale, or (ii) a voluntary
 proceeding, providing such  proceeding  involves  the  establishment  of
 rights-of-way for public highway or energy transmission purposes wherein
 such  corridors  have  been  established subsequent to public hearing as
 needed in the public interest and environmentally compatible,  or  (iii)
 oil,  gas  or  mineral  exploration,  development or extraction activity
 undertaken by an independent  grantee  pursuant  to  a  lease  or  other
 conveyance  of  subsurface  rights recorded more than ten years prior to
 the date of the certificate of  [approval]  ELIGIBILITY  issued  by  the
 department under subdivision two of this section, or (iv) where all or a
 substantial  portion  of the certified tract is destroyed or irreparably
 damaged by reason of an act of God or a natural disaster.
   (b) In the event the land so converted to a use other than forest crop
 production constitutes only a portion of such tract, the assessor  shall
 apportion the assessment, and enter that portion so converted as a sepa-
 rately  assessed  parcel  on  the  appropriate portion of the assessment
 roll. The assessor shall then adjust the forest land exemption attribut-
 able to the portion of the tract not so  converted  by  subtracting  the
 proportionate part of the exemption of the converted parcel.
   (c)  If  the  portion  so converted divides the tract into two or more
 separate parcels, such remaining parcels not so  converted  will  remain
 [certified] ELIGIBLE under this section, regardless of size, except that
 should any remaining parcel be no longer accessible for continued forest
 crop  production, the department shall, after notice and hearing, revoke
 the [certification]  CERTIFICATE  OF  ELIGIBILITY  of  the  inaccessible
 parcel  or  parcels, and notice of such revocation shall be recorded and
 indexed as provided in subdivision seven of this section.  Such  revoca-
 tion  shall  not  subject  the  owner  of  the tract to penalty, but the
 exemption under this section shall no  longer  apply  to  the  tract  or
 portion thereof no longer accessible.
   (d)  The  owner  of a certified ELIGIBLE tract shall not be subject to
 penalty under this section that would otherwise apply because the forest
 crop on the certified ELIGIBLE tract or portion is, through no fault  of
 the  owner,  damaged  or destroyed by fire, infestation, disease, storm,
 flood, or other natural disaster, act of God, accident, trespass or war.
 If a merchantable forest crop is to be cut or removed in connection with
 necessary salvage operations resulting from any such  event,  the  owner
 shall give notice of cutting[, the department shall certify the stumpage
 value,  and  stumpage  tax  shall  be payable, collected and enforced as
 provided in subdivisions five and seven of  this  section].  Nothing  in
 this paragraph shall be construed to subject any person to penalty under
 subdivision  seven  of  this  section for immediate action taken in good
 faith in the event of an emergency.
   9.  All  [stumpage  tax,]  penalties  and  interest  charges   thereon
 collected  pursuant  to subdivisions five, six and seven of this section
 shall be apportioned to the applicable municipal corporations  in  which
 such tract is situated.
   10.  (a)  Management plans approved pursuant to this section shall not
 be deemed to authorize or permit any practice  or  activity  prohibited,
 restricted or requiring further approval under the environmental conser-
 vation  law,  or  any  other general or special law of the state, or any
 lawful rule or regulation duly promulgated thereunder.

 S. 7508--A                         132                        A. 9508--A
 
   (b) No otherwise eligible tract, or portion thereof, shall  be  deemed
 to  be ineligible for certification or qualification under this section,
 and no certificate of [approval] ELIGIBILITY shall be revoked or penalty
 imposed, solely on the ground that any  such  law,  rule  or  regulation
 partially  restricts  or  requires  further  approval  for  forest  crop
 production practices or activities on such tract or portion.
   11. THE OWNER OF AN ELIGIBLE TRACT CERTIFIED UNDER AN APPROVED MANAGE-
 MENT PLAN UNDER THIS SECTION AS OF MARCH FIRST,  TWO  THOUSAND  NINETEEN
 MAY  WITHDRAW  SUCH  ELIGIBLE  TRACT FROM COMMITMENT, WITHOUT PENALTY OR
 OBLIGATION TO FOLLOW THE APPROVED  MANAGEMENT  PLAN  FOR  THE  REMAINING
 COMMITMENT  TERM, UNTIL FEBRUARY TWENTY-EIGHTH, TWO THOUSAND TWENTY. THE
 OWNER OF AN ELIGIBLE TRACT CERTIFIED UNDER AN APPROVED  MANAGEMENT  PLAN
 UNDER  THIS  SECTION  MAY  WITHDRAW SUCH ELIGIBLE TRACT FROM COMMITMENT,
 WITHOUT PENALTY, UPON COMMITMENT TO SUSTAINABLE FOREST MANAGEMENT  UNDER
 A FOREST CERTIFICATION PROGRAM OF SUCH ELIGIBLE TRACT OR IMPLEMENTING AN
 APPROVED  FOREST  MANAGEMENT  PRACTICE  ON  A  QUALIFYING  PORTION UNDER
 SECTION FOUR HUNDRED EIGHTY-B OF THIS TITLE AT ANY TIME.
   12. NOTWITHSTANDING ANY LAW TO THE CONTRARY, IN THE EVENT  THAT  LANDS
 SUBJECT  TO AN APPROVED MANAGEMENT PLAN AND A CERTIFICATE OF ELIGIBILITY
 PURSUANT TO THIS SECTION OF LAW ARE:
   (A) TRANSFERRED OR SOLD TO FAMILY MEMBERS OF THE LANDOWNER, AS DEFINED
 BY REGULATIONS OF THE DEPARTMENT, SUCH LANDS MAY CONTINUE TO BE ELIGIBLE
 TO PARTICIPATE IN THE PROGRAM AND ALL  MANAGEMENT  OBLIGATIONS  OF  SUCH
 LANDS  MAY ALSO BE TRANSFERRED IF SUCH NEW LANDOWNER DESIRES TO CONTINUE
 PARTICIPATION IN SUCH PROGRAM.  IF  SUCH  LANDOWNER  DOES  NOT  WANT  TO
 CONTINUE  TO  PARTICIPATE  IN  THE PROGRAM AUTHORIZED BY THIS SECTION, A
 NOTIFICATION MUST BE PROVIDED TO THE DEPARTMENT AND SUCH LANDS SHALL  NO
 LONGER  BE  ELIGIBLE FOR THE PROGRAM. THE LANDOWNER SHALL BE RESPONSIBLE
 FOR THE REMAINING NINE YEARS OF THE COMMITMENT INCLUDING ALL  MANAGEMENT
 OBLIGATIONS  OR  SUCH  NEW LANDOWNER MAY APPLY FOR A PROGRAM PURSUANT TO
 SECTION FOUR HUNDRED EIGHTY-B OF THIS TITLE AT ANY TIME.
   (B) TRANSFERRED OR SOLD TO NON-FAMILY MEMBERS OF THE  LANDOWNER,  SUCH
 LANDS  SHALL  NO  LONGER  BE  ELIGIBLE FOR PARTICIPATION IN THE PROGRAM.
 HOWEVER, SUCH NEW LANDOWNER SHALL BE RESPONSIBLE FOR THE REMAINING  NINE
 YEARS OF THE COMMITMENT INCLUDING ALL MANAGEMENT OBLIGATIONS OR SUCH NEW
 LANDOWNER  MAY APPLY, IF DESIRED, UNDER SECTION FOUR HUNDRED EIGHTY-B OF
 THIS TITLE.
   (C) THE SUBJECT OF AN  APPLICATION  FOR  ELIGIBILITY  UNDER  A  FOREST
 MANAGEMENT  PRACTICE  PLAN  PURSUANT TO SECTION FOUR HUNDRED EIGHTY-B OF
 THIS TITLE AFTER THE SALE OR TRANSFER OF LAND AS  LISTED  IN  PARAGRAPHS
 (A)  AND  (B) OF THIS SUBDIVISION, SUCH LANDOWNERS SHALL NOT BE REQUIRED
 TO CONDUCT A QUALIFYING MANAGEMENT  PRACTICE  TO  BE  ELIGIBLE  FOR  THE
 PROGRAM  AUTHORIZED  PURSUANT  TO  SECTION FOUR HUNDRED EIGHTY-B OF THIS
 TITLE.
   13. (A) ANY COUNTY,  TOWN  OR  SCHOOL  DISTRICT  IN  WHICH  THE  TOTAL
 ASSESSED  VALUE EXEMPTED BY THIS SECTION AND SECTION FOUR HUNDRED EIGHT-
 Y-B OF THIS TITLE REPRESENTS ONE PERCENT OR MORE OF  THE  TOTAL  TAXABLE
 ASSESSED  VALUE  ON  THE FINAL TAX ROLL, AS COMPUTED AND VERIFIED BY THE
 DEPARTMENT OF TAXATION AND FINANCE, SHALL BE ELIGIBLE TO RECEIVE  FORES-
 TRY EXEMPTION ASSISTANCE.
   (B)(I)  THE  COUNTY  TREASURER  OF  ANY ELIGIBLE COUNTY SHALL ANNUALLY
 SUBMIT TO THE DEPARTMENT OF TAXATION AND FINANCE A LIST OF  ANY  CHANGES
 TO  THE  ASSESSED  VALUE,  TAXABLE  STATUS  OR ACREAGE OF ALL LANDS MADE
 SUBSEQUENT TO THE FILING OF THOSE ASSESSMENTS ROLLS  UPON  WHICH  COUNTY
 TAXES  ARE  EXTENDED, AND THE COUNTY TAX RATE AND TOWN TAX RATE EXTENDED
 AGAINST ANY PARCEL RECEIVING ONE OF THOSE EXEMPTIONS.  SUCH  LIST  SHALL

 S. 7508--A                         133                        A. 9508--A
 
 INCLUDE A STATEMENT OF THE TOTAL TAXABLE ASSESSED VALUE, BOTH BEFORE AND
 AFTER  APPLICATION  OF  THE  EXEMPTION, OF THE COUNTY AND OF EACH LISTED
 TOWN AND PARCEL.
   (II)  THE BUSINESS MANAGER OF ANY ELIGIBLE SCHOOL DISTRICT SHALL ANNU-
 ALLY SUBMIT TO THE DEPARTMENT OF TAXATION AND  FINANCE  A  LIST  OF  ANY
 CHANGES  TO  THE  ASSESSED VALUE, TAXABLE STATUS OR ACREAGE OF ALL LANDS
 MADE SUBSEQUENT TO THE FILING  OF  THOSE  ASSESSMENT  ROLLS  UPON  WHICH
 SCHOOL  TAXES ARE EXTENDED, AND THE SCHOOL TAX RATE EXTENDED AGAINST ANY
 PARCEL RECEIVING ONE OF THOSE EXEMPTIONS.  SUCH  LIST  SHALL  INCLUDE  A
 STATEMENT  OF  THE  TOTAL  TAXABLE ASSESSED VALUE, BOTH BEFORE AND AFTER
 APPLICATION OF THE EXEMPTION, OF THE SCHOOL DISTRICT AND OF EACH  LISTED
 PARCEL.
   (III)  LISTS  PREPARED  PURSUANT TO THIS PARAGRAPH SHALL BE FILED WITH
 THE DEPARTMENT OF TAXATION AND FINANCE WITHIN THIRTY DAYS OF THE LEVY OF
 TAXES EACH YEAR. IN THE EVENT THAT A TAX ROLL OR FINAL ROLL IS  REVISED,
 CORRECTED,  OR  ALTERED  FOR  ANY REASON WITHIN THIRTY-SIX MONTHS OF THE
 FILING OF SUCH LIST, A COUNTY, TOWN OR SCHOOL DISTRICT SHALL  SO  NOTIFY
 THE  DEPARTMENT  OF TAXATION AND FINANCE. THE DEPARTMENT OF TAXATION AND
 FINANCE SHALL THEREUPON INCREASE OR DECREASE THE NEXT  PAYMENT  OF  SUCH
 ASSISTANCE  TO  THE  AFFECTED COUNTY, TOWN AND/OR SCHOOL DISTRICT TO THE
 EXTENT THE PRIOR PAYMENT WAS TOO LOW  OR  TOO  HIGH  IN  LIGHT  OF  SUCH
 REVISION, CORRECTION, OR ALTERATION.
   (C)  THE DEPARTMENT OF TAXATION AND FINANCE SHALL ANNUALLY COMPUTE THE
 AMOUNT OF FORESTRY EXEMPTION ASSISTANCE PAYABLE TO OR FOR THE BENEFIT OF
 A COUNTY, TOWN OR SCHOOL DISTRICT.
   (D) (I) SUBJECT TO APPROPRIATION, THE  AMOUNT  OF  FORESTRY  EXEMPTION
 ASSISTANCE  PAID  TO  A COUNTY, TOWN OR SCHOOL DISTRICT PURSUANT TO THIS
 SUBDIVISION IN ANY YEAR SHALL EQUAL THE TAX EXEMPT  VALUE  THAT  EXCEEDS
 ONE  PERCENT OF THE REDUCED TOTAL TAXABLE ASSESSED VALUE, AS COMPUTED BY
 PARAGRAPH (A) OF THIS SUBDIVISION,  MULTIPLIED  BY  THE  APPLICABLE  TAX
 RATE, AS DETERMINED BY THE COMMISSIONER OF TAXATION AND FINANCE, IN SUCH
 TOWN, COUNTY, OR SCHOOL DISTRICT.
   (II)  ANY FORESTRY EXEMPTION ASSISTANCE PROVIDED TO A COUNTY OR SCHOOL
 DISTRICT UNDER THIS SUBDIVISION IN ANY YEAR  SHALL  BE  REDUCED  BY  THE
 AMOUNT  OF  SMALL  GOVERNMENT  ASSISTANCE  PAID TO SUCH COUNTY OR SCHOOL
 DISTRICT IN THE CURRENT STATE FISCAL YEAR, AND, IN THE CASE OF  A  TOWN,
 SHALL  BE  REDUCED  BY THE AMOUNT OF SMALL GOVERNMENT ASSISTANCE PAID TO
 SUCH TOWN IN STATE FISCAL  YEAR  TWO  THOUSAND  FOUR-TWO  THOUSAND  FIVE
 PURSUANT TO CHAPTER FIFTY OF THE LAWS OF TWO THOUSAND FOUR, AND SHALL BE
 FURTHER REDUCED BY THE AMOUNT THAT WAS ADDED TO THE BASE LEVEL GRANT FOR
 SUCH  TOWN  PURSUANT TO SUBPARAGRAPH EIGHT OF PARAGRAPH B OF SUBDIVISION
 TEN OF SECTION FIFTY-FOUR OF THE STATE FINANCE LAW AS ADDED  BY  SECTION
 TWO  OF PART M OF CHAPTER FIFTY-SIX OF THE LAWS OF TWO THOUSAND FIVE, AS
 REPORTED TO THE DEPARTMENT OF TAXATION AND FINANCE BY  THE  DIVISION  OF
 THE BUDGET.
   (E)  THE  DEPARTMENT OF TAXATION AND FINANCE SHALL ANNUALLY CERTIFY TO
 THE STATE COMPTROLLER THE AMOUNT OF FORESTRY EXEMPTION ASSISTANCE  PAYA-
 BLE  PURSUANT TO THIS SUBDIVISION, AND SHALL MAIL A COPY OF SUCH CERTIF-
 ICATION TO THE COUNTY TREASURER OF EACH COUNTY AND BUSINESS  MANAGER  OF
 EACH  SCHOOL  DISTRICT  CONTAINING  ELIGIBLE PRIVATE FOREST TRACTS. SUCH
 FORESTRY EXEMPTION ASSISTANCE SHALL BE PAID ON AUDIT AND WARRANT OF  THE
 COMPTROLLER OUT OF MONIES APPROPRIATED BY THE LEGISLATURE, PROVIDED THAT
 IF  AN  APPROPRIATION DOES NOT FULLY REIMBURSE ALL IMPACTED TOWNS, COUN-
 TIES AND SCHOOL DISTRICTS, THE AMOUNT SHALL BE PROVIDED ON  A  PRO  RATA
 BASIS TO EACH ELIGIBLE TOWN, COUNTY AND SCHOOL DISTRICT.

 S. 7508--A                         134                        A. 9508--A

   §  4.  The  real  property  tax law is amended by adding a new section
 480-b to read as follows:
   §  480-B.  TAXATION  OF FOREST LAND UNDER A FOREST PRACTICE PROGRAM OR
 FOREST CERTIFICATION PROGRAM. 1. AS USED IN THIS SECTION:
   (A) "AGRICULTURAL LAND" SHALL MEAN LAND THAT HAS RECEIVED AN  AGRICUL-
 TURAL ASSESSMENT PURSUANT TO SECTION THREE HUNDRED FIVE OR SECTION THREE
 HUNDRED SIX OF THE AGRICULTURE AND MARKETS LAW, PROVIDED THAT FARM WOOD-
 LAND  THAT HAS RECEIVED AN AGRICULTURAL ASSESSMENT IN EACH OF THE PREVI-
 OUS FIVE YEARS MAY QUALIFY FOR THE EXEMPTION PROVIDED BY  THIS  SECTION.
 FARM  WOODLAND  THAT QUALIFIES FOR AND RECEIVES THIS EXEMPTION SHALL NOT
 ALSO RECEIVE AN AGRICULTURAL ASSESSMENT.
   (B) "COMMITMENT" SHALL MEAN A DECLARATION TO THE ASSESSOR  AND  COUNTY
 CLERK MADE ON AN ANNUAL BASIS BY THE OWNER OF A CERTIFIED ELIGIBLE TRACT
 EITHER  (I)  COMMITTING  SUCH TRACT TO SUSTAINABLE FOREST MANAGEMENT FOR
 THE NEXT SUCCEEDING TEN YEARS UNDER A FOREST CERTIFICATION  PROGRAM,  OR
 (II)  COMMITTING SUCH TRACT TO SUSTAINABLE FORESTRY AND OPEN SPACE PRES-
 ERVATION FOR THE NEXT SUCCEEDING TEN YEARS  UNDER  A  FOREST  MANAGEMENT
 PRACTICE  PLAN.  THE  COMMITMENT  MADE  SHALL  BE  ON  A COMMITMENT FORM
 PRESCRIBED BY THE DEPARTMENT, AND  SHALL  INCLUDE  THE  VERIFICATION  OF
 CONTINUED  ELIGIBILITY.  A  COMMITMENT FORM WITHOUT A PROPERLY COMPLETED
 VERIFICATION OF CONTINUED ELIGIBILITY SHALL BE OF NO LEGAL EFFECT.
   (C) "CERTIFICATE OF ELIGIBILITY" SHALL MEAN A  CERTIFICATE  ISSUED  BY
 THE  DEPARTMENT  AND  SENT  TO  THE  LANDOWNER OF AN ELIGIBLE TRACT THAT
 DEMONSTRATES SUCH TRACT MEETS ALL REQUIREMENTS OF A FOREST CERTIFICATION
 PROGRAM OR FOREST MANAGEMENT PRACTICE PLAN IN WHICH IT IS ENROLLED.
   (D) "DEPARTMENT" SHALL MEAN THE DEPARTMENT OF ENVIRONMENTAL  CONSERVA-
 TION.
   (E)  "ELIGIBLE TRACT" SHALL MEAN A TRACT OF PRIVATELY OWNED LAND OF AT
 LEAST TWENTY-FIVE CONTIGUOUS ACRES, EXCLUSIVE OF ANY PORTION THEREOF NOT
 DEVOTED TO FOREST OR OTHER OPEN SPACE, AS  DEFINED  IN  REGULATIONS,  OF
 WHICH  AT  LEAST HALF OF THE ACRES MUST BE FOREST LAND. LANDS DIVIDED BY
 FEDERAL, STATE, COUNTY OR TOWN ROADS,  EASEMENTS  OR  RIGHTS-OF-WAY,  OR
 ENERGY  TRANSMISSION  CORRIDORS OR SIMILAR FACILITIES WILL BE CONSIDERED
 CONTIGUOUS FOR PURPOSES OF THIS SECTION,  UNLESS  VEHICULAR  ACCESS  FOR
 FOREST MANAGEMENT PURPOSES IS PRECLUDED. LANDS FROM WHICH A MERCHANTABLE
 FOREST  CROP, AS DEFINED IN SECTION FOUR HUNDRED EIGHTY-A OF THIS TITLE,
 HAS BEEN CUT OR REMOVED WITHIN THREE YEARS PRIOR TO THE TIME OF APPLICA-
 TION FOR CERTIFICATION UNDER THIS SECTION WILL BE INELIGIBLE UNLESS SUCH
 CUTTING OR REMOVAL WAS ACCOMPLISHED UNDER A FOREST  MANAGEMENT  PRACTICE
 PLAN  DESIGNED  TO PROVIDE FOR SUSTAINABLE FORESTRY AS DETERMINED BY THE
 STATE FORESTER OR HIS OR HER DESIGNEE.  AGRICULTURAL LAND IS NOT  ELIGI-
 BLE FOR ENROLLMENT UNDER THIS PROGRAM.
   (F)  "FOREST LAND" SHALL MEAN LAND SUITABLE FOR FOREST CROP PRODUCTION
 THROUGH NATURAL REGENERATION OR THROUGH FORESTATION AND SHALL BE STOCKED
 WITH A STAND OF FOREST TREES SUFFICIENT TO PRODUCE A MERCHANTABLE FOREST
 CROP IN THE FUTURE.
   (G) "FOREST CERTIFICATION PROGRAM" SHALL MEAN A  FOREST  CERTIFICATION
 PROGRAM, SELECTED BY THE OWNER, AND WHICH IS ADMINISTERED BY A QUALIFIED
 THIRD  PARTY TO ENSURE SUSTAINABLE FOREST MANAGEMENT IS PRACTICED ON THE
 LAND, AS SPECIFIED IN REGULATIONS PROMULGATED BY THE DEPARTMENT.
   (H) "QUALIFYING FOREST MANAGEMENT PRACTICE" SHALL MEAN ANY CUTTING  OF
 TREES  RELATED  TO COMMERCIAL HARVESTING INCLUDING REGENERATION HARVEST-
 ING; TIMBER STAND IMPROVEMENT INCLUDING WEEDING, THINNING, OR CROP  TREE
 RELEASE;  SITE PREPARATION FOR PLANTING; INVASIVE AND/OR COMPETING VEGE-
 TATION CONTROL; RIPARIAN BUFFER ESTABLISHMENT OR ENHANCEMENT;  OR  OTHER
 ACTIVITIES AS SPECIFIED IN REGULATIONS PROMULGATED BY THE DEPARTMENT.

 S. 7508--A                         135                        A. 9508--A
 
   (I)  "FOREST  MANAGEMENT  PRACTICE PLAN" SHALL MEAN A PLAN APPROVED BY
 THE DEPARTMENT FOR ONE OR MORE QUALIFYING FOREST MANAGEMENT PRACTICE  TO
 BE  CONDUCTED  ON  A COMBINED TOTAL OF AT LEAST TEN ACRES OF AN ELIGIBLE
 TRACT WHICH SHALL SET FORTH REQUIREMENTS AND  STANDARDS  AS  DEFINED  IN
 REGULATIONS  TO ENSURE AND ENHANCE THE FUTURE PRODUCTIVITY AND SUSTAINA-
 BILITY OF THE FOREST TREATED,  AND  ENSURE  SUCCESSFUL  REGENERATION  OF
 DESIRABLE  SPECIES, WHEN PLANNED. SUCH PLAN MUST BE PREPARED BY OR UNDER
 THE DIRECT SUPERVISION OF A DEPARTMENT APPROVED FORESTER AS SPECIFIED IN
 REGULATIONS PROMULGATED BY THE DEPARTMENT.
   (J) "VERIFICATION OF CONTINUED ELIGIBILITY" SHALL MEAN  A  PORTION  OF
 THE COMMITMENT FORM PREPARED AND SIGNED BY THE LANDOWNER WHICH CERTIFIES
 THAT SUCH LANDOWNER CONTINUES TO SATISFY ALL CONDITIONS AND REQUIREMENTS
 OF HIS OR HER INITIAL ENROLLMENT UNDER THIS SECTION.
   2. (A) AN OWNER OF AN ELIGIBLE TRACT MAY APPLY TO THE DEPARTMENT FOR A
 CERTIFICATE  OF  ELIGIBILITY  UNDER A FOREST MANAGEMENT PRACTICE PLAN OR
 FOREST  CERTIFICATION  PROGRAM  PURSUANT  TO  THIS  SECTION   ON   FORMS
 PRESCRIBED  BY  THE DEPARTMENT.  IF THE DEPARTMENT FINDS THAT SUCH TRACT
 IS AN ELIGIBLE TRACT, IT SHALL FORWARD A CERTIFICATE OF  ELIGIBILITY  TO
 THE OWNER THEREOF.
   (B)  THE DEPARTMENT SHALL, AFTER PUBLIC HEARINGS, ADOPT AND PROMULGATE
 RULES AND REGULATIONS NECESSARY FOR THE IMPLEMENTATION OF THIS  SECTION,
 INCLUDING  SPECIFYING  FOREST MANAGEMENT PRACTICES WHICH WOULD QUALIFY A
 TRACT FOR CERTIFICATION.
   (C) ANY TRACT CERTIFIED PURSUANT TO THIS SUBDIVISION SHALL BE  SUBJECT
 TO THE PROVISIONS OF THIS SECTION. THE OBLIGATIONS OF THIS SECTION SHALL
 DEVOLVE  UPON  AND  THE  BENEFITS  INURE TO THE OWNER, HIS OR HER HEIRS,
 SUCCESSORS AND ASSIGNS.
   3. (A) TO QUALIFY FOR A FOREST LAND EXEMPTION UNDER THIS  SECTION  THE
 OWNER OF A CERTIFIED ELIGIBLE TRACT SHALL:
   (I)  FILE THE CERTIFICATE OF ELIGIBILITY IN THE OFFICE OF THE CLERK OF
 THE COUNTY OR COUNTIES IN WHICH SUCH TRACT IS SITUATED. SUCH CERTIFICATE
 SHALL SPECIFY THAT THE TRACT DESCRIBED THEREIN IS  COMMITTED  TO  EITHER
 (A)  SUSTAINABLE  FOREST MANAGEMENT UNDER A FOREST CERTIFICATION PROGRAM
 OR (B)  SUSTAINABLE  FORESTRY  AND  OPEN  SPACE  PRESERVATION  UNDER  AN
 APPROVED  FOREST  MANAGEMENT PRACTICE PLAN, WHICHEVER IS APPLICABLE, FOR
 AN INITIAL PERIOD OF TEN YEARS. UPON RECEIPT OF  SUCH  CERTIFICATE,  THE
 COUNTY  CLERK  SHALL RECORD THE SAME IN THE BOOKS KEPT FOR THE RECORDING
 OF DEEDS AND SHALL INDEX THE SAME IN THE DEED INDEX AGAINST THE NAME  OF
 THE OWNER OF THE PROPERTY; AND (II) PRIOR TO THE TAXABLE STATUS DATE FOR
 THE  FIRST  ASSESSMENT ROLL UPON WHICH SUCH EXEMPTION IS SOUGHT, FILE AN
 INITIAL APPLICATION FOR EXEMPTION WITH THE APPROPRIATE ASSESSOR ON FORMS
 PRESCRIBED BY THE COMMISSIONER.  SUCH APPLICATION MUST BE ACCOMPANIED BY
 A CERTIFICATE OF ELIGIBILITY ISSUED BY THE DEPARTMENT AND THE COMMITMENT
 FORM; (III) PRIOR TO THE TAXABLE STATUS DATE FOR EACH SUBSEQUENT ASSESS-
 MENT ROLL UPON WHICH SUCH EXEMPTION IS SOUGHT, FILE WITH THE APPROPRIATE
 ASSESSOR THE COMMITMENT FORM FOR SUCH TRACT TO  EITHER  (A)  SUSTAINABLE
 FOREST  MANAGEMENT UNDER A FOREST CERTIFICATION PROGRAM OR (B) SUSTAINA-
 BLE FORESTRY AND OPEN SPACE PROTECTION UNDER AN APPROVED FOREST  MANAGE-
 MENT PRACTICE PLAN, WHICHEVER IS APPLICABLE, FOR THE NEXT SUCCEEDING TEN
 YEARS; AND (IV) CONDUCT AN APPROVED INITIAL QUALIFYING FOREST MANAGEMENT
 PRACTICE  ON A COMBINED TOTAL OF AT LEAST TEN ACRES OF FOREST LAND OF AN
 ELIGIBLE TRACT.
   (B) IF THE REQUIREMENTS OF THIS SECTION ARE MET,  THE  ASSESSOR  SHALL
 APPROVE  THE  APPLICATION  AND  SUCH ELIGIBLE TRACT SHALL BE EXEMPT FROM
 TAXATION PURSUANT TO SUBDIVISION FOUR OF THIS SECTION TO BE EFFECTIVE AS
 OF THE FIRST TAXABLE STATUS DATE OCCURRING SUBSEQUENT TO SUCH  APPROVAL,

 S. 7508--A                         136                        A. 9508--A
 
 AND SHALL CONTINUE TO BE SO EXEMPT THEREAFTER UPON RECEIPT BY THE ASSES-
 SOR  OF A COMMITMENT FORM FILED IN ACCORDANCE WITH SUBPARAGRAPH (III) OF
 PARAGRAPH (A) OF THIS SUBDIVISION AND SO LONG AS  THE  CERTIFICATION  OF
 THE ELIGIBLE TRACT HAS NOT BEEN REVOKED BY THE DEPARTMENT.
   (C)  FAILURE  ON  THE PART OF THE OWNER TO FILE THE COMMITMENT FORM IN
 ANY YEAR FOLLOWING INITIAL CERTIFICATION WILL RESULT IN THE  TERMINATION
 OF  THE FOREST LAND EXEMPTION UNDER THIS SECTION APPLICABLE TO THE PROP-
 ERTY FOR THAT AND EACH SUCCEEDING  TAXABLE  YEARS.  FAILURE  TO  FILE  A
 COMMITMENT  FORM WILL NOT CONSTITUTE A CONVERSION OF THE TRACT OR BREACH
 OF THE COMMITMENT, PURSUANT TO SUBDIVISION SEVEN OF  THIS  SECTION,  AND
 THE  COMMITMENT OF THE PROPERTY TO EITHER (I) SUSTAINABLE FOREST MANAGE-
 MENT UNDER A FOREST CERTIFICATION PROGRAM OR (II)  SUSTAINABLE  FORESTRY
 OR  OPEN SPACE PRESERVATION THROUGH THE APPROVED FOREST MANAGEMENT PRAC-
 TICE PLAN OPTION, WHICHEVER IS APPLICABLE, SHALL REMAIN IN FORCE FOR THE
 NEXT SUCCEEDING NINE YEARS FOLLOWING THE LAST TAXABLE YEAR FOR  WHICH  A
 COMMITMENT FORM WAS FILED.
   (D)  FOLLOWING FAILURE TO FILE A COMMITMENT FORM IN ONE OR MORE YEARS,
 IN ORDER TO OBTAIN A FOREST LAND EXEMPTION UNDER THIS SECTION, AN  OWNER
 OF A CERTIFIED TRACT MAY SUBMIT A COMMITMENT FORM TO THE ASSESSOR BEFORE
 THE TAXABLE STATUS DATE IN ANY SUBSEQUENT YEAR, EXCEPT THAT A NEW APPLI-
 CATION  UNDER  PARAGRAPH  (A)  OF  SUBDIVISION  TWO  OF THIS SECTION AND
 SUBPARAGRAPH (I) OF PARAGRAPH (A) OF  THIS  SUBDIVISION  ALSO  SHALL  BE
 REQUIRED  IF  MORE  THAN  FIVE YEARS HAVE ELAPSED SINCE THE OWNER'S LAST
 COMMITMENT FORM AND VERIFICATION OF  CONTINUED  ELIGIBILITY  WAS  FILED.
 SUCH NEW APPLICATION ALSO SHALL BE REQUIRED WHENEVER, DURING THE PRECED-
 ING  YEAR, THE APPROVED FOREST MANAGEMENT PRACTICE PLAN HAS BEEN AMENDED
 WITH RESPECT TO THE ACREAGE OF LAND COMMITTED TO  SUSTAINABLE  FORESTRY,
 UNDER  A  FOREST  CERTIFICATION PROGRAM OR SUSTAINABLE FORESTRY AND OPEN
 SPACE PRESERVATION UNDER THIS SECTION.
   4. (A) CERTIFIED ELIGIBLE TRACTS APPROVED  FOR  EXEMPTION  UNDER  THIS
 SECTION  SHALL  BE EXEMPT FROM TAXATION TO THE EXTENT OF (I) SEVENTY PER
 CENTUM OF THE ASSESSED VALUATION THEREOF IN  THE  CASE  OF  AN  ELIGIBLE
 TRACT  ENROLLED  UNDER  A  DEPARTMENT  RECOGNIZED  FOREST  CERTIFICATION
 PROGRAM, OR (II) FORTY PER CENTUM OF THE ASSESSED VALUATION  THEREOF  IN
 THE CASE OF AN ELIGIBLE TRACT ENROLLED THROUGH A FOREST MANAGEMENT PRAC-
 TICE PLAN.
   (B)  THE  ASSESSED  VALUE  OF  THE  EXEMPTION GRANTED PURSUANT TO THIS
 SECTION SHALL BE ENTERED BY THE ASSESSOR ON THE ASSESSMENT ROLL IN  SUCH
 MANNER AS SHALL BE PRESCRIBED BY THE COMMISSIONER.
   5.  (A)  FOR  LANDS  ELIGIBLE PURSUANT TO A FOREST MANAGEMENT PRACTICE
 PLAN, WHENEVER ANY FOREST MANAGEMENT PRACTICE ON ANY CERTIFIED  ELIGIBLE
 TRACT  IS  PROPOSED DURING THE PERIOD OF COMMITMENT PURSUANT TO SUBDIVI-
 SION THREE OF THIS SECTION, THE OWNER SHALL SUBMIT A  FOREST  MANAGEMENT
 PRACTICE  PLAN  TO  THE DEPARTMENT FOR APPROVAL NO LESS THAN THIRTY DAYS
 PRIOR TO THE ANTICIPATED COMMENCEMENT OF SUCH PLAN AND IN A  MANNER  AND
 UPON SUCH FORM AS MAY BE PRESCRIBED BY THE DEPARTMENT.
   (B)  NOTWITHSTANDING  THE FOREGOING PROVISIONS OF THIS SUBDIVISION AND
 THE PROVISIONS OF SUBDIVISION SIX OF THIS SECTION, THE OWNER OF ANY LAND
 CERTIFIED UNDER THIS SECTION MAY ANNUALLY CUT, IN ACCORDANCE WITH  SOUND
 FORESTRY  PRACTICES,  NOT MORE THAN TEN STANDARD CORDS OR THE EQUIVALENT
 FOR SUCH OWNER'S OWN USE, WITHOUT NOTICE.
   6. ANY QUALIFYING FOREST MANAGEMENT PRACTICE  UNDER  THIS  SUBDIVISION
 MUST  BE CONDUCTED WITHIN TWO YEARS FROM THE DATE OF DEPARTMENT APPROVAL
 OF THE FOREST MANAGEMENT PRACTICE PLAN.

 S. 7508--A                         137                        A. 9508--A

   7. (A) THE DEPARTMENT SHALL, AFTER NOTICE AND HEARING, ISSUE A  NOTICE
 OF  VIOLATION  OF THIS SECTION FOR ANY CERTIFIED TRACT WHENEVER IT FINDS
 THAT:
   (I) ANY TRACT OR PORTION THEREOF IS CONVERTED TO A USE WHICH PRECLUDES
 MANAGEMENT OF THE LAND FOR SUSTAINABLE FORESTRY OR OPEN SPACE; OR
   (II)  THE  OWNER  FAILS TO SUBMIT A FOREST MANAGEMENT PRACTICE PLAN TO
 THE DEPARTMENT FOR APPROVAL PRIOR TO COMMENCING SUCH PRACTICE; OR
   (III) THE OWNER FAILS TO MAINTAIN THEIR PARTICIPATION IN A  DEPARTMENT
 RECOGNIZED FOREST CERTIFICATION PROGRAM DURING THE COMMITMENT PERIOD; OR
   (IV)  THE  OWNER  FAILS  TO  CARRY OUT A FOREST MANAGEMENT PRACTICE IN
 ACCORDANCE WITH THE SPECIFICATIONS OF THE QUALIFYING  FOREST  MANAGEMENT
 PRACTICE PLAN.
   (B) NOTWITHSTANDING THE FINDING OF AN OCCURRENCE DESCRIBED BY SUBPARA-
 GRAPH  (II),  (III)  OR  (IV)  OF PARAGRAPH (A) OF THIS SUBDIVISION, THE
 DEPARTMENT, UPON PRIOR NOTICE TO THE APPROPRIATE ASSESSOR, MAY DETERMINE
 THAT A VIOLATION HAS NOT OCCURRED IF THE FAILURE TO COMPLY  WAS  DUE  TO
 REASONS  BEYOND  THE  CONTROL  OF  THE  OWNER  AND  SUCH  FAILURE CAN BE
 CORRECTED FORTHWITH WITHOUT SIGNIFICANT EFFECT ON THE OVERALL PURPOSE OF
 THE COMMITMENT.
   (C) THE OWNER OF SUCH TRACT, FOLLOWING THE ISSUANCE OF SUCH NOTICE  BY
 THE DEPARTMENT FOR ONE OR MORE OF THE REASONS SET FORTH IN PARAGRAPH (A)
 OF  THIS SUBDIVISION, SHALL BE SUBJECT TO A PENALTY AS PROVIDED IN PARA-
 GRAPH (D) OR (E)  OF  THIS  SUBDIVISION,  WHICHEVER  APPLIES.  PENALTIES
 IMPOSED BY THIS SECTION SHALL BE SUBJECT TO INTEREST CHARGES AT THE RATE
 ESTABLISHED PURSUANT TO SECTION NINE HUNDRED TWENTY-FOUR-A OF THIS CHAP-
 TER  FOR  EACH APPLICABLE YEAR.   SUCH INTEREST SHALL ACCRUE IN THE YEAR
 WITH REFERENCE TO WHICH A PENALTY, OR PORTION THEREOF, IS ATTRIBUTED.
   (D) EXCEPT AS OTHERWISE PROVIDED IN PARAGRAPH (E) OF THIS SUBDIVISION:
   (I) THE PENALTY IMPOSED UNDER PARAGRAPH (C) OF THIS SUBDIVISION FOR  A
 PARCEL THAT HAS BEEN ENROLLED UNDER THIS SECTION FOR LESS THAN TEN YEARS
 SHALL BE COMPUTED BY MULTIPLYING BY TWO AND ONE-HALF THE AMOUNT OF TAXES
 THAT  WOULD HAVE BEEN LEVIED ON THE FOREST LAND EXEMPTION ENTERED ON THE
 ASSESSMENT ROLL PURSUANT TO SUBDIVISION FOUR OF  THIS  SECTION  FOR  THE
 CURRENT YEAR AND ANY PRIOR YEARS IN WHICH SUCH AN EXEMPTION WAS GRANTED,
 UTILIZING  THE  APPLICABLE  TAX  RATE  FOR THE CURRENT YEAR AND FOR SUCH
 PRIOR YEARS.
   (II) THE PENALTY IMPOSED UNDER PARAGRAPH (C) OF THIS SUBDIVISION FOR A
 PARCEL THAT HAS BEEN ENROLLED UNDER THIS SECTION FOR A  MINIMUM  OF  TEN
 YEARS BUT LESS THAN TWENTY YEARS SHALL BE COMPUTED BY MULTIPLYING BY ONE
 AND  ONE-HALF  THE  AMOUNT  OF  TAXES THAT WOULD HAVE BEEN LEVIED ON THE
 FOREST LAND EXEMPTION ENTERED ON THE ASSESSMENT ROLL PURSUANT TO  SUBDI-
 VISION  FOUR  OF  THIS  SECTION  FOR THE CURRENT YEAR AND PRIOR YEARS IN
 WHICH SUCH AN EXEMPTION WAS GRANTED, UTILIZING THE APPLICABLE  TAX  RATE
 FOR  THE CURRENT YEAR AND FOR SUCH PRIOR YEARS, NOT TO EXCEED A TOTAL OF
 TEN YEARS.
   (III) THE PENALTY IMPOSED UNDER PARAGRAPH (C) OF THIS SUBDIVISION  FOR
 A  PARCEL  THAT  HAS  BEEN  ENROLLED UNDER THIS SECTION FOR A MINIMUM OF
 TWENTY YEARS SHALL BE THE AMOUNT OF TAXES THAT WOULD HAVE BEEN LEVIED ON
 THE FOREST LAND EXEMPTION ENTERED ON THE  ASSESSMENT  ROLL  PURSUANT  TO
 SUBDIVISION FOUR OF THIS SECTION FOR THE CURRENT YEAR AND PRIOR YEARS IN
 WHICH  SUCH  AN EXEMPTION WAS GRANTED, UTILIZING THE APPLICABLE TAX RATE
 FOR THE CURRENT YEAR AND FOR SUCH PRIOR YEARS, NOT TO EXCEED A TOTAL  OF
 TEN YEARS.
   (E) THE PENALTY IMPOSED UNDER PARAGRAPH (C) OF THIS SUBDIVISION APPLI-
 CABLE  TO CONVERTED LAND WHICH CONSTITUTES ONLY A PORTION OF A CERTIFIED
 ELIGIBLE TRACT SHALL BE TWICE THE AMOUNT DETERMINED UNDER PARAGRAPH  (D)

 S. 7508--A                         138                        A. 9508--A
 
 OF  THIS SUBDIVISION.  IN CALCULATING SUCH PENALTY, ONLY THAT PORTION OF
 THE TRACT THAT WAS ACTUALLY CONVERTED TO A USE THAT PRECLUDES EITHER (I)
 SUSTAINABLE FOREST MANAGEMENT UNDER A FOREST  CERTIFICATION  PROGRAM  OR
 (II)  MANAGEMENT  OF THE LAND FOR SUSTAINABLE FOREST MANAGEMENT AND OPEN
 SPACE, SHALL BE USED AS THE BASIS FOR DETERMINING  THE  PENALTY,  UNLESS
 THE  REMAINING  PORTION NO LONGER MEETS THE MINIMUM ACREAGE REQUIREMENTS
 OF PARAGRAPH (E) OF SUBDIVISION ONE OF THIS SECTION, IN WHICH  CASE  THE
 ENTIRE  TRACT  SHALL  BE DEEMED INELIGIBLE AND SUBJECT TO REVOCATION AND
 PENALTIES.
   (F) A NOTICE OF VIOLATION ISSUED UNDER THIS SUBDIVISION SHALL BE GIVEN
 BY THE DEPARTMENT TO THE OWNER AND TO THE COUNTY TREASURER OF THE COUNTY
 OR COUNTIES IN WHICH SUCH TRACT IS LOCATED, AND THE PENALTY AND INTEREST
 CHARGES SHALL BE COMPUTED FOR EACH  OF  THE  MUNICIPAL  CORPORATIONS  IN
 WHICH SUCH TRACT IS LOCATED BY SUCH COUNTY TREASURER. UPON COMPLETION OF
 THE  COMPUTATION OF THE PENALTY AND INTEREST, THE COUNTY TREASURER SHALL
 GIVE NOTICE TO THE OWNER OF THE AMOUNT OF THE PENALTY AND INTEREST,  AND
 THE AMOUNT SHALL BE ENTERED ON THE NEXT COMPLETED TAX ROLL OF SUCH COUN-
 TY  OR  COUNTIES.  SUCH  PENALTIES  AND  INTEREST  SHALL  BE  LEVIED AND
 COLLECTED IN THE SAME MANNER AND AT THE SAME TIME  AS  OTHER  TAXES  ARE
 IMPOSED  AND  LEVIED ON SUCH ROLL. UPON COLLECTION OF SUCH PENALTIES AND
 INTEREST, SUCH COUNTY TREASURER SHALL PAY THE AMOUNTS DUE TO EACH OF THE
 APPROPRIATE MUNICIPAL CORPORATIONS.
   (G) UPON A FINDING OF A VIOLATION, THE  DEPARTMENT  SHALL  REVOKE  THE
 CERTIFICATE  OF  ELIGIBILITY  ISSUED PURSUANT TO SUBDIVISION TWO OF THIS
 SECTION, AND NOTICE OF SUCH REVOCATION SHALL BE GIVEN TO THE  OWNER  AND
 TO  THE  COUNTY  CLERK  OF  THE COUNTY OR COUNTIES IN WHICH THE TRACT IS
 LOCATED.  UPON RECEIPT OF SUCH NOTICE OF REVOCATION,  THE  COUNTY  CLERK
 SHALL  RECORD  THE SAME IN THE BOOKS KEPT FOR THE RECORDING OF DEEDS AND
 SHALL INDEX THE SAME IN THE DEED INDEX AGAINST THE NAME OF THE OWNER  OF
 THE  PROPERTY.  THE COUNTY CLERK SHALL ALSO NOTE ON THE FACE OF THE LAST
 CERTIFICATE OF  ELIGIBILITY  AND  COMMITMENT  FORM  PREVIOUSLY  RECORDED
 PURSUANT  TO  THIS SECTION THE WORD "REVOKED" FOLLOWED BY A REFERENCE TO
 THE LIBER AND PAGE WHERE THE NOTICE OF REVOCATION IS  RECORDED  PURSUANT
 TO THIS SUBDIVISION.
   (H)  THE  CERTIFICATE OF ELIGIBILITY OF A TRACT FOR WHICH NO NOTICE OF
 VIOLATION HAS BEEN ISSUED SHALL BE REVOKED WITHOUT PENALTY UPON  RECEIPT
 OF PROOF SATISFACTORY TO THE DEPARTMENT THAT NINE YEARS HAVE PASSED FROM
 THE  YEAR  OF  THE  LAST  COMMITMENT FORM FILED WITH THE ASSESSOR BY THE
 OWNER PURSUANT TO SUBDIVISION THREE OF  THIS  SECTION.  NOTICE  OF  SUCH
 REVOCATION SHALL BE RECORDED AND INDEXED AS PROVIDED IN PARAGRAPH (G) OF
 THIS SUBDIVISION.
   (I)  NO  FEE,  PENALTY  OR ROLLBACK OF TAXES OTHERWISE DUE PURSUANT TO
 THIS SECTION MAY BE IMPOSED UPON THE CITY OF NEW  YORK  FOR  FAILURE  TO
 COMPLY  WITH AN APPROVED FOREST MANAGEMENT PRACTICE PLAN FOR AN ELIGIBLE
 TRACT THAT THE CITY ACQUIRES FOR WATERSHED PURPOSES.
   8. (A) THE OWNER OF A CERTIFIED ELIGIBLE TRACT SHALL NOT BE SUBJECT TO
 ANY PENALTY UNDER THIS SECTION THAT WOULD OTHERWISE APPLY  BECAUSE  SUCH
 TRACT  OR  ANY  PORTION  THEREOF  IS  CONVERTED  TO A USE OTHER THAN (I)
 SUSTAINABLE FOREST MANAGEMENT UNDER A FOREST  CERTIFICATION  PROGRAM  OR
 (II)  SUSTAINABLE FORESTRY AND OPEN SPACE PRESERVATION UNDER AN APPROVED
 FOREST MANAGEMENT PRACTICE, WHICHEVER IS APPLICABLE, BY VIRTUE  OF:  (A)
 AN INVOLUNTARY TAKING BY EMINENT DOMAIN OR OTHER INVOLUNTARY PROCEEDING,
 EXCEPT A TAX SALE, OR (B) A VOLUNTARY PROCEEDING, PROVIDED SUCH PROCEED-
 ING  INVOLVES  THE  ESTABLISHMENT OF RIGHTS-OF-WAY FOR PUBLIC HIGHWAY OR
 ENERGY TRANSMISSION PURPOSES WHEREIN SUCH  CORRIDORS  HAVE  BEEN  ESTAB-
 LISHED SUBSEQUENT TO PUBLIC HEARING AS NEEDED IN THE PUBLIC INTEREST AND

 S. 7508--A                         139                        A. 9508--A
 
 ENVIRONMENTALLY  COMPATIBLE,  OR  (C)  OIL,  GAS OR MINERAL EXPLORATION,
 DEVELOPMENT OR EXTRACTION ACTIVITY UNDERTAKEN BY AN INDEPENDENT  GRANTEE
 PURSUANT  TO  A  LEASE OR OTHER CONVEYANCE OF SUBSURFACE RIGHTS RECORDED
 MORE  THAN TEN YEARS PRIOR TO THE DATE OF THE CERTIFICATE OF ELIGIBILITY
 ISSUED BY THE DEPARTMENT UNDER SUBDIVISION TWO OF THIS SECTION,  OR  (D)
 WHERE  ALL  OR A SUBSTANTIAL PORTION OF THE CERTIFIED TRACT IS DESTROYED
 OR IRREPARABLY DAMAGED BY REASON OF AN ACT OF GOD OR A NATURAL DISASTER.
   (B) IN THE EVENT THE LAND  SO  CONVERTED  TO  A  USE  OTHER  THAN  (I)
 SUSTAINABLE  FOREST  MANAGEMENT  UNDER A FOREST CERTIFICATION PROGRAM OR
 (II) SUSTAINABLE FORESTRY AND OPEN SPACE PRESERVATION UNDER AN  APPROVED
 FOREST  MANAGEMENT  PRACTICE  PLAN, WHICHEVER IS APPLICABLE, CONSTITUTES
 ONLY A PORTION OF SUCH TRACT, THE ASSESSOR SHALL APPORTION  THE  ASSESS-
 MENT,  AND  ENTER  THAT  PORTION  SO  CONVERTED AS A SEPARATELY ASSESSED
 PARCEL ON THE APPROPRIATE PORTION OF THE ASSESSMENT ROLL.  THE  ASSESSOR
 SHALL  THEN ADJUST THE FOREST LAND EXEMPTION ATTRIBUTABLE TO THE PORTION
 OF THE TRACT NOT SO CONVERTED BY SUBTRACTING THE PROPORTIONATE  PART  OF
 THE EXEMPTION OF THE CONVERTED PARCEL.
   (C)  IF  THE  PORTION  SO CONVERTED DIVIDES THE TRACT INTO TWO OR MORE
 SEPARATE PARCELS, SUCH REMAINING PARCELS NOT SO  CONVERTED  WILL  REMAIN
 ELIGIBLE UNDER THIS SECTION, REGARDLESS OF SIZE.
   (D)  THE  OWNER  OF  A CERTIFIED TRACT SHALL NOT BE SUBJECT TO PENALTY
 UNDER THIS SECTION THAT WOULD OTHERWISE APPLY BECAUSE THE FOREST OR OPEN
 SPACE ON THE CERTIFIED TRACT OR PORTION IS,  THROUGH  NO  FAULT  OF  THE
 OWNER, DAMAGED OR DESTROYED BY FIRE, INFESTATION, DISEASE, STORM, FLOOD,
 OR  OTHER  NATURAL DISASTER, ACT OF GOD, ACCIDENT, TRESPASS OR WAR. IF A
 FOREST MANAGEMENT PRACTICE IS TO  OCCUR  IN  CONNECTION  WITH  NECESSARY
 SALVAGE OPERATIONS RESULTING FROM ANY SUCH EVENT, THE OWNER SHALL SUBMIT
 A  FOREST  MANAGEMENT PRACTICE PLAN TO THE DEPARTMENT FOR APPROVAL PRIOR
 TO THE COMMENCEMENT OF SUCH PRACTICE. NOTHING IN THIS PARAGRAPH SHALL BE
 CONSTRUED TO SUBJECT ANY PERSON TO PENALTY UNDER  SUBDIVISION  SEVEN  OF
 THIS SECTION FOR IMMEDIATE ACTION TAKEN IN GOOD FAITH IN THE EVENT OF AN
 EMERGENCY.
   9.  ALL  PENALTIES  AND INTEREST CHARGES THEREON COLLECTED PURSUANT TO
 SUBDIVISIONS FIVE, SIX AND SEVEN OF THIS SECTION SHALL BE APPORTIONED TO
 THE APPLICABLE MUNICIPAL CORPORATIONS IN WHICH SUCH TRACT IS SITUATED.
   10. (A) FOREST CERTIFICATION PROGRAMS RECOGNIZED AND FOREST MANAGEMENT
 PRACTICE PLANS APPROVED PURSUANT TO THIS SECTION SHALL NOT BE DEEMED  TO
 AUTHORIZE  OR  PERMIT ANY PRACTICE OR ACTIVITY PROHIBITED, RESTRICTED OR
 REQUIRING FURTHER APPROVAL UNDER THE ENVIRONMENTAL CONSERVATION LAW,  OR
 ANY  OTHER  GENERAL  OR  SPECIAL LAW OF THE STATE, OR ANY LAWFUL RULE OR
 REGULATION DULY PROMULGATED THEREUNDER.
   (B) NO OTHERWISE ELIGIBLE TRACT, OR PORTION THEREOF, SHALL  BE  DEEMED
 TO  BE INELIGIBLE FOR CERTIFICATION OR QUALIFICATION UNDER THIS SECTION,
 AND NO CERTIFICATE OF ELIGIBILITY SHALL BE REVOKED OR  PENALTY  IMPOSED,
 SOLELY  ON  THE  GROUND  THAT ANY SUCH LAW, RULE OR REGULATION PARTIALLY
 RESTRICTS OR REQUIRES FURTHER APPROVAL FOR FOREST  MANAGEMENT  PRACTICES
 OR ACTIVITIES ON SUCH TRACT OR PORTION.
   §  5.   Section 9-0815 of the environmental conservation law, as added
 by chapter 602 of the laws of 2003, the section heading and  subdivision
 3  as  amended by chapter 623 of the laws of 2003, is amended to read as
 follows:
 § 9-0815. [Request for comment on local laws or ordinances pertaining to
             the practice of forestry] FORESTRY PRACTICE REQUIREMENTS.
   [The commissioner upon his or her own initiative, or upon the  written
 request  of a municipality or an owner of forest land within the munici-
 pality, may elect to comment upon a  proposed  local  law  or  ordinance

 S. 7508--A                         140                        A. 9508--A

 which may restrict the practice of forestry. The requesting municipality
 or  owner  of  forest land shall provide, at a minimum, the full text of
 the proposed local law  or  ordinance  to  the  commissioner  with  such
 request.]
   1.  [Upon  receipt  of such written request or upon the commissioner's
 determination to comment on a local law or ordinance,  the  commissioner
 shall  notify the municipal legislative body, in writing, of the receipt
 date or the date of such determination] A. ANY MUNICIPALITY PROPOSING AN
 ORDINANCE,  LOCAL  LAW,  REGULATION  OR  PERMIT  REQUIREMENT  WHICH  MAY
 RESTRICT  THE PRACTICE OF FORESTRY, INCLUDING BUT NOT LIMITED TO, TIMBER
 HARVESTING, OTHER FOREST MANAGEMENT PRACTICES, AND TEMPORARY STORAGE  OR
 TRANSPORT  OF  LOGS  OR  OTHER  WOOD  PRODUCTS FROM HARVEST SITES, SHALL
 SUBMIT SUCH PROPOSALS TO THE DEPARTMENT FOR REVIEW, COMMENT  AND  INPUT,
 TO ENSURE THEY DO NOT ADVERSELY IMPACT THE LANDOWNER'S RIGHT TO PRACTICE
 FORESTRY.
   [2.  An  owner  of  forest  land shall provide notice to the municipal
 legislative body proposing the local  law  or  ordinance  of  a  written
 request  to  the  commissioner  in  the time, manner, and form as may be
 prescribed by the commissioner] B.   THE  REQUIRING  MUNICIPALITY  SHALL
 PROVIDE,  AT A MINIMUM, THE FULL TEXT OF THE PROPOSED LOCAL LAW OR ORDI-
 NANCE TO THE COMMISSIONER.
   [3.] C. The commissioner, in preparing his or her comments for consid-
 eration by the municipality, may consider  factors  including,  but  not
 limited  to,  the impact of the proposed local law or ordinance upon the
 long-term viability of forests in the municipality and any modifications
 or alternatives which a  municipality  may  undertake  to  minimize  the
 impacts to the practice of forestry in preparing his or her comments.
   [4.]  D.  The commissioner shall have forty-five days after receipt of
 an ordinance to provide his or her comments, if any,  to  the  municipal
 legislative  body proposing the law or ordinance. Any municipal legisla-
 tive body shall defer the adoption of such local law or ordinance  pend-
 ing receipt of comments, if any, from the commissioner or the passage of
 forty-five  days  from  the date of receipt of the proposed local law or
 ordinance by the commissioner. The commissioner shall have the  opportu-
 nity  to  [respond]  REVIEW  AND  PROVIDE  COMMENTS only to the original
 proposal considered by the local governing body.
   [5.] E. For purposes of this section, "forest land"  shall  mean  land
 that is suitable to forest crop production.
   F.  IF  THE  DEPARTMENT  RECOMMENDS  MODIFICATION  OR DISAPPROVAL OF A
 PROPOSED ACTION, THE REFERRING BODY  SHALL  NOT  ACT  CONTRARY  TO  SUCH
 RECOMMENDATION  EXCEPT  BY  A  VOTE  OF  A  MAJORITY PLUS ONE OF ALL THE
 MEMBERS THEREOF.
   2. THE DEPARTMENT SHALL PROMULGATE RULES AND REGULATIONS REQUIRING ALL
 LANDOWNERS, OR THEIR AUTHORIZED AGENTS, TO PROVIDE NOTIFICATION  TO  THE
 DEPARTMENT  PRIOR  TO  ENGAGING  IN  ANY  COMMERCIAL TIMBER HARVEST OF A
 MERCHANTABLE FOREST CROP FROM  TEN  OR  MORE  ACRES  OF  PRIVATELY-OWNED
 FOREST LAND IN ANY GIVEN YEAR.
   A.  SUCH  NOTIFICATION SHALL BE IN THE MANNER AND FORMAT PRESCRIBED BY
 THE DEPARTMENT AND, AT MINIMUM, SHALL INCLUDE:
   (I) NAME AND ADDRESS OF THE LANDOWNER;
   (II) NAME AND  ADDRESS  OF  ANY  AUTHORIZED  AGENT  OF  THE  LANDOWNER
 CONDUCTING FORESTRY RELATED ACTIVITIES, SUCH AS A FORESTER, LAND MANAGER
 OR LOGGER;
   (III)  LOCATION  AND  ACREAGE  OF THE AREA TO BE HARVESTED AND PLANNED
 POINT OR POINTS OF ACCESS TO PUBLIC ROAD OR ROADS;
   (IV) APPROXIMATE START AND END DATES OF THE HARVEST;

 S. 7508--A                         141                        A. 9508--A

   (V) APPROXIMATE VOLUME TO BE HARVESTED;
   (VI) PRODUCTS AND SPECIES TO BE HARVESTED;
   (VII)  WHETHER  THE  HARVEST  IS BEING CONDUCTED PURSUANT TO A WRITTEN
 FOREST MANAGEMENT PLAN UNDER SECTION FOUR HUNDRED EIGHTY-A OR A  PROGRAM
 UNDER SECTION FOUR HUNDRED EIGHTY-B OF THE REAL PROPERTY TAX LAW AND, IF
 APPLICABLE,  THE  NAME  AND  ADDRESS  OF  THE  INDIVIDUAL OR ENTITY THAT
 PREPARED THE PLAN;
   (VIII) WHETHER THE HARVEST IS BEING CONDUCTED PURSUANT TO A HARVESTING
 CONTRACT; AND
   (IX) OTHER INFORMATION AS DEEMED NECESSARY AND BENEFICIAL.
   B. THE DEPARTMENT SHALL SHARE TIMBER HARVEST  NOTIFICATIONS  WITH  ANY
 MUNICIPALITY  THAT REQUESTS SUCH NOTIFICATIONS, IN WRITING, FOR HARVESTS
 IN SUCH MUNICIPALITY.
   C. ANY PROVISION OF ANY LOCAL LAW OR ORDINANCE, OR ANY RULE  OR  REGU-
 LATION  PROMULGATED THERETO, GOVERNING TIMBER HARVEST NOTIFICATION SHALL
 UPON THE EFFECTIVE DATE OF A CHAPTER OF THE LAWS OF TWO  THOUSAND  EIGH-
 TEEN THAT AMENDED THIS SECTION BE PREEMPTED.
   §  6.  Article  9  of the environmental conservation law is amended by
 adding two new titles 23 and 25 to read as follows:
                                 TITLE 23
                      COMMUNITY FOREST GRANT PROGRAM
 SECTION 9-2301. DEFINITIONS.
         9-2303. CRITERIA FOR COMMUNITY FOREST PROJECTS.
         9-2305. STATE ASSISTANCE APPLICATION PROCEDURE.
         9-2307. REGULATIONS.
         9-2309. CONTRACTS FOR STATE ASSISTANCE PAYMENTS.
         9-2311. POWERS AND DUTIES OF THE COMMISSIONER.
 § 9-2301. DEFINITIONS.
   FOR THE PURPOSE OF THIS TITLE, THE  FOLLOWING  TERMS  SHALL  HAVE  THE
 FOLLOWING MEANINGS:
   1. "ELIGIBLE LAND" SHALL MEAN PRIVATE FOREST LAND IN THE STATE THAT IS
 AT  LEAST  TWENTY-FIVE  ACRES IN SIZE, SUITABLE TO SUSTAIN NATURAL VEGE-
 TATION, WHICH IS AT LEAST SEVENTY-FIVE PERCENT FORESTED.
   2. "MUNICIPALITY" SHALL MEAN A COUNTY, CITY, TOWN, VILLAGE, OR  INDIAN
 NATION OR TRIBE RECOGNIZED BY THE UNITED STATES WITH A RESERVATION WHOL-
 LY OR PARTLY WITHIN THE BOUNDARIES OF THE STATE, A LOCAL PUBLIC AUTHORI-
 TY OR PUBLIC BENEFIT CORPORATION, OR ANY COMBINATION THEREOF.
   3.  "NOT-FOR-PROFIT  CONSERVATION ORGANIZATION" MEANS A NOT-FOR-PROFIT
 CORPORATION ORGANIZED FOR THE CONSERVATION OR PRESERVATION OF REAL PROP-
 ERTY AND WHICH HAS THE POWER TO ACQUIRE INTERESTS IN REAL PROPERTY. SUCH
 ORGANIZATION MUST HAVE QUALIFIED AS  EXEMPT  FOR  FEDERAL  TAX  PURPOSES
 PURSUANT TO SECTION 501 (C)(3) OF THE INTERNAL REVENUE CODE OR ANY SIMI-
 LAR SUCCESSOR STATUTORY PROVISION.
 § 9-2303. CRITERIA FOR COMMUNITY FOREST PROJECTS.
   1.  THE  DEPARTMENT  SHALL  PROVIDE,  ON  A  COMPETITIVE BASIS, WITHIN
 AMOUNTS APPROPRIATED STATE ASSISTANCE TO MUNICIPALITIES AND NOT-FOR-PRO-
 FIT CONSERVATION  ORGANIZATIONS  FOR  THE  PURCHASE  OF  LANDS  FOR  THE
 PURPOSES  HEREIN  PROVIDED,  TO  ESTABLISH FOREST PLANTATIONS OR FOR THE
 CARE AND MANAGEMENT OF  FORESTS.  THE  PROGRAM  SHALL  REQUIRE  A  FIFTY
 PERCENT NON-STATE MATCH.
   2.  THE  PURPOSE  OF  THE PROGRAM IS TO ESTABLISH COMMUNITY FORESTS TO
 PROTECT FOREST LAND FROM  CONVERSION  TO  NON-FOREST  USES  AND  PROVIDE
 COMMUNITY  BENEFITS SUCH AS SUSTAINABLE FOREST MANAGEMENT, ENVIRONMENTAL
 BENEFITS INCLUDING CLEAN AIR, WATER, AND WILDLIFE HABITAT; BENEFITS FROM
 FOREST-BASED EDUCATIONAL PROGRAMS; BENEFITS FROM SERVING  AS  MODELS  OF

 S. 7508--A                         142                        A. 9508--A
 
 EFFECTIVE  FOREST  STEWARDSHIP;  AND  RECREATIONAL BENEFITS SECURED WITH
 PUBLIC ACCESS.
 § 9-2305. STATE ASSISTANCE APPLICATION PROCEDURE.
   1. A MUNICIPALITY UPON THE APPROVAL OF ITS GOVERNING BODY, OR NOT-FOR-
 PROFIT  CONSERVATION  ORGANIZATION,  MAY  SUBMIT  AN  APPLICATION TO THE
 COMMISSIONER, IN SUCH  FORM  AND  CONTAINING  SUCH  INFORMATION  AS  THE
 COMMISSIONER  MAY REQUIRE, FOR STATE ASSISTANCE PAYMENTS TOWARD THE COST
 OF A PROJECT WHICH IS ELIGIBLE FOR STATE  ASSISTANCE  PURSUANT  TO  THIS
 TITLE.
   2.  THE  COMMISSIONER  SHALL  REVIEW  SUCH PROJECT APPLICATION AND MAY
 APPROVE, DISAPPROVE OR RECOMMEND MODIFICATIONS THERETO  CONSISTENT  WITH
 APPLICABLE LAW, CRITERIA, STANDARDS OR RULES AND REGULATIONS RELATIVE TO
 SUCH PROJECTS.
 § 9-2307. REGULATIONS.
   THE  DEPARTMENT  MAY PROMULGATE ANY RULES AND REGULATIONS NECESSARY TO
 IMPLEMENT AND ADMINISTER THIS TITLE INCLUDING BUT NOT LIMITED TO  APPLI-
 CATION PROCEDURES, REVIEW PROCESSES, AND PROJECT APPROVAL GUIDELINES AND
 CRITERIA.
 § 9-2309. CONTRACTS FOR STATE ASSISTANCE PAYMENTS.
   THE COMMISSIONER SHALL IMPOSE SUCH CONTRACTUAL REQUIREMENTS AND CONDI-
 TIONS  UPON  ANY MUNICIPALITY AND ANY NOT-FOR-PROFIT CONSERVATION ORGAN-
 IZATION WHICH RECEIVE FUNDS PURSUANT TO THIS TITLE AS MAY  BE  NECESSARY
 AND  APPROPRIATE  TO  ASSURE THAT A PUBLIC BENEFIT SHALL ACCRUE FROM THE
 USE OF PUBLIC FUNDS BY SUCH MUNICIPALITY AND NOT-FOR-PROFIT CONSERVATION
 ORGANIZATION.
 § 9-2311. POWERS AND DUTIES OF THE COMMISSIONER.
   IN ADMINISTERING THE PROVISIONS OF THIS TITLE THE COMMISSIONER:
   1.  SHALL  MAKE  AN  ITEMIZED  ESTIMATE  OF  FUNDS  OR  APPROPRIATIONS
 REQUESTED ANNUALLY FOR INCLUSION IN THE EXECUTIVE BUDGET;
   2.  MAY,  IN  THE  NAME  OF THE STATE, AS FURTHER PROVIDED WITHIN THIS
 TITLE, CONTRACT TO MAKE, WITHIN THE LIMITATIONS OF APPROPRIATION  AVAIL-
 ABLE THEREFOR, STATE ASSISTANCE PAYMENTS TOWARD THE COSTS OF AN APPROVED
 PROJECT.  SUCH CONTRACTS SHALL BE SUBJECT TO APPROVAL BY THE STATE COMP-
 TROLLER AND, AS TO FORM, BY THE ATTORNEY GENERAL;
   3. SHALL APPROVE VOUCHERS FOR THE PAYMENTS  PURSUANT  TO  AN  APPROVED
 CONTRACT.  ALL  SUCH  PAYMENTS SHALL BE PAID ON THE AUDIT AND WARRANT OF
 THE STATE COMPTROLLER; AND
   4. MAY PERFORM SUCH OTHER AND FURTHER ACTS AS MAY BE NECESSARY, PROPER
 OR DESIRABLE TO CARRY OUT THE PROVISIONS OF THIS ARTICLE.
                                 TITLE 25
                      EMPIRE FOREST INCENTIVE PROGRAM
 SECTION 9-2501. DEFINITIONS.
         9-2503. CRITERIA FOR EMPIRE FOREST INCENTIVE PROJECTS.
         9-2505. STATE ASSISTANCE APPLICATION PROCEDURE.
         9-2507. REGULATIONS.
         9-2509. CONTRACTS FOR STATE ASSISTANCE PAYMENTS.
         9-2511. POWERS AND DUTIES OF THE COMMISSIONER.
 § 9-2501. DEFINITIONS.
   FOR THE PURPOSE OF THIS TITLE,  "ELIGIBLE  LAND"  SHALL  MEAN  PRIVATE
 FOREST  LAND  IN  THE  STATE THAT IS AT LEAST TWENTY-FIVE ACRES IN SIZE,
 SUITABLE TO SUSTAIN NATURAL VEGETATION.
 § 9-2503. CRITERIA FOR EMPIRE FOREST INCENTIVE PROJECTS.
   1. THE DEPARTMENT SHALL PROVIDE THROUGH A COMPETITIVE PROCESS,  WITHIN
 AMOUNTS  APPROPRIATED,  STATE ASSISTANCE PAYMENTS PURSUANT TO THE EMPIRE
 FOREST INCENTIVE PROGRAM TO LANDOWNERS FOR  THE  COSTS  ASSOCIATED  WITH
 SOUND,  SCIENTIFICALLY  BASED  FOREST  MANAGEMENT  PRACTICES ON ELIGIBLE

 S. 7508--A                         143                        A. 9508--A
 
 LAND. THE PROGRAM SHALL REQUIRE A NON-STATE MATCH.  THE  DEPARTMENT  MAY
 CONTRACT WITH AN INDEPENDENT THIRD PARTY ORGANIZATION TO ADMINISTER SUCH
 STATE ASSISTANCE PROGRAM, PROVIDED THAT NOT MORE THAN TEN PERCENT OF ALL
 FUNDS  MAY  BE  MADE  AVAILABLE TO CARRY OUT THE PROGRAM FOR EACH FISCAL
 YEAR FOR PROGRAM ADMINISTRATION  AND  TECHNICAL  ASSISTANCE  UNDER  SUCH
 CONTRACT.
   2.  THE PROJECTS THAT QUALIFY FOR STATE ASSISTANCE PAYMENTS UNDER THIS
 TITLE SHALL INCLUDE BUT ARE NOT LIMITED TO:
   A. FOREST STEWARDSHIP PLANNING PROJECTS, INCLUDING UPGRADING AN EXIST-
 ING PLAN  TO  STATE  APPROVED  STANDARDS.  FOREST  STEWARDSHIP  PLANNING
 PROJECTS  MUST  BE  COMPLETED  AND APPROVED BY THE DEPARTMENT BEFORE THE
 LANDOWNER IS ELIGIBLE FOR OTHER PROJECTS.
   B. FOREST STAND IMPROVEMENT PROJECTS TO ENHANCE GROWTH AND QUALITY  OF
 WOOD  FIBER FOR ACTIVITIES SUCH AS TREE MARKING, THINNING, CULL REMOVAL,
 OR GRAPEVINE REMOVAL.
   C. INVASIVE SPECIES CONTROL PROJECTS TO LIMIT THE SPREAD  OF  INVASIVE
 SPECIES IN FORESTED ENVIRONMENTS THROUGH ERADICATION OR MANAGEMENT PRAC-
 TICES  THAT  SUPPORT  THE  FOREST OWNER'S MANAGEMENT GOALS. THIS PROJECT
 DOES  NOT  INCLUDE  ORCHARD,  ORNAMENTAL,  NURSERY  OR  CHRISTMAS   TREE
 PURPOSES.
   D.  AFFORESTATION  OR REFORESTATION PROJECTS TO ENCOURAGE REGENERATION
 OF FOREST COVER THROUGH SITE PREPARATION, PLANTING, SEEDING, FENCING, OR
 TREE SHELTERS FOR THE PURPOSES OF TIMBER OR FIBER PRODUCTION  OR  CARBON
 SEQUESTRATION. PLANTING SHALL BE LIMITED TO NON-INVASIVE NATIVE OR NATU-
 RALIZED  SPECIES  AND CANNOT BE USED FOR ORCHARD, ORNAMENTAL, NURSERY OR
 CHRISTMAS TREE PURPOSES.
   E. WATER QUALITY IMPROVEMENT PROJECTS  TO  IMPROVE  OR  PROTECT  WATER
 QUALITY,  RIPARIAN  AREAS, FOREST WETLANDS AND FOREST WATERSHEDS THROUGH
 THE  ESTABLISHMENT,  MAINTENANCE,  RENOVATION,  AND/OR  RESTORATION   OF
 APPROVED PROJECTS.
   F.  FISH AND WILDLIFE HABITAT IMPROVEMENT PROJECTS TO CREATE, PROTECT,
 OR MAINTAIN FISH AND WILDLIFE  HABITAT  THROUGH  ESTABLISHMENT,  MAINTE-
 NANCE, AND RESTORATION PROJECTS.
   G. FOREST HEALTH PROJECTS TO IMPROVE, PROTECT OR RESTORE FOREST HEALTH
 RELATIVE  TO  DETECTION  OF  OR DAMAGE BY INSECTS, DISEASES, AND ANIMALS
 AFFECTING ESTABLISHED STANDS. THE PROJECT DOES NOT INCLUDE  COST-SHARING
 FOR  APPLICATIONS OF CHEMICAL OR BIOLOGICAL AGENTS FOR CONTROL OF FOREST
 PESTS.
   H. WILDFIRE AND CATASTROPHIC EVENT REHABILITATION PROJECTS TO  RESTORE
 AND  REHABILITATE  FORESTS FOLLOWING CATASTROPHIC NATURAL EVENTS SUCH AS
 WILDFIRE, WIND, AND ICE STORMS. SUCH ACTIVITIES MAY INCLUDE  STABILIZING
 FIREBREAK SOILS OR BURNED AREAS, TREE DESIGNATION FOR STAND IMPROVEMENT,
 AND THINNING.
 § 9-2505. STATE ASSISTANCE APPLICATION PROCEDURE.
   1.  A LANDOWNER MAY SUBMIT AN APPLICATION TO THE COMMISSIONER, IN SUCH
 FORM AND CONTAINING SUCH INFORMATION AS THE  COMMISSIONER  MAY  REQUIRE,
 FOR STATE ASSISTANCE PAYMENTS TOWARD THE COST OF A QUALIFYING PROJECT ON
 ELIGIBLE LAND.
   2.  THE  COMMISSIONER  SHALL  REVIEW  SUCH PROJECT APPLICATION AND MAY
 APPROVE, DISAPPROVE OR RECOMMEND MODIFICATIONS THERETO  CONSISTENT  WITH
 APPLICABLE LAW, CRITERIA, STANDARDS OR RULES AND REGULATIONS RELATIVE TO
 SUCH PROJECTS.
 § 9-2507. REGULATIONS.
   THE DEPARTMENT SHALL PROMULGATE ANY RULES AND REGULATIONS NECESSARY TO
 IMPLEMENT  AND  ADMINISTER  THIS  TITLE INCLUDING BUT NOT LIMITED TO THE

 S. 7508--A                         144                        A. 9508--A
 
 AMOUNT OR PERCENTAGE FOR FUNDING MATCHES, APPLICATION PROCEDURES, REVIEW
 PROCESSES, AND PROJECT APPROVAL GUIDELINES AND CRITERIA.
 § 9-2509. CONTRACTS FOR STATE ASSISTANCE PAYMENTS.
   THE COMMISSIONER SHALL IMPOSE SUCH CONTRACTUAL REQUIREMENTS AND CONDI-
 TIONS  UPON  ANY  LANDOWNER AND ANY INDEPENDENT THIRD PARTY ORGANIZATION
 WHICH RECEIVE FUNDS PURSUANT TO THIS  TITLE  AS  MAY  BE  NECESSARY  AND
 APPROPRIATE TO ASSURE THAT A PUBLIC BENEFIT SHALL ACCRUE FROM THE USE OF
 PUBLIC FUNDS BY SUCH LANDOWNER AND INDEPENDENT THIRD PARTY ORGANIZATION.
 § 9-2511. POWERS AND DUTIES OF THE COMMISSIONER.
   IN ADMINISTERING THE PROVISIONS OF THIS TITLE THE COMMISSIONER:
   1.  SHALL  MAKE  AN  ITEMIZED  ESTIMATE  OF  FUNDS  OR  APPROPRIATIONS
 REQUESTED ANNUALLY FOR INCLUSION IN THE EXECUTIVE BUDGET;
   2. MAY, IN THE NAME OF THE STATE,  AS  FURTHER  PROVIDED  WITHIN  THIS
 TITLE,  CONTRACT TO MAKE, WITHIN THE LIMITATIONS OF APPROPRIATION AVAIL-
 ABLE THEREFOR, STATE ASSISTANCE PAYMENTS TOWARD THE COSTS OF AN APPROVED
 PROJECT ON ELIGIBLE LAND. SUCH CONTRACTS SHALL BE SUBJECT TO APPROVAL BY
 THE STATE COMPTROLLER AND, AS TO FORM, BY THE ATTORNEY GENERAL;
   3. SHALL APPROVE VOUCHERS FOR THE PAYMENTS  PURSUANT  TO  AN  APPROVED
 CONTRACT.  ALL  SUCH  PAYMENTS SHALL BE PAID ON THE AUDIT AND WARRANT OF
 THE STATE COMPTROLLER; AND
   4. MAY PERFORM SUCH OTHER AND FURTHER ACTS AS MAY BE NECESSARY, PROPER
 OR DESIRABLE TO CARRY OUT THE PROVISIONS OF THIS ARTICLE.
   § 7. Subdivision 1 of section 163 of the state finance law is  amended
 by adding a new paragraph l to read as follows:
   L.  "WOOD  PRODUCTS"  SHALL  MEAN ANY ITEMS MADE OF WOOD OR WOOD FIBER
 FROM ANY SPECIES OF TREE.
   § 8. Subdivision 6 of section 163 of the state finance law, as amended
 by chapter 569 of the laws of 2015, is amended to read as follows:
   6. Discretionary buying thresholds. Pursuant to guidelines established
 by the state procurement council: the commissioner may purchase services
 and commodities in an amount not exceeding eighty-five thousand  dollars
 without  a  formal  competitive  process;  state  agencies  may purchase
 services and commodities in  an  amount  not  exceeding  fifty  thousand
 dollars  without  a  formal  competitive process; and state agencies may
 purchase commodities or services from small business concerns  or  those
 certified  pursuant  to articles fifteen-A and seventeen-B of the execu-
 tive law, or commodities or technology that are recycled  or  remanufac-
 tured,  or  commodities that are food, including milk and milk products,
 grown, produced or harvested in New York state; OR  WOOD  PRODUCTS  MADE
 FROM  WOOD OR WOOD FIBER, GROWN AND MANUFACTURED IN NEW YORK STATE in an
 amount not exceeding two  hundred  thousand  dollars  without  a  formal
 competitive process.
   § 9. Subdivision 6-c of section 163 of the state finance law, as added
 by  section 2 of part P of chapter 55 of the laws of 2013, is amended to
 read as follows:
   6-c. Pursuant to the authority provided in  subdivision  six  of  this
 section,  for  the purchase of commodities that are food, including milk
 and milk products, grown, produced or harvested in New  York  state,  OR
 WOOD  PRODUCTS  MADE  FROM WOOD OR WOOD FIBER, GROWN AND MANUFACTURED IN
 NEW YORK STATE where such commodities exceed fifty thousand  dollars  in
 value,  state  agencies must advertise the discretionary purchase on the
 state agency website for a  reasonable  period  of  time  and  make  the
 discretionary  purchase  based  on the lowest price that meets the state
 agency's form, function and utility.
   § 10. If any clause, sentence, paragraph, subdivision, section or part
 of this act shall be adjudged by any court of competent jurisdiction  to

 S. 7508--A                         145                        A. 9508--A
 
 be  invalid,  such  judgment shall not affect, impair, or invalidate the
 remainder thereof, but shall be confined in its operation to the clause,
 sentence, paragraph,  subdivision,  section  or  part  thereof  directly
 involved  in  the  controversy  in  which  such judgment shall have been
 rendered. It is hereby declared to be the intent of the legislature that
 this act would have been enacted even if such invalid provisions had not
 been included herein.
   § 11. This act shall take effect  immediately,  provided  however  the
 amendments to sections 480-a and 480-b of the real property tax law made
 by  sections  three and four of this act shall take effect on January 1,
 2019, provided further that the amendments to section 163 of  the  state
 finance law made by sections seven, eight and nine of this act shall not
 affect  the  repeal  of such section and shall be deemed repealed there-
 with, provided further that, the forestry exemption assistance in subdi-
 vision 13 of section 480-a of the real property  tax  law  as  added  by
 section  three  of  this  act shall apply beginning with final tax rolls
 filed in 2019.
 
                                  PART AA
 
   Section 1. Subdivision 3 of section 92-s of the state finance law,  as
 amended  by section 2-a of part JJ of chapter 58 of the laws of 2017, is
 amended to read as follows:
   3. Such fund shall consist of the amount of revenue  collected  within
 the  state  from the amount of revenue, interest and penalties deposited
 pursuant to section fourteen hundred twenty-one  of  the  tax  law,  the
 amount  of fees and penalties received from easements or leases pursuant
 to subdivision fourteen of section seventy-five of the public lands  law
 and  the  money  received  as annual service charges pursuant to section
 four hundred four-n of the vehicle and traffic law, all moneys  required
 to  be  deposited  therein from the contingency reserve fund pursuant to
 section two hundred ninety-four of chapter fifty-seven of  the  laws  of
 nineteen  hundred  ninety-three,  all  moneys  required  to be deposited
 pursuant to section thirteen of chapter six hundred ten of the  laws  of
 nineteen  hundred  ninety-three,  repayments  of  loans made pursuant to
 section 54-0511 of the environmental conservation law, all moneys to  be
 deposited from the Northville settlement pursuant to section one hundred
 twenty-four  of  chapter  three  hundred  nine  of  the laws of nineteen
 hundred ninety-six, provided however, that such  moneys  shall  only  be
 used  for  the cost of the purchase of private lands in the core area of
 the central Suffolk pine barrens pursuant to a consent  order  with  the
 Northville  industries  signed  on  October thirteenth, nineteen hundred
 ninety-four and the related resource restoration and  replacement  plan,
 the  amount  of  penalties  required  to be deposited therein by section
 71-2724 of the environmental conservation law, all moneys required to be
 deposited pursuant to article thirty-three of the environmental  conser-
 vation  law, all fees collected pursuant to subdivision eight of section
 70-0117 of the environmental  conservation  law,  all  moneys  collected
 pursuant  to  title thirty-three of article fifteen of the environmental
 conservation law, beginning with the fiscal  year  commencing  on  April
 first,  two  thousand thirteen, nineteen million dollars, and all fiscal
 years thereafter, twenty-three million dollars plus all  funds  received
 by  the  state  each  fiscal year in excess of the greater of the amount
 received from April first, two thousand  twelve  through  March  thirty-
 first,  two  thousand  thirteen  or  one  hundred twenty-two million two
 hundred thousand dollars, from the payments collected pursuant to subdi-

 S. 7508--A                         146                        A. 9508--A
 
 vision four of section 27-1012 of the environmental conservation law and
 all funds collected pursuant to section  27-1015  of  the  environmental
 conservation  law,  [provided  such  funds  shall  not be less than four
 million dollars for the fiscal year commencing April first, two thousand
 thirteen,  and  not less than eight million dollars for all fiscal years
 thereafter] and all other moneys credited or  transferred  thereto  from
 any  other  fund  or  source  pursuant to law. All such revenue shall be
 initially deposited into the environmental protection fund, for applica-
 tion as provided in subdivision five of this section.
   § 2. Paragraph (i) of subdivision 2 and  paragraphs  (k)  and  (l)  of
 subdivision 3 of section 97-b of the state finance law are REPEALED.
   §  3.  Subdivision  1  of  section  97-b  of the state finance law, as
 amended by section 5 of part T of chapter 57 of the  laws  of  2017,  is
 amended to read as follows:
   1. There is hereby established in the custody of the state comptroller
 a nonlapsing revolving fund to be known as the "hazardous waste remedial
 fund",  which  shall  consist  of a "site investigation and construction
 account", an "industry fee transfer account", an "environmental restora-
 tion project account", "hazardous waste cleanup account", AND a "hazard-
 ous waste remediation oversight and assistance account"[, a "solid waste
 mitigation account", and a "drinking water response account"].
   § 4. Subdivisions 4 and 7 of  section  27-1201  of  the  environmental
 conservation  law  are  REPEALED and subdivisions 5, 6, and 8 of section
 27-1201 are renumbered subdivisions 4, 5, and 6.
   § 5. Subdivision 6 of section 27-1203 of the  environmental  conserva-
 tion  law,  as added by section 4 of part T of chapter 57 of the laws of
 2017, is amended to read as follows:
   6. Where the department has determined through a preliminary  investi-
 gation  conducted  pursuant  to  subdivision four of this section that a
 solid waste site is causing or  substantially  contributing  to  contam-
 ination  of  a  public drinking water supply, the owner or operator of a
 solid waste site shall, at the department's written  request,  cooperate
 with  any  and all remedial measures deemed necessary and which shall be
 undertaken by the department, in  conjunction  with  the  department  of
 health, for the mitigation and remediation of a solid waste site or area
 which is necessary to ensure that drinking water meets applicable stand-
 ards, including maximum contaminant levels, notification levels, maximum
 residual  disinfectant  levels,  or  action  levels  established  by the
 department of health. The department may implement necessary measures to
 mitigate and remediate the solid waste site within amounts  appropriated
 for such purposes from the solid waste mitigation [account] PROGRAM.
   §  6. Paragraph b of subdivision 6, subdivision 9, subdivision 11, and
 paragraph e of subdivision 12 of section 27-1205  of  the  environmental
 conservation  law,  as added by section 4 of part T of chapter 57 of the
 laws of 2017, are amended to read as follows:
   b. the threat makes it prejudicial to the  public  interest  to  delay
 action  until  a hearing can be held pursuant to this title, the depart-
 ment may, pursuant to paragraph a of subdivision three of  this  section
 and within the funds available to the department from the drinking water
 response  [account]  PROGRAM, develop and implement, in conjunction with
 the department of health, all reasonable and  necessary  mitigation  and
 remedial  measures to address drinking water contamination for such site
 to ensure that drinking  water  meets  applicable  standards,  including
 maximum contaminant levels, notification levels, maximum residual disin-
 fectant levels or action levels established by the department of health.
 Findings  required  pursuant to this subdivision shall be in writing and

 S. 7508--A                         147                        A. 9508--A
 
 may be made by the commissioner of health on an ex parte  basis  subject
 to judicial review.
   9.  When a municipality develops and implements remediation to address
 a drinking water contamination site, determined pursuant to  subdivision
 four  of  this  section,  and the plan is approved by the department, in
 conjunction with the department of health, which is owned  or  has  been
 operated  by  such  municipality  or when the department, in conjunction
 with the department of health, pursuant to an agreement with  a  munici-
 pality,  develops  and  implements  such  remediation,  the commissioner
 shall, in the name of the state, agree in such agreement to provide from
 the drinking water response [account] PROGRAM, within the limitations of
 appropriations therefor, seventy-five percent of the eligible design and
 construction costs of such program for which such municipality is liable
 solely because of its ownership and/or operation of such site and  which
 are  not  recovered from or reimbursed or paid by a responsible party or
 the federal government.
   11. Moneys for actions taken or to be taken  by  the  department,  the
 department  of  health  or any other state agency pursuant to this title
 shall be payable directly to  such  agencies  from  the  drinking  water
 response  [account]  PROGRAM  pursuant  to section ninety-seven-b of the
 state finance law.
   e. The expense of any such mitigation by the department or the depart-
 ment of health shall be paid by the drinking  water  response  [account]
 PROGRAM,  but may be recovered from any responsible person in any action
 or proceeding brought pursuant to the state  finance  law,  this  title,
 other  state  or federal statute, or common law if the person so author-
 ized in writing is an employee, agent, consultant, or  contractor  of  a
 responsible  person  acting at the direction of the department, then the
 expense of any such sampling and analysis shall be paid by the responsi-
 ble person.
   § 7. The section heading and subdivisions 2 and 3 of  section  27-1207
 of  the  environmental conservation law, as added by section 4 of part T
 of chapter 57 of the laws of 2017, are amended and a new  subdivision  5
 is added to read as follows:
   Use  and reporting of the solid waste mitigation [account] PROGRAM and
 the drinking water response [account] PROGRAM.
   2. The solid waste mitigation [account] PROGRAM shall be  made  avail-
 able  to the department and the department of health, as applicable, for
 the following purposes:
   a. enumeration and assessment of solid waste sites;
   b. investigation and environmental  characterization  of  solid  waste
 sites, including environmental sampling;
   c. mitigation and remediation of solid waste sites;
   d. monitoring of solid waste sites; and
   e.  administration  and  enforcement  of  the  requirements of section
 27-1203 of this title.
   3. The drinking water response [account] PROGRAM shall be made  avail-
 able  to the department and the department of health, as applicable, for
 the following purposes:
   a. mitigation of drinking water contamination;
   b. investigation of drinking water contamination;
   c. remediation of drinking water contamination; and
   d. administration and enforcement of the requirements  of  this  title
 except the provisions of section 27-1203.

 S. 7508--A                         148                        A. 9508--A
 
   5.  ALL  MONEYS  RECOVERED PURSUANT TO TITLE TWELVE OF ARTICLE TWENTY-
 SEVEN OF THIS CHAPTER SHALL BE DEPOSITED INTO THE CAPITAL PROJECTS  FUND
 (30000).
   § 8. This act shall take effect immediately.
 
                                  PART BB
 
   Section 1. Approximately 40 percent of the food produced in the United
 States  today goes uneaten. Much of this organic waste is disposed of in
 solid waste landfills, where its  decomposition  accounts  for  over  15
 percent  of  our nation's emissions of methane, a potent greenhouse gas.
 Meanwhile, an estimated 2.5 million New Yorkers are  facing  hunger  and
 food insecurity.  Recognizing the importance of food scraps on our envi-
 ronment,  economy, and the health of New Yorkers, this act establishes a
 food scraps hierarchy for the state of New York. The first tier  of  the
 hierarchy  is  source  reduction,  reducing  the  volume of surplus food
 generated. The second tier is recovery, feeding wholesome food to hungry
 people.  Third is repurposing, feeding  animals.  Fourth  is  recycling,
 processing  any  leftover  food  such  as  by  composting  or  anaerobic
 digestion to create a nutrient-rich soil amendment.  This legislation is
 designed to address each tier of the  hierarchy  by:    encouraging  the
 prevention  of food scraps generation by commercial generators and resi-
 dents; directing the recovery of excess wholesome food from  high-volume
 commercial  food  scraps  generators;  and  ensuring  that a significant
 portion of inedible food scraps from high-volume food scraps  generators
 is  managed  in  a sustainable manner, and does not end up being sent to
 landfills or incinerators.   In addition, the state  is  supporting  the
 recovery  of  wholesome  food by providing grants from the environmental
 protection fund to increase capacity of food banks, conduct food  scraps
 audits  of high-volume generators of food scraps, support implementation
 of pollution prevention projects identified by such audits,  and  expand
 capacity of generators and municipalities to donate and recycle food.
   §  2.  Article  27 of the environmental conservation law is amended by
 adding a new title 22 to read as follows:
                                 TITLE 22
                        FOOD RECOVERY AND RECYCLING
 SECTION 27-2201. DEFINITIONS.
         27-2203. DESIGNATED FOOD SCRAPS GENERATOR RESPONSIBILITIES.
         27-2205. TRANSPORTER RESPONSIBILITIES.
         27-2207. TRANSFER FACILITY OR  OTHER  INTERMEDIARY  RESPONSIBIL-
                    ITIES.
         27-2209. FOOD SCRAPS DISPOSAL PROHIBITION.
         27-2211. DEPARTMENT RESPONSIBILITIES.
         27-2213. REGULATIONS.
         27-2215. EXCLUSIONS.
         27-2217. PREEMPTION AND SEVERABILITY.
 § 27-2201. DEFINITIONS.
   1.  "DESIGNATED FOOD SCRAPS GENERATOR" MEANS A PERSON WHO GENERATES AT
 A SINGLE LOCATION AN ANNUAL AVERAGE OF TWO TONS  PER  WEEK  OR  MORE  OF
 EXCESS  FOOD  AND FOOD SCRAPS, BASED ON A METHODOLOGY ESTABLISHED BY THE
 DEPARTMENT PURSUANT TO  REGULATIONS,  INCLUDING,  BUT  NOT  LIMITED  TO,
 SUPERMARKETS, RESTAURANTS, HIGHER EDUCATIONAL INSTITUTIONS, HOTELS, FOOD
 PROCESSORS, CORRECTIONAL FACILITIES, SPORTS OR ENTERTAINMENT VENUES, AND
 HOSPITALS  OR OTHER HEALTH CARE FACILITIES. FOR A LOCATION WITH MULTIPLE
 INDEPENDENT FOOD SERVICE BUSINESSES, SUCH AS A MALL OR  COLLEGE  CAMPUS,
 THE  ENTITY  RESPONSIBLE  FOR  CONTRACTING  WITH A TRANSPORTER FOR SOLID

 S. 7508--A                         149                        A. 9508--A
 
 WASTE TRANSPORTATION SERVICES IS RESPONSIBLE FOR  MANAGING  EXCESS  FOOD
 AND  FOOD  SCRAPS  FROM  THE  INDEPENDENT BUSINESSES FOR THE PURPOSES OF
 DETERMINING IF THE GENERATOR IS A DESIGNATED FOOD SCRAPS GENERATOR.
   2.  "EXCESS FOOD" MEANS WHOLESOME FOOD THAT IS NOT SOLD OR USED BY ITS
 GENERATOR.
   3. "FOOD SCRAPS" MEANS INEDIBLE SOLID OR LIQUID FOOD,  TRIMMINGS  FROM
 THE  PREPARATION OF FOOD, FOOD-SOILED PAPER, AND EXCESS FOOD THAT IS NOT
 DONATED. FOOD SCRAPS SHALL NOT INCLUDE USED COOKING OIL,  YELLOW  GREASE
 OR  FOOD  FROM  RESIDENTIAL  SOURCES  OR  ANY FOOD WHICH IS SUBJECT TO A
 RECALL OR SEIZURE DUE TO THE PRESENCE OF PATHOGENS,  INCLUDING  BUT  NOT
 LIMITED TO:  LISTERIA MONOCYTOGENES, CONFIRMED CLOSTRIDIUM BOTULINUM, E.
 COLI 0157:H7 AND ALL SALMONELLA IN READY-TO-EAT FOODS.
   4.  "INCINERATOR"  SHALL HAVE THE SAME MEANING AS SUCH TERM IS DEFINED
 IN SECTION 27-0707 OF THIS ARTICLE.
   5. "ORGANICS RECYCLER" MEANS A  FACILITY  THAT  RECYCLES  FOOD  SCRAPS
 THROUGH  USE AS ANIMAL FEED OR A FEED INGREDIENT, RENDERING, LAND APPLI-
 CATION, COMPOSTING, AEROBIC DIGESTION, ANAEROBIC DIGESTION, OR FERMENTA-
 TION.  ANIMAL SCRAPS, FOOD SOILED PAPER, AND POST-CONSUMER  FOOD  SCRAPS
 ARE  PROHIBITED  FOR  USE  AS  ANIMAL  FEED OR AS A FEED INGREDIENT. THE
 PROPORTION OF THE PRODUCT CREATED FROM FOOD SCRAPS BY  A  COMPOSTING  OR
 DIGESTION FACILITY, INCLUDING A WASTEWATER TREATMENT PLANT THAT OPERATES
 A DIGESTION FACILITY, OR OTHER TREATMENT SYSTEM, MUST BE USED IN A BENE-
 FICIAL MANNER AS A SOIL AMENDMENT AND SHALL NOT BE DISPOSED OF OR INCIN-
 ERATED.    THE DEPARTMENT MAY DESIGNATE OTHER TECHNIQUES OR TECHNOLOGIES
 BY REGULATION, PROVIDED THEY DO NOT INCLUDE INCINERATION OR LANDFILLING.
 IF WASTEWATER TREATMENT PLANTS RECYCLING FOOD SCRAPS CAN DEMONSTRATE  TO
 THE  DEPARTMENT'S  SATISFACTION  THAT BENEFICIAL USE OF BIOSOLIDS IS NOT
 AVAILABLE OR NOT ECONOMICALLY FEASIBLE, THE BIOSOLIDS MAY BE DISPOSED OF
 IN A LANDFILL OR INCINERATED AT A FACILITY AUTHORIZED  TO  ACCEPT  THOSE
 WASTES.
   6. "PERSON" MEANS ANY INDIVIDUAL, BUSINESS ENTITY, PARTNERSHIP, COMPA-
 NY,  CORPORATION,  NOT-FOR-PROFIT CORPORATION, ASSOCIATION, GOVERNMENTAL
 ENTITY, PUBLIC BENEFIT CORPORATION, PUBLIC AUTHORITY, FIRM, ORGANIZATION
 OR ANY OTHER GROUP OF INDIVIDUALS, OR ANY OFFICER OR EMPLOYEE  OR  AGENT
 THEREOF.
   7. "SINGLE LOCATION" MEANS CONTIGUOUS PROPERTY UNDER COMMON OWNERSHIP,
 WHICH MAY INCLUDE ONE OR MORE BUILDINGS.
   8.  "TRANSFER FACILITY" MEANS A FACILITY THAT RECEIVES SOLID WASTE FOR
 THE PURPOSE OF SUBSEQUENT TRANSFER TO ANOTHER FACILITY FOR FURTHER PROC-
 ESSING, TREATMENT, TRANSFER, OR DISPOSAL.
 § 27-2203. DESIGNATED FOOD SCRAPS GENERATOR RESPONSIBILITIES.
   1. BEGINNING JANUARY FIRST, TWO THOUSAND TWENTY-ONE:
   (A) ALL DESIGNATED FOOD SCRAPS GENERATORS SHALL SEPARATE THEIR  EXCESS
 FOOD  FOR DONATION FOR HUMAN CONSUMPTION TO THE MAXIMUM EXTENT PRACTICA-
 BLE, AND IN ACCORDANCE  WITH  APPLICABLE  LAWS,  RULES  AND  REGULATIONS
 RELATED TO FOOD DONATION; AND
   (B)  EXCEPT  AS  PROVIDED  IN  PARAGRAPH (C) OF THIS SUBDIVISION, EACH
 DESIGNATED FOOD SCRAPS GENERATOR THAT IS WITHIN A FORTY-MILE  RADIUS  OF
 AN ORGANICS RECYCLER REGULATED BY THE DEPARTMENT, TO THE EXTENT THAT THE
 RECYCLER  HAS  CAPACITY  TO  ACCEPT  A SUBSTANTIAL PORTION OR ALL OF THE
 GENERATOR'S FOOD SCRAPS AS DETERMINED BY  THE  DEPARTMENT  ON  A  YEARLY
 BASIS, SHALL:
   (I) SEPARATE ITS REMAINING FOOD SCRAPS FROM OTHER SOLID WASTE;
   (II)  ENSURE  PROPER  STORAGE FOR FOOD SCRAPS COLLECTION ON SITE WHICH
 SHALL PRECLUDE  SUCH  MATERIALS  FROM  BECOMING  ODOROUS  OR  ATTRACTING
 VECTORS  SUCH  AS  A CONTAINER THAT HAS A LID AND A LATCH THAT KEEPS THE

 S. 7508--A                         150                        A. 9508--A
 
 LID CLOSED, IS RESISTANT TO TAMPERING BY RODENTS OR OTHER  WILDLIFE  AND
 HAS SUFFICIENT CAPACITY;
   (III)  HAVE  INFORMATION  AVAILABLE AND PROVIDE TRAINING FOR EMPLOYEES
 CONCERNING THE PROPER METHODS TO SEPARATE AND STORE FOOD SCRAPS; AND
   (IV) OBTAIN A TRANSPORTER THAT WILL DELIVER  ITS  FOOD  SCRAPS  TO  AN
 ORGANICS RECYCLER, EITHER DIRECTLY OR THROUGH AN INTERMEDIARY, SELF-HAUL
 ITS  FOOD  SCRAPS TO AN ORGANICS RECYCLER, EITHER DIRECTLY OR THROUGH AN
 INTERMEDIARY, OR PROVIDE FOR ORGANICS RECYCLING ON-SITE.
   (C) THE PROVISIONS OF PARAGRAPH (B)  OF  THIS  SUBDIVISION  SHALL  NOT
 APPLY  TO ANY DESIGNATED FOOD SCRAPS GENERATOR THAT HAS ALL OF ITS SOLID
 WASTE PROCESSED IN A MIXED SOLID WASTE COMPOSTING OR OTHER  MIXED  SOLID
 WASTE ORGANICS RECYCLING FACILITY.
   2. ALL DESIGNATED FOOD SCRAPS GENERATORS SHALL SUBMIT AN ANNUAL REPORT
 TO THE DEPARTMENT ON OR BEFORE MARCH FIRST, TWO THOUSAND TWENTY-TWO, AND
 ANNUALLY  THEREAFTER,  IN  AN  ELECTRONIC FORMAT. THE ANNUAL REPORT MUST
 SUMMARIZE THE AMOUNT OF EXCESS  FOOD  AND  FOOD  SCRAPS  GENERATED,  THE
 AMOUNT  OF EXCESS FOOD DONATED, AN OUTLINE OF ITS EFFORTS TO ESTABLISH A
 RELATIONSHIP WITH A FOOD  RECOVERY  ORGANIZATION,  THE  AMOUNT  OF  FOOD
 SCRAPS  RECYCLED,  THE  ORGANICS  RECYCLER  OR  RECYCLERS AND ASSOCIATED
 TRANSPORTERS USED, AND ANY OTHER INFORMATION AS REQUIRED BY THE  DEPART-
 MENT.
   3.  A DESIGNATED FOOD SCRAPS GENERATOR MAY PETITION THE DEPARTMENT FOR
 A TEMPORARY WAIVER FROM SOME OR ALL OF THE REQUIREMENTS OF  THIS  TITLE.
 THE  PETITION MUST INCLUDE EVIDENCE OF UNDUE HARDSHIP BASED ON:  (A) THE
 ORGANICS RECYCLER LOCATED WITHIN A FORTY-MILE RADIUS OF  THE  DESIGNATED
 FOOD  SCRAPS GENERATOR NOT HAVING SUFFICIENT CAPACITY; OR (B) THE UNIQUE
 CIRCUMSTANCES OF THE GENERATOR.
   THE DEPARTMENT SHALL ISSUE A WAIVER FROM THE RECYCLING REQUIREMENTS OF
 THIS SECTION PURSUANT TO PARAGRAPH (B) OF THIS SUBDIVISION IF THE DESIG-
 NATED FOOD SCRAP GENERATOR DEMONSTRATES THAT THE COST OF RECYCLING  FOOD
 SCRAPS IS MORE THAN THE COST OF DISPOSING OF OR INCINERATING SOLID WASTE
 BY  PROVIDING ESTIMATES FROM TWO DISPOSAL FACILITIES, THREE HAULERS, AND
 TWO RECYCLERS THAT ARE REPRESENTATIVE OF THE COSTS THAT WOULD BE  APPLI-
 CABLE TO THE GENERATOR UNDER NORMAL CIRCUMSTANCES.  A WAIVER SHALL BE NO
 LONGER  THAN ONE YEAR IN DURATION; PROVIDED, HOWEVER, THE DEPARTMENT MAY
 RENEW SUCH WAIVER.
 § 27-2205. TRANSPORTER RESPONSIBILITIES.
   1. ANY TRANSPORTER THAT  COLLECTS  SOURCE-SEPARATED  FOOD  SCRAPS  FOR
 RECYCLING FROM A DESIGNATED FOOD SCRAPS GENERATOR SHALL:
   (A)  DELIVER  COLLECTED  FOOD  SCRAPS  TO A TRANSFER FACILITY OR OTHER
 INTERMEDIARY THAT WILL DELIVER SUCH FOOD SCRAPS TO AN ORGANICS RECYCLER;
 OR
   (B) DELIVER COLLECTED FOOD SCRAPS DIRECTLY TO AN ORGANICS RECYCLER.
   2. ANY TRANSPORTER THAT COLLECTS SOURCE-SEPARATED FOOD SCRAPS  FROM  A
 DESIGNATED  FOOD  SCRAPS  GENERATOR  SHALL NOT COMMINGLE THE FOOD SCRAPS
 WITH ANY OTHER SOLID WASTE UNLESS SUCH WASTE  CAN  BE  PROCESSED  BY  AN
 ORGANICS RECYCLER.
 § 27-2207. TRANSFER FACILITY OR OTHER INTERMEDIARY RESPONSIBILITIES.
   ANY TRANSFER FACILITY OR OTHER INTERMEDIARY THAT RECEIVES SOURCE-SEPA-
 RATED  FOOD  SCRAPS  FROM A DESIGNATED FOOD SCRAPS GENERATOR MUST ENSURE
 THAT THE FOOD SCRAPS ARE TAKEN TO  AN  ORGANICS  RECYCLER.  NO  TRANSFER
 FACILITY  OR  OTHER  INTERMEDIARY MAY COMMINGLE THE FOOD SCRAPS WITH ANY
 OTHER SOLID WASTE UNLESS SUCH WASTE CAN  BE  PROCESSED  BY  AN  ORGANICS
 RECYCLER.
 § 27-2209. FOOD SCRAPS DISPOSAL PROHIBITION.

 S. 7508--A                         151                        A. 9508--A
 
   NO  INCINERATOR  OR  LANDFILL SHALL KNOWINGLY ACCEPT OR COMMINGLE WITH
 SOLID WASTE SOURCE-SEPARATED FOOD SCRAPS  FROM  DESIGNATED  FOOD  SCRAPS
 GENERATORS  REQUIRED  TO  SEND  FOOD  SCRAPS  TO AN ORGANICS RECYCLER AS
 OUTLINED UNDER SECTION 27-2203 OF THIS TITLE, EITHER DIRECTLY OR FROM AN
 INTERMEDIARY,  AFTER  JANUARY FIRST, TWO THOUSAND TWENTY-ONE, UNLESS THE
 DESIGNATED FOOD SCRAPS GENERATOR HAS RECEIVED A TEMPORARY  WAIVER  UNDER
 SUBDIVISION THREE OF SECTION 27-2203 OF THIS TITLE.
 § 27-2211. DEPARTMENT RESPONSIBILITIES.
   1.  THE  DEPARTMENT  SHALL PUBLISH ON ITS WEBSITE A LIST OF ALL DESIG-
 NATED FOOD SCRAPS GENERATORS, ORGANICS RECYCLERS, FOOD  RECOVERY  ORGAN-
 IZATIONS, AND ALL TRANSPORTERS THAT MANAGE SOURCE-SEPARATED FOOD SCRAPS.
   2. NO LATER THAN JUNE FIRST, TWO THOUSAND TWENTY, THE DEPARTMENT SHALL
 ASSESS  THE  CAPACITY  OF  ORGANIC  RECYCLERS AND NOTIFY DESIGNATED FOOD
 SCRAPS GENERATORS IF THEY ARE REQUIRED TO COMPLY WITH THE PROVISIONS  OF
 PARAGRAPH (B) OF SUBDIVISION ONE OF SECTION 27-2203 OF THIS TITLE.
   3. THE DEPARTMENT SHALL DEVELOP AND MAKE AVAILABLE EDUCATIONAL MATERI-
 ALS  TO  ASSIST  DESIGNATED  FOOD SCRAPS GENERATORS WITH COMPLIANCE WITH
 THIS TITLE. THE DEPARTMENT SHALL ALSO  DEVELOP  EDUCATION  MATERIALS  ON
 FOOD  WASTE  MINIMIZATION  AND  ENCOURAGE  MUNICIPALITIES TO DISSEMINATE
 THESE MATERIALS BOTH ON THEIR MUNICIPAL WEBSITES  AND  IN  ANY  RELEVANT
 FUTURE MAILINGS TO THEIR RESIDENTS AS THEY MAY DISTRIBUTE.
 § 27-2213. REGULATIONS.
   THE  DEPARTMENT  SHALL  PROMULGATE  RULES AND REGULATIONS NECESSARY TO
 IMPLEMENT THE PROVISIONS OF THIS TITLE. AT  A  MINIMUM,  THE  DEPARTMENT
 SHALL  PROMULGATE  RULES  AND REGULATIONS THAT SET FORTH THE METHODOLOGY
 THE DEPARTMENT WILL USE TO DETERMINE WHO IS  A  DESIGNATED  FOOD  SCRAPS
 GENERATOR,  AFTER  CONSULTING  WITH  INDUSTRY  REPRESENTATIVES, AND WHAT
 PROCESS A DESIGNATED GENERATOR MUST  FOLLOW  TO  DISPUTE  SUCH  DETERMI-
 NATION,  THE  WAIVER  PROCESS, AND HOW DESIGNATED FOOD SCRAPS GENERATORS
 SHALL COMPLY WITH THE PROVISIONS OF PARAGRAPH (A) AND  SUBPARAGRAPH  (I)
 OF PARAGRAPH (B) OF SUBDIVISION ONE OF SECTION 27-2203 OF THIS TITLE.
 § 27-2215. EXCLUSIONS.
   1. THIS TITLE SHALL NOT APPLY TO ANY DESIGNATED FOOD SCRAPS GENERATORS
 LOCATED  IN  A CITY WITH A POPULATION OF ONE MILLION OR MORE WHICH HAS A
 LOCAL LAW, ORDINANCE OR REGULATION IN PLACE WHICH REQUIRES THE DIVERSION
 OF EXCESS FOOD AND FOOD SCRAPS FROM DISPOSAL.
   2. THIS TITLE DOES NOT APPLY TO ELEMENTARY AND SECONDARY SCHOOLS.
 § 27-2217. PREEMPTION AND SEVERABILITY.
   1. ANY PROVISION OF ANY LOCAL LAW  OR  ORDINANCE,  OR  ANY  REGULATION
 PROMULGATED  THERETO,  GOVERNING THE RECYCLING OF FOOD SCRAPS SHALL UPON
 THE EFFECTIVE DATE OF THIS TITLE BE PREEMPTED, EXCEPT IN A CITY  WITH  A
 POPULATION  OF  ONE MILLION OF MORE.  HOWEVER, LOCAL LAWS OR ORDINANCES,
 OR PARTS THEREOF, AFFECTING THE RECYCLING OF FOOD  SCRAPS  THAT  INCLUDE
 GENERATORS NOT COVERED BY THIS TITLE SHALL NOT BE PREEMPTED.
   2.  THE PROVISIONS OF THIS TITLE SHALL BE SEVERABLE AND IF ANY PORTION
 THEREOF OR THE APPLICABILITY THEREOF TO ANY PERSON OR  CIRCUMSTANCES  IS
 HELD  INVALID,  THE  REMAINDER OF THIS TITLE AND THE APPLICATION THEREOF
 SHALL NOT BE AFFECTED THEREBY.
   § 3. This act shall take effect immediately.
 
                                  PART CC
 
   Section 1. Subdivisions 10 and 11 of section 57-0107 of  the  environ-
 mental  conservation law, as amended by chapter 267 of the laws of 2015,
 are amended to read as follows:

 S. 7508--A                         152                        A. 9508--A
 
   10. "Central Pine Barrens area" shall  mean  the  contiguous  area  as
 described and bounded as follows:
   Beginning  at a point where the southerly side of Route 25A intersects
 the easterly side of Miller Place Road; thence southward along the east-
 erly boundary of Miller Place Road to  Helme  Avenue;  thence  southward
 along  the  easterly  boundary  of  Helme  Avenue to Miller Place-Middle
 Island Road; thence southward along  the  easterly  boundary  of  Miller
 Place-Middle  Island  Road  to  Whiskey  Road; thence westward along the
 southerly boundary of Whiskey Road to  Mount  Sinai-Coram  Road;  thence
 southward  along  the  easterly  boundary  of  Mount Sinai-Coram Road to
 Middle Country Road (Route 25);  thence  westward  along  the  southerly
 boundary  of  Route  25 to Patchogue-Mount Sinai Road (County Route 83);
 thence southward along the easterly boundary of County Route 83 to Bicy-
 cle Path Drive; thence southeastward along the easterly side of  Bicycle
 Path  Drive  to Mt. McKinley Avenue; thence southward along the easterly
 boundary of Mt. McKinley Avenue to  Granny  Road;  thence  northeastward
 along  the northerly boundary of Granny Road to Port Jefferson-Patchogue
 Road (Route 112); thence southward along the easterly boundary of  Route
 112  to  Horse  Block  Road (County Route 16); thence eastward along the
 northerly boundary of County Route 16 to Maine Avenue; thence  northward
 along the westerly boundary of Maine Avenue to Fire Avenue; thence east-
 ward  along  the  northerly  boundary  of  Fire Avenue to John Roe Smith
 Avenue; thence southward along the easterly boundary of John  Roe  Smith
 Avenue  to  Jeff Street; thence eastward along the northerly boundary of
 Jeff Street to Hagerman Avenue;  thence  southward  along  the  easterly
 boundary  of  Hagerman Avenue to the Long Island Expressway (Route 495);
 thence eastward along the northerly boundary of Route 495 to the wester-
 ly side of Yaphank Avenue (County Road 21); thence southward  along  the
 westerly  side  of  Yaphank  Avenue to the south side of the Long Island
 Expressway (Route 495); thence eastward along the southerly side of  the
 Long  Island  Expressway  (Route  495)  to  the easterly side of Yaphank
 Avenue; thence southward along the  easterly  side  of  Yaphank  Avenue,
 crossing Sunrise Highway (Route 27) to the south side of Montauk Highway
 (County  Road  80); thence southwestward along the south side of Montauk
 Highway (County Road 80) to South Country Road; thence  southward  along
 the  easterly  side of South Country Road to Fireplace Neck Road; thence
 southward along the easterly side of Fireplace Neck Road to  Beaver  Dam
 Road; thence eastward along the northerly side of Beaver Dam Road to the
 westerly boundary of the Carmans River and the lands owned by the United
 States known as Wertheim National Wildlife Refuge (the "Refuge"); thence
 generally  westerly  and southerly to the waters of Bellport Bay; thence
 generally easterly across the Bay and northerly along the easterly boun-
 dary of the Refuge, including all lands currently part of the Refuge and
 any lands which may become part of the Refuge in the future, to the east
 side of the southern terminus of Smith Road; thence northward along  the
 easterly  side of Smith Road to the southwesterly corner of the property
 identified as District 200, Section 974.50,  Block  1,  Lot  11;  thence
 eastward,  northward and westward in a counter-clockwise direction along
 the southern, eastern and northern boundaries of that  property  to  the
 easterly  side  of  Smith  Road; thence northward along the east side of
 Smith Road to Merrick Road; thence  northeasterly  along  the  northerly
 side  of  Merrick  Road  to  the  easterly side of Surrey Circle and the
 southwest corner of the property identified  as  District  200,  Section
 880, Block 3, Lot 58.1; running thence easterly along the southerly side
 of  said lot to the west side of William Floyd Parkway (County Road 46);
 thence northerly along the westerly side of William Floyd Parkway (Coun-

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 ty Road 46), crossing Route 27, to  the  Long  Island  Railroad  (LIRR);
 thence  eastward  along  the  northerly boundary of the Long Island Rail
 Road tracks 7,500 feet; thence southward 500 feet; thence  eastward  525
 feet  to the intersection of North Street and Manor-Yaphank Road; thence
 southward along the easterly boundary of Manor-Yaphank Road  to  Morich-
 es-Middle  Island  Road; thence eastward along the northerly boundary of
 Moriches-Middle Island Road to Sunrise Highway (Route 27); thence  east-
 ward  along  the northerly boundary of Route 27 to an old railroad grade
 (unpaved); thence southeastward along the northerly boundary of the  old
 railroad  grade (unpaved) to Old County Road (Route 71); thence eastward
 along the northerly boundary of Route 71 to the Long  Island  Rail  Road
 tracks;  thence eastward along the northerly boundary of the Long Island
 Rail Road tracks to Montauk Highway; thence eastward along the northerly
 boundary of Montauk Highway to Route  24;  thence  northward  along  the
 westerly  boundary  of  Route  24  to Sunrise Highway (Route 27); thence
 eastward along the northerly boundary of Route 27  to  Squiretown  Road;
 thence northward along the westerly boundary of Squiretown Road to Upper
 Red Creek Road; thence westward along the southern boundary of Upper Red
 Creek to Lower Red Creek Road; thence southward along the easterly boun-
 dary  of  Lower  Red  Creek Road to Hubbard County Park; thence westward
 along the northern boundary of Hubbard County Park to  Riverhead-Hampton
 Bays  Road  (Route  24); thence westward along the southerly boundary of
 Route 24 to Peconic Avenue; thence northward along the westerly boundary
 of Peconic Avenue to the Riverhead-Southampton border;  thence  westward
 along  the  Riverhead-Southampton  border  and  the Riverhead-Brookhaven
 border to the Forge Road Bridge; thence  northward  along  the  westerly
 boundary  of  the  Forge Road Bridge to Forge Road; thence northwestward
 along the westerly boundary of Forge Road to the railroad tracks; thence
 northward along the westerly boundary of Forge  Road  (unpaved)  to  the
 intersection  of  Route  25  and  River  Road; thence westward along the
 southerly boundary of River Road to  Edwards  Avenue;  thence  northward
 along  the  westerly boundary of Edwards Avenue 3,800 feet; thence west-
 ward 4,400 feet to an unnamed, unpaved road; thence northward along  the
 westerly boundary of the unnamed, unpaved road 150 feet; thence westward
 and  northwestward  along  the  eastern  boundary  of  the United States
 Navy/Grumman Aerospace Corporation property  (as  of  1982)  up  to  its
 intersection  with Middle Country Road (Route 25); thence westward along
 the southerly boundary of Route 25 to the intersection of Route  25  and
 25A; thence northeastward, westward, and southwestward along the eastern
 and northern boundary of the United States Navy/Grumman Aerospace Corpo-
 ration  (as  of  1982) and located immediately east of Route 25A, to its
 intersection with Route 25A; THENCE WESTWARD ALONG THE SOUTHERLY BOUNDA-
 RY OF ROUTE 25A TO A POINT DUE SOUTH OF  THE  SOUTHEAST  CORNER  OF  THE
 PARCEL IDENTIFIED AS DISTRICT 200, SECTION 128, BLOCK 1, LOT 3.1; THENCE
 NORTHEASTWARD,  NORTHWARD AND WESTWARD ALONG THE SOUTHERLY, EASTERLY AND
 NORTHERLY SIDES OF THE PARCEL IDENTIFIED AS DISTRICT 200,  SECTION  128,
 BLOCK  1,  LOT  1  TO  THE  SOUTHEAST CORNER OF THE PARCEL IDENTIFIED AS
 DISTRICT 200, SECTION 82, BLOCK 1, LOT 5.2; THENCE NORTHWARD  ALONG  THE
 EAST  SIDE OF THIS PARCEL TO NORTH COUNTRY ROAD; THENCE NORTHWARD CROSS-
 ING NORTH COUNTRY ROAD TO ITS NORTHERLY SIDE; THENCE EASTWARD ALONG  THE
 NORTHERLY  SIDE  OF  NORTH COUNTRY ROAD TO THE BROOKHAVEN TOWN-RIVERHEAD
 TOWN LINE; THENCE IN A GENERALLY NORTHWESTWARD DIRECTION ALONG SAID TOWN
 LINE TO A POINT IN WADING RIVER  CREEK  WITH  THE  COORDINATES  40.96225
 LATITUDE AND -72.863633 LONGITUDE; THENCE WESTWARD A DISTANCE OF APPROX-
 IMATELY  90  FEET  TO  THE EASTERLY SIDE OF LILCO ROAD; THENCE SOUTHWARD
 ALONG LILCO ROAD TO ITS INTERSECTION WITH THE NORTH SIDE OF NORTH  COUN-

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 TRY  ROAD; THENCE WESTWARD ALONG THE NORTH SIDE OF NORTH COUNTRY ROAD TO
 THE SOUTHEAST CORNER OF THE PARCEL IDENTIFIED AS DISTRICT  200,  SECTION
 39,  BLOCK  1, LOT 2; THENCE IN A NORTHWARD AND WESTWARD DIRECTION ALONG
 THE EASTERLY AND NORTHERLY SIDES OF SAID PARCEL TO ITS NORTHWEST CORNER;
 THENCE NORTHWARD ALONG THE WESTERLY BOUNDARY OF THE PARCEL IDENTIFIED AS
 DISTRICT  200, SECTION 83, BLOCK 1, LOT 1.4 TO ITS NORTHWEST CORNER; AND
 THENCE CONTINUING IN A WESTWARD DIRECTION ALONG THE  NORTHERLY  SIDE  OF
 THE  PARCEL IDENTIFIED AS DISTRICT 200, SECTION 39, BLOCK 1, LOT 1.2 AND
 THE SOUTHERLY EXTENT OF LONG ISLAND SOUND TO THE NORTHWEST CORNER OF THE
 PROPERTY IDENTIFIED AS DISTRICT 200,  SECTION  39,  BLOCK  1,  LOT  1.2;
 THENCE  SOUTHWARD  ALONG THE WESTERLY BOUNDARY OF SAID PROPERTY TO NORTH
 COUNTRY ROAD; THENCE WEST ALONG THE SOUTHERLY BOUNDARY OF NORTH  COUNTRY
 ROAD  TO THE NORTHWESTERN CORNER OF PROPERTY IDENTIFIED AS DISTRICT 200,
 SECTION 82, BLOCK 1, LOT 1.1; THENCE SOUTH ALONG THE  WESTERLY  BOUNDARY
 OF SAID PROPERTY AND THE WESTERLY BOUNDARY OF THE PROPERTY IDENTIFIED AS
 DISTRICT  200,  SECTION  82, BLOCK 1, LOT 1.2 TO THE NORTHWEST CORNER OF
 PROPERTY IDENTIFIED AS DISTRICT 200,  SECTION  82,  BLOCK  1,  LOT  5.1;
 THENCE  SOUTHWARD  ALONG  THE  WESTERLY BOUNDARY OF SAID PROPERTY TO THE
 NORTHEAST CORNER OF THE PROPERTY IDENTIFIED  AS  DISTRICT  200,  SECTION
 105,  BLOCK  3,  LOT  5, THENCE SOUTHWARD ALONG THE EASTERLY BOUNDARY OF
 SAID PROPERTY TO THE NORTH SIDE OF ROUTE 25A; THENCE SOUTHWARD  CROSSING
 ROUTE 25A TO ITS SOUTH SIDE; thence westward along the southerly bounda-
 ry  of Route 25A to the point or place of beginning, and excluding [one]
 TWO distinct [area] AREAS described as follows: The FIRST  area  defined
 as beginning at a point where the westerly side of William Floyd Parkway
 (County  Road  46)  meets  northerly  side  of  the Long Island Railroad
 (LIRR); thence westward along the northerly side of the LIRR to  Morich-
 es-Middle Island Road; thence generally northwestward along the norther-
 ly  side  of  Moriches-Middle  Island Road to the southerly side of Long
 Island Expressway (Route 495); thence eastward along the southerly  side
 of  the  Long  Island  Expressway  (Route  495)  to the westerly side of
 William Floyd Parkway (County  Road  46);  thence  southward  along  the
 westerly  side  of William Floyd Parkway (County Road 46) and containing
 the subdivision known as RB Industrial Park, to the point  or  place  of
 beginning  AND  THE  SECOND  AREA  DEFINED  AS THE PROPERTY DESCRIBED AS
 DISTRICT 200, SECTION 39, BLOCK 1, LOT 1.1.
   11. "Core preservation area" shall mean the core preservation area  of
 the Central Pine Barrens area which comprise the largest intact areas of
 undeveloped pine barrens as described and bounded as follows:
   Beginning  at  a  point  where the northwestern corner of the New York
 State Rocky Point Natural Resource Management Area (the "NYS Rocky Point
 Land") intersects the southerly side of NYS Route 25A; thence  generally
 southward and eastward along the generally westerly and southerly bound-
 aries of the NYS Rocky Point Land (including the Currans Road Pond State
 Wildlife Management Area, all adjacent or contiguous undeveloped Town of
 Brookhaven  parks,  preserves,  open space areas, or reserved areas, and
 the crossings of the undeveloped Suffolk County property  known  as  the
 Port  Jefferson  -  Westhampton  road right of way, Whiskey Road, County
 Route 21, and Currans Road), and including those  properties  identified
 as  District 200, Section 346, Block 1, Lots 3 and 4, to the point where
 the NYS Rocky Point Land meets  the  northerly  side  of  NYS  Route  25
 (Middle  Country  Road); thence eastward along the northerly boundary of
 NYS Route 25 to the southeastern corner of that property west  of  Wood-
 lots Road which is identified as District 200, Section 349, Block 2, Lot
 1.3;  thence  northward  along the easterly boundary of that property to
 the Suffolk County Pine  Trail  Nature  Preserve;  thence  eastward  and

 S. 7508--A                         155                        A. 9508--A
 
 southeastward  along  the  southerly boundary of the Suffolk County Pine
 Trail Nature Preserve  where  the  Preserve  is  adjacent  to  developed
 parcels or parcels in agricultural or horticultural use, or along a line
 parallel to, and 100 (one hundred) feet south of, the Preserve where the
 Preserve  is  adjacent  to  parcels  which are undeveloped as of June 1,
 1993, to County Route 46; thence southward along the  easterly  boundary
 of  County Route 46 to NYS Route 25; thence eastward along the southerly
 boundary of NYS Route  25  to  the  Suffolk  County  Pine  Trail  Nature
 Preserve;  thence  southward  along the westerly boundary of the Suffolk
 County Pine Trail Nature Preserve where  the  Preserve  is  adjacent  to
 developed  parcels,  or  along a line parallel to, and 100 (one hundred)
 feet west of, the Preserve where the Preserve  is  adjacent  to  parcels
 which  are  undeveloped  as of June 1, 1993, to the northern boundary of
 the United States land known as Brookhaven National  Laboratory;  thence
 generally  westward  along the northerly boundary of Brookhaven National
 Laboratory to County Route 46 (William Floyd Parkway); thence  generally
 northwestward  on  a straight line to the intersection of Sally Lane and
 Pond Lane; thence westward along the southerly side of Pond Lane to Ruth
 Lane; thence northward along the westerly side of Ruth Lane to NYS Route
 25; thence westward along the northerly side of  NYS  Route  25  to  the
 southeast  corner  of the NYS Middle Island State Game Farm and Environ-
 mental Education Center; thence northward, westward, and southward along
 the easterly, northerly, and  westerly  boundaries  of  the  NYS  Middle
 Island  State  Game Farm and Environmental Education Center to NYS Route
 25; thence westward along the southerly side of NYS Route 25,  excluding
 all  parcels  abutting that road which are developed as of June 1, 1993,
 to Giant Oak Road; thence southward along the easterly side of Giant Oak
 Road to Medford Road; thence southwestward along the southeasterly  side
 of Medford Road crossing to the west side of Smith Road; thence souther-
 ly  along  the  westerly  side  of Smith Road to the southeast corner of
 District 200, Section 406, Block 1, Lot 6; thence westward and northward
 along the southerly and westerly sides of said parcel to  the  southerly
 side  of the developed lands known as Strathmore Ridge; thence westward,
 northward and eastward along the southerly, westerly and northerly sides
 of the developed lands known as Strathmore Ridge to the westerly side of
 Smith Road; thence northerly along the westerly side of  Smith  Road  to
 the  southerly side of NYS Route 25; thence westerly along the southerly
 side of NYS Route 25, to the northwestern corner of that property  which
 is  identified  as  District  200, Section 406, Block 1, Lot 4.3; thence
 southerly along the westerly boundary of that  property  and  continuing
 southward  along  the  westerly  sides  of  the properties identified as
 District 200, Section 406, Block 1, Lot 4.6; District 200, Section  406,
 Block  1,  Lot  4.4 and District 200, Section 504, Block 1, Lot 2 to the
 southerly side of Longwood Road; thence  eastward  along  the  southerly
 side of Longwood Road to the northwest corner of the property identified
 as  District  200,  Section  504, Block 1, Lot 7.2; thence southward and
 westward along the generally westerly boundary of  that  parcel  to  the
 eastern  end of Rugby Lane (also known as Rugby Avenue or Rugby Road), a
 paper street shown on Suffolk County tax  maps  District  200,  Sections
 500, 502, and 503; thence westward along the northerly boundary of Rugby
 Lane,  across  County Route 21, to the westerly boundary of County Route
 21 (Yaphank - Middle Island Road); thence southward along  the  westerly
 boundary  of  County  Route  21 to the northeastern corner of the parcel
 identified as District 200, Section 529, Block 1, Lot 28, and  which  is
 coterminous  with the southerly boundaries of the parcels located on the
 south side of Rustic Lane; thence westward along the northerly  boundary

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 of  that  parcel  to  the  southwest  corner of the parcel identified as
 District 200, Section 528, Block 5, Lot  2;  thence  northward  along  a
 portion  of  the easterly boundary of the Carmans River, which comprises
 the  easterly boundary of the parcel identified as District 200, Section
 528, Block 5, Lot 1, to its intersection with the southern  boundary  of
 the  Suffolk  County  Nature Preserve parcel identified as District 200,
 Section 500, Block 1, Lot 1.4; thence eastward along the southern bound-
 ary of that parcel to the southeast corner of that parcel; thence north-
 ward along the easterly boundary of that Suffolk County Nature  Preserve
 parcel  to  the  southeast  corner of the Suffolk County Nature Preserve
 parcel identified as District 200, Section 500, Block 1, Lot 3.1, thence
 generally northward along the easterly boundary of that  parcel  to  the
 north  side  of East Bartlett Road; thence easterly along the north side
 of East Bartlett Road to the east side of County Road 21; thence  south-
 erly  along  the  east side of County Road 21 to the southwest corner of
 District 200, Section 501, Block 1, Lot 2.1; thence easterly and  north-
 erly along the southern and eastern sides of that property and northward
 along  the easterly side of District 0200, 50100, Block 0100, Lot 002002
 and across to the north side of Longwood Road; thence westerly along the
 north side of Longwood Road to the southeast  corner  of  District  200,
 Section  482,  Block 1, Lot 3.1; thence northward and eastward along the
 easterly and southerly boundaries of that parcel to the northwest corner
 of the parcel identified as District 200, Section 483, Block 2, Lot 1.4;
 thence eastward along the southerly  property  boundary  of  the  parcel
 identified as District 200, Section 482, Block 1, Lot 4 to the southeast
 corner  of  that parcel; thence northward along the easterly boundary of
 that parcel to the northeast corner of that parcel; thence eastward  and
 northward  along  the  southerly  and  easterly boundaries of the parcel
 identified as District 200, Section 456, Block 2, Lot 4 to the northeast
 corner of that parcel; thence generally northerly and westerly along the
 easterly and northerly boundary of Prosser Pines County Nature  Preserve
 to  County  Road  21;  thence westward (directly across County Route 21)
 along the southerly boundary of the property identified as District 200,
 Section 434, Block 1, Lot 12.1, to the southwest corner of the  property
 identified  as District 200, Section 434, Block 1, Lot 14.3, adjacent to
 the eastern side of Cathedral Pines County Park; thence northward  along
 the  eastern  boundary  of  Cathedral Pines County Park to the southeast
 corner of the property identified as District 200, Section 402, Block 1,
 Lot 23.1, thence continuing northward along  the  easterly  boundary  of
 that  property  to the southerly side of Lafayette Road; thence westward
 along the southerly side of Lafayette Road to the  eastern  boundary  of
 the property identified as District 200, Section 402, Block 1, Lot 24.7;
 thence  generally  in  a counter-clockwise direction along the easterly,
 northerly, westerly and northerly boundaries of  that  property  to  the
 easterly boundary of the parcel identified as District 200, Section 402,
 Block  1, Lot 19.2; thence northerly along the easterly side of said lot
 to the southeast corner of the  property  identified  as  District  200,
 Section  402,  Block  1, Lot 20, thence westward and northward along the
 southerly and westerly sides of that property to the southerly  side  of
 NYS  Route 25; thence westward along the southerly boundary of NYS Route
 25 to the northwestern corner of the parcel identified as District  200,
 Section  402,  Block  1,  Lot 16.4; thence generally southward along the
 westerly boundary of that parcel to the northerly boundary of the parcel
 identified as District 200, Section 454, Block 1, Lot 9.1; thence  west-
 ward  along the northerly boundary of that parcel to East Bartlett Road;
 thence southward along the easterly boundary of East  Bartlett  Road  to

