S T A T E O F N E W Y O R K
________________________________________________________________________
9966
I N S E N A T E
April 20, 2026
___________
Introduced by Sen. COMRIE -- read twice and ordered printed, and when
printed to be committed to the Committee on Energy and Telecommuni-
cations
AN ACT to amend the public service law, in relation to the standard
applicable to review of joint proposals in rate proceedings submitted
to the public service commission for approval
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Section 66 of the public service law is amended by adding a
new subdivision 33 to read as follows:
33. (A) NOTWITHSTANDING THE DEPARTMENT'S RULES AND REGULATIONS
CONCERNING CONFIDENTIALITY OF SETTLEMENT DISCUSSIONS IN RATE CASE
PROCEEDINGS, BOTH DEPARTMENT STAFF AND THE UTILITY SHALL PROVIDE SEPA-
RATE, SUBSTANTIVE RESPONSES TO DISCOVERY REQUESTS AND CROSS-EXAMINATION
QUESTIONS SEEKING EVIDENCE OR EXPLANATIONS RELATED TO ELEMENTS OF THE
JOINT PROPOSAL. THIS REQUIREMENT INCLUDES INQUIRIES COMPARING WRITTEN
TESTIMONIES OF DEPARTMENT STAFF AND THE UTILITY TO THE JOINT PROPOSAL
AND REQUESTING EVIDENCE AND A RATIONALE THAT DEMONSTRATES THAT AN IDEN-
TIFIED ASPECT OF THE JOINT PROPOSAL IS IN COMPLIANCE WITH ALL APPLICABLE
LAWS AND OFFERS BENEFITS TO UTILITY CONSUMERS EQUAL TO OR GREATER THAN
THOSE PROVIDED BY ITS TESTIMONIAL POSITIONS. DEPARTMENT STAFF AND THE
UTILITY SHALL, IN THEIR RESPECTIVE FILINGS IN REGARD TO THE JOINT
PROPOSAL, EXPLAIN HOW ANY CONTESTED ASPECT OF THE JOINT PROPOSAL DELIV-
ERS OUTCOMES FOR UTILITY CONSUMERS THAT ARE IN COMPLIANCE WITH ALL
APPLICABLE LAWS AND ARE AT LEAST AS FAVORABLE AS WOULD HAVE RESULTED HAD
ITS TESTIMONIAL POSITION BEEN APPROVED BY THE COMMISSION.
(B) NOTWITHSTANDING THE COMMISSION'S ORDER ON PROCEDURAL GUIDELINES
FOR SETTLEMENTS ISSUED IN NINETEEN HUNDRED NINETY-TWO IN CASE 90-M-0255,
THE COMMISSION SHALL ENSURE IN ITS ORDER APPROVING OR MODIFYING A JOINT
PROPOSAL THAT EACH INDIVIDUAL ELEMENT OF THE JOINT PROPOSAL ADOPTED IN
ITS RATE PLAN ORDER IS BY CLEAR AND CONVINCING EVIDENCE IN THE RECORD,
INCLUDING PARTIES' WRITTEN AND ORAL TESTIMONY AND EXHIBITS, THE BEST
OUTCOME FOR UTILITY CONSUMERS AND IS IN COMPLIANCE WITH ALL APPLICABLE
LAWS.
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD15466-01-6
S. 9966 2
(C) AS USED IN THIS SUBDIVISION, THE FOLLOWING TERMS SHALL HAVE THE
FOLLOWING MEANINGS:
(I) "SETTLEMENT DISCUSSIONS" SHALL MEAN A SET OF FORMAL NEGOTIATIONS
OF THE PARTIES ORGANIZED BY THE DEPARTMENT THAT IS INTENDED TO RESOLVE
ALL OR SOME OF THE ISSUES IN ANY RATE PROCEEDING AND LEAD TO THE FILING
OF A JOINT PROPOSAL FOR COMMISSION APPROVAL.
