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This entry was published on 2014-09-22
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Reports to superintendent
§ 513. Reports to superintendent. On or before the first day of April
in each year, every investment company shall make a written report to
the superintendent of financial services which shall contain a statement
of its condition on the morning of the first day of January in said year
and shall be in the form and contain the matters prescribed by the
superintendent. The superintendent may, however, in his discretion
accept from an investment company which has branches in a foreign
country or countries, a report containing a statement of its condition
as of a date not later than the first day of January and not earlier
than the first day of November in the preceding year. Every such report
shall be subscribed and affirmed as true under the penalties of perjury,
according to the best of their knowledge and belief, by the two
principal officers of the investment company at the time of such
subscription, and shall state that the usual business of the investment
company has been transacted at the location or locations required by
this article and not elsewhere.

Every such investment company shall also make such other special
reports to the superintendent as he may from time to time require, which
shall be in such form and filed at such date as may be prescribed by the
superintendent and shall, if required by him, be subscribed and affirmed
as true under the penalties of perjury.