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 its  intersection  with Ashton Road; thence westward to the northeastern
 corner of the old filed map shown on District 200, Section  499;  thence
 westward  and  southward  along the northerly and westerly boundaries of
 the  old  filed  map  shown  on  Suffolk  County  tax maps District 200,
 Sections 498, 499, and 527 to Hillcrest Road; thence eastward along  the
 southerly  boundary  of  Hillcrest Road to Ashton Road; thence southward
 along the easterly side of Ashton Road to Granny Road;  thence  eastward
 along  the  southerly side of Granny Road to the northwesterly corner of
 District 200, Section 547, Block 1, Lot 18.1;  thence  generally  south-
 ward, westward, southward, eastward and northward in a counter-clockwise
 direction  along  the western, northern, southern and eastern boundaries
 of said parcel to the southeast  corner  of  the  parcel  identified  as
 District  200,  Section  548, Block 1, Lot 3; thence northward along the
 easterly boundary of that parcel to its northeast corner; thence  gener-
 ally northward, northeastward and eastward along the westerly, northwes-
 terly  and  northerly sides of German Boulevard to its intersection with
 the northeasterly side of Lakeview Boulevard; thence southeastward along
 the northeasterly side of Lakeview Boulevard to the westerly boundary of
 the parcel identified as District 200, Section  611,  Block  1,  Lot  5;
 thence  northward  along  the  westerly  boundary  of that parcel to its
 northwest corner; thence southward along the westerly  boundary  of  the
 parcel identified as District 200, Section 579, Block 3, Lot 1, compris-
 ing  part  of  the western bank of the Carmans River also known as Upper
 Lake, to the northerly side of Mill Road, also  known  as  County  Route
 101; thence eastward along the northerly side of Mill Road to the north-
 east corner of the parcel identified as District 200, Section 579, Block
 3,  Lot  19; thence westerly along the northerly boundary of that parcel
 to the eastern boundary  of  the  parcel  identified  as  District  200,
 Section 579, Block 3, Lot 1; thence northward along the easterly side of
 that  parcel,  comprising  part of the eastern bank of the Carmans River
 also known as Upper Lake, to the southwest corner of the parcel  identi-
 fied  as  District  200,  Section 548, Block 2, Lot 5.1; thence eastward
 along the southern boundary of that  parcel  to  its  southeast  corner;
 thence  eastward  across  County  Route  21 to its easterly side; thence
 northward along the easterly boundary of County Route 21 to  the  south-
 west  corner  of  the  Suffolk  County  Nature  Preserve parcel known as
 Warbler Woods and identified as District 200, Section 551, Block 1,  Lot
 4; thence generally eastward along the southerly boundary of the Warbler
 Woods parcel and then southward along the westerly boundary of an exten-
 sion  of that parcel's southerly boundary to the southeast corner of the
 southern terminus of Harold Road; thence generally  westward,  southward
 and  westward  in  a  counter-clockwise  direction  along the northerly,
 westerly, northerly and westerly boundaries of the Suffolk County Nature
 Preserve parcel known as Fox  Lair,  and  identified  as  District  200,
 Section  580,  Block  3, Lot 24.2, to the northwest corner of the parcel
 Suffolk County  Water  Authority  parcel  identified  as  District  200,
 Section 580, Block 3, Lot 24.6; thence southward, eastward and southward
 along  the  westerly  boundary  and southerly boundaries of that Suffolk
 County Water Authority parcel to Main Street; thence eastward along  the
 north side of Main Street to the southeast corner of said Suffolk County
 Water  Authority  parcel to its southeast corner; thence northward along
 the easterly boundary of that parcel to the southwest property  boundary
 of the Suffolk County Nature Preserve parcel known as Fox Lair and iden-
 tified as District 200, Section 580, Block 3, Lot 24.2, thence generally
 eastward, southward, eastward, northward and eastward along the souther-
 ly  boundaries  of said parcel and eastward along the southerly boundary

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 of the Suffolk County Nature Preserve parcel identified as District 200,
 Section 583, Block 1, Lot 4.1, to the west side of the unimproved north-
 south oriented road known variously as Smith  Road,  Longwood  Road  and
 Private Road; thence southward along the westerly boundary of Smith Road
 to  the  north side of the Long Island Expressway; thence westward along
 the northerly boundary of the Long Island Expressway to the  south  side
 of  Main Street in Yaphank; thence westward along the southerly boundary
 of Main Street in Yaphank to the westernmost extent along Main Street of
 the Southaven County Park boundary; thence westward across  County  Road
 21  to  the  western boundary of the County Road 21 right-of-way; thence
 southward along the western boundary of the County Road 21  right-of-way
 to  the northerly side of the parcel identified as District 200, Section
 611, Block 3, Lot 16, comprising the northerly bank of the Carmans River
 known as Lower Lake; thence westward along the northerly  side  of  that
 property  to  the  southwest corner of the parcel identified as District
 200, Section 612, Block 4, Lot 1; thence northward  along  the  westerly
 boundary  of  that parcel to the southerly side of County Route 21 known
 as Main Street; thence westward along the southerly side of County Route
 21 known as Main Street to the northeast corner of the parcel identified
 as District 200, Section 612, Block 2, Lot 12;  thence  southward  along
 the  easterly  boundary  of  that  parcel to the southeast corner of the
 parcel identified as District 200, Section 612, Block 2, Lot 11;  thence
 westward and northwestward along the northerly and northeasterly bounda-
 ries  of  the  Town  of  Brookhaven  parcel  identified as District 200,
 Section 611, Block 3, Lot 9 to the south side of Mill Road,  also  known
 as  County  Road  101; thence generally westward and southward along the
 southerly side of Mill Road and continuing southward along  the  eastern
 side  of  Patchogue-Yaphank  Road, also known as County Road 101, to the
 southerly side of Gerard Road; thence eastward along the southerly  side
 of  Gerard  Road  to  its  westerly  boundary  known as the map of Grand
 Heights, filed in the offices of the Suffolk County clerk; thence south-
 ward along the westerly map line of the filed map known as Grand Heights
 to the north side of the Long Island Expressway NYS  Route  495;  thence
 easterly  along  the  northerly  side  of the Long Island Expressway NYS
 Route 495 to the westerly side of  County  Route  21  known  as  Yaphank
 Avenue;  thence  southward  along the westerly side of Yaphank Avenue to
 the south side of the Long Island Expressway; thence eastward along  the
 south  side  of  the  Long Island Expressway to the westerly boundary of
 Southaven County Park, thence generally  southward  along  the  westerly
 boundary  of  Southaven County Park to the northeast corner of the lands
 of Suffolk County identified as District 200, Section 665, Block 2,  Lot
 1;  thence  generally southward along the easterly boundary of said lot,
 crossing the LIRR and Park Street and  continuing  southward  along  the
 westerly  boundary  of  Davenport  Avenue  as shown on the old filed map
 known as Bellhaven Terrace; thence  southward  and  eastward  along  the
 westerly  and  southerly boundaries of the parcel identified as District
 200, Section 744, Block 1, Lot 10 to the westerly boundary of the parcel
 identified as District 200,  Section  781,  Block  1,  Lot  3.1;  thence
 continuing  southerly  along the westerly boundary of that parcel to the
 easterly boundary of Gerard Road; thence southward  along  the  easterly
 boundary  of  Gerard  Road  to Victory Avenue; thence eastward along the
 northerly boundary of Victory Avenue to a point where the west  bank  of
 the Carmans River passes under Victory Avenue and Route 27; thence south
 under  Route  27  to the southerly side of Montauk Highway also known as
 County Road 80; thence westward along  the  southerly  side  of  Montauk
 Highway County Road 80, including lands owned by the United States known

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 as Wertheim National Wildlife Refuge (the "Refuge"), to the eastern side
 of Old Stump Road; thence southward along the easterly side of Old Stump
 Road to the northerly side of Beaver Dam Road; thence eastward along the
 northerly  side  of  Beaver  Dam  Road  to the lands owned by the United
 States known  as  Wertheim  National  Wildlife  Refuge  (the  "Refuge"),
 including  the Carmans River; thence generally westerly and southerly to
 the waters of Bellport Bay; thence generally easterly across the Bay and
 northerly along the easterly boundary of the Refuge, including all lands
 currently part of the Refuge and any lands which may become part of  the
 Refuge  in the future to the east side of the southern terminus of Smith
 Road; thence northward along the easterly side  of  Smith  Road  to  the
 southwesterly corner of the property identified as District 200, Section
 974.50,  Block  1,  Lot 11; thence eastward, northward and westward in a
 counter-clockwise direction along the  southern,  eastern  and  northern
 boundaries  of  that property to the easterly side of Smith Road; thence
 northward along the easterly side of Smith Road to the northerly side of
 Montauk Highway County Road 80; thence northeasterly to the southwester-
 ly corner of the property identified as District 200, Section 849, Block
 2, Lot 2; thence eastward along the northerly boundary of Montauk  High-
 way  to  the southeasterly corner of the property identified as District
 200, Section 850, Block 3, Lot 8; thence northward to the  northeasterly
 corner  of  that  parcel, including all lands owned by the United States
 known as Wertheim National Wildlife Refuge (the "Refuge")  at  any  time
 between  June  1,  1993  and the present, and any lands which may become
 part of the Refuge in the future; thence  northwestward  across  Sunrise
 Highway (NYS Route 27) to the southwesterly corner of the property iden-
 tified  as  District  200, Section 850, Block 2, Lot 1; thence northward
 along the westerly boundary of that parcel across to the northerly boun-
 dary of Victory Avenue; thence westward along the northerly boundary  of
 Victory  Avenue to the westerly boundary of River Road; thence northward
 along the westerly boundary of River Road to the north side of the  Long
 Island  Rail Road right-of-way; thence easterly along the northerly side
 of the Long Island Rail Road right-of-way to the north side  of  Morich-
 es-Middle Island Road; thence generally northward and westward along the
 northerly  side  of Moriches-Middle Island Road to the northerly side of
 the Long Island Expressway; thence westward along the northerly boundary
 of the Long Island Expressway to the southeasterly corner of  the  Long-
 wood  Greenbelt  property  (the  property  identified  as  District 200,
 Section 583, Block 2, Lot 1.1);  thence  northward  along  the  easterly
 boundary  of  the  Longwood  Greenbelt property to its northeast corner;
 thence eastward to the southwesterly corner of  the  property  known  as
 District  200,  Section 552, Block 1, Lot 8; thence generally northeast-
 ward along the easterly boundary of the property identified as  District
 200,  Section  552, Block 1, Lot 1.7 to the northeasterly corner of that
 parcel; thence eastward along the southerly boundaries  of  the  parcels
 identified  as  District  200, Section 504, Block 1, Lot 8, and District
 200, Section 504, Block 1, Lot 11,  to  the  westerly  boundary  of  the
 William  Floyd  Parkway  (County  Route  46); thence northward along the
 westerly side of County Route 46 to a point  2000  (two  thousand)  feet
 south of the southern bank of the Peconic River crossing of County Route
 46;  thence  generally  southeastward along a line parallel to, and 2000
 (two thousand) feet generally south or southwest of,  and  parallel  to,
 the  southernmost bank of the Peconic River to a point where the Peconic
 River crosses the unpaved, unnamed,  north-south  firebreak  and  patrol
 road on the eastern half of the Brookhaven National Laboratory property;
 thence  southward and southwestward along the easterly and southeasterly

 S. 7508--A                         160                        A. 9508--A
 
 boundaries of the unpaved, unnamed,  north-south  firebreak  and  patrol
 road  starting on the eastern half of the Brookhaven National Laboratory
 property to the Brookhaven National Laboratory road known as  Brookhaven
 Avenue;  thence  due  westward  along  a straight line to the Brookhaven
 National Laboratory road known  as  Princeton  Avenue;  thence  westward
 along  the southerly boundary of Princeton Avenue to the unnamed Labora-
 tory road which diverts southwest in the vicinity of the Laboratory gate
 house; thence southwestward along the  southerly  side  of  the  unnamed
 Laboratory  road  just  described  to  County Route 46; thence southward
 along the easterly side of County Route 46  to  NYS  Route  495;  thence
 eastward  along  the northerly boundary of NYS Route 495 to County Route
 111; thence southeastward along the northerly boundary of  County  Route
 111 to NYS Route 27 (Sunrise Highway); thence generally southward across
 NYS  Route  27 to the westernmost extent along NYS Route 27 of the unde-
 veloped portion (as of June 1, 1993) of the parcel assemblage  comprised
 of those parcels identified as District 200, Section 594, Block 2, Lot 4
 and District 900, Section 325, Block 1, Lot 41.2; thence southward along
 the westerly boundary of the undeveloped portion (as of June 1, 1993) of
 that  parcel  assemblage  to  County Route 71 (Old Country Road); thence
 eastward along the northerly boundary of County Route 71 to  the  south-
 eastern  corner  of  the  Suffolk County Nature Preserve lands which run
 from NYS Route 27 south to County Route 111 and which adjoin the easter-
 ly side of the preceding assemblage; thence northward along the easterly
 boundary of that Suffolk County Nature Preserve assemblage (crossing the
 County Route 111 right of way) to NYS Route 27;  thence  eastward  along
 the  southerly  boundary  of  NYS  Route  27 to the westerly end of 19th
 Street as shown in the old filed map contained within the tax map  iden-
 tified as District 900, Section 276, Block 2; thence southward along the
 westerly boundary of that old filed map (shown in District 900, Sections
 276,  302, 303, 327, and 328), and coterminous with the westerly side of
 those parcels along the westerly side of Oishei Road,  to  County  Route
 71;  thence  eastward along the northerly boundary of County Route 71 to
 the southeasterly corner of  the  parcel  identified  as  District  900,
 Section 328, Block 2, Lot 19; thence northward along the easterly bound-
 ary  of that old filed map surrounding Oishei Road, and coterminous with
 the easterly side of those parcels along the  easterly  side  of  Oishei
 Road, to a point along that line due west of the northwesterly corner of
 the  parcel  containing  the  Suffolk  County  facilities  identified as
 District 900, Section 331, Block 1, Lot 1; thence due eastward  along  a
 straight  line  to the northwesterly corner of that parcel; thence east-
 ward along the northerly boundary of that parcel  to  its  northeasterly
 corner  shown  in District 900, Section 307; thence due eastward along a
 straight line to Summit Boulevard; thence southward along  the  westerly
 side  of  Summit Boulevard to County Route 71; thence eastward along the
 northerly side of County Route 71, excluding all parcels  abutting  that
 road  which  are  developed  as of June 1, 1993, to the Long Island Rail
 Road tracks; thence eastward along the northerly boundary  of  the  Long
 Island  Rail Road tracks to County Route 31 (Old Riverhead Road); thence
 northward along the westerly boundary of County Route 31 to  that  point
 opposite  the point along the easterly side of County Route 31 (north of
 the Stewart Avenue intersection) at which the undeveloped portion (as of
 June 1, 1993) of the Suffolk County Airport (Gabreski  Airport)  occurs;
 thence  generally northward, eastward and southward around the westerly,
 northerly and easterly boundaries of the undeveloped portion (as of June
 1, 1993) of the airport property (excluding from the  Core  Preservation
 Area  those  portions  of the airport property which are occupied by the

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 runways, their associated maintenance areas, and those areas  identified
 for future use in the Suffolk County Airport Master Plan approved by the
 County  Legislature)  to  the Long Island Rail Road tracks (including in
 the  Core Preservation Area those portions of the airport property which
 are adjacent to the Quogue Wildlife Refuge's westerly boundary and which
 are in their natural state); thence eastward along the northerly bounda-
 ry of the Long Island Rail Road tracks to the  southeasterly  corner  of
 the  Town  of  Southampton parcel identified as District 902, Section 1,
 Block 1, Lot 22.1; thence generally northward  and  eastward  along  the
 easterly  border  of  that parcel and the Town of Southampton parcels to
 the immediate north identified as District 900, Section  313,  Block  1,
 Lot  42.1  and  District  900,  Section 287, Block 1, Lot 1.55 to County
 Route 104; thence northward along the westerly boundary of County  Route
 104  to  a  point  1000  (one  thousand) feet southward of NYS Route 27;
 thence eastward along a line parallel to, and 1000 (one  thousand)  feet
 south  of,  NYS Route 27, to the westerly boundary of the parcel identi-
 fied as District 900, Section 252, Block  1,  Lot  1;  thence  southward
 along  the westerly boundary of that parcel to the Long Island Rail Road
 tracks; thence eastward along the northerly boundary of the Long  Island
 Rail Road tracks to Montauk Highway; thence eastward along the northerly
 boundary  of  Montauk Highway to that point where the boundary of Sears-
 Bellows County Park heads northward along the eastern side of the  Munns
 Pond portion; thence northward along the easterly boundary of Sears-Bel-
 lows  County  Park, to NYS Route 27; thence eastward along the northerly
 boundary of NYS Route 27 to NYS  Route  24  (Riverhead  -  Hampton  Bays
 Road);  thence  generally northwestward and westward along the southwes-
 terly boundary of NYS Route 24 to the easternmost extent along NYS Route
 24 of the Suffolk County Parkland known as Flanders  or  Hubbard  County
 Park;  thence  generally  northward,  westward,  and southward along the
 easterly, northerly, and westerly  boundaries  of  Flanders  or  Hubbard
 County  Park,  including  all adjacent or contiguous undeveloped Town of
 Southampton parks, preserves, open space areas, or  reserved  areas,  to
 NYS  Route 24; thence westward along the southerly boundary of NYS Route
 24 to Pleasure Drive; thence southward along the  easterly  boundary  of
 Pleasure  Drive  a  distance  of 2000 (two thousand) feet, excluding all
 parcels abutting that road which are  developed  as  of  June  1,  1993;
 thence  generally  westward  along  a  straight line to the southernmost
 extent of the NYS David Sarnoff Preserve along the  westerly  boundaries
 of  the parcels on the westerly side of Brookhaven Avenue; thence gener-
 ally northward and westward along the easterly and northerly boundary of
 the NYS David Sarnoff Pine Barrens Preserve, crossing County Routes  105
 and  104, to County Route 63 (Riverhead-Moriches Road); thence generally
 westward and northward along the northerly boundary of the Suffolk Coun-
 ty Cranberry Bog County Nature  Preserve  to  County  Route  51;  thence
 southwesterly along the westerly side of County Route 51 to the boundary
 of  the Cranberry Bog County Nature Preserve; thence westward and north-
 ward along the northeasterly boundary of  Cranberry  Bog  County  Nature
 Preserve  to  County  Route  94  (also  known as NYS Route 24, or Nugent
 Drive); thence eastward along the northerly side of County Route  94  to
 the County Route 94A bridge; thence northward along the westerly side of
 the  County Route 94A bridge to the Riverhead-Southampton border; thence
 westward along the Riverhead-Southampton border, and the  Riverhead-Bro-
 okhaven  Border,  to  the  Forge Road Bridge; thence northward along the
 westerly boundary of  the  Forge  Road  Bridge  to  Forge  Road;  thence
 northwestward  along  the  westerly  boundary  of Forge Road to the Long
 Island Rail Road tracks; thence northward along the westerly boundary of

 S. 7508--A                         162                        A. 9508--A
 
 Forge Road (unpaved) to the intersection of NYS Route 25 and River Road;
 thence westward along the southerly boundary of River  Road  to  Edwards
 Avenue;  thence  westward  along  the  southerly  boundary of River Road
 (Grumman  Boulevard  or  Swan Pond Road) to the southeast corner of that
 parcel containing Conoe (or Canoe) Lake and identified as District  600,
 Section  137,  Block 1, Lot 1; thence northward, westward, and southward
 along the borders of that parcel containing Conoe  (or  Canoe)  Lake  to
 River  Road  (Grumman  Boulevard);  thence  westward along the northerly
 boundary of Grumman Boulevard to  the  southeasternmost  corner  of  the
 undeveloped   portion  (as  of  June  1,  1993)  of  the  United  States
 Navy/Grumman Corporation property located on the north side  of  Grumman
 Boulevard  and adjacent to the Grumman entrance known as the South Gate;
 thence due north along the easternmost edge of that undeveloped  portion
 (as of June 1, 1993) of the United States Navy/Grumman Corporation prop-
 erty to NYS Route 25; thence along a straight line to the northerly side
 of  NYS  Route  25 to a point occupied by the southeasternmost corner of
 the parcel assemblage comprised of District 600, Section  75,  Block  3,
 Lot  10.1,  and District 600, Section 96, Block 1, Lot 14, and otherwise
 known as Camp Wauwepex; thence northward, westward, and generally south-
 ward along the easterly, northerly, and generally westerly boundaries of
 the Camp Wauwepex assemblage to NYS Route 25; thence westward along  the
 northerly  side  of  NYS Route 25 to Montauk Trail; thence northeastward
 along the northwesterly side of Montauk Trail to Panamoka Trail;  thence
 northward  along  the  westerly  side  of  Panamoka Trail, excluding all
 parcels abutting that road which are developed as of June  1,  1993,  to
 Matinecock Trail; thence westward along the southerly side of Matinecock
 Trail to the easterly boundary of Brookhaven State Park; thence general-
 ly  northward  along  the  easterly  boundary  of Brookhaven State Park,
 including all adjacent or  contiguous  undeveloped  Town  of  Brookhaven
 parks,  preserves,  open  space  areas, or reserved areas, to its inter-
 section with NYS Route 25A; [thence westward along the southerly side of
 NYS Route 25A to the  northeast  corner  of  the  Shoreham-Wading  River
 school  district property;] THENCE EASTWARD ALONG THE SOUTHERLY BOUNDARY
 OF ROUTE 25A TO A POINT DUE SOUTH OF THE SOUTHEAST CORNER OF THE  PARCEL
 IDENTIFIED  AS  DISTRICT  200,  SECTION  128,  BLOCK  1, LOT 3.1; THENCE
 NORTHEASTWARD, NORTHWARD AND WESTWARD ALONG THE SOUTHERLY, EASTERLY  AND
 NORTHERLY  SIDES  OF THE PARCEL IDENTIFIED AS DISTRICT 200, SECTION 128,
 BLOCK 1, LOT 1 TO THE SOUTHEAST  CORNER  OF  THE  PARCEL  IDENTIFIED  AS
 DISTRICT  200,  SECTION 82, BLOCK 1, LOT 5.2; THENCE NORTHWARD ALONG THE
 EAST SIDE OF THIS PARCEL TO ITS INTERSECTION  WITH  THE  SOUTH  SIDE  OF
 NORTH  COUNTRY ROAD; THENCE NORTHWARD CROSSING NORTH COUNTRY ROAD TO ITS
 NORTHERLY SIDE; THENCE EASTWARD ALONG THE NORTHERLY SIDE OF NORTH  COUN-
 TRY  ROAD TO THE BROOKHAVEN TOWN-RIVERHEAD TOWN LINE; THENCE IN A GENER-
 ALLY NORTHWESTWARD DIRECTION ALONG SAID TOWN LINE TO A POINT  IN  WADING
 RIVER CREEK WITH THE COORDINATES 40.96225 LATITUDE AND -72.863633 LONGI-
 TUDE; THENCE WESTWARD A DISTANCE OF APPROXIMATELY 90 FEET TO THE EASTER-
 LY  SIDE  OF LILCO ROAD; THENCE SOUTHWARD ALONG LILCO ROAD TO ITS INTER-
 SECTION WITH THE NORTH SIDE OF NORTH COUNTRY ROAD; THENCE WESTWARD ALONG
 THE NORTH SIDE OF NORTH COUNTRY ROAD TO  THE  SOUTHEAST  CORNER  OF  THE
 PARCEL IDENTIFIED AS DISTRICT 200, SECTION 39, BLOCK 1, LOT 2; THENCE IN
 A  NORTHWARD  AND  WESTWARD  DIRECTION  ALONG THE EASTERLY AND NORTHERLY
 SIDES OF SAID PARCEL TO ITS NORTHWEST CORNER; THENCE NORTHWARD ALONG THE
 WESTERLY BOUNDARY OF THE PARCEL IDENTIFIED AS DISTRICT 200, SECTION  83,
 BLOCK  1,  LOT  1.4  TO  ITS  NORTHWEST CORNER AND THE SHORELINE OF LONG
 ISLAND SOUND; THENCE WESTWARD /ALONG THE NORTHERLY SIDE  OF  THE  PARCEL
 IDENTIFIED  AS DISTRICT 200, SECTION 83, BLOCK 1, LOT 1.4 AND CONTINUING

 S. 7508--A                         163                        A. 9508--A
 
 IN A WESTWARD DIRECTION ALONG THE NORTHERLY SIDE OF THE  PARCEL  IDENTI-
 FIED  AS  DISTRICT  200,  SECTION 39, BLOCK 1, LOT 1.2 AND THE SOUTHERLY
 EXTENT OF THE LONG ISLAND SOUND TO THE NORTHWEST CORNER OF THE  PROPERTY
 IDENTIFIED  AS DISTRICT 200, SECTION 39, BLOCK 1, LOT 1.2; THENCE SOUTH-
 WARD ALONG THE WESTERLY BOUNDARY OF SAID PROPERTY TO NORTH COUNTRY ROAD;
 THENCE WEST ALONG THE SOUTHERLY BOUNDARY OF NORTH COUNTRY  ROAD  TO  THE
 NORTHWESTERN  CORNER OF THE PROPERTY IDENTIFIED AS DISTRICT 200, SECTION
 82, BLOCK 1, LOT 1.1; THENCE SOUTH ALONG THE WESTERLY BOUNDARY  OF  SAID
 PROPERTY  AND  THE  WESTERLY  BOUNDARY  OF  THE  PROPERTY  IDENTIFIED AS
 DISTRICT 200, SECTION 39, BLOCK 1, LOT 1.2 TO THE  NORTHWEST  CORNER  OF
 PROPERTY  IDENTIFIED  AS  DISTRICT  200,  SECTION  82, BLOCK 1, LOT 5.1;
 THENCE SOUTHWARD ALONG THE WESTERLY BOUNDARY OF SAID PROPERTY IN A  LINE
 TO  THE NORTHEAST CORNER OF PROPERTY IDENTIFIED AS DISTRICT 200, SECTION
 105, BLOCK 3, LOT 5; THENCE SOUTHWARD ALONG  THE  EASTERLY  BOUNDARY  OF
 SAID  PROPERTY TO THE NORTH SIDE OF ROUTE 25A; THENCE EASTWARD ALONG THE
 NORTH SIDE OF ROUTE 25A TO A  POINT  DIRECTLY  NORTH  OF  THE  NORTHEAST
 CORNER  OF  THE  SHOREHAM-WADING  RIVER SCHOOL DISTRICT PROPERTY; THENCE
 SOUTHWARD, CROSSING ROUTE 25A TO ITS SOUTHERLY BOUNDARY AND  THE  NORTH-
 EAST  CORNER  OF  THE  SHOREHAM-WADING  RIVER  SCHOOL DISTRICT PROPERTY;
 thence southward, westward, and northward along the easterly, southerly,
 and westerly boundaries of the  Shoreham-Wading  River  school  district
 property  to  NYS Route 25A; thence westward along the southerly side of
 NYS Route 25A to County Route 46; thence southward  along  the  easterly
 side of County Route 46 to its intersection with the Suffolk County Pine
 Trail  Nature  Preserve; thence westward along the northerly boundary of
 the Suffolk County Pine Trail Nature  Preserve  where  the  Preserve  is
 adjacent to developed parcels or parcels in agricultural or horticultur-
 al  use,  or  along a line parallel to, and 100 (one hundred) feet north
 of, the Preserve where the Preserve is adjacent  to  parcels  which  are
 undeveloped as of June 1, 1993, to the southeastern corner of the parcel
 west of Woodlots Road and identified as District 200, Section 291, Block
 1, Lot 14.1; thence northward and westward along the easterly and north-
 erly  boundaries  of  that parcel to Whiskey Road; thence westward along
 the southerly side of Whiskey Road to Wading River Hollow  Road;  thence
 northward  along  the  westerly  side of Wading River Hollow Road to the
 boundary of the NYS Rocky Point Land; thence generally  northward  along
 the  easterly  boundary of the NYS Rocky Point Land, including all adja-
 cent or contiguous undeveloped Town of Brookhaven parks, preserves, open
 space areas, or reserved areas, to NYS Route 25A; thence westward  along
 the  southerly  side  of NYS Route 25A, excluding those parcels abutting
 that road which are developed as of June 1, 1993, and those lands  iden-
 tified for the reroute of Route 25A by the NYS Department of Transporta-
 tion,  to  the  northeastern corner of the parcel identified as District
 200, Section 102, Block 3, Lot 1.4; thence southward along the  westerly
 boundary  of  that  parcel  to  the  parcel  identified as District 200,
 Section 102, Block 3, Lot 1.6; thence generally westward  and  southward
 along the westerly boundaries of that parcel and the adjoining southerly
 parcel  identified as District 200, Section 102, Block 3, Lot 1.5 to the
 boundary of the NYS Rocky Point Land; thence westward along the norther-
 ly boundary of the NYS Rocky Point  Land  to  County  Route  21;  thence
 generally  westward  along a straight line across County Route 21 to the
 northernmost extent along County Route 21 of the NYS Rocky  Point  Land;
 thence  generally westward along the generally northerly boundary of the
 NYS Rocky Point Land to the point or place of beginning,  and  excluding
 the area defined as beginning at a point where the southerly boundary of
 NYS  Route  25  meets the easterly side of the Suffolk County Pine Trail

 S. 7508--A                         164                        A. 9508--A
 
 Nature Preserve; thence southeastward along the  easterly  side  of  the
 Suffolk County Pine Trail Nature Preserve where the Preserve is adjacent
 to developed parcels, or along a line parallel to, and 100 (one hundred)
 feet  east  of,  the  Preserve where the Preserve is adjacent to parcels
 which are undeveloped as of June 1, 1993, to the  Long  Island  Lighting
 Company  high  voltage  transmission  lines;  thence northward along the
 westerly side of the Long Island Lighting Company  high  voltage  trans-
 mission  lines to NYS Route 25; thence westward along the southerly side
 of NYS Route 25 to the point or place of beginning;
 and excluding [two] THREE distinct areas described as follows: Area  One
 is the area defined as beginning at a point where the southerly boundary
 of NYS Route 25 meets the easterly side of the Suffolk County Pine Trail
 Nature  Preserve;  thence  southeastward  along the easterly side of the
 Suffolk County Pine Trail Nature Preserve where the Preserve is adjacent
 to developed parcels, or along a line parallel to, and 100 (one hundred)
 feet east of, the Preserve where the Preserve  is  adjacent  to  parcels
 which  are  undeveloped  as of June 1, 1993, to the Long Island Lighting
 Company high voltage transmission  lines;  thence  northward  along  the
 westerly  side  of  the Long Island Lighting Company high voltage trans-
 mission lines to NYS Route 25; thence westward along the southerly  side
 of NYS Route 25 to the point or place of beginning; Area Two is the area
 defined as beginning at the northwest corner of the parcel identified as
 District  200,  Section 552, Block 1, Lot 3; thence eastward, southwest-
 ward and generally northward  along  the  northerly,  southeasterly  and
 westerly  boundaries  of  that  parcel,  containing the sewage treatment
 facility known as the Dorade facility, to the point of  beginning;  AREA
 THREE  IS  DEFINED AS THE PARCEL IDENTIFIED AS DISTRICT 200, SECTION 82,
 BLOCK 1, LOT 3.
   § 2. The town of Brookhaven, the county of Suffolk,  and  the  Central
 Pine Barrens joint planning and policy commission shall compile a report
 providing  an  assessment of properties that would be suitable for solar
 projects including an inventory of specific parcels within the  town  of
 Brookhaven  that  minimize  the  need to utilize undisturbed open space.
 Such report shall be submitted to the governor no later than January  1,
 2020.
   §  3. The definitions of "central pine barrens" and "core preservation
 area" of section 57-0107 of the environmental conservation law shall  be
 amended  to  include the property described as thence eastward along the
 northerly boundary of Moriches-Middle Island Road to a point  due  north
 of  the easterly boundary of Cranford Boulevard; thence southward across
 Moriches-Middle Island Road and along the easterly boundary of  Cranford
 Boulevard  to  the  south-western  corner  of the property identified as
 District 200, Section 645, Block 3, Lot 29.1; thence southeastward along
 the southerly boundary of said property to its intersection with proper-
 ty identified as District 200, Section  712,  Block  9,  Lot  1;  thence
 generally  southward along the westerly boundary of said property to its
 intersection with the northerly side of the eastward extension of  Grove
 Drive;  thence  southward crossing Grove Drive to its south side; thence
 westward along the southerly boundary of the Grove Drive road  extension
 to  the  northwestern corner of the property identified as District 200,
 Section 749, Block 3, Lot 41.1; and comprised of parcels  owned  by  the
 county  of  Suffolk  and the town of Brookhaven; thence southward to the
 southwestern corner of property identified as District 200, Section 749,
 Block 3, Lot 43; thence eastward along the southerly  boundary  of  said
 property  to  the  west  side of Lambert Avenue; thence crossing Lambert
 Avenue to its easterly side; thence southward along the easterly bounda-

 S. 7508--A                         165                        A. 9508--A
 
 ry of Lambert Avenue to the northerly boundary of  the  Sunrise  Highway
 Service  Road;  thence northeastward along the northerly boundary of the
 Sunrise Highway Service Road to Barnes Road; thence northward along  the
 westerly  boundary of Barnes Road to the northeastern corner of property
 identified as District 200, Section 750, Block 3, Lot 40.2; thence west-
 ward along the northerly boundary of said property to the property iden-
 tified as District 200, Section 713, Block 1,  Lot  2;  thence  westward
 along  the  northerly  boundary  of property identified as District 200,
 Section 713, Block 1, Lot 1; thence northward along the westerly side of
 Weeks Avenue to  the  northeastern  corner  of  property  identified  as
 District  200,  Section  713,  Block 3, Lot 1; thence westward along the
 northerly boundary of said property to Michigan Avenue; thence northward
 along the easterly boundary of Michigan Ave  to  Moriches-Middle  Island
 Road,  and described as beginning at a point on the southeasterly corner
 of the intersection of Moriches-Middle Island Road and  Cranford  Boule-
 vard  and  thence  south-ward  along  the  easterly boundary of Cranford
 Boulevard to the southwestern corner of property identified as  District
 200,  Section  645,  Block  3,  Lot 29.1; thence southeastward along the
 southerly boundary of said property to its  intersection  with  property
 identified as District 200, Section 712, Block 9, Lot 1; thence general-
 ly  southward along the westerly boundary of said property to its inter-
 section with the northerly side  of  the  eastward  extension  of  Grove
 Drive;  thence  southward crossing Grove Drive to its south side; thence
 westward along the southerly boundary of the Grove Drive road  extension
 to  the  northwestern corner of the property identified as District 200,
 Section 749, Block 3, Lot 41.1 and comprised of  parcels  owned  by  the
 county  of  Suffolk  and the town of Brookhaven; thence southward to the
 southwestern corner of property identified as District 200, Section 749,
 Block 3, Lot 43; thence eastward along the southerly  boundary  of  said
 property  to  the  west  side of Lambert Avenue; thence crossing Lambert
 Avenue to its easterly side; thence southward along the easterly bounda-
 ry of Lambert Avenue to the northerly boundary of  the  Sunrise  Highway
 Service  Road;  thence northeastward along the northerly boundary of the
 Sunrise Highway Service Road to Barnes Road; thence northward along  the
 westerly boundary of Barnes Road to the northeastern corner of the prop-
 erty  identified as District 200, Section 750, Block 3, Lot 40.2; thence
 westward along the northerly boundary of property identified as District
 200, Section 713, Block 1, Lot 2; thence westward  along  the  northerly
 boundary  of  property identified as District 200, Section 713, Block 1,
 Lot 1; thence northward along the westerly side of Weeks Avenue  to  the
 northeastern corner of property identified as District 200, Section 713,
 Block  3,  Lot  1;  thence westward along the northerly boundary of said
 property to Michigan Avenue; thence northward along the easterly bounda-
 ry of Michigan Avenue to Moriches-Middle Island  Road;  thence  westward
 along the southerly boundary of Moriches-Middle Island Road to the point
 of  beginning,  comprising  of all lands owned by the Town of Brookhaven
 and Suffolk county therein and excluding all privately owned real  prop-
 erty.
   §  4. This act shall take effect January 1, 2019; provided that if the
 provisions of this act establishing a new description and boundaries  of
 the  Central  Pine Barrens Area or the core preservation area removes or
 excludes any of the lands of the Central Pine Barrens Area or  the  core
 preservation area as such lands are described and bounded in chapter 267
 of  the  laws of 2015, and/or protections established and/or provided by
 such act, this act shall be deemed repealed and of no force  and  effect
 and  chapter  267  of  the  laws  of 2015 shall remain in full force and

 S. 7508--A                         166                        A. 9508--A
 
 effect.  The state legislature shall notify the legislative bill  draft-
 ing  commission  of any such decrease and resulting repeal in order that
 the commission may maintain an accurate and timely effective  data  base
 of the official text of the laws of the state of New York in furtherance
 of  effectuating the provisions of section 44 of the legislative law and
 section 70-b of the public officers law.
 
                                  PART DD
 
   Section 1. Expenditures of moneys appropriated in  a  chapter  of  the
 laws  of  2018  to  the  department  of agriculture and markets from the
 special  revenue  funds-other/state  operations,  miscellaneous  special
 revenue  fund-339,  public  service  account  shall  be  subject  to the
 provisions of this section. Notwithstanding any other provision  of  law
 to the contrary, direct and indirect expenses relating to the department
 of   agriculture   and  markets'  participation  in  general  ratemaking
 proceedings pursuant to section 65 of the public service law or  certif-
 ication  proceedings  pursuant  to article 7 or 10 of the public service
 law, shall be deemed expenses of the department of public service within
 the meaning of section 18-a of the public service  law.  No  later  than
 August  15,  2019, the commissioner of the department of agriculture and
 markets shall submit an accounting of such expenses, including, but  not
 limited  to,  expenses  in the 2018 -- 2019 fiscal year for personal and
 non-personal services and fringe benefits, to the chair  of  the  public
 service  commission for the chair's review pursuant to the provisions of
 section 18-a of the public service law.
   § 2. Expenditures of moneys appropriated in a chapter of the  laws  of
 2018  to  the  department  of  state  from  the  special  revenue funds-
 other/state operations, miscellaneous special revenue  fund-339,  public
 service  account  shall  be  subject  to the provisions of this section.
 Notwithstanding any other provision of law to the contrary,  direct  and
 indirect  expenses  relating  to  the  activities  of  the department of
 state's utility intervention unit pursuant to subdivision 4  of  section
 94-a  of  the executive law, including, but not limited to participation
 in general ratemaking proceedings pursuant to section 65 of  the  public
 service  law or certification proceedings pursuant to article 7 or 10 of
 the public service law, shall be deemed expenses of  the  department  of
 public  service within the meaning of section 18-a of the public service
 law.  No later than August 15, 2019, the secretary of state shall submit
 an accounting of such expenses, including, but not limited to,  expenses
 in  the  2018 -- 2019 fiscal year for personal and non-personal services
 and fringe benefits, to the chair of the public service  commission  for
 the  chair's  review  pursuant  to the provisions of section 18-a of the
 public service law.
   § 3. Expenditures of moneys appropriated in a chapter of the  laws  of
 2018  to  the office of parks, recreation and historic preservation from
 the special revenue funds-other/state operations, miscellaneous  special
 revenue  fund-339,  public  service  account  shall  be  subject  to the
 provisions of this section. Notwithstanding any other provision  of  law
 to  the contrary, direct and indirect expenses relating to the office of
 parks, recreation and historic preservation's participation  in  general
 ratemaking  proceedings pursuant to section 65 of the public service law
 or certification proceedings pursuant to article 7 or 10 of  the  public
 service  law,  shall  be  deemed  expenses  of  the department of public
 service within the meaning of section 18-a of the public service law. No
 later than August 15, 2019, the commissioner of  the  office  of  parks,

 S. 7508--A                         167                        A. 9508--A
 
 recreation  and historic preservation shall submit an accounting of such
 expenses, including, but not limited to, expenses in the  2018  --  2019
 fiscal  year for personal and non-personal services and fringe benefits,
 to  the  chair  of  the public service commission for the chair's review
 pursuant to the provisions of section 18-a of the public service law.
   § 4. Expenditures of moneys appropriated in a chapter of the  laws  of
 2018  to  the  department of environmental conservation from the special
 revenue funds-other/state operations, environmental conservation special
 revenue fund-301, utility  environmental  regulation  account  shall  be
 subject  to  the  provisions  of this section. Notwithstanding any other
 provision of law to the contrary, direct and indirect expenses  relating
 to the department of environmental conservation's participation in state
 energy  policy  proceedings,  or  certification  proceedings pursuant to
 article 7 or 10 of the public service law, shall be deemed  expenses  of
 the  department  of public service within the meaning of section 18-a of
 the public service law. No later than August 15, 2019, the  commissioner
 of the department of environmental conservation shall submit an account-
 ing  of  such  expenses,  including, but not limited to, expenses in the
 2018 -- 2019 fiscal year for  personal  and  non-personal  services  and
 fringe  benefits,  to the chair of the public service commission for the
 chair's review pursuant to the provisions of section 18-a of the  public
 service law.
   §  5. Notwithstanding any other law, rule or regulation to the contra-
 ry, expenses of  the  department  of  health  public  service  education
 program  incurred  pursuant  to appropriations from the cable television
 account of the state miscellaneous special revenue funds shall be deemed
 expenses of the department of public service. No later than  August  15,
 2019,  the  commissioner  of  the  department  of health shall submit an
 accounting of expenses in the 2018 -- 2019 fiscal year to the  chair  of
 the  public  service  commission  for the chair's review pursuant to the
 provisions of section 217 of the public service law.
   § 6. Any expense deemed to be expenses of  the  department  of  public
 service  pursuant  to sections one through four of this act shall not be
 recovered through assessments imposed  upon  telephone  corporations  as
 defined in subdivision 17 of section 2 of the public service law.
   §  7.  This  act  shall take effect immediately and shall be deemed to
 have been in full force and effect on and after April 1, 2018 and  shall
 be deemed repealed April 1, 2019.
 
                                  PART EE
 
   Section  1.  Expenditures  of  moneys  by  the  New  York state energy
 research and development authority for  services  and  expenses  of  the
 energy   research,  development  and  demonstration  program,  including
 grants, the energy policy and planning program, the zero emissions vehi-
 cle and electric vehicle rebate program, and the Fuel NY  program  shall
 be  subject  to  the  provisions  of  this  section. Notwithstanding the
 provisions of subdivision 4-a of section 18-a of the public service law,
 all moneys committed or expended in an amount not to exceed  $19,700,000
 shall  be  reimbursed by assessment against gas corporations, as defined
 in subdivision 11 of section 2 of the public service  law  and  electric
 corporations  as  defined  in  subdivision 13 of section 2 of the public
 service law, where such gas corporations and electric corporations  have
 gross  revenues from intrastate utility operations in excess of $500,000
 in the preceding calendar year,  and  the  total  amount  which  may  be
 charged  to  any  gas corporation and any electric corporation shall not

 S. 7508--A                         168                        A. 9508--A
 
 exceed one cent per one thousand cubic feet of gas sold  and  .010  cent
 per  kilowatt-hour  of  electricity  sold  by such corporations in their
 intrastate utility operations in calendar year 2016. Such amounts  shall
 be  excluded  from the general assessment provisions of subdivision 2 of
 section 18-a of the public service law. The chair of the public  service
 commission  shall  bill  such  gas and/or electric corporations for such
 amounts on or before August 10, 2018 and such amounts shall be  paid  to
 the  New  York  state  energy  research  and development authority on or
 before September 10, 2018. Upon  receipt,  the  New  York  state  energy
 research and development authority shall deposit such funds in the ener-
 gy  research  and  development  operating  fund  established pursuant to
 section 1859 of the public authorities law. The New  York  state  energy
 research  and  development  authority is authorized and directed to: (1)
 transfer $1 million to the state general fund for services and  expenses
 of  the  department of environmental conservation, $150,000 to the state
 general fund for services and expenses of the department of  agriculture
 and  markets, and $825,000 to the University of Rochester laboratory for
 laser energetics from the funds received; and (2)  commencing  in  2016,
 provide  to  the chair of the public service commission and the director
 of the budget and the chairs and secretaries of the  legislative  fiscal
 committees,  on or before August first of each year, an itemized record,
 certified by the president and chief executive officer of the authority,
 or his or her designee, detailing any and all expenditures  and  commit-
 ments  ascribable  to  moneys received as a result of this assessment by
 the chair of the department of public service pursuant to  section  18-a
 of  the public service law.  This itemized record shall include an item-
 ized breakdown of the programs being funded  by  this  section  and  the
 amount  committed  to each program.   The authority shall not commit for
 any expenditure, any moneys derived from the assessment provided for  in
 this  section,  until  the chair of such authority shall have submitted,
 and the director of the budget  shall  have  approved,  a  comprehensive
 financial  plan encompassing all moneys available to and all anticipated
 commitments and expenditures by such authority from any source  for  the
 operations  of  such  authority.    Copies of the approved comprehensive
 financial plan shall be immediately submitted by the chair to the chairs
 and secretaries of the legislative fiscal committees.   Any such  amount
 not  committed by such authority to contracts or contracts to be awarded
 or otherwise expended by the authority during the fiscal year  shall  be
 refunded  by such authority on a pro-rata basis to such gas and/or elec-
 tric corporations, in a manner to be determined  by  the  department  of
 public  service,  and any refund amounts must be explicitly lined out in
 the itemized record described above.
   § 2. This act shall take effect immediately and  shall  be  deemed  to
 have been in full force and effect on and after April 1, 2018.
 
                                  PART FF

   Section  1.  Paragraph  (a)  of  subdivision 17 of section 1005 of the
 public authorities law, as amended by chapter 494 of the laws  of  2011,
 is amended to read as follows:
   (a)  As  deemed  feasible  and  advisable  by the trustees, to finance
 [and], design, develop, construct,  implement,  provide  and  administer
 energy-related  projects,  programs  and services for any public entity,
 any independent not-for-profit institution of  higher  education  within
 the  state,  [and]  any  recipient  of [the] economic development power,
 expansion power, replacement power, preservation power, high load factor

 S. 7508--A                         169                        A. 9508--A
 
 power, municipal distribution agency power, [power  for  jobs,  and]  OR
 recharge New York power [programs administered] ALLOCATED by the author-
 ity,  AND  ANY  PARTY  LOCATED  WITHIN THE STATE UNDER CONTRACT WITH THE
 AUTHORITY TO PURCHASE POWER FROM THE AUTHORITY PURSUANT TO THIS TITLE OR
 ANY  OTHER  LAW.  In  establishing  and  providing  high performance and
 sustainable building programs and services authorized by  this  subdivi-
 sion,  the  authority  is  authorized  to consult standards, guidelines,
 rating systems, and/or criteria established or adopted by  other  organ-
 izations,  including but not limited to the United States green building
 council under its leadership in energy and environmental  design  (LEED)
 programs,  the  green  building initiative's green globes rating system,
 and the American National Standards Institute. The source of any financ-
 ing and/or loans provided by the authority  for  the  purposes  of  this
 subdivision  may be the proceeds of notes issued pursuant to section one
 thousand nine-a of this title, the proceeds of bonds issued pursuant  to
 section one thousand ten of this title, or any other available authority
 funds.
   § 2. Subparagraph 2 of paragraph (b) of subdivision 17 of section 1005
 of  the  public  authorities law, as added by chapter 477 of the laws of
 2009 and such subdivision as renumbered by section  16  of  part  CC  of
 chapter 60 of the laws of 2011, is amended to read as follows:
   (2)  "Energy-related  projects,  programs  and  services" means ENERGY
 MANAGEMENT, DISTRIBUTION,  OR  CONTROL  PROJECTS  AND  SERVICES,  ENERGY
 SUPPLY SECURITY, RESILIENCY OR RELIABILITY PROJECTS AND SERVICES, ENERGY
 PROCUREMENT PROGRAMS AND SERVICES FOR PUBLIC ENTITIES, energy efficiency
 projects  and  services,  clean energy technology projects and services,
 and high performance and sustainable building programs and services, and
 the construction, installation and/or operation of facilities or  equip-
 ment  done in connection with any such ENERGY-RELATED projects, programs
 or services.
   § 3. Subparagraph 5 of paragraph (b) of subdivision 17 of section 1005
 of the public authorities law, as added by chapter 477 of  the  laws  of
 2009  and  such  subdivision  as  renumbered by section 16 of part CC of
 chapter 60 of the laws of 2011, is amended to read as follows:
   (5) "Public entity" means an agency, public authority, public  benefit
 corporation, public corporation, municipal corporation, school district,
 board  of  cooperative  educational  services,  public  university, fire
 district, district corporation, or special improvement district governed
 by a separate board of commissioners, INCLUDING AN ENTITY FORMED  BY  OR
 UNDER  CONTRACT  WITH  ONE  OR  MORE  PUBLIC ENTITIES FOR THE PURPOSE OF
 FACILITATING THE DELIVERY, IMPLEMENTATION OR MANAGEMENT OF ENERGY-RELAT-
 ED PROJECTS, PROGRAMS AND SERVICES.
   § 4. This act shall take effect immediately.
 
                                  PART GG
 
   Section 1. Section 1005 of the public authorities law  is  amended  by
 adding a new subdivision 26 to read as follows:
   26.  (A)  NOTWITHSTANDING ANY INCONSISTENT PROVISION OF THIS TITLE, AS
 DEEMED FEASIBLE AND ADVISABLE BY THE TRUSTEES, THE AUTHORITY IS  AUTHOR-
 IZED  TO FINANCE, PLAN, DESIGN, ENGINEER, ACQUIRE, CONSTRUCT, OPERATE OR
 MANAGE (COLLECTIVELY, "DEVELOP") THROUGHOUT ITS  AREA  OF  SERVICE  SUCH
 RENEWABLE POWER AND ENERGY GENERATING PROJECTS, AND PROCURE SUCH RENEWA-
 BLE  POWER,  ENERGY,  OR  RELATED  ATTRIBUTES, WHICH THE AUTHORITY DEEMS
 NECESSARY OR DESIRABLE TO ASSIST THE STATE IN MEETING  ANY  STATE  CLEAN
 ENERGY  STANDARD  OR GOALS, AND/OR SUPPLY THE NEEDS OF ANY PUBLIC ENTITY

 S. 7508--A                         170                        A. 9508--A
 
 OR AUTHORITY CUSTOMER WITHIN THE STATE. THE AUTHORITY IS FURTHER AUTHOR-
 IZED TO ALLOCATE AND SELL RENEWABLE POWER, ENERGY, OR RELATED ATTRIBUTES
 THAT IS PRODUCED BY RENEWABLE POWER AND ENERGY  GENERATING  PROJECTS  IT
 DEVELOPS, OR THAT IT PROCURES, TO ANY PUBLIC ENTITY OR AUTHORITY CUSTOM-
 ER.  THE AUTHORITY SHALL BE ENTITLED TO FULLY RECOVER ITS COSTS, INCLUD-
 ING ITS ACQUISITION, FINANCE, PLANNING, CONTRACTING, CAPITAL,  OPERATING
 AND  MAINTENANCE COSTS, FROM THE ENTITIES THAT PURCHASE RENEWABLE POWER,
 ENERGY AND RELATED ATTRIBUTES FROM THE AUTHORITY.
   (B) THE SOURCE OF ANY FINANCING AND/OR LOANS PROVIDED BY THE AUTHORITY
 FOR THE PURPOSES OF THIS SUBDIVISION MAY BE THE PROCEEDS OF NOTES ISSUED
 PURSUANT TO SECTION ONE THOUSAND NINE-A OF THIS TITLE, THE  PROCEEDS  OF
 BONDS  ISSUED PURSUANT TO SECTION ONE THOUSAND TEN OF THIS TITLE, OR ANY
 OTHER AVAILABLE AUTHORITY FUNDS.
   (C) FOR PURPOSES OF THIS SUBDIVISION, THE FOLLOWING TERMS  SHALL  HAVE
 THE  MEANINGS  INDICATED  IN THIS PARAGRAPH UNLESS THE CONTEXT INDICATES
 ANOTHER MEANING OR INTENT:
   (1) "AUTHORITY CUSTOMER" MEANS AN ENTITY LOCATED  IN  THE  STATE  THAT
 PURCHASES  OR  IS  UNDER  CONTRACT  TO PURCHASE POWER OR ENERGY FROM THE
 AUTHORITY.
   (2) "PUBLIC ENTITY" HAS THE MEANING ASCRIBED TO THAT TERM BY  SUBPARA-
 GRAPH FIVE OF PARAGRAPH (B) OF SUBDIVISION SEVENTEEN OF THIS SECTION.
   (3) "RENEWABLE ENERGY RESOURCES" MEANS SOLAR POWER, WIND POWER, HYDRO-
 ELECTRIC,  AND ANY OTHER GENERATION RESOURCE AUTHORIZED BY ANY RENEWABLE
 ENERGY STANDARD ADOPTED BY THE STATE FOR THE PURPOSE OF IMPLEMENTING ANY
 STATE CLEAN ENERGY STANDARD.
   (4) "RENEWABLE POWER AND ENERGY GENERATING  PROJECTS"  MEANS  PROJECTS
 THAT  GENERATE  POWER AND ENERGY BY MEANS OF RENEWABLE ENERGY RESOURCES,
 OR THAT STORE AND SUPPLY POWER AND ENERGY GENERATED BY MEANS OF  RENEWA-
 BLE  ENERGY RESOURCES, AND INCLUDE THE CONSTRUCTION, INSTALLATION AND/OR
 OPERATION OF ANCILLARY FACILITIES OR EQUIPMENT DONE IN  CONNECTION  WITH
 ANY  SUCH  RENEWABLE  POWER  AND  ENERGY  GENERATING PROJECTS, PROVIDED,
 HOWEVER, THAT SUCH TERM SHALL NOT INCLUDE THE AUTHORITY'S SAINT LAWRENCE
 AND NIAGARA HYDROELECTRIC.
   (5) "STATE" MEANS THE STATE OF NEW YORK.
   (D) NOTHING IN THIS SUBDIVISION IS INTENDED TO LIMIT, IMPAIR OR AFFECT
 THE AUTHORITY'S LEGAL AUTHORITY UNDER ANY OTHER PROVISION OF THIS TITLE.
   § 2. This act shall take effect immediately.
 
                                  PART HH

   Section 1. Subdivision 6 of section 1304 of the real property  actions
 and proceedings law, as amended by section 6 part Q of chapter 73 of the
 laws of 2016, is amended to read as follows:
   6.  (a)  (1)  "Home  loan"  means a loan, including an open-end credit
 plan[, other than a reverse mortgage transaction,] in which:
   (i) The borrower is a natural person;
   (ii) The debt is incurred by  the  borrower  primarily  for  personal,
 family, or household purposes;
   (iii)  The  loan  is  secured  by  a mortgage or deed of trust on real
 estate improved by a one to four family dwelling, or a condominium unit,
 in either case, used or occupied, or intended to  be  used  or  occupied
 wholly  or  partly,  as the home or residence of one or more persons and
 which is or will be occupied by the borrower as the borrower's principal
 dwelling; and
   (iv) The property is located in this state.

 S. 7508--A                         171                        A. 9508--A
 
   (2) A HOME LOAN SHALL INCLUDE A LOAN SECURED  BY  A  REVERSE  MORTGAGE
 THAT  MEETS  THE REQUIREMENTS OF SUBPARAGRAPHS (I) THROUGH (IV) OF PARA-
 GRAPH (1) OF THIS SUBDIVISION.
   (b)  "Lender"  means  a mortgage banker as defined in paragraph (f) of
 subdivision one of section five hundred ninety of the banking law or  an
 exempt  organization  as  defined in paragraph (e) of subdivision one of
 section five hundred ninety of the banking law.
   § 2. This act shall take effect immediately; provided,  however,  that
 the  amendments  to  subdivision  6 of section 1304 of the real property
 actions and proceedings law made by section one of this  act  shall  not
 affect  the expiration of such subdivision and shall be deemed to expire
 therewith.
 
                                  PART II
 
   Section 1. Subdivision 1 of section 235 of  the  vehicle  and  traffic
 law,  as  amended  by  section  1 of chapter 222 of the laws of 2015, is
 amended to read as follows:
   1. Notwithstanding any inconsistent provision of any general,  special
 or  local  law or administrative code to the contrary, in any city which
 heretofore or hereafter is authorized  to  establish  an  administrative
 tribunal to hear and determine complaints of traffic infractions consti-
 tuting  parking,  standing  or stopping violations, or to adjudicate the
 liability of owners for violations of subdivision (d) of section  eleven
 hundred eleven of this chapter in accordance with section eleven hundred
 eleven-a  of  this chapter, or to adjudicate the liability of owners for
 violations of subdivision (d) of section eleven hundred eleven  of  this
 chapter  in  accordance  with  sections  eleven hundred eleven-b of this
 chapter as added by sections sixteen of chapters twenty, twenty-one, and
 twenty-two of the laws of  two  thousand  nine,  or  to  adjudicate  the
 liability  of owners for violations of subdivision (d) of section eleven
 hundred eleven of this chapter in accordance with section eleven hundred
 eleven-d of this chapter, OR TO ADJUDICATE THE LIABILITY OF  OWNERS  FOR
 VIOLATIONS  OF  SECTION  ELEVEN  HUNDRED SEVENTY-FIVE OF THIS CHAPTER IN
 ACCORDANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER,  or  to
 adjudicate  the liability of owners for violations of subdivision (d) of
 section eleven hundred eleven of this chapter in accordance with section
 eleven hundred eleven-e of this chapter, or to adjudicate the  liability
 of  owners  for  violations of toll collection regulations as defined in
 and in accordance with the  provisions  of  section  two  thousand  nine
 hundred   eighty-five   of  the  public  authorities  law  and  sections
 sixteen-a, sixteen-b and sixteen-c of chapter seven hundred seventy-four
 of the laws of nineteen hundred fifty, or  to  adjudicate  liability  of
 owners  in accordance with section eleven hundred eleven-c of this chap-
 ter for violations of bus lane restrictions as  defined  in  subdivision
 (b),  (c), (d), (f) or (g) of such section, or to adjudicate the liabil-
 ity of owners for violations of section eleven hundred  eighty  of  this
 chapter in accordance with section eleven hundred eighty-b of this chap-
 ter,  such  tribunal  and  the  rules and regulations pertaining thereto
 shall be constituted  in  substantial  conformance  with  the  following
 sections.
   §  1-a.  Section  235  of  the  vehicle and traffic law, as amended by
 section 1-a of chapter 222 of the laws of 2015, is amended  to  read  as
 follows:
   § 235. Jurisdiction. Notwithstanding any inconsistent provision of any
 general, special or local law or administrative code to the contrary, in

 S. 7508--A                         172                        A. 9508--A
 
 any  city  which  heretofore  or hereafter is authorized to establish an
 administrative tribunal to hear  and  determine  complaints  of  traffic
 infractions constituting parking, standing or stopping violations, or to
 adjudicate  the liability of owners for violations of subdivision (d) of
 section eleven hundred eleven of this chapter in accordance with section
 eleven hundred eleven-a of this chapter, or to adjudicate the  liability
 of  owners  for  violations of subdivision (d) of section eleven hundred
 eleven of this  chapter  in  accordance  with  sections  eleven  hundred
 eleven-b  of this chapter as added by sections sixteen of chapters twen-
 ty, twenty-one, and twenty-two of the laws of two thousand nine,  or  to
 adjudicate  the liability of owners for violations of subdivision (d) of
 section eleven hundred eleven of this chapter in accordance with section
 eleven hundred eleven-d of this chapter, or to adjudicate the  liability
 of  owners  for  violations of subdivision (d) of section eleven hundred
 eleven of  this  chapter  in  accordance  with  section  eleven  hundred
 eleven-e  of  this chapter, OR TO ADJUDICATE THE LIABILITY OF OWNERS FOR
 VIOLATIONS OF SECTION ELEVEN HUNDRED SEVENTY-FIVE  OF  THIS  CHAPTER  IN
 ACCORDANCE  WITH  SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, or to
 adjudicate the liability of owners for  violations  of  toll  collection
 regulations  as  defined  in  and  in  accordance with the provisions of
 section two thousand nine hundred eighty-five of the public  authorities
 law  and  sections  sixteen-a,  sixteen-b and sixteen-c of chapter seven
 hundred seventy-four of the laws of nineteen hundred fifty, or to  adju-
 dicate  liability  of  owners  in accordance with section eleven hundred
 eleven-c of this chapter for violations  of  bus  lane  restrictions  as
 defined  in  such  section, or to adjudicate the liability of owners for
 violations of subdivision (b), (c), (d), (f) or (g)  of  section  eleven
 hundred eighty of this chapter in accordance with section eleven hundred
 eighty-b  of  this  chapter, such tribunal and the rules and regulations
 pertaining thereto shall be constituted in substantial conformance  with
 the following sections.
   §  1-b.  Section  235  of  the  vehicle and traffic law, as amended by
 section 1-b of chapter 222 of the laws of 2015, is amended  to  read  as
 follows:
   § 235. Jurisdiction. Notwithstanding any inconsistent provision of any
 general, special or local law or administrative code to the contrary, in
 any  city  which  heretofore  or hereafter is authorized to establish an
 administrative tribunal to hear  and  determine  complaints  of  traffic
 infractions constituting parking, standing or stopping violations, or to
 adjudicate  the liability of owners for violations of subdivision (d) of
 section eleven  hundred  eleven  of  this  chapter  in  accordance  with
 sections  eleven  hundred  eleven-b of this chapter as added by sections
 sixteen of chapters twenty, twenty-one, and twenty-two of  the  laws  of
 two  thousand  nine,  or  to  adjudicate  the  liability  of  owners for
 violations of subdivision (d) of section eleven hundred eleven  of  this
 chapter in accordance with section eleven hundred eleven-d of this chap-
 ter, or to adjudicate the liability of owners for violations of subdivi-
 sion  (d) of section eleven hundred eleven of this chapter in accordance
 with section eleven hundred eleven-e of this chapter, OR  TO  ADJUDICATE
 THE  LIABILITY OF OWNERS FOR VIOLATIONS OF SECTION ELEVEN HUNDRED SEVEN-
 TY-FIVE OF THIS  CHAPTER  IN  ACCORDANCE  WITH  SECTION  ELEVEN  HUNDRED
 ELEVEN-F  OF  THIS CHAPTER, or to adjudicate the liability of owners for
 violations of toll collection regulations as defined in and  in  accord-
 ance  with  the  provisions of section two thousand nine hundred eighty-
 five of the public authorities law and sections sixteen-a, sixteen-b and
 sixteen-c of chapter seven hundred seventy-four of the laws of  nineteen

 S. 7508--A                         173                        A. 9508--A
 
 hundred  fifty,  or to adjudicate liability of owners in accordance with
 section eleven hundred eleven-c of this chapter for  violations  of  bus
 lane  restrictions  as  defined  in  such  section, or to adjudicate the
 liability  of owners for violations of subdivision (b), (c), (d), (f) or
 (g) of section eleven hundred eighty of this chapter in accordance  with
 section  eleven  hundred eighty-b of this chapter, such tribunal and the
 rules  and  regulations  pertaining  thereto  shall  be  constituted  in
 substantial conformance with the following sections.
   §  1-c.  Section  235  of  the  vehicle and traffic law, as amended by
 section 1-c of chapter 222 of the laws of 2015, is amended  to  read  as
 follows:
   § 235. Jurisdiction. Notwithstanding any inconsistent provision of any
 general, special or local law or administrative code to the contrary, in
 any  city  which  heretofore  or hereafter is authorized to establish an
 administrative tribunal to hear  and  determine  complaints  of  traffic
 infractions constituting parking, standing or stopping violations, or to
 adjudicate  the liability of owners for violations of subdivision (d) of
 section eleven hundred eleven of this chapter in accordance with section
 eleven hundred eleven-d of this chapter, or to adjudicate the  liability
 of  owners  for  violations of subdivision (d) of section eleven hundred
 eleven of  this  chapter  in  accordance  with  section  eleven  hundred
 eleven-e  of  this chapter, OR TO ADJUDICATE THE LIABILITY OF OWNERS FOR
 VIOLATIONS OF SECTION ELEVEN HUNDRED SEVENTY-FIVE  OF  THIS  CHAPTER  IN
 ACCORDANCE  WITH  SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, or to
 adjudicate the liability of owners for  violations  of  toll  collection
 regulations  as  defined  in  and  in  accordance with the provisions of
 section two thousand nine hundred eighty-five of the public  authorities
 law  and  sections  sixteen-a,  sixteen-b and sixteen-c of chapter seven
 hundred seventy-four of the laws of nineteen hundred fifty, or to  adju-
 dicate  liability  of  owners  in accordance with section eleven hundred
 eleven-c of this chapter for violations  of  bus  lane  restrictions  as
 defined  in  such  section, or to adjudicate the liability of owners for
 violations of subdivision (b), (c), (d), (f) or (g)  of  section  eleven
 hundred eighty of this chapter in accordance with section eleven hundred
 eighty-b  of  this  chapter, such tribunal and the rules and regulations
 pertaining thereto shall be constituted in substantial conformance  with
 the following sections.
   §  1-d.  Section  235  of  the  vehicle and traffic law, as amended by
 section 1-d of chapter 222 of the laws of 2015, is amended  to  read  as
 follows:
   § 235. Jurisdiction. Notwithstanding any inconsistent provision of any
 general, special or local law or administrative code to the contrary, in
 any  city  which  heretofore  or hereafter is authorized to establish an
 administrative tribunal to hear  and  determine  complaints  of  traffic
 infractions constituting parking, standing or stopping violations, or to
 adjudicate  the liability of owners for violations of subdivision (d) of
 section eleven hundred eleven of this chapter in accordance with section
 eleven hundred eleven-d of this chapter, or to adjudicate the  liability
 of  owners  for  violations of subdivision (d) of section eleven hundred
 eleven of  this  chapter  in  accordance  with  section  eleven  hundred
 eleven-e  of  this chapter, OR TO ADJUDICATE THE LIABILITY OF OWNERS FOR
 VIOLATIONS OF SECTION ELEVEN HUNDRED SEVENTY-FIVE  OF  THIS  CHAPTER  IN
 ACCORDANCE  WITH  SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, or to
 adjudicate the liability of owners for  violations  of  toll  collection
 regulations  as  defined  in  and  in  accordance with the provisions of
 section two thousand nine hundred eighty-five of the public  authorities

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 law  and  sections  sixteen-a,  sixteen-b and sixteen-c of chapter seven
 hundred seventy-four of the laws of nineteen hundred fifty, or to  adju-
 dicate liability of owners for violations of subdivisions (c) and (d) of
 section eleven hundred eighty of this chapter in accordance with section
 eleven hundred eighty-b of this chapter, such tribunal and the rules and
 regulations  pertaining  thereto  shall  be  constituted  in substantial
 conformance with the following sections.
   § 1-e. Section 235 of the vehicle  and  traffic  law,  as  amended  by
 section  1-e  of  chapter 222 of the laws of 2015, is amended to read as
 follows:
   § 235. Jurisdiction. Notwithstanding any inconsistent provision of any
 general, special or local law or administrative code to the contrary, in
 any city which heretofore or hereafter is  authorized  to  establish  an
 administrative  tribunal  to  hear  and  determine complaints of traffic
 infractions constituting parking, standing or stopping violations, or to
 adjudicate the liability of owners for violations of subdivision (d)  of
 section eleven hundred eleven of this chapter in accordance with section
 eleven  hundred eleven-d of this chapter, or to adjudicate the liability
 of owners for violations of subdivision (d) of  section  eleven  hundred
 eleven  of  this  chapter  in  accordance  with  section  eleven hundred
 eleven-e of this chapter, OR TO ADJUDICATE THE LIABILITY OF  OWNERS  FOR
 VIOLATIONS  OF  SECTION  ELEVEN  HUNDRED SEVENTY-FIVE OF THIS CHAPTER IN
 ACCORDANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER,  or  to
 adjudicate  the  liability  of  owners for violations of toll collection
 regulations as defined in and  in  accordance  with  the  provisions  of
 section  two thousand nine hundred eighty-five of the public authorities
 law and sections sixteen-a, sixteen-b and  sixteen-c  of  chapter  seven
 hundred  seventy-four of the laws of nineteen hundred fifty, such tribu-
 nal and the rules and regulations pertaining thereto  shall  be  consti-
 tuted in substantial conformance with the following sections.
   §  1-f.  Section  235  of  the  vehicle and traffic law, as amended by
 section 1-f of chapter 222 of the laws of 2015, is amended  to  read  as
 follows:
   § 235. Jurisdiction. Notwithstanding any inconsistent provision of any
 general, special or local law or administrative code to the contrary, in
 any  city  which  heretofore  or hereafter is authorized to establish an
 administrative tribunal to hear  and  determine  complaints  of  traffic
 infractions constituting parking, standing or stopping violations, or to
 adjudicate  the liability of owners for violations of subdivision (d) of
 section eleven hundred eleven of this chapter in accordance with section
 eleven hundred eleven-e of this chapter, OR TO ADJUDICATE THE  LIABILITY
 OF  OWNERS FOR VIOLATIONS OF SECTION ELEVEN HUNDRED SEVENTY-FIVE OF THIS
 CHAPTER IN ACCORDANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAP-
 TER, or to adjudicate the liability of owners  for  violations  of  toll
 collection  regulations  as  defined  in  and  in  accordance  with  the
 provisions of section two  thousand  nine  hundred  eighty-five  of  the
 public  authorities  law and sections sixteen-a, sixteen-b and sixteen-c
 of chapter seven hundred seventy-four of the laws  of  nineteen  hundred
 fifty,  such  tribunal  and the rules and regulations pertaining thereto
 shall be constituted  in  substantial  conformance  with  the  following
 sections.
   §  1-g.  Section  235  of  the  vehicle and traffic law, as separately
 amended by chapter 715 of the laws of 1972 and chapter 379 of  the  laws
 of 1992, is amended to read as follows:
   § 235. Jurisdiction. Notwithstanding any inconsistent provision of any
 general, special or local law or administrative code to the contrary, in

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 any  city  which  heretofore  or hereafter is authorized to establish an
 administrative tribunal to hear  and  determine  complaints  of  traffic
 infractions constituting parking, standing or stopping violations, OR TO
 ADJUDICATE  THE  LIABILITY  OF  OWNERS  FOR VIOLATIONS OF SECTION ELEVEN
 HUNDRED SEVENTY-FIVE OF THIS CHAPTER IN ACCORDANCE WITH  SECTION  ELEVEN
 HUNDRED  ELEVEN-F  OF  THIS  CHAPTER,  or to adjudicate the liability of
 owners for violations of toll collection regulations as defined  in  and
 in  accordance  with the provisions of section two thousand nine hundred
 eighty-five of  the  public  authorities  law  and  sections  sixteen-a,
 sixteen-b  and  sixteen-c  of  chapter seven hundred seventy-four of the
 laws of nineteen hundred fifty, such tribunal and the  rules  and  regu-
 lations  pertaining thereto shall be constituted in substantial conform-
 ance with the following sections.
   § 2. Subdivision 1 of section 236 of the vehicle and traffic  law,  as
 amended  by  section 2 of chapter 222 of the laws of 2015, is amended to
 read as follows:
   1. Creation. In any city as hereinbefore or hereafter authorized  such
 tribunal  when  created  shall be known as the parking violations bureau
 and shall have jurisdiction of traffic infractions  which  constitute  a
 parking violation and, where authorized by local law adopted pursuant to
 subdivision  (a)  of  section eleven hundred eleven-a of this chapter or
 subdivisions (a) of sections eleven hundred eleven-b of this chapter  as
 added by sections sixteen of chapters twenty, twenty-one, and twenty-two
 of  the  laws of two thousand nine, or subdivision (a) of section eleven
 hundred eleven-d of this chapter, or subdivision (a) of  section  eleven
 hundred  eleven-e  of this chapter, OR SUBDIVISION (A) OF SECTION ELEVEN
 HUNDRED ELEVEN-F OF THIS CHAPTER,  shall  adjudicate  the  liability  of
 owners for violations of subdivision (d) of section eleven hundred elev-
 en  of  this  chapter  in  accordance  with  such section eleven hundred
 eleven-a, sections eleven hundred eleven-b as added by sections  sixteen
 of  chapters twenty, twenty-one, and twenty-two of the laws of two thou-
 sand nine, or section eleven hundred eleven-d or section eleven  hundred
 eleven-e  and shall adjudicate the liability of owners for violations of
 toll collection regulations as defined in and  in  accordance  with  the
 provisions  of  section  two  thousand  nine  hundred eighty-five of the
 public authorities law and sections sixteen-a, sixteen-b  and  sixteen-c
 of  chapter  seven  hundred seventy-four of the laws of nineteen hundred
 fifty and shall  adjudicate  liability  of  owners  in  accordance  with
 section  eleven  hundred  eleven-c of this chapter for violations of bus
 lane restrictions as  defined  in  such  section  AND  SHALL  ADJUDICATE
 LIABILITY  OF  OWNERS IN ACCORDANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F
 OF THIS CHAPTER FOR VIOLATIONS OF SECTION ELEVEN HUNDRED SEVENTY-FIVE OF
 THIS CHAPTER and shall adjudicate the liability of owners for violations
 of subdivision (b), (c), (d), (f)  or  (g)  of  section  eleven  hundred
 eighty  of this chapter in accordance with section eleven hundred eight-
 y-b of this chapter. Such tribunal, except in a city with  a  population
 of  one million or more, shall also have jurisdiction of abandoned vehi-
 cle violations. For the purposes of this article, a parking violation is
 the violation of any law, rule or regulation providing for or regulating
 the parking, stopping or standing of a vehicle. In addition for purposes
 of this article, "commissioner" shall mean and include the  commissioner
 of  traffic  of  the  city or an official possessing authority as such a
 commissioner.
   § 2-a. Subdivision 1 of section 236 of the vehicle and traffic law, as
 amended by section 2-a of chapter 222 of the laws of 2015, is amended to
 read as follows:

 S. 7508--A                         176                        A. 9508--A
 
   1. Creation. In any city as hereinbefore or hereafter authorized  such
 tribunal  when  created  shall be known as the parking violations bureau
 and shall have jurisdiction of traffic infractions  which  constitute  a
 parking violation and, where authorized by local law adopted pursuant to
 subdivisions  (a) of sections eleven hundred eleven-b of this chapter as
 added by sections sixteen of chapters twenty, twenty-one, and twenty-two
 of the laws of two thousand nine, or subdivision (a) of  section  eleven
 hundred  eleven-d  of this chapter, or subdivision (a) of section eleven
 hundred eleven-e of this chapter, OR SUBDIVISION (A) OF  SECTION  ELEVEN
 HUNDRED  ELEVEN-F  OF  THIS  CHAPTER,  shall adjudicate the liability of
 owners for violations of subdivision (d) of section eleven hundred elev-
 en of this chapter in  accordance  with  such  sections  eleven  hundred
 eleven-b  as  added  by sections sixteen of chapters twenty, twenty-one,
 and twenty-two of the laws  of  two  thousand  nine  or  section  eleven
 hundred  eleven-d  or section eleven hundred eleven-e; and shall adjudi-
 cate liability of owners  in  accordance  with  section  eleven  hundred
 eleven-c  of  this  chapter  for  violations of bus lane restrictions as
 defined in such section AND SHALL  ADJUDICATE  LIABILITY  OF  OWNERS  IN
 ACCORDANCE  WITH  SECTION  ELEVEN  HUNDRED  ELEVEN-F OF THIS CHAPTER FOR
 VIOLATIONS OF SECTION ELEVEN HUNDRED SEVENTY-FIVE OF  THIS  CHAPTER  and
 shall  adjudicate liability of owners for violations of subdivisions (c)
 and (d) of section eleven hundred eighty of this chapter  in  accordance
 with  section  eleven hundred eighty-b of this chapter. For the purposes
 of this article, a parking violation is the violation of any  law,  rule
 or  regulation  providing  for  or  regulating  the parking, stopping or
 standing of a  vehicle.  In  addition  for  purposes  of  this  article,
 "commissioner" shall mean and include the commissioner of traffic of the
 city or an official possessing authority as such a commissioner.
   § 2-b. Subdivision 1 of section 236 of the vehicle and traffic law, as
 amended by section 2-b of chapter 222 of the laws of 2015, is amended to
 read as follows:
   1.  Creation. In any city as hereinbefore or hereafter authorized such
 tribunal when created shall be known as the  parking  violations  bureau
 and  shall  have  jurisdiction of traffic infractions which constitute a
 parking violation and, where authorized by local law adopted pursuant to
 subdivision (a) of section eleven hundred eleven-d or subdivision (a) of
 section eleven hundred eleven-e of this chapter, OR SUBDIVISION  (A)  OF
 SECTION  ELEVEN  HUNDRED  ELEVEN-F  OF  THIS  CHAPTER,  shall adjudicate
 liability of owners in accordance with section eleven  hundred  eleven-c
 of  this  chapter  for violations of bus lane restrictions as defined in
 such  section;  and  shall  adjudicate  the  liability  of  owners   for
 violations  of  subdivision  (b), (c), (d), (f) or (g) of section eleven
 hundred eighty of this chapter in accordance with section eleven hundred
 eighty-b of this chapter. For the purposes of this  article,  a  parking
 violation  is the violation of any law, rule or regulation providing for
 or regulating the parking, stopping or standing of a vehicle.  In  addi-
 tion for purposes of this article, "commissioner" shall mean and include
 the  commissioner  of  traffic  of  the  city  or an official possessing
 authority as such a commissioner.
   § 2-c. Subdivision 1 of section 236 of the vehicle and traffic law, as
 amended by section 2-c of chapter 222 of the laws of 2015, is amended to
 read as follows:
   1. Creation. In any city as hereinbefore or hereafter authorized  such
 tribunal  when  created  shall be known as the parking violations bureau
 and, where authorized by local law adopted pursuant to  subdivision  (a)
 of section eleven hundred eleven-d of this chapter or subdivision (a) of

 S. 7508--A                         177                        A. 9508--A
 
 section  eleven  hundred eleven-e of this chapter, OR SUBDIVISION (A) OF
 SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, shall have jurisdiction
 of traffic infractions which constitute a parking  violation  and  shall
 adjudicate  the  liability  of owners for violations of subdivision (b),
 (c), (d), (f) or (g) of section eleven hundred eighty of this chapter in
 accordance with section eleven hundred eighty-b of this chapter. For the
 purposes of this article, a parking violation is the  violation  of  any
 law,  rule  or regulation providing for or regulating the parking, stop-
 ping or standing of a vehicle. In addition for purposes of this article,
 "commissioner" shall mean and include the commissioner of traffic of the
 city or an official possessing authority as such a commissioner.
   § 2-d. Subdivision 1 of section 236 of the vehicle and traffic law, as
 amended by section 2-d of chapter 222 of the laws of 2015, is amended to
 read as follows:
   1. Creation. In any city as hereinbefore or hereafter authorized  such
 tribunal  when  created  shall be known as the parking violations bureau
 and, where authorized by local law adopted pursuant to  subdivision  (a)
 of section eleven hundred eleven-d of this chapter or subdivision (a) of
 section  eleven  hundred eleven-e of this chapter, OR SUBDIVISION (A) OF
 SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, shall have jurisdiction
 of traffic infractions which constitute a  parking  violation.  For  the
 purposes  of  this  article, a parking violation is the violation of any
 law, rule or regulation providing for or regulating the  parking,  stop-
 ping or standing of a vehicle. In addition for purposes of this article,
 "commissioner" shall mean and include the commissioner of traffic of the
 city or an official possessing authority as such a commissioner.
   § 2-e. Subdivision 1 of section 236 of the vehicle and traffic law, as
 amended by section 2-e of chapter 222 of the laws of 2015, is amended to
 read as follows:
   1.  Creation. In any city as hereinbefore or hereafter authorized such
 tribunal when created shall be known as the  parking  violations  bureau
 and where authorized by local law adopted pursuant to subdivision (a) of
 section  eleven  hundred  eleven-e  OR SUBDIVISION (A) OF SECTION ELEVEN
 HUNDRED ELEVEN-F of this chapter, shall  have  jurisdiction  of  traffic
 infractions  which  constitute  a parking violation. For the purposes of
 this article, a parking violation is the violation of any law,  rule  or
 regulation providing for or regulating the parking, stopping or standing
 of  a  vehicle. In addition for purposes of this article, "commissioner"
 shall mean and include the commissioner of traffic of  the  city  or  an
 official possessing authority as such a commissioner.
   § 2-f. Subdivision 1 of section 236 of the vehicle and traffic law, as
 added by chapter 715 of the laws of 1972, is amended to read as follows:
   1.  Creation. In any city as hereinbefore or hereafter authorized such
 tribunal when created shall be known as the  parking  violations  bureau
 and WHERE AUTHORIZED BY LOCAL LAW ADOPTED PURSUANT TO SUBDIVISION (A) OF
 SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, shall have jurisdiction
 of  traffic  infractions  which  constitute a parking violation. For the
 purposes of this article, a parking violation is the  violation  of  any
 law,  rule  or regulation providing for or regulating the parking, stop-
 ping or standing of a vehicle. In addition for purposes of this article,
 "commissioner" shall mean and include the commissioner of traffic of the
 city or an official possessing authority as such a commissioner.
   § 3. Section 237 of the vehicle and traffic law is amended by adding a
 new subdivision 16 to read as follows:
   16. TO ADJUDICATE THE LIABILITY OF OWNERS FOR  VIOLATIONS  OF  SECTION
 ELEVEN  HUNDRED  SEVENTY-FIVE OF THIS CHAPTER IN ACCORDANCE WITH SECTION

 S. 7508--A                         178                        A. 9508--A
 
 ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER,  IF  AUTHORIZED  BY  LOCAL  LAW
 ADOPTED  PURSUANT  TO  SUBDIVISION  (A)  OF  SUCH SECTION ELEVEN HUNDRED
 ELEVEN-F.
   §  4.  Paragraph  f of subdivision 1 of section 239 of the vehicle and
 traffic law, as amended by section 4 of chapter 222 of the laws of 2015,
 is amended to read as follows:
   f. "Notice of violation" means a notice of  violation  as  defined  in
 subdivision  nine  of  section two hundred thirty-seven of this article,
 but shall not be deemed to include a notice of liability issued pursuant
 to authorization set forth in section eleven hundred  eleven-a  of  this
 chapter, or sections eleven hundred eleven-b of this chapter as added by
 sections  sixteen  of chapters twenty, twenty-one, and twenty-two of the
 laws of two thousand nine, or section eleven hundred  eleven-d  of  this
 chapter,  or section eleven hundred eleven-e of this chapter, OR SECTION
 ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, and  shall  not  be  deemed  to
 include  a  notice  of liability issued pursuant to section two thousand
 nine hundred eighty-five of the  public  authorities  law  and  sections
 sixteen-a, sixteen-b and sixteen-c of chapter seven hundred seventy-four
 of the laws of nineteen hundred fifty and shall not be deemed to include
 a notice of liability issued pursuant to section eleven hundred eleven-c
 of this chapter and shall not be deemed to include a notice of liability
 issued pursuant to section eleven hundred eighty-b of this chapter.
   §  4-a. Paragraph f of subdivision 1 of section 239 of the vehicle and
 traffic law, as amended by section 4-a of chapter 222  of  the  laws  of
 2015, is amended to read as follows:
   f.  "Notice  of  violation"  means a notice of violation as defined in
 subdivision nine of section two hundred thirty-seven of this article but
 shall not be deemed to include a notice of liability issued pursuant  to
 authorization  set  forth  in  sections  eleven hundred eleven-b of this
 chapter as added by sections sixteen of chapters twenty, twenty-one, and
 twenty-two of the laws of two thousand nine or  section  eleven  hundred
 eleven-d  of  this  chapter  or  section eleven hundred eleven-e of this
 chapter OR SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER and shall not
 be deemed to include a notice of liability issued  pursuant  to  section
 eleven  hundred  eleven-c  of  this  chapter  and shall not be deemed to
 include a notice of liability issued pursuant to section eleven  hundred
 eighty-b of this chapter.
   §  4-b. Paragraph f of subdivision 1 of section 239 of the vehicle and
 traffic law, as amended by section 4-b of chapter 222  of  the  laws  of
 2015, is amended to read as follows:
   f.  "Notice  of  violation"  means a notice of violation as defined in
 subdivision nine of section two hundred thirty-seven of this article and
 shall not be deemed to include a notice of liability issued pursuant  to
 authorization set forth in section eleven hundred eleven-d of this chap-
 ter  or  to  a  notice of liability issued pursuant to authorization set
 forth in section eleven hundred eleven-e of this chapter OR TO A  NOTICE
 OF LIABILITY ISSUED PURSUANT TO AUTHORIZATION SET FORTH IN SECTION ELEV-
 EN HUNDRED ELEVEN-F OF THIS CHAPTER and shall not be deemed to include a
 notice  of  liability issued pursuant to section eleven hundred eleven-c
 of this chapter and shall not be deemed to include a notice of liability
 issued pursuant to section eleven hundred eighty-b of this chapter.
   § 4-c. Paragraph f of subdivision 1 of section 239 of the vehicle  and
 traffic  law,  as  amended  by section 4-c of chapter 222 of the laws of
 2015, is amended to read as follows:
   f. "Notice of violation" means a notice of  violation  as  defined  in
 subdivision nine of section two hundred thirty-seven of this article and

 S. 7508--A                         179                        A. 9508--A

 shall  not be deemed to include a notice of liability issued pursuant to
 authorization set forth in section eleven hundred eleven-d of this chap-
 ter or to a notice of liability issued  pursuant  to  authorization  set
 forth  in section eleven hundred eleven-e of this chapter OR TO A NOTICE
 OF LIABILITY ISSUED PURSUANT TO AUTHORIZATION SET FORTH IN SECTION ELEV-
 EN HUNDRED ELEVEN-F OF THIS CHAPTER and shall not be deemed to include a
 notice of liability issued pursuant to section eleven  hundred  eighty-b
 of this chapter.
   §  4-d. Paragraph f of subdivision 1 of section 239 of the vehicle and
 traffic law, as amended by section 4-d of chapter 222  of  the  laws  of
 2015, is amended to read as follows:
   f.  "Notice  of  violation"  means a notice of violation as defined in
 subdivision nine of section two hundred thirty-seven of this article and
 shall not be deemed to include a notice of liability issued pursuant  to
 authorization set forth in section eleven hundred eleven-d of this chap-
 ter  or  to  a  notice of liability issued pursuant to authorization set
 forth in section eleven hundred eleven-e of this chapter OR TO A  NOTICE
 OF LIABILITY ISSUED PURSUANT TO AUTHORIZATION SET FORTH IN SECTION ELEV-
 EN HUNDRED ELEVEN-F OF THIS CHAPTER.
   §  4-e. Paragraph f of subdivision 1 of section 239 of the vehicle and
 traffic law, as amended by section 4-e of chapter 222  of  the  laws  of
 2015, is amended to read as follows:
   f.  "Notice  of  violation"  means a notice of violation as defined in
 subdivision nine of section two hundred thirty-seven of this article and
 shall not be deemed to include a notice of liability issued pursuant  to
 authorization set forth in section eleven hundred eleven-e of this chap-
 ter  OR  TO  A  NOTICE OF LIABILITY ISSUED PURSUANT TO AUTHORIZATION SET
 FORTH IN SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER.
   § 4-f. Paragraph f of subdivision 1 of section 239 of the vehicle  and
 traffic  law, as added by chapter 180 of the laws of 1980, is amended to
 read as follows:
   f. "Notice of violation" means a notice of  violation  as  defined  in
 subdivision nine of section two hundred thirty-seven of this article AND
 SHALL  NOT BE DEEMED TO INCLUDE A NOTICE OF LIABILITY ISSUED PURSUANT TO
 AUTHORIZATION SET FORTH IN SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAP-
 TER.
   § 5. Subdivisions 1 and 1-a of section 240 of the vehicle and  traffic
 law,  as  amended  by  section 5 of chapter 222 of the laws of 2015, are
 amended to read as follows:
   1. Notice of  hearing.  Whenever  a  person  charged  with  a  parking
 violation  enters  a plea of not guilty or a person alleged to be liable
 in accordance with section eleven hundred eleven-a of  this  chapter  or
 sections  eleven  hundred  eleven-b of this chapter as added by sections
 sixteen of chapters twenty, twenty-one, and twenty-two of  the  laws  of
 two thousand nine or section eleven hundred eleven-d of this chapter, or
 section  eleven  hundred  eleven-e  of  this  chapter, OR SECTION ELEVEN
 HUNDRED ELEVEN-F OF THIS CHAPTER, for a violation of subdivision (d)  of
 section  eleven hundred eleven of this chapter contests such allegation,
 or a person alleged to be liable in accordance with  the  provisions  of
 section  two thousand nine hundred eighty-five of the public authorities
 law or sections sixteen-a, sixteen-b  and  sixteen-c  of  chapter  seven
 hundred  seventy-four of the laws of nineteen hundred fifty, or a person
 alleged to be liable in accordance with the provisions of section eleven
 hundred eleven-c  of  this  chapter  for  a  violation  of  a  bus  lane
 restriction  as  defined  in such section contests such allegation, or a
 person alleged to be liable in accordance with the provisions of section

 S. 7508--A                         180                        A. 9508--A
 
 eleven hundred eighty-b of this chapter for a violation  of  subdivision
 (b), (c), (d), (f) or (g) of section eleven hundred eighty of this chap-
 ter  contests  such  allegation,  the  bureau  shall  advise such person
 personally  by  such form of first class mail as the director may direct
 of the date on which he or she must appear to answer  the  charge  at  a
 hearing.  The  form  and  content  of  such  notice  of hearing shall be
 prescribed by the director, and shall contain a warning  to  advise  the
 person  so  pleading  or  contesting  that failure to appear on the date
 designated, or on any subsequent adjourned  date,  shall  be  deemed  an
 admission of liability, and that a default judgment may be entered ther-
 eon.
   1-a.  Fines  and  penalties.  Whenever  a  plea of not guilty has been
 entered, or the bureau has been notified that an allegation of liability
 in accordance with section eleven hundred eleven-a of  this  chapter  or
 sections  eleven  hundred  eleven-b of this chapter as added by sections
 sixteen of chapters twenty, twenty-one, and twenty-two of  the  laws  of
 two  thousand nine or section eleven hundred eleven-d of this chapter or
 section eleven hundred  eleven-e  of  this  chapter  OR  SECTION  ELEVEN
 HUNDRED  ELEVEN-F  OF  THIS  CHAPTER  or  an  allegation of liability in
 accordance with section two thousand nine  hundred  eighty-five  of  the
 public authorities law or sections sixteen-a, sixteen-b and sixteen-c of
 chapter seven hundred seventy-four of the laws of nineteen hundred fifty
 or  an allegation of liability in accordance with section eleven hundred
 eleven-c of this chapter or an allegation  of  liability  in  accordance
 with   section  eleven  hundred  eighty-b  of  this  chapter,  is  being
 contested, by a person in a timely fashion and a hearing upon the merits
 has been demanded, but has not yet been held, the bureau shall not issue
 any notice of fine or penalty to that person prior to the  date  of  the
 hearing.
   §  5-a. Subdivisions 1 and 1-a of section 240 of the vehicle and traf-
 fic law, as amended by section 5-a of chapter 222 of the laws  of  2015,
 are amended to read as follows:
   1.  Notice  of  hearing.  Whenever  a  person  charged  with a parking
 violation enters a plea of not guilty or a person alleged to  be  liable
 in  accordance  with sections eleven hundred eleven-b of this chapter as
 added by sections sixteen of chapters twenty, twenty-one, and twenty-two
 of the laws of two thousand nine or section eleven hundred  eleven-d  of
 this  chapter  or  section  eleven  hundred  eleven-e of this chapter OR
 SECTION ELEVEN HUNDRED ELEVEN-F OF  THIS  CHAPTER  for  a  violation  of
 subdivision  (d)  of section eleven hundred eleven of this chapter, or a
 person alleged to be liable in accordance with the provisions of section
 eleven hundred eleven-c of this chapter for a violation of  a  bus  lane
 restriction  as  defined  in such section contests such allegation, or a
 person alleged to be liable in accordance with the provisions of section
 eleven hundred eighty-b of this chapter for  violations  of  subdivision
 (b), (c), (d), (f) or (g) of section eleven hundred eighty of this chap-
 ter  contests  such  allegation,  the  bureau  shall  advise such person
 personally by such form of first class mail as the director  may  direct
 of  the  date  on  which he or she must appear to answer the charge at a
 hearing. The form and  content  of  such  notice  of  hearing  shall  be
 prescribed  by  the  director, and shall contain a warning to advise the
 person so pleading or contesting that failure  to  appear  on  the  date
 designated,  or  on  any  subsequent  adjourned date, shall be deemed an
 admission of liability, and that a default judgment may be entered ther-
 eon.

 S. 7508--A                         181                        A. 9508--A
 
   1-a. Fines and penalties. Whenever a  plea  of  not  guilty  has  been
 entered, or the bureau has been notified that an allegation of liability
 in  accordance with sections eleven hundred eleven-b of this chapter, as
 added by sections sixteen of chapters twenty, twenty-one, and twenty-two
 of  the  laws  of two thousand nine or in accordance with section eleven
 hundred eleven-d of this chapter, or in accordance with  section  eleven
 hundred  eleven-e  of this chapter OR SECTION ELEVEN HUNDRED ELEVEN-F OF
 THIS CHAPTER or an allegation of liability in  accordance  with  section
 eleven hundred eleven-c of this chapter or an allegation of liability in
 accordance with section eleven hundred eighty-b of this chapter is being
 contested, by a person in a timely fashion and a hearing upon the merits
 has been demanded, but has not yet been held, the bureau shall not issue
 any  notice  of  fine or penalty to that person prior to the date of the
 hearing.
   § 5-b. Subdivisions 1 and 1-a of section 240 of the vehicle and  traf-
 fic  law,  as amended by section 5-b of chapter 222 of the laws of 2015,
 are amended to read as follows:
   1. Notice of  hearing.  Whenever  a  person  charged  with  a  parking
 violation  enters  a plea of not guilty or a person alleged to be liable
 in accordance with section eleven hundred eleven-d of this chapter or in
 accordance with section eleven  hundred  eleven-e  of  this  chapter  OR
 SECTION  ELEVEN  HUNDRED  ELEVEN-F OF THIS CHAPTER or in accordance with
 the provisions of section eleven hundred eleven-c of this chapter for  a
 violation of a bus lane restriction as defined in such section, contests
 such allegation, or a person alleged to be liable in accordance with the
 provisions  of  section  eleven  hundred  eighty-b  of  this chapter for
 violations of subdivision (b), (c), (d), (f) or (g)  of  section  eleven
 hundred  eighty  of  this  chapter  contests such allegation, the bureau
 shall advise such person personally by such form of first class mail  as
 the  director  may  direct of the date on which he or she must appear to
 answer the charge at a hearing. The form and content of such  notice  of
 hearing shall be prescribed by the director, and shall contain a warning
 to  advise  the  person  so  pleading that failure to appear on the date
 designated, or on any subsequent adjourned  date,  shall  be  deemed  an
 admission of liability, and that a default judgment may be entered ther-
 eon.
   1-a.  Fines  and  penalties.  Whenever  a  plea of not guilty has been
 entered, or the bureau has been notified that an allegation of liability
 in accordance with section eleven hundred eleven-d of this chapter or in
 accordance with section eleven  hundred  eleven-e  of  this  chapter  OR
 SECTION  ELEVEN  HUNDRED  ELEVEN-F OF THIS CHAPTER or in accordance with
 section eleven hundred eleven-c of this  chapter  or  an  allegation  of
 liability  in  accordance  with  section eleven hundred eighty-b of this
 chapter is being contested, by a person in a timely fashion and a  hear-
 ing  upon  the  merits has been demanded, but has not yet been held, the
 bureau shall not issue any notice of fine  or  penalty  to  that  person
 prior to the date of the hearing.
   §  5-c. Subdivisions 1 and 1-a of section 240 of the vehicle and traf-
 fic law, as amended by section 5-c of chapter 222 of the laws  of  2015,
 are amended to read as follows:
   1.  Notice  of  hearing.  Whenever  a  person  charged  with a parking
 violation enters a plea of not guilty, or a person alleged to be  liable
 in accordance with section eleven hundred eleven-d of this chapter, or a
 person  alleged  to  be liable in accordance with section eleven hundred
 eleven-e of this chapter, OR A PERSON ALLEGED TO BE LIABLE IN ACCORDANCE
 WITH SECTION ELEVEN HUNDRED  ELEVEN-F  OF  THIS  CHAPTER,  or  a  person

 S. 7508--A                         182                        A. 9508--A

 alleged to be liable in accordance with the provisions of section eleven
 hundred eighty-b of this chapter for violations of subdivision (b), (c),
 (d),  (f)  or  (g)  of  section  eleven  hundred  eighty of this chapter
 contests such allegation, the bureau shall advise such person personally
 by  such form of first class mail as the director may direct of the date
 on which he or she must appear to answer the charge at  a  hearing.  The
 form  and  content  of such notice of hearing shall be prescribed by the
 director, and shall contain a warning to advise the person  so  pleading
 that  failure  to  appear  on  the date designated, or on any subsequent
 adjourned date, shall be deemed an admission of liability,  and  that  a
 default judgment may be entered thereon.
   1-a.  Fines  and  penalties.  Whenever  a  plea of not guilty has been
 entered, or the bureau has been notified that an allegation of liability
 in accordance with section eleven hundred eleven-d of this  chapter,  or
 the  bureau has been notified that an allegation of liability in accord-
 ance with section eleven hundred eleven-e of this chapter, OR THE BUREAU
 HAS BEEN NOTIFIED THAT AN ALLEGATION OF  LIABILITY  IN  ACCORDANCE  WITH
 SECTION  ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, or the bureau has been
 notified that an allegation of  liability  in  accordance  with  section
 eleven hundred eighty-b of this chapter, is being contested, by a person
 in a timely fashion and a hearing upon the merits has been demanded, but
 has  not yet been held, the bureau shall not issue any notice of fine or
 penalty to that person prior to the date of the hearing.
   § 5-d. Subdivisions 1 and 1-a of section 240 of the vehicle and  traf-
 fic  law,  as amended by section 5-d of chapter 222 of the laws of 2015,
 are amended to read as follows:
   1. Notice of  hearing.  Whenever  a  person  charged  with  a  parking
 violation  enters a plea of not guilty, or a person alleged to be liable
 in accordance with section  eleven  hundred  eleven-d  of  this  chapter
 contests such allegation, or a person alleged to be liable in accordance
 with section eleven hundred eleven-e of this chapter contests such alle-
 gation,  OR  A  PERSON  ALLEGED  TO BE LIABLE IN ACCORDANCE WITH SECTION
 ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER CONTESTS  SUCH  ALLEGATION,  the
 bureau  shall  advise such person personally by such form of first class
 mail as the director may direct of the date on  which  he  or  she  must
 appear  to  answer the charge at a hearing. The form and content of such
 notice of hearing shall be prescribed by the director, and shall contain
 a warning to advise the person so pleading that failure to appear on the
 date designated, or on any subsequent adjourned date, shall be deemed an
 admission of liability, and that a default judgment may be entered ther-
 eon.
   1-a. Fines and penalties. Whenever a  plea  of  not  guilty  has  been
 entered, or the bureau has been notified that an allegation of liability
 in  accordance  with section eleven hundred eleven-d of this chapter, is
 being contested, or the bureau has been notified that an  allegation  of
 liability  in  accordance  with  section eleven hundred eleven-e of this
 chapter, is being contested, OR THE BUREAU HAS  BEEN  NOTIFIED  THAT  AN
 ALLEGATION  OF  LIABILITY  IN  ACCORDANCE  WITH  SECTION  ELEVEN HUNDRED
 ELEVEN-F OF THIS CHAPTER, IS BEING CONTESTED, by a person  in  a  timely
 fashion and a hearing upon the merits has been demanded, but has not yet
 been  held,  the bureau shall not issue any notice of fine or penalty to
 that person prior to the date of the hearing.
   § 5-e. Subdivisions 1 and 1-a of section 240 of the vehicle and  traf-
 fic  law,  as amended by section 5-e of chapter 222 of the laws of 2015,
 are amended to read as follows:

 S. 7508--A                         183                        A. 9508--A
 
   1. Notice of  hearing.  Whenever  a  person  charged  with  a  parking
 violation  enters a plea of not guilty, or a person alleged to be liable
 in accordance with section  eleven  hundred  eleven-e  of  this  chapter
 contests such allegation, OR A PERSON ALLEGED TO BE LIABLE IN ACCORDANCE
 WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER CONTESTS SUCH ALLE-
 GATION,  the  bureau shall advise such person personally by such form of
 first class mail as the director may direct of the date on which  he  or
 she  must appear to answer the charge at a hearing. The form and content
 of such notice of hearing shall be prescribed by the director, and shall
 contain a warning to advise the  person  so  pleading  that  failure  to
 appear  on  the  date  designated,  or on any subsequent adjourned date,
 shall be deemed an admission of liability, and that a  default  judgment
 may be entered thereon.
   1-a.  Fines  and  penalties.  Whenever  a  plea of not guilty has been
 entered, or the bureau has been notified that an allegation of liability
 in accordance with section eleven hundred eleven-e of this  chapter,  is
 being  contested,  OR THE BUREAU HAS BEEN NOTIFIED THAT AN ALLEGATION OF
 LIABILITY IN ACCORDANCE WITH SECTION ELEVEN  HUNDRED  ELEVEN-F  OF  THIS
 CHAPTER, IS BEING CONTESTED, by a person in a timely fashion and a hear-
 ing  upon  the  merits has been demanded, but has not yet been held, the
 bureau shall not issue any notice of fine  or  penalty  to  that  person
 prior to the date of the hearing.
   §  5-f. Subdivisions 1 and 1-a of section 240 of the vehicle and traf-
 fic law, subdivision 1 as added by chapter 715 of the laws of  1972  and
 subdivision 1-a as added by chapter 365 of the laws of 1978, are amended
 to read as follows:
   1.  Notice  of  hearing.  Whenever  a  person  charged  with a parking
 violation enters a plea of not guilty, OR A PERSON ALLEGED TO BE  LIABLE
 IN  ACCORDANCE  WITH  SECTION  ELEVEN  HUNDRED  ELEVEN-F OF THIS CHAPTER
 CONTESTS SUCH ALLEGATION, the bureau shall advise such person personally
 by such form of first class mail as the director may direct of the  date
 on  which  he  OR SHE must appear to answer the charge at a hearing. The
 form and content of such notice of hearing shall be  prescribed  by  the
 director,  and  shall contain a warning to advise the person so pleading
 that failure to appear on the date  designated,  or  on  any  subsequent
 adjourned  date,  shall  be deemed an admission of liability, and that a
 default judgment may be entered thereon.
   1-a. Fines and penalties. Whenever a  plea  of  not  guilty  has  been
 entered, OR THE BUREAU HAS BEEN NOTIFIED THAT AN ALLEGATION OF LIABILITY
 IN  ACCORDANCE  WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, IS
 BEING CONTESTED, by a person in a timely fashion and a hearing upon  the
 merits  has  been  demanded, but has not yet been held, the bureau shall
 not issue any notice of fine or penalty to that person prior to the date
 of the hearing.
   § 6. Paragraphs a and g of subdivision 2 of section 240 of the vehicle
 and traffic law, as amended by section 6 of chapter 222 of the  laws  of
 2015, are amended to read as follows:
   a. Every hearing for the adjudication of a charge of parking violation
 or  an allegation of liability in accordance with section eleven hundred
 eleven-a of this chapter or in accordance with sections  eleven  hundred
 eleven-b  of this chapter as added by sections sixteen of chapters twen-
 ty, twenty-one, and twenty-two of the laws of two thousand  nine  or  in
 accordance  with  section  eleven hundred eleven-d of this chapter or in
 accordance with section eleven hundred eleven-e of this  chapter  OR  IN
 ACCORDANCE  WITH  SECTION  ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER or an
 allegation of liability in accordance with  section  two  thousand  nine

 S. 7508--A                         184                        A. 9508--A
 
 hundred eighty-five of the public authorities law or sections sixteen-a,
 sixteen-b  and  sixteen-c  of  chapter seven hundred seventy-four of the
 laws of nineteen hundred fifty or an allegation of liability in  accord-
 ance  with section eleven hundred eleven-c of this chapter or an allega-
 tion of liability in accordance with section eleven hundred eighty-b  of
 this chapter, shall be held before a hearing examiner in accordance with
 rules and regulations promulgated by the bureau.
   g. A record shall be made of a hearing on a plea of not guilty or of a
 hearing  at  which  liability  in accordance with section eleven hundred
 eleven-a of this chapter or in accordance with sections  eleven  hundred
 eleven-b  of this chapter as added by sections sixteen of chapters twen-
 ty, twenty-one, and twenty-two of the laws of two thousand  nine  or  in
 accordance  with  section  eleven  hundred  eleven-d  of this chapter is
 contested or in accordance with section eleven hundred eleven-e of  this
 chapter  is  contested  OR  IN  ACCORDANCE  WITH  SECTION ELEVEN HUNDRED
 ELEVEN-F OF THIS CHAPTER IS CONTESTED or of a hearing at which liability
 in accordance with section two thousand nine hundred eighty-five of  the
 public authorities law or sections sixteen-a, sixteen-b and sixteen-c of
 chapter seven hundred seventy-four of the laws of nineteen hundred fifty
 is  contested  or  of  a  hearing  at which liability in accordance with
 section eleven hundred eleven-c of this chapter or a  hearing  at  which
 liability  in  accordance  with  section eleven hundred eighty-b of this
 chapter is contested. Recording devices may be used for  the  making  of
 the record.
   § 6-a. Paragraphs a and g of subdivision 2 of section 240 of the vehi-
 cle  and  traffic  law,  as amended by section 6-a of chapter 222 of the
 laws of 2015, are amended to read as follows:
   a. Every hearing for the adjudication of a charge of parking violation
 or an allegation of liability in accordance with sections eleven hundred
 eleven-b of this chapter, as added by sections sixteen of chapters twen-
 ty, twenty-one, and twenty-two of the laws of two thousand  nine  or  in
 accordance  with  section  eleven hundred eleven-d of this chapter or in
 accordance with section eleven hundred eleven-e of this  chapter  OR  IN
 ACCORDANCE  WITH  SECTION  ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER or an
 allegation of  liability  in  accordance  with  section  eleven  hundred
 eleven-c  of  this  chapter  or an allegation of liability in accordance
 with section eleven hundred eighty-b of  this  chapter,  shall  be  held
 before  a  hearing  examiner  in  accordance  with rules and regulations
 promulgated by the bureau.
   g. A record shall be made of a hearing on a plea of not guilty or of a
 hearing at which liability in accordance with  sections  eleven  hundred
 eleven-b of this chapter, as added by sections sixteen of chapters twen-
 ty,  twenty-one,  and  twenty-two of the laws of two thousand nine or in
 accordance with section eleven hundred eleven-d of this  chapter  or  in
 accordance  with  section  eleven hundred eleven-e of this chapter OR IN
 ACCORDANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER or of  a
 hearing  at  which  liability  in accordance with section eleven hundred
 eleven-c of this chapter or a hearing at which liability  in  accordance
 with  section  eleven  hundred  eighty-b  of  this chapter is contested.
 Recording devices may be used for the making of the record.
   § 6-b. Paragraphs a and g of subdivision 2 of section 240 of the vehi-
 cle and traffic law, as amended by section 6-b of  chapter  222  of  the
 laws of 2015, are amended to read as follows:
   a. Every hearing for the adjudication of a charge of parking violation
 OR  AN ALLEGATION OF LIABILITY IN ACCORDANCE WITH SECTION ELEVEN HUNDRED
 ELEVEN-F OF THIS CHAPTER or an allegation  of  liability  in  accordance

 S. 7508--A                         185                        A. 9508--A
 
 with section eleven hundred eleven-e of this chapter or an allegation of
 liability  in  accordance  with  section eleven hundred eleven-d of this
 chapter or an allegation of liability in accordance with section  eleven
 hundred  eleven-c  of  this  chapter  or  an  allegation of liability in
 accordance with section eleven hundred eighty-b of this chapter shall be
 held before a hearing examiner in accordance with rules and  regulations
 promulgated by the bureau.
   g. A record shall be made of a hearing on a plea of not guilty OR OF A
 HEARING  AT  WHICH  LIABILITY  IN ACCORDANCE WITH SECTION ELEVEN HUNDRED
 ELEVEN-F OF THIS CHAPTER or of a hearing at which liability  in  accord-
 ance  with section eleven hundred eleven-e of this chapter or of a hear-
 ing at  which  liability  in  accordance  with  section  eleven  hundred
 eleven-d  of  this chapter or of a hearing at which liability in accord-
 ance with section eleven hundred eleven-c of this chapter or  a  hearing
 at which liability in accordance with section eleven hundred eighty-b of
 this chapter is contested.  Recording devices may be used for the making
 of the record.
   § 6-c. Paragraphs a and g of subdivision 2 of section 240 of the vehi-
 cle  and  traffic  law,  as amended by section 6-c of chapter 222 of the
 laws of 2015, are amended to read as follows:
   a. Every hearing for the adjudication of a charge of parking violation
 OR AN ALLEGATION OF LIABILITY IN ACCORDANCE WITH SECTION ELEVEN  HUNDRED
 ELEVEN-F  OF  THIS  CHAPTER  or an allegation of liability in accordance
 with section eleven hundred eleven-e of this chapter or an allegation of
 liability in accordance with section eleven  hundred  eleven-d  of  this
 chapter  or an allegation of liability in accordance with section eleven
 hundred eighty-b of this chapter shall be held before a hearing examiner
 in accordance with rules and regulations promulgated by the bureau.
   g. A record shall be made of a hearing on a plea of not guilty OR OF A
 HEARING AT WHICH LIABILITY IN ACCORDANCE  WITH  SECTION  ELEVEN  HUNDRED
 ELEVEN-F  OF  THIS CHAPTER or of a hearing at which liability in accord-
 ance with section eleven hundred eleven-e of this chapter or of a  hear-
 ing  at  which  liability  in  accordance  with  section  eleven hundred
 eleven-d of this chapter or a hearing at which liability  in  accordance
 with  section  eleven  hundred  eighty-b  of  this chapter is contested.
 Recording devices may be used for the making of the record.
   § 6-d. Paragraphs a and g of subdivision 2 of section 240 of the vehi-
 cle and traffic law, as amended by section 6-d of  chapter  222  of  the
 laws of 2015, are amended to read as follows:
   a. Every hearing for the adjudication of a charge of parking violation
 OR  AN ALLEGATION OF LIABILITY IN ACCORDANCE WITH SECTION ELEVEN HUNDRED
 ELEVEN-F OF THIS CHAPTER or an allegation  of  liability  in  accordance
 with section eleven hundred eleven-e of this chapter or an allegation of
 liability  in  accordance  with  section eleven hundred eleven-d of this
 chapter shall be held before a hearing examiner in accordance with rules
 and regulations promulgated by the bureau.
   g. A record shall be made of a hearing on a plea of not  guilty  or  a
 hearing  at  which  liability  in accordance with section eleven hundred
 eleven-d of this chapter is contested OR OF A HEARING AT WHICH LIABILITY
 IN ACCORDANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER or  a
 hearing  at  which  liability  in accordance with section eleven hundred
 eleven-e of this chapter is contested. Recording devices may be used for
 the making of the record.
   § 6-e. Paragraphs a and g of subdivision 2 of section 240 of the vehi-
 cle and traffic law, as amended by section 6-e of  chapter  222  of  the
 laws of 2015, are amended to read as follows:

 S. 7508--A                         186                        A. 9508--A
 
   a. Every hearing for the adjudication of a charge of parking violation
 OR  AN ALLEGATION OF LIABILITY IN ACCORDANCE WITH SECTION ELEVEN HUNDRED
 ELEVEN-E OF THIS CHAPTER OR AN ALLEGATION  OF  LIABILITY  IN  ACCORDANCE
 WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER or an allegation of
 liability  in  accordance  with  section eleven hundred eleven-e of this
 chapter shall be held before a hearing examiner in accordance with rules
 and regulations promulgated by the bureau.
   g. A record shall be made of a hearing on a plea of not  guilty  or  a
 hearing  at  which  liability  in accordance with section eleven hundred
 eleven-e of this chapter is contested OR A HEARING AT WHICH LIABILITY IN
 ACCORDANCE WITH SECTION ELEVEN  HUNDRED  ELEVEN-F  OF  THIS  CHAPTER  IS
 CONTESTED. Recording devices may be used for the making of the record.
   § 6-f. Paragraphs a and g of subdivision 2 of section 240 of the vehi-
 cle  and  traffic  law, as added by chapter 715 of the laws of 1972, are
 amended to read as follows:
   a. Every hearing for the adjudication of a charge of parking violation
 OR AN ALLEGATION OF LIABILITY IN ACCORDANCE WITH SECTION ELEVEN  HUNDRED
 ELEVEN-F  OF  THIS  CHAPTER  shall  be held before a hearing examiner in
 accordance with rules and regulations promulgated by the bureau.
   g. A record shall be made of a hearing on a plea of not  guilty  OR  A
 HEARING  AT  WHICH  LIABILITY  IN ACCORDANCE WITH SECTION ELEVEN HUNDRED
 ELEVEN-F OF THIS CHAPTER IS CONTESTED. Recording devices may be used for
 the making of the record.
   § 7. Subdivisions 1 and 2 of section 241 of the  vehicle  and  traffic
 law,  as  amended  by  section 7 of chapter 222 of the laws of 2015, are
 amended to read as follows:
   1. The hearing examiner shall make a  determination  on  the  charges,
 either  sustaining or dismissing them. Where the hearing examiner deter-
 mines that the charges have been sustained he or she may examine  either
 the  prior  parking  violations  record  or  the  record  of liabilities
 incurred in accordance with section  eleven  hundred  eleven-a  of  this
 chapter  or  in accordance with sections eleven hundred eleven-b of this
 chapter as added by sections sixteen of chapters twenty, twenty-one, and
 twenty-two of the laws of  two  thousand  nine  or  in  accordance  with
 section  eleven  hundred  eleven-d of this chapter or in accordance with
 section eleven hundred eleven-e of this chapter OR  IN  ACCORDANCE  WITH
 SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER or the record of liabil-
 ities  incurred  in  accordance  with  section two thousand nine hundred
 eighty-five  of  the  public  authorities  law  or  sections  sixteen-a,
 sixteen-b  and  sixteen-c  of  chapter seven hundred seventy-four of the
 laws of nineteen hundred fifty of the person charged, or the  record  of
 liabilities  incurred in accordance with section eleven hundred eleven-c
 of this chapter, or the record of  liabilities  incurred  in  accordance
 with  section  eleven  hundred  eighty-b  of this chapter, as applicable
 prior to rendering a final determination. Final determinations  sustain-
 ing or dismissing charges shall be entered on a final determination roll
 maintained  by  the  bureau  together  with  records showing payment and
 nonpayment of penalties.
   2. Where an operator or owner fails to enter a plea to a charge  of  a
 parking  violation  or  contest an allegation of liability in accordance
 with section eleven hundred eleven-a of this chapter  or  in  accordance
 with  sections  eleven  hundred  eleven-b  of  this  chapter as added by
 sections sixteen of chapters twenty, twenty-one, and twenty-two  of  the
 laws  of  two thousand nine or in accordance with section eleven hundred
 eleven-d of this chapter or in accordance with  section  eleven  hundred
 eleven-e  of  this  chapter OR IN ACCORDANCE WITH SECTION ELEVEN HUNDRED

 S. 7508--A                         187                        A. 9508--A

 ELEVEN-F OF THIS CHAPTER or fails to contest an allegation of  liability
 in  accordance with section two thousand nine hundred eighty-five of the
 public authorities law or sections sixteen-a, sixteen-b and sixteen-c of
 chapter  seven  hundred  seventy-four  of  the  laws of nineteen hundred
 fifty, or fails to contest an allegation of liability in accordance with
 section eleven hundred eleven-c of this chapter or fails to  contest  an
 allegation of liability in accordance with section eleven hundred eight-
 y-b  of  this chapter or fails to appear on a designated hearing date or
 subsequent adjourned date or fails after a hearing to  comply  with  the
 determination of a hearing examiner, as prescribed by this article or by
 rule  or  regulation  of  the  bureau, such failure to plead or contest,
 appear or comply shall be deemed, for  all  purposes,  an  admission  of
 liability  and  shall  be  grounds  for rendering and entering a default
 judgment in an amount provided by  the  rules  and  regulations  of  the
 bureau.  However,  after  the expiration of the original date prescribed
 for entering a plea and before a default judgment may  be  rendered,  in
 such  case the bureau shall pursuant to the applicable provisions of law
 notify such operator or owner, by such form of first class mail  as  the
 commission  may  direct;  (1)  of the violation charged, or liability in
 accordance with section eleven hundred eleven-a of this  chapter  or  in
 accordance  with  sections  eleven  hundred  eleven-b of this chapter as
 added by sections sixteen of chapters twenty, twenty-one, and twenty-two
 of the laws of two thousand nine or in accordance  with  section  eleven
 hundred  eleven-d  of  this chapter or in accordance with section eleven
 hundred eleven-e of this chapter OR IN ACCORDANCE  WITH  SECTION  ELEVEN
 HUNDRED ELEVEN-F OF THIS CHAPTER alleged or liability in accordance with
 section  two thousand nine hundred eighty-five of the public authorities
 law or sections sixteen-a, sixteen-b  and  sixteen-c  of  chapter  seven
 hundred  seventy-four  of  the laws of nineteen hundred fifty alleged or
 liability in accordance with section eleven  hundred  eleven-c  of  this
 chapter  or liability in accordance with section eleven hundred eighty-b
 of this chapter alleged, (2) of the impending default judgment, (3) that
 such judgment will be entered in the Civil Court of the  city  in  which
 the bureau has been established, or other court of civil jurisdiction or
 any  other  place  provided  for the entry of civil judgments within the
 state of New York, and (4) that a default may be avoided by  entering  a
 plea or contesting an allegation of liability in accordance with section
 eleven  hundred  eleven-a of this chapter or in accordance with sections
 eleven hundred eleven-b of this chapter as added by sections sixteen  of
 chapters  twenty, twenty-one, and twenty-two of the laws of two thousand
 nine or in accordance with section eleven hundred eleven-d of this chap-
 ter or in accordance with section eleven hundred eleven-e of this  chap-
 ter  OR IN ACCORDANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAP-
 TER or contesting an allegation of liability in accordance with  section
 two  thousand  nine hundred eighty-five of the public authorities law or
 sections sixteen-a, sixteen-b and sixteen-c  of  chapter  seven  hundred
 seventy-four  of  the  laws  of  nineteen hundred fifty or contesting an
 allegation of  liability  in  accordance  with  section  eleven  hundred
 eleven-c  of  this  chapter  or contesting an allegation of liability in
 accordance with section eleven hundred  eighty-b  of  this  chapter,  as
 appropriate,  or  making an appearance within thirty days of the sending
 of such notice. Pleas entered  and  allegations  contested  within  that
 period  shall  be in the manner prescribed in the notice and not subject
 to additional penalty or fee. Such notice of impending default  judgment
 shall  not  be  required prior to the rendering and entry thereof in the
 case of operators or owners who are non-residents of the  state  of  New

 S. 7508--A                         188                        A. 9508--A
 
 York.  In  no  case  shall  a  default  judgment  be  rendered or, where
 required, a notice of impending default judgment be sent, more than  two
 years after the expiration of the time prescribed for entering a plea or
 contesting  an allegation. When a person has demanded a hearing, no fine
 or penalty shall be imposed for any reason, prior to the holding of  the
 hearing.  If  the  hearing  examiner  shall  make a determination on the
 charges, sustaining them, he or she shall impose no greater  penalty  or
 fine than those upon which the person was originally charged.
   §  7-a. Subdivisions 1 and 2 of section 241 of the vehicle and traffic
 law, as amended by section 7-a of chapter 222 of the laws of  2015,  are
 amended to read as follows:
   1.  The  hearing  examiner  shall make a determination on the charges,
 either sustaining or dismissing them. Where the hearing examiner  deter-
 mines  that the charges have been sustained he or she may examine either
 the prior  parking  violations  record  or  the  record  of  liabilities
 incurred  in  accordance  with  sections eleven hundred eleven-b of this
 chapter as added by sections sixteen of chapters twenty, twenty-one, and
 twenty-two of the laws of  two  thousand  nine  or  in  accordance  with
 section  eleven  hundred  eleven-d of this chapter or in accordance with
 section eleven hundred eleven-e of this chapter OR  IN  ACCORDANCE  WITH
 SECTION  ELEVEN  HUNDRED ELEVEN-F OF THIS CHAPTER of the person charged,
 or the record of liabilities incurred in accordance with section  eleven
 hundred  eleven-c of this chapter, or the record of liabilities incurred
 in accordance with section eleven hundred eighty-b of this  chapter,  as
 applicable  prior  to  rendering  a  final determination. Final determi-
 nations sustaining or dismissing charges shall be  entered  on  a  final
 determination  roll maintained by the bureau together with records show-
 ing payment and nonpayment of penalties.
   2. Where an operator or owner fails to enter a plea to a charge  of  a
 parking  violation  or  contest an allegation of liability in accordance
 with sections eleven hundred  eleven-b  of  this  chapter  as  added  by
 sections  sixteen  of chapters twenty, twenty-one, and twenty-two of the
 laws of two thousand nine or in accordance with section  eleven  hundred
 eleven-d  of  this chapter, or in accordance with section eleven hundred
 eleven-e of this chapter, OR IN ACCORDANCE WITH SECTION  ELEVEN  HUNDRED
 ELEVEN-F OF THIS CHAPTER, or fails to contest an allegation of liability
 in  accordance  with section eleven hundred eleven-c of this chapter, or
 fails to contest an allegation of liability incurred in accordance  with
 section eleven hundred eighty-b of this chapter, or fails to appear on a
 designated  hearing  date  or subsequent adjourned date or fails after a
 hearing to comply with the  determination  of  a  hearing  examiner,  as
 prescribed  by this article or by rule or regulation of the bureau, such
 failure to plead, contest, appear or comply shall  be  deemed,  for  all
 purposes,  an  admission of liability and shall be grounds for rendering
 and entering a default judgment in an amount provided by the  rules  and
 regulations of the bureau. However, after the expiration of the original
 date prescribed for entering a plea and before a default judgment may be
 rendered,  in  such  case  the  bureau  shall pursuant to the applicable
 provisions of law notify such operator or owner, by such form  of  first
 class  mail  as the commission may direct; (1) of the violation charged,
 or liability in accordance with sections eleven hundred eleven-b of this
 chapter, as added by sections sixteen of  chapters  twenty,  twenty-one,
 and  twenty-two  of  the laws of two thousand nine or in accordance with
 section eleven hundred eleven-d of this chapter, or in  accordance  with
 section  eleven  hundred eleven-e of this chapter, OR IN ACCORDANCE WITH
 SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, or liability in accord-

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 ance with section eleven hundred eleven-c of this chapter  or  liability
 in  accordance  with  section  eleven  hundred  eighty-b of this chapter
 alleged, (2) of the impending default judgment, (3) that  such  judgment
 will  be  entered in the Civil Court of the city in which the bureau has
 been established, or other court of  civil  jurisdiction  or  any  other
 place  provided for the entry of civil judgments within the state of New
 York, and (4) that a default may  be  avoided  by  entering  a  plea  or
 contesting an allegation of liability in accordance with sections eleven
 hundred  eleven-b  of this chapter as added by sections sixteen of chap-
 ters twenty, twenty-one, and twenty-two of the laws of two thousand nine
 or in accordance with section eleven hundred eleven-d of this chapter or
 in accordance with section eleven hundred eleven-e of this  chapter,  OR
 IN  ACCORDANCE  WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, or
 contesting an allegation of liability in accordance with section  eleven
 hundred  eleven-c of this chapter or contesting an allegation of liabil-
 ity in accordance with section eleven hundred eighty-b of  this  chapter
 as  appropriate, or making an appearance within thirty days of the send-
 ing of such notice. Pleas entered and allegations contested within  that
 period  shall  be in the manner prescribed in the notice and not subject
 to additional penalty or fee. Such notice of impending default  judgment
 shall  not  be  required prior to the rendering and entry thereof in the
 case of operators or owners who are non-residents of the  state  of  New
 York.  In  no  case  shall  a  default  judgment  be  rendered or, where
 required, a notice of impending default judgment be sent, more than  two
 years after the expiration of the time prescribed for entering a plea or
 contesting  an allegation. When a person has demanded a hearing, no fine
 or penalty shall be imposed for any reason, prior to the holding of  the
 hearing.  If  the  hearing  examiner  shall  make a determination on the
 charges, sustaining them, he or she shall impose no greater  penalty  or
 fine than those upon which the person was originally charged.
   §  7-b. Subdivisions 1 and 2 of section 241 of the vehicle and traffic
 law, as amended by section 7-b of chapter 222 of the laws of  2015,  are
 amended to read as follows:
   1.  The  hearing  examiner  shall make a determination on the charges,
 either sustaining or dismissing them. Where the hearing examiner  deter-
 mines  that  the  charges  have been sustained he or she may examine the
 prior parking violations record or the record of liabilities incurred in
 accordance with section eleven hundred eleven-e of this chapter  of  the
 person charged, OR THE RECORD OF LIABILITIES INCURRED IN ACCORDANCE WITH
 SECTION  ELEVEN  HUNDRED ELEVEN-F OF THIS CHAPTER OF THE PERSON CHARGED,
 or the record of liabilities incurred in accordance with section  eleven
 hundred eleven-d of this chapter of the person charged, or the record of
 liabilities  incurred in accordance with section eleven hundred eleven-c
 of this chapter, or the record of  liabilities  incurred  in  accordance
 with  section  eleven  hundred  eighty-b of this chapter, as applicable,
 prior to rendering a final determination. Final determinations  sustain-
 ing or dismissing charges shall be entered on a final determination roll
 maintained  by  the  bureau  together  with  records showing payment and
 nonpayment of penalties.
   2. Where an operator or owner fails to enter a plea to a charge  of  a
 parking  violation  or  CONTEST AN ALLEGATION OF LIABILITY IN ACCORDANCE
 WITH SECTION ELEVEN HUNDRED ELEVEN-F OF  THIS  CHAPTER,  OR  contest  an
 allegation  of  liability  in  accordance  with  section  eleven hundred
 eleven-e of this chapter, or  contest  an  allegation  of  liability  in
 accordance  with  section  eleven  hundred  eleven-d of this chapter, or
 fails to contest an allegation of liability in accordance  with  section

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 eleven  hundred eleven-c of this chapter, or fails to contest an allega-
 tion of liability incurred in accordance  with  section  eleven  hundred
 eighty-b  of  this  chapter,  or fails to appear on a designated hearing
 date  or  subsequent  adjourned  date or fails after a hearing to comply
 with the determination of a hearing  examiner,  as  prescribed  by  this
 article  or  by rule or regulation of the bureau, such failure to plead,
 appear or comply shall be deemed, for  all  purposes,  an  admission  of
 liability  and  shall  be  grounds  for rendering and entering a default
 judgment in an amount provided by  the  rules  and  regulations  of  the
 bureau.  However,  after  the expiration of the original date prescribed
 for entering a plea and before a default judgment may  be  rendered,  in
 such  case the bureau shall pursuant to the applicable provisions of law
 notify such operator or owner, by such form of first class mail  as  the
 commission  may  direct;  (1)  of the violation charged, OR LIABILITY IN
 ACCORDANCE WITH SECTION ELEVEN HUNDRED  ELEVEN-F  OF  THIS  CHAPTER,  or
 liability  in  accordance  with  section eleven hundred eleven-e of this
 chapter, or liability in accordance with section eleven hundred eleven-d
 of this chapter, or alleged liability in accordance with section  eleven
 hundred eleven-c of this chapter or alleged liability in accordance with
 section  eleven  hundred  eighty-b of this chapter, (2) of the impending
 default judgment, (3) that such judgment will be entered  in  the  Civil
 Court  of  the  city  in which the bureau has been established, or other
 court of civil jurisdiction or any other place provided for the entry of
 civil judgments within the state of New York, and (4) that a default may
 be avoided by entering a plea OR CONTESTING AN ALLEGATION  OF  LIABILITY
 IN  ACCORDANCE  WITH  SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER or
 contesting an allegation of liability in accordance with section  eleven
 hundred  eleven-e of this chapter or contesting an allegation of liabil-
 ity in accordance with section eleven hundred eleven-d of  this  chapter
 or  contesting  an  allegation  of  liability in accordance with section
 eleven hundred eleven-c of this chapter or contesting an  allegation  of
 liability  in  accordance  with  section eleven hundred eighty-b of this
 chapter or making an appearance within thirty days  of  the  sending  of
 such  notice.  Pleas  entered  within that period shall be in the manner
 prescribed in the notice and not subject to additional penalty  or  fee.
 Such notice of impending default judgment shall not be required prior to
 the  rendering  and entry thereof in the case of operators or owners who
 are non-residents of the state of New York. In no case shall  a  default
 judgment  be  rendered or, where required, a notice of impending default
 judgment be sent, more than two years after the expiration of  the  time
 prescribed  for  entering a plea.  When a person has demanded a hearing,
 no fine or penalty shall be imposed for any reason, prior to the holding
 of the hearing. If the hearing examiner shall make  a  determination  on
 the  charges, sustaining them, he or she shall impose no greater penalty
 or fine than those upon which the person was originally charged.
   § 7-c. Subdivisions 1 and 2 of section 241 of the vehicle and  traffic
 law,  as  amended by section 7-c of chapter 222 of the laws of 2015, are
 amended to read as follows:
   1. The hearing examiner shall make a  determination  on  the  charges,
 either  sustaining or dismissing them. Where the hearing examiner deter-
 mines that the charges have been sustained he or she may examine  either
 the  prior  parking  violations  record  or  the  record  of liabilities
 incurred in accordance with section  eleven  hundred  eleven-d  of  this
 chapter  of the person charged, or the record of liabilities incurred in
 accordance with section eleven hundred eleven-e of this chapter  of  the
 person charged, OR THE RECORD OF LIABILITIES INCURRED IN ACCORDANCE WITH

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 SECTION  ELEVEN  HUNDRED ELEVEN-F OF THIS CHAPTER OF THE PERSON CHARGED,
 or the record of liabilities incurred in accordance with section  eleven
 hundred  eighty-b  of  this chapter, as applicable, prior to rendering a
 final  determination.  Final  determinations  sustaining  or  dismissing
 charges shall be entered on a final determination roll maintained by the
 bureau together with records showing payment and  nonpayment  of  penal-
 ties.
   2.  Where  an operator or owner fails to enter a plea to a charge of a
 parking violation or CONTEST AN ALLEGATION OF  LIABILITY  IN  ACCORDANCE
 WITH  SECTION  ELEVEN  HUNDRED  ELEVEN-F  OF THIS CHAPTER, OR contest an
 allegation of  liability  in  accordance  with  section  eleven  hundred
 eleven-e  of  this  chapter  or  contest  an  allegation of liability in
 accordance with section eleven hundred eleven-d of this chapter or fails
 to contest an  allegation  of  liability  incurred  in  accordance  with
 section  eleven hundred eighty-b of this chapter or fails to appear on a
 designated hearing date or subsequent adjourned date or  fails  after  a
 hearing  to  comply  with  the  determination  of a hearing examiner, as
 prescribed by this article or by rule or regulation of the bureau,  such
 failure to plead, appear or comply shall be deemed, for all purposes, an
 admission of liability and shall be grounds for rendering and entering a
 default  judgment  in an amount provided by the rules and regulations of
 the  bureau.  However,  after  the  expiration  of  the  original   date
 prescribed  for  entering  a  plea  and before a default judgment may be
 rendered, in such case the  bureau  shall  pursuant  to  the  applicable
 provisions  of  law notify such operator or owner, by such form of first
 class mail as the commission may direct; (1) of the violation charged OR
 LIABILITY IN ACCORDANCE WITH SECTION ELEVEN  HUNDRED  ELEVEN-F  OF  THIS
 CHAPTER  or liability in accordance with section eleven hundred eleven-e
 of this chapter or liability in accordance with section  eleven  hundred
 eleven-d  of this chapter or liability in accordance with section eleven
 hundred eighty-b of this chapter alleged, (2) of the  impending  default
 judgment,  (3)  that such judgment will be entered in the Civil Court of
 the city in which the bureau has been established,  or  other  court  of
 civil  jurisdiction  or  any other place provided for the entry of civil
 judgments within the state of New York, and (4) that a  default  may  be
 avoided  by  entering a plea OR CONTESTING AN ALLEGATION OF LIABILITY IN
 ACCORDANCE WITH SECTION ELEVEN  HUNDRED  ELEVEN-F  OF  THIS  CHAPTER  or
 contesting  an allegation of liability in accordance with section eleven
 hundred eleven-e of this chapter or contesting an allegation of  liabil-
 ity  in  accordance with section eleven hundred eleven-d of this chapter
 or contesting an allegation of  liability  in  accordance  with  section
 eleven  hundred  eighty-b of this chapter or making an appearance within
 thirty days of the sending of such notice.  Pleas  entered  within  that
 period  shall  be in the manner prescribed in the notice and not subject
 to additional penalty or fee. Such notice of impending default  judgment
 shall  not  be  required prior to the rendering and entry thereof in the
 case of operators or owners who are non-residents of the  state  of  New
 York.  In  no  case  shall  a  default  judgment  be  rendered or, where
 required, a notice of impending default judgment be sent, more than  two
 years  after  the expiration of the time prescribed for entering a plea.
 When a person has demanded a  hearing,  no  fine  or  penalty  shall  be
 imposed  for  any  reason,  prior  to the holding of the hearing. If the
 hearing examiner shall make a determination on the  charges,  sustaining
 them,  he  shall impose no greater penalty or fine than those upon which
 the person was originally charged.

