S T A T E   O F   N E W   Y O R K
 ________________________________________________________________________
 
                                  3331--A
 
                        2021-2022 Regular Sessions
 
                             I N  S E N A T E
 
                             January 28, 2021
                                ___________
 
 Introduced  by  Sens.  RIVERA,  SALAZAR,  BAILEY, BIAGGI, BOYLE, BROOKS,
   BROUK, CLEARE, HARCKHAM, HINCHEY, HOYLMAN, JACKSON,  KAPLAN,  KRUEGER,
   LIU,  MANNION,  MARTUCCI, MYRIE, REICHLIN-MELNICK, SANDERS, SEPULVEDA,
   SERRANO -- read twice and ordered printed,  and  when  printed  to  be
   committed  to the Committee on Environmental Conservation -- recommit-
   ted to the Committee on Environmental Conservation in accordance  with
   Senate  Rule  6, sec. 8 -- committee discharged, bill amended, ordered
   reprinted as amended and recommitted to said committee
 
 AN ACT to amend the environmental conservation law, in relation  to  the
   regulation of ingredients in personal care products and cosmetics
 
   THE  PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
 BLY, DO ENACT AS FOLLOWS:
 
   Section 1.Short title. This act shall be known and may be cited as the
 "personal care and cosmetics act".
   § 2. Legislative findings and intent. There are thousands of chemicals
 used in personal care, household cleaning, and other consumer  products,
 many  of  which  have  never  been fully tested for potential impacts on
 human health or the environment.   Moreover,  regarding  the  safety  of
 using personal care products, it is most concerning that cosmetics regu-
 lation  in  the  United  States has not been significantly updated since
 1938.  This has led state national, and international  organizations  to
 develop  lists of chemicals of concern, including New York State's Toxic
 Chemicals in children's products and others. While federal law  requires
 personal  care product labels to list certain intentionally added ingre-
 dients, information concerning potential health effects  is  not  widely
 available and certain categories of chemical ingredients are exempt from
 labeling  requirements.  Furthermore, over 40 countries, including coun-
 tries in the European Union, Japan, Cambodia, and Vietnam, have stricter
 restrictions on chemicals in personal care products than does the United
 States. Therefore, the  legislature  finds  and  declares  that  federal
 disclosure requirements are inadequate to educate and protect consumers,
 and  that  it  shall  be the policy of the state to require the personal
 care product industry to more fully disclose  ingredients  and  identify
 
  EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
              
             
                          
                                       [ ] is old law to be omitted.
                                                            LBD00402-02-2
 S. 3331--A                          2
 
