S T A T E O F N E W Y O R K
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7888
I N S E N A T E
March 6, 2018
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Introduced by Sen. AVELLA -- (at request of the Office of Court Adminis-
tration) -- read twice and ordered printed, and when printed to be
committed to the Committee on Children and Families
AN ACT to amend the domestic relations law and the social services law,
in relation to non-marital fathers in adoption, surrender and termi-
nation of parental rights proceedings and consents to adoptions in
family and surrogate's courts
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Paragraphs (d) and (e) of subdivision 1 of section 111 of
the domestic relations law, as added by chapter 575 of the laws of 1980,
are amended to read as follows:
(d) Of the father, whether adult or infant, of a child born out-of-
wedlock and [placed with the adoptive parents] more than six months
[after birth] OLD AT THE TIME OF THE FILING OF A PETITION TO TERMINATE
PARENTAL RIGHTS, APPLICATION TO EXECUTE A JUDICIAL SURRENDER, PETITION
FOR APPROVAL OF AN EXTRA-JUDICIAL SURRENDER OR EXTRA-JUDICIAL CONSENT TO
ADOPTION OR PETITION FOR ADOPTION, WHICHEVER IS EARLIEST, but only if
such father [shall have] HAS:
(I) ESTABLISHED LEGAL PATERNITY BY HAVING BEEN ADJUDICATED AS THE
FATHER BY A COURT OF COMPETENT JURISDICTION OR BY HAVING ACKNOWLEDGED
PATERNITY IN A FORM DULY EXECUTED PURSUANT TO SECTION FORTY-ONE HUNDRED
THIRTY-FIVE-B OF THE PUBLIC HEALTH LAW OR IN A FORM RECOGNIZED BY THE
STATE, TERRITORY OR COUNTRY IN WHICH IT WAS EXECUTED TO HAVE THE FORCE
AND EFFECT OF AN ORDER OF PATERNITY OR FILIATION, SO LONG AS SAID LEGAL
PATERNITY:
A. WAS ESTABLISHED WITHIN SIX MONTHS OF THE CHILD'S FIRST ENTRY INTO
FOSTER CARE; OR
B. WAS THE RESULT OF A COURT ACTION FILED WITHIN SIX MONTHS OF THE
CHILD'S BIRTH THAT WAS ACTIVELY PROSECUTED UNTIL THE ORDER WAS ENTERED;
OR
(II) OPENLY LIVED WITH THE CHILD AND OPENLY HELD HIMSELF OUT TO BE THE
FATHER OF SUCH CHILD FOR A PERIOD OF SIX MONTHS IMMEDIATELY PRECEDING
THE EARLIER OF THE FILING OF A PETITION TO TERMINATE PARENTAL RIGHTS,
APPLICATION TO EXECUTE A JUDICIAL SURRENDER, PETITION FOR APPROVAL OF AN
EXTRA-JUDICIAL SURRENDER OR EXTRA-JUDICIAL CONSENT TO ADOPTION OR PETI-
TION FOR ADOPTION; OR
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD14586-01-8
S. 7888 2
(III) maintained substantial and continuous or repeated contact with
the child as manifested by[: (i)] the payment by the father toward the
support of the child of a fair and reasonable sum, according to the
father's means, and either [(ii) the father's]:
A. visiting the child at least [monthly] TWICE PER MONTH when phys-
ically and financially able to do so and not prevented from doing so by
the person or authorized agency having lawful custody of the child[,];
or [(iii) the father's regular communication]
B. REGULARLY COMMUNICATING with the child or with the person or agency
having the care or custody of the child, when physically [and] OR finan-
cially unable to visit the child or prevented from doing so by the
person or authorized agency having lawful custody of the child.
[The] FOR PURPOSES OF THIS SUBPARAGRAPH, THE subjective intent of the
father, whether expressed or otherwise, unsupported by evidence of acts
specified in this [paragraph] SUBPARAGRAPH manifesting such intent,
shall not preclude a determination that the father failed to maintain
substantial and continuous or repeated contact with the child. In making
such a determination, the court shall not require a showing of diligent
efforts by any person or agency to encourage the father to perform the
acts specified in this [paragraph] SUBPARAGRAPH. [A father, whether
adult or infant, of a child born out-of-wedlock, who openly lived with
the child for a period of six months within the one year period imme-
diately preceding the placement of the child for adoption and who during
such period openly held himself out to be the father of such child shall
be deemed to have maintained substantial and continuous contact with the
child for the purpose of this subdivision.]