 S. 7508--A                         192                        A. 9508--A

   § 7-d. Subdivisions 1 and 2 of section 241 of the vehicle and  traffic
 law,  as  amended by section 7-d of chapter 222 of the laws of 2015, are
 amended to read as follows:
   1.  The  hearing  examiner  shall make a determination on the charges,
 either sustaining or dismissing them. Where the hearing examiner  deter-
 mines  that the charges have been sustained he or she may examine either
 the prior  parking  violations  record  OR  THE  RECORD  OF  LIABILITIES
 INCURRED  IN  ACCORDANCE  WITH  SECTION  ELEVEN HUNDRED ELEVEN-F OF THIS
 CHAPTER OF THE PERSON CHARGED or the record of liabilities  incurred  in
 accordance  with  section eleven hundred eleven-e of this chapter of the
 person charged or the record of liabilities incurred in accordance  with
 section  eleven  hundred eleven-d of this chapter of the person charged,
 as applicable, prior to rendering a final determination.  Final determi-
 nations sustaining or dismissing charges shall be  entered  on  a  final
 determination  roll maintained by the bureau together with records show-
 ing payment and nonpayment of penalties.
   2. Where an operator or owner fails to enter a plea to a charge  of  a
 parking  violation  or  CONTEST AN ALLEGATION OF LIABILITY IN ACCORDANCE
 WITH SECTION ELEVEN HUNDRED ELEVEN-F OF  THIS  CHAPTER,  OR  contest  an
 allegation  of  liability  in  accordance  with  section  eleven hundred
 eleven-e of this chapter  or  contest  an  allegation  of  liability  in
 accordance with section eleven hundred eleven-d of this chapter or fails
 to  appear  on a designated hearing date or subsequent adjourned date or
 fails after a hearing to comply with  the  determination  of  a  hearing
 examiner,  as prescribed by this article or by rule or regulation of the
 bureau, such failure to plead, appear or comply shall be deemed, for all
 purposes, an admission of liability and shall be grounds  for  rendering
 and  entering  a default judgment in an amount provided by the rules and
 regulations of the bureau. However, after the expiration of the original
 date prescribed for entering a plea and before a default judgment may be
 rendered, in such case the  bureau  shall  pursuant  to  the  applicable
 provisions  of  law notify such operator or owner, by such form of first
 class mail as the commission may direct; (1) of the violation charged OR
 LIABILITY IN ACCORDANCE WITH SECTION ELEVEN  HUNDRED  ELEVEN-F  OF  THIS
 CHAPTER  or liability in accordance with section eleven hundred eleven-e
 of this chapter alleged or liability in accordance with  section  eleven
 hundred  eleven-d  of this chapter alleged, (2) of the impending default
 judgment, (3) that such judgment will be entered in the Civil  Court  of
 the  city  in  which  the bureau has been established, or other court of
 civil jurisdiction or any other place provided for the  entry  of  civil
 judgments  within  the  state of New York, and (4) that a default may be
 avoided by entering a plea OR CONTESTING AN ALLEGATION OF  LIABILITY  IN
 ACCORDANCE  WITH  SECTION  ELEVEN  HUNDRED  ELEVEN-F  OF THIS CHAPTER or
 contesting an allegation of liability in accordance with section  eleven
 hundred  eleven-e of this chapter or contesting an allegation of liabil-
 ity in accordance with section eleven hundred eleven-d of  this  chapter
 or  making  an  appearance  within  thirty  days  of the sending of such
 notice.   Pleas entered within  that  period  shall  be  in  the  manner
 prescribed  in  the notice and not subject to additional penalty or fee.
 Such notice of impending default judgment shall not be required prior to
 the rendering and entry thereof in the case of operators or  owners  who
 are  non-residents  of the state of New York. In no case shall a default
 judgment be rendered or, where required, a notice of  impending  default
 judgment  be  sent, more than two years after the expiration of the time
 prescribed for entering a plea. When a person has demanded a hearing, no
 fine or penalty shall be imposed for any reason, prior to the holding of

 S. 7508--A                         193                        A. 9508--A
 
 the hearing. If the hearing examiner shall make a determination  on  the
 charges,  sustaining  them,  he  shall impose no greater penalty or fine
 than those upon which the person was originally charged.
   §  7-e. Subdivisions 1 and 2 of section 241 of the vehicle and traffic
 law, as amended by section 7-e of chapter 222 of the laws  of  2015,  is
 amended to read as follows:
   1.  The  hearing  examiner  shall make a determination on the charges,
 either sustaining or dismissing them. Where the hearing examiner  deter-
 mines  that  the  charges  have been sustained he or she may examine the
 prior parking violations record or the record of liabilities incurred in
 accordance with section eleven hundred eleven-e of this chapter  of  the
 person  charged, as applicable, prior to rendering a final determination
 OR THE RECORD OF LIABILITIES INCURRED IN ACCORDANCE WITH SECTION  ELEVEN
 HUNDRED  ELEVEN-F  OF THIS CHAPTER OF THE PERSON CHARGED, AS APPLICABLE,
 PRIOR TO RENDERING A FINAL DETERMINATION. Final determinations  sustain-
 ing or dismissing charges shall be entered on a final determination roll
 maintained  by  the  bureau  together  with  records showing payment and
 nonpayment of penalties.
   2. Where an operator or owner fails to enter a plea to a charge  of  a
 parking  violation  OR  CONTEST AN ALLEGATION OF LIABILITY IN ACCORDANCE
 WITH SECTION ELEVEN HUNDRED ELEVEN-F OF  THIS  CHAPTER,  or  contest  an
 allegation  of  liability  in  accordance  with  section  eleven hundred
 eleven-e of this chapter or fails to appear on a designated hearing date
 or subsequent adjourned date or fails after a hearing to comply with the
 determination of a hearing examiner, as prescribed by this article or by
 rule or regulation of the bureau,  such  failure  to  plead,  appear  or
 comply  shall be deemed, for all purposes, an admission of liability and
 shall be grounds for rendering and entering a  default  judgment  in  an
 amount  provided  by  the  rules and regulations of the bureau. However,
 after the expiration of the original date prescribed for entering a plea
 and before a default judgment may be rendered, in such case  the  bureau
 shall  pursuant to the applicable provisions of law notify such operator
 or owner, by such form of first class mail as the commission may direct;
 (1) of the violation charged or liability  in  accordance  with  section
 eleven  hundred eleven-e of this chapter alleged OR LIABILITY IN ACCORD-
 ANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER,  (2)  of  the
 impending  default  judgment,  (3) that such judgment will be entered in
 the Civil Court of the city in which the bureau has been established, or
 other court of civil jurisdiction or any other place  provided  for  the
 entry  of  civil  judgments within the state of New York, and (4) that a
 default may be avoided by entering a plea or contesting an allegation of
 liability in accordance with section eleven  hundred  eleven-e  of  this
 chapter  OR  CONTESTING  AN  ALLEGATION  OF LIABILITY IN ACCORDANCE WITH
 SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER or making an  appearance
 within  thirty  days of the sending of such notice. Pleas entered within
 that period shall be in the manner prescribed  in  the  notice  and  not
 subject  to  additional penalty or fee. Such notice of impending default
 judgment shall not be required prior to the rendering and entry  thereof
 in the case of operators or owners who are non-residents of the state of
 New  York.  In  no  case  shall a default judgment be rendered or, where
 required, a notice of impending default judgment be sent, more than  two
 years  after  the expiration of the time prescribed for entering a plea.
 When a person has demanded a  hearing,  no  fine  or  penalty  shall  be
 imposed  for  any  reason,  prior  to the holding of the hearing. If the
 hearing examiner shall make a determination on the  charges,  sustaining

 S. 7508--A                         194                        A. 9508--A
 
 them,  he  shall impose no greater penalty or fine than those upon which
 the person was originally charged.
   §  7-f. Subdivisions 1 and 2 of section 241 of the vehicle and traffic
 law, subdivision 1 as added by chapter 715  of  the  laws  of  1972  and
 subdivision 2 as amended by chapter 365 of the laws of 1978, are amended
 to read as follows:
   1.  The  hearing  examiner  shall make a determination on the charges,
 either sustaining or dismissing them. Where the hearing examiner  deter-
 mines  that  the  charges  have been sustained he OR SHE may examine the
 prior parking violations record OR THE RECORD OF LIABILITIES INCURRED IN
 ACCORDANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER  of  the
 person charged, AS APPLICABLE, prior to rendering a final determination.
 Final  determinations  sustaining or dismissing charges shall be entered
 on a final determination roll maintained by  the  bureau  together  with
 records showing payment and nonpayment of penalties.
   2.  Where  an operator or owner fails to enter a plea to a charge of a
 parking violation OR CONTEST AN ALLEGATION OF  LIABILITY  IN  ACCORDANCE
 WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, or fails to appear
 on a designated hearing date or subsequent adjourned date or fails after
 a  hearing  to  comply  with the determination of a hearing examiner, as
 prescribed by this article or by rule or regulation of the bureau,  such
 failure to plead, appear or comply shall be deemed, for all purposes, an
 admission of liability and shall be grounds for rendering and entering a
 default  judgment  in an amount provided by the rules and regulations of
 the  bureau.  However,  after  the  expiration  of  the  original   date
 prescribed  for  entering  a  plea  and before a default judgment may be
 rendered, in such case the  bureau  shall  pursuant  to  the  applicable
 provisions  of  law notify such operator or owner, by such form of first
 class mail as the commission may direct; (1) of the  violation  charged,
 (2)  of  the  impending default judgment, (3) that such judgment will be
 entered in the Civil Court of the city in  which  the  bureau  has  been
 established,  or  other  court  of civil jurisdiction or any other place
 provided for the entry of civil judgments within the state of New  York,
 and  (4)  that  a default may be avoided by entering a plea or making an
 appearance within thirty days of  the  sending  of  such  notice.  Pleas
 entered  within  that  period  shall  be in the manner prescribed in the
 notice and not subject to additional penalty  or  fee.  Such  notice  of
 impending  default judgment shall not be required prior to the rendering
 and entry thereof in the case of operators or owners who  are  non-resi-
 dents  of  the state of New York. In no case shall a default judgment be
 rendered or, where required, a notice of impending default  judgment  be
 sent,  more  than  two years after the expiration of the time prescribed
 for entering a plea. When a person has demanded a hearing,  no  fine  or
 penalty  shall  be  imposed  for any reason, prior to the holding of the
 hearing. If the hearing examiner  shall  make  a  determination  on  the
 charges,  sustaining  them,  he  shall impose no greater penalty or fine
 than those upon which the person was originally charged.
   § 8. Subparagraph (i) of paragraph a of subdivision 5-a of section 401
 of the vehicle and traffic law, as amended by section 8 of  chapter  222
 of the laws of 2015, is amended to read as follows:
   (i) If at the time of application for a registration or renewal there-
 of  there  is  a  certification from a court, parking violations bureau,
 traffic and parking violations  agency  or  administrative  tribunal  of
 appropriate  jurisdiction  that  the  registrant or his or her represen-
 tative failed to appear on the return date or any  subsequent  adjourned
 date  or  failed to comply with the rules and regulations of an adminis-

 S. 7508--A                         195                        A. 9508--A
 
 trative tribunal following entry of a final decision in  response  to  a
 total  of  three  or  more  summonses or other process in the aggregate,
 issued within an eighteen month period, charging either that:  (i)  such
 motor  vehicle was parked, stopped or standing, or that such motor vehi-
 cle was operated for hire by the registrant or his or her agent  without
 being  licensed  as  a  motor  vehicle for hire by the appropriate local
 authority, in violation of any of the provisions of this chapter  or  of
 any  law,  ordinance,  rule  or regulation made by a local authority; or
 (ii) the registrant was liable in accordance with section eleven hundred
 eleven-a, section eleven hundred  eleven-b  or  section  eleven  hundred
 eleven-d  of  this chapter for a violation of subdivision (d) of section
 eleven hundred eleven of this  chapter;  or  (iii)  the  registrant  was
 liable  in accordance with section eleven hundred eleven-c of this chap-
 ter for a violation of  a  bus  lane  restriction  as  defined  in  such
 section,  or  (iv)  the registrant was liable in accordance with section
 eleven hundred eighty-b of this chapter for a violation  of  subdivision
 (c)  or (d) of section eleven hundred eighty of this chapter, or (v) the
 registrant was liable in accordance with section eleven hundred eighty-c
 of this chapter for a violation of subdivision (c)  or  (d)  of  section
 eleven hundred eighty of this chapter; or (vi) the registrant was liable
 in accordance with section eleven hundred eleven-e of this chapter for a
 violation  of  subdivision  (d) of section eleven hundred eleven of this
 chapter; OR (VII) THE REGISTRANT WAS LIABLE IN ACCORDANCE  WITH  SECTION
 ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER FOR A VIOLATION OF SECTION ELEV-
 EN  HUNDRED SEVENTY-FIVE OF THIS CHAPTER, the commissioner or his or her
 agent shall deny the  registration  or  renewal  application  until  the
 applicant  provides proof from the court, traffic and parking violations
 agency or administrative tribunal wherein the charges are  pending  that
 an  appearance  or answer has been made or in the case of an administra-
 tive tribunal that he or she has complied with the rules and regulations
 of said tribunal following entry of a final decision. Where an  applica-
 tion is denied pursuant to this section, the commissioner may, in his or
 her  discretion, deny a registration or renewal application to any other
 person for the same vehicle and  may  deny  a  registration  or  renewal
 application  for  any  other motor vehicle registered in the name of the
 applicant where the commissioner has determined that  such  registrant's
 intent  has been to evade the purposes of this subdivision and where the
 commissioner has reasonable grounds to believe that such registration or
 renewal will have the effect of defeating the purposes of this  subdivi-
 sion.  Such  denial shall only remain in effect as long as the summonses
 remain unanswered, or in the case of  an  administrative  tribunal,  the
 registrant  fails  to  comply  with  the rules and regulations following
 entry of a final decision.
   § 8-a. Paragraph a of subdivision 5-a of section 401  of  the  vehicle
 and traffic law, as amended by section 8-a of chapter 222 of the laws of
 2015, is amended to read as follows:
   a. If at the time of application for a registration or renewal thereof
 there  is  a  certification  from  a court or administrative tribunal of
 appropriate jurisdiction that the registrant or  his  or  her  represen-
 tative  failed  to appear on the return date or any subsequent adjourned
 date or failed to comply with the rules and regulations of  an  adminis-
 trative  tribunal  following  entry of a final decision in response to a
 total of three or more summonses or  other  process  in  the  aggregate,
 issued  within  an eighteen month period, charging either that: (i) such
 motor vehicle was parked, stopped or standing, or that such motor  vehi-
 cle  was operated for hire by the registrant or his or her agent without

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 being licensed as a motor vehicle for  hire  by  the  appropriate  local
 authority,  in  violation of any of the provisions of this chapter or of
 any law, ordinance, rule or regulation made by  a  local  authority;  or
 (ii) the registrant was liable in accordance with section eleven hundred
 eleven-b  of  this chapter for a violation of subdivision (d) of section
 eleven hundred eleven of this  chapter;  or  (iii)  the  registrant  was
 liable  in accordance with section eleven hundred eleven-c of this chap-
 ter for a violation of  a  bus  lane  restriction  as  defined  in  such
 section;  or  (iv)  the registrant was liable in accordance with section
 eleven hundred eleven-d of this chapter for a violation  of  subdivision
 (d)  of  section eleven hundred eleven of this chapter or (v) the regis-
 trant was liable in accordance with section eleven hundred  eighty-b  of
 this chapter for a violation of subdivision (b), (c), (d), (f) or (g) of
 section eleven hundred eighty of this chapter; or (v) the registrant was
 liable  in accordance with section eleven hundred eighty-c of this chap-
 ter for a violation of subdivision (b), (c), (d), (f) or (g) of  section
 eleven hundred eighty of this chapter; or (vi) the registrant was liable
 in accordance with section eleven hundred eleven-e of this chapter for a
 violation  of  subdivision  (d) of section eleven hundred eleven of this
 chapter; OR (VII) THE REGISTRANT WAS LIABLE IN ACCORDANCE  WITH  SECTION
 ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER FOR A VIOLATION OF SECTION ELEV-
 EN  HUNDRED SEVENTY-FIVE OF THIS CHAPTER, the commissioner or his or her
 agent shall deny the  registration  or  renewal  application  until  the
 applicant provides proof from the court or administrative tribunal wher-
 ein  the  charges are pending that an appearance or answer has been made
 or in the case of an administrative tribunal that he or she has complied
 with the rules and regulations of said tribunal  following  entry  of  a
 final decision. Where an application is denied pursuant to this section,
 the  commissioner  may, in his or her discretion, deny a registration or
 renewal application to any other person for the  same  vehicle  and  may
 deny  a  registration or renewal application for any other motor vehicle
 registered in the name of  the  applicant  where  the  commissioner  has
 determined  that such registrant's intent has been to evade the purposes
 of this subdivision and where the commissioner has reasonable grounds to
 believe that such registration  or  renewal  will  have  the  effect  of
 defeating  the  purposes  of  this  subdivision.  Such denial shall only
 remain in effect as long as the summonses remain unanswered, or  in  the
 case  of an administrative tribunal, the registrant fails to comply with
 the rules and regulations following entry of a final decision.
   § 8-b. Paragraph a of subdivision 5-a of section 401  of  the  vehicle
 and traffic law, as amended by section 8-b of chapter 222 of the laws of
 2015, is amended to read as follows:
   a. If at the time of application for a registration or renewal thereof
 there  is  a  certification  from  a court or administrative tribunal of
 appropriate jurisdiction that the registrant or  his  or  her  represen-
 tative  failed  to appear on the return date or any subsequent adjourned
 date or failed to comply with the rules and regulations of  an  adminis-
 trative  tribunal  following  entry  of  a final decision in response to
 three or more summonses or other  process,  issued  within  an  eighteen
 month  period, charging that: (i) such motor vehicle was parked, stopped
 or standing, or that such motor vehicle was operated  for  hire  by  the
 registrant or his or her agent without being licensed as a motor vehicle
 for  hire by the appropriate local authority, in violation of any of the
 provisions of this chapter or of any law, ordinance, rule or  regulation
 made  by a local authority; or (ii) the registrant was liable in accord-
 ance with  section  eleven  hundred  eleven-c  of  this  chapter  for  a

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 violation of a bus lane restriction as defined in such section; or (iii)
 the  registrant  was  liable  in  accordance with section eleven hundred
 eleven-d of this chapter for a violation of subdivision (d)  of  section
 eleven hundred eleven of this chapter; or (iv) the registrant was liable
 in accordance with section eleven hundred eighty-b of this chapter for a
 violation  of  subdivision  (b),  (c), (d), (f) or (g) of section eleven
 hundred eighty of this chapter, or the registrant was liable in  accord-
 ance  with  section  eleven  hundred  eighty-c  of  this  chapter  for a
 violation of subdivision (b), (c), (d), (f) or  (g)  of  section  eleven
 hundred  eighty  of  this  chapter;  or (v) the registrant was liable in
 accordance with section eleven hundred eleven-e of this  chapter  for  a
 violation  of  subdivision  (d) of section eleven hundred eleven of this
 chapter; OR (VII) THE REGISTRANT WAS LIABLE IN ACCORDANCE  WITH  SECTION
 ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER FOR A VIOLATION OF SECTION ELEV-
 EN  HUNDRED SEVENTY-FIVE OF THIS CHAPTER, the commissioner or his or her
 agent shall deny the  registration  or  renewal  application  until  the
 applicant provides proof from the court or administrative tribunal wher-
 ein  the  charges are pending that an appearance or answer has been made
 or in the case of an administrative tribunal that he or she has complied
 with the rules and regulations of said tribunal  following  entry  of  a
 final decision. Where an application is denied pursuant to this section,
 the  commissioner  may, in his or her discretion, deny a registration or
 renewal application to any other person for the  same  vehicle  and  may
 deny  a  registration or renewal application for any other motor vehicle
 registered in the name of  the  applicant  where  the  commissioner  has
 determined  that such registrant's intent has been to evade the purposes
 of this subdivision and where the commissioner has reasonable grounds to
 believe that such registration  or  renewal  will  have  the  effect  of
 defeating  the  purposes  of  this  subdivision.  Such denial shall only
 remain in effect as long as the summonses remain unanswered, or  in  the
 case  of an administrative tribunal, the registrant fails to comply with
 the rules and regulations following entry of a final decision.
   § 8-c. Paragraph a of subdivision 5-a of section 401  of  the  vehicle
 and traffic law, as amended by section 8-c of chapter 222 of the laws of
 2015, is amended to read as follows:
   a. If at the time of application for a registration or renewal thereof
 there  is  a  certification  from  a court or administrative tribunal of
 appropriate jurisdiction that the registrant or  his  or  her  represen-
 tative  failed  to appear on the return date or any subsequent adjourned
 date or failed to comply with the rules and regulations of  an  adminis-
 trative  tribunal  following  entry  of  a final decision in response to
 three or more summonses or other  process,  issued  within  an  eighteen
 month  period, charging that: (i) such motor vehicle was parked, stopped
 or standing, or that such motor vehicle was operated  for  hire  by  the
 registrant or his or her agent without being licensed as a motor vehicle
 for  hire by the appropriate local authority, in violation of any of the
 provisions of this chapter or of any law, ordinance, rule or  regulation
 made  by a local authority; or (ii) the registrant was liable in accord-
 ance with  section  eleven  hundred  eleven-d  of  this  chapter  for  a
 violation  of  subdivision  (d) of section eleven hundred eleven of this
 chapter; or (iii) the registrant was liable in accordance  with  section
 eleven  hundred  eighty-b  of this chapter for violations of subdivision
 (b), (c), (d), (f) or (g) of section eleven hundred eighty of this chap-
 ter, or the registrant was liable  in  accordance  with  section  eleven
 hundred eighty-c of this chapter for violations of subdivision (b), (c),
 (d),  (f)  or  (g)  of section eleven hundred eighty of this chapter; or

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 (iv) the registrant was liable in accordance with section eleven hundred
 eleven-e of this chapter for a violation of subdivision (d)  of  section
 eleven  hundred eleven of this chapter; OR (V) THE REGISTRANT WAS LIABLE
 IN ACCORDANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER FOR A
 VIOLATION  OF  SECTION  ELEVEN HUNDRED SEVENTY-FIVE OF THIS CHAPTER, the
 commissioner or his or her agent shall deny the registration or  renewal
 application  until the applicant provides proof from the court or admin-
 istrative tribunal wherein the charges are pending that an appearance or
 answer has been made or in the case of an administrative  tribunal  that
 he  has complied with the rules and regulations of said tribunal follow-
 ing entry of a final decision. Where an application is  denied  pursuant
 to  this section, the commissioner may, in his or her discretion, deny a
 registration or renewal application to any other  person  for  the  same
 vehicle and may deny a registration or renewal application for any other
 motor  vehicle registered in the name of the applicant where the commis-
 sioner has determined that such registrant's intent has  been  to  evade
 the  purposes of this subdivision and where the commissioner has reason-
 able grounds to believe that such registration or renewal will have  the
 effect  of defeating the purposes of this subdivision. Such denial shall
 only remain in effect as long as the summonses remain unanswered, or  in
 the  case  of an administrative tribunal, the registrant fails to comply
 with the rules and regulations following entry of a final decision.
   § 8-d. Paragraph a of subdivision 5-a of section 401  of  the  vehicle
 and traffic law, as amended by section 8-d of chapter 222 of the laws of
 2015, is amended to read as follows:
   a. If at the time of application for a registration or renewal thereof
 there  is  a  certification  from  a court or administrative tribunal of
 appropriate jurisdiction that the registrant or  his  or  her  represen-
 tative  failed  to appear on the return date or any subsequent adjourned
 date or failed to comply with the rules and regulations of  an  adminis-
 trative  tribunal  following  entry  of  a final decision in response to
 three or more summonses or other  process,  issued  within  an  eighteen
 month  period,  charging  that such motor vehicle was parked, stopped or
 standing, or that such motor vehicle was operated for hire by the regis-
 trant or his agent without being licensed as a motor vehicle for hire by
 the appropriate local authority, in violation of any of  the  provisions
 of  this  chapter or of any law, ordinance, rule or regulation made by a
 local authority, or the registrant was liable in accordance with section
 eleven hundred eighty-c of this chapter for  violations  of  subdivision
 (b), (c), (d), (f) or (g) of section eleven hundred eighty of this chap-
 ter,  or  the  registrant  was  liable in accordance with section eleven
 hundred eleven-d of this chapter for a violation of subdivision  (d)  of
 section  eleven  hundred  eleven  of this chapter, or the registrant was
 liable in accordance with section eleven hundred eleven-e of this  chap-
 ter  for a violation of subdivision (d) of section eleven hundred eleven
 of this chapter, OR THE REGISTRANT WAS LIABLE IN ACCORDANCE WITH SECTION
 ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER FOR A VIOLATION OF SECTION ELEV-
 EN HUNDRED SEVENTY-FIVE OF THIS CHAPTER, the commissioner or his or  her
 agent  shall  deny  the  registration  or  renewal application until the
 applicant provides proof from the court or administrative tribunal wher-
 ein the charges are pending that an appearance or answer has  been  made
 or in the case of an administrative tribunal that he or she has complied
 with  the  rules  and  regulations of said tribunal following entry of a
 final decision. Where an application is denied pursuant to this section,
 the commissioner may, in his or her discretion, deny a  registration  or
 renewal  application  to  any  other person for the same vehicle and may

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 deny a registration or renewal application for any other  motor  vehicle
 registered  in  the  name  of  the  applicant where the commissioner has
 determined that such registrant's intent has been to evade the  purposes
 of this subdivision and where the commissioner has reasonable grounds to
 believe  that  such  registration  or  renewal  will  have the effect of
 defeating the purposes of  this  subdivision.  Such  denial  shall  only
 remain  in  effect as long as the summonses remain unanswered, or in the
 case of an administrative tribunal, the registrant fails to comply  with
 the rules and regulations following entry of a final decision.
   §  8-e.  Paragraph  a of subdivision 5-a of section 401 of the vehicle
 and traffic law, as amended by section 8-e of chapter 222 of the laws of
 2015, is amended to read as follows:
   a. If at the time of application for a registration or renewal thereof
 there is a certification from a  court  or  administrative  tribunal  of
 appropriate  jurisdiction  that  the  registrant or his or her represen-
 tative failed to appear on the return date or any  subsequent  adjourned
 date  or  failed to comply with the rules and regulations of an adminis-
 trative tribunal following entry of a  final  decision  in  response  to
 three  or  more  summonses  or  other process, issued within an eighteen
 month period, charging that such motor vehicle was  parked,  stopped  or
 standing, or that such motor vehicle was operated for hire by the regis-
 trant  or his or her agent without being licensed as a motor vehicle for
 hire by the appropriate local authority, in  violation  of  any  of  the
 provisions  of this chapter or of any law, ordinance, rule or regulation
 made by a local authority, or the registrant was  liable  in  accordance
 with  section eleven hundred eleven-d of this chapter for a violation of
 subdivision (d) of section eleven hundred eleven of this chapter, or the
 registrant was liable in accordance with section eleven hundred eleven-e
 of this chapter for a violation of subdivision  (d)  of  section  eleven
 hundred  eleven of this chapter, OR THE REGISTRANT WAS LIABLE IN ACCORD-
 ANCE WITH  SECTION  ELEVEN  HUNDRED  ELEVEN-F  OF  THIS  CHAPTER  FOR  A
 VIOLATION  OF  SECTION  ELEVEN HUNDRED SEVENTY-FIVE OF THIS CHAPTER, the
 commissioner or his or her agent shall deny the registration or  renewal
 application  until the applicant provides proof from the court or admin-
 istrative tribunal wherein the charges are pending that an appearance or
 answer has been made or in the case of an administrative  tribunal  that
 he  has complied with the rules and regulations of said tribunal follow-
 ing entry of a final decision.  Where an application is denied  pursuant
 to  this section, the commissioner may, in his or her discretion, deny a
 registration or renewal application to any other  person  for  the  same
 vehicle and may deny a registration or renewal application for any other
 motor  vehicle registered in the name of the applicant where the commis-
 sioner has determined that such registrant's intent has  been  to  evade
 the  purposes of this subdivision and where the commissioner has reason-
 able grounds to believe that such registration or renewal will have  the
 effect  of defeating the purposes of this subdivision. Such denial shall
 only remain in effect as long as the summonses remain unanswered, or  in
 the  case  of an administrative tribunal, the registrant fails to comply
 with the rules and regulations following entry of a final decision.
   § 8-f. Paragraph a of subdivision 5-a of section 401  of  the  vehicle
 and traffic law, as amended by section 8-f of chapter 222 of the laws of
 2015, is amended to read as follows:
   a. If at the time of application for a registration or renewal thereof
 there  is  a  certification  from  a court or administrative tribunal of
 appropriate jurisdiction that the registrant or  his  or  her  represen-
 tative  failed  to appear on the return date or any subsequent adjourned

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 date or failed to comply with the rules and regulations of  an  adminis-
 trative  tribunal  following  entry  of  a final decision in response to
 three or more summonses or other  process,  issued  within  an  eighteen
 month  period,  charging  that such motor vehicle was parked, stopped or
 standing, or that such motor vehicle was operated for hire by the regis-
 trant or his or her agent without being licensed as a motor vehicle  for
 hire  by  the  appropriate  local  authority, in violation of any of the
 provisions of this chapter or of any law, ordinance, rule or  regulation
 made  by  a  local authority, or the registrant was liable in accordance
 with section eleven hundred eleven-e of this chapter for a violation  of
 subdivision (d) of section eleven hundred eleven of this chapter, OR THE
 REGISTRANT WAS LIABLE IN ACCORDANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F
 OF  THIS  CHAPTER FOR A VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY-FIVE
 OF THIS CHAPTER, the commissioner or his or her  agent  shall  deny  the
 registration  or  renewal application until the applicant provides proof
 from the court or administrative tribunal wherein the charges are  pend-
 ing  that  an  appearance  or  answer has been made or in the case of an
 administrative tribunal that he has complied with the  rules  and  regu-
 lations  of  said tribunal following entry of a final decision. Where an
 application is denied pursuant to this section, the commissioner may, in
 his or her discretion, deny a registration or renewal application to any
 other person for the same vehicle and may deny a registration or renewal
 application for any other motor vehicle registered in the  name  of  the
 applicant  where  the commissioner has determined that such registrant's
 intent has been to evade the purposes of this subdivision and where  the
 commissioner has reasonable grounds to believe that such registration or
 renewal  will have the effect of defeating the purposes of this subdivi-
 sion. Such denial shall only remain in effect as long as  the  summonses
 remain  unanswered,  or  in  the case of an administrative tribunal, the
 registrant fails to comply with  the  rules  and  regulations  following
 entry of a final decision.
   §  8-g.  Paragraph  a of subdivision 5-a of section 401 of the vehicle
 and traffic law, as separately amended by chapters 339 and  592  of  the
 laws of 1987, is amended to read as follows:
   a. If at the time of application for a registration or renewal thereof
 there  is  a  certification  from  a court or administrative tribunal of
 appropriate jurisdiction  that  the  registrant  or  his  representative
 failed  to appear on the return date or any subsequent adjourned date or
 failed to comply with the rules and  regulations  of  an  administrative
 tribunal  following  entry  of  a final decision in response to three or
 more summonses or other process, issued within an eighteen month period,
 charging that such motor vehicle was parked,  stopped  or  standing,  or
 that  such  motor vehicle was operated for hire by the registrant or his
 agent without being licensed as a motor vehicle for hire by  the  appro-
 priate  local  authority,  in violation of any of the provisions of this
 chapter or of any law, ordinance, rule or regulation  made  by  a  local
 authority, OR THE REGISTRANT WAS LIABLE IN ACCORDANCE WITH SECTION ELEV-
 EN  HUNDRED  ELEVEN-F  OF THIS CHAPTER FOR A VIOLATION OF SECTION ELEVEN
 HUNDRED SEVENTY-FIVE OF THIS CHAPTER,  the  commissioner  or  his  agent
 shall  deny  the registration or renewal application until the applicant
 provides proof from the court or  administrative  tribunal  wherein  the
 charges are pending that an appearance or answer has been made or in the
 case  of an administrative tribunal that he OR SHE has complied with the
 rules and regulations of said tribunal following entry of a final  deci-
 sion.  Where  an  application  is  denied  pursuant to this section, the
 commissioner may, in his discretion,  deny  a  registration  or  renewal

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 application  to  any  other  person  for the same vehicle and may deny a
 registration or renewal application for any other motor  vehicle  regis-
 tered in the name of the applicant where the commissioner has determined
 that  such  registrant's  intent  has been to evade the purposes of this
 subdivision and where the commissioner has reasonable grounds to believe
 that such registration or renewal will have the effect of defeating  the
 purposes of this subdivision. Such denial shall only remain in effect as
 long  as  the summonses remain unanswered, or in the case of an adminis-
 trative tribunal, the registrant fails to  comply  with  the  rules  and
 regulations following entry of a final decision.
   §  9.  The  vehicle and traffic law is amended by adding a new section
 1111-f to read as follows:
   § 1111-F. OWNER LIABILITY FOR FAILURE OF OPERATOR TO COMPLY WITH STOP-
 PING REQUIREMENTS. (A) 1. NOTWITHSTANDING ANY OTHER  PROVISION  OF  LAW,
 THE  CITY  OF  NEW  YORK IS HEREBY AUTHORIZED AND EMPOWERED TO ADOPT AND
 AMEND A LOCAL LAW OR  ORDINANCE  ESTABLISHING  A  DEMONSTRATION  PROGRAM
 IMPOSING  MONETARY LIABILITY ON THE OWNER OF A VEHICLE FOR FAILURE OF AN
 OPERATOR THEREOF TO COMPLY WITH SECTION ELEVEN HUNDRED  SEVENTY-FIVE  OF
 THIS  TITLE  IN  SUCH  CITY  IN  ACCORDANCE  WITH THE PROVISIONS OF THIS
 SECTION. SUCH DEMONSTRATION PROGRAM SHALL EMPOWER SUCH CITY  TO  INSTALL
 AND  OPERATE INTERSECTION-MONITORING DEVICES ONLY AT INTERSECTIONS SOUTH
 OF 60TH STREET WITHIN SUCH CITY.
   2. SUCH DEMONSTRATION PROGRAM SHALL UTILIZE NECESSARY TECHNOLOGIES  TO
 ENSURE,  TO  THE  EXTENT  PRACTICABLE, THAT PHOTOGRAPHS PRODUCED BY SUCH
 INTERSECTION-MONITORING SYSTEMS SHALL NOT INCLUDE IMAGES  THAT  IDENTIFY
 THE  DRIVER,  THE  PASSENGERS, OR THE CONTENTS OF THE VEHICLE. PROVIDED,
 HOWEVER, THAT NO NOTICE OF LIABILITY ISSUED  PURSUANT  TO  THIS  SECTION
 SHALL  BE DISMISSED SOLELY BECAUSE A PHOTOGRAPH OR PHOTOGRAPHS ALLOW FOR
 THE IDENTIFICATION OF THE CONTENTS OF A VEHICLE, PROVIDED THAT SUCH CITY
 HAS MADE A REASONABLE EFFORT TO COMPLY WITH THE PROVISIONS OF THIS PARA-
 GRAPH.
   (B) IN ANY SUCH CITY WHICH HAS ADOPTED A LOCAL LAW OR ORDINANCE PURSU-
 ANT TO SUBDIVISION (A) OF THIS SECTION, THE OWNER OF A VEHICLE SHALL  BE
 LIABLE  FOR  A  PENALTY IMPOSED PURSUANT TO THIS SECTION IF SUCH VEHICLE
 WAS USED OR OPERATED WITH  THE  PERMISSION  OF  THE  OWNER,  EXPRESS  OR
 IMPLIED,  IN  VIOLATION  OF  SECTION ELEVEN HUNDRED SEVENTY-FIVE OF THIS
 TITLE, AND SUCH VIOLATION IS EVIDENCED BY INFORMATION OBTAINED  FROM  AN
 INTERSECTION-MONITORING  SYSTEM;  PROVIDED  HOWEVER  THAT  NO OWNER OF A
 VEHICLE SHALL BE LIABLE FOR A PENALTY IMPOSED PURSUANT TO  THIS  SECTION
 WHERE  THE OPERATOR OF SUCH VEHICLE HAS BEEN CONVICTED OF THE UNDERLYING
 VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY-FIVE OF THIS TITLE.
   (C) FOR PURPOSES OF THIS  SECTION,  "OWNER"  SHALL  HAVE  THE  MEANING
 PROVIDED IN ARTICLE TWO-B OF THIS CHAPTER. FOR PURPOSES OF THIS SECTION,
 "INTERSECTION-MONITORING  SYSTEM" SHALL MEAN A DEVICE THAT IS CAPABLE OF
 OPERATING INDEPENDENTLY OF AN ENFORCEMENT OFFICER AND  PRODUCES  ONE  OR
 MORE  IMAGES  OF  EACH  VEHICLE  AT  THE  TIME IT IS USED OR OPERATED IN
 VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY-FIVE OF THIS TITLE.
   (D) A CERTIFICATE, SWORN TO OR AFFIRMED BY A  TECHNICIAN  EMPLOYED  BY
 THE  CITY IN WHICH THE CHARGED VIOLATION OCCURRED, OR A FACSIMILE THERE-
 OF, BASED UPON INSPECTION OF PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE OR
 OTHER RECORDED IMAGES PRODUCED  BY  AN  INTERSECTION-MONITORING  SYSTEM,
 SHALL  BE  PRIMA  FACIE  EVIDENCE  OF THE FACTS CONTAINED THEREIN.   ANY
 PHOTOGRAPHS,  MICROPHOTOGRAPHS,  VIDEOTAPE  OR  OTHER  RECORDED   IMAGES
 EVIDENCING  SUCH  A  VIOLATION  SHALL BE AVAILABLE FOR INSPECTION IN ANY
 PROCEEDING TO ADJUDICATE THE LIABILITY FOR SUCH VIOLATION PURSUANT TO  A
 LOCAL LAW OR ORDINANCE ADOPTED PURSUANT TO THIS SECTION.

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   (E)  AN  OWNER LIABLE FOR A VIOLATION OF SECTION ELEVEN HUNDRED SEVEN-
 TY-FIVE OF THIS TITLE PURSUANT TO  A  LOCAL  LAW  OR  ORDINANCE  ADOPTED
 PURSUANT  TO  THIS  SECTION  SHALL  BE  LIABLE FOR MONETARY PENALTIES IN
 ACCORDANCE WITH A SCHEDULE OF FINES AND PENALTIES TO  BE  SET  FORTH  IN
 SUCH  LOCAL  LAW OR ORDINANCE, EXCEPT THAT IF SUCH CITY BY LOCAL LAW HAS
 AUTHORIZED THE  ADJUDICATION  OF  SUCH  OWNER  LIABILITY  BY  A  PARKING
 VIOLATIONS  BUREAU,  SUCH  SCHEDULE SHALL BE PROMULGATED BY SUCH BUREAU.
 THE LIABILITY OF THE OWNER PURSUANT TO THIS  SECTION  SHALL  NOT  EXCEED
 FIFTY DOLLARS FOR EACH VIOLATION; PROVIDED, HOWEVER, THAT SUCH LOCAL LAW
 OR  ORDINANCE  MAY  PROVIDE  FOR  AN ADDITIONAL PENALTY NOT IN EXCESS OF
 TWENTY-FIVE DOLLARS FOR EACH VIOLATION FOR THE FAILURE TO RESPOND  TO  A
 NOTICE OF LIABILITY WITHIN THE PRESCRIBED TIME PERIOD.
   (F)  AN IMPOSITION OF LIABILITY UNDER A LOCAL LAW OR ORDINANCE ADOPTED
 PURSUANT TO THIS SECTION SHALL NOT BE DEEMED A CONVICTION AS AN OPERATOR
 AND SHALL NOT BE MADE PART OF THE OPERATING RECORD OF  THE  PERSON  UPON
 WHOM  SUCH  LIABILITY  IS  IMPOSED  NOR  SHALL  IT BE USED FOR INSURANCE
 PURPOSES IN THE PROVISION OF MOTOR VEHICLE INSURANCE COVERAGE.
   (G) 1. A NOTICE OF LIABILITY SHALL BE SENT BY FIRST CLASS MAIL TO EACH
 PERSON ALLEGED TO BE LIABLE AS AN OWNER FOR A VIOLATION OF SECTION ELEV-
 EN HUNDRED SEVENTY-FIVE OF THIS TITLE PURSUANT TO THIS SECTION. PERSONAL
 DELIVERY ON THE OWNER SHALL NOT  BE  REQUIRED.  A  MANUAL  OR  AUTOMATIC
 RECORD  OF  MAILING PREPARED IN THE ORDINARY COURSE OF BUSINESS SHALL BE
 PRIMA FACIE EVIDENCE OF THE FACTS CONTAINED THEREIN.
   2. A NOTICE OF LIABILITY SHALL CONTAIN THE NAME  AND  ADDRESS  OF  THE
 PERSON ALLEGED TO BE LIABLE AS AN OWNER FOR A VIOLATION OF SECTION ELEV-
 EN  HUNDRED  SEVENTY-FIVE  OF  THIS  TITLE PURSUANT TO THIS SECTION, THE
 REGISTRATION NUMBER OF THE  VEHICLE  INVOLVED  IN  SUCH  VIOLATION,  THE
 LOCATION  WHERE  SUCH  VIOLATION  TOOK  PLACE, THE DATE AND TIME OF SUCH
 VIOLATION AND THE IDENTIFICATION NUMBER OF THE CAMERA WHICH RECORDED THE
 VIOLATION OR OTHER DOCUMENT LOCATOR NUMBER.
   3. THE NOTICE OF LIABILITY  SHALL  CONTAIN  INFORMATION  ADVISING  THE
 PERSON CHARGED OF THE MANNER AND THE TIME IN WHICH HE OR SHE MAY CONTEST
 THE  LIABILITY  ALLEGED  IN THE NOTICE.   SUCH NOTICE OF LIABILITY SHALL
 ALSO CONTAIN A WARNING TO ADVISE THE PERSONS  CHARGED  THAT  FAILURE  TO
 CONTEST  IN THE MANNER AND TIME PROVIDED SHALL BE DEEMED AN ADMISSION OF
 LIABILITY AND THAT A DEFAULT JUDGMENT MAY BE ENTERED THEREON.
   4. THE NOTICE OF LIABILITY SHALL BE PREPARED AND MAILED BY THE  AGENCY
 OR  AGENCIES  DESIGNATED  BY  THE  CITY OF NEW YORK, OR ANY OTHER ENTITY
 AUTHORIZED BY SUCH  CITY  TO  PREPARE  AND  MAIL  SUCH  NOTIFICATION  OF
 VIOLATION.
   (H)  ADJUDICATION OF THE LIABILITY IMPOSED UPON OWNERS BY THIS SECTION
 SHALL BE BY THE NEW YORK CITY PARKING VIOLATIONS BUREAU.
   (I) IF AN OWNER RECEIVES  A  NOTICE  OF  LIABILITY  PURSUANT  TO  THIS
 SECTION FOR ANY TIME PERIOD DURING WHICH THE VEHICLE WAS REPORTED TO THE
 POLICE  DEPARTMENT AS HAVING BEEN STOLEN, IT SHALL BE A VALID DEFENSE TO
 AN ALLEGATION OF LIABILITY FOR A VIOLATION  OF  SECTION  ELEVEN  HUNDRED
 SEVENTY-FIVE OF THIS TITLE PURSUANT TO THIS SECTION THAT THE VEHICLE HAD
 BEEN  REPORTED  TO  THE POLICE AS STOLEN PRIOR TO THE TIME THE VIOLATION
 OCCURRED AND HAD NOT BEEN  RECOVERED  BY  SUCH  TIME.  FOR  PURPOSES  OF
 ASSERTING  THE  DEFENSE  PROVIDED BY THIS SUBDIVISION IT SHALL BE SUFFI-
 CIENT THAT A CERTIFIED COPY OF THE POLICE REPORT ON THE  STOLEN  VEHICLE
 BE  SENT  BY  FIRST  CLASS MAIL TO THE PARKING VIOLATIONS BUREAU OF SUCH
 CITY.
   (J) 1. AN OWNER WHO IS A LESSOR OF A VEHICLE  TO  WHICH  A  NOTICE  OF
 LIABILITY  WAS  ISSUED PURSUANT TO SUBDIVISION (G) OF THIS SECTION SHALL

 S. 7508--A                         203                        A. 9508--A
 
 NOT BE LIABLE FOR THE VIOLATION OF SECTION ELEVEN  HUNDRED  SEVENTY-FIVE
 OF THIS TITLE, PROVIDED THAT:
   (I)  PRIOR  TO  THE  VIOLATION, THE LESSOR HAS FILED WITH SUCH PARKING
 VIOLATIONS BUREAU IN ACCORDANCE  WITH  THE  PROVISIONS  OF  SECTION  TWO
 HUNDRED THIRTY-NINE OF THIS CHAPTER; AND
   (II)  WITHIN THIRTY-SEVEN DAYS AFTER RECEIVING NOTICE FROM SUCH BUREAU
 OF THE DATE AND TIME OF A LIABILITY, TOGETHER WITH THE OTHER INFORMATION
 CONTAINED IN THE ORIGINAL NOTICE OF LIABILITY,  THE  LESSOR  SUBMITS  TO
 SUCH  BUREAU  THE  CORRECT NAME AND ADDRESS OF THE LESSEE OF THE VEHICLE
 IDENTIFIED IN THE NOTICE OF LIABILITY AT THE  TIME  OF  SUCH  VIOLATION,
 TOGETHER WITH SUCH OTHER ADDITIONAL INFORMATION CONTAINED IN THE RENTAL,
 LEASE  OR OTHER CONTRACT DOCUMENT, AS MAY BE REASONABLY REQUIRED BY SUCH
 BUREAU PURSUANT TO REGULATIONS THAT MAY BE PROMULGATED FOR SUCH PURPOSE.
   2. FAILURE TO COMPLY WITH SUBPARAGRAPH (II) OF PARAGRAPH ONE  OF  THIS
 SUBDIVISION SHALL RENDER THE LESSOR LIABLE FOR THE PENALTY PRESCRIBED IN
 THIS SECTION.
   3.  WHERE  THE LESSOR COMPLIES WITH THE PROVISIONS OF PARAGRAPH ONE OF
 THIS SUBDIVISION, THE LESSEE  OF  SUCH  VEHICLE  ON  THE  DATE  OF  SUCH
 VIOLATION  SHALL  BE DEEMED TO BE THE OWNER OF SUCH VEHICLE FOR PURPOSES
 OF THIS SECTION, SHALL BE SUBJECT TO LIABILITY FOR SUCH VIOLATION PURSU-
 ANT TO THIS SECTION AND SHALL BE SENT A NOTICE OF LIABILITY PURSUANT  TO
 SUBDIVISION (G) OF THIS SECTION.
   (K)  1.  IF THE OWNER LIABLE FOR A VIOLATION OF SECTION ELEVEN HUNDRED
 SEVENTY-FIVE OF THIS TITLE PURSUANT TO THIS SECTION WAS NOT THE OPERATOR
 OF THE VEHICLE AT THE TIME OF THE VIOLATION, THE OWNER MAY  MAINTAIN  AN
 ACTION FOR INDEMNIFICATION AGAINST THE OPERATOR.
   2.  NOTWITHSTANDING ANY OTHER PROVISION OF THIS SECTION, NO OWNER OF A
 VEHICLE SHALL BE SUBJECT TO A MONETARY FINE  IMPOSED  PURSUANT  TO  THIS
 SECTION IF THE OPERATOR OF SUCH VEHICLE WAS OPERATING SUCH VEHICLE WITH-
 OUT  THE CONSENT OF THE OWNER AT THE TIME SUCH OPERATOR FAILED TO COMPLY
 WITH SECTION ELEVEN HUNDRED SEVENTY-FIVE OF THIS TITLE. FOR PURPOSES  OF
 THIS  SUBDIVISION THERE SHALL BE A PRESUMPTION THAT THE OPERATOR OF SUCH
 VEHICLE WAS OPERATING SUCH VEHICLE WITH THE CONSENT OF THE OWNER AT  THE
 TIME  SUCH  OPERATOR FAILED TO COMPLY WITH SECTION ELEVEN HUNDRED SEVEN-
 TY-FIVE OF THIS TITLE.
   (L) NOTHING IN THIS SECTION SHALL BE CONSTRUED TO LIMIT THE  LIABILITY
 OF  AN OPERATOR OF A VEHICLE FOR ANY VIOLATION OF SECTION ELEVEN HUNDRED
 SEVENTY-FIVE OF THIS TITLE.
   (M) IN ANY SUCH CITY WHICH ADOPTS A DEMONSTRATION PROGRAM PURSUANT  TO
 SUBDIVISION (A) OF THIS SECTION, SUCH CITY SHALL SUBMIT AN ANNUAL REPORT
 ON  THE  RESULTS  OF THE USE OF AN INTERSECTION-MONITORING SYSTEM TO THE
 GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE AND THE SPEAKER  OF  THE
 ASSEMBLY  ON  OR BEFORE THE FIRST DAY OF JUNE NEXT SUCCEEDING THE EFFEC-
 TIVE DATE OF THIS SECTION AND ON THE SAME DATE IN EACH  SUCCEEDING  YEAR
 IN  WHICH  THE  DEMONSTRATION  PROGRAM  IS  OPERABLE.  SUCH REPORT SHALL
 INCLUDE, BUT NOT BE LIMITED TO:
   1.  A  DESCRIPTION  OF  THE  LOCATIONS  WHERE  INTERSECTION-MONITORING
 SYSTEMS WERE USED;
   2.  THE  AGGREGATE  NUMBER, TYPE AND SEVERITY OF ACCIDENTS REPORTED AT
 INTERSECTIONS WHERE AN INTERSECTION-MONITORING SYSTEM IS  USED  FOR  THE
 YEAR PRECEDING THE INSTALLATION OF SUCH SYSTEM, TO THE EXTENT THE INFOR-
 MATION IS MAINTAINED BY THE DEPARTMENT OF MOTOR VEHICLES OF THIS STATE;
   3.  THE  AGGREGATE  NUMBER, TYPE AND SEVERITY OF ACCIDENTS REPORTED AT
 INTERSECTIONS WHERE AN INTERSECTION-MONITORING SYSTEM IS  USED,  TO  THE
 EXTENT THE INFORMATION IS MAINTAINED BY THE DEPARTMENT OF MOTOR VEHICLES
 OF THIS STATE;

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   4.  THE  NUMBER  OF  VIOLATIONS RECORDED AT EACH INTERSECTION WHERE AN
 INTERSECTION-MONITORING SYSTEM IS USED AND IN THE AGGREGATE ON A  DAILY,
 WEEKLY AND MONTHLY BASIS;
   5.  THE  TOTAL  NUMBER  OF  NOTICES OF LIABILITY ISSUED FOR VIOLATIONS
 RECORDED BY SUCH SYSTEMS;
   6. THE NUMBER OF FINES AND TOTAL AMOUNT  OF  FINES  PAID  AFTER  FIRST
 NOTICE OF LIABILITY ISSUED FOR VIOLATIONS RECORDED BY SUCH SYSTEMS;
   7.  THE  NUMBER  OF VIOLATIONS ADJUDICATED AND RESULTS OF SUCH ADJUDI-
 CATIONS  INCLUDING  BREAKDOWNS  OF  DISPOSITIONS  MADE  FOR   VIOLATIONS
 RECORDED BY SUCH SYSTEMS;
   8. THE TOTAL AMOUNT OF REVENUE REALIZED BY SUCH CITY FROM SUCH ADJUDI-
 CATIONS;
   9. EXPENSES INCURRED BY SUCH CITY IN CONNECTION WITH THE PROGRAM; AND
   10. QUALITY OF THE ADJUDICATION PROCESS AND ITS RESULTS.
   (N)  IT  SHALL  BE  A  DEFENSE  TO  ANY PROSECUTION FOR A VIOLATION OF
 SECTION ELEVEN HUNDRED SEVENTY-FIVE OF THIS TITLE PURSUANT  TO  A  LOCAL
 LAW OR ORDINANCE ADOPTED PURSUANT TO THIS SECTION THAT SUCH TRAFFIC-CON-
 TROL  INDICATIONS  WERE  MALFUNCTIONING  AT  THE  TIME  OF  THE  ALLEGED
 VIOLATION.
   § 10. The opening paragraph and paragraph  (c)  of  subdivision  1  of
 section 1809 of the vehicle and traffic law, as amended by section 10 of
 chapter 222 of the laws of 2015, are amended to read as follows:
   Whenever  proceedings in an administrative tribunal or a court of this
 state result in a conviction for an offense  under  this  chapter  or  a
 traffic  infraction  under this chapter, or a local law, ordinance, rule
 or regulation adopted pursuant to this chapter,  other  than  a  traffic
 infraction  involving  standing,  stopping,  or parking or violations by
 pedestrians or bicyclists, or other than an adjudication of liability of
 an owner for a violation of subdivision (d) of  section  eleven  hundred
 eleven  of  this  chapter  in  accordance  with  section  eleven hundred
 eleven-a of this chapter, or other than an adjudication of liability  of
 an  owner  for  a violation of subdivision (d) of section eleven hundred
 eleven of  this  chapter  in  accordance  with  section  eleven  hundred
 eleven-b  of  this  chapter, or other than an adjudication in accordance
 with section eleven hundred eleven-c of this chapter for a violation  of
 a  bus  lane  restriction  as  defined in such section, or other than an
 adjudication of liability of an owner for a violation of subdivision (d)
 of section eleven hundred eleven of  this  chapter  in  accordance  with
 section  eleven hundred eleven-d of this chapter, or other than an adju-
 dication of liability of an owner for a violation  of  subdivision  (b),
 (c), (d), (f) or (g) of section eleven hundred eighty of this chapter in
 accordance  with  section  eleven  hundred  eighty-b of this chapter, or
 other than an adjudication of liability of an owner for a  violation  of
 subdivision  (b),  (c), (d), (f) or (g) of section eleven hundred eighty
 of this chapter in accordance with section eleven  hundred  eighty-c  of
 this chapter, or other than an adjudication of liability of an owner for
 a  violation of subdivision (d) of section eleven hundred eleven of this
 chapter in accordance with section eleven hundred eleven-e of this chap-
 ter, OR OTHER THAN AN ADJUDICATION  OF  LIABILITY  OF  AN  OWNER  FOR  A
 VIOLATION  OF  SECTION  ELEVEN  HUNDRED  SEVENTY-FIVE OF THIS CHAPTER IN
 ACCORDANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS  CHAPTER,  there
 shall be levied a crime victim assistance fee and a mandatory surcharge,
 in  addition to any sentence required or permitted by law, in accordance
 with the following schedule:
   (c) Whenever proceedings in an administrative tribunal or a  court  of
 this  state  result  in  a  conviction for an offense under this chapter

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 other than a crime pursuant to section eleven hundred ninety-two of this
 chapter, or a traffic infraction under this chapter,  or  a  local  law,
 ordinance,  rule  or  regulation adopted pursuant to this chapter, other
 than  a  traffic  infraction involving standing, stopping, or parking or
 violations by pedestrians or bicyclists, or other than  an  adjudication
 of  liability  of an owner for a violation of subdivision (d) of section
 eleven hundred eleven of this chapter in accordance with section  eleven
 hundred  eleven-a  of  this  chapter,  or  other than an adjudication of
 liability of an owner for a violation  of  subdivision  (d)  of  section
 eleven  hundred eleven of this chapter in accordance with section eleven
 hundred eleven-b of this chapter,  or  other  than  an  adjudication  of
 liability  of  an  owner  for  a violation of subdivision (d) of section
 eleven hundred eleven of this chapter in accordance with section  eleven
 hundred  eleven-d  of this chapter, or other than an infraction pursuant
 to article nine of this chapter or other than an adjudication of liabil-
 ity of an owner for a violation of toll collection regulations  pursuant
 to  section two thousand nine hundred eighty-five of the public authori-
 ties law or sections sixteen-a, sixteen-b and sixteen-c of chapter seven
 hundred seventy-four of the laws of nineteen hundred fifty or other than
 an adjudication in accordance with section eleven  hundred  eleven-c  of
 this  chapter  for  a  violation of a bus lane restriction as defined in
 such section, or other than an adjudication of liability of an owner for
 a violation of subdivision (b), (c), (d), (f) or (g) of  section  eleven
 hundred eighty of this chapter in accordance with section eleven hundred
 eighty-b  of this chapter, or other than an adjudication of liability of
 an owner for a violation of subdivision (b), (c), (d),  (f)  or  (g)  of
 section eleven hundred eighty of this chapter in accordance with section
 eleven  hundred  eighty-c of this chapter, or other than an adjudication
 of liability of an owner for a violation of subdivision (d)  of  section
 eleven  hundred eleven of this chapter in accordance with section eleven
 hundred eleven-e of this chapter,  OR  OTHER  THAN  AN  ADJUDICATION  OF
 LIABILITY  OF  AN OWNER FOR A VIOLATION OF SECTION ELEVEN HUNDRED SEVEN-
 TY-FIVE OF THIS  CHAPTER  IN  ACCORDANCE  WITH  SECTION  ELEVEN  HUNDRED
 ELEVEN-F  OF  THIS CHAPTER, there shall be levied a crime victim assist-
 ance fee in the amount of five dollars and  a  mandatory  surcharge,  in
 addition  to any sentence required or permitted by law, in the amount of
 fifty-five dollars.
   § 10-a. Subdivision 1 of section 1809 of the vehicle and traffic  law,
 as  amended  by  section  10-a  of  chapter  222 of the laws of 2015, is
 amended to read as follows:
   1. Whenever proceedings in an administrative tribunal or  a  court  of
 this  state  result  in a conviction for a crime under this chapter or a
 traffic infraction under this chapter, or a local law,  ordinance,  rule
 or  regulation  adopted  pursuant  to this chapter, other than a traffic
 infraction involving standing, stopping, parking or motor vehicle equip-
 ment or violations by pedestrians or bicyclists, or other than an  adju-
 dication  of liability of an owner for a violation of subdivision (d) of
 section eleven hundred eleven of this chapter in accordance with section
 eleven hundred eleven-a of this chapter, or other than  an  adjudication
 of  liability  of an owner for a violation of subdivision (d) of section
 eleven hundred eleven of this chapter in accordance with section  eleven
 hundred  eleven-b  of  this  chapter,  or  other than an adjudication in
 accordance with section eleven hundred eleven-c of this  chapter  for  a
 violation of a bus lane restriction as defined in such section, or other
 than  an adjudication of liability of an owner for a violation of subdi-
 vision (d) of section eleven hundred eleven of this chapter  in  accord-

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 ance with section eleven hundred eleven-d of this chapter, or other than
 an  adjudication of liability of an owner for a violation of subdivision
 (b), (c), (d), (f) or (g) of section eleven hundred eighty of this chap-
 ter  in accordance with section eleven hundred eighty-b of this chapter,
 or other than an adjudication of liability of an owner for  a  violation
 of  subdivision  (b),  (c),  (d),  (f)  or (g) of section eleven hundred
 eighty of this chapter in accordance with section eleven hundred  eight-
 y-c  of  this  chapter, or other than an adjudication of liability of an
 owner for a violation of subdivision (d) of section eleven hundred elev-
 en of this chapter in accordance with section eleven hundred eleven-e of
 this chapter, OR OTHER THAN AN ADJUDICATION OF LIABILITY OF AN OWNER FOR
 A VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY-FIVE OF  THIS  CHAPTER  IN
 ACCORDANCE  WITH  SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, there
 shall be levied a mandatory  surcharge,  in  addition  to  any  sentence
 required or permitted by law, in the amount of twenty-five dollars.
   §  10-b. Subdivision 1 of section 1809 of the vehicle and traffic law,
 as amended by section 10-b of chapter  222  of  the  laws  of  2015,  is
 amended to read as follows:
   1.  Whenever  proceedings  in an administrative tribunal or a court of
 this state result in a conviction for a crime under this  chapter  or  a
 traffic  infraction  under  this chapter other than a traffic infraction
 involving standing, stopping, parking  or  motor  vehicle  equipment  or
 violations  by  pedestrians or bicyclists, or other than an adjudication
 in accordance with section eleven hundred eleven-c of this chapter for a
 violation of a bus lane restriction as defined in such section, or other
 than an adjudication of liability of an owner for a violation of  subdi-
 vision  (d)  of section eleven hundred eleven of this chapter in accord-
 ance with section eleven hundred eleven-d of this chapter, or other than
 an adjudication of liability of an owner for a violation of  subdivision
 (b), (c), (d), (f) or (g) of section eleven hundred eighty of this chap-
 ter  in accordance with section eleven hundred eighty-b of this chapter,
 or other than an adjudication of liability of an owner for  a  violation
 of  subdivision  (b),  (c),  (d),  (f)  or (g) of section eleven hundred
 eighty of this chapter in accordance with section eleven hundred  eight-
 y-c  of  this  chapter, or other than an adjudication of liability of an
 owner for a violation of subdivision (d) of section eleven hundred elev-
 en of this chapter in accordance with section eleven hundred eleven-e of
 this chapter, OR OTHER THAN AN ADJUDICATION OF LIABILITY OF AN OWNER FOR
 A VIOLATION OF SECTION ELEVEN HUNDRED SEVENTY-FIVE OF  THIS  CHAPTER  IN
 ACCORDANCE  WITH  SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, there
 shall be levied a mandatory  surcharge,  in  addition  to  any  sentence
 required or permitted by law, in the amount of seventeen dollars.
   §  10-c. Subdivision 1 of section 1809 of the vehicle and traffic law,
 as amended by   section 10-c of chapter 222 of  the  laws  of  2015,  is
 amended to read as follows:
   1.  Whenever  proceedings  in an administrative tribunal or a court of
 this state result in a conviction for a crime under this  chapter  or  a
 traffic  infraction  under  this chapter other than a traffic infraction
 involving standing, stopping, parking  or  motor  vehicle  equipment  or
 violations  by  pedestrians or bicyclists, or other than an adjudication
 of liability of an owner for a violation of subdivision (b),  (c),  (d),
 (f)  or  (g) of section eleven hundred eighty of this chapter in accord-
 ance with section eleven hundred eighty-b of this chapter, or other than
 an adjudication of liability of an owner for a violation of  subdivision
 (b), (c), (d), (f) or (g) of section eleven hundred eighty of this chap-
 ter  in accordance with section eleven hundred eighty-c of this chapter,

 S. 7508--A                         207                        A. 9508--A
 
 or other than an adjudication of liability of an owner for  a  violation
 of  subdivision  (d) of section eleven hundred eleven of this chapter in
 accordance with section eleven hundred  eleven-d  of  this  chapter,  or
 other  than  an adjudication of liability of an owner for a violation of
 subdivision (d) of section eleven hundred  eleven  of  this  chapter  in
 accordance  with  section  eleven  hundred  eleven-e of this chapter, OR
 OTHER THAN AN ADJUDICATION OF LIABILITY OF AN OWNER FOR A  VIOLATION  OF
 SECTION  ELEVEN  HUNDRED SEVENTY-FIVE OF THIS CHAPTER IN ACCORDANCE WITH
 SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAPTER, there shall be levied a
 mandatory surcharge, in addition to any sentence required  or  permitted
 by law, in the amount of seventeen dollars.
   §  10-d. Subdivision 1 of section 1809 of the vehicle and traffic law,
 as amended by section 10-d of chapter  222  of  the  laws  of  2015,  is
 amended to read as follows:
   1.  Whenever  proceedings  in an administrative tribunal or a court of
 this state result in a conviction for a crime under this  chapter  or  a
 traffic  infraction  under  this chapter other than a traffic infraction
 involving standing, stopping, parking  or  motor  vehicle  equipment  or
 violations  by  pedestrians or bicyclists, or other than an adjudication
 of liability of an owner for a violation of subdivision (b),  (c),  (d),
 (f)  or  (g) of section eleven hundred eighty of this chapter in accord-
 ance with section eleven hundred eighty-c of this chapter, or other than
 an adjudication of liability of an owner for a violation of  subdivision
 (d)  of section eleven hundred eleven of this chapter in accordance with
 section eleven hundred eleven-d of this chapter, or other than an  adju-
 dication  of liability of an owner for a violation of subdivision (d) of
 section eleven hundred eleven of this chapter in accordance with section
 eleven hundred eleven-e of this chapter, OR OTHER THAN  AN  ADJUDICATION
 OF  LIABILITY  OF  AN  OWNER  FOR  A VIOLATION OF SECTION ELEVEN HUNDRED
 SEVENTY-FIVE OF THIS CHAPTER IN ACCORDANCE WITH SECTION  ELEVEN  HUNDRED
 ELEVEN-F  OF  THIS CHAPTER, there shall be levied a mandatory surcharge,
 in addition to any sentence required or permitted by law, in the  amount
 of seventeen dollars.
   §  10-e. Subdivision 1 of section 1809 of the vehicle and traffic law,
 as amended by section 10-e of chapter  222  of  the  laws  of  2015,  is
 amended to read as follows:
   1.  Whenever  proceedings  in an administrative tribunal or a court of
 this state result in a conviction for a crime under this  chapter  or  a
 traffic  infraction  under  this chapter other than a traffic infraction
 involving standing, stopping, parking  or  motor  vehicle  equipment  or
 violations  by  pedestrians or bicyclists, or other than an adjudication
 of liability of an owner for a violation of subdivision (d)  of  section
 eleven  hundred eleven of this chapter in accordance with section eleven
 hundred eleven-d of this chapter,  or  other  than  an  adjudication  of
 liability  of  an  owner  for  a violation of subdivision (d) of section
 eleven hundred eleven of this chapter in accordance with section  eleven
 hundred  eleven-e  of  this  chapter,  OR  OTHER THAN AN ADJUDICATION OF
 LIABILITY OF AN OWNER FOR A VIOLATION OF SECTION ELEVEN  HUNDRED  SEVEN-
 TY-FIVE  OF  THIS  CHAPTER  IN  ACCORDANCE  WITH  SECTION ELEVEN HUNDRED
 ELEVEN-F OF THIS CHAPTER, there shall be levied a  mandatory  surcharge,
 in  addition to any sentence required or permitted by law, in the amount
 of seventeen dollars.
   § 10-f. Subdivision 1 of section 1809 of the vehicle and traffic  law,
 as  amended  by  section  10-f  of  chapter  222 of the laws of 2015, is
 amended to read as follows:

 S. 7508--A                         208                        A. 9508--A
 
   1. Whenever proceedings in an administrative tribunal or  a  court  of
 this  state  result  in a conviction for a crime under this chapter or a
 traffic infraction under this chapter other than  a  traffic  infraction
 involving  standing,  stopping,  parking  or  motor vehicle equipment or
 violations  by  pedestrians or bicyclists, or other than an adjudication
 of liability of an owner for a violation of subdivision (d)  of  section
 eleven  hundred eleven of this chapter in accordance with section eleven
 hundred eleven-e of this chapter,  OR  OTHER  THAN  AN  ADJUDICATION  OF
 LIABILITY  OF  AN OWNER FOR A VIOLATION OF SECTION ELEVEN HUNDRED SEVEN-
 TY-FIVE OF THIS  CHAPTER  IN  ACCORDANCE  WITH  SECTION  ELEVEN  HUNDRED
 ELEVEN-F  OF  THIS CHAPTER, there shall be levied a mandatory surcharge,
 in addition to any sentence required or permitted by law, in the  amount
 of seventeen dollars.
   §  10-g. Subdivision 1 of section 1809 of the vehicle and traffic law,
 as separately amended by chapter 16 of the laws of 1983 and  chapter  62
 of the laws of 1989, is amended to read as follows:
   1.  Whenever  proceedings  in an administrative tribunal or a court of
 this state result in a conviction for a crime under this  chapter  or  a
 traffic  infraction  under  this chapter other than a traffic infraction
 involving standing, stopping, parking  or  motor  vehicle  equipment  or
 violations  by  pedestrians or bicyclists, OR OTHER THAN AN ADJUDICATION
 OF LIABILITY OF AN OWNER FOR  A  VIOLATION  OF  SECTION  ELEVEN  HUNDRED
 SEVENTY-FIVE  OF  THIS CHAPTER IN ACCORDANCE WITH SECTION ELEVEN HUNDRED
 ELEVEN-F OF THIS CHAPTER, there shall be levied a  mandatory  surcharge,
 in  addition to any sentence required or permitted by law, in the amount
 of seventeen dollars.
   § 11. Paragraph a of subdivision 1 of section 1809-e  of  the  vehicle
 and  traffic law, as amended by section 11 of chapter 222 of the laws of
 2015, is amended to read as follows:
   a. Notwithstanding any other provision of law, whenever proceedings in
 a court or  an  administrative  tribunal  of  this  state  result  in  a
 conviction for an offense under this chapter, except a conviction pursu-
 ant to section eleven hundred ninety-two of this chapter, or for a traf-
 fic  infraction  under  this chapter, or a local law, ordinance, rule or
 regulation adopted pursuant to this chapter, except a traffic infraction
 involving standing, stopping, or parking or violations by pedestrians or
 bicyclists, and except an adjudication of liability of an  owner  for  a
 violation  of  subdivision  (d) of section eleven hundred eleven of this
 chapter in accordance with section eleven hundred eleven-a of this chap-
 ter or in accordance with section eleven hundred eleven-d of this  chap-
 ter, or in accordance with section eleven hundred eleven-e of this chap-
 ter,  OR  IN  ACCORDANCE  WITH  SECTION  ELEVEN HUNDRED ELEVEN-F OF THIS
 CHAPTER, and except an adjudication of  liability  of  an  owner  for  a
 violation  of  subdivision  (d) of section eleven hundred eleven of this
 chapter in accordance with section eleven hundred eleven-b of this chap-
 ter, and except  an  adjudication  in  accordance  with  section  eleven
 hundred  eleven-c  of  this  chapter  of  a  violation  of  a  bus  lane
 restriction as defined in such section, and except  an  adjudication  of
 liability  of an owner for a violation of subdivision (b), (c), (d), (f)
 or (g) of section eleven hundred eighty of this  chapter  in  accordance
 with  section  eleven  hundred  eighty-b  of this chapter, and except an
 adjudication of liability of an owner for  a  violation  of  subdivision
 (b), (c), (d), (f) or (g) of section eleven hundred eighty of this chap-
 ter  in accordance with section eleven hundred eighty-c of this chapter,
 and except an adjudication of liability of an owner for a  violation  of
 toll  collection  regulations  pursuant  to  section  two  thousand nine

 S. 7508--A                         209                        A. 9508--A
 
 hundred eighty-five of the public authorities law or sections sixteen-a,
 sixteen-b and sixteen-c of chapter seven  hundred  seventy-four  of  the
 laws of nineteen hundred fifty, there shall be levied in addition to any
 sentence,  penalty  or  other surcharge required or permitted by law, an
 additional surcharge of twenty-eight dollars.
   § 11-a. Paragraph a of subdivision 1 of section 1809-e of the  vehicle
 and  traffic  law, as amended by section 11-a of chapter 222 of the laws
 of 2015, is amended to read as follows:
   a. Notwithstanding any other provision of law, whenever proceedings in
 a court or  an  administrative  tribunal  of  this  state  result  in  a
 conviction for an offense under this chapter, except a conviction pursu-
 ant to section eleven hundred ninety-two of this chapter, or for a traf-
 fic  infraction  under  this chapter, or a local law, ordinance, rule or
 regulation adopted pursuant to this chapter, except a traffic infraction
 involving standing, stopping, or parking or violations by pedestrians or
 bicyclists, and except an adjudication of liability of an  owner  for  a
 violation  of  subdivision  (d) of section eleven hundred eleven of this
 chapter in accordance with section eleven hundred eleven-a of this chap-
 ter or in accordance with section eleven hundred eleven-d of this  chap-
 ter  or in accordance with section eleven hundred eleven-e of this chap-
 ter, OR IN ACCORDANCE WITH  SECTION  ELEVEN  HUNDRED  ELEVEN-F  OF  THIS
 CHAPTER,  and  except  an adjudication in accordance with section eleven
 hundred  eleven-c  of  this  chapter  of  a  violation  of  a  bus  lane
 restriction  as  defined  in such section, and except an adjudication of
 liability of an owner for a violation of subdivision (b), (c), (d),  (f)
 or  (g)  of  section eleven hundred eighty of this chapter in accordance
 with section eleven hundred eighty-b of  this  chapter,  and  except  an
 adjudication  of  liability  of  an owner for a violation of subdivision
 (b), (c), (d), (f) or (g) of section eleven hundred eighty of this chap-
 ter in accordance with section eleven hundred eighty-c of this  chapter,
 and  except  an adjudication of liability of an owner for a violation of
 toll collection  regulations  pursuant  to  section  two  thousand  nine
 hundred eighty-five of the public authorities law or sections sixteen-a,
 sixteen-b  and  sixteen-c  of  chapter seven hundred seventy-four of the
 laws of nineteen hundred fifty, there shall be levied in addition to any
 sentence, penalty or other surcharge required or permitted  by  law,  an
 additional surcharge of twenty-eight dollars.
   §  11-b. Paragraph a of subdivision 1 of section 1809-e of the vehicle
 and traffic law, as amended by section 11-b of chapter 222 of  the  laws
 of 2015, is amended to read as follows:
   a. Notwithstanding any other provision of law, whenever proceedings in
 a  court  or  an  administrative  tribunal  of  this  state  result in a
 conviction for an offense under this chapter, except a conviction pursu-
 ant to section eleven hundred ninety-two of this chapter, or for a traf-
 fic infraction under this chapter, or a local law,  ordinance,  rule  or
 regulation adopted pursuant to this chapter, except a traffic infraction
 involving standing, stopping, or parking or violations by pedestrians or
 bicyclists,  and  except  an adjudication of liability of an owner for a
 violation of subdivision (d) of section eleven hundred  eleven  of  this
 chapter in accordance with section eleven hundred eleven-a of this chap-
 ter  or in accordance with section eleven hundred eleven-d of this chap-
 ter or in accordance with section eleven hundred eleven-e of this  chap-
 ter,  OR  IN  ACCORDANCE  WITH  SECTION  ELEVEN HUNDRED ELEVEN-F OF THIS
 CHAPTER, and except an adjudication of  liability  of  an  owner  for  a
 violation  of  subdivision  (b),  (c), (d), (f) or (g) of section eleven
 hundred eighty of this chapter in accordance with section eleven hundred

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 eighty-b of this chapter, and except an adjudication of liability of  an
 owner  for  a  violation  of  subdivision  (b),  (c), (d), (f) or (g) of
 section eleven hundred eighty of this chapter in accordance with section
 eleven  hundred  eighty-c of this chapter, and except an adjudication of
 liability of an owner for a violation  of  toll  collection  regulations
 pursuant  to section two thousand nine hundred eighty-five of the public
 authorities law or sections sixteen-a, sixteen-b and sixteen-c of  chap-
 ter  seven  hundred  seventy-four of the laws of nineteen hundred fifty,
 there shall be levied in addition to  any  sentence,  penalty  or  other
 surcharge required or permitted by law, an additional surcharge of twen-
 ty-eight dollars.
   §  11-c. Paragraph a of subdivision 1 of section 1809-e of the vehicle
 and traffic law, as amended by section 11-c of chapter 222 of  the  laws
 of 2015, is amended to read as follows:
   a. Notwithstanding any other provision of law, whenever proceedings in
 a  court  or  an  administrative  tribunal  of  this  state  result in a
 conviction for an offense under this chapter, except a conviction pursu-
 ant to section eleven hundred ninety-two of this chapter, or for a traf-
 fic infraction under this chapter, or a local law,  ordinance,  rule  or
 regulation adopted pursuant to this chapter, except a traffic infraction
 involving standing, stopping, or parking or violations by pedestrians or
 bicyclists,  and  except  an adjudication of liability of an owner for a
 violation of subdivision (d) of section eleven hundred  eleven  of  this
 chapter in accordance with section eleven hundred eleven-a of this chap-
 ter  or in accordance with section eleven hundred eleven-d of this chap-
 ter or in accordance with section eleven hundred eleven-e of this  chap-
 ter,  OR  IN  ACCORDANCE  WITH  SECTION  ELEVEN HUNDRED ELEVEN-F OF THIS
 CHAPTER, and except an adjudication of  liability  of  an  owner  for  a
 violation  of  subdivision  (b),  (c), (d), (f) or (g) of section eleven
 hundred eighty of this chapter in accordance with section eleven hundred
 eighty-c of this chapter, and except an adjudication of liability of  an
 owner for a violation of toll collection regulations pursuant to section
 two  thousand  nine hundred eighty-five of the public authorities law or
 sections sixteen-a, sixteen-b and sixteen-c  of  chapter  seven  hundred
 seventy-four  of  the  laws  of  nineteen  hundred fifty, there shall be
 levied in addition to any sentence, penalty or other surcharge  required
 or permitted by law, an additional surcharge of twenty-eight dollars.
   §  11-d. Paragraph a of subdivision 1 of section 1809-e of the vehicle
 and traffic law, as amended by section 11-d of chapter 222 of  the  laws
 of 2015, is amended to read as follows:
   a. Notwithstanding any other provision of law, whenever proceedings in
 a  court  or  an  administrative  tribunal  of  this  state  result in a
 conviction for an offense under this chapter, except a conviction pursu-
 ant to section eleven hundred ninety-two of this chapter, or for a traf-
 fic infraction under this chapter, or a local law,  ordinance,  rule  or
 regulation adopted pursuant to this chapter, except a traffic infraction
 involving standing, stopping, or parking or violations by pedestrians or
 bicyclists,  and  except  an adjudication of liability of an owner for a
 violation of subdivision (d) of section eleven hundred  eleven  of  this
 chapter in accordance with section eleven hundred eleven-a of this chap-
 ter  or in accordance with section eleven hundred eleven-d of this chap-
 ter or in accordance with section eleven hundred eleven-e of this  chap-
 ter,  OR  IN  ACCORDANCE  WITH  SECTION  ELEVEN HUNDRED ELEVEN-F OF THIS
 CHAPTER, and except an adjudication of  liability  of  an  owner  for  a
 violation  of  toll collection regulations pursuant to section two thou-
 sand nine hundred eighty-five of the public authorities law or  sections

 S. 7508--A                         211                        A. 9508--A

 sixteen-a, sixteen-b and sixteen-c of chapter seven hundred seventy-four
 of the laws of nineteen hundred fifty, there shall be levied in addition
 to  any  sentence,  penalty  or other surcharge required or permitted by
 law, an additional surcharge of twenty-eight dollars.
   §  11-e. Paragraph a of subdivision 1 of section 1809-e of the vehicle
 and traffic law, as amended by section 11-e of chapter 222 of  the  laws
 of 2015, is amended to read as follows:
   a. Notwithstanding any other provision of law, whenever proceedings in
 a  court  or  an  administrative  tribunal  of  this  state  result in a
 conviction for an offense under this chapter, except a conviction pursu-
 ant to section eleven hundred ninety-two of this chapter, or for a traf-
 fic infraction under this chapter, or a local law,  ordinance,  rule  or
 regulation adopted pursuant to this chapter, except a traffic infraction
 involving standing, stopping, or parking or violations by pedestrians or
 bicyclists,  and  except  an adjudication of liability of an owner for a
 violation of subdivision (d) of section eleven hundred  eleven  of  this
 chapter in accordance with section eleven hundred eleven-a of this chap-
 ter  or in accordance with section eleven hundred eleven-e of this chap-
 ter, OR IN ACCORDANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAP-
 TER, and except an adjudication of liability of an owner for a violation
 of toll collection regulations pursuant to  section  two  thousand  nine
 hundred eighty-five of the public authorities law or sections sixteen-a,
 sixteen-b  and  sixteen-c  of  chapter seven hundred seventy-four of the
 laws of nineteen hundred fifty, there shall be levied in addition to any
 sentence, penalty or other surcharge required or permitted  by  law,  an
 additional surcharge of twenty-eight dollars.
   §  11-f. Paragraph a of subdivision 1 of section 1809-e of the vehicle
 and traffic law, as amended by section 5 of part C of chapter 55 of  the
 laws of 2013, is amended to read as follows:
   a. Notwithstanding any other provision of law, whenever proceedings in
 a  court  or  an  administrative  tribunal  of  this  state  result in a
 conviction for an offense under this chapter, except a conviction pursu-
 ant to section eleven hundred ninety-two of this chapter, or for a traf-
 fic infraction under this chapter, or a local law,  ordinance,  rule  or
 regulation adopted pursuant to this chapter, except a traffic infraction
 involving standing, stopping, or parking or violations by pedestrians or
 bicyclists,  and  except  an adjudication of liability of an owner for a
 violation of subdivision (d) of section eleven hundred  eleven  of  this
 chapter in accordance with section eleven hundred eleven-a of this chap-
 ter  OR IN ACCORDANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THIS CHAP-
 TER, and except an adjudication of liability of an owner for a violation
 of toll collection regulations pursuant to  section  two  thousand  nine
 hundred eighty-five of the public authorities law or sections sixteen-a,
 sixteen-b  and  sixteen-c  of  chapter seven hundred seventy-four of the
 laws of nineteen hundred fifty, there shall be levied in addition to any
 sentence, penalty or other surcharge required or permitted  by  law,  an
 additional surcharge of twenty-eight dollars.
   §  12.  Subdivision  1 of section 371 of the general municipal law, as
 amended by section 12 of chapter 222 of the laws of 2015, is amended  to
 read as follows:
   1.  A  traffic  violations  bureau so established may be authorized to
 dispose of violations of traffic laws, ordinances, rules and regulations
 when such offenses shall not constitute the traffic infraction known  as
 speeding  or a misdemeanor or felony, and, if authorized by local law or
 ordinance, to adjudicate the  liability  of  owners  for  violations  of
 subdivision  (d)  of  section  eleven  hundred eleven of the vehicle and

 S. 7508--A                         212                        A. 9508--A
 
 traffic law in accordance with section eleven hundred eleven-a  of  such
 law  or section eleven hundred eleven-b of such law as added by sections
 sixteen of chapters twenty, twenty-one, and twenty-two of  the  laws  of
 two  thousand  nine  which  amended  this subdivision, or section eleven
 hundred eleven-d of such law, or section eleven hundred eleven-e of such
 law OR SECTION ELEVEN HUNDRED ELEVEN-F OF SUCH LAW.
   § 12-a. Section 371 of  the  general  municipal  law,  as  amended  by
 section  12-a  of chapter 222 of the laws of 2015, is amended to read as
 follows:
   § 371. Jurisdiction and procedure.  A  traffic  violations  bureau  so
 established  may be authorized to dispose of violations of traffic laws,
 ordinances, rules and regulations when such offenses shall  not  consti-
 tute  the traffic infraction known as speeding or a misdemeanor or felo-
 ny, and, if authorized by local law  or  ordinance,  to  adjudicate  the
 liability  of owners for violations of subdivision (d) of section eleven
 hundred eleven of the vehicle and traffic law in accordance with section
 eleven hundred eleven-b of such law as  added  by  sections  sixteen  of
 chapters  twenty, twenty-one, and twenty-two of the laws of two thousand
 nine which amended this section or section eleven  hundred  eleven-d  of
 such  law  or  section  eleven  hundred eleven-e of such law, OR SECTION
 ELEVEN HUNDRED ELEVEN-F OF SUCH LAW, by permitting a person charged with
 an offense within the limitations herein stated,  to  answer,  within  a
 specified time, at the traffic violations bureau, either in person or by
 written power of attorney in such form as may be prescribed in the ordi-
 nance  creating the bureau, by paying a prescribed fine and, in writing,
 waiving a hearing in court, pleading guilty to the charge  or  admitting
 liability  as  an  owner for the violation of subdivision (d) of section
 eleven hundred eleven of the vehicle and traffic law, as  the  case  may
 be,  and  authorizing  the person in charge of the bureau to make such a
 plea or admission and pay such  a  fine  in  court.  Acceptance  of  the
 prescribed  fine  and  power  of  attorney by the bureau shall be deemed
 complete satisfaction for the violation or of  the  liability,  and  the
 violator  or  owner liable for a violation of subdivision (d) of section
 eleven hundred eleven of the vehicle and traffic law shall  be  given  a
 receipt  which  so  states. If a person charged with a traffic violation
 does not answer as hereinbefore prescribed, within  a  designated  time,
 the  bureau  shall  cause  a  complaint to be entered against him or her
 forthwith and a warrant to be issued for his or her arrest  and  appear-
 ance  before  the  court.  Any  person  who  shall have been, within the
 preceding twelve months, guilty of a number  of  parking  violations  in
 excess  of  such maximum number as may be designated by the court, or of
 three or more violations other than parking  violations,  shall  not  be
 permitted  to appear and answer to a subsequent violation at the traffic
 violations bureau, but must appear in court at a time specified  by  the
 bureau.  Such  traffic  violations  bureau  shall  not  be authorized to
 deprive a person of his or her right to counsel or to prevent him or her
 from exercising his or her right  to  appear  in  court  to  answer  to,
 explain,  or  defend any charge of a violation of any traffic law, ordi-
 nance, rule or regulation.
   § 12-b. Section 371 of  the  general  municipal  law,  as  amended  by
 section  12-b  of chapter 222 of the laws of 2015, is amended to read as
 follows:
   § 371. Jurisdiction and procedure.  A  traffic  violations  bureau  so
 established  may be authorized to dispose of violations of traffic laws,
 ordinances, rules and regulations when such offenses shall  not  consti-
 tute  the traffic infraction known as speeding or a misdemeanor or felo-

 S. 7508--A                         213                        A. 9508--A
 
 ny, and, if authorized by local law  or  ordinance,  to  adjudicate  the
 liability  of owners for violations of subdivision (d) of section eleven
 hundred eleven of the vehicle and traffic law in accordance with section
 eleven  hundred  eleven-d  or section eleven hundred eleven-e OR SECTION
 ELEVEN HUNDRED-F of the vehicle and traffic law, by permitting a  person
 charged with an offense within the limitations herein stated, to answer,
 within  a  specified  time,  at the traffic violations bureau, either in
 person or by written power of attorney in such form as may be prescribed
 in the ordinance creating the bureau, by paying a prescribed  fine  and,
 in writing, waiving a hearing in court, pleading guilty to the charge or
 admitting  liability as an owner for the violation of subdivision (d) of
 section eleven hundred eleven of the vehicle and  traffic  law,  as  the
 case  may be, and authorizing the person in charge of the bureau to make
 such a plea or admission and pay such a fine in court. Acceptance of the
 prescribed fine and power of attorney by  the  bureau  shall  be  deemed
 complete  satisfaction  for  the  violation or of the liability, and the
 violator or owner liable for a violation of subdivision (d)  of  section
 eleven  hundred  eleven  of the vehicle and traffic law shall be given a
 receipt which so states. If a person charged with  a  traffic  violation
 does  not  answer  as hereinbefore prescribed, within a designated time,
 the bureau shall cause a complaint to be  entered  against  him  or  her
 forthwith  and  a warrant to be issued for his or her arrest and appear-
 ance before the court. Any  person  who  shall  have  been,  within  the
 preceding  twelve  months,  guilty  of a number of parking violations in
 excess of such maximum number as may be designated by the court,  or  of
 three  or  more  violations  other than parking violations, shall not be
 permitted to appear and answer to a subsequent violation at the  traffic
 violations  bureau,  but must appear in court at a time specified by the
 bureau. Such traffic  violations  bureau  shall  not  be  authorized  to
 deprive a person of his or her right to counsel or to prevent him or her
 from  exercising  his  or  her  right  to  appear in court to answer to,
 explain, or defend any charge of a violation of any traffic  law,  ordi-
 nance, rule or regulation.
   §  12-c.  Section  371  of  the  general  municipal law, as amended by
 section 12-c of chapter 222 of the laws of 2015, is amended to  read  as
 follows:
   §  371.  Jurisdiction  and  procedure.  A traffic violations bureau so
 established may be authorized to dispose of violations of traffic  laws,
 ordinances,  rules  and regulations when such offenses shall not consti-
 tute the traffic infraction known as speeding or a misdemeanor or  felo-
 ny,  and,  if  authorized  by  local law or ordinance, to adjudicate the
 liability of owners for violations of subdivision (d) of section  eleven
 hundred eleven of the vehicle and traffic law in accordance with section
 eleven  hundred eleven-e of the vehicle and traffic law, AND, IF AUTHOR-
 IZED BY LOCAL LAW OR ORDINANCE, TO ADJUDICATE THE  LIABILITY  OF  OWNERS
 FOR VIOLATIONS OF SECTION ELEVEN HUNDRED SEVENTY-FIVE OF THE VEHICLE AND
 TRAFFIC  LAW  IN  ACCORDANCE WITH SECTION ELEVEN HUNDRED ELEVEN-F OF THE
 VEHICLE AND TRAFFIC LAW by permitting a person charged with  an  offense
 within  the  limitations  herein  stated,  to answer, within a specified
 time, at the traffic violations bureau, either in person or  by  written
 power  of  attorney  in  such form as may be prescribed in the ordinance
 creating the bureau, by paying a prescribed fine and, in writing,  waiv-
 ing  a  hearing  in  court,  pleading  guilty to the charge or admitting
 liability as an owner for violation of subdivision (d) of section eleven
 hundred eleven of the vehicle and traffic law, as the case  may  be,  OR
 ADMITTING  LIABILITY  AS  AN  OWNER  FOR  A  VIOLATION OF SECTION ELEVEN

 S. 7508--A                         214                        A. 9508--A
 
 HUNDRED SEVENTY-FIVE OF THE VEHICLE AND TRAFFIC LAW, AS THE CASE MAY  BE
 and  authorizing  the person in charge of the bureau to make such a plea
 or admission and pay such a fine in court. Acceptance of the  prescribed
 fine and power of attorney by the bureau shall be deemed complete satis-
 faction for the violation or of the liability, and the violator or owner
 liable  for  a  violation  of  subdivision (d) of section eleven hundred
 eleven of the vehicle and traffic law OR OWNER LIABLE FOR A VIOLATION OF
 SECTION ELEVEN HUNDRED SEVENTY-FIVE OF THE VEHICLE AND TRAFFIC LAW shall
 be given a receipt which so states. If a person charged with  a  traffic
 violation  does  not  answer as hereinbefore prescribed, within a desig-
 nated time, the bureau shall cause a complaint to be entered against him
 or her forthwith and a warrant to be issued for his or  her  arrest  and
 appearance  before the court. Any person who shall have been, within the
 preceding twelve months, guilty of a number  of  parking  violations  in
 excess  of  such maximum number as may be designated by the court, or of
 three or more violations other than parking  violations,  shall  not  be
 permitted  to appear and answer to a subsequent violation at the traffic
 violations bureau, but must appear in court at a time specified  by  the
 bureau.  Such  traffic  violations  bureau  shall  not  be authorized to
 deprive a person of his or her right to counsel or to prevent him or her
 from exercising his or her right  to  appear  in  court  to  answer  to,
 explain,  or  defend any charge of a violation of any traffic law, ordi-
 nance, rule or regulation.
   § 12-d. Section 371 of the general municipal law, as amended by  chap-
 ter 802 of the laws of 1949, is amended to read as follows:
   §  371.  Jurisdiction  and  procedure.  A traffic violations bureau so
 established may be authorized to dispose of violations of traffic  laws,
 ordinances,  rules  and regulations when such offenses shall not consti-
 tute the traffic infraction known as speeding or a misdemeanor or  felo-
 ny,  AND,  IF  AUTHORIZED  BY  LOCAL LAW OR ORDINANCE, TO ADJUDICATE THE
 LIABILITY OF OWNERS FOR VIOLATIONS OF SECTION  ELEVEN  HUNDRED  SEVENTY-
 FIVE  OF  THE  VEHICLE AND TRAFFIC LAW IN ACCORDANCE WITH SECTION ELEVEN
 HUNDRED ELEVEN-F OF THE VEHICLE AND TRAFFIC LAW by permitting  a  person
 charged with an offense within the limitations herein stated, to answer,
 within  a  specified  time,  at the traffic violations bureau, either in
 person or by written power of attorney in such form as may be prescribed
 in the ordinance creating the bureau, by paying a prescribed  fine  and,
 in  writing,  waiving a hearing in court, pleading guilty to the charge,
 OR ADMITTING LIABILITY AS AN OWNER FOR A  VIOLATION  OF  SECTION  ELEVEN
 HUNDRED  SEVENTY-FIVE OF THE VEHICLE AND TRAFFIC LAW, AS THE CASE MAY BE
 and authorizing the person in charge of the bureau to make such  a  plea
 OR ADMISSION and pay such a fine in court.  Acceptance of the prescribed
 fine and power of attorney by the bureau shall be deemed complete satis-
 faction  for  the  violation,  and  the  violator  OR OWNER LIABLE FOR A
 VIOLATION OF SECTION ELEVEN HUNDRED  SEVENTY-FIVE  OF  THE  VEHICLE  AND
 TRAFFIC  LAW  shall  be  given  a  receipt  which so states. If a person
 charged with  a  traffic  violation  does  not  answer  as  hereinbefore
 prescribed, within a designated time, the bureau shall cause a complaint
 to  be  entered  against him OR HER forthwith and a warrant to be issued
 for his OR HER arrest and appearance before the court.  Any  person  who
 shall  have been, within the preceding twelve months, guilty of a number
 of parking violations in excess of such maximum number as may be  desig-
 nated  by  the  court, or of three or more violations other than parking
 violations, shall not be permitted to appear and answer to a  subsequent
 violation  at the traffic violations bureau, but must appear in court at
 a time specified by the bureau. Such traffic violations bureau shall not

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 be authorized to deprive a person of his OR HER right to counsel  or  to
 prevent  him  OR HER from exercising his OR HER right to appear in court
 to answer to, explain, or defend any charge of a violation of any  traf-
 fic law, ordinance, rule or regulation.
   §  13.  Subdivision  2  of  section  87  of the public officers law is
 amended by adding a new paragraph (p) to read as follows:
   (P) ARE PHOTOGRAPHS, MICROPHOTOGRAPHS,  VIDEOTAPE  OR  OTHER  RECORDED
 IMAGES  PREPARED  UNDER  AUTHORITY OF SECTION ELEVEN HUNDRED ELEVEN-F OF
 THE VEHICLE AND TRAFFIC LAW.
   § 14. The purchase or lease of equipment for a  demonstration  program
 established  pursuant  to  section 1111-f of the vehicle and traffic law
 shall be subject to the provisions of section 103 of the general munici-
 pal law.
   § 15. The Fix NYC advisory panel, established by the governor  on  the
 5th  of  October,  2017, shall review and make recommendations regarding
 the following: appropriate and uniform standards  and  equipment  to  be
 installed  in  all  taxicabs and for-hire vehicles, including in-vehicle
 geolocation technology, for the purposes of collecting  a  surcharge  on
 trips  originating  or terminating within an established geographic area
 within the Borough of Manhattan, which may be made in consultation  with
 the  New York City Taxi and Limousine Commission; and the design, period
 of validity,  criteria  for  issuance  or  reissuance,  enforcement  and
 accountability  measures,  number,  use,  and  any other recommendations
 deemed necessary and proper regarding official vehicle parking  placards
 issued  by  any agency or department of, and for use within, the city of
 New York, which may be made in consultation with any such issuing agency
 or department.
   § 16. The New York City Taxi and Limousine  Commission,  and  any  New
 York  City  agency  or  department  that issues official vehicle parking
 placards, shall promptly respond and provide any  requested  information
 related  to  any  requests  for  information or consultation pursuant to
 section fifteen of this act from the Fix NYC advisory  panel  consistent
 with  the purposes of section fifteen of this act and in compliance with
 any other law, rule or regulation.
   § 17. Any recommendations established pursuant to section  fifteen  of
 this  act  shall be made publicly available and provided to the relevant
 New York city agencies, departments or commissions to which such  recom-
 mendations  apply. Upon the receipt of such recommendations, the receiv-
 ing agency, department or commission shall adopt within ninety  days  of
 such  receipt,  updated  rules  or  regulations  in consideration of any
 recommendations so received, provided however, that the updated rules or
 regulations adopted by the New York City Taxi and  Limousine  Commission
 shall establish uniform standards and technology for the collection of a
 surcharge on taxicab and for-hire vehicle trips originating or terminat-
 ing within any current or future geographic area.
   § 18. The New York state department of transportation and the New York
 state department of motor vehicles shall jointly perform a comprehensive
 review  of  the  operation, regulation, oversight, licensing, and safety
 requirements pertaining to commuter, intercity, charter, and sightseeing
 buses that operate within the borough of Manhattan and their  impact  on
 congestion  within  such  borough.  Upon the completion of the review, a
 final report shall be issued  jointly  by  the  departments.  The  final
 report  shall  include  recommendations deemed appropriate to more effi-
 ciently address bus operations within such borough. Any review performed
 pursuant to this section may be completed in consultation with  the  New
 York  city  department  of  transportation and the Port Authority of New

 S. 7508--A                         216                        A. 9508--A
 
 York and New Jersey or any other entities deemed appropriate by the  New
 York state department of transportation or the New York state department
 of motor vehicles. The New York city department of transportation or any
 other  consulted  agency  or  department  of the city of New  York shall
 promptly respond and provide any information or  consultation  requested
 by the New York state department of transportation or the New York state
 department  of motor vehicles consistent with this section and any other
 provision or law, rule or regulation.
   § 19. This act shall take effect immediately; provided, however,  that
 sections  one,  two,  three,  four,  five, six, seven, eight, nine, ten,
 eleven, twelve, thirteen and fourteen of this act shall take  effect  on
 the  thirtieth  day after it shall have become a law; provided, however,
 that sections one through fourteen of this  act  shall  expire  5  years
 after  such  effective  date  when upon such date the provisions of such
 sections shall be deemed  repealed.  Provided  further  that  any  rules
 necessary for the implementation of this act on its effective date shall
 be promulgated on or before such effective date, provided that:
   (a)  the amendments to subdivision 1 of section 235 of the vehicle and
 traffic law made by section one of this act shall not affect the expira-
 tion of such subdivision and shall be deemed to expire  therewith,  when
 upon  such  date  the provisions of section one-a of this act shall take
 effect;
   (b) the amendments to section 235 of the vehicle and traffic law  made
 by  section  one-a  of  this act shall not affect the expiration of such
 section and shall be deemed to expire therewith, when upon such date the
 provisions of section one-b of this act shall take effect;
   (c) the amendments to section 235 of the vehicle and traffic law  made
 by  section  one-b  of  this act shall not affect the expiration of such
 section and shall be deemed to expire therewith, when upon such date the
 provisions of section one-c of this act shall take effect;
   (d) the amendments to section 235 of the vehicle and traffic law  made
 by  section  one-c  of  this act shall not affect the expiration of such
 section and shall be deemed to expire therewith, when upon such date the
 provisions of section one-d of this act shall take effect;
   (e) the amendments to section 235 of the vehicle and traffic law  made
 by  section  one-d  of  this act shall not affect the expiration of such
 section and shall be deemed to expire therewith, when upon such date the
 provisions of section one-e of this act shall take effect;
   (f) the amendments to section 235 of the vehicle and traffic law  made
 by  section  one-e  of  this act shall not affect the expiration of such
 section and shall be deemed to expire therewith, when upon such date the
 provisions of section one-f of this act shall take effect;
   (g) the amendments to section 235 of the vehicle and traffic law  made
 by  section  one-f  of  this act shall not affect the expiration of such
 section and shall be deemed to expire therewith, when upon such date the
 provisions of section one-g of this act shall take effect;
   (h) the amendments to subdivision 1 of section 236 of the vehicle  and
 traffic law made by section two of this act shall not affect the expira-
 tion  of  such subdivision and shall be deemed to expire therewith, when
 upon such date the provisions of section two-a of this  act  shall  take
 effect;
   (i)  the amendments to subdivision 1 of section 236 of the vehicle and
 traffic law made by section two-a of this act shall not affect the expi-
 ration of such subdivision and shall be deemed to expire therewith, when
 upon such date the provisions of section two-b of this  act  shall  take
 effect;

 S. 7508--A                         217                        A. 9508--A
 
   (j)  the amendments to subdivision 1 of section 236 of the vehicle and
 traffic law made by section two-b of this act shall not affect the expi-
 ration of such subdivision and shall be deemed to expire therewith, when
 upon such date the provisions of section two-c of this  act  shall  take
 effect;
   (k)  the amendments to subdivision 1 of section 236 of the vehicle and
 traffic law made by section two-c of this act shall not affect the expi-
 ration of such subdivision and shall be deemed to expire therewith, when
 upon such date the provisions of section two-d of this  act  shall  take
 effect;
   (l)  the amendments to subdivision 1 of section 236 of the vehicle and
 traffic law made by section two-d of this act shall not affect the expi-
 ration of such subdivision and shall be deemed to expire therewith, when
 upon such date the provisions of section two-e of this  act  shall  take
 effect;
   (m)  the amendments to subdivision 1 of section 236 of the vehicle and
 traffic law made by section two-e of this act shall not affect the expi-
 ration of such subdivision and shall be deemed to expire therewith, when
 upon such date the provisions of section two-f of this  act  shall  take
 effect;
   (n)  the  amendments to paragraph f of subdivision 1 of section 239 of
 the vehicle and traffic law made by section four of this act  shall  not
 affect  the  expiration  of such paragraph and shall be deemed to expire
 therewith, when upon such date the provisions of section four-a of  this
 act shall take effect;
   (o)  the  amendments to paragraph f of subdivision 1 of section 239 of
 the vehicle and traffic law made by section four-a of this act shall not
 affect the expiration of such paragraph and shall be  deemed  to  expire
 therewith,  when upon such date the provisions of section four-b of this
 act shall take effect;
   (p) the amendments to paragraph f of subdivision 1 of section  239  of
 the vehicle and traffic law made by section four-b of this act shall not
 affect  the  expiration  of such paragraph and shall be deemed to expire
 therewith, when upon such date the provisions of section four-c of  this
 act shall take effect;
   (q)  the  amendments to paragraph f of subdivision 1 of section 239 of
 the vehicle and traffic law made by section four-c of this act shall not
 affect the expiration of such paragraph and shall be  deemed  to  expire
 therewith,  when upon such date the provisions of section four-d of this
 act shall take effect;
   (r) the amendments to paragraph f of subdivision 1 of section  239  of
 the vehicle and traffic law made by section four-d of this act shall not
 affect  the  expiration  of such paragraph and shall be deemed to expire
 therewith, when upon such date the provisions of section four-e of  this
 act shall take effect;
   (s)  the  amendments to paragraph f of subdivision 1 of section 239 of
 the vehicle and traffic law made by section four-e of this act shall not
 affect the expiration of such paragraph and shall be  deemed  to  expire
 therewith,  when upon such date the provisions of section four-f of this
 act shall take effect;
   (t) the amendments to subdivisions 1 and 1-a of  section  240  of  the
 vehicle  and  traffic  law  made  by  section five of this act shall not
 affect the expiration of such subdivisions and shall be deemed to expire
 therewith, when upon such date the provisions of section five-a of  this
 act shall take effect;

 S. 7508--A                         218                        A. 9508--A
 
   (u)  the  amendments  to  subdivisions 1 and 1-a of section 240 of the
 vehicle and traffic law made by section five-a of  this  act  shall  not
 affect the expiration of such subdivisions and shall be deemed to expire
 therewith,  when upon such date the provisions of section five-b of this
 act shall take effect;
   (v)  the  amendments  to  subdivisions 1 and 1-a of section 240 of the
 vehicle and traffic law made by section five-b of  this  act  shall  not
 affect the expiration of such subdivisions and shall be deemed to expire
 therewith,  when upon such date the provisions of section five-c of this
 act shall take effect;
   (w) the amendments to subdivisions 1 and 1-a of  section  240  of  the
 vehicle  and  traffic  law  made by section five-c of this act shall not
 affect the expiration of such subdivisions and shall be deemed to expire
 therewith, when upon such date the provisions of section five-d of  this
 act shall take effect;
   (x)  the  amendments  to  subdivisions 1 and 1-a of section 240 of the
 vehicle and traffic law made by section five-d of  this  act  shall  not
 affect the expiration of such subdivisions and shall be deemed to expire
 therewith,  when upon such date the provisions of section five-e of this
 act shall take effect;
   (y) the amendments to subdivisions 1 and 1-a of  section  240  of  the
 vehicle  and  traffic  law  made by section five-e of this act shall not
 affect the expiration of such subdivisions and shall be deemed to expire
 therewith, when upon such date the provisions of section five-f of  this
 act shall take effect;
   (z)  the  amendments to paragraphs a and g of subdivision 2 of section
 240 of the vehicle and traffic law made by section six of this act shall
 not affect the expiration of such paragraphs  and  shall  be  deemed  to
 expire therewith, when upon such date the provisions of section six-a of
 this act shall take effect;
   (aa)  the amendments to paragraphs a and g of subdivision 2 of section
 240 of the vehicle and traffic law made by section  six-a  of  this  act
 shall  not  affect the expiration of such paragraphs and shall be deemed
 to expire therewith, when upon such date the provisions of section six-b
 of this act shall take effect;
   (bb) the amendments to paragraphs a and g of subdivision 2 of  section
 240  of  the  vehicle  and traffic law made by section six-b of this act
 shall not affect the expiration of such paragraphs and shall  be  deemed
 to expire therewith, when upon such date the provisions of section six-c
 of this act shall take effect;
   (cc)  the amendments to paragraphs a and g of subdivision 2 of section
 240 of the vehicle and traffic law made by section  six-c  of  this  act
 shall  not  affect the expiration of such paragraphs and shall be deemed
 to expire therewith, when upon such date the provisions of section six-d
 of this act shall take effect;
   (dd) the amendments to paragraphs a and g of subdivision 2 of  section
 240  of  the  vehicle  and traffic law made by section six-d of this act
 shall not affect the expiration of such paragraphs and shall  be  deemed
 to expire therewith, when upon such date the provisions of section six-e
 of this act shall take effect;
   (ee)  the amendments to paragraphs a and g of subdivision 2 of section
 240 of the vehicle and traffic law made by section  six-e  of  this  act
 shall  not  affect the expiration of such paragraphs and shall be deemed
 to expire therewith, when upon such date the provisions of section six-f
 of this act shall take effect;

 S. 7508--A                         219                        A. 9508--A
 
   (ff) the amendments to subdivisions 1 and 2  of  section  241  of  the
 vehicle  and  traffic  law  made  by section seven of this act shall not
 affect the expiration of such subdivisions and shall be deemed to expire
 therewith, when upon such date the provisions of section seven-a of this
 act shall take effect;
   (gg)  the  amendments  to  subdivisions  1 and 2 of section 241 of the
 vehicle and traffic law made by section seven-a of this  act  shall  not
 affect the expiration of such subdivisions and shall be deemed to expire
 therewith, when upon such date the provisions of section seven-b of this
 act shall take effect;
   (hh)  the  amendments  to  subdivisions  1 and 2 of section 241 of the
 vehicle and traffic law made by section seven-b of this  act  shall  not
 affect the expiration of such subdivisions and shall be deemed to expire
 therewith, when upon such date the provisions of section seven-c of this
 act shall take effect;
   (ii)  the  amendments  to  subdivisions  1 and 2 of section 241 of the
 vehicle and traffic law made by section seven-c of this  act  shall  not
 affect the expiration of such subdivisions and shall be deemed to expire
 therewith, when upon such date the provisions of section seven-d of this
 act shall take effect;
   (jj)  the  amendments  to  subdivisions  1 and 2 of section 241 of the
 vehicle and traffic law made by section seven-d of this  act  shall  not
 affect the expiration of such subdivisions and shall be deemed to expire
 therewith, when upon such date the provisions of section seven-e of this
 act shall take effect;
   (kk)  the  amendments  to  subdivisions  1 and 2 of section 241 of the
 vehicle and traffic law made by section seven-e of this  act  shall  not
 affect the expiration of such subdivisions and shall be deemed to expire
 therewith, when upon such date the provisions of section seven-f of this
 act shall take effect;
   (ll)  the amendments to subparagraph (i) of paragraph a of subdivision
 5-a of section 401 of the vehicle and traffic law made by section  eight
 of  this act shall not affect the expiration of such paragraph and shall
 be deemed to expire therewith, when upon such  date  the  provisions  of
 section eight-a of this act shall take effect;
   (mm)  the  amendments to paragraph a of subdivision 5-a of section 401
 of the vehicle and traffic law made by section eight-a of this act shall
 not affect the expiration of such  paragraph  and  shall  be  deemed  to
 expire  therewith, when upon such date the provisions of section eight-b
 of this act shall take effect;
   (nn) the amendments to paragraph a of subdivision 5-a of  section  401
 of the vehicle and traffic law made by section eight-b of this act shall
 not  affect  the  expiration  of  such  paragraph and shall be deemed to
 expire therewith, when upon such date the provisions of section  eight-c
 of this act shall take effect;
   (oo)  the  amendments to paragraph a of subdivision 5-a of section 401
 of the vehicle and traffic law made by section eight-c of this act shall
 not affect the expiration of such  paragraph  and  shall  be  deemed  to
 expire  therewith, when upon such date the provisions of section eight-d
 of this act shall take effect;
   (pp) the amendments to paragraph a of subdivision 5-a of  section  401
 of the vehicle and traffic law made by section eight-d of this act shall
 not  affect  the  expiration  of  such  paragraph and shall be deemed to
 expire therewith, when upon such date the provisions of section  eight-e
 of this act shall take effect;

 S. 7508--A                         220                        A. 9508--A
 
   (qq)  the  amendments to paragraph a of subdivision 5-a of section 401
 of the vehicle and traffic law made by section eight-e of this act shall
 not affect the expiration of such  paragraph  and  shall  be  deemed  to
 expire  therewith, when upon such date the provisions of section eight-f
 of this act shall take effect;
   (rr)  the  amendments to paragraph a of subdivision 5-a of section 401
 of the vehicle and traffic law made by section eight-f of this act shall
 not affect the expiration of such  paragraph  and  shall  be  deemed  to
 expire  therewith, when upon such date the provisions of section eight-g
 of this act shall take effect;
   (ss) the amendments to subdivision 1 of section 1809  of  the  vehicle
 and  traffic  law  made  by section ten of this act shall not affect the
 expiration of such subdivision and shall be deemed to expire  therewith,
 when  upon  such  date the provisions of section ten-a of this act shall
 take effect;
   (tt) the amendments to subdivision 1 of section 1809  of  the  vehicle
 and  traffic  law made by section ten-a of this act shall not affect the
 expiration of such subdivision and shall be deemed to expire  therewith,
 when  upon  such  date the provisions of section ten-b of this act shall
 take effect;
   (uu) the amendments to subdivision 1 of section 1809  of  the  vehicle
 and  traffic  law made by section ten-b of this act shall not affect the
 expiration of such subdivision and shall be deemed to expire  therewith,
 when  upon  such  date the provisions of section ten-c of this act shall
 take effect;
   (vv) the amendments to subdivision 1 of section 1809  of  the  vehicle
 and  traffic  law made by section ten-c of this act shall not affect the
 expiration of such subdivision and shall be deemed to expire  therewith,
 when  upon  such  date the provisions of section ten-d of this act shall
 take effect;
   (ww) the amendments to subdivision 1 of section 1809  of  the  vehicle
 and  traffic  law made by section ten-d of this act shall not affect the
 expiration of such subdivision and shall be deemed to expire  therewith,
 when  upon  such  date the provisions of section ten-e of this act shall
 take effect;
   (xx) the amendments to subdivision 1 of section 1809  of  the  vehicle
 and  traffic  law made by section ten-e of this act shall not affect the
 expiration of such subdivision and shall be deemed to expire  therewith,
 when  upon  such  date the provisions of section ten-f of this act shall
 take effect;
   (yy) the amendments to subdivision 1 of section 1809  of  the  vehicle
 and  traffic  law made by section ten-f of this act shall not affect the
 expiration of such subdivision and shall be deemed to expire  therewith,
 when  upon  such  date the provisions of section ten-g of this act shall
 take effect;
   (zz) the amendments to paragraph a of subdivision 1 of section  1809-e
 of  the vehicle and traffic law made by section eleven of this act shall
 not affect the expiration of such  paragraph  and  shall  be  deemed  to
 expire therewith, when upon such date the provisions of section eleven-a
 of this act shall take effect;
   (aaa) the amendments to paragraph a of subdivision 1 of section 1809-e
 of  the  vehicle  and  traffic  law made by section eleven-a of this act
 shall not affect the expiration of such paragraph and shall be deemed to
 expire therewith, when upon such date the provisions of section eleven-b
 of this act shall take effect;

 S. 7508--A                         221                        A. 9508--A
 
   (bbb) the amendments to paragraph a of subdivision 1 of section 1809-e
 of the vehicle and traffic law made by  section  eleven-b  of  this  act
 shall not affect the expiration of such paragraph and shall be deemed to
 expire therewith, when upon such date the provisions of section eleven-c
 of this act shall take effect;
   (ccc) the amendments to paragraph a of subdivision 1 of section 1809-e
 of  the  vehicle  and  traffic  law made by section eleven-c of this act
 shall not affect the expiration of such paragraph and shall be deemed to
 expire therewith, when upon such date the provisions of section eleven-d
 of this act shall take effect;
   (ddd) the amendments to paragraph a of subdivision 1 of section 1809-e
 of the vehicle and traffic law made by  section  eleven-d  of  this  act
 shall not affect the expiration of such paragraph and shall be deemed to
 expire therewith, when upon such date the provisions of section eleven-e
 of this act shall take effect;
   (eee) the amendments to paragraph a of subdivision 1 of section 1809-e
 of  the  vehicle  and  traffic  law made by section eleven-e of this act
 shall not affect the expiration of such paragraph and shall be deemed to
 expire therewith, when upon such date the provisions of section eleven-f
 of this act shall take effect;
   (fff) the amendments made to subdivision  1  of  section  371  of  the
 general  municipal  law  made  by  section  twelve of this act shall not
 affect the expiration of such subdivision and shall be deemed to  expire
 therewith,  when  upon  such  date the provisions of section twelve-a of
 this act shall take effect;
   (ggg) the amendments made to section 371 of the general municipal  law
 by  section twelve-a of this act shall not affect the expiration of such
 section and shall be deemed to expire therewith, when upon such date the
 provisions of section twelve-b of this act shall take effect;
   (hhh) the amendments made to section 371 of the general municipal  law
 by  section twelve-b of this act shall not affect the expiration of such
 section and shall be deemed to expire therewith, when upon such date the
 provisions of section twelve-c of this act shall take effect; and
   (iii) the amendments made to section 371 of the general municipal  law
 by  section twelve-c of this act shall not affect the expiration of such
 section and shall be deemed to expire therewith, when upon such date the
 provisions of section twelve-d of this act shall take effect.
   § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
 sion, section or part of this act shall be  adjudged  by  any  court  of
 competent  jurisdiction  to  be invalid, such judgment shall not affect,
 impair, or invalidate the remainder thereof, but shall  be  confined  in
 its  operation  to the clause, sentence, paragraph, subdivision, section
 or part thereof directly involved in the controversy in which such judg-
 ment shall have been rendered. It is hereby declared to be the intent of
 the legislature that this act would  have  been  enacted  even  if  such
 invalid provisions had not been included herein.
   §  3.  This  act shall take effect immediately provided, however, that
 the applicable effective date of Parts A through II of this act shall be
 as specifically set forth in the last section of such Parts.

                            
 
                     S T A T E   O F   N E W   Y O R K
 ________________________________________________________________________
 
                                  9508--B
 
                           I N  A S S E M B L Y
 
                             January 18, 2018
                                ___________
 
 A  BUDGET  BILL,  submitted by the Governor pursuant to article seven of
   the Constitution -- read once and referred to the  Committee  on  Ways
   and  Means -- committee discharged, bill amended, ordered reprinted as
   amended and recommitted to said committee -- again reported from  said
   committee  with amendments, ordered reprinted as amended and recommit-
   ted to said committee

 AN ACT to amend the vehicle and traffic law, in  relation  to  enhancing
   the  ability of the state to enforce state and federal law relating to
   motor carriers, commercial drivers and bus operators and  to  increase
   penalties  for  violations  of  state  law  relating thereto (Part A);
   intentionally omitted (Part B); to amend the  transportation  law,  in
   relation  to  enhancing  the ability of the state to enforce state and
   federal law relating to the  safety  of  rail  fixed  guideway  public
   transportation systems under the oversight of the department of trans-
   portation  (Part  C);  intentionally  omitted  (Part  D); to amend the
   transportation law, in  relation  to  authorizing  the  department  of
   transportation  to charge one hundred twenty dollars for a semi-annual
   inspection of certain for-profit fleets (Part E); intentionally  omit-
   ted  (Part  F);  intentionally  omitted  (Part G); to amend part FF of
   chapter 55 of the laws of 2017 relating  to  motor  vehicles  equipped
   with  autonomous  vehicle technology, in relation to the submission of
   reports; and in relation to extending the effectiveness thereof  (Part
   H); to amend the vehicle and traffic law and the state finance law, in
   relation  to  certain  fines  in the city of New York (Part I); inten-
   tionally omitted (Part J); to amend the tax law, in  relation  to  the
   disposition  of  certain  fees  and  assessments;  to amend the public
   authorities  law,  in  relation  to  the  metropolitan  transportation
   authority  finance  fund;  and  to  amend  the  state  finance law, in
   relation  to  the  metropolitan  transportation  authority   financial
   assistance  fund  (Part  K);  intentionally  omitted  (Part L); inten-
   tionally omitted (Part M); intentionally omitted (Part  N);  to  amend
   the  New  York state urban development corporation act, in relation to
   extending certain provisions relating to  the  empire  state  economic
   development  fund  (Part  O);  to amend the chapter 393 of the laws of
   1994, amending the New York state urban development  corporation  act,
   relating  to the powers of the New York state urban development corpo-
   ration to make loans, in relation to the effectiveness  thereof  (Part
 
              

  EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                       [ ] is old law to be omitted.
                                                            LBD12673-04-8

 A. 9508--B                          2
 
   P);  to  amend  the  executive  law, the state finance law, the public
   authorities law, and the public buildings  law,  in  relation  to  the
   reauthorization  of  the  minority and women-owned business enterprise
   program;  to amend chapter 261 of the laws of 1988, amending the state
   finance law and other laws relating to the New  York state infrastruc-
   ture fund, in relation to  the  effectiveness  of  certain  provisions
   thereof;  to  amend the state finance law, in relation to creating the
   minority and women-owned business enterprise fund; and  to  amend  the
   executive  law,  in  relation  to establishing the workforce diversity
   program; and providing for the repeal of certain provisions upon expi-
   ration thereof (Part Q); intentionally  omitted  (Part  R);  to  amend
   chapter 21 of the laws of 2003, amending the executive law relating to
   permitting  the secretary of state to provide special handling for all
   documents filed or issued by  the  division  of  corporations  and  to
   permit  additional  levels  of  such expedited service, in relation to
   extending the expiration date thereof (Part S); intentionally  omitted
   (Part  T);  to  amend the general municipal law, in relation to brown-
   field opportunity areas (Part U); to repeal section 159-j of the exec-
   utive law, relating to the local share requirement for providers under
   the federal community services block grant program (Part V); to  amend
   the  banking  law,  in  relation to requiring the licensure of student
   loan services (Subpart A); to amend the  financial  services  law,  in
   relation  to  student  debt  collectors  (Subpart  B); and relating to
   prohibiting adverse action against licensees based upon a student loan
   obligation (Subpart C)(Part W); intentionally  omitted  (Part  X);  to
   amend  part S of chapter 58 of the laws of 2016, amending the New York
   state urban development corporation act relating to  transferring  the
   statutory  authority for the promulgation of marketing orders from the
   department of agriculture and markets to  the  New  York  state  urban
   development  corporation,  in  relation  to  the effectiveness thereof
   (Part Y); intentionally omitted (Part Z); intentionally omitted  (Part
   AA);  to  amend the environmental conservation law, in relation to the
   donation of excess food and recycling of food  scraps  (Part  BB);  to
   amend  the  environmental conservation law, in relation to the central
   pine barrens area and the core preservation area (Part CC);  authoriz-
   ing  utility  and cable television assessments to provide funds to the
   department of health from cable television assessment revenues and  to
   the  departments  of  agriculture and markets, environmental conserva-
   tion, office of parks, recreation and historic preservation, and state
   from utility assessment revenues (Part DD); authorizing the  New  York
   state  energy  research and development authority to finance a portion
   of its research, development and demonstration, policy  and  planning,
   and  Fuel  NY  programs,  as  well  as the department of environmental
   conservation's climate change program and the department  of  agricul-
   ture and markets' Fuel NY program, from an assessment on gas and elec-
   tric  corporations  (Part EE); to amend the public authorities law, in
   relation to energy-related projects,  programs  and  services  of  the
   power  authority  of  the  state  of  New York (Part FF); to amend the
   public authorities law, in relation  to  the  provision  of  renewable
   power  and energy by the power authority of the state of New York; and
   providing for the repeal of such provisions  upon  expiration  thereof
   (Part  GG); to amend the real property actions and proceedings law and
   the civil practice law and rules, in relation to  foreclosure  upon  a
   reverse  mortgage (Part HH); establishing the metropolitan transporta-
   tion sustainability workgroup; and providing for the  repeal  of  such
   provisions  upon  expiration  thereof (Subpart A); to amend the public

 A. 9508--B                          3
 
   authorities law, in relation  to  the  independent  audit  of  capital
   elements (Subpart B); to amend the public authorities law, in relation
   to  the  creation  of  a  supplemental  revenue  transparency  program
   (Subpart  C); to amend the executive law, in relation to a prohibition
   on diversion of  funds  dedicated  to  public  transportation  systems
   (Subpart  D);  and to amend the public authorities law, in relation to
   cashless tolling (Subpart E) (Part II); to amend the  New  York  state
   urban development corporation act, in relation to economic development
   entities  (Part  JJ);  to  amend  the New York state urban development
   corporation act and the economic development law, in relation  to  the
   creation  of  a  searchable  database (Part KK); to amend the New York
   state urban development corporation act, in relation to  creating  the
   small  business innovation research/small business technology transfer
   technical assistance program; and  repealing  section  3102-c  of  the
   public  authorities  law  relating thereto (Part LL); to amend the New
   York state urban development corporation act, in  relation  to  estab-
   lishing  the  New  York state innovation voucher program (Part MM); to
   amend the economic development  law,  in  relation  to  restoring  the
   reporting requirements for the START-UP NY program (Part NN); to amend
   the  New  York state urban development corporation act, in relation to
   the creation of the  strategic  investment  in  workforce  development
   program  (Part  OO);  to  amend the environmental conservation law, in
   relation to establishing the New York state environmental justice  act
   and grants (Part PP); to amend the environmental conservation law, the
   public  service law, the public authorities law, the labor law and the
   community risk and resiliency act, in relation to establishing the New
   York state climate and community protection act (Part  QQ);  to  amend
   the  environmental  conservation  law,  in  relation to establishing a
   paint stewardship program (Part RR); to amend the business corporation
   law, the executive law, the  general  associations  law,  the  limited
   liability  law,  the  not-for-profit  corporation law, the partnership
   law, the tax law, the administrative code of the city of New York, the
   real property law, the general business law, the navigation  law,  and
   the vehicle and traffic law, in relation to expanding service of proc-
   ess  to  the department of state in the city of New York (Part SS); to
   authorize, for certain public works  undertaken  pursuant  to  project
   labor  agreements,  use  of  the  alternative delivery method known as
   design-build  contracts;  and  providing    for  the  repeal  of  such
   provisions  upon  expiration  thereof (Part TT); establishing the "New
   York City Housing Authority Facilities Modernization Act"; and provid-
   ing for the repeal of such provisions upon expiration thereof (Subpart
   A); and to amend the public housing law, in relation to  reporting  on
   lead-based  paint  poisoning  prevention  and control (Subpart B)(Part
   UU); and to amend the vehicle and traffic law, in  relation  to  photo
   speed  violation  monitoring systems in school speed zones in the city
   of New York; to amend chapter 189 of the laws of  2013,  amending  the
   vehicle and traffic law and the public officers law relating to estab-
   lishing  in  a  city with a population of one million people or more a
   demonstration program implementing speed violation monitoring  systems
   in  school  zones by means of photo devices, in relation to the effec-
   tiveness thereof; and to amend chapter 43 of the laws of 2014,  amend-
   ing  the  vehicle  and  traffic  law,  the public officers law and the
   general municipal law relating to  photo  speed  violation  monitoring
   systems  in school speed zones in the city of New York, in relation to
   making technical corrections thereto (Part VV)

 A. 9508--B                          4
 
   THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
 BLY, DO ENACT AS FOLLOWS:
 
   Section  1.  This  act enacts into law major components of legislation
 which are necessary to implement the state fiscal plan for the 2018-2019
 state fiscal year. Each component is  wholly  contained  within  a  Part
 identified as Parts A through VV. The effective date for each particular
 provision contained within such Part is set forth in the last section of
 such  Part.    Any  provision  in  any  section contained within a Part,
 including the effective date of the Part, which makes a reference  to  a
 section  "of  this  act",  when  used in connection with that particular
 component, shall be deemed  to  mean  and  refer  to  the  corresponding
 section of the Part in which it is found. Section three of this act sets
 forth the general effective date of this act.
 
                                  PART A
 
   Section  1.  Subparagraph  (iii)  of paragraph (b) of subdivision 2 of
 section 510 of the vehicle and traffic law, as amended by chapter 349 of
 the laws of 1993, is amended to read as follows:
   (iii) such registrations shall be suspended when necessary  to  comply
 with  subdivision  nine of section one hundred forty or subdivision four
 of section one hundred forty-five of the transportation law OR  WITH  AN
 OUT OF SERVICE ORDER ISSUED BY THE UNITED STATES DEPARTMENT OF TRANSPOR-
 TATION. The commissioner shall have the authority to deny a registration
 or  renewal application to any other person for the same vehicle and may
 deny a registration or renewal application for any other  motor  vehicle
 registered  in  the  name  of the applicant where it has been determined
 that such registrant's intent has been to evade  the  purposes  of  this
 subdivision and where the commissioner has reasonable grounds to believe
 that  such registration or renewal will have the effect of defeating the
 purposes of this subdivision.  ANY SUSPENSION ISSUED  PURSUANT  TO  THIS
 SUBDIVISION  BY  REASON  OF AN OUT OF SERVICE ORDER ISSUED BY THE UNITED
 STATES DEPARTMENT OF TRANSPORTATION SHALL REMAIN IN  EFFECT  UNTIL  SUCH
 TIME  AS THE COMMISSIONER IS NOTIFIED BY THE UNITED STATES DEPARTMENT OF
 TRANSPORTATION OR THE COMMISSIONER  OF  TRANSPORTATION  THAT  THE  ORDER
 RESULTING IN THE SUSPENSION IS NO LONGER IN EFFECT.
   § 2. This act shall take effect immediately.
 
                                  PART B
 
                           Intentionally Omitted
 
                                  PART C
 
   Section 1. Section 14 of the transportation law is amended by adding a
 new subdivision 36 to read as follows:
   36.  A.  TO ENFORCE THE REQUIREMENTS OF SUBSECTION (E) OF SECTION FIVE
 THOUSAND THREE HUNDRED TWENTY-NINE OF TITLE  FORTY-NINE  OF  THE  UNITED
 STATES  CODE, AS AMENDED FROM TIME TO TIME, AS IT PERTAINS TO RAIL FIXED
 GUIDEWAY PUBLIC TRANSPORTATION SYSTEMS.
   B. FOR THE PURPOSES OF THIS SUBDIVISION, THE TERM "RAIL FIXED GUIDEWAY
 PUBLIC TRANSPORTATION SYSTEM" SHALL MEAN ANY LIGHT, HEAVY, OR RAPID RAIL
 SYSTEM, MONORAIL,  INCLINED  PLANE,  FUNICULAR,  TROLLEY,  OR  AUTOMATED
 GUIDEWAY  THAT  (I)  IS  NOT  REGULATED BY THE FEDERAL RAILROAD ADMINIS-
 TRATION AND (II) IS INCLUDED IN  THE  FEDERAL  TRANSIT  ADMINISTRATION'S

 A. 9508--B                          5
 
 CALCULATION  OF FIXED GUIDEWAY ROUTE MILES OR RECEIVES FUNDING UNDER THE
 FEDERAL TRANSIT ADMINISTRATION'S FORMULA  PROGRAM  FOR  URBANIZED  AREAS
 PURSUANT  TO  SECTION  FIVE  THOUSAND  THREE  HUNDRED SIXTY-SIX OF TITLE
 FORTY-NINE  OF  THE  UNITED  STATES CODE AS AMENDED FROM TIME TO TIME OR
 (III) HAS SUBMITTED DOCUMENTATION TO THE FEDERAL TRANSIT  ADMINISTRATION
 INDICATING  ITS  INTENT  TO  BE INCLUDED IN THE FEDERAL TRANSIT ADMINIS-
 TRATION'S CALCULATION OF FIXED GUIDEWAY ROUTE MILES TO  RECEIVE  FUNDING
 UNDER SUCH FORMULA PROGRAM FOR URBANIZED AREAS.
   § 2. This act shall take effect immediately.
 
                                  PART D
 
                           Intentionally Omitted
 
                                  PART E
 
   Section  1.  The transportation law is amended by adding a new section
 144 to read as follows:
   § 144. FEES AND CHARGES. THE COMMISSIONER  OR  AUTHORIZED  OFFICER  OR
 EMPLOYEE  OF  THE DEPARTMENT SHALL CHARGE AND COLLECT ONE HUNDRED TWENTY
 DOLLARS FOR THE INSPECTION OR RE-INSPECTION OF ALL MOTOR VEHICLES TRANS-
 PORTING PASSENGERS SUBJECT TO THE DEPARTMENT'S  INSPECTION  REQUIREMENTS
 PURSUANT TO SECTION ONE HUNDRED FORTY OF THIS ARTICLE, EXCEPT SUCH MOTOR
 VEHICLES  OPERATED  UNDER CONTRACT WITH A MUNICIPALITY TO PROVIDE STATE-
 WIDE MASS TRANSPORTATION OPERATING ASSISTANCE ELIGIBLE SERVICE OR  MOTOR
 VEHICLES  USED  PRIMARILY  TO  TRANSPORT PASSENGERS PURSUANT TO SUBPARA-
 GRAPHS (I), (III), (IV) AND (V) OF PARAGRAPH A  OF  SUBDIVISION  TWO  OF
 SECTION  ONE  HUNDRED  FORTY  OF  THIS  ARTICLE. THE DEPARTMENT MAY DENY
 INSPECTION OF ANY MOTOR VEHICLE TRANSPORTING PASSENGERS SUBJECT  TO  THE
 DEPARTMENT'S  INSPECTION  REQUIREMENTS  IF  SUCH  FEE IS NOT PAID WITHIN
 NINETY DAYS OF THE DATE NOTED ON THE DEPARTMENT INVOICE.
   § 2. This act shall take effect immediately.
 
                                  PART F

                           Intentionally Omitted
 
                                  PART G
 
                           Intentionally Omitted
 
                                  PART H
 
   Section 1. Section 2 of part FF of chapter 55 of  the  laws  of  2017,
 relating  to motor vehicles equipped with autonomous vehicle technology,
 is amended to read as follows:
   § 2. The commissioner of motor vehicles shall,  in  consultation  with
 the superintendent of state police, submit a report to the governor, the
 temporary  president of the senate, the speaker of the assembly, and the
 chairs of the senate  and  assembly  transportation  committees  on  the
 demonstrations  and  tests  authorized  by section one of this act. Such
 report shall include, but not be limited to, a description of the param-
 eters and purpose of such demonstrations  and  tests,  the  location  or
 locations  where  demonstrations  and  tests  were conducted, the demon-
 strations' and  tests'  impacts  on  safety,  traffic  control,  traffic

 A. 9508--B                          6
 
 enforcement,  emergency services, and such other areas as may be identi-
 fied by such commissioner. Such commissioner shall submit such report on
 or before June 1, 2018 AND JUNE 1, 2019.
   §  2. Section 3 of part FF of chapter 55 of the laws of 2017, relating
 to motor  vehicles  equipped  with  autonomous  vehicle  technology,  is
 amended to read as follows:
   § 3. This act shall take effect April 1, 2017; provided, however, that
 section  one  of  this  act shall expire and be deemed repealed April 1,
 [2018] 2019.
   § 3. This act shall take effect immediately.