 ingredients published as chemicals of concern on lists identified by the
 commissioner and other state, national or international lists.
   §  2.  Article  37 of the environmental conservation law is amended by
 adding a new title 11 to read as follows:
                                 TITLE XI
                        PERSONAL CARE AND COSMETICS
 SECTION 37-1101. DEFINITIONS.
         37-1103. DISCLOSURE.
         37-1105. PUBLISHING OF LISTS.
         37-1107. PERIODIC REVIEW.
         37-1109. SALES PROHIBITION.
         37-1111. SMALL BUSINESS EXEMPTION.
         37-1113. PENALTIES.
 § 37-1101. DEFINITIONS.
   AS USED IN THIS TITLE, UNLESS THE CONTEXT REQUIRES OTHERWISE:
   1. "CHEMICAL OF CONCERN" SHALL MEAN A CHEMICAL OR CLASS  OF  CHEMICALS
 REFERENCED  IN  SECTION 108954(A)(1) OF CHAPTER 13 TO PART 3 OF DIVISION
 104 OF THE CALIFORNIA HEALTH AND SAFETY CODE AS OF MARCH FIFTEENTH,  TWO
 THOUSAND  TWENTY-TWO, AND ASTHMAGENS AS IDENTIFIED BY THE ASSOCIATION OF
 OCCUPATIONAL AND ENVIRONMENTAL CLINICS AND AS DESIGNATED BY THE  COMMIS-
 SIONER, IN CONSULTATION WITH THE COMMISSIONER OF HEALTH.
   2. "INGREDIENT" SHALL MEAN ALL OF THE FOLLOWING:
   (A)  AN  INTENTIONALLY  ADDED  INGREDIENT PRESENT IN ANY QUANTITY IN A
 PERSONAL CARE PRODUCT;
   (B) A NONFUNCTIONAL BYPRODUCT OR NONFUNCTIONAL CONTAMINANT PRESENT  IN
 A  PERSONAL  CARE  PRODUCT,  IN  ANY  QUANTITY, PROVIDED SUCH ELEMENT OR
 COMPOUND HAS BEEN PUBLISHED AS A CHEMICAL OF  CONCERN  ON  ONE  OR  MORE
 LISTS IDENTIFIED BY THE COMMISSIONER.
   3. "INTENTIONALLY ADDED INGREDIENT" SHALL MEAN ANY ELEMENT OR COMPOUND
 THAT  A MANUFACTURER HAS INTENTIONALLY ADDED TO A PERSONAL CARE PRODUCT,
 AND WHICH HAS A FUNCTIONAL OR TECHNICAL EFFECT IN THE FINISHED  PRODUCT,
 INCLUDING,  BUT  NOT  LIMITED  TO, THE COMPONENTS OF INTENTIONALLY ADDED
 FRAGRANCE,  FLAVORING  AND  COLORANTS,  AND  THE  INTENTIONAL  BREAKDOWN
 PRODUCTS  OF  AN ADDED ELEMENT OR COMPOUND THAT ALSO HAS A FUNCTIONAL OR
 TECHNICAL EFFECT ON THE FINISHED PRODUCT.
   4. "NONFUNCTIONAL BYPRODUCT" SHALL MEAN ANY ELEMENT OR COMPOUND  WHICH
 HAS NO FUNCTIONAL OR TECHNICAL EFFECT IN THE FINISHED PRODUCT WHICH:
   (A)  WAS  INTENTIONALLY  ADDED  DURING THE MANUFACTURING PROCESS FOR A
 PERSONAL CARE PRODUCT AT ANY POINT IN A PRODUCT'S, A RAW  MATERIAL'S  OR
 INGREDIENT'S SUPPLY CHAIN; OR
   (B)  WAS  CREATED  OR  FORMED  DURING  THE MANUFACTURING PROCESS AS AN
 INTENTIONAL OR UNINTENTIONAL CONSEQUENCE OF THE MANUFACTURING PROCESS AT
 ANY POINT IN A PRODUCT'S, A RAW MATERIAL'S, OR  AN  INGREDIENT'S  SUPPLY
 CHAIN.
   NONFUNCTIONAL  BYPRODUCT  SHALL  INCLUDE,  BUT  IS  NOT LIMITED TO, AN
 UNREACTED RAW MATERIAL, A BREAKDOWN PRODUCT OF  AN  INTENTIONALLY  ADDED
 INGREDIENT, OR A BYPRODUCT OF THE MANUFACTURING PROCESS.
   5.  "NONFUNCTIONAL  CONTAMINANT"  SHALL  MEAN  ANY ELEMENT OR COMPOUND
 PRESENT IN A PERSONAL CARE PRODUCT AS AN  UNINTENTIONAL  CONSEQUENCE  OF
 MANUFACTURING  WHICH  HAS  NO  FUNCTIONAL  OR  TECHNICAL  EFFECT  IN THE
 FINISHED PRODUCT. NONFUNCTIONAL CONTAMINANTS INCLUDE, BUT ARE NOT LIMIT-
 ED TO, ELEMENTS OR COMPOUNDS PRESENT IN THE ENVIRONMENT AS  CONTAMINANTS
 WHICH    WERE  INTRODUCED  INTO  A PRODUCT, A RAW MATERIAL, OR A PRODUCT
 INGREDIENT AS A RESULT OF THE USE OF AN ENVIRONMENTAL MEDIUM, SUCH AS  A
 NATURALLY  OCCURRING  MINERAL,  AIR, SOIL OR WATER, IN THE MANUFACTURING
 S. 3331--A                          3
 