(e) Of the father, whether adult or infant, of a child born out-of-
wedlock who is under the age of six months at the time [he is placed
for] OF THE FILING OF A PETITION TO TERMINATE PARENTAL RIGHTS, APPLICA-
TION TO EXECUTE A JUDICIAL SURRENDER, A PETITION FOR APPROVAL OF AN
EXTRA-JUDICIAL SURRENDER OR EXTRA-JUDICIAL CONSENT TO adoption OR A
PETITION FOR ADOPTION, WHICHEVER IS EARLIEST, but only if: (i) such
father [openly lived with the child or the child's mother for a contin-
uous period of six months immediately preceding the placement of the
child for adoption] IS A PERSON ENTITLED TO NOTICE PURSUANT TO SUBDIVI-
SION TWO OF SECTION ONE HUNDRED ELEVEN-A OF THIS TITLE OR SUBDIVISION
TWO OF SECTION THREE HUNDRED EIGHTY-FOUR-C OF THE SOCIAL SERVICES LAW;
and (ii) such father openly held himself out to be the father of such
child [during such period] PRIOR TO THE FILING OF A PETITION TO TERMI-
NATE PARENTAL RIGHTS, APPLICATION TO EXECUTE A JUDICIAL SURRENDER PETI-
TION FOR APPROVAL OF AN EXTRA-JUDICIAL SURRENDER OR EXTRA-JUDICIAL
CONSENT TO ADOPTION OR PETITION FOR ADOPTION, WHICHEVER IS EARLIER,
UNLESS PREVENTED FROM SO DOING BY THE PERSON OR AGENCY HAVING LAWFUL
CUSTODY OF THE CHILD; and (iii) such father paid a fair and reasonable
sum, in accordance with his means, for the medical, hospital and nursing
expenses incurred in connection with the mother's pregnancy or with the
birth of the child OR CHILD SUPPORT, UNLESS PREVENTED FROM SO DOING BY
THE PERSON OR AGENCY HAVING LAWFUL CUSTODY OF THE CHILD; AND (IV) UPON
RECEIVING NOTICE OF AN ADOPTION PROCEEDING PURSUANT TO THE PROVISIONS OF
THIS CHAPTER, OR A NOTICE OF A PROCEEDING TO TERMINATE PARENTAL RIGHTS
PURSUANT TO SECTION THREE HUNDRED EIGHTY-FOUR-B OF THE SOCIAL SERVICES
LAW, OR A NOTICE OF THE COMMITMENT OF THE GUARDIANSHIP AND CUSTODY OF
THE CHILD BY VOLUNTARY SURRENDER INSTRUMENT PURSUANT TO SECTION THREE
HUNDRED EIGHTY-THREE-C OR SECTION THREE HUNDRED EIGHTY-FOUR OF THE
SOCIAL SERVICES LAW, OR A NOTICE OF A PROCEEDING TO GRANT TEMPORARY
GUARDIANSHIP OF THE CHILD TO A PROPOSED ADOPTIVE PARENT PURSUANT TO
S. 7888 3
SECTION ONE HUNDRED FIFTEEN-C OF THIS ARTICLE, SUCH FATHER FILED A
MOTION TO INTERVENE IN THE PROCEEDING, INCLUDING AN ASSERTION OF PATER-
NITY AND A REQUEST FOR CUSTODY, WITHIN THIRTY DAYS OF THE DATE OF SUCH
NOTICE.
SUCH CONSENT SHALL NOT BE REQUIRED UNLESS PATERNITY IS ESTABLISHED IN
ACCORDANCE WITH THE RELEVANT AND OTHERWISE CONSISTENT PROVISIONS OF THE
FAMILY COURT ACT, THE SOCIAL SERVICES LAW AND THE PUBLIC HEALTH LAW.