                                  PART I
 
   Section 1. Subdivision 5 of section 227 of  the  vehicle  and  traffic
 law,  as  amended  by  section 1 of part GG of chapter 55 of the laws of
 2017, is amended to read as follows:
   5. All penalties and forfeited  security  collected  pursuant  to  the
 provisions  of this article shall be paid to the department of audit and
 control to the credit of the justice court fund and shall be subject  to
 the  applicable  provisions  of  section  eighteen hundred three of this
 chapter. After such audit as shall reasonably be required by  the  comp-
 troller,  such  penalties and forfeited security shall be paid quarterly
 or, in the discretion of the comptroller, monthly,  to  the  appropriate
 jurisdiction  in  which  the  violation  occurred in accordance with the
 provisions of section ninety-nine-a of the  state  finance  law,  except
 that the sum of four dollars for each violation occurring in such juris-
 diction  for  which  a  complaint has been filed with the administrative
 tribunal established pursuant to this article shall be retained  by  the
 state.  Notwithstanding any law to the contrary an additional annual sum
 of three million dollars collected from fines and assessed to  the  city
 of  New  York,  shall  be deposited into the general fund [in accordance
 with the provisions of section ninety-nine-a of the state finance  law].
 The  amount  distributed  during the first three quarters to the city of
 Rochester in any given fiscal year shall not exceed seventy  percent  of
 the  amount which will be otherwise payable.  Provided, however, that if
 the full costs of administering this article shall  exceed  the  amounts
 received  and  retained  by  the  state  for any period specified by the
 commissioner, then such additional sums as shall be required  to  offset
 such  costs  shall  be  retained  by  the state out of the penalties and
 forfeited security collected pursuant to this article.
   § 2. Subdivision 5 of section 227 of the vehicle and traffic  law,  as
 amended  by  section 3 of chapter 157 of the laws of 2017, is amended to
 read as follows:
   5. All penalties and forfeited  security  collected  pursuant  to  the
 provisions  of this article shall be paid to the department of audit and
 control to the credit of the justice court fund and shall be subject  to
 the  applicable  provisions  of  section  eighteen hundred three of this
 chapter. After such audit as shall reasonably be required by  the  comp-
 troller,  such  penalties and forfeited security shall be paid quarterly
 or, in the discretion of the comptroller, monthly,  to  the  appropriate
 jurisdiction  in  which  the  violation  occurred in accordance with the
 provisions of section ninety-nine-a of the  state  finance  law,  except
 that the sum of four dollars for each violation occurring in such juris-
 diction  for  which  a  complaint has been filed with the administrative
 tribunal established pursuant to this article shall be retained  by  the
 state.  Notwithstanding any law to the contrary an additional annual sum

 A. 9508--B                          7
 
 of three million dollars collected from fines and assessed to  the  city
 of  New  York,  shall  be deposited into the general fund [in accordance
 with the provisions of section ninety-nine-a of the state finance  law].
 Provided,  however, that if the full costs of administering this article
 shall exceed the amounts received and retained  by  the  state  for  any
 period specified by the commissioner, then such additional sums as shall
 be  required  to offset such costs shall be retained by the state out of
 the penalties and forfeited security collected pursuant to this article.
   § 3. Subdivision 3 of section  99-a  of  the  state  finance  law,  as
 amended  by  section  3 of part GG of chapter 55 of the laws of 2017, is
 amended to read as follows:
   3. The comptroller  is  hereby  authorized  to  implement  alternative
 procedures,  including  guidelines in conjunction therewith, relating to
 the remittance of fines, penalties, forfeitures and other moneys by town
 and village justice courts, and by the Nassau and Suffolk counties traf-
 fic and parking violations agencies, and by the city of Buffalo  traffic
 violations  agency,  [and  by  the  city of New York pursuant to article
 two-A of the vehicle and traffic law,] to the justice court fund and for
 the distribution of such moneys by the justice  court  fund.    Notwith-
 standing  any  law  to the contrary, the alternative procedures utilized
 may include:
   a. electronic funds transfer;
   b. remittance of funds by the justice court to the chief fiscal office
 of the town or village, or, in the case of the Nassau and Suffolk  coun-
 ties  traffic  and parking violations agencies, to the county treasurer,
 or, in the case of the Buffalo traffic violations agency, to the city of
 Buffalo comptroller, for distribution in accordance with instructions by
 the comptroller [or, in the case of the city of New  York,  pursuant  to
 article  two-A  of the vehicle and traffic law to the city comptroller];
 and/or
   c. monthly, rather than quarterly, distribution of funds.
   The comptroller may require such reporting and record keeping as he or
 she deems necessary to ensure  the  proper  distribution  of  moneys  in
 accordance  with  applicable  laws.  A  justice  court or the Nassau and
 Suffolk counties traffic and parking violations agencies or the city  of
 Buffalo  traffic  violations agency [or the city of New York pursuant to
 article two-A of the vehicle and traffic law] may utilize  these  proce-
 dures  only when permitted by the comptroller, and such permission, once
 given, may subsequently be withdrawn by the comptroller on due notice.
   § 4. Subdivision 3 of section  99-a  of  the  state  finance  law,  as
 amended  by section 10 of chapter 157 of the laws of 2017, is amended to
 read as follows:
   3. The comptroller  is  hereby  authorized  to  implement  alternative
 procedures,  including  guidelines in conjunction therewith, relating to
 the remittance of fines, penalties, forfeitures and other moneys by town
 and village justice courts, and by the Nassau and Suffolk counties traf-
 fic and parking violations agencies, and by the city of Buffalo  traffic
 violations agency, and by the city of Rochester traffic violations agen-
 cy,  [and by the city of New York pursuant to article two-A of the vehi-
 cle and traffic law,] to the justice court fund and for the distribution
 of such moneys by the justice court fund. Notwithstanding any law to the
 contrary, the alternative procedures utilized may include:
   a. electronic funds transfer;
   b. remittance of funds by the justice court to the chief fiscal office
 of the town or village, or, in the case of the Nassau and Suffolk  coun-
 ties  traffic  and parking violations agencies, to the county treasurer,

 A. 9508--B                          8
 
 or, in the case of the Buffalo traffic violations agency, to the city of
 Buffalo comptroller, or in the case of the Rochester traffic  violations
 agency,  to  the city of Rochester treasurer for distribution in accord-
 ance  with  instructions by the comptroller [or, in the case of the city
 of New York, pursuant to article two-A of the vehicle and traffic law to
 the city comptroller]; and/or
   c. monthly, rather than quarterly, distribution of funds.
   The comptroller may require such reporting and record keeping as he or
 she deems necessary to ensure  the  proper  distribution  of  moneys  in
 accordance  with  applicable  laws.  A  justice  court or the Nassau and
 Suffolk counties traffic and parking violations agencies or the city  of
 Buffalo  traffic  violations  agency  or  the  city of Rochester traffic
 violations agency [or the city of New York pursuant to article two-A  of
 the  vehicle  and  traffic  law]  may utilize these procedures only when
 permitted by the comptroller,  and  such  permission,  once  given,  may
 subsequently be withdrawn by the comptroller on due notice.
   § 5. This act shall take effect immediately, provided, however that
   (a)  the amendments to subdivision 5 of section 227 of the vehicle and
 traffic law as made by section two of this act shall take effect on  the
 same date and in the same manner as section 3 of chapter 157 of the laws
 of  2017  takes  effect,  and shall be subject to the expiration of such
 subdivision pursuant to section 4 of part GG of chapter 55 of  the  laws
 of 2017, as amended, and shall be deemed expired therewith; and
   (b)  the  amendments  to  subdivision  3  of section 99-a of the state
 finance law as made by section four of this act shall take effect on the
 same date and in the same manner as section 10 of  chapter  157  of  the
 laws  of  2017  takes  effect, and shall be subject to the expiration of
 such subdivision pursuant to section 4 of part GG of chapter 55  of  the
 laws of 2017, as amended, and shall be deemed expired therewith.
 
                                  PART J
 
                           Intentionally Omitted
 
                                  PART K
 
   Section 1.Intentionally omitted.
   § 2. Intentionally omitted.
   § 3. Intentionally omitted.
   § 4. Intentionally omitted.
   § 5. Intentionally omitted.
   § 6. Intentionally omitted.
   § 7. Intentionally omitted.
   § 8. Intentionally omitted.
   § 9. Intentionally omitted.
   § 10. Intentionally omitted.
   §  11.  Subsection  (b)  of  section  805  of the tax law, as added by
 section 1 of part C of chapter 25 of the laws of  2009,  is  amended  to
 read as follows:
   (b)  On  or before the twelfth and twenty-sixth day of each succeeding
 month, after reserving such amount for such refunds and  deducting  such
 amounts  for  such  costs,  as  provided  for  in subsection (a) of this
 section, the commissioner shall certify to the comptroller the amount of
 all revenues so received during the prior  month  as  a  result  of  the
 taxes,  interest  and  penalties  so  imposed. The amount of revenues so
 certified shall be paid over by the fifteenth and the final business day

 A. 9508--B                          9
 
 of each succeeding month from such account  WITHOUT  APPROPRIATION  into
 the  [mobility  tax  trust  account  of  the metropolitan transportation
 authority financial assistance  fund  established  pursuant  to  section
 ninety-two-ff  of the state finance law, for payment, pursuant to appro-
 priations by the legislature to the] metropolitan transportation author-
 ity finance fund established pursuant to section twelve  hundred  seven-
 ty-h  of  the  public  authorities  law,  PROVIDED,  HOWEVER,  THAT  THE
 COMPTROLLER SHALL ENSURE THAT ANY PAYMENTS TO THE METROPOLITAN TRANSPOR-
 TATION AUTHORITY FINANCE FUND WHICH ARE DUE TO  BE  PAID  BY  THE  FINAL
 BUSINESS  DAY IN THE MONTH OF DECEMBER PURSUANT TO THIS SUBSECTION SHALL
 BE RECEIVED BY THE METROPOLITAN TRANSPORTATION AUTHORITY FINANCE FUND ON
 THE SAME BUSINESS DAY IN WHICH IT IS PAID.
   § 12. Section 4 of the state finance law is amended by  adding  a  new
 subdivision 12 to read as follows:
   12.  NOTWITHSTANDING SUBDIVISION ONE OF THIS SECTION AND ANY OTHER LAW
 TO THE CONTRARY, THE REVENUE (INCLUDING TAXES, INTEREST  AND  PENALTIES)
 FROM  THE  METROPOLITAN  COMMUTER  TRANSPORTATION  MOBILITY  TAX IMPOSED
 PURSUANT TO ARTICLE TWENTY-THREE OF  THE  TAX  LAW  WHICH  ARE  PAID  IN
 ACCORDANCE  WITH SUBSECTION (B) OF SECTION EIGHT HUNDRED FIVE OF THE TAX
 LAW INTO THE METROPOLITAN TRANSPORTATION AUTHORITY FINANCE  FUND  ESTAB-
 LISHED BY SECTION TWELVE HUNDRED SEVENTY-H OF THE PUBLIC AUTHORITIES LAW
 SHALL BE MADE PURSUANT TO STATUTE BUT WITHOUT AN APPROPRIATION.
   §  13.  Subdivision 2 of section 1270-h of the public authorities law,
 as added by section 16 of part H of chapter 25 of the laws of  2009,  is
 amended to read as follows:
   2.  The comptroller shall deposit INTO THE METROPOLITAN TRANSPORTATION
 AUTHORITY FINANCE FUND (A) monthly, pursuant to appropriation, [into the
 metropolitan transportation authority finance fund] the moneys deposited
 in the mobility tax trust account  of  the  metropolitan  transportation
 authority financial assistance fund pursuant to [article twenty-three of
 the  tax  law, and] any [other] provision of law directing or permitting
 the deposit of moneys in such fund, AND (B) WITHOUT  APPROPRIATION,  THE
 REVENUE  INCLUDING TAXES, INTEREST AND PENALTIES COLLECTED IN ACCORDANCE
 WITH ARTICLE TWENTY-THREE OF THE TAX LAW.
   § 14. Subdivisions 3 and 5 of section 92-ff of the state finance  law,
 as  added  by section 1 of part G of chapter 25 of the laws of 2009, are
 amended to read as follows:
   3. Such fund shall consist of all moneys collected [therefore]  THERE-
 FOR  or  credited or transferred thereto from any other fund, account or
 source, including, without limitation, the [revenues  derived  from  the
 metropolitan  commuter  transportation  mobility  tax imposed by article
 twenty-three of the tax law;] revenues derived from the special  supple-
 mental  tax  on  passenger car rentals imposed by section eleven hundred
 sixty-six-a of the tax law; revenues  derived  from  the  transportation
 surcharge  imposed  by article twenty-nine-A of the tax law; the supple-
 mental registration fees imposed by article seventeen-C of  the  vehicle
 and  traffic law; and the supplemental metropolitan commuter transporta-
 tion district license fees imposed by section five hundred three of  the
 vehicle  and  traffic  law.  Any interest received by the comptroller on
 moneys on deposit in the metropolitan transportation authority financial
 assistance fund shall be retained in and become a part of such fund.
   5. (a) The "mobility tax trust account"  shall  consist  of  [revenues
 required  to  be deposited therein pursuant to the provisions of article
 twenty-three of the tax law and all other]  moneys  credited  or  trans-
 ferred thereto from any [other] fund or source pursuant to law.

 A. 9508--B                         10
 
   (b)  Moneys  in  the  "mobility  tax trust account" shall, pursuant to
 appropriation by the legislature, be transferred on a monthly  basis  to
 the  metropolitan  transportation  authority finance fund established by
 section twelve hundred seventy-h  of  the  public  authorities  law  and
 utilized in accordance with said section. It is the intent of the legis-
 lature  to  enact two appropriations from the mobility tax trust account
 to the metropolitan transportation authority finance fund established by
 section twelve hundred seventy-h of the public authorities law. One such
 appropriation shall be equal to the amounts  expected  to  be  available
 [for  such  purpose  pursuant to article twenty-three of the tax law or]
 from any [other] monies described in paragraph (a) of  this  subdivision
 during  the  two  thousand  [nine] EIGHTEEN--two thousand [ten] NINETEEN
 fiscal year and shall be effective in that fiscal year. The  other  such
 appropriation  shall  be  equal  to the amounts expected to be available
 [for such purpose pursuant to article twenty-three of the  tax  law  or]
 from  any  [other] monies described in paragraph (a) of this subdivision
 during the two thousand [ten]  NINETEEN--two  thousand  [eleven]  TWENTY
 fiscal  year  and shall, notwithstanding the provisions of section forty
 of this chapter, take effect on the first day of the two thousand  [ten]
 NINETEEN--two thousand [eleven] TWENTY fiscal year and lapse on the last
 day  of that fiscal year. It is the intent of the governor to submit and
 the legislature to enact for each fiscal year  after  the  two  thousand
 [nine]  EIGHTEEN--two  thousand  [ten] NINETEEN fiscal year in an annual
 budget bill: (i) an appropriation for the amount expected to  be  avail-
 able  in  the mobility tax trust account during such fiscal year for the
 metropolitan transportation authority [pursuant to article  twenty-three
 of the tax law or] FROM any [other] monies described in paragraph (a) of
 this  subdivision; and (ii) an appropriation for the amount projected by
 the director of the budget to be deposited in  the  mobility  tax  trust
 account  [pursuant  to  article twenty-three of the tax law or] from any
 [other] monies described in paragraph (a) of this  subdivision  for  the
 next  succeeding fiscal year. Such appropriation for payment of revenues
 projected to be deposited in the succeeding fiscal year shall,  notwith-
 standing the provisions of section forty of this chapter, take effect on
 the  first  day of such succeeding fiscal year and lapse on the last day
 of such fiscal year. If for any fiscal year commencing on or  after  the
 first  day  of  April,  two  thousand ten the governor fails to submit a
 budget bill containing the foregoing, or the legislature fails to  enact
 a  bill  with  such  provisions,  then  the  metropolitan transportation
 authority shall notify the comptroller, the director of the budget,  the
 chairperson  of  the senate finance committee and the chairperson of the
 assembly ways and means committee of amounts required  to  be  disbursed
 from the appropriation made during the preceding fiscal year for payment
 in such fiscal year. In no event shall the comptroller make any payments
 from  such  appropriation  prior  to  May first of such fiscal year, and
 unless and until the director of the  budget,  the  chairperson  of  the
 senate  finance  committee  and the chairperson of the assembly ways and
 means committee have been notified of  the  required  payments  and  the
 timing  of  such payments to be made from the mobility tax trust account
 to the metropolitan transportation authority finance fund established by
 section twelve hundred seventy-h of the public authorities law at  least
 forty-eight  hours  prior  to  any  such  payments.  Until  such time as
 payments pursuant to such appropriation are made in  full,  revenues  in
 the  mobility  tax  trust  account  shall not be paid over to any person
 other than the metropolitan transportation authority.
   § 15. This act shall take effect April 1, 2018.

 A. 9508--B                         11
 
                                  PART L
 
                           Intentionally Omitted
 
                                  PART M
 
                           Intentionally Omitted
 
                                  PART N
 
                           Intentionally Omitted
 
                                  PART O
 
   Section  1.  Subdivision 3 of section 16-m of section 1 of chapter 174
 of the laws of 1968 constituting the New York  state  urban  development
 corporation  act, as amended by section 1 of part M of chapter 58 of the
 laws of 2017, is amended to read as follows:
   3. The provisions of this section shall  expire,  notwithstanding  any
 inconsistent provision of subdivision 4 of section 469 of chapter 309 of
 the laws of 1996 or of any other law, on July 1, [2018] 2019.
   §  2.  This  act  shall take effect immediately and shall be deemed to
 have been in full force and effect on and after July 1, 2018.
 
                                  PART P
 
   Section 1. Section 2 of chapter 393 of the laws of 1994, amending  the
 New York state urban development corporation act, relating to the powers
 of  the  New  York state urban development corporation to make loans, as
 amended by section 1 of part N of chapter 58 of the  laws  of  2017,  is
 amended to read as follows:
   §  2.  This  act shall take effect immediately provided, however, that
 section one of this act shall expire on July 1, [2018]  2019,  at  which
 time the provisions of subdivision 26 of section 5 of the New York state
 urban  development  corporation  act shall be deemed repealed; provided,
 however, that neither the expiration nor the repeal of such  subdivision
 as provided for herein shall be deemed to affect or impair in any manner
 any  loan  made  pursuant  to the authority of such subdivision prior to
 such expiration and repeal.
   § 2. This act shall take effect immediately and  shall  be  deemed  to
 have been in full force and effect on and after April 1, 2018.
 
                                  PART Q
 
   Section  1.  Subdivisions  2,  7,  8, 13, 15, 16, 19, 20, 21 and 22 of
 section 310 of the executive law, subdivisions 2 and 8 as added by chap-
 ter 261 of the laws of 1988, subdivisions 7 and 15 as amended by chapter
 22 of the laws of 2014, subdivision 13 as amended by chapter 506 of  the
 laws  of  2009,  subdivision  16,  as amended by section 3 of part BB of
 chapter 59 of the laws of 2006, subdivisions 19, 20, 21 and 22 as  added
 by  chapter 175 of the laws of 2010 are amended and a new subdivision 24
 is added to read as follows:
   2. "Contracting agency" shall mean  a  state  agency  OR  STATE-FUNDED
 ENTITY  which  is a party or a proposed party to a state contract or, in
 the case of a state contract described in paragraph (c)  of  subdivision
 thirteen  of this section, shall mean the New York state housing finance

 A. 9508--B                         12

 agency, housing trust fund  corporation  or  affordable  housing  corpo-
 ration, whichever has made or proposes to make the grant or loan for the
 state assisted housing project.
   7.  "Minority-owned  business enterprise" shall mean a business enter-
 prise, including a sole proprietorship, partnership,  limited  liability
 company or corporation that is:
   (a)  at  least  fifty-one  percent owned by one or more minority group
 members;
   (b) an enterprise in which such minority ownership is  real,  substan-
 tial and continuing;
   (c)  an  enterprise in which such minority ownership has and exercises
 the authority to control independently the day-to-day business decisions
 of the enterprise;
   (d) an enterprise authorized to do business in this  state  and  inde-
 pendently owned and operated; AND
   (e) [an enterprise owned by an individual or individuals, whose owner-
 ship,  control  and  operation are relied upon for certification, with a
 personal net worth that does not exceed three million five hundred thou-
 sand dollars, as adjusted annually on the first of January for inflation
 according to the consumer price index of the previous year; and
   (f)] an enterprise that is a small business  pursuant  to  subdivision
 twenty of this section.
   8.  "Minority  group  member"  shall  mean  a United States citizen or
 permanent resident alien who is and can demonstrate membership in one of
 the following groups:
   (a) Black persons having origins in any of the  Black  African  racial
 groups;
   (b)  [Hispanic]  HISPANIC/LATINO  persons  of  Mexican,  Puerto Rican,
 Dominican, Cuban, Central or South American of either Indian or Hispanic
 origin, regardless of race;
   (c) Native American or Alaskan native persons having origins in any of
 the original peoples of North America.
   (d) Asian and Pacific Islander persons having origins in  any  of  the
 Far  East  countries,  South  East  Asia, the Indian subcontinent or the
 Pacific Islands.
   13. "State contract" shall mean: (a) a written agreement  or  purchase
 order  instrument,  providing for a total expenditure in excess of twen-
 ty-five thousand dollars, whereby a contracting agency is  committed  to
 expend  or does expend funds in return for labor, services including but
 not  limited  to  legal,  financial  and  other  professional  services,
 supplies,  equipment,  materials or any combination of the foregoing, to
 be performed for, or rendered or furnished to  the  contracting  agency;
 (b) a written agreement in excess of one hundred thousand dollars where-
 by  a contracting agency is committed to expend or does expend funds for
 the acquisition, construction, demolition, replacement, major repair  or
 renovation  of real property and improvements thereon; [and] (c) a writ-
 ten agreement in excess of one  hundred  thousand  dollars  whereby  the
 owner of a state assisted housing project is committed to expend or does
 expend funds for the acquisition, construction, demolition, replacement,
 major repair or renovation of real property and improvements thereon for
 such  project; AND (D) A WRITTEN AGREEMENT OR PURCHASE ORDER INSTRUMENT,
 PROVIDING FOR A TOTAL EXPENDITURE IN  EXCESS  OF  ONE  HUNDRED  THOUSAND
 DOLLARS,  WHEREBY  THE  MAJORITY  OF  THE FUNDS A STATE-FUNDED ENTITY IS
 COMMITTED TO EXPEND OR DOES EXPEND ARE PAID TO THE  STATE-FUNDED  ENTITY
 BY THE STATE OF NEW YORK, INCLUDING THOSE PAID TO THE STATE-FUNDED ENTI-
 TY PURSUANT TO AN APPROPRIATION, FOR ANY PRODUCT OR SERVICE.

 A. 9508--B                         13
 
   15.  "Women-owned  business  enterprise"  shall mean a business enter-
 prise, including a sole proprietorship, partnership,  limited  liability
 company or corporation that is:
   (a)  at  least  fifty-one  percent  owned by one or more United States
 citizens or permanent resident aliens who are women;
   (b) an enterprise in which the ownership interest  of  such  women  is
 real, substantial and continuing;
   (c)  an enterprise in which such women ownership has and exercises the
 authority to control independently the day-to-day business decisions  of
 the enterprise;
   (d)  an  enterprise  authorized to do business in this state and inde-
 pendently owned and operated; AND
   (e) [an enterprise owned by an individual or individuals, whose owner-
 ship, control and operation are relied upon for  certification,  with  a
 personal net worth that does not exceed three million five hundred thou-
 sand dollars, as adjusted annually on the first of January for inflation
 according to the consumer price index of the previous year; and
   (f)]  an  enterprise  that is a small business pursuant to subdivision
 twenty of this section.
   A firm owned by a minority group member who is also  a  woman  may  be
 certified  as  a minority-owned business enterprise, a women-owned busi-
 ness enterprise, or both, and may be counted towards either a  minority-
 owned  business  enterprise  goal  or  a women-owned business enterprise
 goal, in regard to any contract or any goal, set by an agency or author-
 ity, but such participation may not be counted towards both such  goals.
 Such  an  enterprise's  participation  in  a contract may not be divided
 between the minority-owned business enterprise goal and the  women-owned
 business enterprise goal.
   16.  "Statewide  advocate"  shall  mean  the  person  appointed by the
 [commissioner] DIRECTOR to serve in the capacity  of  the  minority  and
 women-owned business enterprise statewide advocate.
   [19.  "Personal net worth" shall mean the aggregate adjusted net value
 of the assets of an individual remaining  after  total  liabilities  are
 deducted.  Personal  net worth includes the individual's share of assets
 held jointly with said individual's spouse  and  does  not  include  the
 individual's  ownership  interest  in  the certified minority and women-
 owned business enterprise, the individual's equity in his or her primary
 residence, or up to five hundred thousand dollars of  the  present  cash
 value  of any qualified retirement savings plan or individual retirement
 account held by the individual less any penalties for early withdrawal.]
   20. "Small business" as used in this section, unless  otherwise  indi-
 cated,  shall  mean a business which has a significant business presence
 in the state, is independently owned and operated, not dominant  in  its
 field and employs, based on its industry, a certain number of persons as
 determined  by  the  director[, but not to exceed three hundred], taking
 into consideration factors which include, but are not limited to, feder-
 al small business administration standards pursuant to 13 CFR  part  121
 and  any  amendments  thereto. The director may issue regulations on the
 construction of the terms in this definition.
   21. "The [2010] disparity  study"  shall  refer  to  the  MOST  RECENT
 disparity  study  commissioned  by  the [empire state development corpo-
 ration] DEPARTMENT OF ECONOMIC DEVELOPMENT, pursuant  to  section  three
 hundred  twelve-a  of this article, and published on [April twenty-nine,
 two thousand ten] JUNE THIRTIETH, TWO THOUSAND SEVENTEEN.
   22. "Diversity practices" shall mean the  contractor's  practices  and
 policies with respect to:

 A. 9508--B                         14

   (a) utilizing OR MENTORING certified minority and women-owned business
 enterprises  in  contracts  awarded  by  a  state agency or other public
 corporation, as subcontractors and suppliers; [and]
   (b)  entering  into  partnerships,  joint  ventures  or  other similar
 arrangements with certified minority  and  women-owned  business  enter-
 prises  as  defined in this article or other applicable statute or regu-
 lation governing an entity's  utilization  of  minority  or  women-owned
 business enterprises; AND
   (C)  THE REPRESENTATION OF MINORITY GROUP MEMBERS AND WOMEN AS MEMBERS
 OF THE BOARD OF DIRECTORS OR EXECUTIVE OFFICERS OF THE CONTRACTOR.
   24. "STATE-FUNDED ENTITY" SHALL MEAN ANY  UNIT  OF  LOCAL  GOVERNMENT,
 INCLUDING,  BUT NOT LIMITED TO, A COUNTY, CITY, TOWN, VILLAGE, OR SCHOOL
 DISTRICT THAT IS PAID PURSUANT TO AN APPROPRIATION IN ANY  STATE  FISCAL
 YEAR PROVIDED, HOWEVER, A STATE-FUNDED ENTITY SHALL NOT INCLUDE ANY UNIT
 OF  LOCAL  GOVERNMENT  THAT,  PURSUANT  TO LOCAL LAW, HAS A MINORITY AND
 WOMEN-OWNED BUSINESS ENTERPRISE PROGRAM.
   § 1-a. Subdivision 3 of section 311 of the executive law, as added  by
 chapter  261  of  the laws of 1988, paragraphs (d) and (e) as amended by
 chapter 55 of the laws of 1992, paragraphs (g) and (h)  as  amended  and
 paragraph (i) as added by section 1 of part BB of chapter 59 of the laws
 of 2006, is amended to read as follows:
   3. The director shall have the following powers and duties:
   (a)  to  encourage and assist contracting agencies in their efforts to
 increase participation by minority and women-owned business  enterprises
 on  state  contracts and subcontracts so as to facilitate the award of a
 fair share of such contracts to them;
   (b) to develop standardized forms and reporting documents necessary to
 implement this article;
   (c) to conduct educational programs consistent with  the  purposes  of
 this article;
   (d)  to  review  periodically  the  practices  and  procedures of each
 contracting agency with respect to compliance  with  the  provisions  of
 this  article,  and  to  require  them to file periodic reports with the
 division of minority and women's business development as to the level of
 minority and  women-owned  business  enterprises  participation  in  the
 awarding of agency contracts for goods and services;
   (D-1)  TO  REQUIRE  ALL  CONTRACTING STATE AGENCIES TO DEVELOP A THREE
 YEAR GROWTH PLAN TO  DETERMINE  A  MEANS  OF  PROMOTING  AND  INCREASING
 PARTICIPATION  BY  MINORITY-OWNED  AND  WOMEN-OWNED BUSINESS ENTERPRISES
 WITH RESPECT TO STATE CONTRACTS AND  SUBCONTRACTS.  EVERY  THREE  YEARS,
 BEGINNING  MAY  FIFTEENTH, TWO THOUSAND NINETEEN, EACH CONTRACTING STATE
 AGENCY SHALL SUBMIT A THREE YEAR GROWTH  PLAN  AS  PART  OF  ITS  ANNUAL
 REPORT  TO  THE GOVERNOR AND LEGISLATURE PURSUANT TO SECTION ONE HUNDRED
 SIXTY-FOUR OF THIS CHAPTER.
   (e) on January first of each year  report  to  the  governor  and  the
 chairpersons  of  the senate finance and assembly ways and means commit-
 tees on the level  of  minority  and  women-owned  business  enterprises
 participating  in  each agency's contracts for goods and services and on
 activities of the office  and  effort  by  each  contracting  agency  to
 promote  employment  of minority group members and women, and to promote
 and increase participation by certified businesses with respect to state
 contracts and subcontracts so as to facilitate the award of a fair share
 of state contracts to such businesses. The comptroller shall assist  the
 division  in  collecting  information  on the participation of certified
 business for each contracting agency.  Such  report  may  recommend  new
 activities and programs to effectuate the purposes of this article;

 A. 9508--B                         15
 
   (f) to prepare and update periodically a directory of certified minor-
 ity and women-owned business enterprises which shall, wherever practica-
 ble, be divided into categories of labor, services, supplies, equipment,
 materials  and  recognized  construction trades and which shall indicate
 areas  or locations of the state where such enterprises are available to
 perform services, AND TO USE THIS  INFORMATION  TO  CREATE  AN  INTERNET
 BASED,  SEARCHABLE, CENTRALIZED STATE REGISTRY DETAILING CERTIFICATIONS,
 DENIALS, WAIVERS AND ALL DOCUMENTS SUBMITTED  DURING  THE  LIFE  OF  THE
 CONTRACT;
   (g)  to  appoint independent hearing officers who by contract or terms
 of employment shall  preside  over  adjudicatory  hearings  pursuant  to
 section  three  hundred  fourteen of this article for the office and who
 are assigned no other work by the office;
   (h) notwithstanding the provisions of section two  hundred  ninety-six
 of  this  chapter,  to  file  a  complaint pursuant to the provisions of
 section two hundred ninety-seven of this chapter where the director  has
 knowledge  that  a  contractor may have violated the provisions of para-
 graph (a), (b) or (c) of subdivision one of section two hundred  ninety-
 six  of  this  chapter  where  such  violation is unrelated, separate or
 distinct from the state contract as expressed by its terms; [and]
   (i) to streamline the state certification process  to  accept  federal
 and municipal corporation certifications;
   (J)  TO  KEEP  A  RECORD  OF  PARTIAL  AND TOTAL WAIVERS OF COMPLIANCE
 REPORTED PURSUANT TO PARAGRAPH (B) OF SUBDIVISION SIX OF  SECTION  THREE
 HUNDRED THIRTEEN OF THIS ARTICLE AND TO MAKE SUCH RECORD PUBLICLY AVAIL-
 ABLE  ON THE DIVISION'S WEBSITE. THE RECORD SHALL PROVIDE, AT A MINIMUM:
 (I) INFORMATION IDENTIFYING THE CONTRACT, INCLUDING  THE  VALUE  OF  THE
 CONTRACT; (II) INFORMATION IDENTIFYING THE CONTRACTING AGENCY; (III) THE
 NAME  OF  THE  CONTRACTOR RECEIVING THE WAIVER; AND (IV) THE DATE OF THE
 WAIVER;
   (K) TO PERFORM INSPECTIONS OF MINORITY OR WOMEN-OWNED BUSINESS'S PLACE
 OF BUSINESS, WAREHOUSE OR STORAGE FACILITY TO CONFIRM THE EXISTENCE OF A
 WORKFORCE, EQUIPMENT AND SUPPLIES;
   (L) TO PERFORM INSPECTIONS OF FINANCIAL RECORDS OF MINORITY OR  WOMEN-
 OWNED  BUSINESS ENTERPRISES TO ENSURE SUCH ENTERPRISES ARE IN COMPLIANCE
 WITH APPLICABLE LAWS; AND
   (M) TO ENSURE THE  PROTECTION  OF  INDIVIDUALS  WHO  REPORT  SUSPECTED
 VIOLATIONS  OF  THIS ARTICLE AND APPLICABLE LAWS RELATED TO MINORITY AND
 WOMEN-OWNED BUSINESS ENTERPRISES.
   § 2. Subdivision 4 of section 311 of the executive law, as amended  by
 chapter 361 of the laws of 2009, is amended to read as follows:
   4.  The  director  [may]  SHALL  provide assistance to, and facilitate
 access to programs serving [certified businesses as well as  applicants]
 MINORITY  AND WOMEN-OWNED BUSINESS ENTERPRISES to ensure that such busi-
 nesses benefit, as needed, from technical, managerial and financial, and
 general  business  assistance;  training;  marketing;  organization  and
 personnel  skill  development; project management assistance; technology
 assistance; bond and insurance education assistance; and other  business
 development  assistance.  THE DIRECTOR SHALL MAINTAIN A TOLL-FREE NUMBER
 AT THE DEPARTMENT OF ECONOMIC DEVELOPMENT TO BE USED TO ANSWER QUESTIONS
 CONCERNING THE MWBE CERTIFICATION PROCESS.  In  addition,  the  director
 may, either independently or in conjunction with other state agencies:
   (a)  develop  a  clearinghouse of information on programs and services
 provided by entities that may assist such businesses;

 A. 9508--B                         16
 
   (b) review bonding and paperwork requirements imposed  by  contracting
 agencies that may unnecessarily impede the ability of such businesses to
 compete; and
   (c)  seek to maximize utilization by minority and women-owned business
 enterprises of available federal resources including but not limited  to
 federal grants, loans, loan guarantees, surety bonding guarantees, tech-
 nical  assistance,  and programs and services of the federal small busi-
 ness administration.
   § 3. Section 311-a of the executive law, as added by section 4 of part
 BB of chapter 59 of the laws of 2006, is amended to read as follows:
   § 311-a. Minority and women-owned business enterprise statewide  advo-
 cate.  1.  There is hereby established within the [department of econom-
 ic] DIVISION OF MINORITY AND WOMEN'S BUSINESS development [an office  of
 the  minority and women-owned business enterprise] A statewide advocate.
 The statewide advocate shall be appointed by the commissioner  with  the
 advice  of  the  small business advisory board as established in section
 one hundred thirty-three of the economic development law and shall serve
 in the unclassified service of the  director.  [The  statewide  advocate
 shall be located in the Albany empire state development office.]
   2.  The  advocate  shall act as a liaison for minority and women-owned
 business enterprises (MWBEs) to  assist  them  in  obtaining  technical,
 managerial,  financial and other business assistance for certified busi-
 nesses and  applicants.  The  advocate  shall  RECEIVE  AND  investigate
 complaints  brought  by  or  on behalf of MWBEs concerning certification
 delays and instances of violations of [law]  THE  REQUIREMENTS  OF  THIS
 ARTICLE  by CONTRACTORS AND state agencies. The statewide advocate shall
 assist certified businesses and applicants in the certification process.
 Other functions of the statewide  advocate  shall  be  directed  by  the
 commissioner.  The  advocate  may  request  and the director may appoint
 staff and employees of the  division  of  minority  and  women  business
 development to support the administration of the office of the statewide
 advocate.
   3.  The  statewide advocate [shall establish a toll-free number at the
 department of economic  development  to  be  used  to  answer  questions
 concerning the MWBE certification process] SHALL CONDUCT PERIODIC AUDITS
 OF  STATE  AGENCIES'  COMPLIANCE  WITH THE REQUIREMENTS OF SECTION THREE
 HUNDRED FIFTEEN OF THIS ARTICLE, WHICH AUDITS SHALL INCLUDE A REVIEW  OF
 THE  BOOKS AND RECORDS OF STATE AGENCIES CONCERNING, AMONG OTHER THINGS,
 ANNUAL AGENCY EXPENDITURES, ANNUAL PARTICIPATION OF MINORITY AND  WOMEN-
 OWNED  BUSINESS  ENTERPRISES  AS PRIME CONTRACTORS AND SUBCONTRACTORS IN
 STATE AGENCIES' STATE CONTRACTS, AND DOCUMENTATION  OF  STATE  AGENCIES'
 GOOD  FAITH EFFORTS TO MAXIMIZE MINORITY AND WOMEN-OWNED BUSINESS ENTER-
 PRISE PARTICIPATION IN SUCH STATE AGENCIES' CONTRACTING.
   4. The statewide advocate shall report to the director and commission-
 er by November fifteenth on an annual basis on all activities related to
 fulfilling the obligations of the office of the statewide advocate.  The
 commissioner shall include the unedited text of the statewide advocate's
 report within the reports submitted by the department of economic devel-
 opment to the governor and the legislature.
   §  4.  Section  312-a of the executive law, as amended by section 1 of
 part Q of chapter 58 of the laws of 2015, is amended to read as follows:
   § 312-a.  Study  of  minority  and  women-owned  business  [enterprise
 programs]  ENTERPRISES.  1. The director of the division of minority and
 [women-owned] WOMEN'S business development [in the department of econom-
 ic development] is authorized and directed to recommission  a  statewide
 disparity  study regarding the participation of minority and women-owned

 A. 9508--B                         17
 
 business enterprises in state contracts  since  the  amendment  of  this
 article  to  be  delivered to the governor and legislature no later than
 August fifteenth, [two thousand sixteen] TWO  THOUSAND  TWENTY-TWO.  The
 study  shall  be prepared by an entity independent of the department and
 selected through a request for proposal process.  The  purpose  of  such
 study is:
   (a)  to  determine  whether there is a disparity between the number of
 qualified minority and women-owned businesses ready, willing and able to
 perform state contracts for commodities, services and construction,  and
 the  number  of  such  contractors  actually  engaged  to  perform  such
 contracts, and to determine what changes, if  any,  should  be  made  to
 state  policies affecting minority and women-owned business enterprises;
 and (b) to determine whether there is a disparity between the number  of
 qualified  minorities and women ready, willing and able, with respect to
 labor markets, qualifications and other relevant factors, to participate
 in contractor employment, management level bodies, including  boards  of
 directors,  and as senior executive officers within contracting entities
 and the number of such group members  actually  employed  or  affiliated
 with  state  contractors in the aforementioned capacities, and to deter-
 mine what changes, if any, should be made to  state  policies  affecting
 minority  and  women group populations with regard to state contractors'
 employment and appointment practices relative to diverse group  members.
 Such  study  shall  include,  but  not be limited to, an analysis of the
 history of minority and women-owned  business  enterprise  programs  and
 their effectiveness as a means of securing and ensuring participation by
 minorities and women, and a disparity analysis by market area and region
 of  the  state, THE EFFECTIVENESS OF THE CURRENT NET WORTH THRESHOLDS, A
 STATISTICAL ANALYSIS OF THE PARTICIPATION OF  MINORITY  AND  WOMEN-OWNED
 BUSINESS  ENTERPRISES  CORRELATED  WITH  SUCH  BUSINESS ENTERPRISES' NET
 WORTH, WHETHER MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISES' NET  WORTH
 AT  THE  TIME  OF  CERTIFICATION  HAS ANY EFFECT ON SUCH BUSINESS ENTER-
 PRISE'S SUCCESS OR LACK THEREOF IN PARTICIPATION IN  STATEWIDE  PROCURE-
 MENT, THE EFFECTIVENESS OF THE REGULATIONS ADOPTED SINCE THE MOST RECENT
 DISPARITY  STUDY,  THE  EXTENT OF COMPLIANCE BY STATE AGENCIES AND STATE
 AUTHORITIES WITH SUCH REGULATIONS, AN ANALYSIS OF THE NUMBER OF MINORITY
 AND WOMEN-OWNED BUSINESS ENTERPRISES  SEEKING  CERTIFICATION  SINCE  THE
 MOST  RECENT  DISPARITY STUDY, AND THE REASONS, IF ANY, FOR ANY INCREASE
 OR DECREASE IN SUCH CERTIFICATIONS. Such study shall distinguish between
 minority males, minority females and non-minority females in the statis-
 tical analysis.
   2. The director of the division of minority and [women-owned]  WOMEN'S
 business  development is directed to transmit the disparity study to the
 governor and the legislature [not later than August fifteenth, two thou-
 sand sixteen], and to post the study on the website of the department of
 economic development.
   § 5. Section 313 of the executive law, as amended by  chapter  175  of
 the laws of 2010, is amended to read as follows:
   § 313. Opportunities  for  minority  and  women-owned  business enter-
 prises. 1. Goals and requirements for agencies and  contractors.    Each
 agency shall structure procurement procedures for contracts made direct-
 ly  or  indirectly  to minority and women-owned business enterprises, in
 accordance with the findings of the [two thousand ten] disparity  study,
 consistent with the purposes of this article, to attempt to achieve [the
 following]  THE RECOMMENDED results with regard to [total] annual state-
 wide procurement FOR EACH OF THE FOLLOWING:

 A. 9508--B                         18
 
   (a) construction industry for certified minority-owned business enter-
 prises[: fourteen and thirty-four hundredths percent];
   (b)  construction  industry  for certified women-owned business enter-
 prises[: eight and forty-one hundredths percent];
   (c) construction related professional services industry for  certified
 minority-owned business enterprises[: thirteen and twenty-one hundredths
 percent];
   (d)  construction related professional services industry for certified
 women-owned business  enterprises[:  eleven  and  thirty-two  hundredths
 percent];
   (e)  non-construction  related services industry for certified minori-
 ty-owned business enterprises[: nineteen and sixty hundredths percent];
   (f) non-construction related services industry  for  certified  women-
 owned   business   enterprises[:  seventeen  and  forty-four  hundredths
 percent];
   (g) commodities industry for certified minority-owned business  enter-
 prises[: sixteen and eleven hundredths percent];
   (h)  commodities  industry  for  certified women-owned business enter-
 prises[:  ten and ninety-three hundredths percent];
   (i) overall agency total dollar value  of  procurement  for  certified
 minority-owned business enterprises[: sixteen and fifty-three hundredths
 percent];
   (j)  overall  agency  total  dollar value of procurement for certified
 women-owned business enterprises[:  twelve  and  thirty-nine  hundredths
 percent]; and
   (k)  overall  agency  total  dollar value of procurement for certified
 minority, women-owned business enterprises[: twenty-eight and ninety-two
 hundredths percent].
   1-a. The director  shall  ensure  that  each  state  agency  has  been
 provided  with  a  copy  of the [two thousand ten] MOST RECENT disparity
 study.
   1-b. Each agency shall develop and adopt agency-specific  goals  based
 on the findings of the [two thousand ten] MOST RECENT disparity study.
   1-C.  THE  GOALS SET PURSUANT TO SUBDIVISION ONE OF THIS SECTION SHALL
 BE CONSISTENT WITH THE FINDINGS OF THE MOST RECENT DISPARITY STUDY.
   2. The director shall promulgate rules and regulations pursuant to the
 goals established in subdivision one of this section that provide  meas-
 ures  and  procedures  to ensure that certified minority and women-owned
 businesses shall be given the opportunity for maximum  feasible  partic-
 ipation in the performance of state contracts and to assist in the agen-
 cy's  identification  of  those  state  contracts for which minority and
 women-owned certified businesses may best bid to actively  and  affirma-
 tively  promote  and  assist  their  participation in the performance of
 state contracts so as to facilitate  the  agency's  achievement  of  the
 maximum  feasible portion of the goals for state contracts to such busi-
 nesses.
   2-a. The director shall promulgate rules  and  regulations  that  will
 accomplish the following:
   (a)  provide for the certification and decertification of minority and
 women-owned business enterprises for all agencies through a single proc-
 ess that meets applicable requirements;
   (b) require that each contract solicitation document accompanying each
 solicitation set forth the expected degree of minority  and  women-owned
 business enterprise participation based, in part, on:
   (i)  the  potential  subcontract  opportunities available in the prime
 procurement contract; [and]

 A. 9508--B                         19
 
   (ii) the availability, as contained within  the  study,  of  certified
 minority  and  women-owned business enterprises to respond competitively
 to the potential subcontract opportunities, AS REFLECTED  IN  THE  DIVI-
 SION'S  DIRECTORY  OF CERTIFIED MINORITY AND WOMEN-OWNED BUSINESS ENTER-
 PRISES; AND
   (III) THE FINDINGS OF THE DISPARITY STUDY.
   (c)  require  that  each  agency  provide  a current list of certified
 minority business enterprises to each prospective contractor;
   (d) allow a contractor that is a certified  minority-owned  or  women-
 owned  business  enterprise to use the work it performs to meet require-
 ments for use of certified minority-owned or women-owned business enter-
 prises as subcontractors;
   (D-1) ESTABLISH CRITERIA FOR AGENCIES TO CREDIT THE  PARTICIPATION  OF
 MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISES TOWARDS THE ACHIEVEMENT OF
 THE  MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE PARTICIPATION GOALS ON
 A STATE CONTRACT BASED ON THE COMMERCIALLY USEFUL FUNCTION  PROVIDED  BY
 EACH MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE ON THE CONTRACT;
   (e)  provide for joint ventures, which a bidder may count toward meet-
 ing its minority and women-owned business enterprise participation;
   (f) consistent with subdivision  six  of  this  section,  provide  for
 circumstances  under  which  an  agency OR STATE-FUNDED ENTITY may waive
 obligations of the contractor relating to minority and women-owned busi-
 ness enterprise participation;
   (g) require that an agency OR STATE-FUNDED ENTITY verify that minority
 and women-owned business enterprises listed  in  a  successful  bid  are
 actually participating to the extent listed in the project for which the
 bid was submitted;
   (h)  provide  for  the  collection  of statistical data by each agency
 concerning actual minority and women-owned business  enterprise  partic-
 ipation; [and]
   (i)  require  each  agency to consult the most current disparity study
 when calculating [agency-wide and contract  specific]  CONTRACT-SPECIFIC
 participation goals pursuant to this article; AND
   (J)  PROVIDE  FOR THE PERIODIC COLLECTION OF REPORTS FROM STATE-FUNDED
 ENTITIES IN SUCH FORM AND AT SUCH TIME AS THE DIRECTOR SHALL REQUIRE.
   3. Solely for the purpose of providing the opportunity for  meaningful
 participation  by  certified  businesses  in  the  performance  of state
 contracts as provided in this section,  state  contracts  shall  include
 leases  of  real property by a state agency to a lessee where: the terms
 of such leases provide for the  construction,  demolition,  replacement,
 major  repair or renovation of real property and improvements thereon by
 such lessee; and the cost of such construction, demolition, replacement,
 major repair or renovation of real  property  and  improvements  thereon
 shall  exceed  the  sum  of one hundred thousand dollars. Reports to the
 director pursuant to section three hundred fifteen of this article shall
 include activities with respect to all such state contracts. Contracting
 agencies shall include or require to be included with respect  to  state
 contracts  for  the  acquisition, construction, demolition, replacement,
 major repair or renovation of real property  and  improvements  thereon,
 such provisions as may be necessary to effectuate the provisions of this
 section  in  every  bid specification and state contract, including, but
 not limited to: (a) provisions requiring  contractors  to  make  a  good
 faith  effort  to solicit active participation by enterprises identified
 in the directory of certified businesses  provided  to  the  contracting
 agency  by the office; (b) requiring the parties to agree as a condition
 of entering into such contract, to be bound by the provisions of section

 A. 9508--B                         20
 
 three hundred sixteen of this article; and (c) requiring the  contractor
 to  include  the  provisions set forth in paragraphs (a) and (b) of this
 subdivision in every subcontract in a manner that the provisions will be
 binding  upon  each  subcontractor  as  to  work in connection with such
 contract. Provided, however, that no such provisions  shall  be  binding
 upon  contractors  or  subcontractors  in the performance of work or the
 provision of services that are unrelated, separate or distinct from  the
 state  contract  as  expressed by its terms, and nothing in this section
 shall authorize the director or any contracting  agency  to  impose  any
 requirement  on  a  contractor or subcontractor except with respect to a
 state contract.
   4. In the implementation of this section, the contracting agency shall
 (a) consult the findings contained within the disparity study evidencing
 relevant industry specific  availability  of  certified  businesses  AND
 DISPARITIES  IN  THE  UTILIZATION OF MINORITY AND WOMEN-OWNED BUSINESSES
 RELATIVE TO THEIR AVAILABILITY;
   (b) implement a program that will enable the agency to  evaluate  each
 contract  to  determine  the  [appropriateness  of the] APPROPRIATE goal
 pursuant to subdivision one of this section FOR PARTICIPATION BY MINORI-
 TY-OWNED BUSINESS ENTERPRISES AND WOMEN-OWNED BUSINESS ENTERPRISES;
   (c) consider  where  practicable,  the  severability  of  construction
 projects and other bundled contracts; and
   (d)  consider  compliance  with  the  requirements  of any federal law
 concerning opportunities for minority and  women-owned  business  enter-
 prises  which  effectuates  the purpose of this section. The contracting
 agency shall determine whether the imposition of the requirements of any
 such law duplicate or conflict with the provisions hereof  and  if  such
 duplication  or  conflict exists, the contracting agency shall waive the
 applicability of this section to  the  extent  of  such  duplication  or
 conflict.
   5. (a) Contracting agencies shall administer the rules and regulations
 promulgated by the director in a good faith effort to [meet] ACHIEVE the
 maximum  feasible portion of the agency's goals adopted pursuant to this
 article and the regulations of the director. Such rules and regulations:
 shall require a contractor to submit a utilization plan after  bids  are
 opened,  when  bids  are  required,  but  prior  to the award of a state
 contract; shall require the contracting agency to review the utilization
 plan submitted by the contractor and to post the  utilization  plan  and
 any  waivers  of  compliance  issued pursuant to subdivision six of this
 section on the website of the contracting  agency  within  a  reasonable
 period  of  time  as  established  by  the  director;  shall require the
 contracting agency to notify the contractor in writing within  a  period
 of  time  specified  by the director as to any deficiencies contained in
 the contractor's utilization plan; shall require remedy thereof within a
 period of time specified by the director; shall require  the  contractor
 to  submit  periodic  compliance  reports  relating to the operation and
 implementation of any utilization plan; shall not  allow  any  automatic
 waivers  but  shall  allow  a contractor to apply for a partial or total
 waiver of the minority and women-owned business enterprise participation
 requirements pursuant to subdivisions six and  seven  of  this  section;
 shall  allow a contractor to file a complaint with the director pursuant
 to subdivision eight of this section in the event a  contracting  agency
 has  failed or refused to issue a waiver of the minority and women-owned
 business  enterprise  participation  requirements  or  has  denied  such
 request  for  a  waiver;  and shall allow a contracting agency to file a
 complaint with the director pursuant to subdivision nine of this section

 A. 9508--B                         21
 
 in the event a contractor is failing or has failed to  comply  with  the
 minority  and women-owned business enterprise participation requirements
 set forth in the state contract where no waiver has been granted.
   (b) The rules and regulations promulgated pursuant to this subdivision
 regarding  a  utilization plan shall provide that where enterprises have
 been identified within a utilization plan, a contractor  shall  attempt,
 in  good  faith, to utilize such enterprise at least to the extent indi-
 cated. A contracting agency may require a contractor to indicate, within
 a utilization plan, what measures and procedures he or  she  intends  to
 take to comply with the provisions of this article, but may not require,
 as  a  condition  of  award  of,  or  compliance with, a contract that a
 contractor  utilize  a  particular  enterprise  in  performance  of  the
 contract.
   (c) Without limiting other grounds for the disqualification of bids or
 proposals  on  the basis of non-responsibility, a contracting agency may
 disqualify the bid or proposal of a contractor as being  non-responsible
 for  failure  to  remedy notified deficiencies contained in the contrac-
 tor's utilization plan within a period of time specified in  regulations
 promulgated  by  the director after receiving notification of such defi-
 ciencies from the contracting agency. Where failure to remedy any  noti-
 fied  deficiency  in  the utilization plan is a ground for disqualifica-
 tion, that issue and all other grounds  for  disqualification  shall  be
 stated in writing by the contracting agency. Where the contracting agen-
 cy states that a failure to remedy any notified deficiency in the utili-
 zation  plan  is  a  ground for disqualification the contractor shall be
 entitled to an  administrative  hearing,  on  a  record,  involving  all
 grounds  stated  by  the  contracting  agency.  Such  hearing  shall  be
 conducted by the appropriate authority  of  the  contracting  agency  to
 review  the  determination  of  disqualification. A final administrative
 determination made following such  hearing  shall  be  reviewable  in  a
 proceeding  commenced  under article seventy-eight of the civil practice
 law and rules, provided that such proceeding is commenced within  thirty
 days  of  the  notice  given  by certified mail return receipt requested
 rendering such final administrative determination. Such proceeding shall
 be commenced in the supreme court, appellate division, third  department
 and  such  proceeding  shall  be  preferred  over all other civil causes
 except election causes, and shall be heard and determined in  preference
 to  all  other  civil business pending therein, except election matters,
 irrespective of position on the calendar. Appeals taken to the court  of
 appeals  of  the  state of New York shall be subject to the same prefer-
 ence.
   6. (A) Where it appears that a contractor cannot, after a  good  faith
 effort,  comply  with  the  minority and women-owned business enterprise
 participation requirements set forth in a particular state  contract,  a
 contractor  may  file  a written application with the contracting agency
 requesting a partial or total waiver of such requirements setting  forth
 the  reasons  for  such contractor's inability to meet any or all of the
 participation requirements together with an explanation of  the  efforts
 undertaken  by the contractor to obtain the required minority and women-
 owned business enterprise participation. In implementing the  provisions
 of  this  section,  the contracting agency shall consider the number and
 types of minority and women-owned business enterprises [located]  AVAIL-
 ABLE  TO  PROVIDE  GOODS  OR SERVICES REQUIRED UNDER THE CONTRACT in the
 region in which the state contract is to be performed, the total  dollar
 value  of  the state contract, the scope of work to be performed and the
 project size and term. If, based on such considerations, the contracting

 A. 9508--B                         22
 
 agency determines there is not a reasonable availability of  contractors
 on  the  list of certified business to furnish services for the project,
 it shall issue a waiver of compliance to the contractor. In making  such
 determination,  the  contracting  agency shall first consider the avail-
 ability of other business enterprises located in the  region  and  shall
 thereafter  consider  the  financial ability of minority and women-owned
 businesses located outside the region in which the  contract  is  to  be
 performed to perform the state contract.
   (B) WITHIN THIRTY DAYS OF THE ISSUANCE OF A PARTIAL OR TOTAL WAIVER OF
 COMPLIANCE  AS  PROVIDED  IN  PARAGRAPH  (A)  OF  THIS  SUBDIVISION, THE
 CONTRACTING AGENCY SHALL:
   (I) REPORT THE ISSUANCE OF THE WAIVER TO THE DIRECTOR; AND
   (II) PUBLISH ON THE  CONTRACTING  AGENCY'S  WEBSITE:  (A)  INFORMATION
 IDENTIFYING  THE  CONTRACT, INCLUDING THE VALUE OF THE CONTRACT; (B) THE
 NAME OF THE CONTRACTOR RECEIVING THE WAIVER; (C) THE DATE OF THE WAIVER;
 (D) WHETHER THE WAIVER WAS A  TOTAL  OR  PARTIAL  WAIVER;  AND  (E)  THE
 SPECIFIC CONTRACT PROVISIONS TO WHICH THE WAIVER APPLIES.
   7.  For  purposes  of  determining a contractor's good faith effort to
 comply with the requirements of this section or  to  be  entitled  to  a
 waiver therefrom the contracting agency shall consider:
   (a)  whether  the  contractor  has  advertised  in general circulation
 media, trade association publications, and minority-focus and  women-fo-
 cus  media  and, in such event, (i) whether or not certified minority or
 women-owned businesses which  have  been  solicited  by  the  contractor
 exhibited  interest  in submitting proposals for a particular project by
 attending OR HAVING ATTENDED a pre-bid conference, IF ANY, SCHEDULED  BY
 THE STATE AGENCY AWARDING THE STATE CONTRACT WITH CERTIFIED MINORITY AND
 WOMEN-OWNED BUSINESS ENTERPRISES; and
   (ii)  whether  certified  businesses  which have been solicited by the
 contractor have responded in a timely fashion to the contractor's solic-
 itations for timely competitive bid quotations prior to the  contracting
 agency's bid date; and
   (b)  whether  [there  has been] THE CONTRACTOR PROVIDED TIMELY written
 notification OF SUBCONTRACTING OPPORTUNITIES ON THE  STATE  CONTRACT  to
 appropriate  certified businesses that appear in the directory of certi-
 fied businesses prepared pursuant to paragraph (f) of subdivision  three
 of section three hundred eleven of this article; and
   (c) whether the contractor can reasonably structure the amount of work
 to  be  performed under subcontracts in order to increase the likelihood
 of participation by certified businesses.
   8. In the event that a contracting agency fails or refuses to issue  a
 waiver to a contractor as requested within twenty days after having made
 application  therefor  pursuant to subdivision six of this section or if
 the contracting agency denies such application, in whole or in part, the
 contractor may file a complaint with the director  pursuant  to  section
 three  hundred  sixteen  of  this  article  setting  forth the facts and
 circumstances giving rise to the contractor's complaint together with  a
 demand  for  relief. The contractor shall serve a copy of such complaint
 upon the contracting agency by personal service or  by  certified  mail,
 return  receipt  requested.  The contracting agency shall be afforded an
 opportunity to respond to such complaint in writing.
   9. If, after the review of a contractor's  minority  and  women  owned
 business  utilization plan or review of a periodic compliance report and
 after such contractor has been afforded an opportunity to respond  to  a
 notice  of  deficiency  issued  by  the contracting agency in connection
 therewith, it appears that a contractor is failing or refusing to comply

 A. 9508--B                         23
 
 with the minority and women-owned business participation requirements as
 set forth in the state contract and where no waiver from  such  require-
 ments  has  been  granted,  the  contracting  agency  may file a written
 complaint with the director pursuant to section three hundred sixteen of
 this  article  setting  forth the facts and circumstances giving rise to
 the contracting agency's complaint together with a  demand  for  relief.
 The  contracting  agency  shall  serve a copy of such complaint upon the
 contractor by personal service or  by  certified  mail,  return  receipt
 requested. The contractor shall be afforded an opportunity to respond to
 such complaint in writing.
   §  6. Section 314 of the executive law, as added by chapter 261 of the
 laws of 1988, subdivision 2-a as amended by chapter 175 of the  laws  of
 2010, subdivision 4 as amended and subdivision 5 as added by chapter 399
 of the laws of 2014, is amended to read as follows:
   § 314. Statewide  certification program. 1. The director shall promul-
 gate rules and regulations providing for the establishment of  a  state-
 wide certification program including rules and regulations governing the
 approval,  denial  or  revocation  of  any such certification, INCLUDING
 REVOCATIONS FOR FELONY CONVICTIONS FOR FRAUDULENTLY MISREPRESENTING  THE
 STATUS  OF  MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISES. Such rules and
 regulations shall include, but not be limited to, such matters as may be
 required to ensure that the established procedures thereunder  shall  at
 least  be  in  compliance  with  the code of fair procedure set forth in
 section seventy-three of the civil rights law AND  CONSISTENT  WITH  THE
 PROVISIONS OF ARTICLE TWENTY-THREE OF THE CORRECTION LAW.
   2.  For  the purposes of this article, the office shall be responsible
 for verifying businesses as being owned,  operated,  and  controlled  by
 minority  group  members or women and for certifying such verified busi-
 nesses. The director shall prepare a directory of  certified  businesses
 for  use  by  contracting  agencies  and contractors in carrying out the
 provisions of this article. The director shall periodically  update  the
 directory.
   2-a.  (a) The director shall establish a procedure enabling the office
 to accept New York municipal corporation certification verification  for
 minority  and  women-owned  business  enterprise  applicants  in lieu of
 requiring the applicant to complete the state certification process. The
 director shall promulgate rules and regulations to  set  forth  criteria
 for  the acceptance of municipal corporation certification. All eligible
 municipal corporation certifications shall require business  enterprises
 seeking certification to meet the following standards:
   (i)  have  at  least  fifty-one  percent  ownership by a minority or a
 women-owned enterprise and be owned by United States citizens or  perma-
 nent resident aliens;
   (ii)  be  an  enterprise  in which the minority and/or women-ownership
 interest is real, substantial and continuing;
   (iii) be an enterprise in which the  minority  and/or  women-ownership
 has  and exercises the authority to control independently the day-to-day
 business decisions of the enterprise;
   (iv) be an enterprise authorized to do business in this state;
   (v) be subject to a physical site inspection to verify  the  fifty-one
 percent ownership requirement; AND
   (vi)  [be  owned  by  an  individual  or individuals, whose ownership,
 control and operation are relied upon for certification, with a personal
 net worth that does not  exceed  three  million  five  hundred  thousand
 dollars,  as  adjusted  annually for inflation according to the consumer
 price index; and

 A. 9508--B                         24

   (vii)] be an enterprise that is a small business pursuant to  subdivi-
 sion twenty of section three hundred ten of this article.
   (b)  The director shall work with all municipal corporations that have
 a municipal minority and  women-owned  business  enterprise  program  to
 develop  standards  to  accept state certification to meet the municipal
 corporation minority and women-owned business  enterprise  certification
 standards.
   (c)  The director shall establish a procedure enabling the division to
 accept federal certification verification for minority  and  women-owned
 business  enterprise  applicants,  provided  said standards comport with
 those required by the state minority and women-owned  business  program,
 in  lieu  of requiring the applicant to complete the state certification
 process. The director shall promulgate  rules  and  regulations  to  set
 forth criteria for the acceptance of federal certification.
   2-B.  (A)  EACH BUSINESS APPLYING FOR MINORITY OR WOMEN-OWNED BUSINESS
 ENTERPRISE CERTIFICATION PURSUANT TO THIS SECTION MUST AGREE  TO  ALLOW:
 (I)  THE DEPARTMENT OF TAXATION AND FINANCE TO SHARE ITS TAX INFORMATION
 WITH THE DIVISION AND (II) THE DEPARTMENT OF LABOR TO SHARE ITS TAX  AND
 EMPLOYER INFORMATION WITH THE DIVISION.
   (B) SUCH INFORMATION PROVIDED PURSUANT TO PARAGRAPH (A) OF THIS SUBDI-
 VISION SHALL BE KEPT CONFIDENTIAL BY THE DIVISION IN THE SAME MANNER AND
 UNDER  THE SAME CONDITIONS AS SUCH INFORMATION IS KEPT BY THE DEPARTMENT
 OF TAXATION AND FINANCE OR THE DEPARTMENT OF LABOR.
   2-C. THE DIRECTOR SHALL ESTABLISH A PROCEDURE ENABLING THE  OFFICE  TO
 APPROVE  AN  APPLICATION BY A BUSINESS ENTITY THAT IS WHOLLY OWNED BY AN
 INDIAN NATION OR TRIBE, AS DEFINED IN SECTION TWO OF THE INDIAN LAW,  IN
 LIEU  OF  REQUIRING  THE  APPLICANT  TO COMPLETE THE STATE CERTIFICATION
 PROCESS.
   3. Following application for certification pursuant to  this  section,
 the  director  shall  provide  the  applicant with written notice of the
 status of the application, including notice of any outstanding deficien-
 cies, within [thirty] FIFTEEN days.    Within  [sixty]  THIRTY  days  of
 submission  of a final completed application, the director shall provide
 the applicant with written notice  of  a  determination  by  the  office
 approving  or denying such certification and, in the event of a denial a
 statement setting forth the reasons for such  denial.  Upon  a  determi-
 nation  denying  or  revoking certification, the business enterprise for
 which certification has been so denied or revoked  shall,  upon  written
 request  made within thirty days from receipt of notice of such determi-
 nation, be entitled to a hearing before an independent  hearing  officer
 designated for such purpose by the director. In the event that a request
 for  a  hearing is not made within such thirty day period, such determi-
 nation shall be deemed to be final.   The  independent  hearing  officer
 shall conduct a hearing and upon the conclusion of such hearing, issue a
 written recommendation to the director to affirm, reverse or modify such
 determination  of  the  director.  Such  written recommendation shall be
 issued to the parties.  The director, within thirty days, by order, must
 accept, reject or modify such recommendation of the hearing officer  and
 set  forth  in  writing the reasons therefor. The director shall serve a
 copy of such order and reasons therefor upon the business enterprise  by
 personal  service  or  by  certified  mail return receipt requested. The
 order of the director shall be subject to  review  pursuant  to  article
 seventy-eight of the civil practice law and rules.
   4.  The  director  may,  after performing an availability analysis and
 upon a finding that industry-specific factors coupled with personal  net
 worth  or  small  business eligibility requirements pursuant to subdivi-

 A. 9508--B                         25
 
 sions nineteen and twenty of section three hundred ten of this  article,
 respectively,  have led to the significant exclusion of businesses owned
 by minority group members or women in that industry,  grant  provisional
 MWBE  certification  status to applicants from that designated industry,
 provided, however, that all other eligibility requirements  pursuant  to
 subdivision  seven or fifteen of section three hundred ten of this arti-
 cle, as applicable, are satisfied. Any industry-based determination made
 under this section by the director shall be made widely available to the
 public and posted on the division's website.
   5. With the exception of provisional MWBE certification,  as  provided
 for  in  subdivision  twenty-three  of section three hundred ten of this
 article, all MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE certifications
 shall be valid for a period of three years.
   § 6-a. The executive law is amended by adding a new section  314-a  to
 read as follows:
   § 314-A. POST COMPLETION CERTIFICATION. THE DIRECTOR, IN COLLABORATION
 WITH  THE  DIVISION OF MINORITY AND WOMEN'S BUSINESS DEVELOPMENT AND THE
 DEPARTMENT OF SMALL  BUSINESS  SERVICES,  SHALL  DEVELOP  THE  FOLLOWING
 STANDARDIZED CERTIFICATION FORMS THAT MUST BE COMPLETED UNDER PENALTY OF
 PERJURY PRIOR TO THE PRIME CONTRACTOR BEING PAID:
   1.  CERTIFICATION  FROM  A REPRESENTATIVE OF THE PRIME CONTRACTOR THAT
 THE MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE IN  FACT  PERFORMED  THE
 SERVICES  OR PROVIDED THE MATERIALS THAT THEY WERE CONTRACTED TO PERFORM
 OR PROVIDE; AND
   2. CERTIFICATION FROM A REPRESENTATIVE OF THE MINORITY OR  WOMEN-OWNED
 BUSINESS ENTERPRISE THAT THEY IN FACT PERFORMED THE SERVICES OR PROVIDED
 THE MATERIALS THAT THEY WERE CONTRACTED TO PERFORM OR PROVIDE.
   §  7.  Subdivisions  3,  4, 5, 6 and 7 of section 315 of the executive
 law, subdivision 3 as amended and subdivisions 4, 5, 6 and 7 as added by
 chapter 175 of the laws of 2010, are amended to read as follows:
   3. Each contracting agency shall report to the director  with  respect
 to activities undertaken to promote employment of minority group members
 and women and promote and increase participation by certified businesses
 with  respect to state contracts and subcontracts. Such reports shall be
 submitted periodically,  but  not  less  frequently  than  annually,  as
 required  by  the  director,  and  shall  include such information as is
 necessary for the director to determine whether the  contracting  agency
 and  contractor have complied with the purposes of this article, includ-
 ing, without limitation, a summary of all waivers of the requirements of
 subdivisions six and seven of section three  hundred  thirteen  of  this
 article  allowed  by the contracting agency during the period covered by
 the report, including a description of the basis of the  waiver  request
 and  the rationale for granting any such waiver AS WELL AS ANY INSTANCES
 IN WHICH THE STATE AGENCY HAS DEEMED A CONTRACTOR TO  HAVE  COMMITTED  A
 VIOLATION  PURSUANT  TO SECTION THREE HUNDRED SIXTEEN-A OF THIS ARTICLE,
 AND SUCH OTHER INFORMATION AS THE DIRECTOR SHALL  REQUIRE.  Each  agency
 shall  also  include  in  such  annual report whether or not it has been
 required to prepare a remedial plan, and, if so, the plan and the extent
 to which the agency has complied with each element of the plan.
   4. The division of minority and  women's  business  development  shall
 issue  an  annual  report  which: (a) summarizes the report submitted by
 each contracting agency pursuant to subdivision three of  this  section;
 (b) contains such comparative or other information as the director deems
 appropriate,  including  but  not  limited  to  goals compared to actual
 participation of minority and women-owned business enterprises in  state
 contracting,  to evaluate the effectiveness of the activities undertaken

 A. 9508--B                         26
 
 by each such contracting agency to promote  increased  participation  by
 certified  minority  or  women-owned  businesses  with  respect to state
 contracts and subcontracts; (c) contains a summary of all waivers of the
 requirements  of  subdivisions  six  and  seven of section three hundred
 thirteen of this article allowed by each contracting agency  during  the
 period  covered  by  the report, including a description of the basis of
 the waiver request and the contracting agency's rationale  for  granting
 any such waiver; (d) describes any efforts to create a database or other
 information storage and retrieval system containing information relevant
 to contracting with minority and women-owned business enterprises; [and]
 (e)  contains a summary of: (i) all determinations of violations of this
 article by a contractor or a contracting agency made during  the  period
 covered by the annual report pursuant to section three hundred sixteen-a
 of  this  article; and (ii) the penalties or sanctions, if any, assessed
 in connection with such determinations and the rationale for such penal-
 ties or sanctions; AND (F) CONTAINS INFORMATION ON EACH CONTRACT IDENTI-
 FYING THE FOLLOWING:   (I)  WHETHER  IT  IS  A  CONTRACT  FOR  GOODS  OR
 SERVICES;  (II)  WHETHER THE CONTRACT WAS AWARDED TO A CERTIFIED MINORI-
 TY-OWNED BUSINESS ENTERPRISE OR A CERTIFIED WOMEN-OWNED BUSINESS  ENTER-
 PRISE  AND IDENTIFY WHICH MINORITY GROUP MEMBER THE MINORITY-OWNED BUSI-
 NESS ENTERPRISE RELIES ON FOR CERTIFICATION PURSUANT  TO  THIS  ARTICLE;
 (III) THE NAME AND BUSINESS ADDRESS OF PRIME CONTRACTORS AND SUBCONTRAC-
 TORS  PROVIDING  SERVICES UNDER SUCH CONTRACT; AND (IV) THE DOLLAR VALUE
 OF SUCH CONTRACT; AND (G) CONTAINS A SUMMARY OF ALL  CERTIFIED  MINORITY
 AND  WOMEN-OWNED BUSINESS ENTERPRISES, CATEGORIZED BY THE MINORITY GROUP
 MEMBER THAT  SUCH  MINORITY-OWNED  BUSINESS  ENTERPRISE  RELIES  ON  FOR
 CERTIFICATION  PURSUANT  TO  THIS  ARTICLE  AND BY GENDER. Copies of the
 annual report shall be provided to the commissioner, the  governor,  the
 comptroller,  the  temporary president of the senate, the speaker of the
 assembly, the minority leader of the senate, the minority leader of  the
 assembly  and  shall  also  be  made widely available to the public via,
 among other things, publication on a website maintained by the  division
 of minority and women's business development.
   5.  Each agency shall include in its annual report to the governor and
 legislature pursuant to section one hundred sixty-four of [the executive
 law] THIS CHAPTER its annual goals for contracts with minority-owned and
 women-owned business enterprises, the number of actual contracts  issued
 to minority-owned and women-owned business enterprises; and a summary of
 all waivers of the requirements of subdivisions six and seven of section
 three  hundred  thirteen of this article allowed by the reporting agency
 during the preceding year, including a description of the basis  of  the
 waiver  request  and the rationale for granting such waiver. Each agency
 shall also include in such annual report whether  or  not  it  has  been
 required to prepare a remedial plan, and, if so, the plan and the extent
 to  which  the  agency  has complied with each element of the plan. EACH
 AGENCY SHALL ALSO INCLUDE IN SUCH ANNUAL REPORT ITS  THREE  YEAR  GROWTH
 PLAN PREPARED PURSUANT TO SECTION THREE HUNDRED ELEVEN OF THIS ARTICLE.
   6.  Each contracting agency that substantially fails to meet the goals
 supported by the disparity study OR MAKE A GOOD FAITH EFFORT, as defined
 by regulation of the director, TO ACHIEVE THE MAXIMUM  FEASIBLE  PARTIC-
 IPATION  OF  MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISES IN SUCH AGEN-
 CY'S CONTRACTING shall be required to submit to the director a  remedial
 action plan to remedy such failure.
   7.  If  it is determined by the director that any agency has failed to
 act in good faith to implement the remedial  action  plan,  pursuant  to
 subdivision  six  of  this  section  within one year, the director shall

 A. 9508--B                         27
 
 provide written notice of such a finding, which shall be publicly avail-
 able, and direct implementation of remedial actions to:
   (a) assure that sufficient and effective solicitation efforts to women
 and minority-owned business enterprises are being made by said agency;
   (b)  divide  contract  requirements,  when economically feasible, into
 quantities that will expand the participation  of  women  and  minority-
 owned business enterprises;
   (c) eliminate extended experience or capitalization requirements, when
 programmatically  and  economically  feasible,  that will expand partic-
 ipation by women and minority-owned business enterprises;
   (d) identify specific proposed contracts as particularly attractive or
 appropriate for  participation  by  women  and  minority-owned  business
 enterprises  with such identification to result from and be coupled with
 the efforts of paragraphs (a), (b), and (c) of this subdivision; and
   (e) upon a finding by the director that an agency has failed  to  take
 affirmative measures to implement the remedial plan and to follow any of
 the  remedial  actions  set forth by the director, and in the absence of
 any objective progress towards the agency's goals, require some  or  all
 of  the  agency's procurement, for a specified period of time, be placed
 under the direction and control of another agency  or  agencies,  UNLESS
 SUCH AGENCY IS A STATE FUNDED ENTITY.
   §  7-a. Section 316 of the executive law, as amended by chapter 175 of
 the laws of 2010, is amended to read as follows:
   § 316. Enforcement. 1. Upon receipt by the director of a complaint  by
 a  contracting agency that a contractor has violated the provisions of a
 state contract which have been included to comply with the provisions of
 this article or of a contractor that a contracting agency  has  violated
 such provisions or has failed or refused to issue a waiver where one has
 been  applied  for  pursuant to subdivision six of section three hundred
 thirteen of this article or has denied such  application,  the  director
 shall  attempt  to  resolve the matter giving rise to such complaint. If
 efforts to resolve such matter to the satisfaction of  all  parties  are
 unsuccessful, the director shall refer the matter, within thirty days of
 the  receipt  of the complaint, to the division's hearing officers. Upon
 conclusion of the administrative  hearing,  the  hearing  officer  shall
 submit  to  the  director  his  or  her  decision  regarding the alleged
 violation of the contract and recommendations regarding  the  imposition
 of  sanctions,  fines  or  penalties.  The  director, within ten days of
 receipt of the decision, shall file a determination of such  matter  and
 shall cause a copy of such determination along with a copy of this arti-
 cle to be served upon the contractor by personal service or by certified
 mail return receipt requested. The decision of the hearing officer shall
 be  final  and  may  only  be vacated or modified as provided in article
 seventy-eight of the civil practice law and rules  upon  an  application
 made  within the time provided by such article. The determination of the
 director as to the imposition of any fines, sanctions or penalties shall
 be reviewable pursuant to article seventy-eight of  the  civil  practice
 law and rules. The penalties imposed for any violation which is premised
 upon  either  a  fraudulent  or  intentional  misrepresentation  by  the
 contractor or the contractor's willful and intentional disregard of  the
 minority  and  women-owned  participation  requirement  included  in the
 contract may include a determination that the contractor shall be ineli-
 gible to submit a bid to any contracting agency or be awarded  any  such
 contract  for a period not to exceed one year following the final deter-
 mination; provided however, if a contractor has previously  been  deter-
 mined  to  be  ineligible  to submit a bid pursuant to this section, the

 A. 9508--B                         28
 
 penalties imposed for any subsequent violation, if such violation occurs
 within five years of the first violation, may  include  a  determination
 that the contractor shall be ineligible to submit a bid to any contract-
 ing  agency  or  be awarded any such contract for a period not to exceed
 five years following the final determination. The division  of  minority
 and  women's  business  development shall maintain a website listing all
 contractors that have been deemed ineligible to submit a bid pursuant to
 this section and the date after which each contractor shall  once  again
 become eligible to submit bids.
   2.  ANY FINES, OR PORTION THEREOF, IMPOSED PURSUANT TO SUBDIVISION ONE
 OF THIS SECTION, OR IMPOSED BY A COURT OF COMPETENT JURISDICTION RELATED
 TO CONVICTIONS INVOLVING FRAUD RELATED  TO  THIS  ARTICLE  OR  OTHERWISE
 INVOLVING A MINORITY OR WOMEN-OWNED BUSINESS ENTERPRISE, MAY BE REQUIRED
 BY  THE ENTITY IMPOSING SUCH FINES TO BE PAID TO THE MINORITY AND WOMEN-
 OWNED BUSINESS ENTERPRISE FUND ESTABLISHED PURSUANT TO  SECTION  NINETY-
 SEVEN-J OF THE STATE FINANCE LAW.
   §  8.  Section  316-a of the executive law, as added by chapter 175 of
 the laws of 2010, is amended to read as follows:
   § 316-a. Prohibitions  in  contracts;  violations.  Every  contracting
 agency  shall  include  a  provision  in  its  state contracts expressly
 providing that any contractor who willfully and intentionally  fails  to
 comply  with  the minority and women-owned participation requirements of
 this article as set forth in such state contract shall be liable to  the
 contracting agency for liquidated or other appropriate damages and shall
 provide  for  other  appropriate  remedies  on account of such breach. A
 contracting agency that elects  to  proceed  against  a  contractor  for
 breach  of  contract as provided in this section shall be precluded from
 seeking enforcement pursuant to section three hundred  sixteen  of  this
 article;  provided  however, that the contracting agency shall include a
 summary of all enforcement actions undertaken pursuant to  this  section
 in  its  annual  report  submitted  pursuant  to  [subdivision three of]
 section three hundred fifteen of this article.
   § 9. Subdivision 6 of section 163 of the state finance law, as amended
 by chapter 569 of the laws of 2015, is amended to read as follows:
   6. Discretionary buying thresholds. Pursuant to guidelines established
 by the state procurement council: the commissioner may purchase services
 and commodities in an amount not exceeding eighty-five thousand  dollars
 without  a  formal  competitive  process;  state  agencies  may purchase
 services and commodities in  an  amount  not  exceeding  fifty  thousand
 dollars  without  a  formal  competitive process; and state agencies may
 purchase commodities or services from small business concerns  or  those
 certified  pursuant  to articles fifteen-A and seventeen-B of the execu-
 tive law, or commodities or technology that are recycled  or  remanufac-
 tured,  or  commodities that are food, including milk and milk products,
 grown, produced or harvested in New York state in an amount not  exceed-
 ing  [two]  FOUR  hundred  thousand dollars without a formal competitive
 process.
   § 10. Subparagraph (i) of paragraph (b) of subdivision  3  of  section
 2879  of  the  public  authorities law, as amended by chapter 174 of the
 laws of 2010, is amended to read as follows:
   (i) for the selection of such contractors on a competitive basis,  and
 provisions  relating  to  the circumstances under which the board may by
 resolution  waive  competition,  including,  notwithstanding  any  other
 provision  of  law  requiring  competition,  the  purchase  of  goods or
 services from small business concerns or those certified as minority  or
 women-owned  business enterprises, or goods or technology that are recy-

 A. 9508--B                         29
 
 cled or remanufactured, in an amount not to exceed  [two]  FOUR  hundred
 thousand dollars without a formal competitive process;
   §  11.  Paragraph  a  of  subdivision  3 of section 139-j of the state
 finance law is amended by adding two new subparagraphs 10 and 11 to read
 as follows:
   (10) COMPLAINTS BY MINORITY-OWNED BUSINESS ENTERPRISES OR  WOMEN-OWNED
 BUSINESS  ENTERPRISES, CERTIFIED AS SUCH BY THE DIVISION OF MINORITY AND
 WOMEN'S BUSINESS DEVELOPMENT, TO THE MINORITY AND  WOMEN-OWNED  BUSINESS
 ENTERPRISE  STATEWIDE  ADVOCATE  CONCERNING  THE  PROCURING GOVERNMENTAL
 ENTITY'S FAILURE TO  COMPLY  WITH  THE  REQUIREMENTS  OF  SECTION  THREE
 HUNDRED FIFTEEN OF THE EXECUTIVE LAW;
   (11)  COMMUNICATIONS  BETWEEN  THE  MINORITY  AND WOMEN-OWNED BUSINESS
 ENTERPRISE STATEWIDE ADVOCATE AND THE PROCURING GOVERNMENTAL  ENTITY  IN
 FURTHERANCE OF AN INVESTIGATION OF THE MINORITY AND WOMEN-OWNED BUSINESS
 ENTERPRISE STATEWIDE ADVOCATE PURSUANT TO SECTION THREE HUNDRED TWELVE-A
 OF THE EXECUTIVE LAW;
   §  12.  Subdivision  6  of  section  8 of the public buildings law, as
 amended by chapter 840 of the laws  of  1980,  is  amended  to  read  as
 follows:
   6.  All  contracts  for amounts in excess of five thousand dollars for
 the work of construction, reconstruction, alteration, repair or improve-
 ment of any state building, whether constructed  or  to  be  constructed
 must  be  offered  for  public  bidding and may be awarded to the lowest
 responsible and reliable bidder, as will best promote the public  inter-
 est,  by  the  said  department or other agency with the approval of the
 comptroller for the whole or any part of the work to be performed,  and,
 in the discretion of the said department or other agency, such contracts
 may be sublet; provided, however, that no such contract shall be awarded
 to  a  bidder  other  than  the  lowest responsible and reliable bidder,
 EXCEPT FOR CERTAIN CONTRACTS AWARDED TO MINORITY OR WOMEN-OWNED BUSINESS
 ENTERPRISES AS PROVIDED HEREIN, without  the  written  approval  of  the
 comptroller.  When a proposal consists of unit prices of items specified
 to be performed, the lowest bid shall be deemed to be that which specif-
 ically states the lowest gross sum for which the  entire  work  will  be
 performed,  EXCEPT  FOR  CERTAIN CONTRACTS AWARDED TO MINORITY OR WOMEN-
 OWNED BUSINESS ENTERPRISES AS PROVIDED HEREIN, including all  the  items
 specified in the proposal thereof. The lowest bid shall be determined by
 the  commissioner  of general services on the basis of the gross sum for
 which the entire work will be performed, arrived at by a correct  compu-
 tation  of  all the items specified in the proposal therefor at the unit
 prices contained in the bid. PROVIDED, HOWEVER, THAT WHERE A RESPONSIBLE
 AND RELIABLE BIDDER CERTIFIED AS A MINORITY-OWNED BUSINESS ENTERPRISE OR
 WOMEN-OWNED BUSINESS ENTERPRISE PURSUANT TO  ARTICLE  FIFTEEN-A  OF  THE
 EXECUTIVE LAW SUBMITS A BID OF ONE MILLION FOUR HUNDRED THOUSAND DOLLARS
 OR LESS, AS ADJUSTED ANNUALLY FOR INFLATION BEGINNING JANUARY FIRST, TWO
 THOUSAND  NINETEEN,  THE  BID  OF  THE  MINORITY OR WOMEN-OWNED BUSINESS
 ENTERPRISE SHALL BE DEEMED THE LOWEST BID UNLESS IT EXCEEDS THE  BID  OF
 THE LOWEST BIDDER BY MORE THAN TEN PERCENT.
   § 13. The state finance law is amended by adding a new section 97-j to
 read as follows:
   §  97-J.  MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE FUND. 1.  THERE
 IS HEREBY ESTABLISHED IN THE JOINT CUSTODY OF THE STATE COMPTROLLER  AND
 THE  COMMISSIONER  OF TAXATION AND FINANCE A SPECIAL FUND TO BE KNOWN AS
 THE "MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE FUND".
   2. SUCH FUNDS SHALL CONSIST OF ALL MONEYS APPROPRIATED FOR THE PURPOSE
 OF SUCH FUND, ALL MONEYS TRANSFERRED OR PAID TO SUCH  FUND  PURSUANT  TO

 A. 9508--B                         30
 
 LAW,  INCLUDING  PURSUANT TO SECTION THREE HUNDRED SIXTEEN OF THE EXECU-
 TIVE LAW, AND CONTRIBUTIONS CONSISTING OF GRANTS,  INCLUDING  GRANTS  OR
 OTHER  FINANCIAL ASSISTANCE FROM ANY AGENCY OF GOVERNMENT AND ALL MONEYS
 REQUIRED  BY  THE PROVISIONS OF THIS SECTION OR ANY OTHER LAW TO BE PAID
 INTO OR CREDITED TO THIS FUND.
   3. MONIES OF THE FUND, FOLLOWING  APPROPRIATION  BY  THE  LEGISLATURE,
 SHALL BE EXPENDED TO ACQUIRE SOFTWARE, EMPLOY PERSONNEL TO AUDIT, INVES-
 TIGATE  AND PROSECUTE MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE FRAUD
 AND TO UNDERWRITE MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE  PROGRAMS
 TO  ASSIST  MINORITY  AND  WOMEN  BUSINESS  ENTERPRISE OWNERS TO DEVELOP
 SUSTAINABLE BUSINESSES.
   § 14. The opening paragraph of subdivision (h) of section 121 of chap-
 ter 261 of the laws of 1988, amending the state finance  law  and  other
 laws  relating  to  the  New  York  state  infrastructure trust fund, as
 amended by section 1 of part CCC of chapter  59  of  laws  of  2017,  is
 amended to read as follows:
   The  provisions  of  sections  sixty-two through sixty-six of this act
 shall expire [April fifteenth, two thousand eighteen, provided, however,
 that if the statewide disparity study  regarding  the  participation  of
 minority   and  women-owned  business  enterprises  in  state  contracts
 required pursuant to subdivision one of section three  hundred  twelve-a
 of  the executive law is completed and delivered to the governor and the
 legislature on or before June thirtieth, two  thousand  seventeen,  then
 the provisions of sections sixty-two through sixty-six of this act shall
 expire]  AND  BE  DEEMED REPEALED on December thirty-first, two thousand
 [eighteen] TWENTY-THREE, except that:
   § 15. The executive law is amended by adding a new article 28 to  read
 as follows:

                                ARTICLE 28
                        WORKFORCE DIVERSITY PROGRAM
 SECTION 821. DEFINITIONS.
         822. WORKFORCE PARTICIPATION GOALS.
         823. REPORTING.
         824. ENFORCEMENT.
         825. POWERS AND RESPONSIBILITIES OF THE DIVISION.
         826. SEVERABILITY.
   § 821. DEFINITIONS. AS USED IN THIS ARTICLE, THE FOLLOWING TERMS SHALL
 HAVE THE FOLLOWING MEANINGS:
   1.  "CONTRACTOR"  SHALL  MEAN  AN  INDIVIDUAL,  A BUSINESS ENTERPRISE,
 INCLUDING A SOLE PROPRIETORSHIP, A PARTNERSHIP, A  CORPORATION,  A  NOT-
 FOR-PROFIT  CORPORATION,  OR  ANY  OTHER PARTY TO A STATE CONTRACT, OR A
 BIDDER IN CONJUNCTION WITH THE AWARD OF A STATE CONTRACT OR  A  PROPOSED
 PARTY TO A STATE CONTRACT.
   2. "DEPARTMENT" SHALL MEAN THE DEPARTMENT OF LABOR.
   3.  "DIRECTOR" SHALL MEAN THE DIRECTOR OF THE DIVISION OF MINORITY AND
 WOMEN'S BUSINESS DEVELOPMENT.
   4. "DISPARITY STUDY" SHALL MEAN THE MOST RECENT STUDY  OF  DISPARITIES
 BETWEEN  THE  UTILIZATION  OF  MINORITY  GROUP  MEMBERS AND WOMEN IN THE
 PERFORMANCE OF STATE CONTRACTS AND THE AVAILABILITY  OF  MINORITY  GROUP
 MEMBERS AND WOMEN TO PERFORM SUCH WORK BY THE DIRECTOR PURSUANT TO ARTI-
 CLE FIFTEEN-A OF THIS CHAPTER.
   5.  "DIVISION"  SHALL  MEAN  THE  DEPARTMENT OF ECONOMIC DEVELOPMENT'S
 DIVISION OF MINORITY AND WOMEN'S BUSINESS DEVELOPMENT.
   6. "LIST OF NON-COMPLIANT CONTRACTORS" SHALL MEAN A LIST  OF  CONTRAC-
 TORS AND SUBCONTRACTORS, MAINTAINED BY THE DIVISION AND PUBLISHED ON THE

 A. 9508--B                         31
 
 WEBSITE  OF THE DIVISION, THAT ARE INELIGIBLE TO PARTICIPATE AS CONTRAC-
 TORS OR SUBCONTRACTORS IN THE PERFORMANCE OF STATE CONTRACTS FOR A  TERM
 DETERMINED BY THE DIRECTOR.
   7.  "MINORITY  GROUP  MEMBER"  SHALL  MEAN  A UNITED STATES CITIZEN OR
 PERMANENT RESIDENT ALIEN WHO IS AND CAN DEMONSTRATE MEMBERSHIP IN ONE OF
 THE FOLLOWING GROUPS:
   (A) BLACK PERSONS HAVING ORIGINS IN ANY OF THE  BLACK  AFRICAN  RACIAL
 GROUPS;
   (B)  HISPANIC/LATINO  PERSONS  OF  MEXICAN,  PUERTO  RICAN, DOMINICAN,
 CUBAN, CENTRAL OR SOUTH AMERICAN OF EITHER INDIAN  OR  HISPANIC  ORIGIN,
 REGARDLESS OF RACE;
   (C) NATIVE AMERICAN OR ALASKAN NATIVE PERSONS HAVING ORIGINS IN ANY OF
 THE ORIGINAL PEOPLES OF NORTH AMERICA;
   (D)  ASIAN  AND  PACIFIC ISLANDER PERSONS HAVING ORIGINS IN ANY OF THE
 FAR EAST COUNTRIES, SOUTH EAST ASIA,  THE  INDIAN  SUBCONTINENT  OR  THE
 PACIFIC ISLANDS.
   8. "NON-COMPLIANT CONTRACTOR" SHALL MEAN A CONTRACTOR OR SUBCONTRACTOR
 THAT  HAS  FAILED  TO  MAKE  A  GOOD  FAITH EFFORT TO MEET THE WORKFORCE
 PARTICIPATION GOAL ESTABLISHED BY A STATE AGENCY ON  A  STATE  CONTRACT,
 AND  HAS  BEEN  LISTED  BY  THE  DIVISION  ON  ITS LIST OF NON-COMPLIANT
 CONTRACTORS.
   9. "STATE AGENCY" SHALL MEAN (A)(I) ANY STATE DEPARTMENT, OR (II)  ANY
 DIVISION,  BOARD, COMMISSION OR BUREAU OF ANY STATE DEPARTMENT, OR (III)
 THE STATE UNIVERSITY OF NEW YORK AND THE CITY UNIVERSITY  OF  NEW  YORK,
 INCLUDING  ALL THEIR CONSTITUENT UNITS EXCEPT COMMUNITY COLLEGES AND THE
 INDEPENDENT INSTITUTIONS OPERATING STATUTORY  OR  CONTRACT  COLLEGES  ON
 BEHALF  OF  THE  STATE, OR (IV) A BOARD, A MAJORITY OF WHOSE MEMBERS ARE
 APPOINTED BY THE GOVERNOR OR WHO SERVE BY VIRTUE OF BEING STATE OFFICERS
 OR EMPLOYEES AS DEFINED IN SUBPARAGRAPH (I), (II) OR (III) OF  PARAGRAPH
 (I)  OF  SUBDIVISION ONE OF SECTION SEVENTY-THREE OF THE PUBLIC OFFICERS
 LAW.
   (B) A "STATE AUTHORITY," AS DEFINED IN SUBDIVISION ONE OF SECTION  TWO
 OF THE PUBLIC AUTHORITIES LAW, AND THE FOLLOWING:
 ALBANY COUNTY AIRPORT AUTHORITY;
 ALBANY PORT DISTRICT COMMISSION;
 ALFRED, ALMOND, HORNELLSVILLE SEWER AUTHORITY;
 BATTERY PARK CITY AUTHORITY;
 CAYUGA COUNTY WATER AND SEWER AUTHORITY;
 (NELSON A. ROCKEFELLER) EMPIRE STATE PLAZA PERFORMING ARTS CENTER
 CORPORATION;
 INDUSTRIAL EXHIBIT AUTHORITY;
 LIVINGSTON COUNTY WATER AND SEWER AUTHORITY;
 LONG ISLAND POWER AUTHORITY;
 LONG ISLAND RAIL ROAD;
 LONG ISLAND MARKET AUTHORITY;
 MANHATTAN AND BRONX SURFACE TRANSIT OPERATING AUTHORITY;
 METRO-NORTH COMMUTER RAILROAD;
 METROPOLITAN SUBURBAN BUS AUTHORITY;
 METROPOLITAN TRANSPORTATION AUTHORITY;
 NATURAL HERITAGE TRUST;
 NEW YORK CITY TRANSIT AUTHORITY;
 NEW YORK CONVENTION CENTER OPERATING CORPORATION;
 NEW YORK STATE BRIDGE AUTHORITY;
 NEW YORK STATE OLYMPIC REGIONAL DEVELOPMENT AUTHORITY;
 NEW YORK STATE THRUWAY AUTHORITY;
 NIAGARA FALLS PUBLIC WATER AUTHORITY;

 A. 9508--B                         32
 
 NIAGARA FALLS WATER BOARD;
 PORT OF OSWEGO AUTHORITY;
 POWER AUTHORITY OF THE STATE OF NEW YORK;
 ROOSEVELT ISLAND OPERATING CORPORATION;
 SCHENECTADY METROPLEX DEVELOPMENT AUTHORITY;
 STATE INSURANCE FUND;
 STATEN ISLAND RAPID TRANSIT OPERATING AUTHORITY;
 STATE UNIVERSITY CONSTRUCTION FUND;
 SYRACUSE REGIONAL AIRPORT AUTHORITY;
 TRIBOROUGH BRIDGE AND TUNNEL AUTHORITY;
 UPPER MOHAWK VALLEY REGIONAL WATER BOARD;
 UPPER MOHAWK VALLEY REGIONAL WATER FINANCE AUTHORITY;
 UPPER MOHAWK VALLEY MEMORIAL AUDITORIUM AUTHORITY;
 URBAN DEVELOPMENT CORPORATION AND ITS SUBSIDIARY CORPORATIONS.
 (C) THE FOLLOWING ONLY TO THE EXTENT OF STATE CONTRACTS ENTERED INTO FOR
 ITS OWN ACCOUNT OR FOR THE BENEFIT OF A STATE AGENCY AS DEFINED IN PARA-
 GRAPH (A) OR (B) OF THIS SUBDIVISION:
 DORMITORY AUTHORITY OF THE STATE OF NEW YORK;
 FACILITIES DEVELOPMENT CORPORATION;
 NEW YORK STATE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY;
 NEW YORK STATE SCIENCE AND TECHNOLOGY FOUNDATION.
   10.  "STATE  CONTRACT" SHALL MEAN: (A) A WRITTEN AGREEMENT OR PURCHASE
 ORDER INSTRUMENT, PROVIDING FOR A TOTAL EXPENDITURE IN EXCESS  OF  TWEN-
 TY-FIVE  THOUSAND DOLLARS, WHEREBY A STATE AGENCY IS COMMITTED TO EXPEND
 OR DOES EXPEND OR GRANT FUNDS IN RETURN FOR  LABOR,  SERVICES  INCLUDING
 BUT  NOT  LIMITED  TO  LEGAL, FINANCIAL AND OTHER PROFESSIONAL SERVICES,
 SUPPLIES, EQUIPMENT, MATERIALS OR ANY COMBINATION OF THE  FOREGOING,  TO
 BE  PERFORMED  ON  BEHALF OF, FOR, OR RENDERED OR FURNISHED TO THE STATE
 AGENCY; (B) A WRITTEN  AGREEMENT  IN  EXCESS  OF  ONE  HUNDRED  THOUSAND
 DOLLARS  WHEREBY A STATE AGENCY IS COMMITTED TO EXPEND OR DOES EXPEND OR
 GRANT FUNDS FOR THE ACQUISITION, CONSTRUCTION, DEMOLITION,  REPLACEMENT,
 MAJOR  REPAIR  OR  RENOVATION OF REAL PROPERTY AND IMPROVEMENTS THEREON;
 AND (C) A WRITTEN AGREEMENT IN EXCESS OF ONE  HUNDRED  THOUSAND  DOLLARS
 WHEREBY  THE  OWNER  OF A STATE ASSISTED HOUSING PROJECT IS COMMITTED TO
 EXPEND OR DOES EXPEND FUNDS FOR THE ACQUISITION,  CONSTRUCTION,  DEMOLI-
 TION,  REPLACEMENT,  MAJOR  REPAIR  OR  RENOVATION  OF REAL PROPERTY AND
 IMPROVEMENTS THEREON FOR SUCH PROJECT.
   11. "SUBCONTRACTOR" SHALL MEAN ANY INDIVIDUAL OR  BUSINESS  ENTERPRISE
 THAT PROVIDES GOODS OR SERVICES TO ANY INDIVIDUAL OR BUSINESS FOR USE IN
 THE  PERFORMANCE  OF  A  STATE  CONTRACT,  WHETHER  OR NOT SUCH GOODS OR
 SERVICES ARE PROVIDED TO A PARTY TO A STATE CONTRACT.
   § 822. WORKFORCE PARTICIPATION GOALS.  1. THE DIRECTOR,  IN  CONSULTA-
 TION  WITH  THE  DEPARTMENT,  SHALL  DEVELOP  ASPIRATIONAL GOALS FOR THE
 UTILIZATION OF MINORITY GROUP MEMBERS AND WOMEN IN  CONSTRUCTION  TRADE,
 PROFESSION, AND OCCUPATION.
   (A)  ASPIRATIONAL  GOALS FOR THE UTILIZATION OF MINORITY GROUP MEMBERS
 AND WOMEN MUST SET FORTH THE EXPECTED PARTICIPATION  OF  MINORITY  GROUP
 MEMBERS  AND  WOMEN  IN EACH CONSTRUCTION TRADE, PROFESSION, AND OCCUPA-
 TION, AND SHALL BE EXPRESSED AS A PERCENTAGE OF THE TOTAL HOURS OF  WORK
 TO  BE  PERFORMED BY EACH TRADE, PROFESSION, AND OCCUPATION BASED ON THE
 AVAILABILITY OF MINORITY GROUP MEMBERS  AND  WOMEN  WITHIN  EACH  TRADE,
 PROFESSION, AND OCCUPATION.
   (I) THE ASPIRATIONAL GOALS SHALL SET FORTH SEPARATE LEVELS OF EXPECTED
 PARTICIPATION  BY  MEN AND WOMEN FOR EACH MINORITY GROUP, AND FOR CAUCA-
 SIAN WOMEN, IN EACH CONSTRUCTION TRADE, PROFESSION, AND OCCUPATION.

 A. 9508--B                         33
 
   (II) ASPIRATIONAL GOALS FOR THE  EXPECTED  PARTICIPATION  OF  MINORITY
 GROUP  MEMBERS  AND  WOMEN  SHALL  BE ESTABLISHED FOR EACH COUNTY OF THE
 STATE. THE DIRECTOR MAY ESTABLISH ASPIRATIONAL GOALS  FOR  THE  EXPECTED
 PARTICIPATION  OF  MINORITY  GROUP  MEMBERS AND WOMEN FOR MUNICIPALITIES
 WHERE THE DIRECTOR DEEMS FEASIBLE AND APPROPRIATE.
   (III)  THE  DIRECTOR  SHALL,  IN  ESTABLISHING THE ASPIRATIONAL GOALS,
 CONSIDER THE FINDINGS OF THE MOST RECENT DISPARITY STUDY AND  ANY  RELE-
 VANT DATA PUBLISHED BY THE UNITED STATES CENSUS BUREAU.
   (B)  THE  DIRECTOR  SHALL  UPDATE THE ASPIRATIONAL GOALS ON A PERIODIC
 BASIS, NO LESS THAN ANNUALLY.
   2. STATE AGENCIES SHALL, FOR EACH INVITATION  FOR  BIDS,  REQUEST  FOR
 PROPOSALS,  OR  OTHER  SOLICITATION  THAT  WILL RESULT IN THE AWARD OF A
 STATE CONTRACT, SET FORTH THE EXPECTED DEGREE OF WORKFORCE PARTICIPATION
 BY MINORITY GROUP MEMBERS AND WOMEN.
   (A) EACH WORKFORCE PARTICIPATION GOAL ESTABLISHED BY  A  STATE  AGENCY
 SHALL  SET  FORTH  THE EXPECTED LEVEL OF PARTICIPATION BY MINORITY GROUP
 MEMBERS AND WOMEN IN THE PERFORMANCE  OF  EACH  TRADE,  PROFESSION,  AND
 OCCUPATION REQUIRED IN THE PERFORMANCE OF THE CONTRACT.
   (B)  GOALS  FOR  THE PARTICIPATION OF MINORITY GROUP MEMBERS AND WOMEN
 SHALL SET FORTH SEPARATE GOALS FOR EACH OF THE FOLLOWING GROUPS IN  EACH
 TRADE, PROFESSION, AND OCCUPATION:
   (I) BLACK MEN;
   (II) BLACK WOMEN;
   (III) HISPANIC/LATINO MEN;
   (IV) HISPANIC/LATINO WOMEN;
   (V) NATIVE AMERICAN MEN;
   (VI) NATIVE AMERICAN WOMEN;
   (VII) ASIAN MEN;
   (VIII) ASIAN WOMEN;
   (IX) CAUCASIAN WOMEN.
   (C)  IN  ESTABLISHING  WORKFORCE  PARTICIPATION  GOALS, STATE AGENCIES
 SHALL CONSIDER FACTORS INCLUDING, BUT NOT LIMITED TO:
   (I) THE FINDINGS OF THE MOST RECENT DISPARITY STUDY;
   (II) ANY RELEVANT DATA PUBLISHED BY THE UNITED STATES  CENSUS  BUREAU;
 AND
   (III)  IF  APPLICABLE,  ANY ASPIRATIONAL GOAL ESTABLISHED BY THE DIVI-
 SION.
   (D) IN ANY CASE WHERE A STATE AGENCY ESTABLISHES A  WORKFORCE  PARTIC-
 IPATION  GOAL ON AN INVITATION FOR BIDS, REQUEST FOR PROPOSALS, OR OTHER
 SOLICITATION THAT WILL RESULT IN THE  AWARD  OF  A  STATE  CONTRACT  FOR
 CONSTRUCTION  THAT  DEVIATES FROM THE ASPIRATIONAL GOAL FOR CONSTRUCTION
 WORK IN THE COUNTY OR MUNICIPALITY IN WHICH THE WORK WILL BE  PERFORMED,
 THE  STATE  AGENCY  SHALL DOCUMENT NUMERICAL EVIDENCE DEMONSTRATING THAT
 THE APPLICATION OF THE ASPIRATIONAL GOAL WOULD NOT BE PRACTICAL,  FEASI-
 BLE, OR APPROPRIATE.
   3.  EVERY CONTRACTOR RESPONDING TO AN INVITATION FOR BIDS, REQUEST FOR
 PROPOSALS, OR OTHER SOLICITATION THAT WILL RESULT  IN  THE  AWARD  OF  A
 STATE CONTRACT SUBJECT TO WORKFORCE PARTICIPATION GOALS PURSUANT TO THIS
 SECTION  SHALL  AGREE  TO MAKE A GOOD FAITH EFFORT TO ACHIEVE SUCH WORK-
 FORCE PARTICIPATION GOAL OR REQUEST A WAIVER OF SUCH GOAL.
   (A) A CONTRACTOR THAT CERTIFIES THAT IT WILL MAKE A GOOD FAITH  EFFORT
 TO  ACHIEVE  A  WORKFORCE  PARTICIPATION  GOAL  SHALL  PROVIDE  WITH ITS
 RESPONSE TO THE APPLICABLE INVITATION FOR BIDS, REQUEST  FOR  PROPOSALS,
 OR OTHER SOLICITATION:
   (I) A CERTIFICATION STATING THAT THE CONTRACTOR WILL MAKE A GOOD FAITH
 EFFORT  TO  ACHIEVE THE APPLICABLE WORKFORCE PARTICIPATION GOAL AND WILL

 A. 9508--B                         34
 
 CONTRACTUALLY REQUIRE ANY SUBCONTRACTORS TO THE  CONTRACTOR  TO  MAKE  A
 GOOD FAITH EFFORT TO ACHIEVE THE APPLICABLE WORKFORCE PARTICIPATION GOAL
 IN  ANY  SUBCONTRACTED  WORK, WHICH CERTIFICATION SHALL ACKNOWLEDGE THAT
 FAILURE  BY  THE  CONTRACTOR OR ANY OF ITS SUBCONTRACTORS TO MAKE A GOOD
 FAITH EFFORT TO ACHIEVE THE APPLICABLE WORKFORCE PARTICIPATION GOAL  MAY
 RESULT  IN  A  DETERMINATION  BY  THE  CONTRACTING STATE AGENCY THAT THE
 CONTRACTOR OR ITS SUBCONTRACTOR IS A NON-COMPLIANT CONTRACTOR;
   (II) THE LEVEL OF ANTICIPATED PARTICIPATION BY MINORITY GROUP  MEMBERS
 AND  WOMEN  AS  EMPLOYEES TO THE CONTRACTOR, OR, IF THE STATE AGENCY HAS
 SPECIFICALLY INDICATED THAT SUCH DOCUMENTATION IS NOT REQUIRED  AS  PART
 OF  THE  RESPONSE  TO THE INVITATION FOR BIDS, REQUEST FOR PROPOSALS, OR
 OTHER SOLICITATION, A DATE CERTAIN FOR THE SUBMISSION OF SUCH DOCUMENTA-
 TION AFTER THE AWARD OF THE STATE CONTRACT;
   (III) A LIST OF ALL SUBCONTRACTORS ANTICIPATED TO PERFORM WORK ON  THE
 STATE  CONTRACT  AND  THE LEVEL OF ANTICIPATED PARTICIPATION BY MINORITY
 GROUP MEMBERS AND WOMEN AS EMPLOYEES TO EACH SUBCONTRACTOR, OR,  IF  THE
 STATE  AGENCY  HAS SPECIFICALLY INDICATED THAT SUCH DOCUMENTATION IS NOT
 REQUIRED AS PART OF THE RESPONSE TO THE INVITATION FOR BIDS, REQUEST FOR
 PROPOSALS, OR OTHER SOLICITATION, A DATE CERTAIN FOR THE  SUBMISSION  OF
 SUCH DOCUMENTATION AFTER THE AWARD OF THE STATE CONTRACT; AND
   (IV)  SUCH  OTHER  INFORMATION  AS  THE CONTRACTING STATE AGENCY SHALL
 REQUIRE.
   (B) A CONTRACTOR THAT REQUESTS A WAIVER OF A  WORKFORCE  PARTICIPATION
 GOAL  SHALL  PROVIDE  WITH ITS RESPONSE TO THE APPLICABLE INVITATION FOR
 BIDS, REQUEST FOR PROPOSALS, OR OTHER SOLICITATION:
   (I) NUMERICAL EVIDENCE SETTING FORTH WHY THE ACHIEVEMENT OF THE  WORK-
 FORCE  PARTICIPATION  GOAL IS NOT PRACTICAL, FEASIBLE, OR APPROPRIATE IN
 LIGHT OF THE TRADES, PROFESSIONS, AND OCCUPATIONS  REQUIRED  TO  PERFORM
 THE WORK OF THE STATE CONTRACT;
   (II)  DOCUMENTATION  OF  THE  CONTRACTOR'S EFFORTS, AND ANY EFFORTS BY
 SUBCONTRACTORS TO THE CONTRACTOR, TO PROMOTE THE INCLUSION  OF  MINORITY
 GROUP MEMBERS AND WOMEN IN TRADES, PROFESSIONS, AND OCCUPATIONS REQUIRED
 IN THE PERFORMANCE OF THE STATE CONTRACT;
   (III)  THE  MAXIMUM  FEASIBLE LEVEL OF PARTICIPATION BY MINORITY GROUP
 MEMBERS AND WOMEN IN EACH OF THE TRADES,  PROFESSIONS,  AND  OCCUPATIONS
 REQUIRED IN THE PERFORMANCE OF THE WORK OF THE STATE CONTRACT;
   (IV)  THE LEVEL OF ANTICIPATED PARTICIPATION BY MINORITY GROUP MEMBERS
 AND WOMEN AS EMPLOYEES TO THE CONTRACTOR;
   (V) A LIST OF ALL SUBCONTRACTORS ANTICIPATED TO PERFORM  WORK  ON  THE
 STATE  CONTRACT  AND  THE LEVEL OF ANTICIPATED PARTICIPATION BY MINORITY
 GROUP MEMBERS AND WOMEN AS EMPLOYEES TO EACH SUBCONTRACTOR; AND
   (VI) ANY OTHER RELEVANT INFORMATION EVIDENCING THAT  THE  CONTRACTOR'S
 ACHIEVEMENT  OF THE WORKFORCE PARTICIPATION GOAL WOULD NOT BE PRACTICAL,
 FEASIBLE, OR APPROPRIATE.
   4. A STATE AGENCY SHALL NOT AWARD A STATE  CONTRACT  TO  A  CONTRACTOR
 UNLESS  THE  CONTRACTOR HAS (I) CERTIFIED THAT IT WILL MAKE A GOOD FAITH
 EFFORT TO  ACHIEVE  THE  APPLICABLE  WORKFORCE  PARTICIPATION  GOAL  AND
 PROVIDED  DOCUMENTATION OF THE WORKFORCE ANTICIPATED TO PERFORM THE WORK
 OF THE STATE CONTRACT OR (II) SUBMITTED A WAIVER REQUEST WHICH THE STATE
 AGENCY DEEMS TO REFLECT THE MAXIMUM FEASIBLE PARTICIPATION  OF  MINORITY
 GROUP  MEMBERS AND WOMEN IN EACH OF THE TRADES, PROFESSIONS, AND OCCUPA-
 TIONS REQUIRED IN PERFORMANCE OF THE WORK OF THE STATE CONTRACT.
   (A) IN THE EVENT THAT A CONTRACTOR SUBMITS A CERTIFICATION  OR  WAIVER
 REQUEST  THAT  IS  ACCEPTED  BY THE STATE AGENCY, THE STATE AGENCY SHALL
 ESTABLISH IN THE STATE CONTRACT THE EXPECTED LEVEL OF  PARTICIPATION  BY
 MINORITY GROUP MEMBERS AND WOMEN IN EACH OF THE TRADES, PROFESSIONS, AND

 A. 9508--B                         35
 
 OCCUPATIONS  REQUIRED  IN PERFORMANCE OF THE WORK OF THE STATE CONTRACT,
 REQUIRE THAT THE CONTRACTOR MAKE GOOD  FAITH  EFFORTS  TO  ACHIEVE  SUCH
 WORKFORCE  PARTICIPATION  GOALS, REQUIRE THAT THE CONTRACTOR REQUIRE ANY
 SUBCONTRACTORS  TO  MAKE  A  GOOD FAITH EFFORT TO ACHIEVE THE APPLICABLE
 WORKFORCE PARTICIPATION GOAL IN ANY  SUBCONTRACTED  WORK,  AND  INDICATE
 THAT  THE FAILURE OF THE CONTRACTOR OR ANY OF ITS SUBCONTRACTORS TO MAKE
 A GOOD FAITH EFFORT TO ACHIEVE  THE  WORKFORCE  PARTICIPATION  GOAL  MAY
 RESULT  IN  THE CONTRACTOR OR SUBCONTRACTOR BEING DEEMED A NON-COMPLIANT
 CONTRACTOR.
   (B) IN THE EVENT THAT A CONTRACTOR FAILS TO  SUBMIT  A  CERTIFICATION,
 WAIVER  REQUEST,  OR ANY OTHER INFORMATION REQUIRED BY THE STATE AGENCY,
 OR THE STATE AGENCY DETERMINES THAT A CONTRACTOR'S WAIVER  REQUEST  DOES
 NOT  DEMONSTRATE  THAT  THE  APPLICABLE  WORKFORCE PARTICIPATION GOAL IS
 IMPRACTICAL, UNFEASIBLE, OR INAPPROPRIATE, THE STATE AGENCY SHALL NOTIFY
 THE CONTRACTOR OF THE DEFICIENCY IN WRITING AND PROVIDE  THE  CONTRACTOR
 TEN BUSINESS DAYS TO REMEDY THE NOTICED DEFICIENCY. A STATE AGENCY SHALL
 REJECT  ANY BID OR PROPOSAL OF A CONTRACTOR THAT FAILS TO TIMELY RESPOND
 TO A NOTICE OF DEFICIENCY OR  TO  PROVIDE  DOCUMENTATION  REMEDYING  THE
 DEFICIENCY TO THE SATISFACTION OF THE STATE AGENCY.
   (I)  WHERE  FAILURE TO REMEDY ANY NOTIFIED DEFICIENCY IN THE WORKFORCE
 UTILIZATION PLAN IS A GROUND FOR DISQUALIFICATION, THAT  ISSUE  AND  ALL
 OTHER  GROUNDS  FOR  DISQUALIFICATION  SHALL BE STATED IN WRITING BY THE
 CONTRACTING STATE AGENCY. THE CONTRACTOR SHALL BE ENTITLED TO AN  ADMIN-
 ISTRATIVE  HEARING,  ON  A  RECORD,  INVOLVING ALL GROUNDS STATED BY THE
 CONTRACTING STATE AGENCY IN ITS NOTICE OF THE CONTRACTOR'S DISQUALIFICA-
 TION. SUCH HEARING SHALL BE CONDUCTED BY  THE  DIVISION  TO  REVIEW  THE
 DETERMINATION  OF  DISQUALIFICATION.  CONTRACTORS  REQUIRED TO SUBMIT TO
 SUCH HEARING SHALL HAVE AN OPPORTUNITY TO BE HEARD.  A FINAL ADMINISTRA-
 TIVE DETERMINATION MADE FOLLOWING SUCH HEARING SHALL BE REVIEWABLE IN  A
 PROCEEDING  COMMENCED  UNDER ARTICLE SEVENTY-EIGHT OF THE CIVIL PRACTICE
 LAW AND RULES, PROVIDED THAT SUCH PROCEEDING  IS  COMMENCED  WITHIN  ONE
 HUNDRED TWENTY DAYS OF THE NOTICE GIVEN BY CERTIFIED MAIL RETURN RECEIPT
 REQUESTED   RENDERING  SUCH  FINAL  ADMINISTRATIVE  DETERMINATION.  SUCH
 PROCEEDING SHALL BE COMMENCED IN THE SUPREME COURT AND  SUCH  PROCEEDING
 SHALL  BE  PREFERRED OVER ALL OTHER CIVIL CAUSES EXCEPT ELECTION CAUSES,
 AND SHALL BE HEARD AND DETERMINED IN PREFERENCE TO ALL OTHER CIVIL BUSI-
 NESS PENDING THEREIN, EXCEPT ELECTION MATTERS, IRRESPECTIVE OF  POSITION
 ON  THE  CALENDAR. APPEALS TAKEN TO THE COURT OF APPEALS OF THE STATE OF
 NEW YORK SHALL BE SUBJECT TO THE SAME PREFERENCE.
   § 823. REPORTING.   1. STATE CONTRACTS SHALL  REQUIRE  CONTRACTORS  TO
 SUBMIT,  AND TO REQUIRE ANY SUBCONTRACTORS TO SUBMIT, TO THE CONTRACTING
 STATE AGENCY REPORTS DOCUMENTING THE HOURS WORKED BY  EMPLOYEES  OF  THE
 CONTRACTOR  AND ANY SUBCONTRACTORS IN THE PERFORMANCE OF THE WORK OF THE
 STATE CONTRACT. SUCH REPORTS SHALL BE SUBMITTED NO LESS FREQUENTLY  THAN
 MONTHLY FOR STATE CONTRACTS FOR CONSTRUCTION AND QUARTERLY FOR ALL OTHER
 STATE  CONTRACTS.  SUCH  REPORTS  SHALL  IDENTIFY  THE  RACE, ETHNICITY,
 GENDER, AND TRADE, PROFESSION, AND OCCUPATION OF EACH EMPLOYEE  PERFORM-
 ING WORK ON A STATE CONTRACT.
   2.  STATE  AGENCIES  SHALL SUBMIT PERIODIC REPORTS TO THE DIRECTOR, OR
 THE DESIGNEE OF THE DIRECTOR, CONCERNING THE PARTICIPATION  OF  MINORITY
 GROUP MEMBERS AND WOMEN IN STATE CONTRACTS LET BY SUCH AGENCIES AND SUCH
 STATE  AGENCIES'  COMPLIANCE  WITH  THIS  ARTICLE. SUCH REPORTS SHALL BE
 SUBMITTED AT SUCH TIME, AND INCLUDE SUCH INFORMATION,  AS  THE  DIRECTOR
 SHALL  REQUIRE IN REGULATIONS. STATE AGENCIES SHALL MAKE AVAILABLE THEIR
 FACILITIES, BOOKS, AND RECORDS FOR INSPECTION, UPON  REASONABLE  NOTICE,
 BY THE DIRECTOR OR THE DIRECTOR'S DESIGNEE.

 A. 9508--B                         36

   3.  THE DEPARTMENT SHALL PROVIDE SUCH ASSISTANCE AS THE DIRECTOR SHALL
 REQUIRE IN CARRYING OUT THE REQUIREMENTS OF THIS SECTION.
   §  824.  ENFORCEMENT.    1. WHERE IT APPEARS THAT A CONTRACTOR CANNOT,
 AFTER A GOOD FAITH EFFORT, MEET THE WORKFORCE  PARTICIPATION  GOALS  SET
 FORTH  IN  A  PARTICULAR STATE CONTRACT, A CONTRACTOR MAY FILE A WRITTEN
 APPLICATION WITH THE CONTRACTING STATE AGENCY REQUESTING  A  PARTIAL  OR
 TOTAL  WAIVER  OF  SUCH  REQUIREMENTS.  SUCH REQUEST SHALL SET FORTH THE
 REASONS FOR SUCH CONTRACTOR'S INABILITY TO MEET  THE  WORKFORCE  PARTIC-
 IPATION  GOAL, SPECIFICALLY DESCRIBE THE REASONS FOR ANY DEVIATIONS FROM
 THE ANTICIPATED WORKFORCE PARTICIPATION SET FORTH  IN  THE  CONTRACTOR'S
 BID OR PROPOSAL LEADING TO THE AWARD OF THE STATE CONTRACT, AND DESCRIBE
 THE  EFFORTS  BY  THE  CONTRACTOR  AND ANY SUBCONTRACTORS TO ACHIEVE THE
 MAXIMUM FEASIBLE PARTICIPATION OF MINORITY GROUP MEMBERS  AND  WOMEN  IN
 THE  PERFORMANCE  OF  THE WORK OF THE STATE CONTRACT. WHERE THE CONTRAC-
 TOR'S INABILITY TO ACHIEVE THE WORKFORCE PARTICIPATION GOAL ON  A  STATE
 CONTRACT IS ATTRIBUTABLE TO THE FAILURE OF ONE OR MORE SUBCONTRACTORS TO
 MAKE GOOD FAITH EFFORTS TO ACHIEVE THE MAXIMUM FEASIBLE PARTICIPATION OF
 MINORITY  GROUP  MEMBERS AND WOMEN IN THE PERFORMANCE OF THE WORK OF THE
 STATE CONTRACT, THE CONTRACTOR  SHALL  IDENTIFY  SUCH  SUBCONTRACTOR  OR
 SUBCONTRACTORS TO THE CONTRACTING STATE AGENCY.
   2.  A  STATE  AGENCY  SHALL  GRANT A REQUEST FOR A WAIVER OF WORKFORCE
 PARTICIPATION GOALS ON A STATE CONTRACT WHERE:
   (A) THE CONTRACTOR DEMONSTRATES THAT THE CONTRACTOR  AND  ITS  SUBCON-
 TRACTORS  MADE GOOD FAITH EFFORTS TO ACHIEVE THE WORKFORCE PARTICIPATION
 GOAL ON THE STATE CONTRACT, AND THAT INSUFFICIENT MINORITY GROUP MEMBERS
 OR WOMEN WERE AVAILABLE IN  THE  TRADES,  PROFESSIONS,  AND  OCCUPATIONS
 REQUIRED TO PERFORM THE WORK OF THE STATE CONTRACT; OR,
   (B)  THE  CONTRACTOR CONTRACTUALLY REQUIRED EACH OF ITS SUBCONTRACTORS
 TO MAKE A GOOD FAITH EFFORT TO  ACHIEVE  THE  MAXIMUM  FEASIBLE  PARTIC-
 IPATION  OF  MINORITY  GROUP MEMBERS AND WOMEN IN THE PERFORMANCE OF THE
 SUBCONTRACTED WORK, PERIODICALLY MONITORED SUCH SUBCONTRACTORS'  DEPLOY-
 MENT  OF  MINORITY  GROUP  MEMBERS  AND  WOMEN IN THE PERFORMANCE OF THE
 SUBCONTRACTED WORK, PROVIDED NOTICE TO SUCH SUBCONTRACTORS OF ANY  DEFI-
 CIENCIES  IN THEIR DEPLOYMENT OF MINORITY GROUP MEMBERS AND WOMEN IN THE
 PERFORMANCE OF SUCH SUBCONTRACTED WORK, AND COULD NOT ACHIEVE THE  WORK-
 FORCE PARTICIPATION GOAL FOR ONE OR MORE TRADES, PROFESSIONS, OR OCCUPA-
 TIONS WITHOUT THE GOOD FAITH EFFORTS OF SUCH SUBCONTRACTORS.
   3.  WHERE A STATE AGENCY DENIES A CONTRACTOR'S REQUEST FOR A WAIVER OF
 WORKFORCE PARTICIPATION GOALS PURSUANT TO THIS SECTION, THE STATE AGENCY
 MAY RECOMMEND TO THE DIRECTOR AND THE DEPARTMENT THAT THE CONTRACTOR  BE
 DEEMED A NON-COMPLIANT CONTRACTOR.
   4.  WHERE  A  STATE  AGENCY GRANTS A REQUEST FOR A WAIVER OF WORKFORCE
 PARTICIPATION GOALS PURSUANT TO  THIS  SECTION  BASED  ON  ONE  OR  MORE
 SUBCONTRACTORS'  FAILURE TO MAKE GOOD FAITH EFFORTS TO ACHIEVE THE MAXI-
 MUM FEASIBLE PARTICIPATION OF MINORITY GROUP MEMBERS AND  WOMEN  IN  THE
 PERFORMANCE OF THE SUBCONTRACTED WORK, THE STATE AGENCY MAY RECOMMEND TO
 THE  DIRECTOR AND THE DEPARTMENT THAT THE SUBCONTRACTOR BE DEEMED A NON-
 COMPLIANT CONTRACTOR.
   5. UPON RECEIPT OF  A  RECOMMENDATION  FROM  A  STATE  AGENCY  THAT  A
 CONTRACTOR OR SUBCONTRACTOR SHOULD BE DEEMED A NON-COMPLIANT CONTRACTOR,
 THE  DIRECTOR  SHALL,  WITH THE ASSISTANCE OF THE DEPARTMENT, REVIEW THE
 FACTS AND CIRCUMSTANCES FORMING THE  BASIS  OF  THE  RECOMMENDATION  AND
 ISSUE A DETERMINATION AS TO WHETHER OR NOT THE CONTRACTOR OR SUBCONTRAC-
 TOR SHOULD BE DEEMED A NON-COMPLIANT CONTRACTOR AND, IF SO, THE DURATION
 OF SUCH STATUS AS A NON-COMPLIANT CONTRACTOR. SUCH STATUS SHALL LAST FOR
 A  MAXIMUM  OF  FOUR YEARS IN DURATION. IN DETERMINING THE DURATION OF A

 A. 9508--B                         37
 
 CONTRACTOR'S OR SUBCONTRACTOR'S STATUS AS  A  NON-COMPLIANT  CONTRACTOR,
 THE DIRECTOR SHALL CONSIDER:
   (I) WHETHER THE CONTRACTOR OR SUBCONTRACTOR HAS PREVIOUSLY BEEN DEEMED
 A NON-COMPLIANT CONTRACTOR;
   (II)  THE  NUMBER OF HOURS OF EXPECTED PARTICIPATION BY MINORITY GROUP
 MEMBERS AND WOMEN LOST AS A RESULT OF THE  CONTRACTOR'S  OR  SUBCONTRAC-
 TOR'S  FAILURE  TO  MAKE  GOOD  FAITH  EFFORTS TO INCLUDE MINORITY GROUP
 MEMBERS OR WOMEN IN THE PERFORMANCE OF ONE OR MORE STATE CONTRACTS; AND
   (III) WHETHER THE CONTRACTOR OR SUBCONTRACTOR HAS OFFERED  TO  PROVIDE
 EMPLOYMENT OPPORTUNITIES, TRAINING, OR OTHER REMEDIAL BENEFITS TO MINOR-
 ITY  GROUP  MEMBERS OR WOMEN IN RELEVANT TRADES, PROFESSIONS, OR OCCUPA-
 TIONS.
   6. A CONTRACTOR OR SUBCONTRACTOR DEEMED A NON-COMPLIANT CONTRACTOR  BY
 THE DIRECTOR MAY REQUEST AN ADMINISTRATIVE HEARING BEFORE AN INDEPENDENT
 HEARING  OFFICER  TO APPEAL THE DETERMINATION OF THE DIRECTOR. THE DECI-
 SION OF THE HEARING OFFICER SHALL BE FINAL AND MAY ONLY  BE  VACATED  OR
 MODIFIED  AS PROVIDED IN ARTICLE SEVENTY-EIGHT OF THE CIVIL PRACTICE LAW
 AND RULES UPON AN APPLICATION MADE WITHIN  THE  TIME  PROVIDED  BY  SUCH
 ARTICLE.
   7.  UPON A FINAL DETERMINATION THAT A CONTRACTOR OR SUBCONTRACTOR IS A
 NON-COMPLIANT CONTRACTOR, THE DIRECTOR  SHALL  LIST  THE  CONTRACTOR  OR
 SUBCONTRACTOR  AS  SUCH  ON  ITS  WEBSITE  AND INDICATE THE TERM OF SUCH
 CONTRACTOR'S OR SUBCONTRACTOR'S STATUS AS A NON-COMPLIANT CONTRACTOR.  A
 NON-COMPLIANT  CONTRACTOR  SHALL  BE  INELIGIBLE  TO  PARTICIPATE  AS  A
 CONTRACTOR OR SUBCONTRACTOR ON ANY STATE CONTRACT.
   § 825. POWERS AND RESPONSIBILITIES OF THE DIVISION.   1. THE  DIRECTOR
 SHALL  POST  TO  THE WEBSITE OF THE DIVISION ON OR BEFORE APRIL FIRST OF
 EACH YEAR THE ASPIRATIONAL GOALS FOR THE UTILIZATION OF  MINORITY  GROUP
 MEMBERS  AND  WOMEN  IN  CONSTRUCTION REQUIRED PURSUANT TO SECTION EIGHT
 HUNDRED TWENTY-TWO OF THIS ARTICLE.
   2. THE DIRECTOR SHALL PROMULGATE RULES AND REGULATIONS FOR THE  IMPLE-
 MENTATION OF THIS ARTICLE, INCLUDING, BUT NOT LIMITED TO, PROCEDURES FOR
 THE  SUBMISSION  OF  CERTIFICATIONS  AND  WORKFORCE UTILIZATION PLANS BY
 CONTRACTORS, CRITERIA FOR GRANTING WAIVERS  OF  WORKFORCE  PARTICIPATION
 GOALS,  AND  THE  CONTENTS OF REPORTS BY STATE AGENCIES CONCERNING THEIR
 IMPLEMENTATION OF THE REQUIREMENTS OF THIS ARTICLE.
   3. THE DIVISION SHALL, FROM  TIME  TO  TIME,  REVIEW  THE  FACILITIES,
 BOOKS,  AND RECORDS OF STATE AGENCIES TO ASCERTAIN THE ACCURACY OF THEIR
 REPORTS AND THEIR COMPLIANCE WITH THE REQUIREMENTS OF THIS ARTICLE.  THE
 DEPARTMENT  SHALL  PROVIDE SUCH ASSISTANCE AS THE DIRECTOR SHALL REQUIRE
 IN CARRYING OUT THE REQUIREMENTS OF THIS SECTION.
   § 826. SEVERABILITY. IF ANY CLAUSE, SENTENCE,  PARAGRAPH,  SECTION  OR
 PART  OF THIS ARTICLE SHALL BE ADJUDGED BY ANY COURT OF COMPETENT JURIS-
 DICTION TO BE INVALID, THE JUDGMENT SHALL NOT AFFECT, IMPAIR OR  INVALI-
 DATE  THE  REMAINDER  THEREOF, BUT SHALL BE CONFINED IN ITS OPERATION TO
 THE CLAUSE, SENTENCE, PARAGRAPH, SECTION OR PART OF THIS ARTICLE DIRECT-
 LY INVOLVED IN THE CONTROVERSY IN WHICH THE  JUDGMENT  SHALL  HAVE  BEEN
 RENDERED.
   §  16.  The  executive law is amended by adding a new section 312-b to
 read as follows:
   § 312-B. STUDY OF THE FEASIBILITY OF A MINORITY AND WOMEN-OWNED  BUSI-
 NESS  ENTERPRISE CAPACITY MENTORSHIP PROGRAM. 1. THE EMPIRE STATE DEVEL-
 OPMENT CORPORATION SHALL CONDUCT A STUDY TO EXPLORE THE FEASIBILITY OF A
 MINORITY  AND  WOMEN-OWNED  BUSINESS  ENTERPRISE   CAPACITY   MENTORSHIP
 PROGRAM.  THE  STUDY SHOULD FOCUS ON WHICH AGENCIES AND INDUSTRIES WOULD
 BENEFIT MOST FROM SUCH PROGRAM, THE UTILIZATION OF ANY EXISTING MINORITY

 A. 9508--B                         38
 
 AND WOMEN-OWNED BUSINESS ENTERPRISE MENTORSHIP PROGRAMS, AND ANY  FISCAL
 IMPLICATIONS. THE STUDY SHALL SPECIFICALLY FOCUS ON:
   (A)  WHICH STATE AGENCIES WOULD BENEFIT MOST FROM SUCH PROGRAM CONCEN-
 TRATING IN CONSTRUCTION;
   (B) WHICH STATE AGENCIES WOULD BENEFIT MOST FROM SUCH PROGRAM  CONCEN-
 TRATING IN PROFESSIONAL SERVICES;
   (C)  WHICH STATE AGENCIES WOULD BENEFIT MOST FROM SUCH PROGRAM CONCEN-
 TRATING IN NON-PROFESSIONAL SERVICES;
   (D) WHICH STATE AGENCIES WOULD BENEFIT MOST FROM SUCH PROGRAM  CONCEN-
 TRATING IN PURCHASES OF COMMODITIES;
   (E) THE DURATION OF TIME MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISES
 SHOULD PARTICIPATE IN EACH PROGRAM CONCENTRATION DESCRIBED IN PARAGRAPHS
 (A) THROUGH (D) OF THIS SUBDIVISION;
   (F)  THE  FEASIBILITY  THAT SUCH SUCCESSFUL COMPLETION OF SUCH PROGRAM
 COULD BE USED AS A FACTOR FOR PREQUALIFYING PARTICIPATING  MINORITY  AND
 WOMEN-OWNED BUSINESS ENTERPRISES; AND
   (G)  HOW  SUCH  PROGRAM CAN BE TAILORED TO BETTER PREPARE MINORITY AND
 WOMEN-OWNED BUSINESS ENTERPRISES FOR  BIDDING  ON  CONTRACTS  WITH  SUCH
 AGENCIES UPON SUCCESSFUL COMPLETION OF THE PROGRAM.
   2.  WITHIN  TWELVE  MONTHS  OF THE EFFECTIVE DATE OF THIS SECTION, THE
 EMPIRE STATE DEVELOPMENT CORPORATION SHALL ISSUE A REPORT OF  ITS  FIND-
 INGS AND RECOMMENDATIONS TO THE GOVERNOR, THE TEMPORARY PRESIDENT OF THE
 SENATE  AND  THE SPEAKER OF THE ASSEMBLY. SUCH REPORT SHALL INCLUDE, BUT
 NOT BE LIMITED TO, THE FOLLOWING:
   (A) ACTIONS THAT CAN BE IMPLEMENTED TO ESTABLISH SUCH CAPACITY MENTOR-
 SHIP PROGRAM, A PLAN OF ACTION FOR SUCH IMPLEMENTATION,  AND  THE  ESTI-
 MATED  COST  OF  THE PROGRAM INCLUDING ANY ADDITIONAL DIVISION PERSONNEL
 THAT MAY BE REQUIRED;
   (B) ANY REGULATORY ACTIONS REQUIRED BY ANY AGENCY IN ORDER  TO  IMPLE-
 MENT  SUCH  PROGRAM, A PLAN OF ACTION FOR IMPLEMENTING SUCH ACTIONS, AND
 THE ESTIMATED COST OF SUCH IMPLEMENTATION;
   (C) ACTIONS THAT REQUIRE STATUTORY CHANGES IN ORDER TO BE  IMPLEMENTED
 AND THE ESTIMATED COST OF SUCH IMPLEMENTATION; AND
   (D) THE EXTENT TO WHICH ANY EXISTING MINORITY AND WOMEN-OWNED BUSINESS
 ENTERPRISE MENTORSHIP PROGRAM, INCLUDING PURSUANT TO SECTION ONE HUNDRED
 FORTY-SEVEN  OF  THE  STATE  FINANCE  LAW, HAS BEEN IMPLEMENTED, AND THE
 RELATIVE SUCCESS OF SUCH PROGRAMS.
   3. WITHIN TWENTY-FOUR MONTHS OF THE EFFECTIVE DATE  OF  THIS  SECTION,
 THE  EMPIRE STATE DEVELOPMENT CORPORATION SHALL ISSUE A REPORT DETAILING
 THE ACTIONS TAKEN TO IMPLEMENT THE RECOMMENDATIONS OF SUCH STUDY TO  THE
 GOVERNOR,  THE  TEMPORARY PRESIDENT OF THE SENATE AND THE SPEAKER OF THE
 ASSEMBLY.  SUCH REPORT SHALL INCLUDE A FULL EXAMINATION OF  ALL  ASPECTS
 OF  A  MINORITY  AND WOMEN-OWNED BUSINESS ENTERPRISE CAPACITY MENTORSHIP
 PROGRAM, THE BENEFITS OF SUCH PROGRAM, A PROPOSED PLAN OF ACTION FOR THE
 PERMANENT ESTABLISHMENT OF SUCH PROGRAM AND THE ESTIMATED COST  OF  SUCH
 PROGRAM.
   §  17.  This  act  shall take effect April 1, 2018; provided, however,
 that:
   (a) the amendments to article 15-A  of  the  executive  law,  made  by
 sections one, one-a, two, three, four, five, six, six-a, seven, seven-a,
 eight  and  sixteen  of  this  act,  shall not affect the expiration and
 repeal of such article and shall expire and be  deemed  repealed  there-
 with;
   (b)  the  amendments  to section 163 of the state finance law, made by
 section nine of this act, shall not affect the expiration and repeal  of
 such section, and shall expire and be deemed repealed therewith;

 A. 9508--B                         39
 
   (c)  the amendments to section 139-j of the state finance law, made by
 section eleven of this act, shall not affect the expiration  and  repeal
 of such section, and shall expire and be deemed repealed therewith;
   (d)  section  fifteen  of this act shall expire and be deemed repealed
 December 31, 2023; and
   (e) section 97-j of the state finance law, as added by  section  thir-
 teen  of  this act, shall expire and be deemed repealed on the same date
 as article 15-A of the executive law, pursuant  to  subdivision  (h)  of
 section 121 of chapter 261 of the laws of 1988, as amended.
 