 PROCESS AT ANY POINT IN A PRODUCT'S, A RAW MATERIAL'S,  OR  AN  INGREDI-
 ENT'S SUPPLY CHAIN.
   6.  "MANUFACTURER"  SHALL MEAN ANY PERSON, FIRM, ASSOCIATION, PARTNER-
 SHIP,  LIMITED    LIABILITY  COMPANY,  OR  CORPORATION  WHICH  PRODUCES,
 PREPARES,  FORMULATES,  OR COMPOUNDS A   PERSONAL CARE PRODUCT, OR WHOSE
 BRAND NAME IS AFFIXED TO SUCH PRODUCT. IN THE CASE OF  A  PERSONAL  CARE
 PRODUCT  IMPORTED  INTO THE UNITED STATES, "MANUFACTURER" SHALL MEAN THE
 IMPORTER OR FIRST DOMESTIC DISTRIBUTOR OF THE PRODUCT IF THE ENTITY THAT
 MANUFACTURES THE PRODUCT OR WHOSE BRAND  NAME IS AFFIXED TO THE  PRODUCT
 DOES NOT HAVE A PRESENCE IN THE UNITED STATES.
   7.  "PERSONAL CARE PRODUCT" SHALL MEAN ARTICLES INTENDED TO BE RUBBED,
 POURED, SPRINKLED, OR SPRAYED ON, INTRODUCED INTO, OR OTHERWISE  APPLIED
 TO  THE  HUMAN  BODY  OR  ANY  PART  THEREOF FOR CLEANSING, BEAUTIFYING,
 PROMOTING ATTRACTIVENESS,  OR  ALTERING  THE  APPEARANCE,  AND  ARTICLES
 INTENDED  FOR  USE AS A COMPONENT OF ANY SUCH ARTICLES; EXCEPT THAT SUCH
 TERM SHALL NOT INCLUDE SOAP.
   8. "PRACTICAL QUANTIFICATION LIMIT" MEANS THE LOWEST LEVEL THAT CAN BE
 RELIABLY ACHIEVED WITHIN PRE-DETERMINED LIMITS OF PRECISION AND ACCURACY
 DURING ROUTINE LABORATORY OPERATING CONDITIONS.
   9. "RESTRICTED SUBSTANCE" SHALL MEAN LEAD, LEAD COMPOUNDS, OR  MERCURY
 AND   RELATED   COMPOUNDS,  FORMALDEHYDE,  PARAFOLMALDEHYDE,  TRICLOSAN,
 TOLUENE,  PER-  AND  POLYFLUOROALKYL  SUBSTANCES,   DIBUTYL   PHTHALATE,
 DI(2)EXYLHEXYL  PHTHALATE,  DIETHYL  PHTHALATE,  BUTYL BENZYL PHTHALATE,
 ISOBUTYL-,  ISOPROPYL-,  BUTYL-,  METHYL-,  PROPYL  PARABEN,   METHYLENE
 GLYCOL,  OXYBENZONE,  QUANTERNIUM-15,  M-PHENYLENEDIAMINE AND ITS SALTS,
 AND O- PHENYLENEDIAMINE AND ITS SALTS.
   10. "SOAP" SHALL MEAN ARTICLES COMPRISED ENTIRELY OF AN ALKALI SALT OF