(II) "JOINT PROPOSAL" SHALL MEAN A NEGOTIATED SETTLEMENT AGREEMENT
SIGNED BY TWO OR MORE PARTIES IN A RATE PROCEEDING.
§ 2. Section 80 of the public service law is amended by adding a new
subdivision 13 to read as follows:
13. (A) NOTWITHSTANDING THE DEPARTMENT'S RULES AND REGULATIONS
CONCERNING CONFIDENTIALITY OF SETTLEMENT DISCUSSIONS IN RATE CASE
PROCEEDINGS, BOTH DEPARTMENT STAFF AND THE UTILITY SHALL PROVIDE SEPA-
RATE, SUBSTANTIVE RESPONSES TO DISCOVERY REQUESTS AND CROSS-EXAMINATION
QUESTIONS SEEKING EVIDENCE OR EXPLANATIONS RELATED TO ELEMENTS OF THE
JOINT PROPOSAL. THIS REQUIREMENT INCLUDES INQUIRIES COMPARING WRITTEN
TESTIMONIES OF DEPARTMENT STAFF AND THE UTILITY TO THE JOINT PROPOSAL
AND REQUESTING EVIDENCE AND A RATIONALE THAT DEMONSTRATES THAT AN IDEN-
TIFIED ASPECT OF THE JOINT PROPOSAL IS IN COMPLIANCE WITH ALL APPLICABLE
LAWS AND OFFERS BENEFITS TO UTILITY CONSUMERS EQUAL TO OR GREATER THAN
THOSE PROVIDED BY ITS TESTIMONIAL POSITIONS. DEPARTMENT STAFF AND THE
UTILITY SHALL, IN THEIR RESPECTIVE FILINGS IN REGARD TO THE JOINT
PROPOSAL, EXPLAIN HOW ANY CONTESTED ASPECT OF THE JOINT PROPOSAL DELIV-
ERS OUTCOMES FOR UTILITY CONSUMERS THAT ARE IN COMPLIANCE WITH ALL
APPLICABLE LAWS AND ARE AT LEAST AS FAVORABLE AS WOULD HAVE RESULTED HAD
ITS TESTIMONIAL POSITION BEEN APPROVED BY THE COMMISSION.
(B) NOTWITHSTANDING THE COMMISSION'S ORDER ON PROCEDURAL GUIDELINES
FOR SETTLEMENTS ISSUED IN NINETEEN HUNDRED NINETY-TWO IN CASE 90-M-0255,
THE COMMISSION SHALL ENSURE IN ITS ORDER APPROVING OR MODIFYING A JOINT
PROPOSAL THAT EACH INDIVIDUAL ELEMENT OF THE JOINT PROPOSAL ADOPTED IN
ITS RATE PLAN ORDER IS BY CLEAR AND CONVINCING EVIDENCE IN THE RECORD,
INCLUDING PARTIES' WRITTEN AND ORAL TESTIMONY AND EXHIBITS, THE BEST
OUTCOME FOR UTILITY CONSUMERS AND IS IN COMPLIANCE WITH ALL APPLICABLE
LAWS.
(C) AS USED IN THIS SUBDIVISION, THE FOLLOWING TERMS SHALL HAVE THE
FOLLOWING MEANINGS:
(I) "SETTLEMENT DISCUSSIONS" SHALL MEAN A SET OF FORMAL NEGOTIATIONS
OF THE PARTIES ORGANIZED BY THE DEPARTMENT THAT IS INTENDED TO RESOLVE
ALL OR SOME OF THE ISSUES IN ANY RATE PROCEEDING AND LEAD TO THE FILING
OF A JOINT PROPOSAL FOR COMMISSION APPROVAL.
(II) "JOINT PROPOSAL" SHALL MEAN A NEGOTIATED SETTLEMENT AGREEMENT
SIGNED BY TWO OR MORE PARTIES IN A RATE PROCEEDING.