                                  PART R
 
                           Intentionally Omitted
 
                                  PART S
 
   Section  1.  Section 2 of chapter 21 of the laws of 2003, amending the
 executive law relating to permitting the secretary of state  to  provide
 special  handling  for  all documents filed or issued by the division of
 corporations and to permit additional levels of such expedited  service,
 as  amended by section 1 of part Q of chapter 58 of the laws of 2017, is
 amended to read as follows:
   § 2. This act shall take effect immediately,  provided  however,  that
 section  one  of this act shall be deemed to have been in full force and
 effect on and after April 1, 2003 and shall expire  March  31,  [2018]
 2019.
   §  2.  This  act  shall take effect immediately and shall be deemed to
 have been in full force and effect on and after March 31, 2018.
 
                                  PART T
 
                           Intentionally Omitted
 
                                  PART U
 
   Section 1. Section 970-r of the general municipal  law,  as  added  by
 section  1  of  part  F of chapter 1 of the laws of 2003, subdivision 1,
 paragraph f of subdivision 3 and paragraph h of subdivision 6 as amended
 by section 1 of part F of chapter 577 of the laws of 2004,  paragraph  a
 of subdivision 1 as amended and paragraph h of subdivision 1 as added by
 chapter  386  of the laws of 2007, paragraph i of subdivision 1 as added
 and paragraph e of subdivision 1, paragraph a of  subdivision  2,  para-
 graph d of subdivision 2, the opening paragraph of paragraph e of subdi-
 vision 2, subparagraph 6 of paragraph e of subdivision 2, paragraph f of
 subdivision  2, paragraph g of subdivision 2, paragraph b of subdivision
 3, the opening paragraph of paragraph f of subdivision 3, subparagraph 6
 of paragraph f of subdivision 3, paragraph g of subdivision 3, paragraph
 h of subdivision 3, paragraph i of subdivision 3, and subdivisions 7 and
 9 as amended by chapter 390 of the laws of 2008, paragraph b of subdivi-
 sion 2 as amended by section 26 and subparagraphs 2 and 5 of paragraph c
 of subdivision 2 as amended by section 27, paragraph a of subdivision  3
 as amended by section 28, subparagraphs 2 and 5 of paragraph e of subdi-
 vision  3  and  subdivision  4 as amended by section 29, paragraph a and
 subparagraphs 2 and 5 of paragraph e of  subdivision  6  as  amended  by
 section 30 and subdivision 10 as added by section 31 of part BB of chap-
 ter 56 of the laws of 2015, is amended to read as follows:

 A. 9508--B                         40
 
   §  970-r. State assistance for brownfield opportunity areas. 1.  Defi-
 nitions. a. "Applicant" shall mean  the  municipality,  community  board
 and/or  community  based  organization  submitting an application in the
 manner authorized by this section.
   b.  "Commissioner"  shall  mean  the commissioner of the department of
 environmental conservation.
   c. "Community based organization" shall mean a  not-for-profit  corpo-
 ration  exempt  from  taxation  under  section 501(c)(3) of the internal
 revenue code whose stated mission is promoting reuse of brownfield sites
 OR COMMUNITY REVITALIZATION within a specified geographic area in  which
 the  community  based  organization  is  located;  which has twenty-five
 percent or more of its board of directors residing in the  community  in
 such  area;  and  represents  a  community with a demonstrated financial
 need. "Community based organization" shall not include any  not-for-pro-
 fit corporation that has caused or contributed to the release or threat-
 ened  release  of a contaminant from or onto the brownfield site, or any
 not-for-profit corporation that generated, transported, or disposed  of,
 or  that  arranged  for,  or  caused, the generation, transportation, or
 disposal of contamination from or onto the brownfield site.  This  defi-
 nition  shall not apply if more than twenty-five percent of the members,
 officers or directors of the  not-for-profit  corporation  are  or  were
 employed  or  receiving  compensation  from any person responsible for a
 site under title thirteen or title fourteen of article  twenty-seven  of
 the environmental conservation law, article twelve of the navigation law
 or under applicable principles of statutory or common law liability.
   d.  "Brownfield  site"  shall  have  the  same meaning as set forth in
 section 27-1405 of the environmental conservation law.
   e. "Department" shall mean the department of state.
   f. "Contamination" or "contaminated" shall have the  same  meaning  as
 provided in section 27-1405 of the environmental conservation law.
   g. "Municipality" shall have the same meaning as set forth in subdivi-
 sion fifteen of section 56-0101 of the environmental conservation law.
   h.  "Community  board"  shall  have  the  same meaning as set forth in
 section twenty-eight hundred of the New York city charter.
   i. "Secretary" shall mean the secretary of state.
   J. "NOMINATION" SHALL MEAN A WRITTEN PLAN FOR REDEVELOPMENT AND  REVI-
 TALIZATION OF ANY AREA WHEREIN ONE OR MORE KNOWN OR SUSPECTED BROWNFIELD
 SITES ARE LOCATED.
   2.  State  assistance for pre-nomination study for brownfield opportu-
 nity areas. a. Within the limits of appropriations therefor, the  secre-
 tary is authorized to provide, on a competitive basis, financial assist-
 ance  to  municipalities, to community based organizations, to community
 boards, or to municipalities and community based organizations acting in
 cooperation to prepare a pre-nomination study for a brownfield  opportu-
 nity area designation. Such financial assistance shall not exceed ninety
 percent of the costs of such pre-nomination study for any such area.
   b.  Activities  eligible to receive such assistance shall include, but
 are not limited to, the assembly and development  of  basic  information
 about:
   (1) the borders of the proposed brownfield opportunity area;
   (2) the number and size of known or suspected brownfield sites;
   (3)  current  and  anticipated  uses of the properties in the proposed
 brownfield opportunity area;
   (4) current and anticipated future conditions of  groundwater  in  the
 proposed brownfield opportunity area;

 A. 9508--B                         41
 
   (5) known data about the environmental conditions of the properties in
 the proposed brownfield opportunity area;
   (6) ownership of the properties in the proposed brownfield opportunity
 area and whether the owners are participating in the brownfield opportu-
 nity area planning process; and
   (7) preliminary descriptions of possible remediation strategies, reuse
 opportunities, necessary infrastructure improvements and other public or
 private measures needed to stimulate investment, promote revitalization,
 and enhance community health and environmental conditions.
   c. Funding preferences shall be given to applications for such assist-
 ance that relate to areas having one or more of the following character-
 istics:
   (1)  areas  for  which the application is a partnered application by a
 municipality and a community based organization;
   (2) areas with concentrations of known or suspected brownfield sites;
   (3) areas for which the application demonstrates support from a  muni-
 cipality and a community based organization;
   (4)  areas showing indicators of economic distress including low resi-
 dent  incomes,  high  unemployment,  high  commercial   vacancy   rates,
 depressed property values; and
   (5)  areas with known or suspected brownfield sites presenting strate-
 gic opportunities to stimulate economic development, community revitali-
 zation or the siting of public amenities.
   d. The secretary, upon the receipt of an application for such  assist-
 ance  from  a  community  based organization not in cooperation with the
 local government having jurisdiction over the proposed brownfield oppor-
 tunity area, shall request the municipal government to review and  state
 the  municipal  government's  support  or lack of support. The municipal
 government's statement shall be considered a part of the application.
   e. Each application for assistance shall be submitted to the secretary
 in a format, and containing  such  information,  as  prescribed  by  the
 secretary but shall include, at a minimum, the following:
   (1)  a statement of the rationale or relationship between the proposed
 assistance and the criteria set forth in this subdivision for the evalu-
 ation and ranking of assistance applications;
   (2) the processes by which local participation in the  development  of
 the application has been sought;
   (3) the process to be carried out with the state assistance including,
 but  not  limited  to,  the goals of and budget for the effort, the work
 plan and timeline for the attainment of these goals,  and  the  intended
 process for community participation in the process;
   (4)  the  manner  and  extent to which public or governmental agencies
 with jurisdiction over issues that will be addressed in the data gather-
 ing process will be involved in this process;
   (5) other planning and development initiatives proposed or in progress
 in the proposed brownfield opportunity area; and
   (6) for each community based organization which is an applicant  or  a
 co-applicant, a copy of its determination of tax exempt status issued by
 the  federal  internal  revenue  service  pursuant to section 501 of the
 internal revenue code, a description of  the  relationship  between  the
 community  based  organization  and  the area that is the subject of the
 application, its financial and institutional accountability, its experi-
 ence in conducting and completing planning initiatives  and  in  working
 with the local government associated with the proposed brownfield oppor-
 tunity area.

 A. 9508--B                         42
 
   f. Prior to making an award for assistance, the secretary shall notify
 the temporary president of the senate and speaker of the assembly.
   g.  Following  notification  to the applicant that assistance has been
 awarded, and prior  to  disbursement  of  funds,  a  contract  shall  be
 executed  between the department and the applicant or co-applicants. The
 secretary shall establish terms and conditions for such contracts as the
 secretary deems appropriate, including provisions to define: applicant's
 work scope, work schedule, and deliverables; fiscal reports on  budgeted
 and  actual  use of funds expended; and requirements for submission of a
 final fiscal report. The contract shall also require the distribution of
 work products to the department, and, for community based organizations,
 to the applicant's municipality. Applicants shall be  required  to  make
 the results publicly available.
   3.  State  assistance for nominations to designate brownfield opportu-
 nity areas. a. Within the limits of appropriations therefor, the  secre-
 tary is authorized to provide, on a competitive basis, financial assist-
 ance  to  municipalities, to community based organizations, to community
 boards, or to municipalities and community based organizations acting in
 cooperation to prepare a nomination  for  designation  of  a  brownfield
 opportunity  area.  Such  financial  assistance  shall not exceed ninety
 percent of the costs of such nomination for any such area. A  nomination
 study  must  include  sufficient information to designate the brownfield
 opportunity area. The contents of the nomination study shall  be  devel-
 oped  based  on  pre-nomination  study  information, IF CONDUCTED, which
 shall principally consist of an area-wide study, documenting the histor-
 ic brownfield uses in the area proposed for designation.
   b. An application for such financial assistance shall include an indi-
 cation of support from owners of brownfield sites in the proposed brown-
 field opportunity  area.  All  residents  and  property  owners  in  the
 proposed  brownfield  opportunity area shall receive notice in such form
 and manner as the secretary shall prescribe.
   c. No application for such financial assistance  shall  be  considered
 unless  the  applicant  demonstrates  that it has, to the maximum extent
 practicable, solicited and considered the  views  of  residents  of  the
 proposed brownfield opportunity area, the views of state and local offi-
 cials  elected  to  represent such residents and the local organizations
 representing such residents.
   d. Activities eligible to  receive  such  financial  assistance  shall
 include  the  identification,  preparation,  creation,  development  and
 assembly of information and elements to be included in a nomination  for
 designation  of a brownfield opportunity area, including but not limited
 to:
   (1) the borders of the proposed brownfield opportunity area;
   (2) the location AND SIZE of each known or suspected  brownfield  site
 in the proposed brownfield opportunity area;
   (3)  the  identification of strategic sites within the proposed brown-
 field opportunity area;
   (4) the type of potential developments anticipated  for  sites  within
 the  proposed brownfield opportunity area proposed by either the current
 or the prospective owners of such sites;
   (5) local legislative or regulatory action which may  be  required  to
 implement a plan for the redevelopment of the proposed brownfield oppor-
 tunity area;
   (6)  priorities  for  public and private investment in infrastructure,
 open space, economic development, housing, or  community  facilities  in
 the proposed brownfield opportunity area;

 A. 9508--B                         43
 
   (7)  IDENTIFICATION AND mapping of current and anticipated uses of the
 properties and groundwater in the proposed brownfield opportunity area;
   (8)  existing detailed assessments of individual brownfield sites and,
 where the consent of the site owner has  been  obtained,  the  need  for
 conducting on-site assessments;
   (9) known data about the environmental conditions of properties in the
 proposed brownfield opportunity area;
   (10)  ownership of the KNOWN OR SUSPECTED BROWNFIELD properties in the
 proposed brownfield opportunity area TO THE EXTENT SUCH INFO IS  READILY
 PUBLICLY AVAILABLE;
   (11)  descriptions  of possible remediation strategies, REUSE OPPORTU-
 NITIES, brownfield redevelopment, necessary infrastructure  improvements
 and  other  public  or  private measures needed to stimulate investment,
 promote revitalization, and enhance community health  and  environmental
 conditions;
   (12)  the goals and objectives, both short term and long term, for the
 economic revitalization of the  proposed  brownfield  opportunity  area;
 [and]
   (13) the publicly controlled and other developable lands and buildings
 within  the  proposed  brownfield opportunity area which are or could be
 made   available   for   residential,    industrial    and    commercial
 development[.]; AND
   (14)  A  COMMUNITY PARTICIPATION STRATEGY TO MAXIMIZE PUBLIC AWARENESS
 AND TO SOLICIT AND CONSIDER THE VIEWS OF RESIDENTS, BUSINESSES AND OTHER
 STAKEHOLDERS OF THE PROPOSED BROWNFIELD OPPORTUNITY AREA.
   e. Funding preferences shall be given to applications for such assist-
 ance that relate to areas having one or more of the following character-
 istics:
   (1) areas for which the application is a partnered  application  by  a
 municipality and a community based organization;
   (2) areas with concentrations of known or suspected brownfield sites;
   (3)  areas for which the application demonstrates support from a muni-
 cipality and a community based organization;
   (4) areas showing indicators of economic distress including low  resi-
 dent   incomes,   high  unemployment,  high  commercial  vacancy  rates,
 depressed property values; and
   (5) areas with known or suspected brownfield sites presenting  strate-
 gic opportunities to stimulate economic development, community revitali-
 zation or the siting of public amenities.
   f.  Each  application  for  such  assistance shall be submitted to the
 secretary in a format, and containing such information, as prescribed by
 the secretary but shall include, at a minimum, the following:
   (1) a statement of the rationale or relationship between the  proposed
 assistance and the criteria set forth in this section for the evaluation
 and ranking of assistance applications;
   (2)  the  processes by which local participation in the development of
 the application has been sought;
   (3) the process to be carried out under the state  assistance  includ-
 ing,  but  not  limited  to, the goals of and budget for the effort, the
 work plan and timeline for  the  attainment  of  these  goals,  and  the
 intended process for public participation in the process;
   (4)  the  manner  and  extent to which public or governmental agencies
 with jurisdiction over issues that will be addressed in the data gather-
 ing process will be involved in this process;
   (5) other planning and development initiatives proposed or in progress
 in the proposed brownfield opportunity area;

 A. 9508--B                         44
 
   (6) for each community based organization which is an applicant  or  a
 co-applicant, a copy of its determination of tax exempt status issued by
 the  federal  internal  revenue  service  pursuant to section 501 of the
 internal revenue code, a description of  the  relationship  between  the
 community  based  organization  and  the area that is the subject of the
 application, its financial and institutional accountability, its experi-
 ence in conducting and completing planning initiatives  and  in  working
 with the local government associated with the proposed brownfield oppor-
 tunity area; and
   (7)  the  financial  commitments the applicant will make to the brown-
 field opportunity area for activities including,  but  not  limited  to,
 marketing  of the area for business development, human resource services
 for residents and businesses in the  brownfield  opportunity  area,  and
 services for small and minority and women-owned businesses.
   g.  [The  secretary,  upon  the receipt of an] AN application for such
 assistance from a community based organization not in  cooperation  with
 the  local  government  having jurisdiction over the proposed brownfield
 opportunity area, shall [request the municipal government to review  and
 state  the  municipal government's support or lack of support] INCLUDE A
 RESOLUTION FROM THE CITY, TOWN, OR VILLAGE WITH PLANNING  AND  LAND  USE
 AUTHORITY  IN WHICH THE BROWNFIELD OPPORTUNITY AREA IS PROPOSED, STATING
 SUPPORT OR LACK  OF  SUPPORT.  The  [municipal  government's  statement]
 RESOLUTION  FROM  SUCH CITY, TOWN, OR VILLAGE shall be considered a part
 of the application.
   h. Prior to making an award for assistance, the secretary shall notify
 the temporary president of the senate and speaker of the assembly.
   i. Following notification to the applicant that  assistance  has  been
 awarded,  and  prior  to  disbursement  of  funds,  a  contract shall be
 executed between the department and the applicant or co-applicants.  The
 secretary shall establish terms and conditions for such contracts as the
 secretary deems appropriate, including provisions to define: applicant's
 work  scope, work schedule, and deliverables; fiscal reports on budgeted
 and actual use of funds expended; and requirements for submission  of  a
 final fiscal report. The contract shall also require the distribution of
 work products to the department, and, for community based organizations,
 to  the  applicant's  municipality. Applicants shall be required to make
 the results publicly available. Such contract shall  further  include  a
 provision providing that if any responsible party payments become avail-
 able  to  the  applicant,  the  amount  of such payments attributable to
 expenses paid by the award shall be paid to the department by the appli-
 cant; provided that the applicant may first apply such responsible party
 payments toward any actual project costs incurred by the applicant.
   4. Designation of brownfield opportunity area. Upon  completion  of  a
 nomination for designation of a brownfield opportunity area, it shall be
 forwarded by the applicant to the secretary, who shall determine whether
 it  is consistent with the provisions of this section. The secretary may
 review and approve a nomination for designation of a brownfield opportu-
 nity area at any time. If the secretary determines that  the  nomination
 is consistent with the provisions of this section, the brownfield oppor-
 tunity  area  shall  be designated. If the secretary determines that the
 nomination is not consistent with the provisions of  this  section,  the
 secretary  shall make recommendations in writing to the applicant of the
 manner and nature in which the nomination should be amended.
   5. Priority and preference. The designation of a  brownfield  opportu-
 nity  area  pursuant  to this section is intended to serve as a planning
 tool.  It alone shall not impose any new obligations on any property  or

 A. 9508--B                         45
 
 property  owner. To the extent authorized by law, projects in brownfield
 opportunity areas designated pursuant to this section  shall  receive  a
 priority  and preference when considered for financial assistance pursu-
 ant  to articles fifty-four and fifty-six of the environmental conserva-
 tion law. To the extent authorized by law, projects in brownfield oppor-
 tunity areas designated pursuant to this section may receive a  priority
 and  preference when considered for financial assistance pursuant to any
 other state, federal or local law.
   6. State assistance for  brownfield  site  assessments  in  brownfield
 opportunity  areas. a. Within the limits of appropriations therefor, the
 secretary of state, is authorized to provide, on  a  competitive  basis,
 financial  assistance  to  municipalities,  to community based organiza-
 tions, to community boards, or to  municipalities  and  community  based
 organizations  acting  in cooperation to conduct brownfield site assess-
 ments. Such financial assistance shall not exceed ninety percent of  the
 costs of such brownfield site assessment.
   b.  Brownfield  sites  eligible for such assistance must be owned by a
 municipality, or volunteer as such term is defined in section 27-1405 of
 the environmental conservation law.
   c. Brownfield site assessment activities eligible for funding include,
 but are not limited to, testing of properties to  determine  the  nature
 and  extent of the contamination (including soil and groundwater), envi-
 ronmental assessments, the development of a proposed remediation strate-
 gy to address any identified contamination,  and  any  other  activities
 deemed  appropriate  by the commissioner in consultation with the secre-
 tary of state. Any environmental assessment  shall  be  subject  to  the
 review and approval of such commissioner.
   d.  Applications for such assistance shall be submitted to the commis-
 sioner in a format, and containing such information,  as  prescribed  by
 the commissioner in consultation with the secretary of state.
   e. Funding preferences shall be given to applications for such assist-
 ance that relate to areas having one or more of the following character-
 istics:
   (1)  areas  for  which the application is a partnered application by a
 municipality and a community based organization;
   (2) areas with concentrations of known or suspected brownfield sites;
   (3) areas for which the application demonstrates support from a  muni-
 cipality and a community based organization;
   (4)  areas showing indicators of economic distress including low resi-
 dent  incomes,  high  unemployment,  high  commercial   vacancy   rates,
 depressed property values; and
   (5)  areas with known or suspected brownfield sites presenting strate-
 gic opportunities to stimulate economic development, community revitali-
 zation or the siting of public amenities.
   f. The commissioner, upon the  receipt  of  an  application  for  such
 assistance  from  a community based organization not in cooperation with
 the local government having jurisdiction over  the  proposed  brownfield
 opportunity  area,  shall request the municipal government to review and
 state the municipal government's support or lack of support. The munici-
 pal government's statement shall be considered a part  of  the  applica-
 tion.
   g.  Prior  to  making  an award for assistance, the commissioner shall
 notify the temporary president of the senate  and  the  speaker  of  the
 assembly.
   h.  Following  notification  to the applicant that assistance has been
 awarded, and prior  to  disbursement  of  funds,  a  contract  shall  be

 A. 9508--B                         46
 
 executed  between the department and the applicant or co-applicants. The
 commissioner shall establish terms and conditions for such contracts  as
 the commissioner deems appropriate in consultation with the secretary of
 state,  including  provisions  to  define:  applicant's work scope, work
 schedule, and deliverables; fiscal reports on budgeted and actual use of
 funds expended; and  requirements  for  submission  of  a  final  fiscal
 report.  The  contract  shall  also  require  the  distribution  of work
 products to the department, and, for community based  organizations,  to
 the  applicant's  municipality. Applicants shall be required to make the
 results publicly  available.  Such  contract  shall  further  include  a
 provision providing that if any responsible party payments become avail-
 able  to  the  applicant,  the  amount  of such payments attributable to
 expenses paid by the award shall be paid to the department by the appli-
 cant; provided that the applicant may first apply such responsible party
 payments towards actual project costs incurred by the applicant.
   7. Amendments to designated area. Any proposed amendment to  a  brown-
 field  opportunity  area  designated  pursuant  to this section shall be
 proposed, and reviewed by the secretary, in the same  manner  and  using
 the same criteria set forth in this section and applicable to an initial
 nomination for the designation of a brownfield opportunity area.
   8.  Applications. a. All applications for pre-nomination study assist-
 ance or applications for designation of a  brownfield  opportunity  area
 shall  demonstrate that the following community participation activities
 have been or will be performed by the applicant:
   (1) identification of the  interested  public  and  preparation  of  a
 contact list;
   (2) identification of major issues of public concern;
   (3)  [provision  to] PUBLIC access to (I) the draft and final applica-
 tion for  pre-nomination  assistance  and  brownfield  opportunity  area
 designation, AND (II) ANY supporting documents in a manner convenient to
 the public;
   (4)  public notice and newspaper notice of (i) the intent of the muni-
 cipality and/or community based organization to undertake a  pre-nomina-
 tion process or prepare a brownfield opportunity area plan, and (ii) the
 availability of such application.
   b.  Application  for nomination of a brownfield opportunity area shall
 provide the following minimum community participation activities:
   (1) a comment period of at least thirty days on a draft application;
   (2) a public meeting on a brownfield opportunity area  draft  applica-
 tion.
   9.  Financial  assistance;  advance payment. Notwithstanding any other
 law to the contrary,  financial  assistance  pursuant  to  this  section
 provided  by  the commissioner and the secretary pursuant to an executed
 contract may include an advance payment up to twenty-five percent of the
 contract amount.
   10. The secretary shall establish criteria for brownfield  opportunity
 area  conformance determinations for purposes of the brownfield redevel-
 opment tax credit component pursuant to clause (ii) of subparagraph  (B)
 of  paragraph [(5)] FIVE of subdivision (a) of section twenty-one of the
 tax law. In establishing criteria, the secretary shall be guided by, but
 not limited to, the following considerations: how the proposed  use  and
 development  advances  the designated brownfield opportunity area plan's
 vision statement, goals  and  objectives  for  revitalization;  how  the
 density  of development and associated buildings and structures advances
 the plan's objectives, desired redevelopment and priorities for  invest-

 A. 9508--B                         47
 
 ment;  and how the project complies with zoning and other local laws and
 standards to guide and ensure appropriate use of the project site.
   § 2. This act shall take effect immediately.
 
                                  PART V
 
   Section 1. Section 159-j of the executive law is REPEALED.
   § 2. This act shall take effect October 1, 2018.
 
                                  PART W
 
   Section  1.  This Part enacts into law major components of legislation
 relating to student loan servicers and student debt relief  consultants.
 Each  component  is  wholly  contained  within  a  Subpart identified as
 Subparts A through C. The effective date for each  particular  provision
 contained  within  such Subpart is set forth in the last section of such
 Subpart. Any provision  in  any  section  contained  within  a  Subpart,
 including  the effective date of the Subpart, which makes a reference to
 a section "of this act", when used in connection  with  that  particular
 component,  shall  be  deemed  to  mean  and  refer to the corresponding
 section of the Subpart in which it is found.
 
                                 SUBPART A
 
   Section 1. The banking law is amended by adding a new article 14-A  to
 read as follows:
                               ARTICLE XIV-A
                          STUDENT LOAN SERVICERS
 SECTION 710. DEFINITIONS.
         711. LICENSING.
         712. APPLICATION FOR A STUDENT LOAN SERVICER LICENSE; FEES.
         713. APPLICATION  PROCESS  TO  RECEIVE  LICENSE TO ENGAGE IN THE
                BUSINESS OF STUDENT LOAN SERVICING.
         714. CHANGES IN OFFICERS AND DIRECTORS.
         715. CHANGES IN CONTROL.
         716. GROUNDS FOR SUSPENSION OR REVOCATION OF LICENSE.
         717. BOOKS AND RECORDS; REPORTS AND ELECTRONIC FILING.
         718. RULES AND REGULATIONS.
         719. PROHIBITED PRACTICES.
         720. SERVICING STUDENT LOANS WITHOUT A LICENSE.
         721. RESPONSIBILITIES.
         722. EXAMINATIONS.
         723. PENALTIES FOR VIOLATION OF THIS ARTICLE.
         724. SEVERABILITY OF PROVISIONS.
         725. COMPLIANCE WITH OTHER LAWS.
   § 710. DEFINITIONS. 1. "APPLICANT" SHALL MEAN ANY PERSON APPLYING  FOR
 A LICENSE TO BE A STUDENT LOAN SERVICER.
   2. "BORROWER" SHALL MEAN ANY RESIDENT OF THIS STATE WHO HAS RECEIVED A
 STUDENT  LOAN  OR  AGREED IN WRITING TO PAY A STUDENT LOAN OR ANY PERSON
 WHO SHARES A LEGAL OBLIGATION WITH SUCH RESIDENT FOR REPAYING A  STUDENT
 LOAN.
   3. "BORROWER BENEFIT" SHALL MEAN AN INCENTIVE OFFERED TO A BORROWER IN
 CONNECTION  WITH  THE  ORIGINATION  OF A STUDENT LOAN, INCLUDING BUT NOT
 LIMITED TO AN INTEREST RATE REDUCTION, PRINCIPAL REBATE, FEE  WAIVER  OR
 REBATE, LOAN CANCELLATION, OR COSIGNER RELEASE.

 A. 9508--B                         48

   4.  "EXEMPT ORGANIZATION" SHALL MEAN ANY BANKING ORGANIZATION, FOREIGN
 BANKING CORPORATION, NATIONAL BANK, FEDERAL SAVINGS ASSOCIATION, FEDERAL
 CREDIT UNION, OR ANY BANK, TRUST COMPANY, SAVINGS BANK, SAVINGS AND LOAN
 ASSOCIATION, OR CREDIT UNION ORGANIZED  UNDER  THE  LAWS  OF  ANY  OTHER
 STATE.
   5.  "PERSON"  SHALL  MEAN  ANY  INDIVIDUAL,  ASSOCIATION, CORPORATION,
 LIMITED LIABILITY COMPANY, PARTNERSHIP, TRUST, UNINCORPORATED  ORGANIZA-
 TION, OR ANY OTHER ENTITY.
   6.  "SERVICER" OR "STUDENT LOAN SERVICER" SHALL MEAN A PERSON LICENSED
 PURSUANT TO SECTION SEVEN HUNDRED ELEVEN OF THIS ARTICLE  TO  ENGAGE  IN
 THE BUSINESS OF SERVICING ANY STUDENT LOAN OF A BORROWER.
   7. "SERVICING" SHALL MEAN:
   (A) RECEIVING ANY PAYMENT FROM A BORROWER PURSUANT TO THE TERMS OF ANY
 STUDENT LOAN;
   (B) APPLYING ANY PAYMENT TO A BORROWER'S ACCOUNT PURSUANT TO THE TERMS
 OF  A  STUDENT  LOAN OR THE CONTRACT GOVERNING THE SERVICING OF ANY SUCH
 LOAN;
   (C) PROVIDING ANY NOTIFICATION OF AMOUNTS OWED ON A STUDENT LOAN BY OR
 ON ACCOUNT OF ANY BORROWER;
   (D) DURING A PERIOD WHEN A BORROWER IS NOT REQUIRED TO MAKE A  PAYMENT
 ON  A STUDENT LOAN, MAINTAINING ACCOUNT RECORDS FOR THE STUDENT LOAN AND
 COMMUNICATING WITH THE BORROWER REGARDING THE STUDENT LOAN ON BEHALF  OF
 THE OWNER OF THE STUDENT LOAN PROMISSORY NOTE;
   (E)  INTERACTING  WITH  A  BORROWER  WITH  RESPECT TO OR REGARDING ANY
 ATTEMPT TO AVOID DEFAULT ON THE BORROWER'S STUDENT LOAN, OR FACILITATING
 THE ACTIVITIES DESCRIBED IN PARAGRAPH (A) OR (B) OF THIS SUBDIVISION; OR
   (F) PERFORMING OTHER ADMINISTRATIVE SERVICES WITH RESPECT TO A BORROW-
 ER'S STUDENT LOAN.
   8. "STUDENT LOAN" SHALL MEAN ANY LOAN TO A BORROWER TO FINANCE POSTSE-
 CONDARY EDUCATION OR EXPENSES RELATED TO POSTSECONDARY EDUCATION.
   § 711. LICENSING. 1. NO PERSON SHALL ENGAGE IN THE BUSINESS OF SERVIC-
 ING STUDENT LOANS OWED BY ONE OR MORE BORROWERS RESIDING IN  THIS  STATE
 WITHOUT  FIRST  BEING  LICENSED  BY THE SUPERINTENDENT AS A STUDENT LOAN
 SERVICER IN ACCORDANCE WITH THIS ARTICLE AND SUCH REGULATIONS AS MAY  BE
 PRESCRIBED BY THE SUPERINTENDENT.
   2. THE LICENSING PROVISIONS OF THIS SUBDIVISION SHALL NOT APPLY TO ANY
 EXEMPT ORGANIZATION.
   §  712. APPLICATION FOR A STUDENT LOAN SERVICER LICENSE; FEES. 1.  THE
 APPLICATION FOR A LICENSE TO BE A STUDENT  LOAN  SERVICER  SHALL  BE  IN
 WRITING,  UNDER  OATH, AND IN THE FORM PRESCRIBED BY THE SUPERINTENDENT.
 NOTWITHSTANDING ARTICLE THREE OF THE STATE TECHNOLOGY LAW OR  ANY  OTHER
 LAW  TO THE CONTRARY, THE SUPERINTENDENT MAY REQUIRE THAT AN APPLICATION
 FOR A LICENSE OR ANY OTHER SUBMISSION OR APPLICATION FOR APPROVAL AS MAY
 BE REQUIRED BY THIS ARTICLE BE MADE OR EXECUTED BY ELECTRONIC  MEANS  IF
 HE  OR  SHE  DEEMS  IT  NECESSARY  TO ENSURE THE EFFICIENT AND EFFECTIVE
 ADMINISTRATION  OF  THIS  ARTICLE.  THE  APPLICATION  SHALL  INCLUDE   A
 DESCRIPTION  OF  THE ACTIVITIES OF THE APPLICANT, IN SUCH DETAIL AND FOR
 SUCH PERIODS AS THE SUPERINTENDENT MAY REQUIRE, INCLUDING:
   (A) AN AFFIRMATION OF FINANCIAL SOLVENCY  NOTING  SUCH  CAPITALIZATION
 REQUIREMENTS  AS  MAY  BE  REQUIRED BY THE SUPERINTENDENT, AND ACCESS TO
 SUCH CREDIT AS MAY BE REQUIRED BY THE SUPERINTENDENT;
   (B) A FINANCIAL STATEMENT PREPARED BY A CERTIFIED  PUBLIC  ACCOUNTANT,
 THE  ACCURACY  OF WHICH IS SWORN TO UNDER OATH BEFORE A NOTARY PUBLIC BY
 AN OFFICER OR OTHER REPRESENTATIVE OF THE APPLICANT WHO IS AUTHORIZED TO
 EXECUTE SUCH DOCUMENTS;

 A. 9508--B                         49
 
   (C) AN AFFIRMATION THAT THE APPLICANT, OR ITS MEMBERS, OFFICERS, PART-
 NERS, DIRECTORS AND PRINCIPALS AS MAY BE APPROPRIATE, ARE AT LEAST TWEN-
 TY-ONE YEARS OF AGE;
   (D)  INFORMATION  AS TO THE CHARACTER, FITNESS, FINANCIAL AND BUSINESS
 RESPONSIBILITY, BACKGROUND AND EXPERIENCES  OF  THE  APPLICANT,  OR  ITS
 MEMBERS,  OFFICERS,  PARTNERS, DIRECTORS AND PRINCIPALS AS MAY BE APPRO-
 PRIATE; AND
   (E) ANY ADDITIONAL DETAIL OR INFORMATION REQUIRED BY  THE  SUPERINTEN-
 DENT.
   2. AN APPLICATION TO BECOME A STUDENT LOAN SERVICER OR ANY APPLICATION
 WITH RESPECT TO A STUDENT LOAN SERVICER SHALL BE ACCOMPANIED BY A FEE AS
 PRESCRIBED PURSUANT TO SECTION EIGHTEEN-A OF THIS CHAPTER.
   §  713.  APPLICATION PROCESS TO RECEIVE LICENSE TO ENGAGE IN THE BUSI-
 NESS OF STUDENT LOAN SERVICING. 1. UPON THE FILING OF AN APPLICATION FOR
 A LICENSE, IF THE SUPERINTENDENT SHALL FIND THAT THE FINANCIAL RESPONSI-
 BILITY, EXPERIENCE, CHARACTER, AND GENERAL FITNESS OF THE APPLICANT AND,
 IF APPLICABLE, THE MEMBERS, OFFICERS, PARTNERS, DIRECTORS AND PRINCIPALS
 OF THE APPLICANT ARE SUCH AS TO COMMAND THE CONFIDENCE OF THE  COMMUNITY
 AND TO WARRANT BELIEF THAT THE BUSINESS WILL BE OPERATED HONESTLY, FAIR-
 LY,  AND EFFICIENTLY WITHIN THE PURPOSE OF THIS ARTICLE, THE SUPERINTEN-
 DENT SHALL THEREUPON ISSUE A LICENSE IN DUPLICATE TO ENGAGE IN THE BUSI-
 NESS OF SERVICING STUDENT LOANS DESCRIBED IN SECTION SEVEN  HUNDRED  TEN
 OF  THIS  ARTICLE  IN ACCORDANCE WITH THE PROVISIONS OF THIS ARTICLE. IF
 THE SUPERINTENDENT SHALL NOT SO FIND, THE SUPERINTENDENT SHALL NOT ISSUE
 A LICENSE, AND THE SUPERINTENDENT SHALL SO  NOTIFY  THE  APPLICANT.  THE
 SUPERINTENDENT SHALL TRANSMIT ONE COPY OF A LICENSE TO THE APPLICANT AND
 FILE ANOTHER COPY IN THE OFFICE OF THE DEPARTMENT OF FINANCIAL SERVICES.
 UPON  RECEIPT  OF SUCH LICENSE, A STUDENT LOAN SERVICER SHALL BE AUTHOR-
 IZED TO ENGAGE IN THE BUSINESS OF SERVICING STUDENT LOANS IN  ACCORDANCE
 WITH  THE  PROVISIONS OF THIS ARTICLE. SUCH LICENSE SHALL REMAIN IN FULL
 FORCE AND EFFECT UNTIL IT IS SURRENDERED BY THE SERVICER OR  REVOKED  OR
 SUSPENDED AS HEREINAFTER PROVIDED.
   2.  THE  SUPERINTENDENT MAY REFUSE TO ISSUE A LICENSE PURSUANT TO THIS
 ARTICLE IF HE OR SHE SHALL FIND THAT THE APPLICANT, OR ANY PERSON WHO IS
 A DIRECTOR, OFFICER, PARTNER, AGENT,  EMPLOYEE,  MEMBER  OR  SUBSTANTIAL
 STOCKHOLDER OF THE APPLICANT:
   (A)  LACKS  THE  GOOD  MORAL  CHARACTER AND GENERAL FITNESS SUCH AS TO
 WARRANT BELIEF THAT THE LICENSED  ENTITY  WOULD  BE  OPERATED  HONESTLY,
 FAIRLY AND EFFICIENTLY WITHIN THE PURPOSES OF THIS ARTICLE;
   (B) HAS HAD A LICENSE OR REGISTRATION REVOKED BY THE SUPERINTENDENT OR
 ANY OTHER REGULATOR OR JURISDICTION;
   (C)  HAS  BEEN  AN  OFFICER,  DIRECTOR, PARTNER, MEMBER OR SUBSTANTIAL
 STOCKHOLDER OF AN ENTITY WHICH HAS HAD A LICENSE OR REGISTRATION REVOKED
 BY THE SUPERINTENDENT OR ANY OTHER REGULATOR OR JURISDICTION; OR
   (D) HAS BEEN AN AGENT, EMPLOYEE, OFFICER, DIRECTOR, PARTNER OR  MEMBER
 OF  AN  ENTITY  WHICH  HAS  HAD A LICENSE OR REGISTRATION REVOKED BY THE
 SUPERINTENDENT WHERE SUCH PERSON SHALL HAVE BEEN  FOUND  BY  THE  SUPER-
 INTENDENT TO BEAR RESPONSIBILITY IN CONNECTION WITH THE REVOCATION.
   3.  THE TERM "SUBSTANTIAL STOCKHOLDER", AS USED IN THIS SECTION, SHALL
 BE DEEMED TO REFER TO A PERSON OWNING OR CONTROLLING DIRECTLY  OR  INDI-
 RECTLY TEN PER CENTUM OR MORE OF THE TOTAL OUTSTANDING STOCK OF A CORPO-
 RATION.
   §  714.  CHANGES  IN OFFICERS AND DIRECTORS. UPON ANY CHANGE OF ANY OF
 THE EXECUTIVE OFFICERS, DIRECTORS, PARTNERS OR MEMBERS  OF  ANY  STUDENT
 LOAN SERVICER, THE STUDENT LOAN SERVICER SHALL SUBMIT TO THE SUPERINTEN-
 DENT  THE  NAME,  ADDRESS, AND OCCUPATION OF EACH NEW OFFICER, DIRECTOR,

 A. 9508--B                         50
 
 PARTNER OR MEMBER, AND PROVIDE SUCH OTHER INFORMATION AS THE SUPERINTEN-
 DENT MAY REQUIRE.
   §  715.  CHANGES  IN CONTROL. 1. IT SHALL BE UNLAWFUL, EXCEPT WITH THE
 PRIOR APPROVAL OF THE SUPERINTENDENT, FOR ANY ACTION TO BE  TAKEN  WHICH
 RESULTS  IN A CHANGE OF CONTROL OF THE BUSINESS OF A STUDENT LOAN SERVI-
 CER. PRIOR TO ANY CHANGE OF CONTROL, THE PERSON  DESIROUS  OF  ACQUIRING
 CONTROL  OF  THE  BUSINESS OF A STUDENT LOAN SERVICER SHALL MAKE WRITTEN
 APPLICATION TO THE  SUPERINTENDENT  AND  PAY  AN  INVESTIGATION  FEE  AS
 PRESCRIBED  PURSUANT TO SECTION EIGHTEEN-A OF THIS CHAPTER TO THE SUPER-
 INTENDENT. THE APPLICATION SHALL CONTAIN SUCH INFORMATION AS THE  SUPER-
 INTENDENT,  BY  RULE OR REGULATION, MAY PRESCRIBE AS NECESSARY OR APPRO-
 PRIATE  FOR  THE  PURPOSE  OF  MAKING  THE  DETERMINATION  REQUIRED   BY
 SUBDIVISION TWO OF THIS SECTION. SUCH INFORMATION SHALL INCLUDE, BUT NOT
 BE LIMITED TO, THE INFORMATION AND OTHER MATERIAL REQUIRED FOR A STUDENT
 LOAN SERVICER BY SUBDIVISION ONE OF SECTION SEVEN HUNDRED TWELVE OF THIS
 ARTICLE.
   2.  THE SUPERINTENDENT SHALL APPROVE OR DISAPPROVE THE PROPOSED CHANGE
 OF CONTROL OF A STUDENT LOAN SERVICER IN ACCORDANCE WITH THE  PROVISIONS
 OF SECTION SEVEN HUNDRED THIRTEEN OF THIS ARTICLE.
   3.  FOR  A PERIOD OF SIX MONTHS FROM THE DATE OF QUALIFICATION THEREOF
 AND FOR SUCH  ADDITIONAL  PERIOD  OF  TIME  AS  THE  SUPERINTENDENT  MAY
 PRESCRIBE,  IN  WRITING,  THE  PROVISIONS OF SUBDIVISIONS ONE AND TWO OF
 THIS SECTION SHALL NOT APPLY TO A TRANSFER OF CONTROL  BY  OPERATION  OF
 LAW  TO THE LEGAL REPRESENTATIVE, AS HEREINAFTER DEFINED, OF ONE WHO HAS
 CONTROL OF A STUDENT LOAN SERVICER.  THEREAFTER,  SUCH  LEGAL  REPRESEN-
 TATIVE  SHALL  COMPLY WITH THE PROVISIONS OF SUBDIVISIONS ONE AND TWO OF
 THIS SECTION. THE PROVISIONS OF SUBDIVISIONS ONE AND TWO OF THIS SECTION
 SHALL BE APPLICABLE TO AN APPLICATION MADE UNDER THIS SECTION BY A LEGAL
 REPRESENTATIVE. THE TERM "LEGAL REPRESENTATIVE",  FOR  THE  PURPOSES  OF
 THIS  SUBDIVISION,  SHALL  MEAN  A  PERSON  DULY APPOINTED BY A COURT OF
 COMPETENT JURISDICTION  TO  ACT  AS  EXECUTOR,  ADMINISTRATOR,  TRUSTEE,
 COMMITTEE,  CONSERVATOR  OR  RECEIVER, INCLUDING A PERSON WHO SUCCEEDS A
 LEGAL REPRESENTATIVE AND A PERSON ACTING IN AN ANCILLARY CAPACITY THERE-
 TO IN ACCORDANCE WITH THE PROVISIONS OF SUCH COURT APPOINTMENT.
   4. AS USED IN THIS SECTION THE TERM "CONTROL"  MEANS  THE  POSSESSION,
 DIRECTLY OR INDIRECTLY, OF THE POWER TO DIRECT OR CAUSE THE DIRECTION OF
 THE  MANAGEMENT AND POLICIES OF A STUDENT LOAN SERVICER, WHETHER THROUGH
 THE OWNERSHIP OF VOTING STOCK OF SUCH STUDENT LOAN SERVICER, THE  OWNER-
 SHIP  OF VOTING STOCK OF ANY PERSON WHICH POSSESSES SUCH POWER OR OTHER-
 WISE.  CONTROL SHALL BE PRESUMED TO EXIST IF  ANY  PERSON,  DIRECTLY  OR
 INDIRECTLY, OWNS, CONTROLS OR HOLDS WITH POWER TO VOTE TEN PER CENTUM OR
 MORE  OF  THE VOTING STOCK OF ANY STUDENT LOAN SERVICER OR OF ANY PERSON
 WHICH OWNS, CONTROLS OR HOLDS WITH POWER TO VOTE TEN PER CENTUM OR  MORE
 OF THE VOTING STOCK OF ANY STUDENT LOAN SERVICER, BUT NO PERSON SHALL BE
 DEEMED  TO  CONTROL A STUDENT LOAN SERVICER SOLELY BY REASON OF BEING AN
 OFFICER OR DIRECTOR OF SUCH STUDENT LOAN  SERVICER.  THE  SUPERINTENDENT
 MAY  IN  HIS DISCRETION, UPON THE APPLICATION OF A STUDENT LOAN SERVICER
 OR ANY PERSON WHO, DIRECTLY OR INDIRECTLY, OWNS, CONTROLS OR HOLDS  WITH
 POWER  TO  VOTE  OR SEEKS TO OWN, CONTROL OR HOLD WITH POWER TO VOTE ANY
 VOTING STOCK OF SUCH STUDENT LOAN SERVICER, DETERMINE WHETHER OR NOT THE
 OWNERSHIP, CONTROL OR HOLDING OF SUCH VOTING STOCK CONSTITUTES OR  WOULD
 CONSTITUTE  CONTROL  OF  SUCH STUDENT LOAN SERVICER FOR PURPOSES OF THIS
 SECTION.
   § 716. GROUNDS FOR SUSPENSION OR REVOCATION OF LICENSE. 1. THE  SUPER-
 INTENDENT  MAY REVOKE ANY LICENSE TO ENGAGE IN THE BUSINESS OF A STUDENT

 A. 9508--B                         51
 
 LOAN SERVICER ISSUED PURSUANT TO THIS ARTICLE  IF  A  DETERMINATION  HAS
 BEEN MADE, AFTER NOTICE AND A HEARING, THAT:
   (A) A SERVICER HAS VIOLATED ANY PROVISION OF THIS ARTICLE, ANY RULE OR
 REGULATION  PROMULGATED  BY  THE  SUPERINTENDENT  UNDER  AND  WITHIN THE
 AUTHORITY OF THIS ARTICLE, OR ANY OTHER APPLICABLE LAW;
   (B) A SERVICER ENGAGES IN  FRAUD,  INTENTIONAL  MISREPRESENTATION,  OR
 GROSS NEGLIGENCE IN SERVICING A STUDENT LOAN;
   (C)  THE  COMPETENCE, EXPERIENCE, CHARACTER, OR GENERAL FITNESS OF THE
 SERVICER, AN INDIVIDUAL CONTROLLING, DIRECTLY OR INDIRECTLY, TEN PERCENT
 OR MORE OF THE OUTSTANDING INTERESTS,  OR  ANY  PERSON  RESPONSIBLE  FOR
 SERVICING  A  STUDENT  LOAN FOR THE SERVICER INDICATES THAT IT IS NOT IN
 THE PUBLIC INTEREST TO PERMIT THE SERVICER TO CONTINUE SERVICING STUDENT
 LOANS;
   (D) THE SERVICER IS INSOLVENT, SUSPENDS PAYMENT OF ITS OBLIGATIONS, OR
 MAKES A GENERAL ASSIGNMENT FOR THE BENEFIT OF ITS CREDITORS; OR
   (E) THE SERVICER HAS VIOLATED THE LAWS OF THIS STATE, ANY OTHER  STATE
 LAW  OR  ANY FEDERAL LAW INVOLVING FRAUDULENT OR DISHONEST DEALING, OR A
 FINAL JUDGMENT HAS BEEN ENTERED AGAINST A STUDENT  LOAN  SERVICER  IN  A
 CIVIL ACTION UPON GROUNDS OF FRAUD, MISREPRESENTATION OR DECEIT.
   2.  THE  SUPERINTENDENT  MAY, ON GOOD CAUSE SHOWN, OR WHERE THERE IS A
 SUBSTANTIAL RISK OF PUBLIC HARM, SUSPEND ANY LICENSE FOR  A  PERIOD  NOT
 EXCEEDING  THIRTY  DAYS, PENDING INVESTIGATION. "GOOD CAUSE", AS USED IN
 THIS SUBDIVISION, SHALL EXIST WHEN A STUDENT LOAN SERVICER HAS DEFAULTED
 IN PERFORMING ITS FINANCIAL ENGAGEMENTS OR ENGAGES IN DISHONEST OR INEQ-
 UITABLE PRACTICES WHICH  MAY  CAUSE  SUBSTANTIAL  HARM  TO  THE  PERSONS
 AFFORDED THE PROTECTION OF THIS ARTICLE.
   3.  NO LICENSE SHALL BE REVOKED OR SUSPENDED EXCEPT AFTER NOTICE AND A
 HEARING THEREON.   ANY ORDER OF SUSPENSION ISSUED  AFTER  NOTICE  AND  A
 HEARING  MAY  INCLUDE  AS  A CONDITION OF REINSTATEMENT THAT THE STUDENT
 LOAN SERVICER MAKE RESTITUTION TO CONSUMERS OF  FEES  OR  OTHER  CHARGES
 WHICH  HAVE  BEEN  IMPROPERLY  CHARGED  OR  COLLECTED, INCLUDING BUT NOT
 LIMITED TO BY ALLOCATING PAYMENTS CONTRARY TO A BORROWER'S DIRECTION  OR
 IN  A  MANNER THAT FAILS TO HELP A BORROWER AVOID DEFAULT, AS DETERMINED
 BY THE SUPERINTENDENT. ANY HEARING HELD PURSUANT TO  THE  PROVISIONS  OF
 THIS  SECTION SHALL BE NOTICED, CONDUCTED AND ADMINISTERED IN COMPLIANCE
 WITH THE STATE ADMINISTRATIVE PROCEDURE ACT.
   4. ANY STUDENT LOAN SERVICER MAY SURRENDER ANY LICENSE  BY  DELIVERING
 TO  THE  SUPERINTENDENT  WRITTEN  NOTICE  THAT THE STUDENT LOAN SERVICER
 THEREBY SURRENDERS SUCH LICENSE, BUT SUCH SURRENDER SHALL NOT AFFECT THE
 SERVICER'S CIVIL OR CRIMINAL LIABILITY FOR ACTS COMMITTED PRIOR  TO  THE
 SURRENDER.  IF  SUCH  SURRENDER IS MADE AFTER THE ISSUANCE BY THE SUPER-
 INTENDENT OF A STATEMENT OF CHARGES AND NOTICE OF  HEARING,  THE  SUPER-
 INTENDENT  MAY  PROCEED AGAINST THE SERVICER AS IF THE SURRENDER HAD NOT
 TAKEN PLACE.
   5. NO REVOCATION, SUSPENSION, OR SURRENDER OF ANY LICENSE SHALL IMPAIR
 OR AFFECT THE OBLIGATION OF ANY PRE-EXISTING LAWFUL CONTRACT BETWEEN THE
 STUDENT LOAN SERVICER AND ANY PERSON, INCLUDING THE DEPARTMENT OF FINAN-
 CIAL SERVICES.
   6. EVERY LICENSE ISSUED PURSUANT TO THIS ARTICLE SHALL REMAIN IN  FULL
 FORCE  AND EFFECT UNTIL THE SAME SHALL HAVE BEEN SURRENDERED, REVOKED OR
 SUSPENDED IN ACCORDANCE WITH ANY OTHER PROVISIONS OF THIS ARTICLE.
   7. WHENEVER THE SUPERINTENDENT  SHALL  REVOKE  OR  SUSPEND  A  LICENSE
 ISSUED  PURSUANT  TO  THIS ARTICLE, HE OR SHE SHALL FORTHWITH EXECUTE IN
 DUPLICATE A WRITTEN ORDER TO THAT EFFECT. THE SUPERINTENDENT SHALL  FILE
 ONE  COPY  OF  THE  ORDER  IN  THE OFFICE OF THE DEPARTMENT OF FINANCIAL
 SERVICES AND SHALL FORTHWITH SERVE THE OTHER COPY UPON THE STUDENT  LOAN

 A. 9508--B                         52
 
 SERVICER. ANY SUCH ORDER MAY BE REVIEWED IN THE MANNER PROVIDED BY ARTI-
 CLE SEVENTY-EIGHT OF THE CIVIL PRACTICE LAW AND RULES.
   §  717.  BOOKS  AND  RECORDS;  REPORTS  AND ELECTRONIC FILING. 1. EACH
 STUDENT LOAN SERVICER SHALL KEEP AND USE IN  ITS  BUSINESS  SUCH  BOOKS,
 ACCOUNTS  AND  RECORDS  AS  WILL  ENABLE THE SUPERINTENDENT TO DETERMINE
 WHETHER THE SERVICER IS COMPLYING WITH THE PROVISIONS  OF  THIS  ARTICLE
 AND  WITH THE RULES AND REGULATIONS LAWFULLY MADE BY THE SUPERINTENDENT.
 EVERY SERVICER SHALL PRESERVE SUCH BOOKS, ACCOUNTS, AND RECORDS, FOR  AT
 LEAST THREE YEARS.
   2.  (A) EACH STUDENT LOAN SERVICER SHALL ANNUALLY, ON OR BEFORE A DATE
 TO BE DETERMINED BY THE SUPERINTENDENT, FILE A REPORT  WITH  THE  SUPER-
 INTENDENT  GIVING  SUCH  INFORMATION  AS  THE SUPERINTENDENT MAY REQUIRE
 CONCERNING THE BUSINESS AND OPERATIONS  DURING  THE  PRECEDING  CALENDAR
 YEAR OF SUCH SERVICER UNDER AUTHORITY OF THIS ARTICLE. SUCH REPORT SHALL
 BE  SUBSCRIBED  AND AFFIRMED AS TRUE BY THE SERVICER UNDER THE PENALTIES
 OF PERJURY AND SHALL BE IN THE FORM PRESCRIBED BY THE SUPERINTENDENT.
   (B) IN ADDITION TO ANNUAL REPORTS, THE SUPERINTENDENT MAY REQUIRE SUCH
 ADDITIONAL REGULAR OR SPECIAL REPORTS AS HE OR SHE MAY DEEM NECESSARY TO
 THE PROPER SUPERVISION OF STUDENT LOAN  SERVICERS  UNDER  THIS  ARTICLE.
 SUCH  ADDITIONAL REPORTS SHALL BE SUBSCRIBED AND AFFIRMED AS TRUE BY THE
 SERVICER UNDER THE PENALTIES  OF  PERJURY  AND  SHALL  BE  IN  THE  FORM
 PRESCRIBED BY THE SUPERINTENDENT.
   3.  NOTWITHSTANDING  ARTICLE  THREE OF THE STATE TECHNOLOGY LAW OR ANY
 OTHER LAW TO THE CONTRARY,  THE  SUPERINTENDENT  MAY  REQUIRE  THAT  ANY
 SUBMISSION  OR APPROVAL AS MAY BE REQUIRED BY THE SUPERINTENDENT BE MADE
 OR EXECUTED BY ELECTRONIC MEANS IF HE  OR  SHE  DEEMS  IT  NECESSARY  TO
 ENSURE THE EFFICIENT ADMINISTRATION OF THIS ARTICLE.
   §  718.  RULES  AND  REGULATIONS. 1. IN ADDITION TO SUCH POWERS AS MAY
 OTHERWISE BE PRESCRIBED BY THIS CHAPTER, THE  SUPERINTENDENT  IS  HEREBY
 AUTHORIZED AND EMPOWERED TO PROMULGATE SUCH RULES AND REGULATIONS AS MAY
 IN THE JUDGMENT OF THE SUPERINTENDENT BE CONSISTENT WITH THE PURPOSES OF
 THIS  ARTICLE,  OR  APPROPRIATE FOR THE EFFECTIVE ADMINISTRATION OF THIS
 ARTICLE, INCLUDING, BUT NOT LIMITED TO:
   (A) SUCH RULES AND REGULATIONS IN CONNECTION WITH  THE  ACTIVITIES  OF
 STUDENT  LOAN  SERVICERS  AS  MAY  BE  NECESSARY AND APPROPRIATE FOR THE
 PROTECTION OF BORROWERS IN THIS STATE;
   (B) SUCH RULES AND REGULATIONS AS MAY BE NECESSARY AND APPROPRIATE  TO
 DEFINE UNFAIR, DECEPTIVE OR ABUSIVE ACTS OR PRACTICES IN CONNECTION WITH
 THE ACTIVITIES OF STUDENT LOAN SERVICERS IN SERVICING STUDENT LOANS;
   (C)  SUCH  RULES  AND REGULATIONS AS MAY DEFINE THE TERMS USED IN THIS
 ARTICLE AND AS MAY BE NECESSARY AND APPROPRIATE TO INTERPRET AND  IMPLE-
 MENT THE PROVISIONS OF THIS ARTICLE; AND
   (D) SUCH RULES AND REGULATIONS AS MAY BE NECESSARY FOR THE ENFORCEMENT
 OF THIS ARTICLE.
   2.  THE SUPERINTENDENT IS HEREBY AUTHORIZED AND EMPOWERED TO MAKE SUCH
 SPECIFIC RULINGS, DEMANDS AND FINDINGS AS THE  SUPERINTENDENT  MAY  DEEM
 NECESSARY FOR THE PROPER CONDUCT OF THE STUDENT LOAN SERVICING INDUSTRY.
   § 719. PROHIBITED PRACTICES. NO STUDENT LOAN SERVICER SHALL:
   1.  DIRECTLY  EMPLOY  ANY  SCHEME,  DEVICE  OR  ARTIFICE TO DEFRAUD OR
 MISLEAD A BORROWER.
   2. INTENTIONALLY ENGAGE IN ANY UNFAIR, DECEPTIVE OR PREDATORY  ACT  OR
 PRACTICE TOWARD ANY PERSON OR MISREPRESENT OR OMIT ANY MATERIAL INFORMA-
 TION  IN CONNECTION WITH THE SERVICING OF A STUDENT LOAN, INCLUDING, BUT
 NOT LIMITED TO, MISREPRESENTING THE AMOUNT, NATURE OR TERMS OF  ANY  FEE
 OR  PAYMENT  DUE  OR  CLAIMED TO BE DUE ON A STUDENT LOAN, THE TERMS AND

 A. 9508--B                         53
 
 CONDITIONS OF THE LOAN AGREEMENT OR THE BORROWER'S OBLIGATIONS UNDER THE
 LOAN.
   3.  INTENTIONALLY  MISAPPLY PAYMENTS TO THE OUTSTANDING BALANCE OF ANY
 STUDENT LOAN OR TO ANY RELATED INTEREST OR FEES.
   4. INTENTIONALLY PROVIDE MISLEADING INFORMATION TO A CONSUMER  REPORT-
 ING AGENCY.
   5.  REFUSE  TO  COMMUNICATE  WITH  AN AUTHORIZED REPRESENTATIVE OF THE
 BORROWER WHO PROVIDES A WRITTEN AUTHORIZATION SIGNED  BY  THE  BORROWER,
 PROVIDED  THAT  THE  SERVICER MAY ADOPT PROCEDURES REASONABLY RELATED TO
 VERIFYING THAT THE REPRESENTATIVE IS IN FACT AUTHORIZED TO ACT ON BEHALF
 OF THE BORROWER.
   6. KNOWINGLY MAKE ANY FALSE STATEMENT OR MAKE ANY OMISSION OF A  MATE-
 RIAL  FACT  IN  CONNECTION  WITH ANY INFORMATION OR REPORTS FILED WITH A
 GOVERNMENTAL AGENCY OR IN CONNECTION WITH ANY INVESTIGATION CONDUCTED BY
 THE SUPERINTENDENT OR ANOTHER GOVERNMENTAL AGENCY.
   § 720. SERVICING STUDENT LOANS WITHOUT A  LICENSE.  WHENEVER,  IN  THE
 OPINION  OF  THE  SUPERINTENDENT, A PERSON IS ENGAGED IN THE BUSINESS OF
 SERVICING STUDENT LOANS, EITHER ACTUALLY OR THROUGH SUBTERFUGE,  WITHOUT
 A  LICENSE  FROM  THE  SUPERINTENDENT, THE SUPERINTENDENT MAY ORDER THAT
 PERSON TO DESIST AND REFRAIN FROM ENGAGING IN THE BUSINESS OF  SERVICING
 STUDENT  LOANS  IN  THE  STATE. IF, WITHIN THIRTY DAYS AFTER AN ORDER IS
 SERVED, A REQUEST FOR A HEARING IS FILED IN WRITING AND THE  HEARING  IS
 NOT HELD WITHIN SIXTY DAYS OF THE FILING, THE ORDER SHALL BE RESCINDED.
   §  721.  RESPONSIBILITIES.  1.  IF  A  STUDENT LOAN SERVICER REGULARLY
 REPORTS INFORMATION TO A CONSUMER REPORTING AGENCY, THE  SERVICER  SHALL
 ACCURATELY  REPORT  A  BORROWER'S  PAYMENT  PERFORMANCE  TO AT LEAST ONE
 CONSUMER REPORTING AGENCY THAT COMPILES AND MAINTAINS FILES ON CONSUMERS
 ON A NATIONWIDE BASIS AS DEFINED IN SECTION 603(P) OF THE  FEDERAL  FAIR
 CREDIT  REPORTING  ACT  (15  U.S.C. SEC. 1681A(P)), UPON ACCEPTANCE AS A
 DATA FURNISHER BY THAT CONSUMER REPORTING AGENCY.
   2. (A) EXCEPT AS PROVIDED IN FEDERAL LAW OR REQUIRED BY A STUDENT LOAN
 AGREEMENT, A STUDENT LOAN SERVICER SHALL INQUIRE OF A  BORROWER  HOW  TO
 APPLY  A BORROWER'S NONCONFORMING PAYMENT. A BORROWER'S DIRECTION ON HOW
 TO APPLY A NONCONFORMING PAYMENT SHALL REMAIN IN EFFECT FOR  ANY  FUTURE
 NONCONFORMING  PAYMENT  DURING  THE  TERM  OF  A  STUDENT LOAN UNTIL THE
 BORROWER PROVIDES DIFFERENT DIRECTIONS.
   (B) FOR PURPOSES OF THIS SUBDIVISION,  "NONCONFORMING  PAYMENT"  SHALL
 MEAN  A PAYMENT THAT IS EITHER MORE OR LESS THAN THE BORROWER'S REQUIRED
 STUDENT LOAN PAYMENT.
   3. (A) IF THE SALE, ASSIGNMENT, OR OTHER TRANSFER OF THE SERVICING  OF
 A STUDENT LOAN RESULTS IN A CHANGE IN THE IDENTITY OF THE PERSON TO WHOM
 THE  BORROWER  IS  REQUIRED  TO  SEND  SUBSEQUENT PAYMENTS OR DIRECT ANY
 COMMUNICATIONS CONCERNING THE STUDENT  LOAN,  A  STUDENT  LOAN  SERVICER
 SHALL  TRANSFER  ALL  INFORMATION  REGARDING  A  BORROWER,  A BORROWER'S
 ACCOUNT, AND A BORROWER'S STUDENT LOAN, INCLUDING BUT NOT LIMITED TO THE
 BORROWER'S REPAYMENT STATUS AND ANY BORROWER  BENEFITS  ASSOCIATED  WITH
 THE  BORROWER'S STUDENT LOAN, TO THE NEW STUDENT LOAN SERVICER SERVICING
 THE BORROWER'S STUDENT LOAN WITHIN FORTY-FIVE DAYS.
   (B) A STUDENT LOAN SERVICER SHALL ADOPT  POLICIES  AND  PROCEDURES  TO
 VERIFY  THAT  IT  HAS  RECEIVED  ALL INFORMATION REGARDING A BORROWER, A
 BORROWER'S ACCOUNT, AND A BORROWER'S STUDENT  LOAN,  INCLUDING  BUT  NOT
 LIMITED  TO  THE  BORROWER'S  REPAYMENT STATUS AND ANY BORROWER BENEFITS
 ASSOCIATED WITH THE BORROWER'S STUDENT LOAN, WHEN THE  SERVICER  OBTAINS
 THE RIGHT TO SERVICE A STUDENT LOAN.
   4.  IF  A STUDENT LOAN SERVICER SELLS, ASSIGNS, OR OTHERWISE TRANSFERS
 THE SERVICING OF A STUDENT LOAN TO A NEW SERVICER, THE SALE,  ASSIGNMENT

 A. 9508--B                         54
 
 OR  OTHER  TRANSFER  SHALL  BE  COMPLETED AT LEAST SEVEN DAYS BEFORE THE
 BORROWER'S NEXT PAYMENT IS DUE.
   5.  (A)  A  STUDENT  LOAN  SERVICER  THAT SELLS, ASSIGNS, OR OTHERWISE
 TRANSFERS THE SERVICING OF A STUDENT LOAN SHALL REQUIRE AS  A  CONDITION
 OF  SUCH  SALE,  ASSIGNMENT  OR OTHER TRANSFER THAT THE NEW STUDENT LOAN
 SERVICER SHALL HONOR ALL BORROWER  BENEFITS  ORIGINALLY  REPRESENTED  AS
 BEING  AVAILABLE  TO A BORROWER DURING THE REPAYMENT OF THE STUDENT LOAN
 AND THE POSSIBILITY OF SUCH BENEFITS, INCLUDING ANY BENEFITS  THAT  WERE
 REPRESENTED  AS  BEING  AVAILABLE BUT FOR WHICH THE BORROWER HAD NOT YET
 QUALIFIED.
   (B) A STUDENT LOAN SERVICER  THAT  OBTAINS  THE  RIGHT  TO  SERVICE  A
 STUDENT LOAN SHALL HONOR ALL BORROWER BENEFITS ORIGINALLY REPRESENTED AS
 BEING  AVAILABLE  TO A BORROWER DURING THE REPAYMENT OF THE STUDENT LOAN
 AND THE POSSIBILITY OF SUCH BENEFITS, INCLUDING ANY BENEFITS  THAT  WERE
 REPRESENTED  AS  BEING  AVAILABLE BUT FOR WHICH THE BORROWER HAD NOT YET
 QUALIFIED.
   6. A STUDENT LOAN SERVICER SHALL  RESPOND  WITHIN  THIRTY  DAYS  AFTER
 RECEIPT  TO A WRITTEN INQUIRY FROM A BORROWER OR A BORROWER'S AUTHORIZED
 REPRESENTATIVE.
   7. A STUDENT LOAN SERVICER SHALL PRESERVE RECORDS OF EACH STUDENT LOAN
 AND ALL COMMUNICATIONS WITH  BORROWERS  FOR  NOT  LESS  THAN  TWO  YEARS
 FOLLOWING THE FINAL PAYMENT ON A STUDENT LOAN OR THE SALE, ASSIGNMENT OR
 OTHER  TRANSFER  OF  THE  SERVICING  OF A STUDENT LOAN, WHICHEVER OCCURS
 FIRST, OR SUCH LONGER PERIOD AS MAY BE REQUIRED BY ANY  OTHER  PROVISION
 OF LAW.
   §  722.  EXAMINATIONS.  1.  THE SUPERINTENDENT MAY AT ANY TIME, AND AS
 OFTEN AS HE OR SHE MAY DETERMINE, EITHER PERSONALLY OR BY A PERSON  DULY
 DESIGNATED  BY  THE SUPERINTENDENT, INVESTIGATE THE BUSINESS AND EXAMINE
 THE BOOKS, ACCOUNTS, RECORDS, AND FILES USED THEREIN  OF  EVERY  STUDENT
 LOAN  SERVICER.  FOR THAT PURPOSE THE SUPERINTENDENT AND HIS OR HER DULY
 DESIGNATED REPRESENTATIVE SHALL HAVE FREE  ACCESS  TO  THE  OFFICES  AND
 PLACES  OF  BUSINESS, BOOKS, ACCOUNTS, PAPERS, RECORDS, FILES, SAFES AND
 VAULTS OF ALL STUDENT LOAN SERVICERS. THE SUPERINTENDENT AND ANY  PERSON
 DULY  DESIGNATED  BY  HIM OR HER SHALL HAVE THE AUTHORITY TO REQUIRE THE
 ATTENDANCE OF AND TO EXAMINE UNDER OATH ALL PERSONS WHOSE  TESTIMONY  HE
 OR SHE MAY REQUIRE RELATIVE TO SUCH BUSINESS.
   2.  NO  PERSON  SUBJECT  TO  INVESTIGATION  OR  EXAMINATION UNDER THIS
 SECTION MAY KNOWINGLY WITHHOLD, ABSTRACT, REMOVE, MUTILATE,  DESTROY  OR
 SECRETE ANY BOOKS, RECORDS, COMPUTER RECORDS OR OTHER INFORMATION.
   3.  THE  EXPENSES  INCURRED IN MAKING ANY EXAMINATION PURSUANT TO THIS
 SECTION SHALL BE ASSESSED AGAINST AND PAID BY THE STUDENT LOAN  SERVICER
 SO  EXAMINED, EXCEPT THAT TRAVELING AND SUBSISTENCE EXPENSES SO INCURRED
 SHALL BE CHARGED AGAINST AND PAID BY SERVICERS IN  SUCH  PROPORTIONS  AS
 THE  SUPERINTENDENT  SHALL  DEEM  JUST  AND REASONABLE, AND SUCH PROPOR-
 TIONATE CHARGES SHALL BE ADDED TO THE ASSESSMENT OF THE  OTHER  EXPENSES
 INCURRED  UPON  EACH EXAMINATION. UPON WRITTEN NOTICE BY THE SUPERINTEN-
 DENT OF THE TOTAL AMOUNT OF SUCH ASSESSMENT, THE SERVICER  SHALL  BECOME
 LIABLE FOR AND SHALL PAY SUCH ASSESSMENT TO THE SUPERINTENDENT.
   4. IN ANY HEARING IN WHICH A DEPARTMENT EMPLOYEE ACTING UNDER AUTHORI-
 TY  OF  THIS  CHAPTER  IS  AVAILABLE FOR CROSS-EXAMINATION, ANY OFFICIAL
 WRITTEN REPORT, WORKSHEET, OTHER RELATED PAPERS, OR DULY CERTIFIED  COPY
 THEREOF,  COMPILED, PREPARED, DRAFTED, OR OTHERWISE MADE BY SUCH DEPART-
 MENT EMPLOYEE, AFTER BEING DULY AUTHENTICATED BY THE  EMPLOYEE,  MAY  BE
 ADMITTED  AS  COMPETENT EVIDENCE UPON THE OATH OF THE EMPLOYEE THAT SUCH
 WORKSHEET,  INVESTIGATIVE  REPORT,  OR  OTHER  RELATED  DOCUMENTS   WERE
 PREPARED  AS  A  RESULT  OF AN EXAMINATION OF THE BOOKS AND RECORDS OF A

 A. 9508--B                         55
 
 SERVICER OR OTHER PERSON, CONDUCTED PURSUANT TO THE  AUTHORITY  OF  THIS
 CHAPTER.
   5.  UNLESS  OTHERWISE  EXEMPT  PURSUANT  TO SUBDIVISION TWO OF SECTION
 SEVEN HUNDRED ELEVEN OF THIS  ARTICLE,  AFFILIATES  OF  A  STUDENT  LOAN
 SERVICER  SHALL  BE  SUBJECT TO EXAMINATION BY THE SUPERINTENDENT ON THE
 SAME TERMS AS THE SERVICER, BUT ONLY WHEN REPORTS FROM,  OR  EXAMINATION
 OF, A SERVICER PROVIDES EVIDENCE OF UNLAWFUL ACTIVITY BETWEEN A SERVICER
 AND  AFFILIATE  BENEFITTING,  AFFECTING,  OR ARISING FROM THE ACTIVITIES
 REGULATED BY THIS ARTICLE.
   § 723. PENALTIES FOR VIOLATION OF THIS ARTICLE. 1. IN ADDITION TO SUCH
 PENALTIES AS MAY OTHERWISE BE APPLICABLE BY LAW, THE SUPERINTENDENT MAY,
 AFTER NOTICE  AND  HEARING,  REQUIRE  ANY  PERSON  FOUND  VIOLATING  THE
 PROVISIONS OF THIS ARTICLE OR THE RULES OR REGULATIONS PROMULGATED HERE-
 UNDER TO PAY TO THE PEOPLE OF THIS STATE A PENALTY FOR EACH VIOLATION OF
 THIS ARTICLE OR ANY REGULATION OR POLICY PROMULGATED HEREUNDER A SUM NOT
 TO EXCEED AN AMOUNT AS DETERMINED PURSUANT TO SECTION FORTY-FOUR OF THIS
 CHAPTER FOR EACH SUCH VIOLATION.
   2.  NOTHING  IN  THIS  ARTICLE SHALL LIMIT ANY STATUTORY OR COMMON-LAW
 RIGHT OF ANY PERSON TO BRING ANY ACTION IN ANY COURT FOR ANY ACT, OR THE
 RIGHT OF THE STATE TO PUNISH ANY PERSON FOR ANY VIOLATION OF ANY LAW.
   § 724. SEVERABILITY OF PROVISIONS. IF ANY PROVISION OF  THIS  ARTICLE,
 OR  THE  APPLICATION  OF  SUCH  PROVISION TO ANY PERSON OR CIRCUMSTANCE,
 SHALL BE HELD INVALID, ILLEGAL OR UNENFORCEABLE, THE  REMAINDER  OF  THE
 ARTICLE,  AND  THE  APPLICATION  OF SUCH PROVISION TO PERSONS OR CIRCUM-
 STANCES OTHER THAN THOSE AS TO WHICH IT  IS  HELD  INVALID,  ILLEGAL  OR
 UNENFORCEABLE, SHALL NOT BE AFFECTED THEREBY.
   §  725.  COMPLIANCE  WITH  OTHER LAWS. 1. STUDENT LOAN SERVICERS SHALL
 ENGAGE IN THE BUSINESS OF SERVICING STUDENT LOANS IN CONFORMITY WITH THE
 PROVISIONS OF THIS CHAPTER, SUCH RULES AND REGULATIONS AS MAY BE PROMUL-
 GATED BY THE SUPERINTENDENT THEREUNDER AND ALL APPLICABLE  FEDERAL  LAWS
 AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER.
   2.  NOTHING  IN THIS SECTION SHALL BE CONSTRUED TO LIMIT ANY OTHERWISE
 APPLICABLE STATE OR FEDERAL LAW OR REGULATIONS.
   § 2. Subdivision 10 of section 36 of the banking law,  as  amended  by
 chapter 182 of the laws of 2011, is amended to read as follows:
   10. All reports of examinations and investigations, correspondence and
 memoranda  concerning  or  arising  out of such examination and investi-
 gations, including any duly authenticated copy or copies thereof in  the
 possession  of  any  banking  organization,  bank holding company or any
 subsidiary thereof (as such terms "bank holding  company"  and  "subsid-
 iary"  are  defined in article three-A of this chapter), any corporation
 or any other entity affiliated with a banking  organization  within  the
 meaning  of  subdivision six of this section and any non-banking subsid-
 iary of a corporation or any other entity which is  an  affiliate  of  a
 banking  organization  within  the  meaning of subdivision six-a of this
 section, foreign banking corporation, licensed lender,  licensed  casher
 of   checks,  licensed  mortgage  banker,  registered  mortgage  broker,
 licensed mortgage  loan  originator,  licensed  sales  finance  company,
 registered  mortgage  loan  servicer,  LICENSED  STUDENT  LOAN SERVICER,
 licensed insurance  premium  finance  agency,  licensed  transmitter  of
 money,  licensed  budget  planner, any other person or entity subject to
 supervision under this chapter, or the department, shall be confidential
 communications, shall not be subject to subpoena and shall not  be  made
 public  unless,  in  the  judgment  of  the  superintendent, the ends of
 justice and the public advantage will be subserved  by  the  publication
 thereof,  in which event the superintendent may publish or authorize the

 A. 9508--B                         56

 publication of a copy of any such report or any  part  thereof  in  such
 manner  as may be deemed proper or unless such laws specifically author-
 ize such disclosure. For the purposes of this subdivision,  "reports  of
 examinations  and  investigations,  and any correspondence and memoranda
 concerning or arising out  of  such  examinations  and  investigations",
 includes any such materials of a bank, insurance or securities regulato-
 ry  agency  or  any unit of the federal government or that of this state
 any other state or that of any foreign government which  are  considered
 confidential  by  such agency or unit and which are in the possession of
 the department or which are otherwise confidential materials  that  have
 been  shared  by  the department with any such agency or unit and are in
 the possession of such agency or unit.
   § 3. Subdivisions 1, 2, 3 and 5 of section  39  of  the  banking  law,
 subdivisions  1,  2  and 5 as amended by chapter 123 of the laws of 2009
 and subdivision 3 as amended by chapter 155 of the  laws  of  2012,  are
 amended to read as follows:
   1.  To  appear  and  explain  an apparent violation. Whenever it shall
 appear to the superintendent that any banking organization, bank holding
 company, registered mortgage broker, licensed mortgage banker,  LICENSED
 STUDENT LOAN SERVICER, registered mortgage loan servicer, licensed mort-
 gage  loan  originator,  licensed  lender,  licensed  casher  of checks,
 licensed sales finance company, licensed insurance premium finance agen-
 cy, licensed transmitter of money, licensed budget planner, out-of-state
 state bank that maintains a branch  or  branches  or  representative  or
 other  offices in this state, or foreign banking corporation licensed by
 the superintendent to do business or maintain a representative office in
 this state has violated any law or regulation, he or she may, in his  or
 her  discretion,  issue  an order describing such apparent violation and
 requiring such banking organization, bank  holding  company,  registered
 mortgage  broker, licensed mortgage banker, LICENSED STUDENT LOAN SERVI-
 CER, licensed mortgage loan originator, licensed lender, licensed casher
 of checks, licensed sales finance company,  licensed  insurance  premium
 finance  agency, licensed transmitter of money, licensed budget planner,
 out-of-state state bank that maintains a branch or branches or represen-
 tative or other offices in this state, or foreign banking corporation to
 appear before him or her, at a time and place fixed in  said  order,  to
 present an explanation of such apparent violation.
   2.  To discontinue unauthorized or unsafe and unsound practices. When-
 ever it shall appear to the superintendent that  any  banking  organiza-
 tion,  bank  holding company, registered mortgage broker, licensed mort-
 gage banker, LICENSED STUDENT LOAN SERVICER,  registered  mortgage  loan
 servicer,  licensed  mortgage loan originator, licensed lender, licensed
 casher of checks, licensed sales  finance  company,  licensed  insurance
 premium  finance  agency, licensed transmitter of money, licensed budget
 planner, out-of-state state bank that maintains a branch or branches  or
 representative or other offices in this state, or foreign banking corpo-
 ration  licensed  by  the superintendent to do business in this state is
 conducting business in an unauthorized or unsafe and unsound manner,  he
 or  she  may,  in  his  or  her discretion, issue an order directing the
 discontinuance of such unauthorized or unsafe and unsound practices, and
 fixing a time and place at which such banking organization, bank holding
 company, registered mortgage broker, licensed mortgage banker,  LICENSED
 STUDENT LOAN SERVICER, registered mortgage loan servicer, licensed mort-
 gage  loan  originator,  licensed  lender,  licensed  casher  of checks,
 licensed sales finance company, licensed insurance premium finance agen-
 cy, licensed transmitter of money, licensed budget planner, out-of-state

 A. 9508--B                         57
 
 state bank that maintains a branch  or  branches  or  representative  or
 other  offices  in this state, or foreign banking corporation may volun-
 tarily appear before him or her to present any explanation in defense of
 the practices directed in said order to be discontinued.
   3.  To  make  good  impairment of capital or to ensure compliance with
 financial requirements. Whenever it shall appear to  the  superintendent
 that  the  capital  or  capital  stock of any banking organization, bank
 holding company or any subsidiary thereof which is  organized,  licensed
 or  registered  pursuant  to this chapter, is impaired, or the financial
 requirements imposed by subdivision one of section two hundred two-b  of
 this  chapter  or  any regulation of the superintendent on any branch or
 agency of a foreign banking corporation or  the  financial  requirements
 imposed  by  this chapter or any regulation of the superintendent on any
 licensed lender, registered mortgage broker, licensed  mortgage  banker,
 LICENSED  STUDENT  LOAN  SERVICER,  licensed  casher of checks, licensed
 sales  finance  company,  licensed  insurance  premium  finance  agency,
 licensed transmitter of money, licensed budget planner or private banker
 are  not  satisfied,  the  superintendent  may,  in the superintendent's
 discretion, issue an order directing  that  such  banking  organization,
 bank holding company, branch or agency of a foreign banking corporation,
 registered  mortgage  broker, licensed mortgage banker, LICENSED STUDENT
 LOAN SERVICER, licensed lender,  licensed  casher  of  checks,  licensed
 sales  finance  company,  licensed  insurance  premium  finance  agency,
 licensed transmitter of money, licensed budget planner, or private bank-
 er make good such deficiency forthwith or within  a  time  specified  in
 such order.
   5.  To keep books and accounts as prescribed. Whenever it shall appear
 to the superintendent that any banking organization, bank holding compa-
 ny, registered  mortgage  broker,  licensed  mortgage  banker,  LICENSED
 STUDENT LOAN SERVICER, registered mortgage loan servicer, licensed mort-
 gage  loan  originator,  licensed  lender,  licensed  casher  of checks,
 licensed sales finance company, licensed insurance premium finance agen-
 cy, licensed transmitter of money, licensed budget  planner,  agency  or
 branch  of  a foreign banking corporation licensed by the superintendent
 to do business in this state, does not keep its books  and  accounts  in
 such manner as to enable him or her to readily ascertain its true condi-
 tion,  he or she may, in his or her discretion, issue an order requiring
 such banking organization, bank  holding  company,  registered  mortgage
 broker, licensed mortgage banker, LICENSED STUDENT LOAN SERVICER, regis-
 tered   mortgage  loan  servicer,  licensed  mortgage  loan  originator,
 licensed lender, licensed  casher  of  checks,  licensed  sales  finance
 company, licensed insurance premium finance agency, licensed transmitter
 of  money,  licensed  budget planner, or foreign banking corporation, or
 the officers or agents thereof, or any of them, to open  and  keep  such
 books  or accounts as he or she may, in his or her discretion, determine
 and prescribe for the purpose of keeping accurate and convenient records
 of its transactions and accounts.
   § 4. Paragraph (a) of subdivision 1 of section 44 of the banking  law,
 as  amended  by  chapter  155 of the laws of 2012, is amended to read as
 follows:
   (a) Without limiting any power granted to the superintendent under any
 other provision of this chapter, the superintendent may, in a proceeding
 after notice and a hearing, require any safe deposit  company,  licensed
 lender,  licensed  casher  of  checks,  licensed  sales finance company,
 licensed insurance  premium  finance  agency,  licensed  transmitter  of
 money,  licensed mortgage banker, LICENSED STUDENT LOAN SERVICER, regis-

 A. 9508--B                         58
 
 tered mortgage broker, licensed  mortgage  loan  originator,  registered
 mortgage  loan  servicer or licensed budget planner to pay to the people
 of this state a penalty for any violation of  this  chapter,  any  regu-
 lation  promulgated  thereunder,  any  final  or  temporary order issued
 pursuant to section thirty-nine of this article, any  condition  imposed
 in  writing  by  the  superintendent in connection with the grant of any
 application or request, or any written agreement entered into  with  the
 superintendent.
   § 5. This act shall take effect on the one hundred eightieth day after
 it shall have become a law.
 
                                 SUBPART B
 
   Section 1. The financial services law is amended by adding a new arti-
 cle 7 to read as follows:
 
                                 ARTICLE 7
                         STUDENT DEBT CONSULTANTS
 SECTION 701. DEFINITIONS.
         702. PROHIBITIONS.
         703. DISCLOSURE REQUIREMENTS.
         704. STUDENT DEBT CONSULTING CONTRACTS.
         705. PENALTIES AND OTHER PROVISIONS.
         706. RULES AND REGULATIONS.
   §  701. DEFINITIONS.   (A) THE TERM "ADVERTISEMENT" SHALL INCLUDE, BUT
 IS NOT LIMITED TO, ALL FORMS  OF  MARKETING,  SOLICITATION,  OR  DISSEM-
 INATION  OF  INFORMATION RELATED, DIRECTLY OR INDIRECTLY, TO SECURING OR
 OBTAINING A STUDENT DEBT CONSULTING CONTRACT OR  SERVICES.  FURTHER,  IT
 SHALL INCLUDE ALL COMMONLY RECOGNIZED FORMS OF MEDIA MARKETING VIA TELE-
 VISION,  RADIO,  PRINT  MEDIA, ALL FORMS OF ELECTRONIC COMMUNICATION VIA
 THE INTERNET, AND ALL PREPARED SALES PRESENTATIONS GIVEN  IN  PERSON  OR
 OVER THE INTERNET TO THE GENERAL PUBLIC.
   (B)  "BORROWER"  MEANS  ANY  RESIDENT OF THIS STATE WHO HAS RECEIVED A
 STUDENT LOAN OR AGREED IN WRITING TO PAY A STUDENT LOAN  OR  ANY  PERSON
 WHO  SHARES A LEGAL OBLIGATION WITH SUCH RESIDENT FOR REPAYING A STUDENT
 LOAN.
   (C) "FSA ID" MEANS A USERNAME AND PASSWORD ALLOCATED TO AN  INDIVIDUAL
 BY  THE FEDERAL GOVERNMENT TO ENABLE THE INDIVIDUAL TO LOG IN TO CERTAIN
 UNITED STATES DEPARTMENT OF EDUCATION WEBSITES, AND MAY BE USED TO  SIGN
 CERTAIN DOCUMENTS ELECTRONICALLY.
   (D) "STUDENT LOAN" MEANS ANY LOAN TO A BORROWER TO FINANCE POST-SECON-
 DARY EDUCATION OR EXPENSES RELATED TO POST-SECONDARY EDUCATION.
   (E)  "STUDENT  DEBT CONSULTING CONTRACT" OR "CONTRACT" MEANS AN AGREE-
 MENT BETWEEN A BORROWER AND A  CONSULTANT  UNDER  WHICH  THE  CONSULTANT
 AGREES TO PROVIDE STUDENT DEBT CONSULTING SERVICES.
   (F) "STUDENT DEBT CONSULTANT" OR "CONSULTANT" MEANS AN INDIVIDUAL OR A
 CORPORATION,  PARTNERSHIP,  LIMITED  LIABILITY COMPANY OR OTHER BUSINESS
 ENTITY THAT, DIRECTLY OR INDIRECTLY, SOLICITS OR  UNDERTAKES  EMPLOYMENT
 TO  PROVIDE  STUDENT  DEBT  CONSULTING  SERVICES.  A CONSULTANT DOES NOT
 INCLUDE THE FOLLOWING:
   (1) A PERSON OR ENTITY WHO HOLDS OR  IS  OWED  AN  OBLIGATION  ON  THE
 STUDENT  LOAN WHILE THE PERSON OR ENTITY PERFORMS SERVICES IN CONNECTION
 WITH THE STUDENT LOAN;
   (2) A BANK, TRUST  COMPANY,  PRIVATE  BANKER,  BANK  HOLDING  COMPANY,
 SAVINGS  BANK,  SAVINGS  AND  LOAN  ASSOCIATION, THRIFT HOLDING COMPANY,
 CREDIT UNION OR INSURANCE COMPANY  ORGANIZED  UNDER  THE  LAWS  OF  THIS

 A. 9508--B                         59
 
 STATE,  ANOTHER STATE OR THE UNITED STATES, OR A SUBSIDIARY OR AFFILIATE
 OF SUCH ENTITY OR A FOREIGN BANKING CORPORATION LICENSED BY  THE  SUPER-
 INTENDENT OF FINANCIAL SERVICES OR THE COMPTROLLER OF THE CURRENCY;
   (3)  A BONA FIDE NOT-FOR-PROFIT ORGANIZATION THAT OFFERS COUNSELING OR
 ADVICE TO BORROWERS; OR
   (4) SUCH OTHER PERSONS AS THE SUPERINTENDENT PRESCRIBES BY RULE.
   (G) "STUDENT DEBT CONSULTING SERVICES" MEANS SERVICES THAT  A  STUDENT
 DEBT  CONSULTANT  PROVIDES  TO A BORROWER THAT THE CONSULTANT REPRESENTS
 WILL HELP TO ACHIEVE ANY OF THE FOLLOWING:
   (1) STOP, ENJOIN, DELAY, VOID, SET ASIDE, ANNUL, STAY  OR  POSTPONE  A
 DEFAULT, BANKRUPTCY, TAX OFFSET, OR GARNISHMENT PROCEEDING;
   (2)  OBTAIN A FORBEARANCE, DEFERMENT, OR OTHER RELIEF THAT TEMPORARILY
 HALTS REPAYMENT OF A STUDENT LOAN;
   (3) ASSIST THE BORROWER WITH PREPARING OR FILING DOCUMENTS RELATED  TO
 STUDENT LOAN REPAYMENT;
   (4)  ADVISE THE BORROWER WHICH STUDENT LOAN REPAYMENT PLAN OR FORGIVE-
 NESS PROGRAM TO CONSIDER;
   (5) ENROLL THE BORROWER IN ANY STUDENT  LOAN  REPAYMENT,  FORGIVENESS,
 DISCHARGE, OR CONSOLIDATION PROGRAM;
   (6)  ASSIST  THE  BORROWER  IN RE-ESTABLISHING ELIGIBILITY FOR FEDERAL
 STUDENT FINANCIAL ASSISTANCE;
   (7) ASSIST THE BORROWER IN REMOVING A STUDENT LOAN FROM DEFAULT; OR
   (8) EDUCATE THE BORROWER ABOUT STUDENT LOAN REPAYMENT.
   § 702. PROHIBITIONS.   A STUDENT DEBT CONSULTANT  IS  PROHIBITED  FROM
 DOING THE FOLLOWING:
   (A)  PERFORMING STUDENT DEBT CONSULTING SERVICES WITHOUT A LEGAL WRIT-
 TEN, FULLY-EXECUTED CONTRACT WITH A  BORROWER  THAT  COMPORTS  WITH  THE
 PROVISIONS OF THIS ARTICLE;
   (B)  CHARGING FOR OR ACCEPTING ANY PAYMENT FOR STUDENT DEBT CONSULTING
 SERVICES BEFORE THE FULL COMPLETION OF ALL SUCH  SERVICES,  INCLUDING  A
 PAYMENT  TO  BE  PLACED  IN  ESCROW  OR  ANY  OTHER  ACCOUNT PENDING THE
 COMPLETION OF SUCH SERVICES;
   (C) TAKING A POWER OF ATTORNEY FROM A BORROWER;
   (D) RETAINING ANY ORIGINAL LOAN DOCUMENT OR  OTHER  ORIGINAL  DOCUMENT
 RELATED TO A BORROWER'S STUDENT LOAN;
   (E)  REQUESTING  THAT  A  BORROWER  PROVIDE  HIS  OR HER FSA ID TO THE
 CONSULTANT, OR ACCEPTING A BORROWER'S FSA ID;
   (F) STATING OR IMPLYING THAT A BORROWER WILL NOT  BE  ABLE  TO  OBTAIN
 RELIEF ON THEIR OWN;
   (G) MISREPRESENTING, EXPRESSLY OR BY IMPLICATION, THAT:
   (1) THE CONSULTANT IS A PART OF, AFFILIATED WITH, OR ENDORSED OR SPON-
 SORED  BY  THE  GOVERNMENT,  GOVERNMENT LOAN PROGRAMS, THE UNITED STATES
 DEPARTMENT OF EDUCATION, OR BORROWERS' STUDENT LOAN SERVICERS; OR
   (2) SOME OR ALL OF A BORROWER'S PAYMENTS TO  THE  CONSULTANT  WILL  BE
 APPLIED TOWARDS THE BORROWER'S STUDENT LOANS.
   (H)  INDUCING  OR  ATTEMPTING  TO  INDUCE  A STUDENT DEBTOR TO ENTER A
 CONTRACT THAT DOES NOT FULLY COMPLY WITH THE PROVISIONS OF THIS ARTICLE;
 OR
   (I) ENGAGING IN ANY UNFAIR, DECEPTIVE, OR ABUSIVE ACT OR PRACTICE.
   § 703. DISCLOSURE REQUIREMENTS.  (A) A STUDENT DEBT  CONSULTANT  SHALL
 CLEARLY AND CONSPICUOUSLY DISCLOSE IN ALL ADVERTISEMENTS:
   (1) THE ACTUAL SERVICES THE CONSULTANT PROVIDES TO BORROWERS;
   (2)  THAT  BORROWERS MAY APPLY FOR CONSOLIDATION LOANS FROM THE UNITED
 STATES DEPARTMENT OF EDUCATION AT NO COST, INCLUDING PROVIDING A  DIRECT
 LINK  IN  ALL  ONLINE  ADVERTISING  AND CONTACT INFORMATION IN ALL PRINT

 A. 9508--B                         60
 
 ADVERTISING TO THE APPLICATION MATERIALS FOR A DIRECT CONSOLIDATION LOAN
 FROM THE UNITED STATES DEPARTMENT OF EDUCATION;
   (3) THAT CONSOLIDATION OR OTHER SERVICES OFFERED BY THE CONSULTANT MAY
 NOT BE THE BEST OR ONLY OPTION FOR BORROWERS;
   (4)  THAT  ALTERNATIVE FEDERAL STUDENT LOAN REPAYMENT PLANS, INCLUDING
 INCOME-BASED PROGRAMS, THAT DO NOT REQUIRE CONSOLIDATING EXISTING FEDER-
 AL STUDENT LOANS MAY BE AVAILABLE; AND
   (5) THAT BORROWERS  SHOULD  CONSIDER  CONSULTING  THEIR  STUDENT  LOAN
 SERVICER BEFORE SIGNING ANY LEGAL DOCUMENT CONCERNING A STUDENT LOAN.
   (B)  THE  DISCLOSURES  REQUIRED  BY SUBSECTION (A) OF THIS SECTION, IF
 DISSEMINATED THROUGH PRINT MEDIA OR THE INTERNET, SHALL BE  CLEARLY  AND
 LEGIBLY  PRINTED  OR  DISPLAYED IN NOT LESS THAN TWELVE-POINT BOLD TYPE,
 OR, IF THE ADVERTISEMENT IS PRINTED TO BE DISPLAYED  IN  PRINT  THAT  IS
 SMALLER  THAN  TWELVE  POINT, IN BOLD TYPE PRINT THAT IS NO SMALLER THAN
 THE PRINT  IN  WHICH  THE  TEXT  OF  THE  ADVERTISEMENT  IS  PRINTED  OR
 DISPLAYED.
   (C)  THE PROVISIONS OF THIS SECTION SHALL APPLY TO ALL CONSULTANTS WHO
 DISSEMINATE ADVERTISEMENTS IN THE STATE OF NEW YORK  OR  WHO  INTEND  TO
 DIRECTLY  OR INDIRECTLY CONTACT A BORROWER WHO HAS A STUDENT LOAN AND IS
 IN NEW YORK STATE. CONSULTANTS SHALL ESTABLISH AND AT ALL TIMES MAINTAIN
 CONTROL OVER THE CONTENT, FORM AND METHOD OF DISSEMINATION OF ALL ADVER-
 TISEMENTS OF THEIR SERVICES.    FURTHER,  ALL  ADVERTISEMENTS  SHALL  BE
 SUFFICIENTLY  COMPLETE  AND CLEAR TO AVOID THE POSSIBILITY TO MISLEAD OR
 DECEIVE.
   § 704. STUDENT DEBT CONSULTING CONTRACTS.  (A) A STUDENT DEBT CONSULT-
 ING CONTRACT SHALL:
   (1) CONTAIN THE ENTIRE AGREEMENT OF THE PARTIES;
   (2) BE PROVIDED IN WRITING TO THE BORROWER FOR REVIEW BEFORE SIGNING;
   (3) BE PRINTED IN AT LEAST TWELVE-POINT TYPE AND WRITTEN IN  THE  SAME
 LANGUAGE  THAT  IS  USED  BY  THE  BORROWER  AND WAS USED IN DISCUSSIONS
 BETWEEN THE CONSULTANT AND  THE  BORROWER  TO  DESCRIBE  THE  BORROWER'S
 SERVICES OR TO NEGOTIATE THE CONTRACT;
   (4)  FULLY DISCLOSE THE EXACT NATURE OF THE SERVICES TO BE PROVIDED BY
 THE CONSULTANT OR ANYONE WORKING IN ASSOCIATION WITH THE CONSULTANT;
   (5) FULLY DISCLOSE THE TOTAL AMOUNT AND TERMS OF COMPENSATION FOR SUCH
 SERVICES;
   (6) CONTAIN THE NAME, BUSINESS ADDRESS AND  TELEPHONE  NUMBER  OF  THE
 CONSULTANT AND THE STREET ADDRESS, IF DIFFERENT, AND FACSIMILE NUMBER OR
 EMAIL ADDRESS OF THE CONSULTANT WHERE COMMUNICATIONS FROM THE DEBTOR MAY
 BE DELIVERED;
   (7)  BE DATED AND PERSONALLY SIGNED BY THE BORROWER AND THE CONSULTANT
 AND BE WITNESSED AND ACKNOWLEDGED BY A NEW YORK NOTARY PUBLIC; AND
   (8) CONTAIN THE FOLLOWING NOTICE, WHICH SHALL BE PRINTED IN  AT  LEAST
 FOURTEEN-POINT  BOLDFACE  TYPE, COMPLETED WITH THE NAME OF THE PROVIDER,
 AND LOCATED IN  IMMEDIATE  PROXIMITY  TO  THE  SPACE  RESERVED  FOR  THE
 DEBTOR'S SIGNATURE:
 "NOTICE REQUIRED BY NEW YORK LAW
 YOU  MAY CANCEL THIS CONTRACT, WITHOUT ANY PENALTY OR OBLIGATION, AT ANY
 TIME BEFORE MIDNIGHT OF
 ......... (FIFTH BUSINESS DAY AFTER EXECUTION).
 ......... (NAME OF CONSULTANT) (THE "CONSULTANT") OR ANYONE WORKING  FOR
 THE  CONSULTANT  MAY  NOT  TAKE  ANY MONEY FROM YOU OR ASK YOU FOR MONEY
 UNTIL THE CONSULTANT  HAS  COMPLETELY  FINISHED  DOING  EVERYTHING  THIS
 CONTRACT SAYS THE CONSULTANT WILL DO.
 YOU SHOULD CONSIDER CONTACTING YOUR STUDENT LOAN SERVICER BEFORE SIGNING
 ANY  LEGAL  DOCUMENT  CONCERNING YOUR STUDENT LOAN. IN ADDITION, YOU MAY

 A. 9508--B                         61
 
 WANT TO VISIT THE NEW  YORK  STATE  DEPARTMENT  OF  FINANCIAL  SERVICES'
 STUDENT LENDING RESOURCE CENTER AT WWW.DFS.NY.GOV/STUDENTPROTECTION. THE
 LAW REQUIRES THAT THIS CONTRACT CONTAIN THE ENTIRE AGREEMENT BETWEEN YOU
 AND  THE  PROVIDER.  YOU  SHOULD NOT RELY UPON ANY OTHER WRITTEN OR ORAL
 AGREEMENT OR PROMISE."
 THE PROVIDER SHALL ACCURATELY ENTER THE  DATE  ON  WHICH  THE  RIGHT  TO
 CANCEL ENDS.
   (B)  (1)  THE BORROWER HAS THE RIGHT TO CANCEL, WITHOUT ANY PENALTY OR
 OBLIGATION, ANY CONTRACT WITH A CONSULTANT UNTIL MIDNIGHT OF  THE  FIFTH
 BUSINESS  DAY FOLLOWING THE DAY ON WHICH THE CONSULTANT AND THE BORROWER
 SIGN A CONSULTING CONTRACT. CANCELLATION OCCURS WHEN THE BORROWER, OR  A
 REPRESENTATIVE  OF  THE  BORROWER,  EITHER  DELIVERS  WRITTEN  NOTICE OF
 CANCELLATION IN PERSON  TO  THE  ADDRESS  SPECIFIED  IN  THE  CONSULTING
 CONTRACT OR SENDS A WRITTEN COMMUNICATION BY FACSIMILE, BY UNITED STATES
 MAIL  OR  BY  AN ESTABLISHED COMMERCIAL LETTER DELIVERY SERVICE. A DATED
 PROOF OF FACSIMILE DELIVERY OR PROOF OF MAILING  CREATES  A  PRESUMPTION
 THAT  THE  NOTICE  OF  CANCELLATION  HAS  BEEN DELIVERED ON THE DATE THE
 FACSIMILE IS SENT OR THE NOTICE IS DEPOSITED IN THE  MAIL  OR  WITH  THE
 DELIVERY SERVICE. CANCELLATION OF THE CONTRACT SHALL RELEASE THE BORROW-
 ER  FROM  ALL  OBLIGATIONS  TO PAY FEES OR ANY OTHER COMPENSATION TO THE
 CONSULTANT.
   (2) THE CONTRACT SHALL  BE  ACCOMPANIED  BY  TWO  COPIES  OF  A  FORM,
 CAPTIONED  "NOTICE  OF CANCELLATION" IN AT LEAST TWELVE-POINT BOLD TYPE.
 THIS FORM SHALL BE ATTACHED TO THE CONTRACT, SHALL BE EASILY DETACHABLE,
 AND SHALL CONTAIN THE FOLLOWING STATEMENT WRITTEN IN THE  SAME  LANGUAGE
 AS USED IN THE CONTRACT, AND THE CONTRACTOR SHALL INSERT ACCURATE INFOR-
 MATION AS TO THE DATE ON WHICH THE RIGHT TO CANCEL ENDS AND THE CONTRAC-
 TOR'S CONTACT INFORMATION:
 "NOTICE OF CANCELLATION
 NOTE:  YOU  MAY CANCEL THIS CONTRACT, WITHOUT ANY PENALTY OR OBLIGATION,
 AT ANY TIME BEFORE MIDNIGHT OF (ENTER DATE)
 TO CANCEL THIS CONTRACT, SIGN AND DATE BOTH COPIES OF THIS  CANCELLATION
 NOTICE  AND  PERSONALLY DELIVER ONE COPY OR SEND IT BY FACSIMILE, UNITED
 STATES MAIL, OR AN ESTABLISHED COMMERCIAL LETTER DELIVERY SERVICE, INDI-
 CATING CANCELLATION TO THE CONSULTANT AT ONE OF THE FOLLOWING:
 NAME OF CONSULTANT
 STREET ADDRESS
 CITY, STATE, ZIP
 FACSIMILE:
 I HEREBY CANCEL THIS TRANSACTION.
 NAME OF BORROWER:
 SIGNATURE OF BORROWER:
 DATE:             "
   (3) WITHIN TEN DAYS FOLLOWING RECEIPT  OF  A  NOTICE  OF  CANCELLATION
 GIVEN  IN  ACCORDANCE  WITH THIS SUBSECTION, THE CONSULTANT SHALL RETURN
 ANY ORIGINAL CONTRACT AND ANY OTHER DOCUMENTS SIGNED BY OR  PROVIDED  BY
 THE BORROWER. CANCELLATION SHALL RELEASE THE BORROWER OF ALL OBLIGATIONS
 TO PAY ANY FEES OR COMPENSATION TO THE CONSULTANT.
   §  705.  PENALTIES  AND  OTHER PROVISIONS.   (A) IF THE SUPERINTENDENT
 FINDS, AFTER NOTICE AND HEARING, THAT  A  CONSULTANT  HAS  INTENTIONALLY
 VIOLATED ANY PROVISION OF THIS ARTICLE, THE SUPERINTENDENT MAY: (1) MAKE
 NULL AND VOID ANY AGREEMENT BETWEEN THE BORROWER AND THE CONSULTANT; AND
 (2)  IMPOSE  A  CIVIL  PENALTY OF NOT MORE THAN TEN THOUSAND DOLLARS FOR
 EACH VIOLATION.
   (B) IF THE CONSULTANT VIOLATES ANY PROVISION OF THIS ARTICLE  AND  THE
 BORROWER  SUFFERS  DAMAGE  BECAUSE  OF  THE  VIOLATION, THE BORROWER MAY

 A. 9508--B                         62
 
 RECOVER ACTUAL AND CONSEQUENTIAL DAMAGES AND COSTS FROM  THE  CONSULTANT
 IN  AN  ACTION  BASED  ON  THIS  ARTICLE.   IF THE CONSULTANT RECKLESSLY
 VIOLATES ANY PROVISION OF THIS ARTICLE, THE COURT MAY  AWARD  ATTORNEYS'
 FEES  AND COSTS.  IF THE CONSULTANT INTENTIONALLY VIOLATES ANY PROVISION
 OF THIS ARTICLE, THE COURT MAY AWARD TREBLE DAMAGES, ATTORNEYS' FEES AND
 COSTS.
   (C) ANY PROVISION OF A STUDENT DEBT CONSULTING CONTRACT THAT  ATTEMPTS
 OR  PURPORTS TO LIMIT THE LIABILITY OF THE CONSULTANT UNDER THIS ARTICLE
 SHALL BE NULL AND VOID. INCLUSION OF SUCH PROVISION SHALL AT THE  OPTION
 OF  THE  BORROWER  RENDER THE CONTRACT VOID. ANY PROVISION IN A CONTRACT
 WHICH ATTEMPTS OR PURPORTS TO REQUIRE ARBITRATION OF ANY DISPUTE ARISING
 UNDER THIS ARTICLE SHALL BE VOID AT THE  OPTION  OF  THE  BORROWER.  ANY
 WAIVER OF THE PROVISIONS OF THIS ARTICLE SHALL BE VOID AND UNENFORCEABLE
 AS CONTRARY TO PUBLIC POLICY.
   (D)  THE PROVISIONS OF THIS ARTICLE ARE NOT EXCLUSIVE AND ARE IN ADDI-
 TION TO ANY OTHER REQUIREMENTS, RIGHTS, REMEDIES, AND PENALTIES PROVIDED
 BY LAW.
   § 706. RULES AND REGULATIONS.   IN ADDITION  TO  SUCH  POWERS  AS  MAY
 OTHERWISE  BE  PRESCRIBED  BY THIS CHAPTER, THE SUPERINTENDENT IS HEREBY
 AUTHORIZED AND EMPOWERED TO PROMULGATE SUCH RULES AND REGULATIONS AS MAY
 IN THE JUDGMENT OF THE SUPERINTENDENT BE CONSISTENT WITH THE PURPOSES OF
 THIS ARTICLE, OR APPROPRIATE FOR THE EFFECTIVE  ADMINISTRATION  OF  THIS
 ARTICLE.
   § 2. This act shall take effect on the one hundred eightieth day after
 it shall have become a law.
 
                                 SUBPART C
 
   Section 1. Definitions. As used in this act, the following terms shall
 have the following meanings unless otherwise specified:
   (a) "Professional license" shall mean the authorization, licensure, or
 certification  to  practice any professional activity in New York state,
 whether temporary  or  permanent,  issued  by  any  agency,  department,
 office, board, or any other instrumentality of New York state.
   (b)  "Student loan" shall mean any loan to a borrower to finance post-
 secondary education or expenses related to postsecondary education.
   § 2. Notwithstanding any other provision of law, rule,  or  regulation
 to  the  contrary,  any  agency, department, office, board, or any other
 instrumentality of New York state,  county  or  locality  authorized  to
 issue  professional  licenses in New York state shall be prohibited from
 taking any adverse action against any licensee, including but not limit-
 ed to fine, nonrenewal, suspension,  or  revocation  of  a  professional
 license,  based  upon  the status of any student loan obligation of such
 licensee.
   § 3. Notwithstanding any other provision of law, rule,  or  regulation
 to  the  contrary,  any  agency, department, office, board, or any other
 instrumentality of New York state,  county  or  locality  authorized  to
 issue  professional  licenses in New York state shall be prohibited from
 taking any adverse action related to issuance of a professional  license
 against  any individual or applicant for a professional license, includ-
 ing but not limited to denial of a professional license  or  disapproval
 of  an  application for a professional license, based upon the status of
 any student loan obligation  of  such  individual  or  applicant  for  a
 professional license.
   § 4. This act shall take effect immediately.

 A. 9508--B                         63
 
   § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
 sion,  section  or subpart of this act shall be adjudged by any court of
 competent jurisdiction to be invalid, such judgment  shall  not  affect,
 impair,  or  invalidate  the remainder thereof, but shall be confined in
 its  operation  to the clause, sentence, paragraph, subdivision, section
 or subpart thereof directly involved in the controversy  in  which  such
 judgment  shall  have  been  rendered.  It  is hereby declared to be the
 intent of the legislature that this act would have been enacted even  if
 such invalid provisions had not been included herein.
   §  3.  This  act shall take effect immediately provided, however, that
 the applicable effective date of Subparts A through C of this act  shall
 be as specifically set forth in the last section of such Subparts.
 
                                  PART X
 
                           Intentionally Omitted
 
                                  PART Y

   Section  1.  Section  3  of  part  S of chapter 58 of the laws of 2016
 amending the New York state urban development corporation  act  relating
 to  transferring the statutory authority for the promulgation of market-
 ing orders from the department of agriculture and  markets  to  the  New
 York state urban development corporation is amended to read as follows:
   §  3.  This  act shall take effect on the ninetieth day after it shall
 have become a law and shall expire and be  deemed  repealed  [two  years
 after  such  date] ON JULY 31, 2020; provided, however, that any assess-
 ment due and payable under such marketing orders shall  be  remitted  to
 the  urban development corporation starting 30 days after such effective
 date.
   § 2. This act shall take effect immediately.
 
                                  PART Z

                           Intentionally Omitted
 
                                  PART AA
 
                           Intentionally Omitted
 
                                  PART BB
 
   Section 1. Approximately 40 percent of the food produced in the United
 States today goes uneaten. Much of this organic waste is disposed of  in
 solid  waste  landfills,  where  its  decomposition accounts for over 15
 percent of our nation's emissions of methane, a potent  greenhouse  gas.
 Meanwhile,  an  estimated  2.8 million New Yorkers are facing hunger and
 food insecurity.  Recognizing the importance of food scraps to our envi-
 ronment, economy, and the health of New Yorkers, this act establishes  a
 food  scraps  hierarchy for the state of New York. The first tier of the
 hierarchy is source reduction,  reducing  the  volume  of  surplus  food
 generated. The second tier is recovery, feeding wholesome food to hungry
 people.  Third  is  repurposing,  feeding  animals. Fourth is recycling,
 processing  any  leftover  food  such  as  by  composting  or  anaerobic
 digestion to create a nutrient-rich soil amendment.  This legislation is
 designed  to  address  each  tier of the hierarchy by:   encouraging the

 A. 9508--B                         64
 
 prevention of food waste generation by commercial generators  and  resi-
 dents;  directing  the  recovery  of excess edible food from high-volume
 commercial food  waste  generators;  and  ensuring  that  a  significant
 portion  of  inedible food waste from large volume food waste generators
 is managed in a sustainable manner, and does not end up  being  sent  to
 landfills  or  incinerators.    In addition, the state has supported the
 recovery of wholesome food by providing grants  from  the  environmental
 protection  fund to increase capacity of food banks, conduct food scraps
 audits of high-volume generators of food scraps, support  implementation
 of  pollution  prevention projects identified by such audits, and expand
 capacity of generators and municipalities to donate and recycle food.
   § 2. Article 27 of the environmental conservation law  is  amended  by
 adding a new title 22 to read as follows:
                                 TITLE 22
                  FOOD DONATION AND FOOD SCRAPS RECYCLING
 SECTION 27-2201. DEFINITIONS.
         27-2203. DESIGNATED FOOD SCRAPS GENERATOR RESPONSIBILITIES.
         27-2205. WASTE TRANSPORTER RESPONSIBILITIES.
         27-2207. TRANSFER STATION.
         27-2209. FOOD SCRAPS DISPOSAL PROHIBITION.
         27-2211. DEPARTMENT RESPONSIBILITIES.
         27-2213. REGULATIONS.
         27-2215. EXCLUSIONS.
         27-2217. ANNUAL REPORT.
         27-2219. SEVERABILITY.
 § 27-2201. DEFINITIONS.
   1.  "DESIGNATED FOOD SCRAPS GENERATOR" MEANS A PERSON WHO GENERATES AT
 A SINGLE LOCATION AN ANNUAL AVERAGE OF TWO TONS PER WEEK OR MORE OF FOOD
 SCRAPS BASED ON A METHODOLOGY ESTABLISHED BY THE DEPARTMENT PURSUANT  TO
 REGULATIONS,  INCLUDING,  SUPERMARKETS,  RESTAURANTS, HIGHER EDUCATIONAL
 INSTITUTIONS, HOTELS, FOOD PROCESSORS, CORRECTIONAL  FACILITIES,  SPORTS
 OR  ENTERTAINMENT VENUES AND HEALTH CARE FACILITIES. FOR A LOCATION WITH
 MULTIPLE INDEPENDENT FOOD SERVICE BUSINESSES, SUCH AS A MALL OR  COLLEGE
 CAMPUS,  THE  ENTITY RESPONSIBLE FOR CONTRACTING FOR SOLID WASTE HAULING
 SERVICES IS RESPONSIBLE FOR MANAGING FOOD SCRAPS  FROM  THE  INDEPENDENT
 BUSINESSES.
   2.  "FOOD  SCRAPS" MEANS INEDIBLE FOOD, TRIMMINGS FROM THE PREPARATION
 OF FOOD, FOOD-SOILED PAPER, AND EDIBLE FOOD THAT IS  NOT  DONATED.  FOOD
 SCRAPS  SHALL  NOT  INCLUDE USED COOKING OIL, YELLOW GREASE OR FOOD FROM
 RESIDENTIAL SOURCES, OR ANY FOOD IDENTIFIED IN  REGULATIONS  PROMULGATED
 BY THE DEPARTMENT IN CONSULTATION WITH THE DEPARTMENT OF AGRICULTURE AND
 MARKETS  OR  ANY FOOD WHICH IS SUBJECT TO A RECALL OR SEIZURE DUE TO THE
 PRESENCE OF PATHOGENS, INCLUDING BUT NOT LIMITED TO:  LISTERIA MONOCYTO-
 GENES, CONFIRMED CLOSTRIDIUM BOTULINUM, E. COLI 0157:H7 AND  ALL  SALMO-
 NELLA IN READY-TO-EAT FOODS.
   3.  "ORGANICS RECYCLER" MEANS A FACILITY, PERMITTED BY THE DEPARTMENT,
 THAT RECYCLES FOOD SCRAPS THROUGH USE AS ANIMAL FEED OR A FEED  INGREDI-
 ENT, RENDERING, LAND APPLICATION, COMPOSTING, AEROBIC DIGESTION, ANAERO-
 BIC  DIGESTION, FERMENTATION, OR ETHANOL PRODUCTION. ANIMAL SCRAPS, FOOD
 SOILED PAPER, AND POST-CONSUMER FOOD SCRAPS ARE PROHIBITED  FOR  USE  AS
 ANIMAL  FEED  OR  AS  A  FEED  INGREDIENT. THE PROPORTION OF THE PRODUCT
 CREATED FROM FOOD SCRAPS BY A COMPOSTING OR DIGESTION FACILITY,  INCLUD-
 ING  A WASTEWATER TREATMENT PLANT THAT OPERATES A DIGESTION FACILITY, OR
 OTHER TREATMENT SYSTEM, MUST BE USED IN A BENEFICIAL MANNER  AS  A  SOIL
 AMENDMENT AND SHALL NOT BE DISPOSED OF OR INCINERATED.

 A. 9508--B                         65
 
   4.  "PERSON"  MEANS  ANY BUSINESS ENTITY, PARTNERSHIP, COMPANY, CORPO-
 RATION, NOT-FOR-PROFIT CORPORATION,  ASSOCIATION,  GOVERNMENTAL  ENTITY,
 PUBLIC BENEFIT CORPORATION, PUBLIC AUTHORITY, FIRM, OR ORGANIZATION.
   5. "SINGLE LOCATION" MEANS CONTIGUOUS PROPERTY UNDER COMMON OWNERSHIP,
 WHICH MAY INCLUDE ONE OR MORE BUILDINGS.
   6.  "INCINERATOR"  SHALL  HAVE THE SAME MEANING AS PROVIDED IN SECTION
 72-0401 OF THIS CHAPTER.
   7. "LANDFILL" SHALL HAVE THE  SAME  MEANING  AS  PROVIDED  IN  SECTION
 72-0401 OF THIS CHAPTER.
   8. "TRANSFER STATION" MEANS A SOLID WASTE MANAGEMENT FACILITY, WHETHER
 OWNED  OR  OPERATED BY A PRIVATE OR PUBLIC ENTITY, OTHER THAN A RECYCLA-
 BLES  HANDLING  AND  RECOVERY  FACILITY,  USED  OIL   FACILITY,   OR   A
 CONSTRUCTION  AND  DEMOLITION  DEBRIS  PROCESSING  FACILITY, WHERE SOLID
 WASTE IS RECEIVED FOR THE PURPOSE  OF  SUBSEQUENT  TRANSFER  TO  ANOTHER
 SOLID  WASTE  MANAGEMENT  FACILITY  FOR  PROCESSING, TREATING, DISPOSAL,
 RECOVERY, OR FURTHER TRANSFER.
 § 27-2203. DESIGNATED FOOD SCRAPS GENERATOR RESPONSIBILITIES.
   1. EFFECTIVE JANUARY FIRST, TWO THOUSAND TWENTY-ONE:
   (A) ALL DESIGNATED FOOD SCRAPS GENERATORS SHALL SEPARATE THEIR  EXCESS
 EDIBLE  FOOD  FOR  DONATION  FOR HUMAN CONSUMPTION TO THE MAXIMUM EXTENT
 PRACTICABLE, AND IN ACCORDANCE WITH APPLICABLE  LAWS,  RULES  AND  REGU-
 LATIONS RELATED TO FOOD DONATION; AND
   (B)  EXCEPT  AS  PROVIDED  IN  PARAGRAPH (C) OF THIS SUBDIVISION, EACH
 DESIGNATED FOOD SCRAPS GENERATOR THAT IS  WITHIN  FIFTEEN  MILES  OF  AN
 ORGANICS  RECYCLER,  TO  THE  EXTENT  THAT  THE RECYCLER HAS CAPACITY TO
 ACCEPT ALL OF SUCH GENERATOR'S FOOD SCRAPS  BASED  ON  THE  DEPARTMENT'S
 YEARLY  ESTIMATE  OF  AN ORGANIC RECYCLERS' CAPACITY PURSUANT TO SECTION
 27-2211 OF THIS TITLE, SHALL:
   (I) SEPARATE ITS REMAINING FOOD SCRAPS FROM OTHER SOLID WASTE;
   (II) ENSURE PROPER  STORAGE  FOR  FOOD  SCRAPS  ON  SITE  WHICH  SHALL
 PRECLUDE  SUCH  MATERIALS  FROM  BECOMING ODOROUS OR ATTRACTING VECTORS,
 SUCH AS A CONTAINER THAT HAS A LID AND A LATCH THAT KEEPS THE LID CLOSED
 AND IS RESISTANT TO TAMPERING BY  RODENTS  OR  OTHER  WILDLIFE  AND  HAS
 SUFFICIENT CAPACITY;
   (III)  HAVE  INFORMATION  AVAILABLE AND PROVIDE TRAINING FOR EMPLOYEES
 CONCERNING THE PROPER METHODS TO SEPARATE AND STORE FOOD SCRAPS; AND
   (IV) OBTAIN A TRANSPORTER THAT WILL DELIVER FOOD SCRAPS TO AN ORGANICS
 RECYCLER, SELF-HAUL ITS FOOD SCRAPS TO AN ORGANICS RECYCLER, OR  PROVIDE
 FOR  ORGANICS  RECYCLING  ON-SITE  VIA  IN VESSEL COMPOSTING, AEROBIC OR
 ANAEROBIC DIGESTION OR ANY OTHER METHOD OF PROCESSING ORGANIC WASTE THAT
 THE DEPARTMENT APPROVES BY REGULATION, FOR SOME OR ALL OF THE FOOD WASTE
 IT GENERATES ON ITS PREMISES, PROVIDED THAT THE REMAINDER  IS  DELIVERED
 TO AN ORGANICS RECYCLER.
   (C)  THE  PROVISIONS  OF  PARAGRAPH  (B) OF THIS SUBDIVISION SHALL NOT
 APPLY TO ANY DESIGNATED FOOD SCRAPS GENERATOR THAT HAS ALL OF  ITS  FOOD
 SCRAPS  PROCESSED IN A MIXED SOLID WASTE COMPOSTING OR MIXED SOLID WASTE
 ANAEROBIC DIGESTION FACILITY.
   2. ALL DESIGNATED FOOD SCRAPS GENERATORS SHALL SUBMIT AN ANNUAL REPORT
 TO THE DEPARTMENT ON OR BEFORE MARCH FIRST, TWO THOUSAND TWENTY-TWO, AND
 ANNUALLY THEREAFTER, IN AN ELECTRONIC FORMAT.  THE  ANNUAL  REPORT  MUST
 SUMMARIZE  THE  AMOUNT OF EDIBLE FOOD DONATED, THE AMOUNT OF FOOD SCRAPS
 RECYCLED, THE ORGANICS RECYCLER OR RECYCLERS AND ASSOCIATED TRANSPORTERS
 USED, AND ANY OTHER INFORMATION AS REQUIRED BY THE DEPARTMENT.
   3. A DESIGNATED FOOD SCRAPS GENERATOR MAY PETITION THE DEPARTMENT  FOR
 A  TEMPORARY  WAIVER FROM SOME OR ALL OF THE REQUIREMENTS OF THIS TITLE.
 THE PETITION MUST INCLUDE EVIDENCE OF UNDUE HARDSHIP BASED ON:

 A. 9508--B                         66
 
   (A) THE DESIGNATED FOOD SCRAPS GENERATOR DOES NOT MEET  THE  TWO  TONS
 PER WEEK THRESHOLD;
   (B) THE COST OF PROCESSING ORGANIC WASTE IS NOT REASONABLY COMPETITIVE
 WITH THE COST OF DISPOSING OF WASTE BY LANDFILL;
   (C)  THE  ORGANICS RECYCLER DOES NOT HAVE SUFFICIENT CAPACITY, DESPITE
 THE DEPARTMENT'S CALCULATION; OR
   (D) THE UNIQUE CIRCUMSTANCES OF THE GENERATOR.
   A WAIVER SHALL BE NO LONGER THAN ONE YEAR IN DURATION PROVIDED, HOWEV-
 ER, THE DEPARTMENT MAY RENEW SUCH WAIVER.
 § 27-2205. WASTE TRANSPORTER RESPONSIBILITIES.
   1. ANY WASTE TRANSPORTER THAT COLLECTS FOOD SCRAPS FOR RECYCLING  FROM
 A DESIGNATED FOOD SCRAPS GENERATOR SHALL:
   (A)  DELIVER  FOOD SCRAPS TO A TRANSFER STATION THAT WILL DELIVER SUCH
 FOOD SCRAPS TO AN ORGANICS RECYCLER UNLESS SUCH GENERATOR HAS RECEIVED A
 TEMPORARY WAIVER UNDER SUBDIVISION THREE  OF  SECTION  27-2203  OF  THIS
 TITLE; OR
   (B) DELIVER SUCH FOOD SCRAPS DIRECTLY TO AN ORGANICS RECYCLER.
   2.  ANY  WASTE TRANSPORTER THAT COLLECTS FOOD SCRAPS FROM A DESIGNATED
 FOOD SCRAPS GENERATOR SHALL  TAKE  ALL  REASONABLE  PRECAUTIONS  TO  NOT
 DELIVER  THOSE FOOD SCRAPS TO AN INCINERATOR OR A LANDFILL NOR COMMINGLE
 THE MATERIAL WITH ANY OTHER SOLID WASTE UNLESS SUCH COMMINGLED WASTE CAN
 BE PROCESSED BY AN  ORGANICS  RECYCLER  OR  UNLESS  SUCH  GENERATOR  HAS
 RECEIVED  A  TEMPORARY WAIVER UNDER SUBDIVISION THREE OF SECTION 27-2203
 OF THIS TITLE.
 § 27-2207. TRANSFER STATION.
   ANY TRANSFER STATION THAT RECEIVES FOOD SCRAPS FROM A DESIGNATED  FOOD
 SCRAPS GENERATOR MUST ENSURE THAT THE FOOD SCRAPS ARE TAKEN TO AN ORGAN-
 ICS RECYCLER UNLESS SUCH GENERATOR HAS RECEIVED A TEMPORARY WAIVER UNDER
 SUBDIVISION  THREE  OF SECTION 27-2203 OF THIS TITLE. A TRANSFER STATION
 SHALL TAKE ALL REASONABLE PRECAUTIONS TO NOT COMMINGLE THE MATERIAL WITH
 ANY OTHER SOLID WASTE UNLESS SUCH COMMINGLED WASTE CAN BE  PROCESSED  BY
 AN ORGANICS RECYCLER.
 § 27-2209. FOOD SCRAPS DISPOSAL PROHIBITION.
   INCINERATORS  AND  LANDFILLS  SHALL TAKE ALL REASONABLE PRECAUTIONS TO
 NOT ACCEPT FOOD SCRAPS FROM DESIGNATED FOOD SCRAPS  GENERATORS  REQUIRED
 TO  SEND  THEIR  FOOD  SCRAPS  TO AN ORGANICS RECYCLER AS OUTLINED UNDER
 SECTION 27-2203 OF THIS TITLE, AFTER JANUARY FIRST, TWO  THOUSAND  TWEN-
 TY-ONE,  UNLESS  THE  DESIGNATED  FOOD  SCRAPS  GENERATOR HAS RECEIVED A
 TEMPORARY WAIVER UNDER SUBDIVISION THREE  OF  SECTION  27-2203  OF  THIS
 TITLE.
 § 27-2211. DEPARTMENT RESPONSIBILITIES.
   1.  THE  DEPARTMENT  SHALL PUBLISH ON ITS WEBSITE: (A) THE METHODOLOGY
 THE DEPARTMENT WILL USE TO DETERMINE WHO  IS  A  DESIGNATED  FOOD  SCRAP
 GENERATOR;  (B) THE WAIVER PROCESS; (C) PROCEDURES TO MINIMIZE ODORS AND
 VECTORS; AND (D) A LIST OF ALL DESIGNATED FOOD SCRAPS GENERATORS, ORGAN-
 ICS RECYCLERS, AND ALL WASTE TRANSPORTERS THAT  MANAGE  SOURCE-SEPARATED
 ORGANICS.
   2.  NO  LATER THAN JUNE FIRST, TWO THOUSAND TWENTY AND ANNUALLY THERE-
 AFTER, THE DEPARTMENT SHALL ASSESS THE CAPACITY OF EACH ORGANIC RECYCLER
 AND NOTIFY DESIGNATED FOOD SCRAPS GENERATORS IF  THEY  ARE  REQUIRED  TO
 COMPLY  WITH  THE  PROVISIONS  OF  PARAGRAPH  (B)  OF SUBDIVISION ONE OF
 SECTION 27-2203 OF THIS TITLE.
   3. THE DEPARTMENT SHALL DEVELOP AND MAKE AVAILABLE EDUCATIONAL MATERI-
 ALS TO ASSIST DESIGNATED FOOD SCRAPS  GENERATORS  WITH  COMPLIANCE  WITH
 THIS  TITLE.  THE  DEPARTMENT  SHALL ALSO DEVELOP EDUCATION MATERIALS ON
 FOOD WASTE MINIMIZATION  AND  ENCOURAGE  MUNICIPALITIES  TO  DISSEMINATE

 A. 9508--B                         67
 
 THESE  MATERIALS BOTH ON THEIR MUNICIPAL WEBSITES AND IN ANY SUCH FUTURE
 MAILINGS TO THEIR RESIDENTS AS THEY MAY DISTRIBUTE.
   4.  THE  DEPARTMENT  SHALL  REGULATE ORGANICS RECYCLERS TO ENSURE THAT
 THEIR ACTIVITIES DO NOT IMPAIR WATER QUALITY  OR  OTHERWISE  HARM  HUMAN
 HEALTH AND THE ENVIRONMENT.
 § 27-2213. REGULATIONS.
   THE  DEPARTMENT  SHALL,  AFTER ONE OR MORE PUBLIC HEARINGS, PROMULGATE
 RULES AND REGULATIONS NECESSARY TO  IMPLEMENT  THE  PROVISIONS  OF  THIS
 TITLE  INCLUDING:  (A) THE METHODOLOGY THE DEPARTMENT WILL USE TO DETER-
 MINE WHO IS A DESIGNATED FOOD SCRAPS GENERATOR; (B) THE WAIVER  PROCESS;
 (C)  PROCEDURES  TO MINIMIZE ODORS AND VECTORS; (D) A LIST OF ALL DESIG-
 NATED FOOD SCRAPS GENERATORS, ORGANICS RECYCLERS, AND ALL  WASTE  TRANS-
 PORTERS  THAT  MANAGE  SOURCE-SEPARATED ORGANICS; AND (E) HOW DESIGNATED
 FOOD SCRAPS GENERATORS SHALL COMPLY WITH THE PROVISIONS OF PARAGRAPH (A)
 AND SUBPARAGRAPH (I) OF PARAGRAPH (B)  OF  SUBDIVISION  ONE  OF  SECTION
 27-2203 OF THIS TITLE.
 § 27-2215. EXCLUSIONS.
   1. THIS TITLE SHALL NOT APPLY TO ANY DESIGNATED FOOD SCRAPS GENERATORS
 LOCATED  IN  A CITY WITH A POPULATION OF ONE MILLION OR MORE WHICH HAS A
 LOCAL LAW, ORDINANCE OR REGULATION IN PLACE WHICH REQUIRES THE DIVERSION
 OF EDIBLE FOOD AND FOOD SCRAPS FROM DISPOSAL.
   2. THIS TITLE DOES NOT APPLY TO HOSPITALS,  ELEMENTARY  AND  SECONDARY
 SCHOOLS.
 § 27-2217. ANNUAL REPORT.
   NO LATER THAN JANUARY FIRST, TWO THOUSAND TWENTY-TWO, AND ON AN ANNUAL
 BASIS  THEREAFTER,  THE  DEPARTMENT SHALL SUBMIT AN ANNUAL REPORT TO THE
 GOVERNOR AND LEGISLATURE DESCRIBING THE OPERATION OF THE  FOOD  DONATION
 AND  FOOD  SCRAPS  RECYCLING  PROGRAM  INCLUDING  AMOUNT  OF EDIBLE FOOD
 DONATED, AMOUNT OF FOOD SCRAPS RECYCLED, SAMPLE  EDUCATIONAL  MATERIALS,
 AND NUMBER OF WAIVERS PROVIDED.
 § 27-2219. SEVERABILITY.
   THE  PROVISIONS  OF  THIS  TITLE SHALL BE SEVERABLE AND IF ANY PORTION
 THEREOF OR THE APPLICABILITY THEREOF TO ANY PERSON  OR  CIRCUMSTANCE  IS
 HELD  INVALID,  THE  REMAINDER OF THIS TITLE AND THE APPLICATION THEREOF
 SHALL NOT BE AFFECTED THEREBY.
   § 3. This act shall take effect immediately.
 