 FATTY ACIDS WHERE THE DETERGENT PROPERTIES OF THE ARTICLE ARE DUE TO THE
 ALKALI-FATTY ACID COMPOUNDS, AND THE ARTICLE SHALL BE LABELED, SOLD, AND
 REPRESENTED ONLY AS A SOAP.
 § 37-1103. DISCLOSURE.
   1. MANUFACTURERS  OF  PERSONAL  CARE  PRODUCTS  DISTRIBUTED,  SOLD  OR
 OFFERED  FOR  SALE  IN  THIS  STATE, WHETHER AT RETAIL OR WHOLESALE, FOR
 PERSONAL, PROFESSIONAL OR COMMERCIAL USE, OR DISTRIBUTED FOR PROMOTIONAL
 PURPOSES, SHALL FURNISH TO THE COMMISSIONER  FOR  PUBLIC  RECORD,  IN  A
 MANNER  PRESCRIBED BY THE COMMISSIONER THAT IS READILY ACCESSIBLE TO THE
 PUBLIC AND MACHINE READABLE, SUCH INFORMATION  REGARDING  SUCH  PRODUCTS
 PURSUANT  TO  RULES AND REGULATIONS PROMULGATED BY THE COMMISSIONER. FOR
 EACH PERSONAL CARE PRODUCT, SUCH INFORMATION SHALL  INCLUDE,  BUT  SHALL
 NOT BE LIMITED TO:
   (A)  A  LIST  NAMING EACH INGREDIENT, AS DEFINED IN SUBDIVISION TWO OF
 SECTION 37-1101 OF THIS TITLE, OF THE PRODUCT  IN  DESCENDING  ORDER  OF
 PREDOMINANCE  BY  WEIGHT IN THE PRODUCT, EXCEPT THAT INGREDIENTS PRESENT
 AT A WEIGHT BELOW ONE PERCENT (1%) MAY BE LISTED FOLLOWING OTHER  INGRE-
 DIENTS WITHOUT RESPECT TO THE ORDER OF PREDOMINANCE BY WEIGHT;
   (B)  SUCH LIST SHALL INCLUDE CHEMICALS PRESENT AS NONFUNCTIONAL BYPRO-
 DUCTS AND CONTAMINANTS WHEN THOSE ELEMENTS OR COMPOUNDS MEET  THE  DEFI-
 NITION OF A CHEMICAL OF CONCERN;
   (C)  SUCH  LIST  SHALL DISCLOSE EACH INGREDIENT THAT IS PUBLISHED AS A
 CHEMICAL OF CONCERN AS IDENTIFIED IN THIS TITLE, INCLUDING SPECIFICATION
 OF WHICH LIST OR LISTS SUCH CHEMICAL OF CONCERN IS ON; AND
   (D) SUCH LIST SHALL DISCLOSE WHETHER  IT  IS  AN  INTENTIONALLY  ADDED
 INGREDIENT,  A  NONFUNCTIONAL BYPRODUCT, OR A NONFUNCTIONAL CONTAMINANT.
 MANUFACTURERS MAY PROVIDE  INFORMATION  ABOUT  THE  FUNCTION  OF  INTEN-
 TIONALLY ADDED INGREDIENTS.
 S. 3331--A                          4
 