§ 2. Subdivisions 1 and 2 of section 111-a of the domestic relations
law, subdivision 1 as amended by chapter 371 of the laws of 2013, subdi-
vision 2 as added by chapter 665 of the laws of 1976, paragraph (e) of
subdivision 2 as amended by chapter 862 of the laws of 1977, paragraphs
(f) and (g) as amended and paragraph (h) of subdivision 2 as added by
chapter 575 of the laws of 1980, are amended to read as follows:
1. Notwithstanding any inconsistent provisions of this or any other
law, and in addition to the notice requirements of any law pertaining to
persons other than those specified in subdivision two of this section,
notice as provided herein shall be given to the persons specified in
subdivision two of this section of any adoption proceeding initiated
pursuant to this article or of any proceeding initiated pursuant to
section one hundred fifteen-b of this article relating to the revocation
of an adoption consent, when such proceeding involves a child born out-
of-wedlock provided, however, that such notice shall not be required to
be given to any person who previously has been given notice of any
[proceeding] PETITION TO TERMINATE PARENTAL RIGHTS, APPLICATION TO
EXECUTE A JUDICIAL SURRENDER, PETITION FOR APPROVAL OF AN EXTRA-JUDICIAL
SURRENDER OR EXTRA-JUDICIAL CONSENT TO ADOPTION involving the child,
[pursuant to section three hundred eighty-four-c of the social services
law,] and provided further that notice in an adoption proceeding[,]
pursuant to this section shall not be required to be given to any person
who has previously received notice of any proceeding pursuant to section
one hundred fifteen-b of this article. In addition to such other
requirements as may be applicable to the petition in any proceeding in
which notice must be given pursuant to this section, the petition shall
set forth the names and last known addresses of all persons required to
be given notice of the proceeding, pursuant to this section, and there
shall be shown by the petition or by affidavit or other proof satisfac-
tory to the court that there are no persons other than those set forth
in the petition who are entitled to notice. For the purpose of determin-
ing persons entitled to notice of adoption proceedings initiated pursu-
ant to this article, persons specified in subdivision two of this
section shall not include any person who has been convicted of one or
more of the following sexual offenses in this state or convicted of one
or more offenses in another jurisdiction which, if committed in this
state, would constitute one or more of the following offenses, when the
child who is the subject of the proceeding was conceived as a result:
(A) rape in first or second degree; (B) course of sexual conduct against
a child in the first degree; (C) predatory sexual assault; or (D) preda-
tory sexual assault against a child.
2. Persons entitled to notice, pursuant to subdivision one of this
section, shall include:
(a) any person adjudicated by a court [in this state] OF COMPETENT
JURISDICTION to be the father of the child;
(b) [any person adjudicated by a court of another state or territory
of the United States to be the father of the child, when a certified
copy of the court order has been filed with the putative father regis-
S. 7888 4
try, pursuant to section three hundred seventy-two-c of the social
services law;
(c)] any person who has timely filed an unrevoked notice of intent to
claim paternity of the child, pursuant to section three hundred seven-
ty-two-c of the social services law;
[(d)] (C) any person who is recorded on the child's birth certificate
as the child's father;
[(e)] (D) any person who is openly living with the child [and the
child's mother] at the time the proceeding is initiated and who is hold-
ing himself out to be the child's father;
[(f)] (E) any person who has been identified as the child's father by
the mother in A written, sworn statement;
[(g)] (F) any person HOLDING HIMSELF OUT AS THE CHILD'S FATHER who was
married to the child's mother within six months subsequent to the birth
of the child and prior to the execution of a surrender instrument or the
initiation of a proceeding pursuant to section three hundred eighty-
four-b of the social services law; [and]
[(h)] (G) any person who has filed with the putative father registry
an instrument acknowledging paternity of the child, pursuant to section
4-1.2 of the estates, powers and trusts law;
(H) ANY PERSON WHO HAS ESTABLISHED LEGAL PATERNITY THROUGH THE
EXECUTION OF AN ACKNOWLEDGMENT OF PATERNITY RECOGNIZED BY ANY STATE,
TERRITORY OR COUNTRY IN WHICH IT WAS EXECUTED TO HAVE THE FORCE AND
EFFECT OF AN ORDER OF PATERNITY OR FILIATION; AND
(I) ANY PERSON WHO HAS FILED A PATERNITY OR CUSTODY PETITION FOR A
CHILD IN FOSTER CARE IN WHICH HE STATES THAT HE IS THE FATHER OF THE
CHILD AND WHERE THE PETITION REMAINS PENDING DESPITE HIS DILIGENT
EFFORTS TO PROSECUTE IT, SO LONG AS THE PETITION WAS FILED PRIOR TO
ISSUANCE OF ANY ORDER FREEING THE CHILD FOR ADOPTION.
§ 3. Subdivisions 1 and 2 of section 384-c of the social services law,
subdivision 1 as amended by chapter 371 of the laws of 2013, subdivision
2 as added by chapter 665 of the laws of 1976, paragraph (e) of subdivi-
sion 2 as amended by chapter 862 of the laws of 1977, paragraphs (f) and
(g) as amended and paragraph (h) of subdivision 2 as added by chapter
575 of the laws of 1980, are amended to read as follows:
1. Notwithstanding any inconsistent provision of this or any other
law, and in addition to the notice requirements of any law pertaining to
persons other than those specified in subdivision two of this section,
notice as provided herein shall be given to the persons specified in
subdivision two of this section of any [proceeding initiated pursuant to
sections three hundred fifty-eight-a, three hundred eighty-four, and
three hundred eighty-four-b of this chapter,] PETITION TO TERMINATE
PARENTAL RIGHTS, APPLICATION TO EXECUTE A JUDICIAL SURRENDER, PETITION
FOR APPROVAL OF AN EXTRA-JUDICIAL SURRENDER OR EXTRA-JUDICIAL CONSENT TO
ADOPTION involving a child born out-of-wedlock. Persons specified in
subdivision two of this section shall not include any person who has
been convicted of one or more of the following sexual offenses in this
state or convicted of one or more offenses in another jurisdiction
which, if committed in this state, would constitute one or more of the
following offenses, when the child who is the subject of the proceeding
was conceived as a result: (A) rape in first or second degree; (B)
course of sexual conduct against a child in the first degree; (C) preda-
tory sexual assault; or (D) predatory sexual assault against a child.