                                  PART CC
 
   Section 1. Subdivisions 10 and 11 of section 57-0107 of  the  environ-
 mental  conservation law, as amended by chapter 267 of the laws of 2015,
 are amended to read as follows:
   10. "Central Pine Barrens area" shall  mean  the  contiguous  area  as
 described and bounded as follows:
   Beginning  at a point where the southerly side of Route 25A intersects
 the easterly side of Miller Place Road; thence southward along the east-
 erly boundary of Miller Place Road to  Helme  Avenue;  thence  southward
 along  the  easterly  boundary  of  Helme  Avenue to Miller Place-Middle
 Island Road; thence southward along  the  easterly  boundary  of  Miller
 Place-Middle  Island  Road  to  Whiskey  Road; thence westward along the
 southerly boundary of Whiskey Road to  Mount  Sinai-Coram  Road;  thence
 southward  along  the  easterly  boundary  of  Mount Sinai-Coram Road to
 Middle Country Road (Route 25);  thence  westward  along  the  southerly
 boundary  of  Route  25 to Patchogue-Mount Sinai Road (County Route 83);
 thence southward along the easterly boundary of County Route 83 to Bicy-
 cle Path Drive; thence southeastward along the easterly side of  Bicycle

 A. 9508--B                         68
 
 Path  Drive  to Mt. McKinley Avenue; thence southward along the easterly
 boundary of Mt. McKinley Avenue to  Granny  Road;  thence  northeastward
 along  the northerly boundary of Granny Road to Port Jefferson-Patchogue
 Road  (Route 112); thence southward along the easterly boundary of Route
 112 to Horse Block Road (County Route 16);  thence  eastward  along  the
 northerly  boundary of County Route 16 to Maine Avenue; thence northward
 along the westerly boundary of Maine Avenue to Fire Avenue; thence east-
 ward along the northerly boundary of  Fire  Avenue  to  John  Roe  Smith
 Avenue;  thence  southward along the easterly boundary of John Roe Smith
 Avenue to Jeff Street; thence eastward along the northerly  boundary  of
 Jeff  Street  to  Hagerman  Avenue;  thence southward along the easterly
 boundary of Hagerman Avenue to the Long Island Expressway  (Route  495);
 thence eastward along the northerly boundary of Route 495 to the wester-
 ly  side  of Yaphank Avenue (County Road 21); thence southward along the
 westerly side of Yaphank Avenue to the south side  of  the  Long  Island
 Expressway  (Route 495); thence eastward along the southerly side of the
 Long Island Expressway (Route 495)  to  the  easterly  side  of  Yaphank
 Avenue;  thence  southward  along  the  easterly side of Yaphank Avenue,
 crossing Sunrise Highway (Route 27) to the south side of Montauk Highway
 (County Road 80); thence southwestward along the south side  of  Montauk
 Highway  (County  Road 80) to South Country Road; thence southward along
 the easterly side of South Country Road to Fireplace Neck  Road;  thence
 southward  along  the easterly side of Fireplace Neck Road to Beaver Dam
 Road; thence eastward along the northerly side of Beaver Dam Road to the
 westerly boundary of the Carmans River and the lands owned by the United
 States known as Wertheim National Wildlife Refuge (the "Refuge"); thence
 generally westerly and southerly to the waters of Bellport  Bay;  thence
 generally easterly across the Bay and northerly along the easterly boun-
 dary of the Refuge, including all lands currently part of the Refuge and
 any lands which may become part of the Refuge in the future, to the east
 side  of the southern terminus of Smith Road; thence northward along the
 easterly side of Smith Road to the southwesterly corner of the  property
 identified  as  District  200,  Section  974.50, Block 1, Lot 11; thence
 eastward, northward and westward in a counter-clockwise direction  along
 the  southern,  eastern  and northern boundaries of that property to the
 easterly side of Smith Road; thence northward along  the  east  side  of
 Smith  Road  to  Merrick  Road; thence northeasterly along the northerly
 side of Merrick Road to the easterly  side  of  Surrey  Circle  and  the
 southwest  corner  of  the  property identified as District 200, Section
 880, Block 3, Lot 58.1; running thence easterly along the southerly side
 of said lot to the west side of William Floyd Parkway (County Road  46);
 thence northerly along the westerly side of William Floyd Parkway (Coun-
 ty  Road  46),  crossing  Route  27, to the Long Island Railroad (LIRR);
 thence eastward along the northerly boundary of  the  Long  Island  Rail
 Road  tracks  7,500 feet; thence southward 500 feet; thence eastward 525
 feet to the intersection of North Street and Manor-Yaphank Road;  thence
 southward  along  the easterly boundary of Manor-Yaphank Road to Morich-
 es-Middle Island Road; THENCE EASTWARD ALONG THE NORTHERLY  BOUNDARY  OF
 MORICHES-MIDDLE ISLAND ROAD TO A POINT DUE NORTH OF THE EASTERLY BOUNDA-
 RY OF CRANFORD BOULEVARD; THENCE SOUTHWARD ACROSS MORICHES-MIDDLE ISLAND
 ROAD AND ALONG THE EASTERLY BOUNDARY OF CRANFORD BOULEVARD TO THE SOUTH-
 WESTERN  CORNER OF THE PROPERTY IDENTIFIED AS DISTRICT 200, SECTION 645,
 BLOCK 3, LOT 29.1; THENCE SOUTHEASTWARD ALONG THE SOUTHERLY BOUNDARY  OF
 SAID  PROPERTY  TO ITS INTERSECTION WITH PROPERTY IDENTIFIED AS DISTRICT
 200, SECTION 712, BLOCK 9, LOT 1; THENCE GENERALLY SOUTHWARD  ALONG  THE
 WESTERLY BOUNDARY OF SAID PROPERTY TO ITS INTERSECTION WITH THE NORTHER-

 A. 9508--B                         69
 
 LY  SIDE  OF  THE  EASTWARD  EXTENSION  OF GROVE DRIVE; THENCE SOUTHWARD
 CROSSING GROVE DRIVE TO ITS SOUTH SIDE; THENCE WESTWARD ALONG THE SOUTH-
 ERLY BOUNDARY OF THE GROVE DRIVE  ROAD  EXTENSION  TO  THE  NORTHWESTERN
 CORNER OF THE PROPERTY IDENTIFIED AS DISTRICT 200, SECTION 749, BLOCK 3,
 LOT  41.1;  AND  COMPRISED OF PARCELS OWNED BY THE COUNTY OF SUFFOLK AND
 THE TOWN OF BROOKHAVEN; THENCE SOUTHWARD TO THE SOUTHWESTERN  CORNER  OF
 PROPERTY  IDENTIFIED  AS  DISTRICT  200,  SECTION  749, BLOCK 3, LOT 43;
 THENCE EASTWARD ALONG THE SOUTHERLY BOUNDARY OF  SAID  PROPERTY  TO  THE
 WEST SIDE OF LAMBERT AVENUE; THENCE CROSSING LAMBERT AVENUE TO ITS EAST-
 ERLY  SIDE;  THENCE  SOUTHWARD  ALONG  THE  EASTERLY BOUNDARY OF LAMBERT
 AVENUE TO THE NORTHERLY BOUNDARY OF THE SUNRISE  HIGHWAY  SERVICE  ROAD;
 THENCE NORTHEASTWARD ALONG THE NORTHERLY BOUNDARY OF THE SUNRISE HIGHWAY
 SERVICE ROAD TO BARNES ROAD; THENCE NORTHWARD ALONG THE WESTERLY BOUNDA-
 RY  OF  BARNES ROAD TO THE NORTHEASTERN CORNER OF PROPERTY IDENTIFIED AS
 DISTRICT 200, SECTION 750, BLOCK 3, LOT 40.2; THENCE WESTWARD ALONG  THE
 NORTHERLY  BOUNDARY  OF  SAID  PROPERTY  TO  THE  PROPERTY IDENTIFIED AS
 DISTRICT 200, SECTION 713, BLOCK 1, LOT 2;  THENCE  WESTWARD  ALONG  THE
 NORTHERLY  BOUNDARY OF PROPERTY IDENTIFIED AS DISTRICT 200, SECTION 713,
 BLOCK 1, LOT 1; THENCE NORTHWARD ALONG THE WESTERLY SIDE OF WEEKS AVENUE
 TO THE NORTHEASTERN CORNER  OF  PROPERTY  IDENTIFIED  AS  DISTRICT  200,
 SECTION 713, BLOCK 3, LOT 1; THENCE WESTWARD ALONG THE NORTHERLY BOUNDA-
 RY OF SAID PROPERTY TO MICHIGAN AVENUE; THENCE NORTHWARD ALONG THE EAST-
 ERLY  BOUNDARY  OF  MICHIGAN  AVE TO MORICHES-MIDDLE ISLAND ROAD; thence
 eastward along the northerly boundary of Moriches-Middle Island Road  to
 Sunrise Highway (Route 27); thence eastward along the northerly boundary
 of  Route  27  to  an old railroad grade (unpaved); thence southeastward
 along the northerly boundary of the old railroad grade (unpaved) to  Old
 County  Road (Route 71); thence eastward along the northerly boundary of
 Route 71 to the Long Island Rail Road tracks; thence eastward along  the
 northerly  boundary of the Long Island Rail Road tracks to Montauk High-
 way; thence eastward along the northerly boundary of Montauk Highway  to
 Route  24;  thence  northward along the westerly boundary of Route 24 to
 Sunrise Highway (Route 27); thence eastward along the northerly boundary
 of Route 27 to Squiretown Road;  thence  northward  along  the  westerly
 boundary  of  Squiretown  Road  to Upper Red Creek Road; thence westward
 along the southern boundary of Upper Red Creek to Lower Red Creek  Road;
 thence  southward along the easterly boundary of Lower Red Creek Road to
 Hubbard County Park; thence westward  along  the  northern  boundary  of
 Hubbard  County  Park  to Riverhead-Hampton Bays Road (Route 24); thence
 westward along the southerly boundary of Route  24  to  Peconic  Avenue;
 thence  northward  along  the westerly boundary of Peconic Avenue to the
 Riverhead-Southampton border; thence westward along the Riverhead-South-
 ampton border and the Riverhead-Brookhaven  border  to  the  Forge  Road
 Bridge;  thence  northward along the westerly boundary of the Forge Road
 Bridge to Forge Road; thence northwestward along the  westerly  boundary
 of Forge Road to the railroad tracks; thence northward along the wester-
 ly  boundary of Forge Road (unpaved) to the intersection of Route 25 and
 River Road; thence westward along the southerly boundary of  River  Road
 to  Edwards  Avenue;  thence  northward  along  the westerly boundary of
 Edwards Avenue 3,800 feet; thence westward 4,400  feet  to  an  unnamed,
 unpaved  road;  thence  northward  along  the  westerly  boundary of the
 unnamed, unpaved road 150 feet; thence westward and northwestward  along
 the  eastern boundary of the United States Navy/Grumman Aerospace Corpo-
 ration property (as of 1982) up to its intersection with Middle  Country
 Road  (Route  25); thence westward along the southerly boundary of Route
 25 to the intersection of Route 25 and 25A; thence northeastward,  west-

 A. 9508--B                         70
 
 ward,  and  southwestward along the eastern and northern boundary of the
 United States  Navy/Grumman  Aerospace  Corporation  (as  of  1982)  and
 located  immediately  east  of Route 25A, to its intersection with Route
 25A;  THENCE  WESTWARD  ALONG  THE  SOUTHERLY BOUNDARY OF ROUTE 25A TO A
 POINT DUE SOUTH OF THE SOUTHEAST CORNER  OF  THE  PARCEL  IDENTIFIED  AS
 DISTRICT  200,  SECTION  128,  BLOCK  1,  LOT 3.1; THENCE NORTHEASTWARD,
 NORTHWARD AND WESTWARD ALONG THE SOUTHERLY, EASTERLY AND NORTHERLY SIDES
 OF THE PARCEL IDENTIFIED AS DISTRICT 200, SECTION 128, BLOCK 1, LOT 1 TO
 THE SOUTHEAST CORNER OF THE PARCEL IDENTIFIED AS DISTRICT  200,  SECTION
 82,  BLOCK  1,  LOT  5.2;  THENCE  NORTHWARD ALONG THE EAST SIDE OF THIS
 PARCEL TO NORTH COUNTRY ROAD; THENCE NORTHWARD  CROSSING  NORTH  COUNTRY
 ROAD  TO ITS NORTHERLY SIDE; THENCE EASTWARD ALONG THE NORTHERLY SIDE OF
 NORTH COUNTRY ROAD TO THE BROOKHAVEN TOWN-RIVERHEAD TOWN LINE; THENCE IN
 A GENERALLY NORTHWESTWARD DIRECTION ALONG SAID TOWN LINE TO A  POINT  IN
 WADING RIVER CREEK WITH THE COORDINATES 40.96225 LATITUDE AND -72.863633
 LONGITUDE;  THENCE  WESTWARD  A DISTANCE OF APPROXIMATELY 90 FEET TO THE
 EASTERLY SIDE OF LILCO ROAD; THENCE SOUTHWARD ALONG LILCO  ROAD  TO  ITS
 INTERSECTION  WITH THE NORTH SIDE OF NORTH COUNTRY ROAD; THENCE WESTWARD
 ALONG THE NORTH SIDE OF NORTH COUNTRY ROAD TO THE  SOUTHEAST  CORNER  OF
 THE  PARCEL  IDENTIFIED  AS  DISTRICT  200,  SECTION 39, BLOCK 1, LOT 2;
 THENCE IN A NORTHWARD AND WESTWARD  DIRECTION  ALONG  THE  EASTERLY  AND
 NORTHERLY SIDES OF SAID PARCEL TO ITS NORTHWEST CORNER; THENCE NORTHWARD
 ALONG  THE  WESTERLY  BOUNDARY OF THE PARCEL IDENTIFIED AS DISTRICT 200,
 SECTION 83, BLOCK 1, LOT 1.4 TO ITS NORTHWEST CORNER; AND THENCE CONTIN-
 UING IN A WESTWARD DIRECTION ALONG THE  NORTHERLY  SIDE  OF  THE  PARCEL
 IDENTIFIED  AS DISTRICT 200, SECTION 39, BLOCK 1, LOT 1.2 AND THE SOUTH-
 ERLY EXTENT OF LONG ISLAND SOUND TO THE NORTHWEST CORNER OF THE PROPERTY
 IDENTIFIED AS DISTRICT 200, SECTION 39, BLOCK 1, LOT 1.2; THENCE  SOUTH-
 WARD ALONG THE WESTERLY BOUNDARY OF SAID PROPERTY TO NORTH COUNTRY ROAD;
 THENCE  WEST  ALONG  THE SOUTHERLY BOUNDARY OF NORTH COUNTRY ROAD TO THE
 NORTHWESTERN CORNER OF PROPERTY IDENTIFIED AS DISTRICT 200, SECTION  82,
 BLOCK 1, LOT 1.1; THENCE SOUTH ALONG THE WESTERLY BOUNDARY OF SAID PROP-
 ERTY  AND  THE  WESTERLY BOUNDARY OF THE PROPERTY IDENTIFIED AS DISTRICT
 200, SECTION 82, BLOCK 1, LOT 1.2 TO THE NORTHWEST  CORNER  OF  PROPERTY
 IDENTIFIED  AS DISTRICT 200, SECTION 82, BLOCK 1, LOT 5.1; THENCE SOUTH-
 WARD ALONG THE WESTERLY BOUNDARY  OF  SAID  PROPERTY  TO  THE  NORTHEAST
 CORNER OF THE PROPERTY IDENTIFIED AS DISTRICT 200, SECTION 105, BLOCK 3,
 LOT  5, THENCE SOUTHWARD ALONG THE EASTERLY BOUNDARY OF SAID PROPERTY TO
 THE NORTH SIDE OF ROUTE 25A; THENCE SOUTHWARD CROSSING ROUTE 25A TO  ITS
 SOUTH SIDE; thence westward along the southerly boundary of Route 25A to
 the point or place of beginning, and excluding [one] TWO distinct [area]
 AREAS  described  as  follows:  The FIRST area defined as beginning at a
 point where the westerly side of William Floyd Parkway (County Road  46)
 meets northerly side of the Long Island Railroad (LIRR); thence westward
 along  the  northerly  side  of the LIRR to Moriches-Middle Island Road;
 thence generally northwestward along the northerly side of Moriches-Mid-
 dle Island Road to the southerly side of Long Island  Expressway  (Route
 495);  thence  eastward  along  the  southerly  side  of the Long Island
 Expressway (Route 495) to the westerly side  of  William  Floyd  Parkway
 (County  Road  46);  thence southward along the westerly side of William
 Floyd Parkway (County Road 46) and containing the subdivision  known  as
 RB  Industrial  Park,  to the point or place of beginning AND THE SECOND
 AREA DEFINED AS THE PROPERTY DESCRIBED  AS  DISTRICT  200,  SECTION  39,
 BLOCK 1, LOT 1.1.

 A. 9508--B                         71
 
   11.  "Core preservation area" shall mean the core preservation area of
 the Central Pine Barrens area which comprise the largest intact areas of
 undeveloped pine barrens as described and bounded as follows:
   Beginning  at  a  point  where the northwestern corner of the New York
 State Rocky Point Natural Resource Management Area (the "NYS Rocky Point
 Land") intersects the southerly side of NYS Route 25A; thence  generally
 southward and eastward along the generally westerly and southerly bound-
 aries of the NYS Rocky Point Land (including the Currans Road Pond State
 Wildlife Management Area, all adjacent or contiguous undeveloped Town of
 Brookhaven  parks,  preserves,  open space areas, or reserved areas, and
 the crossings of the undeveloped Suffolk County property  known  as  the
 Port  Jefferson  -  Westhampton  road right of way, Whiskey Road, County
 Route 21, and Currans Road), and including those  properties  identified
 as  District 200, Section 346, Block 1, Lots 3 and 4, to the point where
 the NYS Rocky Point Land meets  the  northerly  side  of  NYS  Route  25
 (Middle  Country  Road); thence eastward along the northerly boundary of
 NYS Route 25 to the southeastern corner of that property west  of  Wood-
 lots Road which is identified as District 200, Section 349, Block 2, Lot
 1.3;  thence  northward  along the easterly boundary of that property to
 the Suffolk County Pine  Trail  Nature  Preserve;  thence  eastward  and
 southeastward  along  the  southerly boundary of the Suffolk County Pine
 Trail Nature Preserve  where  the  Preserve  is  adjacent  to  developed
 parcels or parcels in agricultural or horticultural use, or along a line
 parallel to, and 100 (one hundred) feet south of, the Preserve where the
 Preserve  is  adjacent  to  parcels  which are undeveloped as of June 1,
 1993, to County Route 46; thence southward along the  easterly  boundary
 of  County Route 46 to NYS Route 25; thence eastward along the southerly
 boundary of NYS Route  25  to  the  Suffolk  County  Pine  Trail  Nature
 Preserve;  thence  southward  along the westerly boundary of the Suffolk
 County Pine Trail Nature Preserve where  the  Preserve  is  adjacent  to
 developed  parcels,  or  along a line parallel to, and 100 (one hundred)
 feet west of, the Preserve where the Preserve  is  adjacent  to  parcels
 which  are  undeveloped  as of June 1, 1993, to the northern boundary of
 the United States land known as Brookhaven National  Laboratory;  thence
 generally  westward  along the northerly boundary of Brookhaven National
 Laboratory to County Route 46 (William Floyd Parkway); thence  generally
 northwestward  on  a straight line to the intersection of Sally Lane and
 Pond Lane; thence westward along the southerly side of Pond Lane to Ruth
 Lane; thence northward along the westerly side of Ruth Lane to NYS Route
 25; thence westward along the northerly side of  NYS  Route  25  to  the
 southeast  corner  of the NYS Middle Island State Game Farm and Environ-
 mental Education Center; thence northward, westward, and southward along
 the easterly, northerly, and  westerly  boundaries  of  the  NYS  Middle
 Island  State  Game Farm and Environmental Education Center to NYS Route
 25; thence westward along the southerly side of NYS Route 25,  excluding
 all  parcels  abutting that road which are developed as of June 1, 1993,
 to Giant Oak Road; thence southward along the easterly side of Giant Oak
 Road to Medford Road; thence southwestward along the southeasterly  side
 of Medford Road crossing to the west side of Smith Road; thence souther-
 ly  along  the  westerly  side  of Smith Road to the southeast corner of
 District 200, Section 406, Block 1, Lot 6; thence westward and northward
 along the southerly and westerly sides of said parcel to  the  southerly
 side  of the developed lands known as Strathmore Ridge; thence westward,
 northward and eastward along the southerly, westerly and northerly sides
 of the developed lands known as Strathmore Ridge to the westerly side of
 Smith Road; thence northerly along the westerly side of  Smith  Road  to

 A. 9508--B                         72

 the  southerly side of NYS Route 25; thence westerly along the southerly
 side of NYS Route 25, to the northwestern corner of that property  which
 is  identified  as  District  200, Section 406, Block 1, Lot 4.3; thence
 southerly  along  the  westerly boundary of that property and continuing
 southward along the westerly  sides  of  the  properties  identified  as
 District  200, Section 406, Block 1, Lot 4.6; District 200, Section 406,
 Block 1, Lot 4.4 and District 200, Section 504, Block 1, Lot  2  to  the
 southerly  side  of  Longwood  Road; thence eastward along the southerly
 side of Longwood Road to the northwest corner of the property identified
 as District 200, Section 504, Block 1, Lot  7.2;  thence  southward  and
 westward  along  the  generally  westerly boundary of that parcel to the
 eastern end of Rugby Lane (also known as Rugby Avenue or Rugby Road),  a
 paper  street  shown  on  Suffolk County tax maps District 200, Sections
 500, 502, and 503; thence westward along the northerly boundary of Rugby
 Lane, across County Route 21, to the westerly boundary of  County  Route
 21  (Yaphank  - Middle Island Road); thence southward along the westerly
 boundary of County Route 21 to the northeastern  corner  of  the  parcel
 identified  as  District 200, Section 529, Block 1, Lot 28, and which is
 coterminous with the southerly boundaries of the parcels located on  the
 south  side of Rustic Lane; thence westward along the northerly boundary
 of that parcel to the southwest  corner  of  the  parcel  identified  as
 District  200,  Section  528,  Block  5, Lot 2; thence northward along a
 portion of the easterly boundary of the Carmans River,  which  comprises
 the  easterly boundary of the parcel identified as District 200, Section
 528, Block 5, Lot 1, to its intersection with the southern  boundary  of
 the  Suffolk  County  Nature Preserve parcel identified as District 200,
 Section 500, Block 1, Lot 1.4; thence eastward along the southern bound-
 ary of that parcel to the southeast corner of that parcel; thence north-
 ward along the easterly boundary of that Suffolk County Nature  Preserve
 parcel  to  the  southeast  corner of the Suffolk County Nature Preserve
 parcel identified as District 200, Section 500, Block 1, Lot 3.1, thence
 generally northward along the easterly boundary of that  parcel  to  the
 north  side  of East Bartlett Road; thence easterly along the north side
 of East Bartlett Road to the east side of County Road 21; thence  south-
 erly  along  the  east side of County Road 21 to the southwest corner of
 District 200, Section 501, Block 1, Lot 2.1; thence easterly and  north-
 erly along the southern and eastern sides of that property and northward
 along  the easterly side of District 0200, 50100, Block 0100, Lot 002002
 and across to the north side of Longwood Road; thence westerly along the
 north side of Longwood Road to the southeast  corner  of  District  200,
 Section  482,  Block 1, Lot 3.1; thence northward and eastward along the
 easterly and southerly boundaries of that parcel to the northwest corner
 of the parcel identified as District 200, Section 483, Block 2, Lot 1.4;
 thence eastward along the southerly  property  boundary  of  the  parcel
 identified as District 200, Section 482, Block 1, Lot 4 to the southeast
 corner  of  that parcel; thence northward along the easterly boundary of
 that parcel to the northeast corner of that parcel; thence eastward  and
 northward  along  the  southerly  and  easterly boundaries of the parcel
 identified as District 200, Section 456, Block 2, Lot 4 to the northeast
 corner of that parcel; thence generally northerly and westerly along the
 easterly and northerly boundary of Prosser Pines County Nature  Preserve
 to  County  Road  21;  thence westward (directly across County Route 21)
 along the southerly boundary of the property identified as District 200,
 Section 434, Block 1, Lot 12.1, to the southwest corner of the  property
 identified  as District 200, Section 434, Block 1, Lot 14.3, adjacent to
 the eastern side of Cathedral Pines County Park; thence northward  along

 A. 9508--B                         73
 
 the  eastern  boundary  of  Cathedral Pines County Park to the southeast
 corner of the property identified as District 200, Section 402, Block 1,
 Lot 23.1, thence continuing northward along  the  easterly  boundary  of
 that  property  to the southerly side of Lafayette Road; thence westward
 along the southerly side of Lafayette Road to the  eastern  boundary  of
 the property identified as District 200, Section 402, Block 1, Lot 24.7;
 thence  generally  in  a counter-clockwise direction along the easterly,
 northerly, westerly and northerly boundaries of  that  property  to  the
 easterly boundary of the parcel identified as District 200, Section 402,
 Block  1, Lot 19.2; thence northerly along the easterly side of said lot
 to the southeast corner of the  property  identified  as  District  200,
 Section  402,  Block  1, Lot 20, thence westward and northward along the
 southerly and westerly sides of that property to the southerly  side  of
 NYS  Route 25; thence westward along the southerly boundary of NYS Route
 25 to the northwestern corner of the parcel identified as District  200,
 Section  402,  Block  1,  Lot 16.4; thence generally southward along the
 westerly boundary of that parcel to the northerly boundary of the parcel
 identified as District 200, Section 454, Block 1, Lot 9.1; thence  west-
 ward  along the northerly boundary of that parcel to East Bartlett Road;
 thence southward along the easterly boundary of East  Bartlett  Road  to
 its  intersection  with Ashton Road; thence westward to the northeastern
 corner of the old filed map shown on District 200, Section  499;  thence
 westward  and  southward  along the northerly and westerly boundaries of
 the old filed map  shown  on  Suffolk  County  tax  maps  District  200,
 Sections  498, 499, and 527 to Hillcrest Road; thence eastward along the
 southerly boundary of Hillcrest Road to Ashton  Road;  thence  southward
 along  the  easterly side of Ashton Road to Granny Road; thence eastward
 along the southerly side of Granny Road to the northwesterly  corner  of
 District  200,  Section  547, Block 1, Lot 18.1; thence generally south-
 ward, westward, southward, eastward and northward in a counter-clockwise
 direction along the western, northern, southern and  eastern  boundaries
 of  said  parcel  to  the  southeast  corner of the parcel identified as
 District 200, Section 548, Block 1, Lot 3; thence  northward  along  the
 easterly  boundary of that parcel to its northeast corner; thence gener-
 ally northward, northeastward and eastward along the westerly, northwes-
 terly and northerly sides of German Boulevard to its  intersection  with
 the northeasterly side of Lakeview Boulevard; thence southeastward along
 the northeasterly side of Lakeview Boulevard to the westerly boundary of
 the  parcel  identified  as  District  200, Section 611, Block 1, Lot 5;
 thence northward along the westerly  boundary  of  that  parcel  to  its
 northwest  corner;  thence  southward along the westerly boundary of the
 parcel identified as District 200, Section 579, Block 3, Lot 1, compris-
 ing part of the western bank of the Carmans River also  known  as  Upper
 Lake,  to  the  northerly  side of Mill Road, also known as County Route
 101; thence eastward along the northerly side of Mill Road to the north-
 east corner of the parcel identified as District 200, Section 579, Block
 3, Lot 19; thence westerly along the northerly boundary of  that  parcel
 to  the  eastern  boundary  of  the  parcel  identified as District 200,
 Section 579, Block 3, Lot 1; thence northward along the easterly side of
 that parcel, comprising part of the eastern bank of  the  Carmans  River
 also  known as Upper Lake, to the southwest corner of the parcel identi-
 fied as District 200, Section 548, Block 2,  Lot  5.1;  thence  eastward
 along  the  southern  boundary  of  that parcel to its southeast corner;
 thence eastward across County Route 21  to  its  easterly  side;  thence
 northward  along  the easterly boundary of County Route 21 to the south-
 west corner of the  Suffolk  County  Nature  Preserve  parcel  known  as

 A. 9508--B                         74
 
 Warbler  Woods and identified as District 200, Section 551, Block 1, Lot
 4; thence generally eastward along the southerly boundary of the Warbler
 Woods parcel and then southward along the westerly boundary of an exten-
 sion  of that parcel's southerly boundary to the southeast corner of the
 southern terminus of Harold Road; thence generally  westward,  southward
 and  westward  in  a  counter-clockwise  direction  along the northerly,
 westerly, northerly and westerly boundaries of the Suffolk County Nature
 Preserve parcel known as Fox  Lair,  and  identified  as  District  200,
 Section  580,  Block  3, Lot 24.2, to the northwest corner of the parcel
 Suffolk County  Water  Authority  parcel  identified  as  District  200,
 Section 580, Block 3, Lot 24.6; thence southward, eastward and southward
 along  the  westerly  boundary  and southerly boundaries of that Suffolk
 County Water Authority parcel to Main Street; thence eastward along  the
 north side of Main Street to the southeast corner of said Suffolk County
 Water  Authority  parcel to its southeast corner; thence northward along
 the easterly boundary of that parcel to the southwest property  boundary
 of the Suffolk County Nature Preserve parcel known as Fox Lair and iden-
 tified as District 200, Section 580, Block 3, Lot 24.2, thence generally
 eastward, southward, eastward, northward and eastward along the souther-
 ly  boundaries  of said parcel and eastward along the southerly boundary
 of the Suffolk County Nature Preserve parcel identified as District 200,
 Section 583, Block 1, Lot 4.1, to the west side of the unimproved north-
 south oriented road known variously as Smith  Road,  Longwood  Road  and
 Private Road; thence southward along the westerly boundary of Smith Road
 to  the  north side of the Long Island Expressway; thence westward along
 the northerly boundary of the Long Island Expressway to the  south  side
 of  Main Street in Yaphank; thence westward along the southerly boundary
 of Main Street in Yaphank to the westernmost extent along Main Street of
 the Southaven County Park boundary; thence westward across  County  Road
 21  to  the  western boundary of the County Road 21 right-of-way; thence
 southward along the western boundary of the County Road 21  right-of-way
 to  the northerly side of the parcel identified as District 200, Section
 611, Block 3, Lot 16, comprising the northerly bank of the Carmans River
 known as Lower Lake; thence westward along the northerly  side  of  that
 property  to  the  southwest corner of the parcel identified as District
 200, Section 612, Block 4, Lot 1; thence northward  along  the  westerly
 boundary  of  that parcel to the southerly side of County Route 21 known
 as Main Street; thence westward along the southerly side of County Route
 21 known as Main Street to the northeast corner of the parcel identified
 as District 200, Section 612, Block 2, Lot 12;  thence  southward  along
 the  easterly  boundary  of  that  parcel to the southeast corner of the
 parcel identified as District 200, Section 612, Block 2, Lot 11;  thence
 westward and northwestward along the northerly and northeasterly bounda-
 ries  of  the  Town  of  Brookhaven  parcel  identified as District 200,
 Section 611, Block 3, Lot 9 to the south side of Mill Road,  also  known
 as  County  Road  101; thence generally westward and southward along the
 southerly side of Mill Road and continuing southward along  the  eastern
 side  of  Patchogue-Yaphank  Road, also known as County Road 101, to the
 southerly side of Gerard Road; thence eastward along the southerly  side
 of  Gerard  Road  to  its  westerly  boundary  known as the map of Grand
 Heights, filed in the offices of the Suffolk County clerk; thence south-
 ward along the westerly map line of the filed map known as Grand Heights
 to the north side of the Long Island Expressway NYS  Route  495;  thence
 easterly  along  the  northerly  side  of the Long Island Expressway NYS
 Route 495 to the westerly side of  County  Route  21  known  as  Yaphank
 Avenue;  thence  southward  along the westerly side of Yaphank Avenue to

 A. 9508--B                         75
 
 the south side of the Long Island Expressway; thence eastward along  the
 south  side  of  the  Long Island Expressway to the westerly boundary of
 Southaven County Park, thence generally  southward  along  the  westerly
 boundary  of  Southaven County Park to the northeast corner of the lands
 of Suffolk County identified as District 200, Section 665, Block 2,  Lot
 1;  thence  generally southward along the easterly boundary of said lot,
 crossing the LIRR and Park Street and  continuing  southward  along  the
 westerly  boundary  of  Davenport  Avenue  as shown on the old filed map
 known as Bellhaven Terrace; thence  southward  and  eastward  along  the
 westerly  and  southerly boundaries of the parcel identified as District
 200, Section 744, Block 1, Lot 10 to the westerly boundary of the parcel
 identified as District 200,  Section  781,  Block  1,  Lot  3.1;  thence
 continuing  southerly  along the westerly boundary of that parcel to the
 easterly boundary of Gerard Road; thence southward  along  the  easterly
 boundary  of  Gerard  Road  to Victory Avenue; thence eastward along the
 northerly boundary of Victory Avenue to a point where the west  bank  of
 the Carmans River passes under Victory Avenue and Route 27; thence south
 under  Route  27  to the southerly side of Montauk Highway also known as
 County Road 80; thence westward along  the  southerly  side  of  Montauk
 Highway County Road 80, including lands owned by the United States known
 as Wertheim National Wildlife Refuge (the "Refuge"), to the eastern side
 of Old Stump Road; thence southward along the easterly side of Old Stump
 Road to the northerly side of Beaver Dam Road; thence eastward along the
 northerly  side  of  Beaver  Dam  Road  to the lands owned by the United
 States known  as  Wertheim  National  Wildlife  Refuge  (the  "Refuge"),
 including  the Carmans River; thence generally westerly and southerly to
 the waters of Bellport Bay; thence generally easterly across the Bay and
 northerly along the easterly boundary of the Refuge, including all lands
 currently part of the Refuge and any lands which may become part of  the
 Refuge  in the future to the east side of the southern terminus of Smith
 Road; thence northward along the easterly side  of  Smith  Road  to  the
 southwesterly corner of the property identified as District 200, Section
 974.50,  Block  1,  Lot 11; thence eastward, northward and westward in a
 counter-clockwise direction along the  southern,  eastern  and  northern
 boundaries  of  that property to the easterly side of Smith Road; thence
 northward along the easterly side of Smith Road to the northerly side of
 Montauk Highway County Road 80; thence northeasterly to the southwester-
 ly corner of the property identified as District 200, Section 849, Block
 2, Lot 2; thence eastward along the northerly boundary of Montauk  High-
 way  to  the southeasterly corner of the property identified as District
 200, Section 850, Block 3, Lot 8; thence northward to the  northeasterly
 corner  of  that  parcel, including all lands owned by the United States
 known as Wertheim National Wildlife Refuge (the "Refuge")  at  any  time
 between  June  1,  1993  and the present, and any lands which may become
 part of the Refuge in the future; thence  northwestward  across  Sunrise
 Highway (NYS Route 27) to the southwesterly corner of the property iden-
 tified  as  District  200, Section 850, Block 2, Lot 1; thence northward
 along the westerly boundary of that parcel across to the northerly boun-
 dary of Victory Avenue; thence westward along the northerly boundary  of
 Victory  Avenue to the westerly boundary of River Road; thence northward
 along the westerly boundary of River Road to the north side of the  Long
 Island  Rail Road right-of-way; thence easterly along the northerly side
 of the Long Island Rail Road right-of-way to the north side  of  Morich-
 es-Middle Island Road; thence generally northward and westward along the
 northerly  side  of Moriches-Middle Island Road to the northerly side of
 the Long Island Expressway; thence westward along the northerly boundary

 A. 9508--B                         76

 of the Long Island Expressway to the southeasterly corner of  the  Long-
 wood  Greenbelt  property  (the  property  identified  as  District 200,
 Section 583, Block 2, Lot 1.1);  thence  northward  along  the  easterly
 boundary  of  the  Longwood  Greenbelt property to its northeast corner;
 thence eastward to the southwesterly corner of  the  property  known  as
 District  200,  Section 552, Block 1, Lot 8; thence generally northeast-
 ward along the easterly boundary of the property identified as  District
 200,  Section  552, Block 1, Lot 1.7 to the northeasterly corner of that
 parcel; thence eastward along the southerly boundaries  of  the  parcels
 identified  as  District  200, Section 504, Block 1, Lot 8, and District
 200, Section 504, Block 1, Lot 11,  to  the  westerly  boundary  of  the
 William  Floyd  Parkway  (County  Route  46); thence northward along the
 westerly side of County Route 46 to a point  2000  (two  thousand)  feet
 south of the southern bank of the Peconic River crossing of County Route
 46;  thence  generally  southeastward along a line parallel to, and 2000
 (two thousand) feet generally south or southwest of,  and  parallel  to,
 the  southernmost bank of the Peconic River to a point where the Peconic
 River crosses the unpaved, unnamed,  north-south  firebreak  and  patrol
 road on the eastern half of the Brookhaven National Laboratory property;
 thence  southward and southwestward along the easterly and southeasterly
 boundaries of the unpaved, unnamed,  north-south  firebreak  and  patrol
 road  starting on the eastern half of the Brookhaven National Laboratory
 property to the Brookhaven National Laboratory road known as  Brookhaven
 Avenue;  thence  due  westward  along  a straight line to the Brookhaven
 National Laboratory road known  as  Princeton  Avenue;  thence  westward
 along  the southerly boundary of Princeton Avenue to the unnamed Labora-
 tory road which diverts southwest in the vicinity of the Laboratory gate
 house; thence southwestward along the  southerly  side  of  the  unnamed
 Laboratory  road  just  described  to  County Route 46; thence southward
 along the easterly side of County Route 46  to  NYS  Route  495;  thence
 eastward  along  the northerly boundary of NYS Route 495 to County Route
 111; thence southeastward along the northerly boundary of  County  Route
 111 to NYS Route 27 (Sunrise Highway); thence generally southward across
 NYS  Route  27 to the westernmost extent along NYS Route 27 of the unde-
 veloped portion (as of June 1, 1993) of the parcel assemblage  comprised
 of those parcels identified as District 200, Section 594, Block 2, Lot 4
 and District 900, Section 325, Block 1, Lot 41.2; thence southward along
 the westerly boundary of the undeveloped portion (as of June 1, 1993) of
 that  parcel  assemblage  to  County Route 71 (Old Country Road); thence
 eastward along the northerly boundary of County Route 71 to  the  south-
 eastern  corner  of  the  Suffolk County Nature Preserve lands which run
 from NYS Route 27 south to County Route 111 and which adjoin the easter-
 ly side of the preceding assemblage; thence northward along the easterly
 boundary of that Suffolk County Nature Preserve assemblage (crossing the
 County Route 111 right of way) to NYS Route 27;  thence  eastward  along
 the  southerly  boundary  of  NYS  Route  27 to the westerly end of 19th
 Street as shown in the old filed map contained within the tax map  iden-
 tified as District 900, Section 276, Block 2; thence southward along the
 westerly boundary of that old filed map (shown in District 900, Sections
 276,  302, 303, 327, and 328), and coterminous with the westerly side of
 those parcels along the westerly side of Oishei Road,  to  County  Route
 71;  thence  eastward along the northerly boundary of County Route 71 to
 the southeasterly corner of  the  parcel  identified  as  District  900,
 Section 328, Block 2, Lot 19; thence northward along the easterly bound-
 ary  of that old filed map surrounding Oishei Road, and coterminous with
 the easterly side of those parcels along the  easterly  side  of  Oishei

 A. 9508--B                         77
 
 Road, to a point along that line due west of the northwesterly corner of
 the  parcel  containing  the  Suffolk  County  facilities  identified as
 District 900, Section 331, Block 1, Lot 1; thence due eastward  along  a
 straight  line  to the northwesterly corner of that parcel; thence east-
 ward along the northerly boundary of that parcel  to  its  northeasterly
 corner  shown  in District 900, Section 307; thence due eastward along a
 straight line to Summit Boulevard; thence southward along  the  westerly
 side  of  Summit Boulevard to County Route 71; thence eastward along the
 northerly side of County Route 71, excluding all parcels  abutting  that
 road  which  are  developed  as of June 1, 1993, to the Long Island Rail
 Road tracks; thence eastward along the northerly boundary  of  the  Long
 Island  Rail Road tracks to County Route 31 (Old Riverhead Road); thence
 northward along the westerly boundary of County Route 31 to  that  point
 opposite  the point along the easterly side of County Route 31 (north of
 the Stewart Avenue intersection) at which the undeveloped portion (as of
 June 1, 1993) of the Suffolk County Airport (Gabreski  Airport)  occurs;
 thence  generally northward, eastward and southward around the westerly,
 northerly and easterly boundaries of the undeveloped portion (as of June
 1, 1993) of the airport property (excluding from the  Core  Preservation
 Area  those  portions  of the airport property which are occupied by the
 runways, their associated maintenance areas, and those areas  identified
 for future use in the Suffolk County Airport Master Plan approved by the
 County  Legislature)  to  the Long Island Rail Road tracks (including in
 the Core Preservation Area those portions of the airport property  which
 are adjacent to the Quogue Wildlife Refuge's westerly boundary and which
 are in their natural state); thence eastward along the northerly bounda-
 ry  of  the  Long Island Rail Road tracks to the southeasterly corner of
 the Town of Southampton parcel identified as District  902,  Section  1,
 Block  1,  Lot  22.1;  thence generally northward and eastward along the
 easterly border of that parcel and the Town of  Southampton  parcels  to
 the  immediate  north  identified as District 900, Section 313, Block 1,
 Lot 42.1 and District 900, Section 287, Block  1,  Lot  1.55  to  County
 Route  104; thence northward along the westerly boundary of County Route
 104 to a point 1000 (one thousand)  feet  southward  of  NYS  Route  27;
 thence  eastward  along a line parallel to, and 1000 (one thousand) feet
 south of, NYS Route 27, to the westerly boundary of the  parcel  identi-
 fied  as  District  900,  Section  252, Block 1, Lot 1; thence southward
 along the westerly boundary of that parcel to the Long Island Rail  Road
 tracks;  thence eastward along the northerly boundary of the Long Island
 Rail Road tracks to Montauk Highway; thence eastward along the northerly
 boundary of Montauk Highway to that point where the boundary  of  Sears-
 Bellows  County Park heads northward along the eastern side of the Munns
 Pond portion; thence northward along the easterly boundary of Sears-Bel-
 lows County Park, to NYS Route 27; thence eastward along  the  northerly
 boundary  of  NYS  Route  27  to  NYS Route 24 (Riverhead - Hampton Bays
 Road); thence generally northwestward and westward along  the  southwes-
 terly boundary of NYS Route 24 to the easternmost extent along NYS Route
 24  of  the  Suffolk County Parkland known as Flanders or Hubbard County
 Park; thence generally northward,  westward,  and  southward  along  the
 easterly,  northerly,  and  westerly  boundaries  of Flanders or Hubbard
 County Park, including all adjacent or contiguous  undeveloped  Town  of
 Southampton  parks,  preserves,  open space areas, or reserved areas, to
 NYS Route 24; thence westward along the southerly boundary of NYS  Route
 24  to  Pleasure  Drive; thence southward along the easterly boundary of
 Pleasure Drive a distance of 2000 (two  thousand)  feet,  excluding  all
 parcels  abutting  that  road  which  are  developed as of June 1, 1993;

 A. 9508--B                         78
 
 thence generally westward along a  straight  line  to  the  southernmost
 extent  of  the NYS David Sarnoff Preserve along the westerly boundaries
 of the parcels on the westerly side of Brookhaven Avenue; thence  gener-
 ally northward and westward along the easterly and northerly boundary of
 the  NYS David Sarnoff Pine Barrens Preserve, crossing County Routes 105
 and 104, to County Route 63 (Riverhead-Moriches Road); thence  generally
 westward and northward along the northerly boundary of the Suffolk Coun-
 ty  Cranberry  Bog  County  Nature  Preserve  to County Route 51; thence
 southwesterly along the westerly side of County Route 51 to the boundary
 of the Cranberry Bog County Nature Preserve; thence westward and  north-
 ward  along  the  northeasterly  boundary of Cranberry Bog County Nature
 Preserve to County Route 94 (also known  as  NYS  Route  24,  or  Nugent
 Drive);  thence  eastward along the northerly side of County Route 94 to
 the County Route 94A bridge; thence northward along the westerly side of
 the County Route 94A bridge to the Riverhead-Southampton border;  thence
 westward  along the Riverhead-Southampton border, and the Riverhead-Bro-
 okhaven Border, to the Forge Road Bridge;  thence  northward  along  the
 westerly  boundary  of  the  Forge  Road  Bridge  to  Forge Road; thence
 northwestward along the westerly boundary of  Forge  Road  to  the  Long
 Island Rail Road tracks; thence northward along the westerly boundary of
 Forge Road (unpaved) to the intersection of NYS Route 25 and River Road;
 thence  westward  along  the southerly boundary of River Road to Edwards
 Avenue; thence westward along  the  southerly  boundary  of  River  Road
 (Grumman  Boulevard  or  Swan Pond Road) to the southeast corner of that
 parcel containing Conoe (or Canoe) Lake and identified as District  600,
 Section  137,  Block 1, Lot 1; thence northward, westward, and southward
 along the borders of that parcel containing Conoe  (or  Canoe)  Lake  to
 River  Road  (Grumman  Boulevard);  thence  westward along the northerly
 boundary of Grumman Boulevard to  the  southeasternmost  corner  of  the
 undeveloped   portion  (as  of  June  1,  1993)  of  the  United  States
 Navy/Grumman Corporation property located on the north side  of  Grumman
 Boulevard  and adjacent to the Grumman entrance known as the South Gate;
 thence due north along the easternmost edge of that undeveloped  portion
 (as of June 1, 1993) of the United States Navy/Grumman Corporation prop-
 erty to NYS Route 25; thence along a straight line to the northerly side
 of  NYS  Route  25 to a point occupied by the southeasternmost corner of
 the parcel assemblage comprised of District 600, Section  75,  Block  3,
 Lot  10.1,  and District 600, Section 96, Block 1, Lot 14, and otherwise
 known as Camp Wauwepex; thence northward, westward, and generally south-
 ward along the easterly, northerly, and generally westerly boundaries of
 the Camp Wauwepex assemblage to NYS Route 25; thence westward along  the
 northerly  side  of  NYS Route 25 to Montauk Trail; thence northeastward
 along the northwesterly side of Montauk Trail to Panamoka Trail;  thence
 northward  along  the  westerly  side  of  Panamoka Trail, excluding all
 parcels abutting that road which are developed as of June  1,  1993,  to
 Matinecock Trail; thence westward along the southerly side of Matinecock
 Trail to the easterly boundary of Brookhaven State Park; thence general-
 ly  northward  along  the  easterly  boundary  of Brookhaven State Park,
 including all adjacent or  contiguous  undeveloped  Town  of  Brookhaven
 parks,  preserves,  open  space  areas, or reserved areas, to its inter-
 section with NYS Route 25A; [thence westward along the southerly side of
 NYS Route 25A to the  northeast  corner  of  the  Shoreham-Wading  River
 school  district property;] THENCE EASTWARD ALONG THE SOUTHERLY BOUNDARY
 OF ROUTE 25A TO A POINT DUE SOUTH OF THE SOUTHEAST CORNER OF THE  PARCEL
 IDENTIFIED  AS  DISTRICT  200,  SECTION  128,  BLOCK  1, LOT 3.1; THENCE
 NORTHEASTWARD, NORTHWARD AND WESTWARD ALONG THE SOUTHERLY, EASTERLY  AND

 A. 9508--B                         79
 
 NORTHERLY  SIDES  OF THE PARCEL IDENTIFIED AS DISTRICT 200, SECTION 128,
 BLOCK 1, LOT 1 TO THE SOUTHEAST  CORNER  OF  THE  PARCEL  IDENTIFIED  AS
 DISTRICT  200,  SECTION 82, BLOCK 1, LOT 5.2; THENCE NORTHWARD ALONG THE
 EAST  SIDE  OF  THIS  PARCEL  TO ITS INTERSECTION WITH THE SOUTH SIDE OF
 NORTH COUNTRY ROAD; THENCE NORTHWARD CROSSING NORTH COUNTRY ROAD TO  ITS
 NORTHERLY  SIDE; THENCE EASTWARD ALONG THE NORTHERLY SIDE OF NORTH COUN-
 TRY ROAD TO THE BROOKHAVEN TOWN-RIVERHEAD TOWN LINE; THENCE IN A  GENER-
 ALLY  NORTHWESTWARD  DIRECTION ALONG SAID TOWN LINE TO A POINT IN WADING
 RIVER CREEK WITH THE COORDINATES 40.96225 LATITUDE AND -72.863633 LONGI-
 TUDE; THENCE WESTWARD A DISTANCE OF APPROXIMATELY 90 FEET TO THE EASTER-
 LY SIDE OF LILCO ROAD; THENCE SOUTHWARD ALONG LILCO ROAD TO  ITS  INTER-
 SECTION WITH THE NORTH SIDE OF NORTH COUNTRY ROAD; THENCE WESTWARD ALONG
 THE  NORTH  SIDE  OF  NORTH  COUNTRY ROAD TO THE SOUTHEAST CORNER OF THE
 PARCEL IDENTIFIED AS DISTRICT 200, SECTION 39, BLOCK 1, LOT 2; THENCE IN
 A NORTHWARD AND WESTWARD DIRECTION  ALONG  THE  EASTERLY  AND  NORTHERLY
 SIDES OF SAID PARCEL TO ITS NORTHWEST CORNER; THENCE NORTHWARD ALONG THE
 WESTERLY  BOUNDARY OF THE PARCEL IDENTIFIED AS DISTRICT 200, SECTION 83,
 BLOCK 1, LOT 1.4 TO ITS NORTHWEST  CORNER  AND  THE  SHORELINE  OF  LONG
 ISLAND  SOUND;  THENCE  WESTWARD /ALONG THE NORTHERLY SIDE OF THE PARCEL
 IDENTIFIED AS DISTRICT 200, SECTION 83, BLOCK 1, LOT 1.4 AND  CONTINUING
 IN  A  WESTWARD DIRECTION ALONG THE NORTHERLY SIDE OF THE PARCEL IDENTI-
 FIED AS DISTRICT 200, SECTION 39, BLOCK 1, LOT  1.2  AND  THE  SOUTHERLY
 EXTENT  OF THE LONG ISLAND SOUND TO THE NORTHWEST CORNER OF THE PROPERTY
 IDENTIFIED AS DISTRICT 200, SECTION 39, BLOCK 1, LOT 1.2; THENCE  SOUTH-
 WARD ALONG THE WESTERLY BOUNDARY OF SAID PROPERTY TO NORTH COUNTRY ROAD;
 THENCE  WEST  ALONG  THE SOUTHERLY BOUNDARY OF NORTH COUNTRY ROAD TO THE
 NORTHWESTERN CORNER OF THE PROPERTY IDENTIFIED AS DISTRICT 200,  SECTION
 82,  BLOCK  1, LOT 1.1; THENCE SOUTH ALONG THE WESTERLY BOUNDARY OF SAID
 PROPERTY AND  THE  WESTERLY  BOUNDARY  OF  THE  PROPERTY  IDENTIFIED  AS
 DISTRICT  200,  SECTION  39, BLOCK 1, LOT 1.2 TO THE NORTHWEST CORNER OF
 PROPERTY IDENTIFIED AS DISTRICT 200,  SECTION  82,  BLOCK  1,  LOT  5.1;
 THENCE  SOUTHWARD ALONG THE WESTERLY BOUNDARY OF SAID PROPERTY IN A LINE
 TO THE NORTHEAST CORNER OF PROPERTY IDENTIFIED AS DISTRICT 200,  SECTION
 105,  BLOCK  3,  LOT  5; THENCE SOUTHWARD ALONG THE EASTERLY BOUNDARY OF
 SAID PROPERTY TO THE NORTH SIDE OF ROUTE 25A; THENCE EASTWARD ALONG  THE
 NORTH  SIDE  OF  ROUTE  25A  TO  A POINT DIRECTLY NORTH OF THE NORTHEAST
 CORNER OF THE SHOREHAM-WADING RIVER  SCHOOL  DISTRICT  PROPERTY;  THENCE
 SOUTHWARD,  CROSSING  ROUTE 25A TO ITS SOUTHERLY BOUNDARY AND THE NORTH-
 EAST CORNER OF  THE  SHOREHAM-WADING  RIVER  SCHOOL  DISTRICT  PROPERTY;
 thence southward, westward, and northward along the easterly, southerly,
 and  westerly  boundaries  of  the Shoreham-Wading River school district
 property to NYS Route 25A; thence westward along the southerly  side  of
 NYS  Route  25A  to County Route 46; thence southward along the easterly
 side of County Route 46 to its intersection with the Suffolk County Pine
 Trail Nature Preserve; thence westward along the northerly  boundary  of
 the  Suffolk  County  Pine  Trail  Nature Preserve where the Preserve is
 adjacent to developed parcels or parcels in agricultural or horticultur-
 al use, or along a line parallel to, and 100 (one  hundred)  feet  north
 of,  the  Preserve  where  the Preserve is adjacent to parcels which are
 undeveloped as of June 1, 1993, to the southeastern corner of the parcel
 west of Woodlots Road and identified as District 200, Section 291, Block
 1, Lot 14.1; thence northward and westward along the easterly and north-
 erly boundaries of that parcel to Whiskey Road;  thence  westward  along
 the  southerly  side of Whiskey Road to Wading River Hollow Road; thence
 northward along the westerly side of Wading River  Hollow  Road  to  the
 boundary  of  the NYS Rocky Point Land; thence generally northward along

 A. 9508--B                         80
 
 the easterly boundary of the NYS Rocky Point Land, including  all  adja-
 cent or contiguous undeveloped Town of Brookhaven parks, preserves, open
 space  areas, or reserved areas, to NYS Route 25A; thence westward along
 the  southerly  side  of NYS Route 25A, excluding those parcels abutting
 that road which are developed as of June 1, 1993, and those lands  iden-
 tified for the reroute of Route 25A by the NYS Department of Transporta-
 tion,  to  the  northeastern corner of the parcel identified as District
 200, Section 102, Block 3, Lot 1.4; thence southward along the  westerly
 boundary  of  that  parcel  to  the  parcel  identified as District 200,
 Section 102, Block 3, Lot 1.6; thence generally westward  and  southward
 along the westerly boundaries of that parcel and the adjoining southerly
 parcel  identified as District 200, Section 102, Block 3, Lot 1.5 to the
 boundary of the NYS Rocky Point Land; thence westward along the norther-
 ly boundary of the NYS Rocky Point  Land  to  County  Route  21;  thence
 generally  westward  along a straight line across County Route 21 to the
 northernmost extent along County Route 21 of the NYS Rocky  Point  Land;
 thence  generally westward along the generally northerly boundary of the
 NYS Rocky Point Land to the point or place of beginning,  and  excluding
 the area defined as beginning at a point where the southerly boundary of
 NYS  Route  25  meets the easterly side of the Suffolk County Pine Trail
 Nature Preserve; thence southeastward along the  easterly  side  of  the
 Suffolk County Pine Trail Nature Preserve where the Preserve is adjacent
 to developed parcels, or along a line parallel to, and 100 (one hundred)
 feet  east  of,  the  Preserve where the Preserve is adjacent to parcels
 which are undeveloped as of June 1, 1993, to the  Long  Island  Lighting
 Company  high  voltage  transmission  lines;  thence northward along the
 westerly side of the Long Island Lighting Company  high  voltage  trans-
 mission  lines to NYS Route 25; thence westward along the southerly side
 of NYS Route 25 to the point or place of beginning;
 and excluding [two] THREE distinct areas described as follows: Area  One
 is the area defined as beginning at a point where the southerly boundary
 of NYS Route 25 meets the easterly side of the Suffolk County Pine Trail
 Nature  Preserve;  thence  southeastward  along the easterly side of the
 Suffolk County Pine Trail Nature Preserve where the Preserve is adjacent
 to developed parcels, or along a line parallel to, and 100 (one hundred)
 feet east of, the Preserve where the Preserve  is  adjacent  to  parcels
 which  are  undeveloped  as of June 1, 1993, to the Long Island Lighting
 Company high voltage transmission  lines;  thence  northward  along  the
 westerly  side  of  the Long Island Lighting Company high voltage trans-
 mission lines to NYS Route 25; thence westward along the southerly  side
 of NYS Route 25 to the point or place of beginning; Area Two is the area
 defined as beginning at the northwest corner of the parcel identified as
 District  200,  Section 552, Block 1, Lot 3; thence eastward, southwest-
 ward and generally northward  along  the  northerly,  southeasterly  and
 westerly  boundaries  of  that  parcel,  containing the sewage treatment
 facility known as the Dorade facility, to the point of  beginning;  AREA
 THREE  IS  DEFINED AS THE PARCEL IDENTIFIED AS DISTRICT 200, SECTION 82,
 BLOCK 1, LOT 3.
   BEGINNING AT A POINT ON THE SOUTHEASTERLY CORNER OF  THE  INTERSECTION
 OF  MORICHES-MIDDLE ISLAND ROAD AND CRANFORD BOULEVARD AND THENCE SOUTH-
 WARD ALONG THE EASTERLY BOUNDARY OF CRANFORD BOULEVARD TO THE SOUTHWEST-
 ERN CORNER OF PROPERTY IDENTIFIED AS DISTRICT 200, SECTION 645, BLOCK 3,
 LOT 29.1; THENCE SOUTHEASTWARD ALONG  THE  SOUTHERLY  BOUNDARY  OF  SAID
 PROPERTY  TO  ITS INTERSECTION WITH PROPERTY IDENTIFIED AS DISTRICT 200,
 SECTION 712, BLOCK 9,  LOT  1;  THENCE  GENERALLY  SOUTHWARD  ALONG  THE
 WESTERLY BOUNDARY OF SAID PROPERTY TO ITS INTERSECTION WITH THE NORTHER-

 A. 9508--B                         81
 
 LY  SIDE  OF  THE  EASTWARD  EXTENSION  OF GROVE DRIVE; THENCE SOUTHWARD
 CROSSING GROVE DRIVE TO ITS SOUTH SIDE; THENCE WESTWARD ALONG THE SOUTH-
 ERLY BOUNDARY OF THE GROVE DRIVE  ROAD  EXTENSION  TO  THE  NORTHWESTERN
 CORNER OF THE PROPERTY IDENTIFIED AS DISTRICT 200, SECTION 749, BLOCK 3,
 LOT 41.1 AND COMPRISED OF PARCELS OWNED BY THE COUNTY OF SUFFOLK AND THE
 TOWN OF BROOKHAVEN; THENCE SOUTHWARD TO THE SOUTHWESTERN CORNER OF PROP-
 ERTY  IDENTIFIED  AS  DISTRICT 200, SECTION 749, BLOCK 3, LOT 43; THENCE
 EASTWARD ALONG THE SOUTHERLY BOUNDARY OF SAID PROPERTY TO THE WEST  SIDE
 OF  LAMBERT AVENUE; THENCE CROSSING LAMBERT AVENUE TO ITS EASTERLY SIDE;
 THENCE SOUTHWARD ALONG THE EASTERLY BOUNDARY OF LAMBERT  AVENUE  TO  THE
 NORTHERLY   BOUNDARY   OF  THE  SUNRISE  HIGHWAY  SERVICE  ROAD;  THENCE
 NORTHEASTWARD ALONG  THE  NORTHERLY  BOUNDARY  OF  THE  SUNRISE  HIGHWAY
 SERVICE ROAD TO BARNES ROAD; THENCE NORTHWARD ALONG THE WESTERLY BOUNDA-
 RY  OF BARNES ROAD TO THE NORTHEASTERN CORNER OF THE PROPERTY IDENTIFIED
 AS DISTRICT 200, SECTION 750, BLOCK 3, LOT 40.2; THENCE  WESTWARD  ALONG
 THE  NORTHERLY  BOUNDARY OF PROPERTY IDENTIFIED AS DISTRICT 200, SECTION
 713, BLOCK 1, LOT 2; THENCE WESTWARD ALONG  THE  NORTHERLY  BOUNDARY  OF
 PROPERTY IDENTIFIED AS DISTRICT 200, SECTION 713, BLOCK 1, LOT 1; THENCE
 NORTHWARD  ALONG  THE  WESTERLY SIDE OF WEEKS AVENUE TO THE NORTHEASTERN
 CORNER OF PROPERTY IDENTIFIED AS DISTRICT 200, SECTION 713, BLOCK 3, LOT
 1; THENCE WESTWARD ALONG THE NORTHERLY  BOUNDARY  OF  SAID  PROPERTY  TO
 MICHIGAN  AVENUE; THENCE NORTHWARD ALONG THE EASTERLY BOUNDARY OF MICHI-
 GAN AVENUE TO MORICHES-MIDDLE ISLAND ROAD;  THENCE  WESTWARD  ALONG  THE
 SOUTHERLY BOUNDARY OF MORICHES-MIDDLE ISLAND ROAD TO THE POINT OF BEGIN-
 NING.
   § 2. The county of Suffolk planning department and the state office of
 general services shall compile a report providing an inventory of indus-
 trial  and  business  zoned  properties in the town of Brookhaven, of at
 least five acres, which would  be  suitable  for  solar  projects.  Such
 inventory  shall exclude areas of potential sensitivity such as one-hun-
 dred-year flood hazard zones,  historic  and/or  culturally  significant
 resources and properties within 100 feet landward of tidal or freshwater
 wetlands,  and  shall  only  include  lands  previously  cleared  and/or
 disturbed on or before January 1, 2016. Such report shall  be  submitted
 to the governor and the legislature no later than January 1, 2020.
   §  3. This act shall take effect on the first of January next succeed-
 ing the date on which it shall have become a law provided  that  if  the
 provisions  of this act establishing a new description and boundaries of
 the Central Pine Barrens Area or the core preservation area  removed  or
 excludes  any  of the lands of the Central Pine Barrens Area or the core
 preservation area as such lands are described and bounded in chapter 267
 of the laws of 2015, and/or protections established and/or  provided  by
 such  act,  this act shall be deemed repealed and of no force and effect
 and chapter 267 of the laws of 2015  shall  remain  in  full  force  and
 effect.   The state legislature shall notify the legislative bill draft-
 ing commission of any such decrease and resulting repeal in  order  that
 the  commission  may maintain an accurate and timely effective data base
 of the official text of the laws of the state of New York in furtherance
 of effectuating the provisions of section 44 of the legislative law  and
 section 70-b of the public officers law.
 
                                  PART DD
 
   Section  1.  Expenditures  of  moneys appropriated in a chapter of the
 laws of 2018 to the department  of  agriculture  and  markets  from  the
 special  revenue  funds-other/state  operations,  miscellaneous  special

 A. 9508--B                         82
 
 revenue fund-339,  public  service  account  shall  be  subject  to  the
 provisions  of  this section. Notwithstanding any other provision of law
 to the contrary, direct and indirect expenses relating to the department
 of   agriculture   and  markets'  participation  in  general  ratemaking
 proceedings pursuant to section 65 of the public service law or  certif-
 ication  proceedings  pursuant  to article 7 or 10 of the public service
 law, shall be deemed expenses of the department of public service within
 the meaning of section 18-a of the public service  law.  No  later  than
 August  15,  2019, the commissioner of the department of agriculture and
 markets shall submit an accounting of such expenses, including, but  not
 limited  to,  expenses  in the 2018 -- 2019 fiscal year for personal and
 non-personal services and fringe benefits, to the chair  of  the  public
 service  commission for the chair's review pursuant to the provisions of
 section 18-a of the public service law.
   § 2. Expenditures of moneys appropriated in a chapter of the  laws  of
 2018  to  the  department  of  state  from  the  special  revenue funds-
 other/state operations, miscellaneous special revenue  fund-339,  public
 service  account  shall  be  subject  to the provisions of this section.
 Notwithstanding any other provision of law to the contrary,  direct  and
 indirect  expenses  relating  to  the  activities  of  the department of
 state's utility intervention unit pursuant to subdivision 4  of  section
 94-a  of  the executive law, including, but not limited to participation
 in general ratemaking proceedings pursuant to section 65 of  the  public
 service  law or certification proceedings pursuant to article 7 or 10 of
 the public service law, shall be deemed expenses of  the  department  of
 public  service within the meaning of section 18-a of the public service
 law.  No later than August 15, 2019, the secretary of state shall submit
 an accounting of such expenses, including, but not limited to,  expenses
 in  the  2018 -- 2019 fiscal year for personal and non-personal services
 and fringe benefits, to the chair of the public service  commission  for
 the  chair's  review  pursuant  to the provisions of section 18-a of the
 public service law.
   § 3. Expenditures of moneys appropriated in a chapter of the  laws  of
 2018  to  the office of parks, recreation and historic preservation from
 the special revenue funds-other/state operations, miscellaneous  special
 revenue  fund-339,  public  service  account  shall  be  subject  to the
 provisions of this section. Notwithstanding any other provision  of  law
 to  the contrary, direct and indirect expenses relating to the office of
 parks, recreation and historic preservation's participation  in  general
 ratemaking  proceedings pursuant to section 65 of the public service law
 or certification proceedings pursuant to article 7 or 10 of  the  public
 service  law,  shall  be  deemed  expenses  of  the department of public
 service within the meaning of section 18-a of the public service law. No
 later than August 15, 2019, the commissioner of  the  office  of  parks,
 recreation  and historic preservation shall submit an accounting of such
 expenses, including, but not limited to, expenses in the  2018  --  2019
 fiscal  year for personal and non-personal services and fringe benefits,
 to the chair of the public service commission  for  the  chair's  review
 pursuant to the provisions of section 18-a of the public service law.
   §  4.  Expenditures of moneys appropriated in a chapter of the laws of
 2018 to the department of environmental conservation  from  the  special
 revenue funds-other/state operations, environmental conservation special
 revenue  fund-301,  utility  environmental  regulation  account shall be
 subject to the provisions of this  section.  Notwithstanding  any  other
 provision  of law to the contrary, direct and indirect expenses relating
 to the department of environmental conservation's participation in state

 A. 9508--B                         83
 
 energy policy proceedings,  or  certification  proceedings  pursuant  to
 article  7  or 10 of the public service law, shall be deemed expenses of
 the department of public service within the meaning of section  18-a  of
 the  public service law. No later than August 15, 2019, the commissioner
 of the department of environmental conservation shall submit an account-
 ing of such expenses, including, but not limited  to,  expenses  in  the
 2018  --  2019  fiscal  year  for personal and non-personal services and
 fringe benefits, to the chair of the public service commission  for  the
 chair's  review pursuant to the provisions of section 18-a of the public
 service law.
   § 5. Notwithstanding any other law, rule or regulation to the  contra-
 ry,  expenses  of  the  department  of  health  public service education
 program incurred pursuant to appropriations from  the  cable  television
 account of the state miscellaneous special revenue funds shall be deemed
 expenses  of  the department of public service. No later than August 15,
 2019, the commissioner of the  department  of  health  shall  submit  an
 accounting  of  expenses in the 2018 -- 2019 fiscal year to the chair of
 the public service commission for the chair's  review  pursuant  to  the
 provisions of section 217 of the public service law.
   §  6.  Any  expense  deemed to be expenses of the department of public
 service pursuant to sections one through four of this act shall  not  be
 recovered  through  assessments  imposed  upon telephone corporations as
 defined in subdivision 17 of section 2 of the public service law.
   § 7. This act shall take effect immediately and  shall  be  deemed  to
 have  been in full force and effect on and after April 1, 2018 and shall
 be deemed repealed April 1, 2019.
 
                                  PART EE
 
   Section 1. Expenditures  of  moneys  by  the  New  York  state  energy
 research  and  development  authority  for  services and expenses of the
 energy  research,  development  and  demonstration  program,   including
 grants, the energy policy and planning program, the zero emissions vehi-
 cle  and  electric vehicle rebate program, and the Fuel NY program shall
 be subject to  the  provisions  of  this  section.  Notwithstanding  the
 provisions of subdivision 4-a of section 18-a of the public service law,
 all  moneys committed or expended in an amount not to exceed $19,700,000
 shall be reimbursed by assessment against gas corporations,  as  defined
 in  subdivision  11  of section 2 of the public service law and electric
 corporations as defined in subdivision 13 of section  2  of  the  public
 service  law, where such gas corporations and electric corporations have
 gross revenues from intrastate utility operations in excess of  $500,000
 in  the  preceding  calendar  year,  and  the  total amount which may be
 charged to any gas corporation and any electric  corporation  shall  not
 exceed  one  cent  per one thousand cubic feet of gas sold and .010 cent
 per kilowatt-hour of electricity sold  by  such  corporations  in  their
 intrastate  utility operations in calendar year 2016. Such amounts shall
 be excluded from the general assessment provisions of subdivision  2  of
 section  18-a of the public service law. The chair of the public service
 commission shall bill such gas and/or  electric  corporations  for  such
 amounts  on  or before August 10, 2018 and such amounts shall be paid to
 the New York state energy  research  and  development  authority  on  or
 before  September  10,  2018.  Upon  receipt,  the New York state energy
 research and development authority shall deposit such funds in the ener-
 gy research and  development  operating  fund  established  pursuant  to
 section  1859  of  the public authorities law. The New York state energy

 A. 9508--B                         84
 
 research and development authority is authorized and  directed  to:  (1)
 transfer  $1 million to the state general fund for services and expenses
 of the department of environmental conservation, $150,000 to  the  state
 general  fund for services and expenses of the department of agriculture
 and markets, and $825,000 to the University of Rochester laboratory  for
 laser  energetics  from  the funds received; and (2) commencing in 2016,
 provide to the chair of the public service commission and  the  director
 of  the  budget and the chairs and secretaries of the legislative fiscal
 committees, on or before August first of each year, an itemized  record,
 certified by the president and chief executive officer of the authority,
 or  his  or her designee, detailing any and all expenditures and commit-
 ments ascribable to moneys received as a result of  this  assessment  by
 the  chair  of the department of public service pursuant to section 18-a
 of the public service law.  This itemized record shall include an  item-
 ized  breakdown  of  the  programs  being funded by this section and the
 amount committed to each program.  The authority shall  not  commit  for
 any  expenditure, any moneys derived from the assessment provided for in
 this section, until the chair of such authority  shall  have  submitted,
 and  the  director  of  the  budget shall have approved, a comprehensive
 financial plan encompassing all moneys available to and all  anticipated
 commitments  and  expenditures by such authority from any source for the
 operations of such authority.   Copies  of  the  approved  comprehensive
 financial plan shall be immediately submitted by the chair to the chairs
 and  secretaries  of the legislative fiscal committees.  Any such amount
 not committed by such authority to contracts or contracts to be  awarded
 or  otherwise  expended by the authority during the fiscal year shall be
 refunded by such authority on a pro-rata basis to such gas and/or  elec-
 tric  corporations,  in  a  manner to be determined by the department of
 public service, and any refund amounts must be explicitly lined  out  in
 the itemized record described above.
   §  2.  This  act  shall take effect immediately and shall be deemed to
 have been in full force and effect on and after April 1, 2018.
                                  PART FF
 
   Section 1. Paragraph (a) of subdivision 17  of  section  1005  of  the
 public  authorities  law, as amended by chapter 494 of the laws of 2011,
 is amended to read as follows:
   (a) As deemed feasible and  advisable  by  the  trustees,  to  finance
 [and],  design,  develop,  construct,  implement, provide and administer
 energy-related projects, programs and services for  any  public  entity,
 any  independent  not-for-profit  institution of higher education within
 the state, [and] any recipient  of  [the]  economic  development  power,
 expansion power, replacement power, preservation power, high load factor
 power,  municipal  distribution  agency  power, [power for jobs, and] OR
 recharge New York power [programs administered] ALLOCATED by the author-
 ity, AND ANY PARTY LOCATED WITHIN THE  STATE  UNDER  CONTRACT  WITH  THE
 AUTHORITY TO PURCHASE POWER FROM THE AUTHORITY PURSUANT TO THIS TITLE OR
 ANY  OTHER  LAW.  In  establishing  and  providing  high performance and
 sustainable building programs and services authorized by  this  subdivi-
 sion,  the  authority  is  authorized  to consult standards, guidelines,
 rating systems, and/or criteria established or adopted by  other  organ-
 izations,  including but not limited to the United States green building
 council under its leadership in energy and environmental  design  (LEED)
 programs,  the  green  building initiative's green globes rating system,
 and the American National Standards Institute. The source of any financ-
 ing and/or loans provided by the authority  for  the  purposes  of  this

 A. 9508--B                         85
 
 subdivision  may be the proceeds of notes issued pursuant to section one
 thousand nine-a of this title, the proceeds of bonds issued pursuant  to
 section one thousand ten of this title, or any other available authority
 funds.
   § 2. Subparagraph 2 of paragraph (b) of subdivision 17 of section 1005
 of  the  public  authorities law, as added by chapter 477 of the laws of
 2009 and such subdivision as renumbered by section  16  of  part  CC  of
 chapter 60 of the laws of 2011, is amended to read as follows:
   (2)  "Energy-related  projects,  programs  and  services" means ENERGY
 MANAGEMENT, DISTRIBUTION,  OR  CONTROL  PROJECTS  AND  SERVICES,  ENERGY
 SUPPLY SECURITY, RESILIENCY OR RELIABILITY PROJECTS AND SERVICES, ENERGY
 PROCUREMENT PROGRAMS AND SERVICES FOR PUBLIC ENTITIES, energy efficiency
 projects  and  services,  clean energy technology projects and services,
 and high performance and sustainable building programs and services, and
 the construction, installation and/or operation of facilities or  equip-
 ment  done in connection with any such ENERGY-RELATED projects, programs
 or services.
   § 3. Intentionally omitted.
   § 4. This act shall take effect immediately.
                                  PART GG

   Section 1. Section 1005 of the public authorities law  is  amended  by
 adding a new subdivision 26 to read as follows:
   26.  (A)  NOTWITHSTANDING ANY INCONSISTENT PROVISION OF THIS TITLE, AS
 DEEMED FEASIBLE AND ADVISABLE BY THE TRUSTEES, THE AUTHORITY IS  AUTHOR-
 IZED  TO FINANCE, PLAN, DESIGN, ENGINEER, ACQUIRE, CONSTRUCT, OPERATE OR
 MANAGE (COLLECTIVELY, "DEVELOP") THROUGHOUT ITS  AREA  OF  SERVICE  SUCH
 RENEWABLE POWER AND ENERGY GENERATING PROJECTS, AND PROCURE SUCH RENEWA-
 BLE  POWER,  ENERGY,  OR RELATED ATTRIBUTES, WHICH ARE NECESSARY TO MEET
 THE DEMONSTRABLE SUPPLY NEEDS OF ANY PUBLIC ENTITY OR AUTHORITY CUSTOMER
 WITHIN THE STATE, PROVIDED, HOWEVER, THE  AUTHORITY  SHALL  NOT  DEVELOP
 MORE  THAN  NINE  RENEWABLE  POWER  AND ENERGY GENERATING PROJECTS. EACH
 RENEWABLE POWER AND ENERGY GENERATING PROJECT THE AUTHORITY DEVELOPS  OR
 CAUSES  TO  BE  DEVELOPED  PURSUANT TO THIS SUBDIVISION SHALL BE A MAJOR
 ELECTRIC GENERATING FACILITY AS DEFINED BY SECTION ONE HUNDRED SIXTY  OF
 THE PUBLIC SERVICE LAW AND SHALL BE SUBJECT TO ALL PROVISIONS OF ARTICLE
 TEN  OF THE PUBLIC SERVICE LAW. NO RENEWABLE POWER AND ENERGY GENERATING
 PROJECT AUTHORIZED PURSUANT TO THIS SUBDIVISION SHALL HAVE  A  NAMEPLATE
 GENERATING CAPACITY OF MORE THAN THREE HUNDRED THOUSAND KILOWATTS.
   THE  AUTHORITY  IS  FURTHER  AUTHORIZED TO ALLOCATE AND SELL RENEWABLE
 POWER, ENERGY, OR RELATED ATTRIBUTES  THAT  ARE  PRODUCED  BY  RENEWABLE
 POWER  AND  ENERGY GENERATING PROJECTS IT DEVELOPS, OR THAT IT PROCURES,
 TO ANY PUBLIC ENTITY OR AUTHORITY CUSTOMER. THE AUTHORITY SHALL BE ENTI-
 TLED TO FULLY RECOVER ITS COSTS,  INCLUDING  ITS  ACQUISITION,  FINANCE,
 PLANNING,  CONTRACTING,  CAPITAL,  OPERATING AND MAINTENANCE COSTS, FROM
 THE ENTITIES THAT PURCHASE RENEWABLE POWER, ENERGY  AND  RELATED  ATTRI-
 BUTES FROM THE AUTHORITY.
   (B) THE SOURCE OF ANY FINANCING AND/OR LOANS PROVIDED BY THE AUTHORITY
 FOR THE PURPOSES OF THIS SUBDIVISION MAY BE THE PROCEEDS OF NOTES ISSUED
 PURSUANT  TO  SECTION ONE THOUSAND NINE-A OF THIS TITLE, THE PROCEEDS OF
 BONDS ISSUED PURSUANT TO SECTION ONE THOUSAND TEN OF THIS TITLE, OR  ANY
 OTHER AVAILABLE AUTHORITY FUNDS.
   (C)  ANY  AUTHORIZATION  FOR THE CONSTRUCTION, RECONSTRUCTION, DEMOLI-
 TION, EXCAVATION, REHABILITATION,  REPAIR,  RENOVATION,  ALTERATION,  OR
 IMPROVEMENT  OF A RENEWABLE POWER AND ENERGY GENERATING PROJECT PURSUANT
 TO THIS SUBDIVISION, INCLUDING, BUT NOT LIMITED TO,  EACH  CONTRACT  AND

 A. 9508--B                         86
 
 SUBCONTRACT  ENTERED INTO BY THE AUTHORITY AND ANY THIRD PARTY, SHALL BE
 DEEMED A PUBLIC WORK TO BE PERFORMED IN ACCORDANCE WITH  THE  PROVISIONS
 OF ARTICLE EIGHT OF THE LABOR LAW AND SHALL BE SUBJECT TO ALL PROVISIONS
 OF SUCH ARTICLE, INCLUDING PREVAILING WAGE REQUIREMENTS.
   (D)  FOR  PURPOSES OF THIS SUBDIVISION, THE FOLLOWING TERMS SHALL HAVE
 THE MEANINGS INDICATED IN THIS PARAGRAPH UNLESS  THE  CONTEXT  INDICATES
 ANOTHER MEANING OR INTENT:
   (1)  "AUTHORITY  CUSTOMER"  MEANS  AN ENTITY LOCATED IN THE STATE THAT
 PURCHASES OR IS UNDER CONTRACT TO PURCHASE  POWER  OR  ENERGY  FROM  THE
 AUTHORITY.
   (2)  "PUBLIC ENTITY" HAS THE MEANING ASCRIBED TO THAT TERM BY SUBPARA-
 GRAPH FIVE OF PARAGRAPH (B) OF SUBDIVISION SEVENTEEN OF THIS SECTION.
   (3) "RENEWABLE ENERGY RESOURCES" MEANS SOLAR POWER, WIND POWER, HYDRO-
 ELECTRIC, AND  ANY  OTHER  GENERATION  RESOURCE  THAT  HAS  THE  MEANING
 ASCRIBED  TO  SUCH  TERM BY THE PUBLIC SERVICE COMMISSION AND CONSISTENT
 WITH THE MOST RECENT STATE ENERGY PLAN PURSUANT TO ARTICLE  SIX  OF  THE
 ENERGY LAW.
   (4)  "RENEWABLE  POWER  AND ENERGY GENERATING PROJECTS" MEANS PROJECTS
 THAT GENERATE POWER AND ENERGY BY MEANS OF RENEWABLE  ENERGY  RESOURCES,
 OR  THAT STORE AND SUPPLY POWER AND ENERGY GENERATED BY MEANS OF RENEWA-
 BLE ENERGY RESOURCES, AND INCLUDE THE CONSTRUCTION, INSTALLATION  AND/OR
 OPERATION  OF  ANCILLARY FACILITIES OR EQUIPMENT DONE IN CONNECTION WITH
 ANY SUCH PROJECTS, PROVIDED, HOWEVER, THAT SUCH TERM SHALL  NOT  INCLUDE
 THE AUTHORITY'S SAINT LAWRENCE AND NIAGARA HYDROELECTRIC.
   (5) "STATE" MEANS THE STATE OF NEW YORK.
   (E)  THE  AUTHORITY  SHALL  COMPLETE AND SUBMIT A REPORT, ON OR BEFORE
 JANUARY THIRTY-FIRST, TWO THOUSAND NINETEEN, AND ANNUALLY THEREAFTER  ON
 THOSE  ACTIVITIES  UNDERTAKEN PURSUANT TO THIS SUBDIVISION TO THE GOVER-
 NOR, THE SPEAKER OF THE ASSEMBLY, THE TEMPORARY PRESIDENT OF THE SENATE,
 THE CHAIR OF THE ASSEMBLY WAYS AND MEANS COMMITTEE,  THE  CHAIR  OF  THE
 SENATE FINANCE COMMITTEE, THE CHAIR OF THE ASSEMBLY ENERGY COMMITTEE AND
 THE  CHAIR  OF  THE SENATE ENERGY AND TELECOMMUNICATIONS COMMITTEE. SUCH
 REPORT, AT A MINIMUM, SHALL INCLUDE: (I) THE TOTAL NUMBER  OF  RENEWABLE
 POWER  AND ENERGY GENERATING PROJECTS DEVELOPED PURSUANT TO THE AUTHORI-
 ZATION PROVIDED IN  THIS  SUBDIVISION,  (II)  THE  NAMEPLATE  GENERATING
 CAPACITY OF EACH RENEWABLE POWER AND ENERGY GENERATING PROJECT DEVELOPED
 PURSUANT  TO  THE  AUTHORIZATION PROVIDED IN THIS SUBDIVISION, (III) THE
 TOTAL NUMBER OF EACH TYPE OF RENEWABLE ENERGY RESOURCE DEVELOPED  PURSU-
 ANT TO THE AUTHORIZATION IN THIS SUBDIVISION, (IV) IDENTIFICATION OF ALL
 PUBLIC  ENTITIES  FOR  WHICH  EACH  RENEWABLE POWER OR ENERGY GENERATING
 PROJECT WAS DEVELOPED TO MEET THE SUPPLY NEEDS FOR,  (V)  IDENTIFICATION
 OF  ALL  AUTHORITY  CUSTOMERS  FOR  WHICH EACH RENEWABLE POWER OR ENERGY
 GENERATING PROJECT WAS DEVELOPED TO MEET THE SUPPLY NEEDS FOR, AND  (VI)
 THE  AGGREGATE AMOUNT OF INCREASED RENEWABLE POWER AND ENERGY GENERATION
 DEVELOPED PURSUANT TO THE AUTHORIZATION IN THIS SUBDIVISION.
   (F) NOTHING IN THIS SUBDIVISION IS INTENDED TO LIMIT, IMPAIR OR AFFECT
 THE AUTHORITY'S LEGAL AUTHORITY UNDER ANY OTHER PROVISION OF THIS TITLE.
   § 2. This act shall take effect immediately and shall  expire  and  be
 deemed  repealed  six  years  after  such  date, provided, however, that
 projects developed prior to such repeal shall be permitted  to  continue
 under this act notwithstanding such repeal.
 
                                  PART HH

 A. 9508--B                         87
 
   Section  1. Paragraph (a) of subdivision 6 of section 1304 of the real
 property actions and proceedings law, as amended by section 6 of part  Q
 of chapter 73 of the laws of 2016, is amended to read as follows:
   (a)  (1)  "Home loan" means a loan, including an open-end credit plan,
 [other than a reverse mortgage transaction,] in which:
   (i) The borrower is a natural person;
   (ii) The debt is incurred by  the  borrower  primarily  for  personal,
 family, or household purposes;
   (iii)  The  loan  is  secured  by  a mortgage or deed of trust on real
 estate improved by a one to four family dwelling, or a condominium unit,
 in either case, used or occupied, or intended to  be  used  or  occupied
 wholly  or  partly,  as the home or residence of one or more persons and
 which is or will be occupied by the borrower as the borrower's principal
 dwelling; and
   (iv) The property is located in this state.
   (2) A HOME LOAN SHALL INCLUDE A LOAN SECURED  BY  A  REVERSE  MORTGAGE
 THAT  MEETS THE REQUIREMENTS OF CLAUSES (I) THROUGH (IV) OF SUBPARAGRAPH
 ONE OF THIS PARAGRAPH.
   § 2. Subdivision (a) of rule 3408 of the civil practice law and rules,
 as amended by section 3 of part Q of chapter 73 of the laws of 2016,  is
 amended to read as follows:
   (a)  [In]  1. EXCEPT AS PROVIDED IN PARAGRAPH TWO OF THIS SUBDIVISION,
 IN any residential foreclosure action involving a  high-cost  home  loan
 consummated  between  January  first,  two  thousand three and September
 first, two thousand eight, or a subprime or nontraditional home loan, as
 those terms are defined under section thirteen hundred four of the  real
 property  actions and proceedings law, in which the defendant is a resi-
 dent of the property subject to foreclosure,  the  court  shall  hold  a
 mandatory  conference  within  sixty  days  after the date when proof of
 service is filed with the county clerk, or on such adjourned date as has
 been agreed to by the parties, for the  purpose  of  holding  settlement
 discussions  pertaining  to  the  relative rights and obligations of the
 parties under the mortgage loan documents, including,  but  not  limited
 to: [1.] (I) determining whether the parties can reach a mutually agree-
 able  resolution to help the defendant avoid losing his or her home, and
 evaluating the potential for a resolution in which payment schedules  or
 amounts  may  be  modified  or  other  workout  options may be agreed to
 including, but not limited to, a loan modification, short sale, deed  in
 lieu  of  foreclosure, or any other loss mitigation option; or [2.] (II)
 whatever other purposes the court deems appropriate.
   2. (I) PARAGRAPH ONE OF THIS SUBDIVISION SHALL NOT  APPLY  TO  A  HOME
 LOAN  SECURED  BY  A REVERSE MORTGAGE WHERE THE DEFAULT WAS TRIGGERED BY
 THE DEATH OF THE LAST SURVIVING BORROWER UNLESS:
   (A) THE LAST SURVIVING BORROWER'S SPOUSE, IF ANY, IS A RESIDENT OF THE
 PROPERTY SUBJECT TO FORECLOSURE; OR
   (B) THE LAST SURVIVING  BORROWER'S  SUCCESSOR  IN  INTEREST,  WHO,  BY
 BEQUEST  OR  THROUGH INTESTACY, OWNS, OR HAS A CLAIM TO THE OWNERSHIP OF
 THE PROPERTY SUBJECT TO FORECLOSURE, AND WHO  WAS  A  RESIDENT  OF  SUCH
 PROPERTY AT THE TIME OF THE DEATH OF SUCH LAST SURVIVING BORROWER.
   (II)  THE  SUPERINTENDENT  OF  FINANCIAL  SERVICES MAY PROMULGATE SUCH
 RULES AND REGULATIONS AS HE OR SHE SHALL DEEM NECESSARY TO IMPLEMENT THE
 PROVISIONS OF THIS PARAGRAPH.
   § 3. Section 1304 of the real property actions and proceedings law  is
 amended by adding a new subdivision 1-a to read as follows:
   1-A.  NOTWITHSTANDING  ANY  OTHER  PROVISION  OF LAW, WITH REGARD TO A
 REVERSE MORTGAGE HOME LOAN, AT LEAST NINETY DAYS  BEFORE  A  LENDER,  AN

 A. 9508--B                         88

 ASSIGNEE  OR A MORTGAGE LOAN SERVICER COMMENCES LEGAL ACTION AGAINST THE
 BORROWER OR BORROWERS AT THE PROPERTY ADDRESS AND ANY OTHER ADDRESSES OF
 RECORD, INCLUDING REVERSE MORTGAGE FORECLOSURE, SUCH LENDER, ASSIGNEE OR
 MORTGAGE  LOAN  SERVICER  SHALL  GIVE NOTICE TO THE BORROWER IN AT LEAST
 FOURTEEN-POINT TYPE EXCEPT FOR THE HEADING WHICH SHALL BE  IN  AT  LEAST
 SIXTEEN-POINT TYPE WHICH SHALL INCLUDE THE FOLLOWING:
                  YOU COULD LOSE YOUR HOME TO FORECLOSURE.
                PLEASE READ THE FOLLOWING NOTICE CAREFULLY.
 
 DATE
 BORROWER'S ADDRESS
 LOAN NUMBER:
 PROPERTY ADDRESS:
 DEAR BORROWER(S):
 
 AS OF ___________, WE AS YOUR LENDER OR SERVICER CLAIM THAT YOUR REVERSE
 MORTGAGE  LOAN  IS ___ DAYS IN DEFAULT. UNDER NEW YORK STATE LAW, WE ARE
 REQUIRED TO SEND YOU THIS NOTICE TO INFORM YOU THAT YOU MAY BE  AT  RISK
 OF LOSING YOUR HOME.
 
 WE,  THE LENDER OR SERVICER OF YOUR LOAN, ARE CLAIMING THAT YOUR REVERSE
 MORTGAGE LOAN IS IN DEFAULT BECAUSE  YOU  HAVE  NOT  COMPLIED  WITH  THE
 FOLLOWING CONDITIONS OF YOUR LOAN:
 
 _____ YOU ARE NOT OCCUPYING YOUR HOME AS YOUR PRINCIPAL RESIDENCE
 _____ YOU DID NOT SUBMIT THE REQUIRED ANNUAL CERTIFICATE OF OCCUPANCY
 _____ THE NAMED BORROWER ON THE REVERSE MORTGAGE HAS DIED
 _____ YOU DID NOT PAY PROPERTY TAXES
           {SERVICER  NAME}  PAID  YOUR  PROPERTY TAXES FOR THE FOLLOWING
           TIME PERIODS:___________________________
           ______________________ {QUARTER/YEAR}
 _____ YOU DID NOT MAINTAIN HOMEOWNER'S INSURANCE
           {SERVICER NAME} PURCHASED HOMEOWNER'S INSURANCE FOR YOU ON THE
           FOLLOWING   DATE(S)   AND   FOR   THE    FOLLOWING    COST(S):
           ____________________________________
 _____ YOU DID NOT PAY WATER/SEWER CHARGES
           {SERVICER  NAME}  PAID  WATER/SEWER  CHARGES  FOR  YOU  ON THE
           FOLLOWING   DATE(S)   AND   FOR   THE    FOLLOWING    COST(S):
           ________________________
 _____ YOU DID NOT MAKE REQUIRED REPAIRS TO YOUR HOME
 
 IF THE CLAIM IS BASED ON YOUR FAILURE TO PAY PROPERTY OR WATER AND SEWER
 CHARGES  OR MAINTAIN HOMEOWNER'S INSURANCE, YOU CAN CURE THIS DEFAULT BY
 MAKING THE PAYMENT OF $____________ FOR THE ADVANCEMENTS WE MADE TOWARDS
 THESE PAYMENTS ON YOUR BEHALF.
 
 YOU HAVE THE RIGHT TO DISPUTE THE CLAIMS LISTED ABOVE BY CONTACTING  US,
 BY  CALLING  ___________ OR SENDING A LETTER TO __________________. THIS
 MAY INCLUDE PROOF OF PAYMENTS MADE FOR PROPERTY TAXES OR WATER AND SEWER
 CHARGES OR A CURRENT DECLARATION PAGE FROM YOUR  INSURANCE  COMPANY,  OR
 ANY OTHER PROOF TO DISPUTE THE SERVICER'S CLAIM.
 
 IF  YOU  ARE  IN  DEFAULT  FOR FAILURE TO PAY PROPERTY CHARGES (PROPERTY
 TAXES, HOMEOWNER'S INSURANCE AND/OR WATER/SEWER CHARGES) YOU MAY QUALIFY
 FOR A GRANT, LOAN, OR RE-PAYMENT PLAN TO CURE THE DEFAULT BALANCE OWED.

 A. 9508--B                         89

 IF YOU ARE IN DEFAULT DUE TO THE  DEATH  OF  YOUR  SPOUSE,  YOU  MAY  BE
 CONSIDERED  AN ELIGIBLE "NON-BORROWING SPOUSE" UNDER A HUD PROGRAM WHICH
 ALLOWS YOU TO REMAIN IN YOUR HOME FOR THE REST OF YOUR LIFE.
 
 IF YOU ARE OVER THE AGE OF 80 AND HAVE A LONG TERM ILLNESS, YOU MAY ALSO
 QUALIFY  FOR THE "AT-RISK EXTENSION," WHICH ALLOWS YOU TO REMAIN IN YOUR
 HOME FOR ONE ADDITIONAL YEAR AND REQUIRES AN ANNUAL RE-CERTIFICATION.
 
 IF YOU ARE IN DEFAULT BECAUSE THE NAMED BORROWER ON THE REVERSE MORTGAGE
 HAS DIED AND YOU ARE THE LAWFUL HEIR TO THE PROPERTY, YOU MAY BE ABLE TO
 KEEP THE PROPERTY BY PAYING EITHER THE FULL LOAN BALANCE OR  95  PERCENT
 OF THE HOME'S APPRAISED VALUE, WHICHEVER IS LESS.

 ATTACHED  TO  THIS NOTICE IS A LIST OF GOVERNMENT-APPROVED HOUSING COUN-
 SELING AGENCIES AND LEGAL SERVICES IN YOUR AREA WHICH PROVIDE FREE COUN-
 SELING. YOU CAN ALSO CALL THE NYS OFFICE OF THE ATTORNEY GENERAL'S HOME-
 OWNER  PROTECTION  PROGRAM  (HOPP)  TOLL-FREE  CONSUMER  HOTLINE  TO  BE
 CONNECTED   TO   FREE  HOUSING  COUNSELING  SERVICES  IN  YOUR  AREA  AT
 1-855-HOME-456   (1-855-466-3456),   OR   VISIT   THEIR    WEBSITE    AT
 HTTP://WWW.AGHOMEHELP.COM.  A STATEWIDE LISTING BY COUNTY IS ALSO AVAIL-
 ABLE   AT   HTTP://WWW.DFS.NY.GOV/CONSUMER/MORTG NYS NP COUNSELING AGEN-
 CIES.HTM.  YOU MAY ALSO CALL YOUR LOCAL DEPARTMENT OF AGING FOR A REFER-
 RAL OR CALL 311 IF YOU LIVE IN NEW YORK CITY.

 QUALIFIED  FREE HELP IS AVAILABLE; WATCH OUT FOR COMPANIES OR PEOPLE WHO
 CHARGE A FEE FOR THESE SERVICES.
 
 YOU MAY ALSO CONTACT US DIRECTLY AT __________ AND ASK  TO  DISCUSS  ALL
 POSSIBLE OPTIONS TO ALLOW YOU TO CURE YOUR DEFAULT AND PREVENT THE FORE-
 CLOSURE  OF  YOUR  HOME.    WHILE  WE CANNOT ENSURE THAT A RESOLUTION IS
 POSSIBLE, WE ENCOURAGE YOU TO TAKE IMMEDIATE STEPS TO TRY TO  ACHIEVE  A
 RESOLUTION. THE LONGER YOU WAIT, THE FEWER OPTIONS YOU MAY HAVE.
 
 IF  YOU HAVE NOT TAKEN ANY ACTIONS TO RESOLVE THIS MATTER WITHIN 90 DAYS
 FROM THE DATE THIS NOTICE WAS  MAILED,  WE  MAY  COMMENCE  LEGAL  ACTION
 AGAINST  YOU  (OR  SOONER  IF  YOU CEASE TO LIVE IN THE DWELLING AS YOUR
 PRIMARY RESIDENCE).

 IF YOU NEED FURTHER INFORMATION, PLEASE CALL THE NEW YORK STATE  DEPART-
 MENT  OF FINANCIAL SERVICES' TOLL-FREE HELPLINE AT 877-226-5697 OR VISIT
 THE DEPARTMENT'S WEBSITE AT HTTP://WWW.DFS.NY.GOV.
 
 IMPORTANT: YOU HAVE THE RIGHT TO REMAIN IN YOUR HOME UNTIL YOU RECEIVE A
 COURT ORDER TELLING YOU TO LEAVE THE PROPERTY. IF A  FORECLOSURE  ACTION
 IS FILED AGAINST YOU IN COURT, YOU STILL HAVE THE RIGHT TO REMAIN IN THE
 HOME  UNTIL A COURT ORDERS YOU TO LEAVE. YOU LEGALLY REMAIN THE OWNER OF
 AND ARE RESPONSIBLE FOR THE PROPERTY UNTIL THE PROPERTY IS SOLD  BY  YOU
 OR  BY  ORDER  OF  THE  COURT  AT  THE  CONCLUSION  OF  ANY  FORECLOSURE
 PROCEEDINGS. THIS NOTICE IS NOT AN EVICTION NOTICE,  AND  A  FORECLOSURE
 ACTION HAS NOT YET BEEN COMMENCED AGAINST YOU.
   §  4.  This  act  shall take effect immediately and shall be deemed to
 have been in full  force  and  effect  on  and  after  April  20,  2017;
 provided,  however  that  section three of this act shall take effect on
 the thirtieth day after it shall have become a law;  provided,  further,
 however that:

 A. 9508--B                         90
 
   (a)  the amendments to subdivision 6 of section 1304 of the real prop-
 erty actions and proceedings law, made by section one of this act, shall
 not affect the expiration and reversion of such subdivision pursuant  to
 subdivision  a  of  section  25  of  chapter 507 of the laws of 2009, as
 amended, and shall be deemed repealed therewith; and
   (b)  the amendments to subdivision (a) of rule 3408 of the civil prac-
 tice law and rules, made by section two of this act, shall  take  effect
 on  the same date and in the same manner as section 3 of part Q of chap-
 ter 73 of the laws of 2016 takes effect.
 
                                  PART II
 
   Section 1. This Part enacts into law major components  of  legislation
 relating  to transportation. Each component is wholly contained within a
 Subpart identified as Subparts A through E. The effective date for  each
 particular  provision  contained within such Subpart is set forth in the
 last section of such Subpart. Any provision  in  any  section  contained
 within  a  Subpart,  including  the effective date of the Subpart, which
 makes a reference to a section "of this act", when  used  in  connection
 with that particular component, shall be deemed to mean and refer to the
 corresponding section of the Subpart in which it is found.
 
                                 SUBPART A

   Section 1. 1. There is hereby established the metropolitan transporta-
 tion  sustainability  workgroup (the "workgroup") which shall consist of
 fifteen members, four of whom shall be appointed by the governor,  three
 of whom shall be appointed by the speaker of the assembly, three of whom
 shall be appointed by the temporary president of the senate, one of whom
 shall  be  appointed  by  the minority leader of the senate, one of whom
 shall be appointed by the minority leader of the assembly, and three  of
 whom  shall be appointed by the mayor of the city of New York. The chair
 of the workgroup shall be nominated by the governor.
   2. The workgroup shall undertake a review of the actions and  measures
 that  are  necessary  to provide safe, adequate, efficient, and reliable
 transportation within the city of New York and the Metropolitan Commuter
 Transportation  District  and  shall  review  and  make  recommendations
 regarding (a) the adequacy of public transportation provided by the MTA,
 Metro-North  Commuter  Railroad and the Long Island Rail Road, including
 but not limited to the reliability, sustainability,  travel  times,  and
 transparency on project selection and performance metrics of such public
 transportation, (b) sustainable funding for public transportation needs,
 (c)  motor vehicular traffic within the city of New York, (d) tolling of
 intra-borough bridges within the city  of  New  York,  (e)  taxicab  and
 livery  vehicle  trips  including  those  originating and/or terminating
 within, or transiting, particular geographic areas,  (f)  transportation
 strategies  to  advance  the furtherance of environmental goals, and (g)
 the feasibility of a reduced fare program for transportation on New York
 city transit authority systems,  the  Long  Island  Rail  Road  and  the
 Metro-North  Commuter  Railroad  for  students  attending  a university,
 college, community college, or  post-secondary  vocational  institution,
 which is located within the city of New York.
   3.  The workgroup shall, on or before December 31, 2018, by a majority
 vote approve and issue a final report and recommendations to the  gover-
 nor, the temporary president of the senate, the speaker of the assembly,
 the  minority leader of the senate, the minority leader of the assembly,

 A. 9508--B                         91
 
 the chair of the senate finance committee, the  chair  of  the  assembly
 ways and means committee, the chair of the senate transportation commit-
 tee,  the  chair  of the assembly transportation committee, the chair of
 the  senate  corporations,  authorities  and  commissions committee, the
 chair of the assembly corporations, authorities and commissions  commit-
 tee, and the mayor of the city of New York.
   4.  The  personnel  of  the state department of transportation and any
 other state agency or authority  deemed  necessary  shall  provide  from
 existing  staff  services  to  the  workgroup  so that the workgroup may
 perform its duties and responsibilities. The state departments of trans-
 portation and motor vehicles, the MTA, and the department of transporta-
 tion and taxi and limousine commission of the city of New York  and  any
 other state or local agency or authority deemed necessary, shall cooper-
 ate with and assist the workgroup in compiling the information necessary
 to  the  workgroup's  inquiry.  Any  review  performed  pursuant to this
 section may be completed in consultation with the Port Authority of  New
 York  and  New  Jersey  and any other entities deemed appropriate by the
 workgroup.
   5. For the purposes of this act, the following terms  shall  have  the
 following meanings:
   (a) "livery" shall mean every motor vehicle, other than a taxicab or a
 bus,  used  in the business of transporting passengers for compensation,
 including luxury  limousines,  black  cars,  and  for-hire  vehicles  as
 defined  by section 19-502 of the administrative code of the city of New
 York. However, it shall not include vehicles which are rented or  leased
 without a driver;
   (b)  "Metropolitan  Commuter  Transportation  District" shall mean the
 commuter  transportation  district  as  established  by  section  twelve
 hundred sixty-two of the public authorities law;
   (c)  "Metropolitan  transportation  authority" or "MTA" shall mean the
 corporation created by section twelve hundred sixty-three of the  public
 authorities law; and
   (d)  "taxicab"  shall have the same meaning as such term is defined by
 section one hundred forty-eight-a of the vehicle  and  traffic  law  and
 section 19-502 of the administrative code of the city of New York.
   §  2.  This  act shall take effect immediately and shall expire and be
 deemed repealed March 1, 2019.
 
                                 SUBPART B
 
   Section 1. The public authorities law  is  amended  by  adding  a  new
 section 1276-f to read as follows:
   § 1276-F. INDEPENDENT AUDIT OF CAPITAL ELEMENTS. 1. ON OR BEFORE APRIL
 FIRST,  TWO  THOUSAND  NINETEEN  AND  EVERY  FIFTH  YEAR THEREAFTER, THE
 AUTHORITY SHALL SUBMIT AN INDEPENDENT AUDIT OF CAPITAL ELEMENTS  TO  THE
 METROPOLITAN  TRANSPORTATION  AUTHORITY  CAPITAL  PROGRAM  REVIEW  BOARD
 ESTABLISHED BY SECTION TWELVE HUNDRED SIXTY-NINE-A OF  THIS  TITLE,  THE
 GOVERNOR,  THE  TEMPORARY  PRESIDENT  OF  THE SENATE, THE SPEAKER OF THE
 ASSEMBLY, THE MINORITY LEADER OF THE SENATE, THE MINORITY LEADER OF  THE
 ASSEMBLY,  THE  CHAIR  OF THE SENATE FINANCE COMMITTEE, THE CHAIR OF THE
 ASSEMBLY WAYS AND MEANS COMMITTEE, THE CHAIR OF THE SENATE CORPORATIONS,
 AUTHORITIES AND COMMISSIONS COMMITTEE, THE CHAIR OF THE ASSEMBLY  CORPO-
 RATIONS, AUTHORITIES AND COMMISSIONS COMMITTEE, THE MAYOR OF THE CITY OF
 NEW YORK, AND THE COMPTROLLER. THE INDEPENDENT AUDIT OF CAPITAL ELEMENTS
 SHALL  HAVE  BEEN  PERFORMED  BY  A  CERTIFIED PUBLIC ACCOUNTING FIRM IN
 ACCORDANCE WITH GENERALLY ACCEPTED  AUDITING  STANDARDS  AS  DEFINED  IN

 A. 9508--B                         92
 
 SUBDIVISION  ELEVEN  OF SECTION TWO OF THE STATE FINANCE LAW. SUCH AUDIT
 SHALL INCLUDE:
   (A)  A  COMPLETE  AND  THOROUGH EXAMINATION OF THE AUTHORITY'S CAPITAL
 ELEMENTS, INCLUDING BUT NOT LIMITED TO: (1) ROLLING STOCK AND BUSES, (2)
 PASSENGER STATIONS, (3) TRACK, (4) LINE EQUIPMENT, (5) LINE  STRUCTURES,
 (6)  SIGNALS  AND  COMMUNICATIONS,  (7) POWER EQUIPMENT, EMERGENCY POWER
 EQUIPMENT AND SUBSTATIONS, (8)  SHOPS,  YARDS,  MAINTENANCE  FACILITIES,
 DEPOTS  AND TERMINALS, (9) SERVICE VEHICLES, (10) SECURITY SYSTEMS, (11)
 ELECTRIFICATION EXTENSIONS,  AND  (12)  UNSPECIFIED,  MISCELLANEOUS  AND
 EMERGENCY;
   (B)  A  DETAILED  ACCOUNTING,  ON  AN ANNUAL BASIS AND FOR A PERIOD OF
 TWENTY YEARS FROM THE EFFECTIVE DATE OF THIS PARAGRAPH OF  EACH  OF  THE
 CAPITAL  ELEMENTS  LISTED IN PARAGRAPH (A) OF THIS SUBDIVISION THAT WILL
 REQUIRE NORMAL REPLACEMENT IN ORDER TO MAINTAIN A STATE OF GOOD  REPAIR,
 WITH  A  DETAILED  FISCAL  ESTIMATE OF THE AMOUNT OF CAPITAL FUNDING FOR
 EACH;
   (C) RECOMMENDATIONS REGARDING CAPITAL IMPROVEMENTS NEEDED TO  MAINTAIN
 AND TO IMPROVE THE RELIABILITY OF THE SYSTEM;
   (D)  THE CURRENT STATUS OF CAPITAL PROJECTS INCLUDED IN PREVIOUS CAPI-
 TAL PROGRAMS; AND
   (E) AN ITEMIZATION OF PROCUREMENT AND CONSTRUCTION CONTRACTS THAT HAVE
 BEEN ENTERED INTO FOR CAPITAL PROGRAM PROJECTS.
   2. THE AUTHORITY SHALL COOPERATE WITH AND ASSIST THE CERTIFIED  PUBLIC
 ACCOUNTING FIRM IN COMPILING THE INFORMATION NECESSARY FOR THE INDEPEND-
 ENT AUDIT OF CAPITAL ELEMENTS.
   3.  THE  CERTIFIED  INDEPENDENT  PUBLIC ACCOUNTING FIRM PROVIDING SUCH
 INDEPENDENT AUDIT OF CAPITAL ELEMENTS SHALL BE PROHIBITED  IN  PROVIDING
 AUDIT  SERVICES  TO  THE  AUTHORITY  IF THE AUDIT PARTNER HAVING PRIMARY
 RESPONSIBILITY FOR THE  AUDIT  OR  THE  AUDIT  PARTNER  RESPONSIBLE  FOR
 REVIEWING  THE  AUDIT  HAS PERFORMED AUDIT SERVICES FOR THE AUTHORITY IN
 EACH OF THE FIVE PREVIOUS FISCAL YEARS OF THE AUTHORITY.
   4. THE CERTIFIED INDEPENDENT PUBLIC ACCOUNTING  FIRM  PERFORMING  SUCH
 INDEPENDENT  AUDIT OF CAPITAL ELEMENTS SHALL BE PROHIBITED FROM PERFORM-
 ING ANY NON-AUDIT SERVICES TO THE AUTHORITY CONTEMPORANEOUSLY  WITH  THE
 AUDIT,  UNLESS  RECEIVING  PREVIOUS  WRITTEN APPROVAL BY THE AUTHORITY'S
 AUDIT COMMITTEE INCLUDING: (A) BOOKKEEPING OR OTHER SERVICES RELATED  TO
 THE  ACCOUNTING  RECORDS  OR FINANCIAL STATEMENTS OF SUCH AUTHORITY; (B)
 FINANCIAL INFORMATION SYSTEMS DESIGN AND IMPLEMENTATION;  (C)  APPRAISAL
 OR   VALUATION  SERVICES,  FAIRNESS  OPINIONS,  OR  CONTRIBUTION-IN-KIND
 REPORTS;  (D)  ACTUARIAL  SERVICES;  (E)  INTERNAL   AUDIT   OUTSOURCING
 SERVICES;  (F)  MANAGEMENT  FUNCTIONS  OR  HUMAN SERVICES; (G) BROKER OR
 DEALER, INVESTMENT ADVISOR, OR  INVESTMENT  BANKING  SERVICES;  AND  (H)
 LEGAL SERVICES AND EXPERT SERVICES UNRELATED TO THE AUDIT.
   5.  IT  SHALL  BE  PROHIBITED  FOR  ANY  CERTIFIED  INDEPENDENT PUBLIC
 ACCOUNTING FIRM TO PERFORM SUCH INDEPENDENT AUDIT OF CAPITAL ELEMENTS IF
 THE CHIEF EXECUTIVE OFFICER, COMPTROLLER, CHIEF FINANCIAL OFFICER, CHIEF
 ACCOUNTING OFFICER OF THE AUTHORITY, OR ANY OTHER PERSON SERVING  IN  AN
 EQUIVALENT  POSITION  FOR  THE AUTHORITY, WAS EMPLOYED BY THAT CERTIFIED
 INDEPENDENT PUBLIC ACCOUNTING FIRM AND PARTICIPATED IN ANY  CAPACITY  IN
 THE  AUDIT  OF  SUCH  AUTHORITY DURING THE ONE YEAR PERIOD PRECEDING THE
 DATE OF THE INITIATION OF THE AUDIT.
   § 2. This act shall take effect immediately.

                                 SUBPART C

 A. 9508--B                         93
 
   Section 1. The public authorities law  is  amended  by  adding  a  new
 section 1279-d to read as follows:
   §  1279-D.  SUPPLEMENTAL REVENUE TRANSPARENCY PROGRAM. 1. ON OR BEFORE
 JUNE THIRTIETH, TWO THOUSAND EIGHTEEN, THE  AUTHORITY  SHALL  DEVELOP  A
 SUPPLEMENTAL  REVENUE TRANSPARENCY PROGRAM. SUCH PROGRAM SHALL PROVIDE A
 DETAILED ACCOUNTING OF THE AMOUNT  SPENT  FROM  SUPPLEMENT  REVENUES  ON
 ACTIONS,  MEASURES OR PROJECTS UNDERTAKEN TO REDUCE MAJOR INCIDENTS THAT
 HAVE BEEN FOUND TO CAUSE DELAYS TO THE  NEW  YORK  CITY  SUBWAY  SYSTEM,
 INCLUDING  BUT  NOT LIMITED TO: TRACK INCIDENTS; SIGNAL FAILURE; PERSONS
 ON THE TRACK, POLICE AND MEDICAL  ACTIVITY;  STRUCTURAL  AND  ELECTRICAL
 PROBLEMS;  AND  BROKEN TRAINCAR EQUIPMENT.  THE INFORMATION DESCRIBED IN
 THIS SUBDIVISION, INCLUDING THE  SPENDING  DETAILS  AND  THE  ASSOCIATED
 CATEGORY  OF MAJOR INCIDENT, SHALL BE UPDATED MONTHLY AND BE PROMINENTLY
 POSTED TOGETHER ON THE AUTHORITY'S WEBSITE.
   2. SUCH PROGRAM SHALL ALSO,  WHERE  PRACTICABLE,  PROVIDE  A  DETAILED
 ACCOUNTING  OF THE AMOUNT SPENT FROM SUPPLEMENTAL REVENUES ON: IMPROVING
 SERVICE CAPACITY DURING PEAK HOURS; IMPROVING THE ON-TIME PERFORMANCE OF
 THE SYSTEM; REDUCING THE NUMBER OF TRAIN CAR-RELATED INCIDENTS THAT LEAD
 TO DELAYS; AND  INCREASING  ELEVATOR  AND  ESCALATOR  AVAILABILITY.  THE
 INFORMATION  DESCRIBED  IN  THIS SECTION, INCLUDING THE SPENDING DETAILS
 AND THE ASSOCIATED PERFORMANCE METRICS SHALL BE UPDATED MONTHLY  AND  BE
 PROMINENTLY POSTED TOGETHER ON THE AUTHORITY'S WEBSITE.
   3. DEFINITIONS.  FOR PURPOSES OF THIS SECTION, "SUPPLEMENTAL REVENUES"
 SHALL  INCLUDE THOSE REVENUES DEDICATED TO THE AUTHORITY PURSUANT TO (I)
 A CHAPTER OF THE LAWS OF  TWO  THOUSAND  EIGHTEEN  PROVIDING  ADDITIONAL
 REVENUE  SOURCES TO THE AUTHORITY AND (II) ANY FUNDS APPROPRIATED BY THE
 STATE OR THE CITY OF NEW YORK TO SUPPORT  THE  NYC  SUBWAY  ACTION  PLAN
 APPROVED BY THE BOARD OF THE AUTHORITY.
   § 2. This act shall take effect immediately.
 
                                 SUBPART D
 
   Section  1.  Section 182 of the executive law, as amended by section 1
 of part J of chapter 56 of the laws of  2011,  is  amended  to  read  as
 follows:
   §  182.  Diversion of funds dedicated to [the metropolitan transporta-
 tion authority or the New York city transit authority and any  of  their
 subsidiaries]  PUBLIC  TRANSPORTATION SYSTEMS to the general fund of the
 state OR TO ANY OTHER PURPOSE, is prohibited.   1. FOR THE  PURPOSES  OF
 THIS  SECTION,  THE  TERM  "PUBLIC TRANSPORTATION SYSTEM" SHALL MEAN ANY
 PUBLIC BENEFIT CORPORATION CONSTITUTING A TRANSPORTATION AUTHORITY WHICH
 PROVIDES OR CONTRACTS FOR THE PROVISION OF, UNDER JOINT SUPPORT ARRANGE-
 MENTS, MASS TRANSPORTATION SERVICES, OR A  SUBSIDIARY  THEREOF,  OR  ANY
 COUNTY  OR CITY WHICH PROVIDES OR CONTRACTS FOR THE PROVISION OF, PURSU-
 ANT TO SECTION ONE HUNDRED NINETEEN-R OF THE GENERAL MUNICIPAL LAW, MASS
 TRANSPORTATION SERVICES.
   2. The director OF THE  BUDGET  shall  be  prohibited  from  diverting
 revenues  derived  from  taxes and fees paid by the public into any fund
 created by law including, but not  limited  to  sections  eighty-eight-a
 [and],  eighty-nine-c  AND  NINETY-TWO-FF  of  the state finance law and
 chapter twenty-five of the laws of two thousand nine for the purpose  of
 funding  [the metropolitan transportation authority or the New York city
 transit authority and any of their subsidiaries]  PUBLIC  TRANSPORTATION
 SYSTEMS  into the general fund of the state or into any other fund main-
 tained for the support of another governmental purpose. No diversion  of
 funds can occur contrary to this section by an administrative act of the

 A. 9508--B                         94
 
 director  OF  THE  BUDGET  or  any  other person in the executive branch
 [unless the governor declares a fiscal emergency, and communicates  such
 emergency  to  the  temporary president of the senate and speaker of the
 assembly, and a statute is enacted into law authorizing a diversion that
 would otherwise be prohibited by this section].
   3. IF ANY DIVERSION OF FUNDS OCCURS BY PASSAGE OF LEGISLATION DURING A
 REGULAR OR EXTRAORDINARY SESSION OF THE LEGISLATURE, THE DIRECTOR OF THE
 BUDGET SHALL CREATE AND INCLUDE WITH THE BUDGET OR LEGISLATION DIVERTING
 FUNDS,  A  DIVERSION  IMPACT STATEMENT WHICH SHALL INCLUDE THE FOLLOWING
 INFORMATION:
   (A) THE AMOUNT OF THE DIVERSION FROM DEDICATED MASS TRANSIT FUNDS;
   (B) THE AMOUNT DIVERTED FROM EACH FUND;
   (C) THE AMOUNT DIVERTED EXPRESSED AS CURRENT MONTHLY TRANSIT FARES;
   (D) THE CUMULATIVE AMOUNT OF DIVERSION  FROM  DEDICATED  MASS  TRANSIT
 FUNDS DURING THE PRECEDING FIVE YEARS;
   (E) THE DATE OR DATES WHEN THE DIVERSION IS TO OCCUR; AND
   (F) A DETAILED ESTIMATE OF THE IMPACT OF DIVERSION FROM DEDICATED MASS
 TRANSIT  FUNDS  WILL  HAVE  ON THE LEVEL OF PUBLIC TRANSPORTATION SYSTEM
 SERVICE, MAINTENANCE, SECURITY, AND THE CURRENT CAPITAL PROGRAM.
   § 2. This act shall take effect immediately.
 
                                 SUBPART E
 
   Section 1. The public authorities law  is  amended  by  adding  a  new
 section 2985-a to read as follows:
   §  2985-A.  CASHLESS  TOLLING.  1.  FOR  PURPOSES  OF THIS SECTION THE
 FOLLOWING TERMS SHALL HAVE THE FOLLOWING MEANINGS:
   (A) "CASHLESS TOLLING FACILITY" SHALL MEAN A TOLL  HIGHWAY  BRIDGE  OR
 TUNNEL  FACILITY THAT DOES NOT PROVIDE FOR THE IMMEDIATE ON-SITE PAYMENT
 IN CASH OF A TOLL OWED FOR THE USE OF SUCH FACILITY;
   (B) "OWNER" SHALL MEAN ANY  PERSON,  CORPORATION,  PARTNERSHIP,  FIRM,
 AGENCY,  ASSOCIATION,  LESSOR OR ORGANIZATION WHO, AT THE TIME OF INCUR-
 RING AN OBLIGATION TO PAY A TOLL AT A  CASHLESS  TOLLING  FACILITY,  AND
 WITH  RESPECT  TO THE VEHICLE IDENTIFIED IN THE NOTICE OF TOLL DUE:  (I)
 IS THE BENEFICIAL OR EQUITABLE OWNER OF SUCH VEHICLE; OR (II) HAS  TITLE
 TO  SUCH  VEHICLE;  OR  (III) IS THE REGISTRANT OR CO-REGISTRANT OF SUCH
 VEHICLE WHICH IS REGISTERED WITH THE DEPARTMENT  OF  MOTOR  VEHICLES  OF
 THIS  STATE OR ANY OTHER STATE, TERRITORY, DISTRICT, PROVINCE, NATION OR
 OTHER JURISDICTION; OR (IV) IS SUBJECT TO THE LIMITATIONS SET  FORTH  IN
 SUBDIVISION  TEN  OF  SECTION  TWENTY-NINE  HUNDRED  EIGHTY-FIVE OF THIS
 TITLE, USES SUCH VEHICLE IN ITS VEHICLE RENTING AND/OR LEASING BUSINESS;
 OR (V) IS A PERSON ENTITLED TO THE  USE  AND  POSSESSION  OF  A  VEHICLE
 SUBJECT TO A SECURITY INTEREST IN ANOTHER PERSON; AND
   (C)  "NOTICE OF TOLL DUE" SHALL MEAN A NOTICE SENT TO AN OWNER NOTIFY-
 ING SUCH OWNER THAT THE OWNER'S VEHICLE HAS BEEN USED OR OPERATED IN  OR
 UPON A CASHLESS TOLLING FACILITY AND HAS INCURRED AN OBLIGATION TO PAY A
 TOLL.
   2.  (A) IN THE CASE OF AN OWNER WHO INCURS AN OBLIGATION TO PAY A TOLL
 AT A CASHLESS TOLLING FACILITY A NOTICE OF TOLL DUE  SHALL  BE  SENT  BY
 FIRST  CLASS  MAIL  BY THE PUBLIC AUTHORITY WHICH OPERATES SUCH CASHLESS
 TOLLING FACILITY TO THE OWNER WITHIN THIRTY DAYS OF INCURRING THE  OBLI-
 GATION  TO  PAY  THE  TOLL AT SUCH CASHLESS TOLLING FACILITY.  THE OWNER
 SHALL HAVE THIRTY DAYS FROM THE DATE THE NOTICE  WAS  SENT  TO  PAY  THE
 ASSESSED  TOLL,  WITHOUT LIABILITY FOR ANY OTHER CHARGES, FEES, OR MONE-
 TARY PENALTIES. THE NOTICE OF TOLL DUE  SHALL  INCLUDE:  (I)  THE  TOTAL
 AMOUNT  OF  THE ASSESSED TOLL DUE, (II) THE DATE BY WHICH PAYMENT OF THE

 A. 9508--B                         95
 
 ASSESSED TOLL IS DUE, AND (III) ANY OTHER INFORMATION REQUIRED BY LAW OR
 BY THE AUTHORITY. IF AN AUTHORITY FAILS TO SEND A TIMELY NOTICE OF  TOLL
 DUE,  AS  SET  FORTH  IN THIS SECTION, THE OWNER SHALL NOT BE LIABLE FOR
 PAYMENT OF THE ALLEGED TOLLS, MONETARY PENALTIES, FEES OR OTHER CHARGES.
   (B)  IF  AN  OWNER  FAILS TO RESPOND TIMELY TO SUCH NOTICE OF TOLL DUE
 WITHIN THIRTY DAYS OF THE DATE THE NOTICE WAS SENT, A SECOND  NOTICE  OF
 TOLL DUE SHALL BE SENT. SUCH SECOND NOTICE OF TOLL DUE MAY INCLUDE A FEE
 FOR LATE PAYMENT, BUT IN NO CASE SHALL SUCH FEE EXCEED FIVE DOLLARS. THE
 OWNER SHALL HAVE THIRTY DAYS FROM THE DATE THE SECOND NOTICE WAS SENT TO
 PAY THE ASSESSED TOLL AND ANY FEE.
   (C)  IF  AN OWNER FAILS TO RESPOND TIMELY TO THE SECOND NOTICE OF TOLL
 DUE THE AUTHORITY WHICH OPERATES THE CASHLESS TOLLING FACILITY SHALL  BE
 AUTHORIZED  TO SEND A NOTICE OF LIABILITY. THE NOTICE OF LIABILITY SHALL
 CONTAIN THE INFORMATION DESCRIBED IN SUBDIVISION SEVEN OF SECTION  TWEN-
 TY-NINE  HUNDRED  EIGHTY-FIVE OF THIS TITLE. THE OWNER SHALL HAVE NINETY
 DAYS FROM THE DATE SUCH NOTICE OF LIABILITY WAS  SENT  TO  (I)  PAY  THE
 ASSESSED TOLL OR (II) CONTEST THE NOTICE.
   (D)  IF  AN  OWNER  FAILS  TO RESPOND TO THE NOTICE OF LIABILITY OR IS
 FOUND LIABLE FOR THE ASSESSED TOLL, THE OWNER SHALL PAY (I) THE ASSESSED
 TOLL; (II) ANY FEES SET BY THE AUTHORITY, PROVIDED,  HOWEVER,  THAT  THE
 TOTAL  AMOUNT  OF FEES SHALL NOT EXCEED AN AMOUNT EQUAL TO THE AMOUNT OF
 THE TOLL; AND (III) A MONETARY PENALTY WHICH SHALL EQUAL TO  TWENTY-FIVE
 DOLLARS OR DOUBLE THE AMOUNT OF THE TOLL DUE, WHICHEVER IS GREATER.
   3.  EVERY  PUBLIC AUTHORITY WHICH OPERATES A CASHLESS TOLLING FACILITY
 SHALL PROMULGATE RULES AND REGULATIONS  THAT  ESTABLISH  AN  INSTALLMENT
 PAYMENT  PLAN FOR THE PAYMENT OF ANY TOLL INCURRED AT A CASHLESS TOLLING
 FACILITY. INFORMATION RELATED TO SUCH PLAN  SHALL  BE  INCLUDED  IN  THE
 NOTICE  OF  TOLL  DUE AND THE NOTICE OF LIABILITY AND SHALL BE DISPLAYED
 CONSPICUOUSLY ON THE AUTHORITIES' WEBSITE. EACH OWNER,  AT  HIS  OR  HER
 ELECTION,  MAY  PARTICIPATE IN SUCH PLAN. THE AUTHORITY SHALL NOT CHARGE
 ANY ADDITIONAL FEES OR PENALTIES FOR ENROLLMENT INTO A PAYMENT PLAN.
   4. EVERY PUBLIC AUTHORITY WHICH OPERATES A CASHLESS  TOLLING  FACILITY
 SHALL ESTABLISH A PROCEDURE WITH WHICH A PERSON ALLEGED TO BE LIABLE MAY
 CONTEST  SUCH  ALLEGED LIABILITY OR TOLL DUE INCLUDING A HEARING AND THE
 RIGHT TO APPEAL. THE NOTICE OF TOLL DUE AND NOTICE  OF  LIABILITY  SHALL
 CONTAIN  INFORMATION  ADVISING  THE PERSON CHARGED OF THE MANNER AND THE
 TIME IN WHICH HE OR SHE MAY CONTEST THE ASSESSED TOLL AND ANY  LIABILITY
 ALLEGED IN THE NOTICE.
   5.  (A)  ON  OR  AFTER  THE  EFFECTIVE DATE OF THIS SECTION, NO PUBLIC
 AUTHORITY WHICH OPERATES A  CASHLESS  TOLLING  FACILITY  SHALL  SELL  OR
 TRANSFER  ANY  DEBT  OWED  TO  THE  PUBLIC  AUTHORITY  BY AN OWNER FOR A
 VIOLATION OF TOLL COLLECTION REGULATIONS TO  A  DEBT  COLLECTION  AGENCY
 UNLESS  ONE YEAR HAS PASSED FROM THE DATE THE OWNER WAS FOUND LIABLE FOR
 THE VIOLATION OF TOLL COLLECTION REGULATIONS ASSOCIATED WITH SUCH  DEBT,
 OR  THE OWNER HAS A TOTAL DEBT OWED TO THE PUBLIC AUTHORITY OF ONE THOU-
 SAND DOLLARS OR MORE. THE AUTHORITY SHALL OBTAIN A DEFAULT JUDGMENT IN A
 COURT OR ADMINISTRATIVE TRIBUNAL WITH  JURISDICTION  OVER  THE  ASSESSED
 TOLL  BEFORE SELLING OR TRANSFERRING ANY DEBT TO A DEBT COLLECTION AGEN-
 CY.
   (B) A NOTICE SHALL BE SENT BY FIRST CLASS MAIL ADVISING THE OWNER THAT
 THE ABOVE DEBT SHALL BE SOLD OR TRANSFERRED BY THE AUTHORITY TO  A  DEBT
 COLLECTION  AGENCY ON A SPECIFIED DATE NO LESS THAN THIRTY DAYS PRIOR TO
 SUCH SALE OR TRANSFER.
   (C) FOR PURPOSES OF THIS SUBDIVISION "DEBT  COLLECTION  AGENCY"  SHALL
 MEAN  A  PERSON,  FIRM OR CORPORATION ENGAGED IN BUSINESS, THE PRINCIPAL
 PURPOSE OF WHICH IS TO REGULARLY COLLECT OR  ATTEMPT  TO  COLLECT  DEBTS

 A. 9508--B                         96
 
 OWED  OR  DUE  OR  ASSERTED  TO BE OWED OR DUE TO ANOTHER AND SHALL ALSO
 INCLUDE A BUYER OF DELINQUENT DEBT WHO SEEKS TO COLLECT SUCH DEBT EITHER
 DIRECTLY OR THROUGH THE SERVICES OF ANOTHER BY, INCLUDING BUT NOT LIMIT-
 ED  TO, INITIATING OR USING LEGAL PROCESSES OR OTHER MEANS TO COLLECT OR
 ATTEMPT TO COLLECT SUCH DEBT.
   6. NOTWITHSTANDING THE PROVISIONS OF ANY OTHER  LAW,  ORDER,  RULE  OR
 REGULATION  TO THE CONTRARY, NO REGISTRATION OF A MOTOR VEHICLE SHALL BE
 SUSPENDED RESULTING FROM AN OBLIGATION TO PAY A TOLL AT A CASHLESS TOLL-
 ING FACILITY AS DESCRIBED IN THIS SECTION AND THE COMMISSIONER OF  MOTOR
 VEHICLES SHALL NOT SUSPEND THE REGISTRATION OF A MOTOR VEHICLE RESULTING
 FROM  AN  OBLIGATION  TO  PAY  A  TOLL AT A CASHLESS TOLLING FACILITY AS
 DESCRIBED IN THIS SECTION.
   7. EVERY PUBLIC AUTHORITY WHICH OPERATES A CASHLESS  TOLLING  FACILITY
 SHALL  UNDERTAKE  A  PUBLIC  AWARENESS CAMPAIGN REGARDING THE USE OF AND
 PROCESS INVOLVED WITH THE PAYMENT OF TOLLS AT CASHLESS  TOLLING  FACILI-
 TIES.  EACH  PUBLIC  AUTHORITY  SHALL  PROVIDE FOR SUFFICIENT METHODS TO
 OBTAIN AN ELECTRONIC DEVICE FOR THE CHARGING OF TOLLS THROUGH  AN  ELEC-
 TRONIC  TOLL  COLLECTION  SYSTEM  AS  DEFINED  IN  SUBDIVISION TWELVE OF
 SECTION TWENTY-NINE HUNDRED EIGHTY-FIVE OF THIS TITLE, INCLUDING  MAKING
 SUCH  DEVICES  AVAILABLE  AT  ANY  REST  AREA  OWNED OR OPERATED BY EACH
 AUTHORITY. ANY PUBLIC AUTHORITY THAT OPERATES A CASHLESS TOLLING FACILI-
 TY SHALL MAINTAIN A WEBSITE AND TOLL-FREE PHONE NUMBER FOR ANY PERSON TO
 RECEIVE UPDATED INFORMATION ON ANY TOLLS OR FEES WHICH ARE  OUTSTANDING.
 SUCH  WEBSITE  AND  PHONE NUMBER SHALL BE INCLUDED ON ANY NOTICE OF TOLL
 DUE OR NOTICE OF LIABILITY SENT BY THE AUTHORITY.
   § 2. a. Within 90 days of the effective date of this act, the  Tribor-
 ough  bridge and tunnel authority, the public authority created pursuant
 to chapter 870 of the laws of 1939, herein after  the  authority,  shall
 implement an amnesty program for any person who owes tolls, fines, fees,
 or  penalties for a toll incurred at any cashless tolling facility oper-
 ated by the authority. Such amnesty program shall be at least five weeks
 in duration, and shall be available for any toll obligation incurred  on
 or after November 1, 2016. The amnesty program shall also be made avail-
 able  for  any  toll  obligation incurred at a cashless tolling facility
 operated by the authority that has been referred to a  debt  collections
 agency  or has resulted in the suspension of a vehicle registration. The
 amnesty program shall provide for the waiver of  all  fees,  fines,  and
 penalties  associated with an outstanding toll balance if such outstand-
 ing toll balance is paid in full by the end of the amnesty program. Upon
 payment of an outstanding toll balance  in  full,  the  authority  shall
 advise  the commissioner of motor vehicles, in such form and manner that
 such commissioner shall have prescribed, that such person has  responded
 and  has  paid  in full the outstanding balance owed through the amnesty
 program.
   b. The authority shall undertake a public awareness campaign for  such
 amnesty  program,  and shall maintain a public website for any person to
 receive information on any outstanding tolls such person is liable  for.
 The  authority shall provide for sufficient methods to pay the outstand-
 ing toll balances, including but not limited to, by phone, by  mail,  or
 through  the  internet.  The  authority shall, no later than thirty days
 preceding the commencement of the amnesty program, send by  first  class
 mail  notice  to  all  persons  with  outstanding toll balances of their
 eligibility for the amnesty program.
   § 3. This act shall take effect on the one hundred twentieth day after
 it shall have become a law.  Effective  immediately,  any  authority  or

 A. 9508--B                         97
 
 agency  shall take any actions necessary to adopt, amend or repeal regu-
 lations in order to implement the provisions of this act by such date.
   § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
 sion,  section or subpart of this Part shall be adjudged by any court of
 competent jurisdiction to be invalid, such judgement shall  not  affect,
 impair,  or  invalidate  the remainder thereof, but shall be confined in
 its operation to the clause, sentence, paragraph,  subdivision,  section
 or  subpart  thereof  directly involved in the controversy in which such
 judgement shall have been rendered. It is  hereby  declared  to  be  the
 intent of the legislature that this Part would have been enacted even if
 such invalid provisions had not been included herein.
   §  3.  This  act shall take effect immediately provided, however, that
 the applicable effective date of Subparts A through E of this act  shall
 be as specifically set forth in the last section of such Subparts.
 
                                  PART JJ
 
   Section  1. Section 1 of chapter 174 of the laws of 1968, constituting
 the New York state urban development  corporation  act,  is  amended  by
 adding a new section 32-a to read as follows:
   §  32-A. SPECIAL PROVISIONS RELATING TO ECONOMIC DEVELOPMENT ENTITIES.
 (1) FOR THE PURPOSES OF THIS SECTION, AN "ECONOMIC  DEVELOPMENT  ENTITY"
 SHALL  MEAN  ANY  ENTITY  CREATED BY THE EXECUTIVE BRANCH, INCLUDING THE
 EXECUTIVE CHAMBER OF THE GOVERNOR AND LIEUTENANT GOVERNOR, AND ANY STATE
 AGENCY WHOSE FUNCTION  INCLUDES  PROVIDING  ADVICE,  RECOMMENDATIONS  OR
 DETERMINATIONS  TO  OR  ON  BEHALF  OF THE EXECUTIVE BRANCH OR ANY STATE
 AGENCY, AS DEFINED IN PARAGRAPH (B) OF SUBDIVISION ONE OF SECTION SEVEN-
 TY-THREE-A OF THE PUBLIC OFFICERS LAW, ON THE ALLOCATION OR DISBURSEMENT
 OF STATE OR FEDERAL MONIES OR TAX CREDITS AND/OR BENEFITS.
   (2) (A) THE PROVISIONS OF ARTICLE SEVEN OF  THE  PUBLIC  OFFICERS  LAW
 APPLICABLE TO PUBLIC BODIES SHALL APPLY TO AN ECONOMIC DEVELOPMENT ENTI-
 TY.
   (B)  THE PROVISIONS OF ARTICLE SIX OF THE PUBLIC OFFICERS LAW APPLICA-
 BLE TO AGENCIES SHALL APPLY TO AN ECONOMIC DEVELOPMENT ENTITY.  IN ADDI-
 TION TO THE REQUIREMENTS OF SUBDIVISION THREE OF SECTION EIGHTY-SEVEN OF
 THE PUBLIC OFFICERS LAW, AN ECONOMIC DEVELOPMENT ENTITY  SHALL  MAINTAIN
 AND  MAKE  AVAILABLE  FOR  PUBLIC  INSPECTION  AND  COPYING  ANY AND ALL
 PROPOSALS SUBMITTED TO IT THROUGH  A  CENTRALIZED  APPLICATION  PROCESS,
 INCLUDING  THE CONSOLIDATED FUNDING APPLICATIONS PROCESS, EXCEPT THAT AN
 ECONOMIC DEVELOPMENT  ENTITY  MAY  REDACT  OR  WITHHOLD  PORTIONS  OF  A
 PROPOSAL  IF  SUCH  PORTION  WOULD BE EXEMPT FROM DISCLOSURE PURSUANT TO
 ARTICLE SIX OF THE PUBLIC OFFICERS LAW.
   (C) FOR THE PURPOSE OF SECTION SEVENTY-THREE-A OF THE PUBLIC  OFFICERS
 LAW,  ANY  MEMBER  OF  AN  ECONOMIC DEVELOPMENT ENTITY SHALL BE DEEMED A
 STATE OFFICER OR EMPLOYEE AND SHALL BE DEEMED A POLICY MAKER  AND  SHALL
 FILE  AN  ANNUAL STATEMENT OF FINANCIAL DISCLOSURE SET FORTH IN SUBDIVI-
 SION THREE OF SECTION SEVENTY-THREE-A OF THE PUBLIC OFFICERS LAW.
   (D) THE PROVISIONS OF SECTION SEVENTY-FOUR OF THE PUBLIC OFFICERS  LAW
 APPLICABLE  TO  AN  OFFICER OR EMPLOYEE OF A STATE AGENCY SHALL APPLY TO
 ANY MEMBER OF AN ECONOMIC DEVELOPMENT ENTITY.
   § 2. This act shall take effect immediately; provided,  however,  that
 those  incumbents  who have not filed a disclosure form for the calendar
 year 2017 shall have thirty days from the effective date of this act  to
 file such form with the joint commission on public ethics.
 