§ 3. Section 89-c of the public service law is amended by adding a new
subdivision 18 to read as follows:
18. (A) NOTWITHSTANDING THE DEPARTMENT'S RULES AND REGULATIONS
CONCERNING CONFIDENTIALITY OF SETTLEMENT DISCUSSIONS IN RATE CASE
PROCEEDINGS, BOTH DEPARTMENT STAFF AND THE UTILITY SHALL PROVIDE SEPA-
RATE, SUBSTANTIVE RESPONSES TO DISCOVERY REQUESTS AND CROSS-EXAMINATION
QUESTIONS SEEKING EVIDENCE OR EXPLANATIONS RELATED TO ELEMENTS OF THE
JOINT PROPOSAL. THIS REQUIREMENT INCLUDES INQUIRIES COMPARING WRITTEN
TESTIMONIES OF DEPARTMENT STAFF AND THE UTILITY TO THE JOINT PROPOSAL
AND REQUESTING EVIDENCE AND A RATIONALE THAT DEMONSTRATES THAT AN IDEN-
TIFIED ASPECT OF THE JOINT PROPOSAL IS IN COMPLIANCE WITH ALL APPLICABLE
LAWS AND OFFERS BENEFITS TO UTILITY CONSUMERS EQUAL TO OR GREATER THAN
THOSE PROVIDED BY ITS TESTIMONIAL POSITIONS. DEPARTMENT STAFF AND THE
UTILITY SHALL, IN THEIR RESPECTIVE FILINGS IN REGARD TO THE JOINT
S. 9966 3
PROPOSAL, EXPLAIN HOW ANY CONTESTED ASPECT OF THE JOINT PROPOSAL DELIV-
ERS OUTCOMES FOR UTILITY CONSUMERS THAT ARE IN COMPLIANCE WITH ALL
APPLICABLE LAWS AND ARE AT LEAST AS FAVORABLE AS WOULD HAVE RESULTED HAD
ITS TESTIMONIAL POSITION BEEN APPROVED BY THE COMMISSION.
(B) NOTWITHSTANDING THE COMMISSION'S ORDER ON PROCEDURAL GUIDELINES
FOR SETTLEMENTS ISSUED IN NINETEEN HUNDRED NINETY-TWO IN CASE 90-M-0255,
THE COMMISSION SHALL ENSURE IN ITS ORDER APPROVING OR MODIFYING A JOINT
PROPOSAL THAT EACH INDIVIDUAL ELEMENT OF THE JOINT PROPOSAL ADOPTED IN
ITS RATE PLAN ORDER IS BY CLEAR AND CONVINCING EVIDENCE IN THE RECORD,
INCLUDING PARTIES' WRITTEN AND ORAL TESTIMONY AND EXHIBITS, THE BEST
OUTCOME FOR UTILITY CONSUMERS AND IS IN COMPLIANCE WITH ALL APPLICABLE
LAWS.
(C) AS USED IN THIS SUBDIVISION, THE FOLLOWING TERMS SHALL HAVE THE
FOLLOWING MEANINGS:
(I) "SETTLEMENT DISCUSSIONS" SHALL MEAN A SET OF FORMAL NEGOTIATIONS
OF THE PARTIES ORGANIZED BY THE DEPARTMENT THAT IS INTENDED TO RESOLVE
ALL OR SOME OF THE ISSUES IN ANY RATE PROCEEDING AND LEAD TO THE FILING
OF A JOINT PROPOSAL FOR COMMISSION APPROVAL.
(II) "JOINT PROPOSAL" SHALL MEAN A NEGOTIATED SETTLEMENT AGREEMENT
SIGNED BY TWO OR MORE PARTIES IN A RATE PROCEEDING.
§ 4. This act shall take effect on the one hundred twentieth day after
it shall have become a law, and shall apply to public service commission
proceedings initiated on or after such date. Effective immediately, the
addition, amendment and/or repeal of any rule or regulation necessary
for the implementation of this act on its effective date are authorized
to be made and completed on or before such effective date.