2. Persons entitled to notice, pursuant to subdivision one of this
section, shall include:
S. 7888 5
(a) any person adjudicated by a court [in this state] OF COMPETENT
JURISDICTION to be the father of the child;
(b) [any person adjudicated by a court of another state or territory
of the United States to be the father of the child, when a certified
copy of the court order has been filed with the putative father regis-
try, pursuant to section three hundred seventy-two-c of this chapter;
(c)] any person who has timely filed an unrevoked notice of intent to
claim paternity of the child, pursuant to section three hundred seven-
ty-two-c of this [chapter] TITLE;
[(d)] (C) any person who is recorded on the child's birth certificate
as the child's father;
[(e)] (D) any person who is openly living with the child [and the
child's mother] at the time the proceeding is initiated or at the time
the child was placed in the care of an authorized agency, and who is
holding himself out to be the child's father;
[(f)] (E) any person who has been identified as the child's father by
the mother in A written, sworn statement;
[(g)] (F) any person HOLDING HIMSELF OUT AS THE CHILD'S FATHER who was
married to the child's mother within six months subsequent to the birth
of the child and prior to the execution of a surrender instrument or the
initiation of a proceeding pursuant to section three hundred eighty-
four-b OF THIS TITLE; [and]
[(h)] (G) any person who has filed with the putative father registry
an instrument acknowledging paternity of the child, pursuant to section
4-1.2 of the estates, powers and trusts law;
(H) ANY PERSON WHO HAS ESTABLISHED LEGAL PATERNITY THROUGH THE
EXECUTION OF AN ACKNOWLEDGEMENT OF PATERNITY RECOGNIZED BY ANY STATE,
TERRITORY OR COUNTRY IN WHICH IT WAS EXECUTED TO HAVE THE FORCE AND
EFFECT OF AN ORDER OF PATERNITY OR FILIATION; AND
(I) ANY PERSON WHO HAS FILED A PATERNITY OR CUSTODY PETITION FOR A
CHILD IN FOSTER CARE IN WHICH HE STATES THAT HE IS THE FATHER OF THE
CHILD AND WHERE THE PETITION REMAINS PENDING DESPITE HIS DILIGENT
EFFORTS TO PROSECUTE IT SO LONG AS THE PETITION WAS FILED PRIOR TO THE
ISSUANCE OF ANY ORDER FREEING THE CHILD FOR ADOPTION.
§ 4. Section 384-c of the social services law is amended by adding a
new subdivision 8 to read as follows:
8. IF A PARTY NOTICED PURSUANT TO THIS SECTION FOR A PROCEEDING UNDER
SECTION THREE HUNDRED EIGHTY-FOUR-B OF THIS TITLE APPEARS AND ASSERTS
THAT HIS CONSENT TO ANY ADOPTION OF THE CHILD WOULD BE REQUIRED UNDER
SECTION ONE HUNDRED ELEVEN OF THE DOMESTIC RELATIONS LAW, A HEARING
SHALL BE HELD PRIOR TO THE FACT-FINDING HEARING. AT SUCH HEARING, THE
PETITIONER IN THE UNDERLYING PROCEEDING SHALL BEAR THE INITIAL BURDEN OF
GOING FORWARD WITH EVIDENCE SHOWING THAT THE NOTICED PARTY'S CONSENT TO
THE ADOPTION WOULD BE NOT REQUIRED, BUT THE NOTICED PARTY SHALL BEAR THE
ULTIMATE BURDEN OF ESTABLISHING BY A PREPONDERANCE OF THE EVIDENCE THAT
HIS CONSENT WOULD BE REQUIRED UNDER THE DOMESTIC RELATIONS LAW.
§ 5. This act shall take effect on the ninetieth day after it shall
have become a law and shall apply to petitions for adoption, termination
of parental rights, approval of extra-judicial surrenders or extra-judi-
cial consents to adoption or applications to execute judicial surrenders
filed on or after such effective date; provided, however, that this act
shall not apply to cases in which judicial determinations had been made
prior to such effective date regarding whether a putative father's
consent to an adoption would be required or whether he is entitled to
notice under section 111-a of the domestic relations law or section
384-c of the social services law.