                                  PART KK

 A. 9508--B                         98

   Section  1. Section 1 of chapter 174 of the laws of 1968, constituting
 the New York state urban development  corporation  act,  is  amended  by
 adding a new section 52 to read as follows:
   §  52.  REPORTING.  (1) DEFINITIONS. FOR THE PURPOSES OF THIS SECTION,
 THE FOLLOWING TERMS SHALL HAVE THE FOLLOWING MEANINGS:
   (A) "ECONOMIC DEVELOPMENT BENEFITS" SHALL MEAN AND INCLUDE THE FOLLOW-
 ING:
   (I) AVAILABLE STATE RESOURCES AND/OR FUNDS INCLUDING, BUT NOT  LIMITED
 TO,  STATE  GRANTS,  LOANS,  LOAN  GUARANTEES,  LOAN INTEREST SUBSIDIES,
 AND/OR SUBSIDIES; AND/OR
   (II) TAX CREDITS, TAX EXEMPTIONS OR REDUCED TAX RATES AND/OR  BENEFITS
 WHICH  ARE  APPLIED  FOR AND PREAPPROVED OR CERTIFIED BY A STATE AGENCY;
 AND
   (A-1) "EMPIRE STATE ECONOMIC DEVELOPMENT BENEFITS"  SHALL  MEAN  THOSE
 ECONOMIC  DEVELOPMENT  BENEFITS  MADE AVAILABLE TO THE URBAN DEVELOPMENT
 CORPORATION AND/OR THE DEPARTMENT OF ECONOMIC DEVELOPMENT TO AWARD  SUCH
 BENEFITS TO QUALIFIED RECIPIENTS, OR THOSE ECONOMIC DEVELOPMENT BENEFITS
 WHICH  ARE  ALLOCATED  TO THE CORPORATION AND/OR SUCH DEPARTMENT BUT ARE
 SUBSEQUENTLY ALLOCATED TO ANOTHER  STATE  AGENCY  OR  OTHER  INDEPENDENT
 ENTITIES FOR THEM TO MAKE SUCH AWARDS TO QUALIFIED RECIPIENTS;
   (A-2) "AGGREGATE ECONOMIC DEVELOPMENT BENEFITS" SHALL MEAN THOSE BENE-
 FITS  PROVIDED  FOR  IN PARAGRAPHS (A) AND (A-1) OF THIS SUBDIVISION AND
 DISPLAYED SEPARATELY IN THE DATABASE CREATED PURSUANT TO SUBDIVISION TWO
 OF THIS SECTION;
   (B) "QUALIFIED PARTICIPANT" SHALL MEAN AN INDIVIDUAL, BUSINESS, LIMIT-
 ED LIABILITY CORPORATION OR ANY OTHER ENTITY THAT HAS  APPLIED  FOR  AND
 RECEIVED  APPROVAL  FOR  AND/OR  IS  THE  BENEFICIARY  OF, ANY AGGREGATE
 ECONOMIC DEVELOPMENT BENEFITS  OF  TEN  THOUSAND  DOLLARS  OR  MORE  PER
 PROJECT;
   (C)  "NEW  YORK  STATE AGENCY" SHALL MEAN ANY STATE DEPARTMENT, BOARD,
 BUREAU, DIVISION, COMMISSION, COMMITTEE, PUBLIC AUTHORITY, PUBLIC CORPO-
 RATION, COUNCIL, OFFICE OR OTHER STATE GOVERNMENTAL ENTITY PERFORMING  A
 GOVERNMENTAL  OR PROPRIETARY FUNCTION FOR THE STATE, AS WELL AS ENTITIES
 CREATED BY ANY OF THE PRECEDING OR THAT  ARE  GOVERNED  BY  A  BOARD  OF
 DIRECTORS  OR  SIMILAR  BODY A MAJORITY OF WHICH IS DESIGNATED BY ONE OR
 MORE STATE OFFICIALS;
   (D) "FULL-TIME JOB" SHALL  MEAN  A  JOB  IN  WHICH  AN  INDIVIDUAL  IS
 EMPLOYED  BY  A  QUALIFIED  PARTICIPANT FOR AT LEAST THIRTY-FIVE HOURS A
 WEEK;
   (E) "FULL-TIME EQUIVALENT" SHALL MEAN A UNIT OF MEASURE WHICH IS EQUAL
 TO ONE FILLED, FULL-TIME, ANNUAL-SALARIED POSITION;
   (F) "PART-TIME JOB" SHALL  MEAN  A  JOB  IN  WHICH  AN  INDIVIDUAL  IS
 EMPLOYED  BY  A  QUALIFIED PARTICIPANT FOR LESS THAN THIRTY-FIVE HOURS A
 WEEK; AND
   (G) "CONTRACT JOB" SHALL MEAN A JOB IN WHICH AN  INDIVIDUAL  IS  HIRED
 FOR A SEASON OR FOR A LIMITED PERIOD OF TIME.
   (2)  SEARCHABLE STATE SUBSIDY AND AGGREGATE ECONOMIC DEVELOPMENT BENE-
 FITS DATABASE. NOTWITHSTANDING ANY LAWS  TO  THE  CONTRARY,  THE  CORPO-
 RATION,  IN  COOPERATION  WITH  THE  DEPARTMENT OF ECONOMIC DEVELOPMENT,
 SHALL CREATE A SEARCHABLE DATABASE, OR MODIFY AN EXISTING ONE,  DISPLAY-
 ING  EMPIRE STATE ECONOMIC DEVELOPMENT BENEFITS THAT A QUALIFIED PARTIC-
 IPANT HAS BEEN AWARDED. SUCH DATABASE SHALL ALSO  DISPLAY  OTHER  EMPIRE
 STATE  ECONOMIC  DEVELOPMENT  BENEFITS  SUCH  QUALIFIED  PARTICIPANT HAS
 RECEIVED FROM ANOTHER STATE AGENCY PROVIDED THAT  IT  IS  FOR  THE  SAME
 PARTICULAR  PROJECT WHICH RECEIVED THE EMPIRE STATE ECONOMIC DEVELOPMENT

 A. 9508--B                         99
 
 BENEFITS. SUCH SEARCHABLE DATABASE SHALL  INCLUDE,  AT  A  MINIMUM,  THE
 FOLLOWING FEATURES AND FUNCTIONALITY:
   (A)  THE ABILITY TO SEARCH THE DATABASE BY EACH OF THE REPORTED INFOR-
 MATION TO THE CORPORATION AND FOR THE PUBLIC VIEWER TO SHOW A  QUALIFIED
 PARTICIPANT  WHICH  IS  A RECIPIENT OF AN AGGREGATE ECONOMIC DEVELOPMENT
 BENEFIT AND VIEW A LIST OF ALL TYPES AND AMOUNTS OF BENEFITS RECEIVED BY
 A QUALIFIED PARTICIPANT;
   (B) FOR THE PRIOR STATE FISCAL YEAR, THE FOLLOWING INFORMATION:
   (I) A QUALIFIED PARTICIPANT'S  NAME  AND  PROJECT,  PROJECT  LOCATION,
 PROJECT'S  COMPLETE ADDRESS, INCLUDING THE POSTAL OR ZIP CODE IN A SEPA-
 RATE SEARCHABLE FIELD, AND THE ECONOMIC REGION OF THE STATE;
   (II) THE TIME SPAN OVER WHICH A QUALIFIED PARTICIPANT IS TO RECEIVE OR
 HAS RECEIVED AGGREGATE ECONOMIC DEVELOPMENT BENEFITS;
   (III)  THE  TYPE  OF  SUCH  AGGREGATE  ECONOMIC  DEVELOPMENT  BENEFITS
 PROVIDED  TO  A QUALIFIED PARTICIPANT, INCLUDING THE NAME OF THE PROGRAM
 OR PROGRAMS THROUGH WHICH AGGREGATE ECONOMIC  DEVELOPMENT  BENEFITS  ARE
 PROVIDED;
   (IV)  THE TOTAL NUMBER OF EMPLOYEES AT ALL SITES UTILIZING SUCH AGGRE-
 GATE ECONOMIC DEVELOPMENT BENEFITS AT THE TIME OF THE AGREEMENT  INCLUD-
 ING  THE  NUMBER  OF  PERMANENT  FULL-TIME JOBS, THE NUMBER OF PERMANENT
 PART-TIME JOBS, THE NUMBER OF FULL-TIME EQUIVALENTS, AND THE  NUMBER  OF
 CONTRACT EMPLOYEES;
   (V)  FOR  ANY AGGREGATE ECONOMIC DEVELOPMENT BENEFIT THAT PROVIDES FOR
 JOB RETENTION AND CREATION THAT A QUALIFIED PARTICIPANT RECEIVING AGGRE-
 GATE ECONOMIC DEVELOPMENT BENEFITS IS CONTRACTUALLY OBLIGATED TO  RETAIN
 AND CREATE OVER THE LIFE OF THE PROJECT UTILIZING SUCH AGGREGATE ECONOM-
 IC  DEVELOPMENT BENEFITS, EXCEPT THAT SUCH INFORMATION SHALL BE REPORTED
 ON AN ANNUAL BASIS FOR AGREEMENTS CONTAINING  ANNUAL  JOB  RETENTION  OR
 CREATION  REQUIREMENTS, AND FOR EACH REPORTING YEAR, THE BASE EMPLOYMENT
 LEVEL THE  ENTITY  RECEIVING  AGGREGATE  ECONOMIC  DEVELOPMENT  BENEFITS
 AGREES  TO  RETAIN OVER THE LIFE OF THE PROJECT UTILIZING SUCH AGGREGATE
 ECONOMIC DEVELOPMENT BENEFITS, ANY JOB CREATION SCHEDULED TO TAKE  PLACE
 AS A RESULT OF THE PROJECT UTILIZING SUCH AGGREGATE ECONOMIC DEVELOPMENT
 BENEFITS  AND WHERE APPLICABLE, ANY JOB CREATION TARGETS FOR THE CURRENT
 REPORTING YEAR;
   (VI) THE AMOUNT OF AGGREGATE ECONOMIC DEVELOPMENT BENEFITS RECEIVED BY
 A QUALIFIED PARTICIPANT DURING THE  YEAR  COVERED  BY  THE  REPORT,  THE
 AMOUNT  OF  AGGREGATE ECONOMIC DEVELOPMENT BENEFITS RECEIVED BY A QUALI-
 FIED PARTICIPANT SINCE THE BEGINNING OF  THE  PROJECT  PERIOD,  AND  THE
 PRESENT  VALUE  OF  THE  FURTHER AGGREGATE ECONOMIC DEVELOPMENT BENEFITS
 COMMITTED TO BY THE STATE, BUT NOT YET RECEIVED BY A  QUALIFIED  PARTIC-
 IPANT FOR THE DURATION OF THE PROJECT;
   (VII)  FOR  THE  CURRENT  REPORTING  YEAR,  THE TOTAL ACTUAL NUMBER OF
 EMPLOYEES AT ALL SITES COVERED BY THE PROJECT UTILIZING  SUCH  AGGREGATE
 ECONOMIC  DEVELOPMENT  BENEFITS, INCLUDING THE NUMBER OF PERMANENT FULL-
 TIME JOBS, THE  NUMBER  OF  PERMANENT  PART-TIME  JOBS,  THE  NUMBER  OF
 CONTRACT JOBS, THE NUMBER OF JOBS FILLED BY MINORITIES OR WOMEN.
   (VIII)  A  STATEMENT  OF  COMPLIANCE  INDICATING  WHETHER,  DURING THE
 CURRENT REPORTING YEAR, THE CORPORATION AND/OR ANY  OTHER  STATE  AGENCY
 HAS  REDUCED,  CANCELLED  OR  RECAPTURED  AGGREGATE ECONOMIC DEVELOPMENT
 BENEFITS FROM A QUALIFIED PARTICIPANT, AND, IF SO, THE TOTAL  AMOUNT  OF
 THE  REDUCTION,  CANCELLATION OR RECAPTURE, AND ANY PENALTY ASSESSED AND
 THE REASONS THEREFOR.
   (C) THE ABILITY TO DIGITALLY SELECT DEFINED INDIVIDUAL  FIELDS  CORRE-
 SPONDING  TO ANY OF THE REPORTED INFORMATION FROM QUALIFIED PARTICIPANTS
 TO CREATE UNIQUE DATABASE VIEWS;

 A. 9508--B                         100
 
   (D) THE ABILITY TO DOWNLOAD THE DATABASE IN ITS ENTIRETY, OR IN  PART,
 IN A COMMON MACHINE READABLE FORMAT;
   (E) THE ABILITY TO VIEW AND DOWNLOAD CONTRACTS OR AWARD AGREEMENTS FOR
 EACH  AGGREGATE  ECONOMIC  DEVELOPMENT BENEFIT RECEIVED BY THE QUALIFIED
 PARTICIPANT TO THE EXTENT SUCH CONTRACTS OR AWARD AGREEMENTS ARE  AVAIL-
 ABLE TO THE PUBLIC PURSUANT TO ARTICLE SIX OF THE PUBLIC OFFICERS LAW;
   (F)  A  DEFINITION OR DESCRIPTION OF TERMS FOR FIELDS IN THE DATABASE;
 AND
   (G) A SUMMARY OF EACH AGGREGATE ECONOMIC DEVELOPMENT BENEFIT AVAILABLE
 TO QUALIFIED PARTICIPANTS.
   (3) CERTIFICATION REGARDING REPORTING. THE CORPORATION  SHALL  CERTIFY
 TO THE NEW YORK STATE AUTHORITIES BUDGET OFFICE, THE CORPORATION'S BOARD
 OF  DIRECTORS  AND  POST TO ITS WEBSITE THAT IT HAS FULFILLED ALL OF ITS
 REPORTING REQUIREMENTS AS REQUIRED BY LAW, RULES, REGULATIONS, OR EXECU-
 TIVE ORDERS. THE CORPORATION SHALL PROVIDE A LIST OF  ALL  REPORTS,  THE
 DUE DATES OF SUCH REPORTS, AND CERTIFY TO THE NEW YORK STATE AUTHORITIES
 BUDGET OFFICE AND THE CORPORATION'S BOARD OF DIRECTORS, THAT EACH REPORT
 HAS BEEN SUBMITTED TO THE INDIVIDUAL, OFFICE, OR ENTITY AS PRESCRIBED BY
 APPLICABLE LAWS, RULES, AND REGULATIONS.
   (4)  DATABASE  REPORTING.  THE  CORPORATION  MAY REQUEST ANY DATA FROM
 QUALIFIED PARTICIPANTS, WHICH IS NECESSARY AND REQUIRED  IN  DEVELOPING,
 UPDATING  AND  MAINTAINING  THE  SEARCHABLE  DATABASE.    SUCH QUALIFIED
 PARTICIPANTS SHALL PROVIDE ANY SUCH INFORMATION REQUESTED BY THE  CORPO-
 RATION.  BEGINNING ON JUNE FIRST, TWO THOUSAND NINETEEN, THE CORPORATION
 SHALL MAKE ALL REPORTED DATA ON SUCH DATABASE AVAILABLE TO THE PUBLIC ON
 ITS  WEBSITE.  SUCH  DATABASE SHALL BE UPDATED ON A QUARTERLY BASIS WITH
 QUALIFIED PARTICIPANTS ADDED TO ANY PROGRAMS AND ANY NEW  DATA  PROVIDED
 BY EXISTING QUALIFIED PARTICIPANTS REQUIRED REPORTING.
   (5)  REPORTING. THE CORPORATION'S SENIOR STAFF SHALL REPORT ON A QUAR-
 TERLY BASIS, TO THE CORPORATION'S  BOARD  OF  DIRECTORS  WITH  A  STATUS
 UPDATE ON THE DEVELOPMENT AND MAINTENANCE OF THE SEARCHABLE DATABASE.
   §  2. Section 100 of the economic development law is amended by adding
 a new subdivision 18-j to read as follows:
   18-J. TO ASSIST THE  URBAN  DEVELOPMENT  CORPORATION  TO  ESTABLISH  A
 SEARCHABLE  DATABASE PURSUANT TO SECTION FIFTY-TWO OF THE URBAN DEVELOP-
 MENT CORPORATION ACT.
   § 3. This act shall take effect on the ninetieth day  after  it  shall
 have  become  a  law; provided, however, that effective immediately, the
 addition, amendment and/or repeal of any rule  or  regulation  necessary
 for  the implementation of this act on its effective date are authorized
 to be made and completed on or before such effective date.
 
                                  PART LL
 
   Section 1. Section 1 of chapter 174 of the laws of 1968,  constituting
 the  New  York  state  urban  development corporation act, is amended by
 adding a new section 52 to read as follows:
   § 52. SMALL BUSINESS INNOVATION RESEARCH (SBIR)/SMALL  BUSINESS  TECH-
 NOLOGY  TRANSFER (STTR) TECHNICAL ASSISTANCE PROGRAM. 1. THE SMALL BUSI-
 NESS INNOVATION RESEARCH/SMALL BUSINESS  TECHNOLOGY  TRANSFER  TECHNICAL
 ASSISTANCE  PROGRAM,  HEREAFTER  REFERRED TO AS "THE PROGRAM", IS HEREBY
 CREATED IN THE CORPORATION FOR THE PURPOSES OF PROVIDING FUNDS TO ELIGI-
 BLE ENTITIES TO PROVIDE TECHNICAL ASSISTANCE TO SMALL BUSINESSES OF  ONE
 HUNDRED  EMPLOYEES  OR  LESS  AND LOCATED IN NEW YORK STATE IN COMPETING
 SUCCESSFULLY FOR GRANTS MADE AVAILABLE THROUGH PHASE I  OF  THE  FEDERAL
 SMALL  BUSINESS  INNOVATION  RESEARCH PROGRAM AS ENACTED PURSUANT TO THE

 A. 9508--B                         101
 
 SMALL BUSINESS INNOVATION DEVELOPMENT ACT OF 1982, AND THE  SMALL  BUSI-
 NESS  TECHNOLOGY  TRANSFER  ACT OF 1982, SO AS TO INCREASE THE NUMBER OF
 PHASE I SBIR AND STTR AWARD WINNERS WITHIN THE STATE.
   2.  TECHNICAL  ASSISTANCE SERVICES UNDER THIS SECTION MAY INCLUDE, BUT
 ARE NOT LIMITED TO:
   (A) OUTREACH TO SMALL BUSINESSES TO  PROMOTE  AWARENESS  OF  SBIR/STTR
 PROGRAM SOLICITATIONS;
   (B)  COUNSELING  TO  DETERMINE  THE  ABILITY  OF  A BUSINESS TO PURSUE
 SBIR/STTR PHASE I FUNDING, THE TECHNOLOGY MATCH WITH THE FEDERAL  AGENCY
 SOLICITATION  TO BE PURSUED, THE QUALIFICATIONS OF PERSONNEL INVOLVED IN
 THE PROPOSED PROJECT, AND THE LEVEL OF SUPPORT NEEDED FROM THE TECHNICAL
 ASSISTANCE PROGRAM TO PRODUCE A COMPETITIVE APPLICATION; AND
   (C) PROPOSAL PREPARATION ASSISTANCE INCLUDING GRANT WRITING, TECHNOLO-
 GY EVALUATION, AND GENERAL PROPOSAL EVALUATION.
   3. IN DETERMINING WHETHER TO PROVIDE TECHNICAL  ASSISTANCE  AUTHORIZED
 PURSUANT  TO  THIS  SECTION TO A SMALL BUSINESS, ELIGIBLE ENTITIES SHALL
 CONSIDER THE PROBABILITY OF  SUCH  BUSINESS  COMMERCIALIZING  ANY  INNO-
 VATIONS  RESULTING  FROM RESEARCH FUNDED BY AN SBIR OR STTR AWARD IN NEW
 YORK STATE.
   4. (A) ENTITIES THAT ARE ELIGIBLE TO RECEIVE FUNDS UNDER THIS  SECTION
 SHALL  HAVE  DEMONSTRABLE  EXPERIENCE AND SUCCESS IN PROVIDING TECHNICAL
 ASSISTANCE AUTHORIZED PURSUANT TO THIS SECTION, AND AS DETERMINED BY THE
 CORPORATION, AND SHALL INCLUDE:
   (I) CENTERS FOR ADVANCED TECHNOLOGY ESTABLISHED  PURSUANT  TO  SECTION
 THIRTY-ONE HUNDRED TWO-B OF THE PUBLIC AUTHORITIES LAW;
   (II)  TECHNOLOGY  DEVELOPMENT  CORPORATIONS  ESTABLISHED  PURSUANT  TO
 SECTION THIRTY-ONE HUNDRED TWO-D OF THE PUBLIC AUTHORITIES LAW;
   (III) STATE UNIVERSITY OF NEW YORK ENGINEERING SCHOOLS THAT ADMINISTER
 THE STRATEGIC PARTNERSHIP FOR INDUSTRIAL RESURGENCE PROGRAM; AND
   (IV) CENTERS OF EXCELLENCE ESTABLISHED PURSUANT TO SECTION 3 OF PART T
 OF CHAPTER 84 OF THE LAWS OF 2002 AND SECTION FOUR HUNDRED  TEN  OF  THE
 ECONOMIC DEVELOPMENT LAW.
   (B)  PREFERENCE  FOR RECEIVING FUNDS UNDER THIS SECTION SHALL BE GIVEN
 TO ENTITIES THAT PARTNER WITH OTHER ELIGIBLE  ENTITIES  TO  PROVIDE  THE
 FULL  RANGE OF TECHNICAL ASSISTANCE SERVICES AS SPECIFIED IN SUBDIVISION
 TWO OF THIS SECTION.
   (C) ENTITIES RECEIVING FUNDS UNDER THIS SECTION SHALL MATCH SUCH FUNDS
 ON A ONE-TO-ONE BASIS. SUCH MATCH SHALL CONSIST OF  ACTUAL  CASH,  SALA-
 RIES,  STAFF  TIME, OR EXPENSES DIRECTLY ATTRIBUTABLE TO THE PURPOSES OF
 THIS SECTION. OVERHEAD COSTS MAY NOT BE INCLUDED IN THE MATCH.
   5. (A) FUNDS CAN BE USED FOR COSTS RELATED TO CONDUCTING  OUTREACH  TO
 SMALL  BUSINESSES  TO  PROMOTE  AWARENESS OF SBIR/STTR PROGRAM SOLICITA-
 TIONS, GRANT PREPARATION AND REVIEW, AND  PRINTING  COSTS  AND  SUPPLIES
 ASSOCIATED WITH THE SUBMISSION OF GRANTS.
   (B)  FROM  SUCH  FUNDS  AS MAY BE APPROPRIATED FOR THIS PURPOSE BY THE
 LEGISLATURE, THE CORPORATION SHALL MAKE COMPETITIVE AWARDS  ANNUALLY  IN
 AMOUNTS OF UP TO TWO HUNDRED THOUSAND DOLLARS TO PROVIDERS OF ASSISTANCE
 PURSUANT TO THIS SECTION.
   6.  (A)  ENTITIES RECEIVING FUNDS SHALL ANNUALLY PROVIDE TO THE CORPO-
 RATION DETAILS ON THE FOLLOWING:
   (I) DESCRIPTION  OF  SMALL  BUSINESSES  SERVED,  INCLUDING  TECHNOLOGY
 FOCUS, BUSINESS SIZE AND LOCATION;
   (II)  SBIR  AND  STTR  GRANTS  APPLIED FOR AND RECEIVED AS A RESULT OF
 ASSISTANCE PROVIDED; AND
   (III) ANY OTHER INFORMATION DEEMED APPROPRIATE BY THE CORPORATION.

 A. 9508--B                         102
 
   (B) THE CORPORATION SHALL INCLUDE THE INFORMATION PROVIDED PURSUANT TO
 SUBDIVISION FIVE OF THIS SECTION IN THE ANNUAL REPORT FILED PURSUANT  TO
 SECTION FOUR HUNDRED FOUR OF THE ECONOMIC DEVELOPMENT LAW.
   (C)  ON  OR  BEFORE  FEBRUARY FIRST, TWO THOUSAND NINETEEN, THE CORPO-
 RATION SHALL EVALUATE  THE  EFFECTIVENESS  OF  THE  SBIR/STTR  TECHNICAL
 ASSISTANCE PROGRAM AND REPORT SUCH FINDINGS TO THE GOVERNOR AND LEGISLA-
 TURE.  THE  CORPORATION SHALL ALSO MAKE RECOMMENDATIONS AS TO THE APPRO-
 PRIATENESS OF EXPANDING THE PROGRAM TO PROVIDE ASSISTANCE  TO  SBIR/STTR
 PHASE II APPLICANTS.
   § 2. Section 3102-c of the public authorities law is REPEALED.
   § 3. This act shall take effect immediately.

                                  PART MM
 
   Section  1.  Short  title. This act shall be known and may be cited as
 the "New York state innovation voucher program act".
   § 2. Section 1 of chapter 174 of the laws of  1968,  constituting  the
 New York state urban development corporation act, is amended by adding a
 new section 16-bb to read as follows:
   § 16-BB. NEW YORK STATE INNOVATION VOUCHER PROGRAM. (1) PROGRAM ESTAB-
 LISHED.  THERE IS HEREBY ESTABLISHED A NEW YORK STATE INNOVATION VOUCHER
 PROGRAM UNDER THE PURVIEW OF THE EMPIRE STATE  DEVELOPMENT  CORPORATION.
 SUCH  PROGRAM SHALL PROVIDE SMALL BUSINESSES WITH ACCESS TO RESEARCH AND
 DEVELOPMENT BY COLLEGES AND UNIVERSITIES,  GOVERNMENT  LABORATORIES  AND
 PUBLIC  RESEARCH  INSTITUTES  IN  ORDER TO ASSIST SUCH BUSINESSES IN THE
 CREATION OF INNOVATIVE PRODUCTS OR SERVICES THAT PROVIDE  JOB  RETENTION
 AND EXPANSION.
   (2) DEFINITIONS. FOR THE PURPOSES OF THIS SECTION, THE FOLLOWING TERMS
 SHALL HAVE THE FOLLOWING MEANINGS:
   (A)  "ELIGIBLE  RECIPIENT"  SHALL  MEAN SMALL BUSINESSES AS DEFINED IN
 SECTION ONE HUNDRED THIRTY-ONE OF THE ECONOMIC DEVELOPMENT LAW.
   (B) "ELIGIBLE PROJECTS"  FOR  VOUCHERS  AUTHORIZED  PURSUANT  TO  THIS
 SECTION  SHALL  MEAN  RESEARCH AND DEVELOPMENT PROJECTS LEADING TO INNO-
 VATION OF PRODUCTS OR SERVICES. ELIGIBLE COSTS SHALL INCLUDE, BUT NOT BE
 LIMITED TO, THE DEVELOPMENT OF PROTOTYPES, FIELD TESTING, ENGINEERING OR
 OTHER PROJECTS AUTHORIZED BY THE CORPORATION THAT ENHANCE INNOVATION  OF
 PRODUCTS  OR  SERVICES  THAT RESULT IN JOB GROWTH AND BUSINESS EXPANSION
 WITHIN THE STATE.
   (C) "INELIGIBLE EXPENSE" SHALL MEAN REIMBURSEMENT OF TIME SPENT BY THE
 EMPLOYEES OR OWNERS OF THE SMALL BUSINESS; GRANT OR VOUCHER  APPLICATION
 COSTS;  ROUTINE  AND  READILY-PREDICTABLE  BUSINESS EXPENSES; DESIGN AND
 PRODUCTION OF MARKETING OR  ADVERTISING  MATERIALS;  BASIC  PROFESSIONAL
 SERVICES  SUCH  AS  ONGOING  ROUTINE  ACCOUNTING, TAX OR LEGAL SERVICES;
 BUILDING OR EQUIPMENT CONSTRUCTION COSTS;  FINANCING  FEES;  TRAVEL  AND
 ENTERTAINMENT  COSTS;  HOSPITALITY  COSTS; AND ANY OTHER EXPENSES DEEMED
 INELIGIBLE BY THE CORPORATION.
   (D) "RESEARCH AND DEVELOPMENT PARTNER" SHALL MEAN COLLEGES,  UNIVERSI-
 TIES,  STATE  AND  NATIONAL GOVERNMENT LABORATORIES, AND PUBLIC RESEARCH
 INSTITUTES IN NEW YORK STATE.
   (E) "EXCEPTIONALLY  INNOVATIVE  PROJECTS"  SHALL  MEAN  PROJECTS  THAT
 DEMONSTRATE A POTENTIAL FOR SUBSTANTIAL ECONOMIC GROWTH AND JOB DEVELOP-
 MENT  IN  AN  EMERGING  TECHNOLOGY FIELD, AS DEFINED BY THE CORPORATION,
 THROUGH THE PROMULGATION OF RULES AND REGULATIONS, AS EMERGING TECHNOLO-
 GY FIELDS FROM THOSE FIELDS LISTED IN  SUBPARAGRAPHS  ONE,  TWO,  THREE,
 FOUR  AND FIVE OF PARAGRAPH (B) OF SUBDIVISION ONE OF SECTION THIRTY-ONE
 HUNDRED TWO-E OF THE PUBLIC AUTHORITIES LAW.

 A. 9508--B                         103
 
   (3) SELECTION OF ELIGIBLE RECIPIENTS. (A) ELIGIBLE RECIPIENTS SHALL BE
 SELECTED BY THE CORPORATION BASED ON THE STRENGTH  OF  THEIR  PROPOSALS,
 INCLUDING  EVALUATION OF THE INNOVATIVE NATURE OF THE PROJECT, ITS TECH-
 NICAL FEASIBILITY, COMMERCIAL VIABILITY AND THE POTENTIAL IMPACT ON  THE
 RETENTION AND CREATION OF NEW JOBS.
   (B)  SMALL  BUSINESSES  MAY IDENTIFY DESIRED OR POTENTIAL RESEARCH AND
 DEVELOPMENT PARTNERS AS PART OF  THEIR  APPLICATIONS.  ADVANCE  DETERMI-
 NATIONS OF THE BUSINESS' RESEARCH AND DEVELOPMENT PARTNER SHALL NOT BE A
 REQUIREMENT FOR RECEIPT OF AN INNOVATION VOUCHER.
   (C) APPLICATIONS SHALL BE JUDGED BY AN ADVISORY COMMITTEE, OR REGIONAL
 ADVISORY  COMMITTEE,  APPOINTED  BY  THE  PRESIDENT  OF  THE CORPORATION
 CONSISTING OF MEMBERS OF THE HIGHER EDUCATION, SCIENCE  AND  TECHNOLOGY,
 AND BUSINESS COMMUNITIES.
   (4)  RESEARCH AND DEVELOPMENT PARTNERS. THE CORPORATION SHALL IDENTIFY
 A LIST OF POTENTIAL RESEARCH AND DEVELOPMENT PARTNERS IN NEW YORK  STATE
 THAT  HAVE  APPROPRIATE  FACILITIES  AND RESOURCES TO PARTICIPATE IN THE
 INNOVATION VOUCHER PROGRAM AND  ARE  WILLING  TO  ACCEPT  VOUCHERS  FROM
 ELIGIBLE RECIPIENTS FOR PAYMENT OF THEIR SERVICES. THE LIST OF POTENTIAL
 RESEARCH  AND  DEVELOPMENT  PARTNERS  SHALL  BE  DISPLAYED ON THE CORPO-
 RATION'S WEBSITE, AND SHALL BE REVIEWED AND REVISED AT LEAST QUARTERLY.
   (5) VOUCHERS AND MATCHING FUNDS. (A) THE CORPORATION, UPON THE  RECOM-
 MENDATION  OF THE ADVISORY COMMITTEE, MAY AWARD VOUCHERS UP TO TEN THOU-
 SAND DOLLARS FOR EACH ELIGIBLE PROJECT. UPON THE RECOMMENDATION  OF  THE
 ADVISORY  COMMITTEE, THE CORPORATION MAY AWARD A VOUCHER IN AN AMOUNT UP
 TO FIFTY THOUSAND DOLLARS WHERE A PROJECT IS DEEMED EXCEPTIONALLY  INNO-
 VATIVE. CRITERIA FOR DETERMINATION OF AWARDS SHALL BE ESTABLISHED BY THE
 CORPORATION  IN  RULES  AND REGULATIONS. ELIGIBLE RECIPIENTS SHALL MATCH
 THE VALUE OF THE VOUCHER ON A DOLLAR-FOR-DOLLAR BASIS  AND  SHALL  APPLY
 SUCH AMOUNT TO THE VOUCHER-FUNDED PROJECT.
   (B) IF AN APPLICANT IS APPROVED BY THE CORPORATION FOR A VOUCHER BASED
 ON  THE  MERITS OF AN ELIGIBLE PROJECT, SUCH ELIGIBLE RECIPIENT SHALL BE
 AUTHORIZED TO ENTER  INTO  A  WORKING  AGREEMENT  WITH  THE  APPROPRIATE
 RESEARCH  AND  DEVELOPMENT  PARTNER. THE ELIGIBLE RECIPIENT SHALL NOTIFY
 THE CORPORATION OF THE RESEARCH AND DEVELOPMENT PARTNER COLLABORATION TO
 BE FORMED TO FURTHER RESEARCH AND DEVELOPMENT. PAYMENT  OF  THE  VOUCHER
 SHALL  BE  MADE  BASED  ON A PAYMENT STRUCTURE ESTABLISHED BY THE CORPO-
 RATION IN RULES AND REGULATIONS PROMULGATED PURSUANT TO SECTION FOUR  OF
 THIS ACT TO ADMINISTER A COLLABORATION.
   (6)  OUTREACH.  TO  ENSURE MAXIMUM AWARENESS OF THE INNOVATION VOUCHER
 PROGRAM, THE CORPORATION SHALL DEVELOP AND IMPLEMENT A PLAN  TO  DISSEM-
 INATE  INFORMATION  AND MATERIALS TO SMALL BUSINESSES, INCLUDING BUT NOT
 LIMITED TO MINORITY- AND WOMEN-OWNED ENTERPRISES AND VETERAN-OWNED BUSI-
 NESSES.
   (7) REPORTS. THE CORPORATION SHALL POST QUARTERLY REPORTS STATING: THE
 NUMBER AND MONETARY VALUE OF VOUCHERS  ISSUED;  THE  AMOUNT  OF  PROGRAM
 FUNDING  USED  FOR  THE  VOUCHERS; THE RECIPIENT OF THE THE VOUCHERS AND
 RESEARCH AND DEVELOPMENT PARTNER; AND ANY OTHER APPROPRIATE  METRICS  TO
 MEASURE  THE  SUCCESS  OF THE PROGRAM, INCLUDING BUT NOT LIMITED TO, THE
 NUMBER OF JOBS CREATED OR RETAINED, THE NUMBER OF PATENTS PRODUCED AS  A
 RESULT  OF  THE COLLABORATION, A DESCRIPTION OF THE ECONOMIC DEVELOPMENT
 IMPACT AND SUCH OTHER INFORMATION AS THE CORPORATION MAY DEEM NECESSARY.
 SUCH QUARTERLY REPORTS SHALL ALSO INCLUDE A  LIST  OF  CURRENT  ADVISORY
 COMMITTEE  MEMBERS  AND A LIST OF CURRENT RESEARCH AND DEVELOPMENT PART-
 NERS APPROVED BY THE CORPORATION.
   (8) FUNDING. THE CORPORATION IS AUTHORIZED, WITHIN AVAILABLE APPROPRI-
 ATIONS IN THE EMPIRE STATE  DEVELOPMENT  FUND  ESTABLISHED  PURSUANT  TO

 A. 9508--B                         104
 
 SECTION  SIXTEEN-M  OF THIS ACT OR FROM ANY OTHER FUNDS APPROPRIATED, TO
 MAKE INNOVATIVE VOUCHERS AVAILABLE TO ELIGIBLE RECIPIENTS.
   §  3. Subdivision 1 of section 16-m of section 1 of chapter 174 of the
 laws of 1968, constituting the New York state urban  development  corpo-
 ration act, is amended by adding a new paragraph (o) to read as follows:
   (O)  VOUCHERS  TO ELIGIBLE ENTITIES AS SET FORTH IN SECTION SIXTEEN-BB
 OF THIS ACT TO SUPPORT THE NEW YORK STATE INNOVATION VOUCHER PROGRAM  TO
 ASSIST SMALL BUSINESS ACCESS TO RESEARCH AND DEVELOPMENT BY COLLEGES AND
 UNIVERSITIES,  GOVERNMENT LABORATORIES AND PUBLIC RESEARCH INSTITUTES TO
 SUPPORT SUCH BUSINESSES  IN  THE  CREATION  OF  INNOVATIVE  PRODUCTS  OR
 SERVICES.
   §  4.  Rules and regulations. The empire state development corporation
 is authorized to promulgate rules and regulations in accordance with the
 state administrative procedure act that are  necessary  to  fulfill  the
 purposes  of  this  act.  Such  rules and regulations shall be completed
 within one hundred eighty days after the effective date of this act.
   § 5. This act shall take effect on the one hundred eightieth day after
 it shall have become a law; provided, however, that  the  amendments  to
 subdivision 1 of section 16-m of section 1 of chapter 174 of the laws of
 1968, constituting the New York state urban development corporation act,
 made  by  section  three  of this act shall not affect the expiration of
 such section and shall be deemed to expire therewith; provided, further,
 that any rules and regulations necessary for the  timely  implementation
 of  this  act on its effective date may be promulgated on or before such
 effective date.
 
                                  PART NN
 
   Section 1. The economic development law is amended  by  adding  a  new
 section 438 to read as follows:
   §  438.  DISCLOSURE  AUTHORIZATION  AND REPORTING REQUIREMENTS. 1. THE
 COMMISSIONER AND THE DEPARTMENT SHALL DISCLOSE PUBLICLY  THE  NAMES  AND
 ADDRESSES  OF THE BUSINESSES LOCATED WITHIN A TAX-FREE NY AREA. IN ADDI-
 TION, THE COMMISSIONER AND THE DEPARTMENT SHALL  DISCLOSE  PUBLICLY  AND
 INCLUDE  IN  THE  ANNUAL  REPORT  REQUIRED UNDER SUBDIVISION TWO OF THIS
 SECTION SUCH OTHER INFORMATION CONTAINED IN  SUCH  BUSINESSES'  APPLICA-
 TIONS AND ANNUAL REPORTS, INCLUDING THE PROJECTED NUMBER OF NET NEW JOBS
 TO  BE  CREATED, AS THEY DETERMINE IS RELEVANT AND NECESSARY TO EVALUATE
 THE SUCCESS OF THIS PROGRAM.
   2. (A) THE COMMISSIONER SHALL PREPARE AN ANNUAL REPORT TO THE GOVERNOR
 AND THE LEGISLATURE. SUCH REPORT SHALL INCLUDE THE  NUMBER  OF  BUSINESS
 APPLICANTS,  NUMBER  OF  BUSINESSES APPROVED, THE NAMES AND ADDRESSES OF
 THE BUSINESSES LOCATED WITHIN A TAX-FREE NY AREA, TOTAL AMOUNT OF  BENE-
 FITS DISTRIBUTED, BENEFITS RECEIVED PER BUSINESS, NUMBER OF NET NEW JOBS
 CREATED, NET NEW JOBS CREATED PER BUSINESS, NEW INVESTMENT PER BUSINESS,
 THE  TYPES  OF  INDUSTRIES REPRESENTED AND SUCH OTHER INFORMATION AS THE
 COMMISSIONER DETERMINES IS NECESSARY TO EVALUATE  THE  PROGRESS  OF  THE
 START-UP NY PROGRAM.
   (B)  ANY  BUSINESS LOCATED IN A TAX-FREE NY AREA MUST SUBMIT AN ANNUAL
 REPORT TO THE COMMISSIONER IN A FORM AND AT  SUCH  TIME  AND  WITH  SUCH
 INFORMATION  AS  PRESCRIBED BY THE COMMISSIONER IN CONSULTATION WITH THE
 COMMISSIONER OF TAXATION AND FINANCE. SUCH INFORMATION SHALL  BE  SUFFI-
 CIENT  FOR THE COMMISSIONER AND THE COMMISSIONER OF TAXATION AND FINANCE
 TO: (I) MONITOR THE  CONTINUED  ELIGIBILITY  OF  THE  BUSINESS  AND  ITS
 EMPLOYEES  TO PARTICIPATE IN THE START-UP NY PROGRAM AND RECEIVE THE TAX
 BENEFITS DESCRIBED IN SECTION THIRTY-NINE OF THE TAX LAW; (II)  EVALUATE

 A. 9508--B                         105
 
 THE  PROGRESS  OF  THE START-UP NY PROGRAM; AND (III) PREPARE THE ANNUAL
 REPORT REQUIRED BY PARAGRAPH (A) OF THIS SUBDIVISION. SUCH ANNUAL REPORT
 SHALL ALSO INCLUDE INFORMATION REGARDING THE WAGES PAID DURING THE  YEAR
 TO  ITS EMPLOYEES EMPLOYED IN THE NET NEW JOBS CREATED AND MAINTAINED IN
 THE TAX-FREE NY AREA.
   § 2. This act shall take effect immediately and  shall  be  deemed  to
 have been in full force and effect on and after April 10, 2017.
 
                                  PART OO
 
   Section  1. Section 1 of chapter 174 of the laws of 1968, constituting
 the New York state urban development  corporation  act,  is  amended  by
 adding a new section 52 to read as follows:
   §  52.  STRATEGIC  INVESTMENT IN WORKFORCE DEVELOPMENT. 1. PURSUANT TO
 THIS SECTION THERE IS HEREBY ESTABLISHED  WITHIN  THE  CORPORATION,  THE
 STRATEGIC  INVESTMENT  IN  WORKFORCE DEVELOPMENT PROGRAM TO IDENTIFY AND
 ADDRESS WORKFORCE NEEDS THROUGHOUT  THE  STATE.  THE  CORPORATION  SHALL
 COLLABORATE  WITH  THE  DEPARTMENT  OF LABOR, THE DEPARTMENT OF ECONOMIC
 DEVELOPMENT, THE STATE UNIVERSITY OF NEW YORK, THE  CITY  UNIVERSITY  OF
 NEW  YORK,  AND  THE  STATE  EDUCATION  DEPARTMENT TO PROVIDE SUPPORT TO
 ELIGIBLE APPLICANTS WITHIN AMOUNTS AVAILABLE FOR THE  STRATEGIC  INVEST-
 MENTS  IN  WORKFORCE DEVELOPMENT PROGRAM AND SHALL IDENTIFY THE TRAINING
 NEEDS OF EMPLOYERS, EMPLOYEES AND PROSPECTIVE EMPLOYEES; IDENTIFY  AREAS
 OF  THE STATE OR SPECIFIC INDUSTRIES WHERE A SHORTAGE OF A SKILLED WORK-
 FORCE IS IMPACTING THE ABILITY OF THOSE AREAS OF THE STATE OR INDUSTRIES
 TO REMAIN COMPETITIVE AND INNOVATIVE; IDENTIFY  METHODS  AND  MODELS  TO
 TRAIN  AND  EMPLOY YOUTH WORKERS; AND IDENTIFY WAYS TO SERVE PROSPECTIVE
 EMPLOYEES THAT ARE CURRENTLY UNEMPLOYED OR UNDEREMPLOYED. THE  STRATEGIC
 INVESTMENT  IN  WORKFORCE DEVELOPMENT PROGRAM SHALL UTILIZE THE INFORMA-
 TION  GATHERED  TO  TARGET  WORKFORCE  TRAINING  ACTIVITIES,  EMPLOYMENT
 CREDENTIALS OR CERTIFICATE OPPORTUNITIES, AND SKILL DEVELOPMENT PROGRAMS
 TO MEET THE IDENTIFIED NEEDS AND TO PROVIDE NECESSARY TRAINING AND SKILL
 DEVELOPMENT  PROGRAMS  TO  YOUTH  AND  INDIVIDUALS WHO ARE UNEMPLOYED OR
 UNDEREMPLOYED.
   2. ELIGIBLE APPLICANTS SHALL INCLUDE  AN  EMPLOYER  OR  CONSORTIUM  OF
 EMPLOYERS IN CONJUNCTION WITH A LABOR ORGANIZATION, A NOT-FOR-PROFIT, AN
 EDUCATIONAL  ENTITY  OR  A PROGRAM OR NETWORK THAT PROVIDES TRAINING AND
 SKILL DEVELOPMENT FOR YOUTH OR INDIVIDUALS WHO ARE UNEMPLOYED OR  UNDER-
 EMPLOYED.    AN  ENTITY  THAT  WORKS  DIRECTLY WITH EMPLOYERS TO PROVIDE
 TRAINING OR RETRAINING, PARTICULARLY IN HIGH-SKILL OCCUPATIONS OR INDUS-
 TRIES, OR AN ENTITY THAT SEEKS TO PROMOTE AND FOSTER  ECONOMIC  DEVELOP-
 MENT  AND  JOB  GROWTH  SHALL  ALSO BE CONSIDERED AN ELIGIBLE APPLICANT.
 ELIGIBLE APPLICANTS SHALL DEMONSTRATE A  RELATIONSHIP  WITH  EDUCATIONAL
 PROGRAMS  AND ENTITIES THAT ADDRESS THE NEEDS OF EMPLOYERS, EMPLOYEES OR
 PROSPECTIVE EMPLOYEES, PARTICULARLY YOUTH, UNSKILLED WORKERS, UNEMPLOYED
 INDIVIDUALS OR UNDEREMPLOYED WORKERS.
   3. (A) ASSISTANCE PROVIDED BY THE CORPORATION TO ELIGIBLE  APPLICANTS,
 MAY  BE  USED FOR THE COSTS ASSOCIATED WITH STRATEGIC WORKFORCE DEVELOP-
 MENT TRAINING AND SKILLS DEVELOPMENT. SUCH COSTS MAY INCLUDE, BUT IS NOT
 LIMITED TO, CLASSROOM TRAINING, ON THE JOB TRAINING, CURRICULUM DEVELOP-
 MENT, AND TRAINING MATERIALS ASSOCIATED WITH ON THE JOB TRAINING, SKILLS
 UPGRADING, SKILLS RETRAINING, AND BASIC SKILLS TRAINING  THAT  LEADS  TO
 OBTAINING  APPROPRIATE  CERTIFICATIONS OR DEGREES FROM ACCREDITED INSTI-
 TUTIONS; AND
   (B) THE CORPORATION SHALL ENSURE THAT NOT LESS THAN TWENTY PERCENT  OF
 THE  PROGRAM  FUNDS  ARE  USED  IN SUPPORT OF PROJECTS THAT ASSIST SMALL

 A. 9508--B                         106
 
 BUSINESSES AS DEFINED IN SECTION ONE HUNDRED THIRTY-ONE OF THE  ECONOMIC
 DEVELOPMENT LAW AND MINORITY- AND WOMEN-OWNED BUSINESS ENTERPRISES.
   4. (A) THE CORPORATION SHALL REPORT TO THE LEGISLATURE BY JUNE THIRTI-
 ETH,  TWO  THOUSAND  NINETEEN  AND  ANNUALLY THEREAFTER, IDENTIFYING THE
 ENTITIES RECEIVING ASSISTANCE, THE  TYPE  OF  ASSISTANCE  PROVIDED,  THE
 NUMBER  OF  INDIVIDUALS TRAINED AND NEWLY HIRED INCLUDING THOSE WHO WERE
 PREVIOUSLY UNEMPLOYED, UNDEREMPLOYED OR ECONOMICALLY DISADVANTAGED,  AND
 THE NUMBER OF CERTIFICATIONS OR DEGREES CONFERRED FROM ACCREDITED INSTI-
 TUTIONS.
   (B)  THE  CORPORATION SHALL ALSO PROVIDE FOR AN INDEPENDENT EVALUATION
 OF THE PROGRAM ON OR BEFORE JUNE THIRTIETH,  TWO  THOUSAND  TWENTY,  AND
 EVERY THREE YEARS THEREAFTER.
   §  2.  This  act  shall take effect immediately and shall be deemed to
 have been in full force and effect on and after April 1, 2018.
 
                                  PART PP
 
   Section 1. Article 54 of the environmental conservation law is amended
 by adding a new title 17 to read as follows:
                                  TITLE 17
            NEW YORK STATE ENVIRONMENTAL JUSTICE ACT AND GRANTS
 SECTION 54-1701. DEFINITIONS.
         54-1702. IMPLEMENTATION OF ENVIRONMENTAL JUSTICE POLICIES.
         54-1703. ENVIRONMENTAL JUSTICE TASK FORCE.
         54-1705. ENVIRONMENTAL JUSTICE GRANTS.
 § 54-1701. DEFINITIONS.
   FOR PURPOSES OF THIS TITLE  "ENVIRONMENTAL  JUSTICE"  MEANS  THE  FAIR
 TREATMENT  OF  PEOPLE OF ALL RACES, CULTURES AND INCOMES IN THE DEVELOP-
 MENT, ADOPTION, IMPLEMENTATION AND ENFORCEMENT OF ENVIRONMENTAL LAWS AND
 POLICIES.
 § 54-1702. IMPLEMENTATION OF ENVIRONMENTAL JUSTICE POLICIES.
   1. ALL STATE AGENCIES, BOARDS, COMMISSIONS AND OTHER  BODIES  INVOLVED
 IN  DECISIONS  THAT  MAY  AFFECT  ENVIRONMENTAL  QUALITY SHALL ADOPT AND
 IMPLEMENT ENVIRONMENTAL JUSTICE POLICIES PROVIDING  MEANINGFUL  OPPORTU-
 NITIES FOR INVOLVEMENT TO ALL PEOPLE, REGARDLESS OF RACE, COLOR, ETHNIC-
 ITY, RELIGION, INCOME OR EDUCATION LEVEL.
   2. ALL STATE PROGRAMS AND POLICIES DESIGNED TO PROTECT THE ENVIRONMENT
 SHALL BE REVIEWED PERIODICALLY TO ENSURE THAT PROGRAM IMPLEMENTATION AND
 DISSEMINATION  OF  INFORMATION MEET THE NEEDS OF LOW-INCOME AND MINORITY
 COMMUNITIES, AND SEEK TO ADDRESS DISPROPORTIONATE EXPOSURE  TO  ENVIRON-
 MENTAL HAZARDS.
   3.  THE  DEPARTMENT WILL USE AVAILABLE ENVIRONMENTAL AND PUBLIC HEALTH
 DATA TO IDENTIFY EXISTING AND PROPOSED INDUSTRIAL AND COMMERCIAL FACILI-
 TIES AND AREAS IN COMMUNITIES OF COLOR AND  LOW-INCOME  COMMUNITIES  FOR
 WHICH COMPLIANCE, ENFORCEMENT, REMEDIATION, SITING AND PERMITTING STRAT-
 EGIES WILL BE TARGETED TO ADDRESS IMPACTS FROM THESE FACILITIES.
   4. THE DEPARTMENT SHALL CREATE AN ENVIRONMENTAL JUSTICE ADVISORY COUN-
 CIL TO ADVISE THE DEPARTMENT AND THE ENVIRONMENTAL JUSTICE TASK FORCE ON
 ENVIRONMENTAL JUSTICE ISSUES. THE COUNCIL SHALL CONSIST OF FIFTEEN INDI-
 VIDUALS  AND  WILL  MEET  AT LEAST QUARTERLY. THE COUNCIL SHALL ANNUALLY
 SELECT A CHAIRPERSON FROM ITS MEMBERSHIP AND SHALL HAVE A COMPOSITION OF
 ONE-THIRD MEMBERSHIP FROM GRASSROOTS OR FAITH-BASED COMMUNITY  ORGANIZA-
 TIONS,  WITH  ADDITIONAL  MEMBERSHIP TO INCLUDE REPRESENTATIVES FROM THE
 FOLLOWING COMMUNITIES: ACADEMIC PUBLIC HEALTH, STATEWIDE  ENVIRONMENTAL,
 CIVIL  RIGHTS  AND PUBLIC HEALTH ORGANIZATIONS, LARGE AND SMALL BUSINESS
 AND INDUSTRY, MUNICIPAL AND COUNTY OFFICIALS, AND ORGANIZED LABOR.

 A. 9508--B                         107

 § 54-1703. ENVIRONMENTAL JUSTICE TASK FORCE.
   1.  THE COMMISSIONER AND THE COMMISSIONER OF THE DEPARTMENT OF HEALTH,
 OR THEIR APPOINTED DESIGNEES, SHALL CONVENE A MULTI-AGENCY  TASK  FORCE,
 TO  BE  NAMED THE ENVIRONMENTAL JUSTICE TASK FORCE. THIS TASK FORCE WILL
 INCLUDE SENIOR MANAGEMENT DESIGNEES FROM THE GOVERNOR COUNSEL'S  OFFICE,
 THE  ATTORNEY  GENERAL'S  OFFICE, THE DEPARTMENTS OF HEALTH, AGRICULTURE
 AND MARKETS, TRANSPORTATION, AND EDUCATION. THE TASK FORCE SHALL  BE  AN
 ADVISORY  BODY, THE PURPOSE OF WHICH IS TO MAKE RECOMMENDATIONS TO STATE
 AGENCY HEADS REGARDING ACTIONS TO  BE  TAKEN  TO  ADDRESS  ENVIRONMENTAL
 JUSTICE  ISSUES  CONSISTENT  WITH  EACH  AGENCY'S EXISTING STATUTORY AND
 REGULATORY AUTHORITY. THE TASK FORCE IS AUTHORIZED TO CONSULT WITH,  AND
 EXPAND  ITS  MEMBERSHIP  TO,  OTHER  STATE AGENCIES AS NEEDED TO ADDRESS
 CONCERNS RAISED IN AFFECTED COMMUNITIES.
   2. ANY COMMUNITY MAY FILE A PETITION WITH THE TASK FORCE THAT  ASSERTS
 THAT  RESIDENTS  AND  WORKERS IN THE COMMUNITY ARE SUBJECT TO DISPROPOR-
 TIONATE ADVERSE EXPOSURE TO ENVIRONMENTAL HEALTH  RISKS,  OR  DISPROPOR-
 TIONATE  ADVERSE  EFFECTS  RESULTING  FROM  THE  IMPLEMENTATION  OF LAWS
 AFFECTING PUBLIC HEALTH OR THE ENVIRONMENT.
   3.   THE TASK FORCE SHALL IDENTIFY  A  SET  OF  COMMUNITIES  FROM  THE
 PETITIONS  FILED,  BASED  ON  SELECTION  CRITERIA  DEVELOPED BY THE TASK
 FORCE, INCLUDING CONSIDERATION OF STATE AGENCY RESOURCE CONSTRAINTS. THE
 TASK FORCE SHALL MEET DIRECTLY WITH THE SELECTED COMMUNITIES  TO  UNDER-
 STAND THEIR CONCERNS.
   4.  THE  TASK  FORCE  SHALL  DEVELOP  AN  ACTION  PLAN FOR EACH OF THE
 SELECTED COMMUNITIES AFTER CONSULTATION WITH THE CITIZENS,  AS  WELL  AS
 LOCAL AND COUNTY GOVERNMENT AS RELEVANT, THAT WILL ADDRESS ENVIRONMENTAL
 FACTORS  THAT  AFFECT  COMMUNITY  HEALTH.  THE ACTION PLAN SHALL CLEARLY
 DELINEATE THE STEPS THAT WILL BE TAKEN IN EACH OF THE SELECTED  COMMUNI-
 TIES  TO  REDUCE  EXISTING ENVIRONMENTAL BURDENS AND AVOID OR REDUCE THE
 IMPOSITION OF ADDITIONAL ENVIRONMENTAL BURDENS  THROUGH  ALLOCATIONS  OF
 RESOURCES,  EXERCISE  OF  REGULATORY  DISCRETION, AND DEVELOPMENT OF NEW
 STANDARDS AND PROTECTIONS. THE ACTION PLAN, WHICH SHALL BE DEVELOPED  IN
 CONSULTATION WITH THE ENVIRONMENTAL JUSTICE ADVISORY COUNCIL, WILL SPEC-
 IFY  COMMUNITY  DELIVERABLES,  A  TIMEFRAME  FOR IMPLEMENTATION, AND THE
 JUSTIFICATION AND AVAILABILITY  OF  FINANCIAL  AND  OTHER  RESOURCES  TO
 IMPLEMENT  THE PLAN. THE TASK FORCE SHALL PRESENT THE ACTION PLAN TO THE
 RELEVANT DEPARTMENTS, RECOMMENDING ITS IMPLEMENTATION.
   5. THE TASK FORCE SHALL MONITOR THE IMPLEMENTATION OF EACH ACTION PLAN
 IN THE SELECTED  COMMUNITIES, AND SHALL MAKE  RECOMMENDATIONS  TO  STATE
 AGENCIES  AS NECESSARY TO FACILITATE IMPLEMENTATION OF THE ACTION PLANS.
 AGENCIES SHALL IMPLEMENT THE STRATEGY TO THE FULLEST EXTENT  PRACTICABLE
 IN LIGHT OF STATUTORY AND RESOURCE CONSTRAINTS.
 § 54-1705. ENVIRONMENTAL JUSTICE GRANTS.
   1.  FOR  THE  PURPOSE  OF THIS SECTION, ENVIRONMENTAL JUSTICE PROJECTS
 SHALL TAKE PLACE IN ENVIRONMENTAL JUSTICE, INNER CITY,  AND  UNDERSERVED
 AREAS AND MEAN:
   (A) IMPROVEMENTS TO ENVIRONMENTAL QUALITY;
   (B)  PROJECTS  THAT  ADDRESS  EXPOSURE  TO  MULTIPLE  HARMS AND RISKS,
 INCLUDING LEAD EXPOSURE;
   (C) ENVIRONMENTAL JOB TRAINING;
   (D) STUDIES, INCLUDING AIR MONITORING, TO INVESTIGATE THE ENVIRONMENT,
 OR RELATED PUBLIC HEALTH ISSUES OF THE COMMUNITY; AND,
   (E) RESEARCH THAT WILL BE USED TO EXPAND THE KNOWLEDGE OR  UNDERSTAND-
 ING  OF  THE  AFFECTED  COMMUNITY,  INCLUDING WAYS TO IMPROVE RESILIENCY
 PROVIDED THAT THE RESULTS OF ANY SUCH  INVESTIGATION  SHALL  BE  DISSEM-
 INATED TO THE MEMBERS OF THE AFFECTED COMMUNITY.

 A. 9508--B                         108
 
   2. THE COMMISSIONER, AFTER CONSULTATION WITH THE ENVIRONMENTAL JUSTICE
 ADVISORY  COUNCIL,  AND  A  NOT-FOR-PROFIT  CORPORATION MAY ENTER INTO A
 CONTRACT FOR THE UNDERTAKING BY THE  NOT-FOR-PROFIT  CORPORATION  OF  AN
 ENVIRONMENTAL  JUSTICE PROJECT. SUCH PROJECT SHALL BE RECOMMENDED TO THE
 COMMISSIONER BY THE GOVERNING BODY OF A NOT-FOR-PROFIT CORPORATION WHICH
 DEMONSTRATES  TO THE SATISFACTION OF THE COMMISSIONER THAT SUCH PROJECTS
 ADDRESS THE ENVIRONMENTAL AND/OR RELATED PUBLIC  HEALTH  ISSUES  OF  THE
 RESIDENTS  OF THE AFFECTED COMMUNITY. UPON APPROVAL BY THE COMMISSIONER,
 SUCH PROJECT SHALL BE UNDERTAKEN PURSUANT  TO  THE  PROVISIONS  OF  THIS
 TITLE AND ANY OTHER APPLICABLE PROVISION OF LAW.
   3. THE COMMISSIONER, AFTER CONSULTATION WITH THE ENVIRONMENTAL JUSTICE
 ADVISORY  COUNCIL,  AND A MUNICIPALITY MAY ENTER INTO A CONTRACT FOR THE
 UNDERTAKING BY THE MUNICIPALITY OF  AN  ENVIRONMENTAL  JUSTICE  PROJECT.
 SUCH  PROJECT  SHALL BE RECOMMENDED TO THE COMMISSIONER BY THE GOVERNING
 BODY OF A MUNICIPALITY WHICH DEMONSTRATES TO  THE  SATISFACTION  OF  THE
 COMMISSIONER THAT SUCH PROJECTS ADDRESS THE ENVIRONMENTAL AND/OR RELATED
 PUBLIC  HEALTH  ISSUES  OF THE RESIDENTS OF THE AFFECTED COMMUNITY. UPON
 APPROVAL BY THE COMMISSIONER, SUCH PROJECT SHALL BE UNDERTAKEN  PURSUANT
 TO  THE  PROVISIONS  OF THIS TITLE AND ANY OTHER APPLICABLE PROVISION OF
 LAW.
   § 2. This act shall take effect July 1, 2019; provided  however,  that
 the environmental justice task force and the environmental justice advi-
 sory council shall be established and operating by October 1, 2019.
 
                                  PART QQ
 
   Section 1. Legislative findings and declaration. The legislature here-
 by  enacts the "New York state climate and community protection act" and
 finds and declares that:
   1. Climate change is adversely affecting economic  well-being,  public
 health,  natural resources, and the environment of New York. The adverse
 impacts of climate change include:
   a. an increase in  the  severity  and  frequency  of  extreme  weather
 events, such as storms, flooding, and heat waves, which can cause direct
 injury  or  death, property damage, and ecological damage (e.g., through
 the release of hazardous substances into the environment);
   b. rising sea levels, which exacerbate damage from  storm  surges  and
 flooding,  contribute  to  coastal  erosion and saltwater intrusion, and
 inundate low-lying areas, leading to the displacement of  or  damage  to
 coastal habitat, property, and infrastructure;
   c. a decline in freshwater and saltwater fish populations;
   d.  increased  average temperatures, which increase the demand for air
 conditioning and refrigeration among residents and businesses;
   e. exacerbation of air pollution; and
   f. an increase  in  the  incidences  of  infectious  diseases,  asthma
 attacks,  heart  attacks,  and  other  negative  health  outcomes. These
 impacts are having a detrimental effect on some of  New  York's  largest
 industries,  including agriculture, commercial shipping, forestry, tour-
 ism, and recreational and commercial fishing. These impacts  also  place
 additional  strain on the physical infrastructure that delivers critical
 services to the citizens of New  York,  including  the  state's  energy,
 transportation, stormwater, and wastewater infrastructure.
   2.  a.  The severity of current climate change and the threat of addi-
 tional and more severe change will be affected by the actions undertaken
 by New York and other jurisdictions to reduce greenhouse gas  emissions.
 According  to  the  U.S. Global Change Research Program (USGCRP) and the

 A. 9508--B                         109
 
 Intergovernmental Panel on Climate Change (IPCC), substantial reductions
 in greenhouse gas emissions will be required by mid-century in order  to
 limit  global  warming  to  no more than 2°C and ideally 1.5°C, and thus
 minimize  the  risk of severe impacts from climate change. Specifically,
 industrialized countries must reduce their greenhouse gas  emissions  by
 at  least  80%  below  1990  levels by 2050 in order to stabilize carbon
 dioxide equivalent concentrations at 450 parts  per  million--the  level
 required to stay within the 2°C target.
   b. On December 12, 2015, one hundred ninety-five countries at the 21st
 Conference  of the parties of the United Nations Framework Convention on
 Climate Change adopted an agreement addressing greenhouse gas  emissions
 mitigation,  adaptation, and finance starting in the year 2020, known as
 the Paris Agreement. The Paris Agreement  was  adopted  on  November  4,
 2016,  and  is  the  largest  concerted  global effort to combat climate
 change to date.
   3. Action undertaken by New York to reduce greenhouse  emissions  will
 have  an  impact  on  global  greenhouse  gas  emissions and the rate of
 climate change. In addition, such action will encourage other  jurisdic-
 tions to implement complementary greenhouse gas reduction strategies and
 provide  an  example  of how such strategies can be implemented. It will
 also advance the development of green technologies and sustainable prac-
 tices within the private sector, which  can  have  far-reaching  impacts
 such  as a reduction in the cost of renewable energy components, and the
 creation of jobs and tax revenues in New York.
   4. It shall therefore be a goal of the state of  New  York  to  reduce
 greenhouse  gas  emissions from all anthropogenic sources 100% over 1990
 levels by the year 2050, with an incremental target of  at  least  a  50
 percent  reduction  in  climate pollution by the year 2030, in line with
 USGCRP and IPCC projections of what  is  necessary  to  avoid  the  most
 severe impacts of climate change.
   5.  Although  substantial  emissions reductions are necessary to avoid
 the most severe impacts  of  climate  change,  complementary  adaptation
 measures  will  also  be  needed  to  address those risks that cannot be
 avoided. Some of the impacts of climate change are already observable in
 New York state  and  the  northeastern  United  States.  Annual  average
 temperatures  are  on  the  rise,  winter snow cover is decreasing, heat
 waves and precipitation are  intensifying,  and  sea  levels  along  New
 York's  coastline  are  approximately  one foot higher than they were in
 1900.  New York has also experienced an increasing number of extreme and
 unusual  weather  events,  like  Hurricanes  Irene  and  Lee   and   the
 unprecedented  Superstorm Sandy in 2012, which caused at least 53 deaths
 and $32 billion in damage in New York state.
   6. New York  should  therefore  minimize  the  risks  associated  with
 climate  change  through  a  combination of measures to reduce statewide
 greenhouse gas emissions and improve the resiliency of  the  state  with
 respect  to  the  impacts  and  risks  of  climate change that cannot be
 avoided.
   7. Climate change especially heightens the vulnerability of  disadvan-
 taged communities, which bear environmental and socioeconomic burdens as
 well as legacies of racial and ethnic discrimination. Actions undertaken
 by New York state to mitigate greenhouse gas emissions should prioritize
 the  safety  and  health of disadvantaged communities, control potential
 regressive impacts of future climate change  mitigation  and  adaptation
 policies  on  these communities, and prioritize the allocation of public
 investments in these areas.

 A. 9508--B                         110
 
   8. Creating good jobs and a thriving economy is a core concern of  New
 York  state.    Shaping  the  ongoing transition in our energy sector to
 ensure that it creates good jobs and protects  workers  and  communities
 that  may lose employment in the current transition must be key concerns
 of  our  climate  policy.  Setting  clear  standards for job quality and
 training standards encourages not only high-quality  work  but  positive
 economic impacts.
   9.  Workers  are  at  the front lines of climate change.  Construction
 workers and building service workers were  some  of  the  first  workers
 dedicated  to cleaning up damage inflicted by recent storms. These work-
 ers were often operating in unsafe and toxic environments,  cleaning  up
 mold,  and working in unstable buildings. In order to protect the health
 and welfare of these workers, it is in the interest of the state of  New
 York  to establish safe and healthy working conditions and proper train-
 ing for workers involved in climate change related activities. In  addi-
 tion, much of the infrastructure work preparing our state for additional
 climate  change events must happen quickly and efficiently. It is in the
 interest of the state to ensure  labor  harmony  and  promote  efficient
 performance  of  work  on climate change related work sites by requiring
 workers to be well-trained and adequately compensated.
   10. Ensuring career opportunities are  created  and  shared  geograph-
 ically  and  demographically  is necessary to ensure increased access to
 good jobs for marginalized communities while making the  same  neighbor-
 hoods  more resilient.   Climate change has a disproportionate impact on
 low-income people, women, and workers. It is  in  the  interest  of  the
 state  of  New York to protect and promote the interests of these groups
 against the impacts of climate change and severe weather events  and  to
 advance our equity goals by ensuring quality employment opportunities in
 safe working environments.
   11.  The  complexity  of  the  ongoing  energy  transition, the uneven
 distribution of economic opportunity, and the  disproportionate  cumula-
 tive  economic  and environmental burdens on communities mean that there
 is a strong state interest in setting a floor statewide for labor stand-
 ards, but allowing and encouraging individual agencies and local govern-
 ments to raise standards.
   12. By exercising a global leadership role  on  greenhouse  gas  miti-
 gation  and climate change adaptation, New York will position its econo-
 my, technology centers, financial institutions, and businesses to  bene-
 fit  from  national and international efforts to address climate change.
 New York state has already  demonstrated  leadership  in  this  area  by
 undertaking efforts such as:
   a. executive order no. 24 (2009), establishing a goal to reduce green-
 house  gas  emissions  80%  by  the year 2050, creating a climate action
 council, and calling for preparation of a climate action plan;
   b. chapter 433 of the laws of 2009, establishing a state energy  plan-
 ning board and requiring the board to adopt a state energy plan;
   c.  chapter 388 of the laws of 2011, directing the department of envi-
 ronmental conservation to  promulgate  rules  and  regulations  limiting
 emissions of carbon dioxide by newly constructed major generating facil-
 ities;
   d. the adoption of a state energy plan establishing clean energy goals
 for  the  year  2030 aimed at reducing greenhouse gas emission levels by
 40% from 1990 levels, producing 50% of electricity from renewable sourc-
 es, and increasing energy efficiency from 2012 levels by 23%;
   e. collaboration with other states  on  the  Regional  Greenhouse  Gas
 Initiative, and the development of a regional low carbon fuel standard;

 A. 9508--B                         111
 
   f.  creation of new offices and task forces to address climate change,
 including the New York state office of  climate  change,  the  renewable
 energy task force, and the sea level rise task force; and
   g.  the  enactment  of  the  Community Risk and Resiliency Act (CRRA),
 which requires agencies to consider sea level rise and other climate-re-
 lated events when implementing certain state programs.
   This legislation will build upon these past developments by creating a
 comprehensive regulatory program to reduce greenhouse gas emissions that
 corresponds with the targets established in executive order no. 24,  the
 state energy plan, and USGCRP and IPCC projections.
   §  2.  The  environmental  conservation law is amended by adding a new
 article 75 to read as follows:
                                ARTICLE 75
                              CLIMATE CHANGE
 SECTION 75-0101. DEFINITIONS.
         75-0103. NEW YORK STATE CLIMATE ACTION COUNCIL.
         75-0105. STATEWIDE GREENHOUSE GAS EMISSIONS REPORT.
         75-0107. STATEWIDE GREENHOUSE GAS EMISSIONS LIMITS.
         75-0109. SCOPING PLAN FOR  STATEWIDE  GREENHOUSE  GAS  EMISSIONS
                    REDUCTIONS.
         75-0111. PROMULGATION OF REGULATIONS TO ACHIEVE STATEWIDE GREEN-
                    HOUSE GAS EMISSIONS REDUCTIONS.
         75-0113. CLIMATE JUSTICE WORKING GROUP.
         75-0115. IMPLEMENTATION REPORTING.
 § 75-0101. DEFINITIONS.
   FOR  THE  PURPOSES  OF THIS ARTICLE THE FOLLOWING TERMS SHALL HAVE THE
 FOLLOWING MEANINGS:
   1. "ALLOWANCE" MEANS AN AUTHORIZATION  TO  EMIT,  DURING  A  SPECIFIED
 YEAR, UP TO ONE TON OF CARBON DIOXIDE EQUIVALENT.
   2.  "CARBON  DIOXIDE EQUIVALENT" MEANS THE AMOUNT OF CARBON DIOXIDE BY
 MASS THAT WOULD PRODUCE THE SAME GLOBAL WARMING IMPACT AS A  GIVEN  MASS
 OF  ANOTHER  GREENHOUSE  GAS  OVER  AN INTEGRATED TWENTY-YEAR TIME FRAME
 AFTER EMISSION, BASED ON THE BEST AVAILABLE SCIENCE.
   3. "CO-POLLUTANTS" MEANS HAZARDOUS AIR POLLUTANTS PRODUCED  BY  GREEN-
 HOUSE GAS EMISSIONS SOURCES.
   4.  "COUNCIL"  MEANS  THE NEW YORK STATE CLIMATE ACTION COUNCIL ESTAB-
 LISHED PURSUANT TO SECTION 75-0103 OF THIS ARTICLE.
   5. "DISADVANTAGED COMMUNITIES" MEANS COMMUNITIES THAT BEAR BURDENS  OF
 NEGATIVE  PUBLIC  HEALTH  EFFECTS,  ENVIRONMENTAL  POLLUTION, IMPACTS OF
 CLIMATE CHANGE, AND POSSESS CERTAIN SOCIOECONOMIC CRITERIA,  AS  IDENTI-
 FIED PURSUANT TO SECTION 75-0113 OF THIS ARTICLE.
   6.  "EMISSIONS REDUCTION MEASURES" MEANS PROGRAMS, MEASURES AND STAND-
 ARDS, AUTHORIZED PURSUANT TO THIS  CHAPTER,  APPLICABLE  TO  SOURCES  OR
 CATEGORIES  OF  SOURCES, THAT ARE DESIGNED TO REDUCE EMISSIONS OF GREEN-
 HOUSE GASES.
   7. "GREENHOUSE GAS" MEANS  CARBON  DIOXIDE,  METHANE,  NITROUS  OXIDE,
 HYDROFLUOROCARBONS, PERFLUOROCARBONS, SULFUR HEXAFLUORIDE, AND ANY OTHER
 SUBSTANCE  EMITTED  INTO  THE  AIR THAT MAY BE REASONABLY ANTICIPATED TO
 CAUSE OR CONTRIBUTE TO ANTHROPOGENIC CLIMATE CHANGE.
   8. "GREENHOUSE GAS EMISSION LIMIT" MEANS AN  AUTHORIZATION,  DURING  A
 SPECIFIED  YEAR,  TO EMIT UP TO A LEVEL OF GREENHOUSE GASES SPECIFIED BY
 THE DEPARTMENT, EXPRESSED IN TONS OF CARBON DIOXIDE EQUIVALENT.
   9. "GREENHOUSE GAS EMISSION SOURCE" OR "SOURCE" MEANS ANY ANTHROPOGEN-
 IC SOURCE OR CATEGORY OF ANTHROPOGENIC SOURCES OF GREENHOUSE  GAS  EMIS-
 SIONS,  WITH  THE  EXCEPTION  OF  AGRICULTURAL EMISSIONS FROM LIVESTOCK,
 DETERMINED BY THE DEPARTMENT:

 A. 9508--B                         112
 
   A. THAT ITS PARTICIPATION IN THE PROGRAM WILL ENABLE THE DEPARTMENT TO
 EFFECTIVELY REDUCE GREENHOUSE GAS EMISSIONS; AND,
   B. TO BE CAPABLE OF BEING MONITORED FOR COMPLIANCE.
   10. "LEAKAGE" MEANS A REDUCTION IN EMISSIONS OF GREENHOUSE GASES WITH-
 IN  THE  STATE  THAT IS OFFSET BY AN INCREASE IN EMISSIONS OF GREENHOUSE
 GASES OUTSIDE OF THE STATE.
   11. "MARKET-BASED COMPLIANCE MECHANISM" MEANS ANY OF THE FOLLOWING:
   A. A  PRICE  ON  GREENHOUSE  GAS  EMISSIONS  FROM  REGULATED  SOURCES,
 EXPRESSED  AS  A  FEE PER TON OF CARBON DIOXIDE EQUIVALENT RELEASED IN A
 GIVEN YEAR.
   B. A SYSTEM OF MARKET-BASED DECLINING ANNUAL AGGREGATE EMISSIONS LIMI-
 TATIONS FOR SOURCES OR CATEGORIES OF SOURCES THAT EMIT GREENHOUSE GASES.
   12. "STATEWIDE GREENHOUSE GAS EMISSIONS" MEANS THE TOTAL ANNUAL  EMIS-
 SIONS  OF  GREENHOUSE GASES PRODUCED WITHIN THE STATE FROM ANTHROPOGENIC
 SOURCES AND GREENHOUSE GASES PRODUCED OUTSIDE  OF  THE  STATE  THAT  ARE
 ASSOCIATED  WITH  THE  GENERATION OF ELECTRICITY IMPORTED INTO THE STATE
 AND THE EXTRACTION AND TRANSMISSION OF FOSSIL FUELS  IMPORTED  INTO  THE
 STATE.  STATEWIDE EMISSIONS SHALL BE EXPRESSED IN TONS OF CARBON DIOXIDE
 EQUIVALENTS.
   13. "STATEWIDE GREENHOUSE GAS EMISSIONS LIMIT" OR "STATEWIDE EMISSIONS
 LIMIT"  MEANS  THE  MAXIMUM  ALLOWABLE LEVEL OF STATEWIDE GREENHOUSE GAS
 EMISSIONS IN A SPECIFIED YEAR, AS DETERMINED BY THE DEPARTMENT  PURSUANT
 TO THIS ARTICLE.
   14.  "ENVIRONMENTAL  JUSTICE  ADVISORY GROUP" SHALL MEAN THE PERMANENT
 ENVIRONMENTAL JUSTICE ADVISORY GROUP ESTABLISHED BY  A  CHAPTER  OF  THE
 LAWS  OF  TWO  THOUSAND EIGHTEEN AMENDING THE ENVIRONMENTAL CONSERVATION
 LAW RELATING TO ESTABLISHING A PERMANENT ENVIRONMENTAL JUSTICE  ADVISORY
 GROUP  AND AN ENVIRONMENTAL JUSTICE INTERAGENCY COORDINATING COUNCIL, AS
 PROPOSED IN LEGISLATIVE BILLS NUMBERS S.3110 AND A.2234.
 § 75-0103. NEW YORK STATE CLIMATE ACTION COUNCIL.
   1. THERE IS HEREBY ESTABLISHED, WITHIN THE DEPARTMENT,  THE  NEW  YORK
 STATE  CLIMATE  ACTION  COUNCIL  ("COUNCIL")  WHICH SHALL CONSIST OF THE
 FOLLOWING TWENTY-FIVE MEMBERS:
   A. THE COMMISSIONERS OF TRANSPORTATION, HEALTH, ECONOMIC  DEVELOPMENT,
 AGRICULTURE   AND   MARKETS,  HOUSING  AND  COMMUNITY  RENEWAL,  GENERAL
 SERVICES, LABOR, ENVIRONMENTAL CONSERVATION, HOMELAND SECURITY AND EMER-
 GENCY SERVICES, THE CHAIRPERSON OF THE PUBLIC  SERVICE  COMMISSION,  THE
 SUPERINTENDENT  OF  FINANCIAL  SERVICES,  THE PRESIDENTS OF THE NEW YORK
 STATE ENERGY RESEARCH AND DEVELOPMENT; NEW YORK  POWER  AUTHORITY;  LONG
 ISLAND  POWER  AUTHORITY; SECRETARY OF STATE, THE CHAIRMAN OF THE METRO-
 POLITAN TRANSPORTATION AUTHORITY AND DORMITORY OF THE STATE OF NEW YORK,
 OR THEIR DESIGNEE.
   B. TWO MEMBERS APPOINTED BY THE GOVERNOR;
   C. TWO MEMBERS TO BE APPOINTED  BY  THE  TEMPORARY  PRESIDENT  OF  THE
 SENATE;
   D. TWO MEMBERS TO BE APPOINTED BY THE SPEAKER OF THE ASSEMBLY;
   E.  ONE  MEMBER  TO BE APPOINTED BY THE MINORITY LEADER OF THE SENATE;
 AND
   F. ONE MEMBER TO BE APPOINTED BY THE MINORITY LEADER OF THE ASSEMBLY.
   2. THE AT LARGE MEMBERS SHALL INCLUDE AT ALL  TIMES  INDIVIDUALS  WITH
 EXPERTISE IN ISSUES RELATING TO CLIMATE CHANGE MITIGATION AND/OR ADAPTA-
 TION,  SUCH AS ENVIRONMENTAL JUSTICE, LABOR, PUBLIC HEALTH AND REGULATED
 INDUSTRIES.
   3. COUNCIL MEMBERS SHALL RECEIVE NO COMPENSATION  FOR  THEIR  SERVICES
 BUT  SHALL  BE  REIMBURSED FOR ACTUAL AND NECESSARY EXPENSES INCURRED IN
 THE PERFORMANCE OF THEIR DUTIES.

 A. 9508--B                         113
 
   4. THE CHAIRPERSON OF THE COUNCIL SHALL BE THE COMMISSIONER  OF  ENVI-
 RONMENTAL CONSERVATION OR HIS OR HER DESIGNEE.
   5. A MAJORITY OF THE MEMBERS OF THE COUNCIL SHALL CONSTITUTE A QUORUM.
   6. ANY VACANCIES ON THE COUNCIL SHALL BE FILLED IN THE MANNER PROVIDED
 FOR IN THE INITIAL APPOINTMENT.
   7.  THE  COUNCIL  SHALL  BE  AUTHORIZED  TO CONVENE ADVISORY PANELS TO
 ASSIST OR ADVISE IT IN AREAS REQUIRING SPECIAL EXPERTISE OR KNOWLEDGE.
   8. THE DEPARTMENT SHALL PROVIDE  THE  COUNCIL  WITH  SUCH  FACILITIES,
 ASSISTANCE  AND  DATA AS WILL ENABLE THE COUNCIL TO CARRY OUT ITS POWERS
 AND DUTIES. ADDITIONALLY, ALL OTHER AGENCIES OF THE  STATE  OR  SUBDIVI-
 SIONS  THEREOF MAY, AT THE REQUEST OF THE CHAIRPERSON, PROVIDE THE COUN-
 CIL WITH SUCH FACILITIES, ASSISTANCE, AND DATA AS WILL ENABLE THE  COUN-
 CIL TO CARRY OUT ITS POWERS AND DUTIES.
   9.  THE  COUNCIL  SHALL CONSULT WITH THE CLIMATE JUSTICE WORKING GROUP
 ESTABLISHED IN SECTION 75-0113 OF THIS ARTICLE, THE DEPARTMENT OF  STATE
 UTILITY  INTERVENTION  UNIT,  AND THE FEDERALLY DESIGNATED ELECTRIC BULK
 SYSTEM OPERATOR.
   10. THE COUNCIL SHALL ADVISE THE DEPARTMENT ON:
   A. THE DEVELOPMENT OF STATEWIDE GREENHOUSE GAS EMISSIONS LIMITS  RULES
 AND  REGULATIONS, PURSUANT TO SECTION 75-0107 OF THIS ARTICLE, AND REGU-
 LATIONS TO ACHIEVE STATEWIDE GREENHOUSE GAS EMISSIONS REDUCTIONS, PURSU-
 ANT TO SECTION 75-0111 OF THIS ARTICLE.
   B. THE PREPARATION OF A SCOPING PLAN FOR REDUCING GREENHOUSE GAS EMIS-
 SIONS, PURSUANT TO THE PROCEDURES SET FORTH IN SECTION 75-0109  OF  THIS
 ARTICLE.
   11.  THE COUNCIL SHALL IDENTIFY EXISTING CLIMATE CHANGE MITIGATION AND
 ADAPTATION EFFORTS AT THE FEDERAL, STATE, AND LOCAL LEVELS AND MAY  MAKE
 RECOMMENDATIONS  REGARDING  HOW  SUCH  POLICIES  MAY IMPROVE THE STATE'S
 EFFORTS.
   12. THE COUNCIL SHALL MAINTAIN A WEBSITE THAT INCLUDES  PUBLIC  ACCESS
 TO THE SCOPING PLAN AND GREENHOUSE GAS LIMIT INFORMATION.
 § 75-0105. STATEWIDE GREENHOUSE GAS EMISSIONS REPORT.
   1.  NO  LATER  THAN ONE YEAR AFTER THE EFFECTIVE DATE OF THIS ARTICLE,
 AND EACH YEAR THEREAFTER, THE DEPARTMENT SHALL ISSUE A REPORT ON  STATE-
 WIDE  GREENHOUSE  GAS  EMISSIONS,  EXPRESSED  IN  TONS OF CARBON DIOXIDE
 EQUIVALENTS, FROM ALL GREENHOUSE GAS  EMISSION  SOURCES  IN  THE  STATE,
 INCLUDING  THE  RELATIVE CONTRIBUTION OF EACH TYPE OF GREENHOUSE GAS AND
 EACH TYPE OF SOURCE TO THE STATEWIDE TOTAL.
   2. THE STATEWIDE GREENHOUSE GAS EMISSIONS REPORT SHALL BE A COMPREHEN-
 SIVE EVALUATION, INFORMED BY A VARIETY OF DATA, INCLUDING BUT NOT LIMIT-
 ED TO:
   A. INFORMATION RELATING TO THE USE OF FOSSIL FUELS BY SECTOR,  INCLUD-
 ING  FOR  ELECTRICITY  GENERATION,  TRANSPORTATION,  HEATING,  AND OTHER
 COMBUSTION PURPOSES;
   B. INFORMATION RELATING TO FUGITIVE AND VENTED EMISSIONS FROM  SYSTEMS
 ASSOCIATED  WITH  THE  PRODUCTION,  PROCESSING, TRANSPORT, DISTRIBUTION,
 STORAGE, AND CONSUMPTION OF FOSSIL FUELS, INCLUDING NATURAL GAS;
   C. INFORMATION RELATING TO EMISSIONS  FROM  NON-FOSSIL  FUEL  SOURCES,
 INCLUDING, BUT NOT LIMITED TO, GARBAGE INCINERATORS, BIOMASS COMBUSTION,
 LANDFILLS AND LANDFILL GAS GENERATORS, AND ANAEROBIC DIGESTERS;
   D.  INFORMATION  RELATING  TO EMISSIONS ASSOCIATED WITH MANUFACTURING,
 CHEMICAL PRODUCTION, CEMENT PLANTS, AND  OTHER  PROCESSES  THAT  PRODUCE
 NON-COMBUSTION EMISSIONS; AND
   E. INFORMATION FROM SOURCES THAT MAY BE REQUIRED TO PARTICIPATE IN THE
 REGISTRATION  AND  REPORTING SYSTEM PURSUANT TO SUBDIVISION FOUR OF THIS
 SECTION.

 A. 9508--B                         114
 
   3. THE STATEWIDE GREENHOUSE GAS EMISSIONS REPORT SHALL ALSO INCLUDE AN
 ESTIMATE OF GREENHOUSE GAS EMISSIONS ASSOCIATED WITH THE  GENERATION  OF
 IMPORTED  ELECTRICITY AND WITH THE EXTRACTION AND TRANSMISSION OF FOSSIL
 FUELS IMPORTED INTO THE STATE WHICH SHALL BE  COUNTED  AS  PART  OF  THE
 STATEWIDE TOTAL.
   4.  WITHIN  ONE  YEAR  AFTER  THE  EFFECTIVE DATE OF THIS ARTICLE, THE
 DEPARTMENT SHALL CONSIDER ESTABLISHING A MANDATORY REGISTRY AND  REPORT-
 ING  SYSTEM  FROM  INDIVIDUAL  SOURCES  TO OBTAIN DATA ON GREENHOUSE GAS
 EMISSIONS EXCEEDING A PARTICULAR THRESHOLD. IF ESTABLISHED, SUCH  REGIS-
 TRY AND REPORTING SYSTEM SHALL APPLY A CONSISTENT REPORTING THRESHOLD TO
 ENSURE THE UNBIASED COLLECTION OF DATA.
   5. THE STATEWIDE GREENHOUSE GAS EMISSIONS REPORT SHALL ALSO INCLUDE AN
 ESTIMATE  OF  WHAT  THE  STATEWIDE GREENHOUSE GAS EMISSIONS LEVEL WAS IN
 1990.
   6. THE STATEWIDE GREENHOUSE GAS EMISSIONS REPORT  SHALL  UTILIZE  BEST
 AVAILABLE  SCIENCE AND METHODS OF ANALYSIS, INCLUDING THE COMPARISON AND
 RECONCILIATION OF EMISSION ESTIMATES FROM ALL SOURCES, FUEL CONSUMPTION,
 FIELD DATA, AND PEER-REVIEWED RESEARCH.
   7. THE STATEWIDE GREENHOUSE GAS EMISSIONS REPORT SHALL CLEARLY EXPLAIN
 THE METHODOLOGY AND ANALYSIS USED IN THE DEPARTMENT'S  DETERMINATION  OF
 GREENHOUSE GAS EMISSIONS AND SHALL INCLUDE A DETAILED EXPLANATION OF ANY
 CHANGES IN METHODOLOGY OR ANALYSIS, ADJUSTMENTS MADE TO PRIOR ESTIMATES,
 AS  NEEDED, AND ANY OTHER INFORMATION NECESSARY TO ESTABLISH A SCIENTIF-
 ICALLY CREDIBLE ACCOUNT OF CHANGE.
   8. THE DEPARTMENT SHALL HOLD AT LEAST  TWO  PUBLIC  HEARINGS  TO  SEEK
 PUBLIC INPUT REGARDING THE METHODOLOGY AND ANALYSIS USED IN THE DETERMI-
 NATION OF STATEWIDE GREENHOUSE GAS EMISSIONS, AND PERIODICALLY THEREAFT-
 ER.
 § 75-0107. STATEWIDE GREENHOUSE GAS EMISSIONS LIMITS.
   1.  NO  LATER  THAN ONE YEAR AFTER THE EFFECTIVE DATE OF THIS ARTICLE,
 THE DEPARTMENT SHALL, PURSUANT  TO  RULES  AND  REGULATIONS  PROMULGATED
 AFTER  AT LEAST ONE PUBLIC HEARING, ESTABLISH A STATEWIDE GREENHOUSE GAS
 EMISSIONS LIMIT AS A PERCENTAGE OF 1990 EMISSIONS, AS ESTIMATED PURSUANT
 TO SECTION 75-0105 OF THIS ARTICLE, AS FOLLOWS:
   A. 2020: 85% OF 1990 EMISSIONS.
   B. 2025: 65% OF 1990 EMISSIONS.
   C. 2030: 50% OF 1990 EMISSIONS.
   D. 2035: 35% OF 1990 EMISSIONS.
   E. 2040: 20% OF 1990 EMISSIONS.
   F. 2045: 10% OF 1990 EMISSIONS.
   G. 2050: 0% OF 1990 EMISSIONS.
   2. GREENHOUSE GAS EMISSION LIMITS SHALL BE MEASURED IN UNITS OF CARBON
 DIOXIDE EQUIVALENTS AND IDENTIFIED FOR EACH INDIVIDUAL  TYPE  OF  GREEN-
 HOUSE GAS.
   3.  IN  ORDER  TO ENSURE THE MOST ACCURATE DETERMINATION FEASIBLE, THE
 DEPARTMENT SHALL UTILIZE THE BEST AVAILABLE  SCIENTIFIC,  TECHNOLOGICAL,
 AND  ECONOMIC  INFORMATION  ON GREENHOUSE GAS EMISSIONS AND CONSULT WITH
 THE COUNCIL, STAKEHOLDERS, AND THE PUBLIC IN ORDER TO  ENSURE  THAT  ALL
 EMISSIONS  ARE  ACCURATELY  REFLECTED IN ITS DETERMINATION OF 1990 EMIS-
 SIONS LEVELS.
 § 75-0109. SCOPING  PLAN  FOR   STATEWIDE   GREENHOUSE   GAS   EMISSIONS
              REDUCTIONS.
   1.  ON  OR BEFORE TWO YEARS OF THE EFFECTIVE DATE OF THIS ARTICLE, THE
 DEPARTMENT SHALL PREPARE  AND  APPROVE  A  SCOPING  PLAN  OUTLINING  THE
 DEPARTMENT'S  RECOMMENDATIONS FOR ATTAINING THE STATEWIDE GREENHOUSE GAS

 A. 9508--B                         115
 
 EMISSIONS LIMITS IN ACCORDANCE WITH THE SCHEDULE ESTABLISHED IN  SECTION
 75-0107 OF THIS ARTICLE.
   2.  THE DRAFT SCOPING PLAN SHALL BE DEVELOPED IN CONSULTATION WITH THE
 COUNCIL, ENVIRONMENTAL JUSTICE ADVISORY GROUP, AND THE  CLIMATE  JUSTICE
 WORKING  GROUP  ESTABLISHED  PURSUANT TO SECTION 75-0113 OF THIS ARTICLE
 AND OTHER STAKEHOLDERS.
   A. THE DEPARTMENT AND THE COUNCIL SHALL HOLD  AT  LEAST  SIX  REGIONAL
 PUBLIC COMMENT HEARINGS ON THE DRAFT SCOPING PLAN, INCLUDING THREE MEET-
 INGS  IN  THE UPSTATE REGION AND THREE MEETINGS IN THE DOWNSTATE REGION,
 AND SHALL ALLOW AT LEAST ONE HUNDRED TWENTY DAYS FOR THE  SUBMISSION  OF
 PUBLIC COMMENT.
   B.  THE  DEPARTMENT  SHALL PROVIDE MEANINGFUL OPPORTUNITIES FOR PUBLIC
 COMMENT FROM ALL PERSONS WHO WILL BE IMPACTED  BY  THE  PLAN,  INCLUDING
 PERSONS  LIVING  IN  DISADVANTAGED COMMUNITIES AS IDENTIFIED PURSUANT TO
 SECTION 75-0113 OF THIS ARTICLE.
   C. ON OR BEFORE THIRTY MONTHS OF THE EFFECTIVE DATE OF  THIS  ARTICLE,
 THE  DEPARTMENT SHALL SUBMIT THE FINAL SCOPING PLAN TO THE GOVERNOR, THE
 SPEAKER OF THE ASSEMBLY AND THE TEMPORARY PRESIDENT OF  THE  SENATE  AND
 POST SUCH PLAN ON ITS WEBSITE.
   3. THE SCOPING PLAN SHALL IDENTIFY AND MAKE RECOMMENDATIONS ON REGULA-
 TORY MEASURES AND OTHER STATE ACTIONS THAT WILL ENSURE THE ATTAINMENT OF
 THE  STATEWIDE  GREENHOUSE  GAS EMISSIONS LIMITS ESTABLISHED PURSUANT TO
 SECTION 75-0107 OF THIS ARTICLE. THE MEASURES AND ACTIONS CONSIDERED  IN
 SUCH SCOPING PLAN SHALL AT A MINIMUM INCLUDE:
   A.  PERFORMANCE-BASED  STANDARDS  FOR  SOURCES OF GREENHOUSE GAS EMIS-
 SIONS, INCLUDING BUT NOT  LIMITED  TO  SOURCES  IN  THE  TRANSPORTATION,
 BUILDING, INDUSTRIAL, COMMERCIAL, AND AGRICULTURAL SECTORS.
   B.  MARKET-BASED  MECHANISMS  TO REDUCE STATEWIDE GREENHOUSE GAS EMIS-
 SIONS OR EMISSIONS FROM A PARTICULAR SOURCE CATEGORY, INCLUDING AN EXAM-
 INATION OF: THE IMPOSITION OF FEES PER UNIT OF CARBON DIOXIDE EQUIVALENT
 EMITTED AND THE IMPOSITION OF EMISSIONS CAPS ACCOMPANIED BY A SYSTEM  OF
 TRADABLE EMISSION ALLOWANCES.
   C.  MEASURES  TO  REDUCE  EMISSIONS  FROM  THE  ELECTRICITY  SECTOR BY
 DISPLACING FOSSIL-FUEL FIRED ELECTRICITY WITH RENEWABLE  ELECTRICITY  OR
 ENERGY EFFICIENCY.
   D.  LAND-USE  AND  TRANSPORTATION  PLANNING MEASURES AIMED AT REDUCING
 GREENHOUSE GAS EMISSIONS FROM MOTOR VEHICLES.
   E. MEASURES TO ACHIEVE LONG-TERM CARBON SEQUESTRATION  AND/OR  PROMOTE
 BEST MANAGEMENT PRACTICES IN LAND USE, AGRICULTURE AND FORESTRY.
   F. VERIFIABLE, ENFORCEABLE AND VOLUNTARY EMISSIONS REDUCTION MEASURES.
   4. IN DEVELOPING SUCH PLAN THE DEPARTMENT SHALL:
   A.  CONSIDER  ALL  RELEVANT  INFORMATION  PERTAINING TO GREENHOUSE GAS
 EMISSIONS REDUCTION PROGRAMS IN OTHER STATES, REGIONS,  LOCALITIES,  AND
 NATIONS.
   B.  EVALUATE, USING THE BEST AVAILABLE ECONOMIC MODELS, EMISSION ESTI-
 MATION TECHNIQUES AND OTHER  SCIENTIFIC  METHODS,  THE  TOTAL  POTENTIAL
 COSTS  AND  POTENTIAL ECONOMIC AND NON-ECONOMIC BENEFITS OF THE PLAN FOR
 REDUCING GREENHOUSE GASES, AND MAKE SUCH EVALUATION PUBLICLY  AVAILABLE.
 IN CONDUCTING THIS EVALUATION, THE DEPARTMENT SHALL QUANTIFY:
   I.  THE  ECONOMIC  AND  SOCIAL  BENEFITS  OF  GREENHOUSE GAS EMISSIONS
 REDUCTIONS, TAKING INTO ACCOUNT THE FEDERAL SOCIAL COST OF  CARBON,  ANY
 OTHER  TOOLS  THAT  THE  DEPARTMENT  DEEMS USEFUL AND PERTINENT FOR THIS
 ANALYSIS, AND ANY ENVIRONMENTAL, ECONOMIC AND PUBLIC HEALTH  CO-BENEFITS
 (SUCH AS THE REDUCTION OF CO-POLLUTANTS AND THE DIVERSIFICATION OF ENER-
 GY SOURCES); AND

 A. 9508--B                         116
 
   II.  THE  COSTS OF IMPLEMENTING PROPOSED EMISSIONS REDUCTION MEASURES,
 AND THE EMISSIONS REDUCTIONS THAT THE DEPARTMENT  ANTICIPATES  ACHIEVING
 THROUGH THESE MEASURES.
   C.  TAKE  INTO  ACCOUNT  THE  RELATIVE  CONTRIBUTION OF EACH SOURCE OR
 SOURCE CATEGORY TO STATEWIDE GREENHOUSE GAS EMISSIONS, AND THE POTENTIAL
 FOR ADVERSE EFFECTS ON SMALL BUSINESSES,  AND  RECOMMEND  A  DE  MINIMIS
 THRESHOLD  OF  GREENHOUSE  GAS  EMISSIONS BELOW WHICH EMISSION REDUCTION
 REQUIREMENTS WILL NOT APPLY.
   D. IDENTIFY MEASURES TO MAXIMIZE REDUCTIONS  OF  BOTH  GREENHOUSE  GAS
 EMISSIONS  AND  CO-POLLUTANTS IN DISADVANTAGED COMMUNITIES AS IDENTIFIED
 PURSUANT TO SECTION 75-0113 OF THIS ARTICLE.
   5. THE DEPARTMENT SHALL UPDATE ITS PLAN FOR  ACHIEVING  THE  STATEWIDE
 GREENHOUSE GAS EMISSIONS LIMITS AT LEAST ONCE EVERY FIVE YEARS AND SHALL
 MAKE SUCH UPDATES AVAILABLE TO THE GOVERNOR, THE SPEAKER OF THE ASSEMBLY
 AND  THE  TEMPORARY PRESIDENT OF THE SENATE AND POST SUCH UPDATES ON ITS
 WEBSITE.
 § 75-0111. PROMULGATION OF REGULATIONS TO ACHIEVE  STATEWIDE  GREENHOUSE
              GAS EMISSIONS REDUCTIONS.
   1. NO LATER THAN THREE YEARS AFTER THE EFFECTIVE DATE OF THIS ARTICLE,
 THE  DEPARTMENT,  AFTER PUBLIC WORKSHOPS AND CONSULTATION WITH THE COUN-
 CIL, THE ENVIRONMENTAL JUSTICE ADVISORY GROUP, AND THE  CLIMATE  JUSTICE
 WORKING  GROUP  ESTABLISHED PURSUANT TO SECTION 75-0113 OF THIS ARTICLE,
 REPRESENTATIVES OF REGULATED ENTITIES, COMMUNITY ORGANIZATIONS, ENVIRON-
 MENTAL GROUPS, HEALTH  PROFESSIONALS,  LABOR  UNIONS,  MUNICIPAL  CORPO-
 RATIONS, TRADE ASSOCIATIONS AND OTHER STAKEHOLDERS, SHALL, AFTER NO LESS
 THAN  TWO  PUBLIC  HEARINGS,  PROMULGATE RULES AND REGULATIONS TO ENSURE
 COMPLIANCE WITH THE STATEWIDE EMISSIONS REDUCTION LIMITS.
   2. THE REGULATIONS PROMULGATED BY  THE  DEPARTMENT  PURSUANT  TO  THIS
 SECTION SHALL:
   A. ENSURE THAT THE AGGREGATE EMISSIONS OF GREENHOUSE GASES FROM GREEN-
 HOUSE  GAS EMISSION SOURCES WILL NOT EXCEED THE STATEWIDE GREENHOUSE GAS
 EMISSIONS LIMITS ESTABLISHED IN SECTION 75-0107 OF THIS ARTICLE.
   B. INCLUDE LEGALLY ENFORCEABLE EMISSIONS  LIMITS,  PERFORMANCE  STAND-
 ARDS, OR MEASURES OR OTHER REQUIREMENTS TO CONTROL EMISSIONS FROM GREEN-
 HOUSE GAS EMISSION SOURCES.
   C.  INCLUDE  MEASURES TO REDUCE EMISSIONS FROM GREENHOUSE GAS EMISSION
 SOURCES THAT HAVE A CUMULATIVELY SIGNIFICANT IMPACT ON STATEWIDE  GREEN-
 HOUSE  GAS  EMISSIONS,  SUCH  AS  INTERNAL COMBUSTION VEHICLES THAT BURN
 GASOLINE OR DIESEL FUEL AND BOILERS OR FURNACES THAT BURN OIL OR NATURAL
 GAS.
   3. IN PROMULGATING THESE REGULATIONS, THE DEPARTMENT SHALL:
   A. DESIGN AND IMPLEMENT ALL REGULATIONS IN A MANNER THAT SEEKS  TO  BE
 EQUITABLE,  TO  MINIMIZE COSTS AND TO MAXIMIZE THE TOTAL BENEFITS TO NEW
 YORK, AND ENCOURAGES EARLY ACTION TO REDUCE GREENHOUSE GAS EMISSIONS.
   B. ENSURE THAT GREENHOUSE GAS EMISSIONS REDUCTIONS ACHIEVED ARE  REAL,
 PERMANENT, QUANTIFIABLE, VERIFIABLE, AND ENFORCEABLE BY THE DEPARTMENT.
   C. ENSURE THAT ACTIVITIES UNDERTAKEN TO COMPLY WITH THE REGULATIONS DO
 NOT  RESULT  IN  A  NET  INCREASE IN CO-POLLUTANT EMISSIONS OR OTHERWISE
 DISPROPORTIONATELY BURDEN DISADVANTAGED COMMUNITIES AS IDENTIFIED PURSU-
 ANT TO SECTION 75-0113 OF THIS ARTICLE.
   D. PRIORITIZE MEASURES TO MAXIMIZE NET REDUCTIONS  OF  GREENHOUSE  GAS
 EMISSIONS  AND  CO-POLLUTANTS IN DISADVANTAGED COMMUNITIES AS IDENTIFIED
 PURSUANT TO SECTION 75-0113 OF THIS ARTICLE AND ENCOURAGE  EARLY  ACTION
 TO REDUCE GREENHOUSE GAS EMISSIONS AND CO-POLLUTANTS.
   E. MINIMIZE LEAKAGE.
   4. MARKET-BASED COMPLIANCE MECHANISMS.

 A. 9508--B                         117
 
   A.  THE DEPARTMENT MAY CONSIDER PROVISIONS FOR THE USE OF MARKET-BASED
 COMPLIANCE MECHANISMS TO COMPLY WITH THE REGULATIONS.
   B.  PRIOR TO THE INCLUSION OF ANY MARKET-BASED COMPLIANCE MECHANISM IN
 THE REGULATIONS, TO THE  EXTENT  FEASIBLE  AND  IN  THE  FURTHERANCE  OF
 ACHIEVING  THE  STATEWIDE GREENHOUSE GAS EMISSIONS LIMIT, THE DEPARTMENT
 SHALL DO ALL OF THE FOLLOWING:
   I. CONSIDER THE POTENTIAL FOR DIRECT, INDIRECT, AND  CUMULATIVE  EMIS-
 SION  IMPACTS  FROM  THESE  MECHANISMS,  INCLUDING  LOCALIZED IMPACTS IN
 DISADVANTAGED COMMUNITIES AS IDENTIFIED PURSUANT TO SECTION  75-0113  OF
 THIS ARTICLE;
   II.  DESIGN  ANY  MARKET-BASED  COMPLIANCE  MECHANISM  TO  PREVENT ANY
 INCREASE IN THE EMISSIONS OF CO-POLLUTANTS; AND
   III. MAXIMIZE ADDITIONAL ENVIRONMENTAL, PUBLIC  HEALTH,  AND  ECONOMIC
 BENEFITS  FOR  THE  STATE  OF NEW YORK AND FOR DISADVANTAGED COMMUNITIES
 IDENTIFIED PURSUANT TO SECTION 75-0113 OF THIS ARTICLE, AS APPROPRIATE.
   C. SUCH REGULATIONS SHALL INCLUDE  PROVISIONS  GOVERNING  HOW  MARKET-
 BASED COMPLIANCE MECHANISMS MAY BE USED BY REGULATED ENTITIES SUBJECT TO
 GREENHOUSE   GAS  EMISSIONS  LIMITS  AND  MANDATORY  EMISSION  REPORTING
 REQUIREMENTS TO ACHIEVE COMPLIANCE WITH THEIR GREENHOUSE  GAS  EMISSIONS
 LIMITS.
   D.  THE  DEPARTMENT  SHALL ENSURE THAT, AT A MINIMUM, FORTY PERCENT OF
 ANY FUNDS COLLECTED PURSUANT TO ANY MARKET-BASED COMPLIANCE  REGULATIONS
 PROMULGATED UNDER THIS SECTION AS A RESULT OF LEGISLATIVE AUTHORIZATION,
 FUNDS AUTHORIZED BY THE PUBLIC SERVICE COMMISSION TO BE COLLECTED SOLELY
 FOR  AND  DIRECTED TO THE NEW YORK STATE ENERGY RESEARCH AND DEVELOPMENT
 AUTHORITY AND PROCEEDS COLLECTED BY THE NEW YORK STATE  ENERGY  RESEARCH
 AND  DEVELOPMENT  AUTHORITY  FROM  THE AUCTION OR SALE OF CARBON DIOXIDE
 EMISSION ALLOWANCES ALLOCATED BY THE DEPARTMENT ARE INVESTED IN A MANNER
 WHICH WILL BENEFIT DISADVANTAGED  COMMUNITIES,  IDENTIFIED  PURSUANT  TO
 SECTION  75-0113  OF  THIS ARTICLE, CONSISTENT WITH THE PURPOSES OF THIS
 ARTICLE, INCLUDING, BUT NOT LIMITED TO, INCREASED  ACCESS  TO  RENEWABLE
 ENERGY, ENERGY EFFICIENCY, WEATHERIZATION, ZERO- AND LOW-EMISSION TRANS-
 PORTATION,  AND  ADAPTATION OPPORTUNITIES.  THE DEPARTMENT SHALL CONSULT
 WITH THE CLIMATE JUSTICE WORKING GROUP IN DEVELOPING  AND  CARRYING  OUT
 SUCH INVESTMENTS.
 § 75-0113. CLIMATE JUSTICE WORKING GROUP.
   1.  THERE  IS  HEREBY CREATED WITHIN THE DEPARTMENT, NO LATER THAN SIX
 MONTHS AFTER THE EFFECTIVE DATE OF  THIS  ARTICLE,  A  "CLIMATE  JUSTICE
 WORKING  GROUP". SUCH WORKING GROUP WILL BE COMPRISED OF REPRESENTATIVES
 FROM: ENVIRONMENTAL JUSTICE COMMUNITIES, THE DEPARTMENT, THE  DEPARTMENT
 OF HEALTH, THE NEW YORK STATE ENERGY AND RESEARCH DEVELOPMENT AUTHORITY,
 AND THE DEPARTMENT OF LABOR.
   A. ENVIRONMENTAL JUSTICE COMMUNITY REPRESENTATIVES SHALL BE MEMBERS OF
 COMMUNITIES  OF  COLOR,  LOW-INCOME COMMUNITIES, AND COMMUNITIES BEARING
 DISPROPORTIONATE POLLUTION AND  CLIMATE  CHANGE  BURDENS,  OR  SHALL  BE
 REPRESENTATIVES  OF  COMMUNITY-BASED ORGANIZATIONS WITH EXPERIENCE AND A
 HISTORY OF ADVOCACY ON ENVIRONMENTAL JUSTICE ISSUES, AND  SHALL  INCLUDE
 AT  LEAST  THREE  REPRESENTATIVES  FROM NEW YORK CITY COMMUNITIES, THREE
 REPRESENTATIVES FROM RURAL COMMUNITIES, AND THREE  REPRESENTATIVES  FROM
 UPSTATE URBAN COMMUNITIES.
   B. THE WORKING GROUP, IN CONSULTATION WITH THE DEPARTMENT, THE DEPART-
 MENTS OF HEALTH AND LABOR, THE NEW YORK STATE ENERGY AND RESEARCH DEVEL-
 OPMENT  AUTHORITY,  AND  THE  ENVIRONMENTAL JUSTICE ADVISORY GROUP, WILL
 ESTABLISH  CRITERIA  TO  IDENTIFY  DISADVANTAGED  COMMUNITIES  FOR   THE
 PURPOSES   OF   CO-POLLUTANT   REDUCTIONS,   GREENHOUSE   GAS  EMISSIONS

 A. 9508--B                         118
 
 REDUCTIONS, REGULATORY IMPACT STATEMENTS, AND THE ALLOCATION OF  INVEST-
 MENTS RELATED TO THIS ARTICLE.
   C.  DISADVANTAGED COMMUNITIES SHALL BE IDENTIFIED BASED ON GEOGRAPHIC,
 PUBLIC HEALTH, ENVIRONMENTAL HAZARD, AND SOCIOECONOMIC  CRITERIA,  WHICH
 SHALL INCLUDE BUT ARE NOT LIMITED TO:
   (I)  AREAS  BURDENED  BY  CUMULATIVE ENVIRONMENTAL POLLUTION AND OTHER
 HAZARDS THAT CAN LEAD TO NEGATIVE PUBLIC HEALTH EFFECTS;
   (II) AREAS WITH CONCENTRATIONS OF PEOPLE THAT ARE OF LOW INCOME,  HIGH
 UNEMPLOYMENT, HIGH RENT BURDEN, LOW LEVELS OF HOME OWNERSHIP, LOW LEVELS
 OF  EDUCATIONAL  ATTAINMENT, OR MEMBERS OF GROUPS THAT HAVE HISTORICALLY
 EXPERIENCED DISCRIMINATION ON THE BASIS OF RACE OR ETHNICITY; AND
   (III) AREAS VULNERABLE TO THE IMPACTS OF CLIMATE CHANGE SUCH AS FLOOD-
 ING, STORM SURGES, AND URBAN HEAT ISLAND EFFECTS.
   2. BEFORE FINALIZING THE CRITERIA FOR IDENTIFYING DISADVANTAGED COMMU-
 NITIES AND IDENTIFYING DISADVANTAGED COMMUNITIES PURSUANT TO SUBDIVISION
 ONE OF THIS SECTION, THE DEPARTMENT SHALL PUBLISH DRAFT CRITERIA  AND  A
 DRAFT LIST OF DISADVANTAGED COMMUNITIES AND MAKE SUCH INFORMATION AVAIL-
 ABLE ON ITS WEBSITE.
   A.  THE DEPARTMENT SHALL HOLD AT LEAST SIX REGIONAL PUBLIC HEARINGS ON
 THE DRAFT CRITERIA AND THE  DRAFT  LIST  OF  DISADVANTAGED  COMMUNITIES,
 INCLUDING THREE MEETINGS IN THE UPSTATE REGION AND THREE MEETINGS IN THE
 DOWNSTATE  REGION,  AND SHALL ALLOW AT LEAST ONE HUNDRED TWENTY DAYS FOR
 THE SUBMISSION OF PUBLIC COMMENT.
   B. THE DEPARTMENT SHALL ALSO ENSURE THAT THERE ARE MEANINGFUL OPPORTU-
 NITIES FOR PUBLIC COMMENT FOR ALL PERSONS WHO WILL BE  IMPACTED  BY  THE
 CRITERIA,  INCLUDING  PERSONS  LIVING IN AREAS THAT MAY BE IDENTIFIED AS
 DISADVANTAGED COMMUNITIES UNDER THE PROPOSED CRITERIA.
   3. THE GROUP WILL MEET NO LESS THAN ANNUALLY TO  REVIEW  THE  CRITERIA
 AND  METHODS  USED  TO IDENTIFY DISADVANTAGED COMMUNITIES AND MAY MODIFY
 SUCH METHODS TO  INCORPORATE  NEW  DATA  AND  SCIENTIFIC  FINDINGS.  THE
 CLIMATE  JUSTICE  WORKING GROUP SHALL REVIEW IDENTITIES OF DISADVANTAGED
 COMMUNITIES AND MODIFY SUCH IDENTITIES AS NEEDED.
 § 75-0115. IMPLEMENTATION REPORTING.
   1. THE DEPARTMENT SHALL, NOT LESS THAN EVERY  FOUR  YEARS,  PUBLISH  A
 REPORT  WHICH SHALL INCLUDE RECOMMENDATIONS REGARDING THE IMPLEMENTATION
 OF GREENHOUSE GAS REDUCTION MEASURES.
   2. THE REPORT SHALL, AT MINIMUM, INCLUDE:
   A. WHETHER THE STATE IS ON TRACK TO MEET THE STATEWIDE GREENHOUSE  GAS
 EMISSIONS LIMITS ESTABLISHED IN SECTION 75-0107 OF THIS ARTICLE.
   B. AN ASSESSMENT OF EXISTING REGULATIONS AND WHETHER MODIFICATIONS ARE
 NEEDED  TO  ENSURE FULFILLMENT OF THE STATEWIDE GREENHOUSE GAS EMISSIONS
 LIMITS.
   C. AN OVERVIEW OF SOCIAL BENEFITS FROM THE REGULATIONS OR OTHER  MEAS-
 URES, INCLUDING REDUCTIONS IN GREENHOUSE GAS EMISSIONS AND COPOLLUTANTS,
 DIVERSIFICATION  OF  ENERGY  SOURCES, AND OTHER BENEFITS TO THE ECONOMY,
 ENVIRONMENT, AND PUBLIC HEALTH, INCLUDING WOMEN'S HEALTH.
   D. AN OVERVIEW OF COMPLIANCE COSTS FOR REGULATED ENTITIES AND FOR  THE
 DEPARTMENT AND OTHER STATE AGENCIES.
   E.  WHETHER  REGULATIONS  OR  OTHER  GREENHOUSE GAS REDUCTION MEASURES
 UNDERTAKEN ARE EQUITABLE, MINIMIZE COSTS AND MAXIMIZE THE TOTAL BENEFITS
 TO THE STATE, AND ENCOURAGE EARLY ACTION.
   F. WHETHER ACTIVITIES UNDERTAKEN  TO  COMPLY  WITH  STATE  REGULATIONS
 DISPROPORTIONATELY BURDEN DISADVANTAGED COMMUNITIES AS IDENTIFIED PURSU-
 ANT TO SECTION 75-0113 OF THIS ARTICLE.

 A. 9508--B                         119
 
   G.  AN  ASSESSMENT  OF LOCAL BENEFITS AND IMPACTS OF ANY REDUCTIONS IN
 CO-POLLUTANTS RELATED TO REDUCTIONS IN STATEWIDE  AND  LOCAL  GREENHOUSE
 GAS EMISSIONS.
   H.  AN ASSESSMENT OF DISADVANTAGED COMMUNITIES' ACCESS TO OR COMMUNITY
 OWNERSHIP OF THE SERVICES AND COMMODITIES IDENTIFIED IN SECTION EIGHT OF
 THE CHAPTER OF THE LAWS OF TWO THOUSAND EIGHTEEN WHICH ADDED THIS  ARTI-
 CLE.
   I. WHETHER ENTITIES THAT HAVE VOLUNTARILY REDUCED THEIR GREENHOUSE GAS
 EMISSIONS  PRIOR TO THE IMPLEMENTATION OF THIS ARTICLE RECEIVE APPROPRI-
 ATE CREDIT FOR EARLY VOLUNTARY REDUCTIONS.
   J. RECOMMENDATIONS FOR FUTURE REGULATORY AND POLICY ACTION.
   3. IN PREPARING THIS REPORT,  THE  DEPARTMENT  SHALL,  AT  A  MINIMUM,
 CONSULT  WITH  THE COUNCIL, AND THE CLIMATE JUSTICE WORKING GROUP ESTAB-
 LISHED IN SECTION 75-0113 OF THIS ARTICLE.
   4. THE REPORT SHALL  BE  PUBLISHED  AND  POSTED  ON  THE  DEPARTMENT'S
 WEBSITE.
   §  3.  Subdivision 1 of section 54-1523 of the environmental conserva-
 tion law is amended by adding a new paragraph h to read as follows:
   H. TO  ESTABLISH  AND  IMPLEMENT  EASILY-REPLICATED  RENEWABLE  ENERGY
 PROJECTS, INCLUDING SOLAR ARRAYS, HEAT PUMPS AND WIND TURBINES IN PUBLIC
 LOW-INCOME HOUSING IN SUBURBAN, URBAN AND RURAL AREAS.
   § 4. The public service law is amended by adding a new section 66-p to
 read as follows:
   §  66-P.  ESTABLISHMENT  OF A RENEWABLE ENERGY PROGRAM.  1. AS USED IN
 THIS SECTION:
   (A) "LOAD SERVING ENTITY" MEANS ANY  ENTITY  THAT  SECURES  ENERGY  TO
 SERVE  THE  ELECTRICAL  ENERGY  REQUIREMENTS OF END-USE CUSTOMERS IN NEW
 YORK STATE;
   (B) "PREVAILING RATE OF WAGES" SHALL HAVE THE  SAME  MEANING  AS  SUCH
 TERM  IS  DEFINED  IN  PARAGRAPH  A  OF  SUBDIVISION FIVE OF SECTION TWO
 HUNDRED TWENTY OF THE LABOR LAW; AND
   (C) "RENEWABLE ENERGY SYSTEMS" MEANS SYSTEMS THAT GENERATE ELECTRICITY
 OR THERMAL ENERGY THROUGH USE OF THE FOLLOWING TECHNOLOGIES: SOLAR THER-
 MAL, PHOTOVOLTAICS, WIND, HYDROELECTRIC, GEOTHERMAL ELECTRIC, GEOTHERMAL
 GROUND SOURCE HEAT, TIDAL ENERGY, WAVE ENERGY, OCEAN  THERMAL,  OFFSHORE
 WIND  AND  FUEL CELLS WHICH DO NOT UTILIZE A FOSSIL FUEL RESOURCE IN THE
 PROCESS OF GENERATING ELECTRICITY.
   2. NO LATER THAN JANUARY FIRST, TWO THOUSAND NINETEEN, THE  COMMISSION
 SHALL  ESTABLISH A PROGRAM TO REQUIRE THAT A MINIMUM OF FIFTY PERCENT OF
 THE STATEWIDE ELECTRIC GENERATION SECURED BY LOAD  SERVING  ENTITIES  TO
 MEET  THE ELECTRICAL ENERGY REQUIREMENTS OF ALL END-USE CUSTOMERS IN NEW
 YORK STATE IN TWO THOUSAND THIRTY SHALL BE GENERATED BY RENEWABLE ENERGY
 SYSTEMS.
   THE COMMISSION SHALL SET ANNUAL MINIMUM PERCENTAGE LEVELS OF ELECTRIC-
 ITY GENERATED BY RENEWABLE  ENERGY  SYSTEMS  AND  DELIVERED  TO  END-USE
 CUSTOMERS IN NEW YORK STATE FOR EACH YEAR OF THE PROGRAM.
   3.  NO  LATER THAN JULY FIRST, TWO THOUSAND TWENTY AND EVERY TWO YEARS
 THEREAFTER, THE COMMISSION SHALL, AFTER NOTICE  AND  PROVISION  FOR  THE
 OPPORTUNITY  TO  COMMENT,  ISSUE  A  COMPREHENSIVE REVIEW OF THE PROGRAM
 ESTABLISHED PURSUANT TO THIS SECTION. THE  COMMISSION  SHALL  DETERMINE,
 AMONG OTHER MATTERS:  (A) PROGRESS IN MEETING THE OVERALL ANNUAL TARGETS
 FOR  DEPLOYMENT OF RENEWABLE ENERGY SYSTEMS; (B) DISTRIBUTION OF SYSTEMS
 BY SIZE AND LOAD ZONE; AND (C) ANNUAL FUNDING COMMITMENTS  AND  EXPENDI-
 TURES.  THE  COMMISSION  SHALL  EVALUATE  THE ANNUAL TARGETS ESTABLISHED
 PURSUANT TO SUBDIVISION TWO OF THIS SECTION AND  DETERMINE  WHETHER  THE
 ANNUAL TARGETS SHOULD BE ACCELERATED, INCREASED OR EXTENDED, TAKING INTO

 A. 9508--B                         120
 
 CONSIDERATION  LOAD  MODIFICATIONS  ASSOCIATED WITH, BUT NOT LIMITED TO,
 ENERGY EFFICIENCY MEASURES AND THE  ELECTRIFICATION  OF  TRANSPORTATION,
 HEATING SYSTEMS AND INDUSTRIAL PROCESSES.
   4.  THE  COMMISSION  MAY TEMPORARILY SUSPEND OR MODIFY THE OBLIGATIONS
 UNDER SUCH PROGRAM PROVIDED THAT  THE  COMMISSION,  AFTER  CONDUCTING  A
 HEARING  AS  PROVIDED IN SECTION TWENTY OF THIS CHAPTER, MAKES A FINDING
 THAT THE PROGRAM IMPEDES THE PROVISION OF  SAFE  AND  ADEQUATE  ELECTRIC
 SERVICE  OR  THAT  THERE IS A SIGNIFICANT INCREASE IN ARREARS OR SERVICE
 DISCONNECTIONS THAT THE COMMISSION DETERMINES IS RELATED TO THE PROGRAM.
   5. EVERY CONTRACTOR EMPLOYED PURSUANT TO THIS SECTION,  NOT  OTHERWISE
 REQUIRED  TO  PAY  LABORERS, WORKERS OR MECHANICS THE PREVAILING RATE OF
 WAGES PURSUANT TO ARTICLE EIGHT OF THE LABOR LAW,  SHALL  PAY  EMPLOYEES
 UNDER  CONTRACT FOR THE DEVELOPMENT OF RENEWABLE ENERGY SYSTEMS RATED AT
 TWO HUNDRED FIFTY KILOWATTS OR  MORE,  A  WAGE  OF  NOT  LESS  THAN  THE
 PREVAILING  RATE  OF  WAGES  FOR  SUCH  WORK  IN THE LOCALITY WHERE SUCH
 INSTALLATION OCCURS. THIS REQUIREMENT SHALL BE IN EFFECT FOR  THE  DURA-
 TION  OF  THE  RECEIPT  BY  THE CONTRACTOR OF THE INCENTIVES ESTABLISHED
 PURSUANT TO THIS SECTION AND IN NO EVENT SHALL SUCH  REQUIREMENT  EXTEND
 BEYOND  THE AVAILABILITY OF SUCH INCENTIVES. EVERY CONTRACTOR SUBJECT TO
 THE PROVISIONS OF THIS SUBDIVISION SHALL  MAINTAIN  PAYROLL  RECORDS  IN
 ACCORDANCE WITH SECTION TWO HUNDRED TWENTY OF THE LABOR LAW.
   § 5. Section 1005 of the public authorities law is amended by adding a
 new subdivision 26 to read as follows:
   26.  RENEWABLE ENERGY PROGRAM. AS DEEMED FEASIBLE AND ADVISABLE BY THE
 TRUSTEES,  NO  LATER  THAN  JANUARY  FIRST,  TWO  THOUSAND NINETEEN, THE
 AUTHORITY SHALL SECURE ENERGY TO SERVE THE  ELECTRICAL  ENERGY  REQUIRE-
 MENTS  OF  ITS END-USE CUSTOMERS IN ACCORDANCE WITH THE RENEWABLE ENERGY
 PROGRAM AS SET FORTH AND DEFINED IN SECTION SIXTY-SIX-P  OF  THE  PUBLIC
 SERVICE LAW.
   §  6. Sections 1020-jj, 1020-kk, and 1020-ll of the public authorities
 law, as renumbered by chapter 415 of the laws of  2017,  are  renumbered
 sections 1020-kk, 1020-ll and 1020-mm and a new section 1020-jj is added
 to read as follows:
   § 1020-JJ.  RENEWABLE ENERGY PROGRAM. THE AUTHORITY AND ALL LOAD SERV-
 ING  ENTITIES THAT SECURE ENERGY TO SERVE THE ELECTRICAL ENERGY REQUIRE-
 MENTS OF END-USE CUSTOMERS IN ITS SERVICE TERRITORY  SHALL  COMPLY  WITH
 THE  RENEWABLE ENERGY PROGRAM AS SET FORTH AND DEFINED IN SECTION SIXTY-
 SIX-P OF THE PUBLIC SERVICE LAW.
   § 6-a. Subdivision 1 of section 1020-s of the public authorities  law,
 as  amended  by  chapter  415 of the laws of 2017, is amended to read as
 follows:
   1. The rates, services  and  practices  relating  to  the  electricity
 generated  by facilities owned or operated by the authority shall not be
 subject to the provisions of the public service law or to regulation by,
 or the jurisdiction of, the public service  commission,  except  to  the
 extent (a) article seven of the public service law applies to the siting
 and operation of a major utility transmission facility as defined there-
 in,  (b)  article  ten of such law applies to the siting of a generating
 facility as defined therein, (c) section eighteen-a of such law provides
 for assessment for certain costs, property or  operations,  (d)  to  the
 extent that the department of public service reviews and makes recommen-
 dations with respect to the operations and provision of services of, and
 rates  and  budgets  established  by,  the authority pursuant to section
 three-b of such law, [and] (e) that section seventy-four of  the  public
 service  law  applies  to  qualified  energy  storage systems within the
 authority's jurisdiction AND (F) THAT SECTION SIXTY-SIX-P OF THE  PUBLIC

 A. 9508--B                         121
 
 SERVICE  LAW  APPLIES  TO  THE  AUTHORITY AND LOAD SERVING ENTITIES THAT
 SECURE ENERGY TO SERVE THE ELECTRICAL  ENERGY  REQUIREMENTS  OF  END-USE
 CUSTOMERS WITHIN THE AUTHORITY'S JURISDICTION.
   §  7.  The labor law is amended by adding a new article 8-B to read as
 follows:
                                ARTICLE 8-B
               LABOR AND JOB STANDARDS AND WORKER PROTECTION
 SECTION 228. LABOR AND JOB STANDARDS AND WORKER PROTECTION.
   § 228. LABOR AND JOB STANDARDS AND WORKER  PROTECTION.  1.  ALL  STATE
 AGENCIES  INVOLVED IN IMPLEMENTING THE NEW YORK STATE CLIMATE AND COMMU-
 NITY PROTECTION ACT SHALL ASSESS AND IMPLEMENT  STRATEGIES  TO  INCREASE
 EMPLOYMENT  OPPORTUNITIES  AND  IMPROVE  JOB QUALITY. WITHIN ONE HUNDRED
 TWENTY DAYS OF THE EFFECTIVE DATE OF THIS SECTION, ALL  STATE  AGENCIES,
 OFFICES, AUTHORITIES, AND DIVISIONS SHALL REPORT TO THE LEGISLATURE ON:
   A. STEPS THEY WILL TAKE TO ENSURE COMPLIANCE WITH THIS SECTION; AND
   B.  REGULATIONS NECESSARY TO ENSURE THAT THEY PRIORITIZE THE STATEWIDE
 GOAL OF CREATING GOOD JOBS AND INCREASING EMPLOYMENT OPPORTUNITIES.
   2.  IN  CONSIDERING  AND  ISSUING  PERMITS,   LICENSES,   REGULATIONS,
 CONTRACTS,  AND OTHER ADMINISTRATIVE APPROVALS AND DECISIONS PURSUANT TO
 THE NEW YORK STATE CLIMATE AND COMMUNITY PROTECTION ACT, ALL STATE AGEN-
 CIES, OFFICES, AUTHORITIES, AND  DIVISIONS  SHALL  APPLY  THE  FOLLOWING
 LABOR,  TRAINING,  AND  JOB  QUALITY  STANDARDS TO THE FOLLOWING PROJECT
 TYPES: PUBLIC WORK; PROJECTS IN RECEIPT OF MORE THAN ONE  HUNDRED  THOU-
 SAND  DOLLARS IN TOTAL FINANCIAL ASSISTANCE; OR TO PROJECTS WITH A TOTAL
 VALUE OF MORE THAN TEN MILLION DOLLARS; AND PRIVATELY-FINANCED  PROJECTS
 ON PUBLIC PROPERTY.
   A.  THE  PAYMENT OF NO LESS THAN PREVAILING WAGES FOR ALL EMPLOYEES IN
 CONSTRUCTION AND BUILDING, CONSISTENT WITH ARTICLE  EIGHT  OF  THE  THIS
 CHAPTER,  AND  BUILDING  SERVICES,  CONSISTENT WITH ARTICLE NINE OF THIS
 CHAPTER;
   B. THE INCLUSION OF CONTRACT LANGUAGE REQUIRING CONTRACTORS TO  ESTAB-
 LISH  LABOR  HARMONY POLICIES; DISPUTE RESOLUTION MECHANISMS; PREVAILING
 WAGE  COMPLIANCE;  SAFETY  POLICIES;  WORKERS   COMPENSATION   INSURANCE
 (INCLUDING  REVIEW  OF  CONTRACTOR EXPERIENCE RATING AND OTHER FACTORS);
 AND APPRENTICESHIP PROGRAM APPROPRIATE FOR CRAFTS EMPLOYED.  PROCUREMENT
 RULES  SHOULD  ENCOURAGE  BUNDLING  OF  SMALL  CONTRACTS AND PROJECTS TO
 IMPROVE THE EFFICIENCY OF COMPLIANCE;
   C. APPRENTICESHIP UTILIZATION:
   I. THAT ALL  CONTRACTORS  AND  SUBCONTRACTORS,  INCLUDING  THOSE  THAT
 PARTICIPATE  IN POWER PURCHASE AGREEMENTS, ENERGY PERFORMANCE CONTRACTS,
 OR OTHER SIMILAR PROGRAMS, PARTICIPATE IN APPRENTICESHIP PROGRAMS IN THE
 TRADES IN WHICH THEY ARE PERFORMING WORK;
   II. MAXIMUM USE OF APPRENTICES AS PER  DEPARTMENT  OF  LABOR  APPROVED
 RATIOS;
   III. ENCOURAGEMENT OF AFFILIATED PRE-APPRENTICE DIRECT ENTRY PROGRAMS,
 INCLUDING  BUT  NOT  LIMITED  TO EJM CONSTRUCTION SKILLS; NYC HELMETS TO
 HARDHATS, AND NONTRADITIONAL EMPLOYMENT FOR WOMEN (NEW) FOR THE RECRUIT-
 MENT OF LOCAL AND/OR DISADVANTAGED WORKERS;
   IV. EXISTING WORKFORCE DEVELOPMENT PROGRAMS, INCLUDING  THOSE  AT  THE
 NEW YORK STATE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY, SHOULD BE MADE
 TO CONFORM TO THESE STANDARDS.
   3.  THE  COMMISSIONER,  THE FISCAL OFFICER AND OTHER RELEVANT AGENCIES
 SHALL PROMULGATE SUCH REGULATIONS AS  ARE  NECESSARY  TO  IMPLEMENT  AND
 ADMINISTER  COMPLIANCE  WITH THE PROVISIONS OF THIS SECTION. THE DEPART-
 MENT AND THE FISCAL OFFICER SHALL COORDINATE WITH  ORGANIZED  LABOR  AND
 LOCAL  AND  COUNTY  LEVEL  GOVERNMENTS  TO  IMPLEMENT  A SYSTEM TO TRACK

 A. 9508--B                         122
 
 COMPLIANCE, ACCEPT REPORTS OF NON-COMPLIANCE FOR ENFORCEMENT ACTION, AND
 REPORT ANNUALLY ON THE ADOPTION OF THESE STANDARDS  TO  THE  LEGISLATURE
 STARTING ONE YEAR FROM THE EFFECTIVE DATE OF THIS SECTION.
   A.  FOR  THE PURPOSES OF THIS SECTION, "FISCAL OFFICER" SHALL MEAN THE
 INDUSTRIAL COMMISSIONER, EXCEPT FOR CONSTRUCTION  AND  BUILDING  SERVICE
 WORK PERFORMED BY OR ON BEHALF OF A CITY, IN WHICH CASE "FISCAL OFFICER"
 SHALL MEAN THE COMPTROLLER OR OTHER ANALOGOUS OFFICER OF SUCH CITY.
   B.  THE  PROVISIONS  OF  THE  CONTRACT  BY  THE RECIPIENT OF FINANCIAL
 ASSISTANCE PERTAINING  TO  PREVAILING  WAGES  ARE  TO  BE  CONSIDERED  A
 CONTRACT  FOR  THE BENEFIT OF CONSTRUCTION AND BUILDING SERVICE WORKERS,
 UPON WHICH SUCH WORKERS SHALL HAVE THE RIGHT TO MAINTAIN ACTION FOR  THE
 DIFFERENCE  BETWEEN  THE PREVAILING WAGE RATE OF PAY, BENEFITS, AND PAID
 LEAVE AND THE RATES OF PAY, BENEFITS, AND PAID LEAVE  ACTUALLY  RECEIVED
 BY THEM, AND INCLUDING ATTORNEY'S FEES.
   C.  I.  WHERE  A  RECIPIENT OF FINANCIAL ASSISTANCE CONTRACTS BUILDING
 SERVICE WORK TO A BUILDING SERVICE CONTRACTOR, THE CONTRACTOR IS HELD TO
 THE SAME OBLIGATIONS WITH RESPECT TO PREVAILING WAGES AS THE  RECIPIENT.
 THE RECIPIENT MUST INCLUDE TERMS ESTABLISHING THIS OBLIGATION WITHIN ANY
 CONTRACT SIGNED WITH A CONTRACTOR.
   II.   WHERE   A   RECIPIENT  OF  FINANCIAL  ASSISTANCE  CONTRACTS  FOR
 CONSTRUCTION,  EXCAVATION,  DEMOLITION,  REHABILITATION,  REPAIR,  RENO-
 VATION,  ALTERATION OR IMPROVEMENT TO A SUBCONTRACTOR, THE SUBCONTRACTOR
 IS HELD TO THE SAME OBLIGATIONS WITH RESPECT TO PREVAILING WAGES AS  THE
 RECIPIENT. THE RECIPIENT MUST INCLUDE TERMS ESTABLISHING THIS OBLIGATION
 WITHIN ANY CONTRACT SIGNED WITH A SUBCONTRACTOR.
   4.  FOR  THE PURPOSES OF THIS SECTION "FINANCIAL ASSISTANCE" MEANS ANY
 PROVISION OF PUBLIC FUNDS TO  ANY  PERSON,  INDIVIDUAL,  PROPRIETORSHIP,
 PARTNERSHIP,  JOINT  VENTURE,  CORPORATION,  LIMITED  LIABILITY COMPANY,
 TRUST, ASSOCIATION, ORGANIZATION, OR OTHER ENTITY THAT  RECEIVES  FINAN-
 CIAL  ASSISTANCE, OR ANY ASSIGNEE OR SUCCESSOR IN INTEREST OF REAL PROP-
 ERTY IMPROVED OR  DEVELOPED  WITH  FINANCIAL  ASSISTANCE,  FOR  ECONOMIC
 DEVELOPMENT WITHIN THE STATE, INCLUDING BUT NOT LIMITED TO CASH PAYMENTS
 OR  GRANTS,  BOND FINANCING, TAX ABATEMENTS OR EXEMPTIONS, INCLUDING BUT
 NOT LIMITED TO ABATEMENTS OR EXEMPTIONS  FROM  REAL  PROPERTY,  MORTGAGE
 RECORDING,  SALES, AND USE TAXES, OR THE DIFFERENCE BETWEEN ANY PAYMENTS
 IN LIEU OF TAXES AND THE AMOUNT OF REAL PROPERTY  OR  OTHER  TAXES  THAT
 WOULD  HAVE  BEEN DUE IF THE PROPERTY WERE NOT EXEMPTED FROM SUCH TAXES,
 TAX INCREMENT FINANCING, FILING FEE  WAIVERS,  ENERGY  COST  REDUCTIONS,
 ENVIRONMENTAL  REMEDIATION  COSTS,  WRITE-DOWNS  IN  THE MARKET VALUE OF
 BUILDINGS OR LAND, OR THE COST OF CAPITAL IMPROVEMENTS RELATED  TO  REAL
 PROPERTY  FOR  WHICH  THE  STATE  WOULD  NOT  PAY ABSENT THE DEVELOPMENT
 PROJECT, AND INCLUDES BOTH DISCRETIONARY AND AS OF RIGHT ASSISTANCE. THE
 PROVISIONS OF THIS SECTION SHALL ONLY APPLY TO PROJECTS  RECEIVING  MORE
 THAN  ONE  HUNDRED THOUSAND DOLLARS IN TOTAL FINANCIAL ASSISTANCE, OR TO
 PROJECTS WITH A TOTAL PROJECT VALUE OF MORE THAN TEN MILLION DOLLARS.
   5. THE COMMISSIONER SHALL EVALUATE WHETHER THERE ARE ADDITIONAL STAND-
 ARDS THAT COULD BE APPLIED TO INCREASE WAGE AND BENEFIT STANDARDS OR  TO
 ENCOURAGE A SAFE, WELL-TRAINED, AND ADEQUATELY COMPENSATED WORKFORCE.
   6.  NOTHING  SET  FORTH  IN THIS SECTION SHALL BE CONSTRUED TO IMPEDE,
 INFRINGE, OR DIMINISH THE RIGHTS AND BENEFITS WHICH ACCRUE TO  EMPLOYEES
 THROUGH  BONA FIDE COLLECTIVE BARGAINING AGREEMENTS, OR OTHERWISE DIMIN-
 ISH THE INTEGRITY OF THE EXISTING COLLECTIVE BARGAINING RELATIONSHIP.
   7. NOTHING SET FORTH IN THIS SECTION SHALL PRECLUDE A LOCAL GOVERNMENT
 FROM SETTING ADDITIONAL STANDARDS THAT EXPAND ON THESE STATE-WIDE STAND-
 ARDS.