   2.  SUCH  MANUFACTURERS SHALL FURNISH INFORMATION ON OR BEFORE JANUARY
 THIRTIETH, TWO THOUSAND TWENTY-FOUR AND ANNUALLY THEREAFTER.
   3.  SUCH  INFORMATION  SHALL  BE  MADE  AVAILABLE TO THE PUBLIC BY THE
 COMMISSIONER, IN ACCORDANCE WITH THIS SECTION,  WITH  THE  EXCEPTION  OF
 SPECIFIC  INGREDIENT  NAMES, WHICH THE COMMISSIONER DETERMINES, BASED ON
 APPLICATION BY THE MANUFACTURER, WOULD DISCLOSE  INFORMATION,  INCLUDING
 FORMULAS  AND  MOLECULAR STRUCTURES, ABOUT THE INGREDIENT THAT DISCLOSES
 PROCESSES USED IN THE MANUFACTURING OR PROCESSING OF THE INGREDIENT.  IF
 THE  COMMISSIONER  GRANTS  AN EXCEPTION, THE MANUFACTURER MUST PROVIDE A
 GENERIC NAME FOR EACH INGREDIENT, USING THE FRAMEWORK  PROVIDED  BY  THE
 FEDERAL  ENVIRONMENTAL PROTECTION AGENCY GUIDANCE FOR THE TSCA CONFIDEN-
 TIAL INVENTORY.  THE COMMISSIONER SHALL NOT APPROVE ANY EXCEPTIONS UNDER
 THIS SUBDIVISION WITH RESPECT TO ANY INGREDIENT PUBLISHED AS A  CHEMICAL
 OF CONCERN BY THE COMMISSIONER.
   4.  THE  COMMISSIONER MAY DIRECT SUBMISSION OF SUCH INFORMATION TO THE
 INTERSTATE CHEMICALS CLEARINGHOUSE, WHICH MAY MAKE THE REPORTED INFORMA-
 TION AVAILABLE TO THE PUBLIC, SUBJECT  TO  INFORMATION  TO  BE  WITHHELD
 UNDER SUBDIVISION THREE OF THIS SECTION.
   5.  THE  MANUFACTURER  SHALL  PAY A FEE UPON SUBMISSION OF A REPORT OF
 CHEMICAL USE PURSUANT TO SUBDIVISION ONE OF THIS  SECTION  OR  A  WAIVER
 REQUEST PURSUANT TO SUBDIVISION TWO OF THIS SECTION TO COVER THE DEPART-
 MENT'S  REASONABLE  COSTS  IN THE ADMINISTRATION AND ENFORCEMENT OF THIS
 TITLE. EXCLUSIVE OF FINES AND PENALTIES, THE STATE  SHALL  ONLY  RECOVER
 ITS ACTUAL COST OF ADMINISTRATION AND ENFORCEMENT.
 § 37-1105. PUBLISHING OF LISTS.
   THE  COMMISSIONER  SHALL  PUBLISH  LISTS  OF CHEMICALS OF CONCERN, AND
 RESTRICTED SUBSTANCES ON OR BEFORE THE EFFECTIVE DATE OF THIS TITLE, AND
 ANY TIME SUCH LISTS ARE AMENDED.
 § 37-1107. PERIODIC REVIEW.
   THE COMMISSIONER, IN CONSULTATION WITH  THE  COMMISSIONER  OF  HEALTH,
 SHALL  PERIODICALLY REVIEW NO FEWER THAN THREE YEARS, THE LIST OF CHEMI-
 CALS OF CONCERN AND, MAY THROUGH REGULATION,  ADD  OR  REMOVE  CHEMICALS
 FROM SUCH LIST.
 § 37-1109. SALES PROHIBITION.
   EFFECTIVE THREE YEARS AFTER THIS SECTION TAKES EFFECT, NO PERSON SHALL
 DISTRIBUTE, SELL OR OFFER FOR SALE IN THIS STATE A PERSONAL CARE PRODUCT
 CONTAINING A RESTRICTED SUBSTANCE.
 § 37-1111. SMALL BUSINESS EXEMPTION.
   THE  REQUIREMENTS  OF SECTION 37-1103 OF THIS TITLE SHALL NOT APPLY TO
 PERSONAL CARE PRODUCT MANUFACTURERS THAT EMPLOY TEN  PERSONS  OR  FEWER,
 AND ARE INDEPENDENTLY OWNED AND OPERATED.
 § 37-1113. PENALTIES.
   A MANUFACTURER IN VIOLATION OF THIS TITLE IS SUBJECT TO A CIVIL PENAL-
 TY NOT TO EXCEED FIVE THOUSAND DOLLARS FOR EACH VIOLATION IN THE CASE OF
 A  FIRST  OFFENSE.  MANUFACTURERS  WHO  COMMIT SUBSEQUENT VIOLATIONS ARE
 SUBJECT TO A CIVIL PENALTY NOT TO EXCEED TEN THOUSAND DOLLARS  FOR  EACH
 ADDITIONAL OFFENSE.
   § 3. Severability. If any provision of this act, or any application of
 any  provision  of  this act, is held to be invalid, or to violate or be
 inconsistent with any federal law or regulation, that shall  not  affect
 the  validity or effectiveness of any other provision of this act, or of
 any other application of any provision of this act, which can  be  given
 effect  without  that  provision  or  application;  and to that end, the
 provisions and applications of this act are severable.
   § 4. This act shall take effect one year after it shall have become  a
 law. Effective immediately, the addition, amendment and/or repeal of any
 S. 3331--A                          5
 
 rule  or  regulation necessary for the implementation of this act on its
 effective date are authorized to be made and completed on or before such
 effective date.