 A. 9508--B                         123
 
   § 8. Report on barriers to, and opportunities for, community ownership
 of services and commodities  in  disadvantaged  communities.  1.  On  or
 before  two  years  of the effective date of this act, the department of
 environmental conservation, with input from relevant state agencies, the
 environmental  justice  advisory  group as defined in section 75-0101 of
 the environmental conservation law, the climate justice working group as
 defined in section 75-0113 of the  environmental  conservation  law  and
 Climate  Action  Council  established in article 75 of the environmental
 conservation law, and following at  least  two  public  hearings,  shall
 prepare  a  report  on  barriers to, and opportunities for, access to or
 community ownership of the following services and commodities in  disad-
 vantaged  communities  as  identified in article 75 of the environmental
 conservation law:
   a. Distributed renewable energy generation.
   b. Energy efficiency and weatherization investments.
   c. Zero-emission and low-emission transportation options.
   d. Adaptation measures to improve the resilience of  homes  and  local
 infrastructure to the impacts of climate change including but not limit-
 ed to microgrids.
   e. Other services and infrastructure that can reduce the risks associ-
 ated with climate-related hazards, including but not limited to:
   i. Shelters and cool rooms during extreme heat events;
   ii. Shelters during flooding events; and
   iii.  Medical  treatment for asthma and other conditions that could be
 exacerbated by climate-related events.
   2. The report, which shall be submitted to the governor,  the  speaker
 of  the assembly and the temporary president of the senate and posted on
 the department of  environmental  conservation  website,  shall  include
 recommendations  on  how  to increase access to the services and commod-
 ities.
   3. The department of environmental conservation shall amend the  scop-
 ing plan for statewide greenhouse gas emissions reductions in accordance
 with the recommendations included in the report.
   §  9.  Climate change actions by state agencies. 1. All state agencies
 shall assess and implement strategies to  reduce  their  greenhouse  gas
 emissions.
   2. In considering and issuing permits, licenses, and other administra-
 tive approvals and decisions, including but not limited to the execution
 of  grants,  loans, and contracts, all state agencies, offices, authori-
 ties, and divisions shall consider whether such decisions are inconsist-
 ent with or will interfere with the attainment of the  statewide  green-
 house   gas   emissions   limits   established  in  article  75  of  the
 environmental conservation law. Where such decisions are  deemed  to  be
 inconsistent with or will interfere with the attainment of the statewide
 greenhouse  gas  emissions  limits,  each  agency, office, authority, or
 division shall provide a detailed statement of justification as  to  why
 such limits/criteria may not be met, and identify alternatives or green-
 house  gas  mitigation  measures  to  be  required where such project is
 located.
   3. In considering and issuing permits, licenses, and other administra-
 tive approvals and decisions, including but not limited to the execution
 of grants, loans, and contracts, pursuant to article 75 of the  environ-
 mental  conservation  law, all state agencies, offices, authorities, and
 divisions shall not disproportionately burden disadvantaged  communities
 as  identified pursuant to subdivision 5 of section 75-0101 of the envi-
 ronmental conservation law. All state  agencies,  offices,  authorities,

 A. 9508--B                         124
 
 and  divisions  shall also prioritize reductions of greenhouse gas emis-
 sions and  co-pollutants  in  disadvantaged  communities  as  identified
 pursuant  to  such subdivision 5 of section 75-0101 of the environmental
 conservation law.
   §  10. Authorization for other state agencies to promulgate greenhouse
 gas emissions regulations. 1. The public  service  commission,  the  New
 York  state energy research and development authority, the department of
 health, the department of transportation, the department of  state,  the
 department  of  economic  development, the department of agriculture and
 markets, the department of financial services,  the  office  of  general
 services,  the  division  of  housing  and community renewal, the public
 utility authorities established pursuant to  titles  1,  1-A,  1-B,  11,
 11-A, 11-B, 11-C and 11-D of article 5 of the public authorities law and
 any  other  state  agency  may  promulgate  regulations to contribute to
 achieving the statewide greenhouse gas emissions limits  established  in
 article 75 of the environmental conservation law. Provided, however, any
 such regulations shall not limit the department of environmental conser-
 vation's  authority  to  regulate  and  control greenhouse gas emissions
 pursuant to article 75 of the environmental conservation law.
   § 11. Chapter 355 of the laws of  2014,  constituting  the  "community
 risk and resiliency act", is amended by adding two new sections 17-a and
 17-b to read as follows:
   §  17-A.  THE  DEPARTMENT  OF  ENVIRONMENTAL  CONSERVATION  SHALL TAKE
 ACTIONS TO PROMOTE ADAPTATION AND RESILIENCE, INCLUDING:
   (A) ACTIONS TO HELP STATE  AGENCIES  AND  OTHER  ENTITIES  ASSESS  THE
 REASONABLY FORESEEABLE RISKS OF CLIMATE CHANGE ON ANY PROPOSED PROJECTS,
 TAKING  INTO ACCOUNT ISSUES SUCH AS: SEA LEVEL RISE, TROPICAL AND EXTRA-
 TROPICAL CYCLONES, STORM SURGES, FLOODING, WIND, CHANGES IN AVERAGE  AND
 PEAK  TEMPERATURES,  CHANGES  IN  AVERAGE AND PEAK PRECIPITATION, PUBLIC
 HEALTH IMPACTS, AND IMPACTS ON SPECIES AND OTHER NATURAL RESOURCES.
   (B) IDENTIFYING THE MOST  SIGNIFICANT  CLIMATE-RELATED  RISKS,  TAKING
 INTO  ACCOUNT THE PROBABILITY OF OCCURRENCE, THE MAGNITUDE OF THE POTEN-
 TIAL HARM, AND THE UNCERTAINTY OF THE RISK.
   (C) MEASURES THAT COULD MITIGATE SIGNIFICANT CLIMATE-RELATED RISKS, AS
 WELL AS A COST-BENEFIT ANALYSIS AND IMPLEMENTATION OF SUCH MEASURES.
   § 17-B. MAJOR PERMITS FOR THE REGULATORY PROGRAMS OF SUBDIVISION THREE
 OF SECTION 70-0107 OF THE ENVIRONMENTAL CONSERVATION LAW  SHALL  REQUIRE
 APPLICANTS  TO  DEMONSTRATE  THAT  FUTURE PHYSICAL CLIMATE RISK HAS BEEN
 CONSIDERED. IN REVIEWING SUCH INFORMATION THE DEPARTMENT MAY REQUIRE THE
 APPLICANT TO MITIGATE SIGNIFICANT RISKS TO PUBLIC INFRASTRUCTURE  AND/OR
 SERVICES,  PRIVATE  PROPERTY NOT OWNED BY THE APPLICANT, ADVERSE IMPACTS
 ON DISADVANTAGED COMMUNITIES, AND/OR NATURAL RESOURCES IN  THE  VICINITY
 OF THE PROJECT.
   §  12.  Nothing  in  this  act shall limit the existing authority of a
 state entity to adopt and implement greenhouse gas  emissions  reduction
 measures.
   §  13. Nothing in this act shall relieve any person, entity, or public
 agency of compliance with other applicable federal, state, or local laws
 or regulations, including state air and water quality requirements,  and
 other requirements for protecting public health or the environment.
   §  14.  Review under this act may be had in a proceeding under article
 78 of the civil practice law and rules at the  instance  of  any  person
 aggrieved.
   §  15. Severability. If any word, phrase, clause, sentence, paragraph,
 section, or part of this act shall be adjudged by any court of competent
 jurisdiction to be invalid, such judgement shall not affect, impair,  or

 A. 9508--B                         125
 
 invalidate the remainder thereof, but shall be confined in its operation
 to the word, phrase, clause, sentence, paragraph, section, or part ther-
 eof  directly  involved in the controversy in which such judgement shall
 have been rendered.
   §  16.  This  act  shall  take effect on the same date and in the same
 manner as a chapter of the laws  of  2018,  amending  the  environmental
 conservation  law,  relating  to  establishing a permanent environmental
 justice advisory group and an environmental justice interagency  coordi-
 nating  council,  as  proposed  in  legislative bills numbers A.2234 and
 S.3110, takes effect; provided further, the provisions of section  seven
 of  this act shall take effect on the one hundred eightieth day after it
 shall have become a law and  shall  apply  to  any  grants,  loans,  and
 contracts  and  financial assistance awarded or renewed on or after such
 effective date.
 
                                  PART RR

   Section 1. Declaration of legislative intent and findings. The  legis-
 lature finds and declares that it is in the public interest of the state
 of  New  York for architectural paint producers to finance and manage an
 environmentally sound, cost-effective  architectural  paint  stewardship
 program,  undertaking responsibility for the development and implementa-
 tion of strategies to reduce the generation of  post-consumer  architec-
 tural  paint, promote the reuse of post-consumer architectural paint and
 collect, transport and process  post-consumer  architectural  paint  for
 end-of-product-life management, including reuse and recycling.
   §  2.  Article  27 of the environmental conservation law is amended by
 adding a new title 20 to read as follows:
                                 TITLE 20
                         PAINT STEWARDSHIP PROGRAM
 SECTION 27-2001. SHORT TITLE.
         27-2003. DECLARATION OF POLICY.
         27-2005. DEFINITIONS.
         27-2007. PRODUCER COLLECTION.
         27-2009. PRODUCER REGISTRATION AND RESPONSIBILITIES.
         27-2011. RETAILER REQUIREMENTS.
         27-2013. DEPARTMENT RESPONSIBILITIES.
         27-2015. REPORTING REQUIREMENTS.
         27-2017. COLLECTIVE PARTICIPATION.
 § 27-2001. SHORT TITLE.
   THIS TITLE SHALL BE KNOWN AS AND MAY BE CITED AS THE "NEW  YORK  STATE
 PAINT STEWARDSHIP PROGRAM".
 § 27-2003. DECLARATION OF POLICY.
   IT IS HEREBY DECLARED TO BE THE PUBLIC POLICY OF THE STATE OF NEW YORK
 TO  PROMOTE  THE  DEVELOPMENT AND IMPLEMENTATION OF STRATEGIES TO REDUCE
 THE GENERATION OF POST-CONSUMER ARCHITECTURAL PAINT,  TO  ENCOURAGE  THE
 REUSE   OF  POST-CONSUMER  ARCHITECTURAL  PAINT,  AND  TO  MAXIMIZE  THE
 COLLECTION, TRANSPORT, AND PROCESS OF POST-CONSUMER ARCHITECTURAL  PAINT
 FOR END-OF-PRODUCT-LIFE MANAGEMENT.
 § 27-2005. DEFINITIONS.
   WHEN USED IN THIS TITLE:
   1.  "ARCHITECTURAL  PAINT"  MEANS  INTERIOR AND EXTERIOR ARCHITECTURAL
 COATINGS SOLD IN CONTAINERS OF FIVE GALLONS OR LESS. ARCHITECTURAL PAINT
 DOES NOT MEAN INDUSTRIAL, ORIGINAL EQUIPMENT OR SPECIALTY COATINGS.
   2. "CONSUMER" MEANS A PERSON LOCATED IN THE STATE  WHO  OWNS  OR  USES
 ARCHITECTURAL PAINT, INCLUDING BUT NOT LIMITED TO AN INDIVIDUAL, A BUSI-

 A. 9508--B                         126
 
 NESS,  CORPORATION, LIMITED PARTNERSHIP, NOT-FOR-PROFIT ORGANIZATION, OR
 GOVERNMENTAL ENTITY, BUT DOES NOT INCLUDE AN ENTITY INVOLVED IN A WHOLE-
 SALE TRANSACTION BETWEEN A DISTRIBUTOR AND RETAILER.
   3.  "DISTRIBUTOR"  MEANS A COMPANY THAT HAS A CONTRACTUAL RELATIONSHIP
 WITH ONE OR MORE PRODUCERS TO MARKET AND  SELL  ARCHITECTURAL  PAINT  TO
 RETAILERS IN THIS STATE.
   4.  "POST-CONSUMER  ARCHITECTURAL PAINT" MEANS ARCHITECTURAL PAINT NOT
 USED AND NO LONGER WANTED BY ITS PURCHASER.
   5. "PRODUCER" MEANS A PERSON  THAT  MANUFACTURES  ARCHITECTURAL  PAINT
 THAT IS SOLD OR OFFERED FOR SALE IN THIS STATE.
   6.  "RECYCLING"  MEANS ANY PROCESS BY WHICH DISCARDED PRODUCTS, COMPO-
 NENTS AND BY-PRODUCTS ARE TRANSFORMED  INTO  NEW  USABLE  OR  MARKETABLE
 MATERIALS  IN  A  MANNER  IN  WHICH THE PRODUCTS MAY LOSE THEIR ORIGINAL
 COMPOSITION. RECYCLING DOES NOT INCLUDE ENERGY RECOVERY OR ENERGY GENER-
 ATION BY MEANS OF COMBUSTING DISCARDED PRODUCTS, COMPONENTS AND  BY-PRO-
 DUCTS  WITH OR WITHOUT OTHER WASTE PRODUCTS FROM POST-CONSUMER ARCHITEC-
 TURAL PAINT.
   7. "RETAILER" MEANS ANY PERSON THAT SELLS OR OFFERS FOR SALE ARCHITEC-
 TURAL PAINT AT RETAIL IN THIS STATE.
   8. "REUSE" MEANS THE RETURN OF A PRODUCT INTO THE ECONOMIC STREAM  FOR
 USE IN THE SAME KIND OF APPLICATION INTENDED FOR THE USE OF THE PRODUCT,
 WITHOUT A CHANGE IN THE PRODUCT'S ORIGINAL COMPOSITION.
   9.  "SELL"  OR  "SALE"  MEANS ANY TRANSFER OF TITLE FOR CONSIDERATION,
 INCLUDING REMOTE SALES CONDUCTED THROUGH SALES OUTLETS, CATALOGS OR  THE
 INTERNET OR THROUGH ANY OTHER SIMILAR ELECTRONIC MEANS.
 § 27-2007. PRODUCER COLLECTION.
   BEGINNING  DECEMBER  THIRTY-FIRST,  TWO  THOUSAND NINETEEN, A PRODUCER
 SHALL ACCEPT FOR DISPOSAL AND RECYCLING OR REUSE POST-CONSUMER ARCHITEC-
 TURAL PAINT.
 § 27-2009. PRODUCER REGISTRATION AND RESPONSIBILITIES.
   1. A PRODUCER SHALL INDIVIDUALLY OR COOPERATIVELY  WITH  ONE  OR  MORE
 OTHER  PRODUCERS, SUBMIT A REGISTRATION TO THE DEPARTMENT BY JULY FIRST,
 TWO THOUSAND NINETEEN, ALONG WITH A REGISTRATION FEE  OF  FIVE  THOUSAND
 DOLLARS. SUCH REGISTRATION SHALL INCLUDE:
   (A) THE PRODUCER'S NAME, ADDRESS, AND TELEPHONE NUMBER;
   (B)  THE  NAME  AND TITLE OF AN OFFICER, DIRECTOR, OR OTHER INDIVIDUAL
 DESIGNATED AS THE PRODUCER'S CONTACT FOR PURPOSES OF THIS TITLE;
   (C) A LIST IDENTIFYING THE PRODUCER'S BRANDS;
   (D) A GENERAL DESCRIPTION OF THE MANNER IN  WHICH  THE  PRODUCER  WILL
 COMPLY  WITH  SECTION 27-2007 OF THIS TITLE, INCLUDING SPECIFIC INFORMA-
 TION ON THE PRODUCER'S ARCHITECTURAL PAINT  ACCEPTANCE  PROGRAM  IN  THE
 STATE,  INTENDED TREATMENT, STORAGE, TRANSPORTATION AND DISPOSAL OPTIONS
 AND A CURRENT LIST OF LOCATIONS WITHIN THE  STATE  WHERE  CONSUMERS  MAY
 RETURN ARCHITECTURAL PAINT;
   (E) TARGETED ANNUAL COLLECTION RATES;
   (F)  EDUCATIONAL  AND  OUTREACH  PROGRAM  THAT  WILL BE IMPLEMENTED TO
 INFORM CONSUMERS AND RETAILERS OF THE PROGRAM AND  HOW  TO  PARTICIPATE;
 AND
   (G) ANY OTHER INFORMATION AS THE DEPARTMENT MAY REQUIRE.
   2.  A  PRODUCER'S  REGISTRATION SHALL BE UPDATED WITHIN THIRTY DAYS OF
 ANY MATERIAL CHANGE TO THE INFORMATION REQUIRED BY THE REGISTRATION.
   3. ANY PERSON WHO BECOMES A PRODUCER ON OR AFTER  JANUARY  FIRST,  TWO
 THOUSAND  TWENTY  SHALL REGISTER WITH THE DEPARTMENT PRIOR TO SELLING OR
 OFFERING FOR SALE IN THE STATE ANY ARCHITECTURAL PAINT, AND MUST  COMPLY
 WITH THE REQUIREMENTS OF THIS TITLE.

 A. 9508--B                         127
 
   4.  NO LATER THAN JANUARY FIRST, TWO THOUSAND TWENTY, A PRODUCER SHALL
 NOT SELL OR OFFER FOR SALE ARCHITECTURAL PAINT IN THE STATE  UNLESS  THE
 PRODUCER  HAS  REGISTERED WITH THE DEPARTMENT AND MAINTAINS AN ARCHITEC-
 TURAL PAINT  ACCEPTANCE  PROGRAM  THROUGH  WHICH  THE  PRODUCER,  EITHER
 DIRECTLY  OR  THROUGH  AN AGENT OR DESIGNEE, ACCEPTS ARCHITECTURAL PAINT
 FROM CONSUMERS IN THE  STATE  FOR  DISPOSAL,  REUSE  OR  RECYCLING.  THE
 PRODUCER  SHALL ENSURE THAT RETAILERS ARE NOTIFIED OF SUCH REGISTRATION.
 THE PRODUCER SHALL NOT IMPOSE A FEE ON  CONSUMERS  FOR  THE  COLLECTION,
 HANDLING AND RECYCLING OR REUSE OF ARCHITECTURAL PAINT.
   5.  THE  ARCHITECTURAL  PAINT  ACCEPTANCE  PROGRAM SHALL INCLUDE, AT A
 MINIMUM:
   (A) COLLECTION, DISPOSAL AND RECYCLING OR REUSE OF ARCHITECTURAL PAINT
 PRODUCED BY THE PRODUCER AND OFFERED FOR RETURN BY ANY CONSUMER IN  THIS
 STATE, FREE OF COST AND IN A MANNER CONVENIENT TO CONSUMERS. THE FOLLOW-
 ING  ACCEPTANCE  METHODS SHALL BE CONSIDERED REASONABLY CONVENIENT:  (I)
 COLLECTION OR ACCEPTANCE EVENTS CONDUCTED BY THE PRODUCER OR THE PRODUC-
 ER'S AGENT OR DESIGNEE, INCLUDING EVENTS CONDUCTED THROUGH LOCAL GOVERN-
 MENTS OR PRIVATE PARTIES; (II) FIXED ACCEPTANCE LOCATIONS SUCH AS  DEDI-
 CATED  ACCEPTANCE  SITES  OPERATED  BY  THE  PRODUCER  OR  ITS  AGENT OR
 DESIGNEE; (III) AGREEMENTS WITH LOCAL GOVERNMENTS, RETAIL STORES,  SALES
 OUTLETS  AND  NOT-FOR-PROFIT  ORGANIZATIONS WHICH HAVE AGREED TO PROVIDE
 FACILITIES FOR THE COLLECTION OF  ARCHITECTURAL  PAINT;  (IV)  COMMUNITY
 COLLECTION  EVENTS; AND (V) ANY COMBINATION OF THESE OR OTHER ACCEPTANCE
 METHODS WHICH EFFECTIVELY PROVIDE FOR THE  ACCEPTANCE  OF  ARCHITECTURAL
 PAINT  FOR  RECYCLING  OR  REUSE  THROUGH  MEANS  THAT ARE AVAILABLE AND
 REASONABLY CONVENIENT TO CONSUMERS IN THE STATE.    AT  A  MINIMUM,  THE
 PRODUCER  SHALL  ENSURE  THAT  ALL COUNTIES OF THE STATE AND ALL MUNICI-
 PALITIES WHICH HAVE A POPULATION OF TEN  THOUSAND  OR  GREATER  HAVE  AT
 LEAST  ONE  PERMANENT  COLLECTION  SITE  AND  ONE  ADDITIONAL  PERMANENT
 COLLECTION SITE FOR EVERY THIRTY THOUSAND PEOPLE LOCATED IN THOSE AREAS,
 UNLESS OTHERWISE APPROVED BY THE DEPARTMENT, OR UNLESS THE PRODUCER IS A
 SMALL BUSINESS TAXPAYER AS DEFINED IN PARAGRAPH (F) OF  SUBDIVISION  ONE
 OF  SECTION TWO HUNDRED TEN OF THE TAX LAW. SUCH PRODUCERS SHALL CONDUCT
 NO LESS THAN ONE COLLECTION EVENT ANNUALLY.  THE DEPARTMENT  MAY  ESTAB-
 LISH  ADDITIONAL  REQUIREMENTS  TO  ENSURE  CONVENIENT  COLLECTION  FROM
 CONSUMERS;
   (B) A PUBLIC EDUCATION PROGRAM TO INFORM CONSUMERS ABOUT  THE  PRODUC-
 ER'S  ARCHITECTURAL  PAINT ACCEPTANCE PROGRAM, INCLUDING AT A MINIMUM AN
 INTERNET WEBSITE AND A TOLL-FREE TELEPHONE NUMBER AND  WRITTEN  INFORMA-
 TION  INCLUDED  IN THE PACKAGE FOR, OR AT THE TIME OF SALE OF, ARCHITEC-
 TURAL PAINT THAT PROVIDES SUFFICIENT INFORMATION TO ALLOW A CONSUMER  OF
 ARCHITECTURAL  PAINT  TO  LEARN  HOW  TO RETURN SUCH PAINT FOR DISPOSAL,
 RECYCLING OR REUSE; AND
   (C) ANY OTHER INFORMATION AS REQUIRED BY THE DEPARTMENT IN  ACCORDANCE
 WITH REGULATIONS PROMULGATED PURSUANT TO THIS ARTICLE.
   6. A PRODUCER SHALL MAINTAIN RECORDS DEMONSTRATING COMPLIANCE WITH THE
 PROVISIONS  OF  THIS  TITLE  AND  MAKE  THEM  AVAILABLE  FOR  AUDIT  AND
 INSPECTION BY THE DEPARTMENT FOR A PERIOD OF THREE YEARS.
   7. A PRODUCER MAY SATISFY THE ARCHITECTURAL PAINT COLLECTION  REQUIRE-
 MENTS  OF THIS SECTION BY AGREEING TO PARTICIPATE IN A COLLECTIVE ARCHI-
 TECTURAL PAINT ACCEPTANCE PROGRAM WITH OTHER PRODUCERS. ANY SUCH COLLEC-
 TIVE  ARCHITECTURAL  PAINT  ACCEPTANCE  PROGRAM  SHALL  MEET  THE   SAME
 REQUIREMENTS  AS  AN  INDIVIDUAL  PRODUCER. ANY ARCHITECTURAL ACCEPTANCE
 PROGRAM SHALL INCLUDE A LIST OF PRODUCERS THAT ARE PARTICIPATING IN SUCH
 PROGRAM ALONG WITH OTHER IDENTIFYING INFORMATION AS MAY BE  REQUIRED  BY

 A. 9508--B                         128
 
 THE  DEPARTMENT. SUCH PROGRAM SHALL SUBMIT A REGISTRATION TO THE DEPART-
 MENT ALONG WITH A REGISTRATION FEE OF TEN THOUSAND DOLLARS.
   8.  A  PRODUCER SHALL BE RESPONSIBLE FOR ALL COSTS ASSOCIATED WITH THE
 IMPLEMENTATION OF THE ARCHITECTURAL PAINT ACCEPTANCE PROGRAM.
 § 27-2011. RETAILER REQUIREMENTS.
   1. AT THE LOCATION OF SALE OF ARCHITECTURAL PAINT,  A  RETAILER  SHALL
 PROVIDE  PURCHASERS OF ARCHITECTURAL PAINT WITH INFORMATION ABOUT OPPOR-
 TUNITIES FOR THE RETURN OF ARCHITECTURAL PAINT THAT HAS BEEN PROVIDED TO
 THE RETAILER BY A PRODUCER.
   2. NO LATER THAN JULY FIRST, TWO THOUSAND  TWENTY  NO  RETAILER  SHALL
 SELL  OR  OFFER FOR SALE IN THE STATE ANY ARCHITECTURAL PAINT UNLESS THE
 PRODUCER AND THE PRODUCER'S BRANDS ARE REGISTERED  WITH  THE  DEPARTMENT
 PURSUANT TO SECTION 27-2009 OF THIS TITLE.
 § 27-2013. DEPARTMENT RESPONSIBILITIES.
   1. THE DEPARTMENT SHALL PROMULGATE ALL NECESSARY RULES AND REGULATIONS
 INCLUDING, BUT NOT LIMITED TO, STANDARDS FOR REUSE.
   2.  THE  DEPARTMENT  SHALL  (A)  MAINTAIN  A LIST OF PRODUCERS WHO ARE
 REGISTERED PURSUANT TO SECTION 27-2009 OF THIS  TITLE,  (B)  MAINTAIN  A
 LIST  OF  EACH  SUCH  PRODUCER'S  BRANDS, AND (C) POST SUCH LISTS ON THE
 DEPARTMENT'S WEBSITE.
 § 27-2015. REPORTING REQUIREMENTS.
   1. BEGINNING MARCH FIRST, TWO THOUSAND TWENTY-ONE,  FOR  THE  PREVIOUS
 CALENDAR  YEAR AND ANNUALLY THEREAFTER, A PRODUCER THAT OFFERS ARCHITEC-
 TURAL PAINT FOR SALE IN THIS STATE SHALL SUBMIT A REPORT TO THE  DEPART-
 MENT ON A FORM PRESCRIBED BY THE DEPARTMENT THAT INCLUDES THE FOLLOWING:
   (A)  THE QUANTITY OF ARCHITECTURAL PAINT COLLECTED FOR DISPOSAL, RECY-
 CLING OR REUSE IN THIS STATE DURING THE PRECEDING CALENDAR YEAR AND  THE
 METHODS  USED TO ACCEPT SUCH PAINT AND THE APPROXIMATE WEIGHT AND VOLUME
 OF ARCHITECTURAL PAINT ACCEPTED BY EACH METHOD USED TO THE EXTENT KNOWN;
   (B) INFORMATION DETAILING THE ACCEPTANCE  METHODS  MADE  AVAILABLE  TO
 CONSUMERS;
   (C) A BRIEF DESCRIPTION OF ITS PUBLIC EDUCATION PROGRAM AND SAMPLES OF
 ANY MATERIALS, THE NUMBER OF VISITS TO THE INTERNET WEBSITE AND CALLS TO
 THE  TOLL-FREE  TELEPHONE NUMBER PROVIDED BY THE PRODUCER AS REQUIRED BY
 SECTION 27-2009 OF THIS TITLE;
   (D) ANY OTHER INFORMATION AS REQUIRED BY THE DEPARTMENT; AND
   (E) A SIGNATURE BY AN OFFICER, DIRECTOR, OR OTHER INDIVIDUAL AFFIRMING
 THE ACCURACY OF THE REPORT.
   2. THE REPORT SHALL BE ACCOMPANIED BY AN ANNUAL REPORTING FEE OF THREE
 THOUSAND DOLLARS.
   3. THE DEPARTMENT SHALL SUBMIT A REPORT REGARDING  THE  IMPLEMENTATION
 OF  THIS  TITLE  IN  THIS STATE TO THE GOVERNOR AND LEGISLATURE BY APRIL
 FIRST, TWO THOUSAND TWENTY-ONE  AND  EVERY  TWO  YEARS  THEREAFTER.  THE
 REPORT MUST INCLUDE, AT A MINIMUM, AN EVALUATION OF:
   (A) THE ARCHITECTURAL PAINT STREAM IN THE STATE;
   (B) DISPOSAL, RECYCLING AND REUSE RATES IN THE STATE FOR ARCHITECTURAL
 PAINT;
   (C) A DISCUSSION OF COMPLIANCE AND ENFORCEMENT RELATED TO THE REQUIRE-
 MENTS OF THIS TITLE; AND
   (D) RECOMMENDATIONS FOR ANY CHANGES TO THIS TITLE.
 § 27-2017. COLLECTIVE PARTICIPATION.
   A PRODUCER MAY SATISFY THE REQUIREMENTS OF THIS ARTICLE BY AGREEING TO
 PARTICIPATE  IN  A COLLECTIVE ACCEPTANCE PROGRAM WITH ANY OTHER PRODUCER
 OR PRODUCERS. ANY SUCH COLLECTIVE ACCEPTANCE PROGRAM MUST MEET THE  SAME
 REQUIREMENTS  AS  AN  INDIVIDUAL  PRODUCER.  ANY  COLLECTIVE  ACCEPTANCE
 PROGRAM MUST INCLUDE A LIST OF PRODUCERS THAT ARE PARTICIPATING IN  SUCH

 A. 9508--B                         129
 
 PROGRAM  ALONG  WITH OTHER IDENTIFYING INFORMATION AS MAY BE REQUIRED BY
 THE DEPARTMENT. SUCH PROGRAM SHALL SUBMIT A REGISTRATION TO THE  DEPART-
 MENT ALONG WITH A REGISTRATION FEE OF TEN THOUSAND DOLLARS.
   § 3. This act shall take effect immediately.
 
                                  PART SS
 
   Section  1. Paragraph 1 of subdivision (b) of section 306 of the busi-
 ness corporation law, as amended by chapter 419 of the laws of 1990,  is
 amended to read as follows:
   (1)  Service of process on the secretary of state as agent of a domes-
 tic or authorized foreign corporation shall be made by personally deliv-
 ering to and leaving with the secretary of state or a  deputy,  or  with
 any person authorized by the secretary of state to receive such service,
 at the office of the department of state in EITHER the city of Albany OR
 NEW  YORK,  duplicate copies of such process together with the statutory
 fee, which fee shall be a taxable disbursement. Service  of  process  on
 such  corporation  shall  be  complete when the secretary of state is so
 served. The secretary of state shall promptly send one of such copies by
 certified mail, return receipt requested, to such  corporation,  at  the
 post  office  address, on file in the department of state, specified for
 the purpose. If a domestic or authorized foreign corporation has no such
 address on file in the department of state, the secretary of state shall
 so mail such copy, in the case of a domestic corporation, in care of any
 director named in its certificate of  incorporation  at  the  director's
 address  stated  therein or, in the case of an authorized foreign corpo-
 ration, to such corporation at the address of  its  office  within  this
 state on file in the department.
   § 2. The executive law is amended by adding a new section 92-a to read
 as follows:
   § 92-A. SERVICE OF PROCESS. IN ANY CASE IN WHICH SERVICE OF PROCESS ON
 THE  SECRETARY OF STATE AS AGENT OR ATTORNEY OF AN ORGANIZATION, ASSOCI-
 ATION, PARTNERSHIP, CORPORATION, COMPANY, TRUST OR OTHER PERSON OR ENTI-
 TY IS AUTHORIZED BY LAW AT THE OFFICE OF THE DEPARTMENT OF STATE IN  THE
 CITY OF ALBANY, SERVICE OF PROCESS ON THE SECRETARY OF STATE MAY BE MADE
 BY  PERSONAL  DELIVERY  TO  THE  SECRETARY  OF STATE OR A DEPUTY, OR ANY
 PERSON AUTHORIZED BY THE SECRETARY OF STATE TO RECEIVE SUCH SERVICE,  AT
 THE  OFFICE  OF  THE  DEPARTMENT  OF  STATE IN THE CITY OF NEW YORK. THE
 SECRETARY OF STATE  SHALL  SO  AUTHORIZE  APPROPRIATE  PERSONS  AT  SUCH
 OFFICE.
   §  3.  Subdivision 2 of section 172-c of the executive law, as amended
 by chapter 43 of the laws of 2002, is amended to read as follows:
   2. Service of such process upon the secretary of state shall  be  made
 by  personally  delivering to and leaving with the secretary of state or
 any person authorized by the secretary of state to accept such service a
 copy thereof at the office of the department of state in EITHER the city
 of Albany OR NEW YORK, and such  service  shall  be  sufficient  service
 provided  that  notice  of  such  service and a copy of such process are
 forthwith sent by the attorney general or any other party to such chari-
 table organization by certified mail with return receipt  requested,  at
 its  office  as  set forth in the registration form required to be filed
 with the attorney general pursuant to section one hundred seventy-two of
 this article, or in default of the filing of  such  form,  at  the  last
 address  known  to  the  attorney general or any other party. Service of
 such process shall be complete upon the receipt by the attorney  general
 or  any  other  party of a return receipt purporting to be signed by the

 A. 9508--B                         130
 
 addressee or a person  qualified  to  receive  its  certified  mail,  in
 accordance with the rules and customs of the post office department, or,
 if  acceptance was refused by the addressee or its agent, ten days after
 the  return  to the attorney general or any other party of a notation by
 the postal authorities that receipt thereof was refused.
   § 4. Subdivision 2 of section 173-c of the executive law,  as  amended
 by chapter 43 of the laws of 2002, is amended to read as follows:
   2. Service of such process or notice upon the secretary of state shall
 be  made  by  personally delivering to and leaving with the secretary of
 state or any person authorized by the secretary of state to accept  such
 service  a  copy  thereof  at  the  office of the department of state in
 EITHER the city of Albany OR NEW YORK, and such service shall be  suffi-
 cient  service  provided  that notice of such service and a copy of such
 process are forthwith sent by the attorney general or other party as the
 case may be to such professional  fund  raiser,  fund  raising  counsel,
 professional  solicitor or commercial co-venturer by certified mail with
 return receipt requested, at the office address  as  set  forth  in  the
 registration  form required to be filed with the attorney general pursu-
 ant  to   sections   one   hundred   seventy-three   and   one   hundred
 seventy-three-b  of  this  article,  or in default of the filing of such
 form, at the last address known to the attorney general or other  party.
 Service  of such process shall be complete ten days after the receipt by
 the attorney general or other party of a return receipt purporting to be
 signed by the addressee or a person qualified to receive the addressee's
 certified mail, in accordance with the rules and  customs  of  the  post
 office department, or, if acceptance was refused by the addressee or the
 agent,  ten days after the return to the attorney general or other party
 of the original envelope bearing a notation by  the  postal  authorities
 that receipt thereof was refused.
   § 5. Section 19 of the general associations law, as amended by chapter
 166 of the laws of 1991, is amended to read as follows:
   §  19.  Service  of process. Service of process against an association
 upon the secretary of state shall be made by  personally  delivering  to
 and  leaving  with  him  or  a deputy secretary of state or an associate
 attorney, senior attorney or attorney in the corporation division of the
 department of state, duplicate copies of such process at the  office  of
 the department of state in EITHER the city of Albany OR NEW YORK. At the
 time  of  such service the plaintiff shall pay a fee of forty dollars to
 the secretary of state which shall be a  taxable  disbursement.  If  the
 cost  of  registered  mail  for transmitting a copy of the process shall
 exceed two dollars, an additional fee equal to such excess shall be paid
 at the time of the service of such process. The secretary of state shall
 forthwith send by registered mail one of such copies to the  association
 at the address fixed for that purpose, as herein provided. If the action
 or  proceeding is instituted in a court of limited jurisdiction, service
 of process may be made in the manner provided in  this  section  if  the
 cause  of  action arose within the territorial jurisdiction of the court
 and the office of the defendant, as set forth  in  its  statement  filed
 pursuant to section eighteen of this chapter, is within such territorial
 jurisdiction.
   §  6.  Subdivision (b) of section 304 of the limited liability company
 law is amended to read as follows:
   (b) Service of such process upon the secretary of state shall be  made
 by  personally  delivering to and leaving with the secretary of state or
 his or her deputy, or with any person authorized  by  the  secretary  of
 state  to receive such service, at the office of the department of state

 A. 9508--B                         131
 
 in EITHER the city of Albany OR NEW YORK, a copy of such process togeth-
 er with the statutory fee, which fee shall be a taxable disbursement.
   §  7.  Paragraph  (b) of section 306 of the not-for-profit corporation
 law, as amended by chapter 23 of the laws of 2014, is amended to read as
 follows:
   (b) Service of process on the secretary of state as agent of a  domes-
 tic  corporation formed under article four of this chapter or an author-
 ized foreign corporation shall be made by personally delivering  to  and
 leaving  with  the  secretary of state or his or her deputy, or with any
 person authorized by the secretary of state to receive such service,  at
 the  office  of  the department of state in EITHER the city of Albany OR
 NEW YORK, duplicate copies of such process together with  the  statutory
 fee,  which  fee  shall be a taxable disbursement. Service of process on
 such corporation shall be complete when the secretary  of  state  is  so
 served.    The secretary of state shall promptly send one of such copies
 by certified mail, return receipt requested, to such corporation, at the
 post office address, on file in the department of state,  specified  for
 the purpose. If a domestic corporation formed under article four of this
 chapter or an authorized foreign corporation has no such address on file
 in  the  department  of state, the secretary of state shall so mail such
 copy to such corporation at the address of its office within this  state
 on file in the department.
   §  8.  The  opening  paragraph  of  paragraph  2 of subdivision (e) of
 section 121-104-A of the partnership law, as added by chapter 448 of the
 laws of 1998, is amended to read as follows:
   Service of such process upon the secretary of state shall be  made  by
 personally delivering to and leaving with him or his deputy, or with any
 person  authorized by the secretary of state to receive such service, at
 the office of the department of state in EITHER the city  of  Albany  OR
 NEW  YORK, a copy of such process together with the statutory fee, which
 fee shall be a taxable disbursement. Such service shall be sufficient if
 notice thereof and a copy of the process are:
   § 9. Paragraph 1 of subdivision (a) of section 121-109 of the partner-
 ship law, as added by chapter 950 of the laws of 1990 and relettered  by
 chapter 341 of the laws of 1999, is amended to read as follows:
   (1) By personally delivering to and leaving with him or his deputy, or
 with  any  person  authorized  by the secretary of state to receive such
 service, at the office of the department of state in EITHER the city  of
 Albany  OR  NEW YORK, duplicate copies of such process together with the
 statutory fee, which fee shall be a taxable disbursement.
   § 10. Subdivision (a) of section 121-1505 of the partnership  law,  as
 added by chapter 470 of the laws of 1997, is amended to read as follows:
   (a)  Service of process on the secretary of state as agent of a regis-
 tered limited liability partnership under this article shall be made  by
 personally  delivering  to  and leaving with the secretary of state or a
 deputy, or with any person authorized  by  the  secretary  of  state  to
 receive such service, at the office of the department of state in EITHER
 the city of Albany OR NEW YORK, duplicate copies of such process togeth-
 er  with  the  statutory fee, which fee shall be a taxable disbursement.
 Service of process on  such  registered  limited  liability  partnership
 shall  be  complete when the secretary of state is so served. The secre-
 tary of state shall promptly send one of such copies by certified  mail,
 return  receipt requested, to such registered limited liability partner-
 ship, at the post office address on file  in  the  department  of  state
 specified for such purpose.

 A. 9508--B                         132
 
   §  11.  The  opening  paragraph  of  paragraph 2 of subdivision (f) of
 section 121-1506 of the partnership law, as added by chapter 448 of  the
 laws of 1998, is amended to read as follows:
   Service  of  such process upon the secretary of state shall be made by
 personally delivering to and leaving with him or his deputy, or with any
 person authorized by the secretary of state to receive such service,  at
 the  office  of  the department of state in EITHER the city of Albany OR
 NEW YORK, a copy of such process together with the statutory fee,  which
 fee shall be a taxable disbursement. Such service shall be sufficient if
 notice thereof and a copy of the process are:
   § 12. Subdivision 2 of section 203 of the tax law, as amended by chap-
 ter 100 of the laws of 1964, is amended to read as follows:
   2.    Every  foreign  corporation  (other  than a moneyed corporation)
 subject to the provisions of this article, except a corporation having a
 certificate of authority under FORMER section two hundred twelve of  the
 general  corporation law or having authority to do business by virtue of
 section thirteen hundred five of the  business  corporation  law,  shall
 file  in  the  department  of  state a certificate of designation in its
 corporate name, signed and acknowledged by its president or a  vice-pre-
 sident  or  its secretary or treasurer, under its corporate seal, desig-
 nating the secretary of state as its agent  upon  whom  process  in  any
 action provided for by this article may be served within this state, and
 setting  forth  an  address to which the secretary of state shall mail a
 copy of any such process against the corporation  which  may  be  served
 upon  him.   In case any such corporation shall have failed to file such
 certificate of designation, it shall be deemed to  have  designated  the
 secretary of state as its agent upon whom such process against it may be
 served; and until a certificate of designation shall have been filed the
 corporation  shall  be deemed to have directed the secretary of state to
 mail copies of process served upon him to the corporation  at  its  last
 known office address within or without the state.  When a certificate of
 designation  has  been  filed by such corporation the secretary of state
 shall mail copies of process thereafter served upon him to  the  address
 set forth in such certificate.  Any such corporation, from time to time,
 may  change  the  address to which the secretary of state is directed to
 mail copies of process, by filing a certificate to that effect executed,
 signed and acknowledged in like manner as a certificate  of  designation
 as  herein  provided.    Service of process upon any such corporation or
 upon any corporation having a  certificate  of  authority  under  FORMER
 section  two  hundred  twelve  of  the general corporation law or having
 authority to do business by virtue of section thirteen hundred  five  of
 the business corporation law, in any action commenced at any time pursu-
 ant  to  the  provisions  of  this  article,  may  be made by either (1)
 personally delivering to and leaving with  the  secretary  of  state,  a
 deputy secretary of state or with any person authorized by the secretary
 of  state to receive such service duplicate copies thereof at the office
 of the department of state in EITHER the city of Albany OR NEW YORK,  in
 which  event  the  secretary of state shall forthwith send by registered
 mail, return receipt requested, one of such copies to the corporation at
 the address designated by it or at its last known office address  within
 or  without  the state, or (2) personally delivering to and leaving with
 the secretary of state, a deputy secretary of state or with  any  person
 authorized  by  the  secretary  of state to receive such service, a copy
 thereof at the office of the department of state in EITHER the  city  of
 Albany OR NEW YORK and by delivering a copy thereof to, and leaving such
 copy  with,  the  president, vice-president, secretary, assistant secre-

 A. 9508--B                         133
 
 tary, treasurer, assistant treasurer, or cashier of such corporation, or
 the officer performing corresponding functions under another name, or  a
 director  or  managing agent of such corporation, personally without the
 state.   Proof of such personal service without the state shall be filed
 with the clerk of the court in which the action is pending within thirty
 days after such service, and such service shall  be  complete  ten  days
 after proof thereof is filed.
   §  13. Section 216 of the tax law, as added by chapter 415 of the laws
 of 1944, the opening paragraph as amended by chapter 100 of the laws  of
 1964  and redesignated by chapter 613 of the laws of 1976, is amended to
 read as follows:
   § 216. Collection of taxes. Every foreign corporation  (other  than  a
 moneyed corporation) subject to the provisions of this article, except a
 corporation  having  a certificate of authority under FORMER section two
 hundred twelve of the general corporation law or having authority to  do
 business  by  virtue  of  section  thirteen hundred five of the business
 corporation law, shall file in the department of state a certificate  of
 designation in its corporate name, signed and acknowledged by its presi-
 dent or a vice-president or its secretary or treasurer, under its corpo-
 rate  seal,  designating  the  secretary of state as its agent upon whom
 process in any action provided for by this article may be served  within
 this state, and setting forth an address to which the secretary of state
 shall  mail a copy of any such process against the corporation which may
 be served upon him.  In case any such corporation shall have  failed  to
 file  such certificate of designation, it shall be deemed to have desig-
 nated the secretary of state as its agent upon whom such process against
 it may be served; and until a certificate of designation shall have been
 filed the corporation shall be deemed to have directed the secretary  of
 state  to  mail  copies of process served upon him to the corporation at
 its last known office address within or  without  the  state.    When  a
 certificate of designation has been filed by such corporation the secre-
 tary of state shall mail copies of process thereafter served upon him to
 the  address  set forth in such certificate.  Any such corporation, from
 time to time, may change the address to which the secretary of state  is
 directed  to  mail  copies  of  process, by filing a certificate to that
 effect executed, signed and acknowledged in like manner as a certificate
 of designation as herein provided. Service  of  process  upon  any  such
 corporation  or  upon  any corporation having a certificate of authority
 under FORMER section two hundred twelve of the general  corporation  law
 or having authority to do business by virtue of section thirteen hundred
 five  of  the  business  corporation law, in any action commenced at any
 time pursuant to the provisions of this article, may be made  by  either
 (1)  personally delivering to and leaving with the secretary of state, a
 deputy secretary of state or with any person authorized by the secretary
 of state to receive such service duplicate copies thereof at the  office
 of  the department of state in EITHER the city of Albany OR NEW YORK, in
 which event the secretary of state shall forthwith  send  by  registered
 mail, return receipt requested, one of such copies to the corporation at
 the  address designated by it or at its last known office address within
 or without the state, or (2) personally delivering to and  leaving  with
 the  secretary  of state, a deputy secretary of state or with any person
 authorized by the secretary of state to receive  such  service,  a  copy
 thereof  at  the office of the department of state in EITHER the city of
 Albany OR NEW YORK and by delivering a copy thereof to, and leaving such
 copy with, the president, vice-president,  secretary,  assistant  secre-
 tary, treasurer, assistant treasurer, or cashier of such corporation, or

 A. 9508--B                         134
 
 the  officer performing corresponding functions under another name, or a
 director or managing agent of such corporation, personally  without  the
 state.   Proof of such personal service without the state shall be filed
 with the clerk of the court in which the action is pending within thirty
 days  after  such  service,  and such service shall be complete ten days
 after proof thereof is filed.
   § 14. Subdivision (b) of section 310 of the tax law, as added by chap-
 ter 400 of the laws of 1983, is amended to read as follows:
   (b) Service of process.--Service of process upon any  petroleum  busi-
 ness  which  is  a  corporation  (including  any such petroleum business
 having a certificate of  authority  under  FORMER  section  two  hundred
 twelve of the general corporation law or having authority to do business
 by  virtue  of section thirteen hundred five of the business corporation
 law), in any action commenced at any time pursuant to the provisions  of
 this  article,  may  be  made by either (1) personally delivering to and
 leaving with the secretary of state, a deputy secretary of state or with
 any person authorized by the secretary of state to receive such  service
 duplicate  copies  thereof  at  the office of the department of state in
 EITHER the city of Albany OR NEW YORK, in which event the  secretary  of
 state shall forthwith send by registered mail, return receipt requested,
 one  of such copies to such petroleum business at the address designated
 by it or at its last known office address within or without  the  state,
 or (2) personally delivering to and leaving with the secretary of state,
 a  deputy secretary of state or with any person authorized by the secre-
 tary of state to receive such service, a copy thereof at the  office  of
 the  department of state in EITHER the city of Albany OR NEW YORK and by
 delivering a copy thereof to, and leaving such copy with, the president,
 vice-president, secretary,  assistant  secretary,  treasurer,  assistant
 treasurer,  or  cashier  of  such  petroleum  business,  or  the officer
 performing corresponding functions under another name, or a director  or
 managing agent of such petroleum business, personally without the state.
 Proof of such personal service without the state shall be filed with the
 clerk  of  the  court  in which the action is pending within thirty days
 after such service, and such service shall be complete  ten  days  after
 proof thereof is filed.
   §  15.  Subdivision  5  of  section  511 of the tax law, as amended by
 section 7 of part E of chapter 60 of the laws of  2007,  is  amended  to
 read as follows:
   5. The operation by a nonresident of a vehicular unit in this state or
 the  operation  in this state of a motor vehicle, trailer, semi-trailer,
 dolly or other device owned by a nonresident shall be deemed  equivalent
 to  an  appointment  by such nonresident of the secretary of state to be
 his true and lawful attorney upon whom may be served the process in  any
 action  or proceeding against him growing out of any liability for fees,
 taxes, penalties or interest under this article and such operation shall
 be deemed a signification of his agreement that any such process against
 him which is so served shall be of the same legal force and validity  as
 if  served on him personally within the state and within the territorial
 jurisdiction of the court from which  the  process  issues.  Service  of
 process shall be made by either (1) personally delivering to and leaving
 with  the  secretary  of  state or a deputy secretary of state duplicate
 copies thereof at the office of the department of state  in  EITHER  the
 city  of Albany OR NEW YORK, in which event the secretary of state shall
 forthwith send by registered mail one of such copies to  the  person  at
 the  address  designated  by him in his application for a certificate of
 registration under this article or in the last return filed by him under

 A. 9508--B                         135
 
 this article or as shown on the records of the commissioner,  or  if  no
 application  has  been filed, at his last known office address within or
 without the state, or (2) personally delivering to and leaving with  the
 secretary  of state or a deputy secretary of state a copy thereof at the
 office of the department of state in EITHER the city of  Albany  OR  NEW
 YORK  and by delivering a copy thereof to the person, personally without
 the state. Proof of such personal service without  the  state  shall  be
 filed with the clerk of the court in which the process is pending within
 thirty  days  after  such service and such service shall be complete ten
 days after proof thereof is filed.
   § 16. The opening paragraph of  paragraph  2  of  subdivision  (e)  of
 section  301-A of the limited liability company law, as added by chapter
 448 of the laws of 1998, is amended to read as follows:
   Service of such process upon the secretary of state shall be  made  by
 personally delivering to and leaving with him or his deputy, or with any
 person  authorized by the secretary of state to receive such service, at
 the office of the department of state in EITHER the city  of  Albany  OR
 NEW  YORK, a copy of such process together with the statutory fee, which
 fee shall be a taxable disbursement. Such service shall be sufficient if
 notice thereof and a copy of the process are:
   § 17. Subdivision (a) of section 303 of the limited liability  company
 law,  as  relettered  by  chapter 341 of the laws of 1999, is amended to
 read as follows:
   (a) Service of process on the secretary of state as agent of a  domes-
 tic  limited  liability  company or authorized foreign limited liability
 company shall be made by personally delivering to and leaving  with  the
 secretary  of  state or his or her deputy, or with any person authorized
 by the secretary of state to receive such service, at the office of  the
 department  of state in EITHER the city of Albany OR NEW YORK, duplicate
 copies of such process together with the statutory fee, which fee  shall
 be  a taxable disbursement. Service of process on such limited liability
 company shall be complete when the secretary of state is so served.  The
 secretary  of  state shall promptly send one of such copies by certified
 mail, return receipt requested, to such limited liability company at the
 post office address on file in the department  of  state  specified  for
 that purpose.
   §  18.  The  opening  paragraph of paragraph (b) of section 307 of the
 not-for-profit corporation law, is amended to read as follows:
   Service of such process upon the secretary of state shall be  made  by
 personally delivering to and leaving with him or his deputy, or with any
 person  authorized by the secretary of state to receive such service, at
 the office of the department of state in EITHER the city  of  Albany  OR
 NEW  YORK, a copy of such process together with the statutory fee, which
 fee shall be a taxable disbursement. Such service shall be sufficient if
 notice thereof and a copy of the process are:
   § 19. The opening paragraph of  paragraph  2  of  subdivision  (e)  of
 section  306-a  of the business corporation law, as added by chapter 469
 of the laws of 1997, is amended to read as follows:
   Service of such process upon the secretary of state shall be  made  by
 personally delivering to and leaving with him or his deputy, or with any
 person  authorized by the secretary of state to receive such service, at
 the office of the department of state in EITHER the city  of  Albany  OR
 NEW  YORK, a copy of such process together with the statutory fee, which
 fee shall be a taxable disbursement. Such service shall be sufficient if
 notice thereof and a copy of the process are:

 A. 9508--B                         136
 
   § 20. The opening paragraph of subdivision (b) of section 307  of  the
 business corporation law is amended to read as follows:
   Service  of  such process upon the secretary of state shall be made by
 personally delivering to and leaving with him or his deputy, or with any
 person authorized by the secretary of state to receive such service,  at
 the  office  of  the department of state in EITHER the city of Albany OR
 NEW YORK, a copy of such process together with the statutory fee,  which
 fee shall be a taxable disbursement. Such service shall be sufficient if
 notice thereof and a copy of the process are:
   §  21.  Section  11-609  of the administrative code of the city of New
 York is amended to read as follows:
   § 11-609 Collection of taxes. Every foreign corporation (other than  a
 moneyed  corporation)  subject  to  the  provisions  of this subchapter,
 except a corporation having  authority  to  do  business  by  virtue  of
 section  thirteen  hundred  five  of the business corporation law, shall
 file in the department of state a  certificate  of  designation  in  its
 corporate  name, signed and acknowledged by its president or a vice-pre-
 sident or its secretary or treasurer, under its corporate  seal,  desig-
 nating  the  secretary  of  state  as its agent upon whom process in any
 action provided for by this subchapter may be served within this  state,
 and  setting forth an address to which the secretary of state shall mail
 a copy of any such process against the corporation which may  be  served
 upon  the  secretary  of  state. In case any such corporation shall have
 failed to file such certificate of designation, it shall  be  deemed  to
 have designated the secretary of state as its agent upon whom such proc-
 ess  against  it  may  be served; and until a certificate of designation
 shall have been filed the corporation shall be deemed to  have  directed
 the  secretary of state to mail copies of process served upon him or her
 to the corporation at its last known office address  within  or  without
 the  state.  When  a  certificate  of designation has been filed by such
 corporation the secretary of state shall mail copies of  process  there-
 after  served  upon  the  secretary of state to the address set forth in
 such certificate. Any such corporation, from time to  time,  may  change
 the  address  to which the secretary of state is directed to mail copies
 of process, by filing a certificate to that effect executed, signed  and
 acknowledged  in  like  manner as a certificate of designation as herein
 provided. Service of process upon  any  such  corporation  or  upon  any
 corporation  having  a certificate of authority under FORMER section two
 hundred twelve of the general corporation law or having authority to  do
 business  by  virtue  of  section  thirteen hundred five of the business
 corporation law, in any action commenced at any  time  pursuant  to  the
 provisions  of  this  subchapter,  may be made by either: (a) personally
 delivering to and leaving with the secretary of state, a  deputy  secre-
 tary of state or with any person authorized by the secretary of state to
 receive  such  service  duplicate  copies  thereof  at the office of the
 department of state in EITHER the city of Albany OR NEW YORK,  in  which
 event  the  secretary  of state shall forthwith send by registered mail,
 return receipt requested, one of such copies to the corporation  at  the
 address  designated  by it or at its last known office address within or
 without the state, or (b) personally delivering to and leaving with  the
 secretary  of  state,  a  deputy  secretary  of state or with any person
 authorized by the secretary of state to receive  such  service,  a  copy
 thereof  at  the office of the department of state in EITHER the city of
 Albany OR NEW YORK and by delivering a copy thereof to, and leaving such
 copy with, the president, vice-president,  secretary,  assistant  secre-
 tary, treasurer, assistant treasurer, or cashier of such corporation, or

 A. 9508--B                         137
 
 the  officer performing corresponding functions under another name, or a
 director or managing agent of such corporation, personally  without  the
 state.  Proof  of such personal service without the state shall be filed
 with the clerk of the court in which the action is pending within thirty
 days  after  such  service,  and such service shall be complete ten days
 after proof thereof is filed.
   § 22. Section 11-659 of the administrative code of  the  city  of  New
 York, as added by section 1 of part D of chapter 60 of the laws of 2015,
 is amended to read as follows:
   §  11-659 Collection of taxes. Every foreign corporation (other than a
 moneyed corporation) subject  to  the  provisions  of  this  subchapter,
 except  a  corporation  having  authority  to  do  business by virtue of
 section thirteen hundred five of the  business  corporation  law,  shall
 file  in  the  department  of  state a certificate of designation in its
 corporate name, signed and acknowledged by its president or a  vice-pre-
 sident  or  its secretary or treasurer, under its corporate seal, desig-
 nating the secretary of state as its agent  upon  whom  process  in  any
 action  provided for by this subchapter may be served within this state,
 and setting forth an address to which the secretary of state shall  mail
 a  copy  of any such process against the corporation which may be served
 upon the secretary of state. In case any  such  corporation  shall  have
 failed  to  file  such certificate of designation, it shall be deemed to
 have designated the secretary of state as its agent upon whom such proc-
 ess against it may be served; and until  a  certificate  of  designation
 shall  have  been filed the corporation shall be deemed to have directed
 the secretary of state to mail copies of process served upon him or  her
 to  the  corporation  at its last known office address within or without
 the state. When a certificate of designation  has  been  filed  by  such
 corporation  the  secretary of state shall mail copies of process there-
 after served upon the secretary of state to the  address  set  forth  in
 such  certificate.  Any  such corporation, from time to time, may change
 the address to which the secretary of state is directed to  mail  copies
 of  process, by filing a certificate to that effect executed, signed and
 acknowledged in like manner as a certificate of  designation  as  herein
 provided.  Service  of  process  upon  any  such corporation or upon any
 corporation having  a  certificate  of  authority  under  section  eight
 hundred five of the limited liability company law or having authority to
 do  business  by virtue of section thirteen hundred five of the business
 corporation law, in any action commenced at any  time  pursuant  to  the
 provisions  of  this  subchapter,  may be made by either: (a) personally
 delivering to and leaving with the secretary of state, a  deputy  secre-
 tary of state or with any person authorized by the secretary of state to
 receive  such  service  duplicate  copies  thereof  at the office of the
 department of state in EITHER the city of Albany OR NEW YORK,  in  which
 event  the  secretary  of state shall forthwith send by registered mail,
 return receipt requested, one of such copies to the corporation  at  the
 address  designated  by it or at its last known office address within or
 without the state, or (b) personally delivering to and leaving with  the
 secretary  of  state,  a  deputy  secretary  of state or with any person
 authorized by the secretary of state to receive  such  service,  a  copy
 thereof  at  the office of the department of state in EITHER the city of
 Albany OR NEW YORK and by delivering a copy thereof to, and leaving such
 copy with, the president, vice-president,  secretary,  assistant  secre-
 tary, treasurer, assistant treasurer, or cashier of such corporation, or
 the  officer performing corresponding functions under another name, or a
 director or managing agent of such corporation, personally  without  the

 A. 9508--B                         138
 
 state.  Proof  of such personal service without the state shall be filed
 with the clerk of the court in which the action is pending within thirty
 days after such service, and such service shall  be  complete  ten  days
 after proof thereof is filed.
   §  23.  Subdivision  1 of section 11-665 of the administrative code of
 the city of New York is amended to read as follows:
   1. Every  foreign  corporation  (other  than  a  moneyed  corporation)
 subject  to  the  provisions  of  this  subchapter, except a corporation
 having authority to do business by virtue of  section  thirteen  hundred
 five  of  the  business corporation law, shall file in the department of
 state a certificate of designation in its  corporate  name,  signed  and
 acknowledged  by  its  president  or  vice-president or its secretary or
 treasurer, under its corporate seal, designating the secretary of  state
 as  its  agent  upon  whom  process  in  any action provided for by this
 subchapter or subchapter five of this chapter may be served within  this
 state,  and  setting  forth  an  address to which the secretary of state
 shall mail a copy of any such process against the corporation which  may
 be  served  upon  the secretary of state.   In case any such corporation
 shall have failed to file such certificate of designation, it  shall  be
 deemed  to have designated the secretary of state as its agent upon whom
 such process against it may be served; and until a certificate of desig-
 nation shall have been filed the corporation shall  be  deemed  to  have
 directed  the  secretary  of state to mail copies of process served upon
 the secretary of state to the  corporation  at  its  last  known  office
 address  within  or without the state. When a certificate of designation
 has been filed by such corporation the secretary  of  state  shall  mail
 copies  of  process thereafter served upon the secretary of state to the
 address set forth in such certificate. Any such corporation,  from  time
 to  time,  may  change  the  address  to which the secretary of state is
 directed to mail copies of process, by  filing  a  certificate  to  that
 effect executed, signed and acknowledged in like manner as a certificate
 of  designation  as  herein  provided.  Service of process upon any such
 corporation or upon any corporation having authority to do  business  by
 virtue of section thirteen hundred five of the business corporation law,
 in  any  action commenced at any time pursuant to the provisions of this
 subchapter five or FORMER subchapter six of this chapter may be made  by
 either:  (1)  personally delivering to and leaving with the secretary of
 state, a deputy secretary of state or with any person authorized by  the
 secretary  of  state to receive such service duplicate copies thereof at
 the office of the department of state in EITHER the city  of  Albany  OR
 NEW  YORK, in which event the secretary of state shall forthwith send by
 registered mail, return receipt requested, one of  such  copies  to  the
 corporation  at the address designated by it or at its last known office
 address within or without the state, or (2) personally delivering to and
 leaving with the secretary of state, a deputy secretary of state or with
 any person authorized by the secretary of state to receive such service,
 a copy thereof at the office of the department of state  in  EITHER  the
 city of Albany OR NEW YORK and by delivering a copy hereof to, and leav-
 ing  such copy with, the president, vice-president, secretary, assistant
 secretary, treasurer, assistant treasurer, or  cashier  of  such  corpo-
 ration,  or the officer performing corresponding functions under another
 name, or a director or managing agent of  such  corporation,  personally
 without  the  state.  Proof  of  such personal service without the state
 shall be filed with the clerk of the court in which the action is  pend-
 ing  within  thirty  days  after such service, and such service shall be
 complete ten days after proof thereof is filed.

 A. 9508--B                         139
 
   § 24. Subdivision 7 of section 339-n of  the  real  property  law,  as
 amended  by  chapter  346  of  the  laws  of 1997, is amended to read as
 follows:
   7. A designation of the secretary of state as agent of the corporation
 or  board  of  managers  upon  whom  process  against  it may be served.
 Service of process on the secretary of state as  agent  of  such  corpo-
 ration  or  board of managers shall be made personally delivering to and
 leaving with him or her or his or her deputy, or with any person author-
 ized by the secretary of state to receive such service, at the office of
 the department of state in EITHER the city of Albany OR NEW YORK, dupli-
 cate copies of such process together with the statutory fee, which shall
 be a taxable disbursement. Service of process  on  such  corporation  or
 board  of  managers  shall be complete when the secretary of state is so
 served. The secretary of state shall promptly send one of such copies by
 certified mail, return receipt requested, to such corporation  or  board
 of  managers,  at  the post office address, on file in the department of
 state, specified for such purpose. Nothing  in  this  subdivision  shall
 affect  the right to serve process in any other manner permitted by law.
 The corporation or board of managers shall also file with the  secretary
 of  state  the name and post office address within or without this state
 to which the secretary of state shall mail a copy of any process against
 it served upon the secretary of state and shall  update  the  filing  as
 necessary.
   §  25.  Subdivision  3  of  section 442-g of the real property law, as
 amended by chapter 482 of the laws  of  1963,  is  amended  to  read  as
 follows:
   3.  Service  of such process upon the secretary of state shall be made
 by personally delivering to and leaving with him or his deputy  or  with
 any person authorized by the secretary of state to receive such service,
 at the office of the department of state in EITHER the city of Albany OR
 NEW  YORK,  duplicate copies of such process together with a fee of five
 dollars if the action is solely for the recovery of a sum of  money  not
 in  excess  of two hundred dollars and the process is so endorsed, and a
 fee of ten dollars in any other action or proceeding, which fee shall be
 a taxable disbursement. If such process is served upon behalf of a coun-
 ty, city, town or village, or other political subdivision of the  state,
 the  fee  to  be  paid  to the secretary of state shall be five dollars,
 irrespective of the amount involved or  the  nature  of  the  action  on
 account  of which such service of process is made. If the cost of regis-
 tered mail for transmitting a copy  of  the  process  shall  exceed  two
 dollars,  an  additional  fee  equal to such excess shall be paid at the
 time of the service of such process. Proof of service shall be by  affi-
 davit  of  compliance with this subdivision filed by or on behalf of the
 plaintiff together with the process, within ten days after such service,
 with the clerk of the court in which the action or special proceeding is
 pending.  Service made as provided in this section shall be complete ten
 days after such papers are filed with the clerk of the court  and  shall
 have  the  same force and validity as if served on him personally within
 the state and within the territorial  jurisdiction  of  the  court  from
 which the process issues.
   §  26.  Subdivision  2  of section 250 of the general business law, as
 amended by chapter 103 of the laws  of  1981,  is  amended  to  read  as
 follows:
   2.  A  summons in an action described in this section may issue in any
 court in the state having jurisdiction of  the  subject  matter  and  be
 served as hereinafter provided. Service of such summons shall be made by

 A. 9508--B                         140
 
 mailing  a  copy thereof to the OFFICE OF THE secretary of state [at his
 office] in EITHER the city of Albany  OR  NEW  YORK,  or  by  personally
 delivering  a  copy thereof to one of his regularly established offices,
 with  a fee of ten dollars, and such service shall be sufficient service
 upon such nonresident provided that notice of such service and a copy of
 the summons and complaint are forthwith sent by  or  on  behalf  of  the
 plaintiff  to  the  defendant  by  registered  mail  with return receipt
 requested. The plaintiff shall file with the clerk of the court in which
 the action is pending, or with the judge or justice  of  such  court  in
 case  there  be no clerk, an affidavit of compliance herewith, a copy of
 the summons and complaint, and either a return receipt purporting to  be
 signed  by the defendant or a person qualified to receive his registered
 mail, in accordance with the  rules  and  customs  of  the  post  office
 department; or, if acceptance was refused by the defendant or his agent,
 the  original envelope bearing a notation by the postal authorities that
 receipt was refused, and an affidavit by or on behalf of  the  plaintiff
 that  notice  of  such  mailing  and  refusal  was forthwith sent to the
 defendant by ordinary mail. Where the summons is  mailed  to  a  foreign
 country,  other  official proof of the delivery of the mail may be filed
 in case the post office department is unable to  obtain  such  a  return
 receipt.  The  foregoing  papers shall be filed within thirty days after
 the return receipt or other official proof of delivery or  the  original
 envelope  bearing a notation of refusal, as the case may be, is received
 by the plaintiff. Service of process shall be complete when such  papers
 are  filed. The return receipt or other official proof of delivery shall
 constitute presumptive evidence that the summons mailed was received  by
 the  defendant or a person qualified to receive his registered mail; and
 the notation of refusal shall constitute presumptive evidence  that  the
 refusal  was by the defendant or his agent. Service of such summons also
 may be made by mailing a copy thereof to the OFFICE OF THE secretary  of
 state  [at  his  office] in EITHER the city of Albany OR NEW YORK, or by
 personally delivering a copy thereof to one of his regularly established
 offices, with a fee of ten dollars, and by delivering a  duplicate  copy
 thereof,  with  a complaint annexed thereto, to the defendant personally
 without the state by a resident or citizen of the state of New York or a
 sheriff, under-sheriff, deputy-sheriff or constable  of  the  county  or
 other political subdivision in which the personal service is made, or an
 officer authorized by the laws of this state, to take acknowledgments of
 deeds  to  be recorded in this state, or an attorney and/or counselor at
 law, solicitor, advocate or barrister duly qualified to practice in  the
 state  or  country  where  such  service  is made, or by a United States
 marshal or deputy United States marshal. Proof of personal service with-
 out the state shall be filed with the clerk of the court  in  which  the
 action  is  pending  within  thirty  days  after  such service. Personal
 service without the state is complete when proof thereof is  filed.  The
 court in which the action is pending may order such extensions as may be
 necessary  to  afford the defendant reasonable opportunity to defend the
 action.
   § 27. Subdivision 2 of section 352-b of the general business  law,  as
 amended  by  chapter  252  of  the  laws  of 1983, is amended to read as
 follows:
   2. Service of such process upon the secretary of state shall  be  made
 by  personally  delivering to and leaving with him or a deputy secretary
 of state a copy thereof at the office of  the  department  of  state  in
 EITHER  the city of Albany OR NEW YORK, and such service shall be suffi-
 cient service provided that notice of such service and a  copy  of  such

 A. 9508--B                         141
 
 process are forthwith sent by the attorney general to such person, part-
 nership,  corporation,  company,  trust or association, by registered or
 certified mail with return receipt requested, at his or  its  office  as
 set  forth in the "broker-dealer's statement", "salesman's statement" or
 "investment advisor's statement" filed in the department of law pursuant
 to section three hundred fifty-nine-e or section  three  hundred  fifty-
 nine-eee of this article, or in default of the filing of such statement,
 at the last address known to the attorney general. Service of such proc-
 ess  shall  be  complete  on receipt by the attorney general of a return
 receipt purporting to be signed by the addressee or a  person  qualified
 to  receive  his or its registered or certified mail, in accordance with
 the rules and customs of the post office department, or,  if  acceptance
 was  refused  by  the  addressee  or  his or its agent, on return to the
 attorney general of the original envelope  bearing  a  notation  by  the
 postal authorities that receipt thereof was refused.
   § 28. Subdivision 2 of section 48 of the navigation law, as amended by
 chapter 166 of the laws of 1991, is amended to read as follows:
   2.  A  summons in an action described in this section may issue in any
 court in the state having jurisdiction of  the  subject  matter  and  be
 served as hereinafter provided. Service of such summons shall be made by
 mailing  a  copy thereof to the OFFICE OF THE secretary of state [at his
 office] in EITHER the city of Albany  OR  NEW  YORK,  or  by  personally
 delivering  a  copy thereof to one of his regularly established offices,
 with a fee of ten dollars, and such service shall be sufficient  service
 upon  such  non-resident provided that notice of such service and a copy
 of the summons and complaint are forthwith sent by or on behalf  of  the
 plaintiff  to  the  defendant  by  registered  mail  with return receipt
 requested. The plaintiff shall file with the clerk of the court in which
 the action is pending, or with the judge or justice  of  such  court  in
 case  there  be no clerk, an affidavit of compliance herewith, a copy of
 the summons and complaint, and either a return receipt purporting to  be
 signed  by the defendant or a person qualified to receive his registered
 mail, in accordance with the rules an customs of the post-office depart-
 ment; or, if acceptance was refused by the defendant or his  agent,  the
 original  envelope  bearing  a  notation  by the postal authorities that
 receipt was refused, and an affidavit by or on behalf of  the  plaintiff
 that  notice  of  such  mailing  and  refusal  was forthwith sent to the
 defendant by ordinary mail. Where the summons is  mailed  to  a  foreign
 country,  other  official proof of the delivery of the mail may be filed
 in case the post-office department is unable to  obtain  such  a  return
 receipt.  The  foregoing  papers shall be filed within thirty days after
 the return receipt or other official proof of delivery or  the  original
 envelope  bearing a notation of refusal, as the case may be, is received
 by the plaintiff. Service of process shall be complete  ten  days  after
 such  papers  are  filed.  The return receipt or other official proof of
 delivery shall constitute presumptive evidence that the  summons  mailed
 was  received  by  the  defendant  or  a person qualified to receive his
 registered mail; and the notation or refusal shall  constitute  presump-
 tive  evidence  that  the  refusal  was  by  the defendant or his agent.
 Service of such summons also may be made by mailing a  copy  thereof  to
 the OFFICE OF THE secretary of state [at this office] in EITHER the city
 of Albany OR NEW YORK, or by personally delivering a copy thereof to one
 of  his regularly established offices, with a fee of ten dollars, and by
 delivering a duplicate copy thereof, with the complaint annexed thereto,
 to the defendant personally without the state by a resident  or  citizen
 of  the state of New York or a sheriff, under-sheriff, deputy-sheriff or

 A. 9508--B                         142
 
 constable of the county or other  political  subdivision  in  which  the
 personal  service  is made, or an officer authorized by the laws of this
 state, to take acknowledgements of deeds to be recorded in  this  state,
 or an attorney and/or counselor at law, solicitor, advocate or barrister
 duly qualified to practice in the state or country where such service is
 made,  or  by  a  United States marshal or deputy United States marshal.
 Proof of personal service without the state  shall  be  filed  with  the
 clerk  of  the  court  in which the action is pending within thirty days
 after such service. Personal service without the state is  complete  ten
 days  after  proof  thereof  is  filed. The court in which the action is
 pending may order such extensions as may  be  necessary  to  afford  the
 defendant reasonable opportunity to defend the action.
   Nothing  herein  shall  be  construed  as  affecting  other methods of
 service of process against non-residents as provided by law.
   § 29. Subdivision 2 of section 74 of the navigation law, as amended by
 chapter 395 of the laws of 1963, is amended to read as follows:
   2. A summons and complaint in an action described in this section  may
 issue  in  any  court  in  the  state having jurisdiction of the subject
 matter and be served as hereinafter provided. Service  of  such  summons
 and  complaint  shall be made by mailing a copy thereof to the OFFICE OF
 THE secretary of state [at his office] in EITHER the city of  Albany  OR
 NEW YORK, or by personally delivering a copy thereof to one of his regu-
 larly  established offices, with a fee of five dollars, and such service
 shall be sufficient service upon such non-resident provided that  notice
 of  such  service  and a copy of the summons and complaint are forthwith
 sent by or on behalf of the plaintiff to  the  defendant  by  registered
 mail  with  return  receipt requested. The plaintiff shall file with the
 clerk of the court in which the action is pending, or with the judge  or
 justice of such court in case there be no clerk, an affidavit of compli-
 ance  herewith, a copy of the summons and complaint, and either a return
 receipt purporting to be signed by the defendant or a  person  qualified
 to receive his registered mail, in accordance with the rules and customs
 of  the  post  office  department;  or, if acceptance was refused by the
 defendant or his agent, the original envelope bearing a notation by  the
 postal  authorities  that receipt was refused, and an affidavit by or on
 behalf of the plaintiff that notice of  such  mailing  and  refusal  was
 forthwith  sent  to the defendant by ordinary mail. Where the summons is
 mailed to a foreign country, other official proof of the delivery of the
 mail may be filed in case the post-office department is unable to obtain
 such a return receipt. The foregoing papers shall be filed within thirty
 days after the return receipt or other official proof of delivery or the
 original envelope bearing a notation of refusal, as the case may be,  is
 received  by  the  plaintiff.  Service of process shall be complete when
 such papers are filed. The return receipt or  other  official  proof  of
 delivery  shall  constitute presumptive evidence that the summons mailed
 was received by the defendant or  a  person  qualified  to  receive  his
 registered  mail;  and the notation of refusal shall constitute presump-
 tive evidence that the refusal  was  by  the  defendant  or  his  agent.
 Service  of  such  summons also may be made by mailing a copy thereof to
 the OFFICE OF THE secretary of state [at his office] in EITHER the  city
 of Albany OR NEW YORK, or by personally delivering a copy thereof to one
 of his regularly established offices, with a fee of five dollars, and by
 delivering a duplicate copy thereof, with the complaint annexed thereto,
 to  the  defendant personally without the state by a resident or citizen
 of the state of New York or a sheriff, under-sheriff, deputy-sheriff  or
 constable  of  the  county  or  other political subdivision in which the

 A. 9508--B                         143
 
 personal service is made, or an officer authorized by the laws  of  this
 state, to take acknowledgments of deeds to be recorded in this state, or
 an  attorney  and/or  counselor at law, solicitor, advocate or barrister
 duly qualified to practice in the state or country where such service is
 made,  or  by  a  United States marshal or deputy United States marshal.
 Proof of personal service without the state  shall  be  filed  with  the
 clerk  of  the  court  in which the action is pending within thirty days
 after such service. Personal service without the state is complete  when
 proof  thereof  is  filed.  The court in which the action is pending may
 order such extension as may be necessary to afford the defendant reason-
 able opportunity to defend the action.
   § 30. Subdivision 2 of section 253 of the vehicle and traffic law,  as
 amended  by  chapter  166  of  the  laws  of 1991, is amended to read as
 follows:
   2. A summons in an action described in this section may issue  in  any
 court  in  the  state  having  jurisdiction of the subject matter and be
 served as hereinafter provided. Service of such summons shall be made by
 mailing a copy thereof to the OFFICE OF THE secretary of state  [at  his
 office]  EITHER  in  the  city  of  Albany OR NEW YORK, or by personally
 delivering a copy thereof to one of his regularly  established  offices,
 with  a fee of ten dollars, and such service shall be sufficient service
 upon such non-resident provided that notice of such service and  a  copy
 of  the  summons and complaint are forthwith sent by or on behalf of the
 plaintiff to the defendant by certified mail  or  registered  mail  with
 return receipt requested. The plaintiff shall file with the clerk of the
 court  in  which  the action is pending, or with the judge or justice of
 such court in case there be no clerk, an affidavit of  compliance  here-
 with,  a  copy of the summons and complaint, and either a return receipt
 purporting to be signed by  the  defendant  or  a  person  qualified  to
 receive  his  certified  mail or registered mail, in accordance with the
 rules and customs of the post-office department; or, if  acceptance  was
 refused  by  the defendant or his agent, the original envelope bearing a
 notation by the postal authorities that  receipt  was  refused,  and  an
 affidavit  by  or on behalf of the plaintiff that notice of such mailing
 and refusal was forthwith sent to the defendant by ordinary mail; or, if
 the registered or certified letter  was  returned  to  the  post  office
 unclaimed,  the  original  envelope  bearing  a  notation  by the postal
 authorities of such mailing and return, an affidavit by or on behalf  of
 the  plaintiff  that  the  summons was posted again by ordinary mail and
 proof of mailing certificate of ordinary  mail.  Where  the  summons  is
 mailed to a foreign country, other official proof of the delivery of the
 mail may be filed in case the post-office department is unable to obtain
 such a return receipt. The foregoing papers shall be filed within thirty
 days after the return receipt or other official proof of delivery or the
 original  envelope bearing a notation of refusal, as the case may be, is
 received by the plaintiff. Service of process  shall  be  complete  when
 such  papers  are  filed.  The return receipt or other official proof of
 delivery shall constitute presumptive evidence that the  summons  mailed
 was  received  by  the  defendant  or  a person qualified to receive his
 certified mail or registered mail; and the  notation  of  refusal  shall
 constitute presumptive evidence that the refusal was by the defendant or
 his  agent.   Service of such summons also may be made by mailing a copy
 thereof to the OFFICE OF THE secretary  of  state  [at  his  office]  in
 EITHER  the  city  of  Albany OR NEW YORK, or by personally delivering a
 copy thereof to one of his regularly established offices, with a fee  of
 ten  dollars,  and  by  delivering  a  duplicate  copy  thereof with the

 A. 9508--B                         144
 
 complaint annexed thereto, to the defendant personally without the state
 by a resident or citizen of the state of New York or a  sheriff,  under-
 sheriff,  deputy-sheriff  or  constable of the county or other political
 subdivision in which the personal service is made, or an officer author-
 ized  by the laws of this state, to take acknowledgements of deeds to be
 recorded in this state, or an attorney and/or counselor at law,  solici-
 tor,  advocate  or  barrister duly qualified to practice in the state or
 country where such service is made, or by a United  States  marshall  or
 deputy  United  States  marshall.  Proof of personal service without the
 state shall be filed with the clerk of the court in which the action  is
 pending  within thirty days after such service. Personal service without
 the state is complete when proof thereof is filed. The  court  in  which
 the  action  is pending may order such extensions as may be necessary to
 afford the defendant reasonable opportunity to defend the action.
   § 31. This act shall take effect on the sixtieth day  after  it  shall
 have become a law.
 
                                  PART TT
 
   Section  1.  This act shall be known and may be cited as the "New York
 city public works investment act".
   § 2. For the purposes of this act:
   (a) "Authorized entity" shall mean the New  York  city  department  of
 design  and  construction, the New York city department of environmental
 protection, the New York city department of transportation and  the  New
 York city health and hospitals corporation.
   (b)  "Best  value"  shall  mean  the  basis for awarding contracts for
 services to a proposer that  optimizes  quality,  cost  and  efficiency,
 price  and  performance  criteria, which may include, but is not limited
 to:
   (1) The quality of the proposer's performance on previous projects;
   (2) The timeliness of the proposer's performance on previous projects;
   (3) The level of customer satisfaction with the proposer's performance
 on previous projects;
   (4) The proposer's record of performing previous  projects  on  budget
 and ability to minimize cost overruns;
   (5) The proposer's ability to limit change orders;
   (6) The proposer's ability to prepare appropriate project plans;
   (7) The proposer's technical capacities;
   (8) The individual qualifications of the proposer's key personnel;
   (9) The proposer's ability to assess and manage risk and minimize risk
 impact;
   (10) The proposer's financial capability;
   (11)  The  proposer's  ability to comply with applicable requirements,
 including the provisions of articles 145, 147 and 148 of  the  education
 law;
   (12)  The proposer's past record of compliance with federal, state and
 local laws, rules, licensing requirements, where applicable, and  execu-
 tive  orders, including but not limited to compliance with the labor law
 and other applicable labor and prevailing wage laws, article 15-A of the
 executive law, and any other applicable laws  concerning  minority-  and
 women-owned business enterprise participation;
   (13) The proposer's record of complying with existing labor standards,
 maintaining  harmonious  labor  relations, and protecting the health and
 safety of workers and payment of wages above any locally-defined  living
 wage; and

 A. 9508--B                         145
 
   (14)  A quantitative factor to be used in evaluation of bids or offers
 for awarding of contracts for bidders or offerers that are certified  as
 minority- or women-owned business enterprises as defined in subdivisions
 1, 7, 15 and 20 of section 310 of the executive law, or certified pursu-
 ant to local law as minority- or women-owned business enterprises.
   Such  basis  shall reflect, wherever possible, objective and quantifi-
 able analysis.
   (c) "Cost plus" shall mean compensating a contractor for the  cost  to
 complete a contract by reimbursing actual costs for labor, equipment and
 materials plus an additional amount for overhead and profit.
   (d)  "Design-build  contract" shall mean a contract for the design and
 construction of a public work with a single entity, which may be a  team
 comprised of separate entities.
   (e)  "Project  labor  agreement"  shall  have the meaning set forth in
 subdivision 1 of section 222 of the labor law. A project labor agreement
 shall require participation in apprentice training programs  in  accord-
 ance with paragraph (e) of subdivision 2 of such section.
   (f)  "Public  work"  shall  mean  a  public work related to one of the
 following, and shall refer to any of these public works:
   (1) Brooklyn Queens Expressway, from the vicinity of  Atlantic  avenue
 to the vicinity of Sands street in Kings county,
   (2)  Franklin D. Roosevelt East River Drive bridge northbound from the
 vicinity of 42nd street to the vicinity of 49th street in New York coun-
 ty,
   (3) Pelham parkway bridge over the Hutchinson river parkway  in  Bronx
 county,
   (4) Bridges along the Belt parkway from the vicinity of Sheepshead Bay
 to the vicinity of Nostrand avenue in Kings county,
   (5)  49th avenue bridge over the Long Island Rail Road in Queens coun-
 ty,
   (6) 5th avenue bridge over the Long Island Rail Road in Kings county,
   (7) Resiliency measures for the Staten  Island  Ferry,  including  its
 terminals and related facilities in New York and Richmond counties,
   (8) Elmhurst Hospital emergency department renovation and expansion in
 Queens county,
   (9)  Property  clerk  storage  and  operations facility for the police
 department of the city of New York in Queens county,
   (10) Kensico-Eastview connection water tunnel from the Kensico  Reser-
 voir  to the Catskill Delaware Ultraviolet Facility at Eastview in West-
 chester county, or
   (11) Hillview Central Distribution Facility at Hillview  Reservoir  in
 Westchester county.
   §  3.  Any contract for a public work undertaken pursuant to a project
 labor agreement in accordance with section 222 of the labor law may be a
 design-build contract in accordance with this act.
   § 4. Notwithstanding any general, special or local law, rule or  regu-
 lation  to the contrary, including but not limited to article 5-A of the
 general municipal law, section 8 of the New York city health and  hospi-
 tals  corporation  act,  and in conformity with the requirements of this
 act, for any public work that has an estimated total cost  of  not  less
 than  ten  million dollars and is undertaken pursuant to a project labor
 agreement in accordance with section 222 of the labor law, an authorized
 entity charged with awarding a contract for  public  work  may  use  the
 alternative delivery method referred to as design-build contracts.

 A. 9508--B                         146
 
   (a)  A  contractor  selected by such authorized entity to enter into a
 design-build contract shall be selected through a  two-step  method,  as
 follows:
   (1)  Step  one.  Generation of a list of responding entities that have
 demonstrated  the  general  capability  to  perform   the   design-build
 contract.  Such  list  shall consist of a specified number of responding
 entities, as determined by an authorized entity, and shall be  generated
 based  upon  the  authorized  entity's review of responses to a publicly
 advertised request for qualifications. The authorized  entity's  request
 for  qualifications  shall  include  a general description of the public
 work, the maximum number of responding entities to be  included  on  the
 list,  the selection criteria to be used and the relative weight of each
 criteria in generating the list. Such selection criteria  shall  include
 the  qualifications  and experience of the design and construction team,
 organization, demonstrated responsibility, ability of the team or  of  a
 member  or  members  of the team to comply with applicable requirements,
 including the provisions of articles 145, 147, and 148 of the  education
 law, past record of compliance with the labor law, and such other quali-
 fications the authorized entity deems appropriate, which may include but
 are  not  limited  to  project  understanding,  financial capability and
 record of past performance. The authorized  entity  shall  evaluate  and
 rate  all  responding  entities to the request for qualifications. Based
 upon such ratings, the authorized entity shall list the responding enti-
 ties that shall receive a request for proposals in accordance with para-
 graph two of this subdivision. To the extent consistent with  applicable
 federal  law,  the  authorized  entity shall consider, when awarding any
 contract pursuant to this section, the participation of  (i)  responding
 entities  that are certified as minority- or women-owned business enter-
 prises as defined in subdivisions 1, 7, 15 and 20 of section 310 of  the
 executive  law,  or  certified  pursuant  to  local  law as minority- or
 women-owned business enterprises; and (ii) small business concerns iden-
 tified pursuant to subdivision (b) of section 139-g of the state finance
 law.
   (2) Step two. Selection of the proposal which is the best value to the
 authorized entity. The authorized  entity  shall  issue  a  request  for
 proposals to the responding entities listed pursuant to paragraph one of
 this  subdivision. If such responding entity consists of a team of sepa-
 rate entities, the entities that compromise  such  a  team  must  remain
 unchanged from the responding entity as listed pursuant to paragraph one
 of  this subdivision unless otherwise approved by the authorized entity.
 The request for proposals shall set forth the  public  work's  scope  of
 work,  and  other  requirements, as determined by the authorized entity,
 which may include separate goals for  work  under  the  contract  to  be
 performed  by  businesses certified as minority- or women-owned business
 enterprises as defined in subdivisions 1, 7, 15 and 20 of section 310 of
 the executive law, or certified pursuant to local law  as  minority-  or
 women-owned  business  enterprises. The request for proposals shall also
 specify the criteria to be used to evaluate the responses and the  rela-
 tive  weight  of  each of such criteria. Such criteria shall include the
 proposal's cost, the quality of the proposal's solution, the  qualifica-
 tions and experience of the proposer, and other factors deemed pertinent
 by  the  authorized  entity, which may include, but shall not be limited
 to, the proposal's manner and schedule of  project  implementation,  the
 proposer's  ability  to  complete  the work in a timely and satisfactory
 manner, maintenance costs of the completed public work,  maintenance  of
 traffic approach, and community impact. Any contract awarded pursuant to

 A. 9508--B                         147

 this  act  shall  be  awarded  to a responsive and responsible proposer,
 which, in consideration of these and  other  specified  criteria  deemed
 pertinent,  offers the best value, as determined by the authorized enti-
 ty.  The  request for proposals shall include a statement that proposers
 shall designate in writing those portions of the proposal  that  contain
 trade secrets or other proprietary information that are to remain confi-
 dential;  that  the material designated as confidential shall be readily
 separable from the  proposal.  Nothing  in  this  subdivision  shall  be
 construed  to  prohibit  the  authorized  entity  from negotiating final
 contract terms and conditions including cost.  All  proposals  submitted
 shall  be  scored  according  to  the criteria listed in the request for
 proposals and such final scores shall be  published  on  the  authorized
 entity's website.
   (b)  An  authorized  entity  awarding  a  design-build  contract  to a
 contractor offering the best value may but shall not be required to  use
 the following types of contracts:
   (1)  A  cost-plus  not  to  exceed  guaranteed  maximum  price form of
 contract in which the authorized entity shall be entitled to monitor and
 audit all costs. In establishing the schedule and process for  determin-
 ing  a  guaranteed  maximum  price,  the contract between the authorized
 entity and the contractor shall:
   (i) Describe the scope of the work and the  cost  of  performing  such
 work,
   (ii) Include a detailed line item cost breakdown,
   (iii)  Include a list of all drawings, specifications and other infor-
 mation on which the guaranteed maximum price is based,
   (iv) Include the dates of substantial and final  completion  on  which
 the guaranteed maximum price is based, and
   (v) Include a schedule of unit prices; or
   (2) A lump sum contract in which the contractor agrees to accept a set
 dollar  amount  for  a  contract  which  comprises  a single bid without
 providing a cost breakdown for all costs such as for  equipment,  labor,
 materials,  as well as such contractor's profit for completing all items
 of work comprising the public work.
   § 5. Any contract entered into pursuant to this act  shall  include  a
 clause  requiring  that  any professional services regulated by articles
 145, 147 and 148 of the education law shall be performed and stamped and
 sealed, where appropriate, by a professional licensed in accordance with
 such articles.
   § 6. Construction with respect to each contract  entered  into  by  an
 authorized  entity  pursuant to this act shall be deemed a "public work"
 to be performed in accordance with the provisions of article  8  of  the
 labor  law, as well as subject to sections 200, 240, 241 and 242 of such
 law and enforcement of prevailing wage requirements pursuant to applica-
 ble law or, for projects or public works receiving federal aid, applica-
 ble federal requirements for prevailing wage. Any contract entered  into
 pursuant  to  this  act  shall  include  a clause requiring the selected
 design builder to obligate every  tier  of  contractor  working  on  the
 project to comply with the project labor agreement referenced in section
 three  of this act, and shall include project labor agreement compliance
 monitoring and enforcement provisions  consistent  with  the  applicable
 project labor agreement.
   §  7.  Each  contract entered into by an authorized entity pursuant to
 this act shall comply with the  objectives  and  goals  with  regard  to
 minority-  and women-owned business enterprises pursuant to, as applica-
 ble, section 6-129 of the administrative code of the city of  New  York,

 A. 9508--B                         148
 
 subdivision  6  of  section  8 of the New York city health and hospitals
 corporation act, or, for projects or public works receiving federal aid,
 applicable federal requirements for disadvantaged  business  enterprises
 or minority- and women-owned business enterprises.
   §  8. Public works undertaken by an authorized entity pursuant to this
 act shall be subject to the requirements of article 8  of  the  environ-
 mental  conservation law, and, where applicable, the requirements of the
 national environmental policy act.
   § 9. (a) Notwithstanding any provision of law  to  the  contrary,  all
 rights  or  benefits,  including terms and conditions of employment, and
 protection of civil service and  collective  bargaining  status  of  all
 existing  employees of authorized entities solely in connection with the
 public works identified in subdivision (f) of section two of  this  act,
 shall be preserved and protected.
   (b)  Nothing  in this act shall result in the: (1) displacement of any
 currently  employed  worker  or  loss  of  position  (including  partial
 displacement  such  as  a  reduction  in the hours of non-overtime work,
 wages or employment benefits), or result in the impairment  of  existing
 collective  bargaining  agreements;  and (2) transfer of existing duties
 and functions related to maintenance and operations currently  performed
 by existing employees of authorized entities to a contractor.
   (c)  Employees  of  authorized  entities  using design-build contracts
 serving in positions in newly created titles shall be  assigned  to  the
 appropriate  bargaining  unit.  Nothing  contained  in this act shall be
 construed to affect (1) the existing rights of employees of  such  enti-
 ties  pursuant  to  an existing collective bargaining agreement, (2) the
 existing representational  relationships  among  employee  organizations
 representing  employees of such entities or (3) the bargaining relation-
 ships between such entities and such employee organizations.
   § 10. The submission of a proposal or responses or the execution of  a
 design-build  contract pursuant to this act shall not be construed to be
 a violation of section 6512 of the education law.
   § 11. Nothing contained in this act shall limit  the  right  or  obli-
 gation  of  any  authorized  entity to comply with the provisions of any
 existing contract or to award contracts as otherwise provided by law.
   § 12. This act shall take effect immediately and shall expire  and  be
 deemed  repealed  4  years  after such date, provided that, public works
 with requests for proposals issued prior to such repeal shall be permit-
 ted to continue under this act notwithstanding such repeal.
 
                                  PART UU
 
   Section 1. This Part enacts into law major components  of  legislation
 which  are necessary to promote and protect the health and safety of New
 York residents relating to public  housing.  Each  component  is  wholly
 contained  within  a Part identified as Subparts A through B. The effec-
 tive date for each particular provision contained within such Subpart is
 set forth in the last section of such  Subpart.  Any  provision  in  any
 section  contained within a Subpart, including the effective date of the
 Subpart, which makes reference to a section "of this act", when used  in
 connection  with  that particular component, shall be deemed to mean and
 refer to the corresponding section of the Subpart in which it is  found.
 Section  three of this act sets forth the general effective date of this
 act.
 
                                 SUBPART A

 A. 9508--B                         149
 
   Section 1. This act shall be known and may be cited as the  "New  York
 City Housing Authority Facilities Modernization Act".
   §  2.  Definitions.  For the purposes of this act, the following terms
 shall have the following meanings:
   1. "Project" shall mean any  installation,  construction,  demolition,
 reconstruction,   excavation,  rehabilitation,  renovation,  and  repair
 contracted out by the authorized authority pursuant to this act.
   2. "Authorized authority" shall mean the New York City Housing Author-
 ity.
   3. "Best value" shall  mean  the  basis  for  awarding  contracts  for
 services to the bidder that optimize quality, cost and efficiency, price
 and performance criteria, which may include, but is not limited to:
   (a) The quality of the contractor's performance on previous projects;
   (b)  The  timeliness  of  the  contractor's  performance  on  previous
 projects;
   (c) The level of customer satisfaction with the contractor's  perform-
 ance on previous projects;
   (d)  The contractor's record of performing previous projects on budget
 and ability to minimize cost overruns;
   (e) The contractor's ability to limit change orders;
   (f) The contractor's ability to prepare appropriate project plans;
   (g) The contractor's technical capacities;
   (h) The individual qualifications of the contractor's key personnel;
   (i) The contractor's ability to assess and manage  risk  and  minimize
 risk impact;
   (j)  The  contractor's  past record of encouraging minority and women-
 owned business enterprise participation and compliance with article 15-A
 of the executive law and any other applicable laws  concerning  minority
 and women-owned business enterprise participation.
   (k)  A  quantitative factor to be used in evaluation of bids or offers
 for awarding of contracts for bidders or offerers that are certified  as
 minority  or women-owned business enterprises as defined in article 15-A
 of the executive law, or certified pursuant to local law as minority  or
 women-owned business enterprises.
   Such  basis  shall reflect, wherever possible, objective and quantifi-
 able analysis.
   4. "Design-build contract" shall mean, in conformity with the require-
 ments of this act, a contract for the design  and  construction  of  the
 projects with a single entity, which may be a team comprised of separate
 entities.
   5. "Procurement record" shall mean documentation of the decisions made
 and the approach taken in the procurement process.
   6. "Project labor agreement" shall mean a pre-hire collective bargain-
 ing  agreement  between  a  contractor  and  a  bona  fide  building and
 construction trade labor organization establishing the  labor  organiza-
 tion  as  the  collective  bargaining representative for all persons who
 will perform work on the project, and which provides that only  contrac-
 tors  and  subcontractors  who  sign a pre-negotiated agreement with the
 labor organization can perform project work.
   § 3. Notwithstanding section 151 of the public  housing  law,  or  the
 provisions  of  any  other  law  to the contrary, in conformity with the
 requirements of this act, and only when a  project  labor  agreement  is
 performed, the authorized authority may utilize the alternative delivery
 method  referred  to as a design-build contract for the project provided
 that each such project shall not be less than one  million  two  hundred
 thousand  dollars  ($1,200,000).  The  authorized authority shall ensure

 A. 9508--B                         150
 
 that its procurement record reflects the design-build  contract  process
 authorized by this act.
   §  4.  An  entity selected by the authorized authority to enter into a
 design-build contract for the project shall be selected through  a  two-
 step method, as follows:
   1.  Step  one. Generation of a list of entities that have demonstrated
 the general capability  to  perform  a  design-build  contract  for  the
 project.  Such  list shall consist of a specified number of entities, as
 determined by the authorized authority, and  shall  be  generated  based
 upon the authorized authority's review of responses to a publicly adver-
 tised request for qualifications for the project. The authorized author-
 ity's request for qualifications for the project shall include a general
 description  of  the  project,  the  maximum  number  of  entities to be
 included on the list, and the selection criteria to be used in  generat-
 ing  the  list. Such selection criteria shall include the qualifications
 and experience of the design and construction team, organization, demon-
 strated responsibility, ability of the team or of a member or members of
 the  team  to  comply  with  applicable  requirements,   including   the
 provisions  of  articles  145,  147  and  148 of the education law, past
 record of compliance  with  the  labor  law  including  prevailing  wage
 requirements  under state and federal law; the past record of compliance
 with  existing  labor  standards  and   maintaining   harmonious   labor
 relations;  the record of protecting the health and safety of workers on
 public works projects and job sites as demonstrated  by  the  experience
 modification  rate  for  each  of  the last three years; the prospective
 bidder's ability to undertake the  particular  type  and  complexity  of
 work;  the  financial  capability, responsibility and reliability of the
 prospective bidder for such type and complexity of work; the prospective
 bidder's compliance with equal employment opportunity  requirements  and
 anti-discrimination  laws,  and  demonstrated commitment to working with
 minority and women-owned businesses through joint  ventures  or  subcon-
 tractor  relationships;  whether  or  not  the  prospective  bidder or a
 substantially owned-affiliated entity  as  defined  by  paragraph  g  of
 subdivision  5 of section 220 of the labor law, is listed by the federal
 government as excluded from  receiving  federal  contracts  and  certain
 subcontracts, assistance, or benefits pursuant to 48 C.F.R. subpart 9-4;
 and such other qualifications the authorized authority deems appropriate
 which  may  include but are not limited to project understanding, finan-
 cial capability and record of past performance. The authorized authority
 shall evaluate and rate all entities responding to the request for qual-
 ifications. Based upon such ratings, the authorized authority shall list
 the entities that shall receive a request for  proposals  in  accordance
 with  subdivision  two  of  this  section. To the extent consistent with
 applicable federal law, the authorized authority  shall  consider,  when
 awarding  any  contract  pursuant to this section, the participation of:
 (a) firms certified pursuant to article 15-A of  the  executive  law  as
 minority or women-owned businesses or certified pursuant to local law as
 minority  or  women-owned  business enterprises and the ability of other
 businesses under consideration to work  with  minority  and  women-owned
 businesses so as to promote and assist participation by such businesses;
 and  (b)  small business concerns identified pursuant to subdivision (b)
 of section 139-g of the state finance law.
   2. Step two. Selection of the proposal which is the best value to  the
 authorized  authority.    The authorized authority shall issue a request
 for proposals for the project to the entities listed pursuant to  subdi-
 vision  one  of  this  section.  If such an entity consists of a team of

 A. 9508--B                         151
 
 separate entities, the entities that comprise such a  team  must  remain
 unchanged  from the entity as listed pursuant to subdivision one of this
 section unless otherwise approved by  the  authorized  authority.    The
 request  for  proposals  for  the  project shall set forth the project's
 scope of work, and other requirements, as determined by  the  authorized
 authority,  which may include separate goals for work under the contract
 to be performed by businesses certified as minority or women-owned busi-
 ness enterprises as defined in article 15-A of  the  executive  law,  or
 certified  pursuant  to  local  law  as minority or women-owned business
 enterprises. The request for proposals shall specify the criteria to  be
 used  to  evaluate  the  responses  and the relative weight of each such
 criteria. Such criteria shall include the proposal's cost,  the  quality
 of  the  proposal's  solution,  the qualifications and experience of the
 design-build entity, and other factors deemed pertinent by  the  author-
 ized  authority,  which  may  include,  but shall not be limited to, the
 proposal's project implementation, ability to complete  the  work  in  a
 timely  and  satisfactory  manner,  maintenance  costs  of the completed
 project, maintenance of traffic  approach,  and  community  impact.  Any
 contract  awarded  pursuant to this act shall be awarded to a responsive
 and responsible entity that submits the proposal,  which,  in  consider-
 ation  of  these  and  other  specified criteria deemed pertinent to the
 project, offers the best value to the authorized  authority,  as  deter-
 mined  by  the  authorized  authority.  Nothing  in  this  act  shall be
 construed to prohibit the authorized authority  from  negotiating  final
 contract terms and conditions including cost.
   3.  Notwithstanding the foregoing provisions of this section, when any
 person or entity is listed by the federal government  as  excluded  from
 receiving  federal  contracts  and  certain  subcontracts, assistance or
 benefits, pursuant to 48 C.F.R. subpart 9-4, such person or entity,  and
 any  substantially  owned-affiliated entity as defined by paragraph g of
 subdivision 5 of section 220 of the labor law, shall  be  ineligible  to
 submit a bid on or be awarded any contract authorized by this act during
 such  period  of  exclusion.  The  department  of labor shall notify the
 person or entity immediately of such ineligibility and  such  person  or
 entity must be afforded the opportunity to be heard by the department of
 labor.  A  substantially  owned-affiliated  entity  shall be afforded an
 opportunity to be heard consistent with the provisions of subparagraph 3
 of paragraph b of subdivision 3 of section 220-b of the labor law.
   § 5. Any contract entered into pursuant to this act  shall  include  a
 clause  requiring  that  any professional services regulated by articles
 145, 147 and 148 of the education law shall be performed and stamped and
 sealed, where appropriate, by a professional licensed in accordance with
 such articles.
   § 6. The installation, construction, demolition, reconstruction, exca-
 vation, rehabilitation, repair, and renovation of the project undertaken
 by the authorized authority pursuant to  this  act  shall  be  deemed  a
 "public work" to be performed in accordance with the provisions of arti-
 cle 8 of the labor law, as well as subject to sections 200, 240, 241 and
 242  of the labor law and enforcement of prevailing wage requirements by
 the New York state department of labor  and,  if  the  project  receives
 federal aid, applicable federal requirements for prevailing wage.
   §  7.  A  project labor agreement shall be included in the request for
 proposals for the project, provided that, based upon a study done by  or
 for  the  authorized authority, the authorized authority determines that
 its interest in obtaining the best work at the  lowest  possible  price,
 preventing  favoritism,  fraud  and corruption, and other considerations

 A. 9508--B                         152
 
 such as the impact of delay, the possibility of cost savings advantages,
 and any local history of labor unrest,  are  best  met  by  requiring  a
 project labor agreement.  The authorized authority  shall conduct such a
 study and the project labor agreement shall be performed consistent with
 the  provisions  of  section  222 of the labor law.   If a project labor
 agreement is not performed on the project (1) the  authorized  authority
 shall  not  utilize  a  design-build  contract  for the project; and (2)
 sections 151 and 151-a of the public housing  law  shall  apply  to  the
 project.
   §  8.  Each contract entered into by the authorized authority pursuant
 to this act shall comply, whenever practical, with  the  objectives  and
 goals of minority and women-owned business enterprises pursuant to arti-
 cle  15-A  of the executive law or, if the project receives federal aid,
 shall comply with  applicable  federal  requirements  for  disadvantaged
 business enterprises.
   §  9.  The  project undertaken by the authorized authority pursuant to
 this act shall be subject to the requirements of article 8 of the  envi-
 ronmental  conservation  law, and, where applicable, the requirements of
 the national environmental policy act.
   § 10. (a) Notwithstanding any provision of law to  the  contrary,  all
 rights  and  benefits, including terms and conditions of employment, and
 protection of civil service and  collective  bargaining  status  of  all
 employees  of  the  authorized  authority in connection with the project
 shall be preserved and protected.
   (b) Nothing in this act shall result in the: (1) displacement  of  any
 currently  employed  worker  or  loss  of  position  (including  partial
 displacement such as a reduction in  the  hours  of  non-overtime  work,
 wages  or  employment benefits), or result in the impairment of existing
 collective bargaining agreements; and (2) transfer  of  existing  duties
 and  functions related to maintenance and operations currently performed
 by existing employees of the authorized authority to a contractor.
   (c) Employees  of  the  authorized  authority  that  perform  work  in
 connection with the project serving in positions in newly created titles
 shall be assigned to the appropriate bargaining unit.
   (d)  Nothing  contained  in this act shall be construed to affect: (1)
 the existing rights and benefits of employees of the authorized authori-
 ty pursuant to an existing collective bargaining agreement and the civil
 service law, including terms  and  conditions  of  employment;  (2)  the
 existing  representational  relationships  among  employee organizations
 representing employees of the authorized authority; or (3) the  bargain-
 ing  relationships  between  the  authorized authority and such employee
 organizations.
   § 11. If otherwise applicable, the project undertaken by  the  author-
 ized  authority  pursuant  to  this  act shall be governed by the public
 housing law.
   § 12. The submission of a proposal or responses or the execution of  a
 design-build  contract pursuant to this act shall not be construed to be
 a violation of section 6512 of the education law.
   § 13. Nothing contained in this act shall limit  the  right  or  obli-
 gation  of the authorized authority to comply with the provisions of any
 existing contract, including any existing contract with or for the bene-
 fit of the holders of the obligations of the authorized authority, or to
 award contracts as otherwise provided by law.
   § 14. This act shall take effect immediately and shall expire  and  be
 deemed  repealed 4 years after such date, provided that, if the New York
 city housing authority has issued requests for  qualifications  for  the

 A. 9508--B                         153
 
 project prior to such repeal, such project shall be permitted to contin-
 ue under this act notwithstanding such repeal.
 
                                 SUBPART B
 
   Section  1.  The public housing law is amended by adding a new section
 402-d to read as follows:
   § 402-D.  REPORTING  ON  LEAD-BASED  PAINT  POISONING  PREVENTION  AND
 CONTROL.    1. COMMENCING ON JULY FIRST, TWO THOUSAND EIGHTEEN AND EVERY
 JULY FIRST OF EACH YEAR THEREAFTER, THE CHAIR OF THE NEW YORK CITY HOUS-
 ING AUTHORITY SHALL SUBMIT A DRAFT PLAN FOR REVIEW AND  COMMENT  TO  THE
 NEW YORK CITY DEPARTMENT OF HOUSING PRESERVATION AND DEVELOPMENT AND THE
 NEW  YORK  CITY  DEPARTMENT OF HEALTH AND MENTAL HYGIENE ON THE NEW YORK
 CITY HOUSING AUTHORITY'S POLICIES AND PROCEDURES RELATED  TO  LEAD-BASED
 PAINT  POISONING  PREVENTION AND CONTROL AND THE MANNER IN WHICH THE NEW
 YORK CITY HOUSING AUTHORITY PROPOSES  TO  IMPLEMENT  SUCH  POLICIES  AND
 PROCEDURES.
   THE  FINAL  PLAN SHALL TAKE INTO CONSIDERATION COMMENTS OFFERED BY THE
 NEW YORK CITY DEPARTMENT OF HEALTH AND MENTAL HYGIENE AND THE  NEW  YORK
 CITY  DEPARTMENT  OF  HOUSING  PRESERVATION AND DEVELOPMENT AND SHALL BE
 PUBLISHED BY AUGUST FIFTEENTH OF EACH YEAR ON EACH DEPARTMENT'S WEBSITE,
 INCLUDING THE NEW YORK CITY HOUSING AUTHORITY'S WEBSITE, ALONGSIDE OTHER
 REPORTS PERTAINING TO LEAD-BASED PAINT POISONING PREVENTION AND  CONTROL
 SO THAT SUCH REPORT IS AVAILABLE FOR PUBLIC VIEWING.
   2.  COMMENCING  ON  JANUARY FIFTEENTH, TWO THOUSAND NINETEEN AND EVERY
 JANUARY FIFTEENTH OF EACH YEAR THEREAFTER, THE CHAIR  OF  THE  NEW  YORK
 CITY HOUSING AUTHORITY SHALL PRODUCE A WRITTEN REPORT OUTLINING FEDERAL,
 STATE AND LOCAL LAWS FORMING THE NEW YORK CITY HOUSING AUTHORITY'S POLI-
 CIES AND PROCEDURES RELATED TO LEAD-BASED PAINT POISONING PREVENTION AND
 CONTROL  AND  ITS IMPLEMENTATION OF SUCH POLICIES AND PROCEDURES FOR THE
 PRIOR FISCAL YEAR.  SUCH REPORT SHALL BE SUBMITTED TO THE NEW YORK  CITY
 DEPARTMENT OF HEALTH AND MENTAL HYGIENE AND THE NEW YORK CITY DEPARTMENT
 OF  HOUSING  PRESERVATION AND DEVELOPMENT AND SHALL BE PUBLISHED ON EACH
 DEPARTMENT'S WEBSITE ALONGSIDE OTHER REPORTS  PERTAINING  TO  LEAD-BASED
 PAINT  POISONING PREVENTION AND CONTROL SO THAT SUCH REPORT IS AVAILABLE
 FOR PUBLIC VIEWING. SUCH REPORT SHALL INCLUDE AN ANALYSIS OF  THE  LEAD-
 BASED  PAINT POISONING PREVENTION AND CONTROL PROGRAM, A DETAILED STATE-
 MENT OF REVENUE AND EXPENDITURES AND A STATISTICAL SECTION  DESIGNED  TO
 PROVIDE  A DETAILED EXPLANATION OF THE NEW YORK CITY HOUSING AUTHORITY'S
 IMPLEMENTATION, INCLUDING BUT NOT LIMITED TO, THE FOLLOWING:
   A. A LIST OF DEVELOPMENTS CONSTRUCTED BEFORE JANUARY  FIRST,  NINETEEN
 HUNDRED  SEVENTY-EIGHT AND NOT EXEMPTED UNDER PART 35 OF TITLE 24 OF THE
 CODE OF FEDERAL REGULATIONS; AND
   B. A LIST OF DEVELOPMENTS CONSTRUCTED BEFORE JANUARY  FIRST,  NINETEEN
 HUNDRED SEVENTY-EIGHT AND THAT HAVE BEEN EXEMPTED UNDER PART 35 OF TITLE
 24 OF THE CODE OF FEDERAL REGULATIONS; AND
   C. THE NUMBER OF COMPLAINTS RELATED TO PEELING PAINT IN DWELLING UNITS
 AND/OR  COMMON  AREAS  LOCATED  IN BUILDINGS CONSTRUCTED BEFORE NINETEEN
 HUNDRED SEVENTY-EIGHT AND NOT EXEMPTED UNDER PART 35 OF TITLE 24 OF  THE
 CODE OF FEDERAL REGULATIONS; AND
   D. THE NUMBER OF WORK ORDERS RESULTING FROM SUCH COMPLAINTS AS IDENTI-
 FIED PURSUANT TO PARAGRAPH C OF THIS SUBDIVISION; AND
   E.  THE  RESULTS  OF  THE  WORK  ORDERS, INCLUDING, IF APPLICABLE, THE
 REASON A PEELING PAINT COMPLAINT DID NOT RESULT IN AN INSPECTION OF SUCH
 COMPLAINT; AND

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   F. THE NUMBER OF PEELING PAINT COMPLAINTS THAT DID NOT RESULT IN REME-
 DIATION AND THE REASON FOR SUCH; AND
   G.  THE NUMBER OF ANNUAL PEELING PAINT VISUAL ASSESSMENTS COMPLETED BY
 THE NEW YORK CITY HOUSING AUTHORITY AS REQUIRED BY  APPLICABLE  FEDERAL,
 STATE  AND  LOCAL  LAWS, DISAGGREGATED BY THE LOCATION OF PEELING PAINT,
 SUCH AS A COMMON AREA OR DWELLING UNIT; AND
   H. THE NUMBER OF PEELING PAINT VISUAL ASSESSMENTS IDENTIFIED AS  NEED-
 ING  CORRECTIVE  ACTION  PURSUANT TO APPLICABLE FEDERAL, STATE AND LOCAL
 LAWS RELATING TO LEAD-BASED PAINT,  DISAGGREGATED  BY  THE  LOCATION  OF
 PEELING PAINT, SUCH AS A COMMON AREA OR DWELLING UNIT; AND
   I.  THE  NUMBER  OF  LOCATIONS IDENTIFIED AS NEEDING CORRECTIVE ACTION
 THAT RESULTED IN REMEDIATION, DISAGGREGATED BY THE LOCATION  OF  PEELING
 PAINT, SUCH AS A COMMON AREA OR DWELLING UNIT; AND
   J.  THE  NUMBER  OF  LOCATIONS IDENTIFIED AS NEEDING CORRECTIVE ACTION
 THAT DID NOT RESULT IN REMEDIATION AND THE REASON THE PEELING PAINT  WAS
 NOT REMEDIATED; AND
   K.  THE  NUMBER  OF  UNITS WHERE A FULL-UNIT LEAD-BASED PAINT INVESTI-
 GATION (TESTING) WAS CONDUCTED UPON TURNOVER TO DETERMINE  THE  PRESENCE
 OF LEAD-BASED PAINT AND THE RESULTS OF THE INVESTIGATION; AND
   L.  THE  NUMBER  OF  NEW  YORK  CITY  HOUSING  AUTHORITY  EMPLOYEES OR
 CONTRACTED FIRMS, ASSIGNED TO CONDUCT THE FOLLOWING ACTIVITIES  AND  THE
 NUMBER  OF  THOSE  EMPLOYEES  OR  CONTRACTED  FIRMS  WITH  CERTIFICATION
 REQUIRED TO CONDUCT SUCH ACTIVITIES,  INCLUDING:  ANNUAL  PEELING  PAINT
 VISUAL  ASSESSMENTS,  LEAD-BASED  PAINT  REMEDIATION,  LEAD-BASED  PAINT
 ABATEMENT, AND LEAD-BASED PAINT INVESTIGATION (TESTING); AND
   M. THE TOTAL NUMBER OF EXEMPTIONS OBTAINED PURSUANT TO  SUBDIVISION  B
 OF  SECTION 27-2056.5 OF THE ADMINISTRATIVE CODE OF THE CITY OF NEW YORK
 AND THE NUMBER OF NEW YORK CITY PUBLIC HOUSING  DEVELOPMENTS,  BUILDINGS
 AND UNITS AFFECTED BY SUCH EXEMPTIONS; AND
   N.  THE  NUMBER  OF  UNITS  FOR  WHICH THE NEW YORK CITY DEPARTMENT OF
 HEALTH AND MENTAL HYGIENE HAS ISSUED A COMMISSIONER'S ORDER TO  ABATE  A
 NUISANCE  PURSUANT TO PARAGRAPH ONE OF SUBDIVISION (D) OF SECTION 173.13
 OF THE NEW YORK CITY HEALTH CODE AND THE ACTIONS TAKEN  IN  RESPONSE  TO
 SUCH ORDER; AND
   O.  A  STATISTICAL PROFILE OF BUILDINGS WITH GEOGRAPHIC INDEXING, SUCH
 AS BY COMMUNITY DISTRICT, ASSEMBLY DISTRICT, SENATE DISTRICT AND/OR  ZIP
 CODE,  OF  PEELING PAINT COMPLAINTS, ANNUAL PEELING PAINT VISUAL ASSESS-
 MENTS, LEAD-BASED PAINT INSPECTIONS, AND COMMISSIONER'S ORDERS TO  ABATE
 RELATED  TO  AN  ELEVATED  BLOOD  LEAD  LEVEL; INDICATING THE AGE OF THE
 BUILDING; AND
   P. THE NUMBER OF CIVIL ACTIONS BROUGHT AGAINST THE NEW YORK CITY HOUS-
 ING AUTHORITY ALLEGING INJURY CAUSED BY LEAD-BASED PAINT; AND
   Q. SUCH OTHER INFORMATION AS REQUESTED BY THE COMMISSIONER OF THE  NEW
 YORK CITY DEPARTMENT OF HEALTH AND MENTAL HYGIENE OR THE COMMISSIONER OF
 THE NEW YORK CITY DEPARTMENT OF HOUSING PRESERVATION AND DEVELOPMENT.
   3. THE NEW YORK CITY HOUSING AUTHORITY SHALL MAINTAIN A CENTRAL REGIS-
 TER  INTERNALLY OF ALL DEPARTMENT ORDERS TO CORRECT PEELING PAINT PURSU-
 ANT TO APPLICABLE FEDERAL, STATE AND LOCAL  LAWS.  SUCH  REGISTER  SHALL
 INDICATE  THE  DATE  OF  THE COMPLAINT, THE ADDRESS OF THE PREMISES, THE
 DATE OF EACH INSPECTION AND REINSPECTION, AND THE SCOPE OF  WORK  UNDER-
 TAKEN AS CORRECTIVE ACTIONS.
   § 2. This act shall take effect immediately.
   § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
 sion,  section  or subpart of this act shall be adjudged by any court of
 competent jurisdiction to be invalid, such judgment  shall  not  affect,
 impair,  or  invalidate  the remainder thereof, but shall be confined in

 A. 9508--B                         155
 
 its operation to the clause, sentence, paragraph,  subdivision,  section
 or  subpart  thereof  directly involved in the controversy in which such
 judgment shall have been rendered. It  is  hereby  declared  to  be  the
 intent  of the legislature that this act would have been enacted even if
 such invalid provisions had not been included herein.
   § 3. This act shall take effect immediately  provided,  however,  that
 the  applicable effective date of Subparts A through B of this act shall
 be as specifically set forth in the last section of such Subparts.
 
                                  PART VV
 
   Section 1. Paragraph 1 of subdivision (a) of  section  1180-b  of  the
 vehicle  and  traffic law, as amended by chapter 43 of the laws of 2014,
 is amended to read as follows:
   1. Notwithstanding any other provision of law, the city of New York is
 hereby authorized to establish a demonstration program imposing monetary
 liability on the owner of a vehicle for failure of an  operator  thereof
 to comply with posted maximum speed limits in a school speed zone within
 [the]  SUCH  city (i) when a school speed limit is in effect as provided
 in paragraphs one and two of subdivision (c) of section  eleven  hundred
 eighty  of this article or (ii) when other speed limits are in effect as
 provided in subdivision (b), (d), (f) or (g) of section  eleven  hundred
 eighty  of  this  article during the following times: (A) on school days
 during school hours and one hour before and one hour  after  the  school
 day,  and (B) a period during student activities at the school and up to
 thirty minutes immediately before and up to thirty  minutes  immediately
 after  such student activities. Such demonstration program shall empower
 the city OF NEW YORK to install photo speed violation monitoring systems
 within no more than [one hundred forty] TWO HUNDRED NINETY school  speed
 zones within [the] SUCH city at any one time and to operate such systems
 within  such  zones  (iii)  when  a  school  speed limit is in effect as
 provided in paragraphs one and two of subdivision (c) of section  eleven
 hundred  eighty  of  this article or (iv) when other speed limits are in
 effect as provided in subdivision (b), (d), (f) or (g) of section eleven
 hundred eighty of this article during the following times: (A) on school
 days during school hours and one hour before  and  one  hour  after  the
 school day, and (B) a period during student activities at the school and
 up  to  thirty minutes immediately before and up to thirty minutes imme-
 diately after such student activities.  In selecting a school speed zone
 in which to install and  operate  a  photo  speed  violation  monitoring
 system,  the city OF NEW YORK shall consider criteria including, but not
 limited to, the speed data, crash  history,  and  the  roadway  geometry
 applicable  to  such  school  speed zone. SUCH CITY SHALL PRIORITIZE THE
 PLACEMENT OF PHOTO SPEED VIOLATION MONITORING SYSTEMS  IN  SCHOOL  SPEED
 ZONES BASED UPON SPEED DATA OR THE CRASH HISTORY OF A SCHOOL SPEED ZONE.
 A  PHOTO  SPEED  VIOLATION  MONITORING  SYSTEM SHALL NOT BE INSTALLED OR
 OPERATED ON A  CONTROLLED-ACCESS  HIGHWAY  EXIT  RAMP  OR  WITHIN  THREE
 HUNDRED  FEET  ALONG  A  HIGHWAY  THAT CONTINUES FROM THE END OF A CONT-
 ROLLED-ACCESS HIGHWAY EXIT RAMP.
   § 2. Paragraph 2 of subdivision (a) of section 1180-b of  the  vehicle
 and traffic law, as added by chapter 189 of the laws of 2013, is amended
 to read as follows:
   2.  No  photo  speed  violation  monitoring  system shall be used in a
 school speed zone unless (i) on the day it is to be used it has success-
 fully passed a self-test of its functions; and (ii) it has undergone  an
 annual  calibration  check  performed pursuant to paragraph four of this

 A. 9508--B                         156
 
 subdivision. [The city may install signs  giving  notice  that  a  photo
 speed  violation  monitoring  system  is in use to be mounted on advance
 warning signs notifying motor vehicle operators of such upcoming  school
 speed  zone  and/or  on  speed limit signs applicable within such school
 speed zone, in conformance with standards established in the MUTCD.] THE
 CITY SHALL INSTALL "PHOTO ENFORCED" SIGNS GIVING  NOTICE  THAT  A  PHOTO
 SPEED  VIOLATION  MONITORING  SYSTEM  IS IN USE TO BE MOUNTED ON ADVANCE
 WARNING SIGNS NOTIFYING MOTOR VEHICLE OPERATORS OF SUCH UPCOMING  SCHOOL
 SPEED  ZONE AND/OR ON SPEED LIMIT SIGNS APPLICABLE WITHIN OR APPROACHING
 SUCH SCHOOL SPEED ZONE, PROVIDED THAT SUCH SPEED LIMIT SIGNS SHALL BE NO
 MORE THAN THREE  HUNDRED  FEET  FROM  SUCH  SPEED  VIOLATION  MONITORING
 SYSTEM, IN CONFORMANCE WITH STANDARDS ESTABLISHED IN THE MUTCD. THE CITY
 SHALL  ALSO INSTALL ADDITIONAL SPEED CAMERA ADVANCE WARNING SIGNS MARKED
 "SPEED CAMERA AHEAD" WITHIN  OR  APPROACHING  SUCH  SCHOOL  SPEED  ZONE,
 PROVIDED  THAT  SUCH  "SPEED  CAMERA  AHEAD" SIGNS SHALL BE NO MORE THAN
 THREE HUNDRED FEET FROM SUCH PHOTO SPEED VIOLATION MONITORING SYSTEM.
   § 3. Paragraph 4 of subdivision (c) of section 1180-b of  the  vehicle
 and traffic law, as added by chapter 189 of the laws of 2013, is amended
 to read as follows:
   4.  "school speed zone" shall mean a RADIAL distance not to exceed one
 thousand three hundred twenty feet [on a highway passing] FROM a  school
 building, entrance, or exit [of a school abutting on the highway].
   § 4. Subdivision (n) of section 1180-b of the vehicle and traffic law,
 as  added  by  chapter  189  of  the laws of 2013, is amended to read as
 follows:
   (n) If the city [adopts] EXPANDS a demonstration program  pursuant  to
 subdivision  one  of  this section it shall conduct a study and submit a
 report on the results of the EXPANDED use of photo devices to the gover-
 nor, the temporary president of the senate and the speaker of the assem-
 bly WITHIN FOUR YEARS OF THE EFFECTIVE DATE OF THE CHAPTER OF  THE  LAWS
 OF  TWO  THOUSAND  EIGHTEEN  WHICH AMENDED THIS SUBDIVISION. Such report
 shall include:
   1. the locations where and dates when photo speed violation monitoring
 systems were used;
   2. the aggregate number, type and  severity  of  crashes,  fatalities,
 injuries  and  property  damage  reported  within all school speed zones
 within the city, to the extent the  information  is  maintained  by  the
 department of motor vehicles of this state;
   3.  the  aggregate  number,  type and severity of crashes, fatalities,
 injuries and property damage reported within school  speed  zones  where
 photo  speed  violation  monitoring systems were used, to the extent the
 information is maintained by the department of motor  vehicles  of  this
 state;
   4.  the  number  of  violations recorded within all school speed zones
 within the city, in the aggregate on a daily, weekly and monthly basis;
   5. the number of violations recorded within  each  school  speed  zone
 where  a  photo speed violation monitoring system is used, in the aggre-
 gate on a daily, weekly and monthly basis;
   6. the number of violations recorded within  all  school  speed  zones
 within the city that were:
   (i)  more  than  ten  but not more than twenty miles per hour over the
 posted speed limit;
   (ii) more than twenty but not more than thirty miles per hour over the
 posted speed limit;
   (iii) more than thirty but not more than forty miles per hour over the
 posted speed limit; and

 A. 9508--B                         157
 
   (iv) more than forty miles per hour over the posted speed limit;
   7.  the  number  of  violations recorded within each school speed zone
 where a photo speed violation monitoring system is used that were:
   (i) more than ten but not more than twenty miles  per  hour  over  the
 posted speed limit;
   (ii) more than twenty but not more than thirty miles per hour over the
 posted speed limit;
   (iii) more than thirty but not more than forty miles per hour over the
 posted speed limit; and
   (iv) more than forty miles per hour over the posted speed limit;
   8.  the  total  number  of  notices of liability issued for violations
 recorded by such systems;
   9. the number of fines and total amount of fines paid after the  first
 notice of liability issued for violations recorded by such systems;
   10. the number of violations adjudicated and the results of such adju-
 dications  including  breakdowns  of  dispositions  made  for violations
 recorded by such systems;
   11. the total amount of revenue realized by  the  city  in  connection
 with the program;
   12.  the expenses incurred by the city in connection with the program;
 [and]
   13. the quality of the adjudication process and its results; AND
   14. THE EFFECTIVENESS AND ADEQUACY OF THE HOURS OF OPERATION FOR  SUCH
 PROGRAM TO DETERMINE THE IMPACT ON SPEEDING VIOLATIONS AND PREVENTION OF
 CRASHES.
   §  5. The opening paragraph of section 12 of chapter 43 of the laws of
 2014, amending the vehicle and traffic law, the public officers law  and
 the  general  municipal law relating to photo speed violation monitoring
 systems in school speed zones in the city of New  York,  is  amended  to
 read as follows:
   This  act  shall  take effect on the thirtieth day after it shall have
 become a law [and]; PROVIDED THAT SECTIONS ONE THROUGH TEN OF  THIS  ACT
 shall  expire  4 years after such effective date when upon such date the
 provisions of this act shall be deemed repealed;  and  provided  further
 that  any  rules  necessary  for  the  implementation of this act on its
 effective date shall be promulgated on or before  such  effective  date,
 provided that:
   § 6. The opening paragraph of section 15 of chapter 189 of the laws of
 2013,  amending  the vehicle and traffic law and the public officers law
 relating to establishing in a city with  a  population  of  one  million
 people  or  more  a  demonstration  program implementing speed violation
 monitoring systems in school zones by means of photo devices, is amended
 to read as follows:
   This act shall take effect on the thirtieth day after  it  shall  have
 become  a  law  and shall expire [5 years after such effective date when
 upon such date the provisions of this act shall] AND be deemed  repealed
 JULY  1,  2022;  and  provided  further that any rules necessary for the
 implementation of this act on its effective date shall be promulgated on
 or before such effective date, provided that:
   § 7. The additional  150  photo  speed  violation  monitoring  systems
 authorized  to  be  installed  by the city of New York by paragraph 1 of
 subdivision (a) of section 1180-b of the vehicle  and  traffic  law,  as
 amended  by  section one of this act, shall be installed over the 3 year
 period following the effective date of this act as follows:
   (a) no more than 50 school speed zones during the first such year;

 A. 9508--B                         158
 
   (b) no more than 50 additional school speed zones  during  the  second
 such year; and
   (c)  no  more  than  50 additional school speed zones during the third
 such year.
   § 8. This act shall take effect immediately; provided that the  amend-
 ments  to section 1180-b of the vehicle and traffic law made by sections
 one, two, three and four of this act shall not affect the repeal of such
 section and shall be deemed repealed  therewith;  and  provided  further
 that  the amendments to paragraph 2 of subdivision (a) of section 1180-b
 of the vehicle and traffic law made by section two  of  this  act  shall
 take effect on the ninetieth day after this act shall have become a law.
   § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
 sion,  section  or  part  of  this act shall be adjudged by any court of
 competent jurisdiction to be invalid, such judgment  shall  not  affect,
 impair,  or  invalidate  the remainder thereof, but shall be confined in
 its operation to the clause, sentence, paragraph,  subdivision,  section
 or part thereof directly involved in the controversy in which such judg-
 ment shall have been rendered. It is hereby declared to be the intent of
 the  legislature  that  this  act  would  have been enacted even if such
 invalid provisions had not been included herein.
   § 3. This act shall take effect immediately  provided,  however,  that
 the applicable effective date of Parts A through VV of this act shall be
 as specifically set forth in the last section of such Parts.